Processing Applications in the Digital Broadcast Satellite Service, 49484-49489 [2021-18043]
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Federal Register / Vol. 86, No. 169 / Friday, September 3, 2021 / Rules and Regulations
• Does not provide the EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, Feb. 16, 1994).
In addition, this final rule is not
approved to apply on any Indian
reservation land or in any other area
where EPA or an Indian tribe has
demonstrated that a tribe has
jurisdiction. In those areas of Indian
country, the rule does not have tribal
implications and will not impose
substantial direct costs on tribal
governments or preempt tribal law as
specified by Executive Order 13175 (65
FR 67249, Nov. 9, 2000).
The Congressional Review Act, 5
U.S.C. 801 et seq., which was included
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List of Subjects in 40 CFR Part 62
Environmental protection,
Administrative practice and procedure,
Air pollution control, Incorporation by
reference, Intergovernmental relations,
Reporting and recordkeeping
requirements, Sulfur oxides, Waste
treatment and disposal.
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Dated: August 26, 2021.
Walter Mugdan,
Acting Regional Administrator, Region 2.
For the reasons stated in the
preamble, the Environmental Protection
Agency amends 40 CFR part 62 as set
forth below:
PART 62—APPROVAL AND
PROMULGATION OF STATE PLANS
FOR DESIGNATED FACILITIES AND
POLLUTANTS
1. The authority citation for part 62
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart HH—New York
2. Amend § 62.8103, by adding
paragraphs (d) through (g) to read as
follows:
■
§ 62.8103
[FR Doc. 2021–19005 Filed 9–2–21; 8:45 am]
BILLING CODE 6560–50–P
Identification of plan.
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*
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*
*
(d) Identification of plan: On July 12,
2013, the New York State Department of
Environmental Conservation (NYSDEC)
submitted to the Environmental
Protection Agency (EPA) a Clean Air
Act section 111(d)/129 revised plan, and
the associated Table 2 of subdivision
200.10(b) at Part 200 of Title 6 NYCRR,
addressing 40 CFR part 60 subpart Cb,
‘‘Emissions Guidelines and Compliance
Times for Large Municipal Waste
Combustors That are Constructed on or
Before September 20, 1994,’’ as
amended on May 10, 2006. The plan
includes the regulatory provisions cited
in paragraph (g) of this section, which
the EPA incorporates by reference.
(e) Identification of sources: The plan
applies to all existing facilities in New
York with a municipal waste
combustion capacity greater than 250
tons per day of municipal solid waste
for which construction commenced on
or before September 20, 1994, and
which are subject to 40 CFR part 60
subpart Cb.
(f) Effective date: The effective date of
the plan for October 4, 2021.
(g) Incorporation by reference:
(1) The material incorporated by
reference in this section was approved
by the Director of the Federal Register
Office in accordance with 5 U.S.C.
552(a)(1) and 1 CFR part 51. The
material is available from the sources
identified elsewhere in this paragraph.
It may be inspected or obtained from the
EPA Region 2 Office, 290 Broadway,
25th Floor, New York, New York
10007–1866, 212–637–3378. It may be
inspected at the National Archives and
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information on the availability of this
material at NARA, email fr.inspection@
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nara.gov or go to: www.archives.gov/
federal-register/cfr/ibr-locations.html.
(2) State of New York, Department of
State, Albany, New York 12231; https://
dos.ny.gov/state-register.
(i) 6 NYCRR sec. 200.10(b)–Cb:
Official Compilation of (New York)
Codes, Rules and Regulations; Title 6—
Environmental Conservation; Part 200—
General Provisions; Section 200.10—
Federal standards and requirements;
Paragraph (b)—Table 2—Delegated
Federal New Source Performance
Standards of 40 CFR 60, entry Cb, Large
Municipal Waste Combustors That are
Constructed on or Before September 20,
1994; effective September 4, 2019
(original effective date: October 20,
2007)
(ii) [Reserved]
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FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 25
[IB Docket No. 06–160; FCC 19–93; FR ID
17010]
Processing Applications in the Digital
Broadcast Satellite Service
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this Report and Order, the
Federal Communications Commission
(FCC) amends its rules to establish a
licensing and regulatory framework for
space stations in the Digital Broadcast
Satellite Service in the 12.2–12.7 GHz
and 17.3–17.8 GHz frequency bands that
harmonizes the rules regulating DBS
with those regulating geostationarysatellite orbit Fixed-Satellite Service
systems.
DATES: Effective October 4, 2021, except
for instructions 3 (47 CFR 25.108(c)(5)
and (6)), 5 (47 CFR 25.114(a)(3)) and 7
(47 CFR 25.140(b)(6)). The FCC will
publish a document in the Federal
Register announcing the effective date
for those sections.
The incorporation by reference of
certain publications listed in the rule is
approved by the Director of the Federal
Register as of October 4, 2021, except for
the material referenced in 47 CFR
25.140. The FCC will publish a
document in the Federal Register
announcing the approval date of the
material in that section.
FOR FURTHER INFORMATION CONTACT:
Sean O’More, International Bureau,
Satellite Division, 202–418–2453,
sean.omore@fcc.gov.
SUMMARY:
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This is a
summary of the Commission’s Report
and Order, FCC 19–93, adopted
September 26, 2019, and released
September 27, 2019. The full text of the
Report and Order is available at https://
apps.fcc.gov/edocs_public/attachmatch/
FCC-19-93A1.pdf. To request materials
in accessible formats for people with
disabilities, send an email to FCC504@
fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (TTY).
SUPPLEMENTARY INFORMATION:
Paperwork Reduction Act
This document contains new and
modified information collection
requirements. The Commission, as part
of its continuing effort to reduce
paperwork burdens, invited the general
public and the Office of Management
and Budget to comment on the
information collection requirements
contained in this document, as required
by the Paperwork Reduction Act of
1995. In addition, pursuant to the Small
Business Paperwork Relief Act of 2002,
we sought specific comment on how we
might further reduce the information
collection burden for small business
concerns with fewer than 25 employees.
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Congressional Review Act
The Commission has determined, and
the Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget
concurs, that these rules are ‘‘non-major
under the Congressional Review Act, 5
U.S.C. 804(2). The Commission will
send a copy of this Report & Order to
Congress and the Government
Accountability Office pursuant to 5
U.S.C. 801(a)(1)(A).
Synopsis
In this Order, the Commission
establishes a licensing and regulatory
framework for DBS satellite systems
analogous to that which currently exists
for geostationary (GSO) Fixed-Satellite
Service (FSS) systems. First, the
Commission will process requests for
new DBS service on the same ‘‘firstcome, first-served’’ basis—including an
optional, two-step application process—
that governs GSO FSS licensing.
Second, the Commission applies the
milestone and bond requirements for
the geostationary Fixed-Satellite Service
to DBS. Third, the Commission extends
the license terms of non-broadcast DBS
space stations from 10 to 15 years.
Fourth, the Commission lifts the
‘‘freeze’’ on new DBS applications that
has been in place since 2006, when the
Commission last proposed changes to
the DBS licensing regime in a 2006
Notice of Proposed Rulemaking (2006
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Notice). Finally, the Commission
clarifies that requests for new DBS at
orbital locations less than nine degrees
apart will be accepted, but that any new
DBS systems at such reduced-spacing
orbital locations must not increase
interference to DBS systems at the
internationally-planned nine-degree
orbital locations.
While the Commission currently has
no DBS license applications before it,
clarification of the rules and
harmonization of those rules with the
recently-updated rules governing the
licensing of GSO FSS will facilitate the
licensing of new DBS systems and may
encourage interest in new DBS systems.
License Application Processing
Procedures. The Commission adopts
rules for processing requests to provide
new DBS service to U.S. consumers.
