Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Relocation of the Port of Alaska's South Floating Dock, Anchorage, Alaska, 50057-50079 [2021-19187]
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Federal Register / Vol. 86, No. 170 / Tuesday, September 7, 2021 / Notices
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[FR Doc. 2021–19265 Filed 9–3–21; 8:45 am]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XB329]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the Relocation
of the Port of Alaska’s South Floating
Dock, Anchorage, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is given that
NMFS has issued an incidental
harassment authorization (IHA) to the
Port of Alaska (POA) to incidentally
harass, by Level B harassment and Level
A harassment, marine mammals during
pile driving associated with the
relocation of the POA’s South Floating
Dock (SFD) within Knik Arm, in upper
Cook Inlet, Alaska.
DATES: This Authorization is effective
from August 27, 2021 through August
26, 2022.
FOR FURTHER INFORMATION CONTACT:
Reny Tyson Moore, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of an incidental
take authorization may be provided to
the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
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50057
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
Summary of Request
On October 2, 2020, NMFS received a
request from the POA for an IHA to take
marine mammals incidental to pile
driving associated with the relocation of
the SFD within Knik Arm in upper Cook
Inlet, Alaska. Revised applications were
submitted by the POA on December 15,
2020, January 29, 2021, February 5,
2021, and March 5, 2021 that addressed
comments provided by NMFS. The
application was deemed adequate and
complete on March 17, 2021. Additional
revised applications were submitted on
March 26, 2021, which addressed typos,
and May 14 2021, which adjusted
transmission loss rates based on the
final Petroleum Cement Terminal (PCT)
Hydroacoustic Monitoring Report for
activities completed in 2020 (Reyff et
al., 2021). The POA requested, and
NMFS has authorized, take of a small
number of six species of marine
mammals by Level B harassment and
Level A harassment. Neither the POA
nor NMFS expects serious injury or
mortality to result from this activity, nor
did NMFS authorize any. Therefore, an
IHA is appropriate.
NMFS previously issued IHAs to the
POA for pile driving (73 FR 41318, July
18, 2008; 74 FR 35136, July 20, 2009; 81
FR 15048, March 21, 2016; and 85 FR
19294, April 06, 2020). The POA has
complied with the requirements (e.g.,
mitigation, monitoring, and reporting) of
all previous IHAs and information
regarding their monitoring results may
be found in the Effects of the Specified
Activity on Marine Mammals and their
Habitat and Estimated Take sections.
Description of Specified Activity
The POA is modernizing its marine
terminals through the Port of Alaska
Modernization Program (PAMP). One of
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the first priorities of the PAMP is to
replace the existing Petroleum Oil
Lubricants Terminal with a new PCT.
For the PCT project to advance, the
existing SFD, a small multipurpose
floating dock important for staging,
mooring, and docking of small vessels,
such as first responder (e.g., Anchorage
Fire Department, U.S. Coast Guard)
rescue craft, small work skiffs, and
occasionally tug boats, must be
relocated south of the PCT. The existing
location of SFD will not allow docking
operations at SFD once the PCT is
constructed due to the close proximity
of one of the PCT mooring dolphins (a
structure for berthing and mooring of
vessels). Relocation of the SFD will
include the removal of the existing
access trestle and gangway, and
vibratory or impact installation of
twelve permanent 36-inch steel pipe
piles: Ten vertical and two battered (an
impact hammer may be required if a
pile encounters refusal and cannot be
advanced to the necessary tip elevation
with the vibratory hammer; Table 1).
Construction of the SFD will also
require the installation and vibratory
removal of up to six 24- or 36-inch
temporary template piles (Table 1). Inwater pile installation and removal
associated with SFD removal and
construction is anticipated to take place
on up to 24 nonconsecutive days
between the date of issuance and
November 2021. A detailed description
of the POA’s SFD activities is provided
in the Federal Register notice of the
proposed IHA (86 FR 31870, June 15,
2021). Since that time, no changes have
been made to the planned relocation
and construction activities, other than
project timing due to delays in
construction scheduling and the timing
of the issuance of the IHA (The project
was originally scheduled to occur on up
to 24 nonconsecutive days between
April and November 2021 but is now
scheduled to occur between the date of
issuance and November 2021).
Therefore, a detailed description is not
provided here. Please refer to that
Federal Register notice for the
description of the specific activity.
TABLE 1—PILE DETAILS AND ESTIMATED EFFORT REQUIRED FOR PILE INSTALLATION AND REMOVAL
Pipe pile
diameter
36-inch ...
24- or 36inch.
Feature
Number of
plumb piles
Floating
Dock.
Gangway
Temporary
Template
Piles.
Proj................
ect
Totals.
Number of
battered
piles
Potential
impact
strikes
per pile, if
needed
(up to 5
piles; one
pile per day)
Production rate
(piles/day)
Days of
installation
Installation
Days of
removal
Removal
2
45 ....................
n/a ...................
1,000
1–3
n/a
4–12
n/a
4
6
0
0
45 ....................
n/a ...................
75 ....................
1,000
1,000
1–3
1–2
n/a
1–3
3–6
n/a
2–6
16
2
13.5 hours .......
7.5 hours .........
....................
....................
....................
7–18
2–6
Comments and Responses
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Vibratory
removal
duration per
pile
(minutes)
6
Mitigation, monitoring, and reporting
measures are described in detail later in
this document (please see Mitigation
and Monitoring and Reporting).
A notice of NMFS’ proposal to issue
an IHA to the POA was published in the
Federal Register on June 15, 2021 (86
FR 31870). That notice described, in
detail, POA’s activity, the marine
mammal species that may be affected by
the activity, and the anticipated effects
on marine mammals. During the 30-day
public comment period, NMFS received
comments from one private citizen and
from the Defenders of Wildlife. A
summary of the commenters’
recommendations as well as NMFS’
responses is below. Please see the
Defender of Wildlife’s letter for full
details regarding their recommendations
and rationale. The letter is available
online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
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installation
duration per
pile
(minutes)
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Comment 1: The Defenders of
Wildlife raised concerns about the noise
levels in Cook Inlet and the status of the
Cook Inlet beluga whales (CIBWs). They
commended our proposed measure to
not allow battered piles to be driven
during August and September but
asserted that no pile driving activities
associated with the project should be
authorized in August or September in
order for NMFS to justify our negligible
impact and least practicable adverse
impact findings.
Response: The MMPA requires that an
IHA include measures that will affect
the least practicable adverse impact on
the affected species and stock and,
which may include conditions for the
construction activities that avoid and/or
minimize adverse effects on CIBWs in
and around the project area, where
practicable. Mitigation and monitoring
requirements have been included in the
IHA to ensure the least practicable
adverse impact on CIBWs and other
marine mammal species in the project
area. These requirements include the
use of a bubble curtain system for the
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installation and removal of all plumb
piles, the implementation of a robust
marine mammal monitoring program,
which will consist of eleven Protected
Species Observers (PSOs) working from
four unique locations spread over a 9
km-long stretch of surrounding
coastline, and shutdown measures when
CIBWs are observed approaching or
entering the mouth of Knit Arm or the
Level B harassment zone. These
measures are designed to ensure CIBWs
will not abandon critical habitat and
that exposure to pile driving noise will
not result in adverse impacts on the
reproduction or survival of any
individuals. These mitigation and
monitoring measures are modeled after
the measures included in the final IHAs
for Phase 1 and Phase 2 PCT
construction (85 FR 19294, April 6,
2020), which appeared to be effective at
avoiding and minimizing impacts to
marine mammals in the project area, as
evidenced by observations made during
PCT Phase 1 construction monitoring
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(61 North Environmental, 2021) as
described below.
The commenters expressed concern
that permitting the project as proposed
will create and/or exacerbate a
condition where it is not possible for
any beluga whale to transit past the
project area to or from critical foraging
and nursing habitat in Knik Arm. This
concern is not supported by
observations made of CIBWs during pile
driving activities at the POA (e.g.,
Kendall and Cornick, 2015, 61 North
Environmental, 2021). As described in
the Negligible Impact Analyses and
Determinations sections of the Federal
Notices of the proposed IHA (86 FR
31870, June 15, 2021) and this final
IHA, monitoring data from the POA
suggest pile driving does not discourage
CIBWs from entering and transiting
through Knik Arm. For example, CIBWs
continued to use Knit Arm during the
duration of the PCT Phase 1
construction project in 2020 and
frequently transited past the project area
to or from critical foraging grounds and
possible nursing habitat such as those
around Eagle Bay (61 North
Environmental, 2021). Sighting rates
have also not been different in the
presence or absence of pile driving
(Kendall and Cornick, 2015). While
some individuals have demonstrated
responses to pile driving activities,
CIBWs were more likely to display no
reaction or to continue to move towards
the POA during pile installation and
removal during PCT Phase 1
construction monitoring (61 North
Environmental, 2021). In situations
during which CIBWs have shown a
possible reaction to pile driving,
observed behavioral responses have
been limited to increased travel speeds
and tighter group formations (e.g.,
Kendall and Cornick, 2015, 61 North
Environmental, 2021); CIBWs did not
abandon critical habitat and actively
transited past the project area. This
traveling behavior past the POA has also
been verified by acoustic monitoring
(e.g., Castellote et al., 2020). We
anticipate that disturbance to CIBWs
would manifest in the same manner
when they are exposed to noise during
the SFD project: Whales will not
demonstrate a response or they will
move quickly and silently through the
area in more cohesive groups. We
further do not believe exposure to
elevated noise levels during transit past
the POA will have adverse effects on
reproduction or survival as the whales
continue to access critical foraging
grounds north of the POA, and that tight
associations may help to mitigate the
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potential for any contraction of
communication space for a group.
The Defenders of Wildlife were also
concerned that low levels of noise may
have biological impacts by ‘‘masking’’
important communication signals,
influencing communication behaviors
and disrupting foraging for Cook Inlet
beluga whales and that masking may not
be detected by visible observations.
While both masking of communication
signals and temporary threshold shifts
(TTS) could potentially occur, noise
impacts will occur over a short time
(i.e., up to 21 total hours spread over
nine to 24 non-consecutive days), and
would be limited to the short duration
a marine mammal would likely be
present within a Level B harassment
zone during pile driving. This short
timeframe minimizes the probability of
multiple exposures on individuals, and
any repeated exposures that do occur
are not expected to occur on sequential
days, decreasing the likelihood of
physiological impacts caused by chronic
stress or sustained energetic impacts
that might affect survival or
reproductive success. We agree that
masking of important communication
signals may not be detected by visible
observations, and we discuss the
implications of masking and TTS in the
Federal Notice of the proposed IHA (86
FR 31870, June 15, 2021). NMFS has
determined that the temporary masking
of signals that could result from the
short-term, intermittent pile driving
activities would not affect the annual
rates of recruitment or survival for any
marine mammal species present in the
project area and, therefore, do not affect
our negligible impact determination.
Further, the required mitigation and
monitoring measures included in this
IHA are designed to minimize to the
least practicable extent the impacts that
noise from the POA’s pile driving
activities will have on the health and
behavior of marine mammals in the
project area, including masking of their
signals.
The commenters also argued that the
size of the (additive) ensonified area is
less important than the amount of
(additive) noise in the areas that belugas
will likely use. While we acknowledge
that the POA’s activities will add noise
into the marine environment that CIBWs
use, this small, short-term project is not
expected to impact the reproduction or
survival of any individual CIBWs or
other marine mammal species in the
project area.
The commenters recommended that
we assess alternatives for pile driving in
August or September. Restricting all pile
installation and removal in August and
September as recommended is not
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practicable for the POA to implement. It
is necessary for construction of the SFD
to proceed in August and/or September
for installation of at least the plumb
(vertical) piles in order to allow for
completion of the SFD project during
the 2021 construction season. Pile
installation for the new SFD must begin
before the onset of poor fall weather,
when snow, ice, and limited daylight
hours can slow the pace of construction
or prevent timely completion of
required tasks. A delay in timing of
construction, such as a prohibition on
all pile installation in August and
September, could extend construction
into the spring of 2022 when no inwater construction work is currently
scheduled. This delay results in the
need for remobilization of pile
installation construction equipment,
and costly consequences for the POA. In
addition, it would delay operation of the
SFD to 2022. The SFD is a key facility
for the Municipality of Anchorage and
provides staging, mooring, and docking
of small vessels, such as first responder
(e.g., Anchorage Fire Department, U.S.
Coast Guard) rescue craft; small work
skiffs; and occasionally tug boats, in an
area close to the daily operations at the
Port. The SFD also supports dredging
and bathymetric survey vessels and
other municipal and port operations.
Upper Cook Inlet near Anchorage
exhibits the largest tide range in the U.S.
and one of the largest tide ranges in the
world, with an average daily difference
between high and low tide of 8 meters
(26.2 feet) and an extreme difference of
up to 12.5 meters (41 feet) (NOAA
2015). The ability of first responders to
conduct response operations during low
tide stages requires access to the SFD, as
the waterline is inaccessible for vessels
at the nearby Anchorage public boat
launch at Ship Creek during low waters.
Thus, it is imperative that construction
of the SFD proceed as proposed given it
is required to provide continuous,
timely, and safe access for rescue
personnel and vessels in the northern
portion of Cook Inlet. Finally, a delay
leading to construction in 2022 could
result in additional harassment
exposure to marine mammals next year.
The POA has indicated that it is
practicable that they not install the two
permanent battered piles, which have
Level B harassment distances that are
approximately two or more times greater
than all other plumb piles, in August
and September. This requirement will
both minimize the size of the ensonified
area during the peak CIWB season in the
project area and maximize the
probability of CIBW detections by PSOs
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and necessary shutdowns during pile
driving activities.
For these reasons stated above, we
disagree that our current analysis
undermines both the negligible impact
conclusion and the least practicable
impact. In consideration of the likely
effects of the activity on marine
mammals absent mitigation, potential
unintended consequences of the
measures as proposed by the
commenters, and practicability of the
recommended measures for the
applicant, NMFS has determined that
restricting construction as
recommended is not warranted or
practicable in this case and that the
authorized takes will have a negligible
impact on CIBWs and the other affected
marine mammal species or stocks.
Comment 2: The Defenders of
Wildlife assert that our negligible
impact determination is flawed because
we incorrectly indicated that area of
exposure would be limited to travel
corridors and that no critical foraging
grounds would be impacted by pile
driving.
Response: In accordance with our
implementing regulations at 50 CFR
216.104(c), we use the best available
scientific evidence to determine
whether the taking by the specified
activity within the specified geographic
region will have a negligible impact on
the species or stock and will not have
an unmitigable adverse impact on the
availability of such species or stock for
subsistence uses. Based on the scientific
evidence available, NMFS determined
that the impacts of the authorized take
incidental to pile driving would result
in a negligible impact on CIBWs and
other marine mammals in the project
area. We acknowledged that CIBWs
have been occasionally documented to
forage around Ship Creek in the Federal
Notice of the proposed IHA (86 FR
31870, June, 15, 2021) but that they may
choose to move past the POA to other,
potentially richer, feeding areas further
into Knik Arm (e.g., Six Mile Creek,
Eagle River, Eklutna River) which
contain predictable salmon runs
(ADF&G, 2010) during pile driving
activities.
During PCT Phase 1 construction
monitoring (61 North Environmental,
2021) observations of CIBWs near Ship
Creek involved animals transiting past
or milling near or in front of the creek.
While CIBWs may forage in or near Ship
Creek, there are other known foraging
grounds in the project area that CIBWs
can transit to during pile driving
activities. In addition, prey for CIBWs
are mobile and broadly distributed
throughout the project area; therefore,
CIBWs are expected to be able to resume
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foraging once they have moved away
from any areas with disturbing levels of
underwater noise. There is ample
foraging habitat adjacent to the project
area that will not be ensonified by pile
driving. Further, impacts on primary
prey species will be short-term and
localized, and the project is not
anticipated to substantially impede
migration of adult or juvenile Pacific
salmon or adversely affect the health
and survival of the affected species at
the population level. Affected fish
would represent only a portion of food
available to marine mammals in the
area. While we agree with the
commenters that noise pollution at the
POA could impact both beluga and prey
behavior near the POA, our initial
negligible impact determination does
not change due to possible CIBW
foraging activities near Ship Creek. We
have however, updated our negligible
impact analysis to state that the area of
exposure will be limited to habitat
primarily used as a travel corridor to
account for possible foraging activities
within the area of exposure.
Comment 3: The Defenders of
Wildlife assert that NMFS must employ
the precautionary principle and avoid
sanctioning further impediments to the
recovery of CIBWs even while striving
to better understand those impediments.
Response: The MMPA states that,
upon request, NMFS shall authorize, for
periods of not more than one year, the
incidental taking by harassment of small
numbers of marine mammals if NMFS
finds that such harassment during each
period concerned will have a negligible
impact on such species or stocks and
will not have an unmitigable adverse
impact on the availability of such
species or stocks for taking for
subsistence uses (where relevant). In
making our determinations we consider
factors such as those recommended by
the commenters including the level of
existing background noise, the additive
noise, and the timing and importance of
belugas’ use of the impacted areas when
deciding whether or not an activity will
have a negligible impact on affected
marine mammal species or stocks.
NMFS has defined negligible impact as
an impact resulting from the specified
activity that cannot be reasonably
expected to, and is not reasonably likely
to, adversely affect the species or stock
through effects on annual rates of
recruitment or survival (50 CFR
216.103). We discuss our analysis and
findings in the Negligible Impact
Analyses and Determinations sections of
the Federal Notices of the proposed IHA
(86 FR 31870, June, 15, 2021) and this
IHA. The extensive monitoring and
mitigation required in the IHA and
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described in the Mitigation and
Monitoring and Reporting of this notice
supports these determinations. Neither
the MMPA nor NMFS’ implementing
regulations include discussion or
requirements related to a ‘‘precautionary
principle,’’ and it would be
inappropriate to deny the issuance of an
IHA based on the precautionary
principle if the MMPA issuance criteria
have been satisfied.
Comment 4: The Defenders of
Wildlife expressed concern that NMFS
set the Level B harassment threshold at
122.2 decibel (dB) (root mean square;
rms) despite our understanding that
responses including avoidance and
altered group behaviors can be triggered
at 120 dB. They also expressed concern
that the entire width of Knik Arm may
be ensonified by levels exceeding the
Level B threshold preventing safe
passage for belugas.
Response: NMFS typically uses 120
dB (rms) as the exposure for estimating
Level B harassment takes for continuous
(e.g., vibratory pile driving) sources, but
will adjust this threshold when
background levels exceed this threshold
such as in noisy environments like
upper Cook Inlet. We acknowledge
however that the use of a single
threshold is a simplistic approach. This
dB-based threshold is a step-function
approach (i.e., animals exposed to
received levels above the threshold are
considered to be ‘‘taken’’ and those
exposed to levels below the threshold
are not); but it is intended as a sort of
mid-point of likely behavioral responses
(which are extremely complex
depending on many factors including
species, noise source, individual
experience, and behavioral context).
What this means is that, conceptually,
the function recognizes that some
animals exposed to levels below the
threshold will in fact react in ways that
are appropriately considered take, while
others that are exposed to levels above
the threshold will not. Use of a specific
dB threshold allows for a simplistic
quantitative estimate of take, while we
can qualitatively address the variation
in responses across different received
levels in our discussion and analysis.
Further, as is the case here, when the
measured ambient noise is higher than
the typical 120-dB continuous noise
Level B harassment threshold
(suggesting that marine mammals are
regularly exposed to the higher level in
the area), it is appropriate to raise the
behavioral harassment threshold such
that take by behavioral harassment is
predicted only when marine mammals
are predicted to receive sounds above
the regularly occurring ambient noise in
the area.
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NMFS reviewed data recently
collected at the POA to establish an
appropriate Level B harassment
threshold for the SFD project. During
the 2016 Test Pile Program (TPP), the
POA conducted ‘‘ambient’’ acoustic
monitoring, in accordance with
accepted methodology for characterizing
ambient noise levels (NMFS, 2012).
NMFS considers the median sound
levels to be most appropriate when
considering background noise levels for
purposes of evaluating the potential
impacts of the POA’s SFD project on
marine mammals (NMFS, 2012). By
using the median value, which is the
50th percentile of the measurements, for
ambient noise level, one will be able to
eliminate the few transient loud
identifiable events that do not represent
the true ambient condition of the area.
The median value thus provides a better
representation of background noise
levels that are applicable to when the
SFD project would be occurring. During
the 2016 TPP, median ambient noise
levels (in the absence of pile driving)
were 122.2 dB. More information of this
analysis can be found in our notice of
the proposed IHA. While background
noise levels absent pile driving were
collected by Reyff et al. (2021), these
measurements were not collected in
accordance to NMFS (2012) guidance
for measuring ambient noise and thus
cannot be used here for determining the
Level B harassment threshold at the
POA.
The Defenders of Wildlife claim that
noise from one component of the PCT
project ensonified much, and at times
all, of the mouth of Knik Arm to a level
greater than the 122.5 dB Level B
harassment standard used for that
project making it difficult and at times
impossible for belugas to transit the area
without being harassed. We
acknowledged in the Federal Register
notice of the final IHAs for the PCT
project (85 FR 19294, April 06, 2020)
that Level B harassment isopleths would
extend across the mouth of Knit Arm.
However, strict mitigation and
monitoring measures were required that
minimized any harassment to marine
mammals in the project area and will be
subsequently required for the SFD
project. For example, the POA was
required to shut down all pile driving
activities should a CIBW approach or
enter the mouth of Knit Arm or a Level
B harassment zone. In addition, the
MMPA gives NMFS the authority to
authorize, upon request, the incidental,
but not intentional, taking of small
numbers of marine mammals if NMFS
finds that that the taking will have a
negligible impact on the species or
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stock(s) and will not have an
unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). These findings were met in
the Federal Register notice of the final
IHAs for the PCT project and are
similarly met for the relocation and
construction of the POA’s SFD, even
though noise from some of the POA’s
activities may ensonify much or all of
the mouth of Knik Arm.
Comment 5: The Defenders of
Wildlife concur that the available
evidence indicates behavioral reactions
to noise do not result in habitat
abandonment, but they argue that the
absence of evidence of habitat
abandonments does not prove that noise
impact around the Port are negligible.
Response: NMFS has defined
negligible impact as an impact resulting
from the specified activity that cannot
be reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). As described in the
Negligible Impact Analysis and
Determination sections of the Federal
Notices of the proposed IHA (86 FR
31870, June, 15, 2021) and this final
IHA, a negligible impact finding is
based on the lack of likely adverse
effects on annual rates of recruitment or
survival (i.e., population-level effects).
In our analysis, we discuss many
factors, including the absence of habitat
abandonments, to support our
determination that the noise impacts
from the POAs relocation and
construction of the SFD are negligible.
Our analysis also includes observations
of large numbers of CIBWs entering and
transiting through Knik Arm during pile
driving activities (e.g., Kendall and
Cornick, 2015, 61 North Environmental,
2021), many of whom were more likely
to display no reaction or to continue to
move towards the POA during PCT
Phase 1 construction monitoring (61
North Environmental, 2021). Based on
this analysis, and the required
mitigation and monitoring, we have
determined that the total marine
mammal take from the POA’s relocation
and construction of the SFD will not
affect annual rates of recruitment or
survival, and thus will have a negligible
impact on all affected marine mammal
species or stocks.
Comment 6: The Defenders of
Wildlife commented that dredging at the
Port would likely expose any beluga
that enters or exits Knik Arm to levels
of noise exceeding the current
behavioral harassment threshold and
cited Castellote et al. (2019) in support
of this concern.
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Response: Dredging is not a
component of the Port’s specified
activities; thus, this comment is not
relevant to this IHA and is not discussed
further.
Comment 7: The Defenders of
Wildlife support Castellote et al. (2019)
who indicated that revision of the
spatial extent of the current critical
habitat exclusion zone (around the Port)
is warranted as it coincides with the
most acoustically disturbed area of Cook
Inlet. Within their critical habitat
discussion, they also support the
recommendation by Castellote et al.
(2019) that management implications for
anthropogenic noise around the POA
should include avoiding concurrent
emission of noise at both the POA and
Point McKenzie; evaluating the acoustic
footprint of different modes and types of
seasonal dredge operations; defining
shut down protocols, if necessary, based
on observed beluga behavioral reactions;
and seasonal scheduling of activities to
reduce overlap with beluga peak use of
the port basin.
Response: NMFS published the final
rule designating critical habitat for
CIBWs on April 11, 2011 (76 FR 20180).
Designation or revision of critical
habitat NMFS responsibility under the
ESA and therefore is outside the scope
of management actions taken under the
MMPA and described in this notice and
is not discussed further. More
information on CIBW critical habitat can
be found at https://
www.fisheries.noaa.gov/action/criticalhabitat-cook-inlet-beluga-whale.
Comment 8: The Defenders of
Wildlife support the recommendation
cited by Castellote et al. (2019) that a
cumulative impact analysis approach
should be implemented as part of the
permitting process.
Response: Neither the MMPA nor
NMFS’ implementing regulations call
for consideration of other unrelated
activities and their impacts on
populations. The preamble for NMFS’
implementing regulations (54 FR 40338;
September 29, 1989) states in response
to comments that the impacts from other
past and ongoing anthropogenic
activities are to be incorporated into the
negligible impact analysis via their
impacts on the baseline. Consistent with
that direction, NMFS has factored into
its negligible impact analysis the
impacts of other past and ongoing
anthropogenic activities via their
impacts on the baseline, e.g., as
reflected in the density/distribution and
status of the species, population size
and growth rate, and other relevant
stressors. The 1989 implementing
regulations also addressed public
comments regarding cumulative effects
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from future, unrelated activities. There
NMFS stated that such effects are not
considered in making findings under
section 101(a)(5) concerning negligible
impact. In this case, both this IHA, as
well as other IHAs currently in effect or
proposed within the specified
geographic region, are appropriately
considered an unrelated activity relative
to the others. The IHAs are unrelated in
the sense that they are discrete actions
under section 101(a)(5)(D), issued to
discrete applicants.
Section 101(a)(5)(D) of the MMPA
requires NMFS to make a determination
that the take incidental to a ‘‘specified
activity’’ will have a negligible impact
on the affected species or stocks of
marine mammals. NMFS’ implementing
regulations require applicants to include
in their request a detailed description of
the specified activity or class of
activities that can be expected to result
in incidental taking of marine mammals.
50 CFR 216.104(a)(1). Thus, the
‘‘specified activity’’ for which incidental
take coverage is being sought under
section 101(a)(5)(D) is generally defined
and described by the applicant. Here,
the POA was the applicant for the IHA,
and we are responding to the specified
activity as described in that application
(and making the necessary findings on
that basis). Through the response to
public comments in the 1989
implementing regulations, we also
indicated (1) that NMFS would consider
cumulative effects that are reasonably
foreseeable when preparing a National
Environmental Policy Act (NEPA)
analysis, and (2) that reasonably
foreseeable cumulative effects would
also be considered under section 7 of
the ESA for ESA-listed species.
In this case, cumulative impacts have
been adequately addressed under NEPA
in the final environmental assessment
(EA) supporting NMFS’ determination.
In the final EA, we reviewed potential
direct, indirect, and cumulative impacts
to protected species and their
environment, associated with NMFS’
proposed action and alternatives.
