Secretarial Review and Publication of the 2020 Annual Report to Congress and the Secretary Submitted by the Consensus-Based Entity Regarding Performance Measurement, 48154-48229 [2021-18485]
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ANNUAL BURDEN ESTIMATES—Continued
Number of
responses per
respondent
(total over
request
period)
Number of
respondents
(total over
request
period)
Instrument
Guide for Implementation Study for Referral Provider Administrators .......................................................................................
Guide for Implementation Study with PCWA FUP Management
(Second) ...................................................................................
Guide for Implementation Study for PHA FUP Management .....
Guide for Implementation Study Focus Groups with PHA Frontline Workers .............................................................................
Guide for Implementation Study for Parents (Second, Third) .....
Guide for Implementation Study Focus Groups with Frontline
Workers ....................................................................................
Guide for Implementation Study for PCWA FUP Management
(Third) .......................................................................................
Guide for Implementation Study for Service Provider Management ..........................................................................................
Housing Status Form ...................................................................
Referral Form ...............................................................................
Randomization Tool .....................................................................
Housing Assistance Questionnaire ..............................................
Ongoing Services Questionnaire .................................................
Dashboard ....................................................................................
Administrative Data List ...............................................................
Mary B. Jones,
ACF/OPRE Certifying Officer.
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LaWanda Burwell, (410) 294–2056.
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I. Background
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
[CMS–3402–N]
Secretarial Review and Publication of
the 2020 Annual Report to Congress
and the Secretary Submitted by the
Consensus-Based Entity Regarding
Performance Measurement
Office of the Secretary, Health
and Human Services, (HHS).
ACTION: Notice.
AGENCY:
This notice acknowledges the
Secretary of the Department of Health
and Human Services (the Secretary)
receipt and review of the National
Quality Forum 2020 Annual Activities
Report to Congress and the Secretary
submitted by the consensus-based entity
(CBE) under a contract with the
Secretary as mandated by the Social
Security Act (the Act). The Secretary
has reviewed and determined that the
National Quality Forum’s 2020 Annual
Report satisfied all requirements
mandated in statute, and is publishing
the report in the Federal Register
together with the Secretary’s comments
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SUMMARY:
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The United States Department of
Health and Human Services (HHS) has
long recognized that a high functioning
health care system that provides higher
quality care requires accurate, valid, and
reliable measurement of quality and
efficiency. The Medicare Improvements
for Patients and Providers Act of 2008
(MIPPA) (Pub. L. 110–275) added
section 1890 of the Social Security Act
(the Act), which requires the Secretary
of HHS (the Secretary) to contract with
a consensus based entity (CBE) to
perform multiple duties to help improve
performance measurement. Section
3014 of the Patient Protection and
Affordable Care Act (the Affordable Care
Act) (Pub. L. 111–148) expanded the
duties of the CBE to help in the
identification of gaps in available
measures and to improve the selection
of measures used in health care
programs. The Secretary extends his
appreciation to the CBE in their
partnership for the fulfillment of these
statutory requirements.
In January 2009, a competitive
contract was awarded by HHS to the
National Quality Forum (NQF) to fulfill
requirements of section 1890 of the Act.
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Annual
burden
(in hours)
1
FOR FURTHER INFORMATION CONTACT:
[FR Doc. 2021–18438 Filed 8–26–21; 8:45 am]
Total
burden
(in hours)
2
on the report not later than 6 months
after receiving the report in accordance
with section 1890(b)(5)(B) of the Act.
This notice fulfills the statutory
requirements.
Estimated Total Annual Burden
Hours: 355.
Authority: 42 U.S.C. 676.
Average
burden per
response
(in hours)
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19
60
A second, multi-year contract was
awarded again to NQF after an open
competition in 2012. A third, multicontract was awarded again to NQF after
an open competition in 2017. Section
1890(b) of the Act requires the
following:
Priority Setting Process: Formulation
of a National Strategy and Priorities for
Health Care Performance Measurement.
The CBE must synthesize evidence and
convene key stakeholders to make
recommendations on an integrated
national strategy and priorities for
health care performance measurement
in all applicable settings. In doing so,
the CBE must give priority to measures
that: (1) Address the health care
provided to patients with prevalent,
high-cost chronic diseases; (2) have the
greatest potential for improving quality,
efficiency, and patient-centered health
care; and (3) may be implemented
rapidly due to existing evidence,
standards of care, or other reasons. In
addition, the CBE must take into
account measures that: (1) May assist
consumers and patients in making
informed health care decisions; (2)
address health disparities across groups
and areas; and (3) address the
continuum of care furnished by
multiple providers or practitioners
across multiple settings.
Endorsement of Measures: The CBE
must provide for the endorsement of
standardized health care performance
measures. This process must consider
whether measures are evidence-based,
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Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
reliable, valid, verifiable, relevant to
enhanced health outcomes, actionable at
the caregiver level, feasible to collect
and report, responsive to variations in
patient characteristics such as health
status, language capabilities, race or
ethnicity, and income level and are
consistent across types of health care
providers, including hospitals and
physicians.
Maintenance of CBE Endorsed
Measures: The CBE is required to
establish and implement a process to
ensure that endorsed measures are
updated (or retired if obsolete) as new
evidence is developed.
Convening Multi-Stakeholder Groups.
The CBE must convene multistakeholder groups to provide input on:
(1) The selection of certain categories of
quality and efficiency measures, from
among such measures that have been
endorsed by the entity and from among
such measures that have not been
considered for endorsement by such
entity but are used or proposed to be
used by the Secretary for the collection
or reporting of quality and efficiency
measures; and (2) national priorities for
improvement in population health and
in the delivery of health care services
for consideration under the national
strategy. The CBE provides input on
measures for use in certain specific
Medicare programs, for use in programs
that report performance information to
the public, and for use in health care
programs that are not included under
the Act. The multi-stakeholder groups
provide input on quality and efficiency
measures for various federal health care
quality reporting and quality
improvement programs including those
that address certain Medicare services
provided through hospices, ambulatory
surgical centers, hospital inpatient and
outpatient facilities, physician offices,
cancer hospitals, end stage renal disease
(ESRD) facilities, inpatient
rehabilitation facilities, long-term care
hospitals, psychiatric hospitals, and
home health care programs.
Transmission of Multi-Stakeholder
Input. Not later than February 1 of each
year, the CBE must transmit to the
Secretary the input of multi-stakeholder
groups.
Annual Report to Congress and the
Secretary. Not later than March 1 of
each year, the CBE is required to submit
to the Congress and the Secretary an
annual report. The report is to describe:
• The implementation of quality and
efficiency measurement initiatives and
the coordination of such initiatives with
quality and efficiency initiatives
implemented by other payers;
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• Recommendations on an integrated
national strategy and priorities for
health care performance measurement;
• Performance of the CBE’s duties
required under its contract with the
Secretary;
• Gaps in endorsed quality and
efficiency measures, including measures
that are within priority areas identified
by the Secretary under the national
strategy established under section
399HH of the Public Health Service Act
(National Quality Strategy), and where
quality and efficiency measures are
unavailable or inadequate to identify or
address such gaps;
• Areas in which evidence is
insufficient to support endorsement of
quality and efficiency measures in
priority areas identified by the Secretary
under the National Quality Strategy, and
where targeted research may address
such gaps; and
• The convening of multi-stakeholder
groups to provide input on: (1) The
selection of quality and efficiency
measures from among such measures
that have been endorsed by the CBE and
such measures that have not been
considered for endorsement by the CBE
but are used or proposed to be used by
the Secretary for the collection or
reporting of quality and efficiency
measures; and (2) national priorities for
improvement in population health and
the delivery of health care services for
consideration under the National
Quality Strategy.
Section 50206(c)(1) of the Bipartisan
Budget Act of 2018 (Pub. L. 115–123)
amended section 1890(b)(5)(A) of the
Act to require the CBE’s annual report
to the Congress include the following:
(1) An itemization of financial
information for the previous fiscal year
ending September 30th, including
annual revenues of the entity, annual
expenses of the entity, and a breakdown
of the amount awarded per contracted
task order and the specific projects
funded in each task order assigned to
the entity; and (2) any updates or
modifications to internal policies and
procedures of the entity as they relate to
the duties of the CBE including
specifically identifying any
modifications to the disclosure of
interests and conflicts of interests for
committees, work groups, task forces,
and advisory panels of the entity, and
information on external stakeholder
participation in the duties of the entity.
The statutory requirements for the
CBE to annually report to the Congress
and the Secretary also specify that the
Secretary must review and publish the
CBE’s annual report in the Federal
Register, together with any comments of
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the Secretary on the report, not later
than 6 months after it has been received.
This Federal Register notice complies
with the statutory requirement for
Secretarial review and publication of
the CBE’s annual report. NQF submitted
a report on its 2020 activities to the
Congress and the Secretary on March 1,
2020. The Secretary’s Comments on this
report are presented in section II. of this
notice, and the National Quality Forum
2020 Activities Report to the Congress
and the Secretary is provided, as
submitted to HHS, in the addendum to
this Federal Register notice in section
III.
II. Secretarial Comments on the
National Quality Forum 2020
Activities: Report to Congress and the
Secretary of the Department of Health
and Human Services
Once again, we thank the NQF and
the many stakeholders who participate
in NQF projects for helping to advance
the science and utility of health care
quality measurement. Access to care,
quality, and health outcomes took on a
new urgency in 2020 as the COVID–19
Public Health Emergency (PHE)
emerged, surged, and persisted across
the United States. As the COVID–19
PHE endured, The Centers for Medicare
and Medicaid Services (CMS)
coordinated with NQF to ensure that
measure endorsement and maintenance
reviews did not stand in the way of
frontline clinicians’ life-saving efforts.
Measure review meetings originally
scheduled for spring and summer of
2020 were re-convened later in the year
and all meetings became virtual. These
changes aimed at freeing up the
schedules of frontline clinicians on the
Standing Committees so that they could
prioritize for the COVID–19 PHE. The
dedication of the NQF Standing
Committees and agility of NQF’s staff
played a crucial role in maintaining a
strong portfolio of endorsed measures
for use across varied providers, settings
of care, and health conditions. NQF
reports that in 2020, it updated its
measure portfolio by reviewing 84
measures and endorsing 65. Endorsed
measures address a wide range of health
care topics relevant to HHS programs,
including: person- and family-centered
care; care coordination; palliative and
end-of-life care; cardiovascular care;
behavioral health; pulmonary/critical
care; perinatal care; cancer treatment;
patient safety; and cost and resource
use.
In addition to maintaining measures
endorsement, NQF worked to remove
measures from the portfolio for a variety
of reasons (for example, measures no
longer meeting endorsement criteria;
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harmonization between similar
measures; replacement of outdated
measures with improved measures; and
lack of continued need for measures
where providers consistently perform at
the highest level). This continuous
refinement of the measures portfolio
through the measures maintenance
process ensures that quality measures
remain aligned with current field
practices and health care goals. Measure
set refinements also align with the HHS
initiatives, such as the Meaningful
Measures Framework at CMS. CMS is
working to identify the highest priorities
for quality measurement and
improvement and promote patientcentered, outcome-based measures that
are meaningful to patients and
clinicians.
Throughout 2020, NQF continued the
important work of building consensus
from stakeholders on strategies to
leverage quality measurement to
improve health outcomes. The COVID–
19 PHE has glaringly exposed and
exacerbated pre-existing health care
disparities.1 2 Social determinants of
health (SDoH) are crucial factors in
health outcomes, and significant health
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1 Zelner, J., R. Trangucci, and R. Naraharisetti, et
al (November 21, 2020). Racial Disparities in
Coronavirus Disease 2019 (COVID–19) Mortality are
Driven by Unequal Infection Risks. Clinical
Infectious diseases, claa1723. https://doi.org/
10.1093/cid/ciaa1723
2 Ortiz, N., and D. Flamini (May 1, 2020) Does
COVID–19 discriminate? Experts Discuss
Pandemic’s Effect on Minority Groups. (https://
www.nbcmiami.com/news/local/does-covid-19discriminate-experts-discuss-pandemics-effect-onminority-groups/2227096/, accessed 2/24/2021).
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disparities persist. The COVID–19 PHE
has further illustrated longstanding
health inequities with higher rates of
infection, hospitalizations, and
mortality among black, Latino, and
Indigenous and Native American
persons relative to white persons.
Equity is not a new challenge, but
despite past efforts, disenfranchised
groups continue to experience worse
health outcomes. Providing the highest
quality of care is only possible, if we
deliver equitable care.
CMS strives to understand and
address repercussions of the COVID–19
PHE on disparities. CMS has continued
to leverage its partnership with NQF,
recognizing NQF’s unique role as a CBE
and its experience developing multistakeholder consensus. In 2020, CMS
funded a project that focuses on quality
measures for assessing the impact of
telehealth on rural health care system
readiness and disaster-related health
outcomes. Another new project focuses
on best practices for functional and
social risk adjustment, including
potential data sources other than those
currently used by developers. CMS also
funded a new project on quality
measures that could encourage
collaboration between the health care
and non-health care sectors, like social
work, public safety, and criminal justice
to combat polysubstance use among
opioid users with behavioral health
conditions.
NQF also continued to carry out
several CMS-funded projects awarded
before 2020 for which health equity is
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front and center (for example, the
Maternal Morbidity and Mortality
project and the Social Risk Trial to
galvanize stakeholders’ efforts to reduce
disparities by closing the performance
gap.
Facilitating health equity across
settings and payers is just some of many
areas in which NQF partners with HHS
to enhance and protect the health and
well-being of all Americans. Meaningful
quality measurement is essential to the
success of value-based purchasing, as
evidenced in many of the targeted
projects that NQF is being asked to
undertake. HHS greatly appreciates the
ability to bring many and diverse
stakeholders to the table to unleash
innovation for quality measurement as a
key component to value-based
transformation. We look forward to
continued strong partnership with the
NQF in this ongoing endeavor.
III. Collection of Information
Requirements
This document does not impose
information collection requirements,
that is, reporting, recordkeeping, or
third-party disclosure requirements.
Consequently, there is no need for
review by the Office of Management and
Budget under the authority of the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.).
Dated: August 23, 2021.
Xavier Becerra,
Secretary, Department of Health and Human
Services.
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NATIO.NA.L
QUA.LITYFORUM
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Contents
r.
Executive.Summary........................... ... ............................................. ., ............... 4
111.
Recomrnendattons onthe National auaiitystrategyand P:r1or1t1es ...................................................1
lmpactofCOVl~1!tandNQF Response ............................................................................................7
IV.
aualltY and Efficiency: Measurement1n1t1at1ves {Peiforrnance Measurernent) .............................. 11
Cross2014
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Bulldrng ii Roadfl'lap Fro:m Patient-Reported Outcome Measures to Patlent~Reported Outcofl'le
Pel'foi'rtlance Meastll'eS:....................................................................................................................42
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Electronic, Health Record Data Quality., ................................................,..................,....................... 43
Reducing Diagnostic Error ................................................................................................................44
VIII.
ConclUslon .........-. ...,.......................111..,.............. "' ..-.................,. ..................... <1.1o••· ............ ,, ..............
IX-
Refe~ntes ...... H'll>n••·~........... .,~··~•!'H·n~n ............. .,.~~ .......... , ....... !._•u••-:•u·••·.n•it•h~~,···' ................................•............:...."o.vi-.i•··~•nu• 48·
1r •• ,, ..............................---. . . . . . . . . .
45-
Appendix A: 2021) ActiVities Performed under contract With HHS......................,................,.................... 53
Appendix B: Multlstakeholder Group {tosters: Committee; Workgroups; Task Forces, and Advfsory
Panels .................................................................................................................................'" ...................... 57
Appendix C: Scientific Methods, Panel Roster............................................................................................. 62
Appendix D: MAP Measure Sefe'ction Criteria ............................................................................................,63
AppendlX E: MAP Structure, Members, Criteria for Service, and Rosters .................................................. 66
AppendlxJ:: Federal (luallty Reporting.and Performance-Based Payment Programs Considered by
Appendix G: Identified Gaps 'by NQF Measure Portfolio .........................................................'"'" ............. 69
Appendix H: Medicare Measure Gaps Identified by NQF's Measure Appllcatlons Partnetshrp ................. 70
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Appendrx I: Statutery Requirement of Annual Report Components .......................................................... 73
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I.
Executive Summary
The.National Quality Forum {NQF) Is a not-for-profit, non-partisan, membership-based organization that
works tQgether with healthcare stakeholders as a catalyst to drive measurable health Improvements. A
collaborative approach driven by sdence, these experts provide a balanced perspective to advancing
quality measurement and Improvement strategies that help the nation achieve. better and affordable
care, whfle lmprovlngthe overall health of Americans.
The.Social Security Act'--'speclflcally section 1890(b){S)(A)~mandates that the entity {In this case, NQF)
report to Congress and the secretary of the Department of Health and Human Services {HHS) highlights
work performed hi 2020 under contract with HHS. This annual report summarizes the. followlng five
areas:
•
•
•
•
•
Recommendations on the National O.uallty Strategy and Prlorltfes
O.ualfty and Efficiency Measurement Initiatives {Performance Measures}
Stakeholder Recommendations on Quality and Efficiency Measures and National Prlorltles
Gaps In Endorsed Quality and Efficiency Measures
Gaps in Evidence and Targeted Research Needs
Recommendations on.the NatlonalQualtv Strategy and Priorities
The NatlonatO.uallty Strategy (NQS}, first published In 2011, was established as a coordTnated approach
for quality Improvement In healthcare. This strategy focused on three alms to Improve health and the
qualltyofhealthcare targeting local, state, and national efforts. With NO.Sas a foundation, the Centers
for Medicare & Medicaid Services (CMS}establlshed the Meaningful.Measuresframeworkthatldenttfles
specific priorities addressing core topics that are critical to providing high quality care and Improving
lndlvlclual outcomes, NQF and CMS continue to work together to ensure that NQ.F's work aligns with this
framework to assess core Issues that are most.vital to high quality care and better patient outcomes.
No.Fis committed to addressing national health priorities and collaborating with Important stakeholders
to drive better outcomes. Thls year, the COVID-19 partdemTc has hlghlfghted both the strengths and
weaknesses in America's healthcare delivery system. CMS and NQF recognized and worked to address
some Immediate challenges that came to llghtdurfng the pandemlc. To.aid In this effort, NQF received
funding for a series of projects thatwould hefp to tackle some of the challenges the healthcare
community has f.-ced since the onset of this pandemic,
Qualltyand Efficiency Measurement Initiatives. (Performance Measures)
NQF Is committed to driving the use of best-in-class quality measures for use in federafand private
Improvement programs (Including statutorily mandated Medicare programs, such as the Quality
Payment Program, Hospital value-Based Purchasing (VBP) Program, and other reporting lnltfatlves
across various care settings). Through a consensus-based approach, measures undergo carefu.l
evaluation through a set of rlg0rous criteria to ensure that they address aspects of care that are
Important and feaslble to measure, provide consTstent and credible Information, and can be usedfor
quality improvement and decision making; This year, NQF endorsed 84 measureucrossa variety of
clinical and cross-cutting topic areas.
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Performance measures also rely on evldem:e-based reseatch and scfentlflcmethodologyto ensure
highly rellable and valid outcomes that represent and. affect patient care. To that end, with funding from
HHS, NQF undertook new work to provtde technical guidance to measure developers on complex
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48161
methodological issues. Best Practices fo.rDeveloping and Testing Risk Adjustment Models focused on the
Importance .of expiating and appropriately adjusting or stratifying for soctal and.functional rlskfactors so
that providers can be accurately. assessed and not Inappropriately penalrzed flnanclallyjust because
their patient populations are.sicker or have special healthcare needs. NQF also continued its efforts With
the Soda/ Risk mat byworldng with ftS Scientific Methods Panel (SMP) to revlew.socral. risk adjustment
approaches for outcome measures submitted for endorsement or re-endorsement. The SMP and NQF's
otsparttles Committee also .examined the technical Issues that remained inconcfUslve at the end of the
Initial ttial to finalize recommehdatfonsfor the government on social risk adjustment.
Stakehold« Recommendations onQuallty and Efflctency Measuresand National PrlOl'lttes
Measure alignment across the public and private sector ls vftalto reducing burden for providers and
clfnTclans and allows for qualfty comparisons across provtders and programs. NQF recommends the bestln-class quality measures for use In federal and private lmprovementprograms. This. effort for measure
alignment continued during 2020•.Specific projects Include the Core Quallty Measures Collaborative
{COMC) and the Measures Application Partnership (MAP).
The to.Mc ls a merribershlpedrlven initiative wltb funding provided by C:1111S and America's Health
Insurance Plans (AHIP). over 70 organizations are members ofthe CQMC, Including CMS, health
Insurance providers, primary care and specialty societies, and consumer and employer groups. this
group ls working to reduce measurement burden byfacllltatlng cross-payer: measure alignment through
the developmentand adoptlort of core measure sets to assess the qualify of us healthcare.
The Measure Applications Partnership (MAP), convened by NQF since its Inception ln 2011, provides
guidance on the use.of performance measures in federal healthcare quality programs. These
recommendations are made by MAP through Its pre-rulemaklng process, which enables a
multlstakeholder dialogue, with beth the public artd private sectors, to assess measurement prforltles
forthese programs. MAP reviews measures that CMS is considering for implementation and provides
guidance on their acceptability and value to stakeholders. This. review focuses on the selection of high
qualify measures that optimally address health system Improvement priorities,. fill critical measurement
gaps, and increase alignment.
Gaps In ·Endorsed Quallty andEffldency Measures
Multlstakeholder committees continue to discuss and Identify gaps that exist In current measure
portfollos and the lrnpact on qualify ofcare. In addltlon to Its role of recommending measures for
potential inclusion· into federal programs, MAP also provides guidance on identified measurementgaps
at the Individual federal program level. MAP specifically addressed the high-priority domains CMS
Identified In each ofthe federal programs for future measure consideration.
Gaps 111· Evidence and Targeted Resean:h Needs
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NQF's foundational frameworksfderttlfy and address measurement gaps In Important healthcare areas,
underpin Mure efforts to Improve quality through metrics, and ensure safer, patient-centered, and
cost-effective care that reflects current science artd evidence. In 2020, NQFUndertook StWeratprojetts
to create strategic aj:,prQaches, or frameworks,. to measure qualll:y In areas crltlcalto Improving health
and healthcare for the nation but for which quality measures are too few, underdeveloped, or
nonexistent. Efforts included measurement frameworks for maternal motbidlfy and mortality, personcentered planning and practice, measure feedback loop, patient-reported outcomesJPROs), electronic
health record {EtlR) data quality, common formats for patl1mt safety, and reducing diagnostic error, In
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addition, NQf Initiated work on five new strateglc measurement frameworks addressing attrlbutlon,
rural health, oplolds and behavioral health, EHR-sourced measures for care coordination, a-nd patientreported outcome performance measures (PRO-PMs).
Taken together,.NOF's quality work continues to be foundattonalto .efforts to achleve.a cost-efficient,
high .quality, and vall.l&-basecfhealthcare system that ens1.1res the ~est care for Americans and the best
1.1se Ofthe natic>n's healthcare dolfars. The del!Verablell NQ.F•produced under contract wlth !iHS In 2020
are referenced throughoutthis report,and a full list is included in ~dix A,
II.
N0.F Fundfni and Operatle>'1$
In 2018, the Bipartisan Budget Act amended the requirements of this annual report to Include, In
addition to the previous requirements set forth, new contract, financial, and operational information
related to the Consensus-Based Entity (CBE), Section 1890{b)(S){A). ofthe Soeiaf Securlty Act ls amended
by.adding thefo/lowlngjlnanc/al and operations Information In the Annual Report to Congress and the
Sectetary• an Itemization off{nancfalln/ormatfon for the fiscal year entllng September30of the preceding
year, including:
o Annual revenues of the entity (Including any govemmentfundlng, private sector
contributions, grants, membership revenues, and Investment revenue)
o Annualexpenses of the entity {including grrints paid, benefits paid, salaries and other
compensation, fur,dralslng expenses, and overhead cOSts}; and
o a breakdown ofthe amount awarded per contracted task order.and the spedf{cprojects
funded In eaclrtask order assigned to the entity
·
• Any updates or modifications oflntemalpolicfes and procedures ofthe entity as they relate to
the duties ofthe entity under this section.including (i)speciflcally identi{ying any modifications
to the disclosure of lnteresn:md confllcts.offmerestsfor committees, work groups, taskforces,
and advisory panels of the entlty;.and (fl}lnformatlon on extemal stakeholder participation In
the duties of the entity under this sectlon.{lncfudlng complete rosters/or all committees, work
groups, task fr,rr:es, andlJdVlsorypanets funded through government contracts, descriptions of
relevant Interests and any confflctsoflnterests for members of all committees, work groups, task
fortes and advisory panels, and total percentaOR by healthcare sector ofal/convened
committees,. work groups, task forces, and advlsorypanels.
NQF~s revenues for FY 2020 were $21,881,093 million, Including federal f1.1nds authorized under SSA
1890(d), prlVate-sector contributions; membership revenue, and Investment revenue. NQF's expenses
for FY 2020 were $19,286,448 million. These expenses Include grants and benefits paid, salaries and
other compensations, fundralslng expenses; and overhead costs,
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A complete breakdown of the amount awarded pera,ntractts available In Appendix A. Addftlonally,
NQF contlnUE!ll to Institute !'ts conflict oflnterest process;.AII multlstakeholder groups (committee,
workgroups, task fotce, and advisory panels) must .disclose any potential bias or conflicts. ofinterest
prior to befng appointed. ln.2020, NQF has made no 1.1pdates or modfflcatlons to its dlsclQSure of Interest
andconfllct oflnter;es,; pollcies. Rosters ofcommltteesand workgroupsfunded under the CBE contract
are available tn Appendix B,
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Ill.
