4.9 GHz Band, 59934-59947 [2021-23335]
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As previously discussed, TSCA
section 6(a) authorizes EPA to
determine if a chemical substance or
mixture in manufacturing, processing,
distribution in commerce, use, disposal,
or any combination of these activities
presents an unreasonable risk of injury
to health or the environment. If
unreasonable risk to health or the
environment is determined, then EPA
must, by rule, issue regulations apply
one or more of the following
requirements to the extent necessary to
that the chemical substance no longer
presents such risk. However, TSCA
section 3(2)(B), which defines
‘‘chemical substance,’’ excludes
‘‘tobacco or any tobacco product.’’
According to section 201(rr) of the
Federal Food, Drug, and Cosmetic Act
(FFDCA), ‘‘tobacco product’’ means
‘‘any product made or derived from
tobacco that is intended for human
consumption, including any
component, part, or accessory of a
tobacco product.’’ 21 U.S.C. 321(rr)(1).
Section 900(3) of the FFDCA establishes
that a ‘‘cigarette’’ is ‘‘a product that . . .
is a tobacco product . . . and . . .
includes tobacco, in any form, that is
functional in the product, which,
because of its appearance, the type of
tobacco used in the filler, or its
packaging and labeling, is likely to be
offered to, or purchased by, consumers
as a cigarette or as roll-your-own
tobacco,’’ and section 901(b) of the
FFDCA makes clear that FDA has
authority over ‘‘all cigarettes, cigarette
tobacco, roll-your-own tobacco, and
smokeless tobacco.’’ 21 U.S.C. 387(3)
and 387a(b). Finally, cigarette butts are
not considered as a separate item from
a cigarette or tobacco product. (See, e.g.,
FFDCA sections 904(a)(1) (‘‘the tobacco,
paper, filter, or other part of each
tobacco product’’) and 907(a)(1)(A) (‘‘a
cigarette or any of its component parts
(including the . . . filter, or paper)’’). 21
U.S.C. 387d(a)(1) and 387g(a)(1)(A). EPA
thus determined that a ‘‘cigarette’’ is a
‘‘tobacco product,’’ and, therefore, is not
a ‘‘chemical substance.’’ Similarly, EPA
determined that ‘‘tobacco’’ is not a
‘‘chemical substance.’’ Therefore, EPA
cannot issue a rule pursuant to TSCA
section 6(a) to apply requirements to
tobacco or cigarettes.
TSCA section 3(2)(B) also excludes
‘‘any mixture’’ from the definition of
‘‘chemical substance.’’ TSCA section
3(10) defines ‘‘mixture’’ generally as
‘‘any combination of two or more
chemical substances if the combination
does not occur in nature and is not, in
whole or in part, the result of a chemical
reaction’’ (emphasis added). Because the
petition references ‘‘hazardous
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chemicals used in a mixture with
tobacco’’ and the Agency determined
that ‘‘tobacco’’ is not a ‘‘chemical
substance,’’ EPA determined that a
combination of chemicals with tobacco
is not a mixture as defined by TSCA
section 3(10). Therefore, EPA cannot
issue a rule pursuant to TSCA section
6(a) to apply requirements to
‘‘hazardous chemicals used in a mixture
with tobacco.’’
Additionally, to the extent that the
petition referenced the Pollution
Prevention Act (42 U.S.C. 13101), the
Agency reiterates that TSCA section 21
does not provide an avenue for recourse
under such Act.
B. What were EPA’s conclusions?
EPA denied the request to issue of a
rule under TSCA section 6(a) because
TSCA section 3(2)(B) excludes from the
definition of ‘‘chemical substance’’ ‘‘any
mixture’’ and ‘‘tobacco or any tobacco
product.’’ Because the Agency
determined a cigarette (including a
cigarette butt) to be a tobacco product,
such products are not chemical
substances and cannot be subject to a
rule issued under TSCA section 6(a).
Because EPA also determined that a
combination of chemicals with tobacco
is not a mixture as defined by TSCA
section 3(10), such a combination
cannot be subject to a rule issued under
TSCA section 6(a).
IV. References
The following is a listing of the
documents that are specifically
referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket, even if the referenced
document is not physically located in
the docket. For assistance in locating
these other documents, please consult
the technical person listed under FOR
FURTHER INFORMATION CONTACT.
1. Bush, William D. Petition for Issuance of
New Rules under Section 15 U.S.C. 2605.
Received August 2, 2021.
2. Slaughter, E., Gersberg, R.M., Watanabe,
K., Rudolph, J., Stransky, C., & Novotny,
T.E. (2011). Toxicity of cigarette butts,
and their chemical components, to
marine and freshwater fish. Tobacco
control, 20 Suppl 1(Suppl_1), i25–i29.
https://doi.org/10.1136/tc.2010.040170.
Authority: 15 U.S.C. 2601 et seq.
Dated: October 25, 2021.
Michal Freedhoff,
Assistant Administrator, Office of Chemical
Safety and Pollution Prevention.
[FR Doc. 2021–23569 Filed 10–28–21; 8:45 am]
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FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 1 and 90
[WP Docket No. 07–100; FCC 21–106; FR
ID 54623]
4.9 GHz Band
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this Eighth Further Notice
of Proposed Rulemaking (Eighth Further
Notice), the Federal Communications
Commission (Commission or FCC) seeks
comment on the structure of the 4940–
4990 MHz (4.9 GHz) band in an effort
to maximize public safety use while
exploring options that could spur
innovation, improve coordination, and
drive down costs in the band.
DATES: Interested parties may file
comments on or before November 29,
2021; and reply comments on or before
December 28, 2021.
ADDRESSES: You may submit comments,
identified by WP Docket No. 07–100, by
any of the following methods:
• Electronic Filers: Comments may be
filed electronically using the internet by
accessing the ECFS: https://apps.fcc.gov/
ecfs/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing.
• Filings can be sent by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701. U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 45 L Street NE,
Washington, DC 20554.
• Effective March 19, 2020, and until
further notice, the Commission no
longer accepts any hand or messenger
delivered filings. This is a temporary
measure taken to help protect the health
and safety of individuals, and to
mitigate the transmission of COVID–19.
See FCC Announces Closure of FCC
Headquarters Open Window and
Change in Hand-Delivery Policy, Public
Notice, DA 20–304 (March 19, 2020).
https://www.fcc.gov/document/fcccloses-headquarters-open-window-andchanges-hand-delivery-policy.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (Braille, large
SUMMARY:
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print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
FOR FURTHER INFORMATION CONTACT: For
additional information on this
proceeding, contact Jonathan Markman
of the Wireless Telecommunications
Bureau, Mobility Division, at (202) 418–
7090 or Jonathan.Markman@fcc.gov, or
Thomas Eng of the Public Safety and
Homeland Security Bureau, Policy and
Licensing Division, at (202) 418–0019 or
Thomas.Eng@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of Commission’s Eighth
Further Notice of Proposed Rulemaking,
in WP Docket No. 07–100; FCC 21–106,
adopted on September 30, 2021 and
released on October 1, 2021. The full
text of the Eighth Further Notice of
Proposed Rulemaking, including all
appendices, is available for inspection
and copying during normal business
hours in the FCC Reference Information
Center, 45 L Street NE, Washington, DC
20554, or by downloading the text from
the Commission’s website at https://
docs.fcc.gov/public/attachments/FCC21-106A1.pdf. Alternative formats are
available for people with disabilities
(Braille, large print, electronic files,
audio format), by sending an email to
FCC504@fcc.gov or calling the
Consumer and Governmental Affairs
Bureau at (202) 418–0530 (voice), (202)
418–0432 (TTY).
Synopsis
I. Eighth Further Notice of Proposed
Rulemaking
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A. Overview
1. In this Eighth Further Notice, we
propose to revisit the structure of the 4.9
GHz band to maximize public safety use
while exploring options that could spur
innovation, improve coordination, and
drive down costs in the band.
Specifically, we seek to establish a
nationwide framework for coordinating
access to the band. We believe that a
comprehensive and integrated approach
that emphasizes public safety needs
represents a superior path to unlocking
the potential of the 4.9 GHz band rather
than pursuing a state-centered approach
that could lead to a patchwork of
incompatible uses. Similarly, we believe
a nationwide approach will promote a
robust equipment market, drive down
prices and costs, spur innovation, and
increase the likelihood of interoperable
communications and consistent
interference protection. We also explore
potentially allowing non-public safety
use of the band to encourage a more
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robust and innovative equipment
market, provided that non-public safety
use can occur without causing harmful
interference to public safety operations
in the band. As part of this vision, we
seek comment on how best to meet the
needs of public safety in this band and
on establishing a database that would
contain consistent and reliable
information about what spectrum is
available and where and how it is being
used. Our goal is to provide greater
certainty and predictability to
stakeholders seeking to plan and invest
in 4.9 GHz deployments and enable
spectrum users to coordinate shared use
of the band to avoid conflicts. In
addition, we seek comment on a range
of technical issues, eligibility issues,
and other measures intended to increase
use of the band.
2. We note that this proceeding has an
extensive record, which we intend to
draw upon as needed to develop a
cohesive set of nationwide rules to
maximize use of the band, including
protection for public safety operations.
We encourage commenting parties to
assist us by providing input on the new
ideas proposed herein and by
submitting additional new proposals or
by modifying previous proposals. To the
extent that commenters wish to reiterate
any proposals that have been previously
introduced into the record, commenters
should demonstrate that the proposals
align with our approach and priorities
for the band as described in this Eighth
Further Notice. We preserve our
flexibility to consider and adopt
proposals from prior stages of this
proceeding that the Commission has not
specifically rejected.
B. Ensuring Public Safety Use of the
Band
3. As noted above, the band is
currently home to 3,541 licensees. We
recognize that these licenses represent a
significant investment of scarce public
safety resources, so as we explore ways
to enhance the usage of the band, we are
cognizant that we must protect these
investments.
1. Protection for Public Safety Licensees
4. We seek comment in this Eighth
Further Notice on how to ensure public
safety licensees have efficient and
interference-free access to the band.
Numerous commenters have addressed
this issue, and several have expressed
support for various approaches to
protecting public safety licensees from
interference. For instance, the National
Public Safety Telecommunications
Council (NPSTC) argues that
interference protection, whether ‘‘done
manually or through some potential
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future automated frequency
coordination approach,’’ must be
incorporated into the management of
the band to protect incumbents ‘‘against
interference and signal degradation.’’
We agree, and we tentatively conclude
that incumbent public safety licensees
as well as future public safety users
should be protected from harmful
interference, both in the near term and
on a forward-looking basis, subject to
other requirements and conditions that
we may adopt in this proceeding.
5. NPSTC recommends ‘‘use of the
threshold degradation approach in the
ANSI/TIA–10 [American National
Standards Institute/
Telecommunications Industry
Association] standard to minimize
interference to incumbent fixed
operations,’’ which NPSTC notes
‘‘encompass many of the public safety
operations’’ in the band. We seek
comment on the feasibility of NPSTC’s
proposal to use the TIA–10 standard to
minimize interference to incumbents
that deploy fixed facilities. Are there
alternatives to the TIA–10 standard
which could be used to guard against
interference between licensees
deploying fixed point-to-point (P–P)
links and point-to-multipoint (P–MP)
hubs? Under Part 90, contour overlap
analysis is often the basis for
determining if an applicant’s proposed
facilities would likely cause interference
to an incumbent operator. Would
contour overlap analysis requirements
be useful for certain 4.9 GHz band
deployments, and if so, what service
and interference contour values would
be appropriate? We also seek comment
on what standards would be appropriate
for incumbents deploying non-fixed,
geographic-area operations or ad-hoc
temporary operations. Commenters are
encouraged to address how their
proposals would support our tentative
conclusion to protect both existing and
future public safety licensees in the
band as well as interact with potential
new non-public safety operations in the
band, with specific attention to the
licensing and sharing models addressed
below.
2. Licensing Database
6. In the Sixth Further Notice of
Proposed Rulemaking (Sixth Further
Notice) (83 FR 20011), the Commission
stated that it believed many concerns
public safety users have about the 4.9
GHz band could be addressed if more
complete technical information were
available to all affected parties. We
therefore seek comment on collecting
more granular data on 4.9 GHz
operations in our licensing database and
combining that with a formal
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coordination structure to improve
interference mitigation efforts and
bolster public safety confidence in the
band. Today, licensees in the 4.9 GHz
band only provide our Universal
Licensing Service (ULS) database with
control points and geographic area of
operations. More robust information on
public safety operations in the band
could help improve predictability for
public safety operations and facilitate
robust, non-interfering access to the
band for non-public safety entities.
Therefore, we tentatively conclude that
additional information is required, and
we seek comment on whether to
continue using ULS or to transition to
a third-party licensing database to
accommodate the additional
information. For instance, in the Sixth
Further Notice, the Commission
proposed to maintain ULS as the
comprehensive licensing database for
the 4.9 GHz band and proposed to
modify ULS as necessary to accept the
necessary licensing data. Since ULS can
readily accommodate additional
information, we seek comment on these
proposals. We seek comment on
requiring incumbents and future
applicants to supply complete
microwave path data for links, and to
license base stations (currently
authorized under the geographic license
scheme) on a site-by-site basis.
7. In the Sixth Further Notice, the
Commission proposed ‘‘to require
incumbent licensees and new applicants
to provide technical information that
will enhance frequency coordination
and help mitigate the possibility of
interference, while permitting more new
users.’’ We seek comment on this
proposal to require incumbents and
future applicants in the 4.9 GHz band to
submit more information in ULS. Would
collecting this data improve the level of
interference protection licensees receive
in the band? We seek comment on
whether collecting this data would
create a more predictable and
transparent spectrum environment for
any current and future users of the
band, including potential non-public
safety users. To what extent does not
having this data currently listed in ULS
lead to additional interference or
uncertainty in the band? In particular,
should licensees specify channels they
are using for their operations? In the
Sixth Further Notice, the Commission
also proposed to add the 4.9 GHz band
to the ULS microwave schedule for
P–P, P–MP, and proposed to ‘‘uncouple
base and mobile stations from
geographic licenses and instead require
that base and mobile technical
parameters be entered on the existing
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location and technical data schedules.’’
We seek comment on these ULS
schedule proposals and ask commenters
to address whether ULS’s existing
schedules are sufficient for collecting
the additional data.
8. What is the burden on incumbents
and applicants who would need to
submit detailed site-based information,
and does the benefit of having
additional technical data listed in ULS
outweigh that burden? For instance, the
Commission estimates the average
burden for each applicant completing
FCC Form 601 and associated schedules
to be 1.25 hours, which includes ‘‘the
time to read the instructions, look
through existing records, gather and
maintain required data, and actually
complete and review the form or
response.’’ Is this estimate accurate for
incumbents or new applicants who
would need to submit the additional
technical information described above
with their Form 601 application? What
is the interplay of these potential new
data collection requirements with
potential sharing mechanisms,
discussed below, that would facilitate
shared public safety and non-public
safety use of the band?
9. Are there alternatives to collecting
additional technical data in ULS for the
4.9 GHz band? For instance, would a
database managed by a third party offer
advantages over requiring incumbents
and new applicants to submit additional
information via ULS? If so, what are
those advantages and what would be the
cost of having a third party
administrator manage a database to
collect the information needed to
increase interference protection in the
4.9 GHz band? How would the
transition from ULS to a third-party
database be implemented? Who would
pay that cost and how would those costs
impact public safety given that public
safety entities are subject to no filing
fees in ULS? In other words, would a
third-party managed database increase
costs on public safety licensees in the
band and would those costs outweigh
any derived benefits? Commenters that
support the use of a third party band
manager are encouraged to consider
how such a system could work with the
various methods of introducing nonpublic safety operations to the band
described below. If we were to pursue
this option, who would be suitable to
manage the database? How should we
select the administrator?
10. Regardless of whether ULS or a
third-party database is used to collect
technical detail on 4.9 GHz
deployments, incumbent licensees with
geographic licenses would need time to
submit the requisite information. In the
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Sixth Further Notice, the Commission
proposed giving incumbent geographic
licensees one year to identify in ULS
P–P links, P–MP hubs, fixed receivers,
base stations, and mobiles that are not
currently licensed site-by-site. The
Commission sought comment on
whether the status of a license should
become secondary if the incumbent
licensee does not meet the one-year
deadline. Most parties commenting on
this issue concurred with this time
period. We seek comment on whether a
one-year timetable is still appropriate
for incumbent geographic licensees to
submit technical data on their
deployments into a database, and
whether any deterrent, such as the risk
of forfeiting primary status, is needed to
ensure compliance. On the other hand,
given that the purpose of collecting
additional technical data is to provide
increased interference protection to
incumbent licensees, does this benefit
provide sufficient incentive for
licensees to comply with a timetable
requirement?
3. Interoperability
11. The record generated in response
to the Sixth Further Notice demonstrates
that the public safety community
employs this band for a wide variety of
uses. As we strive to develop a national
framework for this band, we seek to
encourage uses that enable collaboration
and mutual aid between multiple
licensees, for instance, in response to
larger incidents and emergencies. To
that end, we seek comment on whether
to adopt any technical standards for the
4.9 GHz band that would promote
interoperability in the band. In other
private land mobile radio (PLMR)
frequency bands used by public safety,
the Commission designates certain
channels for interoperability
communications, and in some instances,
it also specifies technical requirements
for equipment designed to transmit on
those channels. The goal is to ensure
that public safety officials from different
agencies can communicate on
designated interoperability channels
regardless of the make or model of their
radio equipment.
12. We seek comment on whether any
interoperability requirements are
needed for the 4.9 GHz band. For
example, should we designate a band
segment or certain channels in the band
for interoperable communications? If so,
how much spectrum would sufficiently
address public safety needs and how
should interoperable spectrum be
administered to optimize those
resources for their primary purpose? For
example, should state interoperability
coordinators, regional planning
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committees, or individual agencies
administer the use of interoperable 4.9
GHz spectrum? In addition, if we were
to set aside spectrum for public safety
interoperability purposes, should we
also specify technical standards for
equipment intended to operate on those
channels? Would such a requirement
invigorate or stifle innovation and
equipment options? Parties discussing
interoperability for the 4.9 GHz band
should explain if and how the benefits
of any such requirements outweigh
associated costs. How should
interoperability requirements apply to
non-public safety entities if we expand
eligibility for the band beyond public
safety (as discussed below)? What
technical and licensing conditions
should apply to non-public safety
licensees to ensure interoperable and
interference-free operations? How could
the introduction of non-public safety
operations into the band help foster a
broader interoperable device
marketplace? Should we allow the
marketplace to adopt voluntary
interoperability standards in lieu of
requirements specified in the
Commission’s rules? If so, how could a
voluntary industry standard promote
interoperability between all eligible
users of the band?
4. Public Safety Priority and Preemption
13. An important element of public
safety spectrum use, particularly where
spectrum is shared with non-public
safety users, is ensuring that public
safety will have immediate and reliable
access to spectrum whenever and
wherever it is required for missioncritical operations. We therefore seek
comment on affording public safety
licensees priority access to the 4.9 GHz
band, including the ability to preempt
any non-public safety operations that
may be authorized in the band.