Separately, cumulative effects were
analyzed as required through NMFS’
required intra-agency consultation
under section 7 of the ESA. The
Biological Opinion (BiOp) that NMFS
Alaska Region issued on August 9, 2021
determined that NMFS’ action of issuing
the IHA is not likely to adversely affect
listed marine mammals or their critical
habitat.
Comment 9: The Defenders of
Wildlife raise a concern that while the
Marine Mammal Commission has long
advised NMFS to track all
anthropogenic activities that may result
in the taking of a beluga, and to place
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annual limits on the total number and
types of take authorized based on the
most recent population estimate, these
suggestions, which are reflected in the
Recovery Plan, have not yet been
implemented. They recommend that in
the absence of any limit on the total
number of beluga takes authorized over
a given time period, temporal
restrictions that avoid additive noise
impacts in already-ensonified areas
where belugas are known to occur in
significant numbers is a clear means of
effecting the least practicable impact.
Response: As stated in our response to
Comment 3, the MMPA states that, upon
request, NMFS shall authorize, for
periods of not more than one year, the
incidental taking by harassment of small
numbers of marine mammals if NMFS
finds that such harassment during each
period concerned will have a negligible
impact on such species or stocks and
will not have an unmitigable adverse
impact on the availability of such
species or stocks for taking for
subsistence uses. Section 101(a)(5)(A) of
the MMPA addresses the analysis and
authorization of take from a ‘‘specified
activity;’’ and, therefore, setting limits
on the number and types of CIBW takes
across all activities in Cook Inlet would
not be an appropriate requirement of an
MMPA incidental take authorization. It
is worth noting that while the Defenders
of Wildlife’s provide estimates regarding
the percentages of CIBWs authorized for
take each year in IHAs to support their
concern and reasoning for placing
annual limits on take, they did not
describe how they calculated these
annual take estimates. We believe that
the estimates they provide may be
overestimated. The take estimates we
authorize represent the upper limits for
individuals, and some instances of take
may represent multiple exposures to a
single individual. Further, NMFS here
has factored into its negligible impact
analyses the impacts of other past and
ongoing anthropogenic activities via
their impacts on the baseline (e.g., as
reflected in the density/distribution and
status of the species, population size
and growth rate, and relevant stressors
(such as incidental mortality in
commercial fisheries, Unusual Mortality
Events (UMEs), and subsistence
hunting)). See the Negligible Impact
Analyses and Determinations section of
this notice of issuance.
Separately, setting blanket take limits
may not be meaningful, as the nature
and intensity of impacts from a given
activity can vary widely. For example,
an animal exposed to noise levels just
above our harassment threshold in a
non-critical area may experience a small
behavioral change with no biological
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consequence while an animal exposed
to very loud noise levels (but lower than
levels that would result in a permanent
threshold shift (PTS)) in an area where
active critical foraging occurs could
result in behavioral changes that may be
more likely to impact fitness. While
both of these examples would be
characterized as Level B harassment, the
resulting impact on the population
could be different. Context differences
such as these are analyzed in our
negligible impact analysis for each
application under the MMPA.
As described above, this does not
mean the cumulative impacts of other
actions are not considered, as we have
captured past and current actions in our
baseline under the MMPA and all past,
present and reasonably foreseeable
future actions under NEPA. Finally, the
reasonably foreseeable cumulative
effects to ESA-listed species, including
CIBWs, from other activities are
considered in the analyses conducted in
the BiOp per the ESA. The BiOp, issued
August 9, 2021 found NMFS’ issuance
of the IHA to POA would not jeopardize
the continued existence of CIBWs or
destroy or adversely modify their
critical habitat. For these reasons, we
have not implemented the Defender or
Wildlife’s recommendation to cap the
number of authorized takes of CIBWs
across all activities for which take is
requested.
Comment 10: A private citizen
submitted a comment via email
expressing concern for NMFS’
regulatory process, our issuance of
IHAs’ in general, and our definition of
small numbers.
Response: We appreciate the
commenter’s concern regarding the
impacts from a wide variety of activities
on species of marine mammals
throughout U.S. regions. As discussed
in the Background section of this final
notice and our Response to Comment 3,
while the MMPA prohibits the ‘‘take’’ of
marine mammals, there are certain
exceptions. For example, upon request,
NMFS shall authorize the incidental,
but not intentional, taking by
harassment of small numbers of marine
mammals for periods of not more than
one year to applicants for a specified
activity if NMFS finds that such
harassment during each period
concerned will have a negligible impact
on such species or stocks and will not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence uses (where
relevant). As described in the Negligible
Impact Analyses and Determinations
section, NMFS’ analysis supports the
conclusion that the take anticipated to
result from POA’s activity, which
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consists of 21 hours or pile driving, will
have a negligible impact on the affected
species or stocks. As described in the
Small Numbers section, NMFS
considers take of up to one-third the
number of a species’ or stock’s
abundance to be small (for additional
explanation see the Small Numbers
section in the Incidental Take
Regulations for Geophysical Activities
in the Gulf of Mexico: 86 FR 5322, 5438;
January 19, 2021), and authorized take
is less than that for all affected species
or stocks in this authorization.
Accordingly, NMFS has issued the final
authorization to POA.
Changes From the Proposed IHA to
Final IHA
No substantive changes have been
made from the proposed IHA to final
IHA; however, some small typos and
clarifications were addressed including
a clarification regarding shutdown
zones. In the Federal Register notice for
the proposed IHA (86 FR 31870, June
15, 2021) and this final notice we stated
that if a marine mammal is entering or
is observed within an established Level
A harassment zone or shutdown zone,
pile installation and removal will be
halted or delayed. However, the table
describing shutdown zones in the IHA
(Table 2) only referenced a single 100m shutdown zone. We have updated
this table and language in this final
notice to clarify that the shutdown zone
is 100-m unless the respective Level A
harassment zone is larger; in these
instances, the distance to the Level A
harassment shutdown zone is the
respective shutdown zone. We have also
clarified language to better express that
the IHA requirements pertain to
construction activities directly
associated with pile driving installation
project area and summarizes
information related to the population or
stock, including regulatory status under
the MMPA and Endangered Species Act
(ESA) and potential biological removal
(PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2019).
PBR is defined by the MMPA as the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population (as described in NMFS’s
SARs). While no mortality is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. 2019 SARs (e.g., Muto et al.,
2020) and 2020 draft SARs (Muto et al.,
2021). All values presented in Table 2
are the most recent available at the time
of publication and are available in the
2019 and 2020 SARs (Muto et al., 2020;
Muto et al., 2021) (available online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
draft-marine-mammal-stockassessment-reports).
and removal rather than associated
construction activities that occur away
from the project site. Lastly, we noticed
some repetitive measures so
consolidated these to help clarify the
requirements of the IHA.
In addition, per the Defenders of
Wildlife’s concerns in Comment 2, we
have updated the language in the
Negligible Impact Analysis and
Determination section to indicate that
the area of exposure from the SFD
activities will be limited to habitat
primarily used as a travel corridor.
Description of Marine Mammals in the
Area of Specified Activities
There are six species of marine
mammals that may be found in upper
Cook Inlet during the pile driving
activities. Sections 3 and 4 of the POA’s
application summarize available
information regarding status and trends,
distribution and habitat preferences,
and behavior and life history, of the
potentially affected species. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments),
and more general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’s website (https://
www.fisheries.noaa.gov/find-species).
Additional information on CIBWs may
be found in NMFS’ 2016 Recovery Plan
for the CIBW (Delphinapterus leucas),
available online at https://
www.fisheries.noaa.gov/resource/
document/recovery-plan-cook-inletbeluga-whale-delphinapterus-leucas.
Table 2 lists all species or stocks with
expected potential for occurrence in the
TABLE 2—MARINE MAMMAL SPECIES POTENTIALLY OCCURRING IN UPPER COOK INLET, ALASKA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
I
I
Stock abundance (CV,
Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
I
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenopteridae
(rorquals):
Humpback whale ......
Megaptera novaeangliae
Western North Pacific ....
Central North Pacific ......
E/D; Y
-/-; Y
I
1,107 (0.3, 865, 2006) ...
10,103 (0.3, 7,890, 2006)
I
I
3
83
2.8
26
0.53
24
5.87
0
1
0.8
Undet
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Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Beluga whale ............
Killer whale ...............
Delphinapterus leucas ....
Orcinus orca ...................
Cook Inlet .......................
Alaska Resident .............
Alaska Transient ............
E/D; Y
-/-; N
-/-; N
279 (0.06, 267, 2018) ....
2,347 (N/A, 2,347, 2012)
587 (N/A, 587, 2012) .....
Family Phocoenidae (porpoises):
Harbor porpoise ........
Phocoena .......................
Gulf of Alaska .................
-/-; Y
31,046 (0.21 N/A, 1998)
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TABLE 2—MARINE MAMMAL SPECIES POTENTIALLY OCCURRING IN UPPER COOK INLET, ALASKA—Continued
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
I
I
Stock abundance (CV,
Nmin, most recent
abundance survey) 2
PBR
Annual
M/SI 3
I
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared
seals and sea lions):
Steller sea lion ..........
Eumetopias jubatus ........
Western ..........................
E/D; Y
52,932 (N/A, 52,932
2019).
318
254
Family Phocidae (earless
seals):
Harbor seal ...............
Phoca vitulina .................
Cook Inlet/Shelikof .........
-/-; N
28,411 (N/A, 26,907,
2018).
807
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1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is
not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct
human-caused mortality exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future.
Any species or stock listed under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum
estimate of stock abundance. In some cases, CV is not applicable because it has not been calculated.
3 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual mortality and serious injury (M/SI) often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
As indicated above, all six species
(with six managed stocks) in Table 2
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur, and we have
authorized it. Marine mammals
occurring in Cook Inlet that are not
expected to be observed in the project
area and for which take is not
authorized include gray whales
(Eschrichtius robustus), minke whales
(Balaenoptera acutorostrata), and Dall’s
porpoise (Phocoenoides dalli).
In addition, sea otters (Enhydra lutris)
may be found in Cook Inlet. However,
sea otters are managed by the U.S. Fish
and Wildlife Service (USFWS) and are
not considered further in this document.
A detailed description of the of the
species likely to be affected by the pile
driving activities, including brief
introductions to the species and
relevant stocks as well as available
information regarding population trends
and threats, and information regarding
local occurrence, were provided in the
Federal Register notice for the proposed
IHA (86 FR 31870, June 15, 2021); since
that time, we are not aware of any
changes in the status of these species
and stocks other than a change in the
total annual mortality and serious injury
for Steller sea lions which reflects
corrections of errors found when
finalizing Young et al. (2020) and the
final SARs (Muto et al., 2021) (Note we
also found typos in the minimum
population estimate (Nmin) estimate for
Alaska resident Killer whales and stock
abundance for Steller sea lions in the
Federal Register notice for the proposed
IHA (86 FR 31870, June 15, 2021) that
have been corrected here). Therefore,
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detailed descriptions are not provided
here. Please refer to that Federal
Register notice for these descriptions.
Please also refer to NMFS’ website
(https://www.fisheries.noaa.gov/findspecies) for generalized species
accounts.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The Federal Register notice of the
proposed IHA (86 FR 31870, June 15,
2021) included a discussion of the
effects of anthropogenic noise on marine
mammals and the potential effects of
underwater noise from the POA’s
specified activities on marine mammals
and their habitat. That information and
analysis is incorporated by reference
into this final IHA determination and is
not repeated here; please refer to the
Federal Notice of the proposed IHA (86
FR 31870, June 15, 2021). No new data
is available that suggests the potential
responses and impacts to marine
mammals would differ from those
discussed in the notice of the proposed
IHA.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
‘‘small numbers’’ and the negligible
impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
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marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes will primarily be by
Level B harassment, as pile driving has
the potential to result in disruption of
behavioral patterns for individual
marine mammals, either directly or as a
result of TTS. There is also some
potential for auditory injury (Level A
harassment) to result, primarily for
mysticetes, high frequency species, and
phocids because predicted auditory
injury zones are larger than for midfrequency species and otariids. Auditory
injury is unlikely to occur for midfrequency species and otariids. The
required mitigation and monitoring
measures are expected to minimize the
severity of the taking to the extent
practicable.
As described previously, no mortality
is anticipated or authorized for this
activity. Below we describe how the
take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
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activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the authorized
take estimate.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 120 dB re 1
micropascal (mPa) (rms) for continuous
(e.g., vibratory pile-driving, drilling) and
above 160 dB re 1 mPa (rms) for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. This take estimation
includes disruption of behavioral
patterns resulting directly in response to
noise exposure (e.g., avoidance), as well
as that resulting indirectly from
associated impacts such as TTS or
masking. However, ambient noise levels
within Knik Arm are above the 120-dB
threshold, and therefore, for purposes of
this analysis, NMFS considers received
levels above those of the measured
ambient noise (122.2 dB) to constitute
Level B harassment of marine mammals
incidental to continuous noise,
including vibratory pile driving.
Results from recent acoustic
monitoring conducted at the port are
presented in Austin et al. (2016)
wherein noise levels were measured in
absence of pile driving from May 27
through May 30, 2016 at two locations:
Ambient-Dock and Ambient-Offshore.
NMFS considers the median sound
levels to be most appropriate when
considering background noise levels for
purposes of evaluating the potential
impacts of the POA’s SFD Project on
marine mammals (NMFS, 2012). By
using the median value, which is the
50th percentile of the measurements, for
ambient noise level, one will be able to
eliminate the few transient loud
identifiable events that do not represent
the true ambient condition of the area.
This is relevant because during two of
the four days (50 percent) when
background measurement data were
being collected, the U.S. Army Corps of
Engineers was dredging Terminal 3
(located just north of the AmbientOffshore hydrophone) for 24 hours per
day with two 1-hour breaks for crew
change. On the last 2 days of data
collection, no dredging was occurring.
Therefore, the median provides a better
representation of background noise
levels when the SFD project will be
occurring. With regard to spatial
considerations of the measurements, the
Ambient-Offshore location is most
applicable to this discussion (NMFS,
2012). The median ambient noise level
collected over four days at the end of
May at the Ambient-Offshore
hydrophone was 122.2 dB. We note the
Ambient-Dock location was quieter,
with a median of 117 dB; however, that
hydrophone was placed very close to
the dock and not where we expect Level
B harassment to occur given mitigation
measures (e.g., shut downs). We also
recognize that during Phase 1 PCT
acoustic monitoring, noise levels in
Knik Arm absent pile driving were
collected (Reyff et al., 2021); however,
the Phase 1 PCT IHA did not require
ambient noise measurements to be
collected. These measurements were not
collected in accordance to NMFS (2012)
guidance for measuring ambient noise
and thus cannot be used here for that
purpose. If additional data collected in
the future warrant revisiting this issue,
NMFS may adjust the 122.2 dB rms
Level B harassment threshold.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (NMFS,
2018) identifies dual criteria to assess
auditory injury (Level A harassment) to
five different marine mammal groups
(based on hearing sensitivity) as a result
of exposure to noise from two different
types of sources (impulsive or nonimpulsive). The POA’s activity includes
the use of non-impulsive (vibratory pile
driving) and impulsive (impact pile
driving) sources.
These thresholds are provided in
Table 3 below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2018 Technical
Guidance, which may be accessed at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
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Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
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Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
sradovich on DSKJLST7X2PROD with NOTICES
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
The estimated sound source levels
(SSL) proposed by the POA and used in
this assessment for vibratory installation
of attenuated piles are based on sound
levels of 24-inch and 36-inch piles
measured during a sound source
verification (SSV) study conducted
during Phase 1 of the POA’s 2020 PCT
project (Reyff et al., 2021). For the 24inch template piles, SSLs measured for
24-inch PCT template piles by Reyff et
al. (2021) were selected for use as a
proxy for 24-inch SFD template piles
based on anticipated pile function
(Table 4). These piles were driven for
19.2 to 25.6 minutes, using an APE 200–
6 vibratory hammer and a confined
bubble curtain (Reyff et al., 2021). For
the 36-inch template piles, SSLs are
assumed to be similar to the SSLs
measured for 36-inch trestle piles
installed during PCT construction (note
no 36-inch template piles were
measured in Reyff et al., 2021) (Table 4).
These piles were installed with a
confined bubble curtain using an APE
300–6 vibratory hammer; driving times
ranged from 22.1 to 36.4 minutes. It is
assumed that SLLs during pile
installation and removal for both pile
sizes will be similar.
No unattenuated 24-inch or 36-inch
piles were installed during either the
TPP (Austin et al., 2016) or PCT SSV
projects (Reyff et al., 2021). Instead, SSL
measurements collected during marine
construction projects conducted by the
U.S. Navy for the Naval Base Kitsap at
Bangor EHW–2 Project (U.S. Navy,
2015), which were installed at similar
depths and in a similar marine
environment, were used as proxies for
vibratory and impact installation of
unattenuated piles for the SFD project
(Table 4). It is assumed that SSLs during
vibratory pile installation and removal
will be similar.
SSLs measurements for attenuated 24inch and 36-inch piles driven with an
impact hammer also were not measured
during either the TPP (Austin et al.,
2016) or PCT SSV projects (Reyff et al.,
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2021). SSL measurements for impact
installation made by Ryeff et al. (2021)
were on piles using a confined bubble
curtain system with 48-inch piles;
whereas, an unconfined system will be
used with smaller piles for the SFD. In
a confined bubble curtain system, the
bubbles are confined to the area around
the pile with a flexible material or rigid
pipe; however, in an unconfined bubble
curtain system, there is no such system
for restraining the bubbles (NAVFAC
SW, 2020). Unconfined bubble curtain
performance is highly variable and
effectiveness depends on the system
design and on-site conditions such as
water depth, water current velocity,
substrate and underlying geology. The
unconfined systems typically consist of
vertically stacked bubble rings, while
the confined systems are a single ring at
the bottom placed inside a casing that
encompasses the pile. The U.S. Navy
(2015) summarized several studies
which demonstrated that unconfined
bubble curtains performance can be
effective in attenuating underwater
noise from impact pile installation.
They found bubble curtain performance
to be highly variable, but based on
information from the Bangor Naval Base
Test Pile Program, found an average
peak SPL reduction of 8 dB to 10 dB at
10 m would be an achievable level of
attenuation for steel pipe piles of 36and 48-inches in diameter. The
efficiency of bubble curtains with 24inch piles was not examined by the U.S.
Navy (2015). Based on these analyses,
and the effect that local currents may
have on the distribution of bubbles and
thus effectiveness of an unconfined
bubble curtain, NMFS conservatively
applies a 7 dB reduction to the U.S.
Navy (2015) unattenuated SSLs (Table
4) for attenuated 24-inch and 36-inch
piles during impact pile driving (Table
4). These SSLs are consistent with SSLs
previously proposed and authorized by
NMFS for POA impact pile driving of
24-inch and 36-inch piles (e.g., PCT
final IHA [85 FR 19294; April 6, 2020]).
This reduction is more conservative
than the confined bubble curtain
efficacy reported by Reyff et al. (2021),
which ranged from 9 to 11 dB for peak,
rms, and sound exposure level (SEL)
single strike measurements.
The transmission loss (TL)
coefficients reported in the PCT SSV are
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highly variable and are generally lower
than values previously reported and
used in the region. For example, Reyff
et al. (2021) reported unweighted
transmission loss coefficients ranging
from 8.9 to 16.3 dB SEL and 7.0 to 16.7
dB rms for impact driving 48-inch
attenuated piles. In the PCT final IHA
(85 FR 19294; April 6, 2020), the POA
proposed, and NMFS applied, a TL rate
of 16.85 dB SEL for assessing potential
for Level A harassment from impact pile
driving and a TL rate of 18.35 dB rms
when assessing potential for Level B
harassment from impact pile driving for
based on Austin et al. (2016)
measurements recorded during the TPP
on 48-in piles. Higher TL rates in Knik
Arm are supported by additional
studies, such as by Sˇirovic´ and Kendall
(2009), who reported a TL of 16.4 dB
during impact hammer driving during
passive acoustic monitoring of the POA
Marine Terminal Redevelopment
Project, and by Blackwell (2005) who
reported TLs ranging from 16–18 dB
SEL and 21.8 dB rms for impact and
vibratory installation of 36-inch piles,
respectively, during modifications made
to the Port MacKenzie dock. After
careful inspection of the data presented
in the Reyff et al. (2021) study
(including relevant spectrograms),
NMFS is concerned that flow noise in
the far field measurements is negatively
biasing the regressions derived to infer
TL rates. While Reyff et al. (2021)
discuss attempts they made to remove
flow noise from their calculations,
NMFS could not conclude that these
attempts adequately removed flow noise
from their measurements. Relevant to
the SFD, the TL calculations of
individual vibratory installation of 24inch template piles and 36-inch trestle
piles reported by Reyff et al. (2021) were
also highly variable ranging from 12.5 to
16.6 dB rms and 14.4 to 17.2 dB rms,
respectively. Given this variability and
previous data suggesting higher TL
rates, NMFS has determined that
applying a practical spreading loss
model (15logR) to ensonified area
calculations is most likely the
representative scenario in Knik Arm
(Table 4). The 15 TL coefficient also
falls within the range of TL coefficients
reported in Reyff et al. (2021).
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TABLE 4—ESTIMATED SOUND SOURCE LEVELS AND TRANSMISSION LOSS COEFFICIENTS WITH AND WITHOUT A BUBBLE
CURTAIN
Method and pile size
Unattenuated
Bubble curtain
Vibratory ...............................................
Sound level at 10 m (dB rms)
TL coefficient
Sound level at 10 m (dB rms)
TL coefficient (dB rms)
36-inch ..................................................
a 166.0
c 15.0
b 161.4
c 15.0
24-inch ..................................................
a 161.0
c 15.0
b 158.5
c 15.0
Impact
Unattenuated
Bubble curtain
Sound level at 10 m
dB rms
36-inch ..................................................
a 194.0
24-inch ..................................................
a 193.0
dB SEL
....
a 184.0
....
a 181.0
TL coefficient
dB Peak
....
a 211.0
....
a 210.0
dB rms
....
c 15.0
....
c 15.0
Sound level at 10 m
dB SEL
......
c 15.0
......
c 15.0
dB rms
......
a 187.0
......
a 186.0
dB SEL
....
a 177.0
....
a 174.0
TL coefficient
dB peak
....
a 204.0
....
a 203.0
dB rms
dB SEL
....
c 15.0
......
c 15.0
....
c 15.0
......
c 15.0
a
U.S. Navy 2015.
Reyff et al., 2021.
c Practical spreading loss model.
b
When the NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which may result in some degree of
overestimate of Level A harassment
take. However, these tools offer the best
way to predict appropriate isopleths
when more sophisticated 3D modeling
methods are not available, and NMFS
continues to develop ways to
quantitatively refine these tools, and
will qualitatively address the output
where appropriate. For stationary
sources (such as pile driving), NMFS
User Spreadsheet predicts the distance
at which, if a marine mammal remained
at that distance the whole duration of
the activity, it would incur PTS. Inputs
used in the User Spreadsheet, and the
resulting isopleths are reported below in
Table 5.
TABLE 5—NMFS USER SPREADSHEET INPUTS
24-Inch
(unattenuated)
24-Inch
(bubble curtain)
36-Inch
(unattenuated)
36-Inch
(bubble curtain)
User Spreadsheet Input: Vibratory Pile Driving
Spreadsheet Tab Used ............
Source Level (SPL RMS) ........
Transmission Loss Coefficient
Weighting Factor Adjustment
(kHz).
Time to install/remove single
pile (minutes).
Piles to install/remove per day
A.1) Non-Impul, Stat, Cont ......
161 ...........................................
15 .............................................
2.5 ............................................
A.1) Non-Impul, Stat, Cont ......
158.5 ........................................
15 .............................................
2.5 ............................................
A.1) Non-Impul, Stat, Cont ......
166 ...........................................
15 .............................................
2.5 ............................................
A.1) Non-Impul, Stat, Cont
161.4.
15.
2.5.
45/75 ........................................
45/75 ........................................
45/75 ........................................
45/75.
1/1 ............................................
1–2/1–3 ....................................
1/1 ............................................
1–3/1–3
User Spreadsheet Input: Impact Pile Driving
Spreadsheet Tab Used ............
Source Level (Single Strike/
shot SEL).
Transmission Loss Coefficient
Weighting Factor Adjustment
(kHz).
Number of strikes pile ..............
Piles per day ............................
E.1) Impact pile driving ............
181 ...........................................
E.1) Impact pile driving ............
174 ...........................................
E.1) Impact pile driving ............
184 ...........................................
E.1) Impact pile driving.
177.
15 .............................................
2 ...............................................
15 .............................................
2 ...............................................
15 .............................................
2 ...............................................
15.
2.
1,000 ........................................
1 ...............................................
1,000 ........................................
1 ...............................................
1,000 ........................................
1 ...............................................
1,000.
1.
sradovich on DSKJLST7X2PROD with NOTICES
To calculate the Level B harassment
isopleths, NMFS considered SPLrms
source levels and the corresponding TL
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coefficients (dB rms; Table 4) for impact
and vibratory pile driving, respectively.
The resulting Level A harassment and
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Level B harassment isopleths are
presented in Table 6.
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TABLE 6—DISTANCES TO LEVEL A HARASSMENT, BY HEARING GROUP, AND LEVEL B HARASSMENT THRESHOLDS PER
PILE TYPE AND INSTALLATION METHOD
Pile size
Hammer type
(installation/removal)
Attenuation
Level A
harassment
(m)
Piles
per day
LF
24-inch ..........
Bubble Curtain .....................
Vibratory (Installation) ..........
Vibratory (Removal) .............
Unattenuated .......................
36-inch ..........
Bubble Curtain .....................
Unattenuated .......................
Impact (Installation) .............
Vibratory (Installation) ..........
Vibratory (Removal) .............
Impact (Installation) .............
Vibratory (Installation) ..........
..............................................
..............................................
Vibratory (Removal) .............
Impact (Installation) .............
Vibratory (Installation) ..........
Vibratory (Removal) .............
Impact (Installation) .............
sradovich on DSKJLST7X2PROD with NOTICES
Marine Mammal Occurrence and Take
Estimation
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
For all species of cetaceans other than
CIBWs, density data is not available for
upper Cook Inlet. Therefore, the POA
relied on marine mammal monitoring
data collected during past POA projects.
These data cover the POA’s construction
season (April through November) across
multiple years. Calculations used to
estimate exposure from pile installation
for all marine mammals is described
below.
Humpback Whales
Sightings of humpback whales in the
project area are rare, and the potential
risk of exposure of a humpback whale
to sounds exceeding the Level B
harassment threshold is low. Few, if
any, humpback whales are expected to
approach the project area. However,
there were two sightings in 2017 of what
was likely a single individual at the
Ship Creek Boat Launch (ABR Inc.,
2017) which is located south of the
project area. Based on these data, the
POA conservatively estimates that up to
two individuals could be behaviorally
harassed during the 24 days of pile
driving for the SFD. This could include
sighting a cow-calf pair on multiple
days or multiple sightings of single
humpback whales. No Level A
harassment take of humpback whales is
anticipated or authorized because the
likelihood that a humpback whale
would be both present in the project
area and within the relatively small
Level A harassment zones before a
shutdown could be called is low.