48163
Recommendations on the National Quality Strategy and Priorities
Section 1890(b){1) of the Social Security Act (the Act) mandates that the CBE shall synthesize evidence
and convene key stakeholders to make recommendations •.. on an integrated national strategy and
priorities for health care performance measurement In all applicable settings. In making such
recommendations, the CBE shall ensure that priority Is given to measures: {I) that address the health care
provided to patients with prevalent, high-cost chronic diseases; (ii) with the greatest potential for
Improving the quality, efficiency, and patlent-centeredness of health care; and (Ill) that may be
Implemented rapidly due to existing evidence, standards of care, or other reasons. In addition, the CBE Is
to "take Into account measures that: (i) may assist consumers and patients In making Informed health
care decisions; (ii) address health disparities across groups and areas; and (iii) address the continuum of
care a patient receives, including services furnished by multiple health care providers or practitioners and
across multiple settings. n The CBE ls required to describe this activity In this report pursuant to section
1890(b}(S)(A)(l)(II) of the Act.
The NQS, first published In 2011, was established as a coordinated approach for quality Improvement In
healthcare. This strategy outlined three alms used to guide and assess local, state, and national efforts
to Improve health and the quality of healthcare; six priorities focused on reducing harm, engaging
famllies, Improving coordination of care, and making quality care more affordable. Using NQS as a
foundation, CMS established a Meaningful Measures Initiative, which identifies specific priorities
addressing core topics that are crltlcal to providing high quallty care and improving Individual outcomes.
NQF aligned work and efforts In 2020 with the CMS Meaningful Measures framework, speclflcally the
meaningful measure areas of equity of care, prevention and treatment of opioid and substance use
disorder, patient's experience of care, and transfer of health Information and lnteroperablllty. Several
NQF projects focused on targeting these areas and are referenced through four major themes-COVID•
19 and NQF Response, Patient-Directed Outcomes, Digital Measurement, and Aligning Quality
Measurement.
Impact of COVID-19 and NQF Response
NQF gathered data, through several multlstakeholder discussions, on the Impact of the COVID-19
pandemic as It relates to quality measurement and reporting. These findings hlghllghted the Immediate
challenges facing active NQF endorsement and maintenance activities. Committee members responding
to the COVID-19 pandemic (e.g., front-line cllniclans) were faced with competing priorities, which
limited their ability to actively participate on committees. NQF member organizations began focusing
their resources to target the negative impact of the pandemic, while measure developers faced
challenging timelfnes with limited staff time and access to testing sites. To address these challenges
while balancing multlple stakeholders' needs and continuing this important work, NQF proVlded greater
flexibility for stakeholders active In the endorsement process. This included extending public
commenting periods and creating two timeline tracks for submitting measures to promote optimal
particlpatron.
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Addltlonally, NQF issued a statement encouraging end-users to work closely with measure developers
to think through optimal temporary adjustment strategies in order to preserve validity, reliability, and
risk adjustment appropriateness. To that end, NQF will not review any temporary changes to measure
specifications In 2020 and Is committed to providing more guidance, If needed, as the situation evolves.
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Lastly, in 2020, NQF received funding for a series of projects that would help to tackle some of the
challenges the healthcare community has faced since the onset of this pandemic.
Best Practices tor Developing and Testing Risk Adjustment Models
COVID-19 has disproportionally affected racial/ethnic minority groups and exacerbated existing
disparities confronting the medically underserved. Compared to Medicare-only beneficiaries (Centers
for Medicare & Medicaid Services, 2020), dual-eligibles have a considerably higher number of
hospltalizatlons across racial, ethnic, and gender categories during the COVID-19 pandemic thus far. This
demonstrates that race, gender, and clinical factors may not fully explain the difference In health
outcomes. The First Report from the Assistant Secretary for Planning and Evaluation (ASPE) to Congress
found that functional status is also an important Indicator of poor outcomes but is not always included
in measure risk adjustment (US Department of Health & Human Services, 2020). Thls further
underscores the Importance of exploring and appropriately adjusting or stratifying for all applicable
social and functional risk factors so that providers can be accurately assessed and not Inappropriately
penallzed financially just because their patient populations are sicker or have special healthcare needs.
COVID-19 has also revealed opportunities to Improve access to care for those socially disadvantaged.
Assessing risk factor Interactions, such as access to coronavlrus testing and socioeconomic status, are
Important considerations In the development of a standard social risk adjustment process. This newly
funded project will review current best practices for developing and testing risk adjustment models for
quality measurement.
Addressing Opioid-Related Outcomes Among Individuals With Co-occurring Behavioral Health Conditions
The ongoing opioid epidemic has been compounded by COVID-19 with research Indicating increases in
opioid-associated morbidity and mortality (WIiiiams, 2020). People who have been battllng addiction
have found themselves increasingly isolated and with fewer distractions from dependency behaviors
due to COVID-19 social restrictions, placing them at increased risk for recovery setbacks (Blum
Alexander B. et al., 2014; Franks & Fiscella, 2002), COVID-19 has also resulted in decreased access to
treatment for opioid and other substance dependencies. With increasing use of telemedlclne, cllnlclans
are challenged to ensure appropriate drug screening is conducted during routine appointments (Sliva &
Kelly,2020)
This newly funded project will develop an environmental scan to assess the current state of opioidrelated healthcare quality measurement. NQF will also convene a Committee to help Identify gaps and
provide recommendations on the Inclusion of measures In various federal programs and future measure
development efforts regarding challenges posed by opioid use In the United States (US).
Attributionfor Critical Illness and Injury
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The COVID-19 pandemic has presented situations In which opportunities for time-sensitive care are
often based on geography rather than health system network affiliation. Localized emergencies and
nationwide threats to public health require population-level responses, Including timely diagnosis,
tracking, Interventions, and coordination to achieve the best outcomes for all patients. A new approach
in measurement attribution Is needed for quality measurement to reflect the reality and challenges of
Improving health outcomes during emergencies.
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48165
The ongoing pandemic has und.erscored the challenges ofmaklngaccurate attribution of the patient's
coronavlrus Infection-related health outcomes to providers. An TndMduatwho seekscoronavlrus testing
or treatm!:!nt maY recelvei;ar!:! from a $tand-alcme urgent care center; a neighborhood pharmacy, first
responders; emergency.department (ED) tlfrilc!ans.orlhtenslvecare unltS't>f morethanone hQSpttal,and
multiple nurses and specialists. Whete patients can receive care Is contingent orr fattorssucliatthe ED's
othospTtal's surge tal)aclty, avallabllltyofventllators,. a··pauer1t's meansof ttarisportatlon to.testing
sites, andavallabillty of coronavlrustests In the patient's communltyorstateofresldence. Providers
lnvolvEld In a pattenfs ca.re !l'la.Y llO~.pelqng.to the .sa!l'le n!:lt\Vorl< and may ne>t be ablatocommunti;ate
with each othafusln, lnteroP!:!r:able eHRs aix>11t the tndMd~rshea1thcate nee~.~ a resui~prlmarv
care pl'(iViders, who usually assume the role of care cootdlnator, mayor may not be aware.ohh!:!lr
patients' eoronalilrus-related ED vtslts:or 1n1>at1ent stay!!. These factors represent Important e)atmples of
why.pographlc or pc,pulat!on-based measure a.ttrlbut!on models are needed to supportteam•based,
cootdlnated emergency responses;
NQFwlll col)vene amultlstakeholdertornmttteeto make rt1cornm!:!ndatlqn~ fordE!Velor>ln,
geographicalfpopulatlon-based attt1b1.1t1on1T1odeisapplltabti! to the quality measurement of hlgh-'iltUltv
emergencycareS!:!nsrtrve conditlomtlECSCslresultlngfront masscasualtvlncidents;.suehasthe: C:QVJD19 pandemfc, trauma resultlngfrom mass shooting or bombln& natural dlsasters(e,g., hurricanes;
wildfires, and earthq~kes), and otherpubnc health emersencres.
Patlent-btrectedOUtcon'll$
PatrentandfarriHyengagementarelncreastngly.acknowledpd as key components of a comprehensive
strategy, along Wlth performan:celmprQvementandaccountabllltv to achieve a· high quality; affordable
healthsystem, Eml!f'$llllJEMdel'lce affirms that patients who are engaged In thelrcare:tend to
experience better outcomes. and choose less costly but effective Interventions, such asphyslcaltherapy
for low back pain, after partlcfpatlngln a proce~ofshared deelslon:maklng,
NO,: cont.inuasto strategtcallyfocus ()fl includlng.the:patlenfperspectlvewlthln theC:Onsensus
Development Pli>CeS$ (CDP) and during the revl!:!W ahd evaluation of measures, 1naddit1on: to expanding
upon measurement for PROs. High lighted below are twoCMS~funded projetts thatemphaslze efforts to
address patient outcomes;
Patient arnl:Caregfile:rEngagement (P.ACE}Advlso,yGroup
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NQF values the patlentand caregiver volcaln the endorsement proces5;whlch resulted ln the:convenlng
of the Patlent.andCareglver Engagement(PACE) Advisory Gl'Qupto prollfde guidance.on NQF's
rnrtratlves to enhance.patient and tareglvetengagementon NQF stand1na.comm1ttees, such as
providing assistance v.tlth recruiting patients/caregivers during the CDP nqmlnatlons cvcle, developfnga
patlent[careglvercriP ortentatlon sessft>n,and deve1t>1>1hga pilot mentotshlp program to support n!:!W
patients/caregivers on CDP Standing committees. The PACEAc:Msorv GroUf),. composectof t!i patient
and caregiver representatives, Pl'Ql'!dEldll)pUton strate~for rei;rultlng patlents.;md c:areglvers,
redutlngbarr1erstopat1entandcareglverpartlelpatton, and preparing patients and caregivetsto
participate suctesstU11y1n committee dlscuufons. To. sur>port new patients. and careglvert on
committees, NQFlnstltute.d ii mente>rshlp program for n!:!W patlents ancl i;aresivers thJtwas
1mprttmented torthe fall 2020 endorsement measure evaluation cycle; NQF also worked wrttfStand1ng
committee co-chairs to actively engage patients and caregivers In meetings to provide their perspecttve,
enhancing committee delfberatJonsand suppc,rtlngstakE!holder diversity.
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Patient-Reported Qutc:omes (PROS): Best Practices Off Selection qnd Datq Collection
Thfs CMS funded project addressed the barriers faced fn the adoption of patlent•reported outcomes
(PROs) and patient-reported outcome perfprmance measures (PRO-PMs}~ The project reviewed five
commonly used PRO categories, then presented four best praetlcesJorPRO selection in clinical care.
ldentlfled In the report are ways to engage patrents lnamultlstakeholder selectfon process as the voice
of patients; faml!Y h'!l!mbers, and caregNers 1~ critical to the PRO selection process. Also outlfnecun the
report ls guidance to cllnfcfaris and organizations that 1:an be used In addressing barriers In care
management and planning, barriers that affect the;selectlon and Implementation of PROS and PRO-PMs.
The final report re\ilewS commonly used PRO categol'.leS and discusses ~st practices fur PRO. selection.
Building a lfoadmap From Patient-Reported OutcomeMeasures to Pattent-Repotted:OutcomePerfortnance Measures
Commencing in late 2020, the project wm convene a multlstakeholdi?r Te1:hnlcal Expert Panel {TEP) to
help Identify attributes of high quality patient-reported outcome measures {PROMs) and to provfde
guidance to measure developers on how to develop digital PRO-PMs based on those PROMsthrough a
step-by-step roadmap. The TEPwlll Include patli?nt representatives who have 11\ied experience with
chronic pain and functional llmltatlons, two condition areas that have a slgnlfrcant number of exlsttng;
vaffdated PROMs.
EHR-Sourced Measures
NQF has Identified the ablllty of EHR systems to connect and exchange data asan fmportant aspect of
quality. healthcare. However, electronle cllnleal quaUty measures (eCQMs) and EHi\ data are not enough
to enable automated quality measurement. Currently, NQF has endorsed nearly 540 healthcare
performance measures with only 34 of these being eCQ.Ms. Although the number of endorsed eCQMs Is
low, several. measures In Na.F's portfolio are quality measures that rely on data that come from an EHR,
which NQF refers to as EHR-sourced measures. As evolving te1:hnologies emerge, there will bea greater
need to promote the transformation of these EHR-sourced measures to dlgital. health and.support the
adoption of digital quality mesure'!i, c,r dO.Ms.
However, to better understand the potential of Improving quality measurement with the use of EHR
data for cflnlcaf quality measures, or co.Ms,. !tis rmportantto examine the current state of EHR data
quality, To that.end, CMS funded a new Initiative that focuses on the need to coordinate care using EHRsourced quality measurement.
Leveraging Electronic Health Record (EHR)-SOurced Measures to Improve tol'f! Commullklatic»'I and
Coordlnat/on
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Measuring care Comrnunlcatlon and coordination has been challenging because of the.array of
approaches and interventlons;:.difficulties in measuring.specific activities.and in generalizing program
success; and linking approaches to Improved outcomes.This need for increased care communlcatloli
and coordination has been underscored by the challenges of soda I distancing a'nd the number of
patients seeklngtelehealthservices due to COVID-19. care coordination isan effective tool to
streamline ctimmuntcatlon bet\Veen each ellnlcian, patient.and caregiver throughout the.continuum of
care. ln coordinated care, healthcare teams should stnve to understand and tmplement.a cohesive care
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48167
plan In which goals do not change as the patient moves from setting to setting (WIiiiams, 2020) so that
they do not experience duplicative testing and treatments that increase patient risks.
EHRs are primarily designed to support patient care and billing, but they also contain tools and specific
design features that aid In capturing data for secondary uses, such as care coordination. EHRs have the
potential to improve care coordination and how It Is measured during the challenges of a pandemic.
In 2020, NQF continued the implementation of an 18-month project {initiated in 2019) to identify the
causes, nature, and extent of EHR data quality issues, particularly as they relate to measure
development, endorsement, and Implementation. This newly funded project will Identify best practices
to leverage EHR-sourced measures to improve care communication and coordination quality
measurement In an all-payer, cross-setting; and fully electronic manner.
IV.
Quality and Efficiency Measurement Initiatives (Performance Measurement)
Section 1890(b){2) and (3) of the Act requires the consensus-based entity (CBE) to endorse standardized
healthcare performance measures. The endorsement process must consider whether measures are
evidence-based; reliable; valid; verifiable; relevant to enhanced health outcomes; actionable at the
caregiver level; feasible for collecting and reporting, responsive to variations /fl patient characteristics,.
such as health status; language capabll/tles, race or ethnicity, and Income level; and consistent across
types of healthcare providers, including hospitals and physicians. In.addition, the CBE must establish and
Implement a process to ensure that measures endorsed are updated {or retired If obsolete) as new
evidence Is developed. The CBE Is required to describe these duties In this report pursuant to section
1890{b}(S}{A)(l}{III) of the Act.
cro.cutting Projects to Improve the Measurement Process
Performance measures rely on evidence-based research and scientific methodology to ensure highly
reliable and valid outcomes that represent and influence patient tare. To that end, With funding from
HHS, NQF undertook new work to expand the science of quality measurement.
Risk Adjustment
The quality measurement enterprise seeks to llnk payment to quality of care, generally known as valuebased purchasing (VBP). For VBP to be successful, patients need accurate and reliable information on
provider performance to make Informed decisions. In addition, providers need comprehensive, rellable,
and timely Information to make quality care decisions that result In Improved outcomes for patients
while being held accountable for those outcomes in afair and comparable manner. To level the playing
fleld, risk adjustment methods have been applled to many measures, but not all, and not. In a
standardized method across measures. As part of NQF's COVID-19 response, assessing risk factors
continues to be of high Importance when considering social risk adjustment.
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Risk-adjusting measures to account for differences In patient health status and cllnlcal factors (e.g.,
comorbldltles, severity of illness) that are present at the start of care have been widely accepted and
implemented (Blum Alexander B. et al., 2014; Franks & Fiscella, 2002). However, the increased use of
outcome and resource use measures In payment models and public reporting programs has raised
concerns regarding the adequacy and fairness of the risk adjustment methodologies used In these
measures, especially as it relates to functional status and social risk factors, such as income, education,
social support, neighborhood deprivation, and rurality (Bernheim et al., 2016; Chatterjee & We mer,
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Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
2019). Functional risk factors are lmportantto examine since they may mediate the relationship
between social risk, quality outcomes, and resource use. Measure developers have long expressed a
need for technical guidance on developing and testing social and/or cllnlcal risk adjustment models for
endorsement and maintenance and the appropriateness of a standardized risk adjustment framework
(National Quality Forum, 2017). Moreover, risk adjustment of functional status-related factors within
quallty measurement Is under-explored and underutlllzed for comparing provider performance between
health outcomes and resource use.
For this effort, NQF will build upon several years of work on developing guidance for risk adjustment
model development, including NQf's Disparities Prolel;t and the Social Risk Trial. In late 2020, NQF
assembled.a TEP to work toward consensus decisions that yielded a scholarly environmental scan report
regarding the current state of data sources used for risk adjustment, functional or social risk factors
avallable for testing, and approaches to conceptual and statlstlcal methods for risk adjustment. In 2021,
the TEP will use the results of the scan to develop technical guidance for measure developers that
Includes emerging good and best practices on when and how to adjust for functional and social risk
factors In measure development,
Social Risk Trial
In 2014, NQF published a !'.!m.!2!l recommending that performance measures should account for factors
outslde the provider's control, such as a patient's age, gender, comorbld conditions, and other social
determinants of health. Often; healthcare outcomes are not solely the results of the quality of care
received but can be Influenced by social risk factors. Beginning In 2015, NQF Implemented the first
Social Risk Trial, a two-year effort between 2015 and 2017. During this period, NQF relaxed the policy
against social risk adjustment In reviewing outcome measures submitted for endorsement or reendorsement. Soon after the trial, NQF released a final report In August 2017, reaffirming the
recommendation In their 2014 report that performance measures should be risk-adjusted for social risk
factors when conceptual reasons and empirical evidence demonstrate It Is appropriate • Also,
stakeholders called for continuous efforts to examine some of the technical Issues that remained
lnconclusfve at the end of the first trial. In response to stakeholders' concerns, HHS has funded NQf to.
implement the second Social Risk Trial, a three-year effort that began In May 2018 and will conclude in
May 2021.
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As part of this funded work, NQf has continued working with the Disparities Standing Committee and
the work of the Social Risk Trial, building upon the lessons of the Initial NQF•funded lnltiatlve. In 2020,
the Disparities Committee met during two virtual meetings to review the risk-adjusted measures for the
spring 2020 cycle submissions, review the risk models in use, and Interpret results. The graphic below
(Figure 1) provides a breakdown of the total measures reviewed, including the number of outcome
measures, those measures with a conceptual rationale for Inclusion of social risk, and a final number of
measures that used some form of risk adjustment.
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
••~~1
48169
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Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48172
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NQF's multlstakeholder Committees, composed of stakeholders from across the healthcare landscape
(e.g., consumers, providers, patients, payers, and other experts), review both previously endorsed and
new measures submitted using NQ,F's measure evaluation criteria. All measures submitted for NO.F
endorsement are evaluated agalnst the following criteria:
•
•
•
•
•
Importance to Measure and Report
Rellablllty and Valldlty-Sclentlfic Acceptablllty of Measure Properties
Feaslblllty
Usability and Use
Comparison to Related or Competing Measures
Measure Endorsement and Maintenance Accomplishments
NQF's measure portfollo Includes measures from 14 cllnlcal and cross-cutting topic areas. The following
paragraph hlghllghts Its Importance and the outputs from the endorsement process during the spring
and fall cycles.
All-Cause Admissions and Readmissions
Unplanned returns to the hospital, Including visits to the ED, are costly, common, and potentially
avoldable (Auerbach et al., 2016; Collins et al., 2014). Studies have shown that patients discharged from
the hospital have an Increased risk for being readmitted, and approxlmately a third of these
readmissions are preventable (van Walraven et al., 2011). The Agency for Healthcare Research and
Quallty (AHRQ) found that roughly 3.3 million US readmissions In 2011 occurred within 30 days of
discharge and contributed to a total cost of $41,3 bllllon across all payers (Hines et al., 2014).
Furthermore, studies have shown that patients discharged from an Inpatient hospltallzatlon are at an
Increased risk of an ED encounter (Hastings et al., 2008). From 2006-2016, the annual number of ED
visits In the US Increased by nearly 25 percent, representing an opportunity to Improve care transitions
that avoid an unnecessary escalation of a patient's condition (Ru! et al., 2016).
The review and evaluation of admissions and readmissions measures continue to be a priority,
speclflcally the endorsement of hospltal-wlde and condition-specific measures (e.g., renal,
cardlovascular, and surgery) for various care settings, Including hospitals, home health, skilled nursing
faclfltles, long-term care facllltles, Inpatient rehab facilities, Inpatient psychiatric faclllties, and hospital
outpatient/ambulatory surgery centers. Currently, there are 34 NO.F-endorsed measures in the All-Cause
Admissions and Readmissions portfollo, many of which are part of several federal quallty Improvement
programs.
The All-Cause Admissions and Readmissions Standing Committee evaluated one new measure against
NQF's measure evaluation criteria during the fall 2019 cycle. This measure was lnltlally submitted for
review during the spring 2019 cycle. However, due to concerns with Committee quorum and a lack of
clarity on measure testing Information presented during the spring 2019 post-comment call, this
measure was deferred to the fall 2019 cycle. The measure was ultimately endorsed.
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In the spring 2020 cycle, the Standing committee evaluated two newly submitted measures and three
measures undergoing maintenance review against NQF's measure evaluation criteria. Four measures
were endorsed while one measure did not meet the criteria for endorsement. This was due to concerns
around valldlty and the adequacy of the correlations of the measure score to other renal-focused quality
measures.
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48173
Nine measures, seven maintenance and two new, were reviewed during the fall 2020 cycle. The final
endorsement decisions will be finalized in 2021.
Behavioral Health. and Substance use
Behavioral health Is composed of not only mental health, but also substance use disorders (SUDs) and
represents a key construct of healthcare across the globe, unified by brain-based etiology and
behavioral symptomology. A comprehensive annual report of behavioral health prevalence data is found
In the Substance Abuse and Mental Health Services Administration's (SAMHSA) National Survey on Drug
Use and Health (NSDUH). Results from the 2018 NSDUH Indicated that 19.3 million Americans age 18
years or older suffered from an apparent SUD (not including tobacco dependence), and 47.6 million
Americans age 18 years or older suffered from a mental Illness. This rate Is consistent with other
epldemlologlc studies that have previously revealed the prevalence of behavioral health conditions !rt
the US (Kamal, 2017). The 2018 NSDUH further discusses an important concern about US behavioral
healthcare: Only 10.2 percent of persons age 12 years and older with SUDS reported receiving treatment
during that year and only 43,3 percent of persons age 18 years and older with any mental Illness
reported receMng care for that condition (Bose.et al., 2017). These gaps In behavioral health pathology
and treatment represent unmet needs among those with behavioral health conditions.
The review and evaluation of behavioral health measures have long been a priority of NQF with
endorsement for mental health and SUD measures going back more than a decade. At present, there are
42 NQF-endorsed behavioral health measures.
During the fall 2019 cyde, the Behavioral Health and Substance Use (BHSU) Committee evaluated seven
measures for endorsement. The cycle Included the evaluation of measures, lhtludlhg the use of physical
restraint and secfuslon, follow-up after ED visits for two newly submitted measures, and five measures
undergoing maintenance review against NO.F's standard evaluation criteria. Five measures were
endorsed while one measure did not meet the criteria for endorsement. This was due to evidence
concerns. Addltlonally, one measure was withdrawn from consideration by the measure developer;
During the spring 2020 cycle. the BHSU Committee evaluated one newly submitted measure and two
measures that underwent maintenance review against NQF's evaluation criteria. One measure received
endorsement while the other two measures did not meet the criteria due to Insufficient evidence
supporting one measure and validity concerns associated with exclusion criteria for the other.
Four measures, two maintenance and two new, were reviewed during the fall 2020 cycle. The final
endorsement decisions will be finalized in 2021.
Cancer
Cancer Is the second most common cause of death In the US, exceeded only by heart disease (Howlader
et al., 2020), The National Cancer Institute {NCI) estimates that in 2020, 1.8 million new cases of cancer
would be diagnosed In the US and over 600,000 people will die from the disease (Marlotto et al., 2011).
Furthermore, nearly 40 percent of all men and women In the us wlll develop cancer during their lifetime
(American Cancer Society, 2020). In addition, diagnosis and treatment of cancer has great economic
Impact on patients, their famllles, and the US healthcare system. For 2020, NCI estimates that the Costs
for cancer care totaled could reach $174 bJlllon (Marlotto et al,, 2011),
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The cancer portfolio contains 18 NQF-endorsed measures that span various types of cancers (e.g.,
breast cancer, colon cancer, and prostate cancer). The Cancer portfolio also Includes measures that
focus on pain management, appropriate treatment, and diagnostic Imaging.
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During the fall 2019 cycle. the Cancer Standing Committee evaluated eight measures undergoing
maintenance review against NQF's measure evaluation criteria. All eight measures received
endorsement. For the spring 2020 cycle. the Cancer Committee evaluated one measure undergoing
maintenance review, which dl.d not meet the criteria for endorsement,
No measures were submitted.to the Cancer Standing Committee for the fall 2020 cycle.
Cardlollas.cutar
Cardlo.vascular disease (CVD), which comprises coronary artery disease (CAD), heartfallure (HF), stroke,
and hypertension, Is a significant burden In the us, leading to approximately one In four deaths per.year
and affecting 48 percent of adults.age 20 years and older (BenJamtn et al., 2019; Heron, 2016).
Considering the effect ofCVD, measures that assess cllnJcal care performance and patient outcomes are
critical to reducing Its negative Impact. Heart disease Is the leading cause of death In the US and stroke
Is the fifth leading cause (Heron, 2017).
the Clrdlovascular portfollo contains 41 NQF:.endorsed measures, Including measures for acute
myocardial Infarction {AMI), cardiac catheterlzatlon/percutaneous coronary Intervention (PCI),.
CAD/lschemlc vascular disease (IVD), HF, hyperllpldemla, and hypertension.
During thefall 2019 cycle. the cardlovascular Standing Committee evaluated one newly submitted
measure and six measures undergoing maintenance .review against NQF's measure evaluation criteria.
Four measures were. endorsed whlle three measures did not meet the.criteria for endorsement. These
three measures did not pass the Performance Gap criterion due to a lack of performance data. For the
sprJng 2020 cycle; four measures 1.1ndergolng maintenance review received endorsement.