14. The Association of Public-Safety
Communications Officials-International,
Inc. (APCO) states in its 2015 report
that, while it supports an approach to
the band which fosters development in
the commercial sector of ‘‘more cost
effective equipment,’’ any such solution
must afford ‘‘priority and preemption
for public safety users in a shared
environment.’’ We note that there are
other instances where public safety
users are afforded priority network
access and the ability to preempt the
operations of other users in emergency
circumstances. If we open the 4.9 GHz
band to non-public safety users, as
discussed below, we seek comment on
whether public safety priority and
preemption should be elements of any
sharing model we ultimately adopt. We
seek comment on this approach and
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how best to accomplish that goal in the
4.9 GHz band.
15. For instance, we seek comment
below on whether excess capacity
leasing or a dynamic spectrum sharing
system could effectively enable sharing
between public safety and non-public
safety. If so, to what extent and by what
method could these sharing models
ensure priority and preemption for
public safety operations? Are priority
and preemption sufficient tools to
ensure public safety mission-critical
operations access to the band under an
excess capacity or dynamic spectrum
sharing scheme? How would priority
and preemption work under other
spectrum sharing models?
16. If we adopt rules for public safety
priority and preemption, we seek
comment on the types of missioncritical public safety operations that
should have priority over other public
safety as well as non-public safety
operations. Given the wide range of
possible deployments in the 4.9 GHz
band, both geographically and in terms
of type of use, how should public safety
licensees with overlapping operating
areas determine priority and preemption
rights and whether certain deployments
or types of communications should have
priority? For instance, should
emergency mobile deployments at an
incident scene be able to preempt fixed
P–P links that may be operating on a
primary basis? Does the primary status
of a license or deployment have any
bearing on priority and preemption?
How do two overlapping licensees that
both have primary status determine
priority if they seek to use the same
channel at the same time? We seek
comment on how to ensure that
mission-critical communications
maintain consistent priority, no matter
what deployment form they may take.
17. Finally, we seek comment on the
technical feasibility of building priority
and preemption algorithms into 4.9 GHz
networks and equipment to enable
authorized public safety users to obtain
priority and preempt use of the
spectrum if necessary. In contrast to
instances where public safety and nonpublic safety operate on a single shared
network, 4.9 GHz licensees operate on
disparate networks. How does this affect
the availability of priority and
preemption solutions? Is there a
demand in the equipment marketplace
for priority and preemption tools, and if
not, should we require 4.9 GHz band
equipment to include such tools? What
equipment security requirements could
we impose to avoid unauthorized
signaling of priority? What would be the
cost of incorporating priority and
preemption algorithms into equipment?
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C. Fostering Greater Public Safety Use of
the Band
18. Regardless of what eligibility rules
or sharing model we may ultimately
adopt, we anticipate that the future of
this band includes a robust public safety
presence. We tentatively conclude that
a nationwide, coordinated approach to
the management of the spectrum will
not only increase the utility of this band
for public safety, but will also promote
greater public safety use of the band by
providing greater certainty with regards
to the availability of the spectrum and
interference protection. In this section,
we explore ways to make the spectrum
environment more attractive to existing
and future public safety users.
1. Frequency Coordination
19. We seek comment on requiring
formal frequency coordination in the 4.9
GHz band to support interference
protection and increase public safety
confidence in using the band. As noted
above, our rules currently allow
licensees in the 4.9 GHz band to deploy
base stations, mobile units, and
temporary fixed stations anywhere
within the licensee’s jurisdiction
without formal frequency coordination.
Rather, our rules direct licensees to
informally coordinate with other users
in the band by cooperating in ‘‘the
selection and use of channels in order
to reduce interference and make the
most effective use of the authorized
facilities.’’
20. The Commission previously
contemplated frequency coordination as
a means to encourage increased public
safety use of the band. In 2009, the
Commission noted that, ‘‘[w]ithout a
specific coordination procedure in
place, interference issues may arise
between co-primary permanent fixed
stations or other co-primary users of the
band.’’ In the Sixth Further Notice, the
Commission stated that ‘‘neither selfcoordination nor a notice-and-response
coordination procedure is likely to be
sufficient to ensure interference
protection to primary users in a mixed
use environment.’’ APCO argues in its
2015 report that ‘‘new frequency
coordination procedures designed to
improve usage, performance, and
interference protection’’ would increase
interest in the band by the public safety
community and ‘‘provide incentives for
equipment vendors to direct investment
into this market.’’
21. Therefore, in this Eighth Further
Notice, we tentatively conclude that
some form of formal frequency
coordination, whether through a
coordination method discussed in this
subsection and/or a dynamic spectrum
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sharing model as discussed further
below, is necessary to support
interference protection and increase
public safety confidence in using the
band. We seek comment on this
tentative conclusion. Would mandatory
frequency coordination provide
certainty and incentives for public
safety to increase its use of the band?
Would it encourage equipment
manufacturers to invest in developing
new and low cost equipment for the
band? If we adopt frequency
coordination requirements, should they
also apply to applications for nonpublic safety uses, insofar as such uses
are permitted? If so, what criteria should
coordinators apply to ensure that
proposed non-public safety uses will
not interfere with public safety
operations?
22. If we adopt formal frequency
coordination for the 4.9 GHz band, what
type of frequency coordination would
most effectively promote innovative use
of the band while protecting against
interference? In certain spectrum bands
under Part 90, applicants seeking to
license a new frequency or modify
existing facilities must demonstrate that
their application was coordinated by a
Commission-certified frequency
coordinator. The certified frequency
coordinator recommends the most
appropriate frequency for the proposed
operation. Another type of frequency
coordination that does not rely on
certified frequency coordinators is used
for applicants in the fixed microwave
service. Part 101 requires that an
applicant coordinate proposed facilities
with existing licensees and other
applicants whose facilities could be
affected by the new proposal, i.e.,
‘‘notice-and-comment’’ type frequency
coordination. We seek comment on
whether Part 90 type frequency
coordination, Part 101 type frequency
coordination, or a combination of the
two would be best suited for the 4.9
GHz band. Should Part 101 type
coordination apply only to P–P or P–MP
deployments in the 4.9 GHz band since
those deployments are similar to
deployments licensed under Part 101 of
the Commission’s rules, or could it
apply to additional deployments? What
are the costs associated with Part 101
type coordination, including the time
and effort to identify all incumbent
licensees who must be notified, and
how do those costs compare to Part 90type frequency coordination? Do the
benefits of frequency coordination
outweigh any associated costs?
Furthermore, below we seek comment
on a Spectrum Access System (SAS)
managed shared access model to
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facilitate non-public safety use of the
band. Therefore, we seek comment on
whether a SAS model could be used
either in lieu of, or in parallel with,
frequency coordination methods
discussed above.
23. Next, we seek comment on how
formal frequency coordination would
apply to temporary or ad hoc
deployments in the 4.9 GHz band. In
particular, we seek comment on how to
balance the need for public safety
agencies to deploy temporary or ad hoc
operations while protecting licensees
with permanent deployments from
interference. We also seek comment on
what interference standard(s) should be
the basis for any frequency coordination
method adopted for the 4.9 GHz band.
We seek comment on whether to
incorporate the technical standard for
frequency coordination into our rules,
or rely on either an industry-agreed
standard or frequency coordinator
consensus. What should be the process
for permitting Commission review of
any disputes arising from the frequency
coordinator’s actions, and how should
Commission staff resolve such disputes?
24. If we adopt a coordination
approach for the 4.9 GHz band that
requires use of certified frequency
coordinators, what criteria should the
Commission use to certify coordinators?
Should eligibility be limited to
coordinators already approved to
coordinate Public Safety Pool
frequencies, or should it be open to
other parties? Should prospective
coordinators be required to demonstrate
a specific level of technical expertise
with respect to 4.9 GHz operations in
order to be certified?
2. Nationwide Band Manager
25. We seek comment on the concept
of designating a single entity to serve as
a nationwide band manager or licensee
for the 4.9 GHz band. Assigning
spectrum management responsibility to
a single nationwide entity might
simplify the task of developing a
national framework for the band, and
has been supported by some
commenters. However, this approach
would also represent a marked
departure from the approach that we
have applied to the band up to this
point, and it raises a variety of
significant policy, legal, and operational
questions.
26. We seek comment on the concept
of designating a single nationwide band
manager that would be responsible for
developing a nationwide framework for
the band. For example, the Commission
has adopted band manager rules for the
700 MHz Guard Bands, and the Wireless
Telecommunications Bureau has
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permitted certain entities to engage in
band manager activities via waiver
request for the 220 MHz band. What
entities would be appropriate for such a
role in the 4.9 GHz band? How would
the Commission differentiate between
competing proposals to become the
single nationwide band manager? If we
were to pursue a nationwide band
manager approach, we seek comment on
appropriate rules or guidelines to define
how the band manager would be
authorized to select and manage users of
the band. Would a band manager’s
duties be limited to merely developing
a nationwide framework, or would a
band manager take a more active role in
evaluating applications? Would a band
manager decide who can use the
spectrum? Should we impose reporting
requirements on a 4.9 GHz band
manager, and, if so, what should those
reports address and how often should
they be filed with the Commission?
What would be an appropriate level of
compensation for the band manager? If
the Commission moves forward with
dynamic spectrum sharing, could one or
more dynamic spectrum sharing system
administrators assume the role of band
manager, and would such designation
be appropriate?
27. We also seek comment on
establishing a national license for the
4.9 GHz band. If we were to adopt this
approach, what rights and
responsibilities over the band should be
associated with the national license, and
what rights should be reserved for state,
local, tribal, or regional public safety
licensees? As proposed above, we
envision that incumbent licensees in the
band would retain spectrum rights and
would be entitled to protection of their
facilities. Would all other spectrum
rights be invested in the national
licensee? If yes, what obligation should
the national licensee have to ensure
access to the band by sub-national
public safety entities? If we were to
allow public safety and non-public
safety sharing of the band as discussed
further below, would the national
licensee be responsible for management
or oversight of the sharing process?
Finally, if we were to establish a
national license, what process should
we establish for accepting applications
and selecting a licensee? What
qualifications or attributes should be
required to be eligible to apply for the
license? If more than one entity applied
to be the national licensee, how would
the Commission adjudicate between
competing applications?
3. Regional Planning Committees
28. Our current 4.9 GHz licensing
regime is loosely based on a voluntary
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regional planning framework. Section
90.1211(a) of the Commission’s rules
provides that each Regional Planning
Committee (RPC) may submit a plan
with guidelines to be used for sharing
4.9 GHz spectrum within the RPC
region. The rules list elements to be
included in regional plans and provide
instructions for plan modifications.
Although the Commission originally set
a deadline for all RPCs to submit 4.9
GHz regional plans, it subsequently
stayed the deadline and made plan
submission voluntary. To date, only 10
out of 55 RPC regions have submitted
4.9 GHz regional plans.
29. In the Sixth Further Notice, the
Commission stated its belief that RPCs
should play an integral role in shaping
use of the 4.9 GHz band through
regional planning. The Commission
proposed to allow RPCs to submit 4.9
GHz band regional plans, which could
include region-specific technical
guidelines. APCO noted that the Sixth
Report and Order (85 FR 76469)
abandoned these proposals, and in the
latest round of comments, NPSTC and
the American Association of State
Highway and Transportation Officials
(AASHTO) suggest that active RPCs
could serve a valuable role in helping to
manage the 4.9 GHz band in their
regions.
30. As we endeavor to establish a
nationwide spectrum management
framework for the 4.9 GHz band, we
seek comment on whether RPCs should
play a continued or expanded role.
Should we continue to make the filing
of regional plans optional, or should we
require RPCs to file regional plans? In
light of the fact that only 10 of 55 RPCs
have filed voluntary plans, what
resources would RPCs need to ensure
that plans were filed for all regions? If
we were to adopt frequency
coordination requirements for the band
as discussed above, would RPCs have
the technical expertise and resources to
serve as coordinators? To what degree is
regional planning consistent with our
goal of establishing a national
framework for management of the band
that would encourage development of
standardized equipment and promote
interoperability? Should we develop a
standardized template to ensure that all
regional plans are consistent and
support a nationwide approach? Should
we allow RPCs to file alternative
regional plans that vary from a
standardized approach? In the proposal
that it filed in 2013, NPSTC stated that
‘‘a single national plan for 4.9 GHz will
meet most regions’ needs,’’ but ‘‘some
regions will need some different
parameters to better meet needs of users
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in their regions.’’ Is this a viable
approach in today’s environment?
4. Incentivizing Use of Latest
Commercially Available Technologies
31. We seek comment on ways to
incentivize public safety use of the
latest commercially available
technologies, particularly 5G. As a
general matter not limited to any
particular spectrum band, what is the
path for public safety to use 5G? Would
public safety agencies be able to deploy
custom 5G networks themselves, with
the aid of consultants and contractors as
necessary? What commercial 5G
offerings are available to public safety,
and what are the priority and
preemption capabilities of such
solutions? We also seek comment on the
value, utility, and potential of the
commercially available technologies,
such as 5G, to public safety. For
instance, the Public Safety Spectrum
Alliance (PSSA) asserts that 5G
functionality is expected to be the future
of public safety cellular
communications because it will support
new high-speed applications that
leverage rich media, such as augmented
and virtual reality, and video streaming,
while also offering extremely low
latency, allowing true real-time data
streaming and transfer necessary for use
of autonomous vehicles, bomb and
hazardous material detection and
remediation, and mobile video
surveillance capabilities. Nokia states
that ‘‘[n]ew technologies enabled by 5G
can also allow for network slicing that
can provide greater certainty for
enhanced security and other quality of
service metrics that may be required for
public safety incumbent use cases as
well as certain potential . . .
[commercial] use cases.’’ We seek
comment on PSSA’s and Nokia’s views.
What capabilities and applications
could 5G and other advanced
technologies enable for public safety?
We seek comment on any public safety
use cases supported by 5G and other
advanced technologies.
32. In the Sixth Report and Order, the
Commission noted that some countries
have considered, or are considering,
allocating the 4.9 GHz band for 5G, and
noted that successful international
harmonization efforts could provide
further advantages in the availability
and price of equipment, thus potentially
increasing its utility for flexible use. The
Seventh Further Notice of Proposed
Rulemaking (Seventh Further Notice)
(85 FR 76505) specifically sought
comment on whether 5G wireless
operators, among others, could put the
4.9 GHz spectrum to use. Some
commenters support further exploration
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of potential 5G deployments in the 4.9
GHz band. PSSA states that ‘‘as
spectrum falling within the mid-band,
4.9 GHz is significantly better suited
[than the 700 MHz band public safety
broadband spectrum] to offer 5G
capabilities.’’ We seek comment on the
potential for the 4.9 GHz band to
support applications enabled by 5G
technology, including but not limited to
the examples suggested by PSSA and
Nokia. Is development of 5G in the band
technically feasible, and what are the
potential benefits and costs of such
development? Could the technical
capabilities of 5G technology promote
more intense use of the 4.9 GHz band
by public safety entities? In the context
of our objectives to establish a national
framework that ensures public safety
priority, how can we create conditions
in the 4.9 GHz band that will encourage
deployment of 5G and subsequent
innovative technologies? As in other
spectrum bands, our strong preference is
to adhere to a technology-neutral policy
for the band and strive for operational
flexibility. Do any of the existing 4.9
GHz rules in part 90 (i.e., subpart Y)
impede or discourage 5G deployments?
33. We also seek comment on
commercial interest in the 4.9 GHz band
for 5G, whether for public safety
offerings, for non-public safety, or a
sharing combination. Could commercial
5G providers and operators put 4.9 GHz
spectrum to use? Could 5G technology
also enhance opportunities for shared
public safety and non-public safety use
of the band? If so, how?
5. Other Technical Options
34. Although we seek comment above
on certain prominent proposals from the
Sixth Further Notice, the Commission
proposed several other technical rule
changes to increase utilization of the 4.9
GHz band. We incorporate these
proposals by reference. In particular, the
Commission proposed to (1) expand the
channel aggregation bandwidth limit
from 20 to 40 megahertz; (2) accord
primary status for all P–P and P–MP
links on Channels 14–18 of the band
plan; (3) limit temporary P–P operation
to thirty days maximum over a given
path over a one-year period; (4) raise the
minimum antenna gain for P–P
antennas to 26 dBi; (5) require all 4.9
GHz geographic licensees to place at
least one base or temporary fixed station
in operation within 12 months of
license grant; (6) reduce the
construction period for fixed P–P
stations from 18 months to 12 months;
and (7) allow manned aeronautical
mobile, not including unmanned
aeronautical systems (UAS), and robotic
use in the lowest five megahertz of the
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band with altitude and other technical
limitations. The Commission also
sought comment on how to encourage
voluntary implementation of technical
standards for the band and on power
limits and emission masks. We seek
comment on these proposals and open
issues, and seek comment on whether
we should include any of them going
forward as part of our proposed national
framework.
D. Facilitating Non-Public Safety Access
to the Band
35. While we emphasize the
importance of public safety operations
in the 4.9 GHz band, we also recognize
that introducing non-public safety
operations in the band may help to
foster innovation and drive down
equipment costs, thereby making more
intensive public safety use of the
spectrum a possibility. To that end, we
seek comment on expanding use of the
band to non-public safety entities,
subject to appropriate safeguards to
protect public safety operations. We also
seek comment on ensuring a cohesive
and predictable shared spectrum
landscape that would also allow for
planning and investing in the band by
public safety and non-public safety
users alike.
36. In this Eighth Further Notice, we
seek comment on whether and how to
allow non-public safety entities access
to the 4.9 GHz band for non-public
safety operations, with particular
emphasis on expanding use of the band
under a nationwide framework. We seek
comment on whether it is in the public
interest to open the band to non-public
safety uses, and under what terms. We
seek comment on whether such a policy
has the potential to not only promote
efficient use of valuable mid-band
spectrum, something which we have
recognized repeatedly is in the public
interest, but also to reduce equipment
costs and spur innovation, which will
benefit public safety users as well. We
also seek comment on any costs public
safety may incur if the band is shared
with other users, such as in the need to
replace equipment or modify usage.
Would use of the band by non-public
safety entities make it less reliable for
public safety agencies that use the band
for critical safety of life
communications? If so, how can we
address these concerns?
37. If we decide to allow non-public
safety use of the 4.9 GHz band, we seek
comment on how best to do so. Given
that all public safety licenses issued for
the 4.9 GHz band to date allow full
access to its entire 50 megahertz and the
public safety operations that it hosts are
of critical importance, we recognize that
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any sharing regime will be complex.
During earlier stages of this proceeding,
several stakeholders put forth proposals
to permit non-public safety use of the
band, some of which have received
qualified support from public safety
stakeholders.
38. As part of these different potential
non-public safety use frameworks, we
seek comment on the types of nonpublic safety operations which should
be permitted, and the types of entities
that should be eligible for access.
Should we allow all types of
commercial use, but limit the types of
users? For example, the Commission has
previously recognized that railroad,
power, and petroleum entities use radio
communications ‘‘as a critical tool for
responding to emergencies that could
impact hundreds or even thousands of
people.’’ Therefore, we seek comment
on whether critical infrastructure (CII)
eligible entities should be permitted
access to the band in a way distinct
from other classes of non-public safety
users. We also seek comment on
whether shared CII access to the band
will sufficiently increase use of the band
nationwide to encourage innovation and
impact equipment costs.
