Hazardous Materials: Harmonization With International Standards, 43844-43898 [2021-15425]
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Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 171, 172, 173, 175, 176,
178, and 180
[Docket No. PHMSA–2019–0030 (HM–215P)]
RIN 2137–AF46
Hazardous Materials: Harmonization
With International Standards
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), Department of Transportation
(DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
PHMSA proposes to amend
the Hazardous Materials Regulations to
maintain alignment with international
regulations and standards by adopting
various amendments, including changes
to proper shipping names, hazard
classes, packing groups, special
provisions, packaging authorizations, air
transport quantity limitations, and
vessel stowage requirements.
Additionally, PHMSA proposes an
amendment to the Hazardous Materials
Regulations that would allow for better
alignment with Transport Canada’s
Transportation of Dangerous Goods
Regulations.
SUMMARY:
Comments must be received by
October 12, 2021. To the extent
possible, PHMSA will consider latefiled comments while a final rule is
developed.
DATES:
You may submit comments
by any of the following methods:
• Federal Rulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Fax: 1–202–493–2251.
• Mail: Docket Management System;
U.S. Department of Transportation,
Docket Operations, M–30, Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001.
• Hand Delivery: U.S. Department of
Transportation, Docket Operations, M–
30, Ground Floor, Room W12–140, 1200
New Jersey Avenue SE, Washington, DC
20590–0001 between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
Instructions: Include the agency name
and docket number PHMSA–2019–0030
(HM–215P) or RIN 2137–AF46 for this
rulemaking at the beginning of your
comment. Note that all comments
received will be posted without change
to https://www.regulations.gov including
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ADDRESSES:
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any personal information provided. If
sent by mail, comments must be
submitted in duplicate. Persons wishing
to receive confirmation of receipt of
their comments must include a selfaddressed stamped postcard.
Docket: For access to the dockets to
read background documents (including
the Preliminary Regulatory Impact
Analysis (PRIA)) or comments received,
go to https://www.regulations.gov or
DOT’s Docket Operations Office (see
ADDRESSES).
Confidential Business Information:
Confidential Business Information (CBI)
is commercial or financial information
that is both customarily and actually
treated as private by its owner. Under
the Freedom of Information Act (FOIA;
5 U.S.C. 552), CBI is exempt from public
disclosure. If your comments responsive
to this NPRM contain commercial or
financial information that is customarily
treated as private, that you actually treat
as private, and that is relevant or
responsive to this NPRM, it is important
that you clearly designate the submitted
comments as CBI. Please mark each
page of your submission containing CBI
as ‘‘PROPIN.’’ Submissions containing
CBI should be sent to Candace Casey,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, Washington, DC
20590–0001. Any commentary that
PHMSA receives which is not
specifically designated as CBI will be
placed in the public docket for this
rulemaking.
FOR FURTHER INFORMATION CONTACT:
Candace Casey, Standards and
Rulemaking, or Aaron Wiener,
International Program, at (202) 366–
8553, Pipeline and Hazardous Materials
Safety Administration, U.S. Department
of Transportation, 1200 New Jersey
Avenue SE, East Building, 2nd Floor,
Washington, DC 20590–0001.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
III. Incorporation by Reference Discussion
Under 1 CFR part 51
IV. Amendments Not Being Considered for
Adoption in this NPRM
V. Section-by-Section Review of NPRM
Proposals
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
C. Executive Order 13132
D. Executive Order 13175
E. Regulatory Flexibility Act, Executive
Order 13272, and DOT Policies and
Procedures
F. Paperwork Reduction Act
G. Regulation Identifier Number (RIN)
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H. Unfunded Mandates Reform Act of 1995
I. Environment Assessment
J. Privacy Act
K. Executive Order 13609 and International
Trade Analysis
L. National Technology Transfer and
Advancement Act
List of Subjects
I. Executive Summary
As discussed in further detail later in
this NPRM (see the Section-By-Section
Review of NPRM Proposals), the
Pipeline and Hazardous Materials Safety
Administration (PHMSA) proposes to
amend certain sections of the Hazardous
Materials Regulations (HMR; 49 CFR
parts 171 to 180) to maintain alignment
with international regulations and
standards by adopting various
amendments, including changes to
proper shipping names, hazard classes,
packing groups, special provisions,
packaging authorizations, air transport
quantity limitations, and vessel stowage
requirements.
PHMSA expects adoption of the
regulatory amendments proposed in this
NPRM will maintain the high safety
standard currently achieved under the
HMR, facilitate the safe transportation of
critical vaccines and other medical
materials associated with response to
the coronavirus disease 2019 (COVID–
19) public health emergency, and align
HMR requirements with anticipated
increases in the volume of lithium
batteries transported in interstate
commerce from electrification of the
transportation and other economic
sectors. PHMSA also notes that because
harmonization of the HMR with
international consensus standards as
proposed could reduce delays and
interruptions of hazardous materials
during transportation, the proposed
NPRM amendments may also lower
greenhouse gas (GHG) emissions and
safety risks to minority, low-income,
underserved, and other disadvantaged
populations and communities in the
vicinity of interim storage sites and
transportation arteries and hubs.
The following list summarizes the
more noteworthy proposals set forth in
this NPRM:
• Incorporation by Reference:
PHMSA proposes to incorporate by
reference updated versions of the
following international hazardous
materials regulations and standards: the
2021–2022 Edition of the International
Civil Aviation Organization Technical
Instructions for the Safe Transport of
Dangerous Goods by Air (ICAO
Technical Instructions); Amendment
40–20 to the International Maritime
Dangerous Goods Code (IMDG Code);
the 21st revised edition of the United
Nations Recommendations on the
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Transport of Dangerous Goods—Model
Regulations (UN Model Regulations);
and the International Atomic Energy
Agency (IAEA) ‘‘Specific Safety
Requirements Number SSR–6:
Regulations for the Safe Transport of
Radioactive Material 2018 Edition’’
(SSR–6, Ref. 1). PHMSA also proposes
the incorporation by reference of several
new or updated International
Organization for Standardization (ISO)
standards as well as an updated version
of the Organization for Economic
Cooperation and Development (OECD)
Guidelines for the Testing of Chemicals
Test No. 431: In vitro skin corrosion:
reconstructed human epidermis (RHE)
test method.
• Transport Canada temporary
certificates: PHMSA proposes
amendments to the HMR that would
authorize the motor carrier or rail
transportation of a hazardous material
within the United States pursuant to a
temporary certificate issued under
Transport Canada’s Transportation of
Dangerous Goods Regulations (TDG
Regulations).
• Hazardous Materials Table:
PHMSA proposes amendments to the
Hazardous Materials Table (HMT; 49
CFR 172.101) to add, revise or remove
certain proper shipping names, hazard
classes, packing groups, special
provisions, packaging authorizations,
bulk packaging requirements, and
passenger and cargo aircraft maximum
quantity limits.
• Data loggers: PHMSA proposes
exception from certain regulations for
lithium batteries in equipment that are
attached to or contained in packagings,
large packagings, intermediate bulk
containers (IBCs), or cargo transport
units as equipment in use or intended
for use during transport, such as data
loggers. This would clarify regulations
applicable to data loggers and cargo
tracking devices powered by lithium
batteries that are attached to or
contained in, and in use or intended for
use during transport. Additionally, in
response to the COVID–19 public health
emergency, and consistent with
revisions to the 2021–2022 ICAO
Technical Instructions, PHMSA
proposes exceptions specific to the air
transportation of these items used in
association with shipments of COVID–
19 pharmaceuticals, including vaccines.
• Removal of metal wall thickness
requirements for certain metal IBCs:
PHMSA proposes to remove the
minimum wall thickness requirements
for metal IBCs that have a capacity of
1500 liters (L) or less.
• Stabilized fish meal or fish scrap by
air: PHMSA proposes to permit the
transport of stabilized fish meal or fish
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scrap (UN2216) on passenger and cargo
aircraft. Currently, when transported as
a Class 9 material, stabilized fish meal
or fish scrap is only authorized for
transportation by vessel. As a part of
this proposal, PHMSA is also expanding
the applicability of the stabilization
requirements currently in place for
shipments of these materials by vessel.
• UN3549 Category A Medical
Wastes: PHMSA proposes to create a
new entry in the HMT for ‘‘UN3549,
Medical Waste, Category A, Affecting
Humans, solid or Medical Waste,
Category A, Affecting Animals only,
solid.’’ This entry provides an
additional shipping description for solid
materials meeting the Category A
classification criteria that are not
appropriate for classification in existing
entries/classes ‘‘UN2814, Infectious
substance, affecting humans’’ or
‘‘UN2900, Infectious substance,
affecting animals only.’’ Solid medical
waste containing Category A infectious
substances generated from the medical
treatment of humans or veterinary
treatment of animals (e.g., disposable
personal protective equipment) may be
assigned to UN3549. Although PHMSA
is not adopting certain packaging
provisions adopted in the UN Model
Regulations, it proposes assigning
Special Provision 131, which directs
shippers to request a special permit
prior to transportation, to UN3549.
Additionally, PHMSA proposes
amending certain parts of § 173.134,
which provides definitions and
exceptions for Class 6, Division 6.2
hazardous materials, to include
references to this new UN number and
proper shipping name.
• Additional packagings for
‘‘UN2211, Polymeric beads, expandable,
evolving flammable vapor’’ and
‘‘UN3314, Plastic molding compound in
dough, sheet or extruded rope form
evolving flammable vapor’’: PHMSA
proposes to expand the authorized
packagings for polymeric beads and
plastic molding compound to include
combination packagings rather than
limiting packaging options to single
packagings.
• Miscellaneous revisions of
requirements pertaining to the
transportation of lithium batteries:
PHMSA proposes a number of revisions
to HMR requirements, including, but
not limited to, minimum size markings
and modification of stowage
requirements for lithium batteries
including those offered as damaged/
defective or for disposal/recycling.
PHMSA expects the revisions will
contribute to the safe transportation of
increased volumes of lithium batteries
anticipated as a result of the increased
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use of that technology in the
transportation and other economic
sectors.
• Definition of SADT (Selfaccelerating decomposition
temperature) and SAPT (Selfaccelerating polymerizing temperature):
PHMSA proposes to amend the
definitions of SADT and SAPT to clarify
that the lowest temperature at which the
these may occur can take place in a
packaging, IBC or portable tank.
• Periodic inspection for chemicals
under pressure: PHMSA proposes to
extend the periodic inspection, from
five to ten years, for cylinders that are
filled with hazardous materials
described as ‘‘UN3500, Chemicals under
pressure, n.o.s.’’ that are also used as
fire extinguishing agents.
• Technical name requirements for
marine pollutants: PHMSA proposes to
amend provisions pertaining to the
addition of technical names to the
shipping description when transporting
hazardous materials that contain marine
pollutants. These amendments aim to
provide flexibility with regard to
documentation and marking
requirements, which currently require
identifying the technical names of
marine pollutant components in those
materials. Additionally, PHMSA
proposes to amend §§ 172.203(l) and
172.322 to limit the applicability of
requirements for specific marine
pollutant constituents for generic entries
(indicated by the letter ‘‘G’’ in column
1 of the Hazardous Materials Table) and
those containing ‘‘n.o.s.’’ as part of the
proper shipping names.
• Stability tests for nitrocellulose:
PHMSA proposes to add stability testing
requirements for nitrocellulose, to
require that these materials meet the
criteria of the Bergmann-Junk test or
methyl violet paper test in the UN
Manual of Tests and Criteria, Appendix
10.
Some of the proposed amendments
represent improvements in safety (e.g.,
nitrocellulose stability testing,
additional closures for packagings
intended for pyrophoric materials, on
deck stowage requirements for lithium
batteries transported by vessel, etc.). All
the proposed amendments are expected
to maintain the HMR’s high safety
standard for the public and the
environment. Additionally, PHMSA
anticipates that there are safety benefits
to be derived from improved
compliance related to consistency
amongst domestic and international
regulations. PHMSA solicits comment
on the amendments proposed in this
NPRM pertaining to: need, benefits and
costs of the proposed HMR revisions;
impact on safety and the environment;
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impact on environmental justice and
equity; and any other relevant
information. In addition, PHMSA
solicits comment regarding approaches
to reducing the costs of this rule while
maintaining or increasing safety
benefits. As further explained in the
PRIA, PHMSA expects that the aggregate
benefits of the amendments proposed in
this NPRM justify their aggregate costs.
Nonetheless, PHMSA solicits comment
on specific changes (e.g., greater
flexibility with regard to a particular
proposal) that might improve the rule.