Two maintenance measures were reviewed during the fall 2020 cycle. The final endorsement decisions
will be finalized In 2021.
cost and Ef/klency
In 2018,. healthcare spending In the US reached $3.6 trllllon, or approximately $11,172 per person
(Medicare Payment Advisory Commission, 2020). This level of spending accounted for 17.7 percent of
gross domestic product (GDP). Foretasts from 2018 to 2027 estimate that healthcare spending WIii
outpace GDP growth by 0.8 percent. This lntrease WIii raise the health share of GDP from 17.9 percent In
2017 to 19.4 percent by 2027.(Medlcare Payment Advisory Commission, 2020), Spending on the overall
Medicare program rs growing rapidly as well-from 15 percent of federal spending In 2018 to an
expected 17 percent by 2027 (Medicare Payment Advisory Commission, 2020), Improving heillth system
efflelency has the potential to simultaneously reduce the rate of cost growth and Improve the quality of
care provided. Cost measures are the building blocks to efficiency and value. It rs Important to note that
cost and resource use measures should be used In the context of and reported with quallty measures,
The Cost and Efficiency measure portfolio contains 10 measures of cost and/or resource use that are
both condition-specific (e.g., payments associated with 30-day episodes of care for pneumonia) and
non-condition specific (e.g., Medicare Spending Per Beneficiary).
·
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During the fall 2019 cycle, there were no measures submitted for evaluation. Rather, the Cost and
Efficiency Standing Committee held a topical weblnar to examine validity testing With respect to cost
measurement. For the ~prlng 2020 cycle, the Committee evaluated six new measures. Three measures
received endorsement whlle the other three did not meet the criteria for endorsement.
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48175
One maintenance measure was reviewed during the fall 2020 cycle. The. final endorsement decision will
be finalized In 2021.
6edatdC$. and Palliative Care
tmprovtng the quality of both pa11latlve and end-of-life care, and geriatric care more generallv, Is
becomlngJncreaslngly Important due to factors that have Intensified .the.need for lndlvlduall:ted, personcentered care; Some of these factors Include the. aging us population: the projected Increases In the
number of Americans with chronic .illnesses; disabilities, and functional. limitations; and increases In
ethnic and cultural diversity (Institute of Medicine; 2014), In 2018, the population age of 65 years and
older numbered 52.4 mllflon IndlvldUals {16 percent of the us population), and this figure ls expected to
increase to 94;7 million by 2060 {The Administration for Community Uving, 2020). Forty-six percent of
the nonrnstltutlonalfzed US population age 65 years or older has two or three chronic conditions, and 15
percent has four or more; Additionally, 46 percent ofth(!Se whO are 75 years of age and older re.port
lirnltations in physical functioning (the Administration forC:Ommunil:yUvfng, 2020; War:d & Schiller,
2013).
NQF's cµrrentportfollo Includes 36endorsed measu~ addressing:~enence with care, care planning,
pain manag:elt'M!nt, dyspnea management, care preferences, and quality of care at the end of lrfe.
During the fall 2019 cycle. the Geriatric and Palliative Care standfng committee evaluated two measures
undergoing maintenance review agalnst.NaF's measure evaluation Criteria. One measure was endorsed,
whlle the other did not meet the measure evaluatlOn criteria. The Committee did not evaluate any
measures during the spring 2020 cycle;
Fout measures, all undetgoJfil maintenance; were reviewed dlli'lhl the fall 2020 cycle. The final
endorsementdeclslons will be flnallzed lh 2021.
Neurology
NeurolOgical condltlonund Injuries affect nillllons of Americans each yea rand take a significant toll on
patients, famlUes, and caregivers. Addltlonally, blllfons of dollars ai:-e spent on tr-eatment, rehabilitation,
and lost or reduced earnlngs.(centers for Disease control and Prevention, 2020b). Stroke, a leading
cause of neurological injury, is the fifth leading cause of death and disability in the US and is ranked as
the second-leading cause of death worldwide (Centers for Disease control and Prevention, 2020b).
Stroke remains a perslstentpubllc health concern and continues to present con11d.erable
sociodemographic and economic implications natfonally,Alzheimer's.dlsease is the most common form
of dementia, With an estimated flvemllllon Americans IMng with the disease. An estimated 14 mmron
people.WIii have Alzheimer's by 20so;
NQF's current Neurology portfolio lncludes.12 endorsed measures on the diagnosis ahd treatment of
stroke and subarachnoid hemorrhage, as.well as carotid arterystenosis management,
During the fall 2019 cycle. the Neurolcgy Standing committee reviewed two maintenance measures and
recommended both measures for continued endorsement. The COmmltteedld not review any measures
in the spring 2020¢Vcle. Therefore, NQF held a spring 2020topical webtnarto provide an update on the
state of the current neurology portfolio.
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one new measure was revJewed during the fall 2020 cyde. The final endorsement decision win be
flnaflzed In 2021.
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Patient Experience and Function
The Implementation of patient-centered measures ls one of the most Important approaches to ensure
that healthcare in the US reflects the goals, preferences, and values of care recipients. Patient· and
family-engaged care ls planned, dellvered, managed, and continually Improved In active partnership
with patlehts and their familles (or care partners as defined by the patient). As such, effective engaged
care must adapt readily to individual and family circumstances, as well as differing cultures, languages,
disabilities, health literacy levels, and socioeconomic backgrounds{Agencyfor Healthcare Research and
Quality, 2018; Frampton et al., 2017). The coordination of care ls an essential component to the
improvement of patient experiences and .outcomes, Poorly coordinated and fragmented care not only
compromises the quality of care patients receive, but may also lead to negative unintended
consequences, Including medication errors and preventable hospital admissions (Schultz et al., 2013).
For patients living with multiple chronic conditions, Including more than two-thirds of Medicare
beneficiaries, poor care transitions between different providers can contribute to poor outcomes and
hospltallzatlons (Centers for Medicare & Medicaid Services, 2019a),
The NQF Patient Experience and Function (PEF) Committee was established to evaluate measures within
this topic area for NQF endorsement. NQF has endorsed over SO measures addressing patient
experience of care, patient functional status, moblllty ahd self-care, shared decision making, patient
activation, and care coordination.
For the fall 2019 c:ycle, the PEF Committee reviewed two maintenance measures. The Committee
recommended one measure for continued endorsement and did not recommend the second measure
due to concerns related to data element level reliability, During the spring 2020 cycfe. the Committee
evaluated one newly submitted measure and three measures undergoing maintenance review against
NQF's measure evaluation criteria. All four measures received endorsement.
Two new measures were reviewed during the fall 2020 cycle. The final endorsement decisions will be
finalized In 2021.
Patient Safety
The Institute of Medicine (IOM) report, To E" Is Human: Building a Sa/er Health System, published In
2000, treated a movement by Individuals and Institutions to closely exam Ihe the avoidable harms In
healthcare (Institute of Medicine (US) Committee on Quality of Health Care In America, 2000). These
Included hospital-based medical errors, adverse drug events, Injuries from surgery, falls, pressure ulcers,
and other causes of preventable morbidity and mortality. Despite 20 years of progress. since the
publication of that report, medical errors and other patient safety events remain common across all
settings of care. There has been demonstrated Improvement In specific areas, Including the reductloh of
hospital-acquired Infections. However, the scale of Improvements lh patient safety has been llmlted.
Many Interventions to Improve patient safety have been effective, but many others have proven
Ineffective, and the effectiveness of many Interventions Is unclear. Nevertheless, the US healthcare
system Is not a hlgh-rellablllty system. Today, patients commonly experience potentially preventable
harm, and It Is estimated that medical errors are the third leading cause of deaths In the US, accounting
for more than 250,000 deaths per year (Makary & Daniel, 2016).
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The NQF portfolfo. of safety measures contains 60 measures, spanning a variety of topical areas ahd
Includes outcomes as well as Important, measurable processes In healthcare that are associated with
patient safety, Public accountablllty and quality Improvement programs use many measures from the
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48177
NQF portfollo. OVer more than a decade, NQF's portfolio has expanded to address current and evolving
publlc health Issues, such as the opioid crisis. As EH Rs have become Increasingly prevalent In healthcare,
It Is Important to develop measures that monitor and Improve safety events that may be caused by the
technology Itself,
For the fall 2019 tytlg, the Patient Safety Standing Committee evaluated one newly submitted measure
and three measures undergoing maintenance reVlew against NQF's standard evaluation criteria. The
Committee recommended all four measures for endorsement. For the spring 2020. cycle. the Patient
Safety Standing Committee evaluated one newly submitted measure and one measure undergoing
maintenance review. Both measures received endorsement.
Eight maintenance measures were reviewed during the fall 2020 cycle. The final endorsement decisions
will be flnall2ed In 2021.
Perinatal and Women's Health
Access to high quality care for women of reproductive age before and between pregnancies-including
pregnancy planning, contraception, and preconception care-can significantly reduce.the risk of
pregnancy-related complicatlons, such as maternal and Infant mortality, and improve the overall health
of women and children. Access is vitally important as the maternal mortality rate for Black women in
2018 was more than double. that of White women and three times the rate for Hispanic women (Hoyert
& Mlnll'lo, 2020), Black patients also experience significantly more severe maternal morbidities than
White patients (Howell et al., 2016).
The Perinatal and Women's Health portfolio includes 18. endorsed measures on contraceptive care,
reproductive health, pregnancy, labor and delivery, postpartum care for newborns, and childbirth•
related Issues for women.
During.the fall 2019 cycle. the Perinatal and Women's .Health Standing.Committee reviewed one
measure for endorsement, which focused on contraceptive care. This measure received endorsement.
For the spring 2020 cycle, the Committee evaluated six measures related to care delivered Immediately
before and after birth, Including labor and delivery care, practices to promote positive health outcomes
for mothers and Infants, and unexpected negative Infant health outcomes. All six measures received
endorsement.
One maintenance measure was reviewed during the fall 2020 cycle. The final endorsement decision will
be flnallzed In 2021.
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Prevention and Popu/otlon Health
Traditionally, medical care has been the primary focus of efforts to Improve the health and well-being of
lndlvlduals and populations •.As a result, nearly all national health expenditures have been attributed to
healthcare services. Yet, medical care has a relatively small Influence on health outcomes when
compared to Interventions that address smoking, lower educational attalnment, poverty, poor diet, and
physical environmental hazards {e.g., unsafe housing and polluted air) {Eggleston & Finkelstein, 2014),
There ls growing recognition of the role of social determinants of health (SDOH) In Influencing health
outcomes, Maintaining and Improving the health and well-being of Individuals and populations wlll
require a multldlsclpllnary, multlfactorlal approach to address SDOH (Office of Disease Prevention and
Health Promotion, 2020), Performance measures are needed to assess Improvements In population
health, as well as the extent to which healthcare stakeholders are using evidence-based strategies (e.g.,
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prevention programs, screening, and assessments for community needs}. To support this effort, NQF
endorses and malntalns perfotmance measures related to prevention and population hearth through a
multlstakeholderConsensus Development Process(CDP}.
The NQF Prevention and Population Health's portfolfo of measures Includes measures for health-related
behaviors to prc,mote healthy living; CQmmunity-level ll'ldltators of health and disease; social, etonomrc,
and environmental determinants of health; primary prevention and/or screening; and oral health.
Durlngthefall 201!lcycle. the. Commfttee reviewed one maintenance measure and.two new composite
measu~ for endorsement. One measure was endorsed whlfe the other measure did not meet the
must-pi!Ss cl'iterla of the Quality Construct ofCo.mposlt!. For the spring 2020 cycle, the Commrttee
reviewed two measures for maintenance of endorsement. One measure was endorsed; however, the
second measure did not pass on valfdlty, a must-pass criterion •.
One new composite measure was reviewed during the fall 2020 cycle. The fl rial endorsement detlslon
wm be flnallzed rn 2021.
Primary Core ilitd Cl,ronitlllness
Primary tare providers serve as the most common healthcare contact point for many people within the
US. As such, primary care has a central role In Improving the health of people and populations. Primary
care practitioners work with eath patient to manage the health of that lndlvldual.. in the primary care
settintJ, the diagnosis and treatment of the patientfocus on the health ofthe entire patient ilnd riot a
slntJledfsease. Chronic mnessesare long~lastlng, or persistent health conditions or diseases that patients
and providers must manage on an ongoing basis. The Incidence, Impact, and cost of chronic disease. ls
increasintJ in the US. For example, more than 30 million Americans {9.4 percent} are living with diabetes,
and in 2017~ the US spent $237 billion on diabetes care, makfng It one of the most expensive health
condttlOhs (centers for Disease Control and Prevention, 2017). In addition, studies have estimated the
yearly costs for glaucoma, rheumatoid arthritis, and hepatitis Cat $5.8 btlllon, $19.3 bllllon, and $6.5
billion, respectively (Birnbaum et al.,. 2010).
The .review and evaluation of measures affecting primary care and deallng wlttrchronlc Illness have long
been a priority of NQF, with endorsementfor such measures going back to Its inception. At present,
there are 48 l>,IQF-endorsed Primary Care and Chronic Illness {PCCI) measures. The PCCI Committee
oversees the measurement portfolio used to advance accountablllty and quality In the delivery ct
primary care services.
During the fan 1019 cycle. the PCCI Committee reviewed sfx maintenance measures fol' continued NClF
endorsement. All siX measures retained endorsement. DUrintJthe spring 2020qcie. the Committee
reviewed three new measures against NQF's measureevaluatlon criteria. All three measures did not
meet validity, a must-pass criterion. This was due to concerns of a lack ofupper age llmlts for one
measure, feasibility concerns related to a lack of options for primary care providers to meet one
measure's numerator, and roncems related to the evidence base to supportanother measure.
Seven measures, three maintenance and ft>ur new measures, were reviewed.during the fall 202() cycle.
The flnalendorsement decfslons wur be flnallzed In 2021.
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Renal
Renal disease ts a leading cause of morbidity.and mortality In the OS.. More than 36 mllllon adults (14
percent of the adult population} have chronic kidney disease {CKD} (McCullough et al., 2019). Left
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48179
untreated, CKD can progress to an advanced state of kidney dysfunction known as end-stage renal
disease (ESRD) and a host of other health compllcatlons, such as CVD, hyperllpldemla, anemia, and
metabolic bone disease. Currently, over half a million people In the US have received a diagnosis of ESRD
{Saran et al., 2019). Considering the high mortality rates and high healthcare utilization and costs
associated with ESRD, the need to focus on quality measures for patients with renal disease Is of the
highest Importance. Quallty measurement plays a central role In facilitating Improvement In the quality
of care received by CKD patients, especially those on hemodlalysls {HD). NQF-endorsed kidney care
measures are used in several quality and performance Improvement programs administered by CMS,
such as Dlalysls Faclllty Compare and the ESRD Quality Incentive Program (ESRD QIP).
The NQF Renal Committee seeks to identify and endorse performance measures for accountability and
quality Improvement thataddress conditions, treatments, Interventions, or procedures relating to
kidney disease. The Committee's portfolio of 21 measures consists of metrics focused on hemodlalysls
access, monitoring, and outcomes, as well as various kidney-related treatments and safety
considerations.
During the fall 2019 cycle. the Renal Committee evaluated one maintenance measure for continued NQF
endorsement. This measure retained Its endorsement status. For the spring 2020 cycle, the Standing
Committee evaluated three measures undergoing maintenance review against NQF's standard
evaluation criteria. Two measures were endorsed, while one measure did not receive endorsement due
to Insufficient evidence to support the measure focus.
Two measures, one new and one maintenance, were reviewed during the fall 2020 cycle. The final
endorsement decisions will be finalized In 2021.
surgery
In 2014, there were 17.2 million hospital visits that included at least one surgery. Of these surgeries,
over half of them occurred in a hospital-owned ambulatory surgical center (Steiner et al., 2020). Quality
measurement In surgery is essential to Improve outcomes for the millions of Individuals undergoing
surgery and surgical procedures each year. The Surgery measure portfolio includes 66 measures that
address surgical care, Including perioperatlve safety, general surgery, and a range of specialty surgeries.
During the fall 2019 cycle, the Surgery Committee evaluated one measure undergoing maintenance
review against NQF's measure evaluation criteria. This measure was endorsed. For the spring 2020 cycle.
the Committee evaluated one measure undergoing maintenance review. This measure retained Its
endorsement status.
Eight measures, all undergoing maintenance, were reviewed during the fall 2020 cycle. The final
endorsement decisions will be finalized in 2021.
v.
Stakeholder Recommendations on Quality and Efficiency Measures and National
Priorities
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Section 1890{b)(7)(A){I) of the Act requires the CBE to convene multistakeholder groups to provide input
on the selection of certain quality and efficiency measures from among: (i) such measures that have been
endorsed by the CBE; and (If) such measures that have not been considered tor endorsement by the CBE
but are used or proposed to be used by the Secretary for the collection or reporting of quality and
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efficiency measures. Additionally, CBE must convenemu/tistakeholder groups to provide fnput on
national pr/oritiestor Improvement In population health andln de/Ne,v of health core serwcesfor
consideration under the National Quality Strategy. The CSE Is required to describe these duties In this
report pursuant to section 1890{b)(S)(A1(i)(VI) of the Act.
Measure Applications Partnership
Under.sectlon1890A(a)ofthe Act, HHS ls required to establish a pre-rulemaklng process underwhfch the
CSE would convene mu/tistakeholdergroups to provldt! Input to the Secretary on the selection of quality
and efficiency measuresfor useln certain federal programs. The list ofquallty and efficiency measures
HHS ls considering.for selection Is to be publicly published no later than December 1·ofeach year, No
tater than February 1 of each year, the CBE1s to repart the input of the multistakeholdet groups, which
wlll be considered by HHS In the selection ofquality ande[flelency measures.
Since Its Inception rn 2011,. NQf has cc>nvened the Measure Applications Partnership {MAP) tc> provide
guidance on the use of performance measures In federal healthcare quaflty programs. These
recommendations are made by MAP through its pre-rulemaking process, which enables a
multistakehokfer dialogue to assess measurement ptioritfesforthese programs. MAP Includes
representation from both the public and private sectors and Includes patients, clinicians; providers,
purthasers,.and. payers. MAP reviews measures. that CMS fs considering fur implementation and
provides guidance on their acceptability and value to stakeholders.
MAP Is composed of three setting-specific workgroups (Hospital, cIInIc1an, and POst-ACtlte/lol'li-'Wrm
Care), one populatlon-speclflc workgroup {Rural Health), and a Coordinating Committee that provides
strategic guidance and oversight to the.workgroups and recommendations. MAP membership rs
representative Of users.of performance measures and over 1as healthcare leaders from 90
organizations. MAP conducts Its pre-rulemaldng work In an open and transparent proc;ess; as the 11st of
Measures Under Consideration (MUCs) Is posted publicly, MAP deliberations are open to the public, and
the process allows for the submission of both oral and wl'ltten public comments. to Inform MAP
considerations:.
MAP's aim IS to provide tnputto CMS that ensures the measures used In federal programs are
meimlngful to all stakeholders. MAP focuses on recommending measures that empower patients to be
active healthcare consumers and supports their decision maklng;.are not overly burdensome on
providers; and can support the transition to a system that pays for value of care. MAP strives to
recommend measures thatwlll enhance quality for all A~rlcans While ensuring that the transitiOn to
value~based payment(VBP).and alternative payment rriodels {APMs) brings better care arid access while
reducing costs for all.
MAP 2')19-2020 Pre-Ruleinaklng Recommendations
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MAP published the results of Its 2019-2020 pre--rulernakrng dellberattons In a sel'ies of reports delivered
In February and March 2020. MAP made recommendations on 18 meiisures under consideration for
nine CMS quality reporting and VBP programs covering ambulatory, acute, and post-acute/long-term
care settings. A summary of this work Is provided below; Jn addition, MAP began Its 2020~2021 pre-rulemaklng efforts In December 2020 to provide Input on 20 measures under consideration for eight
CMS programs. final recommendations along with a detailed report are expected iri February 2021.
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48181
MAP's pre-rulemaklng recommendations reflect Its M11asure Selection <;;rltecla and how well MAP
belleves a measure under consideration (MUC)flts the needs of the specified progtam. The MAP
Measure Selection Criteria are designed to demonstrate the characteristics ofan Ideal set of
performance measures. MAP underscores the need for evidence-based,. scientlflcally sound. measures
while minimizing the butden of measurement by fostering alignment and ensuring measures are
feasible. Moreover, MAP promotes alfgnment across the public and private sectors, person-centered
measurement; and the reduction ofhealthcare disparities.
MAP Rural Health Workgroup
As recommended In the 2015 NQF report on Rural Health, NQF reconvened the MAP Rural Health
Workgroup In the fall of 2019 to provide Input Into the CMS annual pre-rulemaklng proces$. 'This
workgroup consists ofexperts In rural health, frontllne healthcare providers who serve In rural arid
frontier areas, Including tribal areas and patients from these areas. The role ofthe workgroup Is to
provide rural perspectives on measure selection for CMS program use. This Includes noting measures.
that are challenges for rural providers to collect data on or report. about and any unintended
consequences for rural providers and residents. The Rural Workgroup reviewed and discussed this year's
MUCs for various CMS quality programs. NQF provided a written summary of the workgroup's feedback
to the Hospital, Cllnlclan, and PAC/LTC Workgroups to aid In their review ofthe measures. To provide
a.ddltlonal Input and represent the rural perspective, a IlaIson from the Rural Workgroup attended each
of the setting-specific workgroup meetings. several themes emerged that should be considered when
assessing qualltv In the rural settings: a shortage of behavioral health spec!allsts creating a challenge for
ensuring timely follow-up for behavioral health appointments; dlfflcultles In Information exchange at
some rural facllltles due to a lack of Integrated data systems, cost of eCQM reporting Infrastructure, and
reporting rules that a.re difficult for rural providers to meet. Addlt!onally, the workgroup not.ed that
there may be a lack of transportation options for patients In rural settings, so telehealth options for
medical visits are especially pertinent for patients In. this setting. Low case-volume co.ntlnues to be a
challenge for performance measurement In rural.areas.
MAP C:llnldan Workgroup
'The MAP Cllnlclan Workgroup reviewed 10 MUCs from the 201911st for three programs (listed below)
addressing health plan, cllnlclan, or accountable care organization (ACO) measurement, making the
following recommendations organ12ed by program.
Merit-Based Incentive Paytnent System (MIPS) - MIPS was establlshed by.section 101(c)of the
Medicare Access and CHIP Reauthorization Act of 2015 (MACRA). MIPS Is a pay-for-performance
program for ellglble clinicians and applies positive, neutral, and negailve adjustments to Part B
payments for covered pr.ofesslonal services furnished by MIPS eligible cllnlclans based on performance
In four categories: quality, cost, promoting lnteroperablllty, and Improvement activities. MIPS Is one of
two tracks In the Quallty Payment Program (QPP).
MAP revlewe~ four measures for MIPS and made the following recommendations:
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Support. MAP supported one measure for rulemaklng related to total hip and total knee
arthroplasty,
Condltlonal Support. MAP conditionally supported two measures pending receipt of NQF
endorsement. The two measures were related to all-cause hospital admissions and appropriate
vascular access for hemodlalysls,
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No Support With Potential for Mitigation. There was one measure considered that MAP did not
support for rulemaklng with potential for mitigation. This measure was associated with hospital
admissions for patients with multiple chronic conditions,
Within the MIPS measure set, MAP Identified several gaps, speclflcally in the areas of primary care1
access, continuity, cQmprehenslon, and care coordination.. MAP atso.sugg~ted that CMS consider
adding measures that determine whether a course of therapy is indeed the bestfor the patient to
optimize reductlcms Tn cost and harm. MAP also emphasized measures of diagnostic accuracy and
primary care PROMs.
Measures for MIPS on the 2019 MOC llstwere under consideration for petentlal rmptementatlon In the
2021 measure set, affecting the 2023 payment year and future years.
Medicare Shared Savlnas Prosrarn - Sectlon 3022 of the Affordable care Act (ACA} treated the Medicare
Shared Savings Program. The Shared SaVlngs Program creates a voluntary opportunity for providers and
suppliers to longltudlnally manage the. care and costs of Medicare beneficiaries under an ACO model. An
ACO ls responSlble for the cost and quaUtY Qf carder an assigned POPi.lll!tlon of Medicare fee-tors
service beneficiaries. The Shared Savings Program alms to promote accountablllty for a patient
populatlon, care coordination, and the use of high quality and efficient services. ACOs have multiple
options for participation tracks Within the Shared Savings Program, allowlng for variation In
organizational capablllty to assume risk,
In its 2019-2020 pre-rulemaklng work, MAP considered one measure for the Shared SaVlngs Program.
MAP condltlonally supPQrted a measure related to hospital admissions for patients with multiple chn;mlc
conditions, pending NQf endorsement.
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Medicare Pan Cand DStar Ratlnas- Each year, CMS publishes the Medicare Part C and DStar Ratings
that measure the quality of the Medicare Advantage (MA) (or Part c plans). and Prescription Drug Plans
(PDPs or Part Dplans). These Star Ratings serve.several purPQses, Including to provlde comparative
InfotmatlOli to beneficiaries about the plans~ to provide quality ratings used to determine ellglblllty of
Part Cplansfor quality bonuses, and.to proVlde a means to evaluate and oversee overall compliance
with certain regulatory provlsions. The Star Ratlngs also reflect the experiences of beneficiaries and
assist beneficiaries In finding the best plan for them. The Star Ratings support CMS' efforts to putthe
patient first. As part of this effort, patients should be empowered to work with their healthcare
providers to make healthcare decisions that are best for them. An lmPQrtant component of this effort Is
to provide Medicare beneficiaries and their family members wlth meanlngM Information about quality
and cost to assist them In becoming Informed and active healthcare consumers. In 2019, approximately
66 mlllion Americans were enrQlled in Medicare; with 34 percentof beneficiaries in a Part Cplan. The
Part c and DStar R-atli'lg Program t0ns1sts of 48 quality and performance measures; MA•only contracts
(without prescription drug ti>verage) are rated on up to 34 measures and stand-atone PDP contracts are
rated on up to 14 measures. Each year, CMS conducts a comprehensive ntView of the measQres that
makeup the Star Ratings byassesslng therellabilltyofthe data, cllnlcal recommendations,. and feedback
recefved from stakeholders. Star Ratings are used fol' purposes, Including public reporting on Medicare
Plan Flnder,.health plan quality Improvement; marketing, and enrollment~ as well as forflnantlal
incentives. Per theACA:, CMS makes quality bonus payments {Q.BPs) to MA organizations that meet
certain quality ratings measured using a flve'-Starquailty ratlng system, MA rebate levels for plans are
tied to the contract's Star Rating. QBPs are not connected to the PDP program, only MA.
