Termination of Listing of Color Additives Exempt From Certification; Lead Acetate, 56183-56195 [2021-21892]
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56183
Rules and Regulations
Federal Register
Vol. 86, No. 193
Friday, October 8, 2021
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
DEPARTMENT OF COMMERCE
National Institutes of Standards and
Technology
15 CFR Part 290
[Docket No.: 210913–0184]
RIN 0693–AB68
Hollings Manufacturing Extension
Partnership—Amendment to Venue for
Publishing Notices of Funding
Opportunities for Financial Assistance
National Institute of Standards
and Technology (NIST), United States
Department of Commerce.
ACTION: Final rule.
AGENCY:
NIST is issuing a final rule to
amend the regulations governing the
Hollings Manufacturing Extension
Partnership (MEP) program to reflect the
current requirements for publishing
Notices of Funding Opportunities
(NOFOs) for the establishment and
operation of MEP Centers, consistent
with the current MEP authorizing
statute and Department of Commerce
(Department or DOC) policy.
DATES: This rule is effective October 8,
2021.
FOR FURTHER INFORMATION CONTACT: J.
Chancy Lyford, External Affairs,
Performance and Support Division,
Hollings Manufacturing Extension
Partnership, National Institute of
Standards and Technology, 100 Bureau
Drive, Mail Stop 4800, Gaithersburg,
MD 20899, 240–660–0324.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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I. Background
The Hollings MEP Program (Program)
is a unique program, consisting of
centers in each state and Puerto Rico
with partnerships at the state, federal,
and local levels. Prior to being amended
by Section 501(b) of the American
Innovation and Competitiveness Act
(AICA), Public Law 114–329, the
Program statute, 15 U.S.C. 278k(c),
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required that NIST publish in the
Federal Register a description of each
financial assistance program to establish
an MEP Center. Section 501(b) of AICA
removed the requirement that such
notices be published in the Federal
Register, which is consistent with the
current policy of the Department of
Commerce to publish all notices of
funding opportunities (NOFOs) on
www.Grants.gov, unless otherwise
required by statute or regulation.1
NIST is amending the MEP
regulations, specifically 15 CFR 290.7,
to remove the requirement that NOFOs
to solicit applications to establish a new
MEP Center or to operate a pre-existing
MEP Center be published in the Federal
Register.
II. Statutory Authority
15 U.S.C. 278k was revised by section
501(b) of AICA to eliminate the
requirement that solicitations for
operators of MEP Centers be published
in the Federal Register.
III. Regulatory Analysis
Paperwork Reduction Act
This rule contains no new collection
of information subject to the Paperwork
Reduction Act, 44 U.S.C. 3501 et seq.
National Environmental Policy Act
This final rule will not significantly
affect the quality of the human
environment. Therefore, an
environmental assessment or
Environmental Impact Statement is not
required to be prepared under the
National Environmental Policy Act of
1969.
List of Subjects in 15 CFR Part 290
Cooperative agreements, Grant
programs, Science and technology.
For the reasons stated in the
preamble, NIST is amending 15 CFR
part 290 as follows:
PART 290—REGIONAL CENTERS FOR
THE TRANSFER OF MANUFACTURING
TECHNOLOGY
1. The authority citation for 15 CFR
part 290 continues to read as follows:
■
Authority: 15 U.S.C. 278k.
Because this final rule is a matter
relating to public property, loans,
grants, benefits, or contracts, 5 U.S.C.
553 does not apply. See 5 U.S.C.
553(a)(2). Therefore, prior notice and
opportunity for public comment are not
required under 5 U.S.C. 553, and there
is no requirement for a 30-day delay in
the effectiveness of this action under 5
U.S.C. 553(d).
Executive Order 12866
■
2. Revise § 290.7 to read as follows:
§ 290.7
Proposal selection process.
Upon the availability of funding to
solicit applications to establish a new
Manufacturing Extension Partnership
(MEP) Center or to operate a pre-existing
MEP Center, the Director shall publish
a notice of funding opportunity on
www.Grants.gov requesting submission
of competitive proposals from eligible
organizations.
This final rule was determined to be
not significant for purposes of Executive
Order 12866.
Alicia Chambers,
NIST Executive Secretariat.
Executive Order 13132
BILLING CODE 3510–13–P
This final rule does not contain
policies with Federalism implications as
defined in Executive Order 13132.
Regulatory Flexibility Act
1 In addition, the Office of Management and
Budget has encouraged Federal agencies to use
www.Grants.gov since 2003. 68 FR 58146.
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
Because prior notice and opportunity
for public comment are not required for
this rule by 5 U.S.C. 553, or any other
law, the analytical requirements of the
Regulatory Flexibility Act, 5 U.S.C. 601
et seq., do not apply.
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[FR Doc. 2021–21976 Filed 10–7–21; 8:45 am]
21 CFR Part 73
[Docket No. FDA–2017–C–1951]
Termination of Listing of Color
Additives Exempt From Certification;
Lead Acetate
AGENCY:
Food and Drug Administration,
HHS.
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Federal Register / Vol. 86, No. 193 / Friday, October 8, 2021 / Rules and Regulations
Final rule; response to
objections and denial of public hearing
requests; removal of administrative stay.
ACTION:
The Food and Drug
Administration (FDA or we) is
responding to objections and a public
hearing request that we received from
Combe Inc., on the final rule entitled
‘‘Termination of Listing of Color
Additives Exempt From Certification;
Lead Acetate,’’ which published on
October 31, 2018. The final rule
amended the color additive regulations
to no longer provide for the safe use of
lead acetate in cosmetics intended for
coloring hair on the scalp. After
reviewing the objections, we have
concluded that the objections do not
raise issues of material fact that justify
a hearing. Therefore, the stay of the
effectiveness for the repeal and delisting
of the color additive regulation is now
lifted, and we are amending the color
additive regulations to no longer
provide for the safe use of lead acetate
in cosmetics intended for coloring hair
on the scalp.
DATES: This rule is effective January 6,
2022.
ADDRESSES: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Dockets Management
Staff, 5630 Fishers Lane, Rm. 1061,
Rockville, MD 20852, 240–402–7500.
FOR FURTHER INFORMATION CONTACT:
Shayla West-Barnette, Center for Food
Safety and Applied Nutrition, Food and
Drug Administration, 5001 Campus Dr.,
College Park, MD 20740–3835, 240–
402–1262.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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I. Background
In the Federal Register of October 31,
2018 (83 FR 54665), we issued a final
rule repealing the color additive
regulation in § 73.2396 (21 CFR 73.2396)
to no longer provide for the safe use of
lead acetate in cosmetics intended for
coloring hair on the scalp because new
data available since lead acetate was
permanently listed have demonstrated
that there is no longer a reasonable
certainty that no harm will result from
the use of this color additive. We gave
interested persons until November 30,
2018, to file objections and requests for
a hearing on the final rule. The
preamble to the final rule stated that the
effective date of the final rule would be
on December 3, 2018, except as to any
provisions that may be stayed by the
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filing of proper objections (83 FR 54665
at 54673). On December 3, 2018,
§ 73.2396 was removed from the CFR.
However, we had received objections
and requests for a hearing on the
objections from Combe Inc. (Combe), a
manufacturer of hair dyes containing
lead acetate. Under sections 701(e)(2)
and 721(d) of the FD&C Act (21 U.S.C.
371(e)(2) and 379e(d)), the filing of
objections operates to stay the
effectiveness of our repeal until we take
final action on the objections.
To implement a stay of effectiveness
as required by sections 701(e)(2) and
721(d) of the FD&C Act, we published
a final rule in the Federal Register of
April 1, 2019 (84 FR 12081), reinstating
§ 73.2396 pending final FDA action on
the objections to the October 31, 2018,
final rule. We also stated that this action
did not reflect any change in our
determination that new data
demonstrate that there is no longer a
reasonable certainty of no harm from the
use of this color additive.
FDA listed lead acetate in § 73.2396 in
1980 as a color additive for safe use in
cosmetics intended for coloring hair on
the scalp, subject to certain restrictions
and labeling requirements, at levels up
to 0.6 percent (weight to volume;
equivalent to 6,000 parts per million
(ppm)) lead in the cosmetic product (45
FR 72112). Lead acetate is used in
progressive hair dyes that, when applied
to gray hair, gradually change the color
with repeated applications.1
II. Objections and Requests for a
Hearing
Sections 701(e)(2) and 721(d) of the
Federal Food, Drug, and Cosmetic Act
(FD&C Act) collectively provide that,
within 30 days after publication of an
order relating to a color additive
regulation, any person adversely
affected by such an order may file
objections, specifying with particularity
the provisions of the order deemed
objectionable, stating the grounds
therefor, and requesting a public hearing
upon such objections. We may deny a
hearing request if the objections to the
regulation do not raise genuine and
substantial issues of fact that can be
resolved at a hearing (§ 12.24(b)(1) (21
CFR 12.24(b)(1)). (See also Community
Nutrition Institute v. Young, 773 F.2d
1356, 1364 (D.C. Cir. 1985).)
Objections and requests for a hearing
are governed by 21 CFR part 12 of our
1 For example, as indicated in a lead acetatecontaining progressive hair dye product
manufacturer’s use direction (Ref. 10), after the
initial application, users might apply the
progressive hair dye daily until the desired color
shade is achieved, and once or twice per week to
maintain the hair color thereafter.
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regulations. Under 21 CFR 12.22(a),
each objection must meet the following
conditions: (1) Must be submitted on or
before the 30th day after the date of
publication of the final rule; (2) must be
separately numbered; (3) must specify
with particularity the provision of the
regulation or proposed order objected
to; (4) must specifically state the
provision of the regulation or proposed
order on which a hearing is requested
(failure to request a hearing on an
objection constitutes a waiver of the
right to a hearing on that objection); and
(5) must include a detailed description
and analysis of the factual information
to be presented in support of the
objection if a hearing is requested
(failure to include a description and
analysis for an objection constitutes a
waiver of the right to a hearing on that
objection).
Following publication of the final rule
repealing the regulation in § 73.2396 to
no longer provide for the safe use of
lead acetate in cosmetics intended for
coloring hair on the scalp, we received
a submission from Combe, a
manufacturer of hair dyes containing
lead acetate, providing 19 objections
and requesting a hearing on each of the
objections. Combe provided the
following numbered objections:
Objection 1: Combe objects to FDA’s
finding that there is no safe level of exposure
for lead.
Objection 2: Combe objects to FDA’s
reliance on information about lead exposure
in children (e.g., recommendations from the
Centers for Disease Control and Prevention
(CDC)).
Objection 3: Combe objects to FDA’s
reliance on sources that discuss blood level
of lead, not exposure levels (see, e.g.,
National Toxicology Program (NTP)
monograph).
Objection 4: Combe objects to the
conclusions FDA draws from the Joint Food
and Agriculture Organization/World Health
Organization (FAO/WHO) Expert Committee
on Food Additives (JECFA) (2011).
Objection 5: Combe objects to FDA’s
reliance on the Environmental Protection
Agency’s (EPA’s) goals for lead in drinking
water.
Objection 6: Combe objects to FDA’s
conclusion that the 1980 Moore et al. study
(Ref. 1, the Moore study) underestimated the
exposure of lead.
Objection 7: Combe objects to FDA’s
criticisms of Moore.
Objection 8: Combe objects to FDA’s
finding that the lead in the Moore study
could have been absorbed by other parts of
the body than the blood.
Objection 9: Combe objects to FDA’s
reliance on a novel and unvalidated
computer model.
Objection 10: Combe objects to FDA’s
treating an unvalidated computer model as
more reliable than robust human data.
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Objection 11: Combe objects to FDA’s
argument that the absorption percentage from
the Moore study is invalid because it tested
only a small patch of skin.
Objection 12: Combe objects to FDA’s
reliance on a ‘‘permeability coefficient’’ for
lead instead of fractional absorption.
Objection 13: Combe objects to FDA’s use
of a permeability coefficient for lead acetate
that EPA repudiated and replaced with a
much lower estimate.
Objection 14: Combe objects to FDA’s
conclusion that lower median lead levels in
blood since 1990 means that any lead
contributed by lead acetate is less safe now.
Objection 15: Combe objects to FDA’s
entire analysis because it is missing two
critical links—FDA never relates exposure
from lead acetate to any change in blood
levels, and thus it never relates it to any
predicted harm.
Objection 16: Combe objects to FDA’s
whole argument as FDA never links exposure
to lead from lead acetate to a change in
steady-state blood levels.
Objection 17: Combe objects to FDA’s
conclusion about the effect of lead acetate on
blood lead levels.
Objection 18: Combe objects to FDA taking
a zero-tolerance approach for lead.
Objection 19: Combe objects to FDA’s
failure to consider reducing the permitted
lead acetate level under § 73.2396 from 0.6
percent to 0.153 percent.
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See Submission from Anthony M.
Santini, Senior Vice President and
General Counsel, Combe Inc., Peter
Barton Hutt, Matthew J. Hegreness, and
Richard F. Kingham, Covington &
Burling LLP (Counsel for Combe
Incorporated), to the Dockets
Management Staff, FDA, dated
November 30, 2018, at pages 25–58,
available at: https://
www.regulations.gov/document/FDA2017-C-1951-0233 (referred to as the
Submission).
III. Standards for Granting a Hearing
Specific criteria for deciding whether
to grant or deny a request for a hearing
are set out in § 12.24(b). Under that
regulation, a hearing will be granted if
the material submitted by the requester
shows, among other things, that: (1)
There is a genuine and substantial
factual issue for resolution at a hearing
(a hearing will not be granted on issues
of policy or law); (2) the factual issue
can be resolved by available and
specifically identified reliable evidence
(a hearing will not be granted on the
basis of mere allegations or denials or
general descriptions of positions and
contentions); (3) the data and
information submitted, if established at
a hearing, would be adequate to justify
resolution of the factual issue in the way
sought by the requester (a hearing will
be denied if the data and information
submitted are insufficient to justify the
factual determination urged, even if
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accurate); (4) resolution of the factual
issue in the way sought by the person
is adequate to justify the action
requested (a hearing will not be granted
on factual issues that are not
determinative with respect to the action
requested, e.g., if the action would be
the same even if the factual issue were
resolved in the way sought); (5) the
action requested is not inconsistent with
any provision in the FD&C Act or any
regulation particularizing statutory
standards (the proper procedure in
those circumstances is for the person
requesting the hearing to petition for an
amendment or waiver of the regulation
involved); and (6) the requirements in
other applicable regulations, e.g., 21
CFR 10.20, 12.21, 12.22, 314.200,
514.200, and 601.7(a), and in the notice
issuing the final regulation or the notice
of opportunity for a hearing are met.
A party seeking a hearing must meet
a ‘‘threshold burden of tendering
evidence suggesting the need for a
hearing’’ (Costle v. Pacific Legal
Foundation, 445 U.S. 198, 214–215
(1980), citing Weinberger v. Hynson,
Westcott & Dunning, Inc, 412 U.S. 609,
620–621 (1973)). An allegation that a
hearing is necessary to ‘‘sharpen the
issues’’ or to ‘‘fully develop the facts’’
does not meet this test (Georgia Pacific
Corp. v. EPA, 671 F.2d 1235, 1241 (9th
Cir. 1982)). If a hearing request fails to
identify any factual evidence that would
be the subject of a hearing, there is no
point in holding one. In judicial
proceedings, a court is authorized to
issue summary judgment without an
evidentiary hearing whenever it finds
that there are no genuine issues of
material fact in dispute, and a party is
entitled to judgement as a matter of law
(see Rule 56, Federal Rules of Civil
Procedure). The same principle applies
to administrative proceedings (see 21
CFR 12.28).
A hearing request must not only
contain evidence, but that evidence
should raise a material issue of fact
‘‘concerning which a meaningful
hearing might be held’’ (Pineapple
Growers Ass’n v. FDA, 673 F.2d 1083,
1085 (9th Cir. 1982)). Where the issues
raised in the objection are, even if true,
legally insufficient to alter the decision,
an Agency need not grant a hearing (see
Dyestuffs and Chemicals, Inc. v.
Flemming, 271 F.2d 281, 286 (8th Cir.
1959)). A hearing is justified only if the
objections are made in good faith and if
they ‘‘draw in question in a material
way the underpinnings of the regulation
at issue’’ (Pactra Industries v. CPSC, 555
F.2d 677, 684 (9th Cir. 1977)). A hearing
need not be held to resolve questions of
law and policy (see Citizens for Allegan
County, Inc. v. FPC, 414 F.2d 1125, 1128
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56185
(D.C. Cir. 1969); Sun Oil Co. v. FPC, 256
F.2d 233, 240 (5th Cir. 1958)).
Even if the objections raise material
issues of fact, we need not grant a
hearing if those same issues were
adequately raised and considered in an
earlier proceeding. Once an issue has
been so raised and considered, a party
is estopped from raising that same issue
in a later proceeding without new
evidence. The various judicial doctrines
dealing with finality, such as collateral
estoppel, can be validly applied to the
administrative process (see Pacific
Seafarers, Inc. v. Pac. Far East Line,
Inc., 404 F.2d 804, 809 (D.C. Cir. 1968),
cert. denied, 393 U.S. 1093 (1969)). In
explaining why these principles ought
to apply to an Agency proceeding, the
U.S. Court of Appeals for the District of
Columbia Circuit wrote: ‘‘The
underlying concept is as simple as this:
justice requires that a party have a fair
chance to present his position. But
overall interests of administration do
not require or generally contemplate
that he will be given more than a fair
opportunity’’ (Retail Clerks Union, Local
1401 v. NLRB, 463 F.2d 316, 322 (D.C.
Cir. 1972); see also Costle v. Pacific
Legal Foundation, 445 U.S. 198 at 215–
17).
IV. Analysis of Objections and
Response to Hearing Requests
The submission from Combe contains
19 numbered objections, and Combe
requests a hearing on each of them. We
address each objection below, as well as
the evidence and information filed in
support of each, comparing each
objection and the information submitted
in support of it to the standards for
granting a hearing in § 12.24(b). For
purposes of clarity, we have grouped the
numbered objections into categories of
related subjects while maintaining the
objection numbers assigned by Combe.
A. Category A: No Known Safe Level of
Lead Exposure
Combe’s numbered objections
included in Category A are as follows:
1. Combe objects to FDA’s finding that
there is no safe level of exposure for lead.
2. Combe objects to FDA’s reliance on
information about lead exposure in children
(e.g., recommendations from the CDC).
4. Combe objects to the conclusions FDA
draws from JECFA (2011).
5. Combe objects to FDA’s reliance on
EPA’s goals for lead in drinking water.
18. Combe objects to FDA taking a zerotolerance approach to lead.
Objection 1. Combe objects to ‘‘FDA’s
finding that there is no safe level of
exposure for lead.’’ The objection asserts
that, ‘‘. . . the weight of the scientific
evidence demonstrates that low levels of
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lead are safe, especially for the
population that uses hair dye containing
lead acetate—older men with graying
hair.’’ See Submission, page 26.
(Response to Objection 1) Our
determination that a color additive is
safe means that there is convincing
evidence that establishes with
reasonable certainty that no harm will
result from the intended use of the color
additive (§ 70.3(i)). The regulation in
§ 73.2396 permits the use of lead acetate
(calculated as lead) at levels not to
exceed 0.6 percent (6,000 parts per
million (ppm; milligrams/kilograms
(mg/kg))) as a color additive in
cosmetics intended for coloring hair on
the scalp. Combe did not provide
scientific data to support its objection or
to demonstrate that there is a level of
exposure to lead that could be
considered safe.
Following our full evaluation of data
submitted in color additive petition
(CAP) 7C0309 requesting repeal of
§ 73.2396 and other pertinent data and
information (see September 18, 2018,
memorandum from M.K. Wyatt to M.