These rules apply to any future request
to provide DBS service to the United
States using the 12.2–12.7 GHz band
(space-to-Earth) and associated feeder
links in the 17.3–17.8 GHz band (Earthto-space), including channels not
currently licensed at orbit locations
assigned to the United States under the
International Telecommunication Union
(ITU) Region 2 BSS and feeder-link
Plans (Region 2 Plan), as well as DBS
service from space stations located at
orbital locations not assigned to the
United States in the ITU Region 2 BSS
and feeder-link Plans.
The Commission will treat requests to
provide DBS using a ‘‘first-come, firstserved’’ licensing approach used for
GSO-like FSS and to eliminate DBS
competitive bidding procedures. Based
on the court holding in Northpoint and
the record in response to the 2006
Notice, the Commission concludes that
DBS licenses cannot be auctioned at this
time.
DBS is similar to GSO FSS, except for
certain technical features required to
protect DBS consumers from
interference while using small receiveonly antennas, and therefore DBS is
well suited to using the same processing
procedure as used for GSO FSS.
Comments received in response to the
Second NPRM in this proceeding
supported use of ‘‘first-come, firstserved’’ procedures for DBS.
Application Processing Framework.
The Commission applies the
streamlined procedures we recently
adopted for FSS space stations in the
Part 25 Streamlining Order.
Applications for authority to
construct, deploy and operate a space
station to provide DBS service, or
requests for U.S. market access to
provide DBS service to earth stations in
the United States using a non-U.S.
licensed space station under section
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25.137 of the Commission’s rules, must
provide the technical information
required by section 25.114 of the
Commission’s rules. Of particular
applicability to DBS service, the
following technical information must be
provided under section 25.114: (1)
Whether the space station is to be
operated on a broadcast or nonbroadcast basis; and (2) information and
analyses in the event that the technical
characteristics of the proposed system
differ from those in the Appendix 30
BSS Plans, the Appendix 30A feeder
link Plans, Annex 5 to Appendix 30 or
Annex 3 to Appendix 30A of the ITU
Radio Regulations.
Milestone and Bond. The Commission
will apply sections 25.164 (Milestones)
and 25.165 (Surety Bonds) to
authorizations and grants of U.S. market
access to provide DBS service. The
Commission’s milestone and bond
requirements are intended to deter
warehousing by satellite operators
before a proposed space station has been
launched and begun operations. In this
instance, warehousing refers to the
retention of preemptive rights to use
spectrum and orbital resources by an
entity that does not intend to bear the
cost and risk of constructing, launching,
and operating an authorized space
station, is not fully committed to doing
so, or finds out after accepting the
license that it is unable to fulfill the
associated obligations. Such milestone
requirements extend not only to U.S.
licensees, but also to operators of nonU.S. licensed space stations that have
been granted access to the U.S. market.
In 2015, the Commission substantially
streamlined the milestone and bond
provisions contained in sections 25.164
and 25.165 of the Commission rules.
Specifically, the Commission eliminated
all of the space station construction
milestones, except the requirements to
bring a space station into operation at
the assigned location within a specified
period of time. Also, in order to provide
better incentives against spectrum
warehousing, the Commission modified
the space station bond requirement to
increase liability over time.
License Term. The Commission
extends the license term for DBS space
stations not licensed as broadcast
facilities to 15 years from the current
term of 10 years. Currently, licenses for
DBS space stations licensed as broadcast
facilities are issued for a period of 8
years, and licenses for DBS space
stations not licensed as broadcast
facilities are issued for 10 years. The 8year term for broadcast stations is
established by the Communications Act.
Because all current DBS licensees offer
subscription services, all existing DBS
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operators are classified as non-broadcast
licensees and their license terms were
extended to 10 years. Subsequently, the
Telecommunications Act of 1996
granted the Commission authority to
establish license terms longer than 10
years for non-broadcast stations.
The Commission concludes that
issuing non-broadcast DBS space station
licenses for 15 years would better reflect
the useful life of new DBS satellites, as
our extension of the license term for
such DBS space stations from 5 to 10
years did in 1995. There are no
technical or engineering considerations
that render the operating life of a DBS
satellite shorter than the operating life
of a non-DBS satellite, such as those
used to provide GSO FSS, and DBS
satellites generally are able to provide
service beyond their initial 10-year
license terms. It would also make DBS
space station license terms consistent
with the terms of most other space
stations.
Optional Two-Step FCC/ITU License
Application Process. The Commission
adopted an optional two-step
application process for GSO FSS
applicants in 2015. Under that two-step
application process, an applicant for a
GSO FSS license using frequencies in
‘‘unplanned’’ bands must submit a draft
Coordination Request filing to the
Commission using a simplified
application form—Form 312 (Main
Form)—pay the full license application
fee and post a $500,000 bond in order
to establish and perfect a queue
position. This first-step application
submission establishes a place in the
space station application processing
queue as of the time of filing of the
simplified Form 312 with the
Commission. As a second step, the
prospective licensee must file a
complete license application within two
years of submission of the Coordination
Request materials or forfeit the value of
the bond and lose the queue status
gained by the prior Coordination
Request filing. This two-step application
process is completely optional, and, as
an alternative, applicants may file a full
application without first submitting a
draft Coordination Request or posting
the corresponding $500,000 bond. The
Commission adopted a similar two-step
application process for GSO FSS
operation in ‘‘planned’’ frequency bands
subject to Appendix 30B of the ITU
Radio Regulations. The Commission
extends the two-step process for GSO
FSS operations in unplanned bands to
DBS operations in planned bands, and,
in this respect, will treat ITU filings to
modify an existing frequency
assignment in the Region 2 Plan, to
include a new frequency assignment in
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the Region 2 Plan, or to include a new
or modified frequency assignment in the
List of the Regions 1 and 3 Plan in the
same manner as a Coordination Request
filing for GSO FSS operation in nonplanned bands.
Unlike Coordination Requests in nonplanned bands, however, the
Commission will review a proposed
filing under Appendices 30 and 30A
prior to forwarding the filing to the ITU
to ensure that it is compatible with
other U.S. filings. This review is
necessary to protect the rights of
existing U.S. filings from being unduly
eroded under the relevant ITU
protection criteria by another U.S. filing.
Accordingly, the party requesting a
planned-band filing must either submit
the results of an analysis demonstrating
that the proposed operation will not
‘‘affect’’ any other U.S. filing under the
relevant ITU criteria or, if another filing
would be deemed affected, submit a
letter signed by the affected operator
(which may be the same as the operator
requesting the new filing) that it
consents to the new filing. This review
is consistent with our conclusions above
regarding the processing of all requests
for DBS service. The Commission
likewise requires applicants for DBS
licenses using the two-step procedure to
submit the application filing fee and a
bond of $500,000 with their
applications and ITU filings. As noted
above, in the FSS licensing framework,
an applicant submission with the
Commission under the first step of the
optional two-step procedure must be
accompanied by the application fee and
a $500,000 bond. The purpose of the
application-stage bond is to deter
speculation during the two-year period
of queue priority before the applicant
must submit a completed application.
The Commission finds that these
considerations also apply to DBS
licensees.
Non-U.S. Licensed Systems. With the
exception of the two-step processing
procedure discussed above, the
Commission also applies procedures
and requirements proposed for DBS
service license applications to requests
to access the United States market by
non-U.S. licensed space stations under
our DISCO II framework. The
Commission notes that the Commission
decided in the DISCO II proceeding that
entities wishing to serve the United
States with a non-U.S. satellite,
including DBS satellites, must file the
same information as applicants for a
U.S. space station license, whether or
not that satellite is already licensed by
another administration. Consequently,
operators of non-U.S. licensed DBS
space station seeking U.S. market access
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and entities filing earth station
applications to access non-U.S. licensed
DBS space stations must file the same
information required under section
25.114 of the Commission’s rules.
