Fisheries of the Exclusive Economic Zone Off Alaska; Cook Inlet Salmon; Amendment 14, 60568-60588 [2021-23610]
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publication of notification in the
Federal Register, NOAA Weather Radio,
Fishery Bulletins, and other appropriate
means. All that remains is to notify the
public that catastrophic conditions
continue to exist, that IFQ participants
may use paper forms, and that Federal
dealers and Gulf for-hire permit holders
may submit delayed reports. Such
procedures are also contrary to the
public interest because of the need to
immediately implement this action
because affected dealers continue to
receive these species in the affected area
and need a means of completing their
landing transactions. With the
continued power outages and damages
to infrastructure that have occurred in
the affected area due to Hurricane Ida,
numerous businesses are unable to
complete landings transactions, fishing
reports, and dealer reports
electronically. In order to continue with
their businesses, IFQ participants need
to be aware they can report using the
paper forms, and Federal dealers and
Gulf for-permit holders need to be aware
that they can delay reporting.
For the aforementioned reasons, there
is good cause to waive the 30-day delay
in the effectiveness of this action under
5 U.S.C. 553(d)(3).
Authority: 16 U.S.C. 1801 et seq.
Dated: October 27, 2021.
Jennifer M. Wallace,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2021–23820 Filed 11–2–21; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No. 211025–0215]
RIN 0648–BK31
Fisheries of the Exclusive Economic
Zone Off Alaska; Cook Inlet Salmon;
Amendment 14
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
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AGENCY:
NMFS issues this final rule to
implement Amendment 14 to the
Fishery Management Plan (FMP) for the
Salmon Fisheries in the Exclusive
Economic Zone (EEZ) Off Alaska
(Salmon FMP). Amendment 14 will
incorporate the Cook Inlet EEZ Subarea
into the Salmon FMP’s West Area,
SUMMARY:
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thereby bringing the Cook Inlet EEZ
Subarea and the commercial salmon
fisheries that occur within it under
Federal management by the North
Pacific Fishery Management Council
(Council) and NMFS. This action will
apply the prohibition on commercial
salmon fishing that is currently
established in the West Area to the
newly added Cook Inlet EEZ Subarea.
This final rule is necessary to comply
with a U.S. Court of Appeals for the
Ninth Circuit ruling and to ensure the
Salmon FMP is consistent with the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act). This final rule
is intended to promote the goals and
objectives of the Magnuson-Stevens Act,
the Salmon FMP, and other applicable
laws.
DATES: Effective December 3, 2021.
ADDRESSES: Electronic copies of the
Environmental Assessment and the
Regulatory Impact Review (collectively
referred to as the ‘‘Analysis’’) and the
Finding of No Significant Impact
prepared for this final rule may be
obtained from https://
www.regulations.gov or from the NMFS
Alaska Region website at https://
www.fisheries.noaa.gov/region/alaska.
FOR FURTHER INFORMATION CONTACT:
Doug Duncan, 907–586–7228 or
doug.duncan@noaa.gov.
SUPPLEMENTARY INFORMATION: This final
rule implements Amendment 14 to the
Salmon FMP. NMFS published the
Notice of Availability (NOA) for
Amendment 14 in the Federal Register
on May 18, 2021 (86 FR 26888), with
public comments invited through July
19, 2021. NMFS published the proposed
rule to implement Amendment 14 in the
Federal Register on June 4, 2021 (86 FR
29977). Comments submitted on the
NOA and the proposed rule for
Amendment 14 were considered jointly.
The Secretary of Commerce approved
Amendment 14 on August 12, 2021,
after considering public comment and
determining that Amendment 14 is
consistent with the Salmon FMP, the
Magnuson-Stevens Act, and other
applicable laws. No substantive changes
have been made from the proposed rule
in this final rule.
Background
The following provides a brief
summary of the background for
Amendment 14. Additional information
is provided in the preamble of the
proposed rule and the Analysis.
The Council’s Salmon FMP manages
the Pacific salmon fisheries in the EEZ
from 3 nautical miles to 200 nautical
miles off Alaska. The Council developed
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the Salmon FMP under the MagnusonStevens Act, and it first became effective
in 1979. The Council has divided the
Salmon FMP’s coverage into the West
Area and the East Area, with the
boundary between the two areas at Cape
Suckling, at 143°53.6′ W longitude. The
Salmon FMP authorizes commercial
salmon fishing in the East Area, and
prohibits commercial salmon fishing in
the West Area. Through Amendment 12
(December 21, 2012, 77 FR 75570), three
small areas in the EEZ—including the
Cook Inlet EEZ—where commercial
salmon fishing with nets was originally
authorized by the International
Convention for the High Seas Fisheries
of the North Pacific Ocean, as
implemented by the North Pacific
Fisheries Act of 1954, were excluded
from the Salmon FMP and therefore not
subject to the West Area prohibition on
commercial fishing. Amendment 12’s
removal of these three areas in the EEZ
from the Salmon FMP’s West Area
allowed the State of Alaska (State) to
manage these areas independently and
outside of an FMP.
Cook Inlet commercial salmon
fishermen and seafood processors
challenged Amendment 12 and its
implementing regulations, including
removal of the Cook Inlet EEZ from the
Salmon FMP. United Cook Inlet Drift
Ass’n v. NMFS, No. 3:13–cv–00104–
TMB, 2014 WL 10988279 (D. Alaska
2014). On appeal, the Ninth Circuit held
that section 302(h)(1) of the MagnusonStevens Act (16 U.S.C. 1852(h)(1))
requires a Council to prepare and
submit FMPs for each fishery under its
authority that requires conservation and
management. United Cook Inlet Drift
Ass’n v. NMFS, 837 F.3d 1055, 1065
(9th Cir. 2016). Because NMFS agreed
that the Cook Inlet EEZ salmon fishery
needs conservation and management by
some entity, the Ninth Circuit ruled that
the Magnuson-Stevens Act requires that
fishery be included in the Salmon FMP.
Through its public processes, the
Council spent significant time from
2017 to 2020 developing and evaluating
management alternatives to comply
with the Ninth Circuit’s ruling. The
Council considered four alternatives,
which are described in Section 2 of the
Analysis: Alternative 1, status quo
management; Alternative 2, Federal
management of the Cook Inlet EEZ with
specific management measures
delegated to the State; Alternative 3,
independent Federal management of the
Cook Inlet EEZ with specific
management measures for the
commercial salmon fishery sector in the
Cook Inlet EEZ; and Alternative 4,
independent Federal management of the
Cook Inlet EEZ with a closure of the
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Cook Inlet EEZ to commercial salmon
fishing. Alternative 1 would have been
inconsistent with the Ninth Circuit
ruling, and at the December 2020
Council meeting, the State announced it
would not accept a delegation of
management authority. Therefore,
Alternatives 3 and 4 were the only
viable management alternatives for the
Council by the time it took final action.
After this extensive public review and
development process, the Council
recommended Alternative 4 as
Amendment 14 to the Salmon FMP in
December 2020. In accordance with
section 304(a) and (b) of the MagnusonStevens Act, NMFS approved
Amendment 14 and implements it with
this final rule.
Amendment 14 and This Final Rule
Amendment 14 incorporates the Cook
Inlet EEZ Subarea (defined as the EEZ
waters of Cook Inlet north of a line at
59°46.15′ N) into the Salmon FMP’s
West Area, thereby bringing the Cook
Inlet EEZ Subarea and the commercial
salmon fishery that occurs within it
under Federal management by the
Council and NMFS. Amendment 14
applies the prohibition on commercial
salmon fishing that is currently
established in the West Area to the
newly added Cook Inlet EEZ Subarea.
Most other existing FMP provisions that
apply to the West Area also apply to the
Cook Inlet EEZ Subarea. This action
specifically addresses management of
the Cook Inlet EEZ Subarea and the
commercial salmon fishery that occurs
there. With Amendment 14 and this
final rule, the Council and NMFS are
amending the Salmon FMP and Federal
regulations to comply with the Ninth
Circuit’s decision, the MagnusonStevens Act, and other applicable law.
This action (1) takes the most
precautionary approach to minimizing
the potential for overfishing, (2)
provides the greatest opportunity for
maximum harvest from the Cook Inlet
salmon fishery, (3) avoids creating new
management uncertainty, (4) minimizes
regulatory burden to fishery
participants, (5) maximizes management
efficiency for the Cook Inlet salmon
fishery and (6) avoids the introduction
of an additional management
jurisdiction into the already complex
and interdependent network of Cook
Inlet salmon fishery sectors.
This final rule implements
Amendment 14 by removing the
regulation that excludes the Cook Inlet
EEZ Subarea from the directly adjacent
West Area. This final rule revises the
definition of ‘‘Salmon Management
Area’’ at 50 CFR 679.2 to redefine the
Cook Inlet Area as the Cook Inlet EEZ
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Subarea and incorporate it into the West
Area. This final rule also revises Figure
23 to 50 CFR part 679 consistent with
the revised definition of the Salmon
Management Area at § 679.2. As part of
the West Area, the Cook Inlet EEZ
Subarea will be subject to the
prohibition on commercial fishing for
salmon at § 679.7(h)(2).
This final rule does not modify
existing State management measures,
nor does it preclude the State from
adopting additional management
measures that could provide additional
harvest opportunities for the Cook Inlet
salmon fishery, including commercial
drift gillnet fishermen, within State
waters.
As this action prohibits commercial
salmon fishing in the Cook Inlet EEZ
Subarea consistent with existing Federal
management in adjacent West Area
waters, no additional Federal fishery
management measures are required. The
West Area prohibition on commercial
salmon fishing will continue to be
enforced by State and Federal
authorities under the revised boundaries
resulting from this action. For
additional information about
Amendment 14 and implementing
regulations, see the preamble to the
proposed rule (June 4, 2021, 86 FR
29977).
Comments and Responses
NMFS received 56 comment
submissions on the NOA for
Amendment 14 and the proposed rule.
NMFS has summarized and responded
to 67 unique and relevant comments
below. Several comment submissions
were duplicates or addressed topics
outside the scope of the proposed rule.
The comments were from individuals,
environmental groups, State government
personnel, local government personnel,
and industry participants. Comments
are organized by topic into the following
categories: Comments in support of this
action, General comments, National
Standards 1 and 3, National Standard 8,
Economic impacts, Consistency with
other National Standards, Impacts on
marine mammals, Comments on the
development of Amendment 14,
Comments on State salmon
management, and Comments on legal
issues.
Comments in Support of This Action
Comment 1: This action will protect
valuable Cook Inlet salmon runs for
future generations of users from all
states and is supported by the available
scientific evidence. This action is
necessary to preserve and protect this
vital resource.
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Response: NMFS acknowledges this
comment.
Comment 2: This action will support
sustainable management of all salmon
stocks in Cook Inlet, provide harvest
opportunities to a wide variety of Cook
Inlet salmon fishery sectors, and reduce
the likelihood of future fishery disaster
declarations.
Response: NMFS acknowledges this
comment.
Comment 3: The State has
appropriately managed the Cook Inlet
salmon fishery since before statehood
and is better situated to continue inseason management of the Cook Inlet
salmon fishery than the slow and
cumbersome Federal management
process.
Response: NMFS acknowledges this
comment.
Comment 4: The Alaska Department
of Fish and Game (ADFG) supports
implementation of Amendment 14 as
outlined in the proposed rule. The
proposed rule and Analysis use the best
scientific information available and
provide a sufficient basis for NMFS to
approve and implement Amendment 14.
Response: NMFS acknowledges this
comment.
Comment 5: ADFG agrees with the
conclusions included in the Analysis
that implementation of Amendment 14
to prohibit commercial salmon fishing
in the Cook Inlet EEZ is not expected to
result in a significant change in the
conditions of Cook Inlet salmon stocks
and other living marine resources and
their habitats.
Response: NMFS acknowledges this
comment.
General Comments
Comment 6: The impacts of
Amendment 14 are uncertain at best and
disastrous at worst because it would
severely complicate effective
sustainable fishery management for
biologists by limiting the entire drift
gillnet fleet into a three nautical mile
State waters corridor to harvest the
returning fish.
Response: As described in Section
4.7.1.4 of the Analysis, NMFS
acknowledges that this action would
decrease the area available for the drift
gillnet fleet to harvest Cook Inlet salmon
relative to the status quo. Section 4.5.2
of the Analysis notes that during peak
commercial fishing times the fishery can
already be limited to State waters by the
State for conservation and management
purposes.
NMFS disagrees that Amendment 14
would complicate effective and
sustainable management of the Cook
Inlet salmon fishery. Closing the EEZ to
commercial salmon fishing avoids
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creating the significant new
management uncertainty associated
with Alternative 3, the only other viable
management alternative. Additionally,
during Council deliberations and in
public comment submitted on
Amendment 14, the State concurred
that, of the viable alternatives,
Amendment 14 is most likely to achieve
the salmon conservation and
management objectives established by
the Council and the specific
requirements of the Magnuson-Stevens
Act to prevent overfishing and achieve
optimum yield on a continuing basis for
the Upper Cook Inlet (UCI) salmon
fishery. The State also agreed that Cook
Inlet salmon stocks could be harvested
successfully and sustainably within
State waters and did not identify
significant management concerns
associated with this action.
As detailed in the preamble to the
proposed rule, NMFS has determined
that Amendment 14 best optimizes
conservation and management of Cook
Inlet salmon stocks when considering
the viable management alternatives.
Comment 7: Salmon management
under the Salmon FMP should include
cooperation between the Council and
ADFG and be fair to benefit all Cook
Inlet salmon fishery sectors.
Amendment 14 is not fair and creates an
imbalance within the fishery.
Response: NMFS acknowledges the
importance and benefits of cooperation
from all fishery sectors when
developing an FMP. This final action
was developed through the Council
process, which provided substantial
opportunities for public input. Sections
1.3 and 2 of the Analysis and the
preamble of the proposed rule describe
the range of issues that the Council
considered in selecting this final action,
including Federal jurisdiction that is
limited to Federal waters.
Amendment 14 limits user group
conflicts by prohibiting commercial
salmon fishing in the Cook Inlet EEZ
subarea. This allows competing interests
and conflicts among all Cook Inlet
salmon fishery sectors to be balanced
and resolved by the government entity
(the State) with management authority
to regulate harvest by all Cook Inlet
salmon fishery sectors. Sections 4.5 and
4.6 of the Analysis describe the multiple
salmon fishery sectors managed by the
State within Cook Inlet. Federal fishery
management under the FMP would
apply only in the EEZ, where the drift
gillnet fishery is the only commercial
fishery sector and the predominant user
group.
Independent Federal management of a
separate commercial fishery sector in
the Cook Inlet EEZ Subarea, an option
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considered and rejected by the Council
under Alternative 3, would have
changed the forum for some fishery
sector conflicts in Cook Inlet from the
Alaska Board of Fisheries to the
Council. However, this management
structure would not, in and of itself,
lessen the conflicts inherent in the
difficult task of allocating salmon, a
finite resource, to all Cook Inlet salmon
fishery sectors—subsistence,
recreational, and different commercial
gear types—that harvest Cook Inlet
salmon from EEZ waters through to the
headwaters of Cook Inlet streams and
rivers. Under any of the action
alternatives, NMFS would not manage
the harvest of salmon within State
waters, but would have to account for
removals within State waters by all
Cook Inlet salmon fishery sectors and
the attendant uncertainty when
determining the appropriate level of
harvest in Federal waters.
Comment 8: Amendment 14 is
contrary to and undermines Alaska’s
long-standing tradition and standard of
excellent fisheries management.
Response: NMFS agrees that the State
of Alaska has a long-standing tradition
and standard of excellent salmon
fisheries management but disagrees that
Amendment 14 is contrary to or
undermines the State’s management of
the Cook Inlet salmon fishery. The
Council worked for more than 3 years
on the development of Amendment 14
with input from stakeholders, NMFS,
and ADFG. As detailed in the preamble
to the proposed rule, this action
maximizes utilization of Cook Inlet
salmon resources while minimizing the
potential for overfishing. Further, this
action is consistent with longstanding
Federal management of the West Area
that has facilitated successful State
management of Alaska’s salmon
resources throughout the region.
Comment 9: Multiple commenters
supported delegating management
authority to the State in the Federal
waters of Cook Inlet and opposed the
adoption of Amendment 14 to the
Salmon FMP.
Response: The State announced it
would not accept a delegation of
management authority at the Council’s
December 2020 meeting. NMFS cannot
require or compel a state to accept a
delegation of management authority for
a fishery in Federal waters.
Comment 10: Several commenters,
including the State (ADFG), indicated
they would prefer the existing
management structure analyzed by the
Council as Alternative 1, status quo.
Response: As a result of the Ninth
Circuit decision, the Council and NMFS
cannot defer management of the Cook
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Inlet EEZ to the State by excluding the
area from FMP management given that
the commercial salmon fishery within
the Cook Inlet EEZ requires
conservation and management. Because
the Cook Inlet EEZ must be included in
the FMP, the State cannot continue to
manage the Cook Inlet EEZ without
explicitly being delegated management
authority in the FMP. Therefore,
Alternative 1 was not a viable option.
Instead, the FMP must be amended to
incorporate the Cook Inlet EEZ Subarea
into the FMP, as described in Section 2
of the Analysis.
Comment 11: Cooperative Federal and
State management takes place in other
fisheries in Alaska, including other
salmon fisheries in the East Area. Why
can the Federal government work
together with the State in all other
regions except Cook Inlet?
Response: NMFS worked with ADFG
throughout the development of
Amendment 14. Cooperative Federal
and State management is only possible
to the extent the State is willing to
accept a delegation of management
authority, which the State has accepted
for salmon fisheries in the East Area. As
stated in the response to Comment 9,
NMFS cannot require a state to accept
a delegation of management authority.
Prior to the December 2020 Council
meeting, the State had not adopted a
position on its willingness to accept a
delegation of management authority for
the Cook Inlet EEZ. The remarks that
were made on the record by ADFG’s
voting representative at the December
2020 Council meeting provide the
State’s rationale for refusing a
delegation of management authority.
Comment 12: Amendment 14 would
increase the risk to public safety by
moving hundreds of fishermen (each
trailing 900–1,200 foot-long gillnets)
into the already congested area within
State waters.
Response: NMFS acknowledges this
comment. As described in Section
4.7.4.2 of the Analysis, fishery
congestion may increase and, together
with the potential for decreased
revenues, could have an indirect impact
to vessel safety. That said, this action
does move the fleet closer to other
vessels for mutual assistance as well as
shore-based emergency resources.
Combined with ADFG’s and the Alaska
Board of Fisheries’ consideration of
safety in their management decisions,
Amendment 14 is not expected to have
a significant impact on safety. Section
4.5.2 of the Analysis also notes that
during peak times, the fishery can
already be limited to State waters and
no significant safety issues have
developed. For these reasons, the
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Council and NMFS determined that
Amendment 14 is consistent with
National Standard 10.
Comment 13: Closing an area to
commercial fishing that has been
heavily utilized for nearly a hundred
years is not a management plan.
Response: NMFS disagrees. Area
closures, including those specific to a
fishery or gear type, are commonly used
by the Council and NMFS to achieve
conservation and management
objectives for FMPs.
Comment 14: People who have spent
their lifetime honing their craft and
knowledge will see it taken away by the
Council process and its
recommendation to close the EEZ. Do
not approve this action.
Response: NMFS acknowledges this
comment, but notes that there is
opportunity for the drift gillnet fishery
to continue within State waters where it
currently harvests over half of its
average annual catch. Further, of the
viable management alternatives, the
Council determined and NMFS agrees
that closing the Cook Inlet EEZ to
commercial salmon fishing is the
management approach most likely to
avoid uncertainty and maximize harvest
of Cook Inlet salmon stocks while
preventing overfishing.
Comment 15: Appendix 12 provides
the State’s answers on the impacts of its
own proposal to close fishing in the
EEZ. The State calls the EEZ portion of
the Cook Inlet a small area. That is not
accurate. The area is about 1,000 square
miles and comprises about one-half of
the Central District.
Response: NMFS interpreted ‘‘small’’
as relative to the entirety of Cook Inlet.
NMFS acknowledges that the Cook Inlet
EEZ is a substantial portion of the Cook
Inlet Central District where the UCI drift
gillnet fleet may operate, as described in
Section 4.5.2.1 of the Analysis.
National Standards 1 and 3
Comment 16: Amendment 14 is
inconsistent with the Magnuson-Stevens
Act, including National Standard 3,
because it does not apply to the entire
salmon fishery, including State waters
management practices (e.g., escapement
goals, management plans, allocations,
and in season management decisions).
Commercial fishers want a management
plan that covers salmon stocks
throughout their range to ensure
management is consistent with the
National Standards. This is not a request
for preemption. NMFS’ own regulations
require: ‘‘The geographic scope of the
fishery, for planning purposes, should
cover the entire range of the stocks(s) of
fish, and not be overly constrained by
political boundaries.’’ 50 CFR
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600.320(b). This action abdicates all
Federal responsibility to the State to
manage the fishery in State waters
however it deems fit.
Response: NMFS determined that
Amendment 14 is consistent with the
Magnuson-Stevens Act, including
National Standard 3. National Standard
3 states that, to the extent practicable,
an individual stock of fish shall be
managed as a unit throughout its range,
and interrelated stocks of fish shall be
managed as a unit or in close
coordination (16 U.S.C. 1851(a)(3)).
National Standard 3 guidelines explain
how to structure appropriate
management units for stocks and stock
complexes (§ 600.320). The Guidelines
state that the purpose of the Standard is
to induce a comprehensive approach to
fishery management (§ 600.320(b)). The
guidelines define ‘‘management unit’’ as
‘‘a fishery or that portion of a fishery
identified in an FMP as relevant to the
FMP’s management objectives,’’ and
state that the choice of a management
unit ‘‘depends on the focus of the FMP’s
objectives, and may be organized
around biological, geographic,
economic, technical, social, or
ecological perspectives’’ (§ 600.320(d)).
The Council and NMFS determined
that prohibiting commercial fishing in
the Cook Inlet EEZ subarea would best
enable Cook Inlet salmon to be managed
as a unit throughout their range. The
best information about salmon
abundance is available as salmon move
into freshwaters and the number of
spawning salmon can be counted. This
is referred to as escapement, and
provides State managers the information
they need to increase or decrease fishing
effort in-season based on whether
enough salmon are making it into
freshwater to reproduce sustainably.
Amendment 14 recognizes that
management of salmon is best
conducted through monitoring
escapement—the point in the species’
life history that is most appropriate for
assessing stock status—and that
escapement happens in the river
systems, not in the EEZ waters. Under
Amendment 14, the State manages for
all sources of fishing mortality. The
State monitors actual run strength and
escapement during the fishery, and
utilizes in-season management measures
that are closely coordinated across all
Cook Inlet fishery sectors, including
fishery closures, to ensure that
escapement goals are met. Therefore,
Amendment 14 best achieves the
objectives of National Standard 3 and
avoids reductions in catch that are
expected to account for the uncertainty
and preseason management
requirements created by the only other
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viable management alternative
(Alternative 3).
Amendment 14 does consider the
entire Cook Inlet salmon fishery and
does apply to the entire Cook Inlet
salmon fishery that occurs within the
EEZ. Federal management must
consider what occurs within State
waters for planning purposes, in order
to adequately determine what level of
fishing may sustainably occur within
the EEZ under the FMP consistent with
the Magnuson-Stevens Act. However,
the Magnuson-Stevens Act limits the
jurisdiction of the Council and NMFS to
Federal waters (i.e., the EEZ) for the
implementation of management
measures. As explained in the preamble
to the proposed rule, Amendment 14
considers all commercial, recreational,
and subsistence fishing that constitute
the Cook Inlet salmon fishery. However,
in order for a Federal FMP to govern
fisheries occurring within State marine
waters, the conditions for preemption
under Magnuson-Stevens Act section
306(b) (16 U.S.C. 1856(b)), listed below,
must both be met.
1. The fishery must occur
predominantly within the EEZ.
2. The results of the State’s action or
inaction must substantially and
adversely affect the carrying out of the
FMP.
As indicated by data presented in
Sections 3.1, 4.5, and 4.6 of the
Analysis, the conditions for preemption
are not met in Cook Inlet. Under no
circumstances does NMFS or the
Council have authority to manage
fishing within State internal waters.
Comment 17: NMFS incorrectly
assumes that Alternative 3 requires
Federal management to be responsive to
State management to support
Alternative 4. If NMFS sets maximum
sustainable yield (MSY), optimum yield
(OY), and annual catch limits (ACLs) for
Cook Inlet salmon stocks, then the State
must modify their management to
comply with those limitations. If there
is more harvest in EEZ waters then State
waters harvest must be reduced to
achieve OY. If the State is already
managing the fishery in a manner
consistent with the Magnuson-Stevens
Act, then the dual management by the
Council and the State should be
seamless. Relatedly, some commenters
suggested that NMFS implementing an
OY that included State waters harvest is
inconsistent with NMFS’s stated
inability to implement management
measures within State waters.
Response: NMFS acknowledges that
differences between Alternatives 3 and
4 were important in its consideration of
Amendment 14. The State was not
willing to accept a delegation of
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management authority so Alternative 2
could not be implemented. Consistent
with the Ninth Circuit ruling, the status
quo was also not a viable option. This
left the Council with a decision between
Alternatives 3 and 4.
NMFS does not agree that Federal
management supersedes State
management of a State fishery absent
preemption, or that State management
of a State fishery must be responsive to
Federal management. NMFS has an
obligation to prevent overfishing in
fisheries under Federal jurisdiction, and
must account for all sources of mortality
when determining the allowable harvest
for Federal waters, consistent with the
Magnuson-Stevens Act and National
Standard 1 (50 CFR 600.310(e)(2)(ii)).
NMFS must consider a fishery that
occurs within State waters; however,
NMFS cannot modify fishery
management within State waters.
Therefore, NMFS will take action in the
fisheries under its jurisdiction to
prevent overfishing. NMFS has
maintained this position throughout the
development of Amendment 14. In
other instances where a fishery occurs
in both state and Federal waters, Federal
management of the Federal portion of
the fishery is responsive to state
management of the portion of the
fishery that occurs in state waters.
Examples of this are Pacific cod
fisheries in the Gulf of Alaska and
Aleutian Islands. In specifying the
Federal Pacific cod total allowable
catch, NMFS must account for the State
harvests so that total catch in state and
Federal waters does not result in
overfishing.
Management in Federal waters must
adhere to the Magnuson-Stevens Act.
Amendment 14 closes the EEZ waters of
Cook Inlet, consistent with the
Magnuson-Stevens Act and other
applicable law. The State is not bound
by the Magnuson-Stevens Act for its
management within State waters, but
this does not equate to State
management being inconsistent with the
Magnuson-Stevens Act. Under NMFS’s
National Standard 1 Guidelines, MSY,
and OY can be specified at the fishery
level (50 CFR 600.310(e)). In Cook Inlet,
the salmon fishery has historically
occurred in both State and Federal
waters, and therefore specifying MSY
and OY at the fishery level requires
NMFS to consider fishing activity in
State waters. However, though NMFS
must consider fishing activity in State
waters when establishing reference
points, it cannot manage fishing activity
in State waters. Thus, while MSY and
OY account for State-water harvest,
NMFS is only specifying an ACL for the
Cook Inlet EEZ commercial salmon
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fishery. This is consistent with the
National Standard 1 Guidelines, which
instruct NMFS to establish a Federal
ACL for State-Federal Fisheries like the
Cook Inlet salmon fishery, because
‘‘Federal management is limited to the
portion of the fishery under Federal
authority.’’ 50 CFR 600.310(f)(4)(iii).
Absent the conditions for preemption,
which are described more thoroughly in
the response to Comment 16, NMFS
does not have jurisdiction over State
marine waters. As salmon stocks can be
fully utilized in State waters consistent
with appropriate conservation and
management, additional harvest in EEZ
waters is not necessary to achieve OY,
and introducing an additional,
independent management jurisdiction
in the EEZ could increase the risk of
overfishing as explained in the
preamble to the proposed rule and the
response to Comment 33.
Comment 18: The State’s process for
setting escapement goals does not
comply with the Magnuson-Stevens Act,
which requires the Council to set ACLs
for each fishery based on peer-reviewed
Scientific and Statistical Committee
(SSC) recommendations. State
management plans that affect harvest
levels are based on flawed escapement
goals set by Alaska Board of Fisheries.
Response: This action establishes an
ACL of zero for the commercial salmon
fishery in the Cook Inlet EEZ Subarea,
consistent with Magnuson-Stevens Act
requirements. Under the MagnusonStevens Act, NMFS must consider, but
cannot modify, fishery management
within State waters. The State is not
bound by the Magnuson-Stevens Act
within State waters. Additional
description about the relationship
between State and Federal management
measures is provided in the response to
Comment 17.
Further, the SSC found that State
management of Cook Inlet salmon
stocks relied on the best scientific
information available and the resulting
harvest levels were consistent with
harvest levels that could be expected
under Federal management. This
information, along with additional
consideration of the State’s escapementbased management system, is provided
in Section 3.1 of the Analysis. NMFS
also determined there is not better
scientific information available to
manage Cook Inlet salmon stocks than
the information reviewed in the
Analysis.
Comment 19: The preamble to the
proposed rule states that the Council
and NMFS determined that the
proposed OY would be fully achieved
by the Cook Inlet salmon fishery within
State waters ‘‘because compensatory
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fishery effort among various sectors in
State waters is expected to make up for
closing the Cook Inlet EEZ to
commercial salmon fishing.’’ There is
no evidence that the Council made any
such determination, and that
determination is not supportable.
National Standard 1 requires that an
FMP achieve OY, which is defined both
in terms of the greatest overall benefit to
the Nation as well as achieving the
MSY. The State has made no attempt to
achieve OY on most stocks of salmon.
Response: NMFS determined that
Amendment 14 will achieve OY. The
Analysis before the Council and NMFS,
including the retrospective review of
State management against proposed
Federal management, demonstrated that
managing salmon within the
escapement goals established by the
State prevented overfishing, allowed
harvest by all Cook Inlet salmon fishery
sectors, and that no management
alternatives under consideration were
expected to increase harvests of Cook
Inlet salmon stocks. Therefore, of the
viable management alternatives,
Amendment 14 produces the greatest
net benefit to the Nation by allowing
harvest of Cook Inlet salmon by all
fishery sectors to the extent possible
while still protecting weak stocks from
overfishing.
The Magnuson-Stevens Act does not
prescribe the method for determining
OY, and NMFS uses various methods to
determine OY throughout the Nation,
depending on the information available
and the unique characteristics of
specific fisheries.