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During this Inaugural year of MAP's review of Part C and D measures under consideration, MAP
discussed five measures with the following recommendations:
•
•
•
~ . MAP supported two measures for rulemaklng related to opioid prescribing practices.
COndltlonal Support. MAP condltlonally supported two measures pending receipt of NQf
endorsement. The two measureswere related to follow-up after ED care and care transitions.
No Support. There was one measure considered that MAP did not support related to opioid
prescribing practices.
Key Themes From the ainlcian Workgroup Pre-Rulemaking Review Process-Two key overarching
themes emerged from MAP's pre-rule making recommendations for measures 111 the MIPS, the Shared
Savings Program and the Part C and D Star Ratings.
First, MAP emphasized the Importance of shared accountability for performance measures of avoidable
hospital admissions,. readmissions, and ED use that are Incorporated Into public reporting and payment
programs. Cllnlclans and health systems have the potential to Implement care Interventions thatcan
offset disease progression and reduce high-cost, low-efficiency healthcare. Measures of patient
outcomes require balancing the goals of shared accountablllty of cllnlclans and health systems, and
appropriate attribution of outcomes that can be Influenced by each entity. MAP expressed concern that
many care coordination measures are process measures that assess steps along a patient episode of
care. but do not measure If all care Is coordinated through a centralized and shared care plan for the
patient. MAP also acknowledged that these measures may be appropriate In early stages of transition
toward truly coordinated, holistic, and lndlvlduallzed care. MAP recognized that addressing social
determinants is a critical element to effective tare coordination for patient transitions. However, MAP
also noted the challenges with addressing these soelal determinants through measurement. Patient
outcomes may be Influenced by a patient's health status and sociodemographic factors, In addition to
healthcare servlces,.treatments, and Interventions. MAP acknowledged that data limitations and data
collection burden may limit risk adjustment, but measures of accountablllty should monitor for any
Incorrect Inferences about provider performance. Clinicians and health systems need Information to
understand differences In outcomes among patient cohorts to drive improvement, but MAP suggested
caution on performance assessments involving social determinants.
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Second, MAP discussed the need for appropriate measures to address the opioid crisis. MAP noted that
the current phase of the opioid crisis ls predominantly driven by an Increased uptake of fentanyl-laced
heroin, leading to increases In ovetdose and death. MAP acknowledged an important shared
responslblllty for lndlvldual providers, health systems, and health plans to address Issues of pain
management and function as well as to Identify and address Issues associated with opioid use disorder
(OUD). MAP emphasized that the proper metrics need to be applied across the US healthcare system
such that opioid overdose deaths continue to decline In a manner that is verifiable. Furthermore, the
metrics applied must minimize undesirable consequences, such as needless suffering from pain,
Increases In other substance use disorders, or transitioning from prescription to Illegal drugs because of
being unable to obtain appropriate pain medication. This includes the need for Increased, appropriate
to-prescribing of Naloxone with oplolds (for pain or for persons with OUD). Similarly, MAP called for
better lnltlal prescribing measures to balance appropriate use of oplolds for pain management with
associated risks. Additionally, MAP Identified the need in federal quality and performance programs to
Include new measures that assess patient-centered analgesia treatment planning, Including appropriate
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tapering strategies to reasQnably decrease or discontinue opioid treatment, measures of long-term
recovery from OUD, and measures.of physical and mental health comorbldltleswlth OUD. These
overarching themes emphasize the significance of care coordination and attribution as well as
appropriate oplold measurement.
MAP HO$pibll Worqroup
The MAP Hospital Workgroup reviewed six MUC:S from the 201911st for four hospital and other settingspecific programs, making the following reCQmmendations.
End-Staie Renal Disease (ESRD) Quallty Improvement: Proaram • The End-Stage Renal Disease Quality
Incentive Program (ESRD QIP) rs a VBP program established to promote the pro'itlslon.ofhlgh qualliy
renal dialysis services by dialysis facllltles~ Payments.to a dialysis facillty under the ESRD. Prospective
Payment System (Pi>S} are reduced for a calendar year If the faclUty does not meet or exceed the
minimum total performance score thatapplies to the program year. Payment reductions are made 011 a
sliding scale depending on the facility's performance; With a maximum two percent reduction per year.
MAP reviewed a single measure for the program arid offered condltlonal support pending NQF
endorsement. The measure Is related to transfusion ratios for patients on dialysis and calculates a rlskadjustea standardized transfusion ration (STrR) for each dialysis facility specified for all adult dialysis
patients.
Inpatient Psychiatric Faclllty Quality Improvement Projram- The tnpatlent Psychiatric Facmiy auanw
Reporting Program (IPFQR) Is a pay-for--reportlngprogram. The program's goal ls to provide consumers
with qua1lty"Of-care information to make informed decisions about healthcare options and to encou~e
hospitals and cllnTclans. to Improve the quality of Inpatient psychiatric care by ensuring that providers
are aware of and reporting on best practices.
MAP considered a single measure for potential inclusion in the IPFQR program related to follow-up after
psychfattic discharge. MAPconditlonally supported the measure for rulemakfng pending NQF
endorsement.
Hospital lnpatrent Quality Reporting (iQR-) Procram - The Hospital Inpatient Quallty Reporting (IQR)
Program Is a pay-foNeportlng program that requires hospitals paid under.the lnpattent Prospective
PaymentSystem {IPPS} to report on vanous measures; this Includes process,.structure, outcome, and
patient perspective on care;. efficiency, and costs-of-care measures. HOspit:als that do not participate or
meet program requirements have an applicable percentage Increase that Is reduced by one,-quarter. The
goals of the Hospital IQR Program are two,fold: (i)to provide an Incentive for hospltalsto report. quality
Information about their seMces. and (2} to provtde consumers with Information abouthospltal quaniy
so that they.can make Informed choices about their care.
MAP reviewed two measures under consrderatlon for the Hospital IQ.R Program related to hospital harm
and maternal morbidltY an.d offered conditional support for both pending NQF revlew and
endorsement.
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MAP did not re"iew any measures tor the Medicare and Medicaid EHR Promoting lnteroperabllitY
Program for EtlglbleHospltals and CritlcalAcceSs Hospitals for.endorsement.
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48185
PPS-Exempt Cancer Hospital Quality Reporting Program • The Prospective Payment System {PPS):Elayment System.
tn lts20i9•2020 pre-rulemaklng deliberatlons, MAP reviewed two patient safety measures under
consideration for the PCHQ.R program related to Infections from central llnes and catheters. MAP
supported both measures for rulemaklng.
Key Themes From the Hospital WOrqroup Pre-Rulernaklng Review Pi'OceQ-Major themes from the
MAP Hospital Workgroup dlscusslo.ns centered around the need for patlent safety measures and the
Importance of a.systems view for measurement.
MAP high lighted the need for patient.safety measures for each of the hospital and setting-specific
program dlscussfons. Patlentsafety-related events occur across.healthcare settings and Include
healthcare-associated Infections, medication errors, and other potentially avoidable events. The
measures considered by. MAP spanned a variety of patient safety topic areas, Including preventable
rnfettlon, preventable blood transfusion, reducing maternal morbidity, reducing hyperglycemia events,
and preventing harm through follow-up post-discharge. MAP emphasized that patients and consumers
value patient safety.measures Tn publicaccountabi!ltyprograms, and facilities can improve patient
safety through quality Improvement programs. Even for measures MAP considered this cycle but
ultimately did not support, MAP members stressed the lmportance of each overall patient safetyquallty.
concept and the quality: Improvement activities .thatthe measure would encourage.
MAP also discussecl the need fQr using a svstem-lwel measurement approach to capture the patient
episode of care, Identifying priorities In measurement across settings and determining the appropl'late
accountable entity and setting. Measures specified for a single care setting that address system0 1evel
iSsueswith shared accountability, such as follow-up visits and transitions of care; l)OSe chaltenaes in
determining which entity should be measured and how•. MAP concluded that.while It Is necessary to
review measures using a setting-specific. approach, there is also a need to examine measures from a
system-level perspective; MAP noted thatasystem-level approach also re,u,res the transfer Of health
information and use of eCQMs. MAP supported CMS' efforts to drive towards digital measures and cited
eCQMsas one.tool to assist ln the reduction of measurementburden.
MAP PAC/LTC Workgroup
MAP reviewed two measures under consideration from the 2019 11st for two setting-specific federal
programs addressing post-acutet:are (PAC} and long-term care {LTC). Four programs did not have
measures for review. MAP made the fol!owfng recommendations.
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Home fh:alth Quallty Reportffll Program (HH QRP) - EstabliShed in accorciancewlth section
1895(b}{3}(B}{v)of the SocialSecut!ty.Att, the Home Health 0.u'allty Repoltlng .Program (HH QRP)
requires home health agendes.{HHAs} to submit HH 0.RP data appropriate for the measurement of
healthcare qualltV. Sources of this data.may lndude the Outcome and Assessmen.t Information Set
(OASIS} and the Home Health care Consumer Assessment of Healthcare Providers and Systems survey
(HH CAMPS•). HHAs that do not submit the data are subjectJo a two percent reductionJn the annual
home health market basket percentage Increase.
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MAP reviewed one measure under consideration for the HH QRP: Home Health Within-Stay Potent/ally
Preventable Hospitalization. MAP condltlonally supported this measure pending NQF endorsement.
MAP noted that the measure adds value to the HH QRP measure set by adding an assessment of
potentially preventable hospltallzatlons and observation stays that may occur at any point In the home
health stay. No measure In the program currently provides this Information. The measure supports
alignment for the measure focus area of admissions and readmissions across care settings and
providers. MAP encouraged consideration of including MA patients in future iterations of the measure.
Hospice Quality Reponlns Pros,am (HQRP) - The Hospice Quality Reporting Program (HQRP) was
established under section 3004 of the ACA and applies to all hospices, regardless of setting. Under this
program, hospice providers must submit quality reporting data from sources such as the Hospice
Consumer Assessment of Healthcare Providers and Systems survey (CAHPS Hospice survey) and the
Hospice Item Set (HIS) data collection tool, or be subject to a two percent reduction In the applicable
annual payment update.
MAP reviewed one measure under consideration for the HQRP: Hospice Visits In the Last Days of Life.
MAP conditionally supported this. measure pending NQF endorsement and the removal of the existing
hospice visit measures from the program. Generally, MAP agreed that collecting Information about
hospice staff visits will encourage hospices to visit patients and caregivers, provide services that will
address their care needs, and Improve quallty of life during the patient's last days of life. MAP observed
that the measure under consideration performed better In validity and rellablllty testing and has lower
provider burden than the existing program measures because It ls reported using clal.ms data. MAP
agreed that the goal of hospice ls comfort. MAP suggested that future Iterations of this measure
consider the quality of provider visits In addition to the quantity of visits.
Key Themes From the PAC/LTC Workgroup Pre-Rulemaklng Review Process - MAP noted that patients
requiring post-acute and long-term care are cllnlcally complex, and therefore may frequently transition
across sites of care. MAP's discussion of the PAC/LTC settings and programs focused on the followlng
themes: capturing the voice of patients through PRO-PMs, making EHRs and eCQMs more useful,.and
Identifying measurement opportunities for the PAC/LTC population.
MAP Identified PROs as one of the most Important priorities for PAC/LTC programs. Thoughtfully
soliciting and Incorporating the voice of the patient Into quality measurement wlll contribute to the
alignment of care with patient goals and preferences. MAP members noted that traditional care goals
focusing on Improvement In function and health status may not be appropriate for the entire PAC/LTC
population. The goal of care may be maintaining current functional status, llmltlng decllne, and/or
maidmlzlng comfort. Assessment and measurement of patient goals should be an Important focus In this
population. MAP recommended thoughtful consideration around the burden associated with PRO
completion. This burden should be balanced with the goal of providing Information that Is useful to
patients In selecting providers and for providers to understand how to Improve care.
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Patients who receive care from PAC and LTC providers frequently transition among multiple sites of
care. Patients may move among their homes, the hospital, and other PAC or LTC settings as their health
and functional status change. Improving care coordination and quality-of-care transitions ls essential to
Improving PAC and LTC. MAP identified care coordination as the highest priority measure gap for
PAC/LTC programs. MAP pointed out the potential of health Information technology {IT) to Improve
qualfty and minimize the burden of measurement. MAP members noted that EHR adoption In PAC/LTC
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settings often lags other care settings since PAC/LTC settings have had fewer Incentives to Implement
new technology. Increased. use of technology could help to Improve transitions and the exchange of
information across providers. MAP supported CMS in its effort to improve standardization and promote
lnteroperablllty, speclflcally Health Level Seven's (HL7) Fast Health lnteroperablllty Resources (FHIR)
standards. MAP recommended that CMS work with vendors to Improve EHR Interoperability; Prioritizing
Interoperability across care settings will maximize its impact by allowing more organizations to share
and receive data. MAP members also cautioned about potential burden introduced through technology.
Specifically, MAP encouraged CMS. to monitor the Impact of auto-populating EHRs to fulfill regulatory or
other nonclinical requirements. This add.ltlonal auto-populated Information can crowd out or obscure
critical clinical information.
MAP Identified nine concepts for measurement Within all PAC/LTC programs: {1) access to care, {2) care
coordination, (3) chronic lllr1eu care (quality of life), {4) lnteroperablllty, (5) mental health, {6) pain
management, (7) PROs, (8) social determinants, and (9) serious illness. MAP then prioritized the list,
allowing each voting member to present two votes. The voting Identified care coordination,
lnteroperablllty, and PROs as the most Important priorities for measurement for PAC/LTC programs.
These key overarching themes hlghllght the Importance of Including the voice of the patient and patient·
centered goals, the impact of technology and Interoperability, and measurement opportunities for the
PAC/LTC population.
Core Quality Measures Collaborative-Private and Public Alignment
Using performance measures as part of value-based models incentlvlzes the delivery of high quality
care. Increasing the use of measure In various models, however, has also led to measure proliferation,
operational dlfflcultles, and confusion In interpreting measure results. The Core Quallty Measures
Collaborative (CQMC) is working to reduce measurement burden by facilitating cross-payer measure
alignment through the development and adoption of core measure sets to assess the quality of US
healthcare. The CQ.MC Is a membership-driven Initiative with over 70 organizations, Including CMS,
health insurance providers, primary care and specialty societies, and consumer and employer groups. In
2020, NQF convened 11 multlstakeholderworkgroups to update eight current core sets1 create two new
core sets In priority cllnlcal areas, and develop an Implementation guide to support adoption across
payers. NQF also analyzed core set measure gaps to support actions and priorities of the CQMC for
coming years.
The CQMC defines a core measure set as a parsimonious group of scientifically sound measures that
efficiently promote a patient-centered assessment of quality and should be prioritized for adoption in
VBP programs and APMs. To date, the CQ.MC has chosen to focus on cllnlclan measurement, primarily In
the outpatient setting, and to Identify core sets that could support multiple care delivery models. Core
sets are updated to include high•priority, evidence-based measures that arefeasible to implement and
that can drive the most Improvement. The CQ.MC prioritizes outcome measures, lncludlng patientreported measures, and dlgltal measure and aims to continue to advance alignment of private and
public payer modelsthat use these measure types. In 2020, NQF updated the following eight core sets
using a multlstakeholder process and measyre selectlgn prlnclples:
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1. Accountable Care Organizations (ACOs), Patient Centered Medical Homes (PCMH) and Primary Care
2, Cardiology
3, Gastroenterology
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4. HIV and Hepatitis C
5. Medical Oncology
6. Obstetrics and Gynecology
7. Orthopedics
8. Pediatrics
In 2020, new core sets were developed for Behavi.oral Health and Neurology clinical areas. While
progress has been made updating the core sets and creating new ones, several areas In measurement
gaps remain. The CQMC published a Gaps Analysis report to hlghllght cross-cutting gaps across the core
sets as well as specific gap areas relevant to each clinical topic area.
The CQMC Implementation Gulde Identifies key components of successful value-based payment
programs and synthesizes strategies and resources to help organizations succeed In their adoption. This
guide outllnes four elements of successful value-based payment Implementation: {1) Leadership and
Planning; {2) Stakeholder Engagement and Partnership; (3) Measure Alignment; and (4) Data and Quality
Improvement Support. Payers and other stakeholders can use the implementation strategies to design,
refine, strengthen, and extend value-based payment initiatives.
The CQMC's activities will continue into 2021. This work will address gaps (e.g., digital quality measures),
continue to advance the core sets by including new measures and removing measures as needed, and
focus on measurement of cross-cutting topics (e.g., safety, access). In addition, the CQMC will create
strategies for measurement model alignment to promote greater communication and reporting of core
set measures.
More Information on the Collaborative can be found at the website:
https://www.gualityforum.org/cgmc/.
VI.
Gaps In Endorsed Quality and Efficiency Measures
Under section 1890{b}(S}(A)(l)(IV) of the Act, the CBE ls required to describe In this report gaps In
endorsed quality and efficiency measures, including measures within priority areas identified by HHS
under the agency's National Quality Strategy, and where quality and efficiency measures are unavailable
or Inadequate to identify or address such gaps.
Gaps Identified In 2020 Completed Projects
During their deliberations, NQF's endorsement Standing Committees discussed and Identified gaps that
exist In current project measure portfolios. A list of the gaps identified by these Committees In 2020 can
be found In Appendix G.
Measure Applications Partnership: Identifying and FIIHng Measure Gaps
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In addition to Its role of recommending measures for potentlal Inclusion Into federal programs, MAP
also provides guidance on identified measurement gaps at the Individual federal program level. In Its
2019-2020 pre-rulemaklng deliberations, MAP specifically addressed the high-priority domains CMS
Identified In each of the federal programs for future measure consideration. A list of gaps Identified by
CMS program can be found In Appendix H.
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VII.
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Gaps In Evidence and Targeted Research Needs
Under section 1890(b){S)(A)(i)(V) of the Act, the CBE is required to describe areas In which evidence is
lnsufflc/ent to support endorsement of quality and efficiency measures In priority areas Identified by the
Secretary under the Notional Quality Strategy and where targeted research may address such gaps.
NQF undertook several projects In 2020 to create strategic approaches, or frameworks, to measure
quallty In areas critical to Improving health and healthcare for the nation but for which quallty measures
are too few, underdeveloped, or nonexistent.
A measurementframework Is a conceptual model for organizing Ideas that are Important to measure for
a topic area and for describing how measurement should take place (I.e., whose performance should be
measured, care settings where measurement ls needed, when measurement should occur, or which
Individuals should be included in measurement). Frameworks provide a structure for organizing
currently available measures, areas where gaps exist, and prioritization for future measure
development.
NQF's foundational frameworks identify and address measurement gilps iii Important healthcare areas;
underpin future efforts to Improve quality through metrics; and ensure safer, patient-centered, and
cost~effective care that reflects current science and evidence. In 2020, NQF continued efforts on several
projects focused on creating strategic measurement frameworks for maternal morbidity and mortality,
person-centered planning and practice, measure feedback loop, PROs, EHR data quality, common
formats for patient safety, and reducing diagnostic error. In addition, NQF Initiated work on five new
strategic measurement frameworks addressing attribution, rural health, oplolds, behavioral health, EHRsourced measures for care coordination, and PRO-PMs.
Attribution-Critical Illness/Injury
As mentioned earller, the Attribution for Critical Illness and Injury project seeks to address the
challenges of lmprovfng health outcomes during emergencies. While the healthcare system moves
towards value-based design, measurement attribution approaches must continue to evolve. Attribution
ls defined as the methodology used to asslgri patients, and their quallty outcomes, to providers or
cllnlclans {National Quality Forum, 2016). To date, attribution models mainly focus on care for chronic
conditions coordinated through a central unit, when most patients usually seek care from a usual
source. High-acuity emergency care-sensitive conditions {ECSCs) (Carr et al., 2010), such as critical illness
or Injury, Infectious diseases, and other public. health emergencies that result in mass casualty and
sudden surge of severely Injured or Infected patients, require prompt, team•based care. The COVID-19
pandemic underscores the complexities associated with attributing patients during public health
emergencies. Factors such as resource avallabllity, different entitles providing care, communication of
test results and patient needs, and orders that aim to minimize Infection spread may all affect health
outcomes. These attribution models may not be applicable to care delivery in public health
emergenc:tes. Identifying all providers who took part In treatment, differentiating their performance,
and linking It to patient outcomes ls technically complex. As evidence to support the best models of
attribution for ECSCs Is limited, defining the elements of such models and developing consensus-based
recommendations will help advance the measurement field. This project aims to provide foundational
guidance for attributing care and payr11ent In areas that have not previously been addressed.
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This work builds upon previously CMS funded work, NQF's 2016 Attribution: Principles and Approaches
(National Quality Forum, 2016) and 2018 lmproylng Attribution Models (National. Quality Forum, 2018),
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as well as the Health Care Payment Leaming &Action Network (HCP-LAN)'s 2016 Report on Patient
Attribution (Health care Payment Learning and Action Network, 2016). It will consider NQF's 2019
Healthcare System Readiness Measurement Framework that puts forth approaches to assess care
delivery and the organization of resources prior to, during, and after emergencies {National Quality
Forum, 2019).
NQF convened a multistakeholder Committee in late 2020. In 2021, the Committee will develop
recommendations to guide future development of population-based attribution models for high-acuity
ECSCs that can be used to strengthen accountability at the system level to Improve patient outcomes.
Leveraging Electronic Health Record (EHR)-Sourced Measures to Improve Care Communication
and Coordination
The goals of care communication and coordination efforts are to ensure that patient care that is
delivered across multiple clinlclans Is synchronized and efficient. Effective care coordination Involves
seamless communication between each clinician, patient, and caregiver, as well as their famllles,
particularly at transitions in care. In coordinated care, healthcare teams should strive to understand and
Implement a cohesive care plan where goals do not change as the patient moves from setting to setting
(Williams, 2020).
Unfortunately, much of American healthcare today Is not well coordinated. Patients often experience
poor transitions In care between settings. There also may be duplicative testing and treatment plans
that increase patient risks, including drug interactions. Clinicians may observe that a patient is directed
to the Incorrect place In the healthcare system or experiences a poor outcome from Inadequate
Information exchange between clinicians. They may also experience unreasonable levels of effort to
accomplish coordination during transitions In care. It has also been noted that healthcare organizations
Implement coordinated care unevenly and inconsistently. A recent survey found that only seven percent
of patient care Is coordinated across settings (Abbaszade et al., 2020).
In the 2014 Agency for Health Research and Quality (AHRQ), the Care Coordination Measurement
Framework stated that care coordination can be measured through the presence or absence of specific
coordination activities (e.g., creating a plan of care) or broad approaches (e.g., using care management)
(Agency for Healthcare Research and Quality, 2014). The effects of care coordination can be measured
as the presence or absence of a clinical event (e.g., a diagnostic error) or perception of coordination of
care from the perspective of patients, clinlclans, or health systems (Weston et al., 2017). However,
measuring care coordination has been challenging with existing quality measures. Measurement thus far
has focused on Isolated coordination processes or activities as these processes or actlVltles may be
difficult to precisely replicate across settings as their success may be context dependent (i.e., working In
one setting but not another). Additionally, there is a paucity of outcome-based measures in care
coordination against which to measure program success.
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EHRs have emerged as an important data source for quality measures as the ability of EHR systems to
connect and exchange data is an important aspect of quality healthcare that has not been fully realized.
EHR data are primarily designed to support patient care and bllllng, not necessarily capture data for
secondary uses, such as quality measurement. However, within EHRs, technology tools and specific
design features have been effectively deployed to help facilitate care coordination. This allows EH Rs to
serve as a way to improve both care coordination and how It Is measured. Under this task order, NQF
will convene a multlstakeholder Committee to Identify best practices to leverage EHR-sourced measures
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to improve care communication and coordination quality measurement in an all-payer, cross-setting,
and fully electronic manner.
In the initial year, NQF will perform an environmental scan to review, analyze, and synthesize the
Information from a literature review, expert interviews, and measure review to produce an
environmental scan report. The report will define care communication and care coordination, discuss
the impact of care communication and care coordination on health outcomes, define social
determinants of health and discuss how they can affect care coordination, and highlight the
opportunities and challenges associated with leveraging EHR-sourced data to Improve care
communication and coordination. This report will be high-level and engaging, communicating the
findings of the environmental scan to a broad audience who may or may not have healthcare expertise
but who are Interested In understanding the relationship between clinical data and care coordination.
If funded, the environ mental scan report will be followed by two reports of final recommendations that
will outline how EHRs could better facilltate care communication and coordination and how EHRsourced measures can be used to Improve care communication and coordination, as well as possible
EHR-sourced care communication and coordination measure conc;epts or specific areas of measurement
within care communication and coordination.
In late 2020, NQF solicited nominations for experts to seat on a Committee and begin the environmental
scan, Including literature and measure reviews as well as expert Interviews.
Rural Health Perspective
Rural-Relevant Measures Core Set
Low case-volume poses a measurement challenge for many healthcare providers In rural areas. Low
population density, In combination with limited access to care, can reduce the number of patients
eligible for inclusion In healthcare quality measures in Medicare public reporting and VBP programs. low
case-volume affects the reliability and validity of measure scores, making it difficult to compare
performance between providers or track changes In quality over time. CMS, through rulemaklng, sets
minimum case requirements for Its quality reporting and VBP programs. As CMS continues to expand
the use of outcome measures in its programs, low case-volume among rural providers would
Increasingly limit CMS' ability to leverage outcome measures to encourage Improvement In quality of
care among rural providers, and to provide meaningful Information to rural consumers to make
informed decisions for their healthcare.