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1
2
1
3
1
1
1
1
1
2
3
1
3
1
1
1
1
MF
4
7
6
12
251
6
8
735
6
10
13
9
18
398
13
18
1,165
1
1
1
1
9
1
1
27
1
1
2
1
2
15
2
2
42
HF
6
9
8
17
299
9
12
876
9
15
19
13
26
474
18
26
1,387
Killer Whales
Few, if any, killer whales are expected
to approach the project area. No killer
whales were sighted during previous
monitoring programs for the Knik Arm
Crossing and POA construction projects,
including the 2016 TPP or during Phase
1 of the PCT project in 2020. The
infrequent sightings of killer whales that
are reported in upper Cook Inlet tend to
occur when their primary prey
(anadromous fish for resident killer
whales and CIBWs for transient killer
whales) are also in the area (Shelden et
al., 2003). Previous sightings of
transient killer whales have
documented pod sizes in upper Cook
Inlet between one and six individuals
(Shelden et al., 2003). The potential for
exposure of killer whales within the
Level B harassment isopleths is
anticipated to be extremely low. Level B
harassment take is conservatively
estimated at no more than one small
pod (6 individuals). No Level A
harassment take for killer whales is
anticipated or authorized due to the
small Level A harassment zones (Table
6) and implementation of a 100 m
shutdown which is larger than Level A
harassment isopleths, and described
below in the Mitigation section.
Harbor Porpoise
Previous monitoring data at the POA
were used to evaluate daily sighting
rates for harbor porpoises in the project
area. During most years of monitoring,
no harbor porpoises were observed;
however, during Phase 1 of the PCT
project (2020), 18 individuals (15
groups) were observed near the POA,
with group sizes ranging from 1–2
individuals. The highest daily sighting
rate for any recorded year during pile
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PW
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3
4
4
7
135
4
5
394
4
6
8
6
11
213
8
11
624
OW
1
1
1
1
10
1
1
29
1
1
1
1
1
16
1
1
46
Level A
harassment
areas (km2)
all hearing
groups
Level B
harassment
(m)
<0.01
2,631
<0.19
<0.01
542
3,861
<1.34
<0.01
1,585
4,106
<0.76
<0.01
631
8,318
<3.14
1,848
installation and removal associated with
the PCT was an average of 0.09 harbor
porpoise per day during 2009
construction monitoring, but this value
may not account for increased sightings
in Upper Cook Inlet or range extensions
(Shelden et al., 2014). Therefore, the
POA estimates that one harbor porpoise
could be observed every 2 days of pile
driving. Based on this assumption, the
POA has requested, and NMFS is
authorizing, twelve Level B harassment
exposures during the 24 days of pile
driving.
Harbor porpoises are relatively small
cetaceans that move at high velocities,
which can make their detection and
identification at great distances difficult.
Despite this, PSOs during Phase 1 PCT
construction monitoring (61 North
Environmental, 2021) were able to
detect harbor porpoises as far as 6,486
m from the PCT, indicating that the
monitoring methods detailed in the final
IHAs for Phase 1 and Phase 2 PCT
construction (85 FR 19294; April 6,
2020), (and described below in the
Mitigation section for the SFD) allowed
for harbor porpoises to be detected at
great distances. Therefore, no Level A
harassment take for harbor porpoises is
anticipated or authorized for the SFD.
The POA anticipates that the majority of
piles will be driven using vibratory
methods. Using the NMFS User
Spreadsheet, vibratory driving 24-inch
and 36-inch piles results in Level A
harassment isopleths that are smaller
than the 100-m shutdown zone,
described below in the Mitigation
section (≤26 m; Table 6). The Level A
harassment isopleths calculated using
the NMFS User Spreadsheet for impact
driving 24-inch and 36-inch piles are
larger (≤1,387 m; Table 6); however, the
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sradovich on DSKJLST7X2PROD with NOTICES
POA is required to shut down pile
driving activities should a harbor
porpoise be observed entering or within
an established Level A harassment zone.
In addition, Level A harassment
isopleths consider long durations and
harbor porpoise are likely moving
through the area, if present, not
lingering. Further few harbor porpoises
are expected to approach the project
area and are likely to be sighted prior to
entering the Level A harassment zone.
During Phase 1 PCT construction
monitoring (61 North Environmental,
2021) only five harbor porpoises were
observed near the PCT and within the
largest Level A harassment zone for SFD
(1,387 m; Table 7). Given that the POA
anticipates that only a small number of
piles (up to five), may be driven with an
impact hammer (requiring up to 20
minutes of impact installation each at 1
pile per day), the likelihood that harbor
porpoises will be in these larger zones
is minimized. Accounting for measures
described below in the Mitigation
section below and the low likelihood
that individual harbor porpoises will
appear undetected within the Level A
harassment zones, we agree with the
POA and do not authorize any Level A
harassment takes of harbor porpoises
during the construction of the SFD.
Steller Sea Lion
Steller sea lions are anticipated to be
encountered in low numbers, if at all,
within the project area. Three sightings
of what was likely a single individual
occurred in the project area in 2009, two
sightings occurred in 2016, one
occurred in 2019, and up to six
individuals were observed in 2020 (4 in
May and 2 in June). Based on
observations in 2016, the POA
anticipates an exposure rate of two
individuals every 19 days during SFD
pile installation and removal. Based on
this rate, The POA anticipates that there
could be up to four harassment
exposures of Steller sea lions during the
24 days of SFD pile installation and
removal.
Sea lions are known to travel at high
speeds, in rapidly changing directions,
and have the potential to be counted
multiple times. Because of this the POA
anticipates that, despite all precautions,
sea lions could enter the Level A
harassment zone before a shutdown
could be fully implemented. For
example, in 2016 during the POA TPP,
a Steller sea lion was first sighted next
to a work boat and within the Level A
harassment zone. Nine PSOs had been
monitoring for the presence of marine
mammals near the construction
activities at this time, but they did not
observe the approaching sea lion. Sea
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lions are known to be curious and
willing to approach human activity
closely, and they can swim with a low
profile. The incident was recorded as a
Level A harassment take and raises
concern for the POA that a sighting of
a Steller sea lion within the Level A
harassment zones, while unlikely, could
occur. While Level A harassment takes
are unlikely given the low likelihood of
sea lions in the project area, the small
Level A harassment isopleths (<46 m;
Table 6), and the required mitigation
measures, including the implementation
of shutdown zones and the use of PSOs,
we authorize the POA’s request that a
small number of Steller sea lions could
be exposed to Level A harassment
levels. Therefore, we authorize that two
Steller sea lions could be exposed to
Level A harassment levels and 2 Steller
sea lions could be exposed to Level B
harassment levels.
Harbor Seals
No known harbor seal haulout or
pupping sites occur in the vicinity of
the POA; therefore, exposure of harbor
seals to in-air noise is not considered in
this application, and no take for in-air
exposure is requested. Harbor seals are
not known to reside in the project area,
but they are seen regularly near the
mouth of Ship Creek when salmon are
running, from July through September.
With the exception of newborn pups, all
ages and sexes of harbor seals could
occur in the project area during
construction of the SFD. Any
harassment of harbor seals during pile
installation will involve a limited
number of individuals that may
potentially swim through the project
area or linger near Ship Creek.
Marine mammal monitoring data were
used to examine hourly sighting rates
for harbor seals in the project area.
Sighting rates of harbor seals were
highly variable and appeared to have
increased during monitoring between
2005 and 2020 (See Table 4–1 in POA’s
application). It is unknown whether any
potential increase was due to local
population increases or habituation to
ongoing construction activities. The
highest monthly hourly sighting rate
(rounded) observed during previous
monitoring at the POA was used to
quantify take of harbor seals for pile
installation associated with the SFD.
This occurred in 2020 during Phase 1
PCT construction monitoring, when
harbor seals were observed from May
through September. A total of 340
harbor seals were observed over 1,237.7
hours of monitoring, at a rate of 0.3
harbor seals per hour. The maximum
monthly hourly sighting rate occurred
in September and was 0.51 harbor seals
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50069
per hour. Based on these data, the POA
estimates that approximately 1 harbor
seal may be observed near the project
per hour of hammer use. During the 21
hours of anticipated pile installation
and removal, the POA estimates that up
21 harbor seals will be exposed to inwater noise levels exceeding harassment
thresholds for pile installation and
removal during SFD construction.
All efforts will be taken to shut down
prior to a harbor seal entering the
appropriate shutdown zone and prior to
a harbor seal entering the Level A
harassment zones. However, harbor
seals often are curious of onshore
activities, and previous monitoring
suggests that this species may mill at the
mouth of Ship Creek. It is important to
note that the mouth of Ship Creek is
about 700 m from the southern end of
the SFD and is outside the Level A
harassment zones for harbor seals
during both unattenuated and
attenuated vibratory and impact pile
installation and removal (Table 6).
While exposure is anticipated to be
minimized because pile installation and
removal will occur intermittently over
the short construction period, the POA
is requesting Level A harassment take
for a small number of harbor seals, given
the potential difficulty of detecting
harbor seals and their consistent use of
the area. Given that 30 harbor seals (8.6
percent) of all harbor seals and
unidentified pinnipeds were detected
within 624 m, the largest Level A
harassment zone for SFD, during PCT
Phase 1 construction monitoring (61
North Environmental, 2021), POA
requests and NMFS authorizes that two
harbor seals (8.6 percent of 21 exposures
rounded up) could be exposed to Level
A harassment levels and 19 harbor seals
could be exposed to Level B harassment
levels.
Beluga Whales
For CIBWs, we looked at several
sources of information on marine
mammal occurrence in upper Cook Inlet
to determine how best to estimate the
potential for exposure to pile driving
noise from the SFD Project. In their
application, the POA estimated Level B
harassment take following methods
outlined in the PCT final IHA (85 FR
19294; April 6, 2020), which relies on
monitoring data of CIBWs published in
Kendall and Cornick (2015). For the
SFD application, POA also considered
monitoring data of CIBWs collected
during Phase 1 of the PCT project (61
North Environmental, 2021). These data
sets (Kendall and Cornick, 2015, and 61
North Environmental, 2021) cover all
months the POA could conduct pile
driving for the SFD and they are based
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on all animals observed during
scientific monitoring within the
proximity of the SFD regardless of
distance. Hourly sighting rates for
CIBWs for each calendar month were
calculated using documented hours of
observation and CIBW sightings from
April through November for 2005, 2006,
2008 and 2009 (Kendall and Cornick,
2015) and 2020 (61 North
Environmental, 2021) (Table 7). The
highest calculated monthly hourly
sighting rate of 0.94 whales per hour
was used to calculate potential CIBW
exposures (21 hours of pile installation
and removal multiplied by 0.94 whales/
hour). Using this method, the POA
estimated that 20 CIBWs (rounded from
19.75) could be exposed to the Level B
harassment level during pile installation
and removal associated with the
construction of the SFD. These
calculations assume no mitigation and
that all animals observed will enter a
given Level B harassment zone during
pile driving.
TABLE 7—SUMMARY OF CIBWS SIGHTING DATA FROM APRIL–NOVEMBER 2005–2009 AND APRIL–NOVEMBER 2020
Month
Total hours
April ..................................................................................................................
May ..................................................................................................................
June .................................................................................................................
July ...................................................................................................................
August ..............................................................................................................
September .......................................................................................................
October ............................................................................................................
November ........................................................................................................
Total groups
52.50
457.40
597.77
552.67
577.30
533.03
450.70
346.63
13
53
37
14
120
124
9
52
Total whales
Whales/hour
35
208
122
27
543
445
22
272
0.67
0.45
0.20
0.05
0.94
0.83
0.05
0.78
Data compiled from Kendall and Cornick (2015) and (61 North Environmental, 2021).
To more accurately estimate potential
exposures than simply using the
monthly sighting rate data, which does
not account for any mitigation, POA
followed methods described by NMFS
for the PCT final IHA (85 FR 19294;
April 6, 2020), which looked at previous
monitoring results at the POA in
relation to authorized take numbers.
Between 2008 and 2012, NMFS
authorized 34 CIBW takes per year to
POA, with mitigation measures similar
to the measures required here. The
percent of the authorized takes
documented during this time period
ranged from 12 to 59 percent with an
average of 36 percent (Table 8). In 2020,
NMFS authorized 55 CIBW takes in
Phase 1 of the PCT project, with
mitigation and monitoring measures
that are consistent with those required
for the SFD and described below in the
Mitigation section. The percent of the
authorized takes that were documented
was 47 percent (26 out of 55 exposures;
61 North Environmental, 2021; Table 8).
Given that there was extensive
monitoring occurring across all IHAs
(with effort intensified in 2020), we
believe there is little potential that
animals were taken but not observed.
TABLE 8—AUTHORIZED AND REPORTED CIBW TAKES DURING POA ACTIVITIES FROM 2009–2012 AND 2020
Reported
takes
ITA effective dates
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15 July 2008–14 July 2009 .........................................................................................................
15 July 2009–14 July 2010 .........................................................................................................
15 July 2010–14 July 2011 .........................................................................................................
15 July 2011–14 July 2012 .........................................................................................................
1 April 2020–31 March 2021 .......................................................................................................
As described in the POA’s application
and in more detail in the Mitigation
section, mitigation measures have been
designed to reduce Level B harassment
take as well avoid Level A harassment
take. We recognize that in certain
situations, pile driving may not be able
to be shut down prior to whales entering
the Level B harassment zone due to
safety concerns. During previous
monitoring, sometimes CIBWs were
initially sighted outside of the
harassment zone and shutdown was
called, but the CIBWs swam into the
harassment zone before activities could
be halted, and exposure within the
harassment zone occurred. For example,
on September 14, 2009, a construction
observer sighted a CIBW just outside the
harassment zone, moving quickly
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towards the 1,300 m Level B harassment
zone during vibratory pile driving. The
animal entered the harassment zone
before construction activity could be
shut down (ICRC, 2010). On other
occasions, CIBWs were initially
observed when they surfaced within the
harassment zone. For example, on
November 4, 2009, 15 CIBWs were
initially sighted approximately 950 m
north of the project site near the shore,
and then they surfaced in the Level B
harassment zone during vibratory pile
driving (ICRC, 2010). Construction
activities were immediately shut down,
but the 15 CIBWs were nevertheless
exposed within the Level B harassment
zone. During Phase 1 of the PCT project
all 26 of the recorded takes were
instances where the whales were first
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Authorized
takes
12
20
13
4
26
34
34
34
34
55
Percent of
authorized
takes
35
59
38
12
47
sighted within the Level B harassment
zone, prompting shutdown procedures.
Most of these exposures (21 of 26)
occurred when the CIBWs first appeared
near the northern station, just south of
Cairn Point (61 North Environmental,
2021). For example, on November 21,
2020 one CIBW was sighted in front of
the north PSO station, located just south
of Cairn Point, traveling south during
vibratory removal of an attenuated 36inch pile and a shutdown was called
immediately (61 North Environmental,
2021). In 2020, the northern station did
not have visibility of the near shoreline
north of Cairn Point. As a result, CIBWs
traveling south during ebb tides around
Cairn Point were often inside of the
Level B harassment zone upon first
sighting (61 North Environmental,
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2021). As described below in the
Monitoring and Reporting section,
mitigation and monitoring approaches
for the SFD project are modeled after the
stipulations outlined in the final IHAs
for Phase 1 and Phase 2 PCT
construction (85 FR 19294; April 6,
2020), but one of the PSO stations will
be moved to enhance visibility to the
north, especially near Cairn point.
Therefore, we believe the ability to
detect whales and shut down prior to
them entering the Level B harassment
zones will be better or consistent with
previous years.
To account for these mitigation
measures, the POA then applied the
highest percentage of previous takes (59
percent) to ensure potential impacts to
CIBWs are adequately evaluated. After
applying this adjustment to account for
potential exposures of CIBWs that will
be avoided by shutting down, the POA
estimated that 12 CIBWs (20 whales *
0.59 = 11.80 whales; 12 rounded up)
may be exposed to Level B harassment
during pile installation and removal.
The POA and NMFS are concerned,
however, that this approach does not
accurately reflect the reality that CIBWs
can travel in large groups. Large groups
of CIBWs have been seen swimming
50071
95th percentile of group size for the
Kendall and Cornick (2015) and the PCT
Phase 1 monitoring data (61 North
Environmental, 2021) is 12.0. This
means that, of the 422 documented
CIBW groups in these data sets, 95
percent consisted of fewer than 12.0
whales; 5 percent of the groups
consisted of more than 12.0.
Considering large group size, the POA
requests and we authorize 24 takes
(accounting for the 12 takes calculated
following the methods outlined for the
PCT project that accounts for mitigation
plus a group size of 12) of CIBWs
incidental to pile driving for the SFD.
Incorporation of large groups into the
CIBW exposure estimate is intended to
reduce risk to the POA of the
unintentional take of a larger number of
belugas than would be authorized by
using the required methods alone and
thus improve our estimate of exposure.
No Level A harassment is expected or
authorized given the small Level A
harassment zones for CIBWs (Table 6)
and the additional mitigation measures
described in the Mitigation section
below specific to CIBWs, including the
measure that pile driving activities must
shut down when any CIBW enters the
relevant Level B harassment zone.
through the POA vicinity during POA
monitoring efforts. For example, during
Phase 1 of the PCT, the mean group size
was 4.34 whales; however, 52 percent of
observations were of groups greater than
the mean group size, with 5 percent of
those 119 groups being larger than 12
individuals, the number of exposures
proposed by POA (61 North
Environmental, 2021).
To ensure that a large group of CIBWs
will not result in the POA using the
majority or all of their take in one or two
sightings, POA buffered the exposure
estimate detailed in the preceding
paragraph by adding the estimated size
of a notional large group of CIBWs. The
95th percentile is commonly used in
statistics to evaluate risk. Therefore, to
determine the most appropriate size of
a large group, the POA calculated the 95
percentile group size of CIBWs observed
during Kendall and Cornick (2015) and
2020 Phase 1 PCT construction
monitoring (61 North Environmental,
2021); the same data used above to
derive hourly sighting rates (Table 7 and
Figure 3). In this case, the 95th
percentile provides a conservative value
that reduces the risk to the POA of
taking a large group of CIBWs and
exceeding authorized take levels. The
90
0
....CD
.0
E
~ 30
0
20
40
Group Size
Figure 3. CIBW sighting data from Kendall and Cornick (2015) and Phase 1 of the
PCT (61 North Environmental, 2021). The dashed vertical line represents the 95th
percentile of group size (i.e., 12 CIBWs)
In summary, the total amount of Level
A harassment and Level B harassment
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authorized for each marine mammal
stock is presented in Table 9.
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0
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Federal Register / Vol. 86, No. 170 / Tuesday, September 7, 2021 / Notices
TABLE 9—AUTHORIZED AMOUNT OF TAKE, BY STOCK AND HARASSMENT TYPE
Authorized take
Species
Level A
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Humpback whale ............................................
Beluga whale ..................................................
Killer whale ......................................................
Harbor porpoise ..............................................
Steller sea lion ................................................
Harbor seal .....................................................
Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned);
and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
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00:30 Sep 04, 2021
Percent of
stock
Stock
Jkt 253001
Western N. Pacific .........................................
Cook Inlet .......................................................
Transient/Alaska Resident .............................
Gulf of Alaska .................................................
Western ..........................................................
Cook Inlet/Shelikof .........................................
The POA presented mitigation
measures in Section 11 of their
application that were modeled after the
stipulations outlined in the final IHAs
for Phase 1 and Phase 2 PCT
construction (85 FR 19294; April 6,
2020), which were successful in
minimizing the total number and
duration of Level B harassment
exposures for endangered CIBWs during
Phase 1 PCT Construction (61 North
Environmental, 2021). These measures
both reduce noise into the aquatic
environment and reduce the potential
for CIBWs to be adversely impacted
from any unavoidable noise exposure.
A key mitigation measure NMFS
considered for this project is reducing
noise levels propagating into the
environment. The POA will deploy an
unconfined bubble curtain system
during installation and removal of
plumb (vertical) 24- and 36-inch piles
with a vibratory or impact hammer. An
unconfined bubble curtain is composed
of an air compressor(s), supply lines to
deliver the air, distribution manifolds or
headers, perforated aeration pipe, and a
frame. The frame facilitates transport
and placement of the system, keeps the
aeration pipes stable, and provides
ballast to counteract the buoyancy of the
aeration pipes in operation. The air is
released through a series of vertically
distributed bubble rings that create a
cloud of bubbles that act to impede and
scatter sound, lowering the sound
velocity. A compressor provides a
continuous supply of compressed air,
which is distributed among the layered
bubble rings. Air is released from small
holes in the bubble rings to create a
curtain of air bubbles surrounding the
pile. The curtain of air bubbles floating
to the surface inhibits the transmission
of pile installation sounds into the
surrounding water column. The final
design of the bubble curtain will be
determined by the Construction
Contractor based on factors such as
water depth, current velocities, and pile
sizes. However, the IHA requires the
bubble curtain be operated in a manner
consistent with the following
performance standards:
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Level B
0
0
0
0
2
2
2
24
6
12
2
19
0.19
8.60
1.02/0.26
0.04
<0.01
0.07
• The aeration pipe system will
consist of multiple layers of perforated
pipe rings, stacked vertically in
accordance with the following depths:
Two layers for water depths <5 m; four
layers for water depths 5 m to <10 m;
seven layers for water depths 10 m to
<15 m; ten layers for water depths 15 m
to <20 m; and thirteen layers for water
depths 20 m to <25 m;
• The pipes in all layers will be
arranged in a geometric pattern that will
allow for the pile being driven to be
completely enclosed by bubbles for the
full depth of the water column and with
a radial dimension such that the rings
are no more than 0.5 m from the outside
surface of the pile;
• The lowest layer of perforated
aeration pipe will be designed to ensure
contact with the substrate without
burial and will accommodate sloped
conditions;
• Air holes will be 1.6 millimeters (1/
16 inch) in diameter and will be spaced
approximately 20 millimeters (3⁄4 inch)
apart. Air holes with this size and
spacing will be placed in four adjacent
rows along the pipe to provide uniform
bubble flux;
• The system will provide a bubble
flux of 3 cubic meters (m3) per minute
per linear meter of pipe in each layer
(32.91 cubic feet (ft3) per minute per
linear foot of pipe in each layer). The
total volume (Vt) of air per layer is the
product of the bubble flux and the
circumference of the ring using the
formula: Vt = 3.0 m3/min/m *
Circumference of the aeration ring in
meters or Vt = 32.91 ft3/min/ft *
Circumference of the aeration ring in
feet; and
• Meters must be provided as follows:
Æ Pressure meters must be installed at
all inlets to aeration pipelines and at
points of lowest pressure in each branch
of the aeration pipeline;
Æ Flow meters must be installed in
the main line at each compressor and at
each branch of the aeration pipelines at
each inlet. In applications where the
feed line from the compressor is
continuous from the compressor to the
aeration pipe inlet, the flow meter at the
compressor can be eliminated; and
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Æ Flow meters must be installed
according to the manufacturer’s
recommendation based on either
laminar flow or non-laminar flow.
The bubble curtain will be used
during installation and removal of all
plumb piles when water depth is great
enough (approximately 3 m or 9.8 ft) to
deploy the bubble curtain. A bubble
curtain will not be used with the two
battered piles due to the angle of
installation. It is important to note that
a small number of piles could be
installed or removed when the pile
location is de-watered (no water
present) or when the water is too
shallow (≤3 m or 9.8 ft) to deploy the
bubble curtain. The tides at the POA
have a mean range of about 8.0 m (26
ft) (NOAA, 2015), and low water levels
will prevent proper deployment and
function of the bubble curtain system.
Piles that are driven at a location that is
de-watered will not use a bubble
curtain, and marine mammal
harassment zones will not be monitored.
When piles are installed or removed in
water without a bubble curtain because
the pile orientation is battered, or if
water is too shallow (≤3 m or 9.8 ft) to
deploy the bubble curtain, the
unattenuated Level A and Level B
harassment zones for that hammer type
and pile size will be implemented.
In addition to noise attenuation
devices, POA and NMFS considered
practicable work restrictions. Given the
extensive Level B harassment zone
generated from the installation of the
two unattenuated battered piles,
vibratory driving these large piles
during peak CIBW season poses an
amount of risk and uncertainty to the
degree that it should be minimized. This
August and September peak is
confirmed through acoustic monitoring
(Castellote et al., 2020) and Phase 1 PCT
construction monitoring (61 North
Environmental, 2021). Castellote et al.
(2020) for example indicate CIBWs
appeared concentrated in the upper
inlet year-round, but particularly
feeding in river mouths from April–
December, shifting their geographical
foraging preferences from the Susitna
River region towards Knik Arm in midAugust, and dispersing towards the mid
inlet throughout the winter. Further,
hourly sighting rates calculated from
monitoring data from Kendall and
Cornick (2015) and Phase 1 of the PCT
(61 North Environmental, 2021) were
highest in August and September (0.94
and 0.83, respectively; Table 8).
Therefore, vibratory driving
unattenuated battered piles (which
have, by far, the largest Level B
harassment zones) will not occur during
August or September. Further, to
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minimize the potential for overlapping
sound fields from multiple stressors, the
POA will not simultaneously operate
two vibratory hammers for either pile
installation or removal. This measure is
designed to reduce simultaneous inwater noise exposure. Because impact
hammers will not likely be dropping at
the same time, and to expedite
construction of the project to minimize
pile driving during peak CIBW
abundance periods, NMFS is not
proposing to restrict the operation of
two impact hammers at the same time.
Given the small size of the project and
the plan to primarily drive hammers
with a vibratory hammer, the POA has
indicated that it is highly unlikely that
an impact hammer and vibratory
hammer or two impact hammers will
operate simultaneously during the SFD
project.
Additional mitigation measures
include the following, modeled after the
stipulations outlined in the final IHAs
for Phase 1 and Phase 2 PCT
construction (85 FR 19294; April 6,
2020):
For in-water construction involving
heavy machinery activities other than
pile driving (e.g., use of barge-mounted
excavators), the POA will cease
operations and reduce vessel speed to
the minimum level required to maintain
steerage and safe working conditions if
a marine mammal approaches within 10
m of the equipment or vessel.
POA must use soft start techniques
when impact pile driving. Soft start
requires contractors to provide an initial
set of three strikes at reduced energy,
followed by a thirty-second waiting
period, then two subsequent reduced
energy strike sets. A soft start must be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of thirty minutes or
longer. Soft starts will not be used for
vibratory pile installation and removal.
PSOs shall begin observing for marine
mammals 30 minutes before ‘‘soft start’’
or in-water pile installation or removal
begins.
The POA will conduct briefings for
construction supervisors and crews, the
monitoring team, and POA staff prior to
the start of all pile installation and
removal, and when new personnel join
the work in order to explain
responsibilities, communication
procedures, the marine mammal
monitoring protocol, and operational
procedures.
The POA will employ PSOs per the
Marine Mammal Monitoring Plan (see
Appendix A in the POA’s application).
Marine mammal monitoring will take
place from 30 minutes prior to initiation
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50073
of pile installation and removal through
30 minutes post-completion of pile
installation and removal. The Level B
harassment zone must be fully visible
for 30 minutes before the zone can be
considered clear. Pile driving will
commence when observers have
declared the shutdown zone clear of
marine mammals or the mitigation
measures developed specifically for
CIBWs (below) are satisfied. In the event
of a delay or shutdown of activity,
marine mammal behavior will be
monitored and documented until the
marine mammals leave the shutdown
zone of their own volition, at which
point pile installation or removal will
begin. Further, NMFS requires that if
pile driving has ceased for more than 30
minutes within a day and monitoring is
not occurring during this break, another
30-minute pre-pile driving observation
period is required before pile driving
may commence.