Magnuson-Stevens Act section 3(33)
defines ‘‘optimum,’’ with respect to the
yield from a fishery, as the amount of
fish that will provide the greatest overall
benefit to the Nation, particularly with
respect to food production and
recreational opportunities and taking
into account the protection of marine
ecosystems; that is prescribed on the
basis of the MSY from the fishery, as
reduced by any relevant economic,
social, or ecological factor; and, in the
case of an overfished fishery, that
provides for rebuilding to a level
consistent with producing the MSY in
such fishery (16 U.S.C. 1802(33)).
Under National Standard 1, OY must
be achieved over the long-run but not
necessarily with precision each
individual fishing year. Further, while
OY is derived from MSY, National
Standard 1 does not require that a
fishery achieve MSY in any particular
year or over the long run. Accordingly,
as the preamble to the proposed rule
states, achieving OY in the Cook Inlet
salmon fishery is complex and must
incorporate management measures that
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limit the harvest of healthy stocks in
order to prevent overfishing on cooccurring weak stocks. Because of this
complexity, OY is specified at the
fishery level for the Cook Inlet salmon
fishery rather than for each individual
stock. Specification of OY at the fishery
level is consistent with National
Standard 1 and guidelines that direct
that ‘‘OY may be established at the
stock, stock complex, or fishery level’’
(50 CFR 600.310(e)(3)).
The OY range for the Cook Inlet
salmon fishery is defined as the
combined catch from all salmon
fisheries occurring within Cook Inlet
[State and Federal water catch], which
results in a post-harvest abundance
within the escapement goal range for
stocks with escapement goals, and
below the historically sustainable
average catch for stocks without
escapement goals, except when
management measures required to
conserve weak stocks necessarily limit
catch of healthy stocks. This OY is
derived from MSY, as reduced by
relevant economic, social, and
ecological factors. These factors include
annual variations in the abundance,
distribution, migration patterns, and
timing of the salmon stocks; allocations
by the Alaska Board of Fisheries;
traditional times, methods, and areas of
salmon fishing; ecosystem needs;
consideration of the risk of
overharvesting; and inseason indices of
stock strength. Factors of particular
importance to NMFS include providing
harvest opportunities for all Cook Inlet
salmon fishery sectors and preventing
overfishing by accounting for the cooccurrence of weaker stocks. Therefore,
achieving OY may result in the harvest
of some Cook Inlet salmon stocks that is
below the maximum potentially
allowable amount in any given year.
Information regarding the potential for
limited utilization of some Cook Inlet
salmon stocks was reviewed by the
Council and NMFS prior to the
recommendation and approval of
Amendment 14 and more information
on this topic is provided in the
Response to Comment 23.
Further, the only other viable
management alternative (Alternative 3)
presented additional challenges to
achieving OY through the creation of
new management uncertainty expected
to result in reduced or eliminated EEZ
harvests in any given fishing season and
to impose additional costs on
participants, as described in the
preamble to the proposed rule and as
provided in the responses to Comments
27 and 33.
Comment 20: Amendment 14 is not
consistent with MSY management as
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required by the Magnuson-Stevens Act
because salmon management would
continue to rely upon flawed
escapement goals set through the Alaska
Board of Fisheries process. Existing
escapement goals result in
overescapement in the Kenai and
Kasilof river systems which lowers
harvests, decreases future yields, and
reduces fish size. Lower escapement
goals would allow more harvest by all
users. Several commenters provided
specific data the commenters argued
support this comment and stated that
the negative impacts of overescapement
were not sufficiently addressed in the
Analysis.
Response: The Magnuson-Stevens Act
does not require management that
achieves MSY. Rather, as codified by
National Standard 1, conservation and
management measures shall prevent
overfishing while achieving, on a
continuing basis, the OY from each
fishery for the U.S. fishing industry.
Additional discussion of OY is provided
in the response to Comment 19.
Further, NMFS has determined that
MSY as defined by Amendment 14 is
consistent with the Magnuson-Stevens
Act. Under the Magnuson-Stevens Act,
NMFS must ensure the capacity of the
fishery to produce MSY on a continuing
basis. In the National Standards
guidelines, MSY is defined as ‘‘the
largest long-term average catch or yield
that can be taken from a stock or stock
complex under prevailing ecological,
environmental conditions and fishery
technological characteristics (e.g., gear
selectivity), and the distribution of catch
among fleets’’ (50 CFR 600.310(e)(1)).
This information is considered, when
and where known, during the State’s
escapement goal setting process,
described in Sections 3.1 and 11 of the
Analysis. Further, it is consistent with
National Standard 1 to reduce harvest
from MSY based on relevant economic,
social, and ecological factors to achieve
OY and prevent overfishing. This is also
consistent with National Standard 6,
which acknowledges the inevitable
changes in a fishery that result from
biological, social, and economic
occurrences, as well as fishing practices,
and dictates that ‘‘[t]o the extent
practicable, FMPs should provide a
suitable buffer in favor of conservation’’
(50 CFR 600.335(c)). Management
measures that reduce harvest levels
below MSY to account for uncertainty,
protect weaker stocks, and provide
harvest opportunity for all fishery
sectors are consistent with the
Magnuson-Stevens Act.
Multiple commenters expressed
concern about overescapement for Cook
Inlet salmon stocks. Overescapement
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means that the number of spawning
salmon exceeds the upper bound of the
escapement goal range established for a
stock, and is considered in Section 3.1
of the Analysis. Commenters’ concerns
focused on two potential adverse
impacts of overescapement. First, that
overescapement results in forgone yield
in the year that it occurs because more
harvest is theoretically allowable at
sustainable levels and any surplus fish
not harvested cannot be harvested in the
following year (i.e., more harvest would
keep escapement goal ranges from being
exceeded and still be sustainable). The
second concern asserted by the
commenters is that when escapement
goals are exceeded, or an escapement
goal is set inappropriately high, too
many fish spawning will decrease future
yields, a concept referred to as
overcompensation. The commenters
assert that the potential drivers of
overcompensation are likely density
dependent and may include
competition for habitat, competition for
prey among juvenile salmon, disease,
predation, or some combination of these
and other factors that may also be
exacerbated by other environmental
variables.
The Council specifically conducted
an independent analysis of MSY and the
potential for overcompensation in Kenai
and Kasilof river sockeye salmon stocks,
which is presented in Section 13 of the
Analysis. SSC review determined that
the conclusions of this analysis were
consistent with ADFG’s analysis of
escapement goals, that ADFG’s
escapement goals were established
within the range expected to produce
MSY, and that there is limited evidence
for overcompensation across the
observed range of escapements. This
information indicates that the
escapement goals established by the
State for these stocks are appropriate
estimates of MSY. Thus, while instances
of overescapement will result in
foregone yield in the current year, they
are unlikely to result in reductions in
future recruitment and yield for the
primary stocks harvested by the drift
gillnet fleet in Cook Inlet.
Information is not available to analyze
overescapement or its potential impacts
for the Cook Inlet salmon stocks without
escapement goals, as described in the
following comment. In the absence of
specific stock information, conservative
management using suitable proxies
while following the precautionary
principle is consistent with the National
Standard 1 Guidelines for dealing with
data-poor stocks (50 CFR
600.310(e)(1)(v)(b) & (h)(2)). The
Guidelines provide flexibility in setting
MSY and other reference points based
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on insufficient data and in
consideration of stocks with unusual
life history characteristics, including
salmon. The risk of overfishing as a
result of harvest rates that are too high
is much greater than the uncertain and
speculative risk of under harvest or
overescapement. Therefore, in the
absence of information, the State is
managing the data-poor salmon runs
consistent with NMFS’s approach to
management of data-poor fish stocks.
From a practical perspective, it is not
possible to manage mixed stock salmon
fisheries for MSY on all stocks as the
composition, abundance, and
productivity of stocks and species in the
fishery vary substantially.
Overescapement is a common
occurrence in Cook Inlet, as noted in the
Analysis Section 3.1. Overescapement
usually results from (1) a lack of fishing
effort, (2) unexpectedly large salmon
runs, or (3) management or economic
constraints on the fishery. Management
constraints result, in part, from State
management of salmon fisheries for
maximum harvest of the largest, most
productive salmon stocks, while
protecting less abundant salmon stocks
and species. The State has established
clearly-defined goals to manage salmon
to provide for escapement of identified
stocks of concern within mixed-stock
fisheries as described in Section 3.1 of
the Analysis. Independent Federal
management of a separate commercial
salmon fishery in Cook Inlet would not
be expected to reduce the potential for
overescapement or address any of the
factors that cause overescapement. As
discussed in Sections 2.5 and 4.7.1.3 of
the Analysis and the response to
Comment 17, independent Federal
management of a separate commercial
fishery in the EEZ under Alternative 3
would be responsive to State
management decisions and would also
be more conservative to account for new
management uncertainty in order to
prevent overfishing. No management
alternatives under consideration were
expected to increase harvest levels
above the status quo.
It is also noted in Section 4.5.2.2 of
the Analysis that several recent years
have been particularly challenging with
respect to salmon management in Cook
Inlet. In 2018, the sockeye run in UCI
deviated particularly sharply from most
previous runs, both in terms of size and
timing. The total sockeye run was about
32 percent below what was forecast, and
sockeye landings were 22 percent of the
1990–2017 annual average. As of 2018,
this was only the second time that more
than half the Kenai River sockeye run
arrived after August 1. These challenges
would be further exacerbated by the
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additional management uncertainty and
lack of Federal management flexibility
that were identified as concerns under
Alternative 3 and described in the
preamble to the proposed rule. Fishery
managers do not have the benefit of
complete information during the fishing
season and must make decisions based
on what is known. In these situations,
conservative management decisions that
may reduce the total harvest are prudent
in order to avoid overfishing.
Comment 21: The Council and NMFS
never conducted stock assessments for
the nearly 1,300 Cook Inlet salmon
stocks, and the FMP purports to conduct
no annual stock assessments. This
action allows MSY to be set at what
harvest the State allows based on its
escapement goals, which are often not
set at biological MSY. Only one stock in
Cook Inlet (Kasilof River Sockeye) has a
biological escapement goal. Also, most
salmon stocks in Cook Inlet have no
escapement goals. For those stocks, the
FMP would set OY at whatever level of
fish get harvested, making OY equal
actual yield. For example, for pink
salmon, which commonly have returns
of 20 million fish but no escapement
goals, OY could be one fish. This does
not satisfy National Standard 1 to
ensure the greatest benefit to the nation
or MSY.
Response: NMFS used the best
scientific information available to
evaluate MSY for Cook Inlet salmon
stocks and specify MSY and OY for the
Cook Inlet salmon fishery. Section 3.1 of
the Analysis describes the escapement
goals established for Cook Inlet salmon
stocks, the approaches used in their
development, salmon management
considerations, and a retrospective
analysis comparing proposed Federal
reference points to State salmon
management which found that State
management would have
overwhelmingly prevented overfishing
had the Federal reference points been in
place. Further, the State’s incorporation
of uncertainty into escapement goal
development and management was
reviewed the SSC, the Council, and
NMFS and is presented in Section 11 of
the Analysis.
There are not established escapement
goals or monitoring for all the salmon
runs in Cook Inlet due to practical and
logistical constraints. However, the
State, in conjunction with salmon
resource users, has identified and
monitors the most important salmon
stocks. These include heavily utilized
stocks of chinook, sockeye, and coho
salmon. For the smaller stocks of
sockeye, Chinook, pink, chum, and coho
salmon, there is other information
available (catch and indicator stocks) to
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indirectly monitor abundance. The State
manages all the salmon stocks in UCI
based on the information it collects from
indicator stocks (stocks that can be
assessed) and the performance of
salmon fishery sectors in UCI. In the
absence of specific stock information,
the State has managed these stocks
conservatively, with suitable proxies for
MSY, following the precautionary
principle, and NMFS finds that the
State’s escapement-based management
is consistent with the National Standard
1 Guidelines for dealing with data-poor
stocks (50 CFR 600.310(e) & (h)(2)).
Therefore, in the absence of
information, the State is managing the
data-poor salmon runs consistent with
NMFS’s approach to management of
data-poor fish stocks.
NMFS does not independently
monitor returns of Cook Inlet salmon
stocks or assess Cook Inlet salmon
abundance. The biology of salmon is
such that escapement is the best time for
routine assessment and long-term
monitoring because the number of
spawning salmon can be counted with
a high degree of accuracy. Accordingly,
the State collects information on Cook
Inlet salmon escapement—returns of
specific salmon stocks to specific river
systems—from sampling sites (e.g.,
weirs, sonar stations, counting towers)
that are generally located within State
waters and NMFS relies on this
information. It is not possible to collect
complete information on escapement or
run strength from sampling in the EEZ
alone. Given that the Magnuson-Stevens
Act does not generally provide NMFS
with the authority to manage salmon
resources within State waters (as
discussed in the response to Comment
16), and that extensive information is
already collected by the State on
numerous salmon stocks, NMFS has
limited ability to independently collect
escapement information.
Additionally, NMFS, like the State,
has limited funds for stock assessment
research. NMFS allocates research funds
based on national and regional
priorities, and would need to eliminate
or reduce existing projects to start a new
project to gather the scientific
information necessary to conduct a
stock assessment for any given salmon
run.
Because the State uses the best
scientific information available for the
management of Cook Inlet salmon
stocks, State escapement goals were
integral to the reference points
developed for Amendment 14 and every
other action alternative considered by
the Council and NMFS.
NMFS is not proposing to specify OY
as equal to actual yield for any salmon
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stocks. Instead, NMFS is specifying an
OY for the entire Cook Inlet salmon
fishery that is intended to achieve longterm average yields consistent with the
State’s escapement goals, reduced from
MSY as necessary to protect weaker
stocks. In specifying OY for the Cook
Inlet salmon fishery, which includes a
number of interrelated stocks, NMFS
must also remain consistent with
National Standard 1’s instruction that
fishery management measures prevent
overfishing. Under the State’s
escapement-based management system,
as well as under all of the management
alternatives reviewed by the Council
and NMFS, lower utilization of some
stocks may occur to prevent overfishing
of others. NMFS finds that this is
consistent with the dual mandates of
National Standard 1. Further, no
alternative reviewed by the Council and
NMFS was expected to increase the
harvest of Cook Inlet salmon above the
status quo.
Comment 22: Amendment 14’s
justification of preventing overfishing
seems duplicitous: The main problem
for both the main salmon runs of Cook
Inlet (the Kenai and Kasilof) has been
overescapement, not under-escapement.
Properly-regulated fishing provides the
solution to overescapement. While some
species (e.g., Kenai Chinook salmon)
face declining return numbers, that does
not impact the drift gillnet fishery as
Chinook salmon do not swim close
enough to the surface in the EEZ to
catch. Closing the EEZ due to
overfishing is not correct. There is no
overfishing problem for this area.
Response: Certain salmon stocks
within Cook Inlet are of conservation
concern. These are identified in Section
3.1 of the Analysis. NMFS agrees that
the Cook Inlet drift gillnet fishery has
minimal catch of Chinook salmon
within Cook Inlet, and that Amendment
14 is not likely to significantly increase
the drift gillnet harvest of Chinook
salmon.
However, NMFS disagrees that
preventing overfishing is not an
essential and valid rationale for this
action. As noted in Section 3.1.2 of the
analysis, the drift gillnet fleet can
substantially interact with other stocks,
such as Susitna River and Fish Creek
sockeye, that the State has previously
designated as stocks of concern.
Similarly, Tier 2 coho and sockeye
salmon stocks that the drift gillnet fleet
utilizes were identified as briefly subject
to overfishing. Conservative
management that necessarily reduces
the harvest of healthy stocks to avoid
overharvest of weak stocks is
appropriate management under the
Magnuson-Stevens Act.
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Finally, NMFS has an obligation to
not only correct overfishing when it
occurs, but to prevent it from occurring
in the first place. As described in the
preamble to the proposed rule,
Amendment 14 takes the most
precautionary approach to preventing
overfishing.
NMFS acknowledges that Kenai and
Kasilof River sockeye salmon stocks can
exceed their established escapement
goal ranges. The response to Comment
20 provides information about the
causes and potential impacts of
overescapement.
Comment 23: Amendment 14 ignores
the fact that most of the coho, pink and
chum salmon go unharvested. Pink
salmon are the largest stock of salmon
that enter Cook Inlet, some years
exceeding 20 million fish, and our
harvest rate is about 2 percent instead
of the 53 percent that ADFG says
achieves MSY. The commercial fishery
and processing sector are eager to use
these underutilized stocks. As there is
little recreational and subsistence
harvest of pink and chum salmon, there
will be little to no harvest of these
underutilized stocks if the fleet is
restricted to State waters, which is not
consistent with achieving MSY or OY.
Response: NMFS acknowledges the
potential for limited utilization of some
Cook Inlet salmon stocks under
Amendment 14 in Section 3.1.4 of the
Analysis. The Cook Inlet salmon fishery
is complex with mixed-stocks and many
divergent users. It is difficult to manage
a mixed-stock salmon fishery, like the
Cook Inlet salmon fishery, for MSY on
all stocks as the composition,
abundance, and productivity of cooccuring salmon stocks vary widely.
The Cook Inlet drift gillnet fishery
sector targets mixed salmon stocks, and
is unable to catch individual stocks
without incidental catch of others.
As explained in Sections 3.1 and 4 of
the Analysis, the State does not fully
utilize pink and chum salmon in UCI,
in part due to efforts to conserve coho,
chinook, and sockeye salmon and to
provide harvest opportunity for all
commercial, recreational, and
subsistence fishery sectors. Commercial
fishery sectors targeting pink and chum
salmon, including the drift gillnet
fishery, also catch coho and sockeye
salmon. Several sockeye and coho
salmon stocks in Cook Inlet have been
designated as stocks of concern or were
subject to brief periods of overfishing,
and other fishery sectors in Cook Inlet,
including the recreational and
subsistence sectors, utilize these stocks.
Consideration of recreational and
subsistence fishing opportunities, in
addition to commercial fishing, are
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required under National Standard 1.
The State has attempted to ensure the
conservation of Cook Inlet salmon
resources and allocate the harvest of the
resources in a manner consistent with
the goal of maximizing the benefits
across all users. As a result, commercial
harvest of some stronger stocks (pink
and chum) is constrained to protect
weaker stocks (coho and sockeye) that
are important to all fishery sectors.
Comment 24: How can NMFS assume
that salmon management in State
waters, which has resulted in multiple
fishery disaster declarations for Cook
Inlet, including those made in 2018 and
2020, will result in OY being achieved?
Response: On March 8, 2021, the
Alaska Governor Mike Dunleavy
requested the Secretary of Commerce
determine a commercial fishery failure
due to a fishery resource disaster for the
2018 Eastside set net fishery in Cook
Inlet, and all 2020 salmon fisheries in
UCI, under the Magnuson-Stevens Act
at 16 U.S.C. 1861a(a). These requests are
under review and the Secretary of
Commerce has not made a
determination. The Secretary of
Commerce can determine a commercial
fishery failure under the MagnusonStevens Act. The Act provides that at
the discretion of the Secretary or at the
request of the Governor of an affected
State or a fishing community, the
Secretary shall determine whether there
is a commercial fishery failure due to a
fishery resource disaster as a result of—
(A) natural causes;
(B) man-made causes beyond the
control of fishery managers to mitigate
through conservation and management
measures, including regulatory
restrictions (including those imposed as
a result of judicial action) imposed to
protect human health or the marine
environment; or
(C) undetermined causes.
The State’s request cited natural or
undetermined causes that would fall
outside the control of fishery managers
to correct, regardless of jurisdiction.
Specifically, the State’s request cited
unfavorable ocean conditions and the
impacts of recent marine heatwaves that
contributed to low salmon abundance
and poor marine survival which have
resulted in fishery closures and
restrictions. None of the management
alternatives considered could directly
address these factors, which are outside
of the control of fishery managers.
However, when considering all factors
within the control of fishery managers,
and the ability of management to
respond to the wide variety of factors
that can affect a fishery, NMFS
determined that Amendment 14 will
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achieve OY for the Cook Inlet salmon
fishery.
NMFS also notes that the fishery
management actions taken in these
years allowed escapement goals to be
met for most Cook Inlet salmon stocks,
at levels which would be consistent
with the OY range being specified under
Amendment 14. While this resulted in
lower fishery revenues, it is consistent
with the precautionary management
approach to preventing overfishing that
NMFS is obligated to apply under
National Standard 1.
The Gulf of Alaska pink salmon
disaster declaration for 2016 did not
apply to the UCI management area and
is therefore outside the scope of this
action. However, it is again noted that
the cause for this disaster fell outside
the control of fishery managers.
Comment 25: Amendment 14 will
preclude essential fishery management
tools, such as data from early
commercial harvests in the EEZ and the
test fishery, which are necessary to
achieve OY.
Response: Amendment 14 does not
prohibit scientific research, which may
include test fisheries, nor does
Amendment 14 purport to regulate
scientific research activity as ‘‘fishing’’
under the Magnuson-Stevens Act (see
16 U.S.C. 1802(16)). Both the Anchor
Point Offshore Test Fishery and the Port
Moller Test Fishery (which currently
occurs in EEZ waters off Alaska closed
to commercial salmon fishing) receive
Letters of Acknowledgement from the
Alaska Fisheries Science Center
supporting their scientific activities.
Amendment 14 would not change the
State’s ability to conduct scientific test
fisheries in this manner.
NMFS acknowledges that fishery
dependent data, such as early season
harvest, can play an important role in
salmon management. However, early
season harvest occurs before there is
more complete information about
realized run strength and can result in
fishery exploitation rates that are too
high. An important factor in the
consideration of Amendment 14 is that
it would minimize both scientific and
management uncertainty related to
harvests in the EEZ relative to the other
viable alternative. Further, the State
indicated that it could obtain this
needed information through the offshore
test fishery in Cook Inlet. Therefore, this
action is not expected to limit the data
and management tools necessary to
achieve OY.
Comment 26: NMFS has not
sufficiently analyzed the environmental
and conservation impacts that will
occur to Cook Inlet salmon stocks as a
result of Amendment 14 and this final
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rule. These impacts are unknown,
untested, and highly controversial, and
raise serious questions as to whether the
approval of Amendment 14 will
significantly damage the long-term
conservation of the fishery.
Response: NMFS disagrees, and notes
that Section 3 of the Analysis
comprehensively evaluates the
environmental impacts of Amendment
14. A copy of the resulting Finding of
No Significant Impact is available from
NMFS (see ADDRESSES). This evaluation
includes Cook Inlet salmon stocks. The
response to Comment 34 reviews the
uncertainties that were presented to the
Council, NMFS, and the public prior to
the recommendation and approval of
Amendment 14.
National Standard 8
Comment 27: Amendment 14 fails to
meet National Standard 8’s requirement
to minimize to the extent practicable
adverse economic impacts on
communities and allow for their
sustained participation. Amendment 14
would essentially put UCI drift gillnet
fishermen and processors out of
business for no good reason and harm
associated communities. This could be
a final blow to the commercial fishing
industry of Cook Inlet.
Response: NMFS has determined that
Amendment 14 is consistent with
National Standard 8. National Standard
8 provides that conservation and
management measures shall, consistent
with the conservation requirements of
the Act (including the prevention of
overfishing and rebuilding of overfished
stocks), take into account the
importance of fishery resources to
fishing communities by utilizing
economic and social data based on the
best scientific information available, in
order to (A) provide for the sustained
participation of such communities, and
(B) to the extent practicable, minimize
adverse economic impacts on such
communities (16 U.S.C. 1851(a)(8)).
Regarding the sustained participation
of fishing communities, Section 4.5.5 of
the Analysis describes the relative
importance of Cook Inlet salmon
resources to fishing communities.
Section 4.7.1.4 of the Analysis
acknowledges that Amendment 14 may
have negative impacts to the drift gillnet
fleet, but that other Cook Inlet salmon
fishery sectors, which are also part of
fishing communities and provide
corresponding benefits, would be likely
to benefit as a result. Therefore, NMFS
determined this action will not
negatively affect the sustained
participation of fishing communities.
Regarding minimizing adverse
economic impacts to fishing
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communities to the extent practicable,
NMFS and the Council anticipated
similar impacts under both Alternatives
3 and 4. Both available options were
expected to significantly constrain or
eliminate drift gillnet harvest in the
Cook Inlet EEZ. However, Alternative 3
would have created additional
management uncertainty, imposed
additional costs on participants to
operate in the EEZ (e.g., installation and
operation of a Vessel Monitoring System
(VMS)), and increased the potential for
an unanticipated closure of the Cook
Inlet EEZ to commercial salmon fishing
before or during each season. NMFS
concluded that an unexpected EEZ
closure after participants had made
significant investments to operate in the
Federally-managed fishery for the
season and were prepared to operate
would be more disruptive than the
potential for a marginal reduction in
catch and deliveries but a certain fishery
season in State waters under
Amendment 14. Furthermore, given the
increased management uncertainty
under Alternative 3, it is possible that
any additional fishing opportunity in
the Cook Inlet EEZ would not have
resulted in increased harvests relative to
Alternative 4 and that the available
harvest opportunities would not be
sufficient to recoup the additional costs
associated with Alternative 3.
Amendment 14 reduces uncertainty
regarding whether a Federal fishery will
open in any given year and results in
less additional costs and burdens on
fishery participants who can continue to
operate in State waters without
incurring the additional operating costs
necessary to fish in the EEZ; therefore,
Amendment 14 minimizes adverse
economic impacts to the extent
practicable. Additional discussion of the
potential economic impacts to
harvesters and processors are provided
in the responses to Comments 30 and
33.
Further, as required by National
Standard 8, Amendment 14 balances the
needs of fishing communities with
required conservation of Cook Inlet
salmon stocks. NMFS has a mandatory
obligation to prevent overfishing, and
must minimize adverse economic
impacts only to the extent practicable in
light of this conservation mandate (50
CFR 600.345(b)(1)). Between the two
viable management alternatives
identified by the Council, NMFS finds
Amendment 14 is most likely to prevent
overfishing and will minimize adverse
economic impacts to the extent
practicable. Understanding that this
action does not change allocations or
modify management within State
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waters, this action is likely to optimize
conservation and management of Cook
Inlet salmon stocks beyond the other
viable alternative available to the
Council and NMFS.
Comment 28: The loss of revenue
from commercial fishing will negatively
affect Kenai Peninsula and other fishing
communities. Local spending on
support services and associated tax
revenue will decrease. NMFS did not
sufficiently analyze the proposed EEZ
closure so the community and economic
effects are not known, however, it is safe
to say there will not be an increase of
economic activity if the EEZ is closed.
Response: NMFS acknowledges that a
loss of revenue from commercial fishing
could negatively affect fishing
communities on the Kenai Peninsula
and elsewhere. However, NMFS finds
that this negative impact is uncertain,
that community impacts may not be
discernable compared to the status quo,
and that negative impacts may be offset.
As described in Section 4.1.7.4 of the
Analysis, the drift gillnet fleet may be
able to increase their harvest within
State waters. Further, the State may
modify fishing regulations to further
account for the EEZ closure. If the drift
gillnet fleet cannot achieve its historical
salmon harvest within State waters,
other Cook Inlet salmon fishery sectors
may increase their harvest, which is
expected to offset reductions in
economic activity as a result of the EEZ
closure.
Generally, communities, support
services, and tax revenues more
associated with the drift gillnet fleet
will be more likely to experience
adverse impacts if the drift gillnet fleet
cannot achieve its historical harvest.
Conversely, communities more
associated with other commercial
salmon sectors in Cook Inlet, as well as
recreational, subsistence, and personal
use users, would benefit if overall
decreases in harvest by the drift gillnet
fleet provide additional harvest
opportunities within State waters.
Compensatory fishing effort in State
waters, as well as increased salmon
availability and catch rates within State
waters, as a result of the EEZ closure to
commercial salmon fishing are expected
to offset losses and minimize forgone
yield. Given the complexities involved
with the diverse and interdependent
network of salmon fishery sectors
within Cook Inlet, it is not possible to
precisely estimate the magnitude and
distribution of these potential benefits
across specific communities and users.
It is likely that impacts would be
distributed across many communities
given the different users involved. It is
also likely that some benefits would
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accrue to some of communities that
would potentially also experience
adverse impacts based on their
engagement in or dependence on the
UCI salmon drift gillnet fishery (e.g.,
Kenai and Kasilof, both of which have
residents and business enterprises
engaged in the commercial set gillnet,
sport, and personal use salmon fishery
sectors in addition to the UCI salmon
drift gillnet fishery sector).
Comment 29: Closing the EEZ will
result in lost revenues to the city of
Homer, home to 20–25 percent of the
drift gillnet fleet (more than 100 permit
holders). It would no longer be practical
to operate out of Homer because of
increases in transit times, expenses, and
extended hours on machinery and crew
required to fish exclusively in State
waters. It is a huge burden to relocate to
Kasilof or Kenai rivers for the season,
where the fishery is crowded with boats,
openings are in a much smaller area, the
quality of fish is deteriorating, and
prices are lower than the fish caught in
open waters of the EEZ. These permit
holders will be forced to either move or
go out of business.
Response: NMFS acknowledges that
communities with vessels that are more
dependent on the Cook Inlet EEZ for
access to drift gillnet fishing
opportunities may experience greater
adverse impacts as a result of this action
due to the relatively high costs to access
productive fishing areas within State
waters when operating out of the
southern UCI. Further, NMFS
acknowledges that the drift gillnet fleet
may shrink as result of the reduced
profitability for some participants. The
Analysis before the Council and NMFS
included this information.
As summarized in Section 4.7.1.4 of
the Analysis, changes in the harvest
levels of the UCI drift gillnet fleet due
to an EEZ closure would have the
potential to differentially affect
communities, including communities
associated with the UCI drift gillnet
fishery and those associated with other
salmon fishery sectors. With respect to
the former, communities would be
affected differently based on their
relative engagement in and dependency
on the UCI drift gillnet fishery, as
measured by gross revenue
diversification of locally owned drift
gillnet vessels, gross revenue
diversification of the larger ‘‘community
harvesting sector,’’ gross revenue
diversification of local UCI drift gillnet
fishery permit holders, or some
combination thereof, or the metrics used
to categorize levels of community
engagement. While a few different
communities ranked high on a single
engagement or dependency indicator,
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the data in Sections 4.5.5.2.1, 4.5.5.2.3,
and 4.5.5.3.2 of the Analysis taken
together suggest that the communities of
Kasilof, Kenai, Nikiski, Nikolaevsk,
Ninilchik, and Soldotna are among the
communities potentially the most
vulnerable to community-level adverse
impacts specifically associated with the
drift gillnet harvesting sector resulting
from an EEZ closure, although the larger
and more diversified Homer fleet has,
by far, more revenue potentially at risk
in absolute terms than the fleet of any
other community.
