Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Holding Company, 53301-53302 [2021-20880]
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Federal Register / Vol. 86, No. 184 / Monday, September 27, 2021 / Notices
nonmember banks are provided with
adequate records concerning the
transactions. The regulation is also
designed to ensure that insured state
nonmember banks maintain adequate
records and controls with respect to the
securities transactions they effect.
Finally, this regulation requires officers
and employees of FDIC-supervised
institutions to report to the FDIC
supervised institution certain personal
securities trading activity.
Sections 344.4, 344.5, and 344.6 refer
to reporting and third party disclosure
burdens associated with confirmation of
securities transactions. The FDIC
assumes that banks automate
notifications to customers of securities
transactions, and would automate these
notifications even if 12 CFR 344 were
not in place. The automation includes
the recordkeeping and disclosure of the
confirmation of securities transactions.
As such, FDIC believes that the
activities associated with sections 344.4,
344.5, and 344.6 are all done in the
ordinary course business, and do not
represent PRA burden.
Potential respondents to this IC are all
FDIC-supervised institutions that effect
securities transactions for customers.
Respondents include institutions that
conduct securities transactions
themselves or that conduct securities
transactions through a broker/dealer. To
estimate the annual number of
respondents, FDIC referenced the
number of FDIC-supervised institutions
that reported exercising fiduciary
powers as of the first quarter of 2021,1
which is reported on item 2 of Call
Report Schedule RC–T.
As of March 31, 2021, 691 FDICsupervised institutions reported
exercising fiduciary powers.2 These 691
entities are subject to the PRA
requirements in 12 CFR 344.8. Thus,
FDIC estimates 691 respondents to the
line items corresponding to this section.
In the previous renewal of this
information collection, the FDIC
estimated 680 respondents to this IC;
this estimate was derived by counting
the number of FDIC-supervised
institutions with income from securities
brokerage activity. The increase in the
estimated number of respondents from
680 to 691 is a result of a change in
estimation methodology due to a change
in the call report reporting
requirements.3
The line item corresponding to 12
CFR 344.9 applies to officers and
employees of FDIC-supervised
institutions who ‘‘make investment
recommendations or decisions for the
1 RIS
variable TREXER.
Call Report data, March 2021.
2 FDIC
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accounts of customers; participate in the
determination of such recommendations
or decisions; or in connection with their
duties, obtain information concerning
which securities are being purchased or
sold or recommend such action.’’ 5
Excluded from this requirement are
‘‘transactions for the benefit of the
officer or employee over which the
officer or employee has no direct or
indirect influence or control;
transactions in registered investment
company shares; transactions in
government securities; and all
transactions involving in the aggregate
$10,000 or less during the calendar
quarter.’’ 6 The FDIC does not currently
have access to data on how many
officers or employees are required to
report trading activities in which they
have a beneficial interest in accordance
with Section 344.9. In the estimate for
the previous ICR, it was assumed that
five officers or employees per FDICsupervised institution affected by this IC
who would respond to this line item.
Based on supervisory experience, FDIC
believes that most of the smaller FDICsupervised institutions do not have any
personnel subject to Section 344.9.7
Accordingly, FDIC has reduced the
assumed number of officers or
employees per FDIC-supervised
institution who would respond to this
line item from five to three. FDIC
therefore estimates 2,073 respondents
per year to this line item.8 This estimate
constitutes a decrease of 1,327 in the
estimated annual number of
respondents to this IC.
Section 344.8 requires FDICsupervised institutions to establish
processes and procedures for assigning
responsibility for supervising employees
and officers who are involved with
processing, documenting, and executing
securities transactions for customers,
and for ensuring equitable treatment of
parties to a security transaction, and of
customers who submit orders for the
same security or securities at
approximately the same time. Policies
and procedures are generally reviewed
and updated annually. FDIC therefore
estimate one response per respondent to
this line item as FDIC believes that
institutions are more likely to update
their policies and procedures annually
rather than monthly. This estimate
represents a decrease of 11 responses
per respondent.
FDIC has also revised its estimate of
the time required to respond to the
requirements of Section 344.8 to one
hour per response. This estimate
represents an increase of 0.75 hours per
5 12
6
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CFR 344.9(a).
12 CFR 344.9(b)
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53301
response from the estimate included in
the 2018 renewal and is based on the
FDIC’s experience with this information
collection.
FDIC estimates one hour per response
for the burden related to Section 344.9.
This estimate represents a decrease of
0.5 hours per response from the estimate
included in the 2018 renewal and is also
based on the FDIC’s experience with
this information collection.
The total estimated annual burden for
this information collection is 8,983
hours, which is a decrease of 56,297
hours from the estimate included in the
previous renewal.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Dated at Washington, DC, on September
19, 2021.
Federal Deposit Insurance Corporation.