The Commission further notes that
the United States took an exemption
from the World Trade Organization’s
Basic Telecommunication Agreement
for ‘‘one-way satellite transmission of
DTH and DBS television services and
digital audio services.’’ Thus, in order to
serve the United States, foreign-licensed
DBS systems must be found acceptable
under the Effective Competitive
Opportunities analysis the Commission
adopted in our DISCO II proceeding in
1997 (ECO-Sat). The Commission does
not intend to revisit any of these
considerations. Foreign DBS systems
requesting market access to serve the
United States will be considered on the
same first-come, first-served basis as
applications for authority to provide
DBS services.
Reduced Spacing for DBS Space
Stations. The Commission concludes
that the public interest would be served
by granting requests for new DBS
service via space stations at orbital
locations less than nine degrees apart,
but that the public interest would not be
served by adopting specific rules,
different from those contained in
Appendices 30 and 30A of the ITU
Radio Regulations, for accommodating
requests for new DBS systems at
reduced-spacing orbital locations.
Instead, such requests can be processed
using the ‘‘first-come, first-served’’
procedures for DBS service.
The Commission concludes that the
potential benefits of adopting additional
rules requiring existing DBS service
providers to accommodate operations at
reduced orbital spacing are outweighed
by the potential harms to existing
subscribers to DBS service. As an initial
matter, it is not clear that access to
additional DBS orbital locations is
needed to introduce new video
programming services since DBS
subscribership is dropping in the United
States as the marketplace for the
distribution of video programming over
the internet continues to grow and other
opportunities exist to provide new
video programming services in the
United States in several frequency
bands already allocated for satellite
services. These include the 17/24 GHz
BSS ‘‘reverse’’ band, which is
specifically allocated for the provision
of video programming, as well as
frequency bands allocated for Ka-band
GSO FSS. Furthermore, the proposals
made by proponents for additional rules
may require changes to the equipment
currently used to provide DBS services
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to subscribers—such as requiring larger
customer receive antennas and changes
to space station designs—or would
require existing DBS providers and their
subscribers to accept more interference
and service unavailability than is the
case today.
However, the record does show that it
is possible to accommodate the
provision of new DBS services at
reduced orbital spacings under existing
rules. Specifically, our rules already
allow us to consider requests for new
DBS service at reduced orbital spacings
if entities making such a request can
coordinate their proposed operations
with other U.S. DBS operators and
secure agreements with other operators
already having assignments in the ITU
Region 2 Plans (or with prior requests
for Plan modifications). The
Commission will address such requests
under these existing rules rather than
adopt new rules.
This approach protects current DBS
consumers from interference and
degradation of their video reception,
while at the same time allowing
potential new DBS operators to
demonstrate—through careful system
design, advancing technology, and
coordination with existing DBS
systems—that new DBS systems can
operate at orbital spacings of less than
nine degrees without causing harmful
interference to existing systems and
their customers. It will also ensure that
operations at reduced orbital
separations will lead to the same levels
of interference observed between two
DBS systems operating nine degrees
apart, with co-frequency, co-coverage
operation, and nominal Appendix 30
power density levels. The Commission
recognizes that this will require
mitigation measures by future operators
at reduced orbital spacings, such as
reduced power density levels or nonfully overlapping coverages, but
concludes that such measures are more
easily and appropriately implemented
by future entrants than retroactively
imposed on existing DBS operators and
their subscribers.
The Commission notes that the ITU
Appendix 30 and 30A ITU rules do not
govern the relationship between two
DBS systems operating under U.S. ITU
filings, but will use the same ITU
criteria be used to determine
compatibility between a new DBS
application with respect to a DBS
system already in the processing queue
or previously authorized, even when
both systems are or will be operating
under U.S. ITU filings. If any of the
frequency assignments of the system
already in the queue or previously
authorized is affected, according to the
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ITU criteria, the new DBS application
can still be considered compatible with
this system by submission of a letter
signed by the affected operator
indicating that it consents to the new
application.
DBS Licensing ‘‘Freeze’’. The
Commission imposed a ‘‘freeze’’ on
requests for new DBS systems in 2005.
Having resolved the issues that caused
the Commission to impose that freeze,
we lift the freeze and will begin
accepting new applications for DBS
licenses after the effective date of rules
adopted in this Report and Order. New
applications or requests for U.S. market
access will be accepted only after a date
specified in a public notice, which the
International Bureau will release after
the rules have become effective.
Final Regulatory Flexibility Analysis
As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
Second Notice of Proposed Rulemaking
(Second Notice) released in November
2018 in this proceeding. The
Commission sought written public
comment on the proposals in the
Second Notice, including comments on
the IRFA. No comments were filed
addressing the IRFA. This present Final
Regulatory Flexibility Analysis (FRFA)
conforms to the RFA.
A. Need for, and Objectives of, the
Proposed Rules
The Report and Order modifies the
Commission’s rules and policies for
licensing space stations in the Digital
Broadcasting Satellite (DBS) Service.
These changes, among other things,
provide a licensing system under which
new licenses for DBS satellites in
reduced spacing orbital slots would be
processed according to the
Commission’s rules for geostationary
orbit space stations in the FixedSatellite Service.
B. Legal Basis
The action is authorized under
sections 4(i), 303, and 309 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 303, 309.
C. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules May Apply
The RFA directs agencies to provide
a description of, and, where feasible, an
estimate of, the number of small entities
that may be affected by adoption of
proposed rules. The RFA generally
defines the term ‘‘small entity’’ as
having the same meaning as the terms
‘‘small business,’’ ‘‘small organization,’’
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49487
and ‘‘small governmental jurisdiction.’’
In addition, the term ‘‘small business’’
has the same meaning as the term
‘‘small business concern’’ under the
Small Business Act. A small business
concern is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA). Below, we
describe and estimate the number of
small entity licensees that may be
affected by adoption of the proposed
rules.
Satellite Telecommunications and All
Other Telecommunications
The rules adopted in this Report and
Order affect some providers of satellite
telecommunications services. Satellite
telecommunications service providers
include satellite and earth station
operators. Since 2007, the SBA has
recognized two census categories for
satellite telecommunications firms:
‘‘Satellite Telecommunications’’ and
‘‘Other Telecommunications.’’ Under
both categories, a business is considered
small if it had $32.5 million or less in
annual receipts.
The first category of Satellite
Telecommunications ‘‘comprises
establishments primarily engaged in
providing point-to-point
telecommunications services to other
establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ For this category,
Census Bureau data for 2007 show that
there were a total of 512 satellite
communications firms that operated for
the entire year. Of this total, 482 firms
had annual receipts of under $25
million.
The second category of Other
Telecommunications is comprised of
entities ‘‘primarily engaged in providing
specialized telecommunications
services, such as satellite tracking,
communications telemetry, and radar
station operation. This industry also
includes establishments primarily
engaged in providing satellite terminal
stations and associated facilities
connected with one or more terrestrial
systems and capable of transmitting
telecommunications to, and receiving
telecommunications from, satellite
systems. Establishments providing
internet services or voice over internet
protocol (VoIP) services via clientsupplied telecommunications
connections are also included in this
industry.’’ For this category, Census
Bureau data for 2007 show that there
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were a total of 2,383 firms that operated
for the entire year. Of this total, 2,346
firms had annual receipts of under $25
million. We anticipate that some of
these ‘‘Other Telecommunications
firms,’’ which are small entities, are
earth station applicants/licensees that
might be affected if our proposed rule
changes are adopted.
We anticipate that our rule changes
may have an impact on earth station and
space station applicants and licensees.
Space station applicants and licensees,
however, rarely qualify under the
definition of a small entity. Generally,
space stations cost hundreds of millions
of dollars to construct, launch, and
operate. Consequently, we do not
anticipate that any space station
operators are small entities that would
be affected by our proposed actions.