NMFS expects that reductions in
harvest by the drift gillnet fleet will be
largely offset by increases in harvest by
other fishery sectors. Further, during
Council deliberations and in public
comment submitted on Amendment 14,
the State concurred that, of the viable
alternatives, Amendment 14 is most
likely to achieve the salmon
conservation and management
objectives established by the Council
and the specific requirements of the
Magnuson-Stevens Act to prevent
overfishing and achieve optimum yield
on a continuing basis for the UCI
salmon fishery. The State also agreed
that Cook Inlet salmon stocks could be
harvested successfully within State
waters. All fishery sectors within Cook
Inlet provide revenues to fishing
communities and associated support
businesses. NMFS also notes that
Amendment 14 minimizes adverse
economic impacts to the extent
practicable when compared to the only
other viable alternative.
Economic Impacts
Comment 30: Homer depends on
Cook Inlet salmon stocks, but for about
20 years has realized decreased benefits
with the decline of harvested Cook Inlet
salmon stocks. A major processor in our
community had a devastating fire at its
location. The company, a major player
in the processor sector, decided not to
rebuild the facility, with the uncertainty
surrounding the management of Cook
Inlet salmon stocks being a factor in its
decision. This facility used to employ
residents year-round along with some
seasonal summer help, mostly from out
of state. Amendment 14 would continue
these problems.
Response: NMFS acknowledges the
importance of Cook Inlet salmon to
fishing communities including Homer
and that uncertainty creates challenges.
However, NMFS determined that
independent Federal management of a
separate commercial salmon fishery in
the Cook Inlet EEZ, the only other viable
management alternative, would not
increase the stability of the commercial
environment because it would impose
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additional costs on vessels, increase
uncertainty for harvesters and
processors, and potentially impact
fishing communities.
The complexities associated with
salmon management and fluctuations in
salmon abundance can make it difficult
to create a stable and predictable
commercial environment. NMFS would
not expect the only other viable
management alternative, Alternative 3,
to provide additional regulatory and
harvest certainty for commercial salmon
harvesters and processors. As described
in Sections 2.5 and 4.7.1.3 of the
Analysis, Alternative 3 would create
additional management uncertainty and
result in the increased potential for an
unanticipated closure of the Cook Inlet
EEZ to commercial salmon fishing
before or during each season. NMFS
concluded that an unexpected EEZ
closure during a time that a processor
was prepared to receive deliveries of
fish would be more disruptive than the
potential for a marginal reduction in
catch and deliveries but a certain fishery
season under Amendment 14.
Additional discussion of the potential
impacts to processors is provided in the
response to Comment 33.
Comment 31: If you look at the
fishermen now, you won’t see many
young faces. It’s hard to get deckhands
when the pay has been repeatedly cut
due to regulatory restrictions that limit
commercial harvest. Young fishermen
who were encouraged to get into this
fishery and borrow money for permits
have had their feet knocked out from
under them.
Response: Section 4.5.3.2 of the
Analysis describes the trends in the age
of UCI drift gillnet fishery participants
which indicate the average age of a
permit holder in the Cook Inlet drift
gillnet fishery is increasing. This
indicates that older harvesters may be
continuing to fish beyond their expected
retirement age or younger harvesters
have been slow to replace them, or some
combination. However, the median age
increase of Cook Inlet drift gillnet
fishery permit holders was lower than
the 28 percent increase for other State
fishery permit holders as a whole over
the same time period. This indicates
that the Cook Inlet drift gillnet fishery
may be providing more new entrant
opportunities than other State fisheries
in Alaska.
Regarding economic conditions in the
fishery, biological trends and associated
socioeconomic conditions within the
Cook Inlet fishery have fluctuated
widely over time, even with access to
the EEZ. These cyclical trends are not
expected to be modified by any of the
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management alternatives that were
considered for this action.
Comment 32: Many commenters
stated that Amendment 14 eliminates a
viable fishery by closing waters
traditionally fished by the drift gillnet
fleet prior to the establishment of the
EEZ. They indicated this would
devastate the lives of hardworking
families, and will eliminate the
potential for future entrants to
participate in the fishery. This will
destroy longstanding commercial
fishing heritage and culture in the
region negatively impacting a struggling
group of 500 small boat fisherman and
small communities in Alaska.
Response: NMFS acknowledges that
this action may have adverse impacts on
drift gillnet fishermen. However, NMFS
disagrees that this action would
eliminate the drift gillnet fishery, and
NMFS determined that no other viable
management alternative considered by
the Council during the development of
Amendment 14 would have less adverse
economic impacts. Section 4 of the
Analysis describes economic trends in
the fishery over time. It is noted that
there are cyclical periods of high
earnings and low earnings. In recent
years, revenues in the fishery have been
low. None of the action alternatives
were expected to result in significant
changes to the existing economic
conditions. As described in Section
4.7.1.4 of the Analysis, this action will
have the greatest impact to drift gillnet
participants that fish primarily or
exclusively in the EEZ. This action
closes a portion of the area previously
open to the drift gillnet fleet; all
commercial salmon fishery sectors
within Cook Inlet have operated, and
will continue to operate, within the
State waters of Cook Inlet. This includes
State water areas where the drift gillnet
fleet currently harvests over half of its
annual catch, on average, and where all
other commercial salmon harvest in
Cook Inlet occurs.
Comment 33: Many commenters
noted that the proposed rule preamble
states that the economic impact of the
closure ‘‘would be proportional’’ to the
extent that individual vessels rely on
the EEZ or will impact fishing
communities only to the extent that they
are dependent on fishing in the EEZ.
Closing the EEZ was not sufficiently
analyzed and will have more severe
economic impacts than expected. Many
commenters suggested that a closure of
the EEZ is likely to collapse the
commercial salmon fishing industry in
Cook Inlet altogether. One of the last
remaining Cook Inlet processing
companies gave public comment that
losing fish landings due to closing the
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EEZ would drive them out of business.
Set net fishermen cannot operate
without processors, and processors have
explained that closure of the EEZ makes
business in Cook Inlet impractical.
Response: NMFS disagrees that the
impacts of closing the EEZ to
commercial salmon fishing were not
sufficiently analyzed. Sections 3 and 4
of the Analysis present a comprehensive
assessment of the impacts of each
alternative using the best scientific
information available, including
Amendment 14.
NMFS is aware that a majority of
commenters had significant concerns
with the economic impacts of this
action. There were many assertions to
the effect that Amendment 14 would
collapse commercial fishing within
Cook Inlet. However, these commenters
did not present additional information
to support the conclusion that the
commercial salmon fishery in Cook Inlet
would collapse; NMFS disagrees with
this conclusion and the Analysis does
not support it. The drift gillnet fleet will
still be able to fish within State waters
where they currently harvest over half
their average annual catch. Further, this
action is not expected to decrease the
harvest from other commercial salmon
fishery sectors in Cook Inlet or other
commercial fisheries that deliver to
Cook Inlet processors. Compensatory
salmon fishery effort is expected within
State waters, and NMFS anticipates that
at least some of the fish that the drift
gillnet fleet previously harvested in the
Cook Inlet EEZ will be harvested by the
commercial fishery sector within State
waters. However, even if there is no
additional commercial harvest within
State waters, which is not anticipated,
the majority of the commercial salmon
harvest will continue to occur within
the State waters of Cook Inlet, consistent
with existing conditions.
Existing processors in Cook Inlet, as
well as the other processors outside of
Cook Inlet where commercially caught
Cook Inlet salmon are transported for
processing, are described in Section
4.5.4.1 of the Analysis. Six processors
accounted for an average of 91.8 percent
of the ex-vessel value of the UCI drift
gillnet fishery harvest from 2009–2018.
During this same period, the UCI
salmon drift gillnet fishery accounted
for an average of 61 percent of the total
seafood purchases (salmon, halibut,
crab, etc.) of the three most dependent
facilities and accounted for an average
of 19 percent of the total purchases of
the three least dependent facilities.
Given the number of processors,
including operations that are well
diversified into other fisheries, it is
unknown if this action would impact
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processing capacity beyond other factors
outside of the control of fishery
managers such as natural variations in
salmon abundance and market
conditions.
Additionally, this action does not
change the ability of drift gillnet fleet to
direct market or process their own catch
for sale, or for new entrants in the
processing sector to take advantage of a
market opportunity.
It is also noted that the only other
management alternative available to the
Council and NMFS was expected to
have more adverse economic impacts.
That alternative, Alternative 3, would
have required participants to obtain a
Federal Fisheries Permit, VMS,
logbooks, and accurate GPS positioning
equipment as described in Sections
2.5.7 and 4.7.2.2 of the Analysis.
Alternative 3 would also have required
NMFS to set total allowable catch (TAC)
before each fishing season. As a result,
TAC would be set conservatively
relative to the status quo in order to
reduce the risk of overfishing and could
not be increased in a timely manner if
inseason information indicates that run
strength is stronger than predicted.
Commercial salmon harvest in the EEZ
would be prohibited if the Council and
NMFS did not project a harvestable
surplus, with an appropriate buffer for
the increased management uncertainty.
Further, as described in Section 2.5.3 of
the Analysis, gaps in data could have
required closing the EEZ to commercial
fishing in any given year. Finally,
Alternative 3 would have increased
uncertainty each year for fishery
participants in developing a fishing plan
because NMFS would have determined
whether the Cook Inlet EEZ could be
open to commercial fishing on an
annual basis and shortly before the start
of the fishing season. If the EEZ was
open, NMFS could have closed it
unexpectedly early if harvest limits
were reached. NMFS concluded that
these factors would create more adverse
economic impacts and instability than
the consistent management approach
under Alternative 4.
Comment 34: The economic impacts
of Amendment 14 on Cook Inlet
commercial salmon fishermen are not
adequately analyzed. It is not clear
whether a drift gillnet fisherman’s
commercial catch will be reduced by 5
or 95 percent and this action could be
the tipping point to put Cook Inlet
commercial drift gillnet fishermen out
of business.
Response: NMFS acknowledges that
there is uncertainty regarding the
economic impacts of Amendment 14.
This uncertainty was before both the
Council and NMFS in making their
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decisions to recommend and approve
Amendment 14, respectively. A number
of factors, summarized below, make it
difficult to predict the exact impacts of
this action despite the Council and
NMFS using the best scientific
information available; nonetheless,
there is enough information to conclude
that, on average, the drift gillnet fleet
could continue to harvest the majority
of their existing catch.
Generally, NMFS expects that the
Cook Inlet drift gillnet fleet could
maintain their existing levels of salmon
removals in State waters, which
currently constitutes over 50 percent of
their average annual catch, as described
in Section 3.1.4 of the Analysis. Vessels
could also relocate their previous EEZ
fishing effort to State waters. However,
as stated in Section 4.1.7.4 of the
Analysis, on a vessel by vessel basis, the
impact of Amendment 14 would be
proportional to the extent that they rely
on the EEZ for target fishing. As
different vessels have different levels of
dependency on the EEZ, as well as
ability and willingness to adapt to
fishing only in State waters, the impacts
are more variable to individual
harvesters and are not possible to
predict with available information.
Additionally, the State may modify
management of the drift gillnet salmon
fishery sector within State waters to
account for the EEZ closure. This could
include providing additional time and
area openings for the fishery sector
within State waters. Under current State
regulations, the drift gillnet fishery
sector typically operates for two or three
12 hour periods per week, with the
potential for additional time if salmon
abundance is high, as described in
Section 4.5.2.1 of the Analysis.
Furthermore, the conditions within
the fishery during any given year have
a substantial impact on the ability of
each fishery sector to harvest their target
stocks. These include, but are not
limited to, overall salmon abundance,
run timing, management measures
required to conserve weak stocks, and
management measures required to
provide each fishery sector with a
harvestable surplus of their target
stocks.
Section 4.7.1.4 of the Analysis does
acknowledge that the loss of EEZ fishing
opportunities may cause the drift gillnet
fleet to shrink. However, this may
provide additional harvest opportunity
for remaining participants in the drift
gillnet fishery sector, as well as other
Cook Inlet salmon fishery sectors.
Analysts have obtained and
synthesized the best scientific
information available, presenting
conclusions and recognizing uncertainty
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60579
wherever possible. Consistent with
National Standard 2 guidelines on FMP
development (50 CFR 600.315(e)(2)),
‘‘[t]he fact that scientific information
concerning a fishery is incomplete does
not prevent the preparation and
implementation of an FMP (see related
§§ 600.320(d)(2) and 600.340(b)).’’
Comment 35: According to a 2015
McDowell Group report, the seafood
industry in Southcentral Alaska directly
employs over 10,000 people seasonally
and has an annual economic output of
$1.2 billion. Amendment 14 jeopardizes
that industry. The closure of the EEZ
reduces the effectiveness of the fleet
dramatically—48 percent of the
historical harvest of the drift fleet is
from this area. All of the Cook Inlet
salmon fishery sectors that rely on our
annual salmon returns are important to
the City of Kenai. Amendment 14
effectively eliminates one of those
sectors and should be opposed.
Response: NMFS acknowledges the
significant economic importance of
Cook Inlet salmon resources and
commercial fishing and processing to
fishing communities. Section 4.5.5 of
the Analysis presents detailed
information about community
engagement in the Cook Inlet salmon
fishery, dependency, and fishery tax
related revenue. NMFS disagrees that
this action would effectively eliminate
the drift gillnet fishery in Cook Inlet. As
described in Section 4.5.2.3 of the
Analysis, more than half of the annual
average catch of the drift gillnet fleet
occurs in State waters. While this action
may have adverse impacts to the drift
gillnet fleet operating in the EEZ, it is
expected to provide continued harvest
opportunities to the drift gillnet fleet
within State waters and potentially
increased harvest opportunities to all
other harvesters within State waters.
Comment 36: Amendment 14 would
disrupt the steady supply of fish over
the summer which keeps the processing
sector operating efficiently. By waiting
for the fish to enter the proposed State
waters corridor, the quality of the
salmon is less than when harvested in
the EEZ. This results in lower prices to
the harvester and potentially less market
value for the processor.
Response: NMFS acknowledges that
this action may reduce processing
efficiency and could result in lower
prices in some circumstances. These
considerations are described in Sections
4.5.4 and 4.5.5.2.2 of the Analysis. The
potential impacts of these adverse
conditions are presented in Section
4.7.1.4 of the Analysis.
Comment 37: It costs thousands of
dollars to prepare for fishing each year.
If the EEZ is closed the commenter
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indicated they will have to look at
cutting insurance or other expenses and
take higher risks and that the harvest
opportunities in state waters are not
sufficient to keep a business going.
Relatedly, some commenters indicated
that they would be unable to make boat
and permit payments under the
conditions resulting from Amendment
14.
Response: The potential impacts of
reduced revenues on harvesters are
described in Sections 4.7.1.4 and 4.7.4.2
of the Analysis. This may include a
reduction in active drift gillnet fleet
size, as well as potential indirect
adverse impacts to vessel maintenance
and safety due to the potential for
reduced revenues. The Analysis shows
that the adverse economic impacts
resulting from the only other viable
management alternative (Alternative 3)
were expected to be worse, due to
increased uncertainty, significantly
reduced or eliminated EEZ harvests, and
additional regulatory expenses for
monitoring, recordkeeping, and
reporting.
NMFS disagrees that harvest
opportunities in State waters are
insufficient to support commercial
fishing. Over half the drift gillnet
harvest, and the entirety of the set
gillnet harvest, currently occurs within
State waters. This includes an average of
$10.9 million in gross revenue just from
State water drift gillnet harvest from
2009 to 2018, and an average of $12.6
million in gross revenue from the UCI
set gillnet fishery sector over the same
period. Participants can maintain or
increase their participation within State
waters, and the State may modify its
management measures to account for
the EEZ closure.
Comment 38: The UCI salmon fishery
provides most of the funding for the
Cook Inlet Aquaculture Association
(CIAA). The loss of that funding as a
result of Amendment 14 will force the
CIAA to close, wiping out years of effort
on salmon rehabilitation projects,
closing all their hatchery and stocking
programs, and more.
Response: NMFS acknowledges that if
this action decreases harvests by
commercial users in Cook Inlet,
revenues to CIAA may be reduced, as
noted in Section 4.7.1.4 of the Analysis.
However, as summarized in the
response to Comment 35, the majority of
commercial salmon fishing in Cook Inlet
is expected to continue.
Comment 39: I had planned for my
retirement based on income from fishing
and the sale of my limited entry salmon
permit. Because of the State’s
mismanagement and the reallocation of
salmon away from commercial
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fishermen my retirement nest egg is
non-existent and the price of permits is
very low. Amendment 14 will
exacerbate these problems.
Response: Sections 4.5.3 and 4.6
provide a detailed description of the
harvest and economic performance of
the Cook Inlet drift gillnet salmon
fishery sector including permit prices,
as well as other Alaska salmon fisheries,
over time. The Analysis shows that the
performance of the Cook Inlet salmon
fishery, as well as other Alaskan salmon
fisheries, have varied significantly over
time. No alternatives were expected to
modify these cyclical trends, although
NMFS determined that of the
alternatives, Alternative 4 (Amendment
14) best facilitates management of the
Cook Inlet salmon fishery by allowing
for predictable, flexible management
within State waters without additional
management uncertainty.
Comment 40: All of our catch has
been caught within the EEZ.
Amendment 14 will have severe
impacts and eliminate our ability to
participate in the fishery.
Response: NMFS is aware and
acknowledges that Amendment 14 may
have more adverse impacts on
participants unable or unwilling to
relocate their fishing activity to State
waters. As described in Section 4.7.1.4
of the Analysis, the impact of
Amendment 14 will be proportional to
the extent that participants rely on the
EEZ for target fishing, and that the drift
gillnet fleet may shrink as a result of
reduced profitability.
Consistency With Other National
Standards
Comment 41: Amendment 14 is a
political decision not supported by the
best scientific information available as
required by National Standard 2 and the
Magnuson-Stevens Act. One commenter
cited a donation by a prominent sport
fishing advocate to the governor as
evidence.
Response: NMFS determined that
Amendment 14 is consistent with
National Standard 2. The Council’s
decision to recommend Amendment 14
and NMFS’s decision to approve
Amendment 14 and publish this final
rule were supported by the Analysis,
which contained the best available
scientific information. The Council and
NMFS considered and weighed all of
the information available in making the
decisions, including public testimony,
to recommend and approve Amendment
14, respectively.
Comment 42: The Analysis did not
use the best available information
because it omits the dismal harvest in
2019 and the disastrous harvests in
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2020. This information was available to
NMFS and the Council but not used.
This missing information was critical to
the decision to close the fishery in the
EEZ because much of the reduced
harvest in 2019 and 2020 was the result
of State closures of fishing opportunities
in the EEZ. Restrictions on fishing in the
EEZ in 2020, despite relatively high
abundance of salmon returns, resulted
in a fishery disaster with the average
drift permit holder grossing only about
$4,400 for the entire season. Complete
closure of the EEZ will be far worse.
Response: The Analysis constitutes
the best scientific information available.
Final data from the 2019 and 2020 Cook
Inlet salmon fishery was not available to
analysts at the time of Council
consideration. Consistent with the
National Standard 2 guidelines (50 CFR
600.315(a)(6)(v)), mandatory
management actions should not be
delayed due to the promise of future
data collection, nor should non-final
data be introduced late into the Council
decision-making process. That said, data
now available on these seasons is
summarized here.
The 2020 UCI commercial salmon
fishery harvest and value was
historically low. The total UCI drift
gillnet harvest in 2020 was
approximately 273,067 sockeye salmon,
which was approximately 82 percent
less than the previous 10-year average.
The 2020 drift gillnet harvest of 47,689
coho salmon was 56 percent less than
the previous 10-year average. The 2020
drift gillnet harvest of 25,223 chum
salmon was approximately 84 percent
lower than the previous 10-year average,
while the pink salmon harvest was
estimated to be 293,676 fish, or 40
percent higher than the 10-year evenyear average. 2020 personal use fishery
harvests of Cook Inlet salmon were
approximately 11 percent below the 10year average. Cook Inlet recreational
salmon harvest data are not yet available
for the 2020 season. Escapement for UCI
salmon stocks in 2020 were mostly
above or within established goal ranges
for sockeye, chum and coho salmon, but
were poor for Chinook salmon.
The total UCI drift gillnet harvest in
2019 was approximately 749,101
sockeye salmon, which was about 53
percent less than the average annual
harvest from the previous 10 years. The
2019 drift gillnet harvest of 88,618 coho
salmon was 17 percent less than the
previous 10-year average harvest. The
2019 drift gillnet harvest of chum
salmon was 112,518 and the pink
salmon harvest was estimated to be
approximately 27,607 fish. 2019
personal use fishery harvests of Cook
Inlet salmon were 6 percent below the
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10-year average. However, recreational
salmon harvests were approximately 23
percent above the 10-year average,
driven by some of the largest harvests
on record for the Kenai mainstem and
other Kenai drainages. Escapement for
UCI salmon stocks in 2019 were mostly
above or within established goal ranges
for sockeye, chum and coho salmon, but
were poor for Chinook salmon.
For both 2019 and 2020, the State
took management action to avoid
overfishing on weak stocks which also
limited the commercial harvest of
healthy stocks. Primarily, weak Kenai
River Chinook salmon runs resulted in
the State taking restrictive actions in the
sport fishery and the Eastside set gillnet
fishery (Upper Subdistrict). For the
Eastside set gillnet fishery, this meant
the State restricted fishing time to less
than what can be allowed under State
sockeye salmon management plans and
imposed gear restrictions, both of which
limited the ability of the set gillnet
fishery to harvest additional sockeye
salmon.
While the drift gillnet fleet realized
lower than average catches in 2019 and
2020, the catch by other Cook Inlet
salmon fishery sectors likely increased
as a result. The 2019 and 2020 Northern
District commercial coho salmon
harvests were approximately 41 and 27
percent greater than the 10-year
averages, respectively. In 2019, the
Northern District harvest of sockeye
salmon was approximately 89 percent
greater than the 10 year average. The
State suggested that increases in
Northern District coho harvest may be
due to less overall fishing time in the
drift gillnet fishery because the State’s
management actions kept the drift
gillnet fleet in the Expanded Corridors
to target Kenai and Kasilof sockeye
salmon and conserve Northern District
coho salmon in July and August. For
sockeye salmon, the State indicated that
decreased fishing hours in the Central
District by the drift gillnet fleet may
have increased sockeye salmon
abundance in the Northern District,
where these fish are harvested by the
Cook Inlet salmon fishery sectors in the
Northern District. Similarly, decreases
in harvest by the drift gillnet fleet may
have also contributed to one of the
highest Cook Inlet recreational salmon
fishery sector harvests on record in
2019.
However, decreased fishing in the
Central District can also increase
escapements of sockeye salmon into the
Kenai and Kasilof rivers, which
occurred in 2019 and 2020. As
described in Section 4.7.1.4 of the
Analysis, NMFS notes that catch rates of
Northern District salmon stocks, as well
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as Kenai River salmon stocks are
generally higher in Federal waters, and
it is unknown whether additional EEZ
harvests by the drift gillnet fleet could
have been allowed in these years
without resulting in overfishing of weak
stocks or limiting harvest opportunity in
other Cook Inlet salmon fishery sectors.
Factors outside of the control of
fishery managers were a significant
contributor to reductions in harvest
during these years. In 2020 sockeye
salmon run timing was highly atypical,
with the highest daily sockeye salmon
passage recorded in August in the Kenai
River, and the latest peak of sockeye
salmon movement recorded. This meant
abundances of sockeye salmon were
relatively low during traditional peak
fishing times. Further, the State had
implemented low abundance sockeye
salmon management plan provisions in
combination with restrictive
management measures to avoid
overfishing late-run Chinook salmon. As
discussed in the response to Comment
24, the State cited factors outside of the
control of fishery managers and
undetermined causes as the causes of
the fishery disaster declaration request
for UCI in 2020. NMFS notes that these
variations would be particularly
challenging to address through Federal
management under Alternative 3, as
harvest limits would be established
preseason and there would be limited
flexibility for NMFS to adapt them to
rapidly changing conditions inseason.
These challenges are described in
Sections 2.5 and 4.7.1.3 of the Analysis.
In summary, drift gillnet harvests
were significantly lower than average in
2019 and 2020. In both of these years,
the drift gillnet fleet had relatively
limited fishing time in the EEZ
compared to historical conditions as
they were limited by management
measures required to conserve Northern
District coho and sockeye salmon
stocks. Catches of these stocks by
Northern District fishery sectors did
improve substantially for 2019, but were
limited by weak stock management
measures in 2020. Freshwater sport
harvests in Kenai drainages were some
of the highest on record in 2019, but
data is not yet available for 2020.
Personal use harvests were slightly
lower but largely consistent with 10year averages. The Eastside set gillnet
fishery was significantly limited by
weak Chinook salmon stock
management considerations in both
years and realized significantly reduced
harvest as a result.
This information is largely consistent
with conclusions presented in the
Analysis. With limited fishing time in
Federal waters, harvests by the drift
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60581
gillnet fleet did decrease, while some
other fishery sectors realized increases.
Escapement of Kenai and Kasilof
sockeye salmon stocks did increase
above target ranges during these years,
and while some of this increase is likely
attributable to reduced drift gillnet
harvest in Federal waters, management
action required to prevent overfishing
on Kenai river late-run Chinook salmon
and conserve Northern District salmon
stocks was a significant driver of
constrained salmon harvests throughout
the Cook Inlet salmon fishery during
this period. Further, for the Kenai River
late-run sockeye, record late run timing
presented significant management
challenges under the established
management framework. NMFS notes
that the limitations imposed by weak
stock management and the challenges of
unpredictable run timing would be
exacerbated by the only other viable
alternative considered by the Council
and NMFS. This information is
consistent with recent trends in fishery
performance and the conclusions of the
Analysis presented to the Council and
reviewed by NMFS prior to making their
decision on Amendment 14.
Comment 43: The best scientific
information available shows that closure
will have no appreciable conservation
benefits.
Response: Of the viable management
alternatives, NMFS determined that
Amendment 14 takes the most
precautionary approach to preventing
overfishing and maximizes conservation
and management benefits as detailed in
the preamble to the proposed rule and
as provided in the responses to
Comments on National Standards 1 and
3.
Comment 44: Amendment 14 violates
National Standard 4, which requires
that all allocations not discriminate
between residents of different states.
Amendment 14 effectively allocates the
entire fishery to the State. The State
discriminates against out-of-state
fishers, including the Alaska residentonly dipnet fishery that harvests
hundreds of thousands of salmon per
year to the detriment of other resource
users. The Analysis points out that it is
highly likely that closing the EEZ waters
of Cook Inlet will reallocate fish
resources from the drift gillnet fishery to
the other Cook Inlet salmon fishery
sectors.
Response: The State’s management
decisions regarding allocations among
fishery sectors under State jurisdiction
are State decisions that are outside the
scope of this action. For the action
under review, NMFS determined that
Amendment 14 is consistent with
National Standard 4. As summarized in
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Section 4.7.1.4 of the Analysis, this
action does not allocate or assign fishing
privileges among commercial salmon
fishery participants or other salmon
fishery sectors, but it may result in
changes in historical patterns of harvest
between Cook Inlet fishery sectors.
However, it is not possible to estimate
the magnitude of the harvest benefits to
these other fishery sectors because of
the complexities of the Cook Inlet
salmon fishery and intertwined State
management plans.
Further, Amendment 14 does not
discriminate between residents of
different states. The closure of the Cook
Inlet EEZ to commercial salmon fishing
applies equally to all participants
regardless of residency. As described in
Section 4 of the Analysis, the majority
of the salmon fishery within Cook Inlet,
regardless of sector, has historically
occurred within State waters.
Comment 45: Amendment 14 does not
treat all Alaska stakeholders equitably.
Amendment 14 unfairly discriminates
against the drift gillnet fishery and has
negative economic impacts on only the
drift gillnet fleet. Nearly half of the drift
gillnet fleet’s harvest and income comes
from the EEZ and it would be far more
than half our harvest if we were allowed
to fish there throughout the season.
Response: Amendment 14 and this
final rule treat all stakeholders
equitably. The drift gillnet fleet is the
only commercial fishery sector and the
only significant salmon harvester that
operates in the Cook Inlet EEZ. As
discussed in the response to Comment
16, NMFS only has authority to manage
the portion of the Cook Inlet salmon
fishery that occurs in the EEZ. This
action applies equally to all participants
in the Cook Inlet drift gillnet fishery in
the EEZ regardless of residency.
NMFS analyzes the impact of
management actions relative to existing
conditions within the fishery. Historical
conditions within the fishery are
described in Section 4 of the Analysis.
Comment 46: NMFS should
disapprove Amendment 14 because it
turns all control of the fishery over to
the State, which is inconsistent with the
Magnuson-Stevens Act requiring all
Federal fisheries be managed in the
national interest.
Response: Amendment 14 and this
final rule implements Federal
management of the commercial salmon
fishery within the Cook Inlet EEZ
consistent with the national interest.
With Amendment 14, the Council and
NMFS are directly managing the
commercial salmon fishery within the
Cook Inlet EEZ and are not turning over
control of the portion of the fishery that
has occurred within the EEZ to the
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State. Of the viable alternatives, NMFS
expects that Amendment 14 will
maximize harvests consistent with
conservation requirements in the State
waters of Cook Inlet and that this action
will not change net benefit to the nation.
Further discussion of this is provided in
the preamble to the proposed rule and
the response to Comment 19.
The Council and NMFS may choose
to revisit management of the Cook Inlet
EEZ at any time if a management
measure becomes available that will
better achieve OY. Absent the
conditions for preemption being met,
which are described in the response to
Comment 16, neither NMFS nor the
Council would be able to modify
management within State marine
waters.
Comment 47: Amendment 14 was
driven by the following Council policy:
‘‘The Council’s salmon management
policy is to facilitate State of Alaska
salmon management in accordance with
the Magnuson-Stevens Act, Pacific
Salmon Treaty, and applicable Federal
law.’’ The facilitation of State
management is not a policy goal of the
Magnuson-Stevens Act. The State’s role
is to participate through the Council
process, not as a substitute for the
Council.