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II. Background
The Federal hazardous materials
transportation law (49 U.S.C. 5101 et
seq.) directs PHMSA to participate in
relevant international standard-setting
bodies and encourages alignment of the
HMR with international transport
standards as consistent with promotion
of safety and the public interest. See 49
U.S.C. 5120. This statutory mandate
reflects the importance of international
standard-setting activity in light of the
globalization of commercial
transportation of hazardous materials.
Harmonization of the HMR with those
efforts can reduce the costs and other
burdens of complying with multiple or
inconsistent safety requirements
between nations. Consistency between
the HMR and current international
standards can also enhance safety by (1)
ensuring that the HMR is informed by
the latest best practices and lessons
learned; (2) improving understanding of
and compliance with pertinent
requirements; (3) facilitating the smooth
flow of hazardous materials from their
points of origin to their points of
destination, thereby avoiding risks to
the public and the environment from
release of hazardous materials from
delays or interruptions in the
transportation of those materials; and (4)
enabling consistent emergency response
procedures in the event of a hazardous
materials incident.
PHMSA participates in the
development of international
regulations and standards for the
transportation of hazardous materials. It
also adopts within the HMR
international standards consistent with
PHMSA’s safety mission. PHMSA
reviews and evaluates each
international standard it considers for
incorporation within the HMR on its
own merits, to include the effects on
transportation safety, the environmental
impacts, and any economic impact.
PHMSA’s goal is to harmonize with
international standards without
diminishing the level of safety currently
provided by the HMR or imposing
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undue burdens on the regulated
community.
In a final rule published December 21,
1990,1 PHMSA’s predecessor, the
Research and Special Programs
Administration (RSPA),
comprehensively revised the HMR for
greater consistency with the UN Model
Regulations. The UN Model Regulations
constitute a set of recommendations
issued by the United Nations SubCommittee of Experts (UNSCOE) on the
Transport of Dangerous Goods and on
the Globally Harmonized System of
Classification and Labelling of
Chemicals (GHS). The UN Model
Regulations are amended and updated
biennially by the UNSCOE and serve as
the basis for national, regional, and
international modal regulations,
including the ICAO Technical
Instructions and IMDG Code.
PHMSA has evaluated recent updates
to the international standards, and
proposes to revise the HMR to adopt
changes consistent with revisions to the
2021–2022 Edition of the ICAO
Technical Instructions, Amendment 40–
20 to the IMDG Code,2 and the 21st
revised edition of the UN Model
Regulations, all of which were
published by or in effect on January 1,
2021. PHMSA issued an enforcement
discretion on October 1, 2020, stating
that while PHMSA is considering the
2021–2022 Edition of the ICAO
Technical Instructions and amendment
40–20 of the IMDG Code for potential
adoption into the HMR, PHMSA and
other Federal agencies that enforce the
HMR (the Federal Railroad
Administration, the Federal Aviation
Administration (FAA), the Federal
Motor Carrier Safety Administration,
and the United States Coast Guard) will
not take enforcement action against any
offeror or carrier who uses these
standards as an alternative to complying
with current HMR requirements when
all or part of the transportation is by air
with respect to the ICAO Technical
Instructions, or by vessel with respect to
the IMDG Code. In addition, PHMSA
and its partners will not take
enforcement action against any offeror
or carrier who offers or accepts for
domestic or international transportation
by any mode packages marked or
labeled in accordance with these
standards. This notice remains in effect
until withdrawn or otherwise
modified.3 Additionally, in response to
1 55
FR 52401 (Dec. 21, 1990).
40–20 to the IMDG Code may be
voluntarily complied with as of January 1, 2021;
however, Amendment 39–18 will remain effective
through May 31, 2022.
3 PHMSA, Notice of Enforcement Policy
Regarding International Standards (Oct. 1, 2020),
2 Amendment
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the ongoing global COVID–19 public
health emergency, on December 31,
2020 and February 23, 2021, ICAO
published addenda to the 2021–2022
Edition of the ICAO Technical
Instructions to provide additional
provisions and exceptions to reduce
regulatory compliance burdens for the
transport of certain hazardous materials,
such as alcohols and aerosols used for
hygienic purposes, by air. PHMSA
proposes to include those changes to
international standards in this NPRM.
Finally, PHMSA proposes to incorporate
by reference these new international
regulations and standards as well as
new requirements from the IAEA,
‘‘Specific Safety Requirements Number
SSR–6: Regulations for the Safe
Transport of Radioactive Material 2018
Edition’’ (SSR–6, Ref. 1); several new or
updated ISO standards; and an updated
version of the OECD Guidelines for the
Testing of Chemicals Test No. 431: In
vitro skin corrosion: reconstructed
human epidermis (RHE) test method.
The standards incorporated by reference
are authorized for use for domestic
transportation, under specific
conditions, by part 171, subpart C of the
HMR.
Contemporaneously with PHMSA’s
development of the NPRM, the
President has issued a series of
Executive Orders coordinating Federal
response to the COVID–19 public health
emergency, a handful of those are
pertinent to this NPRM. Specifically,
section 2 of Executive Order 13987
(‘‘Organizing and Mobilizing the United
States Government to Provide a Unified
and Effective Response to Combat
COVID–19 and To Provide United States
Leadership on Global Health and
Security’’) 4 contemplates broad-based
action across the Federal Government to
‘‘produce, supply, and distribute
personal protective equipment,
vaccines, tests, and other supplies for
the Nation’s COVID–19 response.’’
Similarly, Executive Order 14002
(‘‘Economic Relief Related to COVID–19
Pandemic’’) 5 directs Federal agencies
like PHMSA to respond to the economic
harm caused by the COVID–19 public
health emergency by promptly
identifying actions they can take within
existing authorities to provide economic
relief to affected persons and
https://www.phmsa.dot.gov/sites/phmsa.dot.gov/
files/2020-10/Notice%20of%20
Enforcement%20Policy%20Regarding
%20International%20Standards%
20Oct%201%202020.pdf. PHMSA expects that it
may withdraw this enforcement discretion should
the HMR amendments proposed here be adopted in
a final rule.
4 86 FR 7019 (Jan. 20, 2021).
5 86 FR 7229 (Jan. 21, 2021).
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businesses. Lastly, the President has
announced ambitious reductions in
national GHG emissions to combat
climate, change, identifying
electrification of the transportation and
other economic sectors—to include
enabling more widespread use of
electric storage technologies (such as
lithium batteries) — as a critical element
of that effort.6
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III. Incorporation by Reference
Discussion Under 1 CFR Part 51
According to the Office of
Management and Budget (OMB),
Circular A–119, ‘‘Federal Participation
in the Development and Use of
Voluntary Consensus Standards and in
Conformity Assessment Activities,’’
government agencies must use
voluntary consensus standards
wherever practical in the development
of regulations.
PHMSA currently incorporates by
reference into the HMR all or parts of
several standards and specifications
developed and published by standard
development organizations (SDO). In
general, SDOs update and revise their
published standards every 2 to 5 years
to reflect modern technology and best
technical practices. The National
Technology Transfer and Advancement
Act of 1995 (NTTAA; Pub. L. 104–113)
directs Federal agencies to use
standards developed by voluntary
consensus standards bodies in lieu of
government-written standards whenever
possible. Voluntary consensus standards
bodies develop, establish, or coordinate
technical standards using agreed-upon
procedures. OMB issued Circular A–119
to implement section 12(d) of the
NTTAA relative to the utilization of
consensus technical standards by
Federal agencies. This circular provides
guidance for agencies participating in
voluntary consensus standards bodies
and describes procedures for satisfying
the reporting requirements in the
NTTAA. Accordingly, PHMSA is
responsible for determining which
currently referenced standards should
be updated, revised, or removed, and
which standards should be added to the
HMR. Revisions to materials
incorporated by reference in the HMR
are handled via the rulemaking process,
which allows for the public and
6 See, e.g., White House, ‘‘Fact Sheet: President
Biden Sets 2030 Greenhouse Gas Pollution
Reduction Target Aimed at Creating Good-Paying
Union Jobs and Securing U.S. Leadership on Clean
Energy Technologies’’ (Apr. 21, 2021), https://
www.whitehouse.gov/briefing-room/statementsreleases/2021/04/22/fact-sheet-president-bidensets-2030-greenhouse-gas-pollution-reductiontarget-aimed-at-creating-good-paying-union-jobsand-securing-u-s-leadership-on-clean-energytechnologies/.
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regulated entities to provide input.
During the rulemaking process, PHMSA
must also obtain approval from the
Office of the Federal Register to
incorporate by reference any new
materials. The Office of the Federal
Register issued a rulemaking on
November 7, 2014 that revised 1 CFR
51.5 to require that agencies detail in
the preamble of an NPRM the ways the
materials it proposes to incorporate by
reference are reasonably available to
interested parties, or how the agency
worked to make those materials
reasonably available to interested
parties.
The UN Model Regulations, the UN
Manual of Tests and Criteria, the IAEA
Regulations for the Safe Transport of
Radioactive Material, and the OECD
Guidelines for the Testing of Chemicals
Test No. 431: In vitro skin corrosion:
reconstructed human epidermis (RHE)
test method are free and easily
accessible to the public on the internet,
with access provided through the parent
organization websites. The ICAO
Technical Instructions, IMDG Code, and
all ISO standard references are available
for interested parties to purchase in
either print or electronic versions
through the parent organization
websites. The price charged for those
not freely available helps to cover the
cost of developing, maintaining, hosting
and accessing these standards. The
specific standards are discussed in
greater detail in Section V.
IV. Amendments Not Being Considered
for Adoption in this NPRM
As documented below, PHMSA has
determined that certain elements of
updated international regulations and
standards that are the subject of this
rulemaking should not be adopted into
the HMR because the structure of the
HMR is such that it makes adoption
unnecessary, or PHMSA has deemed it
is a safer approach to authorize certain
transport requirements through a special
permit rather than adopting into the
HMR. Use of a special permit allows for
greater oversight and development of
transport history and data prior to
determining adoption within the HMR.
The following is a list of elements of
updated international standards that
PHMSA is not considering for adoption
in this NPRM, and the rationale for that
decision:
• Issue #1: As discussed previously,
PHMSA proposes to add a new HMT
entry for ‘‘UN3549 Medical Waste,
Category A, Affecting Humans, solid or
Medical Waste, Category A, Affecting
Animals only, solid’’ for consistency
with updates to the Dangerous Goods
Lists of the ICAO Technical Instructions
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43847
(Dangerous Goods List) and the UN
Model Regulations. However, PHMSA is
not proposing to revise the HMR/HMT
to incorporate the corresponding
packaging instructions for these
materials. Instead, PHMSA plans to
continue to approve the packaging and
transport of these materials through a
special permit. Maintaining approval of
these shipments under a special permit
allows for oversight of the grantees in
that PHMSA can conduct a fitness
evaluation prior to granting a special
permit and data on the number of
shipments made under a special permit
are provided to PHMSA.
• Issue #2: In the 2021–2022 Edition
of the ICAO Technical Instructions,
Special Provision A201 was revised to
provide provisions for transport of
lithium batteries on a passenger aircraft
with the prior approval of the State of
Origin and the operator, provided the
batteries were intended for urgent
medical need. PHMSA is not proposing
to make a corresponding amendment to
the HMR because PHMSA added
§ 173.185(g) in an interim final rule
(HM–224I) published on March 6,
2019 7 in response to a statutory
mandate in the FAA Reauthorization
Act of 2018. Pub. L. 115–254 (Oct. 5,
2018). That HMR amendment provided
limited exceptions from HMR
prohibitions permitting air
transportation of medical device
batteries with the approval of the
Associate Administrator. A final rule
covering the issues adopted on an
interim basis in HM–224I is currently
under development.
• Issue #3: The 21st revised edition of
the UN Model Regulations, the 2021–
2022 edition of the ICAO Technical
Instructions, and Amendment 40–20 to
the IMDG Code amended various
radioactive transportation requirements
to harmonize with the IAEA Regulations
for the Safe Transport of Radioactive
Material, No. SSR–6. While PHMSA
proposes to incorporate by reference
Regulations for the Safe Transport of
Radioactive Material, No. SSR–6,
PHMSA is not proposing to harmonize
the HMR with the remainder of the
changes made by the various
international regulations (i.e., ICAO
Technical Instructions, UN Model
Regulations, IMDG Code) regarding
radioactive materials requirements.
PHMSA plans to address domestic
radioactive harmonization issues in a
future rulemaking (HM–250A, under
RIN137–AF42) in coordination with the
Nuclear Regulatory Commission.
• Issue #4: The 21st revised edition of
the UN Model Regulations contains an
7 84
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amendment to general requirements
permitting the use of the proper
shipping name ‘‘Articles containing
dangerous goods, n.o.s.’’ Specifically,
this amendment authorizes the use of
this entry for articles containing
explosives if the article is excluded from
Class 1 (explosives) by meeting certain
exclusion criteria identified in section
2.1.3.6.4 of the UN Model Regulations.