If a marine mammal is entering or is
observed within an established Level A
harassment zone or shutdown zone, pile
installation and removal will be halted
or delayed. Pile driving will not
commence or resume until either the
animal has voluntarily left and been
visually confirmed 100 m beyond the
shutdown zone and on a path away
from such zone, or 15 minutes (nonCIBWs) or 30 minutes (CIBWs) have
passed without subsequent detections.
If a species for which authorization
has not been granted, or a species for
which authorization has been granted
but the authorized takes are met, is
observed approaching or within the
Level B harassment zone, pile
installation and removal will shut down
immediately. Pile driving will not
resume until the animal has been
confirmed to have left the area or the 30
minute observation period has elapsed.
In addition to these measures which
greatly reduce the potential for
harassment of all marine mammals and
establish shutdown zones that
realistically reflect non-CIBW whale
detectability, the following additional
mitigation measures will ensure
valuable protection and conservation of
CIBWs:
Prior to the onset of pile driving,
should a CIBW be observed approaching
the mouth of Knik Arm, pile driving
will be delayed. An in-bound preclearance line extends from Point
Woronzof to approximately 2.5 km west
of Point McKenzie. Pile driving may
commence once the whale(s) moves at
least 100 m past the Level B harassment
zone or pre-clearance zone (whichever
is larger) and on a path away from the
zone. A similar pre-pile driving
clearance zone will be established to the
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north of the POA (from Cairn Point to
the opposite bank), allowing whales to
leave Knik Arm undisturbed. Similar to
the in-bound whale clearance zone, pile
driving may not commence until a
whale(s) moves at least 100 m past the
Level B harassment zone or preclearance zone (whichever is larger) and
on a path away from the zone. If nonCIBW whale species are observed
within or likely to enter the Level B
harassment zone prior to pile driving,
the POA may commence pile driving
but only if those animals are outside the
relevant shutdown zone and Level B
harassment takes have not been
exceeded.
If pile installation or removal has
commenced, and a CIBW(s) is observed
within or likely to enter the Level B
harassment zone, pile installation or
removal will shut down and not recommence until the whale has traveled
at least 100 m beyond the Level B
harassment zone and is on a path away
from such zone or until no CIBW has
been observed in the Level B
harassment zone for 30 minutes
There may be situations where it is
not possible to monitor the entire Level
B harassment zone (e.g., during
vibratory hammering of two
unattenuated battered piles). In these
cases, the pre-clearance zone remains
applicable.
If during installation and removal of
piles, PSOs can no longer effectively
monitor the entirety of the CIBW Level
B harassment zone due to
environmental conditions (e.g., fog, rain,
wind), pile driving may continue only
until the current segment of pile is
driven; no additional sections of pile or
additional piles may be driven until
conditions improve such that the Level
B harassment zone can be effectively
monitored. If the Level B harassment
zone cannot be monitored for more than
15 minutes, the entire Level B
harassment zone will be cleared again
for 30 minutes prior to pile driving.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has determined that the required
mitigation measures provide the means
effecting the least practicable impact on
the affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
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requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the action area. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
The POA will implement a marine
mammal monitoring and mitigation
strategy intended to avoid and minimize
impacts to marine mammals (see
Appendix A in the POA’s application).
The marine mammal monitoring and
mitigation program that is planned for
SFD construction will be modeled after
the stipulations outlined in the final
IHAs for Phase 1 and Phase 2 PCT
construction (85 FR 19294; April 6,
2020). The POA will collect electronic
data on marine mammal sightings and
any behavioral responses to in-water
pile installation or removal for species
observed during pile installation and
removal associated with the SFD
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Project. Four PSO teams will work
concurrently to provide full coverage for
marine mammal monitoring in rotating
shifts during in-water pile installation
and removal. All PSOs will be trained
in marine mammal identification and
behaviors. NMFS will review submitted
PSO resumes and indicate approval as
warranted.
All PSOs will also undergo projectspecific training, which will include
training in monitoring, data collection,
theodolite operation, and mitigation
procedures specific to the SFD Project.
This training will also include sitespecific health and safety procedures,
communication protocols, and
supplemental training in marine
mammal identification and data
collection specific to the SFD Project.
Training will include hands-on use of
required field equipment to ensure that
all equipment is working and PSOs
know how to use the equipment.
Eleven PSOs will be distributed at
four stations: Anchorage Downtown
Viewpoint near Point Woronzof, the
Anchorage Public Boat Dock at Ship
Creek, the SFD Project site, and the
north end of POA property. These
locations were chosen to maximize
CIBW detection outside of Knik Arm
and the mouth of Knik Arm.
Specifically, PSOs at Port Woronzof will
have unencumbered views of the
entrance to Knik Arm and can provide
information on CIBW group dynamics
(e.g., group size, demographics, etc.) and
behavior of animals approaching Knik
Arm in the absence of and during pile
driving. During the time since the POA
submitted their final application,
observers for the 2020 PCT Phase 1
project have recommended, and NMFS
has included in the IHA, that the Ship
Creek station be moved about 40 m to
the end of the promontory to enhance
visibility to the north, especially near
Cairn point. The POA also considered
moving a station from the POA property
to Port MacKenzie for an improved view
of CIBWs moving from north to south
within Knik Arm. However, Port
MacKenzie is not an available option
due to logistical reasons; therefore, the
northern station will remain located on
POA property.
Each of the PSO stations will be
outfitted with a cargo container with an
observation platform constructed on
top. This additional elevation provides
better viewing conditions for seeing
distant marine mammals than from
ground level and provides the PSOs
with protection from weather. At least
two PSOs will be on watch at any given
time at each station; one PSO will be
observing, one PSO will be recording
data (and observing when there are no
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data to record). The station at the SFD
site will have at least two PSOs. The
northern and southern observations
stations will have PSOs who will work
in three- to four-person teams. Teams of
three will include one PSO who will be
observing, one PSO who will be
recording data (and observing when
there are no data to record), and one
PSO who will be resting. When
available, a fourth PSO will assist with
scanning, increasing scan intensity and
the likelihood of detecting marine
mammals. PSOs will work on a 30 to 60
minute rotation cycle and may observe
for no more than 4 hours at time and no
more than 12 hours per day. In addition,
if POA is conducting non-PCT-related
in-water work that includes PSOs, the
PCT PSOs must be in real-time contact
with those PSOs, and both sets of PSOs
must share all information regarding
marine mammal sightings with each
other.
Trained PSOs will have no other
construction-related tasks or
responsibilities while conducting
monitoring for marine mammals.
Observations will be carried out using
combinations of equipment that include
7 by 50 binoculars, 20x/40x tripod
mounted binoculars, 25 by 150 ‘‘big
eye’’ tripod mounted binoculars (North
End, Ship Creek, and Woronzof), and
theodolites. PSOs will be responsible for
monitoring the shutdown zones, the
Level A harassment zones, the Level B
harassment zones, and the pre-clearance
zones, as well as effectively
documenting Level A and Level B
harassment take. They will also (1)
report on the frequency at which marine
mammals are present in the project area,
(2) report on behavior and group
composition near the POA, (3) record all
construction activities, and (4) report on
observed reactions (changes in behavior
or movement) of marine mammals
during each sighting. Observers will
monitor for marine mammals during all
in-water pile installation and removal
associated with the SFD Project. Once
pile installation and removal are
completed for the day, marine mammal
observations will continue for 30
minutes. Observers will work in
collaboration with the POA to
immediately communicate the presence
of marine mammals prior to or during
pile installation or removal.
A draft report, including all electronic
data collected and summarized from all
monitoring locations, must be submitted
to NMFS’ MMPA program within 90
days of the completion of monitoring
efforts. The report must include: Dates
and times (begin and end) of all marine
mammal monitoring; a description of
daily construction activities, weather
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parameters and water conditions during
each monitoring period; number of
marine mammals observed, by species,
distances and bearings of each marine
mammal observed to the pile being
driven or removed, age and sex class, if
possible; number of individuals of each
species (differentiated by month as
appropriate) detected within the Level
A harassment zones, the Level B
harassment zones, and the shutdown
zones, and estimates of number of
marine mammals taken, by species (a
correction factor may be applied);
description of mitigation implemented,
and description of attempts to
distinguish between the number of
individual animals taken and the
number of incidences of take. A final
marine mammal monitoring report will
be prepared and submitted to NMFS
within 30 days following receipt of
comments on the draft report from
NMFS.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the discussion of
our analyses applies to all the species
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listed in Table 9 for which we
authorized take, other than CIBWs, as
the anticipated effects the POAs
activities on marine mammals are
expected to be relatively similar in
nature. For CIBWs, there are meaningful
differences in anticipated individual
responses to activities, impact of
expected take on CIBWs, or impacts on
habitat; therefore, we provide a
supplemental analysis for CIBWs,
independent of the other species for
which we authorize take.
NMFS has identified key factors
which may be employed to assess the
level of analysis necessary to conclude
whether potential impacts associated
with a specified activity should be
considered negligible. These include
(but are not limited to) the type and
magnitude of taking, the amount and
importance of the available habitat for
the species or stock that is affected, the
duration of the anticipated effect to the
species or stock, and the status of the
species or stock. The following factors
support negligible impact
determinations for the affected stocks of
humpback whales, killer whales, harbor
porpoise, harbor seals, and Steller sea
lions. The potential effects of the
specified actions on these species are
discussed above. Some of these factors
also apply to CIBWs; however, a more
detailed analysis for CIBWs is provided
below.
• No takes by mortality or serious
injury are anticipated or authorized;
• The number of total takes (by Level
A and Level B harassment) are less than
2 percent of the best available
abundance estimates for all stocks;
• Take will not occur in places and/
or times where take would be more
likely to accrue to impacts on
reproduction or survival, such as within
ESA-designated or proposed critical
habitat, biologically important areas
(BIA), or other habitats critical to
recruitment or survival (e.g., rookery);
• Take will occur over a short
timeframe (i.e., up to 21 total hours
spread over nine to 24 non-consecutive
days), and will be limited to the short
duration a marine mammal would likely
be present within a Level B harassment
zone during pile driving. This short
timeframe minimizes the probability of
multiple exposures on individuals, and
any repeated exposures that do occur
are not expected to occur on sequential
days, decreasing the likelihood of
physiological impacts caused by chronic
stress or sustained energetic impacts
that might affect survival or
reproductive success;
• Any impacts to marine mammal
habitat from pile driving (including to
prey sources as well as acoustic habitat,
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e.g., from masking) are expected to be
temporary and minimal; and
• Take will only occur within upper
Cook Inlet—a limited, confined area of
any given stock’s home range.
For CIBWs, we further discuss our
negligible impact findings in the context
of potential impacts to this endangered
stock. As described in the Recovery Plan
for the CIBW (NMFS, 2016a), NMFS
determined the following physical or
biological features are essential to the
conservation of this species: (1)
Intertidal and subtidal waters of Cook
Inlet with depths less than 30 feet mean
lower low water (9.1 m) and within 5 mi
(8 km) of high and medium flow
anadromous fish streams; (2) Primary
prey species consisting of four species
of Pacific salmon (Chinook, sockeye,
chum, and coho), Pacific eulachon,
Pacific cod, walleye pollock, saffron
cod, and yellowfin sole, (3) Waters free
of toxins or other agents of a type and
amount harmful to CIBWs, (4)
Unrestricted passage within or between
the critical habitat areas, and (5) Waters
with in-water noise below levels
resulting in the abandonment of critical
habitat areas by CIBWs. The SFD will
not impact essential features 1–3 listed
above. All construction will be done in
a manner implementing best
management practices to preserve water
quality, and no work will occur around
creek mouths or river systems leading to
prey abundance reductions. In addition,
no physical structures will restrict
passage; however, impacts to the
acoustic habitat are of concern. Previous
marine mammal monitoring data at the
POA demonstrate CIBWs indeed pass by
the POA during pile driving (e.g., 61
North Environmental, 2021). As
described above, there was no
significant difference in CIBW sighting
rate with and in the absence of pile
driving (Kendall and Cornick, 2015).
However, CIBWs do swim faster and in
tighter formation in the presence of pile
driving (Kendall and Cornick, 2015).
Previously there has been concern
that exposure to pile driving at the POA
could result in CIBWs avoiding Knik
Arm and thereby not accessing the
productive foraging grounds north of
POA such as Eagle River flats based on
the specified project and mitigation
measures—thus, impacting essential
feature number five above (85 FR 19294;
April 6, 2020). Although the data
previously presented demonstrate
whales are not abandoning the area (i.e.,
no significant difference in sighting rate
with and without pile driving), results
of a recent expert elicitation (EE) at a
2016 workshop, which predicted the
impacts of noise on CIBW survival and
reproduction given lost foraging
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opportunities, helped to inform our
assessment of impacts on this stock. The
2016 EE workshop used conceptual
models of an interim population
consequences of disturbance (PCoD) for
marine mammals (NRC, 2005; New et
al., 2014, Tollit et al., 2016) to help in
understanding how noise-related
stressors might affect vital rates
(survival, birth rate and growth) for
CIBW (King et al., 2015). NMFS (2015,
section IX.D—CI Beluga Hearing,
Vocalization, and Noise Supplement)
suggests that the main direct effects of
noise on CIBW are likely to be through
masking of vocalizations used for
communication and prey location and
habitat degradation. The 2016 workshop
on CIBWs was specifically designed to
provide regulators with a tool to help
understand whether chronic and acute
anthropogenic noise from various
sources and projects are likely to be
limiting recovery of the CIBW
population. The full report can be found
at https://www.smruconsulting.com/
publications/ with a summary of the
expert elicitation portion of the
workshop below.
For each of the noise effect
mechanisms chosen for expert
elicitation, the experts provided a set of
parameters and values that determined
the forms of a relationship between the
number of days of disturbance a female
CIBW experiences in a particular period
and the effect of that disturbance on her
energy reserves. Examples included the
number of days of disturbance during
the period April, May, and June that
would be predicted to reduce the energy
reserves of a pregnant CIBW to such a
level that she is certain to terminate the
pregnancy or abandon the calf soon after
birth, the number of days of disturbance
in the period April–September required
to reduce the energy reserves of a
lactating CIBW to a level where she is
certain to abandon her calf, and the
number of days of disturbance where a
female fails to gain sufficient energy by
the end of summer to maintain
themselves and their calves during the
subsequent winter. Overall, median
values ranged from 16 to 69 days of
disturbance depending on the question.
However, for this elicitation, a ‘‘day of
disturbance’’ was defined as any day on
which an animal loses the ability to
forage for at least one tidal cycle (i.e., it
forgoes 50–100 percent of its energy
intake on that day). The day of
disturbance considered in the context of
the report is notably more severe than
the Level B harassment expected to
result from these activities, which as
described is expected be comprised
predominantly of temporary
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modifications in the behavior of
individual CIBWs (e.g., faster swim
speeds, more cohesive group structure,
avoidance, and increased foraging).
Also, NMFS anticipates and has
authorized 24 instances of takes, with
the instances representing disturbance
events within a day—this means that
either 24 different individual beluga
whales are disturbed on no more than
one day each, or some lesser number of
individuals may be disturbed on more
than one day, but with the product of
individuals and days not exceeding 24.
Given the overall anticipated take, it is
very unlikely that any one beluga will
be disturbed on more than a few days.
Further, the mitigation measures NMFS
has prescribed for the SFD project are
designed to avoid the potential that any
animal will lose the ability to forage for
one or more tidal cycles. While Level B
harassment (behavioral disturbance) is
authorized, our mitigation measures
will limit the severity of the effects of
that Level B harassment to behavioral
changes such as increased swim speeds,
tighter group formations, and cessation
of vocalizations, not the loss of foraging
capabilities. Regardless, this elicitation
recognized that pregnant or lactating
females and calves are inherently more
at risk than other animals, such as
males. NMFS first considered proposing
the POA shutdown based on more
vulnerable life stages (e.g., calf
presence) but ultimately determined all
CIBWs warranted pile driving shutdown
to be protective of potential vulnerable
life stages, such as pregnancy, that
could not be determined from
observations, and to avoid more severe
behavioral reaction.
Monitoring data from the POA suggest
pile driving does not discourage CIBWs
from entering Knik Arm and travelling
to critical foraging grounds such as
those around Eagle Bay. As previously
described, sighting rates were not
different in the presence or absence of
pile driving (Kendall and Cornick,
2015). In addition, large numbers of
CIBWs continued to use Knik Arm in
2020 during the duration of the PCT
Phase 1 construction project (61 North
Environmental, 2021). These findings
are not surprising as food is a strong
motivation for marine mammals. As
described in Forney et al. (2017),
animals typically favor particular areas
because of their importance for survival
(e.g., feeding or breeding), and leaving
may have significant costs to fitness
(reduced foraging success, increased
predation risk, increased exposure to
other anthropogenic threats).
Consequently, animals may be highly
motivated to maintain foraging behavior
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in historical foraging areas despite
negative impacts (e.g., Rolland et al.,
2012). Previous monitoring data
indicates CIBWs are responding to pile
driving noise, but not through
abandonment of critical habitat,
including primary foraging areas north
of the port. Instead, they travel faster
past the POA, more quietly, and in
tighter groups (which may be linked to
the decreased communication patterns).
During PCT Phase 1 construction
monitoring, no definitive behavioral
reactions to the in-water activity or
avoidance behaviors were documented
in CIBW. Little variability was evident
in CIBW behaviors recorded by PSOs
from month to month, or between
sightings that coincided with in-water
pile installation or removal and those
that did not (61 North Environmental,
2021). Of the 245 CIBWs groups sighted
during PCT Phase 1 construction
monitoring, seven groups were observed
during or within minutes of in-water
impact pile installation and 37 groups
were observed during or within minutes
of vibratory pile installation or removal
(61 North Environmental, 2021). During
impact installation, three of these
groups of CIBWs showed no reaction,
three showed a potential reaction, and
one group continued moving towards
impact pile installation. Of the 37
vibratory events monitored, nine groups
of CIBWs displayed a potential reaction,
16 displayed no reaction, and 12
continued a trajectory towards the PCT
(61 North Environmental, 2021). In
general, CIBWs were more likely to
display no reaction or to continue to
move towards the PCT during pile
installation and removal. In the
situations during which CIBWs showed
a possible reaction (three groups during
impact driving and nine groups during
vibratory driving), CIBWs were observed
either moving away immediately after
the pile driving activities started or
observed increasing their rate of travel.
This traveling behavior past the POA
has also been verified by acoustic
monitoring. Castellote et al. (2020)
found low echolocation detection rates
in lower Knik Arm indicating CIBWs
moved through that area relatively
quickly when entering or exiting the
Arm. We anticipate that disturbance to
CIBWs will manifest in the same
manner when they are exposed to noise
during the SFD project: Whales move
quickly and silently through the area in
more cohesive groups. We do not
believe exposure to elevated noise levels
during transit past the POA has adverse
effects on reproduction or survival as
the whales continue to access critical
foraging grounds north of the POA, and
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tight associations help to mitigate the
potential for any contraction of
communication space for a group. We
also do not anticipate that CIBWs will
abandon entering or exiting Knik Arm,
as this is not evident based on previous
years of monitoring data (e.g., Kendall
and Cornick, 2015; 61 North
Environmental, 2021), and the pre-pile
driving clearance mitigation measure is
designed to further avoid any potential
abandonment. Finally, as described
previously, both telemetry (tagging) and
acoustic data suggest CIBWs likely stay
in upper Knik Arm for several days or
weeks before exiting Knik Arm.
Specifically, a CIBW instrumented with
a satellite link time/depth recorder
entered Knik Arm on August 18th and
remained in Eagle Bay until September
12th (Ferrero et al., 2000). Further, a
recent detailed re-analysis of the
satellite telemetry data confirms how
several tagged whales exhibited this
same movement pattern: Whales entered
Knik Arm and remained there for
several days before exiting through
lower Knik Arm (Shelden et al., 2018).
This longer-term use of upper Knik Arm
will avoid repetitive exposures from
pile driving noise.
POA proposed and NMFS has
prescribed mitigation measures to
minimize exposure to CIBWs,
specifically, shutting down pile driving
if CIBWs are observed approaching the
mouth of Knik Arm, shutting down pile
driving should a CIBW approach or
enter the Level B harassment zone,
stationing PSOs at Point Woronzof and
Ship Creek, and not vibratory pile
driving unattenuated battered piles
during August or September (peak
CIBW season). These measures are
designed to ensure CIBWs will not
abandon critical habitat and exposure to
pile driving noise will not result in
adverse impacts on the reproduction or
survival of any individuals. The
location of PSOs at Point Woronzof
allows for detection of CIBWs and
behavioral observations prior to CIBWs
entering Knik Arm. Although NMFS
does not anticipate CIBWs will abandon
entering Knik Arm in the presence of
pile driving with the required mitigation
measures, these PSOs will be integral to
identifying if CIBWs are potentially
altering pathways they would otherwise
take in the absence of pile driving.
Finally, take by mortality, serious
injury, or Level A harassment of CIBWs
is not anticipated or authorized.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the CIBWs
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through effects on annual rates of
recruitment or survival:
• No mortality is anticipated or
authorized;
• Area of exposure will be limited to
habitat primarily used as a travel
corridor. Data demonstrates Level B
harassment manifests as increased swim
speeds past the POA and tight group
formations and not through habitat
abandonment;
• No critical foraging grounds (e.g.,
Eagle Bay, Eagle River, Susitna Delta)
will be impacted by pile driving; and
• While animals could be harassed
more than once, exposures are not likely
to exceed more than a few per year for
any given individual and are not
expected to occur on sequential days;
thereby, decreasing the likelihood of
physiological impacts caused by chronic
stress or masking.
We also considered our negligible
impact analysis with respect to NMFS’
technical report released in January
2020 regarding the abundance and
status of CIBWs (Shelden and Wade,
2019). As described in the marine
mammal section, new analysis indicates
the CIBW stock is smaller and declining
faster than previously recognized. While
this is concerning, NMFS continues to
believe the taking authorized (allowed
for the cases where shutdowns cannot
occur in time to avoid Level B
harassment take) will not impact the
reproduction or survival of any
individuals, much less the stock, and
will thereby have a negligible impact.
The monitoring measures (four stations
each equipped with two PSOs
simultaneously on watch at each
station) are extensive, such that we find
it unlikely whales will undetected. The
mitigation measures reduce noise
entering the water column (a benefit for
all marine mammals) through the use of
an unconfined bubble curtain. Further,
the exposure risk to CIBWs is greatly
minimized through the incorporation of
in-bound and out-bound whale pre-pile
driving clearance zones. Finally, should
pile driving be occurring at the same
time a whale is detected, pile driving
will shut down prior to its entering the
Level B harassment zone. All these
measures, as well as other required
measures such as soft-starts, greatly
reduce the risk of animals not accessing
important foraging areas north of the
POA, which could result in impacts to
individual fitness or annual rates of
recruitment or survival. For these
reasons, the new status of CIBWs does
not ultimately change our findings with
respect to the specified activities.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
07SEN1
50078
Federal Register / Vol. 86, No. 170 / Tuesday, September 7, 2021 / Notices
and their habitat, and taking into
consideration the implementation of the
required monitoring and mitigation
measures, NMFS finds that the total
marine mammal take from the specified
activity will have a negligible impact on
all affected marine mammal species or
stocks.
sradovich on DSKJLST7X2PROD with NOTICES
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities. For all stocks, the amount of
taking is less than one-third of the best
available population abundance
estimate (in fact it is less than 9 percent
for all stocks considered here; Table 9).
Based on the analysis contained
herein of the specified activity
(including the required mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS finds that small numbers of
marine mammals will be taken relative
to the population size of the affected
species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from a
specified activity that is likely to reduce
the availability of the species to a level
insufficient for a harvest to meet
subsistence needs by either causing the
marine mammals to abandon or avoid
hunting areas, directly displacing
subsistence users, or placing physical
barriers between the marine mammals
and the subsistence hunters. An
‘‘unmitigable adverse impact’’ can also
result from a specified activity that
cannot be sufficiently mitigated by other
measures to increase the availability of
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00:30 Sep 04, 2021
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marine mammals to allow subsistence
needs to be met.
No subsistence use of CIBWs occurs
and subsistence harvest of other marine
mammals in upper Cook Inlet is limited
to harbor seals. Steller sea lions are rare
in upper Cook Inlet; therefore,
subsistence use of this species is not
common. However, Steller sea lions are
taken for subsistence use in lower Cook
Inlet. In 2013 and 2014, the Alaska
Department of Fish and Game
conducted studies to document the
harvest and use of wild resources by
residents of four tribal communities in
Cook Inlet: Tyonek, Nanwalek, Port
Graham, and Seldovia (Jones and
Kostick, 2016). Tyonek is the
community in closest proximity to Knik
Arm while the other communities are
located lower in Cook Inlet. The only
marine mammal species taken by the
Tyonek community was harbor seals
(from the McArthur River Flats north to
the Beluga River (Jones et al., 2015)
south of Knik Arm) while communities
lower in the inlet relied on harbor seals,
Steller sea lions and sea otters (we note
the sea otter is under the jurisdiction of
the USFWS; therefore, it is not a part of
our analysis).
The potential impacts from
harassment on stocks that are harvested
in Cook Inlet will be limited to minor
behavioral changes (e.g., increased swim
speeds, changes in dive time, temporary
avoidance near the POA, etc.) within the
vicinity of the POA. Some PTS may
occur; however, the shift is likely to be
slight due to the implementation of
mitigation measures (e.g., shutdown
zones) and the shift will be limited to
lower pile driving frequencies which are
on the lower end of phocid and otariid
hearing ranges. In summary, any
impacts to harbor seals will be limited
to those seals within Knik Arm (outside
of any hunting area) and the very few
takes of Steller sea lions in Knik Arm
will be far removed in time and space
from any hunting in lower Cook Inlet.
Finally, we have not received any
communication from Alaska Natives
that this project raises concern regarding
their subsistence use. The POA alerted
14 tribal organizations and communities
to the notice of the proposed IHA. No
tribes commented on or expressed
concern over subsistence use during the
public comment period for the proposed
IHA.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
required mitigation and monitoring
measures, NMFS has determined that
there will not be an unmitigable adverse
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U:\07SEN1.SGM
impact on subsistence uses from the
POA’s specified activities.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with the Alaska Region
Protected Resources Division Office.
There are two marine mammal
species (CIBWs and western DPS Steller
sea lions) with confirmed occurrence in
the project area that are listed as
endangered under the ESA. The NMFS
Alaska Regional Office Protected
Resources Division issued a BiOp on
August 9, 2021, under section 7 of the
ESA, on the issuance of an IHA to the
POA under section 101(a)(5)(D) of the
MMPA by the NMFS Permits and
Conservation Division. The BiOp
concluded that the specified action is
not likely to jeopardize the continued
existence of CIBWs or western DPS
Steller sea lions, and is not likely to
destroy or adversely modify CIBW
critical habitat. There is no critical
habitat designated for humpback whales
or Steller sea lions in the action area.
National Environmental Policy Act
NMFS prepared an EA and analyzed
the potential impacts to marine
mammals that will result from the POA
SFD construction project. This EA was
made available to the public for review
during the public comment period of
the proposed IHA; we did not receive
any comments from the public relevant
to the EA. A Finding of No Significant
Impact (FONSI) was signed on August
10, 2021. A copy of the EA and FONSI
is available upon online at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
Authorization
NMFS has issued an IHA to the POA
or the potential harassment of small
numbers of six marine mammal species
incidental to the SFD project in Knit
Arm, Alaska, provided the previously
mentioned mitigation, monitoring and
reporting requirements are followed.
