Extending the Duration of the AP1000 Design Certification, 52619-52622 [2021-20227]
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52619
Proposed Rules
Federal Register
Vol. 86, No. 181
Wednesday, September 22, 2021
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 52
[NRC–2020–0269]
RIN 3150–AK56
Extending the Duration of the AP1000
Design Certification
Nuclear Regulatory
Commission.
ACTION: Proposed rule and
environmental assessment.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is proposing to
amend its regulations to update the
design to reflect changes provided by
Westinghouse Electric Company LLC
and to extend the duration of the
AP1000 design certification for an
additional 5 years. The NRC invites
public comment on this proposed rule
and environmental assessment.
DATES: Submit comments by October 22,
2021. Comments received after this date
will be considered if it is practical to do
so, but the NRC is able to ensure
consideration only for comments
received on or before this date.
ADDRESSES: You may submit comments
by any of the following methods (unless
this document describes a different
method for submitting comments on a
specific subject):
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2020–0269. Address
questions about NRC dockets to Dawn
Forder; telephone: 301–415–3407;
email: Dawn.Forder@nrc.gov. For
technical questions contact the
individuals listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• Email comments to:
Rulemaking.Comments@nrc.gov. If you
do not receive an automatic email reply
confirming receipt, then contact us at
301–415–1677.
For additional direction on obtaining
information and submitting comments,
see ‘‘Obtaining Information and
SUMMARY:
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Submitting Comments’’ in the
section of
this document.
FOR FURTHER INFORMATION CONTACT:
Daniel Doyle, Office of Nuclear Material
Safety and Safeguards, telephone: 301–
415–3748, email: Daniel.Doyle@nrc.gov,
or Bruce Bavol, Office of Nuclear
Reactor Regulation, telephone: 301–
415–6715, email: Bruce.Bavol@nrc.gov.
Both are staff of the U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001.
SUPPLEMENTARY INFORMATION:
SUPPLEMENTARY INFORMATION
Table of Contents
I. Obtaining Information and Submitting
Comments
II. Rulemaking Procedure
III. Background
IV. Plain Writing
V. Environmental Assessment and Final
Finding of No Significant Impact
VI. Paperwork Reduction Act
VII. Voluntary Consensus Standards
VIII. Availability of Documents
I. Obtaining Information and
Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC–2020–
0269 when contacting the NRC about
the availability of information for this
action. You may obtain publicly
available information related to this
action by any of the following methods:
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2020–0269.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publicly
available documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘Begin Web-based ADAMS Search.’’ For
problems with ADAMS, please contact
the NRC’s Public Document Room
reference staff at 1–800–397–4209, at
301–415–4737, or by email to
PDR.Resource@nrc.gov. For the
convenience of the reader, instructions
about obtaining materials referenced in
this document are provided in the
Availability of Documents section.
• Attention: The Public Document
Room, where you may examine and
order copies of public documents, is
currently closed. You may submit your
request via email at PDR.Resource@
nrc.gov or call 1–800–397–4209 between
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8:00 a.m. and 4:00 p.m. (ET), Monday
through Friday, except Federal holidays.
• Attention: The Technical Library,
which is located at Two White Flint
North, 11545 Rockville Pike, Rockville,
Maryland 20852, is open by
appointment only. Interested parties
may make appointments to examine
documents by contacting the NRC
Technical Library by email at
Library.Resource@nrc.gov between 8:00
a.m. and 4:00 p.m. (ET), Monday
through Friday, except Federal holidays.
B. Submitting Comments
The NRC encourages electronic
comment submission through the
Federal rulemaking website (https://
www.regulations.gov). Please include
Docket ID NRC–2020–0269 in your
comment submission.
The NRC cautions you not to include
identifying or contact information that
you do not want to be publicly
disclosed in your comment submission.
The NRC will post all comment
submissions at https://
www.regulations.gov as well as enter the
comment submissions into ADAMS.
The NRC does not routinely edit
comment submissions to remove
identifying or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the NRC, then you should
inform those persons not to include
identifying or contact information that
they do not want to be publicly
disclosed in their comment submission.
Your request should state that the NRC
does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment into ADAMS.
II. Rulemaking Procedure
Because the NRC anticipates that this
action will be non-controversial, the
NRC is publishing this proposed rule
concurrently with a direct final rule in
the Rules and Regulations section of this
issue of the Federal Register. The direct
final rule will become effective on
December 6, 2021. However, if the NRC
receives significant adverse comments
on this proposed rule or environmental
assessment by October 22, 2021, then
the NRC will publish a document that
withdraws the direct final rule and will
subsequently address the comments
received in any final rule as a response
to this proposed rule. Absent significant
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Federal Register / Vol. 86, No. 181 / Wednesday, September 22, 2021 / Proposed Rules
modifications to the proposed revisions
requiring republication, the NRC does
not intend to initiate a second comment
period on this action in the event the
direct final rule is withdrawn.
