Advisory Committee for Geosciences; Notice of Meeting, 52224-52225 [2021-20289]
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Federal Register / Vol. 86, No. 179 / Monday, September 20, 2021 / Notices
Studies, for the Humanities Collections
and Reference Resources grant program,
submitted to the Division of
Preservation and Access.
Studies, for the Humanities Collections
and Reference Resources grant program,
submitted to the Division of
Preservation and Access.
4. Date: October 14, 2021
This video meeting will discuss
applications on the topics of Music and
Performing Arts, for the Humanities
Collections and Reference Resources
grant program, submitted to the Division
of Preservation and Access.
13. Date: October 27, 2021
5. Date: October 19, 2021
This video meeting will discuss
applications on the topic of Indigenous
Studies, for the Humanities Collections
and Reference Resources grant program,
submitted to the Division of
Preservation and Access.
14. Date: October 27, 2021
6. Date: October 19, 2021
This video meeting will discuss
applications on the topic of U.S.
History, for the Public Humanities
Projects: Exhibitions (Implementation)
grant program, submitted to the Division
of Public Programs.
7. Date: October 20, 2021
This video meeting will discuss
applications on the topics of Arts and
Music, for the Media Projects:
Production Grants, submitted to the
Division of Public Programs.
8. Date: October 21, 2021
This video meeting will discuss
applications for the Public Humanities
Projects: Humanities Discussions
Grants, submitted to the Division of
Public Programs.
9. Date: October 21, 2021
This video meeting will discuss
applications on the topic of Art History,
for the Humanities Collections and
Reference Resources grant program,
submitted to the Division of
Preservation and Access.
10. Date: October 22, 2021
This video meeting will discuss
applications on the topic of American
Studies, for the Media Projects:
Production Grants, submitted to the
Division of Public Programs.
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15. Date: October 28, 2021
This video meeting will discuss
applications on the topic of U.S.
History, for the Public Humanities
Projects: Exhibitions (Implementation)
grant program, submitted to the Division
of Public Programs.
16. Date: October 28, 2021
This video meeting will discuss
applications on the topic of American
Studies, for the Humanities Collections
and Reference Resources grant program,
submitted to the Division of
Preservation and Access.
Because these meetings will include
review of personal and/or proprietary
financial and commercial information
given in confidence to the agency by
grant applicants, the meetings will be
closed to the public pursuant to sections
552b(c)(4) and 552b(c)(6) of Title 5,
U.S.C., as amended. I have made this
determination pursuant to the authority
granted me by the Chairman’s
Delegation of Authority to Close
Advisory Committee Meetings dated
April 15, 2016.
Dated: September 14, 2021.
Samuel Roth,
Attorney-Advisor, National Endowment for
the Humanities.
BILLING CODE 7536–01–P
12. Date: October 26, 2021
This video meeting will discuss
applications on the topic of Indigenous
16:49 Sep 17, 2021
This video meeting will discuss
applications on the topic of Podcasts,
for the Media Projects: Production
Grants, submitted to the Division of
Public Programs.
[FR Doc. 2021–20228 Filed 9–17–21; 8:45 am]
11. Date: October 26, 2021
This video meeting will discuss
applications on the topics of Native
American and Western History, for the
Public Humanities Projects: Exhibitions
(Implementation) grant program,
submitted to the Division of Public
Programs.
VerDate Sep<11>2014
This video meeting will discuss
applications on the topic of U.S.
History, for the Humanities Collections
and Reference Resources grant program,
submitted to the Division of
Preservation and Access.
NATIONAL SCIENCE FOUNDATION
Sunshine Act Meeting
The National Science Board’s
Committee on Oversight hereby gives
notice of the scheduling of a
teleconference for the transaction of
National Science Board business
pursuant to the National Science
Foundation Act and the Government in
the Sunshine Act.
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Tuesday, September 21,
2021, from 2:00–3:00 p.m. EDT.
PLACE: This meeting will be held by
teleconference through the National
Science Foundation.
STATUS: Open.
MATTERS TO BE CONSIDERED: The agenda
of the teleconference is: Chair’s opening
remarks; review draft NSB Overview of
Merit Review Digest; review questions
and data requests applicable to future
Merit Review Digests; discuss priorities
for Committee on Oversight efforts for
the rest of 2021; and discuss CO
oversight of the new TIP directorate.
CONTACT PERSON FOR MORE INFORMATION:
Point of contact for this meeting is: Ann
Bushmiller, abushmil@nsf.gov, 703/
292–7000. To listen to this
teleconference, members of the public
must send an email to
nationalsciencebrd@nsf.gov at least 24
hours prior to the teleconference. The
National Science Board Office will send
requesters a toll-free dial-in number.