07SEN1
Federal Register / Vol. 86, No. 170 / Tuesday, September 7, 2021 / Notices
Dated: August 31, 2021.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
request. Once approved by OMB,
control number 0648–0472 will be
discontinued.
Sheleen Dumas,
Department PRA Clearance Officer, Office of
the Chief Information Officer, Commerce
Department.
[FR Doc. 2021–19187 Filed 9–3–21; 8:45 am]
BILLING CODE 3510–22–P
[FR Doc. 2021–19267 Filed 9–3–21; 8:45 am]
DEPARTMENT OF COMMERCE
BILLING CODE 3510–22–P
National Oceanic and Atmospheric
Administration
DEPARTMENT OF COMMERCE
Agency Information Collection
Activities; Submission to the Office of
Management and Budget (OMB) for
Review and Approval; Discontinuation;
NOAA Community-Based Restoration
Program Progress Reports
National Oceanic &
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice, discontinuation of OMB
Control Number.
AGENCY:
The Department of
Commerce, in accordance with the
Paperwork Reduction Act of 1995
(PRA), invites the general public and
other Federal agencies to comment on
proposed, and continuing information
collections, which helps us assess the
impact of our information collection
requirements and minimize the public’s
reporting burden. The purpose of this
notice is to notify the public that NOAA
intends to request discontinuation of
OMB Control Number 0648–0472. The
information collections under this
control number are being merged into
NOAA information collection 0648–
0718 to improve efficiency and
consolidate like collections.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
specific questions related to this
discontinuation should be directed to
Adrienne Thomas, Adrienne.thomas@
noaa.gov, 240–477–2372.
SUPPLEMENTARY INFORMATION: On June 8,
2021, a notice was published in the
Federal Register (86 FR 30444) seeking
public comments on NOAA’s request to
extend information collection 0648–
0472, NOAA Community-based
Restoration Program Progress Reports,
which currently expires December 31,
2021.
In the interest of efficiency and
consolidating similar collections, NOAA
determined it was appropriate to merge
the reporting requirements of 0648–
0472 to OMB Control Number 0648–
0718, NOAA Financial Assistance
Performance Progress Reports. NOAA
will publish a 30-day notice of
submission for information collection
0648–0718 that identifies this merge
sradovich on DSKJLST7X2PROD with NOTICES
SUMMARY:
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00:30 Sep 04, 2021
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National Oceanic and Atmospheric
Administration
[RTID 0648–XB155]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the Transit
Protection Program Pier and Support
Facilities Project at Naval Base Kitsap
Bangor, Washington
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed modification
of two incidental harassment
authorizations; request for comments.
AGENCY:
NMFS is proposing to modify
the incidental harassment
authorizations (IHAs) that were issued
to the United States Navy (Navy) on
September 25, 2020 for the Transit
Protection Program (TPP) construction,
due to an elevated harbor seal take rate
at the nearby Naval Base Kitsap Bangor
Service Pier Project that was
unanticipated during the initial analysis
for these TPP IHAs. NMFS is proposing
to modify the TPP project IHAs to
increase authorized take by Level A
harassment of harbor seal in the Year 1
IHA, and add Level A harassment take
of harbor seal to the Year 2 IHA. NMFS
is also proposing to revise the shutdown
mitigation provisions for harbor seals in
the modified IHAs, and adjust the
effective dates of both IHAs to
accommodate the Navy’s plans to delay
the project. The monitoring and
reporting measures remain the same as
prescribed in the initial IHAs, and no
additional take was requested for other
species. NMFS will consider public
comments on the requested
modifications prior to making any final
decision and agency responses will be
summarized in the final notice of our
decision.
DATES: Comments and information must
be received no later than October 7,
2021.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
SUMMARY:
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U:\07SEN1.SGM
50079
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Written
comments should be submitted via
email to ITP.Davis@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. Attachments to
comments will be accepted in Microsoft
Word or Excel or Adobe PDF file
formats only. All comments received are
a part of the public record and will
generally be posted online at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities without change. All personal
identifying information (e.g., name,
address) voluntarily submitted by the
commenter may be publicly accessible.
Do not submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Leah Davis, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the original
application and supporting documents
(including NMFS Federal Register
notices of the original proposed and
final authorizations, and the previous
IHAs), as well as a list of the references
cited in this document, may be obtained
online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
07SEN1
Agencies
[Federal Register Volume 86, Number 170 (Tuesday, September 7, 2021)]
[Notices]
[Pages 50057-50079]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-19187]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XB329]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the Relocation of the Port of
Alaska's South Floating Dock, Anchorage, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is given that
NMFS has issued an incidental harassment authorization (IHA) to the
Port of Alaska (POA) to incidentally harass, by Level B harassment and
Level A harassment, marine mammals during pile driving associated with
the relocation of the POA's South Floating Dock (SFD) within Knik Arm,
in upper Cook Inlet, Alaska.
DATES: This Authorization is effective from August 27, 2021 through
August 26, 2022.
FOR FURTHER INFORMATION CONTACT: Reny Tyson Moore, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of an
incidental take authorization may be provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
Summary of Request
On October 2, 2020, NMFS received a request from the POA for an IHA
to take marine mammals incidental to pile driving associated with the
relocation of the SFD within Knik Arm in upper Cook Inlet, Alaska.
Revised applications were submitted by the POA on December 15, 2020,
January 29, 2021, February 5, 2021, and March 5, 2021 that addressed
comments provided by NMFS. The application was deemed adequate and
complete on March 17, 2021. Additional revised applications were
submitted on March 26, 2021, which addressed typos, and May 14 2021,
which adjusted transmission loss rates based on the final Petroleum
Cement Terminal (PCT) Hydroacoustic Monitoring Report for activities
completed in 2020 (Reyff et al., 2021). The POA requested, and NMFS has
authorized, take of a small number of six species of marine mammals by
Level B harassment and Level A harassment. Neither the POA nor NMFS
expects serious injury or mortality to result from this activity, nor
did NMFS authorize any. Therefore, an IHA is appropriate.
NMFS previously issued IHAs to the POA for pile driving (73 FR
41318, July 18, 2008; 74 FR 35136, July 20, 2009; 81 FR 15048, March
21, 2016; and 85 FR 19294, April 06, 2020). The POA has complied with
the requirements (e.g., mitigation, monitoring, and reporting) of all
previous IHAs and information regarding their monitoring results may be
found in the Effects of the Specified Activity on Marine Mammals and
their Habitat and Estimated Take sections.
Description of Specified Activity
The POA is modernizing its marine terminals through the Port of
Alaska Modernization Program (PAMP). One of
[[Page 50058]]
the first priorities of the PAMP is to replace the existing Petroleum
Oil Lubricants Terminal with a new PCT. For the PCT project to advance,
the existing SFD, a small multipurpose floating dock important for
staging, mooring, and docking of small vessels, such as first responder
(e.g., Anchorage Fire Department, U.S. Coast Guard) rescue craft, small
work skiffs, and occasionally tug boats, must be relocated south of the
PCT. The existing location of SFD will not allow docking operations at
SFD once the PCT is constructed due to the close proximity of one of
the PCT mooring dolphins (a structure for berthing and mooring of
vessels). Relocation of the SFD will include the removal of the
existing access trestle and gangway, and vibratory or impact
installation of twelve permanent 36-inch steel pipe piles: Ten vertical
and two battered (an impact hammer may be required if a pile encounters
refusal and cannot be advanced to the necessary tip elevation with the
vibratory hammer; Table 1). Construction of the SFD will also require
the installation and vibratory removal of up to six 24- or 36-inch
temporary template piles (Table 1). In-water pile installation and
removal associated with SFD removal and construction is anticipated to
take place on up to 24 nonconsecutive days between the date of issuance
and November 2021. A detailed description of the POA's SFD activities
is provided in the Federal Register notice of the proposed IHA (86 FR
31870, June 15, 2021). Since that time, no changes have been made to
the planned relocation and construction activities, other than project
timing due to delays in construction scheduling and the timing of the
issuance of the IHA (The project was originally scheduled to occur on
up to 24 nonconsecutive days between April and November 2021 but is now
scheduled to occur between the date of issuance and November 2021).
Therefore, a detailed description is not provided here. Please refer to
that Federal Register notice for the description of the specific
activity.
Table 1--Pile Details and Estimated Effort Required for Pile Installation and Removal
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Potential Production rate (piles/
impact day)
Vibratory strikes per ---------------------------
Number of Number of installation Vibratory removal pile, if Days of Days of
Pipe pile diameter Feature plumb piles battered duration per pile duration per pile needed (up installation removal
piles (minutes) (minutes) to 5 piles; Installation Removal
one pile
per day)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
36-inch......................... Floating Dock...... 6 2 45.................. n/a................. 1,000 1-3 n/a 4-12 n/a
Gangway............ 4 0 n/a................. 1,000 1-3 n/a n/a
24- or 36-inch.................. Temporary Template 6 0 45.................. 75.................. 1,000 1-2 1-3 3-6 2-6
Piles.
------------------------------------------------------------------------------------------------------------------------------------------
Project Totals.............. ................... 16 2 13.5 hours.......... 7.5 hours........... ........... ............ ........... 7-18 2-6
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Mitigation, monitoring, and reporting measures are described in
detail later in this document (please see Mitigation and Monitoring and
Reporting).
Comments and Responses
A notice of NMFS' proposal to issue an IHA to the POA was published
in the Federal Register on June 15, 2021 (86 FR 31870). That notice
described, in detail, POA's activity, the marine mammal species that
may be affected by the activity, and the anticipated effects on marine
mammals. During the 30-day public comment period, NMFS received
comments from one private citizen and from the Defenders of Wildlife. A
summary of the commenters' recommendations as well as NMFS' responses
is below. Please see the Defender of Wildlife's letter for full details
regarding their recommendations and rationale. The letter is available
online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Comment 1: The Defenders of Wildlife raised concerns about the
noise levels in Cook Inlet and the status of the Cook Inlet beluga
whales (CIBWs). They commended our proposed measure to not allow
battered piles to be driven during August and September but asserted
that no pile driving activities associated with the project should be
authorized in August or September in order for NMFS to justify our
negligible impact and least practicable adverse impact findings.
Response: The MMPA requires that an IHA include measures that will
affect the least practicable adverse impact on the affected species and
stock and, which may include conditions for the construction activities
that avoid and/or minimize adverse effects on CIBWs in and around the
project area, where practicable. Mitigation and monitoring requirements
have been included in the IHA to ensure the least practicable adverse
impact on CIBWs and other marine mammal species in the project area.
These requirements include the use of a bubble curtain system for the
installation and removal of all plumb piles, the implementation of a
robust marine mammal monitoring program, which will consist of eleven
Protected Species Observers (PSOs) working from four unique locations
spread over a 9 km-long stretch of surrounding coastline, and shutdown
measures when CIBWs are observed approaching or entering the mouth of
Knit Arm or the Level B harassment zone. These measures are designed to
ensure CIBWs will not abandon critical habitat and that exposure to
pile driving noise will not result in adverse impacts on the
reproduction or survival of any individuals. These mitigation and
monitoring measures are modeled after the measures included in the
final IHAs for Phase 1 and Phase 2 PCT construction (85 FR 19294, April
6, 2020), which appeared to be effective at avoiding and minimizing
impacts to marine mammals in the project area, as evidenced by
observations made during PCT Phase 1 construction monitoring
[[Page 50059]]
(61 North Environmental, 2021) as described below.
The commenters expressed concern that permitting the project as
proposed will create and/or exacerbate a condition where it is not
possible for any beluga whale to transit past the project area to or
from critical foraging and nursing habitat in Knik Arm. This concern is
not supported by observations made of CIBWs during pile driving
activities at the POA (e.g., Kendall and Cornick, 2015, 61 North
Environmental, 2021). As described in the Negligible Impact Analyses
and Determinations sections of the Federal Notices of the proposed IHA
(86 FR 31870, June 15, 2021) and this final IHA, monitoring data from
the POA suggest pile driving does not discourage CIBWs from entering
and transiting through Knik Arm. For example, CIBWs continued to use
Knit Arm during the duration of the PCT Phase 1 construction project in
2020 and frequently transited past the project area to or from critical
foraging grounds and possible nursing habitat such as those around
Eagle Bay (61 North Environmental, 2021). Sighting rates have also not
been different in the presence or absence of pile driving (Kendall and
Cornick, 2015). While some individuals have demonstrated responses to
pile driving activities, CIBWs were more likely to display no reaction
or to continue to move towards the POA during pile installation and
removal during PCT Phase 1 construction monitoring (61 North
Environmental, 2021). In situations during which CIBWs have shown a
possible reaction to pile driving, observed behavioral responses have
been limited to increased travel speeds and tighter group formations
(e.g., Kendall and Cornick, 2015, 61 North Environmental, 2021); CIBWs
did not abandon critical habitat and actively transited past the
project area. This traveling behavior past the POA has also been
verified by acoustic monitoring (e.g., Castellote et al., 2020). We
anticipate that disturbance to CIBWs would manifest in the same manner
when they are exposed to noise during the SFD project: Whales will not
demonstrate a response or they will move quickly and silently through
the area in more cohesive groups. We further do not believe exposure to
elevated noise levels during transit past the POA will have adverse
effects on reproduction or survival as the whales continue to access
critical foraging grounds north of the POA, and that tight associations
may help to mitigate the potential for any contraction of communication
space for a group.
The Defenders of Wildlife were also concerned that low levels of
noise may have biological impacts by ``masking'' important
communication signals, influencing communication behaviors and
disrupting foraging for Cook Inlet beluga whales and that masking may
not be detected by visible observations. While both masking of
communication signals and temporary threshold shifts (TTS) could
potentially occur, noise impacts will occur over a short time (i.e., up
to 21 total hours spread over nine to 24 non-consecutive days), and
would be limited to the short duration a marine mammal would likely be
present within a Level B harassment zone during pile driving. This
short timeframe minimizes the probability of multiple exposures on
individuals, and any repeated exposures that do occur are not expected
to occur on sequential days, decreasing the likelihood of physiological
impacts caused by chronic stress or sustained energetic impacts that
might affect survival or reproductive success. We agree that masking of
important communication signals may not be detected by visible
observations, and we discuss the implications of masking and TTS in the
Federal Notice of the proposed IHA (86 FR 31870, June 15, 2021). NMFS
has determined that the temporary masking of signals that could result
from the short-term, intermittent pile driving activities would not
affect the annual rates of recruitment or survival for any marine
mammal species present in the project area and, therefore, do not
affect our negligible impact determination. Further, the required
mitigation and monitoring measures included in this IHA are designed to
minimize to the least practicable extent the impacts that noise from
the POA's pile driving activities will have on the health and behavior
of marine mammals in the project area, including masking of their
signals.
The commenters also argued that the size of the (additive)
ensonified area is less important than the amount of (additive) noise
in the areas that belugas will likely use. While we acknowledge that
the POA's activities will add noise into the marine environment that
CIBWs use, this small, short-term project is not expected to impact the
reproduction or survival of any individual CIBWs or other marine mammal
species in the project area.
The commenters recommended that we assess alternatives for pile
driving in August or September. Restricting all pile installation and
removal in August and September as recommended is not practicable for
the POA to implement. It is necessary for construction of the SFD to
proceed in August and/or September for installation of at least the
plumb (vertical) piles in order to allow for completion of the SFD
project during the 2021 construction season. Pile installation for the
new SFD must begin before the onset of poor fall weather, when snow,
ice, and limited daylight hours can slow the pace of construction or
prevent timely completion of required tasks. A delay in timing of
construction, such as a prohibition on all pile installation in August
and September, could extend construction into the spring of 2022 when
no in-water construction work is currently scheduled. This delay
results in the need for remobilization of pile installation
construction equipment, and costly consequences for the POA. In
addition, it would delay operation of the SFD to 2022. The SFD is a key
facility for the Municipality of Anchorage and provides staging,
mooring, and docking of small vessels, such as first responder (e.g.,
Anchorage Fire Department, U.S. Coast Guard) rescue craft; small work
skiffs; and occasionally tug boats, in an area close to the daily
operations at the Port. The SFD also supports dredging and bathymetric
survey vessels and other municipal and port operations. Upper Cook
Inlet near Anchorage exhibits the largest tide range in the U.S. and
one of the largest tide ranges in the world, with an average daily
difference between high and low tide of 8 meters (26.2 feet) and an
extreme difference of up to 12.5 meters (41 feet) (NOAA 2015). The
ability of first responders to conduct response operations during low
tide stages requires access to the SFD, as the waterline is
inaccessible for vessels at the nearby Anchorage public boat launch at
Ship Creek during low waters. Thus, it is imperative that construction
of the SFD proceed as proposed given it is required to provide
continuous, timely, and safe access for rescue personnel and vessels in
the northern portion of Cook Inlet. Finally, a delay leading to
construction in 2022 could result in additional harassment exposure to
marine mammals next year. The POA has indicated that it is practicable
that they not install the two permanent battered piles, which have
Level B harassment distances that are approximately two or more times
greater than all other plumb piles, in August and September. This
requirement will both minimize the size of the ensonified area during
the peak CIWB season in the project area and maximize the probability
of CIBW detections by PSOs
[[Page 50060]]
and necessary shutdowns during pile driving activities.
For these reasons stated above, we disagree that our current
analysis undermines both the negligible impact conclusion and the least
practicable impact. In consideration of the likely effects of the
activity on marine mammals absent mitigation, potential unintended
consequences of the measures as proposed by the commenters, and
practicability of the recommended measures for the applicant, NMFS has
determined that restricting construction as recommended is not
warranted or practicable in this case and that the authorized takes
will have a negligible impact on CIBWs and the other affected marine
mammal species or stocks.
Comment 2: The Defenders of Wildlife assert that our negligible
impact determination is flawed because we incorrectly indicated that
area of exposure would be limited to travel corridors and that no
critical foraging grounds would be impacted by pile driving.
Response: In accordance with our implementing regulations at 50 CFR
216.104(c), we use the best available scientific evidence to determine
whether the taking by the specified activity within the specified
geographic region will have a negligible impact on the species or stock
and will not have an unmitigable adverse impact on the availability of
such species or stock for subsistence uses. Based on the scientific
evidence available, NMFS determined that the impacts of the authorized
take incidental to pile driving would result in a negligible impact on
CIBWs and other marine mammals in the project area. We acknowledged
that CIBWs have been occasionally documented to forage around Ship
Creek in the Federal Notice of the proposed IHA (86 FR 31870, June, 15,
2021) but that they may choose to move past the POA to other,
potentially richer, feeding areas further into Knik Arm (e.g., Six Mile
Creek, Eagle River, Eklutna River) which contain predictable salmon
runs (ADF&G, 2010) during pile driving activities.
During PCT Phase 1 construction monitoring (61 North Environmental,
2021) observations of CIBWs near Ship Creek involved animals transiting
past or milling near or in front of the creek. While CIBWs may forage
in or near Ship Creek, there are other known foraging grounds in the
project area that CIBWs can transit to during pile driving activities.
In addition, prey for CIBWs are mobile and broadly distributed
throughout the project area; therefore, CIBWs are expected to be able
to resume foraging once they have moved away from any areas with
disturbing levels of underwater noise. There is ample foraging habitat
adjacent to the project area that will not be ensonified by pile
driving. Further, impacts on primary prey species will be short-term
and localized, and the project is not anticipated to substantially
impede migration of adult or juvenile Pacific salmon or adversely
affect the health and survival of the affected species at the
population level. Affected fish would represent only a portion of food
available to marine mammals in the area. While we agree with the
commenters that noise pollution at the POA could impact both beluga and
prey behavior near the POA, our initial negligible impact determination
does not change due to possible CIBW foraging activities near Ship
Creek. We have however, updated our negligible impact analysis to state
that the area of exposure will be limited to habitat primarily used as
a travel corridor to account for possible foraging activities within
the area of exposure.
Comment 3: The Defenders of Wildlife assert that NMFS must employ
the precautionary principle and avoid sanctioning further impediments
to the recovery of CIBWs even while striving to better understand those
impediments.
Response: The MMPA states that, upon request, NMFS shall authorize,
for periods of not more than one year, the incidental taking by
harassment of small numbers of marine mammals if NMFS finds that such
harassment during each period concerned will have a negligible impact
on such species or stocks and will not have an unmitigable adverse
impact on the availability of such species or stocks for taking for
subsistence uses (where relevant). In making our determinations we
consider factors such as those recommended by the commenters including
the level of existing background noise, the additive noise, and the
timing and importance of belugas' use of the impacted areas when
deciding whether or not an activity will have a negligible impact on
affected marine mammal species or stocks. NMFS has defined negligible
impact as an impact resulting from the specified activity that cannot
be reasonably expected to, and is not reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival (50 CFR 216.103). We discuss our analysis and
findings in the Negligible Impact Analyses and Determinations sections
of the Federal Notices of the proposed IHA (86 FR 31870, June, 15,
2021) and this IHA. The extensive monitoring and mitigation required in
the IHA and described in the Mitigation and Monitoring and Reporting of
this notice supports these determinations. Neither the MMPA nor NMFS'
implementing regulations include discussion or requirements related to
a ``precautionary principle,'' and it would be inappropriate to deny
the issuance of an IHA based on the precautionary principle if the MMPA
issuance criteria have been satisfied.
Comment 4: The Defenders of Wildlife expressed concern that NMFS
set the Level B harassment threshold at 122.2 decibel (dB) (root mean
square; rms) despite our understanding that responses including
avoidance and altered group behaviors can be triggered at 120 dB. They
also expressed concern that the entire width of Knik Arm may be
ensonified by levels exceeding the Level B threshold preventing safe
passage for belugas.
Response: NMFS typically uses 120 dB (rms) as the exposure for
estimating Level B harassment takes for continuous (e.g., vibratory
pile driving) sources, but will adjust this threshold when background
levels exceed this threshold such as in noisy environments like upper
Cook Inlet. We acknowledge however that the use of a single threshold
is a simplistic approach. This dB-based threshold is a step-function
approach (i.e., animals exposed to received levels above the threshold
are considered to be ``taken'' and those exposed to levels below the
threshold are not); but it is intended as a sort of mid-point of likely
behavioral responses (which are extremely complex depending on many
factors including species, noise source, individual experience, and
behavioral context). What this means is that, conceptually, the
function recognizes that some animals exposed to levels below the
threshold will in fact react in ways that are appropriately considered
take, while others that are exposed to levels above the threshold will
not. Use of a specific dB threshold allows for a simplistic
quantitative estimate of take, while we can qualitatively address the
variation in responses across different received levels in our
discussion and analysis. Further, as is the case here, when the
measured ambient noise is higher than the typical 120-dB continuous
noise Level B harassment threshold (suggesting that marine mammals are
regularly exposed to the higher level in the area), it is appropriate
to raise the behavioral harassment threshold such that take by
behavioral harassment is predicted only when marine mammals are
predicted to receive sounds above the regularly occurring ambient noise
in the area.
[[Page 50061]]
NMFS reviewed data recently collected at the POA to establish an
appropriate Level B harassment threshold for the SFD project. During
the 2016 Test Pile Program (TPP), the POA conducted ``ambient''
acoustic monitoring, in accordance with accepted methodology for
characterizing ambient noise levels (NMFS, 2012). NMFS considers the
median sound levels to be most appropriate when considering background
noise levels for purposes of evaluating the potential impacts of the
POA's SFD project on marine mammals (NMFS, 2012). By using the median
value, which is the 50th percentile of the measurements, for ambient
noise level, one will be able to eliminate the few transient loud
identifiable events that do not represent the true ambient condition of
the area. The median value thus provides a better representation of
background noise levels that are applicable to when the SFD project
would be occurring. During the 2016 TPP, median ambient noise levels
(in the absence of pile driving) were 122.2 dB. More information of
this analysis can be found in our notice of the proposed IHA. While
background noise levels absent pile driving were collected by Reyff et
al. (2021), these measurements were not collected in accordance to NMFS
(2012) guidance for measuring ambient noise and thus cannot be used
here for determining the Level B harassment threshold at the POA.
The Defenders of Wildlife claim that noise from one component of
the PCT project ensonified much, and at times all, of the mouth of Knik
Arm to a level greater than the 122.5 dB Level B harassment standard
used for that project making it difficult and at times impossible for
belugas to transit the area without being harassed. We acknowledged in
the Federal Register notice of the final IHAs for the PCT project (85
FR 19294, April 06, 2020) that Level B harassment isopleths would
extend across the mouth of Knit Arm. However, strict mitigation and
monitoring measures were required that minimized any harassment to
marine mammals in the project area and will be subsequently required
for the SFD project. For example, the POA was required to shut down all
pile driving activities should a CIBW approach or enter the mouth of
Knit Arm or a Level B harassment zone. In addition, the MMPA gives NMFS
the authority to authorize, upon request, the incidental, but not
intentional, taking of small numbers of marine mammals if NMFS finds
that that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). These findings were met in the Federal Register
notice of the final IHAs for the PCT project and are similarly met for
the relocation and construction of the POA's SFD, even though noise
from some of the POA's activities may ensonify much or all of the mouth
of Knik Arm.
Comment 5: The Defenders of Wildlife concur that the available
evidence indicates behavioral reactions to noise do not result in
habitat abandonment, but they argue that the absence of evidence of
habitat abandonments does not prove that noise impact around the Port
are negligible.
Response: NMFS has defined negligible impact as an impact resulting
from the specified activity that cannot be reasonably expected to, and
is not reasonably likely to, adversely affect the species or stock
through effects on annual rates of recruitment or survival (50 CFR
216.103). As described in the Negligible Impact Analysis and
Determination sections of the Federal Notices of the proposed IHA (86
FR 31870, June, 15, 2021) and this final IHA, a negligible impact
finding is based on the lack of likely adverse effects on annual rates
of recruitment or survival (i.e., population-level effects). In our
analysis, we discuss many factors, including the absence of habitat
abandonments, to support our determination that the noise impacts from
the POAs relocation and construction of the SFD are negligible. Our
analysis also includes observations of large numbers of CIBWs entering
and transiting through Knik Arm during pile driving activities (e.g.,
Kendall and Cornick, 2015, 61 North Environmental, 2021), many of whom
were more likely to display no reaction or to continue to move towards
the POA during PCT Phase 1 construction monitoring (61 North
Environmental, 2021). Based on this analysis, and the required
mitigation and monitoring, we have determined that the total marine
mammal take from the POA's relocation and construction of the SFD will
not affect annual rates of recruitment or survival, and thus will have
a negligible impact on all affected marine mammal species or stocks.
Comment 6: The Defenders of Wildlife commented that dredging at the
Port would likely expose any beluga that enters or exits Knik Arm to
levels of noise exceeding the current behavioral harassment threshold
and cited Castellote et al. (2019) in support of this concern.
Response: Dredging is not a component of the Port's specified
activities; thus, this comment is not relevant to this IHA and is not
discussed further.
Comment 7: The Defenders of Wildlife support Castellote et al.
(2019) who indicated that revision of the spatial extent of the current
critical habitat exclusion zone (around the Port) is warranted as it
coincides with the most acoustically disturbed area of Cook Inlet.