A significant adverse comment is a
comment in which the commenter
explains why the rule (including the
environmental assessment) would be
inappropriate, including challenges to
the rule’s underlying premise or
approach, or would be ineffective or
unacceptable without a change. A
comment is adverse and significant if it
meets the following criteria:
(1) The comment opposes the rule and
provides a reason sufficient to require a
substantive response in a notice-andcomment process. For example, a
substantive response is required when:
(a) The comment causes the NRC to
reevaluate (or reconsider) its position or
conduct additional analysis;
(b) The comment raises an issue
serious enough to warrant a substantive
response to clarify or complete the
record; or
(c) The comment raises a relevant
issue that was not previously addressed
or considered by the NRC.
(2) The comment proposes a change
or an addition to the rule, and it is
apparent that the rule would be
ineffective or unacceptable without
incorporation of the change or addition.
(3) The comment causes the NRC to
make a change (other than editorial) to
the rule.
For additional information, including
procedural information, see the direct
final rule published in the Rules and
Regulations section of this issue of the
Federal Register.
III. Background
The NRC is amending the design
certification (DC) for the AP1000
standard plant design to extend the
duration of the DC for 5 years, as
proposed by the NRC staff in SECY–20–
0082, ‘‘Rulemaking Plan to Extend the
Duration of the AP1000 Design
Certification,’’ dated September 8, 2020
(‘‘rulemaking plan’’), and approved by
the Commission in SRM–SECY–20–
0082, dated November 17, 2020. To
issue this extension, the NRC must
conclude that the standard design
continues to meet the applicable
standards and requirements of the
Atomic Energy Act of 1954, as amended
(the AEA), and the Commission’s
regulations. This action would allow an
applicant to reference the AP1000
design certification while the
Commission considers potential
changes to the duration and renewal of
future and currently valid design
certifications more broadly in a
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separate, ongoing rulemaking
(Alignment of Licensing Processes and
Lessons Learned from New Reactor
Licensing NRC–2009–0196; RIN 3150–
AI66). The NRC also is updating the DC
to reflect changes provided by
Westinghouse Electric Company LLC
(Westinghouse), by letter dated March
19, 2021 (ADAMS Accession No.
ML21081A023).
The purpose of the amendment is to
extend by 5 years the period that the
AP1000 DC is valid for referencing by
an applicant and to include design
changes previously approved by the
NRC in multiple combined license
proceedings. The extended duration
would align with the extended renewal
period previously granted by the NRC to
Westinghouse for the AP1000 DC in its
exemption issued by letter dated
February 14, 2018 (ADAMS Accession
No. ML17265A099). With this proposed
duration extension, the AP1000 DC
would remain valid for referencing until
February 27, 2026.
The AP1000 DC in appendix D,
‘‘Design Certification Rule for the
AP1000 Design,’’ to part 52, ‘‘Licenses,
Certifications, and Approvals for
Nuclear Power Plants,’’ of title 10 of the
Code of Federal Regulations (10 CFR)
expired on February 27, 2021. By letter
dated June 26, 2020, Westinghouse
requested that the NRC extend the
duration of the AP1000 DC by 5 years,
retroactive to the expiration date.
IV. Discussion
In the rulemaking plan, the NRC staff
acknowledged that there were known
design issues that it would need to
assess in the rulemaking to determine
their impact on the necessary safety and
environmental findings. The following
five aspects of the design were
discovered to have issues after the NRC
updated the design certification rule to
incorporate Revision 19 of the AP1000
design control document (DCD)
(ADAMS Accession No. ML11171A500)
on December 30, 2011: (1) Passive core
cooling system containment condensate
return, (2) main control room dose, (3)
main control room heatup, (4) hydrogen
vent inspections, tests, analyses, and
acceptance criteria (ITAAC), and (5)
neutron flux logic operating bypass.
Combined license holders and
applicants have previously referenced
and resolved these five design issues,
and the NRC has approved the same
changes to address the issues in
multiple combined license applications
and amendments.
After the NRC staff began assessing
the known design issues for the
rulemaking, Westinghouse indicated its
preference to update the design to
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reflect the changes made in the previous
applications referencing the AP1000
design. By letter dated March 19, 2021
(ADAMS Accession No. ML21081A023),
Westinghouse submitted applicable
AP1000 DCD markups and references
that illustrate how: (1) The five issues
have been corrected based on
construction of the current AP1000
reactors for Southern Nuclear Company
Vogtle Electric Generating Plant, Units 3
and 4, and (2) Westinghouse has marked
up the referenced DCD in accordance
with those changes. The NRC staff used
these references to verify the
Westinghouse submitted DCD markups
are the same as the design changes the
NRC has previously reviewed and
approved to address the design issues.