In 2018, NQF convened a multlstakeholder Rural Health Workgroup to establish a Core Set of RuralRelevant Measures {Core Set) that identified performance measures that are high impact and
meaningful to rural Americans, feasible for providers to report to Medicare programs, and resistant to
low case-volume challenges. To further advance measurement science related to low case-volume, CMS
tasked NQF to also convene a TEP that would provide input on promising statistical approaches that
could be used to address the low case-volume challenge.
Starting In fall 2019 through 2020, NQF worked to Identify a list of high-priority, rural-relevant measures
susceptible to low case-volume, reporting challenges for future testing of the TEP's recommended
statistical approaches. NQF reconvened the Rural Health Workgroup to conduct an environmental scan
of rural-relevant quality measures included In Medicare quality reporting and VBP programs, as well as
develop a priority measure list and discuss reporting challenges specific to measurement in rural areas.
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The Workgroup then recommended topic areas and measure attributes that would be used to Identify
suitable candidates for the statistical testing. Through In-depth discussion, voting, and responding to
public comments on a preliminary short list of candidate measures, the Workgroup selected 15
measures susceptible to low case-volume and recommended they be prioritized for future testing of
statistical approaches to overcome this challenge. The list of prioritized measures reflects a mix of
measure attributes (e.g., type, analysis level, and care setting) and topic areas relevant to rural
populations, including patient experience, access to care, behavioral health, chronic obstructive
pulmonary disease, healthcare-associated Infections, perinatal care, readmissions, transitions of care,
and sepsis.
If future testing to overcome low case-volume challenges proves successful, this measure list may
represent a key source of rural-relevant measures that can be considered for use In measurement
programs. The creation of this prioritized list is an important step towards achieving high quality and
high-volume outcomes for all Americans, regardless of whether their area of residence Is rural or
geographically remote.
Impact of Telehealth on Rural Healthcare System Readiness and Health Outcomes
Telehealth offers tremendous potential to transform the healthcare delivery system by overcoming
geographic distance, enhancing access to care, and building efficiencies. The promise of telehealth has
been particularly important In the wake of the COVID-19 pandemic, which has severely limited the
ability of many Americans to see their healthcare providers in person. The COVID-19 pandemic has also
brought the unique challenges faced by rural Americans Into focus. Compared to urban dwellers, rural
residents may be hit harder by the pandemic because of the continuous weakening of rural healthcare
infrastructure. Rural communities have long been plagued by a lack of resources, closing of rural
hospitals and other healthcare facllltles, healthcare professional shortages, lack of transportation
options, and limited avallablllty of medical specialists. The prevalence of chronic conditions among rural
Americans could further exacerbate the Impact of the pandemic. Most US rural residents tend to be
poorer, older, and sicker than non-rural residents, making the rural residents more vulnerable to
infectious diseases than non-rural residents. Even for rural residents who are not infected, those with
ambulatory care-sensitive chronic conditions-who normally depend on regular monitoring to keep
their symptoms under control-may be confronted by even higher barriers to care during disaster
events and other public emergencies. While telehealth may be an important part of the solution, there
has been a lack of empirical evidence In the literature related to the experience of using telehealth to
support surge capacity or strengthen system readiness in times of pandemics, natural disasters, mass
violence, or other public emergencies. This moment provides an excellent opportunity to Identify
measures or measure concepts that may be appropriate for assessing the potential Impact of telehealth
on rural healthcare system readiness.
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HHS has tasked NQF with developing a measurement framework linking quality of care provided by
telehealth, system readiness, and rural health outcomes in a disaster. For this effort, NQF will build on
foundational efforts In 2017, Creating a Framework to Support Measure Development for Telehealth.
and a 2019 framework identifying key considerations for measuring and reporting the quality of
Healthcare System Readiness. In late 2020, NQF assembled a new multlstakeholder Committee of
experts who will lead efforts of project activities through 2021. Speclflcally, Committee members will
explore what capabilities telehealth requires to save lives In rural areas during a national emergency,
what health outcomes In a national emergency can be fairly attributed to quality of care delivered by
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48193
telehealth, and what other factors (e.g., Infrastructure, flnanclal, and type of emergency) should be
accounted for• In assessing the impact of telehealth on health outcomes In a disaster. The Committee will
need to be especially considerate of recent changes In telehealth technology, policy, and practice to
ensure that the new measurement framework Is high quality and meets the needs and contours of the
current telehealth environment.
Oploids and Behavioral Health
Opioid-related overdose deaths and morbidity have emerged as a complex and evolving challenge for
the us healthcare system. The March 20, 2020 Morbidity and Mortallty Weekly Report confirmed that In
2.018, there were nearly 47,000 US deaths attributable to opioid use, both prescription and Illicit (WIison
et al,, 202.0). Moreover, a large proportion of those deaths are tied to heroin that Is laced with Illegally
manufactured synthetic and semi-synthetic oplolds •. While this represents a decrease from 2017 ln
deaths lnvolVlng all oplolds by two percent, heroin by four percent, and prescription oplolds by 14
percent, death rates assoi::lated with synthetic opioids increased by 10 percent (Barry, 2018). Quality
measures related to opioid use are a key component to holding care providers, payers, and policymakers
accountable as direct purveyors or Indirect sponsors of the best possible care regarding pain
management.and substance use dependence treatment and prevention.
Under section 6093 of the 2018 Substance Use-Disorder Prevention that Promotes Opioid Recovery and
Treatment for Patients and Communities (SUPPORT) Act (section 1890A(g) .of the Social Security Act),
CMS funded NQF to convene a 28-member TEP composed of physicians, nurses, patients, pharmacists,
and others with expertise In pain management and OUD to address opioid measurement challenges
from 2019-2020. The TEP made a series of recommendations related to identifying and prioritizing gaps
In quality measures that needed to be filled to reduce OUD and opioid overdose deaths without
undermining effective pain management. In addition, the TEP made recommendations for appropriate
opioid-related measures and measure concepts to be deployed In five federal quality and performance
programs administered by CMS (National Quality Forum, 2020). The Opioid TEP recognized an emerging
"fourth waveH of the opioid epidemic related to polysubstance use. Increasingly, lndlvlduals with OUD
are more likely to use psychostlmulants such as amphetamines, use oplolds with other substances
during the same use period, and suffer from concomitant psychiatric conditions, such as anxiety,
depression, and suicidal Ideation (Snyder et at., 2019). In 63 percent of opioid overdose deaths, evidence
of co-occurring prescription or illlclt drug use was also present (Gladden et al., 2019). Because of the
clear connection between concomitant behavioral health {BH) conditions with OUD and the impact of
polysubstance use on opioid mortality and morbidity, the TEP prioritized the Identification and
development of measures that address comorbiditles of OUD with psychiatric conditions and substance
use disorder (SUD).
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In late 2020, NQF convened a new Committee for Oplolds and Behavioral Health (OBH) to address the
priority Identified by the Opioid TEP. The OBH Committee will conduct an environ mental scan of
currently available, all-payer measures or measure concepts that address overdose and mortality
resulting from polysubstance use Involving synthetic or semi-synthetic opiolds among Individuals with
co-occurring behavioral health conditions. CMS has an Interest In all-payer measures to facilitate
alignment across payers and programs, to promote focus on commonly held quality priorities, and to
reduce provider burden associated with measure reporting. <;MS has also expressed an Interest In
outcome measures, Including PRO·PMs, as well as digital measures that draw on low-burden data
sources. The Committee wlll be especially cognizant of measures that address pertinent social
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determinants of health related to OUD. The Committee ls partlcularly Interested In measures or
measure concepts related to non-medical levers or non-medical partnerships. Measure gaps identified
will also be discussed and prioritized.
In 2021, the Committee plans to develop a measurement framework based on the environmental scan.
common Formats for Patient Safety1
The Common Formats for Patient Safety is a project that began In 2013 and ls supported by AHRQ to
obtain comments from stakeholders about the Common Formats authorized by the Patient Safety and
Quallty Improvement Act of 2005 (Patient Safety Act) (Health and Human Services, Office for Clvll Rights,
2008) that authorizes AHRQ to designate Patient Safety Organizations (PSOs) that work with providers.
To support PSOs in reporting data in a standard way, AHRQ created "Common Formats"-the common
definitions and reporting formats-that standardize the method for healthcare providers and PSOs to
collect and exchange Information for any patient safety event, The objectives of the Common Formats
tools are to standardize patient safety event data collection, permit aggregation of collected data for
pattern analysis, and learn about trends In patient safety concerns. AHRQ first released Common
Formats in 2008 to support event reporting in hospitals and has since developed common Formats for
event reporting within nursing homes and community pharmacies, as well as Common Formats for
hospital survelllance. The Co.mmon Formats for event reporting apply to all patient safety concerns,
includlng Incidents, near misses or close calls, and unsafe conditions.
NQF, on behalf of AHRQ, coordinates a process to obtain comments from stakeholders about the
Common Formats and facilitates feedback on those comments via an NQF-convened Expert Panel. In
2020, NQF continued to collect comments on all elements {Including, but not limited to, device or
medlcal/surglcal supply, falls, medication or other substance, perinatal, surgery, and pressure Injury) of
the Common Formats, Including the most recent release, Hospital Common Formats Version 0.3 Beta.
The public has an opportunity to com.ment on all elements of the Common Formats modules using
commenting tools developed and maintained by NQF. In 2020, NQF also upgraded the technology
platform supporting the Common Formats commenting tool and filled several vacancies on the Expert
Panel.
Person-Centered Planning and Practice
Person-centered planning Is a facllltated, lndlvldual-directed, positive approach to the planning and
coordination of a person's services and supports based on fndlvldual aspirations, needs, preferences,
and values. The goal of person-centered planning Is to create a plan that wlll optimize the person's selfdefined quallty of life, choice, control, and self-determination through meaningful exploration and
discovery of unique preferences, needs, and wants In areas Including, but not limited to, health and
well-being, relationships, safety, communication, residence, technology, community, resources, and
assistance.
From 2019-2020, NQF convened a multlstakeholderCommlttee to address Person-Centered Planning
{PCP) ln long-term services and supports {LTSS) systems. Committee members represented a variety of
stakeholders, Including self-advocates, caregivers, purchasers, providers, health professionals, health
plans, suppliers, and experts in community and public health and healthcare quality. The committee
Included experts In PCP, family-centered care, shared decision making, self-advocacy, consumer
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engagement,. home, and commun1ty0 based services (HCBS), faclllty-basecl. care, community Inclusion,
and Medicaid. The dlverslty of people who use. LTSS required representatlon of self-advocates from the
mental health, nursing home, dementia, and disabifity communities. The Committee reflected the
diversity of experience and Insight; as well asthe historical experience of being marginalized and
underserved. Its diverse membership underscores the. need to find slmllarttles and maXlmlze
inclusiveness to move the field forward.
Through a consensus-building process, stakeholders representing a variety of diverse perspectives met
throughout the project to refine the current definition for PCP;. develop a set ofcore competencies for
pertormlng PCP facilitation; make recommendations to HHS on.system characteristics that support PCP;
conduct a scan that includes historical development of PCP in LTSS systems; develop a conceptual
framework for PCP measurement; and create a research agenda for future PCP research •.
throughout their dellbera1:1ons, the Committee ec>nstdered the focusc>n the person and the context of
their life to be at the center of the i>CJ> process, The plan that emerged and. Its Implementation Is
Influenced by the coinpetenctes exhibited bfthe facilitator of the. plahni~.the existing characteristics
of thapersqn's hll!althcare.systemenvtronment; and the quality rneasufll!ment and tmpre>vement efforts
dlrectlYasSoclated wtth.eacl't step ofthe PCP. The final recommendations ofthe PCP committee afll!
provided within a summaryN!J)Ort.
Matema1Morb1dityand P./lortality
Maternal morbidity and mortality have been identified as primaryindicators of women's health and
quality of healthcare globally. The Healthy People 2020targetgoal for the US maternal mortality rate is
11.4 maternaldll!aths (per 100,000 live bfrths), but as of20l8 the US rate i517.4 maternal deaths (per
100,000 live births} (Centersfor Disease control and PreVentlon, 2020c). Thls rate rs much higher than
other high•inc;ome countries,with more than 700 women dying annually from pregnancy-related causes.
the leading causes ofoverall maternal mortality can be attributed to Increased rates of CVD ,.
hemorrhage, and Infection (centers for Disease control and Prevention, 202oa). women with poor
maternal outcomes are at increased risk for recurrence in their next pfl\!gnancyand are at increased risk
of chronicJllness later In life; While the postpartum period presents an opportunity to intervene to
Improve this trajectory; many women.still face barriers, such as cost,.transp0rtat1on, lack of provider
avallablllty, loss of lnsurance, Chlfdcare, psychological distress, challenges communicating with a
provider, and health literacy.
In fall 2019, NQ.f convened a 35-person multlstakehofder Maternal Morbidity and Mortality COtnmlttee
to provide input and guidance on the identification oftwo measurement frameworks: (1) measure
concepts and (2) actionable measurementapproachesaddresstngfacets of maternal morbidity and
mortality. This project includes the development ofan environmental scan, two trutasurement
frameworks addressfng maternal morbldity and mortality separately, a recommendation for an.
actionable maternal mortality measure concept, and recommendations for actlonal.measurement
approaches for morbidity and mortality.
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During 2020, the Committee was convened through seven web meetings to discuss the content of the
environmental scan, measurement frameworks, and l'nOrtality measure concept(s). The environmental
scan fOcused on prevalence, incidence, risk faetors{mei:lical and non°medical), measure concepts, fully
developed measures, measures In use, proc;esses for maternal care delivery; maternal health outcomes
(e.g., postpartum readmissions, infections, inJurleS; and other pregnancy compncatlons In addition to
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mortality) and other factors/areas Influencing outcomes, Including health disparities. It also highllghted
Innovations in measurement methodologies, llmltations or gaps In measurement and considerations
regarding measurement data sources. As presented in the environmental scan, the Committee
discussed the importance of Influencing factors related to maternal morbidity and mortality, Including
both clinlcal and nonclinical components across the continuum of care. These influencing factors were
further defined by individual levels (e.g., age, education, knowledge, beliefs, and behaviors);
societaVcommunity factors {e.g., social network, built environment, and housing); hospital factors (e.g.,
Implicit bias, cultural competence, and communication); and system-level factors (e.g., access, structural
racism, and policy). These factors are Interrelated and contributors to each other; they emphasize the
importance of the pregnancy and childbirth experience along the continuum of a woman's life. This
notion underscores the need to broaden the viewpoint to include a comprehensive assessment of
medical and nonmedlcal risk factors to better understand the larger context of influencers and
contributors for adverse outcomes beyond traditional hospital risk factors. The environmental scan
highlighted several nonclinical Influencing factors, which Included healthcare disparities, race and
racism, discrimination, residential segregation, impllclt bias, language barriers In healthcare, health
literacy, rural communities, and other social determinants of health. The full copy of the environmental
scan also expands upon specific contributors to severe maternal morbidity and matemal mortality along
with Innovations In measure methodologies and a 11st of existing measures.
The Committee continues to discuss the two separate measurement frameworks for maternal morbidity
and mortality as well as Identify an actlonal mortality measure concept. The final recommendations
report will Include these frameworks as well as short- and long-term Innovative actionable approaches
to improve matemal morbidity and mortality measurement across various healthcare settings and detail
how to use the measurement to Improve maternal health outcomes. The final recommendations report
is expected in August 2021.
Measure Feedback Loop
Measure feedback Is essential to the quality improvement enterprise. Feedback on quality measures
provides an important opportunity to understand the extent to which data forthe measures is being
captured without undue burden; how, where, and who is using the measures; what, if any, unintended
consequences arise from using the measures after they receive NQF-endorsement on providers, payers,
consumers, caregivers, measured populations, and others; and, ultimately, whether measures are
having their intended effect on improving the quality of care and health outcomes for individuals and
populations.
The NQF measure feedback loop refers to the process of providing feedback from those who use
measures to measure developers and Standing Committee members who may have recommended that
the measure receive or maintain NQF-endorsement or be selected for use in a federal quality program
through MAP. To close the loop, responses to the feedback should be shared back with those who
submit feedback. Gathering meaningful, timely, comprehensive, and actionable feedback on measures
after they are implemented also helps NQF and quality measurement stakeholders to engage in
continuous quality Improvement of the quality improvement enterprise.
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For the Measure Feedback Loop project, NQF convened a multlstakeholder Committee to understand
NQF Standing Committee needs for measure feedback and to ellclt ideas for innovative, efficient, and
effective approaches to integrate measure feedback into the measure endorsement process and
maintenance of endorsed measures. This multistep effort was aimed at Improving NQF's measure
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feedback loop by Identifying a set of strategies that can be plloted to Improve the ways In which NQF
solicits, collects, facilitates, and shares measure feedback among stakeholders within NO.F's
endorsement and maintenance processes.
In June 2020, NQF dellvered the final report for the project that focused on a proposal Implementation
plan to pilot and evaluate strategies to fmprove the measure feedback loop that allgn with the
Committee's goals for the measure feedback loop pilot to minimize burden for those providing
feedback; ensure relevant stakeholders know how to provide measure feedback to NQF; ensure NO.F
Standing Committees receive meaningful and adequate information to apply the feedback to the
relevant measure evaluation criteria and make informed recommendations for endorsement; ensure
developers receive timely, meaningful, and actionable measure feedback; ensure those who provide
feedback hear back about how feedback was or was not addressed; and define a standard pathway for
generating and collecting measure feedback.
The proposed plan for the measure feedback loop pilot implementation consists of three steps: (1)
generate meaningful and actionable feedback from measure users; (2) standardize and streamllne
the NQF Measure Feedback Tool and measure feedback process; and (3) support stakeholders to apply
the measure feedback collected through prior steps. These steps include strategies and tactics that the
Committee rated as having high-potential benefit while being at low- to medium-resource Intensity to
support the feasibility of Implementing successful strategies beyond the pilot. Continuous efforts to
improve the measure feedback loop is vital to the success of the quality improvement enterprise and
requires the buy-In and participation of key stakeholders from the healthcare community, Including
measure users, measure developers, and NQF Standing Committee members.
Patient-Reported Outcomes: Best Practices on Selection and Data Collection
Prior work by NQF created structured recommendations around patient-reported outcomes
(PROs), patient-reported outcome measures (PROMs), and patient reported outcome performance
measures (PRO-PMs) (National Quality Forum, 2012b). While the differences between these are subtle
(e.g., in the context of knee replacement, post-surgical symptoms, such as pain, are considered PROs), a
patient-reported survey of the knee Injury and osteoarthritis outcome Is considered a PROM, and the
provider performance managing the post-surgical knee pain Is an example of a PRO·PM. Unfortunately,
both the widespread use and adoption of PROs and PROMS have faced barriers, as have the
development, endorsement,.and Implementation of PRO-PMS (Philpot et al., 2018). Currently, NQF's
measure endorsement portfolio Includes seven PRO·PM measures. These barriers may stem from
clinician and patient concerns about upstream factors of PRO-PM development, namely the value and
choices of PROs and the selection and implementation of PROMs. Limited relevance of some PROs to
patient goals, clinicians' concerns about the limited value. of some PROs to care planning, a lack of
guidance for cllnlclans on how to Interpret PRO data, and burden of PROM Implementation and
incompatibility with workflow have all inhibited efforts to develop and expand the use of PRO-PMs in
Informing quality Improvement. To Increase broad-based acceptance of PRO~PMs, It would be Important
to addressthese upstream hurdles related to PROs and PROMs. An environmental scan was published In
December 2019, providing a current assessment of PRO use Within healthcare.
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The flnal technlcal report. released In September 2020, built on the environmental scan by providing
guidance from the TEP that clinicians and organizations can use in addressing barriers that affect.the
selection and implementation of PROs and PROMs •. The final report reviews commonly used
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PRO categories and discusses best practices for PRO selection In cllnlcal care. Patient, family member,
and caregiver Involvement are critical components of PRO selection to ensure the Information ls
meaningful, and thts perspective should accompany a multlstakeholder selection process that also
Includes cllnlclans, researchers, and other experts. key takeaways lndude the Importance of ldentlfying
the overarching cllntcal goals that PROs shculd meet and the Importance of keeping actlonablllty and
teaslb!Uty In mind throughout the selection proc85$,
The final report also discusses how to select the cor'l'eet PROM for an organization In order to .collect
data and generate u.sable information to help Inform patient care. The multistakeholder selection
team should understand thatPROMs exist on a continuum of speelflctty and range from disease•
agnostlt to dlsease•speclflc, each With Its unique set of advantages. Patients bring rmportant
perspectives to questions arounc:I burden (e.g., how long it takes.to complete each PROM)r modes {e.g.,
whether a PROMIS self~ac:lmlnlstered or completed via Interview)! and methods {e.g., whether a PROM
Is completed via paper; email, or patient portal). Involvement.by providers and other experts ls also
Critical when selecting PROMs, as these stakeholders can inform the perceived value. of different PROMs
in improving care. The final report reviews and expands upon the attributes of PROMs that were
discussed In past literature and that should be considered during the selection process. Five best
practices for PROM selection are Introduced, and an attribute grid Is presented as a tool to ald In
comparing and selecting them.
The final technical report explores best.and prorrilslng practices related to the implementation of
PRO Ms. Buy-in from patients, clinicians, leadership, and other key stakeholders is arguably the most
critical aspect of Implementation, and the report offers guidance on securing buy-In. The burden .of data
collection affects both clinical staff and patients, and recommendations are proVlded to minimize this.
burden. Workflow implementation is addressed, including the opportunities to delegate. tasks around
the collection, interpretation, and communication of outcomes data. appropriately across clinical and
support staff. C1Iniciansn:1ust be able to accurately Interpret scores and communicate effectively With
patients about what the scores mean, and recommendations are Included to lmprove interpretation and
cornmunlcation. Promising practices are explored around the integration ofPROMswlth EHRs, as are
the tmpllcatlons of using return-on-investment and patient~ and physlclan-lncentlves asa prlmaryway
to measure the cost, value, and benefit of PROMs. Using three cllnlcal scenarios (bums and trauma,
heart failure, and joint replacement) as ex.itnples, the pi:oJect ex.imined key elements of PROMS
and assessed use cases for different peopfeJnvolved In the selection process.
Building a Roadmap From Patient-Reported OUtcome Measures to Patient-Reported OUtcome
Performance Measures
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In the foreseeable future, measure developers will create dlgital PRO-PMs that are based on high quality
PRO Ms; EHR systems will not only collectllata for those PRO~PMs, but will also calculate and submit
aggregate scores for regulatory and reimbursement. purposes. For this.to occur, measure developers
need step-by-step guidance to help Identify attributes Of high quality i>ROMs and create digital PRO-PMs
thahre based on those PROMs. NQf will .create this guidance, or roadmap, by convening a TEP that
consists of measure developers; health rr experts; clinicians and representatives of professional
societies; professionals Tnvolvell In payment, relmbul"Sement; and purchasing; and patients. This work
will be viewed through the lens l>f chronic pain and functional llmltatlons, two areas with deep
knowledge of patient-reported measures.
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In late 2020, NQF solicited nominations to convene a TEP. This panel of experts will be finalized In early
2021 and will be charged with developing an environmental scan report that wlll review literature
related to high quality PROMs and how they can affect the development of PRO-PMs, speclflcally
electronic or digital PRO-PMs. Because of the novel nature of this Initiative, NQF staff have also been
exploring other resources, such as PRO-PMs that have undergone the NQF endorsement process (either
successfully or unsuccessfully), bodies that review and recommend PROMs, and any PROMs and/or
PRO-PMs that are used by CMS VBP Programs or APMs. NQF alms to present Its lnltlal environ mental
scan findings at the first TEP meeting In January 2021.
Ele.ctronic Health Record Data Quality
one of the promises of EHRs Is that they enable automated cllnlcal quality measure reporting. EHR
systems are prlmarily designed to support patient care and billing, not necessarily capture additional
data to support quality measurement (Centers for Medicare & Medicaid Services, 2019b). However,
since EHR data are routinely collected for patient care that can be used for cllnlcal quality measures,
they can be reused to reduce provider burden associated with public reporting and VBP programs
{Eisenberg et al., 2013). Despite high adoption rates In multiple care settings, the promises of EH Rs have
not yet been fully reallzed because of conslderable variation In data quality.
NQF defines electronic clinical quallty measures {eCQMs) as measures that are specified using the
Industry accepted eCQM technical specifications, which include, but are not limited to, health quality
measure format (HQMF)., the Quality Data Model {QOM), Clinical Quality Language (CQL), and value sets
vetted through the National Library of Medicine's Value Set Authority Center (VSAC) {National Quality
Forum, 2012a). Using EHRs as a source of data, eCQMs were designed to enable automated reporting of
measures using structured data. With the use of structured data, eCQMs have the potential to provide
timely and accurate information pertinent to clinical decision support and. facilitate timely and regular
monitoring of service utlll:tatlon and health outcomes {Balley et al., 2014). Currently, NQF has endorsed
nearly 540 healthcare performance measures with only 34 of these being eCQMs. Although the number
of endorsed eCQMs is low, several measures in NQF's portfolio are quality measures that rely on data
that come from an EHR, which NQF refers to as EHR-sourced measures. NQF has Identified the ablllty of
EHR systems to connect and exchange data as an Important aspect of quallty healthcare. However,
eCQMs.and EHR data are not enough to enable automated quality measurement. To better understand
the potential of improving quality measurement with the use of EHR data for clinical quality measures, it
Is Important to examine the current state of EHR data quality.
In 2020, NQF continued the implementation of an 18-month project that was initiated in 2019 to
Identify the causes, nature, and extent of EHR data quallty Issues, particularly as they relate to measure
development, endorsement,.and Implementation. This multlstep effort was aimed at Identifying a set of
strategies for addressing issues hindering EHR data quality and focused on how well EHR data can be
used to support automated clinical quallty measurement. To achieve this, NQF convened a 21-member
multlstakeholder TEP over a series of web meetings to guide and provide Input on the work.