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D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
The Report and Order makes several
rule changes that would affect
compliance requirements for earth
station and space station operators.
Most proposed changes, however, are
directed at space station applicants and
licensees. As noted above, these parties
rarely qualify as small entities.
For example, we allow additional use
of certain frequencies within the 17.2–
17.7 GHz band, subject to compliance
with technical limits designed to protect
other users of the bands.
We adopt modified rules for satellite
system implementation to provide
additional flexibility to operators. In
total, the rules adopted in the Report
and Order are designed to achieve the
Commission’s mandate to regulate in
the public interest while imposing the
lowest necessary burden on all affected
parties, including small entities.
E. Steps Taken To Minimize Significant
Economic Impact on Small Entities, and
Significant Alternatives Considered
The RFA requires an agency to
describe any significant, specifically
small business, alternatives that it has
considered in reaching its proposed
approach, which may include the
following four alternatives (among
others): ‘‘(1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rules for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’
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The NPRM proposing the rules
adopted in the Report and Order sought
comment from all interested parties.
Specifically, small entities were
encouraged to bring to the
Commission’s attention any specific
concerns they may have with the
proposals outlined in the NPRM. No
commenter addressed the impact of the
rules proposed in the NPRM and
adopted in the Report and Order.
In this NPRM, the Commission sought
comment on means to minimize
negative economic impacts on
applicants and licensees, including
small entities, by permitting DBS space
stations in orbital locations between the
currently authorized orbital locations.
No commenter addressed means to
minimize negative impacts on
applicants and license, including small
entities.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
None.
Incorporation by Reference
This final rule incorporates by
reference two elements of the ITU Radio
Regulations, Edition of 2012, into part
25 for specific purposes:
(1) ITU Radio Regulations, Volume 2:
Appendices, Appendix 30, ‘‘Provisions
for all services and associated Plans and
List for the broadcasting-satellite service
in the frequency bands 11.7–12.2 GHz
(in Region 3), 11.7–12.5 GHz (in Region
1) and 12.2–12.7 GHz (in Region 2),’’
Edition of 2012, https://www.itu.int/pub/
R-REG-RR-2012. This Appendix
establishes an international plan
defining frequency assignments to space
stations for each country operating in
the broadcasting-satellite service in the
11.7–12.5 GHz (Region 1), 12.2–12.7
GHz (Region 2), and 11.7–12.2 GHz
bands, including procedures to modify
the plan to introduce new frequency
assignments.
(2) ITU Radio Regulations, Volume 2:
Appendices, Appendix 30A,
‘‘Provisions and associated Plans and
List for feeder links for the broadcastingsatellite service (11.7–12.5 GHz in
Region 1, 12.2–12.7 GHz in Region 2
and 11.7–12.2 GHz in Region 3) in the
frequency bands 14.5–14.8 GHz and
17.3–18.1 GHz in Regions 1 and 3, and
17.3–17.8 GHz in Region 2,’’ Edition of
2012, https://www.itu.int/pub/R-REG-RR2012. This Appendix establishes an
international plan defining frequency
assignments for feeder links to space
stations for each country operating in
the fixed-satellite service in 14.5–14.8
GHz and 17.3–18.1 GHz in Regions 1
and 3, and 17.3–17.8 GHz in Region 2
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bands, including procedures to modify
the plan to introduce new frequency
assignments.
(3) The materials above are available
for free download at https://www.itu.int/
pub/R-REG-RR-2012. In addition, copies
of all of the materials are available for
purchase from the ITU through the
contact information provided in revised
§ 25.108, and are available for public
inspection at the Commission address
noted in the rule as well.
List of Subjects in 47 CFR Part 25
Administrative practice and
procedure, Earth stations, Incorporation
by reference, Satellites.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer, Office of the
Secretary.
The Federal Communications
Commission amends 47 CFR part 25, as
follows:
PART 25—SATELLITE
COMMUNICATIONS
1. The authority citation for part 25
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302, 303,
307,309, 310, 319, 332,605, and 721 unless
otherwise noted.
§ 25.108
[Amended]
2. In § 25.108:
a. In paragraph (a),
i. Remove the words ‘‘this paragraph
(a)’’ and add, in their place, ‘‘this
section’’; and
■ ii. Remove the phrase ‘‘call 202–741–
6030’’ and add, in its place, ‘‘email
fr.inspection@nara.gov; and
■ b. At the end of paragraph (c)(5),
remove the phrase ‘‘§§ 25.117(h) and
25.118(e)’’ and add, in its place,
‘‘§§ 25.110(b), 25.117(h), and 25.118(e)’’.
■
■
■
§ 25.108
[Amended]
3. Delayed indefinitely, in § 25.108, at
the end of paragraphs (c)(5) and (6),
remove the phrase ‘‘25.117(h), and
25.118(e)’’ and add, in its place,
‘‘25.117(h), 25.118(e), and 25.140(b)’’.
■ 4. Amend § 25.110 by revising
paragraphs (b)(3) introductory text and
(b)(3)(iii) and adding paragraph
(b)(3)(iv) to read as follows:
■
§ 25.110 Filing of applications, fees, and
number of copies.
*
*
*
*
*
(b)(3) A license application for 17/24
GHz BSS space station operation, for
GSO FSS space station operation, or for
GSO space station operation subject to
the provisions in Appendices 30 and
30A of the ITU Radio Regulations
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(incorporated by reference, see § 25.108)
may be submitted in two steps, as
follows:
*
*
*
*
*
(iii) An application for GSO space
station operation subject to the
provisions in Appendices 30 and 30A of
the ITU Radio Regulations (incorporated
by reference, see § 25.108) may be
initiated by submitting to the
Commission, in accordance with the
applicable provisions of part 1, subpart
Y of this chapter, a draft ITU filing to:
modify an existing frequency
assignment in the Region 2 Plan; to
include a new frequency assignment in
the Region 2 Plan; or to include a new
or modified frequency assignment in the
List of the Regions 1 and 3 Plan,
accompanied by a simplified Form 312
and a declaration of acceptance of ITU
cost-recovery responsibility in
accordance with § 25.111(d). The
simplified Form 312, Main Form
submission must include the
information required by items 1–17, 43,
45, and 46. In addition, the applicant
must submit the results of an analysis
demonstrating that no U.S. filing under
Appendix 30 and 30A would be deemed
affected by the proposed operation
under the relevant ITU criteria or, for
any affected filings, a letter signed by
the affected operator that it consents to
the new filing.
(iv) An application initiated pursuant
to paragraphs (b)(3)(i), (ii), or (iii) of this
section will be considered completed by
the filing of an FCC Form 312 and the
remaining information required in a
complete license application, including
the information required by § 25.114,
within two years of the date of
submission of the initial application
materials.
*
*
*
*
*
■ 5. Delayed indefinitely, amend
§ 25.114 by revising paragraph (a)(3) to
read as follows:
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§ 25.114 Applications for space station
authorizations.
(a) * * *
(3) For an application filed pursuant
to the two-step procedure in
§ 25.110(b)(3), the filing pursuant to
§ 25.110(b)(3)(iv) must be submitted on
FCC Form 312, Main Form and
Schedule S, with attached exhibits as
required by paragraph (d) of this
section, and must constitute a
comprehensive proposal.
*
*
*
*
*
■ 6. Amend § 25.121 by revising
paragraph (a)(1) to read as follows:
§ 25.121
License term and renewals.
(a) * * * (1) Except for licenses for
SDARS space stations and terrestrial
repeaters, DBS and 17/24 GHz BSS
space stations licensed as broadcast
facilities, and licenses for which the
application was filed pursuant to
§§ 25.122 and 25.123, licenses for
facilities governed by this part will be
issued for a period of 15 years.