Harry, ‘‘the Wyatt Memorandum’’ (Ref.
2)), we have determined that there is no
known level of exposure to lead that
does not produce adverse effects. While
Combe states that ‘‘. . . lead does not
pose a danger to adults at low levels
. . .,’’ Combe failed to provide in this
objection the specific levels at which
lead does not pose a danger to adults
and any corresponding scientific
evidence to support this statement. See
Submission, page 27.
The objection failed to include new
data or information that would refute
our findings about the lack of a safe
level of lead exposure. The objection
merely alleges that low levels of lead are
safe, without providing any scientific
basis. A hearing will not be granted on
the basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). The objector
must, at a minimum, raise a genuine
and substantial issue of fact for
resolution at a hearing. Therefore, we
are denying the request for a hearing on
this objection.
Objection 2. Combe objects to ‘‘FDA’s
reliance on information about lead
exposure in children (e.g.,
recommendations from the CDC).’’ In
this objection, ‘‘Combe does not dispute
the fact that lead exposure can harm a
developing child,’’ but states that this
fact has ‘‘no bearing on the use of lead
acetate in a progressive hair dye for
older men.’’ See Submission, page 27.
Combe also asserts that ‘‘lead poses no
danger at low levels to older adults.’’
See Submission, page 28.
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(Response to Objection 2) We
acknowledge that Combe’s products
(i.e., lead acetate-containing progressive
hair dyes) are intended for use by adults
and not by children. Our decision to
repeal the regulation is based on the
evidence of lead-related adverse health
effects reported at low levels of lead in
adults, such as adverse cardiovascular
and kidney effects, cognitive
dysfunction, and adverse reproductive
outcomes (Ref. 3), and the lack of
evidence of a safe level of exposure for
lead. Currently, available data and
information do not support the safe use
of lead acetate intentionally added to
cosmetics for coloring hair on the scalp
of any age group or gender. Therefore,
the use of lead acetate as a color
additive no longer meets the safety
standard of ‘‘reasonable certainty of no
harm.’’
We also note that we did not rely on
the toxicity information about lead
exposure in children; rather, in the final
rule, we referred to the CDC statement
that there is no safe blood lead level in
children to further demonstrate the risks
of lead exposure and why there is a U.S.
Government-wide effort to limit lead
exposure to the public. We continue to
work to limit consumers’ exposure to
lead in all FDA-regulated products,
including cosmetics.
Combe failed to provide scientific
data and information demonstrating that
there is a safe level of lead exposure
from the listed use of lead acetate as a
color additive. A hearing will not be
granted on the basis of mere allegations
or general descriptions of positions and
contentions (§ 12.24(b)(2)). The objector
must, at a minimum, raise a genuine
and substantial issue of fact for
resolution at a hearing. Therefore, we
are denying the request for a hearing on
this objection.
Objection 4. Combe objects to ‘‘the
conclusions FDA draws from JECFA
(2011).’’ See Submission, page 32. In
this objection, Combe cites JECFA’s
conclusion that ‘‘it could not establish
a new provisional tolerable weekly
intake (PTWI) that would be considered
health protective,’’ and that JECFA
instead established a ‘‘negligible risk’’
level for food. See Submission, at page
32. Combe alleges that ‘‘FDA did not
analyze the underlying scientific
discussion in JECFA (2011).’’ See
Submission, page 32.
(Response to Objection 4) JECFA
stated that ‘‘because the dose-response
analyses do not provide any indication
of a threshold for the key effects of lead,
the Committee therefore concluded that
‘‘it was not possible to establish a new
PTWI that would be considered to be
health protective’’ (Ref. 4). Notably,
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JECFA’s statement about ‘‘negligible
risk’’ was within the context of
unavoidable lead exposure as an
impurity in food, instead of
intentionally added, avoidable
exposures to lead in a cosmetic product.
We are not aware of any statement by
a competent, national regulatory
authority or an international risk
assessment body establishing a safe
level of lead exposure that would
support a determination that there is a
reasonable certainty of no harm from the
use of lead acetate as a color additive in
hair dye. Instead, for example, the WHO
has stated that ‘‘[t]here is no level of
exposure to lead that is known to be
without harmful effects.’’ (Ref. 5).
Contrary to Combe’s assertion,
JECFA’s statement establishing a
negligible risk level for lead as an
unavoidable food impurity does not
provide a ‘‘safe harbor’’ for any
intentionally added lead in a cosmetic
product. See Submission, page 33. Also,
JECFA’s negligible risk level for food
does not support Combe’s claim that the
intended use of lead acetate in hair dye
meets the safety standard of ‘‘reasonable
certainty of no harm’’ set forth at
§ 70.3(i) (21 CFR 70.3(i)) because as
JEFCA states, currently available data do
not provide any indication of a
threshold for the reported adverse
effects from exposure to lead (Ref. 4).
The objection failed to include any
new information or data that would
change our findings about the lack of a
safe exposure level of lead. The
objection merely alleges that FDA did
not analyze JECFA’s conclusion and
does not provide scientific information
to support Combe’s argument. A hearing
will not be granted on the basis of mere
allegations or general descriptions of
positions and contentions
(§ 12.24(b)(2)). The objector must, at a
minimum, raise a genuine and
substantial issue of fact for resolution at
a hearing. Therefore, we are denying the
request for a hearing on this objection.
Objection 5. Combe objects to ‘‘FDA’s
reliance on EPA’s goals for lead in
drinking water.’’ Combe states that the
EPA goal in setting the maximum
contaminant level for lead in drinking
water at zero is based on the effect of
lead in children. See Submission, page
33. Combe contends that EPA’s goal for
lead in drinking water ‘‘in no way
means, however, that lead is unsafe in
a progressive hair dye for aging men
with graying hair.’’ Ibid.
(Response to Objection 5) FDA did
not rely on EPA’s goal for lead in
drinking water; we referred to it to
further document the adverse effects
resulting from lead exposure. Adverse
effects to the public more generally
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resulting from lead exposure are the
reason why there is a government-wide
effort to limit lead exposure to the
public. Our decision to repeal the
regulation was based on the recognition
that there is no scientific data
demonstrating a safe level of exposure
to lead and that the data currently
available no longer demonstrate that
there is reasonable certainty of no harm
from the use of lead acetate as a color
additive in hair dyes authorized under
§ 73.2396. Combe fails to show that
there is a genuine and substantial issue
of fact for resolution at a hearing. A
hearing will not be granted on the basis
of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore,
we are denying the request for a hearing
on this objection.
Objection 18. Combe objects to ‘‘FDA
taking a zero-tolerance approach to
lead.’’ Combe argues that ‘‘FDA appears
to draw a legal distinction between lead
that is intentionally added and lead that
is present as impurities. Although such
a distinction can be legally drawn for
food, FDA cannot do this for
cosmetics.’’ See Submission, page 54.
Combe claims that the safety standard
for cosmetics is the same, whether the
lead is intentionally added or present as
an impurity. Combe asserts that under
section 406 of the FD&C Act (21 U.S.C.
346), FDA can only set tolerances for
poisonous and deleterious substances
for food, and not cosmetics. Combe
further asserts that FDA is acting
arbitrarily and capriciously by banning
lead acetate in hair dyes, but not
banning it in lipstick. See Submission,
pages 55–56.
(Response to Objection 18) We
disagree that the presence of lead as an
impurity in some cosmetic products
means that FDA must find that there is
a reasonable certainty of no harm from
the use of lead acetate in hair dyes at
levels up to 6,000 ppm (mg/kg). The
intended use of lead acetate is as a color
additive and as such we are acting
under sections 721(d) and 601(e) (21
U.S.C. 361(e)) of the FD&C Act. See 28
FR 13374 (December 10, 1963)
(providing FDA’s interpretation of
sections 601(a) and (e) of the FD&C Act).
We have concluded that intended use of
lead acetate does not meet the safety
standard of ‘‘reasonable certainty of no
harm’’ set forth at § 70.3(i) for color
additives. Combe has not demonstrated
that the intended use of lead acetate
meets this safety standard. Therefore,
we are repealing the listing of lead
acetate under section 721(d) of the
FD&C Act, and its use adulterates a
cosmetic under section 601(e) of the
FD&C Act.
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Our repeal of the listing of lead
acetate as a color additive in hair dye
and our recommendation to limit lead
as an unavoidable impurity in lipstick
and other cosmetics are not arbitrary
and capricious actions, as Combe
asserts. In our ‘‘Draft Guidance for
Industry: Lead in Cosmetic Lip Products
and Externally Applied Cosmetics:
Recommended Maximum Level’’ (2016),
we recommend lead not be present as an
impurity (not an intentionally added
ingredient) in cosmetics at levels
exceeding 10 ppm (10 mg/kg) (Ref. 6).2
Lead as an impurity may occur in any
cosmetics due to its background
presence in the environment. Lead as an
impurity cannot be completely avoided,
although we have concluded that
limiting trace amounts of lead to less
than 10 ppm (10 mg/kg) can be achieved
through reasonable and practical
approaches to control raw materials and
through other good manufacturing
practices (Ref. 7). The draft guidance
does not apply to hair dyes that contain
lead acetate as an ingredient (Ref. 6 at
page 3).
By contrast, lead acetate as a color
additive is an intentionally added
ingredient in hair dye and must meet
the safety standard for color additives.
We believe that the available data
demonstrate that exposure to lead
acetate from the intended use may cause
adverse effects (Refs. 3 and 4).
Therefore, the use of lead acetate in hair
dye products that would result in lead
levels up to 6,000 ppm (6,000 mg/kg) in
the final products does not meet the
safety standard for color additives.
Because there is no factual issue
Combe identifies in this objection that
can be resolved by available and
specifically identified reliable evidence,
we are denying the request for a hearing
on this objection (§ 12.24(b)(1)).
B. Category B: The Moore Study
Combe’s numbered objections
included in Category B are as follows:
6. Combe objects to FDA’s conclusions that
the Moore study underestimated the
exposure to lead.
7. Combe objects to FDA’s criticisms of
Moore.
8. Combe objects to FDA’s finding that the
lead in the Moore study could have been
absorbed by other parts of the body than the
blood.
11. Combe objects to FDA’s argument that
the absorption percentage from the Moore
2 The draft guidance, only when finalized, will
represent the current thinking of the FDA on this
topic. It does not establish any rights for any person
and is not binding on FDA or the public. You can
use an alternative approach if it satisfies the
requirements of the applicable statutes and
regulations.
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study is invalid because it tested only a small
patch of skin.
Objection 6. Combe objects to ‘‘FDA’s
conclusions that the Moore study
underestimated the exposure of lead.’’
Combe asserts that the Moore study
remains the best evidence of the
absorption of lead from lead acetate,
that the Moore study protocol was
developed with guidance from FDA,
and that FDA acknowledged as much
because it used some of the figures
derived from the Moore study in its own
modeling. See Submission, pages 33–34.
(Response to Objection 6) FDA
acknowledges that the Moore study has
some scientific merit. As discussed in
our responses to Objections 9, 12, and
13, the fractional absorption (the
percentage of the total amount of lead
applied that is absorbed through the
skin) from this study was used to
calculate EPA’s permeability coefficient
(Kp) value (the rate at which a chemical
penetrates the skin), which we used in
our assessment.3 Additionally, the
results generated by Moore et al. would
be reliable for a situation where the
experimental conditions reflected the
intended use conditions. However as
explained below, the intended
conditions of use of the lead acetatecontaining progressive hair dyes are
different from the experimental
conditions in the Moore study.
New scientific information and
computational tools have become
available since the Moore study protocol
was developed in the 1970s to 1980. We
considered newer scientific information,
including peer-reviewed publications
describing nonclinical and clinical
studies that demonstrate that dermally
applied lead acetate and other lead
compounds penetrate human and
animal skin (Ref. 2). Additionally,
newer computational tools have shown
that the surface area of the application
site is an important factor for estimating
dermal absorption of lead and other
compounds. This includes the in silico
(i.e., via computer simulation, as
opposed to in vitro or in vivo
experimental studies) ConsExpo dermal
absorption model that we used to
predict the percentage of dermal lead
absorption. Using a surface area that is
representative of the actual application
area is also consistent with our recent
guidance for industry,4 which provides
recommendations for conducting in
vivo absorption trials for topically
applied active ingredients (Ref. 8). The
3 Objection 12 provides an additional explanation
of fractional absorption and Kp.
4 The Wyatt Memorandum (Ref. 2) refers to the
draft guidance (Ref. 6), which has since been
finalized.
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guidance recommends, in part, that the
test article should be applied to the part
of the body and maximal skin surface
areas that are consistent with the final
product’s intended skin surface area use
(Ref. 8, page 6).
By contrast, the Moore study design—
where the lead acetate formulation was
applied to a small surface area on the
forehead—did not reflect either where
lead acetate hair dye is intended to be
applied or the surface area of such
application. Specifically, in the Moore
study, the lead acetate formulation was
tested on only a small fraction of the
skin surface area (i.e., 8 to 10 square
centimeters (cm2) on the forehead
instead of approximately 580 cm2 for
the full scalp). Additionally, the test
formulation was applied to an area of
skin without many hair follicles, which
may have further underestimated the
amount of lead absorbed. Lead
absorption was measured after 12 hours
and 24 hours of exposure, and the test
formulation was washed off after the
first 12 hours. The study did not
investigate the actual directions of use
of this hair dye, which results in
accumulation of lead on the hair and
skin. 5 Therefore, the Moore study
underestimated exposure to lead from
the use of lead acetate hair dyes. Based
on these flaws and the additional flaws
we identified in the Moore study,
specifically, the formulation used in the
study contained 0.12 to 0.18 percent
lead (instead of 0.6 percent), the ages of
the eight male test subjects range from
20 to 35 years (instead of older adults),
and the short duration of test article
application, which were discussed in
detail in the final rule that appeared in
the Federal Register of October 31, 2018
(83 FR 54665 at 54668 through 54670),
we stated that the Moore study results
could no longer be relied on to make a
safety decision for the use of lead
acetate as a color additive in hair dye.
Therefore, considering the reported
adverse effects at low levels of lead
exposure (e.g., increased blood pressure,
hypertension, decreased glomerular
filtration rate) (83 FR 54665 at 54668),
and the absence of data showing a safe
level of lead exposure, we believe that
the safety standard of reasonable
certainty of no harm is no longer met.
Because Combe has not provided new
data that address the identified flaws in
the Moore study, we conclude that
Combe’s argument on the Moore study
is insufficient to justify a hearing
5 The manufacturer’s use directions state that
after the initial application, users might apply the
progressive hair dye daily until the desired color
shade is achieved (usually takes 2–3 weeks), and
then once or twice a week to maintain the hair
color.
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(§ 12.24(b)(3)). Therefore, we are
denying the request for a hearing on this
objection.
Objection 7. Combe objects to ‘‘FDA’s
criticisms of Moore.’’ Combe states that
in 1981, FDA concluded that Moore’s
radioactive tracking study demonstrated
a miniscule amount of lead absorption
from lead acetate hair dyes. See
Submission, page 35. Combe further
states that the Moore study result of
0.058 percent is supported by a
subsequent study by Bress and Bidanset
(Ref. 2), which estimated absorption of
lead acetate as 0.05 percent. See
Submission, at page 37.
(Response to Objection 7) We
acknowledge that, based on the
scientific information available 40 years
ago, we considered the 1978 radioactive
tracer skin absorption study sponsored
by Combe (a petitioner for CAP 3C0107)
and conducted by Moore et al.
(published in 1980) to be the primary
study supporting the approval of lead
acetate as a color additive in 1980, and
that it was applicable for studying
human skin lead absorption at that time.
However, as discussed in our response
to Objection 6 and the October 31, 2018,
final rule (83 FR 54665 at 54668 through
54670), we have since identified several
flaws in the Moore study design and
conduct, such as applying test
formulation with a lower lead
concentration, on a smaller surface area
of skin, and for a short period of time,
when compared to the intended
conditions of use. For example, as
discussed previously, Moore et al.
applied the lead acetate-containing
formulation to an 8 to 10 cm2 surface
area on the forehead without many hair
follicles, which is not consistent with
the intended condition of use for the
hair dye product (on the full scalp with
many hair follicles and a skin surface
area of approximately 580 cm2), thereby
underestimating the exposure to lead
from lead acetate-containing hair dye. In
addition, the result of 0.058 percent was
measured 12 hours after a single
application of the hair dye, which was
then washed off. Therefore, the result
does not represent the accumulation of
lead from daily use of the hair dye.
Because of these identified flaws and
others described in the response to
Objection 6, the fractional absorption
calculated from the Moore study does
not accurately represent the actual
dermal absorption under the intended
conditions of use, and therefore does
not support the safe use of lead acetate
in progressive hair dyes.
We also reviewed the study published
in 1991 by Bress and Bidanset (Ref. 2).
While the results from this study are
consistent with those from the Moore
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study, Bress and Bidanset also applied
the lead compound to a small skin
surface area; thus, their study is of
similar limited utility as the Moore
study because it may also underestimate
the exposure to lead from the use of hair
dye. The objection failed to provide new
data that address the identified flaws in
the Moore study and the limitation of
the Bress and Bidanset study for
estimating skin absorption of lead from
the use of lead acetate hair dye, and the
information discussed in this objection
is insufficient to justify a hearing
(§ 12.24(b)(3)). Therefore, we are
denying the request for a hearing on this
objection.
Objection 8. Combe objects to ‘‘FDA’s
finding that the lead in the Moore study
could have been absorbed by other parts
of the body than the blood.’’ Combe also
states that the radioactive tracer skin
absorption study conducted by Moore et
al. measured whole body lead
(including lead in the blood, other
fluids, tissues, muscle, and bone) and
that Moore et al. calculated that 40
percent of the lead absorbed by the
whole body was absorbed into the
blood. See Submission, page 38.
(Response to Objection 8) In a March
3, 1978, final rule postponing the
closing date for the provisional listing of
lead acetate for use as a component of
hair colors (43 FR 8790), we stated that
the radioactive tracer skin absorption
study protocol submitted to FDA would
measure whole body counts of lead
absorption, and in addition, blood and
urine samples would be analyzed for
measurable levels of lead (43 FR 8790 at
8793). However, as further discussed in
our response to Objection 12, the use of
fractional absorption to express dermal
absorption depends on the study design
(e.g., duration of exposure, how much of
the test material is in contact with a
given surface area, the concentration of
the substance in the matrix). Also, as
stated in our response to Objection 6,
given its fundamental flaws, the Moore
study underestimated exposure to lead
from the use of lead acetate hair dyes.
Therefore, we can no longer rely on this
study’s exposure estimate to assure the
safe use of lead acetate in hair dye.
Combe does not point to any other
studies that have evaluated lead
absorption across the full surface area of
the scalp, nor does Combe point to other
studies demonstrating an absorption
estimate after correcting the flaw in the
Moore study that could provide
evidence that the use of lead acetate in
hair dye is safe.
A hearing will not be granted on the
basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore, in
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the absence of any other evidence,
studies, or new scientific information
addressing the flaws identified in the
Moore study that would demonstrate
that the use of lead acetate in hair dye
is safe, we are denying the request for
a hearing on this objection.
Objection 11. Combe objects to
‘‘FDA’s argument that the absorption
percentage from Moore is invalid
because it tested only a small patch of
skin.’’ See Submission, page 40. Combe
acknowledges that the scalp has a larger
surface area, but states that the use
instruction for its hair dye product is to
apply the dye to the hair while avoiding
‘‘areas you want to keep gray’’ and not
to apply the product to the scalp. See
Submission, page 41. Thus, Combe
claims that its product ‘‘would never
touch the whole scalp.’’ Ibid. Combe
asserts that Moore’s approach of
applying the lead acetate formulations
directly to skin on the forehead was a
conservative approach that would
substantially overestimate absorption.
