International Fisheries; Western and Central Pacific Fisheries for Highly Migratory Species; Fish Aggregating Device Design Requirements in Purse Seine Fisheries, IMO Number Requirements, and Bycatch Restrictions, 55790-55798 [2021-21646]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 300
[Docket No. 210929–0202]
RIN 0648–BI79
International Fisheries; Western and
Central Pacific Fisheries for Highly
Migratory Species; Fish Aggregating
Device Design Requirements in Purse
Seine Fisheries, IMO Number
Requirements, and Bycatch
Restrictions
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS seeks comments on
this proposed rule issued under
authority of the Western and Central
Pacific Fisheries Convention
Implementation Act (WCPFC
Implementation Act). The proposed rule
would implement recent decisions of
the Commission for the Conservation
and Management of Highly Migratory
Fish Stocks in the Western and Central
Pacific Ocean (WCPFC or Commission)
on fish aggregating device (FAD) design
requirements, International Maritime
Organization (IMO) number
requirements, and bycatch restrictions
for sharks and rays. This action is
necessary to satisfy the obligations of
the United States under the Convention
on the Conservation and Management of
Highly Migratory Fish Stocks in the
Western and Central Pacific Ocean
(Convention), to which it is a
Contracting Party. The proposed rule
would apply to owners and operators of
U.S. fishing vessels used for commercial
fishing for highly migratory species
(HMS) in the area of application of the
Convention.
DATES: Comments on the proposed rule
must be submitted in writing by
November 8, 2021.
ADDRESSES: You may submit comments
on the proposed rule and the regulatory
impact review (RIR) prepared for the
proposed rule, identified by NOAA–
NMFS–2021–0068, by any of the
following methods:
• Electronic submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
https://www.regulations.gov and enter
NOAA–NMFS–2021–0068 in the Search
box. Click on the ‘‘Comment’’ icon,
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SUMMARY:
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complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
Michael D. Tosatto, Regional
Administrator, NMFS, Pacific Islands
Regional Office (PIRO), 1845 Wasp
Blvd., Building 176, Honolulu, HI
96818.
• Fax: (808) 725–5215; Attn: Michael
D. Tosatto.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name and address),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous).
An initial regulatory flexibility
analysis (IRFA) prepared under
authority of the Regulatory Flexibility
Act is included in the Classification
section of the SUPPLEMENTARY
INFORMATION section of this document.
Copies of the RIR and the
Environmental Assessment are available
at www.regulations.gov or may be
obtained from Michael D. Tosatto,
Regional Administrator, NMFS PIRO
(see ADDRESSES above).
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this proposed
rule may be submitted to PIRO at the
address listed above and to
www.reginfo.gov/public/do/PRAMain.
FOR FURTHER INFORMATION CONTACT:
Emily Crigler, NMFS PIRO, 808–725–
5036.
SUPPLEMENTARY INFORMATION:
Background
The Convention focused on the
conservation and management of
fisheries for HMS. The objective of the
Convention is to ensure, through
effective management, the long-term
conservation and sustainable use of
HMS in the Western and Central Pacific
Ocean (WCPO). To accomplish this
objective, the Convention established
the Commission, which includes
Members, Cooperating Non-members,
and Participating Territories
(collectively referred to here as
‘‘members’’). The United States is a
Member. American Samoa, Guam, and
the Commonwealth of the Northern
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Mariana Islands (CNMI) are
Participating Territories.
As a Contracting Party to the
Convention and a Member of the
Commission, the United States
implements, as appropriate,
conservation and management measures
and other decisions adopted by the
Commission. The WCPFC
Implementation Act (16 U.S.C. 6901 et
seq.), authorizes the Secretary of
Commerce, in consultation with the
Secretary of State and the Secretary of
the Department in which the United
States Coast Guard is operating
(currently the Department of Homeland
Security), to promulgate such
regulations as may be necessary to carry
out the obligations of the United States
under the Convention, including the
decisions of the Commission. The
WCPFC Implementation Act further
provides that the Secretary of Commerce
shall ensure consistency, to the extent
practicable, of fishery management
programs administered under the
WCPFC Implementation Act and the
Magnuson-Stevens Fishery
Conservation and Management Act
(MSA; 16 U.S.C. 1801 et seq.), as well
as other specific laws (see 16 U.S.C.
6905(b)). The Secretary of Commerce
has delegated the authority to
promulgate regulations under the
WCPFC Implementation Act to NMFS.
A map showing the boundaries of the
area of application of the Convention
(Convention Area), which comprises the
majority of the WCPO, can be found on
the WCPFC website at: www.wcpfc.int/
doc/convention-area-map.
The United States is also a member of
the Inter-American Tropical Tuna
Commission (IATTC). The convention
areas for the IATTC and WCPFC overlap
in the Pacific Ocean waters within a
rectangular area bounded by 50° S
latitude, 4° S latitude, 150° W longitude,
and 130° W longitude (‘‘overlap area’’).
Historically, regulations
implementing the conservation
measures adopted by the IATTC (50
CFR part 300, subpart C) and the
WCPFC (50 CFR part 300, subpart O)
both applied to U.S. vessels fishing for
HMS in the overlap area. In 2012, the
IATTC and the WCPFC adopted
recommendations/decisions under
which members with vessels listed in
both WCPFC Record of Fishing Vessels
(Record) and IATTC Regional Vessel
Register List (Register) would decide
which of the two commissions’
decisions those vessels would operate
under when fishing in the overlap area.1
1 See IATTC Recommendation C–12–11, ‘‘IATTC–
WCPFC Overlap Area,’’ and WCPFC decision
documented in ‘‘Summary Report of the Ninth
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In 2020, NMFS published a rule (85
FR 37376; June 22, 2020) adjusting
NMFS regulations implementing IATTC
resolutions that apply in the overlap
area, and adjusting NMFS regulations
implementing WCPFC conservation and
management measures that place limits
or restrictions on catch, fishing effort,
and bycatch mitigation to no longer
apply in the overlap area (2020 overlap
rule). In this proposed rule, NMFS
proposes to follow the basis established
in the 2020 overlap rule, so that the
WCPFC management measures which
would implement limits or restrictions
on catch, fishing effort, and bycatch
mitigation would not apply in the
overlap area.
Measures To Be Implemented
This proposed rule includes
implementation of specific provisions of
four recent WCPFC decisions (CMM
2018–01, ‘‘Conservation and
Management Measure for Bigeye,
Yellowfin and Skipjack Tuna’’; CMM
2018–06, ‘‘Conservation and
Management Measure for WCPFC
Record of Fishing Vessels and
Authorisation to Fish’’; CMM 2019–04,
‘‘Conservation and Management
Measure for Sharks’’; and CMM 2019–
05, ‘‘Conservation and Management
Measure on Mobulid Rays’’).
The first decision, Conservation and
Management Measure (CMM) 2018–01,
‘‘Conservation and Management
Measure for Bigeye, Yellowfin, and
Skipjack Tuna in the Western and
Central Pacific Ocean,’’ was adopted by
the Commission at its fifteenth regular
annual session, in December 2018. The
measures in CMM 2018–01 continue to
be in force until February 15, 2022, per
CMM 2020–01. The purpose of CMM
2018–01, and its predecessor measures,
is to ensure the sustainability of the
stocks of bigeye tuna (Thunnus obesus),
yellowfin tuna (Thunnus albacares),
and skipjack tuna (Katsuwonus pelamis)
in the WCPO until the establishment of
specific harvest strategies for those
stocks. CMM 2018–01 is similar in
many respects to its predecessor WCPFC
conservation and management measures
for tropical tunas, and NMFS has
already implemented most provisions of
CMM 2018–01 through prior
rulemakings (see regulations at 50 CFR
300.223 and 50 CFR 300.224).
The proposed rule would implement
the provisions of CMM 2018–01
regarding non-entangling FADs for
purse seine fishing vessels. Paragraph
Regular Session of the Commission for the
Conservation and Management of Highly Migratory
Fish Stocks in the Western and Central Pacific
Ocean,’’ Manila, Philippines, 2–6 December, 2012,
paragraph 80.
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19 of CMM 2018–01 includes the
following FAD specifications, in order
to reduce the risk of entanglement of
sharks, sea turtles or any other species,
to be implemented by January 1, 2020:
• The floating or raft part (flat or
rolled structure) of the FAD can be
covered or not. To the extent possible
the use of mesh net should be avoided.
If the FAD is covered with mesh net, it
must have a stretched mesh size less
than 7 centimeters (cm) (2.5 inches) and
the mesh net must be well wrapped
around the whole raft so that there is no
netting hanging below the FAD when it
is deployed.
• The design of the underwater or
hanging part (tail) of the FAD should
avoid the use of mesh net. If mesh net
is used, it must have a stretched mesh
size of less than 7 cm (2.5 inches) or tied
tightly in bundles or ‘‘sausages’’ with
enough weight at the end to keep the
netting taut down in the water column.
Alternatively, a single weighted panel
(less than 7 cm (2.5 inches) stretched
mesh size net or solid sheet such as
canvas or nylon) can be used.
The second decision, CMM 2018–06,
‘‘Conservation and Management
Measure for WCPFC Record of Fishing
Vessels and Authorisation to Fish,’’
includes an amendment that expands
the requirement to obtain an IMO
number to smaller vessels used for
commercial fishing for HMS in the
Convention Area. The CMM states that
effective April 1, 2020, members ‘‘shall
ensure that all their motorized inboard
fishing vessels of less than 100 [gross
registered tonnage] GRT (or 100 GRT)
down to a size of 12 meters in length
overall (LOA), authorized to be used for
fishing in the Convention Area beyond
the flag [members] area of national
jurisdiction have an IMO or LR
issued 2’’. The existing requirement to
obtain an IMO number, implemented by
NMFS, applies to vessels that are at
least 100 GRT (see 50 CFR 300.217(c)).
This proposed rule would expand the
requirement to vessels less than 100
GRT down to a size of 12 meters LOA.
The third decision, CMM 2019–04,
‘‘Conservation and Management
Measure for Sharks,’’ combines and
replaces five management measures
related to sharks that had previously
been adopted by the Commission (CMM
2010–07, ‘‘Conservation and
Management Measure for Sharks’’; CMM
2 An IMO number is the unique number issued
for a vessel under the ship identification number
scheme established by the International Maritime
Organization or, for vessels that are not strictly
subject to that scheme, the unique number issued
by the administrator of that scheme using the
scheme’s numbering format, sometimes known as a
Lloyd’s Register number or LR number.
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2011–04, ‘‘Conservation and
Management Measure for Oceanic
Whitetip Sharks’’; CMM 2012–04,
‘‘Conservation and Management
Measure on the Protection of Whale
Sharks from Purse Seine Operations’’;
CMM 2013–08, ‘‘Conservation and
Management Measure for Silky Sharks’’;
and CMM 2014–05, ‘‘Conservation and
Management Measure for Sharks’’). The
measure and all of its provisions became
effective November 1, 2020. Most of the
provisions of CMM 2019–04 have
already been promulgated through
existing U.S. regulations (50 CFR
300.226; 50 CFR 300.223(g) and (h)),
which implemented prior WCPFC
decisions. However, there are two new
provisions in the measure. The
regulations at 50 CFR 300.226 prohibit
the retention, transshipment, storage, or
landing of the oceanic whitetip shark
(Carcharhinus longimanus) and the
silky shark (Carcharhinus falciformis),
and require the release of oceanic
whitetip shark and silky shark as soon
as possible after the shark is caught and
brought alongside the vessel. CMM
2019–04 includes an amendment that
would allow for an exemption for purse
seine vessels in cases where an oceanic
whitetip shark or silky shark are not
seen during fishing operations and are
delivered into the vessel hold.
Paragraph 20(3) of CMM 2019–04 states
that, ‘‘in the case of oceanic whitetip
shark and silky shark that are
unintentionally caught and frozen as
part of a purse seine vessels’ operation,
the vessel must surrender the whole
oceanic whitetip shark and silky shark
to the responsible governmental
authorities or discard them at the point
of landing or transshipment.’’ Paragraph
20(3) also specifies that ‘‘[o]ceanic
whitetip shark and silky shark
surrendered in this manner may not be
sold or bartered but may be donated for
purpose of domestic human
consumption.’’ CMM 2019–04 also
includes an amendment that requires
that sharks be hauled alongside the
vessel before being cut free in order to
facilitate species identification.
However, the provision only applies
when an observer or electronic
monitoring camera is present. This
proposed rule would implement the
above listed provisions of CMM 2019–
04.
CMM 2019–04 also includes a
provision requiring that vessels are
made aware of proper handling and
release techniques for sharks. The
WCPFC has adopted recommended
guidelines for the safe release of sharks;
however, the WCPFC guidelines are
non-binding. Because use of the best
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handling practices is not a binding
obligation, NMFS does not intend to
require their use in this proposed rule.
The WCPFC guidelines are available to
vessel owners and operators at https://
www.wcpfc.int/doc/supplcmm-2010-07/
best-handling-practices-safe-releasesharks-other-whale-sharks-and.
The fourth decision, CMM 2019–05,
‘‘Conservation and Management
Measure on Mobulid Rays Caught in
Association with Fisheries in the
WCPFC Convention Area,’’ was adopted
by the Commission at its sixteenth
regular annual session in December
2019. The main objective of CMM 2019–
05 is to ensure the conservation of
mobulid rays (i.e., the family
Mobulidae, which includes manta rays
and devil rays (Mobula spp.)) by
reducing incidental take and mortalities
in the Convention Area. The measure,
which became effective on January 1,
2021, requires that members: (1)
Prohibit targeted fishing or intentional
setting on mobulid rays in the
Convention Area; (2) prohibit vessels
from retaining on board, transshipping,
or landing any part or whole carcass of
mobulid rays caught in the Convention
Area; (3) require vessels to promptly
release mobulid rays, alive and
unharmed, to the extent practical, as
soon as possible and in a manner that
will result in the least possible harm to
the individuals captured; (4) provide for
an exemption in cases where a mobulid
ray is unintentionally caught and frozen
as part of a purse seine vessel’s
operation; and (5) require that vessels
allow for observers to collect biological
samples of mobulid rays that are dead
at haul-back. This proposed rule would
implement the above listed provisions
of CMM 2019–05.