Meeting information and updates may
be found at the National Science Board
website at www.nsf.gov/nsb.
TIME AND DATE:
Chris Blair,
Executive Assistant to the National Science
Board Office.
[FR Doc. 2021–20342 Filed 9–16–21; 11:15 am]
BILLING CODE 7555–01–P
NATIONAL SCIENCE FOUNDATION
Advisory Committee for Geosciences;
Notice of Meeting
In accordance with the Federal
Advisory Committee Act (Pub. L. 92
–463, as amended), the National Science
Foundation (NSF) announces the
following meeting:
NAME AND COMMITTEE CODE: Advisory
Committee for Geosciences (1755).
DATE AND TIME: October 13–14, 2021;
11:00 a.m.–4:30 p.m. EDT.
PLACE: National Science Foundation,
2415 Eisenhower Avenue, Alexandria,
VA 22314/Virtual Meeting registration
information is available on the GEO
Advisory Committee website at https://
www.nsf.gov/geo/advisory.jsp.
TYPE OF MEETING: Open.
CONTACT PERSON: Melissa Lane, National
Science Foundation, Room C 8000, 2415
Eisenhower Avenue, Alexandria,
Virginia 22314; Phone 703–292–8500
MINUTES: May be obtained from the
contact person listed above.
PURPOSE OF MEETING: To provide advice,
recommendations, and oversight on
support for geoscience research and
education including atmospheric, geospace, earth, ocean and polar sciences.
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Federal Register / Vol. 86, No. 179 / Monday, September 20, 2021 / Notices
Agenda
October 13, 2021
• Directorate and NSF activities and
plans
• Discussion of the Administration and
NSF Focus Area on Climate Change
• Discussion of the Recently Released
NASEM Earth System Science Study
• Briefing on the Future TIP Directorate
October 14, 2021
• Report outs from Division Meetings
• Update on OPP Activities
• Report on the EAR Committee of
Visitors Meeting
• Report on the GEO Education &
Diversity Committee of Visitors
Meeting
• Meeting with the NSF Director and
Chief Operating Officer
• Action Items/Planning for Spring
2022 Meeting
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
Dated: September 15, 2021.
Crystal Robinson,
Committee Management Officer.
[FR Doc. 2021–20289 Filed 9–17–21; 8:45 am]
BILLING CODE 7555–01–P
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–92982; File No. SR–
NYSEARCA–2021–80]
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Delete the Order Audit
Trail System Rules in the Rule 6.7400–
E Series
September 14, 2021.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on
September 7, 2021, NYSE Arca, Inc.
(‘‘NYSE Arca’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’)
the proposed rule change as described
in Items I and II, below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to delete the
Order Audit Trail System (‘‘OATS’’)
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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rules in the Rule 6.7400–E Series as
these Rules provide for the collection of
information that is duplicative of the
data collection requirements of the CAT.
Further, the Financial Industry
Regulatory Authority (‘‘FINRA’’) has
determined to eliminate its OATS rules.
The proposed rule change is available
on the Exchange’s website at
www.nyse.com, at the principal office of
the Exchange, and at the Commission’s
Public Reference Room.
1. Purpose
Rule 613 of Regulation NMS requires
national securities exchanges and
FINRA to create, implement, and
maintain a consolidated audit trail to
capture customer and order event
information for orders in NMS
Securities and OTC Equity Securities,
across all markets, from the time of
order inception through routing,
cancellation, modification, or execution
in a single consolidated data source.
The Participants filed the Plan to
comply with Rule 613 of Regulation
NMS under the Act. The Plan was
published for comment in the Federal
Register on May 17, 2016,4 and
approved by the Commission, as
modified, on November 15, 2016.5
On August 14, 2020, FINRA filed with
the Commission a proposed rule change
to delete the OATS rules once Industry
Members are effectively reporting to the
CAT (the ‘‘OATS Retirement Filing’’).6
On October 29, 2020, FINRA filed
4 See Securities Exchange Act Release No. 77724
(April 27, 2016), 81 FR 30614 (May 17, 2016).
5 See Securities Exchange Act Release No. 79318
(November 15, 2016), 81 FR 84696 (November 23,
2016) (‘‘Order Approving the National Market
System Plan Governing the Consolidated Audit
Trail’’) (‘‘Approval Order’’).
6 See Securities Exchange Act Release No. 89679
(August 26, 2020), 85 FR 54461 (September 1, 2020)
(Notice of Filing of File No. SR–FINRA–2020–024).