39. We seek comment on these
possible alternatives, in particular on
the interplay of different elements of the
possible approaches to improve access
to the band and facilitate non-public
safety use. In other words, these
components should not be viewed as
mutually exclusive and, indeed, any
comprehensive framework that we may
adopt will likely include elements of
multiple access models and licensing
approaches discussed below.
Commenters that support opening the
band for non-public safety applications
are encouraged to submit detailed
proposals—including cost-benefit
analyses—on these issues, incorporating
elements of different options discussed
below and explaining why they are
preferable to alternatives.
1. Shared Access Models
40. We seek comment below on
possible sharing mechanisms, nonpublic safety licensing approaches, and
leasing regimes that could be used to
provide shared access to the band for
non-public safety users while
protecting—and, potentially,
improving—critical public safety
operations. These options are not
exclusive of one another (e.g., excess
capacity leasing could be combined
with a dynamic sharing mechanism)
and commenters are encouraged to
submit detailed proposals addressing
how a comprehensive sharing regime
could be implemented.
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a. Excess Capacity Leasing
41. One potential means of sharing
the band between public safety and nonpublic safety users involves leasing of
excess capacity on public safety
networks to non-public safety users. For
example, a public safety licensee which
has constructed a network of fixed sites
for its operations, but only uses that
network in emergencies, could lease the
use of that network when no such
emergency is occurring. Alternatively, a
public safety licensee could work with
a commercial wireless operator to
construct a dual-use system pursuant to
its license. Are such excess capacity
leasing arrangements feasible for this
band and, if so, could they provide
potential benefits to public safety
licensees? Could such leasing
arrangements facilitate more robust
deployment of 4.9 GHz public safety
networks? What types of non-public
safety entities would be interested in
leasing excess capacity from public
safety licensees? Commenters that
support excess capacity leasing should
address the specific costs and benefits of
such a regime, giving particular
consideration to the non-exclusive
nature of the public safety licenses in
this band, the current and potential
future coordination mechanisms
discussed herein, and the wide range of
different uses this band hosts.
42. If we choose to implement an
excess capacity leasing regime, we seek
comment on how that regime should be
implemented and how the rights of
public safety and non-public safety
entities should be managed. Given the
importance of public safety operations
in the band, should we ensure priority
and preemption for such operations visa`-vis non-public safety lessees? If so,
how can we best do so? What specific
rule-based mechanisms should we
implement to ensure a consistent and
publicly accountable leasing system?
How should we address the overlapping
rights of different public safety licensees
in the band to ensure a stable and
predictable spectrum environment for
public safety operations? If we designate
a single nationwide band manager, as
discussed above, could that entity have
a role in facilitating leased access to
excess capacity on public safety
networks? Alternatively, could these
issues be addressed by utilizing a SAS,
as discussed below? Specifically, could
a SAS be used to manage leases and
coordinate access for lessors and
lessees? How would such a system work
within the Commission’s existing
leasing rules?
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b. Spectrum Access System (SAS)
Managed Shared Access
43. In the Seventh Further Notice, the
Commission sought comment on
whether a dynamic spectrum access
system could be used to facilitate nonpublic safety use of the band alongside
public safety access. The Commission
noted that such opportunistic use of
spectrum is permitted in several other
spectrum bands using a variety of
different automatic sharing systems that
rely on databases to ensure protection of
other users. We expand on the
Commission’s earlier inquiry and seek
comment on whether a dynamic
frequency coordinator—such as the SAS
used to coordinate access to the Citizens
Broadband Radio Service in the 3.55–
3.7 GHz band (3.5 GHz band)—could be
used to facilitate sharing between public
safety and non-public safety users.
44. In the 3.5 GHz band, SASs
currently are used to protect several
types of incumbent operations—
including critical Department of Defense
radar systems, fixed satellite service
earth stations, and incumbent terrestrial
wireless licensees—as well as two tiers
of users in the Citizens Broadband
Radio Service. A similar system could
be used to protect public safety
operations in the 4.9 GHz band. Would
a SAS be the most appropriate system
to coordinate dynamic spectrum sharing
in this band? Or would another model,
like the Automatic Frequency
Coordination system in the 6 GHz band,
be more appropriate? For either system,
what, if any, modifications would be
necessary to address the unique needs
of public safety users in the 4.9 GHz
band? What would be the costs
associated with such a system, both its
setup and its implementation going
forward, and how would those costs
compare to the cost of traditional Part
90 frequency coordination? Who would
be responsible for those costs? Should
the Commission maintain the system, or
should it contract the responsibility to
a third-party?
45. If we implement a SAS-based
authorization model in the band, we
seek comment on how best to use the
unique capabilities of the SASs to
protect public safety users, authorize
non-public safety operations, and
mitigate potential interference between
and among various tiers of users in the
band. Most importantly, could a SAS
protect public safety operations—
including possible operations over
potential nationwide interoperability
spectrum—while providing meaningful
access to the band for non-public safety
users? We also seek comment on how
implementing dynamic spectrum
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sharing in this band would impact
public safety confidence in the band,
particularly given the efforts discussed
above to increase the visibility of public
safety deployments in the band in order
to enable protection and clear access
rights.
46. We also seek comment on how
public safety licensees could best be
incorporated into a SAS-driven dynamic
spectrum sharing regime while
protecting the rights of public safety
users and ensuring an interference-free
operating environment. Specifically,
should public safety licensees be
required to inform the SAS of their
operations, with the system protecting
these operations by only permitting
non-public safety use of other
frequencies in the band? Or should the
SAS also be responsible for assigning
frequencies to public safety operations
based on their needs? If the latter, to
what extent and by what method should
the SAS ensure priority and preemption
for public safety operations? Should the
SAS treat future public safety
deployments differently than preexisting deployments? Is a SAS
managed model consistent with our
earlier tentative conclusion that
frequency coordination is in the public
interest for this band? What, if any,
requirements should we put in place to
protect non-public safety operations
from one another?
47. We note that the feasibility of
dynamic sharing could depend on
factors such as how intensely
incumbents are currently using the
spectrum, the types of existing services
these incumbents are using (e.g., mobile
vs. fixed), and the ability of dynamic
sharing systems to register, detect, and
coordinate existing systems. We seek
comment on these and other
characteristics in the 4.9 GHz band that
would affect dynamic sharing, whether
a dynamic spectrum sharing model is
appropriate for this band, and, if so,
what type of dynamic sharing is most
appropriate. Commenters should also
discuss the impacts of the different
possible changes to the band that the
Commission is considering as part of its
efforts to standardize public safety
operations and ensure greater visibility
into deployments in order to provide
greater protections for those operations,
such as coordination requirements and
a licensing database. How could a
dynamic spectrum access system take
advantage of those efforts?
48. Finally, we seek comment on
whether to segment the 4.9 GHz band to
enable non-public safety uses while also
protecting public safety operations.
Would combining such a segmentation
of the band with a dynamic spectrum
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sharing system enable reliable spectrum
access both for public safety operators
and for non-public safety users, while
also ensuring efficient use of spectrum
that public safety is not actively using?
For example, could we reserve some
portion of the band for public safety use
on a primary basis, and only permit
non-public safety use of this portion via
a dynamic spectrum sharing system,
while making the remainder of the band
available for non-public safety access?
Could we grant public safety licensees
some form of preemption rights, which
would allow public safety access to the
entire 4.9 GHz band in the case of an
emergency, but limit public safety
access to only a portion of the band at
other times? If we do segment the band,
should we require devices to be
operable across the entire 4.9 GHz band,
as we did in the 3.5 GHz band? Would
segmenting the band—coupled with a
band wide operability requirement—
help to spur innovations in the
equipment marketplace in the band to
the benefit of public safety users?
c. Manual and Technical Sharing
49. Given the non-exclusive nature of
4.9 GHz band licenses, we seek
comment on whether alternative
methods of sharing are preferable to
dynamic sharing. Would implementing
licensing and technical rules be
sufficient to enable non-public safety
use without causing harmful
interference to those public safety
operations that would remain in the
band? For example, we could require
sensing capabilities for non-public
safety equipment, or limit emissions to
levels below that which could cause
harmful interference to public safety
operations. What would be the
necessary requirements to allow for
purely technical protection measures?
Would such limitations prevent the
other benefits of opening this band to
non-public safety use, such as fostering
innovation and lowering equipment
costs, from being realized? Such rules
could be different for urban or rural
areas, in recognition of the different
uses of the band in those locations, as
discussed above.
50. We seek comment on whether a
frequency coordination requirement
imposed on public safety operations, as
discussed above, would enable similar
requirements to be placed on non-public
safety operations and thereby enable
shared access. What requirements
would we need to impose on non-public
safety operations to enable full
protection for public safety users, and
what information would coordinators
need from non-public safety operations
to ensure such protection? Would we
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require non-public safety operators to
modify their systems based on new
public safety deployments, or only to
protect incumbents at the time they
deploy? What, if any, requirements
should we put in place to protect nonpublic safety operations from one
another?
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2. Licensing Non-Public Safety
Operations
51. In the event we determine that
allowing non-public safety operations in
the 4.9 GHz band is in the public
interest, we will have to decide on the
appropriate framework under which to
authorize such operations. Below, we
seek comment on a number of different
licensing regimes which could be
combined with one another and with
the sharing regimes discussed above to
create a comprehensive, nationwide
framework for non-public safety
operations in the band.
a. Non-Exclusive Licensed Access
52. We seek comment on allowing
non-public safety users to access the
band on a licensed, non-exclusive basis.
Methods that have been used in other
bands include: (1) Traditional site-based
Part 90 secondary licensing, such as in
the PLMR bands; (2) the ‘‘license light’’
licensing model used in the 3650–3700
MHz Service prior to its incorporation
into the Citizens Broadband Radio
Service; and (3) the licensed-by-rule
General Authorized Access (GAA) tier
of the Citizens Broadband Radio
Service. Such approaches have been
successfully used to make spectrum
available to a wide variety of operators
with relatively low barriers to entry visa`-vis exclusive licensing models. Would
a non-exclusive licensing approach be
well-suited to the 4.9 GHz band? Could
such an approach facilitate significant
non-public safety use in the band while
protecting important public safety
operations? How should the system treat
future public safety deployments, as
opposed to incumbents? Could a nonexclusive licensing approach help to
promote technological innovation in the
band, including the equipment
marketplace, to the benefit of public
safety and non-public safety users?
Commenters that support implementing
a non-exclusive licensing model for
non-public safety users in the band are
encouraged to provide detailed
proposals, including details on any
sharing or authorization mechanism
needed to facilitate such an approach.
b. Granting Exclusive Use Licenses
53. While exclusive use licenses are
often the preferred method of allocating
spectrum to commercial use, given the
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non-exclusive nature of existing public
safety licenses, the ongoing importance
of public safety operations in the band,
and the fact that nearly all of the U.S.
is covered by at least one public safety
license, assigning such licenses in the
4.9 GHz band may prove to be a
challenge. But exclusive use licenses
offer several important benefits, and, as
such we seek comment on a variety of
ways that exclusive use licenses could
be utilized to facilitate non-public safety
use in this band.
54. Would exclusive use licenses
potentially increase current and future
licensees’ willingness to invest heavily
in the band? Exclusive use licenses may
be subject to mutually exclusive
applications, which would be resolved
by competitive bidding. Would this
increase the likelihood that new
licensees will be those entities that are
most highly motivated to invest in the
band? The Commission’s competitive
bidding systems generally facilitate the
aggregation of licenses when it is
economically efficient to do so. Would
this make it more likely that licensees
aggregating licenses in competitive
bidding will invest in developing and
deploying networks in this band? Given
these potential benefits, we seek
comment on whether this band is wellsuited to exclusive use licensing and, if
so, how to achieve it.
55. Overlay Licensing. Overlay
licenses would grant new non-public
safety entrants the right to use the band
in ways that would not cause harmful
interference to public safety users at any
given time, but would be exclusive as to
other non-public safety users. Such a
licensing framework could be combined
with different access models—including
spectrum manager models, competitive
bidding, and dynamic database-driven
sharing models—and could be coupled
with relocation or re-banding of some
existing operations to increase the
amount of spectrum available to the
overlay licensee. This approach could
provide the flexibility to allow new nonpublic safety operations in the band
while safeguarding public safety users.
56. We seek comment on whether we
should utilize overlay licenses to
facilitate non-public safety use of the 4.9
GHz band. We also seek comment on
how to assign such licenses and how to
structure the rules governing them. How
would an overlay license work in
concert with potential new technical,
interoperability, and coordination rules
for public safety licensees that we seek
comment on here? What technical or
coordination rules would be required
for non-public safety operations, as
distinct from those required of public
safety licensees? How would overlay
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licenses work with potential future
public safety operations, as opposed to
incumbents?
57. We also seek comment on the
impact of this approach on use of the
band. Would other users of the band
spur innovation and expand the type,
and lower the price, of 4.9 GHz
equipment available to public safety
entities? What types of entities should
be eligible for overlay licenses? Would
overlay licenses provide new licensees
with sufficient spectrum access to
justify investment in equipment and
broadband and mobile applications? If
more spectrum access than is currently
available is needed to motivate
investment, can overlay licensees
reasonably expect to obtain sufficient
spectrum access by negotiation with
incumbents? What conditions would be
necessary for such negotiations to be
successful? Is it possible that such
access negotiations would both provide
new overlay licensees with sufficient
and reliable bandwidth while
maintaining current incumbent
operations? We seek comment on any
other considerations regarding the use
of overlay licensing for the 4.9 GHz
band.
58. Exclusive Use Licenses for
Specified Frequencies. We seek
comment on whether licenses providing
exclusive use of specified frequencies,
e.g., designated channels, would be
more beneficial for the 4.9 GHz band
than overlay licenses. Depending on the
use of the band by underlying
incumbent licensees, overlay licenses
may not enable the use of uniform
frequencies across geographic areas by
new licensees. However, enabling the
exclusive use of uniform frequencies
likely would require any incumbent
public safety operations using the
frequencies to cease. We seek comment
on possible mechanisms for relocation
or repacking of such operations. We
seek comment below on the use of an
incentive auction model to enable this
effort. But we similarly seek comment
on any alternatives to relocate or repack
public safety incumbents as needed.
59. What are the benefits and costs to
this approach and how could it be
implemented? How would licensing
specified frequencies for exclusive use
work in concert with other proposals to
increase use of the band, such as the
new technical and coordination rules
for public safety operations or dynamic
spectrum sharing, and which would it
rule out?
c. Unlicensed Access
60. Unlicensed access allows a wide
range of different users the ability to
access spectrum, especially in rural or
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underserved areas and often at lower
price points than through licensed
services. This framework permits users
to support innovative use cases and
applications that can be tailored for
each area, especially through Wi-Fi,
Bluetooth, and other widely used
technologies. Because the Commission
permits unlicensed operations on a
variety of spectrum bands, users are able
to both match available capacity to their
spectrum needs and choose the band(s)
that are best suited to their particular
coverage requirements. The Commission
previously sought comment on
unlicensed operations in this band. We
recognize that both the demand for
unlicensed spectrum and the unlicensed
spectrum landscape have continued to
evolve. We seek updated information on
the potential use of the 4.9 GHz band for
unlicensed access. To what extent is the
band desirable for such use, given the
presence of public safety incumbents
and amount of spectrum available?
What use cases could the 4.9 GHz band
host? Is this band suitable to provide the
types of applications users are
demanding in terms of capacity and
coverage requirements? Are there
particular unlicensed applications and
protocols that are well-suited for the 4.9
GHz band? We seek comment below on
possible sharing mechanisms, which
could operate in concert with
unlicensed use, but what technical or
licensing rules would be required in
order to enable such use, regardless of
sharing mechanism?
3. Other Considerations
61. Technical Flexibility. In the
context of establishing a nationwide
approach, we also seek comment on the
feasibility of implementing different
technical rules (e.g., maximum power
levels) for the band to account for
different public safety and non-public
safety needs in different scenarios. We
note that the record in this proceeding
indicates that there may be varying use
cases and opportunities for use in a
nationwide framework. For example,
public safety usage of the band is greater
in urban areas than rural ones. At the
same time, there may be differences in
non-public safety use of this band in
rural areas, particularly to accommodate
wireless broadband. Would it be in the
public interest to adopt flexibility in the
technical rules for the 4.9 GHz band to
accommodate these different needs,
consistent with our decision to pursue
an integrated, nationwide approach to
the band? For example, in other
proceedings we have adopted different
power levels for urban and rural
deployments. Should we take a similar
approach here as part of a nationwide
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framework? Would this approach help
foster efficient use, encourage
innovation, and improve the equipment
marketplace for the band? How would
we define the different areas within our
nationwide framework, and how would
we ensure these definitions remain upto-date as use of the band evolves?
62. Incentive Auction. In addition to
its standard authority to conduct
competitive bidding to assign licenses,
the Commission has statutory authority
to conduct incentive auctions, in which
it offers incumbent licensees a share of
the proceeds from the auction of new
licenses made available by the
incumbents relinquishing their
spectrum usage rights. Should the
Commission consider an incentive
auction to encourage public safety
licensees to relocate their operations (or
modify them in some way to reduce the
amount of spectrum they require) in
order to enable greater non-public safety
use of the band? How would we
structure an incentive auction within
the Commission’s existing statutory
authority that would result in enough
clear spectrum to attract new licensees
and serve the public interest? What
alternate options are available to public
safety licensees which accept incentive
auction payments? Would the current
4.9 GHz licensees, many of which are
governmental entities, be legally or
practically equipped to participate in
the reverse phase of an incentive
auction? Would their incentives align
with the public interest? How would we
have to modify our incentive auction
structure here, given the non-exclusive
rights of the current licensees? Should
any incumbent public safety licensees
choosing not to participate in the
incentive auction be required to be
repacked into a portion of the band or
otherwise modify their operations to
enable coexistence with new non-public
safety licensees? What is the likelihood
that enough existing licensees would be
willing to relinquish their spectrum
usage rights so that the Commission
then could offer enough new licenses to
stimulate investment in the band?
63. Digital Equity and Inclusion.
Finally, the Commission, as part of its
continuing effort to advance digital
equity for all, including people of color,
persons with disabilities, persons who
live in rural or Tribal areas, and others
who are or have been historically
underserved, marginalized, or adversely
affected by persistent poverty or
inequality, invites comment on any
equity-related considerations and
benefits (if any) that may be associated
with the proposals and issues discussed
herein. Specifically, we seek comment
on how our proposals may promote or
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inhibit advances in diversity, equity,
inclusion, and accessibility, as well the
scope of the Commission’s relevant legal
authority.
II. Procedural Matters
Paperwork Reduction Act
64. This Eighth Further Notice of
Proposed Rulemaking may contain new
or modified information collection(s)
subject to the Paperwork Reduction Act
of 1995. If the Commission adopts any
new or modified information collection
requirements, they will be submitted to
the Office of Management and Budget
(OMB) for review under section 3507(d)
of the PRA. OMB, the general public,
and other federal agencies will be
invited to comment on the new or
modified information collection
requirements contained in this
proceeding. In addition, pursuant to the
Small Business Paperwork Relief Act of
2002, we seek specific comment on how
we might ‘‘further reduce the
information collection burden for small
business concerns with fewer than 25
employees.’’