The NRC staff verified, as
documented in the NRC staff’s
Verification Evaluation Report, that the
corrected information provided in the
markups is the same as has been
previously reviewed and approved by
the NRC for various combined license
and license amendment applications. In
reviewing those applications, the NRC
staff determined that the design changes
resolved the identified design issues,
met the applicable regulations, and that
the design as modified met the
applicable requirements of the AEA and
the NRC’s regulations. Neither the
applicable provisions of the AEA nor
the NRC’s regulations have changed
since those applications were approved.
Therefore, the NRC concludes that the
relevant safety findings reached in the
NRC staff reviews of those prior
applications apply to the AP1000 design
changes incorporated by the direct final
rule and that the standard design, as
modified by those changes, meets the
applicable standards of the AEA and the
NRC’s regulations.
V. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise, and
well-organized manner that also follows
other best practices appropriate to the
subject or field and the intended
audience. The NRC has written this
document to be consistent with the
Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31885).
The NRC requests comment on the
proposed rule with respect to clarity
and effectiveness of the language used.
VI. Environmental Assessment and
Final Finding of No Significant Impact
The NRC has determined under the
National Environmental Policy Act of
1969, as amended (NEPA), and the
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NRC’s regulations in subpart A,
‘‘National Environmental Policy Act—
Regulations Implementing Section
102(2),’’ of 10 CFR part 51,
‘‘Environmental Protection Regulations
for Domestic Licensing and Related
Regulatory Functions,’’ that this
proposed rule, if issued, would not be
a major Federal action significantly
affecting the quality of the human
environment and, therefore, an
environmental impact statement is not
required. The NRC’s generic
determination in this regard, reflected in
§ 51.32(b)(1), is based upon the
following considerations. A design
certification rule does not authorize the
siting, construction, or operation of a
facility referencing any particular
design, but only codifies a standard
design certification in a rule (extending
the AP1000 design certification and
incorporating changes to the design in
this case). The NRC will evaluate the
environmental impacts and issue an
environmental impact statement as
appropriate under NEPA as part of the
application for the construction and
operation of a facility referencing any
particular design certification rule.
Comments on the environmental
assessment will be limited to the
consideration of severe accident
mitigation design alternatives as
required by § 51.30(d). The
environmental assessment is available
as indicated in the Availability of
Documents section.
VII. Paperwork Reduction Act
This proposed rule does not contain
any new or amended collections of
information subject to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). Existing collections of
information were approved by the
Office of Management and Budget,
control number 3150–0151.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a collection of information unless the
document requesting or requiring the
collection displays a currently valid
Office of Management and Budget
control number.
VIII. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995, Public
52621
Law 104–113, requires that Federal
agencies use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless the
use of such a standard is inconsistent
with applicable law or otherwise
impractical. Design certifications are not
generic rulemakings establishing a
generally applicable standard with
which all 10 CFR parts 50 and 52
nuclear power plant licensees must
comply. Design certifications are
Commission approvals of specific
nuclear power plant designs by
rulemaking. Furthermore, design
certifications are initiated by an
applicant for rulemaking, rather than by
the NRC. This action does not constitute
the establishment of a standard that
contains generally applicable
requirements.
IX. Availability of Documents
The documents identified in the
following table are available to
interested persons through one or more
of the following methods, as indicated.
ADAMS
Accession No./
Federal Register
citation
Document
Environmental Assessment by the U.S. Nuclear Regulatory Commission Relating to Extension of the AP1000 Standard Design Certification Docket No. 52–006, dated September 1, 2021.
Reactor Regulatory History on Design Certification Rules, dated April 26, 2000 1 .....................................................................
SECY–20–0082, ‘‘Rulemaking Plan to Extend the Duration of the AP1000 Design Certification,’’ dated September 8, 2020
Staff Requirements Memorandum for SECY–20–0082, ‘‘Rulemaking Plan to Extend the Duration of the AP1000 Design
Certification,’’ dated November 17, 2020.
U.S. Nuclear Regulatory Commission Verification Evaluation Report, dated May 11, 2021 ......................................................
Westinghouse AP1000 Design Control Document Revision 19, dated June 13, 2011 ..............................................................
NRC Letter for the Staff Evaluation of the Westinghouse Request for Exemptions Related to the Duration of the AP1000
Design Certification, dated February 14, 2018.
Westinghouse Electric Company LLC—AP1000 Design Certification Extension Request, dated June 26, 2020 .....................
Westinghouse Electric Company LLC, Supplemental Information to Support the AP1000 Design Certification Extension
(Non-proprietary), DCP_NRC_003343, dated March 19, 2021.
Safety Evaluation—Issuance of Amendment Nos. 72 and 71 for Southern Nuclear Company, Inc., Vogtle Units 3 and 4,
Respectively, License Amendment Request (LAR) 16–026, dated February 27, 2017.
Safety Evaluation—Amendment Nos. 123 and 122 for Southern Nuclear Company, Inc., Vogtle Electric Generating Plant
Units 3 and 4, Respectively, LAR–17–023, dated April 20, 2018.