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Addltlonally, NQF completed an envlronm.ental scan that was delivered to CMS In May .2020 and
Identified currently avallable Information on EHR data quallty Issues, current efforts to address these
Issues, and key stakeholders' perspectives and Input based on their experiences. The current state
assessment from the environmental scan set the foundation for the development of a final report that
will be delivered to CMS In December 2020, which offers recommendations on how to advance EHR
data In ways that better support the development, endorsement, and lmplementatlon of eCQMs. An
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overarchlng Issue of EHR data quality lden~lfled by the TEP Is the challenge of ellcltlng multfple.
stakeholders (e.g., vendors. and providers) to participate with measure developers early and throughout
the development life cycle In a way that balances the cost of participation with the downstream benefit
of reduclngworkflow and Implementation costs once the tested measure ls In each program. Although
the final report focuses on opportunities for HHS, CMS. and NQF, additional work In this area does not
only lie with these stakeholder groups. It Is recommended that future work should focus on
oppcrtunlties for other stakeholders who can have an Impact 01'1 EHR data quality Issues beyond HHS,
CMS, and NQF; Untrtthen, NQF will share the r:ecomrnendatlons in the flnal report With HHS, CMS, and
other external stakeholders tor consideration and pctential implementation.
Reducing Diagnostic Error
The delivery of high quality healthcare is predicated upcn an accurate and timely diagnosis. Diagnostic
errors; which are defined as the failure to establish or communicate an accurate and timely assessment
of a patient's health problem, contrlbOte to an estimated 40,000-80,000deaths,each.year{Leapeet al.,
2002}.Approximately 12 million Americans suffer a diagnostic error each year, and.the National
Academies of science, Engineering, and Medicine (NASEM) committee on D1agnosttc Error In Health
Care suggested that most people wlll experience at least one diagnostic error in their lifetime {Singh et
al., 2014).
In 2017, l\l(lf convened a multlstakehoider Expert committee to develop a conceptual framework fer
measuring diagnostic quality and safety and to identify priorities for future measure development, The
2017 Measurement Framework included three domains: (1) Patients,FamUies, Caregivers; (l) Diagnostic
Process and Outcomes; and (3) Organ12atron and Polley Qpportunltles. To further advance patient safety
and reduce diagnostic error, NQF convened a new multlstakeholder Committee: In 2015t to. revisit and
build on the prevTous Committee's work.
The lmprovlng Diagnostic. Quality & Safety/Reducfng Diagnostic Error: Measurement tcnslderations
Committee first reviewed the Diagnostic Process and Outcomes.domain of the 2011 Measurement
Framework to ldentlfy any needed updates. The Committee also Identified high-priority measures,
measure concepts, current performance measures, and areas for future measure develcpment that
have emerged since the initial development of the 2017 Measurement Framework. Informed by these
activities and over a series of web meetlngs-flve of which occurred ln 2020-the Committee developed
practical guidance, including specific use cases to demonstrate how the framework can be
operationalized In practice, as well as detailed tecommendatlons for measurli'ig and reducing dlagnostlc
error,
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The tcmmlttee designed four use cases to support the practical appllcatlon of the Diagnostic Process
and Outcomes domain of the 2017 Measurement Framework. The use cases were developed by the
Committee asan opportunity to Identify comprehensive resolutions to specific types of diagnostic
errors. The tour use.case topics selected {I.e., missed subtle cllnlcal findings, tommunlcation failures,
information overload, arid. dismissed patients) reflect high-priority problems and examples of diagnostic
errors that cause patient harm. Each use case describes a type of diagnostic error; Its causal faetors, key
stakeholders who can help overcome and prevent the error, arid globai and granurar sOlutions to the
error. The solutions within the use cases reflect opportunities for stakeholders to reduce diagnostic
errors In the subdomalns of the Diagnostic Process and Outcomes domain of the 2017 Measurement
Framework, allowing. for stakeholders to drive Improvement In multiple areas, Including Information
gathering and documentation, information Integration, Information lnterpretatlon,. diagnostic efftclency,
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diagnostic accuracy, and follow-up. Use cases also include snapshots of case exemplars to demonstrate
how the specific solutions can be implemented In practice. The case exemplars range across settings and
populations. Each use case concludes with a description of the impact of the Identified solutions on
patient safety, as well as a section on measurement approaches and measure concepts.
The Committee also identified a series of comprehensive, broad-scope, actionable, and specific
recommendations for applying the Diagnostic Process and Outcomes domain of the 2017 Measurement
Framework and for measuring and reducing diagnostic error. Recommendations for applying the
Diagnostic Process and Outcomes domain highlight Implementing quality Improvement activities to
Identify and reduce errors to prevent them from occurring, Including specific recommendations related
to engaging patients, educating cllniclans, developing, and deploying clinical protocols, leveraging
technology, supporting a culture of teamwork, and improving Information sharing. Each
recommendation for applying the 2017 Measurement Framework aligns with a specific
recommendation for measuring and reducing diagnostic error. These measurement-focused
recommendations are centered around using patient-reported measures; assessing, providing, and
obtaining feedback on cllnlclan diagnostic performance and adherence to diagnostic protocols;
evaluating the Impact of technology and leveraging technology to reduce errors; measuring
communication and teamwork; assessing the appropriate use of laboratory testing and radiology; and
measuring the total cost, time, and Impacts of diagnostic odysseys. Each recommendation has related
actions for diverse stakeholders to measure and evaluate current processes and outcomes, Including the
Identification of prioritized measure concepts.
In October 2020, NQF delivered the final report for this project, which Includes the Committee's
recommendations for the practical application of the Diagnostic Process and Outcomes domain of the
2017 Diagnostic Quality and Safety Measurement Framework, measuring and reducing diagnostic error,
and measuring and Improving patient safety. The final report Incorporates feedback received from the
public during the 30-day public commenting period that occurred from July to August 2020. Diverse
stakeholders (e.g., healthcare organizations, cllnlclans, patients, payers, measure developers, EHR
vendors, policymakers, and others) can use the practical guidance and recommendations In the report
to reduce diagnostic errors. Stakeholders can use existing measures and measurement concepts, as well
as the future measurement approaches, to identify specific opportunities for reducing diagnostic error
and improving patient safety. The Implementation strategies and solutions within the report can
subsequently be used to drive Improvement in diagnostic processes and outcomes. Organizations and
stakeholders can also use existing measures, measure concepts, and future measurement approaches to
measure the effectiveness of the Interventions and solutions. Diverse stakeholders can Implement the
broad-scope, comprehensive recommendations Included In the report to applythe 2017 Measurement
Framework, and to measure and reduce diagnostic error, ultimately Improving patient safety.
VIII.
Conclusion
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Now more than ever, national health priorities continue to highlight the need for Improvement of
quallty measurement. Promoting effective communication, prevention, and treatment of chronic
disease, working with communities to promote best practices of healthy llvlng, and making care
affordable are all still at the forefront when drMng to deliver better health and healthcare outcomes.
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The COVID-19 pandemic, a national priority, underscored the immense need to work collaboratively to
raise healthcare quaf(ty to the next level through measurable health Improvements. NQF received
funding for a series of projects that would help to tackle some of the challenges highlighted as a result of
the pandemic•.These projects focused on addressing the opioid-related outcome, attribution-critical
Illness and Injury, arid Identifying best practices fordevelopfng and testing risk adjustment models. CMS
anti NQF together have recognized the neec:i to further address these topic areas andwlll continue to
work together to address some Imrnedtate challenges to pave the way to dose these gal) areas.
This year, NQF sought to maintain a coordhiated effort across public and private payers by facilitating
alignment through the development and adoption of core measure sets; as well as expanding the cllnlcal
topics during 1020 to fnclude behavfbral health and neurology, .The increased reliance upon
performance measures has led to expanS1on.1n the number of measures being used and an Increase In
burden -0n providers collecting the data, confusion among consumers and purchasers seeing conflicting
measure results, and operational difficulties arnong payers.
NQ.F~s Measure Applfcatlons Partnership (MAl>)ls composed ofstakeholders from across the healthcare
system, including patients; clinicians; providers, purchasers,and payers, who continue to recommend
measures for use in federal programs and provide strategic: guidance. Through Its eight.years of prerulemaklng reviews, MAP has aimed to 1.ower costs while Improving.quality, promotethe use of
meaningful measures, reduce the burden of measurement by promoting alignment and avoiding
unnecessary data colfectlcm, and empower patlents to become actlve consumers by ensuring they have
the Information necessary to supportthelr healthcare decisions. MAP'S work that concluded In. 2020
Included a review of 18 performance measures under consideration for use In nine HHS quality
reporting and vatue•based payment programs coverfng cl!nlcian, hospital, and post~acute/long-tenn
care settings.
NQF's work in evolving the science of performance measurement has also expanded over the years, arid
recent projects focus on challenges that stand In the w.ay ofachfevlng high value outcome and cost
measures, as well as brfogll'ig new. kinds of providers Into accountability programs,
NQf continued to bring together exl)erts through rnultlstakeholder committees to identifyevidencebased performance measures. NQF's work to review and endorse perfonnance measures provides
stakeholders with valuable lnformatlon to Improve care delivery and transform the healthcare system.
NQF-endorsed measures enable healthcare providers to understand if they are providing high quality
care and where Improvement efforts remain. NQF maintains a portfolio of evidence-based measures
that address a wide range of cllnlcal and crqss"-CL!ttlng topic areas. In 2020, NQF endorsed 84 measures
across~ cycles for each of the 14 topic areas. In addition, NQF's Standing committees surfaced
Important measurementgaps ln areas such as behavioral health and substance. use arid perinatal and
women's health. NQF remains commlttedto ensurlngthe endorsement process ls transparent and
objective through thelwo-cycle review that occurs every year.
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NQF alSt> undertook several project$ In 2020 to create strategic approaches; or frameworks, to measure
quality In areas.crltlcal to lmprovlog health and healthcare. These projects spanned across several
toPicS; including maternal health, person-centered planning, improving EH~-sourced rn~ures, rural
health, c:ros1ng the measure feedback !()Op, PROs, common formats for-patient safety, and reducing
diagnostic: error,
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In 2021,. NQF looks forward to partnering with CMS to address other Issues that may hinder collective
efforts to address measurement science challenges and furtherthe efforts In dellvery ofcare.
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IX. References
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2, NQF Flnanc;ial Information for FY 2020{unaudited)
20,882;064
325,000
277;013
397,016
ContribUtlonsand-Grants
Program Servtce Revenue
investment Income
Other Revenue
TOTAi.REVENUE
Grant$ and Simi Jar Amount, Paid
Benefits Paid .to or for Members
Salarles,other Compensation,Employee Benefit,
Other etpenses1
$Z1;881,093
-
..
11,620;015
7,666,433
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17:52 Aug 26, 2021
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TOTAi.EXPENSES
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48213
Appendix B: Multlstakeholder Group Rosters: Committee, Workgroups, Task
Forces, and Advisory Panels
NQF ensures there Is broad representation from the healthcare sector across alllts convened
committees, workgroups, task forces, and advisory panels. As a consensus-based entity, all
multlstakeholder representatives must undergo a disclosure of Interest process prior to being
appointed. This allows for a fair, open, and transparent process. During this time, NQF did not identify
any known conflicts of Interest that would undermine the objectivity of the dellberatlons mentioned
above.
Consensus Development Process Standing Committees
CO-CHAIRS
John Bulgllr, DO, MBA
Geisinger Health
Cristie TraVls, MSHHA
Memphis Business Group on Health
MEMBERS
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frank Brigs, PhannD, MPH
WestVlrglttia University Healthcare
Mae Centeno, DNP, RN; CCRN, CCNS,
ACNS-BC
Baylor Health Carli System
Helen Chen, MD
Hebrew Seniorlife
Edward DaVldson, PharmD, MPH,
FASCP
Insight Therapeutics
Richard James Dom Dera, MD, F.AAFP
O~lo Family Practice Centers and
NewHealth Collaborative
Paula Minton Foltz, RN1 MSN
Patient care Services
Brian Foy
Q-Centrlx, LLC
Lisa Freeman
Connecticut Center for Patient Safety
Faith Green, MSN, RN, CPHQ. CPC-A
Humana
Leslle Kelly Hall
Healthwlse
Mlchelle Lin, MD, MPH, MS
Icahn School of Medicine at Mount
Sinai
Dheeraj Mahajan, MO, CIC, CMD
Chicago Internal Medicine Practice
and Research (CIMPAR, SC)
Kenneth McConnochle, MD, MPH
University of Rochester Medical
Center
leyno Nixon, Phi>, MPH
Washington State Health Care
Authority
Amy O'Unn, DO, FHM, FACP
Cleveland Clinic Enterprise
Readmission Reduction
Gt!tlthl!r Pennlnaton, RN, BSN
Bravado Health
Clrola Pulaskl, MSA, BSN, CPHQ
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Centene
Pamela Roberts, PhD, MSHA, ORT/L,
SCFES, FAOTA, CPHQ. FNAP, FACRM
Cedars-Sinai Medical Center
Shella Roman, MD, MPH
Johns Hopkins Medical Institutions
Tori Shoulder, RN, BSN, MHA, CPHQ.
CPC
eavcare Health system
Chloe Slocum, MD, MPH
Harvard Medical School
Allthony White
Patients Partnerittg with Health
systems
Behavioral Health and
Substance Use Standing
Committee
CO-CHAIRS
Peter Brisa, MD, MPH
Centers for Disease Control and
Prevention, National Center for
Chronic Disease Prevention and
Health Promotioll
Harold Pincus, MD
NewYork-PresbVteilan Hospital, The
University Hospital of Columbia and
Cornell
MEMBERS
Mady Chalk, PhD, M$W
The Chalk Group
DaVld Elnzlg. MD
Children's
Hospital and Clinics of Minnesota
Julle Goldstein Grumet, Phi>
Education Development
Center/SUicide Prevention Resource
Center/National Action Alliance for
Suicide Prevention
Consaince Horgan, Sci>
The Heller School for Social Policy and
Management, Brandeis University
LlsaJensl!n, DNP;APRN
Office of Nursing Services, Veterans
Health Administration North
Dolores (Oodl) Kelleher, MS, DMH
DKelleher Consulting
Kral& Knudsen, PhD
Frm 00100
Fmt 4703
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Ohio De~artment of Mental Health
and Addiction Services
Michael R, Lardieri, LCSW
Northwell Health, Behallioral Health
Services Une
Tami Mark, Phi>, MBA
RTI International
Rllquel Mazon Jeffers, MPH, MIA
The Nicholson Foundation
Bernadette Melnyk, PhD, RN,
CPNP/FAANP, FNAP, FAAN
The Ohio State Unlllllrslty
Laurence MIiier, MD
University of Arkansas for Medical
Scleneils
Brooke Parish, MD
Blue CrCISS Blue Shield of New
Mexico
David Patlnlli MO
Kaiser Permanente San Francisco
Vanita Plndollll, PhannD, MBA
Henry Ford Health System
Lisa Shea, MD, DFAPA
Lifespan
Andrew $perfln11, Jo
National Alliance on Mental Illness
Jeffery $usman, MD
Northeast Ohio Medical University
Michael na11111e, MD
HealthPartners Medical Group
Bonnie Zima, MO, MPH
University of California, Los Mgeles
(UCLA) Semel Institute for
NeurC1Science and Human Behavior
Leslie s. zun, MD, MBA
Sinai Health System
cancer Standln1 Committee
CO-CHAIRS
Ka111n Flelds, MO
Moffitt Cancer Center
Shelley Fuld Nasso, MPP, CEO
National Coalition for Cancer
Survivorship
MEMBERS
Afsaneh Barz!, MD, PhD
USC-Norris cancer Center
G111pry Bocsl, DO, FCAP
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27AUN1
EN27AU21.068
AH-cause Admissions and
Readmissions
48214
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Donald IClltpard, .MD, FAAFP
OasisMD
Matthew FacktOr; MD,
FACS (lnrredw)
Dl!clore Consulting
Elltn HIile,-. PT, EdD,CCS,
Geisiti&er Medical Center
FAACVPR, FAPTA
Cancer Center
Heldlfloyd
Patient Advocate
Bradford Hlr:llth, MD
~ ffo&ellll'llllet;PN>; MN,
APRN/ARIIIP, CDE, NTP, .TNCC; CEE
Oncology Nurse Practitioner
W-riilohnson
Fight Colorectaf Cancer
J. IAonard Uclmallflikl, MD, MACP•
Amerii:an Cancer Society
Stephen I.well, Ms
Si!~ canw Care Alliance. Patient
and AdlllsotyCOuncil .
Jennlfar Malin, MD, PliD
Anthem, Int.
Jodi Maranchle, MD, l'AC5
Unlverslly of l'fttsbu1&h
Oen!Han-, MBA .
City of Hope cancer Center
Benjamin MoYsas, MD
Henryfo«I Heallh System
Beverl; Ref&le,PhD, RN
University of Cincinnati College of
Nutsing
DallldJ. Sher, MD, MPH
OT soothwestemMedlcaltenter
Dalllelle Zlemk:kl, Pham!D
Dedham Group
Cardiovascular Standing
committee
CO-CHAIRS
MayGeorp, MD, MSPtl, FACS,
FAHA
Centers.for Disease Control and
Prevention (CDC!
ThomuKotl:1111, MD, MSPH
Consulting cardiologist, ·
HealihPartrters
MEMBERS
Unda Brigs, Dt2014
Kumlll' Dharmarajan, MD, MBA
aover Health
Wllllam DowrleY, MD
.
Charles Mahan, Phill'lilD, PhC, RPh
Presbyterian Healthi:are Servfces am:I
Unlvetslty of.New Mexico
Sil!aNn Mattke, MD; DSc
University of South em California
6-Mayes;JD,MMSc
Patient Story Coach/Writer
Kristi lilllu:hell, MPH
A\lalere Health, llC.
Jaon.Spander, MD, MPH, FACPM
·Amgen,.lnc.
FAOTA, CPHQ, FNAP, FACRM
Cedars-Sinai Medical Center
Mahli Senathlralah, MBA
IBM. Watson Health
Matthew11tmllSIS; DPT
Hosl)ltal for $pedal surgery
Sophia Trlpol MPif
Families USA
Danny van
a.wan. RN,MPH
Health Hats
Gerlatrlcsand PalllaM
Care Standing. Committee
CO-CHAIRS
S-nStrcing
HeartValueVoice Colorado
Mlllden Vidovich, MD
R. Selin Mol'rlsoli. MD
Patty and JW!f Baker National PalHative
care Center; National Palliative Care
Brown VA Medical Center .
DaYlll Wlllll'lllQI, MD, PhD, FACC
university of California
Research Center;HeifibergPaliative
Care IIUtitUte, Icahn School of
Medicine.at Mount Sinai
DuorahWaldrop, PhD, I.MSW;
Coshnd Effldency standing
Committee
UnlVerslty of Buffalo, Schoof .of Social
Work
Unfvetsity of Illinois at ChlalgO, Jesse
ACSW
CO-CHAIRS
lCrlstfne Martin Ancliii'IDII; MBA
BoO>: Allen Hamilton
SUnny JhamnanL MD
Dignity Health a Banner
MEI\ABERS
Robert B!llley, MD
Johnson &Johnson Health care
System$, Inc;
BIJan Boi'ah, llilSc, l'liD
Mayo Clinic College of Medicine
Cory Byrd.
Humana, fne;
Amy Chin, MS
Greater New York Hospital
As:soclation
·
Cheryl Damberr, l'liD
RAND Corporation
LliidsayEl'ldlson, MPH
Integrated Hftlthcare Associatiori
(IHAI
RAND Corporatlon/UCI.Asthool of
PUbllc.Healih
EmillilHoo.
Pacific Business Group on Health
(PBGH)
Sean Hopkins, BS
NewJersey Hospital Assoc;lation
Jonathall Jilffr'ey; MD, MS, .MMM
IJniverslty of Wisconsin School of
Medicine and Public H!!Blth
Fmt 4703
Morton Plant Mease/Bay care Health
System
.
Sn!e Battu;MD
MayoCllnic
Samira llilcbilth, t.tsw, FACHl1,
lHD
Hope HealthCl!re Sen/Ices·
AniyJ. Berman, RN
John ii. Hartford Fmindation
C!eailllil ea,,, DO, FAAHPM,.FAAl'P
Hilsph:eofDayton
MailllnGrant, DNP,CRNP
CoalitiOn to Transform Advanced Care
(C-tAC)
Georp Haiidlo,lfCC,CSSBB
Heallhcare Chaplaincy
Arif H. Kama~. MD; NIIA, MHS, FACP,
FAAHPM
ouke Cancer Institute
SUIIMI Johil$on, MPH, RN
RlshaGldnm, Di'PH
Frm 00101
MEMBERS
MaiBJa Atldnson, DMln, lfCC
Sfmt 4725
NatlOnal Hospice and Pall!ative Care
Organization
lll'llce:Knebl; DO, MBA, FAC()f, FACP
Urilverslty o:I North Texas Health
Science Center at Fort Worth
Christopher laJltOn, CAE
The Society for l'ost-Al:Ute and Long-
Torin care Med1c1n.e
Katllerlne Udltenbel'C, DO, MPH.
FAAFP
E:\FR\FM\27AUN1.SGM
27AUN1
EN27AU21.069
University of Colorado Hospital
cnntcal Laboratory
Brent llravelnan, Pb.I>, OTR/1.
FAOTA
University of Texas M.o. Anderson
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
Notthwestem. University Feinberg
Sthool of Medicine/AM and Robert
H. Lurie Children'& Hospital
PhannD,MS
Clink:al l:'harmaci:St, Self..Empll)Y!!d
1.1it1ra Porter, MD
CanterAlliance
Lynn Rellike, PhD, ARNP, FAAN
VA Puget Sound Health careSystem
Colon
CO-c:HAIRS
Gem Lamb, PhD, RN, FAAft
Linda Schwlm111er,JD
.
New Jersey Health care Quality
Institute
Christina S..I Rl'ldlle, MO, MSPH
University of callfornia San Francisco,
Jewl$h Home of San Francisco Center
for Research on Aging
Janella Shnrw, RN, BSN, ~ CPHQ
Stl'.atls Health
..
PaUll:,T-, MO, MSPH,CMD,
FAAHPM, AGSF
Dell Seton Medical Center at.
University of Texas, Jltustin
s.11111 Thirtwel~ ·JIISc, MSc(A). RN,
CHPN, CHPCA, AOCNS
H. Lee Moffitt Canter center: and
Resean:h lnstitllte H(IS!lltal, Ilic.
Neurology Standfn1
Committee
CO-CHAIRS
DlwkllCnowlton, MA
Retired
. . ..
Da¥k1 llrsc:hwel~ MD, MSc
University of Washington, HarborvleW
Medical Center
MEMBERS
Mary Kay 8allaslotu, MD.
International Alliance for Pediatric
Strokit
~BautlSta,.MD
cievetand Clll'llc Neurological lnstiiute
Epilepsy Center
JilnesBurlril,ll,1D
University of Mldllaatt .. .. .. .
Yalarte Cotter, DrNP, AGPCNl"-ac,
FAANP
.lohn Hoplcins Schoof of Nursing
Rtbea:a DeSl'OSC:ller, MS
Health'Resources and Service$
Adminlsttation
Brldford D11:kerson, MD, MMSC
Massadlw;etts General Hospital
Charlotte.Jona, IVID,Phb; MSPH
food and Drug Administration
Melody Ryin, Pha-111D, MPH
University of Kentlicky College of
Pharmacy
.Jane SUlllvan, PT, PHS, ft'I&
Notthwestem University
Kelly Sulivan, Phi>
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Harvard Medical School
DolllllaSNH;
University of Wisconsin, Madison,
Sthool of Social Work
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Peter lllomas,JD
Pyles,SUtter&. Verville, P.C.
Rosszatonte, DO
Patient Experience and
Function Standing
Committee
Trac:y Schroepfer, PhD, MSW
VerDate Sep<11>2014
Georgia Southern University
Patient safetystandlna
Committee
CQ-CHAIRS
Ed Septlll1us, MD
Mltdlcal Director Infection PreVentlon
and EpidemlolO&V HCA.and.Profes.for
mInternal Medicine Texas A&M
Heailh Sclence Center College of
Medicine, Hospital Corporation of
America
1ana Tinen, PhD, At.SW
Patient safety .Directof,Utah
Department ar Health
Arizona State University
IMPartl'fda, MPH.
.
Unlven:lty of callfotnla Irvine Schoof
of Medicine.
Tr8cay l; MBA,
FACS
Ohio State Univetsity'sWl!liner
Medical Center
A-Myrb, RPh,. MAT
Island PerReview Organization
(IPRO)
Jafii1e RofleYiOf
Anthem Blue Cross and Blue Shield
Kelly Mlchaeison, MD, MPH, fCCM,
fAP
48215
48216
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
Donald Yealy, MD, FACEP
University of Pittsburgh
Yanllng Yu, PhD
Washington Advocate for Patient
Safety
Adam Thompson. BA
Kennedy Health AUlance
CO-CHAIRS
Thomas Mclnemy, MD
Retired
Amir Qaseem, MD, PhD, MHA
American College of Physldans
MEMBERS
Lindsay BOtsford, MD, MBA,
MBA/FAAFP
MEMBERS
Perinatal and
Women's Health Standing
Committee
CO-CHAIRS
Klmberly Grtgory, MD, MPH
Cedars-Sinai Medical Center
carol Sakala, PhD, MSPH
National Partnership for Women &
Families
MEMBERS
JIii Arnold
Maternal Safety Foundation
J. Matthew AIIStln, PhD
Faculty Johns Hopkins School of
Medicine
Jennifer Balllt, MD, MPH
Metrohealth Medical Center
Amy Ball, DNP, RNC-09, NEA-BC,
CPHQ
WOl1'1M's and Children's Services and
Levine Cancer Institute, Atrium
Health
Martha carter, DHSc, MBA, APRN,
CNM
WomenCare, Inc.