However, PHMSA is not proposing a
corresponding amendment to § 173.232
because PHMSA does not permit
shippers to self-exclude a potential
explosive (i.e., an article) from Class 1.
Rather, § 173.56 of the HMR requires
shippers to submit explosives to
PHMSA-approved explosives test labs,
which perform evaluations to determine
whether the explosive meets the
exclusion criteria and then recommend
a classification to PHMSA for explosives
submitted to them for review. If an
article is excluded from Class 1, a
document would be issued by PHMSA
that indicates it is not an explosive, but
must be classified based on any other
hazard presented by the article. In this
case, the shipper would be required to
pick the most appropriate proper
shipping name, which could include the
appropriate ‘‘Articles, n.o.s.’’ entry.
• Issue #5: The 21st revised edition of
the UN Model Regulations contains
amendments to Packing Instruction
P801, applicable to used batteries
assigned the following UN numbers:
‘‘UN2794, Batteries, wet, filled with
acid, electric storage’’; ‘‘UN2795,
Batteries, wet, filled with alkali, electric
storage’’; and ‘‘UN3028, Batteries, dry,
containing potassium hydroxide solid,
electric storage.’’ These amendments
were adopted to correct issues
pertaining to requirements unique to the
UN Model Regulations for the use of
stainless steel boxes and plastic bins as
packaging for those used batteries. In
contrast, the HMR does not specify such
packagings for used UN2794/2795/3028
batteries, nor does this NPRM propose
to amend the HMR to authorize such
packaging. Existing HMR packaging
requirements in § 173.159 for such
batteries are adequately protective. The
HMR allows used batteries that are not
damaged or leaking to be offered for
transportation in accordance with the
general packaging requirements in
§ 173.159(a)–(e) or paragraph (k) for
damaged batteries. Because of the
combination of general packaging
requirements in 49 CFR part 173,
subpart B, and the battery specific
packaging requirements in § 173.159,
PHMSA does not believe there is a
safety justification to limit
transportation of used batteries to those
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packaged in accordance with the new
UN packing instruction requirements in
P801 or to add these stainless steel
boxes or plastic bins to the current
packaging authorizations in the HMR.
V. Section-By-Section Review of NPRM
Proposals
The following is a section-by-section
review of the amendments proposed in
this NPRM.
A. Part 171
Section 171.7
Section 171.7 provides a listing of all
voluntary consensus standards
incorporated by reference into the HMR,
as directed by the NTTAA. For this
rulemaking, PHMSA evaluated updated
international consensus standards
pertaining to proper shipping names,
hazard classes, packing groups, special
provisions, packaging authorizations, air
transport quantity limitations, and
vessel stowage requirements. PHMSA
contributed to the development of those
standards—each of which build on the
well-established and documented safety
histories of earlier editions — as it
participated in the discussions and
working group activities associated with
their proposal, revision, and approval.
Those activities in turn have informed
PHMSA’s evaluation of the effect those
updated consensus standards would
have on safety when incorporated by
reference and provisions adopted into
the HMR. Further, PHMSA notes that
some of the consensus standards
proposed for incorporation by reference
within the HMR in this rulemaking have
already been adopted into the regulatory
schemes of other countries; note again
that PHMSA itself has issued an
enforcement discretion authorizing their
use as an interim strategy for complying
with current HMR requirements.
PHMSA is not aware of adverse safety
impacts from that operational
experience. For these reasons, PHMSA
expects their adoption will maintain the
high safety standard currently achieved
under the HMR. Therefore, PHMSA
proposes to add or revise the following
incorporation by reference materials: 8
• In paragraph (s)(1), incorporate by
reference the 2018 edition of the IAEA
Regulations for the Safe Transport of
Radioactive Material, Safety Standards
Series No. SSR–6 (Rev.1), to replace the
2012 edition, which is currently
referenced in §§ 171.22; 171.23; 171.26;
173.415; 173.416; 173.417; 173.435; and
173.473. The IAEA regulations establish
8 All other standards that are set out as part of the
regulatory text of § 171.7(w) were previously
approved for incorporation by reference and no
changes are proposed.
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standards of safety for control of the
radiation, criticality, and thermal
hazards to people, property, and the
environment that are associated with
the transport of radioactive materials.
Notable changes from the previous
edition include clarification of marking
requirements, a new group of surface
contaminated objects SCO–III for
UN2914, and amendments to basic
radionuclide values (activity of the
radionuclide as listed in § 173.435) for
seven specific radionuclides (Ba-135m,
Ge-69, Ir-193m, Ni-57, Sr-83, Tb-149
and Tb-161). The Regulations for the
Safe Transport of Radioactive Material
are available for download and purchase
in hard copy on the IAEA website at:
https://www.iaea.org/publications/
12288/regulations-for-the-safetransport-of-radioactive-material.
• In paragraph (t)(1), incorporate by
reference the 2021–2022 edition of the
ICAO Technical Instructions, to replace
the 2019–2020 Edition, which is
currently referenced in §§ 171.8; 171.22;
171.23; 171.24; 172.101; 172.202;
172.401; 172.407; 172.512; 172.519;
172.602; 173.56; 173.320; 175.10,
175.33; and 178.3. The ICAO Technical
Instructions specify detailed
instructions for the safe international
transport of dangerous goods by air. The
requirements in the 2021–2022 edition
have been amended to align better with
the 21st revised edition of the United
Nations Recommendations on the
Transport of Dangerous Goods and the
IAEA Regulations for the Safe Transport
of Radioactive Material. Notable
changes in the 2021–2022 edition of the
ICAO Technical Instructions include
new packing and stowage provisions,
new and revised entries on the
Dangerous Goods List, and editorial
corrections. The 2021–2022 edition of
the ICAO Technical Instructions are
available for purchase on the ICAO
website at https://store.icao.int/en/
shop-by-areas/safety/dangerous-goods.
• In paragraph (v)(2), incorporate by
reference the 2020 edition of the IMDG
Code, Incorporating Amendment 40–20
(English Edition), to replace
Incorporating Amendment 39–18, 2018
Edition, which is currently referenced
in §§ 171.22; 171.23; 171.25; 172.101;
172.202; 172.203 172.401; 172.407;
172.502; 172.519; 172.602; 173.21;
173.56; 176.2; 176.5; 176.11; 176.27;
176.30; 176.83; 176.84; 176.140;
176.720; 176.906; 178.3; and 178.274.
The IMDG Code is a unified
international code that outlines
standards and requirements for the
transport of dangerous goods by sea.
Notable changes in Amendment 40–20
include new packing and stowage
provisions, new and revised entries on
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the Dangerous Goods List, and editorial
corrections. Distributors of the IMDG
Code can be found on the International
Maritime Organization (IMO) website at:
https://www.imo.org/en/publications/
Pages/Distributors-default.aspx.
• In paragraph (w), incorporate by
reference or remove the following ISO
documents to include new and updated
standards for the specification, design,
construction, testing, and use of gas
cylinders:
—ISO 10156:2017, ‘‘Gas cylinders—
Gases and gas mixtures—
Determination of fire potential and
oxidizing ability for the selection of
cylinder valve outlets’’ in paragraph
(w)(38) and referenced in § 173.115.
ISO 10156 specifies methods for
determining whether a gas or gas
mixture is flammable in air and
whether a gas or gas mixture is more
or less oxidizing than air under
atmospheric conditions. It is intended
to be used for the classification of
gases and gas mixtures including the
selection of gas cylinder valve outlets.
This amendment would remove ISO
10156:2010, third edition, and the
associated corrigendum (ISO
10156:2010/Cor.1:2010(E)), from the
HMR and add the revised ISO
10156:2017(E), fourth edition, as the
former documents have been
withdrawn by ISO and replaced with
updated 2017 versions. As part of the
five-year periodic review of all
standards, ISO reviewed ISO
1056:2010 and published an updated
version, ISO 10156:2017, which was
published in September 2017 and
adopted in the 21st revised edition of
the UN Model Regulations. While
many of the edits in this 2017 version
were editorial changes made to suit
the ISO publication rules, the
standard has also been supplemented
with a test method to determine the
flammability limits of gases and gas
mixtures in air and a calculation
method to determine the lower
flammability limit of a gas mixture.
PHMSA expects that the latter change
will enhance safety by providing
improved instruction on
determination of flammability of gases
and gas mixtures which would aid in
the proper selection of a valve. (see
§ 173.115 of the Section-by-Section
Review for additional discussion of
this proposed change).
—ISO 10297: 2014/Amd 1:2017, ‘‘Gas
cylinders — Cylinder valves—
Specification and type testing’’ in
paragraph (w)(42) and referenced in
§ 173.301b and § 178.71. ISO
published this supplemental
amendment to the 2014 version of this
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document (i.e., ISO 10297: 2014) to
clarify valve requirements for tubes
and pressure drums and to correct
errors found in the 2014 version.
PHMSA proposes to reference this
amendment in §§ 173.301b and
178.71, where use of ISO 10297:2014
is required. PHMSA reviewed this
document and determined that the
amendments it adds would provide
additional safety benefits for
hazardous materials in transportation.
—ISO 10462:2013, ‘‘Gas cylinders —
Transportable cylinders for dissolved
acetylene — Periodic inspection and
maintenance.’’ PHMSA proposes to
delete this second edition of ISO
10462 currently in paragraph (w)(44)
from the list of materials incorporated
by reference. PHMSA requires the use
of ISO 10462 for the requalification of
a dissolved acetylene cylinder in
§ 180.207. In final rule HM–215N,9
PHMSA incorporated by reference the
updated third edition of ISO 10462;
however, the rule included a sunset
provision to allow continued use of
this second edition until December
31, 2018. Because this date has since
passed, and the second edition is no
longer authorized for use under
§ 180.207, PHMSA proposes removing
reference to this edition in § 171.7, as
well as a making a conforming
revision to remove the sunset
provision in § 180.207.
—ISO 11114–1:2012/Amd 1:2017(E),
‘‘Gas cylinders—Compatibility of
cylinder and valve materials with gas
contents—Part 1: Metallic materials—
Amendment 1,’’ in paragraph (w)(47),
which PHMSA proposes to reference
in § 172.102, § 173.301b, and § 178.71.
This 2017 document supplements ISO
11114–1:2012(E), which provides
requirements for the selection of safe
combinations of metallic cylinder and
valve materials, and cylinder gas
contents. As part of ISO’s regular fiveyear review of its standards, the 2012
version of this document was
amended through the issuance of this
supplemental document, ISO 11114–
1:2012/Amd 1:2017(E). This 2017
document amends the 2012 version
by providing more explicit
instructions on the permissible
concentrations of gases containing
halogens in aluminum cylinders. It
also provides amended requirements
for butylene, hydrogen cyanide,
hydrogen sulfide and nitric oxide.
Consequently, the 21st revised edition
of the UN Model Regulations updated
all references to the 2012 edition to
include a reference to the
supplemental amendment (ISO
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11114–1:2012/Amd 1:2017(E)).
PHMSA proposes to revise the HMR
likewise, by amending Special
Provision 379, § 173.301b and
§ 178.71 where ISO 11114–1:2012(E)
is permitted or required, to also
require compatibility with ISO
11114–1:2012/Amd 1:2017(E).
—ISO 11119–1:2012(E), ‘‘Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing— Part 1:
Hoop wrapped fibre reinforced
composite gas cylinders and tubes up
to 450 l’’, found in paragraph (w)(55).
This document specifies requirements
for composite gas cylinders and tubes
between 0.5 L and 450 L water
capacity, for the storage and
conveyance of compressed or
liquefied gases. ISO 11119–1:2012(E)
is currently incorporated by reference
in § 178.71; however, PHMSA is
proposing to additionally incorporate
by reference in § 178.75.
—ISO 11119–2:2012(E), ‘‘Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 2:
Fully wrapped fibre reinforced
composite gas cylinders and tubes up
to 450 l with load-sharing metal
liners’’ found in paragraph (w)(57).
ISO 11119–2:2012 specifies
requirements for composite gas
cylinders and tubes between 0.5 L and
450 L water capacity, for the storage
and conveyance of compressed or
liquefied gases. ISO 11119–2:2012(E)
is currently incorporated by reference
in § 178.71; however, PHMSA is
proposing to additionally incorporate
by reference in § 178.75.