CMM 2019–05 also includes a
provision requiring that vessel owners
and operators are made aware of proper
handling and release guidelines for
mobulid rays. The measure includes
best handling practices for the safe
release of mobulid rays, and states that
members should encourage their vessels
to use them. However, because use of
the best handling practices is not a
binding obligation, NMFS does not
intend to require their use in this
proposed rule. The WCPFC guidelines
are available to vessel owners and
operators https://www.wcpfc.int/doc/
supplcmm-2010-07/best-handlingpractices-safe-release-mantas-andmobulids.
Proposed Action
Under the proposed rule, the
restrictions and requirements described
in the Commission decisions above
would apply to U.S. vessels used for
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commercial fishing for HMS on the high
seas and in exclusive economic zones
(EEZs) in the Convention Area. NMFS is
proposing to follow the basis
established in the 2020 overlap rule, as
noted above, so that the WCPFC
management measures which would
place limits or restrictions on catch,
fishing effort, and bycatch mitigation
would not apply in the overlap area.
Following the approach used in the
2020 overlap rule, NMFS is proposing
that the non-entangling FAD
requirements, revised shark
requirements, and fishing restrictions
for mobulid rays would not apply in the
overlap area, and the IMO number
requirement would apply in the overlap
area.
As described above, the elements of
the proposed rule fall into the following
four categories: (1) Non-entangling FAD
requirements; (2) IMO number
requirement; (3) revised purse seine
restrictions for the oceanic whitetip
shark and the silky shark and additional
shark release requirements for all
vessels; (4) and fishing restrictions for
mobulid rays. Each of these elements of
the proposed rule is described in more
detail below.
Non-Entangling FAD Requirements
The proposed rule would implement
the FAD design requirements set forth
in paragraph 19 of CMM 2018–01. These
provisions would be implemented in a
manner that is consistent with NMFS’s
implementation of the FAD design
requirements in Resolution C–18–05 of
the IATTC, which manages tuna purse
seine fisheries in the eastern Pacific
Ocean (EPO). U.S. purse seine vessels
sometimes fish in the WCPO and EPO
on the same fishing trip and FADs are
known to drift from the EPO into the
WCPO, so ensuring consistent FAD
design requirements would enable
NMFS to better implement and enforce
both the WCPFC and IATTC decisions
on FAD designs.
Under the proposed rule, if the FAD
design includes a raft (e.g., flat raft or
rolls of material) and if mesh netting is
used as part of the structure, the mesh
netting shall have a stretched mesh size
less than 7 cm and the mesh net must
be tightly wrapped such that no netting
hangs below the FAD when deployed.
Additionally, any netting used in the
subsurface structure of the FAD must be
tightly tied into bundles (‘‘sausages’’) or
have a stretched mesh size less than 7
cm in a panel that is weighted on the
lower end with at least enough weight
to keep the netting taut in the water
column. These requirements are the
same as those specified at 50 CFR
300.28(e), which implement IATTC’s
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FAD design requirements for the EPO
specified in Resolution C–18–05.
This element of the proposed rule
would apply to all purse seine vessels
used for commercial fishing for HMS on
the high seas and in exclusive economic
zones in the Convention Area
(excluding the overlap area).
IMO Number Requirement
Existing regulations at 50 CFR
300.217(c) apply to all U.S. fishing
vessels (including those participating in
the fisheries of the U.S. Participating
Territories) that are used for commercial
fishing for highly migratory fish stocks
in the Convention Area either on the
high seas or in waters under the
jurisdiction of a foreign nation, and the
gross tonnage of which is at least 100
GRT or 100 GT (gross tons). The owner
of any such fishing vessel is required to
ensure that an ‘‘IMO number’’ has been
issued for the vessel. An ‘‘IMO
number,’’ as stated above, is the
number—sometimes called an IMO ship
identification number—issued for a ship
or vessel under the ship identification
number scheme established by the IMO.
Currently, IMO numbers are issued on
behalf of the IMO by Information
Handling Services (IHS) Markit, the
current administrator of the IMO ship
identification number scheme. A vessel
owner may request that an IMO number
be issued by following the instructions
given by IHS Markit, available at:
www.imonumbers.lrfairplay.com. There
is no fee for making such a request or
having an IMO number issued, but
specific information about the fishing
vessel and its ownership and
management must be provided to the
administrator of the scheme. The
existing regulations include a process
for fishing vessel owners to request an
exemption from NMFS if they are
unable to obtain IMO numbers. When
NMFS receives such a request it will
review it and assist the fishing vessel
owner as appropriate. If NMFS
determines that it is infeasible or
impractical for the fishing vessel owner
to comply with the requirement, NMFS
will issue an exemption from the
requirement for a specific or indefinite
amount of time. The exemption will
become void if ownership of the fishing
vessel changes.
Under the proposed rule, the existing
regulations would be revised to include
vessels less than 100 GRT down to a
size of 12 meters in LOA. This element
of the proposed rule would apply to
vessels used for commercial fishing for
HMS in the Convention Area, including
the overlap area, either on the high seas
or in waters under the jurisdiction of a
foreign nation. NMFS has established
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regulations, at 50 CFR 300.22(b)(3)(iii),
which implement similar requirements
for vessels used for fishing on the high
seas in the EPO, as specified in IATTC
Resolution C–18–06.
Revised Purse Seine Restrictions for
Oceanic Whitetip Shark and Silky Shark
and Additional Shark Release
Requirement for All Vessels
The proposed rule would implement
two specific provisions of CMM 2019–
04: (1) An exemption from existing noretention requirements for purse seine
vessels in specific cases where an
oceanic whitetip shark or silky shark is
not seen during fishing operations and
are delivered into the vessel hold; and
(2) a requirement for vessels to haul any
incidentally caught sharks alongside the
vessel before being cut free in order to
facilitate species identification.
Existing regulations under 50 CFR
300.226 prohibit the crew, operator, and
owner on all vessels used for
commercial fishing for HMS in the
Convention Area from retaining on
board, transshipping, storing, or landing
any part or whole carcass of an oceanic
whitetip shark or silky shark that is
caught in the Convention Area, unless
collected by an on-board observer. The
proposed rule would establish an
exemption for purse seine fishing
vessels in the case of any silky shark or
oceanic whitetip shark that is not seen
during the fishing operation and is
unknowingly delivered into the vessel
hold and frozen. In such a case, under
the proposed rule, oceanic whitetip
shark and silky shark could be stored
and landed, but the vessel owner or
operator would be required to notify the
observer and surrender the whole shark
to the responsible government
authorities or discard the shark at the
first point of landing or transshipment.
In U.S. ports the responsible
government authority is the NOAA
Office of Law Enforcement divisional
office nearest to the port. Under the
proposed rule, it would be prohibited to
sell or barter oceanic whitetip shark and
silky shark surrendered in this manner,
but they could be donated for purposes
of human consumption, consistent with
any applicable laws and policies. NMFS
has established regulations at 50 CFR
300.27(f) that implement a similar
exemption for certain cases where a
silky shark is caught and frozen as part
of a purse seine operation in the EPO.
The proposed rule would also require
that any shark be hauled alongside the
vessel before being cut free (if on a line
or entangled in a net) in order to
facilitate species identification by the
observer on board. This element of the
proposed rule would only apply to
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vessels on which a WCPFC observer or
camera monitoring device are present
on board.
Both of these shark elements of the
proposed rule would apply to all U.S.
vessels used for commercial fishing for
HMS on the high seas and in exclusive
economic zones in the Convention Area
(excluding the overlap area).
Fishing Restrictions for Mobulid Rays
The proposed rule would implement
the provisions of CMM 2019–05 for
mobulid rays described above. The
following five mobulid ray elements
would be implemented under the
proposed rule:
(1) Owners and operators would be
prohibited from setting on a mobulid
ray if the animal is sighted prior to a set;
(2) Owners and operators would be
prohibited from retaining on board,
transshipping, storing, or landing any
part or whole carcass of a mobulid ray;
(3) Owners and operators would be
required to release any mobulid ray
unharmed, as soon as possible, in a
manner that would result in the least
possible harm to the individuals
captured, taking into consideration the
safety of the crew;
(4) Owners and operators would be
required to allow observers to collect
biological samples of mobulid rays, if
requested to do so by a WCPFC
observer; and
(5) An exemption for purse seine
vessels from elements 1 and 2 in
specific cases where a mobulid ray is
not seen during fishing operations and
is unknowingly delivered into the vessel
hold. In such cases, a vessel owner or
operator would be required to notify the
observer on board, and surrender the
whole mobulid ray at the first point of
landing, to the responsible government
authorities, or other competent
authority, or discard it. It would be
prohibited to sell or barter mobulid rays
surrendered in this manner, but they
could be donated for purposes of human
consumption, consistent with any
applicable laws and policies.
The five mobulid ray elements of the
proposed rule would apply to U.S.
vessels used for commercial fishing for
HMS on the high seas and EEZs in the
Convention Area (excluding the overlap
area). The mobulid ray elements of the
proposed rule are similar to provisions
that have been adopted by the IATTC,
as specified in Resolution C–15–04, and
that have been implemented in the EPO
at 50 CFR 300.27.
Classification
The Administrator, Pacific Islands
Region, NMFS, has determined that this
proposed rule is consistent with the
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55793
WCPFC Implementation Act and other
applicable laws, subject to further
consideration after public comment.
Coastal Zone Management Act (CZMA)
NMFS determined that this action is
consistent to the maximum extent
practicable with the enforceable policies
of the approved coastal management
program of American Samoa, the
Commonwealth of the Northern Mariana
Islands (CNMI), Guam, and the State of
Hawaii. Determinations to Hawaii,
American Samoa, CNMI and Guam were
submitted on August 2, 2021, for review
by the responsible state and territorial
agencies under section 307 of the
CZMA.
Executive Order 12866
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
Regulatory Flexibility Act (RFA)
An IRFA was prepared, as required by
section 603 of the RFA. The IRFA
describes the economic impact this
proposed rule, if adopted, would have
on small entities. A description of the
action, why it is being considered, as
well as its objectives, and the legal basis
for this action are contained in the
SUMMARY section of the preamble and in
other sections of this SUPPLEMENTARY
INFORMATION section of the preamble.
The analysis follows:
Estimated Number of Small Entities
Affected
For RFA purposes only, NMFS has
established a small business size
standard for businesses, including their
affiliates, whose primary industry is
commercial fishing (see 50 CFR 200.2).
A business primarily engaged in
commercial fishing (NAICS code
114111) is classified as a small business
if it is independently owned and
operated, is not dominant in its field of
operation (including its affiliates), and
has combined annual receipts not in
excess of $11 million for all its affiliated
operations worldwide.
The proposed rule would apply to
owners and operators of U.S.
commercial fishing vessels used to fish
for HMS in the Convention Area. This
includes vessels in the purse seine,
longline, tropical troll (including those
in American Samoa, the CNMI, Guam,
and Hawaii), Hawaii handline, Hawaii
pole-and-line, and west coast-based
albacore troll fleets. For the purpose of
this analysis, the number of vessels
registered to fish for HMS in the
Convention Area in 2020 is used as an
estimate for the number of future
affected fishing vessels. The estimated
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number of affected fishing vessels is as
follows based on the number of vessels
reported in the 2021 U.S. Annual Report
Part 1 to WCPFC (for the 2020 fishing
year): 23 purse seine vessels, 158
longline vessels, 21 albacore troll
vessels, 1,742 tropical troll and
handline vessels, and 2 pole-and-line
vessels. Thus, the total estimated
number of vessels that would be subject
to the rule is 1,946.
Based on limited financial
information about the affected fishing
fleets, and using individual vessels as
proxies for individual businesses,
NMFS believes that all the affected fish
harvesting businesses in all the fleets,
except the purse seine fleet, are small
entities as defined by the RFA; that is,
they are independently owned and
operated and not dominant in their
fields of operation, and have annual
receipts of no more than $11.0 million.
Within the purse seine fleet, analysis of
revenues, by vessel, for 2018–2020
reveals that average annual per-vessel
revenue was about $9,260,000 (NMFS
unpublished data on catches combined
with fish price data from https://
investor.thaiunion.com/raw_
material.html accessed on May 6, 2021).
Fifteen of the purse seine vessels active
in that period had estimated average
annual revenues of less than $11
million, and thus are considered to be
small entities.
Recordkeeping, Reporting, and Other
Compliance Requirements
The reporting, recordkeeping and
other compliance requirements of this
proposed rule are described earlier in
the preamble. There is one new
collection-of-information associated
with IMO number requirements
included in this proposed action that is
subject to the Paperwork Reduction Act.
That collection-of-information
requirement is described more fully in
the Paperwork Reduction Action
subsection below. The classes of small
entities subject to the requirements and
the costs of complying with the
proposed requirements are described
below to the extent possible:
Non-entangling FAD Element: To
comply with this element of the
proposed rule, affected vessel owners
and operators would be required to use
specific materials and design
specifications for FADs that are
deployed in, or that may drift into, the
WCPFC Convention Area. This element
of the proposed rule would not establish
any new reporting or recordkeeping
requirements (within the meaning of the
Paperwork Reduction Act). The costs of
complying with this requirement are
described below to the extent possible.