Combe further asserts that,
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Moore applied a small amount of hair dye
to a small patch of skin and measured how
much of that small amount was absorbed.
Thus, Moore was able to estimate the
percentage of the applied dye that enters the
body. This fraction (0.058 percent) was then
multiplied by the actual amount of hair dye
that would reach the head, yielding the
amount of absorption that can be expected
from the whole application. By such
multiplication, Moore took into account the
application to more than just a small patch
of skin. Moore considered the entire scalp.
See Submission, pages 41–42.
Combe also asserts that the way
Moore estimated absorption ‘‘remains
the standard way that industry and
regulators do it today.’’ See Submission,
page 42. Specifically, Combe states that
FDA ‘‘evaluated the dermal absorption
of lead as a percentage of the amount
applied to the skin’’ in its 2016 draft
guidance for lead as an impurity in
cosmetic lip products and externally
applied cosmetics, and that this
approach is similar to the approach in
the Moore study. Ibid.
(Response to Objection 11) Our
criticism of the Moore study is not
limited to its testing of only a small
patch of skin; however, the size of the
skin tested is one relevant factor.
We note that Combe asserts that lead
acetate ‘‘would never touch the whole
scalp.’’ See Submission, page 41. Yet,
Combe failed to provide data showing
how much of the scalp (by the percent
area) is estimated to be exposed to the
hair dye. Without such data, our
assumption that the hair dye would be
applied to the surface area of the scalp
that would be expected to be treated
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with the hair dye product is consistent
with the practices used in an
appropriately designed dermal
absorption study. For example, see the
European Commission’s Scientific
Committee on Consumer Products’
(SCCP’s) guidance for testing and
evaluating safety of cosmetic ingredients
(Ref. 9). Page 44 of the SCCP guidance
document states, ‘‘Hence, when dermal
absorption is expressed as a percentage,
the absorbed amount resulting from in
vitro tests has to be expressed as a
percentage of the dose applied in real in
use conditions, that can be estimated by
the ratio of the default amount of
formulation applied in real conditions
and the respective default value of skin
surface area per product type.’’
In addition, it is likely that some users
would apply the product to the whole
scalp. For example, Combe’s Grecian®
Formula16® liquid and cream products
use instructions state that the user
should apply the lead acetate-containing
hair dye ‘‘to cover gray totally, until hair
feels slightly damp;’’ ‘‘[c]omb hair as
usual;’’ ‘‘if desired apply daily until hair
reaches desired shade;’’ and ‘‘[t]o
maintain your natural look, apply once
or twice a week thereafter’’ (Ref. 10).
The pictures provided in the use
instructions appear to indicate that the
dye may be applied on the area of the
head covered by hair (Ibid.).
Accordingly, we expect that some users
would follow these instructions and
apply the dye and comb the damp hair
such that the dye would widely reach
the scalp.
Nonetheless, Combe asserts that
Moore considered ‘‘the entire scalp,’’ by
multiplying the percentage of the
applied dye that enters the body (i.e.,
the fractional absorption) by the ‘‘actual
amount of hair dye that would reach the
head.’’ See Submission, page 41.
Experimental conditions can impact
fractional absorption and are not
independent of skin loading conditions,
which can have dramatic effects on the
results (Refs. 11 and 12). The
experimental conditions in the Moore
study were drastically different from the
intended conditions of use, thus the
fractional absorption measured in this
experiment is not representative of the
real fractional absorption under the
intended use conditions. For example, a
fractional absorption obtained by
applying 0.1 milliliter (mL) of hair dye
formulation containing 0.12 percent
lead acetate to an 8 or 10 cm2 area of
skin on the forehead without many hair
follicles and measured after 12 hours
does not accurately reflect the actual use
conditions where 0.18 mL of
formulation containing up to 0.6 percent
lead is applied to a 580 cm2 area of
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scalp area with many hair follicles and
is reapplied every 24 hours until the
hair reaches the desired shade (Refs. 1
and 2). Thus, the relative dermal
loading of the hair dye was 0.01 mL/cm2
(0.1 mL/10 cm2) in the Moore study
versus 0.00031 mL/cm2 (0.18 mL/580
cm2), which is a 32-fold difference that
influences dermal absorption. We do
not consider a study design, in which
the test formulation (with lower lead
acetate concentration) was applied to a
small surface area on the forehead
(instead of the full scalp) and washed
off after an application period-to be a
conservative approach as Combe asserts,
nor do we consider it an accurate
measure of lead exposure from the
product use. Thus, we believe that the
Moore study underestimated the total
amount of lead that was absorbed.
With regard to FDA’s 2016 draft
guidance, as discussed in our response
to Objection 18, this guidance is specific
to lead present in certain cosmetics as
an impurity. It is important to note the
maximum permitted use level of 6,000
ppm lead acetate intentionally added to
a hair dye is 600 times greater than the
maximum recommended lead level of
10 ppm as an impurity. For the draft
guidance, FDA evaluated the dermal
absorption of lead as a percentage of the
amount applied to the skin in order to
assess exposure more generally. The
draft guidance incorporated usage data
for three representative cosmetic
product categories (lipstick, eye
shadow, and body lotion) and estimated
whole body exposure to lead. The draft
guidance considered average daily
usages of lipstick, eye shadow, and body
lotion to make generalizations for lead
as an impurity in all categories of
cosmetics covered by this guidance,
rather than in each specific category.
By contrast, for our review of lead
acetate, we considered specifically how
much lead would be absorbed from a
hair dye to ensure that this intended use
of lead acetate meets the safety standard
for color additives. Because use of lead
acetate as a hair dye is associated with
a specific usage scenario limited to only
the scalp, the intended conditions of
use, including the surface area of
application, were important in
calculating absorption. Because of study
design limitations with the Moore
study, we used a published Kp value
(see response to Comment 12 that
addresses the Kp value) in a ConsExpo
model to estimate exposure and predict
potential percentages of dermal lead
absorption for this specific usage
scenario.
A hearing will not be granted on the
basis of mere allegations or general
descriptions of positions and
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contentions (§ 12.24(b)(2)). Therefore, in
the absence of any other evidence,
studies, or new scientific information
addressing the flaws identified in the
Moore study that would demonstrate
that the use of lead acetate in hair dye
is safe, we are denying the request for
a hearing on this objection.
C. Category C: ConsExpo In Silico
[Computer] Modeling
Combe’s numbered objections
included in Category C are as follows:
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9. Combe objects to FDA’s reliance on a
novel and unvalidated computer model.
10. Combe objects to FDA’s treating an
unvalidated computer model as more reliable
than robust human data.
Objection 9. Combe objects to ‘‘FDA’s
reliance on a novel and unvalidated
computer model.’’ Combe states that
FDA failed to explain whether the
model is validated and why it used this
particular model. See Submission, page
39. Combe further claims that FDA
never explained the details of the
model, ‘‘how the math works, or why
FDA’s inputs to the model are
reasonable.’’ Ibid.
(Response to Objection 9) Contrary to
Combe’s contention, the ConsExpo
dermal absorption model is not novel.
The ConsExpo dermal absorption model
is a mathematically based modeling
program that enables general estimation
of human exposure to chemicals found
in consumer products via inhalation,
skin absorption, and oral intake. The
description of the basis of the ConsExpo
dermal absorption model was first
published in 1996 (Ref. 13). The
program was developed by the
Netherlands National Institute for
Public Health and the Environment
(RIVM) and is available to the public.
The program updates are now released
by RIVM in collaboration with other
European counterpart institutes,
including the French Agency for Food,
Environmental and Occupational Health
and Safety, the German Institute for Risk
Assessment, the Federal Office of Public
Health (Switzerland), and Health
Canada. This model has been used by
other regulators (e.g., Health Canada)
and has been cited in various scientific
publications, as listed in Appendix 6 of
the Wyatt memorandum (Refs. 2 and
14).
In the Wyatt memorandum (Ref. 2,
Appendices 4 to 6), and in the October
31, 2018, final rule (83 FR 54665 at
54670), we explained our decision to
use the in silico modeling to predict the
percentage of dermal absorption of lead
by the surface area of the full human
scalp and all the parameters and inputs
to the model. We chose to use in silico
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modeling because, as described in our
response to Objection 7, we had
identified several flaws in the Moore
study design that resulted in the
underestimation of lead exposure from
this intended use.
Using EPA’s Kp value for lead
acetate,6 we used the ConsExpo dermal
absorption modeling software to
estimate absorption based on the
intended conditions of use (including
the relevant lead concentration, surface
area, and duration of application
period). As stated in Appendix 4 of the
Wyatt memorandum (Ref. 2), we also
performed an internal validation by
applying parameters identical to
experimental conditions used in the
Moore study into the ConsExpo dermal
absorption model. The model
successfully predicts Moore’s
experimental results using Moore’s
study parameters from experimental
conditions, which can be taken as
evidence of validation of the model. We
believe that no further validation is
needed for the purpose of using the
model to fill gaps in experimental data.
The objection failed to include any
new information or data that would
refute our conclusion that the ConsExpo
dermal absorption model was
appropriate to use in the manner that
we applied it. A hearing will not be
granted on the basis of general
descriptions of positions and
contentions (§ 12.24(b)(2)). The objector
must, at a minimum, raise a material
issue concerning which a meaningful
hearing might be held. Therefore, we are
denying the request for a hearing on this
objection.
Objection 10. Combe objects to
‘‘FDA’s treating an unvalidated
computer model as more reliable and
robust than human experimental data.’’
In this objection, Combe insists that the
computer model is not needed because
human data are available and that ‘‘it is
unscientific for a computer model to be
used to trump robust human data.’’ See
Submission, page 40.
(Response to Objection 10) FDA
agrees that human studies, when
scientifically well-designed and
conducted, provide more robust and
reliable data than computer modeling in
the safety evaluations of color additives.
As discussed in the Wyatt memorandum
and in the October 31, 2018, final rule
(83 FR 54665 at 54668 through 54672),
we reevaluated the Moore study and
identified significant scientific flaws.
Based on this reevaluation, our current
6 Kp is a chemical-specific absorption-related
constant that is independent of the surface area,
concentration, etc. (see further description of Kp in
our response to Objection 12).
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thinking regarding the radioactive tracer
skin absorption study conducted by
Moore et al., is that it is no longer
possible to rely on this human data
because of these significant flaws.
Consequently, we no longer consider it
scientifically sound to continue the use
of the experimental fractional
absorption number derived from this
study when the experimental conditions
are not consistent with the intended
conditions of use for the hair dye
product. We believe that the flaws in the
Moore study may have resulted in
underestimating the exposure to lead
from lead acetate-containing hair dye.
We also believe that it is scientifically
valid and appropriate to use the in silico
computer model to extrapolate and
predict the absorption to fill the data
gaps created by the absence of data from
human experimental studies designed
and conducted to simulate the intended
conditions of use for lead acetatecontaining hair dye.
In this objection, Combe did not
provide any information to address the
significant flaws in the Moore study that
we identified. This objection also failed
to identify any other human studies that
we could consider in lieu of the in silico
computer model. Therefore, we are
denying the request for a hearing on this
objection.
D. Category D: Skin Permeability
Coefficient
Combe’s numbered objections
included in Category D are as follows:
12. Combe objects to FDA’s reliance on a
‘‘permeability coefficient’’ for lead instead of
fractional absorption.
13. Combe objects to FDA’s use of a
permeability coefficient for lead acetate that
EPA repudiated and replaced with a much
lower estimate.
Objection 12. Combe objects to
‘‘FDA’s reliance on a ‘permeability
coefficient’ for lead instead of fractional
absorption.’’ Combe argues that FDA has
not demonstrated that the ConsExpo
dermal absorption model has been
validated for inorganic substances such
as lead, and that FDA does not explain
how the permeability coefficient for
lead acetate was derived and whether it
is appropriate for use in the model. See
Submission, page 44. Combe further
asserts that we are relying on an
outdated permeability coefficient from
EPA. See Submission, pages 43–44.
Because this last argument is also the
subject of Objection 13 (see Submission,
page 45), we will respond to this
assertion in our response to Objection
13 below.
(Response to Objection 12) There are
two ways to calculate skin absorption
for exposure assessments: (1) The use of
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the Kp and (2) the use of fractional
absorption. Kp is a constant (i.e., the rate
at which a chemical penetrates across
the stratum corneum (the outermost
layer of the skin, e.g., centimeters per
hour (cm/h) or meters per second (m/s)).
The fractional absorption is the
percentage of the total amount of lead
applied that is absorbed through the
skin and depends on the study design
(e.g., duration of exposure, how much of
the test material is in contact with a
given surface area, the concentration of
the substance in the matrix, etc.). Thus,
the extension of an experimental
fractional absorption number is only
scientifically valid when the
experimental conditions are similar, if
not identical, to the intended condition
of use. As discussed previously, the
experimental conditions in the Moore
study are significantly different from the
intended conditions of use for the lead
acetate-containing hair dye. For
example, as mentioned in our response
to Objection 9, Moore’s study was
conducted with formulations containing
6 millimole per liter (mmol/L) or 9
mmol/L lead acetate (equivalent to 0.12
or 0.18 percent lead respectively),
which are three to five times lower than
the maximum use level (0.6 percent
lead) in hair dyes. Second, the test
formulation(s) were reportedly applied
to a skin surface area of 8 to 10 cm2 on
the forehead, an area of the skin without
hair follicles, while lead acetatecontaining hair dye is intended to be
applied to the full scalp that has many
hair follicles and a skin surface area of
approximately 580 cm2. Third, the 12hour application period in the Moore
study may be too short to assess the full
extent of percutaneous absorption of
lead under the intended conditions of
use, which in some cases could remain
on the scalp for 24 hours or longer and
may accumulate due to repeated
applications. Therefore, application to
the small surface area, use of a
formulation with a lower lead
concentration, and a shorter exposure
period used in the Moore study all
resulted in an underestimation of the
fractional absorption number of lead
acetate.
Therefore, we believe it is appropriate
to use the Kp (which allows the
incorporation of parameters, such as the
surface area, concentration, and
duration of exposure) in the modeling to
determine dermal absorption. We note
that Kp is often the preferred, more
reliable, and commonly utilized
parameter to quantify percutaneous
absorption of chemicals from solutions
(Refs. 15 and 16).,
We also note that the ConsExpo
dermal absorption model can be applied
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to an organic or inorganic compound
because the underlying basis for the
model is the well-known Fick’s law,
which describes the transport of mass,
through diffusion, from a region of
higher concentration to a region of
lower concentration. The Fick’s lawbased equation for the ConsExpo dermal
absorption model is described in the
user manual as follows (Ref. 17):
Aabs = Askin × (1¥exp(¥P × S × t/V))
Where:
Aabs = Amount of substance absorbed (kg)
Askin = Amount of substance on the skin (kg)
P = Permeability of the skin (m/s) (Equivalent
to Kp in the context)
V = Volume of the substance on the skin (m3)
S = Exposed skin area (m2)
t = Exposure time (s)
As shown in the equation above, the
only physicochemical property related
to the chemical itself is the Kp; chemical
composition is not a part of the
equation. Thus, this Fick’s law-based
approach, which is not dependent on
chemical composition, does not need to
be specifically validated according to
whether the substance is organic or
inorganic because the permeability (Kp)
is a set number. As discussed above in
our response to Objection 9, we used the
ConsExpo dermal absorption model to
fill in the existing experimental data
gaps (i.e., related to the small surface
area, lower lead concentration, and
shorter duration of exposure) in order to
address the differences between the
experimental conditions and the
approved intended conditions of use.
Because the objection failed to
provide new data that would change our
conclusion, and the information
discussed in the objection is insufficient
to justify a hearing (§ 12.24(b)(3)), we
are denying the request for a hearing on
this objection.
Objection 13. Combe objects to
‘‘FDA’s use of a permeability coefficient
for lead acetate that EPA repudiated and
replaced with a much lower estimate.’’
See Submission, page 45. Combe states
that FDA used a permeability coefficient
for lead acetate from, ‘‘an internal report
that EPA has since repudiated.’’ Ibid.
Combe further states: ‘‘FDA’s reliance
on this figure is particularly
unsupportable given that EPA in 2004
actually published a permeability
coefficient for lead acetate that is an
order of magnitude lower than the
internal interim 1992 estimate.’’ Ibid.
(Response to Objection 13) We
acknowledge that we used the
permeability coefficient in EPA’s 1992
interim report (Ref. 18) (the larger Kp
value of 4 × 10¥6 cm/hr), rather than in
EPA’s 2004 final guidance (Ref. 19) (the
smaller Kp value of 0.0005 × 10¥3 cm/
hr, which is 5 × 10¥7 cm/hr), entitled
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‘‘Risk Assessment Guidance for
Superfund Volume I: Human Health
Evaluation Manual.’’ The Kp values in
EPA’s 1992 and 2004 documents were
both based on the same data set (the
Moore study) and they are both valid.
Specifically, the fractional absorption
reported by the Moore study was in a
range between 0 to 0.3 percent (Refs. 18,
19, 21, and 22). While the Kp value in
EPA’s 1992 document was based on the
upper limit of the reported range
(namely a fractional absorption of 0.3
percent), the Kp value in EPA’s 2004
document 7 was based on the mean of
the reported data range (minus the
highest value for injured skin (‘‘dry and
scratch’’ in the Moore study)) (namely a
fractional absorption of 0.058 percent,
instead of 0.3 percent). Using a higher
Kp value—the upper limit of the
reported range—is more conservative
because it results in higher predictions
of dermal absorption. FDA’s use of this
more conservative Kp value is
consistent with ensuring there is a
reasonable certainty of no harm from the
use of this color additive.
Had FDA used the smaller Kp value
from EPA’s 2004 guidance, the
predicted fractional absorption number
would have been 3.8 percent
(acknowledged by Combe in Objection
13; see Submission, page 47). The 3.8
percent fractional absorption is more
than 10 times higher than what had
been reported in the Moore study as the
highest absorption value. This
discrepancy in fractional absorption
supports our conclusion that the Moore
study underestimated the amount of
lead absorbed and therefore was flawed.
In addition, as stated in the Wyatt
memorandum (Ref. 2, p. 19), FDA did
not rely on the predicted levels of
transdermal absorption from modeling
to quantify the extent of lead acetate
absorption. Rather, FDA used the
predictions from modeling to show that
the Moore study, which was relied on
for the listing of lead acetate as an
approved color additive in 1980, may
have significantly underestimated
exposure to transdermally absorbed lead
from the use of lead acetate hair dyes
(Ref. 2).
The objection failed to provide new
data that would change our conclusion
that there is no longer reasonable
certainty that no harm would result
from the listed use of lead acetate in
hair dye, and the information discussed
in their objection is insufficient to
7 We disagree with Combe’s characterization of
EPA ‘‘repudiating’’ the prior Kp value in the EPA
1992 document. We also note that in its 2004
document, FDA did not independently derive the
Kp value of 0.0005 × 10¥3 cm/hr for lead acetate
and instead cited Hostynek et al. (1998).
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justify a hearing (§ 12.24(b)(3)).
Therefore, we are denying the request
for a hearing on this objection.
E. Category E: Lead Exposure and Blood
Lead Levels
Combe’s numbered objections
included in Category E are as follows:
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3. Combe objects to FDA’s reliance on
sources that discuss blood levels of lead and
not exposure levels (see, e.g., NTP
monograph).
14. Combe objects to FDA’s conclusion that
lower median blood levels in lead since 1990
mean that any the lead contributed by lead
acetate is less safe now.
15. Combe objects to FDA’s entire analysis
because it is missing two critical links—FDA
never relates exposure from lead acetate to
any change in blood lead levels, and thus it
never relates it to any predicted harm.
16. Combe objects to FDA’s whole
argument as FDA never links exposure to
lead from lead acetate to a change in steadystate blood lead levels.