Regulatory Flexibility Act
65. The Regulatory Flexibility Act of
1980, as amended (RFA), requires that
an agency prepare a regulatory
flexibility analysis for notice and
comment rulemakings, unless the
agency certifies that ‘‘the rule will not,
if promulgated, have a significant
economic impact on a substantial
number of small entities.’’ Accordingly,
the Commission has prepared an Initial
Regulatory Flexibility Analysis (IRFA)
concerning potential rule and policy
changes contained in the Eighth Further
Notice of Proposed Rulemaking. The
IRFA is contained in Appendix C in the
Eighth Further Notice of Proposed
Rulemaking.
Ex Parte Rules
66. This proceeding shall be treated as
a ‘‘permit-but-disclose’’ proceeding in
accordance with the Commission’s ex
parte rules. Persons making ex parte
presentations must file a copy of any
written presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must: (1) List all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made; and (2)
summarize all data presented and
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arguments made during the
presentation.
67. If the presentation consisted in
whole or in part of the presentation of
data or arguments already reflected in
the presenter’s written comments,
memoranda, or other filings in the
proceeding, the presenter may provide
citations to such data or arguments in
his or her prior comments, memoranda,
or other filings (specifying the relevant
page and/or paragraph numbers where
such data or arguments can be found) in
lieu of summarizing them in the
memorandum. Documents shown or
given to Commission staff during ex
parte meetings are deemed to be written
ex parte presentations and must be filed
consistent with § 1.1206(b) of the
Commission’s rules. In proceedings
governed by § 1.49(f) of the rules or for
which the Commission has made
available a method of electronic filing,
written ex parte presentations and
memoranda summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
III. Initial Regulatory Flexibility
Analysis
68. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission has prepared
this Initial Regulatory Flexibility
Analysis (IRFA) of the possible
significant economic impact on a
substantial number of small entities by
the policies and rules proposed in the
Eighth Further Notice of Proposed
Rulemaking (Eighth Further Notice).
Written public comments are requested
on this IRFA. Comments must be
identified as responses to the IRFA and
must be filed by the deadlines for
comments as specified in the Eighth
Further Notice. The Commission will
send a copy of the Eighth Further
Notice, including this IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration (SBA). In
addition, the Eighth Further Notice and
IRFA (or summaries thereof) will be
published in the Federal Register.
A. Need for, and Objectives of, the
Proposed Rules
69. In the Eighth Further Notice, we
seek comment on a nationwide
framework to encourage greater use and
improved spectrum efficiency of the
4940–4990 MHz (4.9 GHz) band. We
seek comment to implement changes to
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our policies and regulations that
promote optimal use, innovation, and
investment. The Fifth Further Notice of
Proposed Rulemaking (77 FR 45558)
and Sixth Further Notice of Proposed
Rulemaking in this proceeding enabled
the Commission to develop a record on
several issues, including 4.9 GHz
coordination, eligibility, licensing, band
plan, power and antenna gain,
aeronautical mobile use, and standards.
The Sixth Report and Order and
Seventh Further Notice of Proposed
Rulemaking, however, sought to
establish a new framework to expand
access to the band by providing states
the opportunity to lease 4.9 GHz band
spectrum to commercial entities, critical
infrastructure industry, including
electric utilities, and other stakeholders.
In addition, the Seventh Further Notice
sought comment on new state-based
licensing regime for public safety
operations in the 4.9 GHz band,
including a centralized structure of state
oversight and coordination of public
safety operations in the band.
70. In the Eighth Further Notice, we
revisit the structure of the 4.9 GHz band
to promote public safety use and
encourage a robust market for
equipment. Specifically, we focus on
establishing a nationwide framework
that will avoid breaking up the 4.9 GHz
band into a patchwork of state leases.
We believe that a nationwide approach
will promote robust equipment market,
lower costs, and increase the likelihood
of interoperable communications and
consistent interference protection. To
achieve this vision, we seek comment
on establishing a database with
consistent and reliable information
about what spectrum is available where
or how it is being used—providing
certainty and predictability to plan and
invest in 4.9 GHz deployments. Further,
we seek comment on certain prominent
proposals from the Sixth Further Notice,
such Universal Licensing System (ULS)
information submissions, non-public
safety access, dynamic spectrum
sharing, and frequency coordination in
the 4.9 GHz band, as well as on several
other Commission proposals involving
technical rule changes to increase
utilization of the 4.9 GHz band and we
incorporate these proposals by reference
into the Eighth Further Notice. We
believe that by implementing a
nationwide framework that reflects
public safety input, we can ensure that
public safety continues to be prioritized
in the band while opening up the band
to additional uses that will facilitate
increased usage and encourage a more
robust market for equipment and greater
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innovation, and at the same time protect
against harmful interference.
B. Legal Basis
71. The proposed action is authorized
pursuant to Sections 1, 4(i), 4(j), 4(o),
301, 303(b), 303(g), 303(r), 316, 332, and
403 of the Communications Act of 1934,
as amended, 47 U.S.C. 151, 154(i),
154(j), 154(o), 301, 303(b), 303(g), 303(r),
316, 332, and 403.
C. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules Will Apply
72. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules and policies, if
adopted. The RFA generally defines the
term ‘‘small entity’’ as having the same
meaning as the terms ‘‘small business,’’
‘‘small organization,’’ and ‘‘small
governmental jurisdiction.’’ In addition,
the term ‘‘small business’’ has the same
meaning as the term ‘‘small business
concern’’ under the Small Business Act.
A ‘‘small business concern’’ is one
which: (1) Is independently owned and
operated; (2) is not dominant in its field
of operation; and (3) satisfies any
additional criteria established by the
SBA.
73. Small Businesses, Small
Organizations, Small Governmental
Jurisdictions. Our actions, over time,
may affect small entities that are not
easily categorized at present. We
therefore describe here, at the outset,
three broad groups of small entities that
could be directly affected herein. First,
while there are industry specific size
standards for small businesses that are
used in the regulatory flexibility
analysis, according to data from the
SBA’s Office of Advocacy, in general a
small business is an independent
business having fewer than 500
employees. These types of small
businesses represent 99.9% of all
businesses in the United States which
translates to 30.7 million businesses.
74. Next, the type of small entity
described as a ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field.’’ The Internal Revenue Service
(IRS) uses a revenue benchmark of
$50,000 or less to delineate its annual
electronic filing requirements for small
exempt organizations. Nationwide, for
tax year 2018, there were approximately
571,709 small exempt organizations in
the U.S. reporting revenues of $50,000
or less according to the registration and
tax data for exempt organizations
available from the IRS.
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75. Finally, the small entity described
as a ‘‘small governmental jurisdiction’’
is defined generally as ‘‘governments of
cities, counties, towns, townships,
villages, school districts, or special
districts, with a population of less than
fifty thousand.’’ U.S. Census Bureau
data from the 2017 Census of
Governments indicate that there were
90,075 local governmental jurisdictions
consisting of general purpose
governments and special purpose
governments in the United States. Of
this number there were 36,931 general
purpose governments (county,
municipal and town or township) with
populations of less than 50,000 and
12,040 special purpose governments—
independent school districts with
enrollment populations of less than
50,000. Accordingly, based on the 2017
U.S. Census of Governments data, we
estimate that at least 48,971 entities fall
into the category of ‘‘small
governmental jurisdictions.’’
76. Private Land Mobile Radio
Licensees. Private land mobile radio
(PLMR) systems serve an essential role
in a vast range of industrial, business,
land transportation, and public safety
activities. Companies of all sizes
operating in all U.S. business categories
use these radios. Because of the vast
array of PLMR users, the Commission
has not developed a small business size
standard specifically applicable to
PLMR users. The closest applicable SBA
category is Wireless
Telecommunications Carriers (except
Satellite) which encompasses business
entities engaged in radiotelephone
communications. The appropriate size
standard for this category under SBA
rules is that such a business is small if
it has 1,500 or fewer employees. For this
industry, U.S. Census Bureau data for
2012 shows that there were 967 firms
that operated for the entire year. Of this
total, 955 firms had employment of 999
or fewer employees and 12 had
employment of 1,000 employees or
more. Thus under this category and the
associated size standard, the
Commission estimates that the majority
of PLMR licensees are small entities.
77. According to the Commission’s
records, a total of approximately
393,490 licenses comprise PLMR users.
Of this number there are a total of 3,541
PLMR licenses in the 4.9 GHz band. The
Commission does not require PLMR
licensees to disclose information about
number of employees, and does not
have information that could be used to
determine how many PLMR licensees
constitute small entities under this
definition. The Commission however
believes that a substantial number of
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PLMR licensees may be small entities
despite the lack of specific information.
78. Frequency Coordinators. Neither
the Commission nor the SBA has
developed a small business size
standard specifically applicable to
spectrum frequency coordinators. The
closest applicable SBA category is
Business Associations which comprises
establishments primarily engaged in
promoting the business interests of their
members. The SBA has developed a
small business size standard for
‘‘Business Associations,’’ which consists
of all such firms with gross annual
receipts of $7.5 million or less. For this
category, U.S. Census Bureau data for
2012 shows that there were 14,996 firms
that operated for the entire year. Of
these firms, a total of 14,229 had gross
annual receipts of less than $5 million
and 396 firms had gross annual receipts
of $5 million to $9,999,999.
79. There are 13 entities certified to
perform frequency coordination
functions under Part 90 of the
Commission’s rules. According to U. S.
Census Bureau data approximately 95%
of business associations have gross
annual receipts of $7.5 million or less
and would be classified as small
entities. The Business Associations
category is very broad however, and
does not include specific figures for
firms that are engaged in frequency
coordination. Thus, the Commission is
unable to ascertain exactly how many of
the frequency coordinators are classified
as small entities under the SBA size
standard. Therefore, for purposes of this
IRFA under the associated SBA size
standard, the Commission estimates that
a majority of the 13 FCC-certified
frequency coordinators are small.
80. Regional Planning Committees.
Neither the Commission nor the SBA
has developed a small business size
standard specifically applicable to
Regional Planning Committees (RPCs)
and the National Regional Planning
Council (NRPC). As described by the
NRPC, ‘‘[NRPC] is an advocacy body
formed in 2007 that supports public
safety communications spectrum
management by [the RPCs] in the 700
MHz and 800 MHz NPSPAC public
safety spectrum as required by the
Federal Communications Commission.’’
The NRPC states that RPCs ‘‘consist of
public safety volunteer spectrum
planners and members that dedicate
their time, in addition to the time spent
in their regular positions, to coordinate
spectrum efficiently and effectively for
the purpose of making it available to
public safety agency applicants in their
respective region.’’ According to
Commission data, there are 55 RPCs.
The Commission has not developed a
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small business size standard specifically
applicable to RPCs and the NRPC. The
closest applicable industry with a SBA
small business size standard is Wireless
Telecommunications Carriers (except
Satellite) which encompasses business
entities engaged in radiotelephone
communications. Under the SBA small
business size standard, a business
employing no more than 1,500 persons
is considered small. For this industry,
U.S. Census Bureau data for 2012 shows
that there were 967 firms that operated
for the entire year. Of this total, 955
firms had employment of 999 or fewer
employees and 12 had employment of
1,000 employees or more. Thus using
the SBA size standard, we estimate that
all of the RPCs and the NRPC can be
considered small.
81. Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing. This industry comprises
establishments primarily engaged in
manufacturing radio and television
broadcast and wireless communications
equipment. Examples of products made
by these establishments are:
Transmitting and receiving antennas,
cable television equipment, GPS
equipment, pagers, cellular phones,
mobile communications equipment, and
radio and television studio and
broadcasting equipment. The SBA has
established a small business size
standard for this industry of 1,250
employees or less. U.S. Census Bureau
data for 2012 show that 841
establishments operated in this industry
in that year. Of that number, 828
establishments operated with fewer than
1,000 employees, 7 establishments
operated with between 1,000 and 2,499
employees and 6 establishments
operated with 2,500 or more employees.
Based on this data, we conclude that a
majority of manufacturers in this
industry are small.
82. Wireless Telecommunications
Carriers (except Satellite). This industry
comprises establishments engaged in
operating and maintaining switching
and transmission facilities to provide
communications via the airwaves.
Establishments in this industry have
spectrum licenses and provide services
using that spectrum, such as cellular
services, paging services, wireless
internet access, and wireless video
services. The appropriate size standard
under SBA rules is that such a business
is small if it has 1,500 or fewer
employees. For this industry, U.S.
Census Bureau data for 2012 show that
there were 967 firms that operated for
the entire year. Of this total, 955 firms
employed fewer than 1,000 employees
and 12 firms employed of 1,000
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frequency coordination in the 4.9 GHz
band to support interference protection
and increase public safety confidence to
use the band. If formal frequency
coordination is adopted, we have
requested comment on the criteria and
type of certification the Commission
D. Description of Projected Reporting,
should use to certify coordinators which
Recordkeeping, and Other Compliance
may impose reporting and
Requirements for Small Entities
recordkeeping obligations. The selected
83. The nationwide framework
frequency coordinators could be subject
described in the Eighth Further Notice
reporting recordkeeping obligations
may impose new or additional reporting associated with coordination for the 4.9
or recordkeeping and/or other
GHz band. Additionally, licensees could
compliance obligations on small
be subject to requirements to submit
entities, if adopted. The reporting or
information to frequency coordinators
recordkeeping and/or other compliance
and subject to compliance costs
obligations generally fall into two
associated frequency coordination.
categories: Technical requirements and
86. Facilitating Non-Public Safety
eligibility/governance criteria. Potential
Access to the Band. The Eighth Further
information collections and compliance
Notice seeks comment various methods
requirements that are technical in
of enabling non-public safety access to
nature may include costs associated
the 4.9 GHz band alongside public
with compensating engineering or
safety access, including tiered licensing,
technical staff or consultants or
a dynamic spectrum access system, and
attorneys which the Commission is
overlay licenses. For any of these
unable to quantify at this time. The
methods, either the Commission or a
purpose of the information collections is
third party would collect information
to ensure that future operations protect
incumbent operations from interference, from non-public safety users that wish
to access the 4.9 GHz band. Such users
and to make it feasible to identify the
may be classified as small businesses,
source of any actual interference that
small organizations, small governmental
may occur, as well as maximize use of
jurisdictions; PLMR licensees; and
the 4.9 GHz band. We discuss these
wireless telecommunications carriers
potential requirements below.
84. Licensing Database and Frequency (except satellite). The information
Coordination. The Eighth Further Notice collected would likely be equivalent to
information collected on Form 601 of
seeks comment on requiring base and
the Commission’s Universal Licensing
mobile stations, permanent fixed P–P
System database. For the dynamic
transmitters and receivers, and
permanent fixed P–MP transmitters and spectrum access system method, a third
receivers in the 4940–4990 MHz band to party database would collect certain
be licensed individually on a site-by-site licensing and operational information
from incumbent public safety 4.9 GHz
basis for interference protection and
frequency coordination purposes which band PLMR licensees. The amount of
information collected, the means, and
would impose a one-time information
the frequency of such collection
collection requirement on existing 4.9
depends on whether the dynamic
GHz band licensees. The information
spectrum access system database would
collected would include technical
draw existing sources of such
parameters such as transmitter and
information, such as information
receiver antenna coordinates, azimuth
contained in the Commission’s
(direction), polarization, beamwidth,
Universal Licensing System. The Eighth
physical dimensions, gain, and height
above ground, as well as transmit details Further Notice also seeks comment on
the potential use of an incentive auction
such as power, channel, emission, and
as part of the discussion on granting
would be collected on Form 601 in the
exclusive access rights which would
Commission’s Universal Licensing
have recordkeeping and data
System database. We expect that there
submission obligations.
will not be any application fees
87. Nationwide Licensee or Band
associated with this information
Manager. The Eighth Further Notice
collection for public safety entities
seeks comment on designating a
because they are exempt from
nationwide band manager that would be
application fees pursuant to 47 CFR
responsible for developing a nationwide
1.1116(b). To the extent non-public
framework for the 4.9 GHz band. If
safety access is permitted in the band
adopted, a one-time information
however, non-public safety entities
collection may take the form of a band
would incur application fee costs.
manager application and a proposed
85. The Eighth Further Notice also
nationwide framework describing how
seeks comment on requiring formal
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employees or more. Thus under this
category and the associated size
standard, the Commission estimates that
the majority of Wireless
Telecommunications Carriers (except
Satellite) are small entities.
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different types of entities may operate
within the 4.9 GHz band.
88. Regional Planning Committees.
The Eighth Further Notice seeks
comment on a requiring regional
planning committees (RPCs) to file
regional plans, which could impact
reporting and recordkeeping obligations
for RPCs. Under the Commission’s
existing rules in the 4.9 GHz licensing
regime, the filing of regional plans by
RPCs is voluntary. Sections 90.1211(b)
and (c) of the Commission’s rules detail
certain information that must be
submitted in regional plans and provide
instructions for plan modifications. In
the Eighth Further Notice, we inquire
whether to develop a standardized
template to ensure that the information
submitted in all regional plans is
consistent and supports a nationwide
approach, and whether to allow RPCs to
file alternative regional plans that vary
from a standardized approach.
E. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
89. The RFA requires an agency to
describe any significant, specifically
small business, alternatives that it has
considered in reaching its proposed
approach, which may include the
following four alternatives (among
others): ‘‘(1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance or reporting requirements
under the rule for such small entities;
(3) the use of performance, rather than
design, standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’
90. The Commission’s reliance on
technical and eligibility requirements
utilized in other public safety and
PLMR spectrum bands as the basis of
inquiries in Eighth Further Notice
potentially provides regulatory policies
and frameworks that small entities are
operationally familiar with and may
therefore minimize any substantial
economic impact if similar requirements
are adopted in this proceeding. To assist
in the Commission’s evaluation of the
economic impact on small entities as a
result of the actions that have been
proposed in this proceeding, and the
options and alternatives for such
entities, the Commission has raised
questions and sought comment on these
matters in the Eighth Further Notice. As
part of the inquiry, the Commission has
specifically requested that commenters
include costs and benefit analysis data
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Federal Register / Vol. 86, No. 207 / Friday, October 29, 2021 / Proposed Rules
in their comments. Additionally, we are
seeking comment on proposals in the
Sixth Further Notice, which include
inquiries and requests for information
on the impacts for small entities and
courses of action that might be
considered to accommodate the
resources small entities. For example, as
part of the proposed information
collection requirement to make
information available to frequency
coordinators to ensure that these
operations are protected from
interference, the Sixth Further Notice
proposed a one-year deadline for
licensees to complete this information
collection after final rules in this
proceeding become effective. Before the
deadline, the Commission would waive
frequency coordination requirements.
After one year, the information
collection would be subject to frequency
coordination requirements, including
frequency coordination fees. The
Commission also sought comment on
whether the status of a license should
become secondary if the incumbent
licensee does not meet the one-year
deadline. The Sixth Further Notice
sought comment on whether small
entities should have a lengthier
deadline, and what showing the
Commission should require from
licensees to attest that they qualify as
small entities. The Sixth Further Notice
also asked whether the Commission
should require small entities to file
attestations by the one-year deadline or
accept attestations after the deadline at
the time they eventually complete the
information collection.