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This element of the proposed rule
would apply to all purse seine vessels
used for commercial fishing for HMS on
the high seas and in exclusive economic
zones in the Convention Area
(excluding the overlap area). A majority
of the purse seine vessels are already
subject to equivalent requirements in
the EPO. NMFS has established
regulations for measures adopted by the
IATTC (see 83 FR 15503, April 11, 2018;
83 FR 62732, December 6, 2018), which
became effective on January 1, 2019. Of
the 23 purse seine vessels to which this
element of the proposed rule would
apply, 13 are currently active on both
the WCPFC Record of Fishing Vessels
(RFV) and the IATTC Regional Vessel
Register (RVR), meaning that they are
authorized to fish in both the WCPO
and the EPO. It is expected that the
owners and operators of purse seine
vessels on both lists would therefore
already be responsible for implementing
the FAD design requirements in the
EPO, as specified in 50 CFR 300.28(e).
All 23 3 purse seine vessels currently on
the WCPFC RFV are also on the
International Seafood Sustainability
Foundation (ISSF) ProActive Vessel
Register (PVR), and their owners and
operators have agreed to comply with
ISSF-adopted conservation measures,
which include the use of non-entangling
FADs or lower entanglement risk FADs.
The ISSF lower entanglement risk FADs
meet the same design specifications and
material requirements in this element of
the proposed rule. Therefore, for the
owners and operators of all purse seine
vessels that would be subject to the
proposed rule, NMFS expects that there
would be no change in the materials
they currently use to design FADs.
To the extent that any of those vessels
are not already implementing the design
specifications included in the proposed
rule, and for any new purse seine
vessels that enter the fishery, there
would likely be some costs associated
with complying with this element of the
proposed rule. However, it is not
possible to predict the costs associated
with any certainty, as FAD designs vary
between vessels, and the availability of
materials is expected to vary over time.
If specific non-entangling FAD materials
were difficult or costly to obtain (e.g.,
netting with 7 cm mesh size), it could
affect a vessel’s ability to fish on FADs.
In cases where vessels choose to forego
fishing on FADs, it could increase
operating costs in the form of increased
fuel usage to fish on unassociated
3 As of July 2021, 9 of the 23 purse seine vessels
used as a baseline in this analysis are no longer
flagged to the United States, and have been
removed from the ISSF PVR.
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schools of fish instead of fishing on
FADs.
Fulfillment of these requirements is
not expected to require any professional
skills that the affected vessel owners
and operators do not already possess.
IMO Number Element: This element
of the proposed rule would require
owners of fishing vessels less than 100
GRT down to a size of 12 meters LOA
to obtain an IMO number. This element
of the proposed rule would establish
new recordkeeping requirements
(within the meaning of the Paperwork
Reduction Act). That collection-ofinformation requirement is described
more fully in the Paperwork Reduction
Action subsection below. The costs of
complying with this requirement are
described below to the extent possible.
This element of the proposed rule
would apply to vessels used for
commercial fishing for HMS in the
Convention Area (including the overlap
area), either on the high seas or in
waters under the jurisdiction of a
foreign nation. Existing regulations at 50
CFR 300.217(c) require that vessels at
least 100 GRT obtain an IMO number,
so most entities that would be required
to obtain an IMO number already have
them. NMFS estimates that 48 fishing
vessels would initially be subject to the
proposed expanded requirement, 45
longline vessels and three troll vessels.
NMFS has established regulations, at 50
CFR 300.22(b)(3)(iii), which implement
similar requirements for vessels fishing
on the high seas in the EPO. NMFS
estimates that all but one of the 48
fishing vessels initially subject to this
element of the proposed rule are already
subject to the IATTC IMO requirements
in the EPO. NMFS projects that as
fishing vessels enter the fishery in the
future, roughly four per year would be
required to obtain IMO numbers.
The requirement to obtain an IMO
number would be a one-time
requirement; once a number is issued
for a vessel, the owner of the vessel
would be in compliance for the
remainder of the vessel’s life, regardless
of changes in ownership. Completing
and submitting the application form
(which can be done online and requires
no fees) would take about 30 minutes
per applicant, on average. Assuming a
value of labor of approximately $26 per
hour and communication costs of about
$1 per application, the (one-time) cost to
each affected entity would be about $14.
Fulfillment of these requirements is not
expected to require any professional
skills that the affected vessel owners
and operators do not already possess.
Shark Element (1): This element of
the proposed rule would provide an
exemption to existing oceanic whitetip
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and silky shark prohibitions in the case
where an oceanic whitetip shark or silky
shark is not seen during fishing
operations and is unknowingly
delivered into the vessel hold and
frozen as part of a purse seine operation.
It would not establish any new reporting
and recordkeeping requirements (within
the meaning of the Paperwork
Reduction Act). The costs of complying
with this requirement are described
below to the extent possible.
This element of the proposed rule
would apply specifically to U.S. purse
seine vessels used for commercial
fishing for HMS on the high seas or in
EEZs within the Convention Area
(excluding the overlap area). It is not
expected that these proposed changes
would cause any modification to the
vessels’ fishing practices, as the
expectation is that they would not have
seen the animal prior to delivering it
into the hold. Although this element
would relieve vessel owners and
operators from the burden associated
with the existing regulation, qualifying
for the exemption could bring modest
costs. If the option of discarding the
animal at the first point of landing or
transshipment is taken, no additional
costs would be expected. If the option
of surrendering the shark to the
responsible government authority is
taken, there could be moderate costs in
terms of crew labor that may be
necessary to contact the authority and
surrender the shark. Under either
option, the cost is would be offset by the
reduced risk of monetary fines that may
be associated with current regulations
prohibiting the retention of oceanic
whitetip sharks and silky sharks.
Fulfillment of these requirements is
not expected to require any professional
skills that the affected vessel owners
and operators do not already possess.
Shark Element (2): This element of
the rule would require that any
incidentally caught shark be hauled
alongside the vessel before being
released in order to facilitate better
species identification by the WCPFC
observer on board. It would not
establish any new reporting or
recordkeeping requirements (within the
meaning of the Paperwork Reduction
Act). The costs of complying with this
requirement are described below to the
extent possible.
This element of the proposed rule
would apply to all U.S. vessels used for
commercial fishing for HMS on the high
seas or in EEZs within the Convention
Area (excluding the overlap area);
however, it would only apply to vessels
on which an observer or electronic
monitoring camera is present, so for the
foreseeable future, it is expected that it
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would apply only to purse seine and
longline vessels, which currently carry
observers.
For purse seine vessels, it is expected
that an observer would be present on
100 percent of trips.4 It is expected that
in most cases, the fish would be
released after it is brailed from the purse
seine and brought on deck. In these
cases, the labor involved would
probably be little different than current
practice for discarded sharks. If the
vessel operator and crew determined
that it is possible to release the fish
before it is brought on deck, it may
involve greater intervention and time on
the part of crew members to ensure that
the observer is able to properly identify
species. To the extent that time could
otherwise be put to productive
activities, this could lead to increased
costs associated with labor.
For longline vessels, it is expected
that an observer would be present on
∼20 percent of trips for deep-set trips
and 100 percent on shallow-set trips.5 In
these cases, it is expected that under
current fishing practices, the fish would
be released as it is brought to the side
of the vessel, such as by cutting the line
or removing the hook. In these cases,
minimal if any costs would be incurred.
This element of the proposed rule is
not expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess.
Mobulid Ray Element (1): This
element of the proposed rule would
prohibit vessels from targeting mobulid
rays or making a set in instances in
which a mobulid ray is sighted prior to
a set. This requirement would not
impose any new reporting or
recordkeeping requirements (within the
meaning of the Paperwork Reduction
Act). The costs of complying with this
requirement are described below to the
extent possible.
This element of the proposed rule
would apply to all U.S. vessels used for
commercial fishing for HMS on the high
seas or in the exclusive economic zones
in the Convention Area (excluding the
overlap area). U.S. fishing vessels in the
WCPO are not known to intentionally
target mobulid rays, although they are
caught incidentally in both the purse
seine and longline fleets and less
4 Due to the impacts of COVID–19, purse seine
vessels have been exempted from 100 percent
observer coverage requirements between March
2020 and January 2022 (see 86 FR 31178; June 11,
2021 and 86 FR 48916; September 1, 2021). This
analysis assumes 100 percent observer coverage on
purse seine vessels, as required under the WCPFC
and the South Pacific Tuna Treaty.
5 Based on average percent observer coverage on
Hawaii longline vessels, 2015–2019.
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frequently in the tropical handline and
pole-and-line fleets. It is unknown
whether U.S. purse seine vessels
currently intentionally set on mobulid
rays. If such a practice does exist, this
element of the proposed rule would be
expected to impact purse seine vessels
by prohibiting them from setting on a
mobulid ray if sighted prior to a set.
In the event that a mobulid ray is
sighted prior to a desired set, complying
with the proposed rule could cause
forgone fishing opportunities and result
in economic losses. It is difficult to
project the frequency of pre-set mobulid
ray-sighting events because such events
are not recorded. Historical data on
mobulid ray interactions are available,
but interactions are not equivalent to
pre-set sightings. According to
anecdotal information from purse seine
vessel operators, a majority of mobulid
rays are not seen before the set
commences. Nonetheless, historical
mobulid ray interaction rates can
provide an upper bound estimate of the
frequency of pre-set mobulid ray
sighting events in the future. Based on
unpublished observer data from the
Pacific Islands Forum Fisheries Agency
(FFA) observer program between 2015
and 2019, mobulid ray interactions
occur in approximately 3 percent of
observed purse seine sets on average in
the purse seine fishery (100 percent of
sets were observed in 2015–2019). In
those instances where a mobulid ray is
sighted prior to a set, the vessel operator
would have to wait and/or move the
vessel to find the next opportunity to
make a set. The consequences in terms
of time lost, distance travelled, and
associated costs cannot be projected
with any certainty, but a range of
possible outcomes can be foreseen. At
worst, the operator would lose the
opportunity to make a set for the
remainder of the day. At best, the
operator would find an opportunity to
make a set soon after the event—that is,
on the same day, and limited costs
would be incurred. This element of the
proposed rule is not expected to require
any professional skills that the effected
vessel owners, operators and crew do
not already possess.
Mobulid Ray Element (2): This
element of the proposed rule would
prohibit vessels from retaining on board,
transshipping, or landing any mobulid
ray in the Convention Area. This
requirement would not impose any new
reporting or recordkeeping requirements
(within the meaning of the Paperwork
Reduction Act). The costs of complying
with this requirement are described
below to the extent possible.
This element of the proposed rule
would apply to all U.S. vessels used for
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commercial fishing for HMS on the high
seas or in the EEZs in the Convention
Area (excluding the overlap area). U.S.
fishing vessels in the WCPO are not
known to intentionally target mobulid
rays, although they are caught
incidentally in both the purse seine and
longline fleets and less frequently in the
tropical handline and pole-and-line
fleets. There are no recorded
interactions with mobulid rays in the
tropical troll or albacore troll fleets.
Unpublished observer data from the
FFA observer program and NOAA’s
Pacific Islands Observer program
indicate that between 2015 and 2019, an
estimated two mobulid rays were
retained per year in the purse seine
fishery, on average, and in the longline
fishery, it is estimated that that less than
one mobulid ray was retained per year,
on average. The remainder of the
mobulid catch was released alive or
discarded dead. In the tropical handline
and pole-and-line fleets, there were no
reported mobulid rays retained between
2015 and 2019. This requirement would
foreclose harvesting businesses’
opportunity to retain and sell or
otherwise make use of any species of
mobulid ray that may previously have
been retained by U.S. fishing vessels.
The consequences in terms of
opportunity loss cannot be projected
with any certainty; however, available
data indicate that there is no history of
commercial sale of mobulid rays by U.S.
fishing vessels. Additionally, existing
requirements under 50 CFR 300.27
prohibit vessels from retaining on board,
transshipping, storing, landing, or
selling any part or whole carcass of a
mobulid ray that is caught in the IATTC
Convention Area in the EPO. For those
vessels that fish in both the WCPO and
EPO, it is expected that they would
already be responsible for implementing
the retention prohibition requirements
included in the EPO.
This element of the proposed rule is
not expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess.
Mobulid Ray Element (3): This
element of the proposed rule would
require vessels to release any mobulid
ray caught in the Convention Area as
soon as possible and in a manner that
results in as little harm to the animal as
possible, without compromising the
safety of any persons. This requirement
would not impose any new reporting or
recordkeeping requirements (within the
meaning of the Paperwork Reduction
Act). The costs of complying with this
requirement are described below to the
extent possible.
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This element of the proposed rule
would apply to all U.S. vessels used for
commercial fishing for HMS on the high
seas or in the EEZs in the Convention
Area (excluding the overlap area). The
requirement could bring costs in the
form of reduced efficiency of fishing
operations if vessels were required to
change their release/discard practices
relative to current practices.
For purse seine vessels, it is expected
that in most cases, the animal would be
released after it is brailed from the purse
seine and brought on deck. In these
cases, the labor involved would
probably be little different than current
practice for discarded rays. If the vessel
operator and crew determined that it is
possible to release the animal before it
is brought on deck, this would likely
involve greater intervention and time on
the part of crew members, which would
be costly to the extent that time could
otherwise be put to productive
activities.
Existing regulations under 50 CFR
300.27 require that vessels promptly
release any mobulid ray caught in the
IATTC Convention Area, unharmed,
and as soon as it is seen in the net or
on deck. As noted above, most of the
purse seine vessels registered on the
WCPFC RFV are also registered to fish
on the IATTC RFV, and fish in both the
WCPO and the EPO, so it expected that
those vessels would already be
responsible for implementing the
release requirements in the EPO.