17. Combe objects to FDA’s conclusions
about the effect of lead acetate on blood lead
levels.
Objection 3. Combe objects to ‘‘FDA’s
reliance on sources that discuss blood
levels of lead and not exposure levels
(see, e.g., NTP monograph).’’ Combe
asserts that the NTP monograph does
not support that lead is harmful at low
levels in adults. See Submission, pages
30–32. Combe argues that the NTP
showed increased risk of potential
health effects (heart and kidney)
associated with blood lead levels of 5–
10 micrograms per decaliter (mg/dL),
while noting that the current mean
blood lead level in U.S. adults is 0.92
mg/dL. See Submission, at pages 30–31.
Combe asserts that there is no evidence
that the use of lead acetate-containing
hair dye can raise blood lead levels to
>5 mg/dL. See Submission, page 31.
(Response to Objection 3) With regard
to the NTP monograph, the evaluation
found sufficient evidence for an
association of adverse effects on kidney
function with blood lead levels of less
than 5 mg/dL in adults (Ref. 3, page 87).
A recent literature review by FDA found
that ‘‘the overall body of evidence . . .
suggests that some adverse effects may
occur at a blood lead level of 3 mg/dL
. . . in adults’’ (Ref. 20). In addition, as
discussed in our response to Objection
2, there is a lack of evidence of a safe
level of exposure for lead. For example,
JECFA has stated that ‘‘because the
dose-response analyses do not provide
any indication of a threshold for the key
effects of lead, the Committee
concluded that it was not possible to
establish a new PTWI that would be
considered to be health protective’’ (Ref.
4, page 212). Furthermore, Combe fails
to provide any data that shows the
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impact of the use of lead acetatecontaining hair dye on blood lead
levels.
Combe has not provided scientific
evidence to support its contention that
the intended use of lead acetate is safe.
A hearing will not be granted on the
basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore,
we are denying the request for a hearing
on this objection.
Objection 14. Combe objects to
‘‘FDA’s conclusion that lower median
blood levels in lead since 1990 mean
that any [of] the lead contributed by
lead acetate is less safe now.’’ Combe
asserts that because blood lead levels in
the U.S. population are lower now, any
amount of lead contributed by lead
acetate ‘‘is safer now because of the
overall lower levels of lead.’’ See
Submission, page 48.
(Response to Objection 14) In the
October 31, 2018, final rule, we
concluded that any increase in exposure
to lead resulting from use of lead acetate
containing hair dye can no longer be
considered insignificant in terms of
public health (83 FR 54665 at 54671).
Given that there is no known safe
exposure level for lead, we disagree that
any amount of lead contributed by lead
acetate-containing hair dye is safer now.
The decrease in blood lead levels since
1990 resulted from the actions taken by
multiple regulatory and public health
agencies to reduce lead exposure in
order to minimize potential adverse
effects. For example, we have taken
measures to reduce exposure to lead
from our-regulated products to the
lowest level that is technically feasible
to protect the public health. Such
measures include (but are not limited
to) prohibiting the use of tin-coated lead
foil capsules for wine bottles (21 CFR
189.301) and prohibiting the use of leadsoldering in food cans (21 CFR 189.240).
The decrease in blood lead levels in the
U.S. population, resulting from these
measures, does not mean that the use of
lead acetate in hair dye is safe.
To the contrary, as the science has
evolved, more sensitive endpoints have
been identified at lower blood lead
levels than known in the 1970s. A
growing body of evidence indicates that
adults may experience adverse health
impacts from exposure to lead levels
lower than those previously believed to
be harmful. For example, in 2012, the
NTP provided evidence of adverse
effects in adult humans (e.g., increased
blood pressure, hypertension, decreased
glomerular filtration rate) at blood lead
levels less than 10 mg/dL, based on
epidemiological evidence (Ref. 3). Also
see recent literature review by FDA that
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‘‘the overall body of evidence . . .
suggests that some adverse effects may
occur at a blood lead level of 3 mg/dL
. . . in adults’’ (Ref. 20). We further
note that any additional lead exposure
would contribute to the occurrence of
the reported adverse effects of lead.
Combe has not provided data to
demonstrate that the intended use of
lead acetate-containing hair dyes would
not elevate the lead level in blood and
other tissues. A hearing will not be
granted on the basis of mere allegations
or general descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore,
we are denying the request for a hearing
on this objection.
Objection 15. Combe ‘‘objects to
FDA’s entire analysis because it is
missing two critical links—FDA never
relates exposure from lead acetate to any
change in blood levels, and thus it never
relates it to any predicted harm.’’ See
Submission, page 49. Combe argues that
FDA, in its conclusion in the final rule
that ‘‘we no longer can conclude that
exposure to lead from lead acetatecontaining hair dye has no discernible
effect on the steady-state blood lead
level,’’ did not link exposure to lead
from lead acetate to any change in
steady-state blood lead levels. See
Submission, page 49.
(Response to Objection 15) To satisfy
its burden that would justify its request
for a hearing, it is the objector’s
responsibility to provide data and
scientific information that calls into
question our conclusions. It is not
enough to just make an allegation; the
objection needs to contain scientific
information to demonstrate the safety of
the color additive under the intended
conditions of use. We evaluated the data
and information submitted in the
petition (CAP 7C0309) along with
comments submitted in response to the
petition and other available information
(including published literature) to arrive
at our conclusion. Based on currently
available data, we conclude that there is
no known safe exposure level for lead.
This view is consistent with
conclusions by other U.S. agencies
responsible for ensuring public health
(e.g., CDC, EPA) and international
bodies (e.g., JECFA).
Combe has not provided data showing
that use of lead acetate-containing hair
dyes would not increase the lead level
in blood or in other tissues (including
bones). Because a hearing will not be
granted on the basis of mere allegations
or general descriptions of positions and
contentions (§ 12.24(b)(2)), we are
denying the request for a hearing on this
objection.
Objection 16. Combe ‘‘objects to
FDA’s whole argument as FDA never
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links exposure to lead from lead acetate
to a change in steady-state blood
levels.’’ See Submission, page 50.
(Response to Objection 16) Combe’s
argument in Objection 16 is essentially
the same as its argument in Objection
15. We reiterate that our determination
is based on whether the currently
available scientific evidence shows that
there is a reasonable certainty of no
harm from the use of lead acetatecontaining hair dye.
A hearing will not be granted on the
basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore,
we are denying the request for a hearing
on this objection.
Objection 17. Combe objects to
‘‘FDA’s conclusions about the effect of
lead acetate on blood lead levels.’’ See
Submission, page 51. Combe argues that
‘‘the amount of lead that lead acetate
contributes to daily intake (e.g., 0.3 mg)
is less than 1 percent of the amount
contributed daily by food, and thus the
effect on steady-state blood lead levels
would be expected to be extremely
small—on the order of 0.01 mg or less.’’
See Submission, page 52.
(Response to Objection 17) We
reiterate that, in lead acetate-containing
hair dyes, up to 6,000 ppm (mg/kg) lead
acetate (calculated as lead) is
intentionally added as an ingredient to
achieve a coloring effect; as such, the
lead acetate must meet the safety
standard of a reasonable certainty of no
harm. There is no lead-containing
compound approved for use as a food
additive or color additive in food. Thus,
dietary exposure to lead results from
lead that is present as an impurity in
raw materials that manufacturers are
unable to avoid through good
manufacturing practices.
The objection failed to provide new
data that changes our conclusion that
the scientific evidence does not support
any level of lead intake that is safe.
Therefore, the information discussed in
this objection is insufficient to justify a
hearing (§ 12.24(b)(3)), and we are
denying the request for a hearing on this
objection.
F. Category F: Permitted Lead Acetate
Levels
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Combe’s numbered objection in
Category F is as follows:
Objection 19. Combe objects to ‘‘FDA’s
failure to consider reducing the permitted
lead acetate level under 21 CFR 73.2396 from
0.6 percent to 0.153 percent.’’ Combe states,
‘‘Since 1998, Combe’s lead acetate hair dyes
have contained only 0.153 percent lead,
approximately a quarter of the permitted 0.6
percent under 21 CFR Section 73.2396.’’
Submission, page 56. Combe asserts that ‘‘the
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Agency refused to account for this fact in its
Final Rule.’’ Ibid.
(Response to Objection 19) We
addressed this consideration in the final
rule in our response to Combe’s
comment (see 83 FR 54665 at 54672).
Combe states that it reformulated its
lead acetate-containing products in
1998. See Submission Appendix A, page
1. Reformulating the hair dye product
by reducing the lead content from 0.6
percent to 0.153 percent may reduce the
exposure, but it does not establish a safe
level of exposure to lead from lead
acetate when used as a color additive in
hair dye. We reiterate that we are not
aware of data demonstrating that any
level of lead is safe. We note also
JECFA’s concluding statement that it
was not possible to establish a new
PTWI for lead that would be considered
health protective.
Moreover, a color additive regulation
is not manufacturer or sponsor-specific
and, as such, any manufacturer can use
a listed color additive within the
limitations of the regulation. Therefore,
it is appropriate for FDA to conduct its
evaluation associated with the repeal of
§ 73.2396 based on the maximum
permitted use level of 0.6 percent (6,000
ppm; mg/kg) of lead acetate (calculated
as lead) in hair dyes.
Combe has not provided data that
demonstrates with reasonable certainty
that no harm would result from the use
of 6,000 ppm (mg/kg) lead acetate
(calculated as lead) as a color additive
in cosmetics for coloring hair on the
scalp. A hearing will not be granted on
the basis of mere allegations or general
descriptions of positions and
contentions (§ 12.24(b)(2)). Therefore,
we are denying the request for a hearing
on this objection.
V. Summary and Conclusions
Section 721 of the FD&C Act requires
that a color additive be shown to be safe
prior to marketing. Under § 70.3(i), a
color additive is safe if there is
convincing evidence that establishes
with reasonable certainty that no harm
will result from the intended use of the
color additive. When new scientific
evidence comes to light that calls into
question the safety of an approved color
additive, we will evaluate the new
evidence and determine if the color
additive continues to be safe under the
condition of use.
In our October 31, 2018, final rule, we
stated that, following a full evaluation of
the data submitted in support of CAP
7C0309 and other pertinent data and
information, we concluded that the data
currently available no longer
demonstrate that there is a reasonable
certainty of no harm from the use of
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lead acetate as a color additive in hair
dyes authorized under § 73.2396. This
conclusion was based on the recognition
of the current consensus that there is no
safe exposure level for lead; our
reevaluation of the 1980 skin absorption
Moore study that may have resulted in
an underestimation of exposure to lead
from its use in hair dye; and the fact that
blood lead levels in the United States
have dropped significantly since 1980,
so we no longer could conclude that
exposure to lead from lead acetatecontaining hair dyes has no discernible
effect on the steady-state blood lead
level. Therefore, we issued a final rule
repealing § 73.2396.
Our responsibility in listing a color
additive for safe use in a regulated
product is to evaluate the currently
available scientific data and other
pertinent information to determine with
reasonable certainty that the color
additive is not harmful under the
intended conditions of use. Considering
all the scientific information currently
available, we have not changed our
conclusion that the current data no
longer support the safe use of lead
acetate as a color additive in cosmetics
intended to color hair on the scalp.
The burden is on the objector to
provide pertinent evidence that calls
into question our conclusion. Despite all
its objections, Combe has not provided
any new scientific data or information
that establish with reasonable certainty
that there is a level of lead exposure that
could be considered safe and health
protective. Combe has also not provided
any new data demonstrating that no
harm would result from the use of up to
6,000 ppm of lead acetate (calculated as
lead) as a color additive intentionally
added to cosmetics for coloring hair on
the scalp.
Therefore, we have determined that
the objections do not raise any genuine
and substantial issue of fact that can be
resolved by an evidentiary hearing
(§ 12.24(b)). Accordingly, we are
denying the requests for a hearing.
Furthermore, after evaluating the
objections, we have concluded that the
objections do not provide any basis for
us to reconsider our decision to issue
the final rule amending § 73.2396 to no
longer authorize the use of lead acetate
as a color additive in cosmetics
intended for coloring hair on the scalp.
Under sections 701(e)(2) and 721(d) of
the FD&C Act, the filing of objections
operates to stay the effectiveness of our
repeal of § 73.2396 until we take final
action on the objections. Section
701(e)(3) of the FD&C Act further
stipulates that, as soon as practicable,
the Secretary shall, by order, act upon
such objections and make such order
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public. We have completed our
evaluation of the objections and
conclude that a continuation of the stay
is not warranted.
In the absence of any other objections
and requests for a hearing, we conclude
that this document constitutes final
action on the objections received in
response to the October 31, 2018, final
rule as prescribed in section 701(e)(2) of
the FD&C Act. Therefore, under sections
701 and 721 of the FD&C Act, notice is
given that the objections and the
requests for a hearing filed in response
to the final rule that appeared in the
Federal Register of October 31, 2018, do
not form a basis for further stay of the
effectiveness of the final rule.
Accordingly, we are ending the stay of
the final rule and we are repealing the
listing for lead acetate in § 73.2396 as a
color additive in cosmetics intended for
coloring hair on the scalp as of January
6, 2022.
In the October 31, 2018, final rule, we
stated our intention to exercise
enforcement discretion for a period of
12 months from the effective date of the
final rule regarding marketed hair dye
products that contain the color additive
lead acetate to provide an opportunity
for industry to deplete the current stock
of hair dye products with lead acetate
and reformulate products prior to
enforcing the requirements of the final
rule. We also stated that we had taken
into consideration the fact that bismuth
citrate, which is listed in § 73.2110 for
use in cosmetic hair dye products at a
level up to 2.0 percent weight/volume,
was already being used as an alternative
for lead acetate in hair dye products
marketed both in the United States and
other countries. Therefore, our intent is
to exercise enforcement discretion for a
period of 12 months from the effective
date of the final rule for those hair dye
products containing the color additive
lead acetate that comply with the
requirements of § 73.2396, including the
specifications, uses and restrictions, and
labeling requirements.
VI. References
The following references marked with
an asterisk (*) are on display with the
Dockets Management Staff (see
ADDRESSES) and are available for
viewing by interested persons between
9 a.m. and 4 p.m., Monday through
Friday; they are also available
electronically at https://
www.regulations.gov. References
without asterisks are not on public
display at https://www.regulations.gov
because they have copyright restriction.
Some may be available at the website
address, if listed. FDA has verified the
website addresses, as of the date this
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document publishes in the Federal
Register, but websites are subject to
change over time.
1. Moore, M.R., P.A. Meredith, W.S. Watson,
et al., 1980. ‘‘The Percutaneous
Absorption of Lead-203 in Humans from
Cosmetic Preparations Containing Lead
Acetate, as Assessed by Whole-Body
Counting and Other Techniques.’’ Food
and Cosmetics Toxicology, 18:399–405.
*2. Memorandum from M.K. Wyatt,
Cosmetics Division, Office of Cosmetics
and Colors, CFSAN, FDA to M. Harry,
Division of Petition Review, Office of
Food Additive Safety, CFSAN, FDA,
September 18, 2018.
*3. HHS, National Toxicology Program, ‘‘NTP
Monograph on Health Effects of LowLevel Lead,’’ June 2012. https://
ntp.niehs.nih.gov/ntp/ohat/lead/final/
monographhealtheffectslowlevellead_
newissn_508.pdf.
4. Evaluation of Certain Food Additives and
Contaminants: Seventy-Third Report of
the Joint FAO/WHO Expert Committee
on Food Additives, WHO Tech Report
Series No. 960, 2011. https://
apps.who.int/iris/bitstream/10665/
44515/1/WHO_TRS_960_eng.pdf.
5. WHO, Fact Sheet: Lead Poisoning and
Health, August 23, 2019. https://
www.who.int/news-room/fact-sheets/
detail/lead-poisoning-and-health.
*6. HHS, FDA, Center for Food Safety and
Applied Nutrition. ‘‘Lead in Cosmetic
Lip Products and Externally Applied
Cosmetics: Recommended Maximum
Level.’’ Draft Guidance, December 2016,
available at https://www.fda.gov/media/
99866/download.
*7. Supporting Document for Recommended
Maximum Lead Level in Cosmetic Lip
Products and Externally Applied
Cosmetics. December 2016, Docket No.
FDA–2014–D–2275. https://wcmsinternet.fda.gov/cosmetics/cosmeticsguidance-documents/supportingdocument-recommended-maximumlead-level-cosmetic-lip-products-andexternally-applied#VIII.
*8. HHS, FDA, Center for Drug Evaluation
and Research. Maximal Usage Trials for
Topical Active Ingredients being
Considered for Inclusion in an Over-TheCounter Monograph: Study Elements and
Considerations. Draft Guidance for
Industry. Clinical Pharmacology/OTC,
May 2018; Final Guidance: Maximal
Usage Trials for Topically Applied
Active Ingredients Being Considered for
Inclusion in an Over-The-Counter
Monograph: Study Elements and Special
Considerations, May 2019. https://
www.fda.gov/regulatory-information/
search-fda-guidance-documents/
maximal-usage-trials-topically-appliedactive-ingredients-being-consideredinclusion-over-counter.
9. European Commission. ‘‘The SCCP’S Notes
of Guidance for the Testing of Cosmetic
Ingredients and Their Safety
Evaluation.’’ 6th Revision, 2006. https://
ec.europa.eu/health/ph_risk/
committees/04_sccp/docs/sccp_o_
03j.pdf.
PO 00000
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Fmt 4700
Sfmt 4700
*10. Easy Directions. Grecian® Formula16®
LIQUID. Grecian® Formula16® CREAM.
11. Frasch, H.F., G.S. Dotson, and S.
Wilkinson. ‘‘Analysis of Finite Dose
Dermal Absorption Data: Implications for
Dermal Exposure Assessment.’’ Journal
of Exposure Science & Environmental
Epidemology, 24: 65–73, 2014. https://
www.ncbi.nlm.nih.gov/pmc/articles/
PMC3868874/.
12. Kissel, J.C. ‘‘The Mismeasure of Dermal
Absorption.’’ Journal of Exposure
Science & Environmental Epidemiology,
21(3): 302–309, 2010. https://
pubmed.ncbi.nlm.nih.gov/20424648/.
13. Van Veen, M.P. ‘‘A General Model for
Exposure and Uptake from Consumer
Products.’’ Risk Analysis, 16:331–338,
1996.
14. Health Canada. ‘‘Screening Assessment
Acrylates and Methacrylates Group.
October 2018. https://www.canada.ca/
en/environment-climate-change/
services/evaluating-existing-substances/
screening-assessment-acrylatesmethacrylates-group.html.
15. Fitzpatrick D., J. Corish, and B. Hayes.
‘‘Modelling Skin Permeability for Risk
Assessment—The Future.’’
Chemosphere, 55:1309–1314, 2004.
16. Korinth, G., K.H. Schaller, and H. Drexler.
‘‘Is the Permeability Coefficient Kp a
Reliable Tool in 34 Percutaneous
Absorption Studies?’’ Archives of
Toxicology, 79, 155–159, 2005.
17. National Institute for Public Health and
the Environment, Ministry of Health,
Welfare and Sport. ConsExpo Web,
Consumer Exposure models model
documentation, 2017. https://
www.rivm.nl/bibliotheek/rapporten/
2017-0197.pdf.
*18. EPA. Interim Report. ‘‘Dermal Exposure
Assessment: Principles and
Applications.’’ Office of Health and
Environmental Assessment EPA/600/8–
91/011B, January 1992.
*19. EPA (July 2004). ‘‘Risk Assessment
Guidance for Superfund Volume I:
Human Health Evaluation Manual (Part
E, Supplemental Guidance for Dermal
Risk Assessment) Final.’’ EPA/540/R/99/
005, OSWER 9285.7–02EP, PB99–
962212.