Safety Evaluation—Amendment Nos. 108 and 107 for Southern Nuclear Company, Inc., Vogtle Units 3 and 4, Respectively, LAR–17–001, dated February 1, 2018.
Safety Evaluation—Amendment Nos. 84 and 83 for Southern Nuclear Company, Inc., Vogtle Units 3 and 4, Respectively,
LAR–17–003, dated August 23, 2017.
Safety Evaluation—Amendment Nos. 71 and 70 for Southern Nuclear Company, Inc., Vogtle Units 3 and 4, Respectively,
LAR–16–006, dated February 24, 2017.
Safety Evaluation—Florida Power and Light Company’s Turkey Point Nuclear Generating Units 6 and 7, FSER Chapter 16,
‘‘Technical Specifications,’’ dated November 10, 2016.
ML21181A109
ML003761550
ML20252A153
ML20322A047
ML21131A221
ML11171A500
ML17265A099
ML20178A640
ML21081A023
ML17024A307
ML18085A628
ML18011A894
ML17213A224
ML16320A174
ML16266A185
1 The regulatory history of the NRC’s design certification reviews is a package of documents that is available in the NRC’s Public Document
Room and NRC Library: Reactor Regulatory History on Design Certification Rules, April 26, 2000. This history spans the period during which the
NRC simultaneously developed the regulatory standards for reviewing these designs and the form and content of the rules that certified the designs. This document predates this rulemaking and therefore does not contain a regulatory history for this rulemaking.
The NRC may post materials related
to this document, including public
comments, on the Federal rulemaking
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website at https://www.regulations.gov
under Docket ID NRC–2020–0269.
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List of Subjects in 10 CFR Part 52
Administrative practice and
procedure, Antitrust, Combined license,
Early site permit, Emergency planning,
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Federal Register / Vol. 86, No. 181 / Wednesday, September 22, 2021 / Proposed Rules
Fees, Incorporation by reference,
Inspection, Issue finality, Limited work
authorization, Nuclear power plants and
reactors, Probabilistic risk assessment,
Prototype, Reactor siting criteria,
Redress of site, Penalties, Reporting and
recordkeeping requirements, Standard
design, Standard design certification.
Dated September 1, 2021.
For the Nuclear Regulatory Commission.
Margaret M. Doane,
Executive Director for Operations.
[FR Doc. 2021–20227 Filed 9–21–21; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Authority for This Rulemaking
Federal Aviation Administration
14 CFR Part 71
[Docket No. FAA–2021–0801; Airspace
Docket No. 20–ASO–29]
RIN 2120–AA66
Proposed Establishment of Class E
Airspace; Fulton, KY
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
This action proposes to
establish Class E airspace extending
upward from 700 feet above the surface
for Fulton Airport, Fulton, KY, to
accommodate new area navigation
(RNAV) global positioning system (GPS)
standard instrument approach
procedures (SIAPs) serving this airport.
Controlled airspace is necessary for the
safety and management of instrument
flight rules (IFR) operations in the area.
DATES: Comments must be received on
or before November 8, 2021.
ADDRESSES: Send comments on this
proposal to: U.S. Department of
Transportation, Docket Operations, 1200
New Jersey Avenue SE, West Building
Ground Floor, Room W12–140,
Washington, DC 20590–0001;
Telephone: (800) 647–5527, or (202)
366–9826. You must identify the Docket
No. FAA–2021–0801, Airspace Docket
No. 20–ASO–29, at the beginning of
your comments. You may also submit
comments through the internet at
https://www.regulations.gov.
FAA Order JO 7400.11F Airspace
Designations and Reporting Points, and
subsequent amendments can be viewed
online at https://www.faa.gov/air_
traffic/publications/. For further
information, you can contact the
Airspace Policy Group, Federal Aviation
Administration, 800 Independence
SUMMARY:
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Avenue SW, Washington, DC 20591;
Telephone: (202) 267–8783. The Order
is also available for inspection at the
National Archives and Records
Administration (NARA). For
information on the availability of FAA
Order JO 7400.11F at NARA, email
fr.inspection@nara.gov or go to https://
www.archives.gov/federal-register/cfr/
ibr-locations.html.
FOR FURTHER INFORMATION CONTACT: John
Fornito, Operations Support Group,
Eastern Service Center, Federal Aviation
Administration, 1701 Columbia Avenue,
College Park, GA 30337; Telephone
(404) 305–6364.
SUPPLEMENTARY INFORMATION:
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, Section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority. This rulemaking is
promulgated under the authority
described in Subtitle VII, Part A,
Subpart I, Section 40103. Under that
section, the FAA is charged with
prescribing regulations to assign the use
of airspace necessary to ensure the
safety of aircraft and the efficient use of
airspace. This regulation is within the
scope of that authority, as it would
establish Class E airspace in Fulton, KY,
to support IFR operations in the area.