James P. Sheesley,
Assistant Executive Secretary.
FR Doc. 2021–20808 Filed 9–24–21; 8:45 am
BILLING CODE 6714–01–P
FEDERAL RESERVE SYSTEM
Change in Bank Control Notices;
Acquisitions of Shares of a Bank or
Bank Holding Company
The notificants listed below have
applied under the Change in Bank
Control Act (Act) (12 U.S.C. 1817(j)) and
§ 225.41 of the Board’s Regulation Y (12
CFR 225.41) to acquire shares of a bank
or bank holding company. The factors
that are considered in acting on the
applications are set forth in paragraph 7
of the Act (12 U.S.C. 1817(j)(7)).
The public portions of the
applications listed below, as well as
other related filings required by the
Board, if any, are available for
immediate inspection at the Federal
Reserve Bank(s) indicated below and at
the offices of the Board of Governors.
This information may also be obtained
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53302
Federal Register / Vol. 86, No. 184 / Monday, September 27, 2021 / Notices
on an expedited basis, upon request, by
contacting the appropriate Federal
Reserve Bank and from the Board’s
Freedom of Information Office at
https://www.federalreserve.gov/foia/
request.htm. Interested persons may
express their views in writing on the
standards enumerated in paragraph 7 of
the Act.
Comments regarding each of these
applications must be received at the
Reserve Bank indicated or the offices of
the Board of Governors, Ann E.
Misback, Secretary of the Board, 20th
Street and Constitution Avenue NW,
Washington DC 20551–0001, not later
than October 12, 2021.
A. Federal Reserve Bank of Chicago
(Colette A. Fried, Assistant Vice
President) 230 South LaSalle Street,
Chicago, Illinois 60690–1414:
1. Stilwell Activist Investments, L.P,
Stilwell Activist Fund, L.P., and Stilwell
Value Partners VII, L.P., together known
as The Stilwell Group, Stilwell Value
LLC, as general partner of each of the
limited partnerships, all of New York,
New York; and Joseph D. Stilwell, San
Juan, Puerto Rico, as managing member
of Stilwell Value LLC; a group acting in
concert, to acquire voting shares of CIB
Marine Bancshares, Inc., Brookfield,
Wisconsin, and thereby indirectly
acquire voting shares of CIBM Bank,
Champaign, Illinois.
Board of Governors of the Federal Reserve
System, September 22, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021–20880 Filed 9–24–21; 8:45 am]
BILLING CODE P
GENERAL SERVICES
ADMINISTRATION
[Notice–PCSCOTUS–2021–01; Docket No.
PCSCOTUS–2021–0001; Sequence No. 4]
Office of Asset and Transportation
Management; Presidential Commission
on the Supreme Court of the United
States; Notification of Upcoming
Public Virtual Meeting and Request for
Public Comment
Office of Government-wide
Policy, General Services Administration
(GSA).
ACTION: Request for public comment;
meeting notice.
lotter on DSK11XQN23PROD with NOTICES1
AGENCY:
GSA is accepting written
public comments on the work of the
Presidential Commission on the
Supreme Court of the United States
(Commission). Further, GSA is
providing notice of an open public
virtual meeting of the Commission in
SUMMARY:
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18:08 Sep 24, 2021
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accordance with the requirements of the
Federal Advisory Committee Act. The
purpose of this meeting is for the
Commissioners to deliberate on the
report that the Commission is charged
with preparing pursuant to Executive
Order 14023. For more information on
the meeting agenda, please see the
SUPPLEMENTARY INFORMATION section of
this notice. This meeting is open to the
public and will be live-streamed at
www.whitehouse.gov/pcscotus/.
Materials relevant to the public meeting
will be posted at www.whitehouse.gov/
pcscotus/ prior to the meeting.
DATES: The Commission will hold a
public virtual meeting on October 15,
2021 from 10:00 a.m. to 5:00 p.m.,
Eastern Standard Time (EST).
ADDRESSES: This meeting will be
conducted virtually on the internet.
Interested individuals must register to
attend as instructed below.
Procedures for Attendance and Public
Comment
Attendance. This meeting is open to
the public and the Commission
encourages the public’s attendance. To
attend this public virtual meeting,
please send an email with the Subject:
Registration. In the body of the email,
provide your full name, organization (if
applicable), email address, and phone
number to the Designated Federal
Officer, at info@pcscotus.gov.
Registration requests must be received
by 5:00 p.m. ET, on October 13, 2021.
Registrations received after this day/
time may not be processed.