20. Dolan, L.C., B.M. Flannery, D. HoffmanPennesi, et al. ‘‘A Review of the
Evidence to Support Interim Reference
Level for Dietary Lead Exposure in
Adults.’’ FDA, Center for Food Safety
and Applied Nutrition, Journal of the
International Society of Regulatory
Toxicology and Pharmacology, 111.
2020.
21. Hostynek, J.J., R.S. Hinz, C.R. Lorence,
and R.H. Guy. ‘‘Human Skin Penetration
by Metal Compounds.’’ Drugs and the
Pharmaceutical Sciences, 91:647–668,
1998.
22. M.S. Roberts and K.A. Walters, eds.
‘‘Dermal Absorption and Toxicity
Assessment,’’ Marcel Dekker, Inc., New
York.
List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs,
Foods, Medical devices.
E:\FR\FM\08OCR1.SGM
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Federal Register / Vol. 86, No. 193 / Friday, October 8, 2021 / Rules and Regulations
Therefore, under the Federal Food,
Drug, and Cosmetic Act, and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 73 is
amended as follows:
PART 73—LISTING OF COLOR
ADDITIVES EXEMPT FROM
CERTIFICATION
1. The authority citation for part 73
continues to read as follows:
■
Authority: 21 U.S.C. 321, 341, 342, 343,
348, 351, 352, 355, 361, 362, 371, 379e.
§ 73.2396
■
[Removed]
2. Remove § 73.2396.
Dated: September 30, 2021.
Lauren K. Roth,
Acting Principal Associate Commissioner for
Policy.
[FR Doc. 2021–21892 Filed 10–7–21; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 878
[Docket No. FDA–2019–N–1250]
General and Plastic Surgery Devices;
Reclassification of Certain Surgical
Staplers
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final amendment; final order.
The Food and Drug
Administration (FDA or the Agency) is
issuing a final order to reclassify
surgical staplers for internal use
(formerly regulated under the
classification for ‘‘manual surgical
instrument for general use’’ and
assigned the product code GAG) from
class I (general controls) into class II
(special controls) and subject to
premarket review. FDA is identifying
the special controls for surgical staplers
for internal use that the Agency believes
are necessary to provide a reasonable
assurance of the safety and effectiveness
of the device. FDA is issuing this
reclassification on its own initiative
based on new information. As part of
this reclassification, FDA is also
amending the existing classification for
‘‘manual surgical instrument for general
use’’ to remove staplers and to create a
separate classification regulation for
surgical staplers that distinguishes
between surgical staplers for internal
use and external use.
DATES: This order is effective October 8,
2021.
jspears on DSK121TN23PROD with RULES1
SUMMARY:
VerDate Sep<11>2014
16:15 Oct 07, 2021
Jkt 256001
FOR FURTHER INFORMATION CONTACT:
George Gibeily, Center for Devices and
Radiological Health, Food and Drug
Administration, 10903 New Hampshire
Ave., Bldg. 66, Rm. 4660, Silver Spring,
MD 20993, 301–796–0276,
george.gibeily@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background
The Federal Food, Drug, and Cosmetic
Act (FD&C Act), as amended, establishes
a comprehensive system for the
regulation of medical devices intended
for human use. Section 513 of the FD&C
Act (21 U.S.C. 360c) established three
categories (classes) of devices, reflecting
the regulatory controls needed to
provide reasonable assurance of their
safety and effectiveness. The three
categories of devices are class I (general
controls), class II (special controls), and
class III (premarket approval).
Under section 513(d)(1) of the FD&C
Act, devices that were in commercial
distribution before the enactment of the
1976 amendments (Medical Device
Amendments of 1976, Pub. L. 94–295),
May 28, 1976 (generally referred to as
‘‘preamendments devices’’), are
classified after FDA has: (1) Received a
recommendation from a device
classification panel (an FDA advisory
committee); (2) published the Panel’s
recommendation for comment, along
with a proposed regulation classifying
the device; and (3) published a final
regulation classifying the device. FDA
has classified most preamendments
devices under these procedures.
Devices that were not in commercial
distribution before May 28, 1976
(generally referred to as
‘‘postamendments devices’’), are
automatically classified by section
513(f)(1) of the FD&C Act into class III
without any FDA rulemaking process.
Those devices remain in class III and
require premarket approval, unless, and
until: (1) FDA reclassifies the device
into class I or II or (2) FDA issues an
order finding the device to be
substantially equivalent, in accordance
with section 513(i) of the FD&C Act, to
a predicate device that does not require
premarket approval. The Agency
determines whether new devices are
substantially equivalent to previously
marketed devices by means of
premarket notification procedures in
section 510(k) of the FD&C Act and part
807, subpart E of the regulations (21
CFR part 807).
On July 9, 2012, Congress enacted the
Food and Drug Administration Safety
and Innovation Act (FDASIA) (Pub. L.
112–144). Section 608(a) of FDASIA
amended section 513(e) of the FD&C
Act, changing the process for
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56195
reclassifying a device from rulemaking
to an administrative order. Section
513(e)(1)(A)(i) of the FD&C Act sets
forth the process for issuing such a final
order. Specifically, prior to the issuance
of an administrative order reclassifying
a device, the following must occur: (1)
Publication of a proposed
reclassification order in the Federal
Register, (2) a meeting of a device
classification panel described in section
513(b) of the FD&C Act, and (3)
consideration of comments to a public
docket. The proposed reclassification
order must set forth the proposed
reclassification and a substantive
summary of the valid scientific evidence
concerning the proposed
reclassification, including the public
health benefits of the use of the device,
and the nature and incidence (if known)
of the risks of the device.
Section 513(e)(1)(A)(i) provides that
FDA may, by administrative order,
reclassify a device based on ‘‘new
information.’’ FDA can initiate a
reclassification under section 513(e) or
an interested person may petition FDA.
The term ‘‘new information,’’ as used in
section 513(e) of the FD&C Act, includes
information developed as a result of a
reevaluation of the data before the
Agency when the device was originally
classified, as well as information not
presented, not available, or not
developed at that time (See, e.g.,
Holland-Rantos v. U.S. Dep’t of Health,
Educ. & Welfare, 587 F.2d 1173, 1174
n.1 (D.C. Cir. 1978); Upjohn Co. v.
Finch, 422 F.2d 944 (6th Cir. 1970); Bell
v. Goddard, 366 F.2d 177 (7th Cir.
1966)).
Reevaluation of the data previously
before the Agency is an appropriate
basis for subsequent regulatory action
where the reevaluation is made in light
of newly available regulatory authority
(see Bell, 366 F.2d at 181) or in light of
changes in ‘‘medical science’’ (see
Upjohn, 422 F.2d at 951). Whether data
before the Agency are old or new, the
‘‘new information’’ to support
reclassification under section 513(e) of
the FD&C Act must be ‘‘valid scientific
evidence,’’ as defined in section
513(a)(3) of the FD&C Act and 21 CFR
860.7(c)(2) (See, e.g., Gen. Med. Co. v.
FDA, 770 F.2d 214 (D.C. Cir. 1985);
Contact Lens Mfrs. Ass’n v. FDA, 766
F.2d 592 (D.C. Cir. 1985), cert. denied,
474 U.S. 1062 (1986)).
FDA relies upon ‘‘valid scientific
evidence’’ in the classification process
to determine the level of regulation for
devices. To be considered in the
reclassification process, the ‘‘valid
scientific evidence’’ upon which the
Agency relies must be publicly
available. Publicly available information
E:\FR\FM\08OCR1.SGM
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Agencies
[Federal Register Volume 86, Number 193 (Friday, October 8, 2021)]
[Rules and Regulations]
[Pages 56183-56195]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-21892]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 73
[Docket No. FDA-2017-C-1951]
Termination of Listing of Color Additives Exempt From
Certification; Lead Acetate
AGENCY: Food and Drug Administration, HHS.
[[Page 56184]]
ACTION: Final rule; response to objections and denial of public hearing
requests; removal of administrative stay.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or we) is responding to
objections and a public hearing request that we received from Combe
Inc., on the final rule entitled ``Termination of Listing of Color
Additives Exempt From Certification; Lead Acetate,'' which published on
October 31, 2018. The final rule amended the color additive regulations
to no longer provide for the safe use of lead acetate in cosmetics
intended for coloring hair on the scalp. After reviewing the
objections, we have concluded that the objections do not raise issues
of material fact that justify a hearing. Therefore, the stay of the
effectiveness for the repeal and delisting of the color additive
regulation is now lifted, and we are amending the color additive
regulations to no longer provide for the safe use of lead acetate in
cosmetics intended for coloring hair on the scalp.
DATES: This rule is effective January 6, 2022.
ADDRESSES: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov and insert the
docket number, found in brackets in the heading of this document, into
the ``Search'' box and follow the prompts and/or go to the Dockets
Management Staff, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852,
240-402-7500.
FOR FURTHER INFORMATION CONTACT: Shayla West-Barnette, Center for Food
Safety and Applied Nutrition, Food and Drug Administration, 5001 Campus
Dr., College Park, MD 20740-3835, 240-402-1262.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of October 31, 2018 (83 FR 54665), we
issued a final rule repealing the color additive regulation in Sec.
73.2396 (21 CFR 73.2396) to no longer provide for the safe use of lead
acetate in cosmetics intended for coloring hair on the scalp because
new data available since lead acetate was permanently listed have
demonstrated that there is no longer a reasonable certainty that no
harm will result from the use of this color additive. We gave
interested persons until November 30, 2018, to file objections and
requests for a hearing on the final rule. The preamble to the final
rule stated that the effective date of the final rule would be on
December 3, 2018, except as to any provisions that may be stayed by the
filing of proper objections (83 FR 54665 at 54673). On December 3,
2018, Sec. 73.2396 was removed from the CFR. However, we had received
objections and requests for a hearing on the objections from Combe Inc.
(Combe), a manufacturer of hair dyes containing lead acetate. Under
sections 701(e)(2) and 721(d) of the FD&C Act (21 U.S.C. 371(e)(2) and
379e(d)), the filing of objections operates to stay the effectiveness
of our repeal until we take final action on the objections.
To implement a stay of effectiveness as required by sections
701(e)(2) and 721(d) of the FD&C Act, we published a final rule in the
Federal Register of April 1, 2019 (84 FR 12081), reinstating Sec.
73.2396 pending final FDA action on the objections to the October 31,
2018, final rule. We also stated that this action did not reflect any
change in our determination that new data demonstrate that there is no
longer a reasonable certainty of no harm from the use of this color
additive.
FDA listed lead acetate in Sec. 73.2396 in 1980 as a color
additive for safe use in cosmetics intended for coloring hair on the
scalp, subject to certain restrictions and labeling requirements, at
levels up to 0.6 percent (weight to volume; equivalent to 6,000 parts
per million (ppm)) lead in the cosmetic product (45 FR 72112). Lead
acetate is used in progressive hair dyes that, when applied to gray
hair, gradually change the color with repeated applications.\1\
---------------------------------------------------------------------------
\1\ For example, as indicated in a lead acetate-containing
progressive hair dye product manufacturer's use direction (Ref. 10),
after the initial application, users might apply the progressive
hair dye daily until the desired color shade is achieved, and once
or twice per week to maintain the hair color thereafter.
---------------------------------------------------------------------------
II. Objections and Requests for a Hearing
Sections 701(e)(2) and 721(d) of the Federal Food, Drug, and
Cosmetic Act (FD&C Act) collectively provide that, within 30 days after
publication of an order relating to a color additive regulation, any
person adversely affected by such an order may file objections,
specifying with particularity the provisions of the order deemed
objectionable, stating the grounds therefor, and requesting a public
hearing upon such objections. We may deny a hearing request if the
objections to the regulation do not raise genuine and substantial
issues of fact that can be resolved at a hearing (Sec. 12.24(b)(1) (21
CFR 12.24(b)(1)). (See also Community Nutrition Institute v. Young, 773
F.2d 1356, 1364 (D.C. Cir. 1985).)
Objections and requests for a hearing are governed by 21 CFR part
12 of our regulations. Under 21 CFR 12.22(a), each objection must meet
the following conditions: (1) Must be submitted on or before the 30th
day after the date of publication of the final rule; (2) must be
separately numbered; (3) must specify with particularity the provision
of the regulation or proposed order objected to; (4) must specifically
state the provision of the regulation or proposed order on which a
hearing is requested (failure to request a hearing on an objection
constitutes a waiver of the right to a hearing on that objection); and
(5) must include a detailed description and analysis of the factual
information to be presented in support of the objection if a hearing is
requested (failure to include a description and analysis for an
objection constitutes a waiver of the right to a hearing on that
objection).
Following publication of the final rule repealing the regulation in
Sec. 73.2396 to no longer provide for the safe use of lead acetate in
cosmetics intended for coloring hair on the scalp, we received a
submission from Combe, a manufacturer of hair dyes containing lead
acetate, providing 19 objections and requesting a hearing on each of
the objections. Combe provided the following numbered objections:
Objection 1: Combe objects to FDA's finding that there is no
safe level of exposure for lead.
Objection 2: Combe objects to FDA's reliance on information
about lead exposure in children (e.g., recommendations from the
Centers for Disease Control and Prevention (CDC)).
Objection 3: Combe objects to FDA's reliance on sources that
discuss blood level of lead, not exposure levels (see, e.g.,
National Toxicology Program (NTP) monograph).
Objection 4: Combe objects to the conclusions FDA draws from the
Joint Food and Agriculture Organization/World Health Organization
(FAO/WHO) Expert Committee on Food Additives (JECFA) (2011).
Objection 5: Combe objects to FDA's reliance on the
Environmental Protection Agency's (EPA's) goals for lead in drinking
water.
Objection 6: Combe objects to FDA's conclusion that the 1980
Moore et al. study (Ref. 1, the Moore study) underestimated the
exposure of lead.
Objection 7: Combe objects to FDA's criticisms of Moore.
Objection 8: Combe objects to FDA's finding that the lead in the
Moore study could have been absorbed by other parts of the body than
the blood.
Objection 9: Combe objects to FDA's reliance on a novel and
unvalidated computer model.
Objection 10: Combe objects to FDA's treating an unvalidated
computer model as more reliable than robust human data.
[[Page 56185]]
Objection 11: Combe objects to FDA's argument that the
absorption percentage from the Moore study is invalid because it
tested only a small patch of skin.
Objection 12: Combe objects to FDA's reliance on a
``permeability coefficient'' for lead instead of fractional
absorption.
Objection 13: Combe objects to FDA's use of a permeability
coefficient for lead acetate that EPA repudiated and replaced with a
much lower estimate.
Objection 14: Combe objects to FDA's conclusion that lower
median lead levels in blood since 1990 means that any lead
contributed by lead acetate is less safe now.
Objection 15: Combe objects to FDA's entire analysis because it
is missing two critical links--FDA never relates exposure from lead
acetate to any change in blood levels, and thus it never relates it
to any predicted harm.
Objection 16: Combe objects to FDA's whole argument as FDA never
links exposure to lead from lead acetate to a change in steady-state
blood levels.
Objection 17: Combe objects to FDA's conclusion about the effect
of lead acetate on blood lead levels.
Objection 18: Combe objects to FDA taking a zero-tolerance
approach for lead.
Objection 19: Combe objects to FDA's failure to consider
reducing the permitted lead acetate level under Sec. 73.2396 from
0.6 percent to 0.153 percent.
See Submission from Anthony M. Santini, Senior Vice President and
General Counsel, Combe Inc., Peter Barton Hutt, Matthew J. Hegreness,
and Richard F. Kingham, Covington & Burling LLP (Counsel for Combe
Incorporated), to the Dockets Management Staff, FDA, dated November 30,
2018, at pages 25-58, available at: https://www.regulations.gov/document/FDA-2017-C-1951-0233 (referred to as the Submission).
III. Standards for Granting a Hearing
Specific criteria for deciding whether to grant or deny a request
for a hearing are set out in Sec. 12.24(b). Under that regulation, a
hearing will be granted if the material submitted by the requester
shows, among other things, that: (1) There is a genuine and substantial
factual issue for resolution at a hearing (a hearing will not be
granted on issues of policy or law); (2) the factual issue can be
resolved by available and specifically identified reliable evidence (a
hearing will not be granted on the basis of mere allegations or denials
or general descriptions of positions and contentions); (3) the data and
information submitted, if established at a hearing, would be adequate
to justify resolution of the factual issue in the way sought by the
requester (a hearing will be denied if the data and information
submitted are insufficient to justify the factual determination urged,
even if accurate); (4) resolution of the factual issue in the way
sought by the person is adequate to justify the action requested (a
hearing will not be granted on factual issues that are not
determinative with respect to the action requested, e.g., if the action
would be the same even if the factual issue were resolved in the way
sought); (5) the action requested is not inconsistent with any
provision in the FD&C Act or any regulation particularizing statutory
standards (the proper procedure in those circumstances is for the
person requesting the hearing to petition for an amendment or waiver of
the regulation involved); and (6) the requirements in other applicable
regulations, e.g., 21 CFR 10.20, 12.21, 12.22, 314.200, 514.200, and
601.7(a), and in the notice issuing the final regulation or the notice
of opportunity for a hearing are met.
A party seeking a hearing must meet a ``threshold burden of
tendering evidence suggesting the need for a hearing'' (Costle v.
Pacific Legal Foundation, 445 U.S. 198, 214-215 (1980), citing
Weinberger v. Hynson, Westcott & Dunning, Inc, 412 U.S. 609, 620-621
(1973)). An allegation that a hearing is necessary to ``sharpen the
issues'' or to ``fully develop the facts'' does not meet this test
(Georgia Pacific Corp. v. EPA, 671 F.2d 1235, 1241 (9th Cir. 1982)). If
a hearing request fails to identify any factual evidence that would be
the subject of a hearing, there is no point in holding one. In judicial
proceedings, a court is authorized to issue summary judgment without an
evidentiary hearing whenever it finds that there are no genuine issues
of material fact in dispute, and a party is entitled to judgement as a
matter of law (see Rule 56, Federal Rules of Civil Procedure). The same
principle applies to administrative proceedings (see 21 CFR 12.28).
A hearing request must not only contain evidence, but that evidence
should raise a material issue of fact ``concerning which a meaningful
hearing might be held'' (Pineapple Growers Ass'n v. FDA, 673 F.2d 1083,
1085 (9th Cir. 1982)). Where the issues raised in the objection are,
even if true, legally insufficient to alter the decision, an Agency
need not grant a hearing (see Dyestuffs and Chemicals, Inc. v.
Flemming, 271 F.2d 281, 286 (8th Cir. 1959)). A hearing is justified
only if the objections are made in good faith and if they ``draw in
question in a material way the underpinnings of the regulation at
issue'' (Pactra Industries v. CPSC, 555 F.2d 677, 684 (9th Cir. 1977)).
A hearing need not be held to resolve questions of law and policy (see
Citizens for Allegan County, Inc. v. FPC, 414 F.2d 1125, 1128 (D.C.
Cir. 1969); Sun Oil Co. v. FPC, 256 F.2d 233, 240 (5th Cir. 1958)).
Even if the objections raise material issues of fact, we need not
grant a hearing if those same issues were adequately raised and
considered in an earlier proceeding. Once an issue has been so raised
and considered, a party is estopped from raising that same issue in a
later proceeding without new evidence. The various judicial doctrines
dealing with finality, such as collateral estoppel, can be validly
applied to the administrative process (see Pacific Seafarers, Inc. v.