Within their critical habitat discussion, they also support the
recommendation by Castellote et al. (2019) that management implications
for anthropogenic noise around the POA should include avoiding
concurrent emission of noise at both the POA and Point McKenzie;
evaluating the acoustic footprint of different modes and types of
seasonal dredge operations; defining shut down protocols, if necessary,
based on observed beluga behavioral reactions; and seasonal scheduling
of activities to reduce overlap with beluga peak use of the port basin.
Response: NMFS published the final rule designating critical
habitat for CIBWs on April 11, 2011 (76 FR 20180). Designation or
revision of critical habitat NMFS responsibility under the ESA and
therefore is outside the scope of management actions taken under the
MMPA and described in this notice and is not discussed further. More
information on CIBW critical habitat can be found at https://www.fisheries.noaa.gov/action/critical-habitat-cook-inlet-beluga-whale.
Comment 8: The Defenders of Wildlife support the recommendation
cited by Castellote et al. (2019) that a cumulative impact analysis
approach should be implemented as part of the permitting process.
Response: Neither the MMPA nor NMFS' implementing regulations call
for consideration of other unrelated activities and their impacts on
populations. The preamble for NMFS' implementing regulations (54 FR
40338; September 29, 1989) states in response to comments that the
impacts from other past and ongoing anthropogenic activities are to be
incorporated into the negligible impact analysis via their impacts on
the baseline. Consistent with that direction, NMFS has factored into
its negligible impact analysis the impacts of other past and ongoing
anthropogenic activities via their impacts on the baseline, e.g., as
reflected in the density/distribution and status of the species,
population size and growth rate, and other relevant stressors. The 1989
implementing regulations also addressed public comments regarding
cumulative effects
[[Page 50062]]
from future, unrelated activities. There NMFS stated that such effects
are not considered in making findings under section 101(a)(5)
concerning negligible impact. In this case, both this IHA, as well as
other IHAs currently in effect or proposed within the specified
geographic region, are appropriately considered an unrelated activity
relative to the others. The IHAs are unrelated in the sense that they
are discrete actions under section 101(a)(5)(D), issued to discrete
applicants.
Section 101(a)(5)(D) of the MMPA requires NMFS to make a
determination that the take incidental to a ``specified activity'' will
have a negligible impact on the affected species or stocks of marine
mammals. NMFS' implementing regulations require applicants to include
in their request a detailed description of the specified activity or
class of activities that can be expected to result in incidental taking
of marine mammals. 50 CFR 216.104(a)(1). Thus, the ``specified
activity'' for which incidental take coverage is being sought under
section 101(a)(5)(D) is generally defined and described by the
applicant. Here, the POA was the applicant for the IHA, and we are
responding to the specified activity as described in that application
(and making the necessary findings on that basis). Through the response
to public comments in the 1989 implementing regulations, we also
indicated (1) that NMFS would consider cumulative effects that are
reasonably foreseeable when preparing a National Environmental Policy
Act (NEPA) analysis, and (2) that reasonably foreseeable cumulative
effects would also be considered under section 7 of the ESA for ESA-
listed species.
In this case, cumulative impacts have been adequately addressed
under NEPA in the final environmental assessment (EA) supporting NMFS'
determination. In the final EA, we reviewed potential direct, indirect,
and cumulative impacts to protected species and their environment,
associated with NMFS' proposed action and alternatives. Separately,
cumulative effects were analyzed as required through NMFS' required
intra-agency consultation under section 7 of the ESA. The Biological
Opinion (BiOp) that NMFS Alaska Region issued on August 9, 2021
determined that NMFS' action of issuing the IHA is not likely to
adversely affect listed marine mammals or their critical habitat.
Comment 9: The Defenders of Wildlife raise a concern that while the
Marine Mammal Commission has long advised NMFS to track all
anthropogenic activities that may result in the taking of a beluga, and
to place annual limits on the total number and types of take authorized
based on the most recent population estimate, these suggestions, which
are reflected in the Recovery Plan, have not yet been implemented. They
recommend that in the absence of any limit on the total number of
beluga takes authorized over a given time period, temporal restrictions
that avoid additive noise impacts in already-ensonified areas where
belugas are known to occur in significant numbers is a clear means of
effecting the least practicable impact.
Response: As stated in our response to Comment 3, the MMPA states
that, upon request, NMFS shall authorize, for periods of not more than
one year, the incidental taking by harassment of small numbers of
marine mammals if NMFS finds that such harassment during each period
concerned will have a negligible impact on such species or stocks and
will not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence uses. Section 101(a)(5)(A)
of the MMPA addresses the analysis and authorization of take from a
``specified activity;'' and, therefore, setting limits on the number
and types of CIBW takes across all activities in Cook Inlet would not
be an appropriate requirement of an MMPA incidental take authorization.
It is worth noting that while the Defenders of Wildlife's provide
estimates regarding the percentages of CIBWs authorized for take each
year in IHAs to support their concern and reasoning for placing annual
limits on take, they did not describe how they calculated these annual
take estimates. We believe that the estimates they provide may be
overestimated. The take estimates we authorize represent the upper
limits for individuals, and some instances of take may represent
multiple exposures to a single individual. Further, NMFS here has
factored into its negligible impact analyses the impacts of other past
and ongoing anthropogenic activities via their impacts on the baseline
(e.g., as reflected in the density/distribution and status of the
species, population size and growth rate, and relevant stressors (such
as incidental mortality in commercial fisheries, Unusual Mortality
Events (UMEs), and subsistence hunting)). See the Negligible Impact
Analyses and Determinations section of this notice of issuance.
Separately, setting blanket take limits may not be meaningful, as
the nature and intensity of impacts from a given activity can vary
widely. For example, an animal exposed to noise levels just above our
harassment threshold in a non-critical area may experience a small
behavioral change with no biological consequence while an animal
exposed to very loud noise levels (but lower than levels that would
result in a permanent threshold shift (PTS)) in an area where active
critical foraging occurs could result in behavioral changes that may be
more likely to impact fitness. While both of these examples would be
characterized as Level B harassment, the resulting impact on the
population could be different. Context differences such as these are
analyzed in our negligible impact analysis for each application under
the MMPA.
As described above, this does not mean the cumulative impacts of
other actions are not considered, as we have captured past and current
actions in our baseline under the MMPA and all past, present and
reasonably foreseeable future actions under NEPA. Finally, the
reasonably foreseeable cumulative effects to ESA-listed species,
including CIBWs, from other activities are considered in the analyses
conducted in the BiOp per the ESA. The BiOp, issued August 9, 2021
found NMFS' issuance of the IHA to POA would not jeopardize the
continued existence of CIBWs or destroy or adversely modify their
critical habitat. For these reasons, we have not implemented the
Defender or Wildlife's recommendation to cap the number of authorized
takes of CIBWs across all activities for which take is requested.
Comment 10: A private citizen submitted a comment via email
expressing concern for NMFS' regulatory process, our issuance of IHAs'
in general, and our definition of small numbers.
Response: We appreciate the commenter's concern regarding the
impacts from a wide variety of activities on species of marine mammals
throughout U.S. regions. As discussed in the Background section of this
final notice and our Response to Comment 3, while the MMPA prohibits
the ``take'' of marine mammals, there are certain exceptions. For
example, upon request, NMFS shall authorize the incidental, but not
intentional, taking by harassment of small numbers of marine mammals
for periods of not more than one year to applicants for a specified
activity if NMFS finds that such harassment during each period
concerned will have a negligible impact on such species or stocks and
will not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence uses (where relevant). As
described in the Negligible Impact Analyses and Determinations section,
NMFS' analysis supports the conclusion that the take anticipated to
result from POA's activity, which
[[Page 50063]]
consists of 21 hours or pile driving, will have a negligible impact on
the affected species or stocks. As described in the Small Numbers
section, NMFS considers take of up to one-third the number of a
species' or stock's abundance to be small (for additional explanation
see the Small Numbers section in the Incidental Take Regulations for
Geophysical Activities in the Gulf of Mexico: 86 FR 5322, 5438; January
19, 2021), and authorized take is less than that for all affected
species or stocks in this authorization. Accordingly, NMFS has issued
the final authorization to POA.
Changes From the Proposed IHA to Final IHA
No substantive changes have been made from the proposed IHA to
final IHA; however, some small typos and clarifications were addressed
including a clarification regarding shutdown zones. In the Federal
Register notice for the proposed IHA (86 FR 31870, June 15, 2021) and
this final notice we stated that if a marine mammal is entering or is
observed within an established Level A harassment zone or shutdown
zone, pile installation and removal will be halted or delayed. However,
the table describing shutdown zones in the IHA (Table 2) only
referenced a single 100-m shutdown zone. We have updated this table and
language in this final notice to clarify that the shutdown zone is 100-
m unless the respective Level A harassment zone is larger; in these
instances, the distance to the Level A harassment shutdown zone is the
respective shutdown zone. We have also clarified language to better
express that the IHA requirements pertain to construction activities
directly associated with pile driving installation and removal rather
than associated construction activities that occur away from the
project site. Lastly, we noticed some repetitive measures so
consolidated these to help clarify the requirements of the IHA.
In addition, per the Defenders of Wildlife's concerns in Comment 2,
we have updated the language in the Negligible Impact Analysis and
Determination section to indicate that the area of exposure from the
SFD activities will be limited to habitat primarily used as a travel
corridor.
Description of Marine Mammals in the Area of Specified Activities
There are six species of marine mammals that may be found in upper
Cook Inlet during the pile driving activities. Sections 3 and 4 of the
POA's application summarize available information regarding status and
trends, distribution and habitat preferences, and behavior and life
history, of the potentially affected species. Additional information
regarding population trends and threats may be found in NMFS' Stock
Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments), and more
general information about these species (e.g., physical and behavioral
descriptions) may be found on NMFS's website (https://www.fisheries.noaa.gov/find-species). Additional information on CIBWs
may be found in NMFS' 2016 Recovery Plan for the CIBW (Delphinapterus
leucas), available online at https://www.fisheries.noaa.gov/resource/document/recovery-plan-cook-inlet-beluga-whale-delphinapterus-leucas.
Table 2 lists all species or stocks with expected potential for
occurrence in the project area and summarizes information related to
the population or stock, including regulatory status under the MMPA and
Endangered Species Act (ESA) and potential biological removal (PBR),
where known. For taxonomy, we follow Committee on Taxonomy (2019). PBR
is defined by the MMPA as the maximum number of animals, not including
natural mortalities, that may be removed from a marine mammal stock
while allowing that stock to reach or maintain its optimum sustainable
population (as described in NMFS's SARs). While no mortality is
anticipated or authorized here, PBR and annual serious injury and
mortality from anthropogenic sources are included here as gross
indicators of the status of the species and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. 2019 SARs (e.g., Muto et al., 2020) and 2020 draft SARs
(Muto et al., 2021). All values presented in Table 2 are the most
recent available at the time of publication and are available in the
2019 and 2020 SARs (Muto et al., 2020; Muto et al., 2021) (available
online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 2--Marine Mammal Species Potentially Occurring in Upper Cook Inlet, Alaska
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae (rorquals):
Humpback whale.................. Megaptera novaeangliae. Western North Pacific.. E/D; Y 1,107 (0.3, 865, 2006) 3 2.8
Central North Pacific.. -/-; Y 10,103 (0.3, 7,890, 83 26
2006).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Beluga whale.................... Delphinapterus leucas.. Cook Inlet............. E/D; Y 279 (0.06, 267, 2018). 0.53 0
Killer whale.................... Orcinus orca........... Alaska Resident........ -/-; N 2,347 (N/A, 2,347, 24 1
2012).
Alaska Transient....... -/-; N 587 (N/A, 587, 2012).. 5.87 0.8
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena............... Gulf of Alaska......... -/-; Y 31,046 (0.21 N/A, Undet 72
1998).
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[[Page 50064]]
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Steller sea lion................ Eumetopias jubatus..... Western................ E/D; Y 52,932 (N/A, 52,932 318 254
2019).
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Cook Inlet/Shelikof.... -/-; N 28,411 (N/A, 26,907, 807 107
2018).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable because it has not been calculated.
\3\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
fisheries, ship strike). Annual mortality and serious injury (M/SI) often cannot be determined precisely and is in some cases presented as a minimum
value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
As indicated above, all six species (with six managed stocks) in
Table 2 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur, and we have authorized
it. Marine mammals occurring in Cook Inlet that are not expected to be
observed in the project area and for which take is not authorized
include gray whales (Eschrichtius robustus), minke whales (Balaenoptera
acutorostrata), and Dall's porpoise (Phocoenoides dalli).
In addition, sea otters (Enhydra lutris) may be found in Cook
Inlet. However, sea otters are managed by the U.S. Fish and Wildlife
Service (USFWS) and are not considered further in this document.
A detailed description of the of the species likely to be affected
by the pile driving activities, including brief introductions to the
species and relevant stocks as well as available information regarding
population trends and threats, and information regarding local
occurrence, were provided in the Federal Register notice for the
proposed IHA (86 FR 31870, June 15, 2021); since that time, we are not
aware of any changes in the status of these species and stocks other
than a change in the total annual mortality and serious injury for
Steller sea lions which reflects corrections of errors found when
finalizing Young et al. (2020) and the final SARs (Muto et al., 2021)
(Note we also found typos in the minimum population estimate
(Nmin) estimate for Alaska resident Killer whales and stock
abundance for Steller sea lions in the Federal Register notice for the
proposed IHA (86 FR 31870, June 15, 2021) that have been corrected
here). Therefore, detailed descriptions are not provided here. Please
refer to that Federal Register notice for these descriptions. Please
also refer to NMFS' website (https://www.fisheries.noaa.gov/find-species) for generalized species accounts.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The Federal Register notice of the proposed IHA (86 FR 31870, June
15, 2021) included a discussion of the effects of anthropogenic noise
on marine mammals and the potential effects of underwater noise from
the POA's specified activities on marine mammals and their habitat.
That information and analysis is incorporated by reference into this
final IHA determination and is not repeated here; please refer to the
Federal Notice of the proposed IHA (86 FR 31870, June 15, 2021). No new
data is available that suggests the potential responses and impacts to
marine mammals would differ from those discussed in the notice of the
proposed IHA.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes will primarily be by Level B harassment, as pile
driving has the potential to result in disruption of behavioral
patterns for individual marine mammals, either directly or as a result
of TTS. There is also some potential for auditory injury (Level A
harassment) to result, primarily for mysticetes, high frequency
species, and phocids because predicted auditory injury zones are larger
than for mid-frequency species and otariids. Auditory injury is
unlikely to occur for mid-frequency species and otariids. The required
mitigation and monitoring measures are expected to minimize the
severity of the taking to the extent practicable.
As described previously, no mortality is anticipated or authorized
for this activity. Below we describe how the take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of
[[Page 50065]]
activities. We note that while these basic factors can contribute to a
basic calculation to provide an initial prediction of takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the authorized take estimate.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 micropascal ([mu]Pa) (rms) for
continuous (e.g., vibratory pile-driving, drilling) and above 160 dB re
1 [mu]Pa (rms) for non-explosive impulsive (e.g., seismic airguns) or
intermittent (e.g., scientific sonar) sources. This take estimation
includes disruption of behavioral patterns resulting directly in
response to noise exposure (e.g., avoidance), as well as that resulting
indirectly from associated impacts such as TTS or masking. However,
ambient noise levels within Knik Arm are above the 120-dB threshold,
and therefore, for purposes of this analysis, NMFS considers received
levels above those of the measured ambient noise (122.2 dB) to
constitute Level B harassment of marine mammals incidental to
continuous noise, including vibratory pile driving.
Results from recent acoustic monitoring conducted at the port are
presented in Austin et al. (2016) wherein noise levels were measured in
absence of pile driving from May 27 through May 30, 2016 at two
locations: Ambient-Dock and Ambient-Offshore. NMFS considers the median
sound levels to be most appropriate when considering background noise
levels for purposes of evaluating the potential impacts of the POA's
SFD Project on marine mammals (NMFS, 2012). By using the median value,
which is the 50th percentile of the measurements, for ambient noise
level, one will be able to eliminate the few transient loud
identifiable events that do not represent the true ambient condition of
the area. This is relevant because during two of the four days (50
percent) when background measurement data were being collected, the
U.S. Army Corps of Engineers was dredging Terminal 3 (located just
north of the Ambient-Offshore hydrophone) for 24 hours per day with two
1-hour breaks for crew change. On the last 2 days of data collection,
no dredging was occurring. Therefore, the median provides a better
representation of background noise levels when the SFD project will be
occurring. With regard to spatial considerations of the measurements,
the Ambient-Offshore location is most applicable to this discussion
(NMFS, 2012). The median ambient noise level collected over four days
at the end of May at the Ambient-Offshore hydrophone was 122.2 dB. We
note the Ambient-Dock location was quieter, with a median of 117 dB;
however, that hydrophone was placed very close to the dock and not
where we expect Level B harassment to occur given mitigation measures
(e.g., shut downs). We also recognize that during Phase 1 PCT acoustic
monitoring, noise levels in Knik Arm absent pile driving were collected
(Reyff et al., 2021); however, the Phase 1 PCT IHA did not require
ambient noise measurements to be collected. These measurements were not
collected in accordance to NMFS (2012) guidance for measuring ambient
noise and thus cannot be used here for that purpose. If additional data
collected in the future warrant revisiting this issue, NMFS may adjust
the 122.2 dB rms Level B harassment threshold.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (NMFS, 2018) identifies dual criteria to
assess auditory injury (Level A harassment) to five different marine
mammal groups (based on hearing sensitivity) as a result of exposure to
noise from two different types of sources (impulsive or non-impulsive).
The POA's activity includes the use of non-impulsive (vibratory pile
driving) and impulsive (impact pile driving) sources.
These thresholds are provided in Table 3 below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2018 Technical Guidance, which may be accessed at
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
[[Page 50066]]
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
The estimated sound source levels (SSL) proposed by the POA and
used in this assessment for vibratory installation of attenuated piles
are based on sound levels of 24-inch and 36-inch piles measured during
a sound source verification (SSV) study conducted during Phase 1 of the
POA's 2020 PCT project (Reyff et al., 2021). For the 24-inch template
piles, SSLs measured for 24-inch PCT template piles by Reyff et al.
(2021) were selected for use as a proxy for 24-inch SFD template piles
based on anticipated pile function (Table 4). These piles were driven
for 19.2 to 25.6 minutes, using an APE 200-6 vibratory hammer and a
confined bubble curtain (Reyff et al., 2021). For the 36-inch template
piles, SSLs are assumed to be similar to the SSLs measured for 36-inch
trestle piles installed during PCT construction (note no 36-inch
template piles were measured in Reyff et al., 2021) (Table 4). These
piles were installed with a confined bubble curtain using an APE 300-6
vibratory hammer; driving times ranged from 22.1 to 36.4 minutes. It is
assumed that SLLs during pile installation and removal for both pile
sizes will be similar.
No unattenuated 24-inch or 36-inch piles were installed during
either the TPP (Austin et al., 2016) or PCT SSV projects (Reyff et al.,
2021). Instead, SSL measurements collected during marine construction
projects conducted by the U.S. Navy for the Naval Base Kitsap at Bangor
EHW-2 Project (U.S. Navy, 2015), which were installed at similar depths
and in a similar marine environment, were used as proxies for vibratory
and impact installation of unattenuated piles for the SFD project
(Table 4). It is assumed that SSLs during vibratory pile installation
and removal will be similar.
SSLs measurements for attenuated 24-inch and 36-inch piles driven
with an impact hammer also were not measured during either the TPP
(Austin et al., 2016) or PCT SSV projects (Reyff et al., 2021). SSL
measurements for impact installation made by Ryeff et al. (2021) were
on piles using a confined bubble curtain system with 48-inch piles;
whereas, an unconfined system will be used with smaller piles for the
SFD. In a confined bubble curtain system, the bubbles are confined to
the area around the pile with a flexible material or rigid pipe;
however, in an unconfined bubble curtain system, there is no such
system for restraining the bubbles (NAVFAC SW, 2020). Unconfined bubble
curtain performance is highly variable and effectiveness depends on the
system design and on-site conditions such as water depth, water current
velocity, substrate and underlying geology. The unconfined systems
typically consist of vertically stacked bubble rings, while the
confined systems are a single ring at the bottom placed inside a casing
that encompasses the pile. The U.S. Navy (2015) summarized several
studies which demonstrated that unconfined bubble curtains performance
can be effective in attenuating underwater noise from impact pile
installation. They found bubble curtain performance to be highly
variable, but based on information from the Bangor Naval Base Test Pile
Program, found an average peak SPL reduction of 8 dB to 10 dB at 10 m
would be an achievable level of attenuation for steel pipe piles of 36-
and 48-inches in diameter. The efficiency of bubble curtains with 24-
inch piles was not examined by the U.S. Navy (2015). Based on these
analyses, and the effect that local currents may have on the
distribution of bubbles and thus effectiveness of an unconfined bubble
curtain, NMFS conservatively applies a 7 dB reduction to the U.S. Navy
(2015) unattenuated SSLs (Table 4) for attenuated 24-inch and 36-inch
piles during impact pile driving (Table 4). These SSLs are consistent
with SSLs previously proposed and authorized by NMFS for POA impact
pile driving of 24-inch and 36-inch piles (e.g., PCT final IHA [85 FR
19294; April 6, 2020]). This reduction is more conservative than the
confined bubble curtain efficacy reported by Reyff et al. (2021), which
ranged from 9 to 11 dB for peak, rms, and sound exposure level (SEL)
single strike measurements.
The transmission loss (TL) coefficients reported in the PCT SSV are
highly variable and are generally lower than values previously reported
and used in the region. For example, Reyff et al. (2021) reported
unweighted transmission loss coefficients ranging from 8.9 to 16.3 dB
SEL and 7.0 to 16.7 dB rms for impact driving 48-inch attenuated piles.
In the PCT final IHA (85 FR 19294; April 6, 2020), the POA proposed,
and NMFS applied, a TL rate of 16.85 dB SEL for assessing potential for
Level A harassment from impact pile driving and a TL rate of 18.35 dB
rms when assessing potential for Level B harassment from impact pile
driving for based on Austin et al. (2016) measurements recorded during
the TPP on 48-in piles. Higher TL rates in Knik Arm are supported by
additional studies, such as by [Scaron]irovi[cacute] and Kendall
(2009), who reported a TL of 16.4 dB during impact hammer driving
during passive acoustic monitoring of the POA Marine Terminal
Redevelopment Project, and by Blackwell (2005) who reported TLs ranging
from 16-18 dB SEL and 21.8 dB rms for impact and vibratory installation
of 36-inch piles, respectively, during modifications made to the Port
MacKenzie dock. After careful inspection of the data presented in the
Reyff et al. (2021) study (including relevant spectrograms), NMFS is
concerned that flow noise in the far field measurements is negatively
biasing the regressions derived to infer TL rates. While Reyff et al.
(2021) discuss attempts they made to remove flow noise from their
calculations, NMFS could not conclude that these attempts adequately
removed flow noise from their measurements. Relevant to the SFD, the TL
calculations of individual vibratory installation of 24-inch template
piles and 36-inch trestle piles reported by Reyff et al. (2021) were
also highly variable ranging from 12.5 to 16.6 dB rms and 14.4 to 17.2
dB rms, respectively. Given this variability and previous data
suggesting higher TL rates, NMFS has determined that applying a
practical spreading loss model (15logR) to ensonified area calculations
is most likely the representative scenario in Knik Arm (Table 4). The
15 TL coefficient also falls within the range of TL coefficients
reported in Reyff et al. (2021).
[[Page 50067]]
Table 4--Estimated Sound Source Levels and Transmission Loss Coefficients With and Without a Bubble Curtain
--------------------------------------------------------------------------------------------------------------------------------------------------------
--------------------------------------------------------------------------------------------------------------------------------------------------------
Method and pile size Unattenuated
Bubble curtain
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory.................... Sound level at 10 m (dB rms)
TL coefficient
Sound level at 10 m (dB rms)
TL coefficient (dB rms)
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-inch...................... a 166.0
c 15.0
b 161.4
c 15.0
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-inch...................... a 161.0
c 15.0
b 158.5
c 15.0
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Unattenuated
Bubble curtain
--------------------------------------------------------------------------------------------------------------------------
Sound level at 10 m
TL coefficient
Sound level at 10 m
TL coefficient
--------------------------------------------------------------------------------------------------------------------------
dB rms dB SEL dB Peak dB rms dB SEL dB rms dB SEL dB peak dB rms dB SEL
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-inch...................... a 194.0.... a 184.0.... a 211.0.... c 15.0.... c 15.0.... a 187.0... a 177.0... a 204.0... c 15.0.... c 15.0
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-inch...................... a 193.0.... a 181.0.... a 210.0.... c 15.0.... c 15.0.... a 186.0... a 174.0... a 203.0... c 15.0.... c 15.0
--------------------------------------------------------------------------------------------------------------------------------------------------------
a U.S. Navy 2015.
b Reyff et al., 2021.
c Practical spreading loss model.
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources (such as pile
driving), NMFS User Spreadsheet predicts the distance at which, if a
marine mammal remained at that distance the whole duration of the
activity, it would incur PTS. Inputs used in the User Spreadsheet, and
the resulting isopleths are reported below in Table 5.
Table 5--NMFS User Spreadsheet Inputs
----------------------------------------------------------------------------------------------------------------
24-Inch 24-Inch (bubble 36-Inch 36-Inch (bubble
(unattenuated) curtain) (unattenuated) curtain)
----------------------------------------------------------------------------------------------------------------
User Spreadsheet Input: Vibratory Pile Driving
----------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used............ A.1) Non-Impul, A.1) Non-Impul, A.1) Non-Impul, A.1) Non-Impul,
Stat, Cont. Stat, Cont. Stat, Cont. Stat, Cont
Source Level (SPL RMS).......... 161............... 158.5............. 166............... 161.4.
Transmission Loss Coefficient... 15................ 15................ 15................ 15.
Weighting Factor Adjustment 2.5............... 2.5............... 2.5............... 2.5.
(kHz).
Time to install/remove single 45/75............. 45/75............. 45/75............. 45/75.
pile (minutes).
Piles to install/remove per day. 1/1............... 1-2/1-3........... 1/1............... 1-3/1-3
----------------------------------------------------------------------------------------------------------------
User Spreadsheet Input: Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used............ E.1) Impact pile E.1) Impact pile E.1) Impact pile E.1) Impact pile
driving. driving. driving. driving.
Source Level (Single Strike/shot 181............... 174............... 184............... 177.
SEL).
Transmission Loss Coefficient... 15................ 15................ 15................ 15.
Weighting Factor Adjustment 2................. 2................. 2................. 2.
(kHz).
Number of strikes pile.......... 1,000............. 1,000............. 1,000............. 1,000.
Piles per day................... 1................. 1................. 1................. 1.
----------------------------------------------------------------------------------------------------------------
To calculate the Level B harassment isopleths, NMFS considered
SPLrms source levels and the corresponding TL coefficients (dB rms;
Table 4) for impact and vibratory pile driving, respectively. The
resulting Level A harassment and Level B harassment isopleths are
presented in Table 6.