91. The Commission is hopeful that
the comments it receives will
specifically address matters impacting
small entities and include data and
analyses relating to these matters.
Further, while the Commission believes
the rules that are eventually adopted in
this proceeding should benefit small
entities, whether public safety or nonpublic safety, by giving them more
options for gaining access to valuable
spectrum, the Commission expects to
more fully consider the economic
impact and alternatives for small
entities following the review of
comments filed in response to the
Eighth Further Notice. The
Commission’s evaluation of this
information will shape the final
alternatives it considers, the final
conclusions it reaches, and any final
actions it ultimately takes in this
proceeding to minimize any significant
economic impact that may occur on
small entities.
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F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
None.
IV. Ordering Clauses
92. Accordingly, it is ordered,
pursuant to the authority found in
sections 4(i), 4(j), 302, 303(b), 303(f),
303(g), 303(r), 309(j) and 405 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 154(j), 302a,
303(b), 303(f), 303(g), 303(r), 309(j), and
405, that this Eighth Further Notice of
Proposed Rulemaking is hereby
adopted.
93. It is further ordered that, pursuant
to applicable procedures set forth in
§§ 1.415 and 1.419 of the Commission’s
Rules, 47 CFR 1.415, 1.419, interested
parties may file comments on the Eighth
Further Notice of Proposed Rulemaking
on or before 30 days after publication in
the Federal Register, and reply
comments on or before 60 days after
publication in the Federal Register.
94. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this Eighth Further Notice of Proposed
Rulemaking, including the Initial
Regulatory Flexibility Analysis to the
Chief Counsel for Advocacy of the Small
Business Administration.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer.
[FR Doc. 2021–23335 Filed 10–28–21; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF DEFENSE
Defense Acquisition Regulations
System
48 CFR Parts 212, 237, and 252
[Docket DARS–2021–0021]
RIN 0750–AK47
Defense Federal Acquisition
Regulation Supplement: Requirement
for Firms Used To Support Department
of Defense Audits (DFARS Case 2019–
D010)
Defense Acquisition
Regulations System, Department of
Defense (DoD).
ACTION: Proposed rule.
AGENCY:
DoD is proposing to amend
the Defense Federal Acquisition
Regulation Supplement (DFARS) to
implement a section of the National
Defense Authorization Act for Fiscal
SUMMARY:
PO 00000
Frm 00061
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59947
Year 2019, as amended by a section of
the National Defense Authorization Act
for Fiscal Year 2020, that requires
accounting firms that provide financial
statement auditing or audit remediation
services in support of the Financial
Improvement and Audit Remediation
Plan to provide to DoD a statement
setting forth the details of any
disciplinary proceedings with respect to
the accounting firm or its associated
persons before any entity with the
authority to enforce compliance with
rules or laws applying to audit services
offered by the accounting firm. DoD
policy extends this requirement to firms
other than accounting firms.
DATES: Comments on the proposed rule
should be submitted in writing to the
address shown below on or before
December 28, 2021, to be considered in
the formation of a final rule.
ADDRESSES: Submit comments
identified by DFARS Case 2019–D010,
using any of the following methods:
Æ Federal eRulemaking Portal:
https://www.regulations.gov. Search for
‘‘DFARS Case 2019–D010.’’ Select
‘‘Comment’’ and follow the instructions
provided to submit a comment. Please
include ‘‘DFARS Case 2019–D010’’ on
any attached documents.
Æ Email: osd.dfars@mail.mil. Include
DFARS Case 2019–D010 in the subject
line of the message.
Comments received generally will be
posted without change to https://
www.regulations.gov, including any
personal information provided. To
confirm receipt of your comment(s),
please check https://
www.regulations.gov, approximately
two to three days after submission to
verify posting.
FOR FURTHER INFORMATION CONTACT: Mr.
David E. Johnson, telephone 571–372–
6115.
SUPPLEMENTARY INFORMATION:
I. Background
DoD is proposing to amend the
DFARS to implement section 1006 of
the National Defense Authorization Act
(NDAA) for Fiscal Year (FY) 2019 (Pub.
L. 115–232), as amended by section
1011 of the NDAA for FY 2020 (Pub. L.
116–92). Section 1006 applies to
accounting firms that provide financial
statement auditing to DoD in support of
the audit under 31 U.S.C. 3521 or audit
remediation services in support of the
Financial Improvement and Audit
Remediation Plan described in 10 U.S.C.
240b. DoD, as a matter of policy, is
extending this requirement to firms
other than accounting firms that provide
such services. Such firms, when
responding to a solicitation or awarded
E:\FR\FM\29OCP1.SGM
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Agencies
[Federal Register Volume 86, Number 207 (Friday, October 29, 2021)]
[Proposed Rules]
[Pages 59934-59947]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-23335]
=======================================================================
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 1 and 90
[WP Docket No. 07-100; FCC 21-106; FR ID 54623]
4.9 GHz Band
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this Eighth Further Notice of Proposed Rulemaking (Eighth
Further Notice), the Federal Communications Commission (Commission or
FCC) seeks comment on the structure of the 4940-4990 MHz (4.9 GHz) band
in an effort to maximize public safety use while exploring options that
could spur innovation, improve coordination, and drive down costs in
the band.
DATES: Interested parties may file comments on or before November 29,
2021; and reply comments on or before December 28, 2021.
ADDRESSES: You may submit comments, identified by WP Docket No. 07-100,
by any of the following methods:
Electronic Filers: Comments may be filed electronically
using the internet by accessing the ECFS: https://apps.fcc.gov/ecfs/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing.
Filings can be sent by commercial overnight courier, or by
first-class or overnight U.S. Postal Service mail. All filings must be
addressed to the Commission's Secretary, Office of the Secretary,
Federal Communications Commission.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701. U.S. Postal Service first-class, Express,
and Priority mail must be addressed to 45 L Street NE, Washington, DC
20554.
Effective March 19, 2020, and until further notice, the
Commission no longer accepts any hand or messenger delivered filings.
This is a temporary measure taken to help protect the health and safety
of individuals, and to mitigate the transmission of COVID-19. See FCC
Announces Closure of FCC Headquarters Open Window and Change in Hand-
Delivery Policy, Public Notice, DA 20-304 (March 19, 2020). https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
People with Disabilities: To request materials in accessible
formats for people with disabilities (Braille, large
[[Page 59935]]
print, electronic files, audio format), send an email to [email protected]
or call the Consumer & Governmental Affairs Bureau at 202-418-0530
(voice), 202-418-0432 (TTY).
FOR FURTHER INFORMATION CONTACT: For additional information on this
proceeding, contact Jonathan Markman of the Wireless Telecommunications
Bureau, Mobility Division, at (202) 418-7090 or
[email protected], or Thomas Eng of the Public Safety and
Homeland Security Bureau, Policy and Licensing Division, at (202) 418-
0019 or [email protected].
SUPPLEMENTARY INFORMATION: This is a summary of Commission's Eighth
Further Notice of Proposed Rulemaking, in WP Docket No. 07-100; FCC 21-
106, adopted on September 30, 2021 and released on October 1, 2021. The
full text of the Eighth Further Notice of Proposed Rulemaking,
including all appendices, is available for inspection and copying
during normal business hours in the FCC Reference Information Center,
45 L Street NE, Washington, DC 20554, or by downloading the text from
the Commission's website at https://docs.fcc.gov/public/attachments/FCC-21-106A1.pdf. Alternative formats are available for people with
disabilities (Braille, large print, electronic files, audio format), by
sending an email to [email protected] or calling the Consumer and
Governmental Affairs Bureau at (202) 418-0530 (voice), (202) 418-0432
(TTY).
Synopsis
I. Eighth Further Notice of Proposed Rulemaking
A. Overview
1. In this Eighth Further Notice, we propose to revisit the
structure of the 4.9 GHz band to maximize public safety use while
exploring options that could spur innovation, improve coordination, and
drive down costs in the band. Specifically, we seek to establish a
nationwide framework for coordinating access to the band. We believe
that a comprehensive and integrated approach that emphasizes public
safety needs represents a superior path to unlocking the potential of
the 4.9 GHz band rather than pursuing a state-centered approach that
could lead to a patchwork of incompatible uses. Similarly, we believe a
nationwide approach will promote a robust equipment market, drive down
prices and costs, spur innovation, and increase the likelihood of
interoperable communications and consistent interference protection. We
also explore potentially allowing non-public safety use of the band to
encourage a more robust and innovative equipment market, provided that
non-public safety use can occur without causing harmful interference to
public safety operations in the band. As part of this vision, we seek
comment on how best to meet the needs of public safety in this band and
on establishing a database that would contain consistent and reliable
information about what spectrum is available and where and how it is
being used. Our goal is to provide greater certainty and predictability
to stakeholders seeking to plan and invest in 4.9 GHz deployments and
enable spectrum users to coordinate shared use of the band to avoid
conflicts. In addition, we seek comment on a range of technical issues,
eligibility issues, and other measures intended to increase use of the
band.
2. We note that this proceeding has an extensive record, which we
intend to draw upon as needed to develop a cohesive set of nationwide
rules to maximize use of the band, including protection for public
safety operations. We encourage commenting parties to assist us by
providing input on the new ideas proposed herein and by submitting
additional new proposals or by modifying previous proposals. To the
extent that commenters wish to reiterate any proposals that have been
previously introduced into the record, commenters should demonstrate
that the proposals align with our approach and priorities for the band
as described in this Eighth Further Notice. We preserve our flexibility
to consider and adopt proposals from prior stages of this proceeding
that the Commission has not specifically rejected.
B. Ensuring Public Safety Use of the Band
3. As noted above, the band is currently home to 3,541 licensees.
We recognize that these licenses represent a significant investment of
scarce public safety resources, so as we explore ways to enhance the
usage of the band, we are cognizant that we must protect these
investments.
1. Protection for Public Safety Licensees
4. We seek comment in this Eighth Further Notice on how to ensure
public safety licensees have efficient and interference-free access to
the band. Numerous commenters have addressed this issue, and several
have expressed support for various approaches to protecting public
safety licensees from interference. For instance, the National Public
Safety Telecommunications Council (NPSTC) argues that interference
protection, whether ``done manually or through some potential future
automated frequency coordination approach,'' must be incorporated into
the management of the band to protect incumbents ``against interference
and signal degradation.'' We agree, and we tentatively conclude that
incumbent public safety licensees as well as future public safety users
should be protected from harmful interference, both in the near term
and on a forward-looking basis, subject to other requirements and
conditions that we may adopt in this proceeding.
5. NPSTC recommends ``use of the threshold degradation approach in
the ANSI/TIA-10 [American National Standards Institute/
Telecommunications Industry Association] standard to minimize
interference to incumbent fixed operations,'' which NPSTC notes
``encompass many of the public safety operations'' in the band. We seek
comment on the feasibility of NPSTC's proposal to use the TIA-10
standard to minimize interference to incumbents that deploy fixed
facilities. Are there alternatives to the TIA-10 standard which could
be used to guard against interference between licensees deploying fixed
point-to-point (P-P) links and point-to-multipoint (P-MP) hubs? Under
Part 90, contour overlap analysis is often the basis for determining if
an applicant's proposed facilities would likely cause interference to
an incumbent operator. Would contour overlap analysis requirements be
useful for certain 4.9 GHz band deployments, and if so, what service
and interference contour values would be appropriate? We also seek
comment on what standards would be appropriate for incumbents deploying
non-fixed, geographic-area operations or ad-hoc temporary operations.
Commenters are encouraged to address how their proposals would support
our tentative conclusion to protect both existing and future public
safety licensees in the band as well as interact with potential new
non-public safety operations in the band, with specific attention to
the licensing and sharing models addressed below.
2. Licensing Database
6. In the Sixth Further Notice of Proposed Rulemaking (Sixth
Further Notice) (83 FR 20011), the Commission stated that it believed
many concerns public safety users have about the 4.9 GHz band could be
addressed if more complete technical information were available to all
affected parties. We therefore seek comment on collecting more granular
data on 4.9 GHz operations in our licensing database and combining that
with a formal
[[Page 59936]]
coordination structure to improve interference mitigation efforts and
bolster public safety confidence in the band. Today, licensees in the
4.9 GHz band only provide our Universal Licensing Service (ULS)
database with control points and geographic area of operations. More
robust information on public safety operations in the band could help
improve predictability for public safety operations and facilitate
robust, non-interfering access to the band for non-public safety
entities. Therefore, we tentatively conclude that additional
information is required, and we seek comment on whether to continue
using ULS or to transition to a third-party licensing database to
accommodate the additional information. For instance, in the Sixth
Further Notice, the Commission proposed to maintain ULS as the
comprehensive licensing database for the 4.9 GHz band and proposed to
modify ULS as necessary to accept the necessary licensing data. Since
ULS can readily accommodate additional information, we seek comment on
these proposals. We seek comment on requiring incumbents and future
applicants to supply complete microwave path data for links, and to
license base stations (currently authorized under the geographic
license scheme) on a site-by-site basis.
7. In the Sixth Further Notice, the Commission proposed ``to
require incumbent licensees and new applicants to provide technical
information that will enhance frequency coordination and help mitigate
the possibility of interference, while permitting more new users.'' We
seek comment on this proposal to require incumbents and future
applicants in the 4.9 GHz band to submit more information in ULS. Would
collecting this data improve the level of interference protection
licensees receive in the band? We seek comment on whether collecting
this data would create a more predictable and transparent spectrum
environment for any current and future users of the band, including
potential non-public safety users. To what extent does not having this
data currently listed in ULS lead to additional interference or
uncertainty in the band? In particular, should licensees specify
channels they are using for their operations? In the Sixth Further
Notice, the Commission also proposed to add the 4.9 GHz band to the ULS
microwave schedule for P-P, P-MP, and proposed to ``uncouple base and
mobile stations from geographic licenses and instead require that base
and mobile technical parameters be entered on the existing location and
technical data schedules.'' We seek comment on these ULS schedule
proposals and ask commenters to address whether ULS's existing
schedules are sufficient for collecting the additional data.
8. What is the burden on incumbents and applicants who would need
to submit detailed site-based information, and does the benefit of
having additional technical data listed in ULS outweigh that burden?
For instance, the Commission estimates the average burden for each
applicant completing FCC Form 601 and associated schedules to be 1.25
hours, which includes ``the time to read the instructions, look through
existing records, gather and maintain required data, and actually
complete and review the form or response.'' Is this estimate accurate
for incumbents or new applicants who would need to submit the
additional technical information described above with their Form 601
application? What is the interplay of these potential new data
collection requirements with potential sharing mechanisms, discussed
below, that would facilitate shared public safety and non-public safety
use of the band?
9. Are there alternatives to collecting additional technical data
in ULS for the 4.9 GHz band? For instance, would a database managed by
a third party offer advantages over requiring incumbents and new
applicants to submit additional information via ULS? If so, what are
those advantages and what would be the cost of having a third party
administrator manage a database to collect the information needed to
increase interference protection in the 4.9 GHz band? How would the
transition from ULS to a third-party database be implemented? Who would
pay that cost and how would those costs impact public safety given that
public safety entities are subject to no filing fees in ULS? In other
words, would a third-party managed database increase costs on public
safety licensees in the band and would those costs outweigh any derived
benefits? Commenters that support the use of a third party band manager
are encouraged to consider how such a system could work with the
various methods of introducing non-public safety operations to the band
described below. If we were to pursue this option, who would be
suitable to manage the database? How should we select the
administrator?
10. Regardless of whether ULS or a third-party database is used to
collect technical detail on 4.9 GHz deployments, incumbent licensees
with geographic licenses would need time to submit the requisite
information. In the Sixth Further Notice, the Commission proposed
giving incumbent geographic licensees one year to identify in ULS P-P
links, P-MP hubs, fixed receivers, base stations, and mobiles that are
not currently licensed site-by-site. The Commission sought comment on
whether the status of a license should become secondary if the
incumbent licensee does not meet the one-year deadline. Most parties
commenting on this issue concurred with this time period. We seek
comment on whether a one-year timetable is still appropriate for
incumbent geographic licensees to submit technical data on their
deployments into a database, and whether any deterrent, such as the
risk of forfeiting primary status, is needed to ensure compliance. On
the other hand, given that the purpose of collecting additional
technical data is to provide increased interference protection to
incumbent licensees, does this benefit provide sufficient incentive for
licensees to comply with a timetable requirement?
3. Interoperability
11. The record generated in response to the Sixth Further Notice
demonstrates that the public safety community employs this band for a
wide variety of uses. As we strive to develop a national framework for
this band, we seek to encourage uses that enable collaboration and
mutual aid between multiple licensees, for instance, in response to
larger incidents and emergencies. To that end, we seek comment on
whether to adopt any technical standards for the 4.9 GHz band that
would promote interoperability in the band. In other private land
mobile radio (PLMR) frequency bands used by public safety, the
Commission designates certain channels for interoperability
communications, and in some instances, it also specifies technical
requirements for equipment designed to transmit on those channels. The
goal is to ensure that public safety officials from different agencies
can communicate on designated interoperability channels regardless of
the make or model of their radio equipment.
12. We seek comment on whether any interoperability requirements
are needed for the 4.9 GHz band. For example, should we designate a
band segment or certain channels in the band for interoperable
communications? If so, how much spectrum would sufficiently address
public safety needs and how should interoperable spectrum be
administered to optimize those resources for their primary purpose? For
example, should state interoperability coordinators, regional planning
[[Page 59937]]
committees, or individual agencies administer the use of interoperable
4.9 GHz spectrum? In addition, if we were to set aside spectrum for
public safety interoperability purposes, should we also specify
technical standards for equipment intended to operate on those
channels? Would such a requirement invigorate or stifle innovation and
equipment options? Parties discussing interoperability for the 4.9 GHz
band should explain if and how the benefits of any such requirements
outweigh associated costs. How should interoperability requirements
apply to non-public safety entities if we expand eligibility for the
band beyond public safety (as discussed below)? What technical and
licensing conditions should apply to non-public safety licensees to
ensure interoperable and interference-free operations? How could the
introduction of non-public safety operations into the band help foster
a broader interoperable device marketplace? Should we allow the
marketplace to adopt voluntary interoperability standards in lieu of
requirements specified in the Commission's rules? If so, how could a
voluntary industry standard promote interoperability between all
eligible users of the band?
4. Public Safety Priority and Preemption
13. An important element of public safety spectrum use,
particularly where spectrum is shared with non-public safety users, is
ensuring that public safety will have immediate and reliable access to
spectrum whenever and wherever it is required for mission-critical
operations. We therefore seek comment on affording public safety
licensees priority access to the 4.9 GHz band, including the ability to
preempt any non-public safety operations that may be authorized in the
band.
14. The Association of Public-Safety Communications Officials-
International, Inc. (APCO) states in its 2015 report that, while it
supports an approach to the band which fosters development in the
commercial sector of ``more cost effective equipment,'' any such
solution must afford ``priority and preemption for public safety users
in a shared environment.'' We note that there are other instances where
public safety users are afforded priority network access and the
ability to preempt the operations of other users in emergency
circumstances. If we open the 4.9 GHz band to non-public safety users,
as discussed below, we seek comment on whether public safety priority
and preemption should be elements of any sharing model we ultimately
adopt. We seek comment on this approach and how best to accomplish that
goal in the 4.9 GHz band.