Pac. Far East Line, Inc., 404 F.2d 804, 809 (D.C. Cir. 1968), cert.
denied, 393 U.S. 1093 (1969)). In explaining why these principles ought
to apply to an Agency proceeding, the U.S. Court of Appeals for the
District of Columbia Circuit wrote: ``The underlying concept is as
simple as this: justice requires that a party have a fair chance to
present his position. But overall interests of administration do not
require or generally contemplate that he will be given more than a fair
opportunity'' (Retail Clerks Union, Local 1401 v. NLRB, 463 F.2d 316,
322 (D.C. Cir. 1972); see also Costle v. Pacific Legal Foundation, 445
U.S. 198 at 215-17).
IV. Analysis of Objections and Response to Hearing Requests
The submission from Combe contains 19 numbered objections, and
Combe requests a hearing on each of them. We address each objection
below, as well as the evidence and information filed in support of
each, comparing each objection and the information submitted in support
of it to the standards for granting a hearing in Sec. 12.24(b). For
purposes of clarity, we have grouped the numbered objections into
categories of related subjects while maintaining the objection numbers
assigned by Combe.
A. Category A: No Known Safe Level of Lead Exposure
Combe's numbered objections included in Category A are as follows:
1. Combe objects to FDA's finding that there is no safe level of
exposure for lead.
2. Combe objects to FDA's reliance on information about lead
exposure in children (e.g., recommendations from the CDC).
4. Combe objects to the conclusions FDA draws from JECFA (2011).
5. Combe objects to FDA's reliance on EPA's goals for lead in
drinking water.
18. Combe objects to FDA taking a zero-tolerance approach to
lead.
Objection 1. Combe objects to ``FDA's finding that there is no safe
level of exposure for lead.'' The objection asserts that, ``. . . the
weight of the scientific evidence demonstrates that low levels of
[[Page 56186]]
lead are safe, especially for the population that uses hair dye
containing lead acetate--older men with graying hair.'' See Submission,
page 26.
(Response to Objection 1) Our determination that a color additive
is safe means that there is convincing evidence that establishes with
reasonable certainty that no harm will result from the intended use of
the color additive (Sec. 70.3(i)). The regulation in Sec. 73.2396
permits the use of lead acetate (calculated as lead) at levels not to
exceed 0.6 percent (6,000 parts per million (ppm; milligrams/kilograms
(mg/kg))) as a color additive in cosmetics intended for coloring hair
on the scalp. Combe did not provide scientific data to support its
objection or to demonstrate that there is a level of exposure to lead
that could be considered safe.
Following our full evaluation of data submitted in color additive
petition (CAP) 7C0309 requesting repeal of Sec. 73.2396 and other
pertinent data and information (see September 18, 2018, memorandum from
M.K. Wyatt to M. Harry, ``the Wyatt Memorandum'' (Ref. 2)), we have
determined that there is no known level of exposure to lead that does
not produce adverse effects. While Combe states that ``. . . lead does
not pose a danger to adults at low levels . . .,'' Combe failed to
provide in this objection the specific levels at which lead does not
pose a danger to adults and any corresponding scientific evidence to
support this statement. See Submission, page 27.
The objection failed to include new data or information that would
refute our findings about the lack of a safe level of lead exposure.
The objection merely alleges that low levels of lead are safe, without
providing any scientific basis. A hearing will not be granted on the
basis of mere allegations or general descriptions of positions and
contentions (Sec. 12.24(b)(2)). The objector must, at a minimum, raise
a genuine and substantial issue of fact for resolution at a hearing.
Therefore, we are denying the request for a hearing on this objection.
Objection 2. Combe objects to ``FDA's reliance on information about
lead exposure in children (e.g., recommendations from the CDC).'' In
this objection, ``Combe does not dispute the fact that lead exposure
can harm a developing child,'' but states that this fact has ``no
bearing on the use of lead acetate in a progressive hair dye for older
men.'' See Submission, page 27. Combe also asserts that ``lead poses no
danger at low levels to older adults.'' See Submission, page 28.
(Response to Objection 2) We acknowledge that Combe's products
(i.e., lead acetate-containing progressive hair dyes) are intended for
use by adults and not by children. Our decision to repeal the
regulation is based on the evidence of lead-related adverse health
effects reported at low levels of lead in adults, such as adverse
cardiovascular and kidney effects, cognitive dysfunction, and adverse
reproductive outcomes (Ref. 3), and the lack of evidence of a safe
level of exposure for lead. Currently, available data and information
do not support the safe use of lead acetate intentionally added to
cosmetics for coloring hair on the scalp of any age group or gender.
Therefore, the use of lead acetate as a color additive no longer meets
the safety standard of ``reasonable certainty of no harm.''
We also note that we did not rely on the toxicity information about
lead exposure in children; rather, in the final rule, we referred to
the CDC statement that there is no safe blood lead level in children to
further demonstrate the risks of lead exposure and why there is a U.S.
Government-wide effort to limit lead exposure to the public. We
continue to work to limit consumers' exposure to lead in all FDA-
regulated products, including cosmetics.
Combe failed to provide scientific data and information
demonstrating that there is a safe level of lead exposure from the
listed use of lead acetate as a color additive. A hearing will not be
granted on the basis of mere allegations or general descriptions of
positions and contentions (Sec. 12.24(b)(2)). The objector must, at a
minimum, raise a genuine and substantial issue of fact for resolution
at a hearing. Therefore, we are denying the request for a hearing on
this objection.
Objection 4. Combe objects to ``the conclusions FDA draws from
JECFA (2011).'' See Submission, page 32. In this objection, Combe cites
JECFA's conclusion that ``it could not establish a new provisional
tolerable weekly intake (PTWI) that would be considered health
protective,'' and that JECFA instead established a ``negligible risk''
level for food. See Submission, at page 32. Combe alleges that ``FDA
did not analyze the underlying scientific discussion in JECFA (2011).''
See Submission, page 32.
(Response to Objection 4) JECFA stated that ``because the dose-
response analyses do not provide any indication of a threshold for the
key effects of lead, the Committee therefore concluded that ``it was
not possible to establish a new PTWI that would be considered to be
health protective'' (Ref. 4). Notably, JECFA's statement about
``negligible risk'' was within the context of unavoidable lead exposure
as an impurity in food, instead of intentionally added, avoidable
exposures to lead in a cosmetic product. We are not aware of any
statement by a competent, national regulatory authority or an
international risk assessment body establishing a safe level of lead
exposure that would support a determination that there is a reasonable
certainty of no harm from the use of lead acetate as a color additive
in hair dye. Instead, for example, the WHO has stated that ``[t]here is
no level of exposure to lead that is known to be without harmful
effects.'' (Ref. 5).
Contrary to Combe's assertion, JECFA's statement establishing a
negligible risk level for lead as an unavoidable food impurity does not
provide a ``safe harbor'' for any intentionally added lead in a
cosmetic product. See Submission, page 33. Also, JECFA's negligible
risk level for food does not support Combe's claim that the intended
use of lead acetate in hair dye meets the safety standard of
``reasonable certainty of no harm'' set forth at Sec. 70.3(i) (21 CFR
70.3(i)) because as JEFCA states, currently available data do not
provide any indication of a threshold for the reported adverse effects
from exposure to lead (Ref. 4).
The objection failed to include any new information or data that
would change our findings about the lack of a safe exposure level of
lead. The objection merely alleges that FDA did not analyze JECFA's
conclusion and does not provide scientific information to support
Combe's argument. A hearing will not be granted on the basis of mere
allegations or general descriptions of positions and contentions (Sec.
12.24(b)(2)). The objector must, at a minimum, raise a genuine and
substantial issue of fact for resolution at a hearing. Therefore, we
are denying the request for a hearing on this objection.
Objection 5. Combe objects to ``FDA's reliance on EPA's goals for
lead in drinking water.'' Combe states that the EPA goal in setting the
maximum contaminant level for lead in drinking water at zero is based
on the effect of lead in children. See Submission, page 33. Combe
contends that EPA's goal for lead in drinking water ``in no way means,
however, that lead is unsafe in a progressive hair dye for aging men
with graying hair.'' Ibid.
(Response to Objection 5) FDA did not rely on EPA's goal for lead
in drinking water; we referred to it to further document the adverse
effects resulting from lead exposure. Adverse effects to the public
more generally
[[Page 56187]]
resulting from lead exposure are the reason why there is a government-
wide effort to limit lead exposure to the public. Our decision to
repeal the regulation was based on the recognition that there is no
scientific data demonstrating a safe level of exposure to lead and that
the data currently available no longer demonstrate that there is
reasonable certainty of no harm from the use of lead acetate as a color
additive in hair dyes authorized under Sec. 73.2396. Combe fails to
show that there is a genuine and substantial issue of fact for
resolution at a hearing. A hearing will not be granted on the basis of
mere allegations or general descriptions of positions and contentions
(Sec. 12.24(b)(2)). Therefore, we are denying the request for a
hearing on this objection.
Objection 18. Combe objects to ``FDA taking a zero-tolerance
approach to lead.'' Combe argues that ``FDA appears to draw a legal
distinction between lead that is intentionally added and lead that is
present as impurities. Although such a distinction can be legally drawn
for food, FDA cannot do this for cosmetics.'' See Submission, page 54.
Combe claims that the safety standard for cosmetics is the same,
whether the lead is intentionally added or present as an impurity.
Combe asserts that under section 406 of the FD&C Act (21 U.S.C. 346),
FDA can only set tolerances for poisonous and deleterious substances
for food, and not cosmetics. Combe further asserts that FDA is acting
arbitrarily and capriciously by banning lead acetate in hair dyes, but
not banning it in lipstick. See Submission, pages 55-56.
(Response to Objection 18) We disagree that the presence of lead as
an impurity in some cosmetic products means that FDA must find that
there is a reasonable certainty of no harm from the use of lead acetate
in hair dyes at levels up to 6,000 ppm (mg/kg). The intended use of
lead acetate is as a color additive and as such we are acting under
sections 721(d) and 601(e) (21 U.S.C. 361(e)) of the FD&C Act. See 28
FR 13374 (December 10, 1963) (providing FDA's interpretation of
sections 601(a) and (e) of the FD&C Act). We have concluded that
intended use of lead acetate does not meet the safety standard of
``reasonable certainty of no harm'' set forth at Sec. 70.3(i) for
color additives. Combe has not demonstrated that the intended use of
lead acetate meets this safety standard. Therefore, we are repealing
the listing of lead acetate under section 721(d) of the FD&C Act, and
its use adulterates a cosmetic under section 601(e) of the FD&C Act.
Our repeal of the listing of lead acetate as a color additive in
hair dye and our recommendation to limit lead as an unavoidable
impurity in lipstick and other cosmetics are not arbitrary and
capricious actions, as Combe asserts. In our ``Draft Guidance for
Industry: Lead in Cosmetic Lip Products and Externally Applied
Cosmetics: Recommended Maximum Level'' (2016), we recommend lead not be
present as an impurity (not an intentionally added ingredient) in
cosmetics at levels exceeding 10 ppm (10 mg/kg) (Ref. 6).\2\ Lead as an
impurity may occur in any cosmetics due to its background presence in
the environment. Lead as an impurity cannot be completely avoided,
although we have concluded that limiting trace amounts of lead to less
than 10 ppm (10 mg/kg) can be achieved through reasonable and practical
approaches to control raw materials and through other good
manufacturing practices (Ref. 7). The draft guidance does not apply to
hair dyes that contain lead acetate as an ingredient (Ref. 6 at page
3).
---------------------------------------------------------------------------
\2\ The draft guidance, only when finalized, will represent the
current thinking of the FDA on this topic. It does not establish any
rights for any person and is not binding on FDA or the public. You
can use an alternative approach if it satisfies the requirements of
the applicable statutes and regulations.
---------------------------------------------------------------------------
By contrast, lead acetate as a color additive is an intentionally
added ingredient in hair dye and must meet the safety standard for
color additives. We believe that the available data demonstrate that
exposure to lead acetate from the intended use may cause adverse
effects (Refs. 3 and 4). Therefore, the use of lead acetate in hair dye
products that would result in lead levels up to 6,000 ppm (6,000 mg/kg)
in the final products does not meet the safety standard for color
additives.
Because there is no factual issue Combe identifies in this
objection that can be resolved by available and specifically identified
reliable evidence, we are denying the request for a hearing on this
objection (Sec. 12.24(b)(1)).
B. Category B: The Moore Study
Combe's numbered objections included in Category B are as follows:
6. Combe objects to FDA's conclusions that the Moore study
underestimated the exposure to lead.
7. Combe objects to FDA's criticisms of Moore.
8. Combe objects to FDA's finding that the lead in the Moore
study could have been absorbed by other parts of the body than the
blood.
11. Combe objects to FDA's argument that the absorption
percentage from the Moore study is invalid because it tested only a
small patch of skin.
Objection 6. Combe objects to ``FDA's conclusions that the Moore
study underestimated the exposure of lead.'' Combe asserts that the
Moore study remains the best evidence of the absorption of lead from
lead acetate, that the Moore study protocol was developed with guidance
from FDA, and that FDA acknowledged as much because it used some of the
figures derived from the Moore study in its own modeling. See
Submission, pages 33-34.
(Response to Objection 6) FDA acknowledges that the Moore study has
some scientific merit. As discussed in our responses to Objections 9,
12, and 13, the fractional absorption (the percentage of the total
amount of lead applied that is absorbed through the skin) from this
study was used to calculate EPA's permeability coefficient (Kp) value
(the rate at which a chemical penetrates the skin), which we used in
our assessment.\3\ Additionally, the results generated by Moore et al.
would be reliable for a situation where the experimental conditions
reflected the intended use conditions. However as explained below, the
intended conditions of use of the lead acetate-containing progressive
hair dyes are different from the experimental conditions in the Moore
study.
---------------------------------------------------------------------------
\3\ Objection 12 provides an additional explanation of
fractional absorption and Kp.
---------------------------------------------------------------------------
New scientific information and computational tools have become
available since the Moore study protocol was developed in the 1970s to
1980. We considered newer scientific information, including peer-
reviewed publications describing nonclinical and clinical studies that
demonstrate that dermally applied lead acetate and other lead compounds
penetrate human and animal skin (Ref. 2). Additionally, newer
computational tools have shown that the surface area of the application
site is an important factor for estimating dermal absorption of lead
and other compounds. This includes the in silico (i.e., via computer
simulation, as opposed to in vitro or in vivo experimental studies)
ConsExpo dermal absorption model that we used to predict the percentage
of dermal lead absorption. Using a surface area that is representative
of the actual application area is also consistent with our recent
guidance for industry, \4\ which provides recommendations for
conducting in vivo absorption trials for topically applied active
ingredients (Ref. 8). The
[[Page 56188]]
guidance recommends, in part, that the test article should be applied
to the part of the body and maximal skin surface areas that are
consistent with the final product's intended skin surface area use
(Ref. 8, page 6).
---------------------------------------------------------------------------
\4\ The Wyatt Memorandum (Ref. 2) refers to the draft guidance
(Ref. 6), which has since been finalized.
---------------------------------------------------------------------------
By contrast, the Moore study design--where the lead acetate
formulation was applied to a small surface area on the forehead--did
not reflect either where lead acetate hair dye is intended to be
applied or the surface area of such application. Specifically, in the
Moore study, the lead acetate formulation was tested on only a small
fraction of the skin surface area (i.e., 8 to 10 square centimeters
(cm\2\) on the forehead instead of approximately 580 cm\2\ for the full
scalp). Additionally, the test formulation was applied to an area of
skin without many hair follicles, which may have further underestimated
the amount of lead absorbed. Lead absorption was measured after 12
hours and 24 hours of exposure, and the test formulation was washed off
after the first 12 hours. The study did not investigate the actual
directions of use of this hair dye, which results in accumulation of
lead on the hair and skin. \5\ Therefore, the Moore study
underestimated exposure to lead from the use of lead acetate hair dyes.
Based on these flaws and the additional flaws we identified in the
Moore study, specifically, the formulation used in the study contained
0.12 to 0.18 percent lead (instead of 0.6 percent), the ages of the
eight male test subjects range from 20 to 35 years (instead of older
adults), and the short duration of test article application, which were
discussed in detail in the final rule that appeared in the Federal
Register of October 31, 2018 (83 FR 54665 at 54668 through 54670), we
stated that the Moore study results could no longer be relied on to
make a safety decision for the use of lead acetate as a color additive
in hair dye.
---------------------------------------------------------------------------
\5\ The manufacturer's use directions state that after the
initial application, users might apply the progressive hair dye
daily until the desired color shade is achieved (usually takes 2-3
weeks), and then once or twice a week to maintain the hair color.
---------------------------------------------------------------------------
Therefore, considering the reported adverse effects at low levels
of lead exposure (e.g., increased blood pressure, hypertension,
decreased glomerular filtration rate) (83 FR 54665 at 54668), and the
absence of data showing a safe level of lead exposure, we believe that
the safety standard of reasonable certainty of no harm is no longer
met.
Because Combe has not provided new data that address the identified
flaws in the Moore study, we conclude that Combe's argument on the
Moore study is insufficient to justify a hearing (Sec. 12.24(b)(3)).
Therefore, we are denying the request for a hearing on this objection.
Objection 7. Combe objects to ``FDA's criticisms of Moore.'' Combe
states that in 1981, FDA concluded that Moore's radioactive tracking
study demonstrated a miniscule amount of lead absorption from lead
acetate hair dyes. See Submission, page 35. Combe further states that
the Moore study result of 0.058 percent is supported by a subsequent
study by Bress and Bidanset (Ref. 2), which estimated absorption of
lead acetate as 0.05 percent. See Submission, at page 37.
(Response to Objection 7) We acknowledge that, based on the
scientific information available 40 years ago, we considered the 1978
radioactive tracer skin absorption study sponsored by Combe (a
petitioner for CAP 3C0107) and conducted by Moore et al. (published in
1980) to be the primary study supporting the approval of lead acetate
as a color additive in 1980, and that it was applicable for studying
human skin lead absorption at that time. However, as discussed in our
response to Objection 6 and the October 31, 2018, final rule (83 FR
54665 at 54668 through 54670), we have since identified several flaws
in the Moore study design and conduct, such as applying test
formulation with a lower lead concentration, on a smaller surface area
of skin, and for a short period of time, when compared to the intended
conditions of use. For example, as discussed previously, Moore et al.
applied the lead acetate-containing formulation to an 8 to 10 cm\2\
surface area on the forehead without many hair follicles, which is not
consistent with the intended condition of use for the hair dye product
(on the full scalp with many hair follicles and a skin surface area of
approximately 580 cm\2\), thereby underestimating the exposure to lead
from lead acetate-containing hair dye. In addition, the result of 0.058
percent was measured 12 hours after a single application of the hair
dye, which was then washed off. Therefore, the result does not
represent the accumulation of lead from daily use of the hair dye.
Because of these identified flaws and others described in the response
to Objection 6, the fractional absorption calculated from the Moore
study does not accurately represent the actual dermal absorption under
the intended conditions of use, and therefore does not support the safe
use of lead acetate in progressive hair dyes.
We also reviewed the study published in 1991 by Bress and Bidanset
(Ref. 2). While the results from this study are consistent with those
from the Moore study, Bress and Bidanset also applied the lead compound
to a small skin surface area; thus, their study is of similar limited
utility as the Moore study because it may also underestimate the
exposure to lead from the use of hair dye. The objection failed to
provide new data that address the identified flaws in the Moore study
and the limitation of the Bress and Bidanset study for estimating skin
absorption of lead from the use of lead acetate hair dye, and the
information discussed in this objection is insufficient to justify a
hearing (Sec. 12.24(b)(3)). Therefore, we are denying the request for
a hearing on this objection.
Objection 8. Combe objects to ``FDA's finding that the lead in the
Moore study could have been absorbed by other parts of the body than
the blood.'' Combe also states that the radioactive tracer skin
absorption study conducted by Moore et al. measured whole body lead
(including lead in the blood, other fluids, tissues, muscle, and bone)
and that Moore et al. calculated that 40 percent of the lead absorbed
by the whole body was absorbed into the blood. See Submission, page 38.