For longline, tropical handline and
pole-and-line vessels, it is expected that
the animal would be quickly released as
it is brought to the side of the vessel,
such as by cutting the line or removing
the hook. In these cases, minimal if any
costs would be incurred.
This element of the proposed rule is
not expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess.
Mobulid Ray Element (4): This
element of the proposed rule is a limited
exemption from the mobulid retention
prohibition and the mobulid release
requirement in that vessel owners and
operators would be relieved of those
requirements in those cases where a
WCPFC observer collects, or requests
assistance to collect, a sample of a
mobulid ray, if requested to do so by a
WCPFC observer. This requirement
would not impose any new reporting or
recordkeeping requirements (within the
meaning of the Paperwork Reduction
Act). The costs of complying with this
requirement are described below to the
extent possible.
This element of the proposed rule
would apply to all U.S. vessels used for
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commercial fishing for HMS on the high
seas or in the EEZs in the Convention
Area (excluding the overlap area).
Under existing regulations, operators
and crew of vessels with WCPFC Area
Endorsements (i.e., vessels authorized to
be used for commercial fishing for HMS
on the high seas in the Convention
Area) are already required to assist
WCPFC observers in the collection of
samples. This element of the proposed
rule would effectively expand that
requirement—specifically for mobulid
rays—to vessels not required to have
WCPFC Area Endorsements. This
element may bring additional costs to
fishing businesses because it may
require the owner, operator, and crew to
assist the observer in the collection of
samples if requested to do so by the
observer. It is not possible to project
how often observers would request
assistance in collecting samples. When
it does occur, it is not expected that
sample collection would be so
disruptive as to substantially delay or
otherwise impact fishing operations, but
the fishing business could bear small
costs in terms of crew labor, and
possibly the loss of storage space that
could be used for other purposes. It is
not expected to require any professional
skills that the affected vessel owners,
operators and crew do not already
possess.
Mobulid Ray Element (5): This
element of the proposed rule would
provide a limited exemption to elements
1 and 2 in specific cases where a
mobulid ray is not seen during fishing
operations and is unknowingly
delivered into the vessel hold and
frozen. It would not establish any new
reporting and recordkeeping
requirements (within the meaning of the
Paperwork Reduction Act). The costs of
complying with this requirement are
described below.
This element of the proposed rule
would apply specifically to U.S. purse
seine vessels used for commercial
fishing for HMS on the high seas or in
EEZs within the Convention Area
(excluding the overlap area). It is not
expected that these proposed changes
would cause any modification to the
vessels’ fishing practices, as the
expectation is that they would not have
seen the animal prior to delivering it
into the hold. Although this element
would relieve vessel owners and
operators from the burden associated
with the existing regulation, the steps
for discarding or surrendering the
animal could bring modest costs. If the
option of discarding the animal at the
first point of landing or transshipment
is taken, no additional costs would be
expected. If the option of surrendering
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the mobulid ray to the responsible
government authority is taken, there
could be moderate costs in terms of
crew labor that may be necessary to
contact the authority and surrender the
animal. Under either option, the cost is
would be offset by the reduced risk of
monetary fines.
Fulfillment of these requirements is
not expected to require any professional
skills that the affected vessel owners
and operators do not already possess.
Disproportionate Impacts
Small entities would not be
disproportionately affected relative to
large entities. Nor would there be
disproportionate economic impacts
based on home port. As indicted above,
there could be disproportionate impacts
according to vessel size for the IMO
number requirement.
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Duplicating, Overlapping, and
Conflicting Federal Regulations
NMFS has not identified any Federal
regulations that conflict with or
duplicate the proposed regulations.
NMFS has identified several Federal
regulations that overlap with the
proposed regulations. These include:
The proposed non-entangling FAD
requirements, which overlap with
existing EPO regulations at 50 CFR
300.28(e); the proposed IMO number
requirements, which overlap with
existing EPO regulations at 50 CFR
300.22(b)(3)(iii); the proposed purse
seine shark retention requirements,
which overlap with existing EPO
regulations at 50 CFR 300.27(f); and the
proposed mobulid ray requirements,
which overlap with existing EPO
regulations at 50 CFR 300.27(i). The
regulations for the EPO apply when
vessels fish in the EPO, including the
area of overlapping jurisdiction between
the IATTC and the WCPFC (overlap
area). Aside from the IMO number
requirements, the regulations under this
proposed rule would apply in the
WCPO, excluding the overlap area. The
changed IMO number requirements
under this proposed rule would also
apply in the overlap area.
Alternatives to the Proposed Rule
NMFS has not identified any
significant alternatives to the proposed
rule, other than the no-action
alternative. Taking no action could
result in lesser adverse economic
impacts than the proposed action for
many affected entities, but NMFS has
determined that the no-action
alternative would fail to accomplish the
objectives of the WCPFC
Implementation Act, including
satisfying the obligations of the United
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States as a Contracting Party to the
Convention.
information displays a currently valid
OMB control number.
Paperwork Reduction Act
This proposed rule contains one
collection-of-information requirement
subject to review and approval by OMB
under the Paperwork Reduction Act.
The collection-of-information
requirement in this proposed rule
relates to the collection under Control
Number 0648–0595, ‘‘Western and
Central Pacific Fisheries Convention
Vessel Information Family of Forms.’’
However, due to multiple concurrent
actions for that collection, the
collection-of-information requirement in
this proposed rule will be assigned a
temporary Control Number that will
later be merged into Control Number
0648–0595. The proposed rule includes
new collection-of-information
requirement for the owners of certain
fishing vessels to ensure that IMO
numbers are issued for the vessels. This
would be a one-time requirement; no
renewals or updates would be required
during the life of a vessel. A fishing
vessel owner would request the
issuance of an IMO number by
submitting specific information about
the vessel and its ownership and
management to IHS Maritime, which
issues IMO numbers on behalf of the
IMO. If a fishing vessel requires an
exemption, the owner must provide the
required information to NMFS. Public
reporting burden for a vessel to acquire
an IMO number is estimated to average
approximately 30 minutes per response,
including the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
Public comment is sought regarding:
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
the accuracy of the burden estimate;
ways to enhance the quality, utility, and
clarity of the information to be
collected; and ways to minimize the
burden of the collection of information,
including through the use of automated
collection techniques or other forms of
information technology. Submit
comments on these or any other aspects
of the collection of information at
www.reginfo.gov/public/do/PRAMain.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the Paperwork
Reduction Act, unless that collection of
List of Subjects in 50 CFR Part 300
Administrative practice and
procedure, Fish, Fisheries, Fishing,
Marine resources, Reporting and
recordkeeping requirements, Treaties.
PO 00000
Frm 00051
Fmt 4702
Sfmt 4702
Authority: 16 U.S.C. 6901 et seq.
Dated: September 30, 2021.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 300 is proposed
to be amended as follows:
PART 300—INTERNATIONAL
FISHERIES REGULATIONS
Subpart O—Western and Central
Pacific Fisheries for Highly Migratory
Species
1. The authority citation for 50 CFR
part 300, subpart O, continues to read as
follows:
■
Authority: 16 U.S.C. 6901 et seq.
2. In § 300.217, revise paragraph (c)(2)
to read as follows:
■
§ 300.217
Vessel identification.
*
*
*
*
*
(c) * * *
(2) The owner of a fishing vessel of
the United States used for commercial
fishing for HMS in the Convention Area,
either on the high seas or in waters
under the jurisdiction of any nation
other than the United States, shall
request and obtain an IMO number for
the vessel if the gross tonnage of the
vessel, as indicated on the vessel’s
current Certificate of Documentation
issued under 46 CFR part 67, is at least
100 GRT or 100 GT ITC, or less than 100
GRT down to a size of 12 meters in
overall length. An IMO number may be
requested for a vessel by following the
instructions given by the administrator
of the IMO ship identification number
scheme; those instructions are currently
available on the website of IHS Markit
at: www.imonumbers.lrfairplay.com.
*
*
*
*
*
■ 3. In § 300.222, add paragraphs (bbb)
through (eee) to read as follows:
§ 300.222
Prohibitions.
*
*
*
*
*
(bbb) Fail to comply with the FAD
design requirements in § 300.223(b)(4).
(ccc) Fail to comply with the
requirements of any exemption under
§ 300.226(e).
(ddd) Fail to comply with any of the
restrictions, prohibitions or
requirements specified in § 300.229.
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(eee) Fail to comply with the handling
and release requirements in § 300.230.
■ 4. In § 300.223, add paragraph (b)(4) to
read as follows:
§ 300.223
Purse seine fishing restrictions.
*
*
*
*
*
(b) * * *
(4) FAD design requirements to
reduce entanglements. Owners and
operators of fishing vessels of the
United States equipped with purse seine
gear shall ensure that all FADs on board
or deployed from the vessel in the
Convention Area comply with the
following design requirements:
(i) Raft. If the FAD design includes a
raft (e.g., flat raft or rolls of material)
and if mesh netting is used as part of the
structure of the raft, the mesh netting
shall have a stretched mesh size less
than 7 centimeters and the mesh net
must be tightly wrapped such that no
netting hangs below the raft when
deployed; and
(ii) Subsurface. Any netting used in
the subsurface structure of the FAD
must be tightly tied into bundles
(‘‘sausages’’), or if not tightly tied into
bundles, then must be made of stretched
mesh size less than 7 centimeters and be
configured as a panel that is weighted
on the lower end with enough weight to
keep the netting vertically taut in the
water column.
*
*
*
*
*
■ 5. In § 300.226, revise paragraphs (a)
and (b) and add paragraph (e) to read
follows:
§ 300.226
shark.
Oceanic whitetip shark and silky
lotter on DSK11XQN23PROD with PROPOSALS1
*
*
*
*
*
(a) The owner and operator of a
fishing vessel of the United States used
for commercial fishing for HMS cannot
retain on board, transship, store, or land
any part or whole carcass of an oceanic
whitetip shark (Carcharhinus
longimanus) or silky shark
(Carcharhinus falciformis) that is caught
in the Convention Area, either on the
high seas or in an exclusive economic
zone, unless subject to the provisions of
paragraph (c) or (e) of this section.
(b) The owner and operator of a
fishing vessel of the United States used
for commercial fishing for HMS must
release any oceanic whitetip shark or
silky shark that is caught in the
Convention Area, either on the high seas
or in an exclusive economic zone, as
soon as possible after the shark is caught
VerDate Sep<11>2014
16:52 Oct 06, 2021
Jkt 256001
and brought alongside the vessel, and
take reasonable steps for its safe release,
without compromising the safety of any
persons, unless subject to the provisions
of paragraph (c) or (e) of this section.
*
*
*
*
*
(e) Paragraphs (a) and (b) of this
section do not apply in the event that
any oceanic whitetip shark or silky
shark is not seen by the crew, operator,
or owner of a purse seine vessel, or any
WCPFC observer on board that vessel,
prior to being delivered into the vessel
hold and frozen. In such a case, oceanic
whitetip shark or silky shark could be
stored and landed, but the vessel owner
or operator must notify the on-board
observer and surrender the whole shark
to the responsible government
authorities or discard the shark at the
first point of landing or transshipment.
In U.S. ports, the responsible
government authority is the NOAA
Office of Law Enforcement. Any oceanic
whitetip shark or silky shark
surrendered in this manner may not be
sold or bartered, but may be donated for
human consumption, consistent with
any applicable laws and policies.
■ 6. Add § 300.229 to read as follows:
§ 300.229
Mobulid ray restrictions.
The requirements of this section
apply in all exclusive economic zones
and all areas of high seas in the
Convention Area, excluding the Overlap
Area. For the purpose of this section,
mobulid ray is defined as any ray in the
family Mobulidae, which includes
manta rays and devil rays (Mobula
spp.)).
(a) The owner and operator of a
fishing vessel of the United States used
for commercial fishing for HMS cannot
set or attempt to set on or around a
mobulid ray if the animal is sighted at
any time prior to the commencement of
the set or the attempted set.
(b) The owner and operator of a
fishing vessel of the United States used
for commercial fishing for HMS cannot
retain on board, transship, store, or land
any part or whole carcass of a mobulid
ray, unless subject to the provisions of
paragraphs (d) through (f) of this
section.
(c) The owner and operator of a
fishing vessel of the United States used
for commercial fishing for HMS must
release any mobulid ray, as soon as
possible, and must ensure that all
reasonable steps are taken to ensure its
PO 00000
Frm 00052
Fmt 4702
Sfmt 9990
safe release, without compromising the
safety of any persons, unless subject to
the provisions of paragraphs (d) through
(f) of this section.
(d) Paragraphs (b) and (c) of this
section do not apply in the event that a
WCPFC observer collects, or requests
the assistance of the vessel crew,
operator, or owner in the collection of,
samples of a mobulid ray in the
Convention Area.
(e) The crew, operator, and owner of
a vessel must allow and assist a WCPFC
observer to collect samples of a mobulid
ray in the Convention Area, if requested
to do so by WCPFC observer.
(f) Paragraphs (b) and (c) of this
section do not apply in the event that a
mobulid ray is not seen by the crew,
operator, or owner of a purse seine
vessel, or any WCPFC observer on board
that vessel, prior to being delivered into
the vessel hold and frozen. In such a
case, a mobulid ray could be stored and
landed, but the vessel owner or operator
must notify the on-board observer and
surrender the whole ray to the
responsible government authorities or
discard the animal at the first point of
landing or transshipment. In U.S. ports,
the responsible government authority is
the NOAA Office of Law Enforcement.
Any mobulid ray shark surrendered in
this manner may not be sold or bartered,
but may be donated for human
consumption, consistent with any
applicable laws and policies.