[[Page 50068]]
Table 6--Distances to Level A Harassment, by Hearing Group, and Level B Harassment Thresholds per Pile Type and Installation Method
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment (m) Level A
--------------------------------------------- harassment
Hammer type Piles areas Level B
Pile size Attenuation (installation/ per day (km\2\) all harassment
removal) LF MF HF PW OW hearing (m)
groups
--------------------------------------------------------------------------------------------------------------------------------------------------------
24-inch......................... Bubble Curtain.... Vibratory 1 4 1 6 3 1 <0.01 2,631
(Installation). 2 7 1 9 4 1
Vibratory 1 6 1 8 4 1
(Removal). 3 12 1 17 7 1
Impact 1 251 9 299 135 10 <0.19 542
(Installation).
Unattenuated...... Vibratory 1 6 1 9 4 1 <0.01 3,861
(Installation).
Vibratory 1 8 1 12 5 1
(Removal).
Impact 1 735 27 876 394 29 <1.34 1,585
(Installation).
36-inch......................... Bubble Curtain.... Vibratory 1 6 1 9 4 1 <0.01 4,106
(Installation).
.................. 2 10 1 15 6 1
.................. 3 13 2 19 8 1
Vibratory 1 9 1 13 6 1
(Removal).
3 18 2 26 11 1
Impact 1 398 15 474 213 16 <0.76 631
(Installation).
Unattenuated...... Vibratory 1 13 2 18 8 1 <0.01 8,318
(Installation).
Vibratory 1 18 2 26 11 1
(Removal).
Impact 1 1,165 42 1,387 624 46 <3.14 1,848
(Installation).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
For all species of cetaceans other than CIBWs, density data is not
available for upper Cook Inlet. Therefore, the POA relied on marine
mammal monitoring data collected during past POA projects. These data
cover the POA's construction season (April through November) across
multiple years. Calculations used to estimate exposure from pile
installation for all marine mammals is described below.
Humpback Whales
Sightings of humpback whales in the project area are rare, and the
potential risk of exposure of a humpback whale to sounds exceeding the
Level B harassment threshold is low. Few, if any, humpback whales are
expected to approach the project area. However, there were two
sightings in 2017 of what was likely a single individual at the Ship
Creek Boat Launch (ABR Inc., 2017) which is located south of the
project area. Based on these data, the POA conservatively estimates
that up to two individuals could be behaviorally harassed during the 24
days of pile driving for the SFD. This could include sighting a cow-
calf pair on multiple days or multiple sightings of single humpback
whales. No Level A harassment take of humpback whales is anticipated or
authorized because the likelihood that a humpback whale would be both
present in the project area and within the relatively small Level A
harassment zones before a shutdown could be called is low.
Killer Whales
Few, if any, killer whales are expected to approach the project
area. No killer whales were sighted during previous monitoring programs
for the Knik Arm Crossing and POA construction projects, including the
2016 TPP or during Phase 1 of the PCT project in 2020. The infrequent
sightings of killer whales that are reported in upper Cook Inlet tend
to occur when their primary prey (anadromous fish for resident killer
whales and CIBWs for transient killer whales) are also in the area
(Shelden et al., 2003). Previous sightings of transient killer whales
have documented pod sizes in upper Cook Inlet between one and six
individuals (Shelden et al., 2003). The potential for exposure of
killer whales within the Level B harassment isopleths is anticipated to
be extremely low. Level B harassment take is conservatively estimated
at no more than one small pod (6 individuals). No Level A harassment
take for killer whales is anticipated or authorized due to the small
Level A harassment zones (Table 6) and implementation of a 100 m
shutdown which is larger than Level A harassment isopleths, and
described below in the Mitigation section.
Harbor Porpoise
Previous monitoring data at the POA were used to evaluate daily
sighting rates for harbor porpoises in the project area. During most
years of monitoring, no harbor porpoises were observed; however, during
Phase 1 of the PCT project (2020), 18 individuals (15 groups) were
observed near the POA, with group sizes ranging from 1-2 individuals.
The highest daily sighting rate for any recorded year during pile
installation and removal associated with the PCT was an average of 0.09
harbor porpoise per day during 2009 construction monitoring, but this
value may not account for increased sightings in Upper Cook Inlet or
range extensions (Shelden et al., 2014). Therefore, the POA estimates
that one harbor porpoise could be observed every 2 days of pile
driving. Based on this assumption, the POA has requested, and NMFS is
authorizing, twelve Level B harassment exposures during the 24 days of
pile driving.
Harbor porpoises are relatively small cetaceans that move at high
velocities, which can make their detection and identification at great
distances difficult. Despite this, PSOs during Phase 1 PCT construction
monitoring (61 North Environmental, 2021) were able to detect harbor
porpoises as far as 6,486 m from the PCT, indicating that the
monitoring methods detailed in the final IHAs for Phase 1 and Phase 2
PCT construction (85 FR 19294; April 6, 2020), (and described below in
the Mitigation section for the SFD) allowed for harbor porpoises to be
detected at great distances. Therefore, no Level A harassment take for
harbor porpoises is anticipated or authorized for the SFD. The POA
anticipates that the majority of piles will be driven using vibratory
methods. Using the NMFS User Spreadsheet, vibratory driving 24-inch and
36-inch piles results in Level A harassment isopleths that are smaller
than the 100-m shutdown zone, described below in the Mitigation section
(<=26 m; Table 6). The Level A harassment isopleths calculated using
the NMFS User Spreadsheet for impact driving 24-inch and 36-inch piles
are larger (<=1,387 m; Table 6); however, the
[[Page 50069]]
POA is required to shut down pile driving activities should a harbor
porpoise be observed entering or within an established Level A
harassment zone. In addition, Level A harassment isopleths consider
long durations and harbor porpoise are likely moving through the area,
if present, not lingering. Further few harbor porpoises are expected to
approach the project area and are likely to be sighted prior to
entering the Level A harassment zone. During Phase 1 PCT construction
monitoring (61 North Environmental, 2021) only five harbor porpoises
were observed near the PCT and within the largest Level A harassment
zone for SFD (1,387 m; Table 7). Given that the POA anticipates that
only a small number of piles (up to five), may be driven with an impact
hammer (requiring up to 20 minutes of impact installation each at 1
pile per day), the likelihood that harbor porpoises will be in these
larger zones is minimized. Accounting for measures described below in
the Mitigation section below and the low likelihood that individual
harbor porpoises will appear undetected within the Level A harassment
zones, we agree with the POA and do not authorize any Level A
harassment takes of harbor porpoises during the construction of the
SFD.
Steller Sea Lion
Steller sea lions are anticipated to be encountered in low numbers,
if at all, within the project area. Three sightings of what was likely
a single individual occurred in the project area in 2009, two sightings
occurred in 2016, one occurred in 2019, and up to six individuals were
observed in 2020 (4 in May and 2 in June). Based on observations in
2016, the POA anticipates an exposure rate of two individuals every 19
days during SFD pile installation and removal. Based on this rate, The
POA anticipates that there could be up to four harassment exposures of
Steller sea lions during the 24 days of SFD pile installation and
removal.
Sea lions are known to travel at high speeds, in rapidly changing
directions, and have the potential to be counted multiple times.
Because of this the POA anticipates that, despite all precautions, sea
lions could enter the Level A harassment zone before a shutdown could
be fully implemented. For example, in 2016 during the POA TPP, a
Steller sea lion was first sighted next to a work boat and within the
Level A harassment zone. Nine PSOs had been monitoring for the presence
of marine mammals near the construction activities at this time, but
they did not observe the approaching sea lion. Sea lions are known to
be curious and willing to approach human activity closely, and they can
swim with a low profile. The incident was recorded as a Level A
harassment take and raises concern for the POA that a sighting of a
Steller sea lion within the Level A harassment zones, while unlikely,
could occur. While Level A harassment takes are unlikely given the low
likelihood of sea lions in the project area, the small Level A
harassment isopleths (<46 m; Table 6), and the required mitigation
measures, including the implementation of shutdown zones and the use of
PSOs, we authorize the POA's request that a small number of Steller sea
lions could be exposed to Level A harassment levels. Therefore, we
authorize that two Steller sea lions could be exposed to Level A
harassment levels and 2 Steller sea lions could be exposed to Level B
harassment levels.
Harbor Seals
No known harbor seal haulout or pupping sites occur in the vicinity
of the POA; therefore, exposure of harbor seals to in-air noise is not
considered in this application, and no take for in-air exposure is
requested. Harbor seals are not known to reside in the project area,
but they are seen regularly near the mouth of Ship Creek when salmon
are running, from July through September. With the exception of newborn
pups, all ages and sexes of harbor seals could occur in the project
area during construction of the SFD. Any harassment of harbor seals
during pile installation will involve a limited number of individuals
that may potentially swim through the project area or linger near Ship
Creek.
Marine mammal monitoring data were used to examine hourly sighting
rates for harbor seals in the project area. Sighting rates of harbor
seals were highly variable and appeared to have increased during
monitoring between 2005 and 2020 (See Table 4-1 in POA's application).
It is unknown whether any potential increase was due to local
population increases or habituation to ongoing construction activities.
The highest monthly hourly sighting rate (rounded) observed during
previous monitoring at the POA was used to quantify take of harbor
seals for pile installation associated with the SFD. This occurred in
2020 during Phase 1 PCT construction monitoring, when harbor seals were
observed from May through September. A total of 340 harbor seals were
observed over 1,237.7 hours of monitoring, at a rate of 0.3 harbor
seals per hour. The maximum monthly hourly sighting rate occurred in
September and was 0.51 harbor seals per hour. Based on these data, the
POA estimates that approximately 1 harbor seal may be observed near the
project per hour of hammer use. During the 21 hours of anticipated pile
installation and removal, the POA estimates that up 21 harbor seals
will be exposed to in-water noise levels exceeding harassment
thresholds for pile installation and removal during SFD construction.
All efforts will be taken to shut down prior to a harbor seal
entering the appropriate shutdown zone and prior to a harbor seal
entering the Level A harassment zones. However, harbor seals often are
curious of onshore activities, and previous monitoring suggests that
this species may mill at the mouth of Ship Creek. It is important to
note that the mouth of Ship Creek is about 700 m from the southern end
of the SFD and is outside the Level A harassment zones for harbor seals
during both unattenuated and attenuated vibratory and impact pile
installation and removal (Table 6). While exposure is anticipated to be
minimized because pile installation and removal will occur
intermittently over the short construction period, the POA is
requesting Level A harassment take for a small number of harbor seals,
given the potential difficulty of detecting harbor seals and their
consistent use of the area. Given that 30 harbor seals (8.6 percent) of
all harbor seals and unidentified pinnipeds were detected within 624 m,
the largest Level A harassment zone for SFD, during PCT Phase 1
construction monitoring (61 North Environmental, 2021), POA requests
and NMFS authorizes that two harbor seals (8.6 percent of 21 exposures
rounded up) could be exposed to Level A harassment levels and 19 harbor
seals could be exposed to Level B harassment levels.
Beluga Whales
For CIBWs, we looked at several sources of information on marine
mammal occurrence in upper Cook Inlet to determine how best to estimate
the potential for exposure to pile driving noise from the SFD Project.
In their application, the POA estimated Level B harassment take
following methods outlined in the PCT final IHA (85 FR 19294; April 6,
2020), which relies on monitoring data of CIBWs published in Kendall
and Cornick (2015). For the SFD application, POA also considered
monitoring data of CIBWs collected during Phase 1 of the PCT project
(61 North Environmental, 2021). These data sets (Kendall and Cornick,
2015, and 61 North Environmental, 2021) cover all months the POA could
conduct pile driving for the SFD and they are based
[[Page 50070]]
on all animals observed during scientific monitoring within the
proximity of the SFD regardless of distance. Hourly sighting rates for
CIBWs for each calendar month were calculated using documented hours of
observation and CIBW sightings from April through November for 2005,
2006, 2008 and 2009 (Kendall and Cornick, 2015) and 2020 (61 North
Environmental, 2021) (Table 7). The highest calculated monthly hourly
sighting rate of 0.94 whales per hour was used to calculate potential
CIBW exposures (21 hours of pile installation and removal multiplied by
0.94 whales/hour). Using this method, the POA estimated that 20 CIBWs
(rounded from 19.75) could be exposed to the Level B harassment level
during pile installation and removal associated with the construction
of the SFD. These calculations assume no mitigation and that all
animals observed will enter a given Level B harassment zone during pile
driving.
Table 7--Summary of CIBWs Sighting Data From April-November 2005-2009 and April-November 2020
----------------------------------------------------------------------------------------------------------------
Month Total hours Total groups Total whales Whales/hour
----------------------------------------------------------------------------------------------------------------
April........................................... 52.50 13 35 0.67
May............................................. 457.40 53 208 0.45
June............................................ 597.77 37 122 0.20
July............................................ 552.67 14 27 0.05
August.......................................... 577.30 120 543 0.94
September....................................... 533.03 124 445 0.83
October......................................... 450.70 9 22 0.05
November........................................ 346.63 52 272 0.78
----------------------------------------------------------------------------------------------------------------
Data compiled from Kendall and Cornick (2015) and (61 North Environmental, 2021).
To more accurately estimate potential exposures than simply using
the monthly sighting rate data, which does not account for any
mitigation, POA followed methods described by NMFS for the PCT final
IHA (85 FR 19294; April 6, 2020), which looked at previous monitoring
results at the POA in relation to authorized take numbers. Between 2008
and 2012, NMFS authorized 34 CIBW takes per year to POA, with
mitigation measures similar to the measures required here. The percent
of the authorized takes documented during this time period ranged from
12 to 59 percent with an average of 36 percent (Table 8). In 2020, NMFS
authorized 55 CIBW takes in Phase 1 of the PCT project, with mitigation
and monitoring measures that are consistent with those required for the
SFD and described below in the Mitigation section. The percent of the
authorized takes that were documented was 47 percent (26 out of 55
exposures; 61 North Environmental, 2021; Table 8). Given that there was
extensive monitoring occurring across all IHAs (with effort intensified
in 2020), we believe there is little potential that animals were taken
but not observed.
Table 8--Authorized and Reported CIBW Takes During POA Activities From 2009-2012 and 2020
----------------------------------------------------------------------------------------------------------------
Percent of
ITA effective dates Reported takes Authorized authorized
takes takes
----------------------------------------------------------------------------------------------------------------
15 July 2008-14 July 2009....................................... 12 34 35
15 July 2009-14 July 2010....................................... 20 34 59
15 July 2010-14 July 2011....................................... 13 34 38
15 July 2011-14 July 2012....................................... 4 34 12
1 April 2020-31 March 2021...................................... 26 55 47
----------------------------------------------------------------------------------------------------------------
As described in the POA's application and in more detail in the
Mitigation section, mitigation measures have been designed to reduce
Level B harassment take as well avoid Level A harassment take. We
recognize that in certain situations, pile driving may not be able to
be shut down prior to whales entering the Level B harassment zone due
to safety concerns. During previous monitoring, sometimes CIBWs were
initially sighted outside of the harassment zone and shutdown was
called, but the CIBWs swam into the harassment zone before activities
could be halted, and exposure within the harassment zone occurred. For
example, on September 14, 2009, a construction observer sighted a CIBW
just outside the harassment zone, moving quickly towards the 1,300 m
Level B harassment zone during vibratory pile driving. The animal
entered the harassment zone before construction activity could be shut
down (ICRC, 2010). On other occasions, CIBWs were initially observed
when they surfaced within the harassment zone. For example, on November
4, 2009, 15 CIBWs were initially sighted approximately 950 m north of
the project site near the shore, and then they surfaced in the Level B
harassment zone during vibratory pile driving (ICRC, 2010).
Construction activities were immediately shut down, but the 15 CIBWs
were nevertheless exposed within the Level B harassment zone. During
Phase 1 of the PCT project all 26 of the recorded takes were instances
where the whales were first sighted within the Level B harassment zone,
prompting shutdown procedures. Most of these exposures (21 of 26)
occurred when the CIBWs first appeared near the northern station, just
south of Cairn Point (61 North Environmental, 2021). For example, on
November 21, 2020 one CIBW was sighted in front of the north PSO
station, located just south of Cairn Point, traveling south during
vibratory removal of an attenuated 36-inch pile and a shutdown was
called immediately (61 North Environmental, 2021). In 2020, the
northern station did not have visibility of the near shoreline north of
Cairn Point. As a result, CIBWs traveling south during ebb tides around
Cairn Point were often inside of the Level B harassment zone upon first
sighting (61 North Environmental,
[[Page 50071]]
2021). As described below in the Monitoring and Reporting section,
mitigation and monitoring approaches for the SFD project are modeled
after the stipulations outlined in the final IHAs for Phase 1 and Phase
2 PCT construction (85 FR 19294; April 6, 2020), but one of the PSO
stations will be moved to enhance visibility to the north, especially
near Cairn point. Therefore, we believe the ability to detect whales
and shut down prior to them entering the Level B harassment zones will
be better or consistent with previous years.
To account for these mitigation measures, the POA then applied the
highest percentage of previous takes (59 percent) to ensure potential
impacts to CIBWs are adequately evaluated. After applying this
adjustment to account for potential exposures of CIBWs that will be
avoided by shutting down, the POA estimated that 12 CIBWs (20 whales *
0.59 = 11.80 whales; 12 rounded up) may be exposed to Level B
harassment during pile installation and removal. The POA and NMFS are
concerned, however, that this approach does not accurately reflect the
reality that CIBWs can travel in large groups. Large groups of CIBWs
have been seen swimming through the POA vicinity during POA monitoring
efforts. For example, during Phase 1 of the PCT, the mean group size
was 4.34 whales; however, 52 percent of observations were of groups
greater than the mean group size, with 5 percent of those 119 groups
being larger than 12 individuals, the number of exposures proposed by
POA (61 North Environmental, 2021).
To ensure that a large group of CIBWs will not result in the POA
using the majority or all of their take in one or two sightings, POA
buffered the exposure estimate detailed in the preceding paragraph by
adding the estimated size of a notional large group of CIBWs. The 95th
percentile is commonly used in statistics to evaluate risk. Therefore,
to determine the most appropriate size of a large group, the POA
calculated the 95 percentile group size of CIBWs observed during
Kendall and Cornick (2015) and 2020 Phase 1 PCT construction monitoring
(61 North Environmental, 2021); the same data used above to derive
hourly sighting rates (Table 7 and Figure 3). In this case, the 95th
percentile provides a conservative value that reduces the risk to the
POA of taking a large group of CIBWs and exceeding authorized take
levels. The 95th percentile of group size for the Kendall and Cornick
(2015) and the PCT Phase 1 monitoring data (61 North Environmental,
2021) is 12.0. This means that, of the 422 documented CIBW groups in
these data sets, 95 percent consisted of fewer than 12.0 whales; 5
percent of the groups consisted of more than 12.0. Considering large
group size, the POA requests and we authorize 24 takes (accounting for
the 12 takes calculated following the methods outlined for the PCT
project that accounts for mitigation plus a group size of 12) of CIBWs
incidental to pile driving for the SFD. Incorporation of large groups
into the CIBW exposure estimate is intended to reduce risk to the POA
of the unintentional take of a larger number of belugas than would be
authorized by using the required methods alone and thus improve our
estimate of exposure. No Level A harassment is expected or authorized
given the small Level A harassment zones for CIBWs (Table 6) and the
additional mitigation measures described in the Mitigation section
below specific to CIBWs, including the measure that pile driving
activities must shut down when any CIBW enters the relevant Level B
harassment zone.
[GRAPHIC] [TIFF OMITTED] TN07SE21.002
In summary, the total amount of Level A harassment and Level B
harassment authorized for each marine mammal stock is presented in
Table 9.
[[Page 50072]]
Table 9--Authorized Amount of Take, by Stock and Harassment Type
----------------------------------------------------------------------------------------------------------------
Authorized take
Species Stock -------------------------------- Percent of
Level A Level B stock
----------------------------------------------------------------------------------------------------------------
Humpback whale........................ Western N. Pacific...... 0 2 0.19
Beluga whale.......................... Cook Inlet.............. 0 24 8.60
Killer whale.......................... Transient/Alaska 0 6 1.02/0.26
Resident.
Harbor porpoise....................... Gulf of Alaska.......... 0 12 0.04
Steller sea lion...................... Western................. 2 2 <0.01
Harbor seal........................... Cook Inlet/Shelikof..... 2 19 0.07
----------------------------------------------------------------------------------------------------------------
Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
The POA presented mitigation measures in Section 11 of their
application that were modeled after the stipulations outlined in the
final IHAs for Phase 1 and Phase 2 PCT construction (85 FR 19294; April
6, 2020), which were successful in minimizing the total number and
duration of Level B harassment exposures for endangered CIBWs during
Phase 1 PCT Construction (61 North Environmental, 2021). These measures
both reduce noise into the aquatic environment and reduce the potential
for CIBWs to be adversely impacted from any unavoidable noise exposure.
A key mitigation measure NMFS considered for this project is
reducing noise levels propagating into the environment. The POA will
deploy an unconfined bubble curtain system during installation and
removal of plumb (vertical) 24- and 36-inch piles with a vibratory or
impact hammer. An unconfined bubble curtain is composed of an air
compressor(s), supply lines to deliver the air, distribution manifolds
or headers, perforated aeration pipe, and a frame. The frame
facilitates transport and placement of the system, keeps the aeration
pipes stable, and provides ballast to counteract the buoyancy of the
aeration pipes in operation. The air is released through a series of
vertically distributed bubble rings that create a cloud of bubbles that
act to impede and scatter sound, lowering the sound velocity. A
compressor provides a continuous supply of compressed air, which is
distributed among the layered bubble rings. Air is released from small
holes in the bubble rings to create a curtain of air bubbles
surrounding the pile. The curtain of air bubbles floating to the
surface inhibits the transmission of pile installation sounds into the
surrounding water column. The final design of the bubble curtain will
be determined by the Construction Contractor based on factors such as
water depth, current velocities, and pile sizes. However, the IHA
requires the bubble curtain be operated in a manner consistent with the
following performance standards:
The aeration pipe system will consist of multiple layers
of perforated pipe rings, stacked vertically in accordance with the
following depths: Two layers for water depths <5 m; four layers for
water depths 5 m to <10 m; seven layers for water depths 10 m to <15 m;
ten layers for water depths 15 m to <20 m; and thirteen layers for
water depths 20 m to <25 m;
The pipes in all layers will be arranged in a geometric
pattern that will allow for the pile being driven to be completely
enclosed by bubbles for the full depth of the water column and with a
radial dimension such that the rings are no more than 0.5 m from the
outside surface of the pile;
The lowest layer of perforated aeration pipe will be
designed to ensure contact with the substrate without burial and will
accommodate sloped conditions;
Air holes will be 1.6 millimeters (1/16 inch) in diameter
and will be spaced approximately 20 millimeters (\3/4\ inch) apart. Air
holes with this size and spacing will be placed in four adjacent rows
along the pipe to provide uniform bubble flux;
The system will provide a bubble flux of 3 cubic meters
(m\3\) per minute per linear meter of pipe in each layer (32.91 cubic
feet (ft\3\) per minute per linear foot of pipe in each layer). The
total volume (Vt) of air per layer is the product of the bubble flux
and the circumference of the ring using the formula: Vt = 3.0 m\3\/min/
m * Circumference of the aeration ring in meters or Vt = 32.91 ft\3\/
min/ft * Circumference of the aeration ring in feet; and
Meters must be provided as follows:
[cir] Pressure meters must be installed at all inlets to aeration
pipelines and at points of lowest pressure in each branch of the
aeration pipeline;
[cir] Flow meters must be installed in the main line at each
compressor and at each branch of the aeration pipelines at each inlet.
In applications where the feed line from the compressor is continuous
from the compressor to the aeration pipe inlet, the flow meter at the
compressor can be eliminated; and
[[Page 50073]]
[cir] Flow meters must be installed according to the manufacturer's
recommendation based on either laminar flow or non-laminar flow.
The bubble curtain will be used during installation and removal of
all plumb piles when water depth is great enough (approximately 3 m or
9.8 ft) to deploy the bubble curtain. A bubble curtain will not be used
with the two battered piles due to the angle of installation. It is
important to note that a small number of piles could be installed or
removed when the pile location is de-watered (no water present) or when
the water is too shallow (<=3 m or 9.8 ft) to deploy the bubble
curtain. The tides at the POA have a mean range of about 8.0 m (26 ft)
(NOAA, 2015), and low water levels will prevent proper deployment and
function of the bubble curtain system. Piles that are driven at a
location that is de-watered will not use a bubble curtain, and marine
mammal harassment zones will not be monitored. When piles are installed
or removed in water without a bubble curtain because the pile
orientation is battered, or if water is too shallow (<=3 m or 9.8 ft)
to deploy the bubble curtain, the unattenuated Level A and Level B
harassment zones for that hammer type and pile size will be
implemented.
In addition to noise attenuation devices, POA and NMFS considered
practicable work restrictions. Given the extensive Level B harassment
zone generated from the installation of the two unattenuated battered
piles, vibratory driving these large piles during peak CIBW season
poses an amount of risk and uncertainty to the degree that it should be
minimized. This August and September peak is confirmed through acoustic
monitoring (Castellote et al., 2020) and Phase 1 PCT construction
monitoring (61 North Environmental, 2021). Castellote et al. (2020) for
example indicate CIBWs appeared concentrated in the upper inlet year-
round, but particularly feeding in river mouths from April-December,
shifting their geographical foraging preferences from the Susitna River
region towards Knik Arm in mid-August, and dispersing towards the mid
inlet throughout the winter. Further, hourly sighting rates calculated
from monitoring data from Kendall and Cornick (2015) and Phase 1 of the
PCT (61 North Environmental, 2021) were highest in August and September
(0.94 and 0.83, respectively; Table 8). Therefore, vibratory driving
unattenuated battered piles (which have, by far, the largest Level B
harassment zones) will not occur during August or September. Further,
to minimize the potential for overlapping sound fields from multiple
stressors, the POA will not simultaneously operate two vibratory
hammers for either pile installation or removal. This measure is
designed to reduce simultaneous in-water noise exposure. Because impact
hammers will not likely be dropping at the same time, and to expedite
construction of the project to minimize pile driving during peak CIBW
abundance periods, NMFS is not proposing to restrict the operation of
two impact hammers at the same time. Given the small size of the
project and the plan to primarily drive hammers with a vibratory
hammer, the POA has indicated that it is highly unlikely that an impact
hammer and vibratory hammer or two impact hammers will operate
simultaneously during the SFD project.
Additional mitigation measures include the following, modeled after
the stipulations outlined in the final IHAs for Phase 1 and Phase 2 PCT
construction (85 FR 19294; April 6, 2020):
For in-water construction involving heavy machinery activities
other than pile driving (e.g., use of barge-mounted excavators), the
POA will cease operations and reduce vessel speed to the minimum level
required to maintain steerage and safe working conditions if a marine
mammal approaches within 10 m of the equipment or vessel.
POA must use soft start techniques when impact pile driving. Soft
start requires contractors to provide an initial set of three strikes
at reduced energy, followed by a thirty-second waiting period, then two
subsequent reduced energy strike sets. A soft start must be implemented
at the start of each day's impact pile driving and at any time
following cessation of impact pile driving for a period of thirty
minutes or longer. Soft starts will not be used for vibratory pile
installation and removal. PSOs shall begin observing for marine mammals
30 minutes before ``soft start'' or in-water pile installation or
removal begins.
The POA will conduct briefings for construction supervisors and
crews, the monitoring team, and POA staff prior to the start of all
pile installation and removal, and when new personnel join the work in
order to explain responsibilities, communication procedures, the marine
mammal monitoring protocol, and operational procedures.