(Response to Objection 8) In a March 3, 1978, final rule postponing
the closing date for the provisional listing of lead acetate for use as
a component of hair colors (43 FR 8790), we stated that the radioactive
tracer skin absorption study protocol submitted to FDA would measure
whole body counts of lead absorption, and in addition, blood and urine
samples would be analyzed for measurable levels of lead (43 FR 8790 at
8793). However, as further discussed in our response to Objection 12,
the use of fractional absorption to express dermal absorption depends
on the study design (e.g., duration of exposure, how much of the test
material is in contact with a given surface area, the concentration of
the substance in the matrix). Also, as stated in our response to
Objection 6, given its fundamental flaws, the Moore study
underestimated exposure to lead from the use of lead acetate hair dyes.
Therefore, we can no longer rely on this study's exposure estimate to
assure the safe use of lead acetate in hair dye. Combe does not point
to any other studies that have evaluated lead absorption across the
full surface area of the scalp, nor does Combe point to other studies
demonstrating an absorption estimate after correcting the flaw in the
Moore study that could provide evidence that the use of lead acetate in
hair dye is safe.
A hearing will not be granted on the basis of mere allegations or
general descriptions of positions and contentions (Sec. 12.24(b)(2)).
Therefore, in
[[Page 56189]]
the absence of any other evidence, studies, or new scientific
information addressing the flaws identified in the Moore study that
would demonstrate that the use of lead acetate in hair dye is safe, we
are denying the request for a hearing on this objection.
Objection 11. Combe objects to ``FDA's argument that the absorption
percentage from Moore is invalid because it tested only a small patch
of skin.'' See Submission, page 40. Combe acknowledges that the scalp
has a larger surface area, but states that the use instruction for its
hair dye product is to apply the dye to the hair while avoiding ``areas
you want to keep gray'' and not to apply the product to the scalp. See
Submission, page 41. Thus, Combe claims that its product ``would never
touch the whole scalp.'' Ibid. Combe asserts that Moore's approach of
applying the lead acetate formulations directly to skin on the forehead
was a conservative approach that would substantially overestimate
absorption. Combe further asserts that,
Moore applied a small amount of hair dye to a small patch of
skin and measured how much of that small amount was absorbed. Thus,
Moore was able to estimate the percentage of the applied dye that
enters the body. This fraction (0.058 percent) was then multiplied
by the actual amount of hair dye that would reach the head, yielding
the amount of absorption that can be expected from the whole
application. By such multiplication, Moore took into account the
application to more than just a small patch of skin. Moore
considered the entire scalp.
See Submission, pages 41-42.
Combe also asserts that the way Moore estimated absorption
``remains the standard way that industry and regulators do it today.''
See Submission, page 42. Specifically, Combe states that FDA
``evaluated the dermal absorption of lead as a percentage of the amount
applied to the skin'' in its 2016 draft guidance for lead as an
impurity in cosmetic lip products and externally applied cosmetics, and
that this approach is similar to the approach in the Moore study. Ibid.
(Response to Objection 11) Our criticism of the Moore study is not
limited to its testing of only a small patch of skin; however, the size
of the skin tested is one relevant factor.
We note that Combe asserts that lead acetate ``would never touch
the whole scalp.'' See Submission, page 41. Yet, Combe failed to
provide data showing how much of the scalp (by the percent area) is
estimated to be exposed to the hair dye. Without such data, our
assumption that the hair dye would be applied to the surface area of
the scalp that would be expected to be treated with the hair dye
product is consistent with the practices used in an appropriately
designed dermal absorption study. For example, see the European
Commission's Scientific Committee on Consumer Products' (SCCP's)
guidance for testing and evaluating safety of cosmetic ingredients
(Ref. 9). Page 44 of the SCCP guidance document states, ``Hence, when
dermal absorption is expressed as a percentage, the absorbed amount
resulting from in vitro tests has to be expressed as a percentage of
the dose applied in real in use conditions, that can be estimated by
the ratio of the default amount of formulation applied in real
conditions and the respective default value of skin surface area per
product type.''
In addition, it is likely that some users would apply the product
to the whole scalp. For example, Combe's Grecian[supreg]
Formula16[supreg] liquid and cream products use instructions state that
the user should apply the lead acetate-containing hair dye ``to cover
gray totally, until hair feels slightly damp;'' ``[c]omb hair as
usual;'' ``if desired apply daily until hair reaches desired shade;''
and ``[t]o maintain your natural look, apply once or twice a week
thereafter'' (Ref. 10). The pictures provided in the use instructions
appear to indicate that the dye may be applied on the area of the head
covered by hair (Ibid.). Accordingly, we expect that some users would
follow these instructions and apply the dye and comb the damp hair such
that the dye would widely reach the scalp.
Nonetheless, Combe asserts that Moore considered ``the entire
scalp,'' by multiplying the percentage of the applied dye that enters
the body (i.e., the fractional absorption) by the ``actual amount of
hair dye that would reach the head.'' See Submission, page 41.
Experimental conditions can impact fractional absorption and are not
independent of skin loading conditions, which can have dramatic effects
on the results (Refs. 11 and 12). The experimental conditions in the
Moore study were drastically different from the intended conditions of
use, thus the fractional absorption measured in this experiment is not
representative of the real fractional absorption under the intended use
conditions. For example, a fractional absorption obtained by applying
0.1 milliliter (mL) of hair dye formulation containing 0.12 percent
lead acetate to an 8 or 10 cm\2\ area of skin on the forehead without
many hair follicles and measured after 12 hours does not accurately
reflect the actual use conditions where 0.18 mL of formulation
containing up to 0.6 percent lead is applied to a 580 cm\2\ area of
scalp area with many hair follicles and is reapplied every 24 hours
until the hair reaches the desired shade (Refs. 1 and 2). Thus, the
relative dermal loading of the hair dye was 0.01 mL/cm\2\ (0.1 mL/10
cm\2\) in the Moore study versus 0.00031 mL/cm\2\ (0.18 mL/580 cm\2\),
which is a 32-fold difference that influences dermal absorption. We do
not consider a study design, in which the test formulation (with lower
lead acetate concentration) was applied to a small surface area on the
forehead (instead of the full scalp) and washed off after an
application period-to be a conservative approach as Combe asserts, nor
do we consider it an accurate measure of lead exposure from the product
use. Thus, we believe that the Moore study underestimated the total
amount of lead that was absorbed.
With regard to FDA's 2016 draft guidance, as discussed in our
response to Objection 18, this guidance is specific to lead present in
certain cosmetics as an impurity. It is important to note the maximum
permitted use level of 6,000 ppm lead acetate intentionally added to a
hair dye is 600 times greater than the maximum recommended lead level
of 10 ppm as an impurity. For the draft guidance, FDA evaluated the
dermal absorption of lead as a percentage of the amount applied to the
skin in order to assess exposure more generally. The draft guidance
incorporated usage data for three representative cosmetic product
categories (lipstick, eye shadow, and body lotion) and estimated whole
body exposure to lead. The draft guidance considered average daily
usages of lipstick, eye shadow, and body lotion to make generalizations
for lead as an impurity in all categories of cosmetics covered by this
guidance, rather than in each specific category.
By contrast, for our review of lead acetate, we considered
specifically how much lead would be absorbed from a hair dye to ensure
that this intended use of lead acetate meets the safety standard for
color additives. Because use of lead acetate as a hair dye is
associated with a specific usage scenario limited to only the scalp,
the intended conditions of use, including the surface area of
application, were important in calculating absorption. Because of study
design limitations with the Moore study, we used a published Kp value
(see response to Comment 12 that addresses the Kp value) in a ConsExpo
model to estimate exposure and predict potential percentages of dermal
lead absorption for this specific usage scenario.
A hearing will not be granted on the basis of mere allegations or
general descriptions of positions and
[[Page 56190]]
contentions (Sec. 12.24(b)(2)). Therefore, in the absence of any other
evidence, studies, or new scientific information addressing the flaws
identified in the Moore study that would demonstrate that the use of
lead acetate in hair dye is safe, we are denying the request for a
hearing on this objection.
C. Category C: ConsExpo In Silico [Computer] Modeling
Combe's numbered objections included in Category C are as follows:
9. Combe objects to FDA's reliance on a novel and unvalidated
computer model.
10. Combe objects to FDA's treating an unvalidated computer
model as more reliable than robust human data.
Objection 9. Combe objects to ``FDA's reliance on a novel and
unvalidated computer model.'' Combe states that FDA failed to explain
whether the model is validated and why it used this particular model.
See Submission, page 39. Combe further claims that FDA never explained
the details of the model, ``how the math works, or why FDA's inputs to
the model are reasonable.'' Ibid.
(Response to Objection 9) Contrary to Combe's contention, the
ConsExpo dermal absorption model is not novel. The ConsExpo dermal
absorption model is a mathematically based modeling program that
enables general estimation of human exposure to chemicals found in
consumer products via inhalation, skin absorption, and oral intake. The
description of the basis of the ConsExpo dermal absorption model was
first published in 1996 (Ref. 13). The program was developed by the
Netherlands National Institute for Public Health and the Environment
(RIVM) and is available to the public. The program updates are now
released by RIVM in collaboration with other European counterpart
institutes, including the French Agency for Food, Environmental and
Occupational Health and Safety, the German Institute for Risk
Assessment, the Federal Office of Public Health (Switzerland), and
Health Canada. This model has been used by other regulators (e.g.,
Health Canada) and has been cited in various scientific publications,
as listed in Appendix 6 of the Wyatt memorandum (Refs. 2 and 14).
In the Wyatt memorandum (Ref. 2, Appendices 4 to 6), and in the
October 31, 2018, final rule (83 FR 54665 at 54670), we explained our
decision to use the in silico modeling to predict the percentage of
dermal absorption of lead by the surface area of the full human scalp
and all the parameters and inputs to the model. We chose to use in
silico modeling because, as described in our response to Objection 7,
we had identified several flaws in the Moore study design that resulted
in the underestimation of lead exposure from this intended use.
Using EPA's Kp value for lead acetate,\6\ we used the ConsExpo
dermal absorption modeling software to estimate absorption based on the
intended conditions of use (including the relevant lead concentration,
surface area, and duration of application period). As stated in
Appendix 4 of the Wyatt memorandum (Ref. 2), we also performed an
internal validation by applying parameters identical to experimental
conditions used in the Moore study into the ConsExpo dermal absorption
model. The model successfully predicts Moore's experimental results
using Moore's study parameters from experimental conditions, which can
be taken as evidence of validation of the model. We believe that no
further validation is needed for the purpose of using the model to fill
gaps in experimental data.
---------------------------------------------------------------------------
\6\ Kp is a chemical-specific absorption-related constant that
is independent of the surface area, concentration, etc. (see further
description of Kp in our response to Objection 12).
---------------------------------------------------------------------------
The objection failed to include any new information or data that
would refute our conclusion that the ConsExpo dermal absorption model
was appropriate to use in the manner that we applied it. A hearing will
not be granted on the basis of general descriptions of positions and
contentions (Sec. 12.24(b)(2)). The objector must, at a minimum, raise
a material issue concerning which a meaningful hearing might be held.
Therefore, we are denying the request for a hearing on this objection.
Objection 10. Combe objects to ``FDA's treating an unvalidated
computer model as more reliable and robust than human experimental
data.'' In this objection, Combe insists that the computer model is not
needed because human data are available and that ``it is unscientific
for a computer model to be used to trump robust human data.'' See
Submission, page 40.
(Response to Objection 10) FDA agrees that human studies, when
scientifically well-designed and conducted, provide more robust and
reliable data than computer modeling in the safety evaluations of color
additives. As discussed in the Wyatt memorandum and in the October 31,
2018, final rule (83 FR 54665 at 54668 through 54672), we reevaluated
the Moore study and identified significant scientific flaws. Based on
this reevaluation, our current thinking regarding the radioactive
tracer skin absorption study conducted by Moore et al., is that it is
no longer possible to rely on this human data because of these
significant flaws. Consequently, we no longer consider it
scientifically sound to continue the use of the experimental fractional
absorption number derived from this study when the experimental
conditions are not consistent with the intended conditions of use for
the hair dye product. We believe that the flaws in the Moore study may
have resulted in underestimating the exposure to lead from lead
acetate-containing hair dye. We also believe that it is scientifically
valid and appropriate to use the in silico computer model to
extrapolate and predict the absorption to fill the data gaps created by
the absence of data from human experimental studies designed and
conducted to simulate the intended conditions of use for lead acetate-
containing hair dye.
In this objection, Combe did not provide any information to address
the significant flaws in the Moore study that we identified. This
objection also failed to identify any other human studies that we could
consider in lieu of the in silico computer model. Therefore, we are
denying the request for a hearing on this objection.
D. Category D: Skin Permeability Coefficient
Combe's numbered objections included in Category D are as follows:
12. Combe objects to FDA's reliance on a ``permeability
coefficient'' for lead instead of fractional absorption.
13. Combe objects to FDA's use of a permeability coefficient for
lead acetate that EPA repudiated and replaced with a much lower
estimate.
Objection 12. Combe objects to ``FDA's reliance on a `permeability
coefficient' for lead instead of fractional absorption.'' Combe argues
that FDA has not demonstrated that the ConsExpo dermal absorption model
has been validated for inorganic substances such as lead, and that FDA
does not explain how the permeability coefficient for lead acetate was
derived and whether it is appropriate for use in the model. See
Submission, page 44. Combe further asserts that we are relying on an
outdated permeability coefficient from EPA. See Submission, pages 43-
44. Because this last argument is also the subject of Objection 13 (see
Submission, page 45), we will respond to this assertion in our response
to Objection 13 below.
(Response to Objection 12) There are two ways to calculate skin
absorption for exposure assessments: (1) The use of
[[Page 56191]]
the Kp and (2) the use of fractional absorption. Kp is a constant
(i.e., the rate at which a chemical penetrates across the stratum
corneum (the outermost layer of the skin, e.g., centimeters per hour
(cm/h) or meters per second (m/s)). The fractional absorption is the
percentage of the total amount of lead applied that is absorbed through
the skin and depends on the study design (e.g., duration of exposure,
how much of the test material is in contact with a given surface area,
the concentration of the substance in the matrix, etc.). Thus, the
extension of an experimental fractional absorption number is only
scientifically valid when the experimental conditions are similar, if
not identical, to the intended condition of use. As discussed
previously, the experimental conditions in the Moore study are
significantly different from the intended conditions of use for the
lead acetate-containing hair dye. For example, as mentioned in our
response to Objection 9, Moore's study was conducted with formulations
containing 6 millimole per liter (mmol/L) or 9 mmol/L lead acetate
(equivalent to 0.12 or 0.18 percent lead respectively), which are three
to five times lower than the maximum use level (0.6 percent lead) in
hair dyes. Second, the test formulation(s) were reportedly applied to a
skin surface area of 8 to 10 cm\2\ on the forehead, an area of the skin
without hair follicles, while lead acetate-containing hair dye is
intended to be applied to the full scalp that has many hair follicles
and a skin surface area of approximately 580 cm\2\. Third, the 12-hour
application period in the Moore study may be too short to assess the
full extent of percutaneous absorption of lead under the intended
conditions of use, which in some cases could remain on the scalp for 24
hours or longer and may accumulate due to repeated applications.
Therefore, application to the small surface area, use of a formulation
with a lower lead concentration, and a shorter exposure period used in
the Moore study all resulted in an underestimation of the fractional
absorption number of lead acetate.
Therefore, we believe it is appropriate to use the Kp (which allows
the incorporation of parameters, such as the surface area,
concentration, and duration of exposure) in the modeling to determine
dermal absorption. We note that Kp is often the preferred, more
reliable, and commonly utilized parameter to quantify percutaneous
absorption of chemicals from solutions (Refs. 15 and 16).\,\
We also note that the ConsExpo dermal absorption model can be
applied to an organic or inorganic compound because the underlying
basis for the model is the well-known Fick's law, which describes the
transport of mass, through diffusion, from a region of higher
concentration to a region of lower concentration. The Fick's law-based
equation for the ConsExpo dermal absorption model is described in the
user manual as follows (Ref. 17):
Aabs = Askin x (1-exp(-P x S x t/V))
Where:
Aabs = Amount of substance absorbed (kg)
Askin = Amount of substance on the skin (kg)
P = Permeability of the skin (m/s) (Equivalent to Kp in the context)
V = Volume of the substance on the skin (m\3\)
S = Exposed skin area (m\2\)
t = Exposure time (s)
As shown in the equation above, the only physicochemical property
related to the chemical itself is the Kp; chemical composition is not a
part of the equation. Thus, this Fick's law-based approach, which is
not dependent on chemical composition, does not need to be specifically
validated according to whether the substance is organic or inorganic
because the permeability (Kp) is a set number. As discussed above in
our response to Objection 9, we used the ConsExpo dermal absorption
model to fill in the existing experimental data gaps (i.e., related to
the small surface area, lower lead concentration, and shorter duration
of exposure) in order to address the differences between the
experimental conditions and the approved intended conditions of use.
Because the objection failed to provide new data that would change
our conclusion, and the information discussed in the objection is
insufficient to justify a hearing (Sec. 12.24(b)(3)), we are denying
the request for a hearing on this objection.
Objection 13. Combe objects to ``FDA's use of a permeability
coefficient for lead acetate that EPA repudiated and replaced with a
much lower estimate.'' See Submission, page 45. Combe states that FDA
used a permeability coefficient for lead acetate from, ``an internal
report that EPA has since repudiated.'' Ibid. Combe further states:
``FDA's reliance on this figure is particularly unsupportable given
that EPA in 2004 actually published a permeability coefficient for lead
acetate that is an order of magnitude lower than the internal interim
1992 estimate.'' Ibid.
(Response to Objection 13) We acknowledge that we used the
permeability coefficient in EPA's 1992 interim report (Ref. 18) (the
larger Kp value of 4 x 10-6 cm/hr), rather than in EPA's
2004 final guidance (Ref. 19) (the smaller Kp value of 0.0005 x
10-3 cm/hr, which is 5 x 10-7 cm/hr), entitled
``Risk Assessment Guidance for Superfund Volume I: Human Health
Evaluation Manual.'' The Kp values in EPA's 1992 and 2004 documents
were both based on the same data set (the Moore study) and they are
both valid. Specifically, the fractional absorption reported by the
Moore study was in a range between 0 to 0.3 percent (Refs. 18, 19, 21,
and 22). While the Kp value in EPA's 1992 document was based on the
upper limit of the reported range (namely a fractional absorption of
0.3 percent), the Kp value in EPA's 2004 document \7\ was based on the
mean of the reported data range (minus the highest value for injured
skin (``dry and scratch'' in the Moore study)) (namely a fractional
absorption of 0.058 percent, instead of 0.3 percent). Using a higher Kp
value--the upper limit of the reported range--is more conservative
because it results in higher predictions of dermal absorption. FDA's
use of this more conservative Kp value is consistent with ensuring
there is a reasonable certainty of no harm from the use of this color
additive.
---------------------------------------------------------------------------
\7\ We disagree with Combe's characterization of EPA
``repudiating'' the prior Kp value in the EPA 1992 document. We also
note that in its 2004 document, FDA did not independently derive the
Kp value of 0.0005 x 10-3 cm/hr for lead acetate and
instead cited Hostynek et al. (1998).