Response: NMFS disagrees that the
Council’s salmon management policy is
inconsistent with the Magnuson-Stevens
Act. While the Magnuson-Stevens Act
does not include this specific objective,
a Council has broad discretion to adopt
management policies that are consistent
with the goals of Magnuson-Stevens
Act, including achieving OY, preventing
overfishing, and managing stocks as a
unit throughout their range.
Comment 48: The Magnuson-Stevens
Act gives NMFS the authority to manage
anadromous species, including salmon,
‘‘beyond the EEZ’’. Amendment 14 fails
to manage salmon within State waters as
required by the Magnuson-Stevens Act.
Response: NMFS interprets ‘‘beyond
the EEZ’’ as granting authority to
manage anadromous species further
than 200 nautical miles (nm) from
shore, beyond sovereign jurisdictional
limits, rather than within 3nm. Marine
waters from the Alaskan coastline out to
3 nm are under State jurisdiction.
Absent the conditions for preemption,
NMFS does not have jurisdiction to
manage fisheries, or fish stocks, within
State marine waters. Under no
circumstances does NMFS have
jurisdiction to manage fisheries or fish
stocks within State internal waters (i.e.,
landward of the coastline).
Comment 49: The only thing standing
in the way of resolving this issue is the
State’s refusal to accept MSY principles
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as outlined in the Magnuson-Stevens
Act. The Ninth Circuit recognized this
fact when ruling in favor of Cook Inlet
fishermen and requiring Federal
management of the Cook Inlet fishery.
Response: As detailed in the
responses to Comments 19 and 20, MSY
was appropriately considered when
evaluating management alternatives to
address the Ninth Circuit ruling and in
the decision to approve Amendment 14.
The Ninth Circuit did not consider
the whether State management of the
Cook Inlet salmon fishery is consistent
with the Magnuson-Stevens Act, as the
State is not subject to the MagnusonStevens Act in its management of State
salmon fisheries. Rather, the Ninth
Circuit ruling required the portion of the
Cook Inlet salmon fishery under Federal
jurisdiction to be incorporated into the
Salmon FMP.
Impacts on Marine Mammals
Comment 50: ADFG agrees with the
conclusions included in the Analysis
that Amendment 14 is not expected to
result in a change to the incidental take
level of marine mammals, including
beluga whales, Steller sea lions,
humpback whales, and fin whales, or
have a significant impact on prey
availability to these species.
Response: NMFS acknowledges this
comment.
Comment 51: The State is concerned
with NMFS’s statement that prohibiting
commercial salmon catch in the Cook
Inlet EEZ Subarea under Alternative 4
could improve the density of salmon
prey available to endangered Cook Inlet
beluga whales present in northern Cook
Inlet during the summer months as
noted in Section 3.3.1.1 of the Analysis.
Contrary to assertions by Norman et al.
2020, it is unlikely that salmon
abundance is limiting beluga whale
recovery in Cook Inlet, as the overall
abundance of salmon in Cook Inlet
largely remains at historical levels and
therefore most likely is not driving the
Cook Inlet beluga whale decline due to
density dependence.
Response: NMFS acknowledges this
comment.
Comment 52: NMFS should present
the comparative conservation benefits
and detriments for Cook Inlet beluga
whales associated with a Federally
managed salmon fishery in the EEZ.
Response: NMFS analyzed the
impacts of each management alternative
on Cook Inlet beluga whales in Section
3.3.1.1 of the Analysis. This section
provides information and analysis on
the impacts of each alternative on Cook
Inlet beluga whales, including
Alternative 3.
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Comment 53: Salmon, particularly
Chinook, are among the most important
prey species for Cook Inlet beluga
whales and prey availability is a known
factor potentially limiting the recovery
of Cook Inlet beluga whales. NMFS
suggests that the impact of the proposed
action on Cook Inlet beluga whale prey
availability is uncertain. NMFS should
describe relevant research on Cook Inlet
salmon, especially Chinook. NMFS
should also address the extent to which
salmon fishery management in Cook
Inlet is expressly accounting for beluga
prey needs, or could be modified to do
so. Additional attention to these factors
might benefit Chinook populations and,
in turn, the Cook Inlet beluga whale
population. All this to say that details
like place and species matter greatly in
terms of importance for recovery.
Response: NMFS acknowledges that
salmon, particularly Chinook, are
important prey for Cook Inlet beluga
whales. All of the action alternatives
considered and examined in the
Analysis were expected to maintain or
increase salmon prey availability for
Cook Inlet beluga whales. As described
in Section 3.3 of the Analysis, the
current level of fishery removals in
Cook Inlet is not known to be a threat
to Cook Inlet beluga whales, but there is
uncertainty regarding beluga whale
energetic needs. Significant changes in
the abundance of salmon stocks are not
expected under Amendment 14. This
action would maintain salmon
abundance at or above existing levels.
Further, the drift gillnet fleet has de
minimis catch of Chinook salmon which
is not expected to increase as a result of
this action, as stated in Section 3.1.4 of
the Analysis. Therefore, additional
information about Chinook salmon
research is outside the scope of this
action.
Additionally, the State must still meet
all salmon escapement goals, plus
maintain a harvestable surplus for inriver users, for all salmon stocks within
Cook Inlet. Therefore, this action is not
expected to reduce prey availability for
Cook Inlet beluga whales.
Comment 54: NMFS should consider
the potential for increased disturbance
and displacement of beluga whales and
salmon from Cook Inlet beluga whale
critical habitat, including key foraging
areas, and opportunities for NMFS to
better conserve and recover beluga
whales that could help inform future
recovery efforts. The proposed action
will concentrate the fleet into a smaller
area, potentially causing new sources of
disturbance and displacement of
belugas. The same increased noise could
also displace or disperse the salmon
themselves. NMFS should assess
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whether the noise and commercial
activities in new places that are
triggered by its decision are likely to
disturb and/or displace belugas from
foraging areas.
Response: NMFS undertook a review
of this action consistent with its
requirements under section 7(a)(2) of
the Endangered Species Act (ESA). The
NMFS Protected Resources Division
concurred that this action may affect,
but is not likely to adversely affect,
Cook Inlet beluga whales or their critical
habitat. Based on the available data for
Cook Inlet beluga whale distribution in
the action area, the whales have not
been recorded in recent years in the
portions of the action area surrounding
the Kenai and Kasilof Rivers during the
most active part of the salmon drift
gillnet fishing season from June to midAugust.
The fishing season duration is not
expected to change as it is driven by the
timing of the salmon runs. While drift
gillnet effort may concentrate within
certain areas of State waters, these areas
minimally overlap with the range of
Cook Inlet beluga whales during the
salmon fishing season and no
documented take of Cook Inlet beluga
whales has occurred there, as described
in Section 3.3.1.1 of the Analysis.
Further, as noted in Section 4.7.1.4 of
the Analysis, participation in the drift
gillnet fishery could decline as a result
of this action, which could result in
fewer vessels on the fishing grounds
during summer and less gear deployed.
As described in Sections 3.1.4 and
3.3.1.1 of the Analysis, decreased
harvest of Northern District salmon
stocks by the drift gillnet fleet as a result
of the EEZ closure would increase
availability of these stocks to other Cook
Inlet salmon fishery sectors in Northern
Cook Inlet and marine mammals that
forage in Northern Cook Inlet, and could
also potentially lead to higher salmon
escapements in Northern Cook Inlet.
NMFS does not expect overall salmon
harvests or fishery activity to increase as
the State must still achieve escapement
goals. Salmon migration patterns or
distribution are not expected to change
as a result of this action.
NMFS does not expect that Cook Inlet
beluga whales would be affected by any
increase in vessel noise as a result of
this action. Overall increases in vessel
noise are not expected as a result of this
action. Any incremental localized
increase in noise as a result of this
action would likely be immeasurably
small given the high baseline level of
vessel noise and activity throughout the
inlet and the fact that most drift gillnet
vessels already fish in State waters for
a significant portion of the fishery.
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Thus, NMFS does not expect that the
effects from potentially increased vessel
noise on listed species could be
measurable or detected, and therefore
considers such effects to be
insignificant.
Comment 55: In response to the
proposed action, the State could open
the Northern District to the drift gillnet
fishery, particularly since it may be
difficult for the fleet to maintain past
harvest numbers otherwise. The
Analysis should assess the impact of
that reasonably likely reaction, which
could place the fleet at the mouths of
numerous additional rivers critical for
beluga foraging, potentially resulting in
far greater disturbance and
displacement. NMFS’s Biological
Opinion should also assess this
potential impact and NMFS should
consider conditioning any jeopardy
finding on the State agreeing to keep the
Northern District closed—with
consultation re-initiated upon any
attempt to open it. If NMFS cannot
require reinitiation of consultation in
that event, then it should find jeopardy.
Response: NMFS completed informal
consultation under section 7(a)(2) of the
ESA regarding the potential impacts of
Amendment 14 and determined that the
action may affect, but is not likely to
adversely affect, Cook Inlet beluga
whales or their critical habitat. This
action is not expected to result in the
Northern District being opened to the
drift gillnet fleet. Section 4.7.1.4 of the
Analysis suggests that additional
harvest opportunity for the drift gillnet
fleet could be provided north of the EEZ
line, but within the Central District
where drift gillnet fishing already
occurs there is no or minimal potential
temporal overlap with Cook Inlet
belugas during the fishing season.
Existing commercial fishery restrictions
within State regulations for the Central
District, which minimize harvest of
Northern District salmon stocks by
Central District fishery sectors (e.g., the
drift gillnet fishery) and generally
prohibit fishing near river mouths, are
not modified by this action or expected
to be changed as a result. Therefore, this
action is not expected to increase
disturbance or displacement of Cook
Inlet belugas.
NMFS acknowledges that the State
may change management measures for
the Cook Inlet salmon fishery in State
waters as a result of this action. Such
changes may warrant reinitiating ESA
section 7 consultation if there are effects
of this action that may affect listed
species or critical habitat in a manner or
to an extent not previously considered.
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Comments on the Development of
Amendment 14
Comment 56: Multiple commenters
felt that Amendment 14 is a punitive or
unjust management solution. They
suggested the Ninth Circuit ruling
required the FMP to be amended, and
that the Council and NMFS responded
by punitively closing the fishery.
Response: NMFS disagrees that
Amendment 14 is punitive. Amendment
14 implements the Ninth Circuit ruling
by amending the Salmon FMP to
include the Cook Inlet EEZ Subarea. The
Analysis provides a comprehensive
description of the purpose and need for
this action, the management alternatives
considered, and an analysis of their
respective impacts. The Council and
NMFS carefully evaluated costs and
benefits of each management alternative
and, of the two viable management
alternatives, selected the alternative
expected to minimize adverse impacts.
NMFS provided its rationale in support
of Amendment 14 in the preamble to the
proposed rule.
Comment 57: The Council did not
identify a preliminary preferred
alternative until it made a final decision
on Amendment 14, and withheld key
information that the State was not
willing to accept a delegated program
until after the close of the Council’s
public comment period. This is contrary
to the Council’s published principles for
stakeholder involvement that require
the Council to make key information
readily available to stakeholders to
facilitate public input, before making a
final recommendation to NMFS.
Response: All Council standard
operating procedures and policies as
well as Magnuson-Stevens Act
procedural requirements were followed
in the process of developing
Amendment 14. All information
considered by the Council and NMFS
during the consideration of Amendment
14 was posted to the Council eAgenda
and available to the public.
Selecting a preliminary preferred
alternative is not a required step in the
Council process. Closure of the EEZ was
considered under Alternative 3 (Federal
Management) where it could have been
adopted as an inseason management
measure, or a preseason decision, as
described in Section 2.5 of the Analysis.
At the October 2020 Council meeting,
the State’s representative on the Council
expressed concerns about the existing
alternatives, and the Council
specifically chose to separate a
proactive EEZ closure out of Alternative
3 to create Alternative 4 (Amendment
14) so it could be better analyzed and
reviewed, as well as to give the public
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notice of its specific consideration. The
Council’s analysis of management
alternatives for the Cook Inlet Salmon
FMP amendment, including Alternative
4, was completed and publicly available
more than three weeks (26 days) prior
to the Council’s consideration and final
action at the December 2020 Council
meeting. A total of 225 members of the
public provided written comments or
public testimony to the Council at that
meeting.
NMFS did not have a predetermined
policy position before the December
2020 meeting, consistent with
substantive consideration of public
comment, and had no role in the State’s
policy decision to decline delegated
management authority (Alternative 2).
Comment 58: The Council heard from
hundreds of fishermen and Alaskans
who testified against the adoption of
this EEZ closure proposal. Many
believed none of the available
alternatives provided a scientific or
balanced management plan. Producing
an amendment to the Salmon FMP that
includes all of the Cook Inlet fishery,
including State waters and the EEZ, is
not an insurmountable task as NMFS
and the Council have made it seem. It
will however require that the agencies
work with the stakeholders
cooperatively instead of continuing
their adversarial and unreceptive
behavior. Stakeholders are asking that
salmon management in Cook Inlet
comply with the Federal law and the
Magnuson-Stevens Act. We only want
what the law already requires.
Response: NMFS is aware that many
members of the public testified or
commented to the Council and NMFS
against adoption and approval of
Amendment 14, as well as expressed
dissatisfaction with all of the
alternatives considered by the Council.
Developing an FMP that optimizes
conservation and management of Cook
Inlet salmon stocks while complying
with the Magnuson-Stevens Act and
other applicable law, as well as
successfully integrating with the highly
complex and interdependent network of
Cook Inlet salmon fishery sectors, is a
challenging and controversial task.
Section 2 of the Analysis identifies
the management alternatives considered
by the Council and NMFS. This
includes detailed discussion of the
advantages and disadvantages of each
approach. Sections 1 and 2 of the
Analysis provide an overview of the
requirements for amending the FMP,
including consistency with the
Magnuson-Stevens Act and Ninth
Circuit decision.
The Council specifically considered
the management recommendation
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developed by stakeholders on the
Council’s Salmon Committee. The
Council did not choose to analyze this
recommendation further because it
proposed to apply Federal management
measures within State waters, which is
outside of Council and NMFS
jurisdiction. More detail on the Salmon
Committee recommendation and its
consideration by the Council is
presented in Section 2.7 of the Analysis.
Comment 59: Multiple commenters
that participated in the Council
consideration of the FMP amendment to
address Cook Inlet asserted that the
process to develop Amendment 14 was
not fair or well considered. Specifically,
commenters expressed concerns with
the process, unfairness in consideration,
conflicts of interest, perceived
misdirection, the Council’s perceived
facilitation of the State’s desired
outcome of EEZ closure, and that there
was insufficient notice and opportunity
for public comment. One commenter
requested that NMFS extend the
comment period citing overlap with the
drift gillnet fishing season in Cook Inlet.
All of these commenters opposed
approval of Amendment 14.
Response: Under the MagnusonSteven Act, the Council is responsible
for developing FMPs and FMP
amendments, and stakeholders have an
opportunity to express their opinions on
the action and alternatives being
considered. All Council standard
operating procedures and policies as
well as Magnuson-Stevens Act
requirements were followed in
developing Amendment 14, and all
Council deliberations were open to the
public and are part of the public record.
Sufficient opportunity for public
comment was provided throughout
Council development of the action from
2017 through 2020. These opportunities
occurred at public meetings noticed in
the Federal Register as well as at
regularly scheduled Council meetings.
The Council took public testimony and
considered written and oral public
comments, providing stakeholders with
consistent opportunities for
involvement on this issue. In addition,
the public was able to review and
comment on analytical documents being
developed by the Council during these
same meetings.
Specific to the rulemaking for this
action, the window to submit comments
on the relevant Federal Register
documents was from May 18, 2021,
through July 19, 2021, which provided
ample opportunity for comment outside
of the fishing season and a large number
of comments were received.
Additionally, under the MagnusonStevens Act, a 60-day comment period
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is required for proposed amendments to
FMPs (16 U.S.C. 1854(a)(1)(B)), and
NMFS does not have discretion to
extend this statutorily-set comment
period.
Comments on State Salmon
Management
Comment 60: Cook Inlet salmon
stocks were built up between 1970 and
1990 and there were enough fish for
everyone. However, for more than 20
years the State has been systematically
sabotaging the commercial fishing
industry in Cook Inlet to benefit
recreational and personal use fishery
sectors. Year after year there have been
a series of increasing restrictions on all
the commercial fishermen, limiting the
time and the area where we can fish.
This fishery was once the second largest
salmon fishery in the State, in terms of
economic value, now we are having
back-to-back disasters because of State
mismanagement. Amendment 14 would
exacerbate these problems.
Response: The conclusions in this
comment regarding adverse impacts to
Cook Inlet salmon stocks due to State
management are not supported by
available information. Sections 3 and 4
of the Analysis present information
about returns of Cook Inlet salmon and
fishery harvest over time with a brief
summary provided here.
Salmon that return to Cook Inlet are
harvested by numerous commercial and
non-commercial fishery sectors. While
the non-commercial fishery sectors have
grown over time as the population of
southcentral Alaska has grown, the
claim that this growth has
disadvantaged the commercial sector is
not supported by available information.
Commercial, recreational, and
subsistence harvests have all generally
increased and decreased in proportion
to salmon abundance, as described in
Sections 4.5 and 4.6 of the Analysis.
From 2010 to 2014, revenues in the drift
gillnet fishery were near or above long
term averages, while more recent fishery
performance has been consistent with
earlier periods of lower revenues.
As shown in Sections 3.1, 4.5.2, and
4.6 of the Analysis, salmon abundance
is cyclical and harvest fluctuates over
time. Exact causes for poor salmon
returns are variable and frequently
involve a variety of factors outside the
control of fishery managers to mitigate,
including unfavorable ocean conditions,
freshwater environmental factors,
disease, or other likely factors on which
data are limited or nonexistent. The
ocean and freshwater environments are
changing, and the impacts of those
changes on salmon abundance are
difficult to forecast because they, in
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turn, depend on somewhat uncertain
forecasts of global climate as noted in
Section 3.6.3 of the Analysis. Further,
the decline in productivity for some
stocks have required that managers
implement measures to conserve them,
which often reduces the harvest of
healthy stocks. These conditions, and
others outside the control of fishery
managers, are cited as the cause of
fishery disaster requests, which are
described in greater detail in the
response to Comment 24.
Regardless of the management
alternative selected, the FMP is limited
to implementing management measures
within the EEZ. As explained in
Sections 2 and 2.7 of the Analysis,
NMFS generally has authority to
manage only the fisheries that occur in
the EEZ. The Magnuson-Stevens Act
does not provide authority for the
Council or NMFS to manage fisheries
occurring predominately in State
waters, which would be required for the
Council to change escapement goals or
to allocate more salmon to a specific
user group.
Comment 61: The State, the Council,
and NMFS have not updated
commercial season openings and
closures to coincide with changes in the
timing of the runs of the several species
of salmon in UCI. Sockeye salmon, for
example, have been running later than
in previous decades. ADFG nevertheless
closed the commercial season in much
of UCI on August 1, before significant
numbers of sockeye salmon had run.
Response: NMFS evaluated the
average harvest timing from 2009 to
2018 in Section 4.5.2 of the Analysis.
While some recent years have had later
run timing which has complicated
management, there is significant
variability in salmon run timing that is
not predictable within and across
salmon fishing seasons. This variability
is particularly problematic for the
relatively inflexible and data limited
Federal management of a separate
commercial salmon fishery in the Cook
Inlet EEZ that would have been required
under Alternative 3, the only other
viable management approach. In
contrast, under Amendment 14, State
management has less uncertainty to
account for, is more flexible, and can be
more responsive to variability as the
State can readily increase harvests
inseason if realized run strength is
greater than expected or more rapidly
close the fishery in the event of a
conservation concern.
Comment 62: State management of
Cook Inlet salmon stocks has resulted in
lost food production estimated to be at
least 150 million meals, assuming a
third of a pound per meal, because of
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wasted salmon and overescapement.
This enormous loss of interstate
commerce and national food production
has occurred for years under the State’s
mismanagement. The State did nothing
to relax its restrictions on the
commercial fishermen in UCI to help
the national need for nutritious food
during the COVID–19 pandemic as meat
packing plants, farms, and other
closures of food production occurred
throughout the nation.
Response: NMFS notes that food
production is inclusive of commercial,
recreational, and subsistence fishing. As
described in the response to Comment
19, Amendment 14 is expected to
achieve OY from the Cook Inlet salmon
fishery.
Comments on Legal Issues
Comment 63: Amendment 14 fails to
comply with any of the statutory
requirements for closing a fishery.
Under 16 U.S.C. 1853(b)(2)(C), an FMP
may designate areas where all fishing is
prohibited, but the FMP must ‘‘ensure
that such closure’’:
(i) Is based on the best scientific
information available;
(ii) includes criteria to assess the
conservation benefit of the closed area;
(iii) establishes a timetable for review
of the closed area’s performance that is
consistent with the purposes of the
closed area; and
(iv) is based on an assessment of the
benefits and impacts of the closure,
including its size, in relation to other
management measures (either alone or
in combination with such measures),
including the benefits and impacts of
limiting access to: Users of the area,
overall fishing activity, fishery science,
and fishery and marine conservation.
Response: Amendment 14 does not
constitute a closure that prohibits all
fishing under 16 U.S.C. 1853(b)(2)(C).
Amendment 14 closes the Cook Inlet
EEZ to one salmon fishery sector. Under
the Salmon FMP, recreational fishing
can still occur in the Cook Inlet EEZ.
Comment 64: The fishery
management Council system is
unconstitutional because there is not
sufficient discretion for appointed
Council members to be removed from
their positions.
Response: The constitutionality of the
Magnuson-Stevens Act is outside the
scope of this rulemaking, and NMFS has
approved Amendment 14 and
promulgated this final rule consistent
with the requirements of the MagnusonStevens Act. NMFS continues to
interpret the Magnuson-Stevens Act in a
manner consistent with the
Constitution, particularly because
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NMFS retains significant discretion to
reject Council recommendations.
Comment 65: Amendment 14 is not
consistent with Alaska’s authority under
the Statehood Act.
Response: To the extent this comment
is arguing State management is
inconsistent with Federal law, that is
outside the scope of this rulemaking.
Alaska is not bound by the MagnusonStevens Act in its management of
salmon in state waters, and NMFS does
not have jurisdiction over state water
fisheries under the Magnuson-Stevens
Act absent preemption in accordance
with section 306(b).
To the extent this comment is arguing
the State’s escapement-based
management does not produce the
greatest net benefits to the nation,
NMFS disagrees. The Analysis
demonstrates that the State’s
escapement-based management has
historically consistently allowed harvest
by all Cook Inlet salmon fishery sectors
after accounting for limitations
necessary to protect weaker stocks from
overfishing. No management
alternatives under consideration were
expected to increase harvest levels
above the status quo; in addition, NMFS
determined that the alternative selected
(Amendment 14) provides the greatest
opportunity for maximum harvest from
the Cook Inlet salmon fishery while
minimizing the potential for overfishing
and avoiding additional management
uncertainty.
Comment 66: The Alaska resident
only personal use fishery violates the
Commerce Clause of the U.S.
Constitution and is unconstitutional.
Response: This comment is outside
the scope of Amendment 14.
Comment 67: This action is not
consistent with the Alaska State
Constitution (Art. 8, Sec. 15) that
prohibits an exclusive right or special
privilege of a fishery, as it may cause
economic distress among fishermen and
those dependent upon them for a
livelihood.
Response: This action applies to the
Federally managed waters of the EEZ
and the Alaska State Constitution is
therefore not applicable. Regardless, this
action creates no exclusive right or
privilege of fishery, and minimizes
adverse economic impacts to the extent
practicable as described in the Final
Regulatory Flexibility Analysis (FRFA).
Changes From Proposed to Final Rule
There have been no substantive
changes in this final rule to the
regulatory text from the proposed rule.
A title heading has been added to Figure
23 to 50 CFR part 679.
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Classification
Pursuant to section 304(b)(3) of the
Magnuson-Stevens Act, the NMFS
Assistant Administrator (AA) has
determined that this final rule is
consistent with Amendment 14 to the
Salmon FMP, other provisions of the
Magnuson-Stevens Act, and other
applicable law.
NMFS prepared an environmental
assessment (EA) for this action and the
AA concluded that there will be no
significant impact on the human
environment as a result of this rule. This
action closes a portion of the area open
to the Cook Inlet drift gillnet fleet but
will not result in significant changes to
the Cook Inlet salmon fishery’s total
harvest, or result in other changes that
would significantly impact the quality
of the human environment. A copy of
the EA is available from NMFS (see
ADDRESSES).
This final rule has been determined to
be not significant for the purposes of
Executive Order 12866.
A Regulatory Impact Review was
prepared to assess costs and benefits of
available regulatory alternatives. A copy
of this analysis is available from NMFS
(see ADDRESSES). The Council
recommended and NMFS approved
Amendment 14 and these regulations
based on those measures that maximize
net benefits to the Nation. Specific
aspects of the economic analysis are
discussed below in the FRFA section.
Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ Copies of the
proposed rule, this final rule, and the
small entity compliance guide are
available on the Alaska Region’s website
at: https://www.fisheries.noaa.gov/
region/alaska.
Final Regulatory Flexibility Analysis
This FRFA incorporates the Initial
Regulatory Flexibility Analysis (IRFA), a
summary of the significant issues raised
by the public comments in response to
the IRFA, NMFS’s responses to those
comments, and a summary of the
analyses completed to support the final
rule.
Section 604 of the Regulatory
Flexibility Act (RFA) requires that,
when an agency promulgates a final rule
under section 553 of Title 5 of the U.S.
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Code (5 U.S.C. 553), after being required
by that section or any other law to
publish a general notice of final
rulemaking, the agency shall prepare a
FRFA (5 U.S.C. 604). Section 604
describes the required contents of a
FRFA: (1) A statement of the need for
and objectives of the rule; (2) a
statement of the significant issues raised
by the public comments in response to
the IRFA, a statement of the assessment
of the agency of such issues, and a
statement of any changes made to the
proposed rule as a result of such
comments; (3) the response of the
agency to any comments filed by the
Chief Counsel for Advocacy of the Small
Business Administration (SBA) in
response to the proposed rule, and a
detailed statement of any change made
to the proposed rule in the final rule as
a result of the comments; (4) a
description of and an estimate of the
number of small entities to which the
rule will apply or an explanation of why
no such estimate is available; (5) a
description of the projected reporting,
recordkeeping, and other compliance
requirements of the rule, including an
estimate of the classes of small entities
that will be subject to the requirement
and the type of professional skills
necessary for preparation of the report
or record; and (6) a description of the
steps the agency has taken to minimize
the significant economic impact on
small entities consistent with the stated
objectives of applicable statutes
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted and why each
one of the other significant alternatives
to the rule considered by the agency
which affect the impact on small
entities was rejected.
A description of this final rule and the
need for and objectives of this rule are
contained in the preamble to the
proposed rule (86 FR 29977, June 4,
2021) and final rule and are not
repeated here.
Public and Chief Counsel for Advocacy
Comments on the IRFA
An IRFA was prepared in the
Classification section of the preamble to
the proposed rule (86 FR 29977, June 4,
2021). The Chief Counsel for Advocacy
of the SBA did not file any comments
on the proposed rule. NMFS received no
comments specifically on the IRFA, but
the majority of comments expressed
concern about the potential economic
impact of this action. No comments
provided information that refuted the
conclusions presented in the IRFA.
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Number and Description of Small
Entities Regulated by This Final Action
This final rule directly regulates
holders of State of Alaska S03H
Commercial Fisheries Entry
Commission Limited Entry salmon
permits (S03H permits). In 2021, 567
S03H permits were held by 502
individuals, all of which are considered
small entities based on the $11 million
threshold. Additional detail is included
in Sections 4.5.3 and 4.9 in the Analysis
prepared for this final rule (see
ADDRESSES).
Recordkeeping, Reporting, and Other
Compliance Requirements
This final rule does not add reporting
or recordkeeping requirements for the
vessels participating in the Cook Inlet
salmon fishery. With the Cook Inlet EEZ
closed to commercial salmon fishing, no
recordkeeping or reporting requirements
are needed. The NOAA Office of Law
Enforcement and the State of Alaska
Department of Public Safety would
continue their existing enforcement
activity in Cook Inlet under the revised
West Area boundary resulting from this
action to monitor and respond to any
illegal commercial salmon fishing
occurring in the Cook Inlet EEZ
Subarea. Additional detail is provided
in Section 4.7.2 of the Analysis.
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Description of Significant Alternatives
Considered to the Final Action That
Minimize Adverse Impacts on Small
Entities
The Council considered, but did not
select three other alternatives. The
alternatives, and their impacts to small
entities, are described below.
Alternative 1 would take no action
and would maintain existing
management measures and conditions
in the fishery within recently observed
ranges, resulting in no change to
impacts on small entities. This is not a
viable alternative because it would be
inconsistent with the Ninth Circuit’s
ruling that the Cook Inlet EEZ must be
included within the Salmon FMP.
Alternative 2 would delegate
management to the State. If fully
implemented, Alternative 2 would
maintain many existing conditions
within the fishery. Fishery participants
would have the added burdens of
obtaining a Federal Fisheries Permit,
maintaining a Federal fishing logbook,
and monitoring their fishing position
with respect to EEZ and State waters as
described in Sections 2.4.8 and 4.7.2.2
of the Analysis. However, the State is
unwilling to accept a delegation of
management authority. Therefore,
Alternative 2 is not a viable alternative.
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Alternative 3 would result in a
separate Cook Inlet EEZ drift gillnet
salmon fishery managed independently
by NMFS and the Council. Alternative
3 would increase direct costs and
burden to S03H permit holders and
fishery stakeholders due to
requirements including a Federal
Fisheries Permit, VMS, logbooks, and
accurate GPS positioning equipment as
described in Sections 2.5.7 and 4.7.2.2
of the Analysis. Alternative 3 would
also require that a total allowable catch
(TAC) be set before each fishing season.
The TAC would be set conservatively
relative to the status quo in order to
reduce the risk of overfishing without
the benefit of inseason harvest data.
Commercial salmon harvest in the EEZ
would be prohibited if the Council and
NMFS do not project a harvestable
surplus, with an appropriate buffer for
the increased management uncertainty.
Further, as described in Section 2.5.3 of
the Analysis, gaps in data could also
require closing the EEZ to commercial
fishing in any given year. Finally,
Alternative 3 would increase
uncertainty each year for fishery
participants in developing a fishing plan
because NMFS would determine
whether the Cook Inlet EEZ could be
open to commercial fishing on an
annual basis and shortly before the start
of the fishing season.