15. For instance, we seek comment below on whether excess capacity
leasing or a dynamic spectrum sharing system could effectively enable
sharing between public safety and non-public safety. If so, to what
extent and by what method could these sharing models ensure priority
and preemption for public safety operations? Are priority and
preemption sufficient tools to ensure public safety mission-critical
operations access to the band under an excess capacity or dynamic
spectrum sharing scheme? How would priority and preemption work under
other spectrum sharing models?
16. If we adopt rules for public safety priority and preemption, we
seek comment on the types of mission-critical public safety operations
that should have priority over other public safety as well as non-
public safety operations. Given the wide range of possible deployments
in the 4.9 GHz band, both geographically and in terms of type of use,
how should public safety licensees with overlapping operating areas
determine priority and preemption rights and whether certain
deployments or types of communications should have priority? For
instance, should emergency mobile deployments at an incident scene be
able to preempt fixed P-P links that may be operating on a primary
basis? Does the primary status of a license or deployment have any
bearing on priority and preemption? How do two overlapping licensees
that both have primary status determine priority if they seek to use
the same channel at the same time? We seek comment on how to ensure
that mission-critical communications maintain consistent priority, no
matter what deployment form they may take.
17. Finally, we seek comment on the technical feasibility of
building priority and preemption algorithms into 4.9 GHz networks and
equipment to enable authorized public safety users to obtain priority
and preempt use of the spectrum if necessary. In contrast to instances
where public safety and non-public safety operate on a single shared
network, 4.9 GHz licensees operate on disparate networks. How does this
affect the availability of priority and preemption solutions? Is there
a demand in the equipment marketplace for priority and preemption
tools, and if not, should we require 4.9 GHz band equipment to include
such tools? What equipment security requirements could we impose to
avoid unauthorized signaling of priority? What would be the cost of
incorporating priority and preemption algorithms into equipment?
C. Fostering Greater Public Safety Use of the Band
18. Regardless of what eligibility rules or sharing model we may
ultimately adopt, we anticipate that the future of this band includes a
robust public safety presence. We tentatively conclude that a
nationwide, coordinated approach to the management of the spectrum will
not only increase the utility of this band for public safety, but will
also promote greater public safety use of the band by providing greater
certainty with regards to the availability of the spectrum and
interference protection. In this section, we explore ways to make the
spectrum environment more attractive to existing and future public
safety users.
1. Frequency Coordination
19. We seek comment on requiring formal frequency coordination in
the 4.9 GHz band to support interference protection and increase public
safety confidence in using the band. As noted above, our rules
currently allow licensees in the 4.9 GHz band to deploy base stations,
mobile units, and temporary fixed stations anywhere within the
licensee's jurisdiction without formal frequency coordination. Rather,
our rules direct licensees to informally coordinate with other users in
the band by cooperating in ``the selection and use of channels in order
to reduce interference and make the most effective use of the
authorized facilities.''
20. The Commission previously contemplated frequency coordination
as a means to encourage increased public safety use of the band. In
2009, the Commission noted that, ``[w]ithout a specific coordination
procedure in place, interference issues may arise between co-primary
permanent fixed stations or other co-primary users of the band.'' In
the Sixth Further Notice, the Commission stated that ``neither self-
coordination nor a notice-and-response coordination procedure is likely
to be sufficient to ensure interference protection to primary users in
a mixed use environment.'' APCO argues in its 2015 report that ``new
frequency coordination procedures designed to improve usage,
performance, and interference protection'' would increase interest in
the band by the public safety community and ``provide incentives for
equipment vendors to direct investment into this market.''
21. Therefore, in this Eighth Further Notice, we tentatively
conclude that some form of formal frequency coordination, whether
through a coordination method discussed in this subsection and/or a
dynamic spectrum
[[Page 59938]]
sharing model as discussed further below, is necessary to support
interference protection and increase public safety confidence in using
the band. We seek comment on this tentative conclusion. Would mandatory
frequency coordination provide certainty and incentives for public
safety to increase its use of the band? Would it encourage equipment
manufacturers to invest in developing new and low cost equipment for
the band? If we adopt frequency coordination requirements, should they
also apply to applications for non-public safety uses, insofar as such
uses are permitted? If so, what criteria should coordinators apply to
ensure that proposed non-public safety uses will not interfere with
public safety operations?
22. If we adopt formal frequency coordination for the 4.9 GHz band,
what type of frequency coordination would most effectively promote
innovative use of the band while protecting against interference? In
certain spectrum bands under Part 90, applicants seeking to license a
new frequency or modify existing facilities must demonstrate that their
application was coordinated by a Commission-certified frequency
coordinator. The certified frequency coordinator recommends the most
appropriate frequency for the proposed operation. Another type of
frequency coordination that does not rely on certified frequency
coordinators is used for applicants in the fixed microwave service.
Part 101 requires that an applicant coordinate proposed facilities with
existing licensees and other applicants whose facilities could be
affected by the new proposal, i.e., ``notice-and-comment'' type
frequency coordination. We seek comment on whether Part 90 type
frequency coordination, Part 101 type frequency coordination, or a
combination of the two would be best suited for the 4.9 GHz band.
Should Part 101 type coordination apply only to P-P or P-MP deployments
in the 4.9 GHz band since those deployments are similar to deployments
licensed under Part 101 of the Commission's rules, or could it apply to
additional deployments? What are the costs associated with Part 101
type coordination, including the time and effort to identify all
incumbent licensees who must be notified, and how do those costs
compare to Part 90-type frequency coordination? Do the benefits of
frequency coordination outweigh any associated costs? Furthermore,
below we seek comment on a Spectrum Access System (SAS) managed shared
access model to facilitate non-public safety use of the band.
Therefore, we seek comment on whether a SAS model could be used either
in lieu of, or in parallel with, frequency coordination methods
discussed above.
23. Next, we seek comment on how formal frequency coordination
would apply to temporary or ad hoc deployments in the 4.9 GHz band. In
particular, we seek comment on how to balance the need for public
safety agencies to deploy temporary or ad hoc operations while
protecting licensees with permanent deployments from interference. We
also seek comment on what interference standard(s) should be the basis
for any frequency coordination method adopted for the 4.9 GHz band. We
seek comment on whether to incorporate the technical standard for
frequency coordination into our rules, or rely on either an industry-
agreed standard or frequency coordinator consensus. What should be the
process for permitting Commission review of any disputes arising from
the frequency coordinator's actions, and how should Commission staff
resolve such disputes?
24. If we adopt a coordination approach for the 4.9 GHz band that
requires use of certified frequency coordinators, what criteria should
the Commission use to certify coordinators? Should eligibility be
limited to coordinators already approved to coordinate Public Safety
Pool frequencies, or should it be open to other parties? Should
prospective coordinators be required to demonstrate a specific level of
technical expertise with respect to 4.9 GHz operations in order to be
certified?
2. Nationwide Band Manager
25. We seek comment on the concept of designating a single entity
to serve as a nationwide band manager or licensee for the 4.9 GHz band.
Assigning spectrum management responsibility to a single nationwide
entity might simplify the task of developing a national framework for
the band, and has been supported by some commenters. However, this
approach would also represent a marked departure from the approach that
we have applied to the band up to this point, and it raises a variety
of significant policy, legal, and operational questions.
26. We seek comment on the concept of designating a single
nationwide band manager that would be responsible for developing a
nationwide framework for the band. For example, the Commission has
adopted band manager rules for the 700 MHz Guard Bands, and the
Wireless Telecommunications Bureau has permitted certain entities to
engage in band manager activities via waiver request for the 220 MHz
band. What entities would be appropriate for such a role in the 4.9 GHz
band? How would the Commission differentiate between competing
proposals to become the single nationwide band manager? If we were to
pursue a nationwide band manager approach, we seek comment on
appropriate rules or guidelines to define how the band manager would be
authorized to select and manage users of the band. Would a band
manager's duties be limited to merely developing a nationwide
framework, or would a band manager take a more active role in
evaluating applications? Would a band manager decide who can use the
spectrum? Should we impose reporting requirements on a 4.9 GHz band
manager, and, if so, what should those reports address and how often
should they be filed with the Commission? What would be an appropriate
level of compensation for the band manager? If the Commission moves
forward with dynamic spectrum sharing, could one or more dynamic
spectrum sharing system administrators assume the role of band manager,
and would such designation be appropriate?
27. We also seek comment on establishing a national license for the
4.9 GHz band. If we were to adopt this approach, what rights and
responsibilities over the band should be associated with the national
license, and what rights should be reserved for state, local, tribal,
or regional public safety licensees? As proposed above, we envision
that incumbent licensees in the band would retain spectrum rights and
would be entitled to protection of their facilities. Would all other
spectrum rights be invested in the national licensee? If yes, what
obligation should the national licensee have to ensure access to the
band by sub-national public safety entities? If we were to allow public
safety and non-public safety sharing of the band as discussed further
below, would the national licensee be responsible for management or
oversight of the sharing process? Finally, if we were to establish a
national license, what process should we establish for accepting
applications and selecting a licensee? What qualifications or
attributes should be required to be eligible to apply for the license?
If more than one entity applied to be the national licensee, how would
the Commission adjudicate between competing applications?
3. Regional Planning Committees
28. Our current 4.9 GHz licensing regime is loosely based on a
voluntary
[[Page 59939]]
regional planning framework. Section 90.1211(a) of the Commission's
rules provides that each Regional Planning Committee (RPC) may submit a
plan with guidelines to be used for sharing 4.9 GHz spectrum within the
RPC region. The rules list elements to be included in regional plans
and provide instructions for plan modifications. Although the
Commission originally set a deadline for all RPCs to submit 4.9 GHz
regional plans, it subsequently stayed the deadline and made plan
submission voluntary. To date, only 10 out of 55 RPC regions have
submitted 4.9 GHz regional plans.
29. In the Sixth Further Notice, the Commission stated its belief
that RPCs should play an integral role in shaping use of the 4.9 GHz
band through regional planning. The Commission proposed to allow RPCs
to submit 4.9 GHz band regional plans, which could include region-
specific technical guidelines. APCO noted that the Sixth Report and
Order (85 FR 76469) abandoned these proposals, and in the latest round
of comments, NPSTC and the American Association of State Highway and
Transportation Officials (AASHTO) suggest that active RPCs could serve
a valuable role in helping to manage the 4.9 GHz band in their regions.
30. As we endeavor to establish a nationwide spectrum management
framework for the 4.9 GHz band, we seek comment on whether RPCs should
play a continued or expanded role. Should we continue to make the
filing of regional plans optional, or should we require RPCs to file
regional plans? In light of the fact that only 10 of 55 RPCs have filed
voluntary plans, what resources would RPCs need to ensure that plans
were filed for all regions? If we were to adopt frequency coordination
requirements for the band as discussed above, would RPCs have the
technical expertise and resources to serve as coordinators? To what
degree is regional planning consistent with our goal of establishing a
national framework for management of the band that would encourage
development of standardized equipment and promote interoperability?
Should we develop a standardized template to ensure that all regional
plans are consistent and support a nationwide approach? Should we allow
RPCs to file alternative regional plans that vary from a standardized
approach? In the proposal that it filed in 2013, NPSTC stated that ``a
single national plan for 4.9 GHz will meet most regions' needs,'' but
``some regions will need some different parameters to better meet needs
of users in their regions.'' Is this a viable approach in today's
environment?
4. Incentivizing Use of Latest Commercially Available Technologies
31. We seek comment on ways to incentivize public safety use of the
latest commercially available technologies, particularly 5G. As a
general matter not limited to any particular spectrum band, what is the
path for public safety to use 5G? Would public safety agencies be able
to deploy custom 5G networks themselves, with the aid of consultants
and contractors as necessary? What commercial 5G offerings are
available to public safety, and what are the priority and preemption
capabilities of such solutions? We also seek comment on the value,
utility, and potential of the commercially available technologies, such
as 5G, to public safety. For instance, the Public Safety Spectrum
Alliance (PSSA) asserts that 5G functionality is expected to be the
future of public safety cellular communications because it will support
new high-speed applications that leverage rich media, such as augmented
and virtual reality, and video streaming, while also offering extremely
low latency, allowing true real-time data streaming and transfer
necessary for use of autonomous vehicles, bomb and hazardous material
detection and remediation, and mobile video surveillance capabilities.
Nokia states that ``[n]ew technologies enabled by 5G can also allow for
network slicing that can provide greater certainty for enhanced
security and other quality of service metrics that may be required for
public safety incumbent use cases as well as certain potential . . .
[commercial] use cases.'' We seek comment on PSSA's and Nokia's views.
What capabilities and applications could 5G and other advanced
technologies enable for public safety? We seek comment on any public
safety use cases supported by 5G and other advanced technologies.
32. In the Sixth Report and Order, the Commission noted that some
countries have considered, or are considering, allocating the 4.9 GHz
band for 5G, and noted that successful international harmonization
efforts could provide further advantages in the availability and price
of equipment, thus potentially increasing its utility for flexible use.
The Seventh Further Notice of Proposed Rulemaking (Seventh Further
Notice) (85 FR 76505) specifically sought comment on whether 5G
wireless operators, among others, could put the 4.9 GHz spectrum to
use. Some commenters support further exploration of potential 5G
deployments in the 4.9 GHz band. PSSA states that ``as spectrum falling
within the mid-band, 4.9 GHz is significantly better suited [than the
700 MHz band public safety broadband spectrum] to offer 5G
capabilities.'' We seek comment on the potential for the 4.9 GHz band
to support applications enabled by 5G technology, including but not
limited to the examples suggested by PSSA and Nokia. Is development of
5G in the band technically feasible, and what are the potential
benefits and costs of such development? Could the technical
capabilities of 5G technology promote more intense use of the 4.9 GHz
band by public safety entities? In the context of our objectives to
establish a national framework that ensures public safety priority, how
can we create conditions in the 4.9 GHz band that will encourage
deployment of 5G and subsequent innovative technologies? As in other
spectrum bands, our strong preference is to adhere to a technology-
neutral policy for the band and strive for operational flexibility. Do
any of the existing 4.9 GHz rules in part 90 (i.e., subpart Y) impede
or discourage 5G deployments?
33. We also seek comment on commercial interest in the 4.9 GHz band
for 5G, whether for public safety offerings, for non-public safety, or
a sharing combination. Could commercial 5G providers and operators put
4.9 GHz spectrum to use? Could 5G technology also enhance opportunities
for shared public safety and non-public safety use of the band? If so,
how?
5. Other Technical Options
34. Although we seek comment above on certain prominent proposals
from the Sixth Further Notice, the Commission proposed several other
technical rule changes to increase utilization of the 4.9 GHz band. We
incorporate these proposals by reference. In particular, the Commission
proposed to (1) expand the channel aggregation bandwidth limit from 20
to 40 megahertz; (2) accord primary status for all P-P and P-MP links
on Channels 14-18 of the band plan; (3) limit temporary P-P operation
to thirty days maximum over a given path over a one-year period; (4)
raise the minimum antenna gain for P-P antennas to 26 dBi; (5) require
all 4.9 GHz geographic licensees to place at least one base or
temporary fixed station in operation within 12 months of license grant;
(6) reduce the construction period for fixed P-P stations from 18
months to 12 months; and (7) allow manned aeronautical mobile, not
including unmanned aeronautical systems (UAS), and robotic use in the
lowest five megahertz of the
[[Page 59940]]
band with altitude and other technical limitations. The Commission also
sought comment on how to encourage voluntary implementation of
technical standards for the band and on power limits and emission
masks. We seek comment on these proposals and open issues, and seek
comment on whether we should include any of them going forward as part
of our proposed national framework.
D. Facilitating Non-Public Safety Access to the Band
35. While we emphasize the importance of public safety operations
in the 4.9 GHz band, we also recognize that introducing non-public
safety operations in the band may help to foster innovation and drive
down equipment costs, thereby making more intensive public safety use
of the spectrum a possibility. To that end, we seek comment on
expanding use of the band to non-public safety entities, subject to
appropriate safeguards to protect public safety operations. We also
seek comment on ensuring a cohesive and predictable shared spectrum
landscape that would also allow for planning and investing in the band
by public safety and non-public safety users alike.
36. In this Eighth Further Notice, we seek comment on whether and
how to allow non-public safety entities access to the 4.9 GHz band for
non-public safety operations, with particular emphasis on expanding use
of the band under a nationwide framework. We seek comment on whether it
is in the public interest to open the band to non-public safety uses,
and under what terms. We seek comment on whether such a policy has the
potential to not only promote efficient use of valuable mid-band
spectrum, something which we have recognized repeatedly is in the
public interest, but also to reduce equipment costs and spur
innovation, which will benefit public safety users as well. We also
seek comment on any costs public safety may incur if the band is shared
with other users, such as in the need to replace equipment or modify
usage. Would use of the band by non-public safety entities make it less
reliable for public safety agencies that use the band for critical
safety of life communications? If so, how can we address these
concerns?
37. If we decide to allow non-public safety use of the 4.9 GHz
band, we seek comment on how best to do so. Given that all public
safety licenses issued for the 4.9 GHz band to date allow full access
to its entire 50 megahertz and the public safety operations that it
hosts are of critical importance, we recognize that any sharing regime
will be complex. During earlier stages of this proceeding, several
stakeholders put forth proposals to permit non-public safety use of the
band, some of which have received qualified support from public safety
stakeholders.
38. As part of these different potential non-public safety use
frameworks, we seek comment on the types of non-public safety
operations which should be permitted, and the types of entities that
should be eligible for access. Should we allow all types of commercial
use, but limit the types of users? For example, the Commission has
previously recognized that railroad, power, and petroleum entities use
radio communications ``as a critical tool for responding to emergencies
that could impact hundreds or even thousands of people.'' Therefore, we
seek comment on whether critical infrastructure (CII) eligible entities
should be permitted access to the band in a way distinct from other
classes of non-public safety users. We also seek comment on whether
shared CII access to the band will sufficiently increase use of the
band nationwide to encourage innovation and impact equipment costs.
39. We seek comment on these possible alternatives, in particular
on the interplay of different elements of the possible approaches to
improve access to the band and facilitate non-public safety use. In
other words, these components should not be viewed as mutually
exclusive and, indeed, any comprehensive framework that we may adopt
will likely include elements of multiple access models and licensing
approaches discussed below. Commenters that support opening the band
for non-public safety applications are encouraged to submit detailed
proposals--including cost-benefit analyses--on these issues,
incorporating elements of different options discussed below and
explaining why they are preferable to alternatives.
1. Shared Access Models
40. We seek comment below on possible sharing mechanisms, non-
public safety licensing approaches, and leasing regimes that could be
used to provide shared access to the band for non-public safety users
while protecting--and, potentially, improving--critical public safety
operations. These options are not exclusive of one another (e.g.,
excess capacity leasing could be combined with a dynamic sharing
mechanism) and commenters are encouraged to submit detailed proposals
addressing how a comprehensive sharing regime could be implemented.
a. Excess Capacity Leasing
41. One potential means of sharing the band between public safety
and non-public safety users involves leasing of excess capacity on
public safety networks to non-public safety users. For example, a
public safety licensee which has constructed a network of fixed sites
for its operations, but only uses that network in emergencies, could
lease the use of that network when no such emergency is occurring.