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Amendment No. 1 to the proposed rule
change (‘‘Amendment No. 1’’) and a
response to the comments that were
submitted on the original filing
(‘‘Response to Comments’’).7 On
November 30, 2020, the Commission
approved the proposed rule change, as
modified by Amendment No. 1, on an
accelerated basis.8 On June 17, 2021,
FINRA filed a proposed rule change
setting forth the basis for its
determination that the accuracy and
reliability of the CAT meet the
standards approved by the Commission
in the OATS Retirement Filing for
purposes of eliminating the OATS
rules.9 The FINRA proposal stated that
FINRA would retire OATS effective
September 1, 2021.
After conducting an analysis of its
rules in accordance with the CAT NMS
Plan, the Exchange has determined that
the information collected pursuant to
the OATS rules is intended to be
collected by CAT. Further, the Exchange
believes that the Rule 6.7400–E Series
will no longer be necessary and
proposes to delete such rules from the
Exchange’s rulebook. Discussed below
is a description of the duplicative rule
requirements as well as the timeline for
eliminating the duplicative rules
followed by a discussion on the OATS
Retirement Filing that formed the basis
for retiring OATS.
Duplicative OATS Requirements
The Rule 6.7400–E Series consists of
Rules 6.7410–E through 6.7470–E and
sets forth the recording and reporting
requirements of the OATS Rules. The
OATS Rules require all Exchange
members and associated persons to
record in electronic form and report to
FINRA, on a daily basis, certain
information with respect to orders
originated, received, transmitted,
modified, canceled, or executed by
members in all NMS stocks, as that term
is defined in Rule 600(b)(47) of
Regulation NMS,10 traded on the
Exchange. The Exchange relies on the
information reported to OATS either to
conduct surveillance or to facilitate
surveillance conducted by FINRA
7 See Letter from Lisa C. Horrigan, Associate
General Counsel, FINRA, to Vanessa Countryman,
Secretary, Commission, dated October 29, 2020.
8 See Securities Exchange Act Release No. 90535
(November 30, 2020), 85 FR 78395 (December 4,
2020) (Notice of Filing of Amendment No. 1 and
Order Granting Accelerated Approval of SR–
FINRA–2020–024).
9 See Securities Exchange Act Release No. 92239
(June 23, 2021), 86 FR 34293 (June 29, 2021) (SR–
FINRA–2021–017) (Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change Relating to
the Retirement of FINRA’s Order Audit Trail
System).
10 17 CFR 242.600(B)(47).
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Agencies
[Federal Register Volume 86, Number 179 (Monday, September 20, 2021)]
[Notices]
[Pages 52224-52225]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-20289]
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NATIONAL SCIENCE FOUNDATION
Advisory Committee for Geosciences; Notice of Meeting
In accordance with the Federal Advisory Committee Act (Pub. L. 92 -
463, as amended), the National Science Foundation (NSF) announces the
following meeting:
NAME AND COMMITTEE CODE: Advisory Committee for Geosciences (1755).
DATE AND TIME: October 13-14, 2021; 11:00 a.m.-4:30 p.m. EDT.
PLACE: National Science Foundation, 2415 Eisenhower Avenue, Alexandria,
VA 22314/Virtual Meeting registration information is available on the
GEO Advisory Committee website at https://www.nsf.gov/geo/advisory.jsp.
TYPE OF MEETING: Open.
CONTACT PERSON: Melissa Lane, National Science Foundation, Room C 8000,
2415 Eisenhower Avenue, Alexandria, Virginia 22314; Phone 703-292-8500
MINUTES: May be obtained from the contact person listed above.
PURPOSE OF MEETING: To provide advice, recommendations, and oversight
on support for geoscience research and education including atmospheric,
geo-space, earth, ocean and polar sciences.
[[Page 52225]]
Agenda
October 13, 2021
Directorate and NSF activities and plans
Discussion of the Administration and NSF Focus Area on Climate
Change
Discussion of the Recently Released NASEM Earth System Science
Study
Briefing on the Future TIP Directorate
October 14, 2021
Report outs from Division Meetings
Update on OPP Activities
Report on the EAR Committee of Visitors Meeting
Report on the GEO Education & Diversity Committee of Visitors
Meeting
Meeting with the NSF Director and Chief Operating Officer
Action Items/Planning for Spring 2022 Meeting
Dated: September 15, 2021.
Crystal Robinson,
Committee Management Officer.
[FR Doc. 2021-20289 Filed 9-17-21; 8:45 am]
BILLING CODE 7555-01-P