■ 7. Add § 300.230 to read as follows:
§ 300.230
Shark handling and release.
(a) The requirements of paragraph (b)
of this section apply to all fishing
vessels of the United States used for
commercial fishing for HMS. The
requirements apply in all exclusive
economic zones and all areas of high
seas in the Convention Area, excluding
the Overlap Area. The requirements
apply only if there is a WCPFC observer
or camera monitoring device on board
the fishing vessel.
(b) Prior to releasing any shark that is
caught during fishing operations and
not brought on board the fishing vessel,
the owner and operator, without
compromising the safety of any persons,
shall ensure that the shark is brought
alongside the vessel for identification
purposes.
[FR Doc. 2021–21646 Filed 10–6–21; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 86, Number 192 (Thursday, October 7, 2021)]
[Proposed Rules]
[Pages 55790-55798]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-21646]
[[Page 55790]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 300
[Docket No. 210929-0202]
RIN 0648-BI79
International Fisheries; Western and Central Pacific Fisheries
for Highly Migratory Species; Fish Aggregating Device Design
Requirements in Purse Seine Fisheries, IMO Number Requirements, and
Bycatch Restrictions
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS seeks comments on this proposed rule issued under
authority of the Western and Central Pacific Fisheries Convention
Implementation Act (WCPFC Implementation Act). The proposed rule would
implement recent decisions of the Commission for the Conservation and
Management of Highly Migratory Fish Stocks in the Western and Central
Pacific Ocean (WCPFC or Commission) on fish aggregating device (FAD)
design requirements, International Maritime Organization (IMO) number
requirements, and bycatch restrictions for sharks and rays. This action
is necessary to satisfy the obligations of the United States under the
Convention on the Conservation and Management of Highly Migratory Fish
Stocks in the Western and Central Pacific Ocean (Convention), to which
it is a Contracting Party. The proposed rule would apply to owners and
operators of U.S. fishing vessels used for commercial fishing for
highly migratory species (HMS) in the area of application of the
Convention.
DATES: Comments on the proposed rule must be submitted in writing by
November 8, 2021.
ADDRESSES: You may submit comments on the proposed rule and the
regulatory impact review (RIR) prepared for the proposed rule,
identified by NOAA-NMFS-2021-0068, by any of the following methods:
Electronic submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to https://www.regulations.gov and enter NOAA-NMFS-2021-0068 in the Search box.
Click on the ``Comment'' icon, complete the required fields, and enter
or attach your comments.
Mail: Submit written comments to Michael D. Tosatto,
Regional Administrator, NMFS, Pacific Islands Regional Office (PIRO),
1845 Wasp Blvd., Building 176, Honolulu, HI 96818.
Fax: (808) 725-5215; Attn: Michael D. Tosatto.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name and address), confidential business
information, or otherwise sensitive information submitted voluntarily
by the sender will be publicly accessible. NMFS will accept anonymous
comments (enter ``N/A'' in the required fields if you wish to remain
anonymous).
An initial regulatory flexibility analysis (IRFA) prepared under
authority of the Regulatory Flexibility Act is included in the
Classification section of the SUPPLEMENTARY INFORMATION section of this
document.
Copies of the RIR and the Environmental Assessment are available at
www.regulations.gov or may be obtained from Michael D. Tosatto,
Regional Administrator, NMFS PIRO (see ADDRESSES above).
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule may be submitted to PIRO at the address listed above and
to www.reginfo.gov/public/do/PRAMain.
FOR FURTHER INFORMATION CONTACT: Emily Crigler, NMFS PIRO, 808-725-
5036.
SUPPLEMENTARY INFORMATION:
Background
The Convention focused on the conservation and management of
fisheries for HMS. The objective of the Convention is to ensure,
through effective management, the long-term conservation and
sustainable use of HMS in the Western and Central Pacific Ocean (WCPO).
To accomplish this objective, the Convention established the
Commission, which includes Members, Cooperating Non-members, and
Participating Territories (collectively referred to here as
``members''). The United States is a Member. American Samoa, Guam, and
the Commonwealth of the Northern Mariana Islands (CNMI) are
Participating Territories.
As a Contracting Party to the Convention and a Member of the
Commission, the United States implements, as appropriate, conservation
and management measures and other decisions adopted by the Commission.
The WCPFC Implementation Act (16 U.S.C. 6901 et seq.), authorizes the
Secretary of Commerce, in consultation with the Secretary of State and
the Secretary of the Department in which the United States Coast Guard
is operating (currently the Department of Homeland Security), to
promulgate such regulations as may be necessary to carry out the
obligations of the United States under the Convention, including the
decisions of the Commission. The WCPFC Implementation Act further
provides that the Secretary of Commerce shall ensure consistency, to
the extent practicable, of fishery management programs administered
under the WCPFC Implementation Act and the Magnuson-Stevens Fishery
Conservation and Management Act (MSA; 16 U.S.C. 1801 et seq.), as well
as other specific laws (see 16 U.S.C. 6905(b)). The Secretary of
Commerce has delegated the authority to promulgate regulations under
the WCPFC Implementation Act to NMFS. A map showing the boundaries of
the area of application of the Convention (Convention Area), which
comprises the majority of the WCPO, can be found on the WCPFC website
at: www.wcpfc.int/doc/convention-area-map.
The United States is also a member of the Inter-American Tropical
Tuna Commission (IATTC). The convention areas for the IATTC and WCPFC
overlap in the Pacific Ocean waters within a rectangular area bounded
by 50[deg] S latitude, 4[deg] S latitude, 150[deg] W longitude, and
130[deg] W longitude (``overlap area'').
Historically, regulations implementing the conservation measures
adopted by the IATTC (50 CFR part 300, subpart C) and the WCPFC (50 CFR
part 300, subpart O) both applied to U.S. vessels fishing for HMS in
the overlap area. In 2012, the IATTC and the WCPFC adopted
recommendations/decisions under which members with vessels listed in
both WCPFC Record of Fishing Vessels (Record) and IATTC Regional Vessel
Register List (Register) would decide which of the two commissions'
decisions those vessels would operate under when fishing in the overlap
area.\1\
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\1\ See IATTC Recommendation C-12-11, ``IATTC-WCPFC Overlap
Area,'' and WCPFC decision documented in ``Summary Report of the
Ninth Regular Session of the Commission for the Conservation and
Management of Highly Migratory Fish Stocks in the Western and
Central Pacific Ocean,'' Manila, Philippines, 2-6 December, 2012,
paragraph 80.
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[[Page 55791]]
In 2020, NMFS published a rule (85 FR 37376; June 22, 2020)
adjusting NMFS regulations implementing IATTC resolutions that apply in
the overlap area, and adjusting NMFS regulations implementing WCPFC
conservation and management measures that place limits or restrictions
on catch, fishing effort, and bycatch mitigation to no longer apply in
the overlap area (2020 overlap rule). In this proposed rule, NMFS
proposes to follow the basis established in the 2020 overlap rule, so
that the WCPFC management measures which would implement limits or
restrictions on catch, fishing effort, and bycatch mitigation would not
apply in the overlap area.
Measures To Be Implemented
This proposed rule includes implementation of specific provisions
of four recent WCPFC decisions (CMM 2018-01, ``Conservation and
Management Measure for Bigeye, Yellowfin and Skipjack Tuna''; CMM 2018-
06, ``Conservation and Management Measure for WCPFC Record of Fishing
Vessels and Authorisation to Fish''; CMM 2019-04, ``Conservation and
Management Measure for Sharks''; and CMM 2019-05, ``Conservation and
Management Measure on Mobulid Rays'').
The first decision, Conservation and Management Measure (CMM) 2018-
01, ``Conservation and Management Measure for Bigeye, Yellowfin, and
Skipjack Tuna in the Western and Central Pacific Ocean,'' was adopted
by the Commission at its fifteenth regular annual session, in December
2018. The measures in CMM 2018-01 continue to be in force until
February 15, 2022, per CMM 2020-01. The purpose of CMM 2018-01, and its
predecessor measures, is to ensure the sustainability of the stocks of
bigeye tuna (Thunnus obesus), yellowfin tuna (Thunnus albacares), and
skipjack tuna (Katsuwonus pelamis) in the WCPO until the establishment
of specific harvest strategies for those stocks. CMM 2018-01 is similar
in many respects to its predecessor WCPFC conservation and management
measures for tropical tunas, and NMFS has already implemented most
provisions of CMM 2018-01 through prior rulemakings (see regulations at
50 CFR 300.223 and 50 CFR 300.224).
The proposed rule would implement the provisions of CMM 2018-01
regarding non-entangling FADs for purse seine fishing vessels.
Paragraph 19 of CMM 2018-01 includes the following FAD specifications,
in order to reduce the risk of entanglement of sharks, sea turtles or
any other species, to be implemented by January 1, 2020:
The floating or raft part (flat or rolled structure) of
the FAD can be covered or not. To the extent possible the use of mesh
net should be avoided. If the FAD is covered with mesh net, it must
have a stretched mesh size less than 7 centimeters (cm) (2.5 inches)
and the mesh net must be well wrapped around the whole raft so that
there is no netting hanging below the FAD when it is deployed.
The design of the underwater or hanging part (tail) of the
FAD should avoid the use of mesh net. If mesh net is used, it must have
a stretched mesh size of less than 7 cm (2.5 inches) or tied tightly in
bundles or ``sausages'' with enough weight at the end to keep the
netting taut down in the water column. Alternatively, a single weighted
panel (less than 7 cm (2.5 inches) stretched mesh size net or solid
sheet such as canvas or nylon) can be used.
The second decision, CMM 2018-06, ``Conservation and Management
Measure for WCPFC Record of Fishing Vessels and Authorisation to
Fish,'' includes an amendment that expands the requirement to obtain an
IMO number to smaller vessels used for commercial fishing for HMS in
the Convention Area. The CMM states that effective April 1, 2020,
members ``shall ensure that all their motorized inboard fishing vessels
of less than 100 [gross registered tonnage] GRT (or 100 GRT) down to a
size of 12 meters in length overall (LOA), authorized to be used for
fishing in the Convention Area beyond the flag [members] area of
national jurisdiction have an IMO or LR issued \2\''. The existing
requirement to obtain an IMO number, implemented by NMFS, applies to
vessels that are at least 100 GRT (see 50 CFR 300.217(c)). This
proposed rule would expand the requirement to vessels less than 100 GRT
down to a size of 12 meters LOA.
---------------------------------------------------------------------------
\2\ An IMO number is the unique number issued for a vessel under
the ship identification number scheme established by the
International Maritime Organization or, for vessels that are not
strictly subject to that scheme, the unique number issued by the
administrator of that scheme using the scheme's numbering format,
sometimes known as a Lloyd's Register number or LR number.
---------------------------------------------------------------------------
The third decision, CMM 2019-04, ``Conservation and Management
Measure for Sharks,'' combines and replaces five management measures
related to sharks that had previously been adopted by the Commission
(CMM 2010-07, ``Conservation and Management Measure for Sharks''; CMM
2011-04, ``Conservation and Management Measure for Oceanic Whitetip
Sharks''; CMM 2012-04, ``Conservation and Management Measure on the
Protection of Whale Sharks from Purse Seine Operations''; CMM 2013-08,
``Conservation and Management Measure for Silky Sharks''; and CMM 2014-
05, ``Conservation and Management Measure for Sharks''). The measure
and all of its provisions became effective November 1, 2020. Most of
the provisions of CMM 2019-04 have already been promulgated through
existing U.S. regulations (50 CFR 300.226; 50 CFR 300.223(g) and (h)),
which implemented prior WCPFC decisions. However, there are two new
provisions in the measure. The regulations at 50 CFR 300.226 prohibit
the retention, transshipment, storage, or landing of the oceanic
whitetip shark (Carcharhinus longimanus) and the silky shark
(Carcharhinus falciformis), and require the release of oceanic whitetip
shark and silky shark as soon as possible after the shark is caught and
brought alongside the vessel. CMM 2019-04 includes an amendment that
would allow for an exemption for purse seine vessels in cases where an
oceanic whitetip shark or silky shark are not seen during fishing
operations and are delivered into the vessel hold. Paragraph 20(3) of
CMM 2019-04 states that, ``in the case of oceanic whitetip shark and
silky shark that are unintentionally caught and frozen as part of a
purse seine vessels' operation, the vessel must surrender the whole
oceanic whitetip shark and silky shark to the responsible governmental
authorities or discard them at the point of landing or transshipment.''
Paragraph 20(3) also specifies that ``[o]ceanic whitetip shark and
silky shark surrendered in this manner may not be sold or bartered but
may be donated for purpose of domestic human consumption.'' CMM 2019-04
also includes an amendment that requires that sharks be hauled
alongside the vessel before being cut free in order to facilitate
species identification. However, the provision only applies when an
observer or electronic monitoring camera is present. This proposed rule
would implement the above listed provisions of CMM 2019-04.
CMM 2019-04 also includes a provision requiring that vessels are
made aware of proper handling and release techniques for sharks. The
WCPFC has adopted recommended guidelines for the safe release of
sharks; however, the WCPFC guidelines are non-binding. Because use of
the best
[[Page 55792]]
handling practices is not a binding obligation, NMFS does not intend to
require their use in this proposed rule. The WCPFC guidelines are
available to vessel owners and operators at https://www.wcpfc.int/doc/supplcmm-2010-07/best-handling-practices-safe-release-sharks-other-whale-sharks-and.