As discussed, Alternative 3 would
impose substantial direct regulatory
costs on participants but would not be
expected to result in consistent
commercial salmon fishing
opportunities in the Cook Inlet EEZ.
Alternative 4 will include the Cook Inlet
EEZ in the Salmon FMP for Federal
management by NMFS and the Council,
consistent with the Ninth Circuit ruling.
Alternative 4 will close the Cook Inlet
EEZ but not impose any additional
direct regulatory costs on participants
and will allow directly regulated
entities to possibly recoup lost EEZ
harvest inside State waters. As a result,
Alternative 4 minimizes impacts to
small entities.
Based upon the best available
scientific data, and in consideration of
the Council’s objectives of this action, it
appears that there are no significant
alternatives to the final rule that have
the potential to accomplish the stated
objectives of the Magnuson-Stevens Act
and any other applicable statutes and
that have the potential to minimize any
significant adverse economic impact of
the final rule on small entities. After the
public process, the Council concluded
that of the viable management
alternatives, Alternative 4, Amendment
14, will best accomplish the stated
objectives articulated in the preamble
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60587
for the proposed rule, and in applicable
statutes, and will minimize to the extent
practicable adverse economic impacts
on the universe of directly regulated
small entities.
Collection-of-Information Requirements
This final rule contains no
information collection requirements
under the Paperwork Reduction Act of
1995.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: October 26, 2021.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 679 is amended
as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447; Pub. L.
111–281.
2. In § 679.2, under the definition of
‘‘Salmon Management Area’’:
■ a. Revise paragraph (2) introductory
text; and
■ b. Remove and reserve paragraph
(2)(i).
The revision reads as follows:
■
§ 679.2
Definitions.
*
*
*
*
*
Salmon Management Area * * *
(2) The West Area means the area of
the EEZ off Alaska in the Bering Sea,
Chukchi Sea, Beaufort Sea, and the Gulf
of Alaska west of the longitude of Cape
Suckling (143°53.6′ W), including the
Cook Inlet EEZ Subarea, but excludes
the Prince William Sound Area and the
Alaska Peninsula Area. The Cook Inlet
EEZ Subarea means the EEZ waters of
Cook Inlet north of a line at 59°46.15′ N.
The Prince William Sound Area and the
Alaska Peninsula Area are shown in
Figure 23 to this part and described as:
*
*
*
*
*
3. Revise Figure 23 to part 679 to read
as follows:
■
Figure 23 to Part 679—Salmon
Management Area (see § 679.2)
BILLING CODE 3510–22–P
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Figure 23 to part 679. Salmon Management Area
Salmon Management Area •
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BILLING CODE 3510–22–C
Agencies
[Federal Register Volume 86, Number 210 (Wednesday, November 3, 2021)]
[Rules and Regulations]
[Pages 60568-60588]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-23610]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No. 211025-0215]
RIN 0648-BK31
Fisheries of the Exclusive Economic Zone Off Alaska; Cook Inlet
Salmon; Amendment 14
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
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SUMMARY: NMFS issues this final rule to implement Amendment 14 to the
Fishery Management Plan (FMP) for the Salmon Fisheries in the Exclusive
Economic Zone (EEZ) Off Alaska (Salmon FMP). Amendment 14 will
incorporate the Cook Inlet EEZ Subarea into the Salmon FMP's West Area,
thereby bringing the Cook Inlet EEZ Subarea and the commercial salmon
fisheries that occur within it under Federal management by the North
Pacific Fishery Management Council (Council) and NMFS. This action will
apply the prohibition on commercial salmon fishing that is currently
established in the West Area to the newly added Cook Inlet EEZ Subarea.
This final rule is necessary to comply with a U.S. Court of Appeals for
the Ninth Circuit ruling and to ensure the Salmon FMP is consistent
with the Magnuson-Stevens Fishery Conservation and Management Act
(Magnuson-Stevens Act). This final rule is intended to promote the
goals and objectives of the Magnuson-Stevens Act, the Salmon FMP, and
other applicable laws.
DATES: Effective December 3, 2021.
ADDRESSES: Electronic copies of the Environmental Assessment and the
Regulatory Impact Review (collectively referred to as the ``Analysis'')
and the Finding of No Significant Impact prepared for this final rule
may be obtained from https://www.regulations.gov or from the NMFS
Alaska Region website at https://www.fisheries.noaa.gov/region/alaska.
FOR FURTHER INFORMATION CONTACT: Doug Duncan, 907-586-7228 or
[email protected].
SUPPLEMENTARY INFORMATION: This final rule implements Amendment 14 to
the Salmon FMP. NMFS published the Notice of Availability (NOA) for
Amendment 14 in the Federal Register on May 18, 2021 (86 FR 26888),
with public comments invited through July 19, 2021. NMFS published the
proposed rule to implement Amendment 14 in the Federal Register on June
4, 2021 (86 FR 29977). Comments submitted on the NOA and the proposed
rule for Amendment 14 were considered jointly. The Secretary of
Commerce approved Amendment 14 on August 12, 2021, after considering
public comment and determining that Amendment 14 is consistent with the
Salmon FMP, the Magnuson-Stevens Act, and other applicable laws. No
substantive changes have been made from the proposed rule in this final
rule.
Background
The following provides a brief summary of the background for
Amendment 14. Additional information is provided in the preamble of the
proposed rule and the Analysis.
The Council's Salmon FMP manages the Pacific salmon fisheries in
the EEZ from 3 nautical miles to 200 nautical miles off Alaska. The
Council developed the Salmon FMP under the Magnuson-Stevens Act, and it
first became effective in 1979. The Council has divided the Salmon
FMP's coverage into the West Area and the East Area, with the boundary
between the two areas at Cape Suckling, at 143[deg]53.6' W longitude.
The Salmon FMP authorizes commercial salmon fishing in the East Area,
and prohibits commercial salmon fishing in the West Area. Through
Amendment 12 (December 21, 2012, 77 FR 75570), three small areas in the
EEZ--including the Cook Inlet EEZ--where commercial salmon fishing with
nets was originally authorized by the International Convention for the
High Seas Fisheries of the North Pacific Ocean, as implemented by the
North Pacific Fisheries Act of 1954, were excluded from the Salmon FMP
and therefore not subject to the West Area prohibition on commercial
fishing. Amendment 12's removal of these three areas in the EEZ from
the Salmon FMP's West Area allowed the State of Alaska (State) to
manage these areas independently and outside of an FMP.
Cook Inlet commercial salmon fishermen and seafood processors
challenged Amendment 12 and its implementing regulations, including
removal of the Cook Inlet EEZ from the Salmon FMP. United Cook Inlet
Drift Ass'n v. NMFS, No. 3:13-cv-00104-TMB, 2014 WL 10988279 (D. Alaska
2014). On appeal, the Ninth Circuit held that section 302(h)(1) of the
Magnuson-Stevens Act (16 U.S.C. 1852(h)(1)) requires a Council to
prepare and submit FMPs for each fishery under its authority that
requires conservation and management. United Cook Inlet Drift Ass'n v.
NMFS, 837 F.3d 1055, 1065 (9th Cir. 2016). Because NMFS agreed that the
Cook Inlet EEZ salmon fishery needs conservation and management by some
entity, the Ninth Circuit ruled that the Magnuson-Stevens Act requires
that fishery be included in the Salmon FMP.
Through its public processes, the Council spent significant time
from 2017 to 2020 developing and evaluating management alternatives to
comply with the Ninth Circuit's ruling. The Council considered four
alternatives, which are described in Section 2 of the Analysis:
Alternative 1, status quo management; Alternative 2, Federal management
of the Cook Inlet EEZ with specific management measures delegated to
the State; Alternative 3, independent Federal management of the Cook
Inlet EEZ with specific management measures for the commercial salmon
fishery sector in the Cook Inlet EEZ; and Alternative 4, independent
Federal management of the Cook Inlet EEZ with a closure of the
[[Page 60569]]
Cook Inlet EEZ to commercial salmon fishing. Alternative 1 would have
been inconsistent with the Ninth Circuit ruling, and at the December
2020 Council meeting, the State announced it would not accept a
delegation of management authority. Therefore, Alternatives 3 and 4
were the only viable management alternatives for the Council by the
time it took final action. After this extensive public review and
development process, the Council recommended Alternative 4 as Amendment
14 to the Salmon FMP in December 2020. In accordance with section
304(a) and (b) of the Magnuson-Stevens Act, NMFS approved Amendment 14
and implements it with this final rule.
Amendment 14 and This Final Rule
Amendment 14 incorporates the Cook Inlet EEZ Subarea (defined as
the EEZ waters of Cook Inlet north of a line at 59[deg]46.15' N) into
the Salmon FMP's West Area, thereby bringing the Cook Inlet EEZ Subarea
and the commercial salmon fishery that occurs within it under Federal
management by the Council and NMFS. Amendment 14 applies the
prohibition on commercial salmon fishing that is currently established
in the West Area to the newly added Cook Inlet EEZ Subarea. Most other
existing FMP provisions that apply to the West Area also apply to the
Cook Inlet EEZ Subarea. This action specifically addresses management
of the Cook Inlet EEZ Subarea and the commercial salmon fishery that
occurs there. With Amendment 14 and this final rule, the Council and
NMFS are amending the Salmon FMP and Federal regulations to comply with
the Ninth Circuit's decision, the Magnuson-Stevens Act, and other
applicable law.
This action (1) takes the most precautionary approach to minimizing
the potential for overfishing, (2) provides the greatest opportunity
for maximum harvest from the Cook Inlet salmon fishery, (3) avoids
creating new management uncertainty, (4) minimizes regulatory burden to
fishery participants, (5) maximizes management efficiency for the Cook
Inlet salmon fishery and (6) avoids the introduction of an additional
management jurisdiction into the already complex and interdependent
network of Cook Inlet salmon fishery sectors.
This final rule implements Amendment 14 by removing the regulation
that excludes the Cook Inlet EEZ Subarea from the directly adjacent
West Area. This final rule revises the definition of ``Salmon
Management Area'' at 50 CFR 679.2 to redefine the Cook Inlet Area as
the Cook Inlet EEZ Subarea and incorporate it into the West Area. This
final rule also revises Figure 23 to 50 CFR part 679 consistent with
the revised definition of the Salmon Management Area at Sec. 679.2. As
part of the West Area, the Cook Inlet EEZ Subarea will be subject to
the prohibition on commercial fishing for salmon at Sec. 679.7(h)(2).
This final rule does not modify existing State management measures,
nor does it preclude the State from adopting additional management
measures that could provide additional harvest opportunities for the
Cook Inlet salmon fishery, including commercial drift gillnet
fishermen, within State waters.
As this action prohibits commercial salmon fishing in the Cook
Inlet EEZ Subarea consistent with existing Federal management in
adjacent West Area waters, no additional Federal fishery management
measures are required. The West Area prohibition on commercial salmon
fishing will continue to be enforced by State and Federal authorities
under the revised boundaries resulting from this action. For additional
information about Amendment 14 and implementing regulations, see the
preamble to the proposed rule (June 4, 2021, 86 FR 29977).
Comments and Responses
NMFS received 56 comment submissions on the NOA for Amendment 14
and the proposed rule. NMFS has summarized and responded to 67 unique
and relevant comments below. Several comment submissions were
duplicates or addressed topics outside the scope of the proposed rule.
The comments were from individuals, environmental groups, State
government personnel, local government personnel, and industry
participants. Comments are organized by topic into the following
categories: Comments in support of this action, General comments,
National Standards 1 and 3, National Standard 8, Economic impacts,
Consistency with other National Standards, Impacts on marine mammals,
Comments on the development of Amendment 14, Comments on State salmon
management, and Comments on legal issues.
Comments in Support of This Action
Comment 1: This action will protect valuable Cook Inlet salmon runs
for future generations of users from all states and is supported by the
available scientific evidence. This action is necessary to preserve and
protect this vital resource.
Response: NMFS acknowledges this comment.
Comment 2: This action will support sustainable management of all
salmon stocks in Cook Inlet, provide harvest opportunities to a wide
variety of Cook Inlet salmon fishery sectors, and reduce the likelihood
of future fishery disaster declarations.
Response: NMFS acknowledges this comment.
Comment 3: The State has appropriately managed the Cook Inlet
salmon fishery since before statehood and is better situated to
continue in-season management of the Cook Inlet salmon fishery than the
slow and cumbersome Federal management process.
Response: NMFS acknowledges this comment.
Comment 4: The Alaska Department of Fish and Game (ADFG) supports
implementation of Amendment 14 as outlined in the proposed rule. The
proposed rule and Analysis use the best scientific information
available and provide a sufficient basis for NMFS to approve and
implement Amendment 14.
Response: NMFS acknowledges this comment.
Comment 5: ADFG agrees with the conclusions included in the
Analysis that implementation of Amendment 14 to prohibit commercial
salmon fishing in the Cook Inlet EEZ is not expected to result in a
significant change in the conditions of Cook Inlet salmon stocks and
other living marine resources and their habitats.
Response: NMFS acknowledges this comment.
General Comments
Comment 6: The impacts of Amendment 14 are uncertain at best and
disastrous at worst because it would severely complicate effective
sustainable fishery management for biologists by limiting the entire
drift gillnet fleet into a three nautical mile State waters corridor to
harvest the returning fish.
Response: As described in Section 4.7.1.4 of the Analysis, NMFS
acknowledges that this action would decrease the area available for the
drift gillnet fleet to harvest Cook Inlet salmon relative to the status
quo. Section 4.5.2 of the Analysis notes that during peak commercial
fishing times the fishery can already be limited to State waters by the
State for conservation and management purposes.
NMFS disagrees that Amendment 14 would complicate effective and
sustainable management of the Cook Inlet salmon fishery. Closing the
EEZ to commercial salmon fishing avoids
[[Page 60570]]
creating the significant new management uncertainty associated with
Alternative 3, the only other viable management alternative.
Additionally, during Council deliberations and in public comment
submitted on Amendment 14, the State concurred that, of the viable
alternatives, Amendment 14 is most likely to achieve the salmon
conservation and management objectives established by the Council and
the specific requirements of the Magnuson-Stevens Act to prevent
overfishing and achieve optimum yield on a continuing basis for the
Upper Cook Inlet (UCI) salmon fishery. The State also agreed that Cook
Inlet salmon stocks could be harvested successfully and sustainably
within State waters and did not identify significant management
concerns associated with this action.
As detailed in the preamble to the proposed rule, NMFS has
determined that Amendment 14 best optimizes conservation and management
of Cook Inlet salmon stocks when considering the viable management
alternatives.
Comment 7: Salmon management under the Salmon FMP should include
cooperation between the Council and ADFG and be fair to benefit all
Cook Inlet salmon fishery sectors. Amendment 14 is not fair and creates
an imbalance within the fishery.
Response: NMFS acknowledges the importance and benefits of
cooperation from all fishery sectors when developing an FMP. This final
action was developed through the Council process, which provided
substantial opportunities for public input. Sections 1.3 and 2 of the
Analysis and the preamble of the proposed rule describe the range of
issues that the Council considered in selecting this final action,
including Federal jurisdiction that is limited to Federal waters.
Amendment 14 limits user group conflicts by prohibiting commercial
salmon fishing in the Cook Inlet EEZ subarea. This allows competing
interests and conflicts among all Cook Inlet salmon fishery sectors to
be balanced and resolved by the government entity (the State) with
management authority to regulate harvest by all Cook Inlet salmon
fishery sectors. Sections 4.5 and 4.6 of the Analysis describe the
multiple salmon fishery sectors managed by the State within Cook Inlet.
Federal fishery management under the FMP would apply only in the EEZ,
where the drift gillnet fishery is the only commercial fishery sector
and the predominant user group.
Independent Federal management of a separate commercial fishery
sector in the Cook Inlet EEZ Subarea, an option considered and rejected
by the Council under Alternative 3, would have changed the forum for
some fishery sector conflicts in Cook Inlet from the Alaska Board of
Fisheries to the Council. However, this management structure would not,
in and of itself, lessen the conflicts inherent in the difficult task
of allocating salmon, a finite resource, to all Cook Inlet salmon
fishery sectors--subsistence, recreational, and different commercial
gear types--that harvest Cook Inlet salmon from EEZ waters through to
the headwaters of Cook Inlet streams and rivers. Under any of the
action alternatives, NMFS would not manage the harvest of salmon within
State waters, but would have to account for removals within State
waters by all Cook Inlet salmon fishery sectors and the attendant
uncertainty when determining the appropriate level of harvest in
Federal waters.
Comment 8: Amendment 14 is contrary to and undermines Alaska's
long-standing tradition and standard of excellent fisheries management.
Response: NMFS agrees that the State of Alaska has a long-standing
tradition and standard of excellent salmon fisheries management but
disagrees that Amendment 14 is contrary to or undermines the State's
management of the Cook Inlet salmon fishery. The Council worked for
more than 3 years on the development of Amendment 14 with input from
stakeholders, NMFS, and ADFG. As detailed in the preamble to the
proposed rule, this action maximizes utilization of Cook Inlet salmon
resources while minimizing the potential for overfishing. Further, this
action is consistent with longstanding Federal management of the West
Area that has facilitated successful State management of Alaska's
salmon resources throughout the region.
Comment 9: Multiple commenters supported delegating management
authority to the State in the Federal waters of Cook Inlet and opposed
the adoption of Amendment 14 to the Salmon FMP.
Response: The State announced it would not accept a delegation of
management authority at the Council's December 2020 meeting. NMFS
cannot require or compel a state to accept a delegation of management
authority for a fishery in Federal waters.
Comment 10: Several commenters, including the State (ADFG),
indicated they would prefer the existing management structure analyzed
by the Council as Alternative 1, status quo.
Response: As a result of the Ninth Circuit decision, the Council
and NMFS cannot defer management of the Cook Inlet EEZ to the State by
excluding the area from FMP management given that the commercial salmon
fishery within the Cook Inlet EEZ requires conservation and management.
Because the Cook Inlet EEZ must be included in the FMP, the State
cannot continue to manage the Cook Inlet EEZ without explicitly being
delegated management authority in the FMP. Therefore, Alternative 1 was
not a viable option. Instead, the FMP must be amended to incorporate
the Cook Inlet EEZ Subarea into the FMP, as described in Section 2 of
the Analysis.
Comment 11: Cooperative Federal and State management takes place in
other fisheries in Alaska, including other salmon fisheries in the East
Area. Why can the Federal government work together with the State in
all other regions except Cook Inlet?
Response: NMFS worked with ADFG throughout the development of
Amendment 14. Cooperative Federal and State management is only possible
to the extent the State is willing to accept a delegation of management
authority, which the State has accepted for salmon fisheries in the
East Area. As stated in the response to Comment 9, NMFS cannot require
a state to accept a delegation of management authority. Prior to the
December 2020 Council meeting, the State had not adopted a position on
its willingness to accept a delegation of management authority for the
Cook Inlet EEZ. The remarks that were made on the record by ADFG's
voting representative at the December 2020 Council meeting provide the
State's rationale for refusing a delegation of management authority.
Comment 12: Amendment 14 would increase the risk to public safety
by moving hundreds of fishermen (each trailing 900-1,200 foot-long
gillnets) into the already congested area within State waters.
Response: NMFS acknowledges this comment. As described in Section
4.7.4.2 of the Analysis, fishery congestion may increase and, together
with the potential for decreased revenues, could have an indirect
impact to vessel safety. That said, this action does move the fleet
closer to other vessels for mutual assistance as well as shore-based
emergency resources. Combined with ADFG's and the Alaska Board of
Fisheries' consideration of safety in their management decisions,
Amendment 14 is not expected to have a significant impact on safety.
Section 4.5.2 of the Analysis also notes that during peak times, the
fishery can already be limited to State waters and no significant
safety issues have developed. For these reasons, the
[[Page 60571]]
Council and NMFS determined that Amendment 14 is consistent with
National Standard 10.
Comment 13: Closing an area to commercial fishing that has been
heavily utilized for nearly a hundred years is not a management plan.
Response: NMFS disagrees. Area closures, including those specific
to a fishery or gear type, are commonly used by the Council and NMFS to
achieve conservation and management objectives for FMPs.
Comment 14: People who have spent their lifetime honing their craft
and knowledge will see it taken away by the Council process and its
recommendation to close the EEZ. Do not approve this action.
Response: NMFS acknowledges this comment, but notes that there is
opportunity for the drift gillnet fishery to continue within State
waters where it currently harvests over half of its average annual
catch. Further, of the viable management alternatives, the Council
determined and NMFS agrees that closing the Cook Inlet EEZ to
commercial salmon fishing is the management approach most likely to
avoid uncertainty and maximize harvest of Cook Inlet salmon stocks
while preventing overfishing.
Comment 15: Appendix 12 provides the State's answers on the impacts
of its own proposal to close fishing in the EEZ. The State calls the
EEZ portion of the Cook Inlet a small area. That is not accurate. The
area is about 1,000 square miles and comprises about one-half of the
Central District.
Response: NMFS interpreted ``small'' as relative to the entirety of
Cook Inlet. NMFS acknowledges that the Cook Inlet EEZ is a substantial
portion of the Cook Inlet Central District where the UCI drift gillnet
fleet may operate, as described in Section 4.5.2.1 of the Analysis.
National Standards 1 and 3
Comment 16: Amendment 14 is inconsistent with the Magnuson-Stevens
Act, including National Standard 3, because it does not apply to the
entire salmon fishery, including State waters management practices
(e.g., escapement goals, management plans, allocations, and in season
management decisions). Commercial fishers want a management plan that
covers salmon stocks throughout their range to ensure management is
consistent with the National Standards. This is not a request for
preemption. NMFS' own regulations require: ``The geographic scope of
the fishery, for planning purposes, should cover the entire range of
the stocks(s) of fish, and not be overly constrained by political
boundaries.'' 50 CFR 600.320(b). This action abdicates all Federal
responsibility to the State to manage the fishery in State waters
however it deems fit.
Response: NMFS determined that Amendment 14 is consistent with the
Magnuson-Stevens Act, including National Standard 3. National Standard
3 states that, to the extent practicable, an individual stock of fish
shall be managed as a unit throughout its range, and interrelated
stocks of fish shall be managed as a unit or in close coordination (16
U.S.C. 1851(a)(3)). National Standard 3 guidelines explain how to
structure appropriate management units for stocks and stock complexes
(Sec. 600.320). The Guidelines state that the purpose of the Standard
is to induce a comprehensive approach to fishery management (Sec.
600.320(b)). The guidelines define ``management unit'' as ``a fishery
or that portion of a fishery identified in an FMP as relevant to the
FMP's management objectives,'' and state that the choice of a
management unit ``depends on the focus of the FMP's objectives, and may
be organized around biological, geographic, economic, technical,
social, or ecological perspectives'' (Sec. 600.320(d)).
The Council and NMFS determined that prohibiting commercial fishing
in the Cook Inlet EEZ subarea would best enable Cook Inlet salmon to be
managed as a unit throughout their range. The best information about
salmon abundance is available as salmon move into freshwaters and the
number of spawning salmon can be counted. This is referred to as
escapement, and provides State managers the information they need to
increase or decrease fishing effort in-season based on whether enough
salmon are making it into freshwater to reproduce sustainably.
Amendment 14 recognizes that management of salmon is best conducted
through monitoring escapement--the point in the species' life history
that is most appropriate for assessing stock status--and that
escapement happens in the river systems, not in the EEZ waters. Under
Amendment 14, the State manages for all sources of fishing mortality.
The State monitors actual run strength and escapement during the
fishery, and utilizes in-season management measures that are closely
coordinated across all Cook Inlet fishery sectors, including fishery
closures, to ensure that escapement goals are met. Therefore, Amendment
14 best achieves the objectives of National Standard 3 and avoids
reductions in catch that are expected to account for the uncertainty
and preseason management requirements created by the only other viable
management alternative (Alternative 3).
Amendment 14 does consider the entire Cook Inlet salmon fishery and
does apply to the entire Cook Inlet salmon fishery that occurs within
the EEZ. Federal management must consider what occurs within State
waters for planning purposes, in order to adequately determine what
level of fishing may sustainably occur within the EEZ under the FMP
consistent with the Magnuson-Stevens Act. However, the Magnuson-Stevens
Act limits the jurisdiction of the Council and NMFS to Federal waters
(i.e., the EEZ) for the implementation of management measures. As
explained in the preamble to the proposed rule, Amendment 14 considers
all commercial, recreational, and subsistence fishing that constitute
the Cook Inlet salmon fishery. However, in order for a Federal FMP to
govern fisheries occurring within State marine waters, the conditions
for preemption under Magnuson-Stevens Act section 306(b) (16 U.S.C.
1856(b)), listed below, must both be met.
1. The fishery must occur predominantly within the EEZ.
2. The results of the State's action or inaction must substantially
and adversely affect the carrying out of the FMP.
As indicated by data presented in Sections 3.1, 4.5, and 4.6 of the
Analysis, the conditions for preemption are not met in Cook Inlet.
Under no circumstances does NMFS or the Council have authority to
manage fishing within State internal waters.
Comment 17: NMFS incorrectly assumes that Alternative 3 requires
Federal management to be responsive to State management to support
Alternative 4. If NMFS sets maximum sustainable yield (MSY), optimum
yield (OY), and annual catch limits (ACLs) for Cook Inlet salmon
stocks, then the State must modify their management to comply with
those limitations. If there is more harvest in EEZ waters then State
waters harvest must be reduced to achieve OY. If the State is already
managing the fishery in a manner consistent with the Magnuson-Stevens
Act, then the dual management by the Council and the State should be
seamless. Relatedly, some commenters suggested that NMFS implementing
an OY that included State waters harvest is inconsistent with NMFS's
stated inability to implement management measures within State waters.
Response: NMFS acknowledges that differences between Alternatives 3
and 4 were important in its consideration of Amendment 14. The State
was not willing to accept a delegation of
[[Page 60572]]
management authority so Alternative 2 could not be implemented.
Consistent with the Ninth Circuit ruling, the status quo was also not a
viable option. This left the Council with a decision between
Alternatives 3 and 4.
NMFS does not agree that Federal management supersedes State
management of a State fishery absent preemption, or that State
management of a State fishery must be responsive to Federal management.
NMFS has an obligation to prevent overfishing in fisheries under
Federal jurisdiction, and must account for all sources of mortality
when determining the allowable harvest for Federal waters, consistent
with the Magnuson-Stevens Act and National Standard 1 (50 CFR
600.310(e)(2)(ii)). NMFS must consider a fishery that occurs within
State waters; however, NMFS cannot modify fishery management within
State waters. Therefore, NMFS will take action in the fisheries under
its jurisdiction to prevent overfishing. NMFS has maintained this
position throughout the development of Amendment 14. In other instances
where a fishery occurs in both state and Federal waters, Federal
management of the Federal portion of the fishery is responsive to state
management of the portion of the fishery that occurs in state waters.
Examples of this are Pacific cod fisheries in the Gulf of Alaska and
Aleutian Islands. In specifying the Federal Pacific cod total allowable
catch, NMFS must account for the State harvests so that total catch in
state and Federal waters does not result in overfishing.
Management in Federal waters must adhere to the Magnuson-Stevens
Act. Amendment 14 closes the EEZ waters of Cook Inlet, consistent with
the Magnuson-Stevens Act and other applicable law. The State is not
bound by the Magnuson-Stevens Act for its management within State
waters, but this does not equate to State management being inconsistent
with the Magnuson-Stevens Act. Under NMFS's National Standard 1
Guidelines, MSY, and OY can be specified at the fishery level (50 CFR
600.310(e)). In Cook Inlet, the salmon fishery has historically
occurred in both State and Federal waters, and therefore specifying MSY
and OY at the fishery level requires NMFS to consider fishing activity
in State waters. However, though NMFS must consider fishing activity in
State waters when establishing reference points, it cannot manage
fishing activity in State waters. Thus, while MSY and OY account for
State-water harvest, NMFS is only specifying an ACL for the Cook Inlet
EEZ commercial salmon fishery. This is consistent with the National
Standard 1 Guidelines, which instruct NMFS to establish a Federal ACL
for State-Federal Fisheries like the Cook Inlet salmon fishery, because
``Federal management is limited to the portion of the fishery under
Federal authority.'' 50 CFR 600.310(f)(4)(iii).
Absent the conditions for preemption, which are described more
thoroughly in the response to Comment 16, NMFS does not have
jurisdiction over State marine waters. As salmon stocks can be fully
utilized in State waters consistent with appropriate conservation and
management, additional harvest in EEZ waters is not necessary to
achieve OY, and introducing an additional, independent management
jurisdiction in the EEZ could increase the risk of overfishing as
explained in the preamble to the proposed rule and the response to
Comment 33.
Comment 18: The State's process for setting escapement goals does
not comply with the Magnuson-Stevens Act, which requires the Council to
set ACLs for each fishery based on peer-reviewed Scientific and
Statistical Committee (SSC) recommendations. State management plans
that affect harvest levels are based on flawed escapement goals set by
Alaska Board of Fisheries.
Response: This action establishes an ACL of zero for the commercial
salmon fishery in the Cook Inlet EEZ Subarea, consistent with Magnuson-
Stevens Act requirements. Under the Magnuson-Stevens Act, NMFS must
consider, but cannot modify, fishery management within State waters.
The State is not bound by the Magnuson-Stevens Act within State waters.
Additional description about the relationship between State and Federal
management measures is provided in the response to Comment 17.
Further, the SSC found that State management of Cook Inlet salmon
stocks relied on the best scientific information available and the
resulting harvest levels were consistent with harvest levels that could
be expected under Federal management. This information, along with
additional consideration of the State's escapement-based management
system, is provided in Section 3.1 of the Analysis. NMFS also
determined there is not better scientific information available to
manage Cook Inlet salmon stocks than the information reviewed in the
Analysis.
Comment 19: The preamble to the proposed rule states that the
Council and NMFS determined that the proposed OY would be fully
achieved by the Cook Inlet salmon fishery within State waters ``because
compensatory fishery effort among various sectors in State waters is
expected to make up for closing the Cook Inlet EEZ to commercial salmon
fishing.'' There is no evidence that the Council made any such
determination, and that determination is not supportable. National
Standard 1 requires that an FMP achieve OY, which is defined both in
terms of the greatest overall benefit to the Nation as well as
achieving the MSY. The State has made no attempt to achieve OY on most
stocks of salmon.