*
*
*
*
*
■ 7. Delayed indefinitely, amend
§ 25.140 by revising the section heading
and adding paragraph(b)(6) to read as
follows:
§ 25.140 Further requirements for license
applications for GSO space station
operation in the FSS and the 17/24 GHz
BSS.
*
*
*
*
*
(b) * * *
(6) In addition to the information
required by § 25.114, an applicant for a
GSO space station operating in the
frequencies of the ITU Appendices 30
and 30A (incorporated by reference, see
§ 25.108) must provide a statement that
the proposed operation will take into
account the applicable requirements of
these Appendices of the ITU Radio
Regulations and a demonstration that it
is compatible with other U.S. ITU filings
PO 00000
Frm 00029
Fmt 4700
Sfmt 9990
49489
under Appendices 30 and 30A or, for
any affected filings, a letter signed by
the affected operator indicating that it
consents to the new application.
*
*
*
*
*
§ 25.148
[Amended]
8. Amend § 25.148 by removing and
reserving paragraphs (b), (d), and (e).
■ 9. Amend § 25.164 by revising
paragraph (a) to read as follows:
■
§ 25.164
Milestones.
(a) The recipient of an initial license
for a GSO space station, other than a
SDARS space station, granted on or after
August 27, 2003, must launch the space
station, position it in its assigned orbital
location, and operate it in accordance
with the station authorization no later
than five years after the grant of the
license, unless a different schedule is
established by this chapter or the
Commission.
*
*
*
*
*
■ 10. Amend § 25.165 by revising
paragraph (a)introductory text to read as
follows:
§ 25.165
Surety bonds.
(a) For all space station licenses
issued after September 20, 2004, other
than licenses for SDARS space stations,
space stations licensed in accordance
with § 25.122 or § 25.123, and
replacement space stations as defined in
paragraph (e) of this section, the
licensee must post a bond within 30
days of the grant of its license. Space
station licensed in accordance with
§ 25.122 or § 25.123 must post a bond
within one year plus 30 days of the
grant of the license. Failure to post a
bond will render the license null and
void automatically.
*
*
*
*
*
[FR Doc. 2021–18043 Filed 9–2–21; 8:45 am]
BILLING CODE 6712–01–P
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Agencies
[Federal Register Volume 86, Number 169 (Friday, September 3, 2021)]
[Rules and Regulations]
[Pages 49484-49489]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-18043]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 25
[IB Docket No. 06-160; FCC 19-93; FR ID 17010]
Processing Applications in the Digital Broadcast Satellite
Service
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this Report and Order, the Federal Communications
Commission (FCC) amends its rules to establish a licensing and
regulatory framework for space stations in the Digital Broadcast
Satellite Service in the 12.2-12.7 GHz and 17.3-17.8 GHz frequency
bands that harmonizes the rules regulating DBS with those regulating
geostationary-satellite orbit Fixed-Satellite Service systems.
DATES: Effective October 4, 2021, except for instructions 3 (47 CFR
25.108(c)(5) and (6)), 5 (47 CFR 25.114(a)(3)) and 7 (47 CFR
25.140(b)(6)). The FCC will publish a document in the Federal Register
announcing the effective date for those sections.
The incorporation by reference of certain publications listed in
the rule is approved by the Director of the Federal Register as of
October 4, 2021, except for the material referenced in 47 CFR 25.140.
The FCC will publish a document in the Federal Register announcing the
approval date of the material in that section.
FOR FURTHER INFORMATION CONTACT: Sean O'More, International Bureau,
Satellite Division, 202-418-2453, [email protected].
[[Page 49485]]
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order, FCC 19-93, adopted September 26, 2019, and released
September 27, 2019. The full text of the Report and Order is available
at https://apps.fcc.gov/edocs_public/attachmatch/FCC-19-93A1.pdf. To
request materials in accessible formats for people with disabilities,
send an email to [email protected] or call the Consumer & Governmental
Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (TTY).
Paperwork Reduction Act
This document contains new and modified information collection
requirements. The Commission, as part of its continuing effort to
reduce paperwork burdens, invited the general public and the Office of
Management and Budget to comment on the information collection
requirements contained in this document, as required by the Paperwork
Reduction Act of 1995. In addition, pursuant to the Small Business
Paperwork Relief Act of 2002, we sought specific comment on how we
might further reduce the information collection burden for small
business concerns with fewer than 25 employees.
Congressional Review Act
The Commission has determined, and the Administrator of the Office
of Information and Regulatory Affairs, Office of Management and Budget
concurs, that these rules are ``non-major under the Congressional
Review Act, 5 U.S.C. 804(2). The Commission will send a copy of this
Report & Order to Congress and the Government Accountability Office
pursuant to 5 U.S.C. 801(a)(1)(A).
Synopsis
In this Order, the Commission establishes a licensing and
regulatory framework for DBS satellite systems analogous to that which
currently exists for geostationary (GSO) Fixed-Satellite Service (FSS)
systems. First, the Commission will process requests for new DBS
service on the same ``first-come, first-served'' basis--including an
optional, two-step application process--that governs GSO FSS licensing.
Second, the Commission applies the milestone and bond requirements for
the geostationary Fixed-Satellite Service to DBS. Third, the Commission
extends the license terms of non-broadcast DBS space stations from 10
to 15 years. Fourth, the Commission lifts the ``freeze'' on new DBS
applications that has been in place since 2006, when the Commission
last proposed changes to the DBS licensing regime in a 2006 Notice of
Proposed Rulemaking (2006 Notice). Finally, the Commission clarifies
that requests for new DBS at orbital locations less than nine degrees
apart will be accepted, but that any new DBS systems at such reduced-
spacing orbital locations must not increase interference to DBS systems
at the internationally-planned nine-degree orbital locations.
While the Commission currently has no DBS license applications
before it, clarification of the rules and harmonization of those rules
with the recently-updated rules governing the licensing of GSO FSS will
facilitate the licensing of new DBS systems and may encourage interest
in new DBS systems.
License Application Processing Procedures. The Commission adopts
rules for processing requests to provide new DBS service to U.S.
consumers. These rules apply to any future request to provide DBS
service to the United States using the 12.2-12.7 GHz band (space-to-
Earth) and associated feeder links in the 17.3-17.8 GHz band (Earth-to-
space), including channels not currently licensed at orbit locations
assigned to the United States under the International Telecommunication
Union (ITU) Region 2 BSS and feeder-link Plans (Region 2 Plan), as well
as DBS service from space stations located at orbital locations not
assigned to the United States in the ITU Region 2 BSS and feeder-link
Plans.
The Commission will treat requests to provide DBS using a ``first-
come, first-served'' licensing approach used for GSO-like FSS and to
eliminate DBS competitive bidding procedures. Based on the court
holding in Northpoint and the record in response to the 2006 Notice,
the Commission concludes that DBS licenses cannot be auctioned at this
time.
DBS is similar to GSO FSS, except for certain technical features
required to protect DBS consumers from interference while using small
receive-only antennas, and therefore DBS is well suited to using the
same processing procedure as used for GSO FSS. Comments received in
response to the Second NPRM in this proceeding supported use of
``first-come, first-served'' procedures for DBS.
Application Processing Framework. The Commission applies the
streamlined procedures we recently adopted for FSS space stations in
the Part 25 Streamlining Order.
Applications for authority to construct, deploy and operate a space
station to provide DBS service, or requests for U.S. market access to
provide DBS service to earth stations in the United States using a non-
U.S. licensed space station under section 25.137 of the Commission's
rules, must provide the technical information required by section
25.114 of the Commission's rules. Of particular applicability to DBS
service, the following technical information must be provided under
section 25.114: (1) Whether the space station is to be operated on a
broadcast or non-broadcast basis; and (2) information and analyses in
the event that the technical characteristics of the proposed system
differ from those in the Appendix 30 BSS Plans, the Appendix 30A feeder
link Plans, Annex 5 to Appendix 30 or Annex 3 to Appendix 30A of the
ITU Radio Regulations.