—ISO 11119–2:2012/Amd.1:2014(E),
Gas cylinders—Refillable composite
gas cylinders and tubes—Design,
construction and testing—Part 2:
Fully wrapped fibre reinforced
composite gas cylinders and tubes up
to 450 l with load-sharing metal
liners, Amendment 1, found in
paragraph (w)(58). ISO 11119–2:2012/
Amd. 1:2014(E) is currently
incorporated by reference in § 178.71;
however, PHMSA is proposing to
additionally incorporate by reference
in § 178.75. This supplemental
amendment was published to align
the drop test originally provided in
ISO 11119–2 with the drop test
outlined in ISO 11119–3 ‘‘Gas
cylinders of composite construction—
Specification and test methods—Part
3: Fully wrapped fibre reinforced
composite gas cylinders with nonload-sharing metallic or non-metallic
liners’’.
—ISO 11119–3:2013(E), ‘‘Gas cylinders
of composite construction—
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Specification and test methods—Part
3: Fully wrapped fibre reinforced
composite gas cylinders with nonload-sharing metallic or non-metallic
liners’’ listed in paragraph (w)(60).
This document is currently
incorporated by reference in § 178.71;
however, PHMSA is proposing to
additionally incorporate by reference
in § 178.75. ISO 11119–3:2013
specifies requirements for composite
gas cylinders up to 150 l water
capacity and composite tubes above
150 L water capacity and up to 450 L
water capacity, for the storage and
conveyance of compressed or
liquefied gases.
—ISO 11119–4:2016, ‘‘Gas cylinders—
Refillable composite gas cylinders—
Design, construction and testing—Part
4: Fully wrapped fibre reinforced
composite gas cylinders up to 150 L
with load-sharing welded metallic
liners,’’ in (w)(61), which PHMSA
proposes to add a new reference to in
§ 178.71 and 178.75. This standard
provides requirements for composite
gas cylinders with load-sharing
welded liners between 0.5 L and 150
L water capacity and a maximum test
pressure of 450 bar 10 for the storage
and conveyance of compressed or
liquefied gases. PHMSA proposes
requiring UN composite cylinders and
tubes to conform to this standard in
§ 178.71. See 178.71 of Section-bySection Review for additional
discussion on this new incorporation
by reference.
—ISO 14246:2014/Amd 1:2017, ‘‘Gas
cylinders—Cylinder valves—
Manufacturing tests and
examinations—Amendment 1,’’ in
paragraph (w)(72). PHMSA proposes
to add a reference to this document in
§ 178.71. This one page amendment,
published in 2017, is intended for use
in conjunction with ISO 14246:2014,
which specifies the procedures and
acceptance criteria for manufacturing
testing and examination of cylinder
valves that have been manufactured to
achieve type approval. This 2017
document amends the 2014 version
by updating the pressure test and
leakproofness test specifically for
acetylene valves. Consequently, the
21st revised edition of the UN Model
Regulations updated all references to
the 2014 edition to include a
reference to the supplemental
amendment (ISO 14246/Amd 1:2017).
Therefore, PHMSA proposes to do
likewise by adding a reference to this
supplement in § 178.71, where
inspection and testing in accordance
with ISO 14246:2014 are required. See
10 1
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178.71 of the Section-by-Section
Review for additional discussion on
this proposal.
—ISO 17879:2017, ‘‘Gas cylinders—
Self-closing cylinder valves—
Specification and type testing,’’ in
paragraph (w)(75). PHMSA proposes
to add a reference to this standard in
§ 173.301b and § 178.71. This
standard provides the design, type
testing, marking, and manufacturing
tests and examinations requirements
for self-closing cylinder valves
intended to be fitted to refillable
transportable gas cylinders used to
transport compressed, liquefied or
dissolved gases.
—ISO 20475:2018, ‘‘Gas cylinders—
Cylinder bundles—Periodic
inspection and testing’’ in paragraph
(w)(77). This standard provides the
requirements for the periodic
inspection and testing of cylinder
bundles containing compressed,
liquefied, and dissolved gas. PHMSA
proposes to add a reference to this
standard in § 180.207, which provides
the requirements for requalification of
UN pressure receptacles.
All ISO standards are available for
preview and purchase at: https://
www.iso.org/standards.html.
• In paragraph (aa)(3), incorporate by
reference the updated 2016 version of
the OECD Guidelines for the Testing of
Chemicals ‘‘Test No. 431: In vitro skin
corrosion: reconstructed human
Epidermis (RHE) test method.’’ PHMSA
proposes to update the version of OECD
Guidelines for the Testing of Chemicals
Test No. 431 referenced in § 173.137, to
maintain alignment with the UN Model
Regulations. This document is used for
the identification of corrosive chemical
substances and mixtures. This updated
edition includes in vitro methods
allowing for better differentiation
between hazard categories, which had
not been possible under earlier editions
due to the limited set of well-known in
vivo corrosive sub-category chemicals
against which to validate in vitro testing
results. Therefore, this updated test
protocol may provide clearer
distinctions between severe and less
severe skin corrosives. OECD test
methods can be found in the OECD
iLibrary available at https://www.oecdilibrary.org/.
• In paragraph (dd), incorporate by
reference United Nations standards
including:
—‘‘The Recommendations on the
Transport of Dangerous Goods—
Model Regulations,’’ 21st revised
edition (2019), Volumes I and II, in
paragraph (dd)(1), which are
referenced in §§ 171.8; 171.12;
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172.202; 172.401; 172.407; 172.502;
172.519; 173.22; 173.24; 173.24b;
173.40; 173.56; 173.192; 173.302b;
173.304b; 178.75; and 178.274. The
Model Regulations provide framework
provisions promoting uniform
development of national and
international regulations governing
the transportation of hazardous
materials by various modes of
transport. At its ninth session on
December 7, 2018, the UNSCOE on
the Transport of Dangerous Goods and
on the GHS adopted amendments to
the UN Model Regulations
concerning, inter alia, electric storage
systems (including lithium batteries
installed in cargo transport units and
defective batteries), explosives,
infectious waste of Category A, waste
gas cartridges, harmonization with the
2018 edition of IAEA’s Regulations for
the Safe Transport of Radioactive
Material, listing of dangerous goods,
update of LC50 values for some toxic
gases and use of in vitro skin
corrosion methods for classification.
The 21st revised edition of the UN
Model Regulations is available online
at: https://unece.org/rev-21-2019.
—The Manual of Tests and Criteria, 7th
revised edition (2019), in paragraph
(dd)(2), which is referenced in
§§ 171.24, 172.102; 173.21; 173.56;
173.57; 173.58; 173.60; 173.115;
173.124; 173.125; 173.127; 173.128;
173.137; 173.185; 173.220; 173.221;
173.224; 173.225; 173.232; part 173,
appendix H; 175.10; 176.905; and
178.274. The Manual of Tests and
Criteria contains instruction for the
classification of hazardous materials
for purposes of transportation
according to the UN Model
Regulations. PHMSA proposes to
replace the sixth revised edition
(2015) and the sixth revised edition,
Amendment 1 (2017) with the seventh
revised edition. The amendments
adopted in 2018 for the seventh
revised edition include: A full review
of the text of the Manual to facilitate
its use in the context of the GHS; a
new test under test series 8 to
determine the sensitiveness of a
candidate ammonium nitrate,
emulsion or suspension, or gel,
intermediate for blasting explosive, to
the effect of intense localized thermal
ignition under high confinement; new
provisions addressing classification of
polymerizing substances for transport;
stability tests for nitrocellulose
mixtures (new Appendix 10); and a
compilation of classification results
on industrial nitrocellulose in
accordance with Chapter 2.17 of the
GHS, which can be used for the
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classification of industrial
nitrocellulose based products (new
Appendix 11). Additionally, the
Committee considered that the
reference to the ‘‘Recommendations
on the Transport of Dangerous Goods’’
in the title of the manual was no
longer appropriate, and decided that
the manual should be entitled
‘‘Manual of Tests and Criteria.’’
Therefore, PHMSA proposes to amend
the title of this document in the list
of reference material in § 171.7 to
reflect this change. The seventh
revised edition of the ‘‘Manual of
Tests and Criteria’’ can be accessed at:
https://unece.org/rev7-files.
—‘‘Globally Harmonized System of
Classification and Labelling of
Chemicals’’, eighth revised edition
(2019) in paragraph (dd)(3), which is
referenced in § 172.401. The GHS
standard provides a basic scheme to
identify the hazards of substances and
mixtures and to communicate the
hazards. At its ninth session on
December 7, 2018, the Committee
adopted a set of amendments to the
seventh revised edition of the GHS
which include, inter alia: new
classification criteria, hazard
communication elements, decision
logics, and guidance for chemicals
under pressure; new provisions for
the use of in vitro/ex vivo data and
non-test methods to assess skin
corrosion and skin irritation;
miscellaneous amendments to clarify
the classification criteria for Specific
Target Organ Toxicity; revised and
further rationalized precautionary
statements and an editorial revision of
Sections 2 and 3 of Annex 3; new
examples of precautionary pictograms
to convey the precautionary statement
‘‘Keep out of reach of children’’; a
new example in Annex 7 addressing
labelling of sets or kits; and guidance
on the identification of dust explosion
hazards and the need for risk
assessment, prevention, mitigation,
and hazard communication. The
eighth revised edition of the GHS can
be accessed at https://unece.org/ghsrev8-2019.
—‘‘European Agreement concerning the
International Carriage of Dangerous
Goods by Road’’, in (dd)(4), which is
referenced in § 171.23. The European
Agreement concerning the
International Carriage of Dangerous
Goods by Road (ADR) outlines
regulations concerning the
international carriage of dangerous
goods by road within the EU and
other countries that are party to the
agreement. This publication presents
the European Agreement, the Protocol
Signatures, the annexes, and the
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amendments. In addition to a new
title, the 2020 edition of this
document includes amendments
necessary to ensure harmonization of
ADR with the UN Model Regulations,
additional amendments adopted by
the Working Group on Tanks as well
as amendments proposed by the
Working Group on Standards.
PHMSA proposes to remove
references to the 2019 edition of the
ADR, ECE/TRANS/257, and add
references to volumes I and II of the
2020 edition, ECE/TRANS/300. The
ADR can be accessed at: https://
www.unece.org/trans/danger/publi/
adr/adr_e.html.
Section 171.8
Section 171.8 defines terms used
throughout the HMR that have broad or
multi-modal applicability. Currently,
the definitions provided in § 171.8 for
SADT, i.e., ‘‘self-accelerating
decomposition temperature’’ and SAPT,
i.e., ‘‘self-accelerating polymerization
temperature’’ only spell out the
abbreviations and direct users to
§ 173.21—Forbidden materials and
packages—for the actual defining
criteria. PHMSA proposes to make
editorial changes to improve the utility
of the definitions of SADT and SAPT by
providing a clear explanation of these
terms in the context of packaging within
the HMR.
Section 171.12
Paragraph (a) of § 171.12 prescribes
requirements for the use of the TDG
Regulations for hazardous materials
transported from Canada to the United
States, from the United States to
Canada, or through the United States to
Canada or a foreign destination. PHMSA
proposes to amend § 171.12(a)(1) to
authorize the use of a temporary
certificate issued by Transport Canada
for motor carrier or rail transportation of
a hazardous material.
In a 2017 rulemaking, HM–215N,11
PHMSA authorized hazardous materials
to be offered for transportation or
transported by motor carrier and rail in
accordance with an equivalency
certificate issued by Transport Canada,
as an alternative to transportation of
these items under the TDG Regulations
as provided in § 171.22. The HMR
amendment resulted from negotiations
by the U.S.-Canada Regulatory
Cooperation Council (RCC), a
government-to-government forum
established in 2011 by the President of
the United States and the Canadian
Prime Minister for PHMSA and
Transport Canada, respectively, to
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identify and resolve (with input from
stakeholders) impediments to crossborder transportation of hazardous
materials. Among the initiatives agreed
upon by PHMSA and Transport Canada
within the RCC was modification of
their respective regulations to ensure
reciprocal recognition of special permits
(PHMSA) and certificates (Transport
Canada) specifying the terms and
conditions authorizing deviations from
their respective regulatory requirements
governing transportation of hazardous
materials.
Subsequently, Transport Canada
recognized PHMSA’s special permits,
which are issued based on either being
in the public interest or on the basis that
the permit provides a demonstrable
equivalent level of safety. See
§ 107.105(d). In HM–215N, PHMSA
revised the HMR to recognize
equivalency certificates by Transport
Canada on the basis of a finding of
safety equivalence with the TDG
Regulations. That rulemaking did not,
however, reflect the fact that Transport
Canada also issues temporary
certificates authorizing deviation from
the TDG Regulations on a finding that
transportation of certain hazardous
materials is in the public interest.