The POA will employ PSOs per the Marine Mammal Monitoring Plan (see
Appendix A in the POA's application).
Marine mammal monitoring will take place from 30 minutes prior to
initiation of pile installation and removal through 30 minutes post-
completion of pile installation and removal. The Level B harassment
zone must be fully visible for 30 minutes before the zone can be
considered clear. Pile driving will commence when observers have
declared the shutdown zone clear of marine mammals or the mitigation
measures developed specifically for CIBWs (below) are satisfied. In the
event of a delay or shutdown of activity, marine mammal behavior will
be monitored and documented until the marine mammals leave the shutdown
zone of their own volition, at which point pile installation or removal
will begin. Further, NMFS requires that if pile driving has ceased for
more than 30 minutes within a day and monitoring is not occurring
during this break, another 30-minute pre-pile driving observation
period is required before pile driving may commence.
If a marine mammal is entering or is observed within an established
Level A harassment zone or shutdown zone, pile installation and removal
will be halted or delayed. Pile driving will not commence or resume
until either the animal has voluntarily left and been visually
confirmed 100 m beyond the shutdown zone and on a path away from such
zone, or 15 minutes (non-CIBWs) or 30 minutes (CIBWs) have passed
without subsequent detections.
If a species for which authorization has not been granted, or a
species for which authorization has been granted but the authorized
takes are met, is observed approaching or within the Level B harassment
zone, pile installation and removal will shut down immediately. Pile
driving will not resume until the animal has been confirmed to have
left the area or the 30 minute observation period has elapsed.
In addition to these measures which greatly reduce the potential
for harassment of all marine mammals and establish shutdown zones that
realistically reflect non-CIBW whale detectability, the following
additional mitigation measures will ensure valuable protection and
conservation of CIBWs:
Prior to the onset of pile driving, should a CIBW be observed
approaching the mouth of Knik Arm, pile driving will be delayed. An in-
bound pre-clearance line extends from Point Woronzof to approximately
2.5 km west of Point McKenzie. Pile driving may commence once the
whale(s) moves at least 100 m past the Level B harassment zone or pre-
clearance zone (whichever is larger) and on a path away from the zone.
A similar pre-pile driving clearance zone will be established to the
[[Page 50074]]
north of the POA (from Cairn Point to the opposite bank), allowing
whales to leave Knik Arm undisturbed. Similar to the in-bound whale
clearance zone, pile driving may not commence until a whale(s) moves at
least 100 m past the Level B harassment zone or pre-clearance zone
(whichever is larger) and on a path away from the zone. If non-CIBW
whale species are observed within or likely to enter the Level B
harassment zone prior to pile driving, the POA may commence pile
driving but only if those animals are outside the relevant shutdown
zone and Level B harassment takes have not been exceeded.
If pile installation or removal has commenced, and a CIBW(s) is
observed within or likely to enter the Level B harassment zone, pile
installation or removal will shut down and not re-commence until the
whale has traveled at least 100 m beyond the Level B harassment zone
and is on a path away from such zone or until no CIBW has been observed
in the Level B harassment zone for 30 minutes
There may be situations where it is not possible to monitor the
entire Level B harassment zone (e.g., during vibratory hammering of two
unattenuated battered piles). In these cases, the pre-clearance zone
remains applicable.
If during installation and removal of piles, PSOs can no longer
effectively monitor the entirety of the CIBW Level B harassment zone
due to environmental conditions (e.g., fog, rain, wind), pile driving
may continue only until the current segment of pile is driven; no
additional sections of pile or additional piles may be driven until
conditions improve such that the Level B harassment zone can be
effectively monitored. If the Level B harassment zone cannot be
monitored for more than 15 minutes, the entire Level B harassment zone
will be cleared again for 30 minutes prior to pile driving.
Based on our evaluation of the applicant's proposed measures, NMFS
has determined that the required mitigation measures provide the means
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
The POA will implement a marine mammal monitoring and mitigation
strategy intended to avoid and minimize impacts to marine mammals (see
Appendix A in the POA's application). The marine mammal monitoring and
mitigation program that is planned for SFD construction will be modeled
after the stipulations outlined in the final IHAs for Phase 1 and Phase
2 PCT construction (85 FR 19294; April 6, 2020). The POA will collect
electronic data on marine mammal sightings and any behavioral responses
to in-water pile installation or removal for species observed during
pile installation and removal associated with the SFD Project. Four PSO
teams will work concurrently to provide full coverage for marine mammal
monitoring in rotating shifts during in-water pile installation and
removal. All PSOs will be trained in marine mammal identification and
behaviors. NMFS will review submitted PSO resumes and indicate approval
as warranted.
All PSOs will also undergo project-specific training, which will
include training in monitoring, data collection, theodolite operation,
and mitigation procedures specific to the SFD Project. This training
will also include site-specific health and safety procedures,
communication protocols, and supplemental training in marine mammal
identification and data collection specific to the SFD Project.
Training will include hands-on use of required field equipment to
ensure that all equipment is working and PSOs know how to use the
equipment.
Eleven PSOs will be distributed at four stations: Anchorage
Downtown Viewpoint near Point Woronzof, the Anchorage Public Boat Dock
at Ship Creek, the SFD Project site, and the north end of POA property.
These locations were chosen to maximize CIBW detection outside of Knik
Arm and the mouth of Knik Arm. Specifically, PSOs at Port Woronzof will
have unencumbered views of the entrance to Knik Arm and can provide
information on CIBW group dynamics (e.g., group size, demographics,
etc.) and behavior of animals approaching Knik Arm in the absence of
and during pile driving. During the time since the POA submitted their
final application, observers for the 2020 PCT Phase 1 project have
recommended, and NMFS has included in the IHA, that the Ship Creek
station be moved about 40 m to the end of the promontory to enhance
visibility to the north, especially near Cairn point. The POA also
considered moving a station from the POA property to Port MacKenzie for
an improved view of CIBWs moving from north to south within Knik Arm.
However, Port MacKenzie is not an available option due to logistical
reasons; therefore, the northern station will remain located on POA
property.
Each of the PSO stations will be outfitted with a cargo container
with an observation platform constructed on top. This additional
elevation provides better viewing conditions for seeing distant marine
mammals than from ground level and provides the PSOs with protection
from weather. At least two PSOs will be on watch at any given time at
each station; one PSO will be observing, one PSO will be recording data
(and observing when there are no
[[Page 50075]]
data to record). The station at the SFD site will have at least two
PSOs. The northern and southern observations stations will have PSOs
who will work in three- to four-person teams. Teams of three will
include one PSO who will be observing, one PSO who will be recording
data (and observing when there are no data to record), and one PSO who
will be resting. When available, a fourth PSO will assist with
scanning, increasing scan intensity and the likelihood of detecting
marine mammals. PSOs will work on a 30 to 60 minute rotation cycle and
may observe for no more than 4 hours at time and no more than 12 hours
per day. In addition, if POA is conducting non-PCT-related in-water
work that includes PSOs, the PCT PSOs must be in real-time contact with
those PSOs, and both sets of PSOs must share all information regarding
marine mammal sightings with each other.
Trained PSOs will have no other construction-related tasks or
responsibilities while conducting monitoring for marine mammals.
Observations will be carried out using combinations of equipment that
include 7 by 50 binoculars, 20x/40x tripod mounted binoculars, 25 by
150 ``big eye'' tripod mounted binoculars (North End, Ship Creek, and
Woronzof), and theodolites. PSOs will be responsible for monitoring the
shutdown zones, the Level A harassment zones, the Level B harassment
zones, and the pre-clearance zones, as well as effectively documenting
Level A and Level B harassment take. They will also (1) report on the
frequency at which marine mammals are present in the project area, (2)
report on behavior and group composition near the POA, (3) record all
construction activities, and (4) report on observed reactions (changes
in behavior or movement) of marine mammals during each sighting.
Observers will monitor for marine mammals during all in-water pile
installation and removal associated with the SFD Project. Once pile
installation and removal are completed for the day, marine mammal
observations will continue for 30 minutes. Observers will work in
collaboration with the POA to immediately communicate the presence of
marine mammals prior to or during pile installation or removal.
A draft report, including all electronic data collected and
summarized from all monitoring locations, must be submitted to NMFS'
MMPA program within 90 days of the completion of monitoring efforts.
The report must include: Dates and times (begin and end) of all marine
mammal monitoring; a description of daily construction activities,
weather parameters and water conditions during each monitoring period;
number of marine mammals observed, by species, distances and bearings
of each marine mammal observed to the pile being driven or removed, age
and sex class, if possible; number of individuals of each species
(differentiated by month as appropriate) detected within the Level A
harassment zones, the Level B harassment zones, and the shutdown zones,
and estimates of number of marine mammals taken, by species (a
correction factor may be applied); description of mitigation
implemented, and description of attempts to distinguish between the
number of individual animals taken and the number of incidences of
take. A final marine mammal monitoring report will be prepared and
submitted to NMFS within 30 days following receipt of comments on the
draft report from NMFS.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS' implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the discussion of our analyses applies to all
the species listed in Table 9 for which we authorized take, other than
CIBWs, as the anticipated effects the POAs activities on marine mammals
are expected to be relatively similar in nature. For CIBWs, there are
meaningful differences in anticipated individual responses to
activities, impact of expected take on CIBWs, or impacts on habitat;
therefore, we provide a supplemental analysis for CIBWs, independent of
the other species for which we authorize take.
NMFS has identified key factors which may be employed to assess the
level of analysis necessary to conclude whether potential impacts
associated with a specified activity should be considered negligible.
These include (but are not limited to) the type and magnitude of
taking, the amount and importance of the available habitat for the
species or stock that is affected, the duration of the anticipated
effect to the species or stock, and the status of the species or stock.
The following factors support negligible impact determinations for the
affected stocks of humpback whales, killer whales, harbor porpoise,
harbor seals, and Steller sea lions. The potential effects of the
specified actions on these species are discussed above. Some of these
factors also apply to CIBWs; however, a more detailed analysis for
CIBWs is provided below.
No takes by mortality or serious injury are anticipated or
authorized;
The number of total takes (by Level A and Level B
harassment) are less than 2 percent of the best available abundance
estimates for all stocks;
Take will not occur in places and/or times where take
would be more likely to accrue to impacts on reproduction or survival,
such as within ESA-designated or proposed critical habitat,
biologically important areas (BIA), or other habitats critical to
recruitment or survival (e.g., rookery);
Take will occur over a short timeframe (i.e., up to 21
total hours spread over nine to 24 non-consecutive days), and will be
limited to the short duration a marine mammal would likely be present
within a Level B harassment zone during pile driving. This short
timeframe minimizes the probability of multiple exposures on
individuals, and any repeated exposures that do occur are not expected
to occur on sequential days, decreasing the likelihood of physiological
impacts caused by chronic stress or sustained energetic impacts that
might affect survival or reproductive success;
Any impacts to marine mammal habitat from pile driving
(including to prey sources as well as acoustic habitat,
[[Page 50076]]
e.g., from masking) are expected to be temporary and minimal; and
Take will only occur within upper Cook Inlet--a limited,
confined area of any given stock's home range.
For CIBWs, we further discuss our negligible impact findings in the
context of potential impacts to this endangered stock. As described in
the Recovery Plan for the CIBW (NMFS, 2016a), NMFS determined the
following physical or biological features are essential to the
conservation of this species: (1) Intertidal and subtidal waters of
Cook Inlet with depths less than 30 feet mean lower low water (9.1 m)
and within 5 mi (8 km) of high and medium flow anadromous fish streams;
(2) Primary prey species consisting of four species of Pacific salmon
(Chinook, sockeye, chum, and coho), Pacific eulachon, Pacific cod,
walleye pollock, saffron cod, and yellowfin sole, (3) Waters free of
toxins or other agents of a type and amount harmful to CIBWs, (4)
Unrestricted passage within or between the critical habitat areas, and
(5) Waters with in-water noise below levels resulting in the
abandonment of critical habitat areas by CIBWs. The SFD will not impact
essential features 1-3 listed above. All construction will be done in a
manner implementing best management practices to preserve water
quality, and no work will occur around creek mouths or river systems
leading to prey abundance reductions. In addition, no physical
structures will restrict passage; however, impacts to the acoustic
habitat are of concern. Previous marine mammal monitoring data at the
POA demonstrate CIBWs indeed pass by the POA during pile driving (e.g.,
61 North Environmental, 2021). As described above, there was no
significant difference in CIBW sighting rate with and in the absence of
pile driving (Kendall and Cornick, 2015). However, CIBWs do swim faster
and in tighter formation in the presence of pile driving (Kendall and
Cornick, 2015).
Previously there has been concern that exposure to pile driving at
the POA could result in CIBWs avoiding Knik Arm and thereby not
accessing the productive foraging grounds north of POA such as Eagle
River flats based on the specified project and mitigation measures--
thus, impacting essential feature number five above (85 FR 19294; April
6, 2020). Although the data previously presented demonstrate whales are
not abandoning the area (i.e., no significant difference in sighting
rate with and without pile driving), results of a recent expert
elicitation (EE) at a 2016 workshop, which predicted the impacts of
noise on CIBW survival and reproduction given lost foraging
opportunities, helped to inform our assessment of impacts on this
stock. The 2016 EE workshop used conceptual models of an interim
population consequences of disturbance (PCoD) for marine mammals (NRC,
2005; New et al., 2014, Tollit et al., 2016) to help in understanding
how noise-related stressors might affect vital rates (survival, birth
rate and growth) for CIBW (King et al., 2015). NMFS (2015, section
IX.D--CI Beluga Hearing, Vocalization, and Noise Supplement) suggests
that the main direct effects of noise on CIBW are likely to be through
masking of vocalizations used for communication and prey location and
habitat degradation. The 2016 workshop on CIBWs was specifically
designed to provide regulators with a tool to help understand whether
chronic and acute anthropogenic noise from various sources and projects
are likely to be limiting recovery of the CIBW population. The full
report can be found at https://www.smruconsulting.com/publications/ with
a summary of the expert elicitation portion of the workshop below.
For each of the noise effect mechanisms chosen for expert
elicitation, the experts provided a set of parameters and values that
determined the forms of a relationship between the number of days of
disturbance a female CIBW experiences in a particular period and the
effect of that disturbance on her energy reserves. Examples included
the number of days of disturbance during the period April, May, and
June that would be predicted to reduce the energy reserves of a
pregnant CIBW to such a level that she is certain to terminate the
pregnancy or abandon the calf soon after birth, the number of days of
disturbance in the period April-September required to reduce the energy
reserves of a lactating CIBW to a level where she is certain to abandon
her calf, and the number of days of disturbance where a female fails to
gain sufficient energy by the end of summer to maintain themselves and
their calves during the subsequent winter. Overall, median values
ranged from 16 to 69 days of disturbance depending on the question.
However, for this elicitation, a ``day of disturbance'' was defined as
any day on which an animal loses the ability to forage for at least one
tidal cycle (i.e., it forgoes 50-100 percent of its energy intake on
that day). The day of disturbance considered in the context of the
report is notably more severe than the Level B harassment expected to
result from these activities, which as described is expected be
comprised predominantly of temporary modifications in the behavior of
individual CIBWs (e.g., faster swim speeds, more cohesive group
structure, avoidance, and increased foraging). Also, NMFS anticipates
and has authorized 24 instances of takes, with the instances
representing disturbance events within a day--this means that either 24
different individual beluga whales are disturbed on no more than one
day each, or some lesser number of individuals may be disturbed on more
than one day, but with the product of individuals and days not
exceeding 24. Given the overall anticipated take, it is very unlikely
that any one beluga will be disturbed on more than a few days. Further,
the mitigation measures NMFS has prescribed for the SFD project are
designed to avoid the potential that any animal will lose the ability
to forage for one or more tidal cycles. While Level B harassment
(behavioral disturbance) is authorized, our mitigation measures will
limit the severity of the effects of that Level B harassment to
behavioral changes such as increased swim speeds, tighter group
formations, and cessation of vocalizations, not the loss of foraging
capabilities. Regardless, this elicitation recognized that pregnant or
lactating females and calves are inherently more at risk than other
animals, such as males. NMFS first considered proposing the POA
shutdown based on more vulnerable life stages (e.g., calf presence) but
ultimately determined all CIBWs warranted pile driving shutdown to be
protective of potential vulnerable life stages, such as pregnancy, that
could not be determined from observations, and to avoid more severe
behavioral reaction.
Monitoring data from the POA suggest pile driving does not
discourage CIBWs from entering Knik Arm and travelling to critical
foraging grounds such as those around Eagle Bay. As previously
described, sighting rates were not different in the presence or absence
of pile driving (Kendall and Cornick, 2015). In addition, large numbers
of CIBWs continued to use Knik Arm in 2020 during the duration of the
PCT Phase 1 construction project (61 North Environmental, 2021). These
findings are not surprising as food is a strong motivation for marine
mammals. As described in Forney et al. (2017), animals typically favor
particular areas because of their importance for survival (e.g.,
feeding or breeding), and leaving may have significant costs to fitness
(reduced foraging success, increased predation risk, increased exposure
to other anthropogenic threats). Consequently, animals may be highly
motivated to maintain foraging behavior
[[Page 50077]]
in historical foraging areas despite negative impacts (e.g., Rolland et
al., 2012). Previous monitoring data indicates CIBWs are responding to
pile driving noise, but not through abandonment of critical habitat,
including primary foraging areas north of the port. Instead, they
travel faster past the POA, more quietly, and in tighter groups (which
may be linked to the decreased communication patterns). During PCT
Phase 1 construction monitoring, no definitive behavioral reactions to
the in-water activity or avoidance behaviors were documented in CIBW.
Little variability was evident in CIBW behaviors recorded by PSOs from
month to month, or between sightings that coincided with in-water pile
installation or removal and those that did not (61 North Environmental,
2021). Of the 245 CIBWs groups sighted during PCT Phase 1 construction
monitoring, seven groups were observed during or within minutes of in-
water impact pile installation and 37 groups were observed during or
within minutes of vibratory pile installation or removal (61 North
Environmental, 2021). During impact installation, three of these groups
of CIBWs showed no reaction, three showed a potential reaction, and one
group continued moving towards impact pile installation. Of the 37
vibratory events monitored, nine groups of CIBWs displayed a potential
reaction, 16 displayed no reaction, and 12 continued a trajectory
towards the PCT (61 North Environmental, 2021). In general, CIBWs were
more likely to display no reaction or to continue to move towards the
PCT during pile installation and removal. In the situations during
which CIBWs showed a possible reaction (three groups during impact
driving and nine groups during vibratory driving), CIBWs were observed
either moving away immediately after the pile driving activities
started or observed increasing their rate of travel. This traveling
behavior past the POA has also been verified by acoustic monitoring.
Castellote et al. (2020) found low echolocation detection rates in
lower Knik Arm indicating CIBWs moved through that area relatively
quickly when entering or exiting the Arm. We anticipate that
disturbance to CIBWs will manifest in the same manner when they are
exposed to noise during the SFD project: Whales move quickly and
silently through the area in more cohesive groups. We do not believe
exposure to elevated noise levels during transit past the POA has
adverse effects on reproduction or survival as the whales continue to
access critical foraging grounds north of the POA, and tight
associations help to mitigate the potential for any contraction of
communication space for a group. We also do not anticipate that CIBWs
will abandon entering or exiting Knik Arm, as this is not evident based
on previous years of monitoring data (e.g., Kendall and Cornick, 2015;
61 North Environmental, 2021), and the pre-pile driving clearance
mitigation measure is designed to further avoid any potential
abandonment. Finally, as described previously, both telemetry (tagging)
and acoustic data suggest CIBWs likely stay in upper Knik Arm for
several days or weeks before exiting Knik Arm. Specifically, a CIBW
instrumented with a satellite link time/depth recorder entered Knik Arm
on August 18th and remained in Eagle Bay until September 12th (Ferrero
et al., 2000). Further, a recent detailed re-analysis of the satellite
telemetry data confirms how several tagged whales exhibited this same
movement pattern: Whales entered Knik Arm and remained there for
several days before exiting through lower Knik Arm (Shelden et al.,
2018). This longer-term use of upper Knik Arm will avoid repetitive
exposures from pile driving noise.
POA proposed and NMFS has prescribed mitigation measures to
minimize exposure to CIBWs, specifically, shutting down pile driving if
CIBWs are observed approaching the mouth of Knik Arm, shutting down
pile driving should a CIBW approach or enter the Level B harassment
zone, stationing PSOs at Point Woronzof and Ship Creek, and not
vibratory pile driving unattenuated battered piles during August or
September (peak CIBW season). These measures are designed to ensure
CIBWs will not abandon critical habitat and exposure to pile driving
noise will not result in adverse impacts on the reproduction or
survival of any individuals. The location of PSOs at Point Woronzof
allows for detection of CIBWs and behavioral observations prior to
CIBWs entering Knik Arm. Although NMFS does not anticipate CIBWs will
abandon entering Knik Arm in the presence of pile driving with the
required mitigation measures, these PSOs will be integral to
identifying if CIBWs are potentially altering pathways they would
otherwise take in the absence of pile driving. Finally, take by
mortality, serious injury, or Level A harassment of CIBWs is not
anticipated or authorized.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the CIBWs through effects on
annual rates of recruitment or survival:
No mortality is anticipated or authorized;
Area of exposure will be limited to habitat primarily used
as a travel corridor. Data demonstrates Level B harassment manifests as
increased swim speeds past the POA and tight group formations and not
through habitat abandonment;
No critical foraging grounds (e.g., Eagle Bay, Eagle
River, Susitna Delta) will be impacted by pile driving; and
While animals could be harassed more than once, exposures
are not likely to exceed more than a few per year for any given
individual and are not expected to occur on sequential days; thereby,
decreasing the likelihood of physiological impacts caused by chronic
stress or masking.
We also considered our negligible impact analysis with respect to
NMFS' technical report released in January 2020 regarding the abundance
and status of CIBWs (Shelden and Wade, 2019). As described in the
marine mammal section, new analysis indicates the CIBW stock is smaller
and declining faster than previously recognized. While this is
concerning, NMFS continues to believe the taking authorized (allowed
for the cases where shutdowns cannot occur in time to avoid Level B
harassment take) will not impact the reproduction or survival of any
individuals, much less the stock, and will thereby have a negligible
impact. The monitoring measures (four stations each equipped with two
PSOs simultaneously on watch at each station) are extensive, such that
we find it unlikely whales will undetected. The mitigation measures
reduce noise entering the water column (a benefit for all marine
mammals) through the use of an unconfined bubble curtain. Further, the
exposure risk to CIBWs is greatly minimized through the incorporation
of in-bound and out-bound whale pre-pile driving clearance zones.
Finally, should pile driving be occurring at the same time a whale is
detected, pile driving will shut down prior to its entering the Level B
harassment zone. All these measures, as well as other required measures
such as soft-starts, greatly reduce the risk of animals not accessing
important foraging areas north of the POA, which could result in
impacts to individual fitness or annual rates of recruitment or
survival. For these reasons, the new status of CIBWs does not
ultimately change our findings with respect to the specified
activities.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals
[[Page 50078]]
and their habitat, and taking into consideration the implementation of
the required monitoring and mitigation measures, NMFS finds that the
total marine mammal take from the specified activity will have a
negligible impact on all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities. For all stocks, the
amount of taking is less than one-third of the best available
population abundance estimate (in fact it is less than 9 percent for
all stocks considered here; Table 9).
Based on the analysis contained herein of the specified activity
(including the required mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS finds that small numbers of
marine mammals will be taken relative to the population size of the
affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from a specified activity that is
likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by either causing
the marine mammals to abandon or avoid hunting areas, directly
displacing subsistence users, or placing physical barriers between the
marine mammals and the subsistence hunters. An ``unmitigable adverse
impact'' can also result from a specified activity that cannot be
sufficiently mitigated by other measures to increase the availability
of marine mammals to allow subsistence needs to be met.
No subsistence use of CIBWs occurs and subsistence harvest of other
marine mammals in upper Cook Inlet is limited to harbor seals. Steller
sea lions are rare in upper Cook Inlet; therefore, subsistence use of
this species is not common. However, Steller sea lions are taken for
subsistence use in lower Cook Inlet. In 2013 and 2014, the Alaska
Department of Fish and Game conducted studies to document the harvest
and use of wild resources by residents of four tribal communities in
Cook Inlet: Tyonek, Nanwalek, Port Graham, and Seldovia (Jones and
Kostick, 2016). Tyonek is the community in closest proximity to Knik
Arm while the other communities are located lower in Cook Inlet. The
only marine mammal species taken by the Tyonek community was harbor
seals (from the McArthur River Flats north to the Beluga River (Jones
et al., 2015) south of Knik Arm) while communities lower in the inlet
relied on harbor seals, Steller sea lions and sea otters (we note the
sea otter is under the jurisdiction of the USFWS; therefore, it is not
a part of our analysis).
The potential impacts from harassment on stocks that are harvested
in Cook Inlet will be limited to minor behavioral changes (e.g.,
increased swim speeds, changes in dive time, temporary avoidance near
the POA, etc.) within the vicinity of the POA. Some PTS may occur;
however, the shift is likely to be slight due to the implementation of
mitigation measures (e.g., shutdown zones) and the shift will be
limited to lower pile driving frequencies which are on the lower end of
phocid and otariid hearing ranges. In summary, any impacts to harbor
seals will be limited to those seals within Knik Arm (outside of any
hunting area) and the very few takes of Steller sea lions in Knik Arm
will be far removed in time and space from any hunting in lower Cook
Inlet.
Finally, we have not received any communication from Alaska Natives
that this project raises concern regarding their subsistence use. The
POA alerted 14 tribal organizations and communities to the notice of
the proposed IHA. No tribes commented on or expressed concern over
subsistence use during the public comment period for the proposed IHA.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the required mitigation and
monitoring measures, NMFS has determined that there will not be an
unmitigable adverse impact on subsistence uses from the POA's specified
activities.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species, in this case with the Alaska Region
Protected Resources Division Office.
There are two marine mammal species (CIBWs and western DPS Steller
sea lions) with confirmed occurrence in the project area that are
listed as endangered under the ESA. The NMFS Alaska Regional Office
Protected Resources Division issued a BiOp on August 9, 2021, under
section 7 of the ESA, on the issuance of an IHA to the POA under
section 101(a)(5)(D) of the MMPA by the NMFS Permits and Conservation
Division. The BiOp concluded that the specified action is not likely to
jeopardize the continued existence of CIBWs or western DPS Steller sea
lions, and is not likely to destroy or adversely modify CIBW critical
habitat. There is no critical habitat designated for humpback whales or
Steller sea lions in the action area.
National Environmental Policy Act
NMFS prepared an EA and analyzed the potential impacts to marine
mammals that will result from the POA SFD construction project. This EA
was made available to the public for review during the public comment
period of the proposed IHA; we did not receive any comments from the
public relevant to the EA. A Finding of No Significant Impact (FONSI)
was signed on August 10, 2021. A copy of the EA and FONSI is available
upon online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Authorization
NMFS has issued an IHA to the POA or the potential harassment of
small numbers of six marine mammal species incidental to the SFD
project in Knit Arm, Alaska, provided the previously mentioned
mitigation, monitoring and reporting requirements are followed.
[[Page 50079]]
Dated: August 31, 2021.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2021-19187 Filed 9-3-21; 8:45 am]
BILLING CODE 3510-22-P