Alternatively, a public safety licensee could work with a commercial
wireless operator to construct a dual-use system pursuant to its
license. Are such excess capacity leasing arrangements feasible for
this band and, if so, could they provide potential benefits to public
safety licensees? Could such leasing arrangements facilitate more
robust deployment of 4.9 GHz public safety networks? What types of non-
public safety entities would be interested in leasing excess capacity
from public safety licensees? Commenters that support excess capacity
leasing should address the specific costs and benefits of such a
regime, giving particular consideration to the non-exclusive nature of
the public safety licenses in this band, the current and potential
future coordination mechanisms discussed herein, and the wide range of
different uses this band hosts.
42. If we choose to implement an excess capacity leasing regime, we
seek comment on how that regime should be implemented and how the
rights of public safety and non-public safety entities should be
managed. Given the importance of public safety operations in the band,
should we ensure priority and preemption for such operations vis-
[agrave]-vis non-public safety lessees? If so, how can we best do so?
What specific rule-based mechanisms should we implement to ensure a
consistent and publicly accountable leasing system? How should we
address the overlapping rights of different public safety licensees in
the band to ensure a stable and predictable spectrum environment for
public safety operations? If we designate a single nationwide band
manager, as discussed above, could that entity have a role in
facilitating leased access to excess capacity on public safety
networks? Alternatively, could these issues be addressed by utilizing a
SAS, as discussed below? Specifically, could a SAS be used to manage
leases and coordinate access for lessors and lessees? How would such a
system work within the Commission's existing leasing rules?
[[Page 59941]]
b. Spectrum Access System (SAS) Managed Shared Access
43. In the Seventh Further Notice, the Commission sought comment on
whether a dynamic spectrum access system could be used to facilitate
non-public safety use of the band alongside public safety access. The
Commission noted that such opportunistic use of spectrum is permitted
in several other spectrum bands using a variety of different automatic
sharing systems that rely on databases to ensure protection of other
users. We expand on the Commission's earlier inquiry and seek comment
on whether a dynamic frequency coordinator--such as the SAS used to
coordinate access to the Citizens Broadband Radio Service in the 3.55-
3.7 GHz band (3.5 GHz band)--could be used to facilitate sharing
between public safety and non-public safety users.
44. In the 3.5 GHz band, SASs currently are used to protect several
types of incumbent operations--including critical Department of Defense
radar systems, fixed satellite service earth stations, and incumbent
terrestrial wireless licensees--as well as two tiers of users in the
Citizens Broadband Radio Service. A similar system could be used to
protect public safety operations in the 4.9 GHz band. Would a SAS be
the most appropriate system to coordinate dynamic spectrum sharing in
this band? Or would another model, like the Automatic Frequency
Coordination system in the 6 GHz band, be more appropriate? For either
system, what, if any, modifications would be necessary to address the
unique needs of public safety users in the 4.9 GHz band? What would be
the costs associated with such a system, both its setup and its
implementation going forward, and how would those costs compare to the
cost of traditional Part 90 frequency coordination? Who would be
responsible for those costs? Should the Commission maintain the system,
or should it contract the responsibility to a third-party?
45. If we implement a SAS-based authorization model in the band, we
seek comment on how best to use the unique capabilities of the SASs to
protect public safety users, authorize non-public safety operations,
and mitigate potential interference between and among various tiers of
users in the band. Most importantly, could a SAS protect public safety
operations--including possible operations over potential nationwide
interoperability spectrum--while providing meaningful access to the
band for non-public safety users? We also seek comment on how
implementing dynamic spectrum sharing in this band would impact public
safety confidence in the band, particularly given the efforts discussed
above to increase the visibility of public safety deployments in the
band in order to enable protection and clear access rights.
46. We also seek comment on how public safety licensees could best
be incorporated into a SAS-driven dynamic spectrum sharing regime while
protecting the rights of public safety users and ensuring an
interference-free operating environment. Specifically, should public
safety licensees be required to inform the SAS of their operations,
with the system protecting these operations by only permitting non-
public safety use of other frequencies in the band? Or should the SAS
also be responsible for assigning frequencies to public safety
operations based on their needs? If the latter, to what extent and by
what method should the SAS ensure priority and preemption for public
safety operations? Should the SAS treat future public safety
deployments differently than pre-existing deployments? Is a SAS managed
model consistent with our earlier tentative conclusion that frequency
coordination is in the public interest for this band? What, if any,
requirements should we put in place to protect non-public safety
operations from one another?
47. We note that the feasibility of dynamic sharing could depend on
factors such as how intensely incumbents are currently using the
spectrum, the types of existing services these incumbents are using
(e.g., mobile vs. fixed), and the ability of dynamic sharing systems to
register, detect, and coordinate existing systems. We seek comment on
these and other characteristics in the 4.9 GHz band that would affect
dynamic sharing, whether a dynamic spectrum sharing model is
appropriate for this band, and, if so, what type of dynamic sharing is
most appropriate. Commenters should also discuss the impacts of the
different possible changes to the band that the Commission is
considering as part of its efforts to standardize public safety
operations and ensure greater visibility into deployments in order to
provide greater protections for those operations, such as coordination
requirements and a licensing database. How could a dynamic spectrum
access system take advantage of those efforts?
48. Finally, we seek comment on whether to segment the 4.9 GHz band
to enable non-public safety uses while also protecting public safety
operations. Would combining such a segmentation of the band with a
dynamic spectrum sharing system enable reliable spectrum access both
for public safety operators and for non-public safety users, while also
ensuring efficient use of spectrum that public safety is not actively
using? For example, could we reserve some portion of the band for
public safety use on a primary basis, and only permit non-public safety
use of this portion via a dynamic spectrum sharing system, while making
the remainder of the band available for non-public safety access? Could
we grant public safety licensees some form of preemption rights, which
would allow public safety access to the entire 4.9 GHz band in the case
of an emergency, but limit public safety access to only a portion of
the band at other times? If we do segment the band, should we require
devices to be operable across the entire 4.9 GHz band, as we did in the
3.5 GHz band? Would segmenting the band--coupled with a band wide
operability requirement--help to spur innovations in the equipment
marketplace in the band to the benefit of public safety users?
c. Manual and Technical Sharing
49. Given the non-exclusive nature of 4.9 GHz band licenses, we
seek comment on whether alternative methods of sharing are preferable
to dynamic sharing. Would implementing licensing and technical rules be
sufficient to enable non-public safety use without causing harmful
interference to those public safety operations that would remain in the
band? For example, we could require sensing capabilities for non-public
safety equipment, or limit emissions to levels below that which could
cause harmful interference to public safety operations. What would be
the necessary requirements to allow for purely technical protection
measures? Would such limitations prevent the other benefits of opening
this band to non-public safety use, such as fostering innovation and
lowering equipment costs, from being realized? Such rules could be
different for urban or rural areas, in recognition of the different
uses of the band in those locations, as discussed above.
50. We seek comment on whether a frequency coordination requirement
imposed on public safety operations, as discussed above, would enable
similar requirements to be placed on non-public safety operations and
thereby enable shared access. What requirements would we need to impose
on non-public safety operations to enable full protection for public
safety users, and what information would coordinators need from non-
public safety operations to ensure such protection? Would we
[[Page 59942]]
require non-public safety operators to modify their systems based on
new public safety deployments, or only to protect incumbents at the
time they deploy? What, if any, requirements should we put in place to
protect non-public safety operations from one another?
2. Licensing Non-Public Safety Operations
51. In the event we determine that allowing non-public safety
operations in the 4.9 GHz band is in the public interest, we will have
to decide on the appropriate framework under which to authorize such
operations. Below, we seek comment on a number of different licensing
regimes which could be combined with one another and with the sharing
regimes discussed above to create a comprehensive, nationwide framework
for non-public safety operations in the band.
a. Non-Exclusive Licensed Access
52. We seek comment on allowing non-public safety users to access
the band on a licensed, non-exclusive basis. Methods that have been
used in other bands include: (1) Traditional site-based Part 90
secondary licensing, such as in the PLMR bands; (2) the ``license
light'' licensing model used in the 3650-3700 MHz Service prior to its
incorporation into the Citizens Broadband Radio Service; and (3) the
licensed-by-rule General Authorized Access (GAA) tier of the Citizens
Broadband Radio Service. Such approaches have been successfully used to
make spectrum available to a wide variety of operators with relatively
low barriers to entry vis-[agrave]-vis exclusive licensing models.
Would a non-exclusive licensing approach be well-suited to the 4.9 GHz
band? Could such an approach facilitate significant non-public safety
use in the band while protecting important public safety operations?
How should the system treat future public safety deployments, as
opposed to incumbents? Could a non-exclusive licensing approach help to
promote technological innovation in the band, including the equipment
marketplace, to the benefit of public safety and non-public safety
users? Commenters that support implementing a non-exclusive licensing
model for non-public safety users in the band are encouraged to provide
detailed proposals, including details on any sharing or authorization
mechanism needed to facilitate such an approach.
b. Granting Exclusive Use Licenses
53. While exclusive use licenses are often the preferred method of
allocating spectrum to commercial use, given the non-exclusive nature
of existing public safety licenses, the ongoing importance of public
safety operations in the band, and the fact that nearly all of the U.S.
is covered by at least one public safety license, assigning such
licenses in the 4.9 GHz band may prove to be a challenge. But exclusive
use licenses offer several important benefits, and, as such we seek
comment on a variety of ways that exclusive use licenses could be
utilized to facilitate non-public safety use in this band.
54. Would exclusive use licenses potentially increase current and
future licensees' willingness to invest heavily in the band? Exclusive
use licenses may be subject to mutually exclusive applications, which
would be resolved by competitive bidding. Would this increase the
likelihood that new licensees will be those entities that are most
highly motivated to invest in the band? The Commission's competitive
bidding systems generally facilitate the aggregation of licenses when
it is economically efficient to do so. Would this make it more likely
that licensees aggregating licenses in competitive bidding will invest
in developing and deploying networks in this band? Given these
potential benefits, we seek comment on whether this band is well-suited
to exclusive use licensing and, if so, how to achieve it.
55. Overlay Licensing. Overlay licenses would grant new non-public
safety entrants the right to use the band in ways that would not cause
harmful interference to public safety users at any given time, but
would be exclusive as to other non-public safety users. Such a
licensing framework could be combined with different access models--
including spectrum manager models, competitive bidding, and dynamic
database-driven sharing models--and could be coupled with relocation or
re-banding of some existing operations to increase the amount of
spectrum available to the overlay licensee. This approach could provide
the flexibility to allow new non-public safety operations in the band
while safeguarding public safety users.
56. We seek comment on whether we should utilize overlay licenses
to facilitate non-public safety use of the 4.9 GHz band. We also seek
comment on how to assign such licenses and how to structure the rules
governing them. How would an overlay license work in concert with
potential new technical, interoperability, and coordination rules for
public safety licensees that we seek comment on here? What technical or
coordination rules would be required for non-public safety operations,
as distinct from those required of public safety licensees? How would
overlay licenses work with potential future public safety operations,
as opposed to incumbents?
57. We also seek comment on the impact of this approach on use of
the band. Would other users of the band spur innovation and expand the
type, and lower the price, of 4.9 GHz equipment available to public
safety entities? What types of entities should be eligible for overlay
licenses? Would overlay licenses provide new licensees with sufficient
spectrum access to justify investment in equipment and broadband and
mobile applications? If more spectrum access than is currently
available is needed to motivate investment, can overlay licensees
reasonably expect to obtain sufficient spectrum access by negotiation
with incumbents? What conditions would be necessary for such
negotiations to be successful? Is it possible that such access
negotiations would both provide new overlay licensees with sufficient
and reliable bandwidth while maintaining current incumbent operations?
We seek comment on any other considerations regarding the use of
overlay licensing for the 4.9 GHz band.
58. Exclusive Use Licenses for Specified Frequencies. We seek
comment on whether licenses providing exclusive use of specified
frequencies, e.g., designated channels, would be more beneficial for
the 4.9 GHz band than overlay licenses. Depending on the use of the
band by underlying incumbent licensees, overlay licenses may not enable
the use of uniform frequencies across geographic areas by new
licensees. However, enabling the exclusive use of uniform frequencies
likely would require any incumbent public safety operations using the
frequencies to cease. We seek comment on possible mechanisms for
relocation or repacking of such operations. We seek comment below on
the use of an incentive auction model to enable this effort. But we
similarly seek comment on any alternatives to relocate or repack public
safety incumbents as needed.
59. What are the benefits and costs to this approach and how could
it be implemented? How would licensing specified frequencies for
exclusive use work in concert with other proposals to increase use of
the band, such as the new technical and coordination rules for public
safety operations or dynamic spectrum sharing, and which would it rule
out?
c. Unlicensed Access
60. Unlicensed access allows a wide range of different users the
ability to access spectrum, especially in rural or
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underserved areas and often at lower price points than through licensed
services. This framework permits users to support innovative use cases
and applications that can be tailored for each area, especially through
Wi-Fi, Bluetooth, and other widely used technologies. Because the
Commission permits unlicensed operations on a variety of spectrum
bands, users are able to both match available capacity to their
spectrum needs and choose the band(s) that are best suited to their
particular coverage requirements. The Commission previously sought
comment on unlicensed operations in this band. We recognize that both
the demand for unlicensed spectrum and the unlicensed spectrum
landscape have continued to evolve. We seek updated information on the
potential use of the 4.9 GHz band for unlicensed access. To what extent
is the band desirable for such use, given the presence of public safety
incumbents and amount of spectrum available? What use cases could the
4.9 GHz band host? Is this band suitable to provide the types of
applications users are demanding in terms of capacity and coverage
requirements? Are there particular unlicensed applications and
protocols that are well-suited for the 4.9 GHz band? We seek comment
below on possible sharing mechanisms, which could operate in concert
with unlicensed use, but what technical or licensing rules would be
required in order to enable such use, regardless of sharing mechanism?
3. Other Considerations
61. Technical Flexibility. In the context of establishing a
nationwide approach, we also seek comment on the feasibility of
implementing different technical rules (e.g., maximum power levels) for
the band to account for different public safety and non-public safety
needs in different scenarios. We note that the record in this
proceeding indicates that there may be varying use cases and
opportunities for use in a nationwide framework. For example, public
safety usage of the band is greater in urban areas than rural ones. At
the same time, there may be differences in non-public safety use of
this band in rural areas, particularly to accommodate wireless
broadband. Would it be in the public interest to adopt flexibility in
the technical rules for the 4.9 GHz band to accommodate these different
needs, consistent with our decision to pursue an integrated, nationwide
approach to the band? For example, in other proceedings we have adopted
different power levels for urban and rural deployments. Should we take
a similar approach here as part of a nationwide framework? Would this
approach help foster efficient use, encourage innovation, and improve
the equipment marketplace for the band? How would we define the
different areas within our nationwide framework, and how would we
ensure these definitions remain up-to-date as use of the band evolves?
62. Incentive Auction. In addition to its standard authority to
conduct competitive bidding to assign licenses, the Commission has
statutory authority to conduct incentive auctions, in which it offers
incumbent licensees a share of the proceeds from the auction of new
licenses made available by the incumbents relinquishing their spectrum
usage rights. Should the Commission consider an incentive auction to
encourage public safety licensees to relocate their operations (or
modify them in some way to reduce the amount of spectrum they require)
in order to enable greater non-public safety use of the band? How would
we structure an incentive auction within the Commission's existing
statutory authority that would result in enough clear spectrum to
attract new licensees and serve the public interest? What alternate
options are available to public safety licensees which accept incentive
auction payments? Would the current 4.9 GHz licensees, many of which
are governmental entities, be legally or practically equipped to
participate in the reverse phase of an incentive auction? Would their
incentives align with the public interest? How would we have to modify
our incentive auction structure here, given the non-exclusive rights of
the current licensees? Should any incumbent public safety licensees
choosing not to participate in the incentive auction be required to be
repacked into a portion of the band or otherwise modify their
operations to enable coexistence with new non-public safety licensees?
What is the likelihood that enough existing licensees would be willing
to relinquish their spectrum usage rights so that the Commission then
could offer enough new licenses to stimulate investment in the band?
63. Digital Equity and Inclusion. Finally, the Commission, as part
of its continuing effort to advance digital equity for all, including
people of color, persons with disabilities, persons who live in rural
or Tribal areas, and others who are or have been historically
underserved, marginalized, or adversely affected by persistent poverty
or inequality, invites comment on any equity-related considerations and
benefits (if any) that may be associated with the proposals and issues
discussed herein. Specifically, we seek comment on how our proposals
may promote or inhibit advances in diversity, equity, inclusion, and
accessibility, as well the scope of the Commission's relevant legal
authority.
II. Procedural Matters
Paperwork Reduction Act
64. This Eighth Further Notice of Proposed Rulemaking may contain
new or modified information collection(s) subject to the Paperwork
Reduction Act of 1995. If the Commission adopts any new or modified
information collection requirements, they will be submitted to the
Office of Management and Budget (OMB) for review under section 3507(d)
of the PRA. OMB, the general public, and other federal agencies will be
invited to comment on the new or modified information collection
requirements contained in this proceeding. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, we seek specific comment
on how we might ``further reduce the information collection burden for
small business concerns with fewer than 25 employees.''
Regulatory Flexibility Act
65. The Regulatory Flexibility Act of 1980, as amended (RFA),
requires that an agency prepare a regulatory flexibility analysis for
notice and comment rulemakings, unless the agency certifies that ``the
rule will not, if promulgated, have a significant economic impact on a
substantial number of small entities.'' Accordingly, the Commission has
prepared an Initial Regulatory Flexibility Analysis (IRFA) concerning
potential rule and policy changes contained in the Eighth Further
Notice of Proposed Rulemaking. The IRFA is contained in Appendix C in
the Eighth Further Notice of Proposed Rulemaking.
Ex Parte Rules
66. This proceeding shall be treated as a ``permit-but-disclose''
proceeding in accordance with the Commission's ex parte rules. Persons
making ex parte presentations must file a copy of any written
presentation or a memorandum summarizing any oral presentation within
two business days after the presentation (unless a different deadline
applicable to the Sunshine period applies). Persons making oral ex
parte presentations are reminded that memoranda summarizing the
presentation must: (1) List all persons attending or otherwise
participating in the meeting at which the ex parte presentation was
made; and (2) summarize all data presented and
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arguments made during the presentation.
67. If the presentation consisted in whole or in part of the
presentation of data or arguments already reflected in the presenter's
written comments, memoranda, or other filings in the proceeding, the
presenter may provide citations to such data or arguments in his or her
prior comments, memoranda, or other filings (specifying the relevant
page and/or paragraph numbers where such data or arguments can be
found) in lieu of summarizing them in the memorandum. Documents shown
or given to Commission staff during ex parte meetings are deemed to be
written ex parte presentations and must be filed consistent with Sec.
1.1206(b) of the Commission's rules. In proceedings governed by Sec.