Comments Invited
Interested persons are invited to
comment on this proposed rulemaking
by submitting such written data, views,
or arguments, as they may desire.
Comments that provide the factual basis
supporting the views and suggestions
presented are particularly helpful in
developing reasoned regulatory
decisions on the proposal. Comments
are specifically invited on the overall
regulatory, aeronautical, economic,
environmental, and energy-related
aspects of the proposal.
Communications should identify both
docket numbers (Docket No. FAA–
2021–0801 and Airspace Docket No. 20–
ASO–29) and be submitted in triplicate
to DOT Docket Operations (see
ADDRESSES section for the address and
phone number). You may also submit
comments through the internet at
https://www.regulations.gov.
Persons wishing the FAA to
acknowledge receipt of their comments
on this action must submit with those
comments a self-addressed stamped
postcard on which the following
statement is made: ‘‘Comments to FAA
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Docket No. FAA–2021–0801; Airspace
Docket No. 20–ASO–29.’’ The postcard
will be date/time stamped and returned
to the commenter.
All communications received before
the specified closing date for comments
will be considered before taking action
on the proposed rule. The proposal
contained in this document may be
changed in light of the comments
received. All comments submitted will
be available for examination in the
public docket both before and after the
comment closing date. A report
summarizing each substantive public
contact with FAA personnel concerned
with this rulemaking will be filed in the
docket.
Availability of NPRMs
An electronic copy of this document
may be downloaded through the
internet at https://www.regulations.gov.
Recently published rulemaking
documents can also be accessed through
the FAA’s web page at https://
www.faa.gov/air_traffic/publications/
airspace_amendments/.
You may review the public docket
containing the proposal, any comments
received and any final disposition in
person in the Dockets Office (see the
ADDRESSES section for address and
phone number) between 9:00 a.m. and
5:00 p.m., Monday through Friday,
except federal holidays. An informal
docket may also be examined between
8:00 a.m. and 4:30 p.m., Monday
through Friday, except federal holidays
at the office of the Eastern Service
Center, Federal Aviation
Administration, Room 350, 1701
Columbia Avenue, College Park, GA
30337.
Availability and Summary of
Documents for Incorporation by
Reference
This document proposes to amend
FAA Order JO 7400.11F, Airspace
Designations and Reporting Points,
dated August 10, 2021, and effective
September 15, 2021. FAA Order JO
7400.11F is publicly available as listed
in the ADDRESSES section of this
document. FAA Order JO 7400.11F lists
Class A, B, C, D, and E airspace areas,
air traffic service routes, and reporting
points.
The Proposal
The FAA proposes an amendment to
14 CFR part 71 to establish Class E
airspace extending upward from 700
feet above the surface at Fulton Airport,
Fulton, KY, to accommodate new area
navigation (RNAV) global positioning
system (GPS) standard instrument
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Agencies
[Federal Register Volume 86, Number 181 (Wednesday, September 22, 2021)]
[Proposed Rules]
[Pages 52619-52622]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-20227]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
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Federal Register / Vol. 86, No. 181 / Wednesday, September 22, 2021 /
Proposed Rules
[[Page 52619]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 52
[NRC-2020-0269]
RIN 3150-AK56
Extending the Duration of the AP1000 Design Certification
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule and environmental assessment.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is proposing to
amend its regulations to update the design to reflect changes provided
by Westinghouse Electric Company LLC and to extend the duration of the
AP1000 design certification for an additional 5 years. The NRC invites
public comment on this proposed rule and environmental assessment.
DATES: Submit comments by October 22, 2021. Comments received after
this date will be considered if it is practical to do so, but the NRC
is able to ensure consideration only for comments received on or before
this date.
ADDRESSES: You may submit comments by any of the following methods
(unless this document describes a different method for submitting
comments on a specific subject):
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2020-0269. Address
questions about NRC dockets to Dawn Forder; telephone: 301-415-3407;
email: [email protected]. For technical questions contact the
individuals listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
Email comments to: [email protected]. If you do
not receive an automatic email reply confirming receipt, then contact
us at 301-415-1677.
For additional direction on obtaining information and submitting
comments, see ``Obtaining Information and Submitting Comments'' in the
SUPPLEMENTARY INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Daniel Doyle, Office of Nuclear
Material Safety and Safeguards, telephone: 301-415-3748, email:
[email protected], or Bruce Bavol, Office of Nuclear Reactor
Regulation, telephone: 301-415-6715, email: [email protected]. Both
are staff of the U.S. Nuclear Regulatory Commission, Washington, DC
20555-0001.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Obtaining Information and Submitting Comments
II. Rulemaking Procedure
III. Background
IV. Plain Writing
V. Environmental Assessment and Final Finding of No Significant
Impact
VI. Paperwork Reduction Act
VII. Voluntary Consensus Standards
VIII. Availability of Documents
I. Obtaining Information and Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC-2020-0269 when contacting the NRC
about the availability of information for this action. You may obtain
publicly available information related to this action by any of the
following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2020-0269.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``Begin Web-based ADAMS
Search.'' For problems with ADAMS, please contact the NRC's Public
Document Room reference staff at 1-800-397-4209, at 301-415-4737, or by
email to [email protected]. For the convenience of the reader,
instructions about obtaining materials referenced in this document are
provided in the Availability of Documents section.