Milestone and Bond. The Commission will apply sections 25.164
(Milestones) and 25.165 (Surety Bonds) to authorizations and grants of
U.S. market access to provide DBS service. The Commission's milestone
and bond requirements are intended to deter warehousing by satellite
operators before a proposed space station has been launched and begun
operations. In this instance, warehousing refers to the retention of
preemptive rights to use spectrum and orbital resources by an entity
that does not intend to bear the cost and risk of constructing,
launching, and operating an authorized space station, is not fully
committed to doing so, or finds out after accepting the license that it
is unable to fulfill the associated obligations. Such milestone
requirements extend not only to U.S. licensees, but also to operators
of non-U.S. licensed space stations that have been granted access to
the U.S. market.
In 2015, the Commission substantially streamlined the milestone and
bond provisions contained in sections 25.164 and 25.165 of the
Commission rules. Specifically, the Commission eliminated all of the
space station construction milestones, except the requirements to bring
a space station into operation at the assigned location within a
specified period of time. Also, in order to provide better incentives
against spectrum warehousing, the Commission modified the space station
bond requirement to increase liability over time.
License Term. The Commission extends the license term for DBS space
stations not licensed as broadcast facilities to 15 years from the
current term of 10 years. Currently, licenses for DBS space stations
licensed as broadcast facilities are issued for a period of 8 years,
and licenses for DBS space stations not licensed as broadcast
facilities are issued for 10 years. The 8-year term for broadcast
stations is established by the Communications Act. Because all current
DBS licensees offer subscription services, all existing DBS
[[Page 49486]]
operators are classified as non-broadcast licensees and their license
terms were extended to 10 years. Subsequently, the Telecommunications
Act of 1996 granted the Commission authority to establish license terms
longer than 10 years for non-broadcast stations.
The Commission concludes that issuing non-broadcast DBS space
station licenses for 15 years would better reflect the useful life of
new DBS satellites, as our extension of the license term for such DBS
space stations from 5 to 10 years did in 1995. There are no technical
or engineering considerations that render the operating life of a DBS
satellite shorter than the operating life of a non-DBS satellite, such
as those used to provide GSO FSS, and DBS satellites generally are able
to provide service beyond their initial 10-year license terms. It would
also make DBS space station license terms consistent with the terms of
most other space stations.
Optional Two-Step FCC/ITU License Application Process. The
Commission adopted an optional two-step application process for GSO FSS
applicants in 2015. Under that two-step application process, an
applicant for a GSO FSS license using frequencies in ``unplanned''
bands must submit a draft Coordination Request filing to the Commission
using a simplified application form--Form 312 (Main Form)--pay the full
license application fee and post a $500,000 bond in order to establish
and perfect a queue position. This first-step application submission
establishes a place in the space station application processing queue
as of the time of filing of the simplified Form 312 with the
Commission. As a second step, the prospective licensee must file a
complete license application within two years of submission of the
Coordination Request materials or forfeit the value of the bond and
lose the queue status gained by the prior Coordination Request filing.
This two-step application process is completely optional, and, as an
alternative, applicants may file a full application without first
submitting a draft Coordination Request or posting the corresponding
$500,000 bond. The Commission adopted a similar two-step application
process for GSO FSS operation in ``planned'' frequency bands subject to
Appendix 30B of the ITU Radio Regulations. The Commission extends the
two-step process for GSO FSS operations in unplanned bands to DBS
operations in planned bands, and, in this respect, will treat ITU
filings to modify an existing frequency assignment in the Region 2
Plan, to include a new frequency assignment in the Region 2 Plan, or to
include a new or modified frequency assignment in the List of the
Regions 1 and 3 Plan in the same manner as a Coordination Request
filing for GSO FSS operation in non-planned bands.
Unlike Coordination Requests in non-planned bands, however, the
Commission will review a proposed filing under Appendices 30 and 30A
prior to forwarding the filing to the ITU to ensure that it is
compatible with other U.S. filings. This review is necessary to protect
the rights of existing U.S. filings from being unduly eroded under the
relevant ITU protection criteria by another U.S. filing. Accordingly,
the party requesting a planned-band filing must either submit the
results of an analysis demonstrating that the proposed operation will
not ``affect'' any other U.S. filing under the relevant ITU criteria
or, if another filing would be deemed affected, submit a letter signed
by the affected operator (which may be the same as the operator
requesting the new filing) that it consents to the new filing. This
review is consistent with our conclusions above regarding the
processing of all requests for DBS service. The Commission likewise
requires applicants for DBS licenses using the two-step procedure to
submit the application filing fee and a bond of $500,000 with their
applications and ITU filings. As noted above, in the FSS licensing
framework, an applicant submission with the Commission under the first
step of the optional two-step procedure must be accompanied by the
application fee and a $500,000 bond. The purpose of the application-
stage bond is to deter speculation during the two-year period of queue
priority before the applicant must submit a completed application. The
Commission finds that these considerations also apply to DBS licensees.
Non-U.S. Licensed Systems. With the exception of the two-step
processing procedure discussed above, the Commission also applies
procedures and requirements proposed for DBS service license
applications to requests to access the United States market by non-U.S.
licensed space stations under our DISCO II framework. The Commission
notes that the Commission decided in the DISCO II proceeding that
entities wishing to serve the United States with a non-U.S. satellite,
including DBS satellites, must file the same information as applicants
for a U.S. space station license, whether or not that satellite is
already licensed by another administration. Consequently, operators of
non-U.S. licensed DBS space station seeking U.S. market access and
entities filing earth station applications to access non-U.S. licensed
DBS space stations must file the same information required under
section 25.114 of the Commission's rules.
The Commission further notes that the United States took an
exemption from the World Trade Organization's Basic Telecommunication
Agreement for ``one-way satellite transmission of DTH and DBS
television services and digital audio services.'' Thus, in order to
serve the United States, foreign-licensed DBS systems must be found
acceptable under the Effective Competitive Opportunities analysis the
Commission adopted in our DISCO II proceeding in 1997 (ECO-Sat). The
Commission does not intend to revisit any of these considerations.
Foreign DBS systems requesting market access to serve the United States
will be considered on the same first-come, first-served basis as
applications for authority to provide DBS services.
Reduced Spacing for DBS Space Stations. The Commission concludes
that the public interest would be served by granting requests for new
DBS service via space stations at orbital locations less than nine
degrees apart, but that the public interest would not be served by
adopting specific rules, different from those contained in Appendices
30 and 30A of the ITU Radio Regulations, for accommodating requests for
new DBS systems at reduced-spacing orbital locations. Instead, such
requests can be processed using the ``first-come, first-served''
procedures for DBS service.
The Commission concludes that the potential benefits of adopting
additional rules requiring existing DBS service providers to
accommodate operations at reduced orbital spacing are outweighed by the
potential harms to existing subscribers to DBS service. As an initial
matter, it is not clear that access to additional DBS orbital locations
is needed to introduce new video programming services since DBS
subscribership is dropping in the United States as the marketplace for
the distribution of video programming over the internet continues to
grow and other opportunities exist to provide new video programming
services in the United States in several frequency bands already
allocated for satellite services. These include the 17/24 GHz BSS
``reverse'' band, which is specifically allocated for the provision of
video programming, as well as frequency bands allocated for Ka-band GSO
FSS. Furthermore, the proposals made by proponents for additional rules
may require changes to the equipment currently used to provide DBS
services
[[Page 49487]]
to subscribers--such as requiring larger customer receive antennas and
changes to space station designs--or would require existing DBS
providers and their subscribers to accept more interference and service
unavailability than is the case today.