Response: NMFS determined that Amendment 14 will achieve OY. The
Analysis before the Council and NMFS, including the retrospective
review of State management against proposed Federal management,
demonstrated that managing salmon within the escapement goals
established by the State prevented overfishing, allowed harvest by all
Cook Inlet salmon fishery sectors, and that no management alternatives
under consideration were expected to increase harvests of Cook Inlet
salmon stocks. Therefore, of the viable management alternatives,
Amendment 14 produces the greatest net benefit to the Nation by
allowing harvest of Cook Inlet salmon by all fishery sectors to the
extent possible while still protecting weak stocks from overfishing.
The Magnuson-Stevens Act does not prescribe the method for
determining OY, and NMFS uses various methods to determine OY
throughout the Nation, depending on the information available and the
unique characteristics of specific fisheries.
Magnuson-Stevens Act section 3(33) defines ``optimum,'' with
respect to the yield from a fishery, as the amount of fish that will
provide the greatest overall benefit to the Nation, particularly with
respect to food production and recreational opportunities and taking
into account the protection of marine ecosystems; that is prescribed on
the basis of the MSY from the fishery, as reduced by any relevant
economic, social, or ecological factor; and, in the case of an
overfished fishery, that provides for rebuilding to a level consistent
with producing the MSY in such fishery (16 U.S.C. 1802(33)).
Under National Standard 1, OY must be achieved over the long-run
but not necessarily with precision each individual fishing year.
Further, while OY is derived from MSY, National Standard 1 does not
require that a fishery achieve MSY in any particular year or over the
long run. Accordingly, as the preamble to the proposed rule states,
achieving OY in the Cook Inlet salmon fishery is complex and must
incorporate management measures that
[[Page 60573]]
limit the harvest of healthy stocks in order to prevent overfishing on
co-occurring weak stocks. Because of this complexity, OY is specified
at the fishery level for the Cook Inlet salmon fishery rather than for
each individual stock. Specification of OY at the fishery level is
consistent with National Standard 1 and guidelines that direct that
``OY may be established at the stock, stock complex, or fishery level''
(50 CFR 600.310(e)(3)).
The OY range for the Cook Inlet salmon fishery is defined as the
combined catch from all salmon fisheries occurring within Cook Inlet
[State and Federal water catch], which results in a post-harvest
abundance within the escapement goal range for stocks with escapement
goals, and below the historically sustainable average catch for stocks
without escapement goals, except when management measures required to
conserve weak stocks necessarily limit catch of healthy stocks. This OY
is derived from MSY, as reduced by relevant economic, social, and
ecological factors. These factors include annual variations in the
abundance, distribution, migration patterns, and timing of the salmon
stocks; allocations by the Alaska Board of Fisheries; traditional
times, methods, and areas of salmon fishing; ecosystem needs;
consideration of the risk of overharvesting; and inseason indices of
stock strength. Factors of particular importance to NMFS include
providing harvest opportunities for all Cook Inlet salmon fishery
sectors and preventing overfishing by accounting for the co-occurrence
of weaker stocks. Therefore, achieving OY may result in the harvest of
some Cook Inlet salmon stocks that is below the maximum potentially
allowable amount in any given year. Information regarding the potential
for limited utilization of some Cook Inlet salmon stocks was reviewed
by the Council and NMFS prior to the recommendation and approval of
Amendment 14 and more information on this topic is provided in the
Response to Comment 23.
Further, the only other viable management alternative (Alternative
3) presented additional challenges to achieving OY through the creation
of new management uncertainty expected to result in reduced or
eliminated EEZ harvests in any given fishing season and to impose
additional costs on participants, as described in the preamble to the
proposed rule and as provided in the responses to Comments 27 and 33.
Comment 20: Amendment 14 is not consistent with MSY management as
required by the Magnuson-Stevens Act because salmon management would
continue to rely upon flawed escapement goals set through the Alaska
Board of Fisheries process. Existing escapement goals result in
overescapement in the Kenai and Kasilof river systems which lowers
harvests, decreases future yields, and reduces fish size. Lower
escapement goals would allow more harvest by all users. Several
commenters provided specific data the commenters argued support this
comment and stated that the negative impacts of overescapement were not
sufficiently addressed in the Analysis.
Response: The Magnuson-Stevens Act does not require management that
achieves MSY. Rather, as codified by National Standard 1, conservation
and management measures shall prevent overfishing while achieving, on a
continuing basis, the OY from each fishery for the U.S. fishing
industry. Additional discussion of OY is provided in the response to
Comment 19.
Further, NMFS has determined that MSY as defined by Amendment 14 is
consistent with the Magnuson-Stevens Act. Under the Magnuson-Stevens
Act, NMFS must ensure the capacity of the fishery to produce MSY on a
continuing basis. In the National Standards guidelines, MSY is defined
as ``the largest long-term average catch or yield that can be taken
from a stock or stock complex under prevailing ecological,
environmental conditions and fishery technological characteristics
(e.g., gear selectivity), and the distribution of catch among fleets''
(50 CFR 600.310(e)(1)). This information is considered, when and where
known, during the State's escapement goal setting process, described in
Sections 3.1 and 11 of the Analysis. Further, it is consistent with
National Standard 1 to reduce harvest from MSY based on relevant
economic, social, and ecological factors to achieve OY and prevent
overfishing. This is also consistent with National Standard 6, which
acknowledges the inevitable changes in a fishery that result from
biological, social, and economic occurrences, as well as fishing
practices, and dictates that ``[t]o the extent practicable, FMPs should
provide a suitable buffer in favor of conservation'' (50 CFR
600.335(c)). Management measures that reduce harvest levels below MSY
to account for uncertainty, protect weaker stocks, and provide harvest
opportunity for all fishery sectors are consistent with the Magnuson-
Stevens Act.
Multiple commenters expressed concern about overescapement for Cook
Inlet salmon stocks. Overescapement means that the number of spawning
salmon exceeds the upper bound of the escapement goal range established
for a stock, and is considered in Section 3.1 of the Analysis.
Commenters' concerns focused on two potential adverse impacts of
overescapement. First, that overescapement results in forgone yield in
the year that it occurs because more harvest is theoretically allowable
at sustainable levels and any surplus fish not harvested cannot be
harvested in the following year (i.e., more harvest would keep
escapement goal ranges from being exceeded and still be sustainable).
The second concern asserted by the commenters is that when escapement
goals are exceeded, or an escapement goal is set inappropriately high,
too many fish spawning will decrease future yields, a concept referred
to as overcompensation. The commenters assert that the potential
drivers of overcompensation are likely density dependent and may
include competition for habitat, competition for prey among juvenile
salmon, disease, predation, or some combination of these and other
factors that may also be exacerbated by other environmental variables.
The Council specifically conducted an independent analysis of MSY
and the potential for overcompensation in Kenai and Kasilof river
sockeye salmon stocks, which is presented in Section 13 of the
Analysis. SSC review determined that the conclusions of this analysis
were consistent with ADFG's analysis of escapement goals, that ADFG's
escapement goals were established within the range expected to produce
MSY, and that there is limited evidence for overcompensation across the
observed range of escapements. This information indicates that the
escapement goals established by the State for these stocks are
appropriate estimates of MSY. Thus, while instances of overescapement
will result in foregone yield in the current year, they are unlikely to
result in reductions in future recruitment and yield for the primary
stocks harvested by the drift gillnet fleet in Cook Inlet.
Information is not available to analyze overescapement or its
potential impacts for the Cook Inlet salmon stocks without escapement
goals, as described in the following comment. In the absence of
specific stock information, conservative management using suitable
proxies while following the precautionary principle is consistent with
the National Standard 1 Guidelines for dealing with data-poor stocks
(50 CFR 600.310(e)(1)(v)(b) & (h)(2)). The Guidelines provide
flexibility in setting MSY and other reference points based
[[Page 60574]]
on insufficient data and in consideration of stocks with unusual life
history characteristics, including salmon. The risk of overfishing as a
result of harvest rates that are too high is much greater than the
uncertain and speculative risk of under harvest or overescapement.
Therefore, in the absence of information, the State is managing the
data-poor salmon runs consistent with NMFS's approach to management of
data-poor fish stocks.
From a practical perspective, it is not possible to manage mixed
stock salmon fisheries for MSY on all stocks as the composition,
abundance, and productivity of stocks and species in the fishery vary
substantially. Overescapement is a common occurrence in Cook Inlet, as
noted in the Analysis Section 3.1. Overescapement usually results from
(1) a lack of fishing effort, (2) unexpectedly large salmon runs, or
(3) management or economic constraints on the fishery. Management
constraints result, in part, from State management of salmon fisheries
for maximum harvest of the largest, most productive salmon stocks,
while protecting less abundant salmon stocks and species. The State has
established clearly-defined goals to manage salmon to provide for
escapement of identified stocks of concern within mixed-stock fisheries
as described in Section 3.1 of the Analysis. Independent Federal
management of a separate commercial salmon fishery in Cook Inlet would
not be expected to reduce the potential for overescapement or address
any of the factors that cause overescapement. As discussed in Sections
2.5 and 4.7.1.3 of the Analysis and the response to Comment 17,
independent Federal management of a separate commercial fishery in the
EEZ under Alternative 3 would be responsive to State management
decisions and would also be more conservative to account for new
management uncertainty in order to prevent overfishing. No management
alternatives under consideration were expected to increase harvest
levels above the status quo.
It is also noted in Section 4.5.2.2 of the Analysis that several
recent years have been particularly challenging with respect to salmon
management in Cook Inlet. In 2018, the sockeye run in UCI deviated
particularly sharply from most previous runs, both in terms of size and
timing. The total sockeye run was about 32 percent below what was
forecast, and sockeye landings were 22 percent of the 1990-2017 annual
average. As of 2018, this was only the second time that more than half
the Kenai River sockeye run arrived after August 1. These challenges
would be further exacerbated by the additional management uncertainty
and lack of Federal management flexibility that were identified as
concerns under Alternative 3 and described in the preamble to the
proposed rule. Fishery managers do not have the benefit of complete
information during the fishing season and must make decisions based on
what is known. In these situations, conservative management decisions
that may reduce the total harvest are prudent in order to avoid
overfishing.
Comment 21: The Council and NMFS never conducted stock assessments
for the nearly 1,300 Cook Inlet salmon stocks, and the FMP purports to
conduct no annual stock assessments. This action allows MSY to be set
at what harvest the State allows based on its escapement goals, which
are often not set at biological MSY. Only one stock in Cook Inlet
(Kasilof River Sockeye) has a biological escapement goal. Also, most
salmon stocks in Cook Inlet have no escapement goals. For those stocks,
the FMP would set OY at whatever level of fish get harvested, making OY
equal actual yield. For example, for pink salmon, which commonly have
returns of 20 million fish but no escapement goals, OY could be one
fish. This does not satisfy National Standard 1 to ensure the greatest
benefit to the nation or MSY.
Response: NMFS used the best scientific information available to
evaluate MSY for Cook Inlet salmon stocks and specify MSY and OY for
the Cook Inlet salmon fishery. Section 3.1 of the Analysis describes
the escapement goals established for Cook Inlet salmon stocks, the
approaches used in their development, salmon management considerations,
and a retrospective analysis comparing proposed Federal reference
points to State salmon management which found that State management
would have overwhelmingly prevented overfishing had the Federal
reference points been in place. Further, the State's incorporation of
uncertainty into escapement goal development and management was
reviewed the SSC, the Council, and NMFS and is presented in Section 11
of the Analysis.
There are not established escapement goals or monitoring for all
the salmon runs in Cook Inlet due to practical and logistical
constraints. However, the State, in conjunction with salmon resource
users, has identified and monitors the most important salmon stocks.
These include heavily utilized stocks of chinook, sockeye, and coho
salmon. For the smaller stocks of sockeye, Chinook, pink, chum, and
coho salmon, there is other information available (catch and indicator
stocks) to indirectly monitor abundance. The State manages all the
salmon stocks in UCI based on the information it collects from
indicator stocks (stocks that can be assessed) and the performance of
salmon fishery sectors in UCI. In the absence of specific stock
information, the State has managed these stocks conservatively, with
suitable proxies for MSY, following the precautionary principle, and
NMFS finds that the State's escapement-based management is consistent
with the National Standard 1 Guidelines for dealing with data-poor
stocks (50 CFR 600.310(e) & (h)(2)). Therefore, in the absence of
information, the State is managing the data-poor salmon runs consistent
with NMFS's approach to management of data-poor fish stocks.
NMFS does not independently monitor returns of Cook Inlet salmon
stocks or assess Cook Inlet salmon abundance. The biology of salmon is
such that escapement is the best time for routine assessment and long-
term monitoring because the number of spawning salmon can be counted
with a high degree of accuracy. Accordingly, the State collects
information on Cook Inlet salmon escapement--returns of specific salmon
stocks to specific river systems--from sampling sites (e.g., weirs,
sonar stations, counting towers) that are generally located within
State waters and NMFS relies on this information. It is not possible to
collect complete information on escapement or run strength from
sampling in the EEZ alone. Given that the Magnuson-Stevens Act does not
generally provide NMFS with the authority to manage salmon resources
within State waters (as discussed in the response to Comment 16), and
that extensive information is already collected by the State on
numerous salmon stocks, NMFS has limited ability to independently
collect escapement information.
Additionally, NMFS, like the State, has limited funds for stock
assessment research. NMFS allocates research funds based on national
and regional priorities, and would need to eliminate or reduce existing
projects to start a new project to gather the scientific information
necessary to conduct a stock assessment for any given salmon run.
Because the State uses the best scientific information available
for the management of Cook Inlet salmon stocks, State escapement goals
were integral to the reference points developed for Amendment 14 and
every other action alternative considered by the Council and NMFS.
NMFS is not proposing to specify OY as equal to actual yield for
any salmon
[[Page 60575]]
stocks. Instead, NMFS is specifying an OY for the entire Cook Inlet
salmon fishery that is intended to achieve long-term average yields
consistent with the State's escapement goals, reduced from MSY as
necessary to protect weaker stocks. In specifying OY for the Cook Inlet
salmon fishery, which includes a number of interrelated stocks, NMFS
must also remain consistent with National Standard 1's instruction that
fishery management measures prevent overfishing. Under the State's
escapement-based management system, as well as under all of the
management alternatives reviewed by the Council and NMFS, lower
utilization of some stocks may occur to prevent overfishing of others.
NMFS finds that this is consistent with the dual mandates of National
Standard 1. Further, no alternative reviewed by the Council and NMFS
was expected to increase the harvest of Cook Inlet salmon above the
status quo.
Comment 22: Amendment 14's justification of preventing overfishing
seems duplicitous: The main problem for both the main salmon runs of
Cook Inlet (the Kenai and Kasilof) has been overescapement, not under-
escapement. Properly-regulated fishing provides the solution to
overescapement. While some species (e.g., Kenai Chinook salmon) face
declining return numbers, that does not impact the drift gillnet
fishery as Chinook salmon do not swim close enough to the surface in
the EEZ to catch. Closing the EEZ due to overfishing is not correct.
There is no overfishing problem for this area.
Response: Certain salmon stocks within Cook Inlet are of
conservation concern. These are identified in Section 3.1 of the
Analysis. NMFS agrees that the Cook Inlet drift gillnet fishery has
minimal catch of Chinook salmon within Cook Inlet, and that Amendment
14 is not likely to significantly increase the drift gillnet harvest of
Chinook salmon.
However, NMFS disagrees that preventing overfishing is not an
essential and valid rationale for this action. As noted in Section
3.1.2 of the analysis, the drift gillnet fleet can substantially
interact with other stocks, such as Susitna River and Fish Creek
sockeye, that the State has previously designated as stocks of concern.
Similarly, Tier 2 coho and sockeye salmon stocks that the drift gillnet
fleet utilizes were identified as briefly subject to overfishing.
Conservative management that necessarily reduces the harvest of healthy
stocks to avoid overharvest of weak stocks is appropriate management
under the Magnuson-Stevens Act.
Finally, NMFS has an obligation to not only correct overfishing
when it occurs, but to prevent it from occurring in the first place. As
described in the preamble to the proposed rule, Amendment 14 takes the
most precautionary approach to preventing overfishing.
NMFS acknowledges that Kenai and Kasilof River sockeye salmon
stocks can exceed their established escapement goal ranges. The
response to Comment 20 provides information about the causes and
potential impacts of overescapement.
Comment 23: Amendment 14 ignores the fact that most of the coho,
pink and chum salmon go unharvested. Pink salmon are the largest stock
of salmon that enter Cook Inlet, some years exceeding 20 million fish,
and our harvest rate is about 2 percent instead of the 53 percent that
ADFG says achieves MSY. The commercial fishery and processing sector
are eager to use these underutilized stocks. As there is little
recreational and subsistence harvest of pink and chum salmon, there
will be little to no harvest of these underutilized stocks if the fleet
is restricted to State waters, which is not consistent with achieving
MSY or OY.
Response: NMFS acknowledges the potential for limited utilization
of some Cook Inlet salmon stocks under Amendment 14 in Section 3.1.4 of
the Analysis. The Cook Inlet salmon fishery is complex with mixed-
stocks and many divergent users. It is difficult to manage a mixed-
stock salmon fishery, like the Cook Inlet salmon fishery, for MSY on
all stocks as the composition, abundance, and productivity of co-
occuring salmon stocks vary widely. The Cook Inlet drift gillnet
fishery sector targets mixed salmon stocks, and is unable to catch
individual stocks without incidental catch of others.
As explained in Sections 3.1 and 4 of the Analysis, the State does
not fully utilize pink and chum salmon in UCI, in part due to efforts
to conserve coho, chinook, and sockeye salmon and to provide harvest
opportunity for all commercial, recreational, and subsistence fishery
sectors. Commercial fishery sectors targeting pink and chum salmon,
including the drift gillnet fishery, also catch coho and sockeye
salmon. Several sockeye and coho salmon stocks in Cook Inlet have been
designated as stocks of concern or were subject to brief periods of
overfishing, and other fishery sectors in Cook Inlet, including the
recreational and subsistence sectors, utilize these stocks.
Consideration of recreational and subsistence fishing opportunities, in
addition to commercial fishing, are required under National Standard 1.
The State has attempted to ensure the conservation of Cook Inlet salmon
resources and allocate the harvest of the resources in a manner
consistent with the goal of maximizing the benefits across all users.
As a result, commercial harvest of some stronger stocks (pink and chum)
is constrained to protect weaker stocks (coho and sockeye) that are
important to all fishery sectors.
Comment 24: How can NMFS assume that salmon management in State
waters, which has resulted in multiple fishery disaster declarations
for Cook Inlet, including those made in 2018 and 2020, will result in
OY being achieved?
Response: On March 8, 2021, the Alaska Governor Mike Dunleavy
requested the Secretary of Commerce determine a commercial fishery
failure due to a fishery resource disaster for the 2018 Eastside set
net fishery in Cook Inlet, and all 2020 salmon fisheries in UCI, under
the Magnuson-Stevens Act at 16 U.S.C. 1861a(a). These requests are
under review and the Secretary of Commerce has not made a
determination. The Secretary of Commerce can determine a commercial
fishery failure under the Magnuson-Stevens Act. The Act provides that
at the discretion of the Secretary or at the request of the Governor of
an affected State or a fishing community, the Secretary shall determine
whether there is a commercial fishery failure due to a fishery resource
disaster as a result of--
(A) natural causes;
(B) man-made causes beyond the control of fishery managers to
mitigate through conservation and management measures, including
regulatory restrictions (including those imposed as a result of
judicial action) imposed to protect human health or the marine
environment; or
(C) undetermined causes.
The State's request cited natural or undetermined causes that would
fall outside the control of fishery managers to correct, regardless of
jurisdiction. Specifically, the State's request cited unfavorable ocean
conditions and the impacts of recent marine heatwaves that contributed
to low salmon abundance and poor marine survival which have resulted in
fishery closures and restrictions. None of the management alternatives
considered could directly address these factors, which are outside of
the control of fishery managers. However, when considering all factors
within the control of fishery managers, and the ability of management
to respond to the wide variety of factors that can affect a fishery,
NMFS determined that Amendment 14 will
[[Page 60576]]
achieve OY for the Cook Inlet salmon fishery.
NMFS also notes that the fishery management actions taken in these
years allowed escapement goals to be met for most Cook Inlet salmon
stocks, at levels which would be consistent with the OY range being
specified under Amendment 14. While this resulted in lower fishery
revenues, it is consistent with the precautionary management approach
to preventing overfishing that NMFS is obligated to apply under
National Standard 1.
The Gulf of Alaska pink salmon disaster declaration for 2016 did
not apply to the UCI management area and is therefore outside the scope
of this action. However, it is again noted that the cause for this
disaster fell outside the control of fishery managers.
Comment 25: Amendment 14 will preclude essential fishery management
tools, such as data from early commercial harvests in the EEZ and the
test fishery, which are necessary to achieve OY.
Response: Amendment 14 does not prohibit scientific research, which
may include test fisheries, nor does Amendment 14 purport to regulate
scientific research activity as ``fishing'' under the Magnuson-Stevens
Act (see 16 U.S.C. 1802(16)). Both the Anchor Point Offshore Test
Fishery and the Port Moller Test Fishery (which currently occurs in EEZ
waters off Alaska closed to commercial salmon fishing) receive Letters
of Acknowledgement from the Alaska Fisheries Science Center supporting
their scientific activities. Amendment 14 would not change the State's
ability to conduct scientific test fisheries in this manner.
NMFS acknowledges that fishery dependent data, such as early season
harvest, can play an important role in salmon management. However,
early season harvest occurs before there is more complete information
about realized run strength and can result in fishery exploitation
rates that are too high. An important factor in the consideration of
Amendment 14 is that it would minimize both scientific and management
uncertainty related to harvests in the EEZ relative to the other viable
alternative. Further, the State indicated that it could obtain this
needed information through the offshore test fishery in Cook Inlet.
Therefore, this action is not expected to limit the data and management
tools necessary to achieve OY.
Comment 26: NMFS has not sufficiently analyzed the environmental
and conservation impacts that will occur to Cook Inlet salmon stocks as
a result of Amendment 14 and this final rule. These impacts are
unknown, untested, and highly controversial, and raise serious
questions as to whether the approval of Amendment 14 will significantly
damage the long-term conservation of the fishery.
Response: NMFS disagrees, and notes that Section 3 of the Analysis
comprehensively evaluates the environmental impacts of Amendment 14. A
copy of the resulting Finding of No Significant Impact is available
from NMFS (see ADDRESSES). This evaluation includes Cook Inlet salmon
stocks. The response to Comment 34 reviews the uncertainties that were
presented to the Council, NMFS, and the public prior to the
recommendation and approval of Amendment 14.
National Standard 8
Comment 27: Amendment 14 fails to meet National Standard 8's
requirement to minimize to the extent practicable adverse economic
impacts on communities and allow for their sustained participation.
Amendment 14 would essentially put UCI drift gillnet fishermen and
processors out of business for no good reason and harm associated
communities. This could be a final blow to the commercial fishing
industry of Cook Inlet.
Response: NMFS has determined that Amendment 14 is consistent with
National Standard 8. National Standard 8 provides that conservation and
management measures shall, consistent with the conservation
requirements of the Act (including the prevention of overfishing and
rebuilding of overfished stocks), take into account the importance of
fishery resources to fishing communities by utilizing economic and
social data based on the best scientific information available, in
order to (A) provide for the sustained participation of such
communities, and (B) to the extent practicable, minimize adverse
economic impacts on such communities (16 U.S.C. 1851(a)(8)).
Regarding the sustained participation of fishing communities,
Section 4.5.5 of the Analysis describes the relative importance of Cook
Inlet salmon resources to fishing communities. Section 4.7.1.4 of the
Analysis acknowledges that Amendment 14 may have negative impacts to
the drift gillnet fleet, but that other Cook Inlet salmon fishery
sectors, which are also part of fishing communities and provide
corresponding benefits, would be likely to benefit as a result.
Therefore, NMFS determined this action will not negatively affect the
sustained participation of fishing communities.
Regarding minimizing adverse economic impacts to fishing
communities to the extent practicable, NMFS and the Council anticipated
similar impacts under both Alternatives 3 and 4. Both available options
were expected to significantly constrain or eliminate drift gillnet
harvest in the Cook Inlet EEZ. However, Alternative 3 would have
created additional management uncertainty, imposed additional costs on
participants to operate in the EEZ (e.g., installation and operation of
a Vessel Monitoring System (VMS)), and increased the potential for an
unanticipated closure of the Cook Inlet EEZ to commercial salmon
fishing before or during each season. NMFS concluded that an unexpected
EEZ closure after participants had made significant investments to
operate in the Federally-managed fishery for the season and were
prepared to operate would be more disruptive than the potential for a
marginal reduction in catch and deliveries but a certain fishery season
in State waters under Amendment 14. Furthermore, given the increased
management uncertainty under Alternative 3, it is possible that any
additional fishing opportunity in the Cook Inlet EEZ would not have
resulted in increased harvests relative to Alternative 4 and that the
available harvest opportunities would not be sufficient to recoup the
additional costs associated with Alternative 3. Amendment 14 reduces
uncertainty regarding whether a Federal fishery will open in any given
year and results in less additional costs and burdens on fishery
participants who can continue to operate in State waters without
incurring the additional operating costs necessary to fish in the EEZ;
therefore, Amendment 14 minimizes adverse economic impacts to the
extent practicable. Additional discussion of the potential economic
impacts to harvesters and processors are provided in the responses to
Comments 30 and 33.
Further, as required by National Standard 8, Amendment 14 balances
the needs of fishing communities with required conservation of Cook
Inlet salmon stocks. NMFS has a mandatory obligation to prevent
overfishing, and must minimize adverse economic impacts only to the
extent practicable in light of this conservation mandate (50 CFR
600.345(b)(1)). Between the two viable management alternatives
identified by the Council, NMFS finds Amendment 14 is most likely to
prevent overfishing and will minimize adverse economic impacts to the
extent practicable. Understanding that this action does not change
allocations or modify management within State
[[Page 60577]]
waters, this action is likely to optimize conservation and management
of Cook Inlet salmon stocks beyond the other viable alternative
available to the Council and NMFS.
Comment 28: The loss of revenue from commercial fishing will
negatively affect Kenai Peninsula and other fishing communities. Local
spending on support services and associated tax revenue will decrease.
NMFS did not sufficiently analyze the proposed EEZ closure so the
community and economic effects are not known, however, it is safe to
say there will not be an increase of economic activity if the EEZ is
closed.
Response: NMFS acknowledges that a loss of revenue from commercial
fishing could negatively affect fishing communities on the Kenai
Peninsula and elsewhere. However, NMFS finds that this negative impact
is uncertain, that community impacts may not be discernable compared to
the status quo, and that negative impacts may be offset. As described
in Section 4.1.7.4 of the Analysis, the drift gillnet fleet may be able
to increase their harvest within State waters. Further, the State may
modify fishing regulations to further account for the EEZ closure. If
the drift gillnet fleet cannot achieve its historical salmon harvest
within State waters, other Cook Inlet salmon fishery sectors may
increase their harvest, which is expected to offset reductions in
economic activity as a result of the EEZ closure.
Generally, communities, support services, and tax revenues more
associated with the drift gillnet fleet will be more likely to
experience adverse impacts if the drift gillnet fleet cannot achieve
its historical harvest. Conversely, communities more associated with
other commercial salmon sectors in Cook Inlet, as well as recreational,
subsistence, and personal use users, would benefit if overall decreases
in harvest by the drift gillnet fleet provide additional harvest
opportunities within State waters. Compensatory fishing effort in State
waters, as well as increased salmon availability and catch rates within
State waters, as a result of the EEZ closure to commercial salmon
fishing are expected to offset losses and minimize forgone yield. Given
the complexities involved with the diverse and interdependent network
of salmon fishery sectors within Cook Inlet, it is not possible to
precisely estimate the magnitude and distribution of these potential
benefits across specific communities and users. It is likely that
impacts would be distributed across many communities given the
different users involved. It is also likely that some benefits would
accrue to some of communities that would potentially also experience
adverse impacts based on their engagement in or dependence on the UCI
salmon drift gillnet fishery (e.g., Kenai and Kasilof, both of which
have residents and business enterprises engaged in the commercial set
gillnet, sport, and personal use salmon fishery sectors in addition to
the UCI salmon drift gillnet fishery sector).
Comment 29: Closing the EEZ will result in lost revenues to the
city of Homer, home to 20-25 percent of the drift gillnet fleet (more
than 100 permit holders). It would no longer be practical to operate
out of Homer because of increases in transit times, expenses, and
extended hours on machinery and crew required to fish exclusively in
State waters. It is a huge burden to relocate to Kasilof or Kenai
rivers for the season, where the fishery is crowded with boats,
openings are in a much smaller area, the quality of fish is
deteriorating, and prices are lower than the fish caught in open waters
of the EEZ. These permit holders will be forced to either move or go
out of business.
Response: NMFS acknowledges that communities with vessels that are
more dependent on the Cook Inlet EEZ for access to drift gillnet
fishing opportunities may experience greater adverse impacts as a
result of this action due to the relatively high costs to access
productive fishing areas within State waters when operating out of the
southern UCI. Further, NMFS acknowledges that the drift gillnet fleet
may shrink as result of the reduced profitability for some
participants. The Analysis before the Council and NMFS included this
information.
As summarized in Section 4.7.1.4 of the Analysis, changes in the
harvest levels of the UCI drift gillnet fleet due to an EEZ closure
would have the potential to differentially affect communities,
including communities associated with the UCI drift gillnet fishery and
those associated with other salmon fishery sectors. With respect to the
former, communities would be affected differently based on their
relative engagement in and dependency on the UCI drift gillnet fishery,
as measured by gross revenue diversification of locally owned drift
gillnet vessels, gross revenue diversification of the larger
``community harvesting sector,'' gross revenue diversification of local
UCI drift gillnet fishery permit holders, or some combination thereof,
or the metrics used to categorize levels of community engagement. While
a few different communities ranked high on a single engagement or
dependency indicator, the data in Sections 4.5.5.2.1, 4.5.5.2.3, and
4.5.5.3.2 of the Analysis taken together suggest that the communities
of Kasilof, Kenai, Nikiski, Nikolaevsk, Ninilchik, and Soldotna are
among the communities potentially the most vulnerable to community-
level adverse impacts specifically associated with the drift gillnet
harvesting sector resulting from an EEZ closure, although the larger
and more diversified Homer fleet has, by far, more revenue potentially
at risk in absolute terms than the fleet of any other community.