Attention: The Public Document Room, where you may examine
and order copies of public documents, is currently closed. You may
submit your request via email at [email protected] or call 1-800-
397-4209 between 8:00 a.m. and 4:00 p.m. (ET), Monday through Friday,
except Federal holidays.
Attention: The Technical Library, which is located at Two
White Flint North, 11545 Rockville Pike, Rockville, Maryland 20852, is
open by appointment only. Interested parties may make appointments to
examine documents by contacting the NRC Technical Library by email at
[email protected] between 8:00 a.m. and 4:00 p.m. (ET), Monday
through Friday, except Federal holidays.
B. Submitting Comments
The NRC encourages electronic comment submission through the
Federal rulemaking website (https://www.regulations.gov). Please
include Docket ID NRC-2020-0269 in your comment submission.
The NRC cautions you not to include identifying or contact
information that you do not want to be publicly disclosed in your
comment submission. The NRC will post all comment submissions at
https://www.regulations.gov as well as enter the comment submissions
into ADAMS. The NRC does not routinely edit comment submissions to
remove identifying or contact information.
If you are requesting or aggregating comments from other persons
for submission to the NRC, then you should inform those persons not to
include identifying or contact information that they do not want to be
publicly disclosed in their comment submission. Your request should
state that the NRC does not routinely edit comment submissions to
remove such information before making the comment submissions available
to the public or entering the comment into ADAMS.
II. Rulemaking Procedure
Because the NRC anticipates that this action will be non-
controversial, the NRC is publishing this proposed rule concurrently
with a direct final rule in the Rules and Regulations section of this
issue of the Federal Register. The direct final rule will become
effective on December 6, 2021. However, if the NRC receives significant
adverse comments on this proposed rule or environmental assessment by
October 22, 2021, then the NRC will publish a document that withdraws
the direct final rule and will subsequently address the comments
received in any final rule as a response to this proposed rule. Absent
significant
[[Page 52620]]
modifications to the proposed revisions requiring republication, the
NRC does not intend to initiate a second comment period on this action
in the event the direct final rule is withdrawn.
A significant adverse comment is a comment in which the commenter
explains why the rule (including the environmental assessment) would be
inappropriate, including challenges to the rule's underlying premise or
approach, or would be ineffective or unacceptable without a change. A
comment is adverse and significant if it meets the following criteria:
(1) The comment opposes the rule and provides a reason sufficient
to require a substantive response in a notice-and-comment process. For
example, a substantive response is required when:
(a) The comment causes the NRC to reevaluate (or reconsider) its
position or conduct additional analysis;
(b) The comment raises an issue serious enough to warrant a
substantive response to clarify or complete the record; or
(c) The comment raises a relevant issue that was not previously
addressed or considered by the NRC.
(2) The comment proposes a change or an addition to the rule, and
it is apparent that the rule would be ineffective or unacceptable
without incorporation of the change or addition.
(3) The comment causes the NRC to make a change (other than
editorial) to the rule.
For additional information, including procedural information, see
the direct final rule published in the Rules and Regulations section of
this issue of the Federal Register.
III. Background
The NRC is amending the design certification (DC) for the AP1000
standard plant design to extend the duration of the DC for 5 years, as
proposed by the NRC staff in SECY-20-0082, ``Rulemaking Plan to Extend
the Duration of the AP1000 Design Certification,'' dated September 8,
2020 (``rulemaking plan''), and approved by the Commission in SRM-SECY-
20-0082, dated November 17, 2020. To issue this extension, the NRC must
conclude that the standard design continues to meet the applicable
standards and requirements of the Atomic Energy Act of 1954, as amended
(the AEA), and the Commission's regulations. This action would allow an
applicant to reference the AP1000 design certification while the
Commission considers potential changes to the duration and renewal of
future and currently valid design certifications more broadly in a
separate, ongoing rulemaking (Alignment of Licensing Processes and
Lessons Learned from New Reactor Licensing NRC-2009-0196; RIN 3150-
AI66). The NRC also is updating the DC to reflect changes provided by
Westinghouse Electric Company LLC (Westinghouse), by letter dated March
19, 2021 (ADAMS Accession No. ML21081A023).