Public Comments. Written public
comments are being accepted via https://
www.regulations.gov, the Federal
eRulemaking portal throughout the life
of the Commission. To submit a written
public comment, go to https://
www.regulations.gov and search for
PCSCOTUS–2021–0001. Then, click on
the ‘‘Comment’’ button that shows up in
the search results. Select the link
‘‘Comment’’ that corresponds with this
notice. Follow the instructions provided
on the screen. Please include your
name, company name (if applicable),
and ‘‘PCSCOTUS–2021–0001,
Notification of Upcoming Public Virtual
Meeting and Request for Public
Comment’’ on your attached document
(if applicable). Public comments
meeting our public comment policy,
included under SUPPLEMENTARY
INFORMATION, will be shared on
Regulations.gov. Comments provided by
5:00 p.m. ET, on October 11, 2021 will
be provided to the Commission
members in advance of the October 15
public meeting. Comments submitted
after this date will still be provided to
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the Commission members, but please be
advised that Commission members may
not have adequate time to consider the
comments prior to the meeting.
Special accommodations. For
information on services for individuals
with disabilities, or to request
accommodation of a disability, please
contact the Designated Federal Officer at
least 10 business days prior to the
meeting to give GSA as much time as
possible to process the request.
FOR FURTHER INFORMATION CONTACT: For
information on the public virtual
meeting, contact Dana Fowler,
Designated Federal Officer, Office of
Government-wide Policy, General
Services Administration, at info@
pcscotus.gov, 202–501–1777.
SUPPLEMENTARY INFORMATION:
Background
The Administrator of GSA established
the Commission under the Federal
Advisory Committee Act on April 26,
2021 pursuant to Executive Order
14023, Establishment of the Presidential
Commission on the Supreme Court of
the United States, issued on April 9,
2021. Per the Executive Order, the
Commission shall produce a report for
the President that includes the
following:
(i) An account of the contemporary
commentary and debate about the role
and operation of the Supreme Court in
our constitutional system and about the
functioning of the constitutional process
by which the President nominates and,
by and with the advice and consent of
the Senate, appoints Justices to the
Supreme Court;
(ii) The historical background of other
periods in the Nation’s history when the
Supreme Court’s role and the
nominations and advice-and-consent
process were subject to critical
assessment and prompted proposals for
reform; and
(iii) An analysis of the principal
arguments in the contemporary public
debate for and against Supreme Court
reform, including an appraisal of the
merits and legality of particular reform
proposals.
Meeting Agenda
The purpose of this meeting is for the
Commissioners to deliberate on the
report that the Commission is charged
with preparing pursuant to Executive
Order 14023. The agenda and
deliberations will be organized in
accordance with the tentative structure
of the report.
• Chapter 1: Setting the Stage: The
Genesis of the Reform Debate and the
Commission’s Mission
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Agencies
[Federal Register Volume 86, Number 184 (Monday, September 27, 2021)]
[Notices]
[Pages 53301-53302]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-20880]
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FEDERAL RESERVE SYSTEM
Change in Bank Control Notices; Acquisitions of Shares of a Bank
or Bank Holding Company
The notificants listed below have applied under the Change in Bank
Control Act (Act) (12 U.S.C. 1817(j)) and Sec. 225.41 of the Board's
Regulation Y (12 CFR 225.41) to acquire shares of a bank or bank
holding company. The factors that are considered in acting on the
applications are set forth in paragraph 7 of the Act (12 U.S.C.
1817(j)(7)).
The public portions of the applications listed below, as well as
other related filings required by the Board, if any, are available for
immediate inspection at the Federal Reserve Bank(s) indicated below and
at the offices of the Board of Governors. This information may also be
obtained
[[Page 53302]]
on an expedited basis, upon request, by contacting the appropriate
Federal Reserve Bank and from the Board's Freedom of Information Office
at https://www.federalreserve.gov/foia/request.htm. Interested persons
may express their views in writing on the standards enumerated in
paragraph 7 of the Act.
Comments regarding each of these applications must be received at
the Reserve Bank indicated or the offices of the Board of Governors,
Ann E. Misback, Secretary of the Board, 20th Street and Constitution
Avenue NW, Washington DC 20551-0001, not later than October 12, 2021.
A. Federal Reserve Bank of Chicago (Colette A. Fried, Assistant
Vice President) 230 South LaSalle Street, Chicago, Illinois 60690-1414:
1. Stilwell Activist Investments, L.P, Stilwell Activist Fund,
L.P., and Stilwell Value Partners VII, L.P., together known as The
Stilwell Group, Stilwell Value LLC, as general partner of each of the
limited partnerships, all of New York, New York; and Joseph D.
Stilwell, San Juan, Puerto Rico, as managing member of Stilwell Value
LLC; a group acting in concert, to acquire voting shares of CIB Marine
Bancshares, Inc., Brookfield, Wisconsin, and thereby indirectly acquire
voting shares of CIBM Bank, Champaign, Illinois.
Board of Governors of the Federal Reserve System, September 22,
2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021-20880 Filed 9-24-21; 8:45 am]
BILLING CODE P