NMFS expects that reductions in harvest by the drift gillnet fleet
will be largely offset by increases in harvest by other fishery
sectors. Further, during Council deliberations and in public comment
submitted on Amendment 14, the State concurred that, of the viable
alternatives, Amendment 14 is most likely to achieve the salmon
conservation and management objectives established by the Council and
the specific requirements of the Magnuson-Stevens Act to prevent
overfishing and achieve optimum yield on a continuing basis for the UCI
salmon fishery. The State also agreed that Cook Inlet salmon stocks
could be harvested successfully within State waters. All fishery
sectors within Cook Inlet provide revenues to fishing communities and
associated support businesses. NMFS also notes that Amendment 14
minimizes adverse economic impacts to the extent practicable when
compared to the only other viable alternative.
Economic Impacts
Comment 30: Homer depends on Cook Inlet salmon stocks, but for
about 20 years has realized decreased benefits with the decline of
harvested Cook Inlet salmon stocks. A major processor in our community
had a devastating fire at its location. The company, a major player in
the processor sector, decided not to rebuild the facility, with the
uncertainty surrounding the management of Cook Inlet salmon stocks
being a factor in its decision. This facility used to employ residents
year-round along with some seasonal summer help, mostly from out of
state. Amendment 14 would continue these problems.
Response: NMFS acknowledges the importance of Cook Inlet salmon to
fishing communities including Homer and that uncertainty creates
challenges. However, NMFS determined that independent Federal
management of a separate commercial salmon fishery in the Cook Inlet
EEZ, the only other viable management alternative, would not increase
the stability of the commercial environment because it would impose
[[Page 60578]]
additional costs on vessels, increase uncertainty for harvesters and
processors, and potentially impact fishing communities.
The complexities associated with salmon management and fluctuations
in salmon abundance can make it difficult to create a stable and
predictable commercial environment. NMFS would not expect the only
other viable management alternative, Alternative 3, to provide
additional regulatory and harvest certainty for commercial salmon
harvesters and processors. As described in Sections 2.5 and 4.7.1.3 of
the Analysis, Alternative 3 would create additional management
uncertainty and result in the increased potential for an unanticipated
closure of the Cook Inlet EEZ to commercial salmon fishing before or
during each season. NMFS concluded that an unexpected EEZ closure
during a time that a processor was prepared to receive deliveries of
fish would be more disruptive than the potential for a marginal
reduction in catch and deliveries but a certain fishery season under
Amendment 14. Additional discussion of the potential impacts to
processors is provided in the response to Comment 33.
Comment 31: If you look at the fishermen now, you won't see many
young faces. It's hard to get deckhands when the pay has been
repeatedly cut due to regulatory restrictions that limit commercial
harvest. Young fishermen who were encouraged to get into this fishery
and borrow money for permits have had their feet knocked out from under
them.
Response: Section 4.5.3.2 of the Analysis describes the trends in
the age of UCI drift gillnet fishery participants which indicate the
average age of a permit holder in the Cook Inlet drift gillnet fishery
is increasing. This indicates that older harvesters may be continuing
to fish beyond their expected retirement age or younger harvesters have
been slow to replace them, or some combination. However, the median age
increase of Cook Inlet drift gillnet fishery permit holders was lower
than the 28 percent increase for other State fishery permit holders as
a whole over the same time period. This indicates that the Cook Inlet
drift gillnet fishery may be providing more new entrant opportunities
than other State fisheries in Alaska.
Regarding economic conditions in the fishery, biological trends and
associated socioeconomic conditions within the Cook Inlet fishery have
fluctuated widely over time, even with access to the EEZ. These
cyclical trends are not expected to be modified by any of the
management alternatives that were considered for this action.
Comment 32: Many commenters stated that Amendment 14 eliminates a
viable fishery by closing waters traditionally fished by the drift
gillnet fleet prior to the establishment of the EEZ. They indicated
this would devastate the lives of hardworking families, and will
eliminate the potential for future entrants to participate in the
fishery. This will destroy longstanding commercial fishing heritage and
culture in the region negatively impacting a struggling group of 500
small boat fisherman and small communities in Alaska.
Response: NMFS acknowledges that this action may have adverse
impacts on drift gillnet fishermen. However, NMFS disagrees that this
action would eliminate the drift gillnet fishery, and NMFS determined
that no other viable management alternative considered by the Council
during the development of Amendment 14 would have less adverse economic
impacts. Section 4 of the Analysis describes economic trends in the
fishery over time. It is noted that there are cyclical periods of high
earnings and low earnings. In recent years, revenues in the fishery
have been low. None of the action alternatives were expected to result
in significant changes to the existing economic conditions. As
described in Section 4.7.1.4 of the Analysis, this action will have the
greatest impact to drift gillnet participants that fish primarily or
exclusively in the EEZ. This action closes a portion of the area
previously open to the drift gillnet fleet; all commercial salmon
fishery sectors within Cook Inlet have operated, and will continue to
operate, within the State waters of Cook Inlet. This includes State
water areas where the drift gillnet fleet currently harvests over half
of its annual catch, on average, and where all other commercial salmon
harvest in Cook Inlet occurs.
Comment 33: Many commenters noted that the proposed rule preamble
states that the economic impact of the closure ``would be
proportional'' to the extent that individual vessels rely on the EEZ or
will impact fishing communities only to the extent that they are
dependent on fishing in the EEZ. Closing the EEZ was not sufficiently
analyzed and will have more severe economic impacts than expected. Many
commenters suggested that a closure of the EEZ is likely to collapse
the commercial salmon fishing industry in Cook Inlet altogether. One of
the last remaining Cook Inlet processing companies gave public comment
that losing fish landings due to closing the EEZ would drive them out
of business. Set net fishermen cannot operate without processors, and
processors have explained that closure of the EEZ makes business in
Cook Inlet impractical.
Response: NMFS disagrees that the impacts of closing the EEZ to
commercial salmon fishing were not sufficiently analyzed. Sections 3
and 4 of the Analysis present a comprehensive assessment of the impacts
of each alternative using the best scientific information available,
including Amendment 14.
NMFS is aware that a majority of commenters had significant
concerns with the economic impacts of this action. There were many
assertions to the effect that Amendment 14 would collapse commercial
fishing within Cook Inlet. However, these commenters did not present
additional information to support the conclusion that the commercial
salmon fishery in Cook Inlet would collapse; NMFS disagrees with this
conclusion and the Analysis does not support it. The drift gillnet
fleet will still be able to fish within State waters where they
currently harvest over half their average annual catch. Further, this
action is not expected to decrease the harvest from other commercial
salmon fishery sectors in Cook Inlet or other commercial fisheries that
deliver to Cook Inlet processors. Compensatory salmon fishery effort is
expected within State waters, and NMFS anticipates that at least some
of the fish that the drift gillnet fleet previously harvested in the
Cook Inlet EEZ will be harvested by the commercial fishery sector
within State waters. However, even if there is no additional commercial
harvest within State waters, which is not anticipated, the majority of
the commercial salmon harvest will continue to occur within the State
waters of Cook Inlet, consistent with existing conditions.
Existing processors in Cook Inlet, as well as the other processors
outside of Cook Inlet where commercially caught Cook Inlet salmon are
transported for processing, are described in Section 4.5.4.1 of the
Analysis. Six processors accounted for an average of 91.8 percent of
the ex-vessel value of the UCI drift gillnet fishery harvest from 2009-
2018. During this same period, the UCI salmon drift gillnet fishery
accounted for an average of 61 percent of the total seafood purchases
(salmon, halibut, crab, etc.) of the three most dependent facilities
and accounted for an average of 19 percent of the total purchases of
the three least dependent facilities. Given the number of processors,
including operations that are well diversified into other fisheries, it
is unknown if this action would impact
[[Page 60579]]
processing capacity beyond other factors outside of the control of
fishery managers such as natural variations in salmon abundance and
market conditions.
Additionally, this action does not change the ability of drift
gillnet fleet to direct market or process their own catch for sale, or
for new entrants in the processing sector to take advantage of a market
opportunity.
It is also noted that the only other management alternative
available to the Council and NMFS was expected to have more adverse
economic impacts. That alternative, Alternative 3, would have required
participants to obtain a Federal Fisheries Permit, VMS, logbooks, and
accurate GPS positioning equipment as described in Sections 2.5.7 and
4.7.2.2 of the Analysis. Alternative 3 would also have required NMFS to
set total allowable catch (TAC) before each fishing season. As a
result, TAC would be set conservatively relative to the status quo in
order to reduce the risk of overfishing and could not be increased in a
timely manner if inseason information indicates that run strength is
stronger than predicted. Commercial salmon harvest in the EEZ would be
prohibited if the Council and NMFS did not project a harvestable
surplus, with an appropriate buffer for the increased management
uncertainty. Further, as described in Section 2.5.3 of the Analysis,
gaps in data could have required closing the EEZ to commercial fishing
in any given year. Finally, Alternative 3 would have increased
uncertainty each year for fishery participants in developing a fishing
plan because NMFS would have determined whether the Cook Inlet EEZ
could be open to commercial fishing on an annual basis and shortly
before the start of the fishing season. If the EEZ was open, NMFS could
have closed it unexpectedly early if harvest limits were reached. NMFS
concluded that these factors would create more adverse economic impacts
and instability than the consistent management approach under
Alternative 4.
Comment 34: The economic impacts of Amendment 14 on Cook Inlet
commercial salmon fishermen are not adequately analyzed. It is not
clear whether a drift gillnet fisherman's commercial catch will be
reduced by 5 or 95 percent and this action could be the tipping point
to put Cook Inlet commercial drift gillnet fishermen out of business.
Response: NMFS acknowledges that there is uncertainty regarding the
economic impacts of Amendment 14. This uncertainty was before both the
Council and NMFS in making their decisions to recommend and approve
Amendment 14, respectively. A number of factors, summarized below, make
it difficult to predict the exact impacts of this action despite the
Council and NMFS using the best scientific information available;
nonetheless, there is enough information to conclude that, on average,
the drift gillnet fleet could continue to harvest the majority of their
existing catch.
Generally, NMFS expects that the Cook Inlet drift gillnet fleet
could maintain their existing levels of salmon removals in State
waters, which currently constitutes over 50 percent of their average
annual catch, as described in Section 3.1.4 of the Analysis. Vessels
could also relocate their previous EEZ fishing effort to State waters.
However, as stated in Section 4.1.7.4 of the Analysis, on a vessel by
vessel basis, the impact of Amendment 14 would be proportional to the
extent that they rely on the EEZ for target fishing. As different
vessels have different levels of dependency on the EEZ, as well as
ability and willingness to adapt to fishing only in State waters, the
impacts are more variable to individual harvesters and are not possible
to predict with available information.
Additionally, the State may modify management of the drift gillnet
salmon fishery sector within State waters to account for the EEZ
closure. This could include providing additional time and area openings
for the fishery sector within State waters. Under current State
regulations, the drift gillnet fishery sector typically operates for
two or three 12 hour periods per week, with the potential for
additional time if salmon abundance is high, as described in Section
4.5.2.1 of the Analysis.
Furthermore, the conditions within the fishery during any given
year have a substantial impact on the ability of each fishery sector to
harvest their target stocks. These include, but are not limited to,
overall salmon abundance, run timing, management measures required to
conserve weak stocks, and management measures required to provide each
fishery sector with a harvestable surplus of their target stocks.
Section 4.7.1.4 of the Analysis does acknowledge that the loss of
EEZ fishing opportunities may cause the drift gillnet fleet to shrink.
However, this may provide additional harvest opportunity for remaining
participants in the drift gillnet fishery sector, as well as other Cook
Inlet salmon fishery sectors.
Analysts have obtained and synthesized the best scientific
information available, presenting conclusions and recognizing
uncertainty wherever possible. Consistent with National Standard 2
guidelines on FMP development (50 CFR 600.315(e)(2)), ``[t]he fact that
scientific information concerning a fishery is incomplete does not
prevent the preparation and implementation of an FMP (see related
Sec. Sec. 600.320(d)(2) and 600.340(b)).''
Comment 35: According to a 2015 McDowell Group report, the seafood
industry in Southcentral Alaska directly employs over 10,000 people
seasonally and has an annual economic output of $1.2 billion. Amendment
14 jeopardizes that industry. The closure of the EEZ reduces the
effectiveness of the fleet dramatically--48 percent of the historical
harvest of the drift fleet is from this area. All of the Cook Inlet
salmon fishery sectors that rely on our annual salmon returns are
important to the City of Kenai. Amendment 14 effectively eliminates one
of those sectors and should be opposed.
Response: NMFS acknowledges the significant economic importance of
Cook Inlet salmon resources and commercial fishing and processing to
fishing communities. Section 4.5.5 of the Analysis presents detailed
information about community engagement in the Cook Inlet salmon
fishery, dependency, and fishery tax related revenue. NMFS disagrees
that this action would effectively eliminate the drift gillnet fishery
in Cook Inlet. As described in Section 4.5.2.3 of the Analysis, more
than half of the annual average catch of the drift gillnet fleet occurs
in State waters. While this action may have adverse impacts to the
drift gillnet fleet operating in the EEZ, it is expected to provide
continued harvest opportunities to the drift gillnet fleet within State
waters and potentially increased harvest opportunities to all other
harvesters within State waters.
Comment 36: Amendment 14 would disrupt the steady supply of fish
over the summer which keeps the processing sector operating
efficiently. By waiting for the fish to enter the proposed State waters
corridor, the quality of the salmon is less than when harvested in the
EEZ. This results in lower prices to the harvester and potentially less
market value for the processor.
Response: NMFS acknowledges that this action may reduce processing
efficiency and could result in lower prices in some circumstances.
These considerations are described in Sections 4.5.4 and 4.5.5.2.2 of
the Analysis. The potential impacts of these adverse conditions are
presented in Section 4.7.1.4 of the Analysis.
Comment 37: It costs thousands of dollars to prepare for fishing
each year. If the EEZ is closed the commenter
[[Page 60580]]
indicated they will have to look at cutting insurance or other expenses
and take higher risks and that the harvest opportunities in state
waters are not sufficient to keep a business going. Relatedly, some
commenters indicated that they would be unable to make boat and permit
payments under the conditions resulting from Amendment 14.
Response: The potential impacts of reduced revenues on harvesters
are described in Sections 4.7.1.4 and 4.7.4.2 of the Analysis. This may
include a reduction in active drift gillnet fleet size, as well as
potential indirect adverse impacts to vessel maintenance and safety due
to the potential for reduced revenues. The Analysis shows that the
adverse economic impacts resulting from the only other viable
management alternative (Alternative 3) were expected to be worse, due
to increased uncertainty, significantly reduced or eliminated EEZ
harvests, and additional regulatory expenses for monitoring,
recordkeeping, and reporting.
NMFS disagrees that harvest opportunities in State waters are
insufficient to support commercial fishing. Over half the drift gillnet
harvest, and the entirety of the set gillnet harvest, currently occurs
within State waters. This includes an average of $10.9 million in gross
revenue just from State water drift gillnet harvest from 2009 to 2018,
and an average of $12.6 million in gross revenue from the UCI set
gillnet fishery sector over the same period. Participants can maintain
or increase their participation within State waters, and the State may
modify its management measures to account for the EEZ closure.
Comment 38: The UCI salmon fishery provides most of the funding for
the Cook Inlet Aquaculture Association (CIAA). The loss of that funding
as a result of Amendment 14 will force the CIAA to close, wiping out
years of effort on salmon rehabilitation projects, closing all their
hatchery and stocking programs, and more.
Response: NMFS acknowledges that if this action decreases harvests
by commercial users in Cook Inlet, revenues to CIAA may be reduced, as
noted in Section 4.7.1.4 of the Analysis. However, as summarized in the
response to Comment 35, the majority of commercial salmon fishing in
Cook Inlet is expected to continue.
Comment 39: I had planned for my retirement based on income from
fishing and the sale of my limited entry salmon permit. Because of the
State's mismanagement and the reallocation of salmon away from
commercial fishermen my retirement nest egg is non-existent and the
price of permits is very low. Amendment 14 will exacerbate these
problems.
Response: Sections 4.5.3 and 4.6 provide a detailed description of
the harvest and economic performance of the Cook Inlet drift gillnet
salmon fishery sector including permit prices, as well as other Alaska
salmon fisheries, over time. The Analysis shows that the performance of
the Cook Inlet salmon fishery, as well as other Alaskan salmon
fisheries, have varied significantly over time. No alternatives were
expected to modify these cyclical trends, although NMFS determined that
of the alternatives, Alternative 4 (Amendment 14) best facilitates
management of the Cook Inlet salmon fishery by allowing for
predictable, flexible management within State waters without additional
management uncertainty.
Comment 40: All of our catch has been caught within the EEZ.
Amendment 14 will have severe impacts and eliminate our ability to
participate in the fishery.
Response: NMFS is aware and acknowledges that Amendment 14 may have
more adverse impacts on participants unable or unwilling to relocate
their fishing activity to State waters. As described in Section 4.7.1.4
of the Analysis, the impact of Amendment 14 will be proportional to the
extent that participants rely on the EEZ for target fishing, and that
the drift gillnet fleet may shrink as a result of reduced
profitability.
Consistency With Other National Standards
Comment 41: Amendment 14 is a political decision not supported by
the best scientific information available as required by National
Standard 2 and the Magnuson-Stevens Act. One commenter cited a donation
by a prominent sport fishing advocate to the governor as evidence.
Response: NMFS determined that Amendment 14 is consistent with
National Standard 2. The Council's decision to recommend Amendment 14
and NMFS's decision to approve Amendment 14 and publish this final rule
were supported by the Analysis, which contained the best available
scientific information. The Council and NMFS considered and weighed all
of the information available in making the decisions, including public
testimony, to recommend and approve Amendment 14, respectively.
Comment 42: The Analysis did not use the best available information
because it omits the dismal harvest in 2019 and the disastrous harvests
in 2020. This information was available to NMFS and the Council but not
used. This missing information was critical to the decision to close
the fishery in the EEZ because much of the reduced harvest in 2019 and
2020 was the result of State closures of fishing opportunities in the
EEZ. Restrictions on fishing in the EEZ in 2020, despite relatively
high abundance of salmon returns, resulted in a fishery disaster with
the average drift permit holder grossing only about $4,400 for the
entire season. Complete closure of the EEZ will be far worse.
Response: The Analysis constitutes the best scientific information
available. Final data from the 2019 and 2020 Cook Inlet salmon fishery
was not available to analysts at the time of Council consideration.
Consistent with the National Standard 2 guidelines (50 CFR
600.315(a)(6)(v)), mandatory management actions should not be delayed
due to the promise of future data collection, nor should non-final data
be introduced late into the Council decision-making process. That said,
data now available on these seasons is summarized here.
The 2020 UCI commercial salmon fishery harvest and value was
historically low. The total UCI drift gillnet harvest in 2020 was
approximately 273,067 sockeye salmon, which was approximately 82
percent less than the previous 10-year average. The 2020 drift gillnet
harvest of 47,689 coho salmon was 56 percent less than the previous 10-
year average. The 2020 drift gillnet harvest of 25,223 chum salmon was
approximately 84 percent lower than the previous 10-year average, while
the pink salmon harvest was estimated to be 293,676 fish, or 40 percent
higher than the 10-year even-year average. 2020 personal use fishery
harvests of Cook Inlet salmon were approximately 11 percent below the
10-year average. Cook Inlet recreational salmon harvest data are not
yet available for the 2020 season. Escapement for UCI salmon stocks in
2020 were mostly above or within established goal ranges for sockeye,
chum and coho salmon, but were poor for Chinook salmon.
The total UCI drift gillnet harvest in 2019 was approximately
749,101 sockeye salmon, which was about 53 percent less than the
average annual harvest from the previous 10 years. The 2019 drift
gillnet harvest of 88,618 coho salmon was 17 percent less than the
previous 10-year average harvest. The 2019 drift gillnet harvest of
chum salmon was 112,518 and the pink salmon harvest was estimated to be
approximately 27,607 fish. 2019 personal use fishery harvests of Cook
Inlet salmon were 6 percent below the
[[Page 60581]]
10-year average. However, recreational salmon harvests were
approximately 23 percent above the 10-year average, driven by some of
the largest harvests on record for the Kenai mainstem and other Kenai
drainages. Escapement for UCI salmon stocks in 2019 were mostly above
or within established goal ranges for sockeye, chum and coho salmon,
but were poor for Chinook salmon.
For both 2019 and 2020, the State took management action to avoid
overfishing on weak stocks which also limited the commercial harvest of
healthy stocks. Primarily, weak Kenai River Chinook salmon runs
resulted in the State taking restrictive actions in the sport fishery
and the Eastside set gillnet fishery (Upper Subdistrict). For the
Eastside set gillnet fishery, this meant the State restricted fishing
time to less than what can be allowed under State sockeye salmon
management plans and imposed gear restrictions, both of which limited
the ability of the set gillnet fishery to harvest additional sockeye
salmon.
While the drift gillnet fleet realized lower than average catches
in 2019 and 2020, the catch by other Cook Inlet salmon fishery sectors
likely increased as a result. The 2019 and 2020 Northern District
commercial coho salmon harvests were approximately 41 and 27 percent
greater than the 10-year averages, respectively. In 2019, the Northern
District harvest of sockeye salmon was approximately 89 percent greater
than the 10 year average. The State suggested that increases in
Northern District coho harvest may be due to less overall fishing time
in the drift gillnet fishery because the State's management actions
kept the drift gillnet fleet in the Expanded Corridors to target Kenai
and Kasilof sockeye salmon and conserve Northern District coho salmon
in July and August. For sockeye salmon, the State indicated that
decreased fishing hours in the Central District by the drift gillnet
fleet may have increased sockeye salmon abundance in the Northern
District, where these fish are harvested by the Cook Inlet salmon
fishery sectors in the Northern District. Similarly, decreases in
harvest by the drift gillnet fleet may have also contributed to one of
the highest Cook Inlet recreational salmon fishery sector harvests on
record in 2019.
However, decreased fishing in the Central District can also
increase escapements of sockeye salmon into the Kenai and Kasilof
rivers, which occurred in 2019 and 2020. As described in Section
4.7.1.4 of the Analysis, NMFS notes that catch rates of Northern
District salmon stocks, as well as Kenai River salmon stocks are
generally higher in Federal waters, and it is unknown whether
additional EEZ harvests by the drift gillnet fleet could have been
allowed in these years without resulting in overfishing of weak stocks
or limiting harvest opportunity in other Cook Inlet salmon fishery
sectors.
Factors outside of the control of fishery managers were a
significant contributor to reductions in harvest during these years. In
2020 sockeye salmon run timing was highly atypical, with the highest
daily sockeye salmon passage recorded in August in the Kenai River, and
the latest peak of sockeye salmon movement recorded. This meant
abundances of sockeye salmon were relatively low during traditional
peak fishing times. Further, the State had implemented low abundance
sockeye salmon management plan provisions in combination with
restrictive management measures to avoid overfishing late-run Chinook
salmon. As discussed in the response to Comment 24, the State cited
factors outside of the control of fishery managers and undetermined
causes as the causes of the fishery disaster declaration request for
UCI in 2020. NMFS notes that these variations would be particularly
challenging to address through Federal management under Alternative 3,
as harvest limits would be established preseason and there would be
limited flexibility for NMFS to adapt them to rapidly changing
conditions inseason. These challenges are described in Sections 2.5 and
4.7.1.3 of the Analysis.
In summary, drift gillnet harvests were significantly lower than
average in 2019 and 2020. In both of these years, the drift gillnet
fleet had relatively limited fishing time in the EEZ compared to
historical conditions as they were limited by management measures
required to conserve Northern District coho and sockeye salmon stocks.
Catches of these stocks by Northern District fishery sectors did
improve substantially for 2019, but were limited by weak stock
management measures in 2020. Freshwater sport harvests in Kenai
drainages were some of the highest on record in 2019, but data is not
yet available for 2020. Personal use harvests were slightly lower but
largely consistent with 10-year averages. The Eastside set gillnet
fishery was significantly limited by weak Chinook salmon stock
management considerations in both years and realized significantly
reduced harvest as a result.
This information is largely consistent with conclusions presented
in the Analysis. With limited fishing time in Federal waters, harvests
by the drift gillnet fleet did decrease, while some other fishery
sectors realized increases. Escapement of Kenai and Kasilof sockeye
salmon stocks did increase above target ranges during these years, and
while some of this increase is likely attributable to reduced drift
gillnet harvest in Federal waters, management action required to
prevent overfishing on Kenai river late-run Chinook salmon and conserve
Northern District salmon stocks was a significant driver of constrained
salmon harvests throughout the Cook Inlet salmon fishery during this
period. Further, for the Kenai River late-run sockeye, record late run
timing presented significant management challenges under the
established management framework. NMFS notes that the limitations
imposed by weak stock management and the challenges of unpredictable
run timing would be exacerbated by the only other viable alternative
considered by the Council and NMFS. This information is consistent with
recent trends in fishery performance and the conclusions of the
Analysis presented to the Council and reviewed by NMFS prior to making
their decision on Amendment 14.
Comment 43: The best scientific information available shows that
closure will have no appreciable conservation benefits.
Response: Of the viable management alternatives, NMFS determined
that Amendment 14 takes the most precautionary approach to preventing
overfishing and maximizes conservation and management benefits as
detailed in the preamble to the proposed rule and as provided in the
responses to Comments on National Standards 1 and 3.
Comment 44: Amendment 14 violates National Standard 4, which
requires that all allocations not discriminate between residents of
different states. Amendment 14 effectively allocates the entire fishery
to the State. The State discriminates against out-of-state fishers,
including the Alaska resident-only dipnet fishery that harvests
hundreds of thousands of salmon per year to the detriment of other
resource users. The Analysis points out that it is highly likely that
closing the EEZ waters of Cook Inlet will reallocate fish resources
from the drift gillnet fishery to the other Cook Inlet salmon fishery
sectors.
Response: The State's management decisions regarding allocations
among fishery sectors under State jurisdiction are State decisions that
are outside the scope of this action. For the action under review, NMFS
determined that Amendment 14 is consistent with National Standard 4. As
summarized in
[[Page 60582]]
Section 4.7.1.4 of the Analysis, this action does not allocate or
assign fishing privileges among commercial salmon fishery participants
or other salmon fishery sectors, but it may result in changes in
historical patterns of harvest between Cook Inlet fishery sectors.
However, it is not possible to estimate the magnitude of the harvest
benefits to these other fishery sectors because of the complexities of
the Cook Inlet salmon fishery and intertwined State management plans.
Further, Amendment 14 does not discriminate between residents of
different states. The closure of the Cook Inlet EEZ to commercial
salmon fishing applies equally to all participants regardless of
residency. As described in Section 4 of the Analysis, the majority of
the salmon fishery within Cook Inlet, regardless of sector, has
historically occurred within State waters.
Comment 45: Amendment 14 does not treat all Alaska stakeholders
equitably. Amendment 14 unfairly discriminates against the drift
gillnet fishery and has negative economic impacts on only the drift
gillnet fleet. Nearly half of the drift gillnet fleet's harvest and
income comes from the EEZ and it would be far more than half our
harvest if we were allowed to fish there throughout the season.
Response: Amendment 14 and this final rule treat all stakeholders
equitably. The drift gillnet fleet is the only commercial fishery
sector and the only significant salmon harvester that operates in the
Cook Inlet EEZ. As discussed in the response to Comment 16, NMFS only
has authority to manage the portion of the Cook Inlet salmon fishery
that occurs in the EEZ. This action applies equally to all participants
in the Cook Inlet drift gillnet fishery in the EEZ regardless of
residency.
NMFS analyzes the impact of management actions relative to existing
conditions within the fishery. Historical conditions within the fishery
are described in Section 4 of the Analysis.
Comment 46: NMFS should disapprove Amendment 14 because it turns
all control of the fishery over to the State, which is inconsistent
with the Magnuson-Stevens Act requiring all Federal fisheries be
managed in the national interest.
Response: Amendment 14 and this final rule implements Federal
management of the commercial salmon fishery within the Cook Inlet EEZ
consistent with the national interest. With Amendment 14, the Council
and NMFS are directly managing the commercial salmon fishery within the
Cook Inlet EEZ and are not turning over control of the portion of the
fishery that has occurred within the EEZ to the State. Of the viable
alternatives, NMFS expects that Amendment 14 will maximize harvests
consistent with conservation requirements in the State waters of Cook
Inlet and that this action will not change net benefit to the nation.
Further discussion of this is provided in the preamble to the proposed
rule and the response to Comment 19.
The Council and NMFS may choose to revisit management of the Cook
Inlet EEZ at any time if a management measure becomes available that
will better achieve OY. Absent the conditions for preemption being met,
which are described in the response to Comment 16, neither NMFS nor the
Council would be able to modify management within State marine waters.
Comment 47: Amendment 14 was driven by the following Council
policy: ``The Council's salmon management policy is to facilitate State
of Alaska salmon management in accordance with the Magnuson-Stevens
Act, Pacific Salmon Treaty, and applicable Federal law.'' The
facilitation of State management is not a policy goal of the Magnuson-
Stevens Act. The State's role is to participate through the Council
process, not as a substitute for the Council.
Response: NMFS disagrees that the Council's salmon management
policy is inconsistent with the Magnuson-Stevens Act. While the
Magnuson-Stevens Act does not include this specific objective, a
Council has broad discretion to adopt management policies that are
consistent with the goals of Magnuson-Stevens Act, including achieving
OY, preventing overfishing, and managing stocks as a unit throughout
their range.
Comment 48: The Magnuson-Stevens Act gives NMFS the authority to
manage anadromous species, including salmon, ``beyond the EEZ''.
Amendment 14 fails to manage salmon within State waters as required by
the Magnuson-Stevens Act.
Response: NMFS interprets ``beyond the EEZ'' as granting authority
to manage anadromous species further than 200 nautical miles (nm) from
shore, beyond sovereign jurisdictional limits, rather than within 3nm.
Marine waters from the Alaskan coastline out to 3 nm are under State
jurisdiction. Absent the conditions for preemption, NMFS does not have
jurisdiction to manage fisheries, or fish stocks, within State marine
waters. Under no circumstances does NMFS have jurisdiction to manage
fisheries or fish stocks within State internal waters (i.e., landward
of the coastline).
Comment 49: The only thing standing in the way of resolving this
issue is the State's refusal to accept MSY principles as outlined in
the Magnuson-Stevens Act. The Ninth Circuit recognized this fact when
ruling in favor of Cook Inlet fishermen and requiring Federal
management of the Cook Inlet fishery.
Response: As detailed in the responses to Comments 19 and 20, MSY
was appropriately considered when evaluating management alternatives to
address the Ninth Circuit ruling and in the decision to approve
Amendment 14.