Tracy Flanagan, MD
Kaiser Permanente
Ashlty Hirai, PhD
Health Resources and Services
Administration
Mambaralllbath Jaltel, MD
Parkland NICU, University of Texas,
Southwestern Medical Center
Diana JoDes, CNM, MS, PhD
American College of Nurse- l\llldwlves
Deborah KIiday, MSN
Premier Inc.
sarah McNel~ MD
Contra Costa Medical Center
Jennifer MOON, PhD, RN
Institute for Medicaid Innovation
Krl$tl Nelson, MBA, BSN
lntermountaln Healthcare
Jullet M, Nevins, MD, MPA
Aetna
Shella OW.ns-Colllns, MD, MPH,
MBA
Johns Hopkins Healthcare, LLC
Cynthia Pelltsrlnl
March of Dimes
Diana E, Ramos, MD, MPH, FACOG
Los Ar,geles County Public Health
Department
Naomi Sc:hllfllro, RN, PhD, CPNP
Step 2 School of Nursing, University of
California, San Francisco
Prevention and Population
Health Standing committee
John Auertiach, MBA
Trust for America's Health
Philip Albert~ PhD
Asscx:latlon of American Medical
Colleges
Jayaram Brlndalll, MD, MBA, MPH
AdventHealth
Ron Blalek, MPP, CQIA
Public Health Foundation
I, Emlllo C:anillo, MD, MPH
Weill Cornell Medicine
Gisi Chawla, MD, MHA
Children's Minnesota
Larry Curley
National Indian Council on Aging
Blll'ry•lewls Harris, II, MD
Corlzon Health
Catherine HII~ DNP, APRN
Texas Health Resources
Amy Nguyen-Howell, MD, MBA,
FMFP
America's Physician Groups
Ronald Inge, DDS
Delta Dental of Missouri
Julla Lotan, MD, MPH
California Department of Health Care
Services
Patricia McKane, DVM, MPH
Michigan Department of. Community
Health
Amy Minnich, RN, MHSA
Geisinger Health System
Brice K. Muma, MD, FACP
Henry Ford Physician Network
Jason Spangltr, MD, MPH
Amgen,lllc.
Rosalyn <:arr Stephans, RN, MSN,
CCM
AmeriHealth Carltas
Matt Stiefel, MPA, MS
Kaiser Permanente
Michael Stoto, PhD
Georgetown university
Ar:tun Venkatesh, MD, MBA
Yale University School of Medicine
Renee Walk, MPH
Wisconsin Department of Employee
Trust Funds
Whitney BOwman.Zatzkln, MPA,
MSR
Rare Dots Consulting
Primary Care and Chronic
Illness Standln1 committee
CO-CHAIRS
Dale Bratzler, DO, MPH
University of Oklahoma Health
Sciences Center-College of Public
Health
Physicians at sugar creek
WIBlam Curry, MD, MS
Penn State Hershey Medical Center
Klm Elliott, PhD
Health services Advisory Group, Inc.
Scott Frltdman, MD
Florida Retina Consultants
Donald Goldmann, MD
Institute for Healthcare Improvement
v. Katherine Gray, PhD
Sage Health Management Solutions
Faith Graen, MSN, RN, CPI-IQ, CPC-A
Humana
Danlel GNtnlnSel', MD
The Permanente Medical Group
Starlin Haydon-Graattlng, MS, BS,
Phann, FAPhA
Illinois Pharmacists Association
Jeffrey Lewis, BA
El Rio Community Health Center
Catherine Matlean, MD, PhD
Hospital for Special Surgery
Anna McColllstaNillpp
Galileo Anlllytics
SonaD Narain, MBBS, MPH
Donald and Barbara Zucker School of
Medicine at Hofstra/Northwell,
Northwell Health
James Rosenzweig. MD
Boston University School of Medicine,
RTI International
Victoria Shanmugam, MD
The George Washington University
Rlshl Singh, MD
Clevaland Cllnlc
WIUlam Taylor, MD
Harvard Medical School
Johll Ventura, DC
American Chiropractic Assotlation
Renal Standing Committee
CO-CHAIRS
Constance Anderson, BSN, MBA
Northwest Kidney Centers
Lorlen Dalrymple, MD, MPH
Fresenius Medical care North
America
MEMBERS
Rajesh Davda, MD, MBA, CPE
Ci&na Healthcare
Elizabeth Evans, DNP
American Nurses Association
Mk:hael Fl$thet, MD, MSPH
Department of Veterans Affairs
Renea Gerrldc, MD, FA(P
Renal Physicians
Association/Westchester Medical
Center, New Vork Medical College
Stuart Grnnsteln, MD
Montefiore Medical Center
MllceGuffey
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17:52 Aug 26, 2021
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~
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
Tl'easurer,Dialysis Patient Otlzens)
Debra Hain, Phi>, APRN, ANP..IIC,
GNP-BC, FAANP
American Nephtology Nurses'
Association
UniVersitY of CA Health Pl!ln
kartlynne lennln,. llftHA, UISW
Telhgen.West
Franklln Maddux, MD,FACP
Fresenius Medical care North
America
AndNwlllarw, MD; FACP, FASN
National Institute of Diabetes lli'.id
Di&eStlVe Kidney Diseases-National
lotter on DSK11XQN23PROD with NOTICES1
surgery Standing
FASCRS
University of Perinsylvanla/Amerlcan
5oclety ofAnestheslolo&ists
Wllllam Gunllar, MD,JI)
Veterans' Health Administration
Unlwrslty of Colorado Sr.hoot of
Medicine
17:52 Aug 26, 2021
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1lsa lats, MD, MSPH, MBA. FAQJ
Medlclne{Monteflore Medical Center
Cllfflli'dKO, MD,.MS, MSHS, FACS;
Lee·Flilllshar,MD
Patients
. . . ..
Yale New Haven Health System
Mahesh ICrlshnan, MD, MPlt, MBA,
FASN
D8Vlta Healthcare Partners, ·1nc;
Albert EinsteinCollege of
Cornnilttee
COCHA1RS
MEMBERS
AshrlthAmamath; MD
Slitter Valley .Medical Foundation
Kenya Brown, LCSW-'C
Fresenius Medical Care
TempEatmon
Children .
Alan Kltpr, MD
Fred..ickKaslcel, Ml>, PhD
Children's HoSpital at Mont!!flore
Myra Kleinpeter, MD; MPH
Tulane UnlvetsltySchool of Medicine
Institutes.of Health
Jtssle flavllnllc,. MS, RD, CSR, LD
oreaon Health &Science llnlvers!tv
Mark lllltlrownl, MD
SoothemcaRfomia·Permanente
Medical Group
Mlchael Somers, MD
American $ocietyof Pediatric.
Nephtology/HaMrd Medical
Sdlool/Bostonthllilren'sHospital
Bobbi Wacer, MSN, RN
American Association ofl2014
Lori Hartwel
Renal Support Network
UCLA Schools. of Medicine and Publlt
Health
Barbara Levy, MD'. FACOG, FAC$
American College of Obstetricians and
Gynecologists
ShawnRlil1i81, MD, MStE
llOstOn Children's HOSpltal
Christopher Salpl, MD, MPH
Ul'llversltyoft:alflwnia,1..osArigeles
sahlatoAI T. Scall, Ml>,.FACS,RPVi
:University of Rorida-Galnemne
Patient Representative
Ellsabeth En!ksoll, MD, MPii, f'AtOG,
FACS
Dartmouth. Hitdlcock Medical
center
Frederldt Giwer, MD
John flandy, MD
Alan Slperstelft, MD
Cleveland Clinic
Josh11111>. $teln, Ml>, MS
llniversltyof Mlthl&an
Larisa temple, MD
Memorial Sloan-Kettering Canter
Center
·
tcevln w.ia, MHA
Hospital for Special Suraery
American COiiege of Chest Physidllnt
MarkJarnm, Ml>, MBA
North Shore-OJ Health Systt!ln
Vllm11JoSeph, MD, MPH, FASA
Frm 00104
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UMB Bank (Board of DltectOl'S
48217
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
ApperKl~C:$clentfflc
Methods PanetRoster
Columbia Unl\iersify; College of
Henry Fl!t'd Heil11h System
Physidali~ alldSu,aeol\s/
MEMBERS
"Mattlwltki; PhD
Armstrong Institute forPatlentSafety
andllUlllltyatJohnsHopklns
Medicine
IIIJln IIOlill; MSt; PhD
MayoCll!!I~
Jcihlt Bott, MBA,.MiSW
cwumer Rel)brts
lacy.Fabian, PhD
The MITRE Corporation
lotter on DSK11XQN23PROD with NOTICES1
$imst!ffl)it;PIID
~ttlille~1>rlll!lnstltUte
Sberrlilkaplan, PhD; MPH
~rill Ku!lf$cb, PltD;RN.;ac..~
Mernof/al Hermann Health System
Paid Kui'lilMkY; MD
Avalete Health
De1lkl N"9117. PhD
17:52 Aug 26, 2021
Braridels University
PalrkkRlimmo, MD, MPH
University. of callfomla.o.vis
UC IIW'le School of Medldn.e
CO-CHAIRS
ChrllltlUefllaiid; PhD
VerDate Sep<11>2014
Marybilth. Fllqlllar, PIii>, MSN, RN
American Ui'ologlcalAssodation
Jeffrey Geppert, EclM, ..,
Jkt 253001
Columbia HsrtSource
ztlenqlu Un, PhD
Vale-Ne\¥ ~aven Hi:lspltiil
Jac:k Needlam11t;PhD
UlilW!'Sittof ~lfbrrilalos Aliaelei
.PM .. ... . .. .
Unlverslty·of TeJCas MDAnde!Son
cancer Center
Terrf Wtliho~ PhD; RPh, CPffQ,
.FAPhA
University ofA,lzbmi; Colle!i! of
Pharmacy
ElfcW~PhD;MS
EllfiMNucclo; PhD
Ftuen111s Medilial care North
V11lwrsifyllf•·eo1oradb,Anschutz
IVledlcat campus
Stan O'Brien, PhD.
Duke. Unl\/erslty Miiidlca!Center
America
5!Wn•Whftii,PIID, RHI~ CHDA
the James Canm Hospital atlhe
Jllnnlftr Ptllotf, PIii>
PO 00000
Mathematica POl!c\l Research
AlixSO.Hllrrls; PhD, MS
Standford Unl\,e!'Sify
R-ldWlllers, MD; MilA, ftnMA,
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48219
Appendix D: NtAPMeasure Selectlo11 Qfterla
MAl'uses lts:MeasureSelectlbnCrlterta (MSC) to guldelts ~lewof measuresunderconslderatlon, The
Msc iil1! intendecho a$$lst MAP With 1dentlfy1n1chatacterlsttcsthataN1 assoclatedwi1:h tdeatmeasure
sets used tor public res,orttng>and payment programs; The MSC are riot.absolute rules; rattier, thevare
meant to prov}de-generalguJdance on measure selection dectstonsand to complement program-specfflc
stati.itorv and regufatory rec:ru1remems.1he.c:ehtral tocusshould i:ieon the. selectioi'I of htghquailty
measures·that.optlmally address health system Improvement prlorltles, flll•.crltfcal.measurementpps,
and tncreaseallgnment. Although c:ompetlng prloritlese>ften need to bewelghed agal~ one another,
the MSC cartbie used as a·teterencewhenwaluatlngthe•relattve strengths andweakhesses ofa
programmeasureset, and howtheaddltlonofan lndMdual measurewouldcontrlbutetothe.set The
MSC haveevQ[ved over time to reflect: the lnput oh wide variety ofstakeholdiers,
tod~ffl!lne whether a1T1easure should. be considien!d for a speclfled prografl\ MAP evaluat;es ~hie
measures under constdetatlon against the Ms.c. Acfdlttonaliv, tht MSC serve as the bastsf'ot the
prellmlnaryanalyslS algorithm.MAP members are expected tofamlllarlze themselves. with the criteria
and use them to Indicate their support for a measure underconsJderatlon •.
1. NQF-etldolffi/miosures.arerequiredforprogrammeasure.sets, unless··norelevant
e,:,dorsedmeasures are available to achieve acriticalp,ograrn objective,
Demonstrated·by•aprog,r;,m.meas11re·set..thatcontalnsmeas11resthatm«etthe.NQFemlorsement
crlterf~.lnclu"""g•lrnportance•torneasuream:trepo,t.sclentlflcoc;ce~IHlltyofmeasurepro,,ertles,
'(eoS1bH1ty~. usabllity·tffidUse,ondhamt0nlttnionof'tornpetlif~ ondrelorettmeasures
sub-o(cedoit 1:t Meosutes'thtitenotNQF~slialiftltiesulmllt:tedft>r1indorieinenrf
se/ectedtomeeta•specl/fcprogntmneed.
$,,b-o(cedoft ~
•M~ure.stttati~f!adetict~em~.•orh~~ilsubtttlttedlot
S U ~ 1.!I
en~ment.an.d~renoten~ffiof;lidhe•:remr,W!dfro,n. proJli'fims.
Miiasuiesthataielh.~•mitlis{J;e;, tlif:i,idotit)~ldlietorisldeiet:t.Jot
removotfn)m.p,:ograms,
2. Proftarn rJletisfl.te$etl1CtivetypromQte$ k~y tleolthcaNimprovementprloritres; Siicljas
th~ highllghtdinQ.il~ •M~nltlg/,JIMeosures"#ramtwotk:
Demon~t,y.r,progrr;,m,neasurese,thatJ1rQfl'lotes.lmfJl'OVJment11t. tceYnatk1nalheatthca,e
P~s.suc;h·asCMS~.~n.1njJil1·1,xeriSUl'iis.FtrJmeworl(
Otherpotentto/J:onslderotfonslilcitide tiddtfflftl!lemer,iifgpul)/k#eQith f.'Qrwemsanrie11S:iJrlfill•that th!f
m'i.lddtfflesfceV.tmprovementpmiittlesforatfpfo.tlldets;
31 Prog.ram measutesetisr:espqnsfve:to~;Jfc.p~rogoa~.at,dtequii;elilents.
Demonstmtedby•aprr,grarn.,mms11resetthatls1ftforfJllfPJ1$e".for.theportfcularprogram
. f l l ~ JJ ~m~sfftlilChldes~u,atareapplfc:iililetaOlfl!
~ r e l y teitetl/r,rt/tttprpgf4tn'Sf~iler!ta(f!sett/Jlgf$J, k'ill!l(s}of
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sulkilredon
ana&sJ$;•t111tlpop,.1/att.tkffs),
Memare settfot.publlc;repott1ng{Jio(/filril$ •1d1iemeaiiing/utfor
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consumersand11Urchasers.
SUl:t-aftedon 3.3
Measure setsft,rpaymenUncentllleprogmms,shouldamta/1'1 measuresfor
•.V!flk.tl,~ts~t:td~~~~de~~usa.blllty·andusefiil~~'{f,te,te;
For~Medfmrepoyment~ms; ffimlteretf.Ultestliat:m'!OslifesrtWst·
su~ S.4
/Jrst$!11t1p{emenf!i:lll'lapublfttep(Jl'tfl'Jgprogtomt«a de~#atedpeffOdJ;
AVdld~ofmeasunistltatfiriH/kelyto mitite.slgnfJk:anhidverse:
·~~l!flf!e'flc,/!S~~f1111.. sper:lflc.progNf!li
so~ u
tmp'i/as1te~of.~~res·tbQrh!NeeaiM'sflet:~
fMii/able:
4;
Pfogl'tim m~setWiiiiidesan appttiJ:iriatem'ixoJmeasute types;
P!lm01J~d•w..11.program1"-"1sure·settt.n,tl~es11.n•11.Ppro~ml!(.of.~; 11.~e,
eiqierte11c1tofca~ ciist/tesoutte use/tq,p,qptfat.eiijss, tom~.atfdjtf(lctutalm~netessar,t,:,r
tile spe#Jlcp(f)gNIJI
~ - 4,:.t in·g~t/ifefererwe.'sflouidtio~n ta medture CMIJi!s tbQt~'sllieti/lt
progtaffl ~ .
Sub-altelfon 4.1
Public reporting ofprogmmmeasuresetsshouldemphoslze outcames,thot
~ r t a . ~. lm:fi.i.cllngp@ep('•andcareg~r~~e~
• $ 1 ~ .«.S: P(IJtf!l~tpqtof!lm-ea.stl('eStttsslkJu)dfi:ldfJde:oqtcQf!lerneasu,-sst•
.measures ta ca~'iialllti..
s; Ptogl'tim measutesetenablts measurement ofperson" andfomiiy-atitetedcare.ttnd
~~$,
Demonstratedlw.ap(f)gram.measuce·setthat·addressesaccess1 choke,.self-determlnatlon~and
r;<>mmunlzy.f~(f)t/9rr
~
s.1
MjiisrJte stetQddrttssesJHifhmt'/ftlmltwcaregtverexfietltfnce;. lilcltidmJi aspeCU
of.communk:atlon•andcacecoordlnatlon.
~~ $.I
Me!lsl.ffeset~ssfl.~ddeclslOIJ f!IQklng. such asft!rca"Dl!d'S.I!~
pimmlngandesrobl.tslJtnr,Oflvanceef{~s;
SU~~
Mjiisf,(fe~ttm,bfe$~ofthfffettsoil".Sa:ifecmi:lsiftvfi:es.(lr;rt.,$$
f:@vtdffl. m:tlhtis. tiridtlme,
~m
~
mgijj11~:$etftJc/f!(ieit:Qt1$f2014
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48221
far:1/ftatestt"Otf/katfon ofresults.tobetterundemondd(fferw,cesomong
wfnemblepopulatlons,
7; ~tr:1m meQSUreset..PrQfllQ~pPrsimar,y qr,d'olignmen~
Oemonstfiitedbyaf,Jfajjfiim.measute·setthatsupfxirts.efffeleht.useoftesourcesftitdata,tolle«to'ita'itd
~~gCU1~~pp~c,//gnrnentocl'Q~~s.lJfe.Pl'QFt1.mrn~~·sfioqf#.,,alQllce.(he. ~~
c,ft:ffert~wltll1Jicto~eltf•~ft$qpp(H'f.U.nlt;f·to,lrtillff>WI qUCi/11:y;,
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~mmeaswe setde~i:eseJlldemv(tie~ mlnliiiumiitimbetof
~u~·~the1e.r,,st..,,1,1~ens~rn~s•that~prpgrqm~fs);
~•rneqsure:setJ>l.or:esstl'Qn9,emplJ(lsls·c,tJ:meosf!t'lts··tfµ:ttcan~•used·
~multlp(e1)fograms.otaJ)IJllcat1on~
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Appendix E: MAP Structure, Members, Criteria for Service, and Rosters
MAP operates through a two-tiered structu.re •. Guided by the priorities and goais of HHS' Natlonal
Quallty Strategy, the MAP Coordinating Committee provides direction and direct Input to HHS. MAP's
workgroups advls.e the Coordinating Committee on measures needed for specific care settings, care
providers, and patient populatlons. Tlme-llmlted task forces .consider more focused topics, such as
developing "famllles of measures"-related measures that cross settings and populations-and provide
further Information to the MAP Coordinating Committee and workgroups. Each multlstakeholdei' group
Includes lndlvlduals with content expertise and organizations partlcularly affected by the work.
MAP's members are selected based on NQF's Board-adopted selectlon criteria through an annual
nominations process and an open publlc commenting period. Balance among stakeholder groups Is
paramount. Due to the complexity of MAP's tasks, Individual subject matter experts are Included In the
groups. Federal government ex officio members are non-voting because federal officials cannot advise
themselves. MAP members serve staggered three-year terms.
Committee Co-Chairs (voting)
8l'Uce Hall, MD, Pho
BJC Healthcare
Charin Kahn, II~ MPH
MAP Rural Health
Wortcaroup Members
Federation of American Hospitals
committee co~chalrs (voting)
Organizational Members
(voting)
·
Aaron Garman, MD
Coal Country Community Health
America's Health triturance Plans.
American Collt11 of Phvslclans
American Health Care Association
American Hospital AQoclatton
American Medical AHOcllltlon
American Nursu Atsoc:llltlOn
Health CaN Servtm Corporation
ffumana
The JOlntCommlSJlon
The I.Hpfrot Group
Medicare Rights center
National Business Group on Health
National Committee for Quality
Atsuranca
National Patient Advocate.
foundation
N8'Mlrlc for Rqlonal Healthcare·
Improvement
Pacific suslnaSI Group on Health
Patient a Famlly Centered Cara
Parm.rs
Center
Individual Subject Matter
Experts (voting)
HaroldPlncm, MD
Jeff Schiff, MD, MBA
Ron Walters, MD, MIA, MHA.
Federal Government Liaisons
(non-voting)
A&lnty for HHlthcare Reieareh and
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Quality (AHRQ)
canters for Dlsn• Control and
PNVlntlon (CDC)
centers for Madlclra a Madlcald
Sen,lcas (CMS)
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Individual Subject Matter
experts (voting)
Mlchaal Faddan, MD
John Gale, MS
Cllrtllllowery, MD
Malinda Murphy, RN, MS
Jessica Schumacher, PhD
Ana Verzona, MS, APRN, FNP, CNM
HollyWolff,MHA
Federal Government Liaisons
(non-voting)
federal OfflCll of Rural Holth Polley,
Ira MOICOYICI, PhD
University of Minnesota School of
Public Health
Org;inizational
Members (voting)
Alliant Health Solutions ·
Amerlain Academy of Famlly
Physicians (AAFPI
Amerlain Acadal'!IY of Physl~n
Assistants (A.APA)
American eou,11 of Em•'1i•IICY
Phvslclans (ACEP)
American Hospital AssOdatlon (AHA)
American SOclaty of HHlth-SVStem
Pharmacists (ASHP)
Clrdlnal lnnovatlolil
GelSlnpr Health
lntermountaln Hialthcaie
Mlch'8111 Centar for Rllral Health
Minnesota Community
Manurement
National Anodatlon of Rural Health
Cllnk:t (NARHC)
National Rural HHlth Association
(NilffA)
National Rural latter Carlfers•
Assodatlon INRI.CA)
RUPRI Center fOr Rural Health Poley
Analysis
Rural WfllconSln Health Cooperative
(RWHC)
Truven Haalth
Analytlct U.C/IBM Watson Ha■lth
Company
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DHHS/ffllSA
Center for Medicare 1nd Medicaid
Innovation,. Centers tor MedlCllra a
Medicaid Slrvloas (CMS)
lndlan Health Slrvloas, DHH
·MAP Cllnlclan Wortcaroup
Members
Committee Co-Chairs (voting)
Bruca Balllay, MD
organizational Members
(voting)
The Alllanoa
Amarlca's Physician Groups
American Acadlmy of Family
Physicians
American Acadlmy of Pediatrics
American Association of Nur:se
PftetltlOnll:t
Amarlcan Collap of Cardlofol'/
American Collap of Radtotocv
Amarlcan Occupatlonal
Therapy Anocllltlon
Anthem
AtrlumHHlth
Consumers' Chedcbool!/Ctiilter for
the Study of Sll'VIOIS
CouncR of Medical Spacllllty
SocletllS
Genantecih
ffHlthPlrtn!III, Inc.
Kallltr Perm1111nte
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MAP Coordlnatln1
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Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
FOundatlon
ICuttMmllilt;MD
Compassus
Mapllanffa!!ltti; into
N~~nl!f~
(NAACOSI
GruterN-Yol'k·._pJtlll
=~~P,tmary~
auslMisGroup• Htatth
PiltlentMtyAd!Oii N~l'lc
St. LoulsANa ausJMSs Hullh
Coalltton
l!idlvldinllSub,iec;t Matter:
Experts(wting)
Nlihliit "Slrlilii"Aiiliild
Wilhlllt Flelichmari
Qliilyds Patltft!Clt~Rf
Oi'ganlzational Members
Alsc!ClltlOn.
(voting)
AMDA-TheSod!lt,for.PDst-Acute
.
tttnrvfONI ~·sv-ms·
National Anodadon. tor 8ehavklrat
HhlthellNI ~ Nltkinal
Assodadon of Plydilatrlc Hulth•
~Qllliilty Alllllllclt
.~Gilllf
PrOjtct.Padent c:ar.
...
Clllmlrs for MedrcaN.& Mlaiellild
Sllrvlclu (CMS)
Hllalth R_,urmsand Slll'iilcles
Mmlnlsnlllln IHRMI
MAP Hospital W~P
Members
committee CO'Chairs (votill&)
R. S..nlVIOrri.on
NatlDllal toalitionfor Hospjceand
Pallhltlve Care
Ci'Mle Upshaw Travis, N$Hl'IA.
Memphl$ BUslne$$GrO!IP on Heaitlt
Organizationa1·Membets
(voting)
Amerlca's·Esselmii•·llosllbis;
Amerk:ln Assoclltlo!ll!f ICldliey
Patients
Amei'lailt C.•illlii!liilt\Mnt•
AtsoclMlon
Amel'lcan$odltyol'
Aneitheslo!ollsts.
Amel'lcan Holpltlll ~
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·
R._b~ (AAl'Ml!RI
IVIOtliersAll!Mtllt'lii!ilcalErrcil:
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17:52 Aug 26, 2021
AmlrlcanAcademyol'Physlelil
MidtninJo,Nlnlinallf l!Wiililw
'llitl'llflY Group
Moll!ll flealthtaie
(n~n-votlng}
OlntersforDlseaa COntrol anci
,,_.... ICl>i:I
.andlill'ilt-Ttirm2014
Alsc!ClltlOn ol'.Amerlclln Medlcll
lCl!ldml HhlthellNI
Premllr,lnc..
l.qlilCOUl!lllffortlMIElr:ltirly
Nlltklnlll
and P i ~
.ClNQrpnll8tkln
._,lea
SlrvkaE~~I
UnlOn
Natklnal ~ OkarAdirl'sory
5oc1etyfor Mlllllmal:;tetali'iiiadk:iita
1,1Pllo1Cttwlll'lln
Pilntil.