Transport Canada issues temporary
certificates after a technical review by
its subject matter experts of an
applicant’s supporting documentation
demonstrating shipment of the
hazardous material is in the public
interest. Temporary certificates are of
limited duration and specify terms and
conditions—often extensive—to
mitigate risks to public safety and the
environment. Transport Canada posts
all temporary certificates to its publiclyavailable website.12
PHMSA has evaluated Transport
Canada’s practices in reviewing and
issuing temporary certificates and
expects that PHMSA’s recognition of
those certificates for motor carrier or rail
transportation of hazardous materials
will not adversely affect safety. As noted
above, Transport Canada issues those
certificates only after a technical review
is completed by its own subject matter
experts to mitigate residual risks to
public safety and the environment as
outlined by the certificates’ terms and
conditions, including limiting duration
of those temporary certificates.
Additionally, other regulatory
requirements (of Transport Canada or
PHMSA) not excepted by a temporary
certificate remain in effect. PHMSA
12 See Transport Canada, ‘‘Approvals—Search by
Certificate Number,’’ https://wwwapps.tc.gc.ca/SafSec-Sur/3/approvals-approbations/
SearchCertificates.aspx (last visited Apr. 16, 2021).
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further notes that, consistent with the
HMR’s existing authorization in
§ 171.12 for reliance on the TDG
Regulations to authorize certain
shipments in the United States, the
proposed new authorization to use a
temporary certificate applies only for
the duration of a shipment. In other
words, once a shipment offered in
accordance with a temporary certificate
reaches its destination, any subsequent
offering of packages imported under a
Transport Canada temporary certificate
would have to be completed in full
compliance with the HMR. PHMSA’s
proposed revisions to § 171.12 would
further mitigate risk to public safety and
the environment by applying only to
motor carrier and rail.
The proposed recognition of
Transport Canada-issued temporary
certificates would improve cross-border
movement of hazardous materials from
efforts responding to the COVID–19
public health emergency or other future
emergencies. For example, among the
temporary certificates recently issued by
Transport Canada are several
authorizing exceptions from TDG
Regulations to enable movement of
hand sanitizer chemicals and COVID–19
test samples.13 Revision of the HMR as
proposed would help to ensure that,
should Transport Canada issue
additional temporary certificates
responding to the COVID–19 public
health emergency or another crossborder threat to public safety or the
environment, the HMR will not be an
obstacle to those efforts.
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Section 171.23
Section 171.23 outlines the
requirements for specific materials and
packagings transported under the ICAO
Technical Instructions, IMDG Code,
Transport Canada TDG Regulations, or
the IAEA Regulations. It also includes
provisions that authorize the use, under
specific conditions, of pi-marked
pressure vessels, which are pressure
vessels and pressure receptacles that
comply with ECE/TRANS/257, the ADR,
and the EU Directive 2010/35/EU, and
marked with a pi (p) symbol to denote
such compliance. PHMSA proposes to
amend § 171.23(a) to update the
reference to ECE/TRANS/257 to: (1)
Reference the 2020 edition of this
document, ECE/TRANS/300, and (2)
reference both volumes I and II of the
ADR. The ADR outlines the regulations
concerning the international carriage of
dangerous goods by road within the EU
13 See Transport Canada, ‘‘Temporary
Certificates,’’ https://tc.canada.ca/en/dangerousgoods/temporary-certificates (last visited Apr. 16,
2021).
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and other countries that are member to
the agreement, and this publication
contains the European Agreement, the
Protocol Signatures, the annexes, and
the amendments. Specifically,
§ 171.23(a) authorizes cylinders that
comply with the requirements of
Packing Instruction P200 (packing
instruction for cylinders, tubes, pressure
drums, and bundles of cylinders) or
P208 (packing instruction for Class 2
adsorbed gases) and 6.2 (requirements
for the construction and testing of
pressure receptacles, aerosol dispensers,
small receptacles containing gas (gas
cartridges), and fuel cell cartridges
containing liquefied flammable gas) of
the ADR, published in 2019 as
document ECE/TRANS/257. Upon
review of the 2020 edition of this
document, ECE/TRANS/300, PHMSA
did not find any substantive changes to
the provisions in 6.2, P200, or P208, and
therefore, does not expect that
incorporating by reference ECE/TRANS/
300 will impose any safety risk or
economic impact. However, updating
the version incorporated by reference to
reflect the edition that is currently in
force would facilitate access to foreign
markets by U.S. manufacturers and
businesses.
The proposed regulatory text
references European Directive 2010/35/
EU, which was previously approved for
incorporation by reference in this
section, and no changes are proposed
for this standard.
B. Part 172
Section 172.101 Hazardous Materials
Table (HMT)
The HMT summarizes terms and
conditions governing transportation of
certain hazardous materials under the
HMR. For each entry, the HMT
identifies information such as the
proper shipping name, UN
identification number, and hazard class.
The HMT specifies additional
information or reference requirements
in the HMR such as hazard
communication, packaging, quantity
limits aboard aircraft, and stowage of
hazardous materials aboard vessels.
PHMSA proposes to amend certain
entries in the HMT to reflect the
proposed regulatory amendments
discussed below in the Section by
Section review. For purposes of the
Government Publishing Office’s
typesetting procedures, proposed
changes to the HMT appear under three
sections of the HMT: ‘‘remove,’’ ‘‘add,’’
and ‘‘revise.’’ Certain entries in the
HMT, such as those with revisions to
the proper shipping names, appear as a
‘‘remove’’ and ‘‘add.’’ Proposed
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amendments to the HMT include the
following:
New HMT Entries
• UN0511 Detonators, electronic
programmable for blasting
• UN0512 Detonators, electronic
programmable for blasting
• UN0513 Detonators, electronic
programmable for blasting
• UN3549 Medical Waste, Category
A, Affecting Humans, solid or Medical
Waste, Category A, Affecting Animals
only, solid
The UN Model Regulations contain a
new entry to its Dangerous Goods List
for regulated medical waste in Category
A (see above list for UN3549). PHMSA
proposes to add this new entry for this
proper shipping name and UN number,
and assigning Special Provision 131 to
inform offerors that an approval is
required when shipping this material.
PHMSA also proposes to assign a new
special provision, Special Provision
430, to specify the appropriate use of
this proper shipping name. The addition
of a proper shipping name that more
specifically describes the material in
transportation is expected to reduce
regulatory burdens in shipping this
material internationally and
domestically. And by limiting the scope
of transport by way of special provision
approval requirements for each
shipment, PHMSA can exercise greater
oversight of the transport of these
materials to, from, or within the United
States.
PHMSA also proposes to add three
new entries for the proper shipping
name ‘‘Detonators, electronic
programmable for blasting’’ with the
following new UN numbers: UN0511,
UN0512, and UN0513. These entries
were added in the 21st revised edition
of UN Model Regulations as result of a
proposal from the Australian Explosives
Industry and Safety Group (AEISG) and
ensuing discussions held by the UN
Working Group on Explosives (EWG) of
the Sub-Committee of Experts on the
Transport of Dangerous Goods in 2017
and 2018.14 AEISG proposed adding
new entries in the Model Regulations
for electronic detonators to distinguish
them from electric detonators, which
have significantly different design
characteristics.
The HMT has nine entries for
detonators (not used for ammunition)
which include: ‘‘Detonators, nonelectric for blasting,’’ ‘‘Detonators,
electric for blasting,’’ and ‘‘Detonator
assemblies, non-electric for blasting,’’
which may fall in to one of three hazard
14 https://unece.org/fileadmin/DAM/trans/doc/
2018/dgac10c3/ST-SG-AC.10-C.3-2018-58e.pdf.
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classes (1.1B, 1.4B, 1.4S). Under the
hazardous materials classification
scheme, based on the existing available
entries, electronic detonators are
required to be transported as
‘‘Detonators, electric for blasting’’ which
is not the most accurate description.
While using this name does not pose
inherent risks during transportation, it
creates potential for risks in downstream storage, use, and handling
operations. Because electronic
detonators are significantly different
from other electric and non-electric
detonators, PHMSA proposes new
entries for these devices rather than
including them within the existing
entries for electric detonator types. As
with other explosives, the proper
classification of these devices would
depend on packaging and testing, hence
new entries must include all possible
hazard classifications (1.1B, 1.4G, and
1.4S). For other newly added hazardous
materials assigned a UN number on the
Dangerous Goods List in the UN Model
Regulations, PHMSA proposes to add:
UN0511 (1.1B), UN0512 (1.4B), and
UN0513 (1.4S) to the HMT to facilitate
proper classification and handling
across governmental and modal
jurisdictions. PHMSA expects that this
change would provide clarity and
enhance safety by adding more specific
proper shipping names to describe
electric detonators.
Column (1) Symbols
Section 172.101(b) describes column
(1) of the HMT and symbols providing
for additional requirements for
transportation of listed hazardous
materials that may be indicated in the
column. As provided in § 172.101(b)(1):
(1) The symbol ‘‘A’’ identifies a material
that is subject to the requirements of the
HMR only when offered or intended for
transportation by aircraft; (2) the symbol
‘‘W’’ identifies a material that is subject
to the requirements of the HMR only
when offered or intended for
transportation by vessel; and (3) the
symbol ‘‘I’’ identifies proper shipping
names which are appropriate for
describing materials in international
transportation. The UN Model
Regulations were amended for
consistency with the ICAO Technical
Instructions to indicate that in addition
to being regulated by vessel, the
following entries are also regulated for
air transport: ‘‘UN1372, Fibers, animal
or Fibers, vegetable burnt, wet or
damp,’’ ‘‘UN1387, Wool waste, wet,’’
‘‘UN1856, Rags, oily,’’ ‘‘UN1857, Textile
waste, wet,’’ and ‘‘UN3360, Fibers,
vegetable, dry.’’ In the case of these
particular entries, they are forbidden for
air transport in the ICAO Technical
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Instructions. While reviewing this
amendment, PHMSA found that all of
these entries except for ‘‘UN3360,
Fibers, vegetable, dry,’’ are also
identified as only being regulated for air
and vessel transportation as denoted by
the symbols ‘‘A’’ and ‘‘W’’ in column
(1). For UN3360, the symbols ‘‘I’’ and
‘‘W’’ are presently assigned in column
(1) and the quantity limit in column (9)
is ‘‘No Limit’’ for both passenger and
cargo air. This is inconsistent with the
ICAO Technical Instructions which
forbid this material for transport by air.
Therefore, consistent with the ICAO
Technical Instructions for the UN3360
entry, PHMSA proposes to add the
symbol ‘‘A’’ to column (1) and amend
column (9) to read ‘‘Forbidden.’’ This is
further consistent with the entries for
similar materials ‘‘UN1372, Fibers,
animal or Fibers, vegetable’’ and
‘‘UN1373, Fibers or Fabrics, animal or
vegetable or Synthetic, n.o.s.’’ that are
also assigned the symbol ‘‘A’’ in column
(1) and ‘‘Forbidden’’ in column (9).
PHMSA expects that this change will
facilitate international air transportation
and save shippers time and costs by
preventing delayed and rejected
shipments.
Column (2) Hazardous Materials
Descriptions and Proper Shipping
Names
Section 172.101(c) describes column
(2) of the HMT and the requirements for
hazardous materials descriptions and
proper shipping names. The UN Model
Regulations contain the entry ‘‘UN3363,
Dangerous Goods in Articles or
Dangerous Goods in Machinery or
Dangerous Goods in Apparatus,’’ in its
Dangerous Goods List; however, the
HMT entry UN3363 does not include
‘‘Dangerous Goods in Articles or,’’ in the
proper shipping name. PHMSA
proposes to add ‘‘Dangerous Goods in
Articles or,’’ to the proper shipping
name. This change provides flexibility
for shippers selecting the most
appropriate proper shipping name by
adding a third option in the proper
shipping name associated with this UN
Number. Additionally, for the proper
shipping name ‘‘Fuel system
components (including fuel control
units (FCU), carburetors, fuel lines, fuel
pumps)’’ which currently directs HMT
users to ‘‘see Dangerous Goods in
Apparatus or Dangerous Goods in
Machinery’’, PHMSA proposes to
amend the directions to include a
reference to ‘‘Dangerous Goods in
Articles.’’ PHMSA expects that these
changes will improve hazard
communication by including a more
specific description for articles
containing hazardous materials.
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Additionally, for the entry ‘‘UN2522,
2-Dimethylaminoethyl methacrylate,’’
PHMSA proposes to add the word
‘‘stabilized’’ to this proper shipping
name to identify this material as a
polymerizing substance. Discussions
held by the UNSCOE identified
‘‘UN2522, 2-Dimethylaminoethylmethacrylate’’ as having a similar
molecular structure and polymerization
behaviors to ‘‘UN 3302, 2Dimethylaminoethyl acrylate,
stabilized.’’ Under the HMR and
international regulations, polymerizing
substances require verification that a
sufficient level of stabilization is
provided prior to transportation. This
requirement for stabilization is also
indicated by assignment of Special
Provision 387 in the HMT, which
PHMSA proposes to add for UN2522.