---------------------------------------------------------------------------
Had FDA used the smaller Kp value from EPA's 2004 guidance, the
predicted fractional absorption number would have been 3.8 percent
(acknowledged by Combe in Objection 13; see Submission, page 47). The
3.8 percent fractional absorption is more than 10 times higher than
what had been reported in the Moore study as the highest absorption
value. This discrepancy in fractional absorption supports our
conclusion that the Moore study underestimated the amount of lead
absorbed and therefore was flawed. In addition, as stated in the Wyatt
memorandum (Ref. 2, p. 19), FDA did not rely on the predicted levels of
transdermal absorption from modeling to quantify the extent of lead
acetate absorption. Rather, FDA used the predictions from modeling to
show that the Moore study, which was relied on for the listing of lead
acetate as an approved color additive in 1980, may have significantly
underestimated exposure to transdermally absorbed lead from the use of
lead acetate hair dyes (Ref. 2).
The objection failed to provide new data that would change our
conclusion that there is no longer reasonable certainty that no harm
would result from the listed use of lead acetate in hair dye, and the
information discussed in their objection is insufficient to
[[Page 56192]]
justify a hearing (Sec. 12.24(b)(3)). Therefore, we are denying the
request for a hearing on this objection.
E. Category E: Lead Exposure and Blood Lead Levels
Combe's numbered objections included in Category E are as follows:
3. Combe objects to FDA's reliance on sources that discuss blood
levels of lead and not exposure levels (see, e.g., NTP monograph).
14. Combe objects to FDA's conclusion that lower median blood
levels in lead since 1990 mean that any the lead contributed by lead
acetate is less safe now.
15. Combe objects to FDA's entire analysis because it is missing
two critical links--FDA never relates exposure from lead acetate to
any change in blood lead levels, and thus it never relates it to any
predicted harm.
16. Combe objects to FDA's whole argument as FDA never links
exposure to lead from lead acetate to a change in steady-state blood
lead levels.
17. Combe objects to FDA's conclusions about the effect of lead
acetate on blood lead levels.
Objection 3. Combe objects to ``FDA's reliance on sources that
discuss blood levels of lead and not exposure levels (see, e.g., NTP
monograph).'' Combe asserts that the NTP monograph does not support
that lead is harmful at low levels in adults. See Submission, pages 30-
32. Combe argues that the NTP showed increased risk of potential health
effects (heart and kidney) associated with blood lead levels of 5-10
micrograms per decaliter ([mu]g/dL), while noting that the current mean
blood lead level in U.S. adults is 0.92 [mu]g/dL. See Submission, at
pages 30-31. Combe asserts that there is no evidence that the use of
lead acetate-containing hair dye can raise blood lead levels to >5
[mu]g/dL. See Submission, page 31.
(Response to Objection 3) With regard to the NTP monograph, the
evaluation found sufficient evidence for an association of adverse
effects on kidney function with blood lead levels of less than 5 [mu]g/
dL in adults (Ref. 3, page 87). A recent literature review by FDA found
that ``the overall body of evidence . . . suggests that some adverse
effects may occur at a blood lead level of 3 [mu]g/dL . . . in adults''
(Ref. 20). In addition, as discussed in our response to Objection 2,
there is a lack of evidence of a safe level of exposure for lead. For
example, JECFA has stated that ``because the dose-response analyses do
not provide any indication of a threshold for the key effects of lead,
the Committee concluded that it was not possible to establish a new
PTWI that would be considered to be health protective'' (Ref. 4, page
212). Furthermore, Combe fails to provide any data that shows the
impact of the use of lead acetate-containing hair dye on blood lead
levels.
Combe has not provided scientific evidence to support its
contention that the intended use of lead acetate is safe. A hearing
will not be granted on the basis of mere allegations or general
descriptions of positions and contentions (Sec. 12.24(b)(2)).
Therefore, we are denying the request for a hearing on this objection.
Objection 14. Combe objects to ``FDA's conclusion that lower median
blood levels in lead since 1990 mean that any [of] the lead contributed
by lead acetate is less safe now.'' Combe asserts that because blood
lead levels in the U.S. population are lower now, any amount of lead
contributed by lead acetate ``is safer now because of the overall lower
levels of lead.'' See Submission, page 48.
(Response to Objection 14) In the October 31, 2018, final rule, we
concluded that any increase in exposure to lead resulting from use of
lead acetate containing hair dye can no longer be considered
insignificant in terms of public health (83 FR 54665 at 54671). Given
that there is no known safe exposure level for lead, we disagree that
any amount of lead contributed by lead acetate-containing hair dye is
safer now. The decrease in blood lead levels since 1990 resulted from
the actions taken by multiple regulatory and public health agencies to
reduce lead exposure in order to minimize potential adverse effects.
For example, we have taken measures to reduce exposure to lead from
our-regulated products to the lowest level that is technically feasible
to protect the public health. Such measures include (but are not
limited to) prohibiting the use of tin-coated lead foil capsules for
wine bottles (21 CFR 189.301) and prohibiting the use of lead-soldering
in food cans (21 CFR 189.240). The decrease in blood lead levels in the
U.S. population, resulting from these measures, does not mean that the
use of lead acetate in hair dye is safe.
To the contrary, as the science has evolved, more sensitive
endpoints have been identified at lower blood lead levels than known in
the 1970s. A growing body of evidence indicates that adults may
experience adverse health impacts from exposure to lead levels lower
than those previously believed to be harmful. For example, in 2012, the
NTP provided evidence of adverse effects in adult humans (e.g.,
increased blood pressure, hypertension, decreased glomerular filtration
rate) at blood lead levels less than 10 [mu]g/dL, based on
epidemiological evidence (Ref. 3). Also see recent literature review by
FDA that ``the overall body of evidence . . . suggests that some
adverse effects may occur at a blood lead level of 3 [mu]g/dL . . . in
adults'' (Ref. 20). We further note that any additional lead exposure
would contribute to the occurrence of the reported adverse effects of
lead.
Combe has not provided data to demonstrate that the intended use of
lead acetate-containing hair dyes would not elevate the lead level in
blood and other tissues. A hearing will not be granted on the basis of
mere allegations or general descriptions of positions and contentions
(Sec. 12.24(b)(2)). Therefore, we are denying the request for a
hearing on this objection.
Objection 15. Combe ``objects to FDA's entire analysis because it
is missing two critical links--FDA never relates exposure from lead
acetate to any change in blood levels, and thus it never relates it to
any predicted harm.'' See Submission, page 49. Combe argues that FDA,
in its conclusion in the final rule that ``we no longer can conclude
that exposure to lead from lead acetate-containing hair dye has no
discernible effect on the steady-state blood lead level,'' did not link
exposure to lead from lead acetate to any change in steady-state blood
lead levels. See Submission, page 49.
(Response to Objection 15) To satisfy its burden that would justify
its request for a hearing, it is the objector's responsibility to
provide data and scientific information that calls into question our
conclusions. It is not enough to just make an allegation; the objection
needs to contain scientific information to demonstrate the safety of
the color additive under the intended conditions of use. We evaluated
the data and information submitted in the petition (CAP 7C0309) along
with comments submitted in response to the petition and other available
information (including published literature) to arrive at our
conclusion. Based on currently available data, we conclude that there
is no known safe exposure level for lead. This view is consistent with
conclusions by other U.S. agencies responsible for ensuring public
health (e.g., CDC, EPA) and international bodies (e.g., JECFA).
Combe has not provided data showing that use of lead acetate-
containing hair dyes would not increase the lead level in blood or in
other tissues (including bones). Because a hearing will not be granted
on the basis of mere allegations or general descriptions of positions
and contentions (Sec. 12.24(b)(2)), we are denying the request for a
hearing on this objection.
Objection 16. Combe ``objects to FDA's whole argument as FDA never
[[Page 56193]]
links exposure to lead from lead acetate to a change in steady-state
blood levels.'' See Submission, page 50.
(Response to Objection 16) Combe's argument in Objection 16 is
essentially the same as its argument in Objection 15. We reiterate that
our determination is based on whether the currently available
scientific evidence shows that there is a reasonable certainty of no
harm from the use of lead acetate-containing hair dye.
A hearing will not be granted on the basis of mere allegations or
general descriptions of positions and contentions (Sec. 12.24(b)(2)).
Therefore, we are denying the request for a hearing on this objection.
Objection 17. Combe objects to ``FDA's conclusions about the effect
of lead acetate on blood lead levels.'' See Submission, page 51. Combe
argues that ``the amount of lead that lead acetate contributes to daily
intake (e.g., 0.3 [mu]g) is less than 1 percent of the amount
contributed daily by food, and thus the effect on steady-state blood
lead levels would be expected to be extremely small--on the order of
0.01 [mu]g or less.'' See Submission, page 52.
(Response to Objection 17) We reiterate that, in lead acetate-
containing hair dyes, up to 6,000 ppm (mg/kg) lead acetate (calculated
as lead) is intentionally added as an ingredient to achieve a coloring
effect; as such, the lead acetate must meet the safety standard of a
reasonable certainty of no harm. There is no lead-containing compound
approved for use as a food additive or color additive in food. Thus,
dietary exposure to lead results from lead that is present as an
impurity in raw materials that manufacturers are unable to avoid
through good manufacturing practices.
The objection failed to provide new data that changes our
conclusion that the scientific evidence does not support any level of
lead intake that is safe. Therefore, the information discussed in this
objection is insufficient to justify a hearing (Sec. 12.24(b)(3)), and
we are denying the request for a hearing on this objection.
F. Category F: Permitted Lead Acetate Levels
Combe's numbered objection in Category F is as follows:
Objection 19. Combe objects to ``FDA's failure to consider
reducing the permitted lead acetate level under 21 CFR 73.2396 from
0.6 percent to 0.153 percent.'' Combe states, ``Since 1998, Combe's
lead acetate hair dyes have contained only 0.153 percent lead,
approximately a quarter of the permitted 0.6 percent under 21 CFR
Section 73.2396.'' Submission, page 56. Combe asserts that ``the
Agency refused to account for this fact in its Final Rule.'' Ibid.
(Response to Objection 19) We addressed this consideration in the
final rule in our response to Combe's comment (see 83 FR 54665 at
54672). Combe states that it reformulated its lead acetate-containing
products in 1998. See Submission Appendix A, page 1. Reformulating the
hair dye product by reducing the lead content from 0.6 percent to 0.153
percent may reduce the exposure, but it does not establish a safe level
of exposure to lead from lead acetate when used as a color additive in
hair dye. We reiterate that we are not aware of data demonstrating that
any level of lead is safe. We note also JECFA's concluding statement
that it was not possible to establish a new PTWI for lead that would be
considered health protective.
Moreover, a color additive regulation is not manufacturer or
sponsor-specific and, as such, any manufacturer can use a listed color
additive within the limitations of the regulation. Therefore, it is
appropriate for FDA to conduct its evaluation associated with the
repeal of Sec. 73.2396 based on the maximum permitted use level of 0.6
percent (6,000 ppm; mg/kg) of lead acetate (calculated as lead) in hair
dyes.
Combe has not provided data that demonstrates with reasonable
certainty that no harm would result from the use of 6,000 ppm (mg/kg)
lead acetate (calculated as lead) as a color additive in cosmetics for
coloring hair on the scalp. A hearing will not be granted on the basis
of mere allegations or general descriptions of positions and
contentions (Sec. 12.24(b)(2)). Therefore, we are denying the request
for a hearing on this objection.
V. Summary and Conclusions
Section 721 of the FD&C Act requires that a color additive be shown
to be safe prior to marketing. Under Sec. 70.3(i), a color additive is
safe if there is convincing evidence that establishes with reasonable
certainty that no harm will result from the intended use of the color
additive. When new scientific evidence comes to light that calls into
question the safety of an approved color additive, we will evaluate the
new evidence and determine if the color additive continues to be safe
under the condition of use.
In our October 31, 2018, final rule, we stated that, following a
full evaluation of the data submitted in support of CAP 7C0309 and
other pertinent data and information, we concluded that the data
currently available no longer demonstrate that there is a reasonable
certainty of no harm from the use of lead acetate as a color additive
in hair dyes authorized under Sec. 73.2396. This conclusion was based
on the recognition of the current consensus that there is no safe
exposure level for lead; our reevaluation of the 1980 skin absorption
Moore study that may have resulted in an underestimation of exposure to
lead from its use in hair dye; and the fact that blood lead levels in
the United States have dropped significantly since 1980, so we no
longer could conclude that exposure to lead from lead acetate-
containing hair dyes has no discernible effect on the steady-state
blood lead level. Therefore, we issued a final rule repealing Sec.
73.2396.
Our responsibility in listing a color additive for safe use in a
regulated product is to evaluate the currently available scientific
data and other pertinent information to determine with reasonable
certainty that the color additive is not harmful under the intended
conditions of use. Considering all the scientific information currently
available, we have not changed our conclusion that the current data no
longer support the safe use of lead acetate as a color additive in
cosmetics intended to color hair on the scalp.
The burden is on the objector to provide pertinent evidence that
calls into question our conclusion. Despite all its objections, Combe
has not provided any new scientific data or information that establish
with reasonable certainty that there is a level of lead exposure that
could be considered safe and health protective. Combe has also not
provided any new data demonstrating that no harm would result from the
use of up to 6,000 ppm of lead acetate (calculated as lead) as a color
additive intentionally added to cosmetics for coloring hair on the
scalp.
Therefore, we have determined that the objections do not raise any
genuine and substantial issue of fact that can be resolved by an
evidentiary hearing (Sec. 12.24(b)). Accordingly, we are denying the
requests for a hearing. Furthermore, after evaluating the objections,
we have concluded that the objections do not provide any basis for us
to reconsider our decision to issue the final rule amending Sec.
73.2396 to no longer authorize the use of lead acetate as a color
additive in cosmetics intended for coloring hair on the scalp.
Under sections 701(e)(2) and 721(d) of the FD&C Act, the filing of
objections operates to stay the effectiveness of our repeal of Sec.
73.2396 until we take final action on the objections. Section 701(e)(3)
of the FD&C Act further stipulates that, as soon as practicable, the
Secretary shall, by order, act upon such objections and make such order
[[Page 56194]]
public. We have completed our evaluation of the objections and conclude
that a continuation of the stay is not warranted.
In the absence of any other objections and requests for a hearing,
we conclude that this document constitutes final action on the
objections received in response to the October 31, 2018, final rule as
prescribed in section 701(e)(2) of the FD&C Act. Therefore, under
sections 701 and 721 of the FD&C Act, notice is given that the
objections and the requests for a hearing filed in response to the
final rule that appeared in the Federal Register of October 31, 2018,
do not form a basis for further stay of the effectiveness of the final
rule. Accordingly, we are ending the stay of the final rule and we are
repealing the listing for lead acetate in Sec. 73.2396 as a color
additive in cosmetics intended for coloring hair on the scalp as of
January 6, 2022.
In the October 31, 2018, final rule, we stated our intention to
exercise enforcement discretion for a period of 12 months from the
effective date of the final rule regarding marketed hair dye products
that contain the color additive lead acetate to provide an opportunity
for industry to deplete the current stock of hair dye products with
lead acetate and reformulate products prior to enforcing the
requirements of the final rule. We also stated that we had taken into
consideration the fact that bismuth citrate, which is listed in Sec.
73.2110 for use in cosmetic hair dye products at a level up to 2.0
percent weight/volume, was already being used as an alternative for
lead acetate in hair dye products marketed both in the United States
and other countries. Therefore, our intent is to exercise enforcement
discretion for a period of 12 months from the effective date of the
final rule for those hair dye products containing the color additive
lead acetate that comply with the requirements of Sec. 73.2396,
including the specifications, uses and restrictions, and labeling
requirements.
VI. References
The following references marked with an asterisk (*) are on display
with the Dockets Management Staff (see ADDRESSES) and are available for
viewing by interested persons between 9 a.m. and 4 p.m., Monday through
Friday; they are also available electronically at https://www.regulations.gov. References without asterisks are not on public
display at https://www.regulations.gov because they have copyright
restriction. Some may be available at the website address, if listed.
FDA has verified the website addresses, as of the date this document
publishes in the Federal Register, but websites are subject to change
over time.
1. Moore, M.R., P.A. Meredith, W.S. Watson, et al., 1980. ``The
Percutaneous Absorption of Lead-203 in Humans from Cosmetic
Preparations Containing Lead Acetate, as Assessed by Whole-Body
Counting and Other Techniques.'' Food and Cosmetics Toxicology,
18:399-405.
*2. Memorandum from M.K. Wyatt, Cosmetics Division, Office of
Cosmetics and Colors, CFSAN, FDA to M. Harry, Division of Petition
Review, Office of Food Additive Safety, CFSAN, FDA, September 18,
2018.
*3. HHS, National Toxicology Program, ``NTP Monograph on Health
Effects of Low-Level Lead,'' June 2012. https://ntp.niehs.nih.gov/ntp/ohat/lead/final/monographhealtheffectslowlevellead_newissn_508.pdf.
4. Evaluation of Certain Food Additives and Contaminants: Seventy-
Third Report of the Joint FAO/WHO Expert Committee on Food
Additives, WHO Tech Report Series No. 960, 2011. https://apps.who.int/iris/bitstream/10665/44515/1/WHO_TRS_960_eng.pdf.
5. WHO, Fact Sheet: Lead Poisoning and Health, August 23, 2019.
https://www.who.int/news-room/fact-sheets/detail/lead-poisoning-and-health.
*6. HHS, FDA, Center for Food Safety and Applied Nutrition. ``Lead
in Cosmetic Lip Products and Externally Applied Cosmetics:
Recommended Maximum Level.'' Draft Guidance, December 2016,
available at https://www.fda.gov/media/99866/download.
*7. Supporting Document for Recommended Maximum Lead Level in
Cosmetic Lip Products and Externally Applied Cosmetics. December
2016, Docket No. FDA-2014-D-2275. https://wcms-internet.fda.gov/cosmetics/cosmetics-guidance-documents/supporting-document-recommended-maximum-lead-level-cosmetic-lip-products-and-externally-applied#VIII.
*8. HHS, FDA, Center for Drug Evaluation and Research. Maximal Usage
Trials for Topical Active Ingredients being Considered for Inclusion
in an Over-The-Counter Monograph: Study Elements and Considerations.
Draft Guidance for Industry. Clinical Pharmacology/OTC, May 2018;
Final Guidance: Maximal Usage Trials for Topically Applied Active
Ingredients Being Considered for Inclusion in an Over-The-Counter
Monograph: Study Elements and Special Considerations, May 2019.
https://www.fda.gov/regulatory-information/search-fda-guidance-documents/maximal-usage-trials-topically-applied-active-ingredients-being-considered-inclusion-over-counter.
9. European Commission. ``The SCCP'S Notes of Guidance for the
Testing of Cosmetic Ingredients and Their Safety Evaluation.'' 6th
Revision, 2006. https://ec.europa.eu/health/ph_risk/committees/04_sccp/docs/sccp_o_03j.pdf.
*10. Easy Directions. Grecian[supreg] Formula16[supreg] LIQUID.
Grecian[supreg] Formula16[supreg] CREAM.
11. Frasch, H.F., G.S. Dotson, and S. Wilkinson. ``Analysis of
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List of Subjects in 21 CFR Part 73
Color additives, Cosmetics, Drugs, Foods, Medical devices.
[[Page 56195]]
Therefore, under the Federal Food, Drug, and Cosmetic Act, and
under authority delegated to the Commissioner of Food and Drugs, 21 CFR
part 73 is amended as follows:
PART 73--LISTING OF COLOR ADDITIVES EXEMPT FROM CERTIFICATION
0
1. The authority citation for part 73 continues to read as follows:
Authority: 21 U.S.C. 321, 341, 342, 343, 348, 351, 352, 355,
361, 362, 371, 379e.
Sec. 73.2396 [Removed]
0
2. Remove Sec. 73.2396.
Dated: September 30, 2021.
Lauren K. Roth,
Acting Principal Associate Commissioner for Policy.
[FR Doc. 2021-21892 Filed 10-7-21; 8:45 am]
BILLING CODE 4164-01-P