The fourth decision, CMM 2019-05, ``Conservation and Management
Measure on Mobulid Rays Caught in Association with Fisheries in the
WCPFC Convention Area,'' was adopted by the Commission at its sixteenth
regular annual session in December 2019. The main objective of CMM
2019-05 is to ensure the conservation of mobulid rays (i.e., the family
Mobulidae, which includes manta rays and devil rays (Mobula spp.)) by
reducing incidental take and mortalities in the Convention Area. The
measure, which became effective on January 1, 2021, requires that
members: (1) Prohibit targeted fishing or intentional setting on
mobulid rays in the Convention Area; (2) prohibit vessels from
retaining on board, transshipping, or landing any part or whole carcass
of mobulid rays caught in the Convention Area; (3) require vessels to
promptly release mobulid rays, alive and unharmed, to the extent
practical, as soon as possible and in a manner that will result in the
least possible harm to the individuals captured; (4) provide for an
exemption in cases where a mobulid ray is unintentionally caught and
frozen as part of a purse seine vessel's operation; and (5) require
that vessels allow for observers to collect biological samples of
mobulid rays that are dead at haul-back. This proposed rule would
implement the above listed provisions of CMM 2019-05.
CMM 2019-05 also includes a provision requiring that vessel owners
and operators are made aware of proper handling and release guidelines
for mobulid rays. The measure includes best handling practices for the
safe release of mobulid rays, and states that members should encourage
their vessels to use them. However, because use of the best handling
practices is not a binding obligation, NMFS does not intend to require
their use in this proposed rule. The WCPFC guidelines are available to
vessel owners and operators https://www.wcpfc.int/doc/supplcmm-2010-07/best-handling-practices-safe-release-mantas-and-mobulids.
Proposed Action
Under the proposed rule, the restrictions and requirements
described in the Commission decisions above would apply to U.S. vessels
used for commercial fishing for HMS on the high seas and in exclusive
economic zones (EEZs) in the Convention Area. NMFS is proposing to
follow the basis established in the 2020 overlap rule, as noted above,
so that the WCPFC management measures which would place limits or
restrictions on catch, fishing effort, and bycatch mitigation would not
apply in the overlap area. Following the approach used in the 2020
overlap rule, NMFS is proposing that the non-entangling FAD
requirements, revised shark requirements, and fishing restrictions for
mobulid rays would not apply in the overlap area, and the IMO number
requirement would apply in the overlap area.
As described above, the elements of the proposed rule fall into the
following four categories: (1) Non-entangling FAD requirements; (2) IMO
number requirement; (3) revised purse seine restrictions for the
oceanic whitetip shark and the silky shark and additional shark release
requirements for all vessels; (4) and fishing restrictions for mobulid
rays. Each of these elements of the proposed rule is described in more
detail below.
Non-Entangling FAD Requirements
The proposed rule would implement the FAD design requirements set
forth in paragraph 19 of CMM 2018-01. These provisions would be
implemented in a manner that is consistent with NMFS's implementation
of the FAD design requirements in Resolution C-18-05 of the IATTC,
which manages tuna purse seine fisheries in the eastern Pacific Ocean
(EPO). U.S. purse seine vessels sometimes fish in the WCPO and EPO on
the same fishing trip and FADs are known to drift from the EPO into the
WCPO, so ensuring consistent FAD design requirements would enable NMFS
to better implement and enforce both the WCPFC and IATTC decisions on
FAD designs.
Under the proposed rule, if the FAD design includes a raft (e.g.,
flat raft or rolls of material) and if mesh netting is used as part of
the structure, the mesh netting shall have a stretched mesh size less
than 7 cm and the mesh net must be tightly wrapped such that no netting
hangs below the FAD when deployed. Additionally, any netting used in
the subsurface structure of the FAD must be tightly tied into bundles
(``sausages'') or have a stretched mesh size less than 7 cm in a panel
that is weighted on the lower end with at least enough weight to keep
the netting taut in the water column. These requirements are the same
as those specified at 50 CFR 300.28(e), which implement IATTC's FAD
design requirements for the EPO specified in Resolution C-18-05.
This element of the proposed rule would apply to all purse seine
vessels used for commercial fishing for HMS on the high seas and in
exclusive economic zones in the Convention Area (excluding the overlap
area).
IMO Number Requirement
Existing regulations at 50 CFR 300.217(c) apply to all U.S. fishing
vessels (including those participating in the fisheries of the U.S.
Participating Territories) that are used for commercial fishing for
highly migratory fish stocks in the Convention Area either on the high
seas or in waters under the jurisdiction of a foreign nation, and the
gross tonnage of which is at least 100 GRT or 100 GT (gross tons). The
owner of any such fishing vessel is required to ensure that an ``IMO
number'' has been issued for the vessel. An ``IMO number,'' as stated
above, is the number--sometimes called an IMO ship identification
number--issued for a ship or vessel under the ship identification
number scheme established by the IMO. Currently, IMO numbers are issued
on behalf of the IMO by Information Handling Services (IHS) Markit, the
current administrator of the IMO ship identification number scheme. A
vessel owner may request that an IMO number be issued by following the
instructions given by IHS Markit, available at:
www.imonumbers.lrfairplay.com. There is no fee for making such a
request or having an IMO number issued, but specific information about
the fishing vessel and its ownership and management must be provided to
the administrator of the scheme. The existing regulations include a
process for fishing vessel owners to request an exemption from NMFS if
they are unable to obtain IMO numbers. When NMFS receives such a
request it will review it and assist the fishing vessel owner as
appropriate. If NMFS determines that it is infeasible or impractical
for the fishing vessel owner to comply with the requirement, NMFS will
issue an exemption from the requirement for a specific or indefinite
amount of time. The exemption will become void if ownership of the
fishing vessel changes.
Under the proposed rule, the existing regulations would be revised
to include vessels less than 100 GRT down to a size of 12 meters in
LOA. This element of the proposed rule would apply to vessels used for
commercial fishing for HMS in the Convention Area, including the
overlap area, either on the high seas or in waters under the
jurisdiction of a foreign nation. NMFS has established
[[Page 55793]]
regulations, at 50 CFR 300.22(b)(3)(iii), which implement similar
requirements for vessels used for fishing on the high seas in the EPO,
as specified in IATTC Resolution C-18-06.
Revised Purse Seine Restrictions for Oceanic Whitetip Shark and Silky
Shark and Additional Shark Release Requirement for All Vessels
The proposed rule would implement two specific provisions of CMM
2019-04: (1) An exemption from existing no-retention requirements for
purse seine vessels in specific cases where an oceanic whitetip shark
or silky shark is not seen during fishing operations and are delivered
into the vessel hold; and (2) a requirement for vessels to haul any
incidentally caught sharks alongside the vessel before being cut free
in order to facilitate species identification.
Existing regulations under 50 CFR 300.226 prohibit the crew,
operator, and owner on all vessels used for commercial fishing for HMS
in the Convention Area from retaining on board, transshipping, storing,
or landing any part or whole carcass of an oceanic whitetip shark or
silky shark that is caught in the Convention Area, unless collected by
an on-board observer. The proposed rule would establish an exemption
for purse seine fishing vessels in the case of any silky shark or
oceanic whitetip shark that is not seen during the fishing operation
and is unknowingly delivered into the vessel hold and frozen. In such a
case, under the proposed rule, oceanic whitetip shark and silky shark
could be stored and landed, but the vessel owner or operator would be
required to notify the observer and surrender the whole shark to the
responsible government authorities or discard the shark at the first
point of landing or transshipment. In U.S. ports the responsible
government authority is the NOAA Office of Law Enforcement divisional
office nearest to the port. Under the proposed rule, it would be
prohibited to sell or barter oceanic whitetip shark and silky shark
surrendered in this manner, but they could be donated for purposes of
human consumption, consistent with any applicable laws and policies.
NMFS has established regulations at 50 CFR 300.27(f) that implement a
similar exemption for certain cases where a silky shark is caught and
frozen as part of a purse seine operation in the EPO.
The proposed rule would also require that any shark be hauled
alongside the vessel before being cut free (if on a line or entangled
in a net) in order to facilitate species identification by the observer
on board. This element of the proposed rule would only apply to vessels
on which a WCPFC observer or camera monitoring device are present on
board.
Both of these shark elements of the proposed rule would apply to
all U.S. vessels used for commercial fishing for HMS on the high seas
and in exclusive economic zones in the Convention Area (excluding the
overlap area).
Fishing Restrictions for Mobulid Rays
The proposed rule would implement the provisions of CMM 2019-05 for
mobulid rays described above. The following five mobulid ray elements
would be implemented under the proposed rule:
(1) Owners and operators would be prohibited from setting on a
mobulid ray if the animal is sighted prior to a set;
(2) Owners and operators would be prohibited from retaining on
board, transshipping, storing, or landing any part or whole carcass of
a mobulid ray;
(3) Owners and operators would be required to release any mobulid
ray unharmed, as soon as possible, in a manner that would result in the
least possible harm to the individuals captured, taking into
consideration the safety of the crew;
(4) Owners and operators would be required to allow observers to
collect biological samples of mobulid rays, if requested to do so by a
WCPFC observer; and
(5) An exemption for purse seine vessels from elements 1 and 2 in
specific cases where a mobulid ray is not seen during fishing
operations and is unknowingly delivered into the vessel hold. In such
cases, a vessel owner or operator would be required to notify the
observer on board, and surrender the whole mobulid ray at the first
point of landing, to the responsible government authorities, or other
competent authority, or discard it. It would be prohibited to sell or
barter mobulid rays surrendered in this manner, but they could be
donated for purposes of human consumption, consistent with any
applicable laws and policies.
The five mobulid ray elements of the proposed rule would apply to
U.S. vessels used for commercial fishing for HMS on the high seas and
EEZs in the Convention Area (excluding the overlap area). The mobulid
ray elements of the proposed rule are similar to provisions that have
been adopted by the IATTC, as specified in Resolution C-15-04, and that
have been implemented in the EPO at 50 CFR 300.27.
Classification
The Administrator, Pacific Islands Region, NMFS, has determined
that this proposed rule is consistent with the WCPFC Implementation Act
and other applicable laws, subject to further consideration after
public comment.
Coastal Zone Management Act (CZMA)
NMFS determined that this action is consistent to the maximum
extent practicable with the enforceable policies of the approved
coastal management program of American Samoa, the Commonwealth of the
Northern Mariana Islands (CNMI), Guam, and the State of Hawaii.
Determinations to Hawaii, American Samoa, CNMI and Guam were submitted
on August 2, 2021, for review by the responsible state and territorial
agencies under section 307 of the CZMA.
Executive Order 12866
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
Regulatory Flexibility Act (RFA)
An IRFA was prepared, as required by section 603 of the RFA. The
IRFA describes the economic impact this proposed rule, if adopted,
would have on small entities. A description of the action, why it is
being considered, as well as its objectives, and the legal basis for
this action are contained in the SUMMARY section of the preamble and in
other sections of this SUPPLEMENTARY INFORMATION section of the
preamble. The analysis follows:
Estimated Number of Small Entities Affected
For RFA purposes only, NMFS has established a small business size
standard for businesses, including their affiliates, whose primary
industry is commercial fishing (see 50 CFR 200.2). A business primarily
engaged in commercial fishing (NAICS code 114111) is classified as a
small business if it is independently owned and operated, is not
dominant in its field of operation (including its affiliates), and has
combined annual receipts not in excess of $11 million for all its
affiliated operations worldwide.
The proposed rule would apply to owners and operators of U.S.
commercial fishing vessels used to fish for HMS in the Convention Area.
This includes vessels in the purse seine, longline, tropical troll
(including those in American Samoa, the CNMI, Guam, and Hawaii), Hawaii
handline, Hawaii pole-and-line, and west coast-based albacore troll
fleets. For the purpose of this analysis, the number of vessels
registered to fish for HMS in the Convention Area in 2020 is used as an
estimate for the number of future affected fishing vessels. The
estimated
[[Page 55794]]
number of affected fishing vessels is as follows based on the number of
vessels reported in the 2021 U.S. Annual Report Part 1 to WCPFC (for
the 2020 fishing year): 23 purse seine vessels, 158 longline vessels,
21 albacore troll vessels, 1,742 tropical troll and handline vessels,
and 2 pole-and-line vessels. Thus, the total estimated number of
vessels that would be subject to the rule is 1,946.
Based on limited financial information about the affected fishing
fleets, and using individual vessels as proxies for individual
businesses, NMFS believes that all the affected fish harvesting
businesses in all the fleets, except the purse seine fleet, are small
entities as defined by the RFA; that is, they are independently owned
and operated and not dominant in their fields of operation, and have
annual receipts of no more than $11.0 million. Within the purse seine
fleet, analysis of revenues, by vessel, for 2018-2020 reveals that
average annual per-vessel revenue was about $9,260,000 (NMFS
unpublished data on catches combined with fish price data from https://investor.thaiunion.com/raw_material.html accessed on May 6, 2021).
Fifteen of the purse seine vessels active in that period had estimated
average annual revenues of less than $11 million, and thus are
considered to be small entities.
Recordkeeping, Reporting, and Other Compliance Requirements
The reporting, recordkeeping and other compliance requirements of
this proposed rule are described earlier in the preamble. There is one
new collection-of-information associated with IMO number requirements
included in this proposed action that is subject to the Paperwork
Reduction Act. That collection-of-information requirement is described
more fully in the Paperwork Reduction Action subsection below. The
classes of small entities subject to the requirements and the costs of
complying with the proposed requirements are described below to the
extent possible:
Non-entangling FAD Element: To comply with this element of the
proposed rule, affected vessel owners and operators would be required
to use specific materials and design specifications for FADs that are
deployed in, or that may drift into, the WCPFC Convention Area. This
element of the proposed rule would not establish any new reporting or
recordkeeping requirements (within the meaning of the Paperwork
Reduction Act). The costs of complying with this requirement are
described below to the extent possible.