Finally, for the entry ‘‘UN3171,
Battery-powered vehicle or Batterypowered equipment,’’ PHMSA proposes
to make an editorial change to italicize
the ‘‘or’’ in the hazardous material
description. Currently, the ‘‘or’’ is in
roman type and not italicized. Section
172.101(c) introductory text instructs
that proper shipping names are limited
to those in roman type. Moreover, the
current form of the entry is such that a
person may confuse the proper shipping
name with the whole description and
not the option of ‘‘Battery-powered
vehicle’’ or ‘‘Battery-powered
equipment.’’ Therefore, PHMSA
proposes revising the entry to read
‘‘Battery-powered vehicle or Batterypowered equipment.’’
Column (5) Packing Group
Section 172.101(f) describes column
(5) of the HMT, which specifies one or
more packing groups (PG I, II or III),
assigned to certain materials. A PG
indicates the required level of packaging
according to the degree of danger
presented by hazardous materials. PG I
indicates the greatest level of danger, PG
II corresponds to a medium level of
danger, and PG III corresponds to a
minor danger.
For consistency with the UN Model
Regulations, PHMSA proposes to
remove the assignment of PG II as
indicated in column (5) for the entry
‘‘UN3291, Regulated medical waste,
n.o.s. or Clinical waste, unspecified,
n.o.s. or (BIO) Medical waste, n.o.s. or
Biomedical waste, n.o.s., or Medical
Waste n.o.s.’’ This entry is the only
entry with a Division 6.2 classification
that has PG II assigned in column (5).
Amending this entry not to include PG
II would align with international
regulations and § 172.101(f), which
specifically states that Division 6.2
materials are not assigned packing
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groups in the HMR. For packing
purposes, any requirement for a specific
packaging performance level is set out
in the applicable packing authorizations
of part 173. Instead of having PG II
indicated in Column (5), packing
provisions for these materials would
continue to be outlined in § 173.197.
PHMSA expects this editorial change
will maintain the current level of safety
as no packing provisions are changing.
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Column (6) Label Codes
Section 172.101(g) describes column
(6) of the HMT, which contains label
codes representing the hazard warning
labels required for specific hazardous
materials in the HMT. In the HM–215O
final rule,15 PHMSA added twelve HMT
entries as part of a classification scheme
for articles containing hazardous
materials not otherwise specified by
name (i.e., n.o.s. entries) in the HMR.
The entries were inadvertently added
without label codes in column (6).
PHMSA proposes to correct the entries
here by adding the appropriate label
codes to the following:
• UN3537 Articles containing
flammable gas, n.o.s.
• UN3538 Articles containing nonflammable, non-toxic gas, n.o.s.
• UN3539 Articles containing toxic
gas, n.o.s.
• UN3540 Articles containing
flammable liquid, n.o.s.
• UN3541 Articles containing
flammable solid, n.o.s.
• UN3542 Articles containing a
substance liable to spontaneous
combustion, n.o.s.
• UN3543 Articles containing a
substance which in contact with
water emits flammable gases, n.o.s.
• UN3544 Articles containing
oxidizing substance, n.o.s.
• UN3545 Articles containing organic
peroxide, n.o.s.
• UN3546 Articles containing toxic
substance, n.o.s.
• UN3547 Articles containing
corrosive substance, n.o.s.
• UN3548 Articles containing
miscellaneous dangerous goods, n.o.s.
Column (7) Special Provisions
Section 172.101(h) describes column
(7) of the HMT, which assigns special
provisions for each HMT entry. Section
172.102 provides for the meaning and
requirements of the special provisions
assigned to entries in the HMT. The
proposed revisions to column (7) of
certain entries in the HMT are discussed
below. Also, see § 172.102 of the
Section-By-Section Review below for a
detailed discussion of the special
15 85
FR 27810 (May 11, 2020).
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provision amendments addressed in this
NPRM.
Special Provision 196:
PHMSA proposes to add new Special
Provision 196 to the following HMT
entries to outline thermal stability
testing requirements for their
transportation:
• UN0340, Nitrocellulose, dry or wetted
with less than 25 percent water (or
alcohol), by mass
• UN0341, Nitrocellulose, unmodified
or plasticized with less than 18
percent plasticizing substance, by
mass
• UN0342, Nitrocellulose, wetted with
not less than 25 percent alcohol, by
mass
• UN0343, Nitrocellulose, plasticized
with not less than 18 percent
plasticizing substance, by mass.
Special Provision 197
PHMSA proposes to assign new
Special Provision 197 to the following
entries in the HMT to outline thermal
stability testing requirements for their
transportation:
• UN2555, Nitrocellulose with water
with not less than 25 percent water,
by mass
• UN2556, Nitrocellulose with alcohol
with not less than 25 percent alcohol
by mass, and with not more than 12.6
percent nitrogen, by dry mass
• UN2557, Nitrocellulose, with not
more than 12.6 percent nitrogen, by
dry mass mixture with or without
plasticizer, with or without pigment
UN3380, Desensitized explosives,
solid, n.o.s.
Special Provision 360
PHMSA proposes to assign Special
Provision 360 to the following HMT
entries:
• UN3481, Lithium ion batteries,
contained in equipment or packed
with equipment including lithium ion
polymer batteries
• UN3091, Lithium metal batteries,
contained in equipment or packed
with equipment including lithium
alloy batteries
Special Provision 360 instructs that
vehicles only powered by lithium
batteries must be assigned the
identification number UN3171. See
Section 172.102 Special Provisions for
further discussion of Special Provision
360.
Special Provision 387
PHMSA proposes to assign Special
Provision 387 to the HMT entry for
‘‘UN2522, 2-Dimethylaminoethyl
methacrylate.’’ Special Provision 387
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provides additional instructions for
hazardous materials stabilized by
chemical or temperature controls to
ensure a level of stabilization prior to
transportation sufficient to prevent the
material from dangerous
polymerization. The rationale for this
change is discussed further below.
Portable Tank Special Provisions
PHMSA proposes to remove Special
Provisions TP39 and T41 for the entries
‘‘UN2381, Dimethyl disulfide’’ and
‘‘UN3148, Water-reactive liquid, n.o.s.’’
respectively, as the transition period has
expired. In HM–215L,16 PHMSA added
Special Provisions TP39 and TP41.
Special Provision TP39 was assigned to
HMT entry UN2381 and Special
Provision TP41 was assigned to HMT
entry UN3148. PHMSA added these two
special provisions to provide more time
for portable tank transporters to
transition their fleets in compliance
with portable-tank specific requirements
in Special Provisions T4 and T9. Special
Provision TP39 authorized continued
use of portable tank requirements in
Special Provision T4 until December 31,
2018. Special Provision TP41
authorized the continued use of portable
tank instruction T9 until December 31,
2018. Since that date has passed, TP39
and TP41 are no longer necessary.
Column (9) Quantity Limitations
Section 172.101(j) explains the
purpose of column (9) in the HMT.
Column (9) specifies quantity
limitations for packages transported by
air and rail. Column (9) is divided into
two columns: Column (9A) provides
quantity limits for passenger aircraft/
rail; and column (9B) provides quantity
limits for cargo aircraft. The proposed
revisions only address transportation by
aircraft, as the UN Model Regulations
did not contemplate any changes to the
limitations for transport via rail.
The ICAO Technical Instructions have
added provisions allowing ‘‘UN2216,
Fish meal, stabilized or Fish scrap,
stabilized’’ to be transported by aircraft
when also meeting the provisions of
ICAO Special Provision A219.
Consistent with the ICAO Technical
Instructions, PHMSA proposes to
amend Column 9 for this entry to
indicate quantity limits for passenger
and cargo aircraft of 100 kg and 200 kg,
respectively.
As a conforming amendment, PHMSA
is also proposing to revise the § 173.218
packaging requirements for fish meal
and fish scrap to reflect the
authorization to transport this material
by aircraft in addition to vessel. See
16 78
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SECTION 173.218 of the Section-BySection Review for further detail.
Column (10) Vessel Stowage
Section 172.101(k) explains the
purpose of Column (10) of the HMT and
prescribes the vessel stowage and
segregation requirements for specific
entries. Column (10) is divided into two
columns: Column (10A) [Vessel
stowage] specifies the authorized
stowage locations on board cargo and
passenger vessels; and Column (10B)
[Other provisions] specifies special
stowage and segregation provisions.
In Column (10A) for the entry for
‘‘UN3135, Water-reactive solid, selfheating, n.o.s, PG I,’’ consistent with the
IMDG Code, PHMSA proposes to amend
the assigned stowage category from ‘‘E’’
to ‘‘D.’’ This proposed change means the
material must be stowed ‘‘on deck only’’
on a cargo vessel or on a passenger
vessel carrying a number of passengers
limited to the greater of 25 passengers
total or one passenger for each 3 meters
of overall vessel length; transport would
be prohibited on a passenger vessel in
which those passenger limits have been
exceeded. Stowage category ‘‘E’’ is
currently assigned to this material
which allows ‘‘under deck’’ storage.
This proposed change is consistent with
the stowage category for other Division
4.3, PG I, materials with subsidiary
hazards that are also assigned stowage
category ‘‘D’’ for ‘‘on deck only’’
stowage. The IMDG Code removed
approval requirements (Special
Provision 76) from this material and the
assignment of appropriate transport
provisions.
For the ‘‘UN2900, Infectious
substances, affecting animals only’’ and
‘‘UN2814, Infectious substances,
affecting humans,’’ PHMSA proposes to
amend the assigned stowage category
from ‘‘B’’ to ‘‘E.’’ This proposed change
would allow ‘‘on deck’’ or ‘‘under deck’’
stowage, but would not allow stowage
onboard when the number of passengers
exceeds 25. This proposed change aligns
with the IMDG Code assignment of this
stowage category to these materials and
is not expected to materially change the
nature of authorized transport options
for these materials.
Additionally, consistent with changes
to the IMDG Code, PHMSA proposes
numerous changes to the special
stowage and segregation provisions
indicated in column (10B) of the HMT,
labeled ‘‘other provisions.’’ PHMSA
proposes to assign stowage code 52,
which requires stowage ‘‘separated
from’’ acids, to several entries in the
HMT that are in a group of chemicals
called alcoholates. Segregation from
acids is currently not required by the
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HMR for these materials. However,
alcoholates are strong alkaline
substances that react vigorously with
acids. Stowage code 52 would be
assigned to the following HMT entries:
• UN1289, Sodium methylate solutions
in alcohol
• UN1431, Sodium methylate
• UN3206, Alkali metal alcoholates,
self-heating, corrosive, n.o.s.
• UN3274, Alcoholates solution, n.o.s.,
in alcohol
For the entries ‘‘UN2900, Infectious
substances, affecting animals only’’ and
‘‘UN2814, Infectious substances,
affecting humans,’’ PHMSA proposes
adding stowage codes 13 and 95 and
new stowage code 155. Stowage codes
13 and 95 require keeping material as
dry as reasonably practicable and
stowage ‘‘separated from’’ foodstuffs.
The IMDG Code has varying levels of
stowage either ‘‘away from’’ or
‘‘separated from’’ foodstuffs depending
on the type of shipment (e.g.,
containerized or break-bulk). PHMSA
proposes the more restrictive ‘‘separated
from,’’ regardless of the type of
shipment, and specifically solicits
comments on this proposal. The
stowage of these materials separated
from foodstuffs is expected to prevent
inadvertent cross contamination of food
stuffs. New stowage code 155 requires
vessel carriers to keep handling of the
packages to a minimum and to inform
the appropriate authority or veterinary
authority where persons or animals may
have been exposed to the package
contents. Additionally, this handling
restriction and communication
requirement may facilitate reducing
exposure and contract tracing
surrounding UN2814 packages that
contain COVID–19 materials. With the
exception of the general ‘‘separated
from’’ proposed language, these
proposals are consistent with IMDG
Code requirements.
Additionally, for the PG II and III
entries of ‘‘UN3129, Water-reactive
liquid, corrosive, n.o.s,’’ ‘‘UN3132,
Water-reactive solid, flammable, n.o.s,’’
and ‘‘UN3135, Water-reactive solid, selfheating, n.o.s,’’ which are all water
reactive Division 4.3 materials, PHMSA
proposes adding stowage code 85 to
column (10B). Stowage code 85 requires
‘‘under deck’’ stowage in mechanically
ventilated spaces. This proposal is
intended to ensure that if the cargo is
stowed under deck, adequate
mechanical ventilation is provided.