However, the record does show that it is possible to accommodate
the provision of new DBS services at reduced orbital spacings under
existing rules. Specifically, our rules already allow us to consider
requests for new DBS service at reduced orbital spacings if entities
making such a request can coordinate their proposed operations with
other U.S. DBS operators and secure agreements with other operators
already having assignments in the ITU Region 2 Plans (or with prior
requests for Plan modifications). The Commission will address such
requests under these existing rules rather than adopt new rules.
This approach protects current DBS consumers from interference and
degradation of their video reception, while at the same time allowing
potential new DBS operators to demonstrate--through careful system
design, advancing technology, and coordination with existing DBS
systems--that new DBS systems can operate at orbital spacings of less
than nine degrees without causing harmful interference to existing
systems and their customers. It will also ensure that operations at
reduced orbital separations will lead to the same levels of
interference observed between two DBS systems operating nine degrees
apart, with co-frequency, co-coverage operation, and nominal Appendix
30 power density levels. The Commission recognizes that this will
require mitigation measures by future operators at reduced orbital
spacings, such as reduced power density levels or non-fully overlapping
coverages, but concludes that such measures are more easily and
appropriately implemented by future entrants than retroactively imposed
on existing DBS operators and their subscribers.
The Commission notes that the ITU Appendix 30 and 30A ITU rules do
not govern the relationship between two DBS systems operating under
U.S. ITU filings, but will use the same ITU criteria be used to
determine compatibility between a new DBS application with respect to a
DBS system already in the processing queue or previously authorized,
even when both systems are or will be operating under U.S. ITU filings.
If any of the frequency assignments of the system already in the queue
or previously authorized is affected, according to the ITU criteria,
the new DBS application can still be considered compatible with this
system by submission of a letter signed by the affected operator
indicating that it consents to the new application.
DBS Licensing ``Freeze''. The Commission imposed a ``freeze'' on
requests for new DBS systems in 2005. Having resolved the issues that
caused the Commission to impose that freeze, we lift the freeze and
will begin accepting new applications for DBS licenses after the
effective date of rules adopted in this Report and Order. New
applications or requests for U.S. market access will be accepted only
after a date specified in a public notice, which the International
Bureau will release after the rules have become effective.
Final Regulatory Flexibility Analysis
As required by the Regulatory Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in the Second Notice of Proposed Rulemaking (Second
Notice) released in November 2018 in this proceeding. The Commission
sought written public comment on the proposals in the Second Notice,
including comments on the IRFA. No comments were filed addressing the
IRFA. This present Final Regulatory Flexibility Analysis (FRFA)
conforms to the RFA.
A. Need for, and Objectives of, the Proposed Rules
The Report and Order modifies the Commission's rules and policies
for licensing space stations in the Digital Broadcasting Satellite
(DBS) Service. These changes, among other things, provide a licensing
system under which new licenses for DBS satellites in reduced spacing
orbital slots would be processed according to the Commission's rules
for geostationary orbit space stations in the Fixed-Satellite Service.
B. Legal Basis
The action is authorized under sections 4(i), 303, and 309 of the
Communications Act of 1934, as amended, 47 U.S.C. 154(i), 303, 309.
C. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules May Apply
The RFA directs agencies to provide a description of, and, where
feasible, an estimate of, the number of small entities that may be
affected by adoption of proposed rules. The RFA generally defines the
term ``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern'' under the Small Business
Act. A small business concern is one which: (1) Is independently owned
and operated; (2) is not dominant in its field of operation; and (3)
satisfies any additional criteria established by the Small Business
Administration (SBA). Below, we describe and estimate the number of
small entity licensees that may be affected by adoption of the proposed
rules.
Satellite Telecommunications and All Other Telecommunications
The rules adopted in this Report and Order affect some providers of
satellite telecommunications services. Satellite telecommunications
service providers include satellite and earth station operators. Since
2007, the SBA has recognized two census categories for satellite
telecommunications firms: ``Satellite Telecommunications'' and ``Other
Telecommunications.'' Under both categories, a business is considered
small if it had $32.5 million or less in annual receipts.
The first category of Satellite Telecommunications ``comprises
establishments primarily engaged in providing point-to-point
telecommunications services to other establishments in the
telecommunications and broadcasting industries by forwarding and
receiving communications signals via a system of satellites or
reselling satellite telecommunications.'' For this category, Census
Bureau data for 2007 show that there were a total of 512 satellite
communications firms that operated for the entire year. Of this total,
482 firms had annual receipts of under $25 million.
The second category of Other Telecommunications is comprised of
entities ``primarily engaged in providing specialized
telecommunications services, such as satellite tracking, communications
telemetry, and radar station operation. This industry also includes
establishments primarily engaged in providing satellite terminal
stations and associated facilities connected with one or more
terrestrial systems and capable of transmitting telecommunications to,
and receiving telecommunications from, satellite systems.
Establishments providing internet services or voice over internet
protocol (VoIP) services via client-supplied telecommunications
connections are also included in this industry.'' For this category,
Census Bureau data for 2007 show that there
[[Page 49488]]
were a total of 2,383 firms that operated for the entire year. Of this
total, 2,346 firms had annual receipts of under $25 million. We
anticipate that some of these ``Other Telecommunications firms,'' which
are small entities, are earth station applicants/licensees that might
be affected if our proposed rule changes are adopted.
We anticipate that our rule changes may have an impact on earth
station and space station applicants and licensees. Space station
applicants and licensees, however, rarely qualify under the definition
of a small entity. Generally, space stations cost hundreds of millions
of dollars to construct, launch, and operate. Consequently, we do not
anticipate that any space station operators are small entities that
would be affected by our proposed actions.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
The Report and Order makes several rule changes that would affect
compliance requirements for earth station and space station operators.
Most proposed changes, however, are directed at space station
applicants and licensees. As noted above, these parties rarely qualify
as small entities.
For example, we allow additional use of certain frequencies within
the 17.2-17.7 GHz band, subject to compliance with technical limits
designed to protect other users of the bands.
We adopt modified rules for satellite system implementation to
provide additional flexibility to operators. In total, the rules
adopted in the Report and Order are designed to achieve the
Commission's mandate to regulate in the public interest while imposing
the lowest necessary burden on all affected parties, including small
entities.
E. Steps Taken To Minimize Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
The RFA requires an agency to describe any significant,
specifically small business, alternatives that it has considered in
reaching its proposed approach, which may include the following four
alternatives (among others): ``(1) the establishment of differing
compliance or reporting requirements or timetables that take into
account the resources available to small entities; (2) the
clarification, consolidation, or simplification of compliance and
reporting requirements under the rules for such small entities; (3) the
use of performance rather than design standards; and (4) an exemption
from coverage of the rule, or any part thereof, for such small
entities.''
The NPRM proposing the rules adopted in the Report and Order sought
comment from all interested parties. Specifically, small entities were
encouraged to bring to the Commission's attention any specific concerns
they may have with the proposals outlined in the NPRM. No commenter
addressed the impact of the rules proposed in the NPRM and adopted in
the Report and Order.
In this NPRM, the Commission sought comment on means to minimize
negative economic impacts on applicants and licensees, including small
entities, by permitting DBS space stations in orbital locations between
the currently authorized orbital locations. No commenter addressed
means to minimize negative impacts on applicants and license, including
small entities.
F. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
None.