This element of the proposed rule would apply to all purse seine
vessels used for commercial fishing for HMS on the high seas and in
exclusive economic zones in the Convention Area (excluding the overlap
area). A majority of the purse seine vessels are already subject to
equivalent requirements in the EPO. NMFS has established regulations
for measures adopted by the IATTC (see 83 FR 15503, April 11, 2018; 83
FR 62732, December 6, 2018), which became effective on January 1, 2019.
Of the 23 purse seine vessels to which this element of the proposed
rule would apply, 13 are currently active on both the WCPFC Record of
Fishing Vessels (RFV) and the IATTC Regional Vessel Register (RVR),
meaning that they are authorized to fish in both the WCPO and the EPO.
It is expected that the owners and operators of purse seine vessels on
both lists would therefore already be responsible for implementing the
FAD design requirements in the EPO, as specified in 50 CFR 300.28(e).
All 23 \3\ purse seine vessels currently on the WCPFC RFV are also on
the International Seafood Sustainability Foundation (ISSF) ProActive
Vessel Register (PVR), and their owners and operators have agreed to
comply with ISSF-adopted conservation measures, which include the use
of non-entangling FADs or lower entanglement risk FADs. The ISSF lower
entanglement risk FADs meet the same design specifications and material
requirements in this element of the proposed rule. Therefore, for the
owners and operators of all purse seine vessels that would be subject
to the proposed rule, NMFS expects that there would be no change in the
materials they currently use to design FADs.
---------------------------------------------------------------------------
\3\ As of July 2021, 9 of the 23 purse seine vessels used as a
baseline in this analysis are no longer flagged to the United
States, and have been removed from the ISSF PVR.
---------------------------------------------------------------------------
To the extent that any of those vessels are not already
implementing the design specifications included in the proposed rule,
and for any new purse seine vessels that enter the fishery, there would
likely be some costs associated with complying with this element of the
proposed rule. However, it is not possible to predict the costs
associated with any certainty, as FAD designs vary between vessels, and
the availability of materials is expected to vary over time. If
specific non-entangling FAD materials were difficult or costly to
obtain (e.g., netting with 7 cm mesh size), it could affect a vessel's
ability to fish on FADs. In cases where vessels choose to forego
fishing on FADs, it could increase operating costs in the form of
increased fuel usage to fish on unassociated schools of fish instead of
fishing on FADs.
Fulfillment of these requirements is not expected to require any
professional skills that the affected vessel owners and operators do
not already possess.
IMO Number Element: This element of the proposed rule would require
owners of fishing vessels less than 100 GRT down to a size of 12 meters
LOA to obtain an IMO number. This element of the proposed rule would
establish new recordkeeping requirements (within the meaning of the
Paperwork Reduction Act). That collection-of-information requirement is
described more fully in the Paperwork Reduction Action subsection
below. The costs of complying with this requirement are described below
to the extent possible.
This element of the proposed rule would apply to vessels used for
commercial fishing for HMS in the Convention Area (including the
overlap area), either on the high seas or in waters under the
jurisdiction of a foreign nation. Existing regulations at 50 CFR
300.217(c) require that vessels at least 100 GRT obtain an IMO number,
so most entities that would be required to obtain an IMO number already
have them. NMFS estimates that 48 fishing vessels would initially be
subject to the proposed expanded requirement, 45 longline vessels and
three troll vessels. NMFS has established regulations, at 50 CFR
300.22(b)(3)(iii), which implement similar requirements for vessels
fishing on the high seas in the EPO. NMFS estimates that all but one of
the 48 fishing vessels initially subject to this element of the
proposed rule are already subject to the IATTC IMO requirements in the
EPO. NMFS projects that as fishing vessels enter the fishery in the
future, roughly four per year would be required to obtain IMO numbers.
The requirement to obtain an IMO number would be a one-time
requirement; once a number is issued for a vessel, the owner of the
vessel would be in compliance for the remainder of the vessel's life,
regardless of changes in ownership. Completing and submitting the
application form (which can be done online and requires no fees) would
take about 30 minutes per applicant, on average. Assuming a value of
labor of approximately $26 per hour and communication costs of about $1
per application, the (one-time) cost to each affected entity would be
about $14. Fulfillment of these requirements is not expected to require
any professional skills that the affected vessel owners and operators
do not already possess.
Shark Element (1): This element of the proposed rule would provide
an exemption to existing oceanic whitetip
[[Page 55795]]
and silky shark prohibitions in the case where an oceanic whitetip
shark or silky shark is not seen during fishing operations and is
unknowingly delivered into the vessel hold and frozen as part of a
purse seine operation. It would not establish any new reporting and
recordkeeping requirements (within the meaning of the Paperwork
Reduction Act). The costs of complying with this requirement are
described below to the extent possible.
This element of the proposed rule would apply specifically to U.S.
purse seine vessels used for commercial fishing for HMS on the high
seas or in EEZs within the Convention Area (excluding the overlap
area). It is not expected that these proposed changes would cause any
modification to the vessels' fishing practices, as the expectation is
that they would not have seen the animal prior to delivering it into
the hold. Although this element would relieve vessel owners and
operators from the burden associated with the existing regulation,
qualifying for the exemption could bring modest costs. If the option of
discarding the animal at the first point of landing or transshipment is
taken, no additional costs would be expected. If the option of
surrendering the shark to the responsible government authority is
taken, there could be moderate costs in terms of crew labor that may be
necessary to contact the authority and surrender the shark. Under
either option, the cost is would be offset by the reduced risk of
monetary fines that may be associated with current regulations
prohibiting the retention of oceanic whitetip sharks and silky sharks.
Fulfillment of these requirements is not expected to require any
professional skills that the affected vessel owners and operators do
not already possess.
Shark Element (2): This element of the rule would require that any
incidentally caught shark be hauled alongside the vessel before being
released in order to facilitate better species identification by the
WCPFC observer on board. It would not establish any new reporting or
recordkeeping requirements (within the meaning of the Paperwork
Reduction Act). The costs of complying with this requirement are
described below to the extent possible.
This element of the proposed rule would apply to all U.S. vessels
used for commercial fishing for HMS on the high seas or in EEZs within
the Convention Area (excluding the overlap area); however, it would
only apply to vessels on which an observer or electronic monitoring
camera is present, so for the foreseeable future, it is expected that
it would apply only to purse seine and longline vessels, which
currently carry observers.
For purse seine vessels, it is expected that an observer would be
present on 100 percent of trips.\4\ It is expected that in most cases,
the fish would be released after it is brailed from the purse seine and
brought on deck. In these cases, the labor involved would probably be
little different than current practice for discarded sharks. If the
vessel operator and crew determined that it is possible to release the
fish before it is brought on deck, it may involve greater intervention
and time on the part of crew members to ensure that the observer is
able to properly identify species. To the extent that time could
otherwise be put to productive activities, this could lead to increased
costs associated with labor.
---------------------------------------------------------------------------
\4\ Due to the impacts of COVID-19, purse seine vessels have
been exempted from 100 percent observer coverage requirements
between March 2020 and January 2022 (see 86 FR 31178; June 11, 2021
and 86 FR 48916; September 1, 2021). This analysis assumes 100
percent observer coverage on purse seine vessels, as required under
the WCPFC and the South Pacific Tuna Treaty.
---------------------------------------------------------------------------
For longline vessels, it is expected that an observer would be
present on ~20 percent of trips for deep-set trips and 100 percent on
shallow-set trips.\5\ In these cases, it is expected that under current
fishing practices, the fish would be released as it is brought to the
side of the vessel, such as by cutting the line or removing the hook.
In these cases, minimal if any costs would be incurred.
---------------------------------------------------------------------------
\5\ Based on average percent observer coverage on Hawaii
longline vessels, 2015-2019.
---------------------------------------------------------------------------
This element of the proposed rule is not expected to require any
professional skills that the affected vessel owners, operators and crew
do not already possess.
Mobulid Ray Element (1): This element of the proposed rule would
prohibit vessels from targeting mobulid rays or making a set in
instances in which a mobulid ray is sighted prior to a set. This
requirement would not impose any new reporting or recordkeeping
requirements (within the meaning of the Paperwork Reduction Act). The
costs of complying with this requirement are described below to the
extent possible.
This element of the proposed rule would apply to all U.S. vessels
used for commercial fishing for HMS on the high seas or in the
exclusive economic zones in the Convention Area (excluding the overlap
area). U.S. fishing vessels in the WCPO are not known to intentionally
target mobulid rays, although they are caught incidentally in both the
purse seine and longline fleets and less frequently in the tropical
handline and pole-and-line fleets. It is unknown whether U.S. purse
seine vessels currently intentionally set on mobulid rays. If such a
practice does exist, this element of the proposed rule would be
expected to impact purse seine vessels by prohibiting them from setting
on a mobulid ray if sighted prior to a set.
In the event that a mobulid ray is sighted prior to a desired set,
complying with the proposed rule could cause forgone fishing
opportunities and result in economic losses. It is difficult to project
the frequency of pre-set mobulid ray-sighting events because such
events are not recorded. Historical data on mobulid ray interactions
are available, but interactions are not equivalent to pre-set
sightings. According to anecdotal information from purse seine vessel
operators, a majority of mobulid rays are not seen before the set
commences. Nonetheless, historical mobulid ray interaction rates can
provide an upper bound estimate of the frequency of pre-set mobulid ray
sighting events in the future. Based on unpublished observer data from
the Pacific Islands Forum Fisheries Agency (FFA) observer program
between 2015 and 2019, mobulid ray interactions occur in approximately
3 percent of observed purse seine sets on average in the purse seine
fishery (100 percent of sets were observed in 2015-2019). In those
instances where a mobulid ray is sighted prior to a set, the vessel
operator would have to wait and/or move the vessel to find the next
opportunity to make a set. The consequences in terms of time lost,
distance travelled, and associated costs cannot be projected with any
certainty, but a range of possible outcomes can be foreseen. At worst,
the operator would lose the opportunity to make a set for the remainder
of the day. At best, the operator would find an opportunity to make a
set soon after the event--that is, on the same day, and limited costs
would be incurred. This element of the proposed rule is not expected to
require any professional skills that the effected vessel owners,
operators and crew do not already possess.
Mobulid Ray Element (2): This element of the proposed rule would
prohibit vessels from retaining on board, transshipping, or landing any
mobulid ray in the Convention Area. This requirement would not impose
any new reporting or recordkeeping requirements (within the meaning of
the Paperwork Reduction Act). The costs of complying with this
requirement are described below to the extent possible.
This element of the proposed rule would apply to all U.S. vessels
used for
[[Page 55796]]
commercial fishing for HMS on the high seas or in the EEZs in the
Convention Area (excluding the overlap area). U.S. fishing vessels in
the WCPO are not known to intentionally target mobulid rays, although
they are caught incidentally in both the purse seine and longline
fleets and less frequently in the tropical handline and pole-and-line
fleets. There are no recorded interactions with mobulid rays in the
tropical troll or albacore troll fleets.
Unpublished observer data from the FFA observer program and NOAA's
Pacific Islands Observer program indicate that between 2015 and 2019,
an estimated two mobulid rays were retained per year in the purse seine
fishery, on average, and in the longline fishery, it is estimated that
that less than one mobulid ray was retained per year, on average. The
remainder of the mobulid catch was released alive or discarded dead. In
the tropical handline and pole-and-line fleets, there were no reported
mobulid rays retained between 2015 and 2019. This requirement would
foreclose harvesting businesses' opportunity to retain and sell or
otherwise make use of any species of mobulid ray that may previously
have been retained by U.S. fishing vessels. The consequences in terms
of opportunity loss cannot be projected with any certainty; however,
available data indicate that there is no history of commercial sale of
mobulid rays by U.S. fishing vessels. Additionally, existing
requirements under 50 CFR 300.27 prohibit vessels from retaining on
board, transshipping, storing, landing, or selling any part or whole
carcass of a mobulid ray that is caught in the IATTC Convention Area in
the EPO. For those vessels that fish in both the WCPO and EPO, it is
expected that they would already be responsible for implementing the
retention prohibition requirements included in the EPO.
This element of the proposed rule is not expected to require any
professional skills that the affected vessel owners, operators and crew
do not already possess.
Mobulid Ray Element (3): This element of the proposed rule would
require vessels to release any mobulid ray caught in the Convention
Area as soon as possible and in a manner that results in as little harm
to the animal as possible, without compromising the safety of any
persons. This requirement would not impose any new reporting or
recordkeeping requirements (within the meaning of the Paperwork
Reduction Act). The costs of complying with this requirement are
described below to the extent possible.
This element of the proposed rule would apply to all U.S. vessels
used for commercial fishing for HMS on the high seas or in the EEZs in
the Convention Area (excluding the overlap area). The requirement could
bring costs in the form of reduced efficiency of fishing operations if
vessels were required to change their release/discard practices
relative to current practices.
For purse seine vessels, it is expected that in most cases, the
animal would be released after it is brailed from the purse seine and
brought on deck. In these cases, the labor involved would probably be
little different than current practice for discarded rays. If the
vessel operator and crew determined that it is possible to release the
animal before it is brought on deck, this would likely involve greater
intervention and time on the part of crew members, which would be
costly to the extent that time could otherwise be put to productive
activities.
Existing regulations under 50 CFR 300.27 require that vessels
promptly release any mobulid ray caught in the IATTC Convention Area,
unharmed, and as soon as it is seen in the net or on deck. As noted
above, most of the purse seine vessels registered on the WCPFC RFV are
also registered to fish on the IATTC RFV, and fish in both the WCPO and
the EPO, so it expected that those vessels would already be responsible
for implementing the release requirements in the EPO.
For longline, tropical handline and pole-and-line vessels, it is
expected that the animal would be quickly released as it is brought to
the side of the vessel, such as by cutting the line or removing the
hook. In these cases, minimal if any costs would be incurred.