Mechanical ventilation is important to
ensure any potential dangerous gases or
vapors released are expelled from the
cargo hold and not allowed to build up
below deck.
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PHMSA proposes adding stowage
code 156 to the lithium battery entries
‘‘UN3090, Lithium metal batteries,’’
‘‘UN3091, Lithium metal batteries
contained in equipment, or Lithium
metal batteries packed with
equipment,’’ ‘‘UN3480, Lithium ion
batteries,’’ and ‘‘UN3481, Lithium ion
batteries contained in equipment or
Lithium ion batteries packed with
equipment’’ in the HMT in column
(10B). This new stowage code
assignment requires that, in lieu of the
stowage category A assigned in column
(10A) in the current HMR which allows
stowage ‘‘on deck’’ or ‘‘under deck,’’
lithium batteries that are offered in
transportation for purposes of disposal
or recycling, or that are offered under
damaged or defective provisions (see
§ 173.185(f) of the HMR), would be
required to be stowed in accordance
with stowage category C which requires
‘‘on deck only’’ stowage on cargo and
passenger vessels. PHMSA expects that
this new stowage code will enhance the
safety of shipment of lithium batteries
expected from anticipated increases in
use of lithium batteries in the
transportation and other economic
sectors in the years ahead.
PHMSA proposes adding stowage
code 157 to column (10B) for numerous
entries in the HMT. Stowage code 157
would require aerosols, small
receptacles containing gas, or gas
cartridges transported for purposes of
recycling or disposal, to be stowed in
accordance with stowage category C,
which requires ‘‘on deck only’’ stowage,
and to be clear of living quarters. This
stowage code requirement is in lieu of
the stowage category A assigned in
column (10A) in the current HMR
allowing ‘‘on deck’’ or ‘‘under deck’’
stowage. PHMSA proposes to add new
stowage code 157 to the following
entries in the HMT:
• UN1950, Aerosols, corrosive, Packing
Group II or III, (each not exceeding 1
L capacity)
• UN1950, Aerosols, flammable, (each
not exceeding 1 L capacity)
• UN1950, Aerosols, flammable, n.o.s.
(engine starting fluid) (each not
exceeding 1 L capacity)
• UN1950, Aerosols, non-flammable,
(each not exceeding 1 L capacity)
• UN1950, Aerosols, poison, Packing
Group III (each not exceeding 1 L
capacity)
• UN2037, Gas cartridges, (flammable)
without a release device, nonrefillable
• UN2037, Receptacles, small,
containing gas or gas cartridges
(flammable) without release device,
not refillable and not exceeding 1 L
capacity
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• UN2037, Receptacles, small,
containing gas or gas cartridges (nonflammable) without release device,
not refillable and not exceeding 1 L
capacity
• UN2037, Receptacles, small,
containing gas or gas cartridges
(oxidizing), without release device,
not refillable and not exceeding 1 L
capacity
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Section 172.102 Special Provisions
Section 172.102 lists special
provisions applicable to the
transportation of specific hazardous
materials. Special provisions contain
various provisions including packaging
requirements, prohibitions, and
exceptions applicable to particular
quantities or forms of hazardous
materials. PHMSA proposes the
following revisions to the special
provisions in this section:
Special Provision 47
Special Provision 47 allows mixtures
of solids that are not subject to the HMR
and Class 3 flammable liquids to be
transported as flammable solid material
described as ‘‘UN3175, Solids
containing flammable liquid, n.o.s.,
4.1,’’ without applying the Division 4.1
classification criteria. This classification
is permitted provided that there is no
free liquid visible at the time the
material is loaded or at the time the
packaging is closed. In addition to
providing classification testing relief for
these items, this special provision
provides further relief from the HMR for
packets and articles, generally referred
to as small inner packagings, if they
contain less than 10 mL of a Class 3
liquid (in Packing Group II or III) and if
the liquid is absorbed (i.e., no free liquid
in the packet or article) onto a solid
material. This special provision is
widely used for articles such as alcohol
wipes, and due to the ongoing COVID–
19 public health emergency, these items
are being transported in increasing
numbers to meet demand. While many
of these wipes, depending how they are
packed, meet the conditions of this
special provision and qualify for
exception from regulation, confusion
around the wording of the packaging
conditions to qualify for the exception
has led to an editorial amendment in the
ICAO Technical Instructions.
On December 31, 2020, in an
addendum to the 2021–2022 edition of
the ICAO Technical Instructions,
Special Provision A46 was amended to
remove a reference to ‘‘small inner
packaging’’ related to the sealed packets
and articles. Prior to this amendment,
and as currently provided in the HMR
in Special Provision 47, it reads that to
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be excepted from the HMR, ‘‘small inner
packagings consisting of sealed packets
and articles containing less than 10 mL
of a Class 3 liquid in Packing Group II
or III absorbed onto a solid material are
not subject to this subchapter provided
there is no free liquid in the packet or
article.’’ The phrasing is ambiguous
enough that shippers may misinterpret
the language as instructing them to pack
small inner packagings with the sealed
packets or articles. Instead, the intent of
‘‘small inner packagings’’ was to
describe sealed packets and articles. The
amendment to Special Provision A46 in
the ICAO Technical Instructions is
consistent with other provisions in the
ICAO Technical Instructions; for
example, Special Provision A158 clearly
states that sealed packets and articles
containing less than 10 mL of an
environmentally hazardous liquid are
not subject to the requirements when
certain conditions are met. PHMSA
agrees with the amendment made in the
ICAO Technical Instructions removing
the reference to ‘‘small inner
packagings’’ to avoid confusion and
proposes to make the same revision in
Special Provision 47 to clarify the
exception within the HMR. PHMSA
expects this clarification of its
regulations will facilitate the transport
of hygienic products intended to
prevent the spread of COVID–19.
Special Provision 134
Special Provision 134 provides
instruction on the use of the HMT entry
‘‘UN3171, Battery-powered vehicle or
Battery-powered equipment,’’
stipulating that it applies only to
vehicles or equipment powered by wet
batteries, sodium batteries, lithium
metal batteries, or lithium ion batteries
that are transported with these batteries
installed. PHMSA proposes to amend
language in Special Provision 134 to
clarify its use in connection with
lithium batteries installed in cargo
transport units. Under the proposed
amendment, these items would be
described by a separate entry in the
HMT, specifically, ‘‘UN3536, Lithium
batteries installed in cargo transport
unit’’ for which there are unique
transportation requirements that do not
apply to transport of battery-powered
vehicles or equipment. PHMSA is also
amending the language in this special
provision to replace the phrase
‘‘consigned under’’ with the phrase
‘‘described using’’ to provide a more
easily-accessible, plain language
understanding of the requirement.
Special Provision 135
Special Provision 135 provides
instruction for selecting the appropriate
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proper shipping name for vehicles with
internal combustion engines powered
by various fuel sources, such as a
flammable gas, flammable liquid, or fuel
cell. PHMSA proposes to amend Special
Provision 135 to specify that lithium
batteries installed in cargo transport
units (UN3536), which are designed
only to provide power external to the
transport unit, may not be classified as
an internal combustion engine installed
in a vehicle. PHMSA expects that
adding this clarifying language will
avoid misclassifying lithium batteries in
cargo transport units. Additionally,
consistent with changes to Special
Provision 134, PHMSA proposes to
amend the language in this special
provision to replace the phrase
‘‘consigned under’’ with the phrase
‘‘described using’’ to the entries to
provide consistency across similar
provisions and improve understanding
of the requirement.
Special Provision 136
Special Provision 136 provides
instructions regarding the use of the
HMT entry ‘‘UN3363, Dangerous Goods
in Apparatus or Dangerous Goods in
Machinery’’ and indicates that this UN
number and the associated proper
shipping names are only applicable to
machinery and apparatus containing
hazardous materials as an integral
element of the machinery or apparatus.
In light of the proposed addition of
‘‘Dangerous Goods in Articles’’ to the
list of acceptable proper shipping names
for UN3363 (see § 172.101 of the
Section-By-Section Review), PHMSA
proposes to revise this special provision
to add the words ‘‘articles’’ where
machinery and apparatus are
mentioned. PHMSA expects this
proposed change to improve
consistency across HMR provisions
where UN3363 is discussed.
Special Provision 147
Special Provision 147, assigned to
UN3375, provides instruction on the
description and classification criteria for
non-sensitized emulsions, suspensions,
and gels consisting mostly of
ammonium nitrate and fuel, intended to
produce a Type E blasting explosive
only after further processing prior to
use, which are transported as ‘‘UN3375,
Ammonium nitrate emulsion or
Ammonium nitrate suspension or
Ammonium nitrate gel, intermediate for
blasting explosives.’’ Currently, the
HMR requires applicants to pass Test
Series 8(a), (b), and (c) of the UN
Manual of Tests and Criteria, when
requesting an approval for
transportation under UN3375. However,
PHMSA proposes to revise the last
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sentence of Special Provision 147 by
removing the specific requirement to
pass Tests 8(a), (b), and (c), so that it can
be met by passing any test in Test Series
8 of the UN Manual of Tests and
Criteria. Modifying Special Provision
147 as proposed would align with the
equivalent special provision in the UN
Model Regulations (SP 309) which was
amended similarly. PHMSA proposes
this change to reflect and allow for the
inclusion of an additional test in the
Test Series 8 provided in the UN
Manual of Tests and Criteria. In the 7th
revised edition UN Manual of Tests and
Criteria Test Series 8 was expanded to
include Test 8(e) as an alternative to
8(c). This change in testing was the
result of technical discussions and
amendment proposals held during
UNSCOE meetings. At the 47th session
of the United Nations Sub-Committee of
Experts on the Transport of Dangerous
Goods, the EWG concluded that the UN
Test 8(c) was unsuitable for ammonium
nitrate emulsions (ANEs) due to a flaw
in the method which could lead to a
false positive under certain
conditions.17
PHMSA expects that removing this
requirement to specifically pass the 8(c)
test will mitigate the risk of receiving a
false positive result and consequently
inaccurate classification. It would also
allow shippers the ability to perform
additional classification testing as
provided in the seventh revised edition
of the UN Manual Test Criteria.
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Special Provisions 196 and 197
PHMSA proposes to add Special
Provisions 196 and 197 pertaining to
transportation of nitrocellulose. These
new special provisions would require
that manufacturers of nitrocellulose
products ensure that these Class 1 and
Class 4 materials employ certain tests
verifying that the materials meet
specific stability requirements to avoid
the danger of self-ignition. Those test
methods determine whether a material
is stable when subjected to elevated
temperatures in transportation, which is
critical to the safe transportation of
materials such a nitrocellulose. Special
Provision 196 applies to nitrocellulose
of Class 1 (explosive) nitrocellulose
materials (UN0340, UN0341, UN0342,
and UN0343), and specifically excepts
those materials from Type 3(c) thermal
stability testing. Special Provision 197 is
assigned to nitrocellulose materials in
Class 4 (UN2555, UN2556, UN2557, and
UN3380).
17 https://unece.org/fileadmin/DAM/trans/doc/
2018/dgac10c3/UN-SCETDG-53-INF22e.pdf.
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Special Provision 360
Special Provision 360 provides
instruction to aid in proper
identification of a battery-powered
vehicle that contains lithium batteries.
Currently, Special Provision 360 states
that vehicles powered solely by lithium
batteries must be identified as ‘‘UN3171,
Battery-powered vehicle or Batterypowered equipment.’’ In HM–215O,
PHMSA added a new UN entry,
‘‘UN3536, Lithium batteries installed in
cargo transport unit lithium ion batteries
or lithium metal batteries.’’ PHMSA
proposes to revise Special Provision 360
to better distinguish between the
various types of equipment with lithium
batteries. The revised language would
specify that lithium batteries that are
installed in cargo transport units which
are designed only to provide power
external to the transport unit must be
transported as ‘‘UN3536, Lithium
batteries installed in a cargo transport
unit lithium ion batteries or lithium
metal batteries,’’ making them subject to
packaging provisions and exceptions
outlined in Special Provision 389. The
intent of this language is to clarify
further that these batteries should not be
described and transported as ‘‘UN3091,
Lithium metal batteries, contained in
equipment including lithium alloy
batteries’’ or ‘‘UN3481, Lithium ion
batteries, contained in equipment
including lithium ion polymer
batteries.’’