NatklnalTrllliltlonsol'ara
.COlllltklll
'!liltlns,._.~•Of
l11clivlcltial. Subject Matter
EXp~i'l:s ('ioting)
America
Aiidrffa Ball...cohiil; Pf!O
lrldlvldualSubjecfMatter
IJilclsly.Wfillani
Federal
~Nlltdo,.Pl!D
Amish trlwd~Pllafflli>
Federal GovemmenfLlaisons
(non-yQtinlll
Ctilitatfor DlaaaCOntrok-.ci
!'NIVentlcin.(CDCl
Cintenfot Mldlcl!~&Mtclicikl
Servlce$(CM$}
•Offlal Of tlilt NlltklnlllC'oontlrini!'
for Htiahh lnformadon
Tiltlln
LoulH. Batz Patient. Safety
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Appendix F: federal Quality Reporting and Performance-Based Payment Programs
COIJstdered by MAP
1. Ambulatorv Surgical center O.Uallty RepQrttng Program:
2. End~staae Renal Disease Quality Improvement.Program
3. Home Health Q.uallty ~eportfng Program
4. Hospice Quality Reporting Program
5. Hospltal;.,i\cqurredCondttIon ReducUon Program
6. Hospttal lripatlento.uallty Reporttrig Program arid Medicare arid Medicaid Promoting lnteroperablllty
Program.for.E!JglbleHospltllls and Critical Access Hospitals
7. HospltalOutpatlentO.Uallty Reporting Program
8. Hospital Readmissions ReducUon Program
9. Hospital Value-Based Pul"Chaslng Program
10. inpatient P$YChlatl'lc FacliltY a:ualltY Reporting Progl'.cim
U •• Inpatient Rehabtntatlon Factllty 0.u,dlty Reporting Program
12. Lori1flerm:care·HospltaI a.uallty Reporting Prograht
13, Medlc:are Shared Savings Program
14. Merit-Based lriceritlve PaymeritSystem
15, F!ro$pectlve Pay~nt System ExE!mpttancer j,(QllpltatQ.ualttvReportlng
16. Skllled Nursing Facility' auanty Reportrng Program.
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11:Skiliec:fNur:sfng Faclilty Value-Based Purchasing Program
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Appendix G: Identified Ciaps by NQF NleasurePortfolio
The Identification of measutegaps.wlthln the N0.Ftoplc areas Is a process that .allows Standing
Committees to brainstorm and 1dent1tywhere hlih value measutes.aretoofew or nonexistent.to.drive
lmprove1T1ent. The measurement gaps ldentlfled aero$$ all portfoltos are shared below:
• Measures thatfo~s e>n dlsp11rlttes and social d~rl'l'llhants of health (e;g., adeqt1ate ho!JSlns.
employment, and transportation)
• Measures focused on care coord1nat1on atrosstite llfe span
• Measijf85.rotusecfon the pediatr!t population and neurolcgital cond1t11:>ns.(e;g,; sttOke
performance and care, e1T1ergency response, long-'terlTI fUnctlonafoutco!Tles( sen,lces utlllzatlon
on a tbmmunlfy level, pbst-acute care, and rehabltitatlOh)
• Measures focused on the:conslderation of physical and octupationa[therapy as lt reliiteS to
neurolt,glcal Cbndrtlons
• Meast1res·tocusedon perlhata}and women's healtt,{e,g,, lntlmate.partnervlolence,•postpartum
depressfbn, arid careglverburden)
• Mea:sures that focus on provider "burnout"; lncludnigthose tied to payer-managed tare (e.g,,
prior authorization; treatment llmlts)
• Measures thatf~us on c;are1ntegratlc)nbetween !Tlentlll heall:h; st1bstanceusedlsorder:s, and
phystcar heatth{e~•• primary care)
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Appendix H: Medicare Measure Gaps Identified by NQF's Measure Applications
Partnership
MAP Clinician Worqroup
Within the Merlt"Based Incentive Payment System (MIPS) measure set, MAP Identified several gaps,
speclflcally In the areas of primary care, access, continuity, comprehension, and care coordination. MAP
also suggested that CMS consider adding measures that d.etermlne whether a course of therapy Is
Indeed the best for the patient to optimize reduc;tlons In cost and harm. MAP also emphasized measures
of diagnostic accuracy and primary care PROMs.
MAP Identified several measure gaps within the Shared Savings Program: diagnostic efficiency,
measures of cultural change, and addltlonal measures of care coordination and handoffs using eCQMs.
MAP discussed measure gaps associated with the Medicare Part C and D Star Ratings and suggested that
C:MS add measures of access to .provider networks, PROMs related to functional status, and care
coordination within care transitions. MAP expressed cOhcem that the medication adherenc;e measures
do not capture rational non-adherence and patient.preference, and also. 11uggested the removal of older
process measures, such as diabetes screening, In favor of measures that beneficiaries might find more
useful when selecting a plan, such as out-of-pocket cost. MAP also suggested the Inclusion oftelehealth
Into existing measures.
MAP Hospital Workaroup
In consideration of measure gaps, MAP noted that all of the End-Stage Renal Disease (ESRD) Quality
Improvement Program (QIP) patient experience measures are composites, and MAP suggested that InCenter Hemodlalysls (ICH) CAHPS questlbns could be broken out and reported separately. MAP also
called on CMS to consider how to Include more specific patient safety measures beyond the generic
question Included In CAHPS as well as functional status and quality of life measures, especially given the
slated changes In payment policy related to dialysis coverage through Medicare Advanta,e.
MAP suggested the Hospital Inpatient Quality Reporting (IQR) program would benefit from additional
care transitions measures as well as enhanced measures of preventable healthcare harm, such as the PSI
90 composite (NQF #0531) •. MAP encouraged the development of Medicare spending per beneficiary
measures for conditions that align with CMS mortality and readmission measures. MAP also stressed
that the program would benefit from additional patient safety measures as well as measures on
engagement of patients and famllles and transfer of Information across care settings.
MAP suggested that CMS Identify measurement priorities for patient populations within units for
Inpatient psychiatric facmttes, speclflcally geriatric units for Inpatient Psychiatric Faclllty Quallty
Reporting {IPFQR).
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MAP noted a gap In measures within Prospective Payment System Exempt cancer Hospital Quality
Reporting (PCHQR) regarding PROs for functional outcomes and quality of life, access to care, and
survival. It was also noted that measures are needed to. ensure smooth transitions between care
settings, especially hospice. MAP also noted the need for measures that encourage the move from
standardized approaches within cancer care to Increased adoption of personalized medicine and
pharmacogenomlc testing. MAP encouraged CMS to continue partnerships with existing cancer
registries to. gather data for future measurement.
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48227
MAP did notevaluate any measures for Ambulatory Surgical ~nter Quality Reporting (AS~l during
this MAP cycle, but theysugested lnfectton'-!'t!lated measure11,metr1cs that establ!Sh the quality and
safety of procedures within ambulatory .surgery.centers previously done In ·hospltartnpatlentand
outpatlent settings, .medication.safety measures wlthan emphasis on.opioid prescrlbfngand
stewardshlp,ahd measures of PROswlth an emphaslsoi1funct1on11 status.
there wete. l't() measures for consldi!ratlonfortheMAP during this cycliffor the Hosp1tarA1:qultet:f
condition (HAC) program. MAPdtd not Identify any specific measure gaps but rncludedcommerrts
related to the tlsk adjustment model for the tfACquallty measure, Speclftcally, MAP noted concem that
the rtskadJustment modermay unfairly l>i!nall:ze hosl:lltais tfiatnaw mc,re tellabtetesults by usl!ll thi!
national average to Impute the hospltalscore for those with smaller case volume. It was also mentioned
that a naloxone prescription Is not always an Indicator thatthere has been harm but may be appropriate
tor prestrlbl!ll,
the'2019 Muc 11st did not 1:ontatrtany potentlal ttospttal Readmissions :Redui:tlort Pr:cgram(HRRP)
measutesfofMAPto. review; In the dllicussron of gapsforthls measute set,. MAP suggestedevatuatrhJ
seven-day readrriissJon ra~ ra~h~ than 30-ciayrates. MAP suffl$dJh;tt there1,1c1s an Issue Yllth
atttlbut1on,namely that.30.;day measures may not solely reflect the perforh'iance of the hosl)ltal, but a
combination ofhospltal and community care; MAP noted thatsome.ofthe measures have been In the
program for a longtime and may haveJQpped out. They c:alled ori CMS to examlne Whtch measures may
have outlived their usefulness. MAP also encouraged CMS to explote the poter1t1a1 lnterattron betw.een
mortality and readmissions, particularly for patients with heart failure;
TheteWere no measures underc:oristc:terat1oriJor Hospttar Outpatient QUallty Repo'ttlhg {OQ.R) this cycle.
MAP did notspeclfy any ml!asuregapsfor the program du('fng~elr cllscusslon.
Hospital \talue~Based Payment(VBI>) had 110 measures forconslderat:lon during this cycle. In MAP
dlalogueon measure pps,rtwas !'IC)ted thatHospTtalVBPisasubset ofldR measures. MAP sumsted
the IQR program WC>uld benefit from addlttohal c:atetrarisltlohs measures as Well as ehhancec:t measures
ofpreventable healthcare harm~ such as the PSI-SO compQslte (NQ,F #0531). ·MAP also emphasized
makrn,measutes !'1'101"!!' attJortablefotHosplta[V8P, such as. by rep0rtllig CAHPS:scotes by UhlUtid by
reporting Medicare spending perbeneflc:lary for cohdltlonsthat match CMS. mortallty.ahd readl'l'ilsslori
measures.
MAP Identified potential gaps fn the Home Health Quality Reporting Program {HK QRP) measure set.
MAI> members Identified measurementgaps aroun(l long-term tracklng of actMtles of dally llvlng and
measurement that captuteSwound cate hollStlc:ally.
In Its review of the H05plc:e O.uality Rept>rtlng Program measuteset, l\llAP rioted a pp lri measures
addtesstngsatety, partrc:ularlyaround polypharmacyand med1c:at1on.reconc111at1on;PR0s.around·
liYl'FIPtom.manageml!n~; care aligned wtththl! patient's goals; anci communication of those.goals to th!l
next site of care should the patient leave. hospice.
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the Inpatient Rehabllltatton FacllltyQ.uallty Reporting Program (IRF Q.RP)dld. not have any measures
submitted for tevlew durrng this cycle•.MAP noted appropriate clln1ca1 presc:rlblng:arid use of oi:,lotdsas
a potential ml!asurementgap In the Hf QRP measure set,
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Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
There were no measures su~mltted for rev~w for the Long-Term care Hospital Quc[lllty Reporting
Program {LTCH QRJ>) c:rurtngthis cycle. MAP Identified the avanablllty of palllatrve care as a measure gap
for l TCH QRP.
While MAP did not have any measures submtttedJor teVtew fol"'SkllledN:urstngFaclltty Quality Reporting
Program (SNFQRJl)durlngthls cycle, the group engaged lrta robust dlscusston of measure gaps. MAP
Identified bldlrectlonal transfer of lnfQrmation1-quallty andsiilfety of cal'E!ttansltton$, patient and family
enga~rnent; and careallgried with .patients' goals as measul'E! gaps 1n the program. They noted that the
transfer of Information should be robust and thaf measures rteed to encompass thequalltyof the
1n:format1on transferred, n:otJustthat atran$lertook place. They also stressed that ace1.1raey.of.
mediation llstsand medication reconcllfatton Is a key element In the quality and safety ofcare
transitions.
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t.r1A~dld not have arty meas.Ur$$ submltted t'QrrevlewfortheSklllec(Nurslng. Fildl!ty Value~Based
PUrchilslng {SNFVBP) Program during this.eycte. MAP •lso did not discuss any gaps fotthe SNF VBP
program;
Federal Register / Vol. 86, No. 164 / Friday, August 27, 2021 / Notices
48229
Appendix I: Statutory Requirement of Annual Report Components
As amended by the above laws, the Social Security Act (the Act}-specl/lcal/y section 1890{b)(S){A)mandates that the entity report to Congress and the Secretary of the Department of Health and Human
services (HHS) no later than March 1st of each year.
The report must Include descriptions of:
•
•
•
•
•
•
how NQF has Implemented quality. and efficiency measurement Initiatives under the Act and
coordinated these Initiatives with those Implemented by other payers;
NQF's recommendations with respect to an Integrated national strategy and priorities for
healthcare performance measurement In all applicable settings;
NQF's performance of the duties required under Its contract with HHS (Appendix A}:
gaps In endorsed quallty and efficiency measures, Including measures that are within priority
areas Identified by the Secretary. under HHS' national strategy, and where quality and efficiency
measures are unavailable or Inadequate to Identify or address such gaps;
areas In which evidence Is lnsu/ftclent to support endorsement of measures In priority areas
Identified by the National auallty Strategy, and where targeted research may address such gaps;
matters related to convening multlstakeholder groups to provide Input on: a) the selection of
certain quality and efficiency measures, and b) national priorities fr,r Improvement In population
health and In the delivery of healthcare services fr,t conslderl:Jtlon under the National Quality
Strategy;.(Throughout This Report, the Relevant Statutory Language Appears In ltallc/1ed Text.,
n.d.)
an lteml1atlon off/npncial tnfr,rmotlon fer the /lscol year ending September 30 of the preceding
year, fnc/µdlng: (I) onnua/ revenues of the entity (Including ony government funding, private
sector contributions, grontS, membership revenues, ond Investment revenue); {II) annuol
expenses of the entity (lnc/ud/ng.grantS paid, benefits paid, salaries or other compensotlon,
fundralslng expenses, ond overhead casts}; and (Ill) a breakdown of the amount awarded per
contracted task order and the specific projects funded In each task order assigned to the entity;
and
• any updates or modifications of Internal po/le/es and procedures of the entity as they relate to
the duties of the entity under this section, Including: {I) speclflcal/y Identifying any modifications
to the disclosure of Interests and conflicts of Interests fr,r committees, work groups, task fetces,
and advisory panels of the entity; and (II) lnfr,tmatlon on external stakeholder participation In
the duties of the entity under this.section (Including complete rosters fer all committees, work
groups, tosk forces, and advisory panels funded through government contracts, descriptions of
relevant Interests and any conflicts of Interest fer members.of al/committees, work groups, task
fr,rces, and advisory panels, and the total percentage by health care sector of all convened
committees, work groups, task ferces, and advisory panels,
[FR Doc. 2021–18485 Filed 8–26–21; 8:45 am]
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National Institutes of Health
National Institute of Allergy and
Infectious Diseases; Notice of Closed
Meeting
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
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amended, notice is hereby given of the
following meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
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•
Agencies
[Federal Register Volume 86, Number 164 (Friday, August 27, 2021)]
[Notices]
[Pages 48154-48229]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-18485]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
[CMS-3402-N]
Secretarial Review and Publication of the 2020 Annual Report to
Congress and the Secretary Submitted by the Consensus-Based Entity
Regarding Performance Measurement
AGENCY: Office of the Secretary, Health and Human Services, (HHS).
ACTION: Notice.
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SUMMARY:
This notice acknowledges the Secretary of the Department of Health
and Human Services (the Secretary) receipt and review of the National
Quality Forum 2020 Annual Activities Report to Congress and the
Secretary submitted by the consensus-based entity (CBE) under a
contract with the Secretary as mandated by the Social Security Act (the
Act). The Secretary has reviewed and determined that the National
Quality Forum's 2020 Annual Report satisfied all requirements mandated
in statute, and is publishing the report in the Federal Register
together with the Secretary's comments on the report not later than 6
months after receiving the report in accordance with section
1890(b)(5)(B) of the Act. This notice fulfills the statutory
requirements.
FOR FURTHER INFORMATION CONTACT: LaWanda Burwell, (410) 294-2056.
I. Background
The United States Department of Health and Human Services (HHS) has
long recognized that a high functioning health care system that
provides higher quality care requires accurate, valid, and reliable
measurement of quality and efficiency. The Medicare Improvements for
Patients and Providers Act of 2008 (MIPPA) (Pub. L. 110-275) added
section 1890 of the Social Security Act (the Act), which requires the
Secretary of HHS (the Secretary) to contract with a consensus based
entity (CBE) to perform multiple duties to help improve performance
measurement. Section 3014 of the Patient Protection and Affordable Care
Act (the Affordable Care Act) (Pub. L. 111-148) expanded the duties of
the CBE to help in the identification of gaps in available measures and
to improve the selection of measures used in health care programs. The
Secretary extends his appreciation to the CBE in their partnership for
the fulfillment of these statutory requirements.
In January 2009, a competitive contract was awarded by HHS to the
National Quality Forum (NQF) to fulfill requirements of section 1890 of
the Act. A second, multi-year contract was awarded again to NQF after
an open competition in 2012. A third, multi-contract was awarded again
to NQF after an open competition in 2017. Section 1890(b) of the Act
requires the following:
Priority Setting Process: Formulation of a National Strategy and
Priorities for Health Care Performance Measurement. The CBE must
synthesize evidence and convene key stakeholders to make
recommendations on an integrated national strategy and priorities for
health care performance measurement in all applicable settings. In
doing so, the CBE must give priority to measures that: (1) Address the
health care provided to patients with prevalent, high-cost chronic
diseases; (2) have the greatest potential for improving quality,
efficiency, and patient-centered health care; and (3) may be
implemented rapidly due to existing evidence, standards of care, or
other reasons. In addition, the CBE must take into account measures
that: (1) May assist consumers and patients in making informed health
care decisions; (2) address health disparities across groups and areas;
and (3) address the continuum of care furnished by multiple providers
or practitioners across multiple settings.
Endorsement of Measures: The CBE must provide for the endorsement
of standardized health care performance measures. This process must
consider whether measures are evidence-based,
[[Page 48155]]
reliable, valid, verifiable, relevant to enhanced health outcomes,
actionable at the caregiver level, feasible to collect and report,
responsive to variations in patient characteristics such as health
status, language capabilities, race or ethnicity, and income level and
are consistent across types of health care providers, including
hospitals and physicians.
Maintenance of CBE Endorsed Measures: The CBE is required to
establish and implement a process to ensure that endorsed measures are
updated (or retired if obsolete) as new evidence is developed.
Convening Multi-Stakeholder Groups. The CBE must convene multi-
stakeholder groups to provide input on: (1) The selection of certain
categories of quality and efficiency measures, from among such measures
that have been endorsed by the entity and from among such measures that
have not been considered for endorsement by such entity but are used or
proposed to be used by the Secretary for the collection or reporting of
quality and efficiency measures; and (2) national priorities for
improvement in population health and in the delivery of health care
services for consideration under the national strategy. The CBE
provides input on measures for use in certain specific Medicare
programs, for use in programs that report performance information to
the public, and for use in health care programs that are not included
under the Act. The multi-stakeholder groups provide input on quality
and efficiency measures for various federal health care quality
reporting and quality improvement programs including those that address
certain Medicare services provided through hospices, ambulatory
surgical centers, hospital inpatient and outpatient facilities,
physician offices, cancer hospitals, end stage renal disease (ESRD)
facilities, inpatient rehabilitation facilities, long-term care
hospitals, psychiatric hospitals, and home health care programs.
Transmission of Multi-Stakeholder Input. Not later than February 1
of each year, the CBE must transmit to the Secretary the input of
multi-stakeholder groups.
Annual Report to Congress and the Secretary. Not later than March 1
of each year, the CBE is required to submit to the Congress and the
Secretary an annual report. The report is to describe:
The implementation of quality and efficiency measurement
initiatives and the coordination of such initiatives with quality and
efficiency initiatives implemented by other payers;
Recommendations on an integrated national strategy and
priorities for health care performance measurement;
Performance of the CBE's duties required under its
contract with the Secretary;
Gaps in endorsed quality and efficiency measures,
including measures that are within priority areas identified by the
Secretary under the national strategy established under section 399HH
of the Public Health Service Act (National Quality Strategy), and where
quality and efficiency measures are unavailable or inadequate to
identify or address such gaps;
Areas in which evidence is insufficient to support
endorsement of quality and efficiency measures in priority areas
identified by the Secretary under the National Quality Strategy, and
where targeted research may address such gaps; and
The convening of multi-stakeholder groups to provide input
on: (1) The selection of quality and efficiency measures from among
such measures that have been endorsed by the CBE and such measures that
have not been considered for endorsement by the CBE but are used or
proposed to be used by the Secretary for the collection or reporting of
quality and efficiency measures; and (2) national priorities for
improvement in population health and the delivery of health care
services for consideration under the National Quality Strategy.
Section 50206(c)(1) of the Bipartisan Budget Act of 2018 (Pub. L.
115-123) amended section 1890(b)(5)(A) of the Act to require the CBE's
annual report to the Congress include the following: (1) An itemization
of financial information for the previous fiscal year ending September
30th, including annual revenues of the entity, annual expenses of the
entity, and a breakdown of the amount awarded per contracted task order
and the specific projects funded in each task order assigned to the
entity; and (2) any updates or modifications to internal policies and
procedures of the entity as they relate to the duties of the CBE
including specifically identifying any modifications to the disclosure
of interests and conflicts of interests for committees, work groups,
task forces, and advisory panels of the entity, and information on
external stakeholder participation in the duties of the entity.
The statutory requirements for the CBE to annually report to the
Congress and the Secretary also specify that the Secretary must review
and publish the CBE's annual report in the Federal Register, together
with any comments of the Secretary on the report, not later than 6
months after it has been received.
This Federal Register notice complies with the statutory
requirement for Secretarial review and publication of the CBE's annual
report. NQF submitted a report on its 2020 activities to the Congress
and the Secretary on March 1, 2020. The Secretary's Comments on this
report are presented in section II. of this notice, and the National
Quality Forum 2020 Activities Report to the Congress and the Secretary
is provided, as submitted to HHS, in the addendum to this Federal
Register notice in section III.
II. Secretarial Comments on the National Quality Forum 2020 Activities:
Report to Congress and the Secretary of the Department of Health and
Human Services
Once again, we thank the NQF and the many stakeholders who
participate in NQF projects for helping to advance the science and
utility of health care quality measurement. Access to care, quality,
and health outcomes took on a new urgency in 2020 as the COVID-19
Public Health Emergency (PHE) emerged, surged, and persisted across the
United States. As the COVID-19 PHE endured, The Centers for Medicare
and Medicaid Services (CMS) coordinated with NQF to ensure that measure
endorsement and maintenance reviews did not stand in the way of
frontline clinicians' life-saving efforts. Measure review meetings
originally scheduled for spring and summer of 2020 were re-convened
later in the year and all meetings became virtual. These changes aimed
at freeing up the schedules of frontline clinicians on the Standing
Committees so that they could prioritize for the COVID-19 PHE. The
dedication of the NQF Standing Committees and agility of NQF's staff
played a crucial role in maintaining a strong portfolio of endorsed
measures for use across varied providers, settings of care, and health
conditions. NQF reports that in 2020, it updated its measure portfolio
by reviewing 84 measures and endorsing 65. Endorsed measures address a
wide range of health care topics relevant to HHS programs, including:
person- and family-centered care; care coordination; palliative and
end-of-life care; cardiovascular care; behavioral health; pulmonary/
critical care; perinatal care; cancer treatment; patient safety; and
cost and resource use.
In addition to maintaining measures endorsement, NQF worked to
remove measures from the portfolio for a variety of reasons (for
example, measures no longer meeting endorsement criteria;
[[Page 48156]]
harmonization between similar measures; replacement of outdated
measures with improved measures; and lack of continued need for
measures where providers consistently perform at the highest level).
This continuous refinement of the measures portfolio through the
measures maintenance process ensures that quality measures remain
aligned with current field practices and health care goals. Measure set
refinements also align with the HHS initiatives, such as the Meaningful
Measures Framework at CMS. CMS is working to identify the highest
priorities for quality measurement and improvement and promote patient-
centered, outcome-based measures that are meaningful to patients and
clinicians.
Throughout 2020, NQF continued the important work of building
consensus from stakeholders on strategies to leverage quality
measurement to improve health outcomes. The COVID-19 PHE has glaringly
exposed and exacerbated pre-existing health care
disparities.1 2 Social determinants of health (SDoH) are
crucial factors in health outcomes, and significant health disparities
persist. The COVID-19 PHE has further illustrated longstanding health
inequities with higher rates of infection, hospitalizations, and
mortality among black, Latino, and Indigenous and Native American
persons relative to white persons. Equity is not a new challenge, but
despite past efforts, disenfranchised groups continue to experience
worse health outcomes. Providing the highest quality of care is only
possible, if we deliver equitable care.
---------------------------------------------------------------------------
\1\ Zelner, J., R. Trangucci, and R. Naraharisetti, et al
(November 21, 2020). Racial Disparities in Coronavirus Disease 2019
(COVID-19) Mortality are Driven by Unequal Infection Risks. Clinical
Infectious diseases, claa1723. https://doi.org/10.1093/cid/ciaa1723
\2\ Ortiz, N., and D. Flamini (May 1, 2020) Does COVID-19
discriminate? Experts Discuss Pandemic's Effect on Minority Groups.
(https://www.nbcmiami.com/news/local/does-covid-19-discriminate-experts-discuss-pandemics-effect-on-minority-groups/2227096/,
accessed 2/24/2021).
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CMS strives to understand and address repercussions of the COVID-19
PHE on disparities. CMS has continued to leverage its partnership with
NQF, recognizing NQF's unique role as a CBE and its experience
developing multi-stakeholder consensus. In 2020, CMS funded a project
that focuses on quality measures for assessing the impact of telehealth
on rural health care system readiness and disaster-related health
outcomes. Another new project focuses on best practices for functional
and social risk adjustment, including potential data sources other than
those currently used by developers. CMS also funded a new project on
quality measures that could encourage collaboration between the health
care and non-health care sectors, like social work, public safety, and
criminal justice to combat polysubstance use among opioid users with
behavioral health conditions.
NQF also continued to carry out several CMS-funded projects awarded
before 2020 for which health equity is front and center (for example,
the Maternal Morbidity and Mortality project and the Social Risk Trial
to galvanize stakeholders' efforts to reduce disparities by closing the
performance gap.
Facilitating health equity across settings and payers is just some
of many areas in which NQF partners with HHS to enhance and protect the
health and well-being of all Americans. Meaningful quality measurement
is essential to the success of value-based purchasing, as evidenced in
many of the targeted projects that NQF is being asked to undertake. HHS
greatly appreciates the ability to bring many and diverse stakeholders
to the table to unleash innovation for quality measurement as a key
component to value-based transformation. We look forward to continued
strong partnership with the NQF in this ongoing endeavor.
III. Collection of Information Requirements
This document does not impose information collection requirements,
that is, reporting, recordkeeping, or third-party disclosure
requirements. Consequently, there is no need for review by the Office
of Management and Budget under the authority of the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.).
Dated: August 23, 2021.
Xavier Becerra,
Secretary, Department of Health and Human Services.
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[FR Doc. 2021-18485 Filed 8-26-21; 8:45 am]
BILLING CODE 4150-28-C