This element of the proposed rule is not expected to require any
professional skills that the affected vessel owners, operators and crew
do not already possess.
Mobulid Ray Element (4): This element of the proposed rule is a
limited exemption from the mobulid retention prohibition and the
mobulid release requirement in that vessel owners and operators would
be relieved of those requirements in those cases where a WCPFC observer
collects, or requests assistance to collect, a sample of a mobulid ray,
if requested to do so by a WCPFC observer. This requirement would not
impose any new reporting or recordkeeping requirements (within the
meaning of the Paperwork Reduction Act). The costs of complying with
this requirement are described below to the extent possible.
This element of the proposed rule would apply to all U.S. vessels
used for commercial fishing for HMS on the high seas or in the EEZs in
the Convention Area (excluding the overlap area). Under existing
regulations, operators and crew of vessels with WCPFC Area Endorsements
(i.e., vessels authorized to be used for commercial fishing for HMS on
the high seas in the Convention Area) are already required to assist
WCPFC observers in the collection of samples. This element of the
proposed rule would effectively expand that requirement--specifically
for mobulid rays--to vessels not required to have WCPFC Area
Endorsements. This element may bring additional costs to fishing
businesses because it may require the owner, operator, and crew to
assist the observer in the collection of samples if requested to do so
by the observer. It is not possible to project how often observers
would request assistance in collecting samples. When it does occur, it
is not expected that sample collection would be so disruptive as to
substantially delay or otherwise impact fishing operations, but the
fishing business could bear small costs in terms of crew labor, and
possibly the loss of storage space that could be used for other
purposes. It is not expected to require any professional skills that
the affected vessel owners, operators and crew do not already possess.
Mobulid Ray Element (5): This element of the proposed rule would
provide a limited exemption to elements 1 and 2 in specific cases where
a mobulid ray is not seen during fishing operations and is unknowingly
delivered into the vessel hold and frozen. It would not establish any
new reporting and recordkeeping requirements (within the meaning of the
Paperwork Reduction Act). The costs of complying with this requirement
are described below.
This element of the proposed rule would apply specifically to U.S.
purse seine vessels used for commercial fishing for HMS on the high
seas or in EEZs within the Convention Area (excluding the overlap
area). It is not expected that these proposed changes would cause any
modification to the vessels' fishing practices, as the expectation is
that they would not have seen the animal prior to delivering it into
the hold. Although this element would relieve vessel owners and
operators from the burden associated with the existing regulation, the
steps for discarding or surrendering the animal could bring modest
costs. If the option of discarding the animal at the first point of
landing or transshipment is taken, no additional costs would be
expected. If the option of surrendering
[[Page 55797]]
the mobulid ray to the responsible government authority is taken, there
could be moderate costs in terms of crew labor that may be necessary to
contact the authority and surrender the animal. Under either option,
the cost is would be offset by the reduced risk of monetary fines.
Fulfillment of these requirements is not expected to require any
professional skills that the affected vessel owners and operators do
not already possess.
Disproportionate Impacts
Small entities would not be disproportionately affected relative to
large entities. Nor would there be disproportionate economic impacts
based on home port. As indicted above, there could be disproportionate
impacts according to vessel size for the IMO number requirement.
Duplicating, Overlapping, and Conflicting Federal Regulations
NMFS has not identified any Federal regulations that conflict with
or duplicate the proposed regulations. NMFS has identified several
Federal regulations that overlap with the proposed regulations. These
include: The proposed non-entangling FAD requirements, which overlap
with existing EPO regulations at 50 CFR 300.28(e); the proposed IMO
number requirements, which overlap with existing EPO regulations at 50
CFR 300.22(b)(3)(iii); the proposed purse seine shark retention
requirements, which overlap with existing EPO regulations at 50 CFR
300.27(f); and the proposed mobulid ray requirements, which overlap
with existing EPO regulations at 50 CFR 300.27(i). The regulations for
the EPO apply when vessels fish in the EPO, including the area of
overlapping jurisdiction between the IATTC and the WCPFC (overlap
area). Aside from the IMO number requirements, the regulations under
this proposed rule would apply in the WCPO, excluding the overlap area.
The changed IMO number requirements under this proposed rule would also
apply in the overlap area.
Alternatives to the Proposed Rule
NMFS has not identified any significant alternatives to the
proposed rule, other than the no-action alternative. Taking no action
could result in lesser adverse economic impacts than the proposed
action for many affected entities, but NMFS has determined that the no-
action alternative would fail to accomplish the objectives of the WCPFC
Implementation Act, including satisfying the obligations of the United
States as a Contracting Party to the Convention.
Paperwork Reduction Act
This proposed rule contains one collection-of-information
requirement subject to review and approval by OMB under the Paperwork
Reduction Act. The collection-of-information requirement in this
proposed rule relates to the collection under Control Number 0648-0595,
``Western and Central Pacific Fisheries Convention Vessel Information
Family of Forms.'' However, due to multiple concurrent actions for that
collection, the collection-of-information requirement in this proposed
rule will be assigned a temporary Control Number that will later be
merged into Control Number 0648-0595. The proposed rule includes new
collection-of-information requirement for the owners of certain fishing
vessels to ensure that IMO numbers are issued for the vessels. This
would be a one-time requirement; no renewals or updates would be
required during the life of a vessel. A fishing vessel owner would
request the issuance of an IMO number by submitting specific
information about the vessel and its ownership and management to IHS
Maritime, which issues IMO numbers on behalf of the IMO. If a fishing
vessel requires an exemption, the owner must provide the required
information to NMFS. Public reporting burden for a vessel to acquire an
IMO number is estimated to average approximately 30 minutes per
response, including the time for reviewing instructions, searching
existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information.
Public comment is sought regarding: Whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information shall
have practical utility; the accuracy of the burden estimate; ways to
enhance the quality, utility, and clarity of the information to be
collected; and ways to minimize the burden of the collection of
information, including through the use of automated collection
techniques or other forms of information technology. Submit comments on
these or any other aspects of the collection of information at
www.reginfo.gov/public/do/PRAMain.
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the Paperwork Reduction Act, unless that collection of
information displays a currently valid OMB control number.
List of Subjects in 50 CFR Part 300
Administrative practice and procedure, Fish, Fisheries, Fishing,
Marine resources, Reporting and recordkeeping requirements, Treaties.
Authority: 16 U.S.C. 6901 et seq.
Dated: September 30, 2021.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 300 is
proposed to be amended as follows:
PART 300--INTERNATIONAL FISHERIES REGULATIONS
Subpart O--Western and Central Pacific Fisheries for Highly
Migratory Species
0
1. The authority citation for 50 CFR part 300, subpart O, continues to
read as follows:
Authority: 16 U.S.C. 6901 et seq.
0
2. In Sec. 300.217, revise paragraph (c)(2) to read as follows:
Sec. 300.217 Vessel identification.
* * * * *
(c) * * *
(2) The owner of a fishing vessel of the United States used for
commercial fishing for HMS in the Convention Area, either on the high
seas or in waters under the jurisdiction of any nation other than the
United States, shall request and obtain an IMO number for the vessel if
the gross tonnage of the vessel, as indicated on the vessel's current
Certificate of Documentation issued under 46 CFR part 67, is at least
100 GRT or 100 GT ITC, or less than 100 GRT down to a size of 12 meters
in overall length. An IMO number may be requested for a vessel by
following the instructions given by the administrator of the IMO ship
identification number scheme; those instructions are currently
available on the website of IHS Markit at:
www.imonumbers.lrfairplay.com.
* * * * *
0
3. In Sec. 300.222, add paragraphs (bbb) through (eee) to read as
follows:
Sec. 300.222 Prohibitions.
* * * * *
(bbb) Fail to comply with the FAD design requirements in Sec.
300.223(b)(4).
(ccc) Fail to comply with the requirements of any exemption under
Sec. 300.226(e).
(ddd) Fail to comply with any of the restrictions, prohibitions or
requirements specified in Sec. 300.229.
[[Page 55798]]
(eee) Fail to comply with the handling and release requirements in
Sec. 300.230.
0
4. In Sec. 300.223, add paragraph (b)(4) to read as follows:
Sec. 300.223 Purse seine fishing restrictions.
* * * * *
(b) * * *
(4) FAD design requirements to reduce entanglements. Owners and
operators of fishing vessels of the United States equipped with purse
seine gear shall ensure that all FADs on board or deployed from the
vessel in the Convention Area comply with the following design
requirements:
(i) Raft. If the FAD design includes a raft (e.g., flat raft or
rolls of material) and if mesh netting is used as part of the structure
of the raft, the mesh netting shall have a stretched mesh size less
than 7 centimeters and the mesh net must be tightly wrapped such that
no netting hangs below the raft when deployed; and
(ii) Subsurface. Any netting used in the subsurface structure of
the FAD must be tightly tied into bundles (``sausages''), or if not
tightly tied into bundles, then must be made of stretched mesh size
less than 7 centimeters and be configured as a panel that is weighted
on the lower end with enough weight to keep the netting vertically taut
in the water column.
* * * * *
0
5. In Sec. 300.226, revise paragraphs (a) and (b) and add paragraph
(e) to read follows:
Sec. 300.226 Oceanic whitetip shark and silky shark.
* * * * *
(a) The owner and operator of a fishing vessel of the United States
used for commercial fishing for HMS cannot retain on board, transship,
store, or land any part or whole carcass of an oceanic whitetip shark
(Carcharhinus longimanus) or silky shark (Carcharhinus falciformis)
that is caught in the Convention Area, either on the high seas or in an
exclusive economic zone, unless subject to the provisions of paragraph
(c) or (e) of this section.
(b) The owner and operator of a fishing vessel of the United States
used for commercial fishing for HMS must release any oceanic whitetip
shark or silky shark that is caught in the Convention Area, either on
the high seas or in an exclusive economic zone, as soon as possible
after the shark is caught and brought alongside the vessel, and take
reasonable steps for its safe release, without compromising the safety
of any persons, unless subject to the provisions of paragraph (c) or
(e) of this section.
* * * * *
(e) Paragraphs (a) and (b) of this section do not apply in the
event that any oceanic whitetip shark or silky shark is not seen by the
crew, operator, or owner of a purse seine vessel, or any WCPFC observer
on board that vessel, prior to being delivered into the vessel hold and
frozen. In such a case, oceanic whitetip shark or silky shark could be
stored and landed, but the vessel owner or operator must notify the on-
board observer and surrender the whole shark to the responsible
government authorities or discard the shark at the first point of
landing or transshipment. In U.S. ports, the responsible government
authority is the NOAA Office of Law Enforcement. Any oceanic whitetip
shark or silky shark surrendered in this manner may not be sold or
bartered, but may be donated for human consumption, consistent with any
applicable laws and policies.
0
6. Add Sec. 300.229 to read as follows:
Sec. 300.229 Mobulid ray restrictions.
The requirements of this section apply in all exclusive economic
zones and all areas of high seas in the Convention Area, excluding the
Overlap Area. For the purpose of this section, mobulid ray is defined
as any ray in the family Mobulidae, which includes manta rays and devil
rays (Mobula spp.)).
(a) The owner and operator of a fishing vessel of the United States
used for commercial fishing for HMS cannot set or attempt to set on or
around a mobulid ray if the animal is sighted at any time prior to the
commencement of the set or the attempted set.
(b) The owner and operator of a fishing vessel of the United States
used for commercial fishing for HMS cannot retain on board, transship,
store, or land any part or whole carcass of a mobulid ray, unless
subject to the provisions of paragraphs (d) through (f) of this
section.
(c) The owner and operator of a fishing vessel of the United States
used for commercial fishing for HMS must release any mobulid ray, as
soon as possible, and must ensure that all reasonable steps are taken
to ensure its safe release, without compromising the safety of any
persons, unless subject to the provisions of paragraphs (d) through (f)
of this section.
(d) Paragraphs (b) and (c) of this section do not apply in the
event that a WCPFC observer collects, or requests the assistance of the
vessel crew, operator, or owner in the collection of, samples of a
mobulid ray in the Convention Area.
(e) The crew, operator, and owner of a vessel must allow and assist
a WCPFC observer to collect samples of a mobulid ray in the Convention
Area, if requested to do so by WCPFC observer.
(f) Paragraphs (b) and (c) of this section do not apply in the
event that a mobulid ray is not seen by the crew, operator, or owner of
a purse seine vessel, or any WCPFC observer on board that vessel, prior
to being delivered into the vessel hold and frozen. In such a case, a
mobulid ray could be stored and landed, but the vessel owner or
operator must notify the on-board observer and surrender the whole ray
to the responsible government authorities or discard the animal at the
first point of landing or transshipment. In U.S. ports, the responsible
government authority is the NOAA Office of Law Enforcement. Any mobulid
ray shark surrendered in this manner may not be sold or bartered, but
may be donated for human consumption, consistent with any applicable
laws and policies.
0
7. Add Sec. 300.230 to read as follows:
Sec. 300.230 Shark handling and release.
(a) The requirements of paragraph (b) of this section apply to all
fishing vessels of the United States used for commercial fishing for
HMS. The requirements apply in all exclusive economic zones and all
areas of high seas in the Convention Area, excluding the Overlap Area.
The requirements apply only if there is a WCPFC observer or camera
monitoring device on board the fishing vessel.
(b) Prior to releasing any shark that is caught during fishing
operations and not brought on board the fishing vessel, the owner and
operator, without compromising the safety of any persons, shall ensure
that the shark is brought alongside the vessel for identification
purposes.
[FR Doc. 2021-21646 Filed 10-6-21; 8:45 am]
BILLING CODE 3510-22-P