The purpose of the amendment is to extend by 5 years the period
that the AP1000 DC is valid for referencing by an applicant and to
include design changes previously approved by the NRC in multiple
combined license proceedings. The extended duration would align with
the extended renewal period previously granted by the NRC to
Westinghouse for the AP1000 DC in its exemption issued by letter dated
February 14, 2018 (ADAMS Accession No. ML17265A099). With this proposed
duration extension, the AP1000 DC would remain valid for referencing
until February 27, 2026.
The AP1000 DC in appendix D, ``Design Certification Rule for the
AP1000 Design,'' to part 52, ``Licenses, Certifications, and Approvals
for Nuclear Power Plants,'' of title 10 of the Code of Federal
Regulations (10 CFR) expired on February 27, 2021. By letter dated June
26, 2020, Westinghouse requested that the NRC extend the duration of
the AP1000 DC by 5 years, retroactive to the expiration date.
IV. Discussion
In the rulemaking plan, the NRC staff acknowledged that there were
known design issues that it would need to assess in the rulemaking to
determine their impact on the necessary safety and environmental
findings. The following five aspects of the design were discovered to
have issues after the NRC updated the design certification rule to
incorporate Revision 19 of the AP1000 design control document (DCD)
(ADAMS Accession No. ML11171A500) on December 30, 2011: (1) Passive
core cooling system containment condensate return, (2) main control
room dose, (3) main control room heatup, (4) hydrogen vent inspections,
tests, analyses, and acceptance criteria (ITAAC), and (5) neutron flux
logic operating bypass. Combined license holders and applicants have
previously referenced and resolved these five design issues, and the
NRC has approved the same changes to address the issues in multiple
combined license applications and amendments.
After the NRC staff began assessing the known design issues for the
rulemaking, Westinghouse indicated its preference to update the design
to reflect the changes made in the previous applications referencing
the AP1000 design. By letter dated March 19, 2021 (ADAMS Accession No.
ML21081A023), Westinghouse submitted applicable AP1000 DCD markups and
references that illustrate how: (1) The five issues have been corrected
based on construction of the current AP1000 reactors for Southern
Nuclear Company Vogtle Electric Generating Plant, Units 3 and 4, and
(2) Westinghouse has marked up the referenced DCD in accordance with
those changes. The NRC staff used these references to verify the
Westinghouse submitted DCD markups are the same as the design changes
the NRC has previously reviewed and approved to address the design
issues.
The NRC staff verified, as documented in the NRC staff's
Verification Evaluation Report, that the corrected information provided
in the markups is the same as has been previously reviewed and approved
by the NRC for various combined license and license amendment
applications. In reviewing those applications, the NRC staff determined
that the design changes resolved the identified design issues, met the
applicable regulations, and that the design as modified met the
applicable requirements of the AEA and the NRC's regulations. Neither
the applicable provisions of the AEA nor the NRC's regulations have
changed since those applications were approved. Therefore, the NRC
concludes that the relevant safety findings reached in the NRC staff
reviews of those prior applications apply to the AP1000 design changes
incorporated by the direct final rule and that the standard design, as
modified by those changes, meets the applicable standards of the AEA
and the NRC's regulations.
V. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, and well-organized
manner that also follows other best practices appropriate to the
subject or field and the intended audience. The NRC has written this
document to be consistent with the Plain Writing Act as well as the
Presidential Memorandum, ``Plain Language in Government Writing,''
published June 10, 1998 (63 FR 31885). The NRC requests comment on the
proposed rule with respect to clarity and effectiveness of the language
used.
VI. Environmental Assessment and Final Finding of No Significant Impact
The NRC has determined under the National Environmental Policy Act
of 1969, as amended (NEPA), and the
[[Page 52621]]
NRC's regulations in subpart A, ``National Environmental Policy Act--
Regulations Implementing Section 102(2),'' of 10 CFR part 51,
``Environmental Protection Regulations for Domestic Licensing and
Related Regulatory Functions,'' that this proposed rule, if issued,
would not be a major Federal action significantly affecting the quality
of the human environment and, therefore, an environmental impact
statement is not required. The NRC's generic determination in this
regard, reflected in Sec. 51.32(b)(1), is based upon the following
considerations. A design certification rule does not authorize the
siting, construction, or operation of a facility referencing any
particular design, but only codifies a standard design certification in
a rule (extending the AP1000 design certification and incorporating
changes to the design in this case). The NRC will evaluate the
environmental impacts and issue an environmental impact statement as
appropriate under NEPA as part of the application for the construction
and operation of a facility referencing any particular design
certification rule. Comments on the environmental assessment will be
limited to the consideration of severe accident mitigation design
alternatives as required by Sec. 51.30(d). The environmental
assessment is available as indicated in the Availability of Documents
section.
VII. Paperwork Reduction Act
This proposed rule does not contain any new or amended collections
of information subject to the Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.). Existing collections of information were approved
by the Office of Management and Budget, control number 3150-0151.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless the document requesting
or requiring the collection displays a currently valid Office of
Management and Budget control number.