1.49(f) of the rules or for which the Commission has made available a
method of electronic filing, written ex parte presentations and
memoranda summarizing oral ex parte presentations, and all attachments
thereto, must be filed through the electronic comment filing system
available for that proceeding, and must be filed in their native format
(e.g., .doc, .xml, .ppt, searchable .pdf). Participants in this
proceeding should familiarize themselves with the Commission's ex parte
rules.
III. Initial Regulatory Flexibility Analysis
68. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), the Commission has prepared this Initial Regulatory
Flexibility Analysis (IRFA) of the possible significant economic impact
on a substantial number of small entities by the policies and rules
proposed in the Eighth Further Notice of Proposed Rulemaking (Eighth
Further Notice). Written public comments are requested on this IRFA.
Comments must be identified as responses to the IRFA and must be filed
by the deadlines for comments as specified in the Eighth Further
Notice. The Commission will send a copy of the Eighth Further Notice,
including this IRFA, to the Chief Counsel for Advocacy of the Small
Business Administration (SBA). In addition, the Eighth Further Notice
and IRFA (or summaries thereof) will be published in the Federal
Register.
A. Need for, and Objectives of, the Proposed Rules
69. In the Eighth Further Notice, we seek comment on a nationwide
framework to encourage greater use and improved spectrum efficiency of
the 4940-4990 MHz (4.9 GHz) band. We seek comment to implement changes
to our policies and regulations that promote optimal use, innovation,
and investment. The Fifth Further Notice of Proposed Rulemaking (77 FR
45558) and Sixth Further Notice of Proposed Rulemaking in this
proceeding enabled the Commission to develop a record on several
issues, including 4.9 GHz coordination, eligibility, licensing, band
plan, power and antenna gain, aeronautical mobile use, and standards.
The Sixth Report and Order and Seventh Further Notice of Proposed
Rulemaking, however, sought to establish a new framework to expand
access to the band by providing states the opportunity to lease 4.9 GHz
band spectrum to commercial entities, critical infrastructure industry,
including electric utilities, and other stakeholders. In addition, the
Seventh Further Notice sought comment on new state-based licensing
regime for public safety operations in the 4.9 GHz band, including a
centralized structure of state oversight and coordination of public
safety operations in the band.
70. In the Eighth Further Notice, we revisit the structure of the
4.9 GHz band to promote public safety use and encourage a robust market
for equipment. Specifically, we focus on establishing a nationwide
framework that will avoid breaking up the 4.9 GHz band into a patchwork
of state leases. We believe that a nationwide approach will promote
robust equipment market, lower costs, and increase the likelihood of
interoperable communications and consistent interference protection. To
achieve this vision, we seek comment on establishing a database with
consistent and reliable information about what spectrum is available
where or how it is being used--providing certainty and predictability
to plan and invest in 4.9 GHz deployments. Further, we seek comment on
certain prominent proposals from the Sixth Further Notice, such
Universal Licensing System (ULS) information submissions, non-public
safety access, dynamic spectrum sharing, and frequency coordination in
the 4.9 GHz band, as well as on several other Commission proposals
involving technical rule changes to increase utilization of the 4.9 GHz
band and we incorporate these proposals by reference into the Eighth
Further Notice. We believe that by implementing a nationwide framework
that reflects public safety input, we can ensure that public safety
continues to be prioritized in the band while opening up the band to
additional uses that will facilitate increased usage and encourage a
more robust market for equipment and greater innovation, and at the
same time protect against harmful interference.
B. Legal Basis
71. The proposed action is authorized pursuant to Sections 1, 4(i),
4(j), 4(o), 301, 303(b), 303(g), 303(r), 316, 332, and 403 of the
Communications Act of 1934, as amended, 47 U.S.C. 151, 154(i), 154(j),
154(o), 301, 303(b), 303(g), 303(r), 316, 332, and 403.
C. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules Will Apply
72. The RFA directs agencies to provide a description of, and,
where feasible, an estimate of the number of small entities that may be
affected by the proposed rules and policies, if adopted. The RFA
generally defines the term ``small entity'' as having the same meaning
as the terms ``small business,'' ``small organization,'' and ``small
governmental jurisdiction.'' In addition, the term ``small business''
has the same meaning as the term ``small business concern'' under the
Small Business Act. A ``small business concern'' is one which: (1) Is
independently owned and operated; (2) is not dominant in its field of
operation; and (3) satisfies any additional criteria established by the
SBA.
73. Small Businesses, Small Organizations, Small Governmental
Jurisdictions. Our actions, over time, may affect small entities that
are not easily categorized at present. We therefore describe here, at
the outset, three broad groups of small entities that could be directly
affected herein. First, while there are industry specific size
standards for small businesses that are used in the regulatory
flexibility analysis, according to data from the SBA's Office of
Advocacy, in general a small business is an independent business having
fewer than 500 employees. These types of small businesses represent
99.9% of all businesses in the United States which translates to 30.7
million businesses.
74. Next, the type of small entity described as a ``small
organization'' is generally ``any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.''
The Internal Revenue Service (IRS) uses a revenue benchmark of $50,000
or less to delineate its annual electronic filing requirements for
small exempt organizations. Nationwide, for tax year 2018, there were
approximately 571,709 small exempt organizations in the U.S. reporting
revenues of $50,000 or less according to the registration and tax data
for exempt organizations available from the IRS.
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75. Finally, the small entity described as a ``small governmental
jurisdiction'' is defined generally as ``governments of cities,
counties, towns, townships, villages, school districts, or special
districts, with a population of less than fifty thousand.'' U.S. Census
Bureau data from the 2017 Census of Governments indicate that there
were 90,075 local governmental jurisdictions consisting of general
purpose governments and special purpose governments in the United
States. Of this number there were 36,931 general purpose governments
(county, municipal and town or township) with populations of less than
50,000 and 12,040 special purpose governments--independent school
districts with enrollment populations of less than 50,000. Accordingly,
based on the 2017 U.S. Census of Governments data, we estimate that at
least 48,971 entities fall into the category of ``small governmental
jurisdictions.''
76. Private Land Mobile Radio Licensees. Private land mobile radio
(PLMR) systems serve an essential role in a vast range of industrial,
business, land transportation, and public safety activities. Companies
of all sizes operating in all U.S. business categories use these
radios. Because of the vast array of PLMR users, the Commission has not
developed a small business size standard specifically applicable to
PLMR users. The closest applicable SBA category is Wireless
Telecommunications Carriers (except Satellite) which encompasses
business entities engaged in radiotelephone communications. The
appropriate size standard for this category under SBA rules is that
such a business is small if it has 1,500 or fewer employees. For this
industry, U.S. Census Bureau data for 2012 shows that there were 967
firms that operated for the entire year. Of this total, 955 firms had
employment of 999 or fewer employees and 12 had employment of 1,000
employees or more. Thus under this category and the associated size
standard, the Commission estimates that the majority of PLMR licensees
are small entities.
77. According to the Commission's records, a total of approximately
393,490 licenses comprise PLMR users. Of this number there are a total
of 3,541 PLMR licenses in the 4.9 GHz band. The Commission does not
require PLMR licensees to disclose information about number of
employees, and does not have information that could be used to
determine how many PLMR licensees constitute small entities under this
definition. The Commission however believes that a substantial number
of PLMR licensees may be small entities despite the lack of specific
information.
78. Frequency Coordinators. Neither the Commission nor the SBA has
developed a small business size standard specifically applicable to
spectrum frequency coordinators. The closest applicable SBA category is
Business Associations which comprises establishments primarily engaged
in promoting the business interests of their members. The SBA has
developed a small business size standard for ``Business Associations,''
which consists of all such firms with gross annual receipts of $7.5
million or less. For this category, U.S. Census Bureau data for 2012
shows that there were 14,996 firms that operated for the entire year.
Of these firms, a total of 14,229 had gross annual receipts of less
than $5 million and 396 firms had gross annual receipts of $5 million
to $9,999,999.
79. There are 13 entities certified to perform frequency
coordination functions under Part 90 of the Commission's rules.
According to U. S. Census Bureau data approximately 95% of business
associations have gross annual receipts of $7.5 million or less and
would be classified as small entities. The Business Associations
category is very broad however, and does not include specific figures
for firms that are engaged in frequency coordination. Thus, the
Commission is unable to ascertain exactly how many of the frequency
coordinators are classified as small entities under the SBA size
standard. Therefore, for purposes of this IRFA under the associated SBA
size standard, the Commission estimates that a majority of the 13 FCC-
certified frequency coordinators are small.
80. Regional Planning Committees. Neither the Commission nor the
SBA has developed a small business size standard specifically
applicable to Regional Planning Committees (RPCs) and the National
Regional Planning Council (NRPC). As described by the NRPC, ``[NRPC] is
an advocacy body formed in 2007 that supports public safety
communications spectrum management by [the RPCs] in the 700 MHz and 800
MHz NPSPAC public safety spectrum as required by the Federal
Communications Commission.'' The NRPC states that RPCs ``consist of
public safety volunteer spectrum planners and members that dedicate
their time, in addition to the time spent in their regular positions,
to coordinate spectrum efficiently and effectively for the purpose of
making it available to public safety agency applicants in their
respective region.'' According to Commission data, there are 55 RPCs.
The Commission has not developed a small business size standard
specifically applicable to RPCs and the NRPC. The closest applicable
industry with a SBA small business size standard is Wireless
Telecommunications Carriers (except Satellite) which encompasses
business entities engaged in radiotelephone communications. Under the
SBA small business size standard, a business employing no more than
1,500 persons is considered small. For this industry, U.S. Census
Bureau data for 2012 shows that there were 967 firms that operated for
the entire year. Of this total, 955 firms had employment of 999 or
fewer employees and 12 had employment of 1,000 employees or more. Thus
using the SBA size standard, we estimate that all of the RPCs and the
NRPC can be considered small.
81. Radio and Television Broadcasting and Wireless Communications
Equipment Manufacturing. This industry comprises establishments
primarily engaged in manufacturing radio and television broadcast and
wireless communications equipment. Examples of products made by these
establishments are: Transmitting and receiving antennas, cable
television equipment, GPS equipment, pagers, cellular phones, mobile
communications equipment, and radio and television studio and
broadcasting equipment. The SBA has established a small business size
standard for this industry of 1,250 employees or less. U.S. Census
Bureau data for 2012 show that 841 establishments operated in this
industry in that year. Of that number, 828 establishments operated with
fewer than 1,000 employees, 7 establishments operated with between
1,000 and 2,499 employees and 6 establishments operated with 2,500 or
more employees. Based on this data, we conclude that a majority of
manufacturers in this industry are small.
82. Wireless Telecommunications Carriers (except Satellite). This
industry comprises establishments engaged in operating and maintaining
switching and transmission facilities to provide communications via the
airwaves. Establishments in this industry have spectrum licenses and
provide services using that spectrum, such as cellular services, paging
services, wireless internet access, and wireless video services. The
appropriate size standard under SBA rules is that such a business is
small if it has 1,500 or fewer employees. For this industry, U.S.
Census Bureau data for 2012 show that there were 967 firms that
operated for the entire year. Of this total, 955 firms employed fewer
than 1,000 employees and 12 firms employed of 1,000
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employees or more. Thus under this category and the associated size
standard, the Commission estimates that the majority of Wireless
Telecommunications Carriers (except Satellite) are small entities.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
83. The nationwide framework described in the Eighth Further Notice
may impose new or additional reporting or recordkeeping and/or other
compliance obligations on small entities, if adopted. The reporting or
recordkeeping and/or other compliance obligations generally fall into
two categories: Technical requirements and eligibility/governance
criteria. Potential information collections and compliance requirements
that are technical in nature may include costs associated with
compensating engineering or technical staff or consultants or attorneys
which the Commission is unable to quantify at this time. The purpose of
the information collections is to ensure that future operations protect
incumbent operations from interference, and to make it feasible to
identify the source of any actual interference that may occur, as well
as maximize use of the 4.9 GHz band. We discuss these potential
requirements below.
84. Licensing Database and Frequency Coordination. The Eighth
Further Notice seeks comment on requiring base and mobile stations,
permanent fixed P-P transmitters and receivers, and permanent fixed P-
MP transmitters and receivers in the 4940-4990 MHz band to be licensed
individually on a site-by-site basis for interference protection and
frequency coordination purposes which would impose a one-time
information collection requirement on existing 4.9 GHz band licensees.
The information collected would include technical parameters such as
transmitter and receiver antenna coordinates, azimuth (direction),
polarization, beamwidth, physical dimensions, gain, and height above
ground, as well as transmit details such as power, channel, emission,
and would be collected on Form 601 in the Commission's Universal
Licensing System database. We expect that there will not be any
application fees associated with this information collection for public
safety entities because they are exempt from application fees pursuant
to 47 CFR 1.1116(b). To the extent non-public safety access is
permitted in the band however, non-public safety entities would incur
application fee costs.
85. The Eighth Further Notice also seeks comment on requiring
formal frequency coordination in the 4.9 GHz band to support
interference protection and increase public safety confidence to use
the band. If formal frequency coordination is adopted, we have
requested comment on the criteria and type of certification the
Commission should use to certify coordinators which may impose
reporting and recordkeeping obligations. The selected frequency
coordinators could be subject reporting recordkeeping obligations
associated with coordination for the 4.9 GHz band. Additionally,
licensees could be subject to requirements to submit information to
frequency coordinators and subject to compliance costs associated
frequency coordination.
86. Facilitating Non-Public Safety Access to the Band. The Eighth
Further Notice seeks comment various methods of enabling non-public
safety access to the 4.9 GHz band alongside public safety access,
including tiered licensing, a dynamic spectrum access system, and
overlay licenses. For any of these methods, either the Commission or a
third party would collect information from non-public safety users that
wish to access the 4.9 GHz band. Such users may be classified as small
businesses, small organizations, small governmental jurisdictions; PLMR
licensees; and wireless telecommunications carriers (except satellite).
The information collected would likely be equivalent to information
collected on Form 601 of the Commission's Universal Licensing System
database. For the dynamic spectrum access system method, a third party
database would collect certain licensing and operational information
from incumbent public safety 4.9 GHz band PLMR licensees. The amount of
information collected, the means, and the frequency of such collection
depends on whether the dynamic spectrum access system database would
draw existing sources of such information, such as information
contained in the Commission's Universal Licensing System. The Eighth
Further Notice also seeks comment on the potential use of an incentive
auction as part of the discussion on granting exclusive access rights
which would have recordkeeping and data submission obligations.
87. Nationwide Licensee or Band Manager. The Eighth Further Notice
seeks comment on designating a nationwide band manager that would be
responsible for developing a nationwide framework for the 4.9 GHz band.
If adopted, a one-time information collection may take the form of a
band manager application and a proposed nationwide framework describing
how different types of entities may operate within the 4.9 GHz band.
88. Regional Planning Committees. The Eighth Further Notice seeks
comment on a requiring regional planning committees (RPCs) to file
regional plans, which could impact reporting and recordkeeping
obligations for RPCs. Under the Commission's existing rules in the 4.9
GHz licensing regime, the filing of regional plans by RPCs is
voluntary. Sections 90.1211(b) and (c) of the Commission's rules detail
certain information that must be submitted in regional plans and
provide instructions for plan modifications. In the Eighth Further
Notice, we inquire whether to develop a standardized template to ensure
that the information submitted in all regional plans is consistent and
supports a nationwide approach, and whether to allow RPCs to file
alternative regional plans that vary from a standardized approach.
E. Steps Taken To Minimize the Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
89. The RFA requires an agency to describe any significant,
specifically small business, alternatives that it has considered in
reaching its proposed approach, which may include the following four
alternatives (among others): ``(1) the establishment of differing
compliance or reporting requirements or timetables that take into
account the resources available to small entities; (2) the
clarification, consolidation, or simplification of compliance or
reporting requirements under the rule for such small entities; (3) the
use of performance, rather than design, standards; and (4) an exemption
from coverage of the rule, or any part thereof, for such small
entities.''
90. The Commission's reliance on technical and eligibility
requirements utilized in other public safety and PLMR spectrum bands as
the basis of inquiries in Eighth Further Notice potentially provides
regulatory policies and frameworks that small entities are
operationally familiar with and may therefore minimize any substantial
economic impact if similar requirements are adopted in this proceeding.
To assist in the Commission's evaluation of the economic impact on
small entities as a result of the actions that have been proposed in
this proceeding, and the options and alternatives for such entities,
the Commission has raised questions and sought comment on these matters
in the Eighth Further Notice. As part of the inquiry, the Commission
has specifically requested that commenters include costs and benefit
analysis data
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in their comments. Additionally, we are seeking comment on proposals in
the Sixth Further Notice, which include inquiries and requests for
information on the impacts for small entities and courses of action
that might be considered to accommodate the resources small entities.
For example, as part of the proposed information collection requirement
to make information available to frequency coordinators to ensure that
these operations are protected from interference, the Sixth Further
Notice proposed a one-year deadline for licensees to complete this
information collection after final rules in this proceeding become
effective. Before the deadline, the Commission would waive frequency
coordination requirements. After one year, the information collection
would be subject to frequency coordination requirements, including
frequency coordination fees. The Commission also sought comment on
whether the status of a license should become secondary if the
incumbent licensee does not meet the one-year deadline. The Sixth
Further Notice sought comment on whether small entities should have a
lengthier deadline, and what showing the Commission should require from
licensees to attest that they qualify as small entities. The Sixth
Further Notice also asked whether the Commission should require small
entities to file attestations by the one-year deadline or accept
attestations after the deadline at the time they eventually complete
the information collection.
91. The Commission is hopeful that the comments it receives will
specifically address matters impacting small entities and include data
and analyses relating to these matters. Further, while the Commission
believes the rules that are eventually adopted in this proceeding
should benefit small entities, whether public safety or non-public
safety, by giving them more options for gaining access to valuable
spectrum, the Commission expects to more fully consider the economic
impact and alternatives for small entities following the review of
comments filed in response to the Eighth Further Notice. The
Commission's evaluation of this information will shape the final
alternatives it considers, the final conclusions it reaches, and any
final actions it ultimately takes in this proceeding to minimize any
significant economic impact that may occur on small entities.
F. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
None.
IV. Ordering Clauses
92. Accordingly, it is ordered, pursuant to the authority found in
sections 4(i), 4(j), 302, 303(b), 303(f), 303(g), 303(r), 309(j) and
405 of the Communications Act of 1934, as amended, 47 U.S.C. 154(i),
154(j), 302a, 303(b), 303(f), 303(g), 303(r), 309(j), and 405, that
this Eighth Further Notice of Proposed Rulemaking is hereby adopted.
93. It is further ordered that, pursuant to applicable procedures
set forth in Sec. Sec. 1.415 and 1.419 of the Commission's Rules, 47
CFR 1.415, 1.419, interested parties may file comments on the Eighth
Further Notice of Proposed Rulemaking on or before 30 days after
publication in the Federal Register, and reply comments on or before 60
days after publication in the Federal Register.
94. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this Eighth Further Notice of Proposed Rulemaking, including
the Initial Regulatory Flexibility Analysis to the Chief Counsel for
Advocacy of the Small Business Administration.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer.
[FR Doc. 2021-23335 Filed 10-28-21; 8:45 am]
BILLING CODE 6712-01-P