The Ninth Circuit did not consider the whether State management of
the Cook Inlet salmon fishery is consistent with the Magnuson-Stevens
Act, as the State is not subject to the Magnuson-Stevens Act in its
management of State salmon fisheries. Rather, the Ninth Circuit ruling
required the portion of the Cook Inlet salmon fishery under Federal
jurisdiction to be incorporated into the Salmon FMP.
Impacts on Marine Mammals
Comment 50: ADFG agrees with the conclusions included in the
Analysis that Amendment 14 is not expected to result in a change to the
incidental take level of marine mammals, including beluga whales,
Steller sea lions, humpback whales, and fin whales, or have a
significant impact on prey availability to these species.
Response: NMFS acknowledges this comment.
Comment 51: The State is concerned with NMFS's statement that
prohibiting commercial salmon catch in the Cook Inlet EEZ Subarea under
Alternative 4 could improve the density of salmon prey available to
endangered Cook Inlet beluga whales present in northern Cook Inlet
during the summer months as noted in Section 3.3.1.1 of the Analysis.
Contrary to assertions by Norman et al. 2020, it is unlikely that
salmon abundance is limiting beluga whale recovery in Cook Inlet, as
the overall abundance of salmon in Cook Inlet largely remains at
historical levels and therefore most likely is not driving the Cook
Inlet beluga whale decline due to density dependence.
Response: NMFS acknowledges this comment.
Comment 52: NMFS should present the comparative conservation
benefits and detriments for Cook Inlet beluga whales associated with a
Federally managed salmon fishery in the EEZ.
Response: NMFS analyzed the impacts of each management alternative
on Cook Inlet beluga whales in Section 3.3.1.1 of the Analysis. This
section provides information and analysis on the impacts of each
alternative on Cook Inlet beluga whales, including Alternative 3.
[[Page 60583]]
Comment 53: Salmon, particularly Chinook, are among the most
important prey species for Cook Inlet beluga whales and prey
availability is a known factor potentially limiting the recovery of
Cook Inlet beluga whales. NMFS suggests that the impact of the proposed
action on Cook Inlet beluga whale prey availability is uncertain. NMFS
should describe relevant research on Cook Inlet salmon, especially
Chinook. NMFS should also address the extent to which salmon fishery
management in Cook Inlet is expressly accounting for beluga prey needs,
or could be modified to do so. Additional attention to these factors
might benefit Chinook populations and, in turn, the Cook Inlet beluga
whale population. All this to say that details like place and species
matter greatly in terms of importance for recovery.
Response: NMFS acknowledges that salmon, particularly Chinook, are
important prey for Cook Inlet beluga whales. All of the action
alternatives considered and examined in the Analysis were expected to
maintain or increase salmon prey availability for Cook Inlet beluga
whales. As described in Section 3.3 of the Analysis, the current level
of fishery removals in Cook Inlet is not known to be a threat to Cook
Inlet beluga whales, but there is uncertainty regarding beluga whale
energetic needs. Significant changes in the abundance of salmon stocks
are not expected under Amendment 14. This action would maintain salmon
abundance at or above existing levels. Further, the drift gillnet fleet
has de minimis catch of Chinook salmon which is not expected to
increase as a result of this action, as stated in Section 3.1.4 of the
Analysis. Therefore, additional information about Chinook salmon
research is outside the scope of this action.
Additionally, the State must still meet all salmon escapement
goals, plus maintain a harvestable surplus for in-river users, for all
salmon stocks within Cook Inlet. Therefore, this action is not expected
to reduce prey availability for Cook Inlet beluga whales.
Comment 54: NMFS should consider the potential for increased
disturbance and displacement of beluga whales and salmon from Cook
Inlet beluga whale critical habitat, including key foraging areas, and
opportunities for NMFS to better conserve and recover beluga whales
that could help inform future recovery efforts. The proposed action
will concentrate the fleet into a smaller area, potentially causing new
sources of disturbance and displacement of belugas. The same increased
noise could also displace or disperse the salmon themselves. NMFS
should assess whether the noise and commercial activities in new places
that are triggered by its decision are likely to disturb and/or
displace belugas from foraging areas.
Response: NMFS undertook a review of this action consistent with
its requirements under section 7(a)(2) of the Endangered Species Act
(ESA). The NMFS Protected Resources Division concurred that this action
may affect, but is not likely to adversely affect, Cook Inlet beluga
whales or their critical habitat. Based on the available data for Cook
Inlet beluga whale distribution in the action area, the whales have not
been recorded in recent years in the portions of the action area
surrounding the Kenai and Kasilof Rivers during the most active part of
the salmon drift gillnet fishing season from June to mid-August.
The fishing season duration is not expected to change as it is
driven by the timing of the salmon runs. While drift gillnet effort may
concentrate within certain areas of State waters, these areas minimally
overlap with the range of Cook Inlet beluga whales during the salmon
fishing season and no documented take of Cook Inlet beluga whales has
occurred there, as described in Section 3.3.1.1 of the Analysis.
Further, as noted in Section 4.7.1.4 of the Analysis, participation in
the drift gillnet fishery could decline as a result of this action,
which could result in fewer vessels on the fishing grounds during
summer and less gear deployed.
As described in Sections 3.1.4 and 3.3.1.1 of the Analysis,
decreased harvest of Northern District salmon stocks by the drift
gillnet fleet as a result of the EEZ closure would increase
availability of these stocks to other Cook Inlet salmon fishery sectors
in Northern Cook Inlet and marine mammals that forage in Northern Cook
Inlet, and could also potentially lead to higher salmon escapements in
Northern Cook Inlet. NMFS does not expect overall salmon harvests or
fishery activity to increase as the State must still achieve escapement
goals. Salmon migration patterns or distribution are not expected to
change as a result of this action.
NMFS does not expect that Cook Inlet beluga whales would be
affected by any increase in vessel noise as a result of this action.
Overall increases in vessel noise are not expected as a result of this
action. Any incremental localized increase in noise as a result of this
action would likely be immeasurably small given the high baseline level
of vessel noise and activity throughout the inlet and the fact that
most drift gillnet vessels already fish in State waters for a
significant portion of the fishery. Thus, NMFS does not expect that the
effects from potentially increased vessel noise on listed species could
be measurable or detected, and therefore considers such effects to be
insignificant.
Comment 55: In response to the proposed action, the State could
open the Northern District to the drift gillnet fishery, particularly
since it may be difficult for the fleet to maintain past harvest
numbers otherwise. The Analysis should assess the impact of that
reasonably likely reaction, which could place the fleet at the mouths
of numerous additional rivers critical for beluga foraging, potentially
resulting in far greater disturbance and displacement. NMFS's
Biological Opinion should also assess this potential impact and NMFS
should consider conditioning any jeopardy finding on the State agreeing
to keep the Northern District closed--with consultation re-initiated
upon any attempt to open it. If NMFS cannot require reinitiation of
consultation in that event, then it should find jeopardy.
Response: NMFS completed informal consultation under section
7(a)(2) of the ESA regarding the potential impacts of Amendment 14 and
determined that the action may affect, but is not likely to adversely
affect, Cook Inlet beluga whales or their critical habitat. This action
is not expected to result in the Northern District being opened to the
drift gillnet fleet. Section 4.7.1.4 of the Analysis suggests that
additional harvest opportunity for the drift gillnet fleet could be
provided north of the EEZ line, but within the Central District where
drift gillnet fishing already occurs there is no or minimal potential
temporal overlap with Cook Inlet belugas during the fishing season.
Existing commercial fishery restrictions within State regulations for
the Central District, which minimize harvest of Northern District
salmon stocks by Central District fishery sectors (e.g., the drift
gillnet fishery) and generally prohibit fishing near river mouths, are
not modified by this action or expected to be changed as a result.
Therefore, this action is not expected to increase disturbance or
displacement of Cook Inlet belugas.
NMFS acknowledges that the State may change management measures for
the Cook Inlet salmon fishery in State waters as a result of this
action. Such changes may warrant reinitiating ESA section 7
consultation if there are effects of this action that may affect listed
species or critical habitat in a manner or to an extent not previously
considered.
[[Page 60584]]
Comments on the Development of Amendment 14
Comment 56: Multiple commenters felt that Amendment 14 is a
punitive or unjust management solution. They suggested the Ninth
Circuit ruling required the FMP to be amended, and that the Council and
NMFS responded by punitively closing the fishery.
Response: NMFS disagrees that Amendment 14 is punitive. Amendment
14 implements the Ninth Circuit ruling by amending the Salmon FMP to
include the Cook Inlet EEZ Subarea. The Analysis provides a
comprehensive description of the purpose and need for this action, the
management alternatives considered, and an analysis of their respective
impacts. The Council and NMFS carefully evaluated costs and benefits of
each management alternative and, of the two viable management
alternatives, selected the alternative expected to minimize adverse
impacts. NMFS provided its rationale in support of Amendment 14 in the
preamble to the proposed rule.
Comment 57: The Council did not identify a preliminary preferred
alternative until it made a final decision on Amendment 14, and
withheld key information that the State was not willing to accept a
delegated program until after the close of the Council's public comment
period. This is contrary to the Council's published principles for
stakeholder involvement that require the Council to make key
information readily available to stakeholders to facilitate public
input, before making a final recommendation to NMFS.
Response: All Council standard operating procedures and policies as
well as Magnuson-Stevens Act procedural requirements were followed in
the process of developing Amendment 14. All information considered by
the Council and NMFS during the consideration of Amendment 14 was
posted to the Council eAgenda and available to the public.
Selecting a preliminary preferred alternative is not a required
step in the Council process. Closure of the EEZ was considered under
Alternative 3 (Federal Management) where it could have been adopted as
an inseason management measure, or a preseason decision, as described
in Section 2.5 of the Analysis. At the October 2020 Council meeting,
the State's representative on the Council expressed concerns about the
existing alternatives, and the Council specifically chose to separate a
proactive EEZ closure out of Alternative 3 to create Alternative 4
(Amendment 14) so it could be better analyzed and reviewed, as well as
to give the public notice of its specific consideration. The Council's
analysis of management alternatives for the Cook Inlet Salmon FMP
amendment, including Alternative 4, was completed and publicly
available more than three weeks (26 days) prior to the Council's
consideration and final action at the December 2020 Council meeting. A
total of 225 members of the public provided written comments or public
testimony to the Council at that meeting.
NMFS did not have a predetermined policy position before the
December 2020 meeting, consistent with substantive consideration of
public comment, and had no role in the State's policy decision to
decline delegated management authority (Alternative 2).
Comment 58: The Council heard from hundreds of fishermen and
Alaskans who testified against the adoption of this EEZ closure
proposal. Many believed none of the available alternatives provided a
scientific or balanced management plan. Producing an amendment to the
Salmon FMP that includes all of the Cook Inlet fishery, including State
waters and the EEZ, is not an insurmountable task as NMFS and the
Council have made it seem. It will however require that the agencies
work with the stakeholders cooperatively instead of continuing their
adversarial and unreceptive behavior. Stakeholders are asking that
salmon management in Cook Inlet comply with the Federal law and the
Magnuson-Stevens Act. We only want what the law already requires.
Response: NMFS is aware that many members of the public testified
or commented to the Council and NMFS against adoption and approval of
Amendment 14, as well as expressed dissatisfaction with all of the
alternatives considered by the Council. Developing an FMP that
optimizes conservation and management of Cook Inlet salmon stocks while
complying with the Magnuson-Stevens Act and other applicable law, as
well as successfully integrating with the highly complex and
interdependent network of Cook Inlet salmon fishery sectors, is a
challenging and controversial task.
Section 2 of the Analysis identifies the management alternatives
considered by the Council and NMFS. This includes detailed discussion
of the advantages and disadvantages of each approach. Sections 1 and 2
of the Analysis provide an overview of the requirements for amending
the FMP, including consistency with the Magnuson-Stevens Act and Ninth
Circuit decision.
The Council specifically considered the management recommendation
developed by stakeholders on the Council's Salmon Committee. The
Council did not choose to analyze this recommendation further because
it proposed to apply Federal management measures within State waters,
which is outside of Council and NMFS jurisdiction. More detail on the
Salmon Committee recommendation and its consideration by the Council is
presented in Section 2.7 of the Analysis.
Comment 59: Multiple commenters that participated in the Council
consideration of the FMP amendment to address Cook Inlet asserted that
the process to develop Amendment 14 was not fair or well considered.
Specifically, commenters expressed concerns with the process,
unfairness in consideration, conflicts of interest, perceived
misdirection, the Council's perceived facilitation of the State's
desired outcome of EEZ closure, and that there was insufficient notice
and opportunity for public comment. One commenter requested that NMFS
extend the comment period citing overlap with the drift gillnet fishing
season in Cook Inlet. All of these commenters opposed approval of
Amendment 14.
Response: Under the Magnuson-Steven Act, the Council is responsible
for developing FMPs and FMP amendments, and stakeholders have an
opportunity to express their opinions on the action and alternatives
being considered. All Council standard operating procedures and
policies as well as Magnuson-Stevens Act requirements were followed in
developing Amendment 14, and all Council deliberations were open to the
public and are part of the public record. Sufficient opportunity for
public comment was provided throughout Council development of the
action from 2017 through 2020. These opportunities occurred at public
meetings noticed in the Federal Register as well as at regularly
scheduled Council meetings. The Council took public testimony and
considered written and oral public comments, providing stakeholders
with consistent opportunities for involvement on this issue. In
addition, the public was able to review and comment on analytical
documents being developed by the Council during these same meetings.
Specific to the rulemaking for this action, the window to submit
comments on the relevant Federal Register documents was from May 18,
2021, through July 19, 2021, which provided ample opportunity for
comment outside of the fishing season and a large number of comments
were received. Additionally, under the Magnuson-Stevens Act, a 60-day
comment period
[[Page 60585]]
is required for proposed amendments to FMPs (16 U.S.C. 1854(a)(1)(B)),
and NMFS does not have discretion to extend this statutorily-set
comment period.
Comments on State Salmon Management
Comment 60: Cook Inlet salmon stocks were built up between 1970 and
1990 and there were enough fish for everyone. However, for more than 20
years the State has been systematically sabotaging the commercial
fishing industry in Cook Inlet to benefit recreational and personal use
fishery sectors. Year after year there have been a series of increasing
restrictions on all the commercial fishermen, limiting the time and the
area where we can fish. This fishery was once the second largest salmon
fishery in the State, in terms of economic value, now we are having
back-to-back disasters because of State mismanagement. Amendment 14
would exacerbate these problems.
Response: The conclusions in this comment regarding adverse impacts
to Cook Inlet salmon stocks due to State management are not supported
by available information. Sections 3 and 4 of the Analysis present
information about returns of Cook Inlet salmon and fishery harvest over
time with a brief summary provided here.
Salmon that return to Cook Inlet are harvested by numerous
commercial and non-commercial fishery sectors. While the non-commercial
fishery sectors have grown over time as the population of southcentral
Alaska has grown, the claim that this growth has disadvantaged the
commercial sector is not supported by available information.
Commercial, recreational, and subsistence harvests have all generally
increased and decreased in proportion to salmon abundance, as described
in Sections 4.5 and 4.6 of the Analysis. From 2010 to 2014, revenues in
the drift gillnet fishery were near or above long term averages, while
more recent fishery performance has been consistent with earlier
periods of lower revenues.
As shown in Sections 3.1, 4.5.2, and 4.6 of the Analysis, salmon
abundance is cyclical and harvest fluctuates over time. Exact causes
for poor salmon returns are variable and frequently involve a variety
of factors outside the control of fishery managers to mitigate,
including unfavorable ocean conditions, freshwater environmental
factors, disease, or other likely factors on which data are limited or
nonexistent. The ocean and freshwater environments are changing, and
the impacts of those changes on salmon abundance are difficult to
forecast because they, in turn, depend on somewhat uncertain forecasts
of global climate as noted in Section 3.6.3 of the Analysis. Further,
the decline in productivity for some stocks have required that managers
implement measures to conserve them, which often reduces the harvest of
healthy stocks. These conditions, and others outside the control of
fishery managers, are cited as the cause of fishery disaster requests,
which are described in greater detail in the response to Comment 24.
Regardless of the management alternative selected, the FMP is
limited to implementing management measures within the EEZ. As
explained in Sections 2 and 2.7 of the Analysis, NMFS generally has
authority to manage only the fisheries that occur in the EEZ. The
Magnuson-Stevens Act does not provide authority for the Council or NMFS
to manage fisheries occurring predominately in State waters, which
would be required for the Council to change escapement goals or to
allocate more salmon to a specific user group.
Comment 61: The State, the Council, and NMFS have not updated
commercial season openings and closures to coincide with changes in the
timing of the runs of the several species of salmon in UCI. Sockeye
salmon, for example, have been running later than in previous decades.
ADFG nevertheless closed the commercial season in much of UCI on August
1, before significant numbers of sockeye salmon had run.
Response: NMFS evaluated the average harvest timing from 2009 to
2018 in Section 4.5.2 of the Analysis. While some recent years have had
later run timing which has complicated management, there is significant
variability in salmon run timing that is not predictable within and
across salmon fishing seasons. This variability is particularly
problematic for the relatively inflexible and data limited Federal
management of a separate commercial salmon fishery in the Cook Inlet
EEZ that would have been required under Alternative 3, the only other
viable management approach. In contrast, under Amendment 14, State
management has less uncertainty to account for, is more flexible, and
can be more responsive to variability as the State can readily increase
harvests inseason if realized run strength is greater than expected or
more rapidly close the fishery in the event of a conservation concern.
Comment 62: State management of Cook Inlet salmon stocks has
resulted in lost food production estimated to be at least 150 million
meals, assuming a third of a pound per meal, because of wasted salmon
and overescapement. This enormous loss of interstate commerce and
national food production has occurred for years under the State's
mismanagement. The State did nothing to relax its restrictions on the
commercial fishermen in UCI to help the national need for nutritious
food during the COVID-19 pandemic as meat packing plants, farms, and
other closures of food production occurred throughout the nation.
Response: NMFS notes that food production is inclusive of
commercial, recreational, and subsistence fishing. As described in the
response to Comment 19, Amendment 14 is expected to achieve OY from the
Cook Inlet salmon fishery.
Comments on Legal Issues
Comment 63: Amendment 14 fails to comply with any of the statutory
requirements for closing a fishery. Under 16 U.S.C. 1853(b)(2)(C), an
FMP may designate areas where all fishing is prohibited, but the FMP
must ``ensure that such closure'':
(i) Is based on the best scientific information available;
(ii) includes criteria to assess the conservation benefit of the
closed area;
(iii) establishes a timetable for review of the closed area's
performance that is consistent with the purposes of the closed area;
and
(iv) is based on an assessment of the benefits and impacts of the
closure, including its size, in relation to other management measures
(either alone or in combination with such measures), including the
benefits and impacts of limiting access to: Users of the area, overall
fishing activity, fishery science, and fishery and marine conservation.
Response: Amendment 14 does not constitute a closure that prohibits
all fishing under 16 U.S.C. 1853(b)(2)(C). Amendment 14 closes the Cook
Inlet EEZ to one salmon fishery sector. Under the Salmon FMP,
recreational fishing can still occur in the Cook Inlet EEZ.
Comment 64: The fishery management Council system is
unconstitutional because there is not sufficient discretion for
appointed Council members to be removed from their positions.
Response: The constitutionality of the Magnuson-Stevens Act is
outside the scope of this rulemaking, and NMFS has approved Amendment
14 and promulgated this final rule consistent with the requirements of
the Magnuson-Stevens Act. NMFS continues to interpret the Magnuson-
Stevens Act in a manner consistent with the Constitution, particularly
because
[[Page 60586]]
NMFS retains significant discretion to reject Council recommendations.
Comment 65: Amendment 14 is not consistent with Alaska's authority
under the Statehood Act.
Response: To the extent this comment is arguing State management is
inconsistent with Federal law, that is outside the scope of this
rulemaking. Alaska is not bound by the Magnuson-Stevens Act in its
management of salmon in state waters, and NMFS does not have
jurisdiction over state water fisheries under the Magnuson-Stevens Act
absent preemption in accordance with section 306(b).
To the extent this comment is arguing the State's escapement-based
management does not produce the greatest net benefits to the nation,
NMFS disagrees. The Analysis demonstrates that the State's escapement-
based management has historically consistently allowed harvest by all
Cook Inlet salmon fishery sectors after accounting for limitations
necessary to protect weaker stocks from overfishing. No management
alternatives under consideration were expected to increase harvest
levels above the status quo; in addition, NMFS determined that the
alternative selected (Amendment 14) provides the greatest opportunity
for maximum harvest from the Cook Inlet salmon fishery while minimizing
the potential for overfishing and avoiding additional management
uncertainty.
Comment 66: The Alaska resident only personal use fishery violates
the Commerce Clause of the U.S. Constitution and is unconstitutional.
Response: This comment is outside the scope of Amendment 14.
Comment 67: This action is not consistent with the Alaska State
Constitution (Art. 8, Sec. 15) that prohibits an exclusive right or
special privilege of a fishery, as it may cause economic distress among
fishermen and those dependent upon them for a livelihood.
Response: This action applies to the Federally managed waters of
the EEZ and the Alaska State Constitution is therefore not applicable.
Regardless, this action creates no exclusive right or privilege of
fishery, and minimizes adverse economic impacts to the extent
practicable as described in the Final Regulatory Flexibility Analysis
(FRFA).
Changes From Proposed to Final Rule
There have been no substantive changes in this final rule to the
regulatory text from the proposed rule. A title heading has been added
to Figure 23 to 50 CFR part 679.
Classification
Pursuant to section 304(b)(3) of the Magnuson-Stevens Act, the NMFS
Assistant Administrator (AA) has determined that this final rule is
consistent with Amendment 14 to the Salmon FMP, other provisions of the
Magnuson-Stevens Act, and other applicable law.
NMFS prepared an environmental assessment (EA) for this action and
the AA concluded that there will be no significant impact on the human
environment as a result of this rule. This action closes a portion of
the area open to the Cook Inlet drift gillnet fleet but will not result
in significant changes to the Cook Inlet salmon fishery's total
harvest, or result in other changes that would significantly impact the
quality of the human environment. A copy of the EA is available from
NMFS (see ADDRESSES).
This final rule has been determined to be not significant for the
purposes of Executive Order 12866.
A Regulatory Impact Review was prepared to assess costs and
benefits of available regulatory alternatives. A copy of this analysis
is available from NMFS (see ADDRESSES). The Council recommended and
NMFS approved Amendment 14 and these regulations based on those
measures that maximize net benefits to the Nation. Specific aspects of
the economic analysis are discussed below in the FRFA section.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides.'' Copies of the proposed rule, this final rule, and the small
entity compliance guide are available on the Alaska Region's website
at: https://www.fisheries.noaa.gov/region/alaska.
Final Regulatory Flexibility Analysis
This FRFA incorporates the Initial Regulatory Flexibility Analysis
(IRFA), a summary of the significant issues raised by the public
comments in response to the IRFA, NMFS's responses to those comments,
and a summary of the analyses completed to support the final rule.
Section 604 of the Regulatory Flexibility Act (RFA) requires that,
when an agency promulgates a final rule under section 553 of Title 5 of
the U.S. Code (5 U.S.C. 553), after being required by that section or
any other law to publish a general notice of final rulemaking, the
agency shall prepare a FRFA (5 U.S.C. 604). Section 604 describes the
required contents of a FRFA: (1) A statement of the need for and
objectives of the rule; (2) a statement of the significant issues
raised by the public comments in response to the IRFA, a statement of
the assessment of the agency of such issues, and a statement of any
changes made to the proposed rule as a result of such comments; (3) the
response of the agency to any comments filed by the Chief Counsel for
Advocacy of the Small Business Administration (SBA) in response to the
proposed rule, and a detailed statement of any change made to the
proposed rule in the final rule as a result of the comments; (4) a
description of and an estimate of the number of small entities to which
the rule will apply or an explanation of why no such estimate is
available; (5) a description of the projected reporting, recordkeeping,
and other compliance requirements of the rule, including an estimate of
the classes of small entities that will be subject to the requirement
and the type of professional skills necessary for preparation of the
report or record; and (6) a description of the steps the agency has
taken to minimize the significant economic impact on small entities
consistent with the stated objectives of applicable statutes including
a statement of the factual, policy, and legal reasons for selecting the
alternative adopted and why each one of the other significant
alternatives to the rule considered by the agency which affect the
impact on small entities was rejected.
A description of this final rule and the need for and objectives of
this rule are contained in the preamble to the proposed rule (86 FR
29977, June 4, 2021) and final rule and are not repeated here.
Public and Chief Counsel for Advocacy Comments on the IRFA
An IRFA was prepared in the Classification section of the preamble
to the proposed rule (86 FR 29977, June 4, 2021). The Chief Counsel for
Advocacy of the SBA did not file any comments on the proposed rule.
NMFS received no comments specifically on the IRFA, but the majority of
comments expressed concern about the potential economic impact of this
action. No comments provided information that refuted the conclusions
presented in the IRFA.
[[Page 60587]]
Number and Description of Small Entities Regulated by This Final Action
This final rule directly regulates holders of State of Alaska S03H
Commercial Fisheries Entry Commission Limited Entry salmon permits
(S03H permits). In 2021, 567 S03H permits were held by 502 individuals,
all of which are considered small entities based on the $11 million
threshold. Additional detail is included in Sections 4.5.3 and 4.9 in
the Analysis prepared for this final rule (see ADDRESSES).
Recordkeeping, Reporting, and Other Compliance Requirements
This final rule does not add reporting or recordkeeping
requirements for the vessels participating in the Cook Inlet salmon
fishery. With the Cook Inlet EEZ closed to commercial salmon fishing,
no recordkeeping or reporting requirements are needed. The NOAA Office
of Law Enforcement and the State of Alaska Department of Public Safety
would continue their existing enforcement activity in Cook Inlet under
the revised West Area boundary resulting from this action to monitor
and respond to any illegal commercial salmon fishing occurring in the
Cook Inlet EEZ Subarea. Additional detail is provided in Section 4.7.2
of the Analysis.
Description of Significant Alternatives Considered to the Final Action
That Minimize Adverse Impacts on Small Entities
The Council considered, but did not select three other
alternatives. The alternatives, and their impacts to small entities,
are described below.
Alternative 1 would take no action and would maintain existing
management measures and conditions in the fishery within recently
observed ranges, resulting in no change to impacts on small entities.
This is not a viable alternative because it would be inconsistent with
the Ninth Circuit's ruling that the Cook Inlet EEZ must be included
within the Salmon FMP.
Alternative 2 would delegate management to the State. If fully
implemented, Alternative 2 would maintain many existing conditions
within the fishery. Fishery participants would have the added burdens
of obtaining a Federal Fisheries Permit, maintaining a Federal fishing
logbook, and monitoring their fishing position with respect to EEZ and
State waters as described in Sections 2.4.8 and 4.7.2.2 of the
Analysis. However, the State is unwilling to accept a delegation of
management authority. Therefore, Alternative 2 is not a viable
alternative.
Alternative 3 would result in a separate Cook Inlet EEZ drift
gillnet salmon fishery managed independently by NMFS and the Council.
Alternative 3 would increase direct costs and burden to S03H permit
holders and fishery stakeholders due to requirements including a
Federal Fisheries Permit, VMS, logbooks, and accurate GPS positioning
equipment as described in Sections 2.5.7 and 4.7.2.2 of the Analysis.
Alternative 3 would also require that a total allowable catch (TAC) be
set before each fishing season. The TAC would be set conservatively
relative to the status quo in order to reduce the risk of overfishing
without the benefit of inseason harvest data. Commercial salmon harvest
in the EEZ would be prohibited if the Council and NMFS do not project a
harvestable surplus, with an appropriate buffer for the increased
management uncertainty. Further, as described in Section 2.5.3 of the
Analysis, gaps in data could also require closing the EEZ to commercial
fishing in any given year. Finally, Alternative 3 would increase
uncertainty each year for fishery participants in developing a fishing
plan because NMFS would determine whether the Cook Inlet EEZ could be
open to commercial fishing on an annual basis and shortly before the
start of the fishing season.
As discussed, Alternative 3 would impose substantial direct
regulatory costs on participants but would not be expected to result in
consistent commercial salmon fishing opportunities in the Cook Inlet
EEZ. Alternative 4 will include the Cook Inlet EEZ in the Salmon FMP
for Federal management by NMFS and the Council, consistent with the
Ninth Circuit ruling. Alternative 4 will close the Cook Inlet EEZ but
not impose any additional direct regulatory costs on participants and
will allow directly regulated entities to possibly recoup lost EEZ
harvest inside State waters. As a result, Alternative 4 minimizes
impacts to small entities.
Based upon the best available scientific data, and in consideration
of the Council's objectives of this action, it appears that there are
no significant alternatives to the final rule that have the potential
to accomplish the stated objectives of the Magnuson-Stevens Act and any
other applicable statutes and that have the potential to minimize any
significant adverse economic impact of the final rule on small
entities. After the public process, the Council concluded that of the
viable management alternatives, Alternative 4, Amendment 14, will best
accomplish the stated objectives articulated in the preamble for the
proposed rule, and in applicable statutes, and will minimize to the
extent practicable adverse economic impacts on the universe of directly
regulated small entities.
Collection-of-Information Requirements
This final rule contains no information collection requirements
under the Paperwork Reduction Act of 1995.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and recordkeeping requirements.
Dated: October 26, 2021.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 679 is amended
as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
1. The authority citation for 50 CFR part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Pub. L. 108-447; Pub. L. 111-281.
0
2. In Sec. 679.2, under the definition of ``Salmon Management Area'':
0
a. Revise paragraph (2) introductory text; and
0
b. Remove and reserve paragraph (2)(i).
The revision reads as follows:
Sec. 679.2 Definitions.
* * * * *
Salmon Management Area * * *
(2) The West Area means the area of the EEZ off Alaska in the
Bering Sea, Chukchi Sea, Beaufort Sea, and the Gulf of Alaska west of
the longitude of Cape Suckling (143[deg]53.6' W), including the Cook
Inlet EEZ Subarea, but excludes the Prince William Sound Area and the
Alaska Peninsula Area. The Cook Inlet EEZ Subarea means the EEZ waters
of Cook Inlet north of a line at 59[deg]46.15' N. The Prince William
Sound Area and the Alaska Peninsula Area are shown in Figure 23 to this
part and described as:
* * * * *
0
3. Revise Figure 23 to part 679 to read as follows:
Figure 23 to Part 679--Salmon Management Area (see Sec. 679.2)
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