Incorporation by Reference
This final rule incorporates by reference two elements of the ITU
Radio Regulations, Edition of 2012, into part 25 for specific purposes:
(1) ITU Radio Regulations, Volume 2: Appendices, Appendix 30,
``Provisions for all services and associated Plans and List for the
broadcasting-satellite service in the frequency bands 11.7-12.2 GHz (in
Region 3), 11.7-12.5 GHz (in Region 1) and 12.2-12.7 GHz (in Region
2),'' Edition of 2012, https://www.itu.int/pub/R-REG-RR-2012. This
Appendix establishes an international plan defining frequency
assignments to space stations for each country operating in the
broadcasting-satellite service in the 11.7-12.5 GHz (Region 1), 12.2-
12.7 GHz (Region 2), and 11.7-12.2 GHz bands, including procedures to
modify the plan to introduce new frequency assignments.
(2) ITU Radio Regulations, Volume 2: Appendices, Appendix 30A,
``Provisions and associated Plans and List for feeder links for the
broadcasting-satellite service (11.7-12.5 GHz in Region 1, 12.2-12.7
GHz in Region 2 and 11.7-12.2 GHz in Region 3) in the frequency bands
14.5-14.8 GHz and 17.3-18.1 GHz in Regions 1 and 3, and 17.3-17.8 GHz
in Region 2,'' Edition of 2012, https://www.itu.int/pub/R-REG-RR-2012.
This Appendix establishes an international plan defining frequency
assignments for feeder links to space stations for each country
operating in the fixed-satellite service in 14.5-14.8 GHz and 17.3-18.1
GHz in Regions 1 and 3, and 17.3-17.8 GHz in Region 2 bands, including
procedures to modify the plan to introduce new frequency assignments.
(3) The materials above are available for free download at https://www.itu.int/pub/R-REG-RR-2012. In addition, copies of all of the
materials are available for purchase from the ITU through the contact
information provided in revised Sec. 25.108, and are available for
public inspection at the Commission address noted in the rule as well.
List of Subjects in 47 CFR Part 25
Administrative practice and procedure, Earth stations,
Incorporation by reference, Satellites.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer, Office of the Secretary.
The Federal Communications Commission amends 47 CFR part 25, as
follows:
PART 25--SATELLITE COMMUNICATIONS
0
1. The authority citation for part 25 continues to read as follows:
Authority: 47 U.S.C. 154, 302, 303, 307,309, 310, 319, 332,605,
and 721 unless otherwise noted.
Sec. 25.108 [Amended]
0
2. In Sec. 25.108:
0
a. In paragraph (a),
0
i. Remove the words ``this paragraph (a)'' and add, in their place,
``this section''; and
0
ii. Remove the phrase ``call 202-741-6030'' and add, in its place,
``email [email protected]; and
0
b. At the end of paragraph (c)(5), remove the phrase ``Sec. Sec.
25.117(h) and 25.118(e)'' and add, in its place, ``Sec. Sec.
25.110(b), 25.117(h), and 25.118(e)''.
Sec. 25.108 [Amended]
0
3. Delayed indefinitely, in Sec. 25.108, at the end of paragraphs
(c)(5) and (6), remove the phrase ``25.117(h), and 25.118(e)'' and add,
in its place, ``25.117(h), 25.118(e), and 25.140(b)''.
0
4. Amend Sec. 25.110 by revising paragraphs (b)(3) introductory text
and (b)(3)(iii) and adding paragraph (b)(3)(iv) to read as follows:
Sec. 25.110 Filing of applications, fees, and number of copies.
* * * * *
(b)(3) A license application for 17/24 GHz BSS space station
operation, for GSO FSS space station operation, or for GSO space
station operation subject to the provisions in Appendices 30 and 30A of
the ITU Radio Regulations
[[Page 49489]]
(incorporated by reference, see Sec. 25.108) may be submitted in two
steps, as follows:
* * * * *
(iii) An application for GSO space station operation subject to the
provisions in Appendices 30 and 30A of the ITU Radio Regulations
(incorporated by reference, see Sec. 25.108) may be initiated by
submitting to the Commission, in accordance with the applicable
provisions of part 1, subpart Y of this chapter, a draft ITU filing to:
modify an existing frequency assignment in the Region 2 Plan; to
include a new frequency assignment in the Region 2 Plan; or to include
a new or modified frequency assignment in the List of the Regions 1 and
3 Plan, accompanied by a simplified Form 312 and a declaration of
acceptance of ITU cost-recovery responsibility in accordance with Sec.
25.111(d). The simplified Form 312, Main Form submission must include
the information required by items 1-17, 43, 45, and 46. In addition,
the applicant must submit the results of an analysis demonstrating that
no U.S. filing under Appendix 30 and 30A would be deemed affected by
the proposed operation under the relevant ITU criteria or, for any
affected filings, a letter signed by the affected operator that it
consents to the new filing.
(iv) An application initiated pursuant to paragraphs (b)(3)(i),
(ii), or (iii) of this section will be considered completed by the
filing of an FCC Form 312 and the remaining information required in a
complete license application, including the information required by
Sec. 25.114, within two years of the date of submission of the initial
application materials.
* * * * *
0
5. Delayed indefinitely, amend Sec. 25.114 by revising paragraph
(a)(3) to read as follows:
Sec. 25.114 Applications for space station authorizations.
(a) * * *
(3) For an application filed pursuant to the two-step procedure in
Sec. 25.110(b)(3), the filing pursuant to Sec. 25.110(b)(3)(iv) must
be submitted on FCC Form 312, Main Form and Schedule S, with attached
exhibits as required by paragraph (d) of this section, and must
constitute a comprehensive proposal.
* * * * *
0
6. Amend Sec. 25.121 by revising paragraph (a)(1) to read as follows:
Sec. 25.121 License term and renewals.
(a) * * * (1) Except for licenses for SDARS space stations and
terrestrial repeaters, DBS and 17/24 GHz BSS space stations licensed as
broadcast facilities, and licenses for which the application was filed
pursuant to Sec. Sec. 25.122 and 25.123, licenses for facilities
governed by this part will be issued for a period of 15 years.
* * * * *
0
7. Delayed indefinitely, amend Sec. 25.140 by revising the section
heading and adding paragraph(b)(6) to read as follows:
Sec. 25.140 Further requirements for license applications for GSO
space station operation in the FSS and the 17/24 GHz BSS.
* * * * *
(b) * * *
(6) In addition to the information required by Sec. 25.114, an
applicant for a GSO space station operating in the frequencies of the
ITU Appendices 30 and 30A (incorporated by reference, see Sec. 25.108)
must provide a statement that the proposed operation will take into
account the applicable requirements of these Appendices of the ITU
Radio Regulations and a demonstration that it is compatible with other
U.S. ITU filings under Appendices 30 and 30A or, for any affected
filings, a letter signed by the affected operator indicating that it
consents to the new application.
* * * * *
Sec. 25.148 [Amended]
0
8. Amend Sec. 25.148 by removing and reserving paragraphs (b), (d),
and (e).
0
9. Amend Sec. 25.164 by revising paragraph (a) to read as follows:
Sec. 25.164 Milestones.
(a) The recipient of an initial license for a GSO space station,
other than a SDARS space station, granted on or after August 27, 2003,
must launch the space station, position it in its assigned orbital
location, and operate it in accordance with the station authorization
no later than five years after the grant of the license, unless a
different schedule is established by this chapter or the Commission.
* * * * *
0
10. Amend Sec. 25.165 by revising paragraph (a)introductory text to
read as follows:
Sec. 25.165 Surety bonds.
(a) For all space station licenses issued after September 20, 2004,
other than licenses for SDARS space stations, space stations licensed
in accordance with Sec. 25.122 or Sec. 25.123, and replacement space
stations as defined in paragraph (e) of this section, the licensee must
post a bond within 30 days of the grant of its license. Space station
licensed in accordance with Sec. 25.122 or Sec. 25.123 must post a
bond within one year plus 30 days of the grant of the license. Failure
to post a bond will render the license null and void automatically.
* * * * *
[FR Doc. 2021-18043 Filed 9-2-21; 8:45 am]
BILLING CODE 6712-01-P