VIII. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995,
Public Law 104-113, requires that Federal agencies use technical
standards that are developed or adopted by voluntary consensus
standards bodies unless the use of such a standard is inconsistent with
applicable law or otherwise impractical. Design certifications are not
generic rulemakings establishing a generally applicable standard with
which all 10 CFR parts 50 and 52 nuclear power plant licensees must
comply. Design certifications are Commission approvals of specific
nuclear power plant designs by rulemaking. Furthermore, design
certifications are initiated by an applicant for rulemaking, rather
than by the NRC. This action does not constitute the establishment of a
standard that contains generally applicable requirements.
IX. Availability of Documents
The documents identified in the following table are available to
interested persons through one or more of the following methods, as
indicated.
------------------------------------------------------------------------
ADAMS Accession No./ Federal
Document Register citation
------------------------------------------------------------------------
Environmental Assessment by the U.S. ML21181A109
Nuclear Regulatory Commission Relating
to Extension of the AP1000 Standard
Design Certification Docket No. 52-
006, dated September 1, 2021.
Reactor Regulatory History on Design ML003761550
Certification Rules, dated April 26,
2000 \1\.
SECY-20-0082, ``Rulemaking Plan to ML20252A153
Extend the Duration of the AP1000
Design Certification,'' dated
September 8, 2020.
Staff Requirements Memorandum for SECY- ML20322A047
20-0082, ``Rulemaking Plan to Extend
the Duration of the AP1000 Design
Certification,'' dated November 17,
2020.
U.S. Nuclear Regulatory Commission ML21131A221
Verification Evaluation Report, dated
May 11, 2021.
Westinghouse AP1000 Design Control ML11171A500
Document Revision 19, dated June 13,
2011.
NRC Letter for the Staff Evaluation of ML17265A099
the Westinghouse Request for
Exemptions Related to the Duration of
the AP1000 Design Certification, dated
February 14, 2018.
Westinghouse Electric Company LLC-- ML20178A640
AP1000 Design Certification Extension
Request, dated June 26, 2020.
Westinghouse Electric Company LLC, ML21081A023
Supplemental Information to Support
the AP1000 Design Certification
Extension (Non-proprietary),
DCP_NRC_003343, dated March 19, 2021.
Safety Evaluation--Issuance of ML17024A307
Amendment Nos. 72 and 71 for Southern
Nuclear Company, Inc., Vogtle Units 3
and 4, Respectively, License Amendment
Request (LAR) 16-026, dated February
27, 2017.
Safety Evaluation--Amendment Nos. 123 ML18085A628
and 122 for Southern Nuclear Company,
Inc., Vogtle Electric Generating Plant
Units 3 and 4, Respectively, LAR-17-
023, dated April 20, 2018.
Safety Evaluation--Amendment Nos. 108 ML18011A894
and 107 for Southern Nuclear Company,
Inc., Vogtle Units 3 and 4,
Respectively, LAR-17-001, dated
February 1, 2018.
Safety Evaluation--Amendment Nos. 84 ML17213A224
and 83 for Southern Nuclear Company,
Inc., Vogtle Units 3 and 4,
Respectively, LAR-17-003, dated August
23, 2017.
Safety Evaluation--Amendment Nos. 71 ML16320A174
and 70 for Southern Nuclear Company,
Inc., Vogtle Units 3 and 4,
Respectively, LAR-16-006, dated
February 24, 2017.
Safety Evaluation--Florida Power and ML16266A185
Light Company's Turkey Point Nuclear
Generating Units 6 and 7, FSER Chapter
16, ``Technical Specifications,''
dated November 10, 2016.
------------------------------------------------------------------------
\1\ The regulatory history of the NRC's design certification reviews is
a package of documents that is available in the NRC's Public Document
Room and NRC Library: Reactor Regulatory History on Design
Certification Rules, April 26, 2000. This history spans the period
during which the NRC simultaneously developed the regulatory standards
for reviewing these designs and the form and content of the rules that
certified the designs. This document predates this rulemaking and
therefore does not contain a regulatory history for this rulemaking.
The NRC may post materials related to this document, including
public comments, on the Federal rulemaking website at https://www.regulations.gov under Docket ID NRC-2020-0269.
List of Subjects in 10 CFR Part 52
Administrative practice and procedure, Antitrust, Combined license,
Early site permit, Emergency planning,
[[Page 52622]]
Fees, Incorporation by reference, Inspection, Issue finality, Limited
work authorization, Nuclear power plants and reactors, Probabilistic
risk assessment, Prototype, Reactor siting criteria, Redress of site,
Penalties, Reporting and recordkeeping requirements, Standard design,
Standard design certification.
Dated September 1, 2021.
For the Nuclear Regulatory Commission.
Margaret M. Doane,
Executive Director for Operations.
[FR Doc. 2021-20227 Filed 9-21-21; 8:45 am]
BILLING CODE 7590-01-P