Furthermore, Special Provision 360
was originally assigned to the HMT
entry ‘‘UN3091, Lithium batteries,
contained in equipment,’’ however, in
final rule HM–224F,18 PHMSA adopted
separate entries based on the lithium
battery chemistry, i.e., ‘‘UN3091,
Lithium metal batteries, contained in
equipment including lithium alloy
batteries’’ or ‘‘UN3481, Lithium ion
batteries, contained in equipment
including lithium ion polymer
batteries.’’ In doing so, PHMSA
inadvertently did not make a
conforming revision to assign Special
Provision 360 to these separate
descriptions in the HMT. Consistent
with the proposed revisions to Special
Provision 360 to clarify appropriate use
of descriptions for lithium battery
equipment, PHMSA proposes to assign
this special provision to the two lithium
battery descriptions for contained in
equipment and packed with equipment.
Finally, PHMSA is also revising the text
‘‘assigned to’’ to read ‘‘described using’’
to improve understanding of the special
provision instruction.
18 79
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Special Provision 370
Special Provision 370 is currently
assigned to ‘‘UN0222, Ammonium
nitrate, with more than 0.2 percent
combustible substances, including any
organic substance calculated as carbon,
to the exclusion of any other added
substance.’’ The entry UN0222 (1.1D) is
intended for certain ammonium nitrates
that are not a commercially
manufactured product and this entry is
typically used to identify contaminated
ammonium nitrate or ammonium nitrate
fertilizers that give a positive result
when tested in accordance with Test
Series 2 of the UN Manual of Tests and
Criteria. However, Special Provision 370
currently states that a hazardous
material may also be classified as
UN0222 even if it has more that 0.2
percent combustible substances.
PHMSA proposes to amend special
provision 370 to better clarify when the
entry for UN0222 may be applied.
Clarifying this classification instruction
is necessary to ensure that more readily
transported materials, such as
ammonium nitrate mixed with fuel oil
(ANFO), are not improperly transported
as UN0222, which should be reserved
for special non-commercial purposes.
Given that inappropriately classified
items pose an inherent safety risk to
emergency responders, PHMSA
proposes to revise Special Provision 370
to provide clarifying language to ensure
that certain ammonium nitrate materials
(such as ANFO) are not described and
classified as ‘‘UN0222, Ammonium
nitrate.’’ Specifically, the amendment to
this special provision stipulates that this
UN entry should not be used when
other applicable proper shipping names
exist.
Special Provision 379
Special Provision 379 provides
conditions for exception from full
regulation under the HMR for
anhydrous ammonia adsorbed or
absorbed on a solid contained in
ammonia dispensing systems or
receptacles intended to form part of
such systems. Among these conditions,
Special Provision 379 requires that
receptacles containing adsorbed or
absorbed ammonia must be made of a
material compatible with ammonia as
specified in ISO 11114–1:2012(E), ‘‘Gas
cylinders—Compatibility of cylinder
and valve materials with gas contents—
Part 1: Metallic materials.’’ PHMSA
proposes to revise language in Special
Provision 379 to add a reference to an
amendment to ISO standard 11114–
1:2012(E), specifically, ISO 11114–
1:2012/Amd 1:2017(E) and correct the
unintentional omission of the (E) to
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indicate the English language edition.
As part of ISO’s regular five-year review
of its standards, the 2012 version of this
document was amended through the
issuance of document ISO 11114–
1:2012/Amd 1:2017(E). The amended
ISO standard provides more explicit
instructions on the permissible
concentrations of gases containing
halogens in aluminum cylinders. It also
provides amended requirements for
butylene, hydrogen cyanide, hydrogen
sulfide, and nitric oxide. Consequently,
the 21st revised edition of the UN
Model Regulations updated all
references to the 2012 edition to include
a reference to the amendment (ISO
11114–1:2012/Amd 1:2017(E)). PHMSA
proposes similar conforming revisions.
See SECTION 171.7 Section-by-Section
discussion. Therefore, PHMSA also
proposes to revise this special
provision. In the course of its review of
the 2017 amendment for ISO standard
11114, PHMSA determined that it
enhances safety of transport and
therefore, is appropriate for inclusion as
an updated condition for transport of
ammonia dispensing systems or
receptacles intended to form part of
such systems.
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Special Provision 430
PHMSA proposes to add Special
Provision 430 and assign it to the new
HMT entry ‘‘UN3549, Medical Waste,
Category A, Affecting Humans, solid or
Medical Waste, Category A, Affecting
Animals only, solid’’ discussed above.
As with other special provisions that
provide instruction pertaining to
appropriate use of proper shipping
names, PHMSA proposes to add Special
Provision 430 to stipulate that only
solid medical waste of Category A,
which is being transported for disposal,
may be described using this entry. The
intent of this added language is to
simplify the regulations and ensure
proper classification of medical wastes
to ensure safe transportation.
Special Provision 441
The UN Model Regulations and the
IMDG Code contain an exception in
their Special Provision 274 pertaining to
‘‘UN3077, Environmentally hazardous
substance, solid, n.o.s.’’ and ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.’’ Special Provision 274
requires a proper shipping name to be
supplemented with a technical name, in
the same manner as the letter ‘‘G’’ is
assigned in the HMT. When a ‘‘G’’ is
listed in Column (1) of the HMT in
association with a particular entry, the
proper shipping name must be
supplemented with a technical name.
For context, in both the UN Model
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Regulations and the HMT, when generic
proper shipping names (e.g., n.o.s.
proper shipping names) are used, a
technical name must be provided as part
of the basic description to provide
additional information for hazard
communication related to the material
being shipped. For example, the HMT
entry ‘‘UN1760, Corrosive liquid,
n.o.s.,’’ provides a generic description of
a corrosive liquid and, therefore,
marking and shipping papers
requirements necessitate a technical
name pertaining to the corrosive liquid
(e.g., octanoyl chloride).
The new exception in Special
Provision 274 modifies the requirement
to supplement the proper shipping
name with a technical name. The
revision, which is specifically for
materials shipping under UN3077 or
UN3082, allows the use of a proper
shipping name found on the Dangerous
Goods List (the IMDG Code and UN
Model Regulations’ equivalent of the
HMT) to be used in place of a technical
name, provided that it does not: (1)
Include ‘‘n.o.s.’’ as part of the proper
shipping name and; (2) is not an entry
assigned Special Provision 274. In
practice, this means that items, such as
paint, that might be shipped as
‘‘UN3082, Environmentally hazardous
substance n.o.s.,’’ are no longer required
to include a supplemental technical
name, and instead are permitted to
include the more readily-recognizable
name of the commodity (paint) on
markings and shipping papers. For
common commodities such as paint
with various chemical components,
emergency responders rely less on
determining the specific chemical for
performance of emergency response and
respond to the known hazards of the
commodity. PHMSA expects
streamlining the hazardous material
description requirements in this manner
will help facilitate appropriate
emergency response without a reduction
in safety.
While the UN Model regulations
broadly provided this relief for UN3077
and UN3082, environmentally
hazardous materials classified under
these UN numbers are applicable to a
narrower scope of materials under the
IMDG Code. Under the IMDG Code,
‘‘environmentally hazardous
substances’’ are those that are pollutants
specifically for aquatic environments
(which is equivalent to marine
pollutants under the HMR) whereas the
UN model regulations are broadly
applicable to aquatic and other
environments.
PHMSA proposes to mirror expansion
by the UN Model Regulations and IMDG
Code’s Special Provision 274 of
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acceptable technical names for marine
pollutants transported under UN3077
and UN3082 by adding a new Special
Provision 441 to the HMR. This special
provision would provide the same
shipping description flexibility
specifically for marine pollutants by
removing the requirement to
supplement the proper shipping name
associated with UN3077 and UN3082
with a technical name. PHMSA also
proposes modifying §§ 172.203(l) and
172.322 to maintain alignment with the
IMDG Code with regard to the
documentation and marking
requirements when marine pollutant
components are present in hazardous
materials. In addition to providing
logistical benefits for shippers, PHMSA
expects that the use of readily
recognizable common commodity
names instead of technical names will
facilitate emergency response by making
the hazardous material more quickly
and easily identifiable. See §§ 172.203(l)
and 172.322 of the Section-By-Section
Review for additional discussions on
proposals related to this amendment.
Special Provisions TP39 and TP 41
PHMSA proposes to remove portable
tank special provisions TP39 and TP 41.
The sunset provisions in special
provisions TP39 and TP41 allowing use
of other portable tank special provisions
expired on December 31, 2018, and
thus, PHMSA proposes removing them
from the HMR to prevent the use of
these expired provisions. See § 172.101
of the Section-By-Section Review for
further detail of the deletion of these
portable tank special provisions from
the HMR.
Section 172.203
Section 172.203 prescribes additional
description requirements for shipping
papers. PHMSA proposes to revise
paragraphs (i)(2) and (l)(1), and add new
paragraphs (i)(4) and (q). Each proposed
change is further described below, along
with PHMSA’s rationale for proposing
the changes.
In paragraph (i), which provides
requirements specific to vessel
transportation, PHMSA proposes to
clarify that the documentation of the
flashpoint on shipping papers, as
required in paragraph (i)(2), is only
required for liquid hazardous materials
that have a primary or subsidiary hazard
of Class 3 and a flashpoint of 60°C or
below (in °C closed-cup (c.c.)). This
change aims to prevent the shipping
delays resulting from confusion on how
this documentation requirement applied
to items for which flashpoint is not an
appropriate classification criterion (e.g.,
aerosols and flammable solids).
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Furthermore, limiting the flashpoint
information to a narrower subset of
hazardous materials ensures identifying
information of the materials in transport
better aligns with the material
properties of those materials because
flashpoint is a safety-relevant criterion
only for dangerous goods that are
liquids with a main or subsidiary hazard
of Class 3. PHMSA does not expect any
reduction in safety as a result of this
editorial change given that this change
ensures that information regarding the
flashpoint is only provided for items in
which flashpoint is a safety-relevant
criterion; avoidance of the delays in
transportation experienced in the past
also reduces the risks associated with
that transportation.
PHMSA also proposes adding a new
paragraph (i)(4), that would require
shipments of lithium batteries that are
offered into transportation for purposes
of disposal or recycling, or offered
under the damaged or defective
provisions in § 173.185(f), to indicate on
shipping papers one of the following
disclaimers, as appropriate:
‘‘DAMAGED/DEFECTIVE,’’ ‘‘LITHIUM
BATTERIES FOR DISPOSAL,’’ or
‘‘LITHIUM BATTERIES FOR
RECYCLING.’’ This proposed change is
consistent with changes adopted in the
IMDG Code, and associated with an
additional proposed revision to § 176.84
of the HMR to require lithium batteries
that are damaged or defective, or those
that are being transported for disposal or
recycling, to be stowed in accordance
with stowage category C requirements
authorizing ‘‘on deck only’’ stowage
instead of the currently-authorized ‘‘on
deck’’ or ‘‘under deck’’ options. This
additional shipping paper requirement
would help communicate information
about the batteries to individuals
making stowage plans for the vessel,
provide a mechanism for ensuring the
‘‘on deck’’ stowage of these materials,
and allow for more easily identifiable
and effective response actions in the
event of a fire involving lithium
batteries onboard a vessel. PHMSA
expects that these revised shipping
requirements will contribute to the safe
transportation of increased volumes of
damaged/defective/exhausted lithium
batteries anticipated as a result of the
increased use of lithium batteries in the
transportation and other economic
sectors. For additional information on
this stowage requirement, see Section
176.84 of the Section-By-Section
Review.
In paragraph (l)(1), PHMSA proposes
to revise the scope of hazardous
materials for which a specific marine
polluting component must be identified
in association with the basic description
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(i.e., the combination of the UN number,
proper shipping name, hazard class, and
packing group) on a shipping paper.
Currently, § 172.203(l) specifies that,
when the proper shipping name for a
hazardous material which is a marine
pollutant does not identify the
component that makes the hazardous
material a marine pollutant, the name of
the marine pollutant constituent must
appear in parentheses within the basic
description. PHMSA proposes to revise
paragraph (l)(1) to limit the scope of this
requirement to make it applicable only
to generic HMT entries (as indicated by
the G in Column 1 on the HMT) as well
as those that have ‘‘n.o.s.’’ as part of the
proper shipping name. The intent of this
proposed amendment is to extend the
documentation and marking flexibility
provided by Special Provision 441
(which currently applies only to
environmentally hazardous substances
(UN3077 and UN 3082)) and to other
hazardous materials that may contain
components(s) that are marine
pollutants. For example, under the
current HMR, if ‘‘UN1263, Paint’’
contains marine pollutants, the basic
description required on shipping papers
and markings would have to include the
specific marine polluting component(s)
that are present in the paint, in addition
to the words ‘‘marine pollutant’’ (e.g.,
‘‘UN1263, Paint, 3 (propyl acetate, di-nbutyltin di-2-ethylhexanoate) MARINE
POLLUTANT’’). But under this
proposed amendment, the basic
description for ‘‘UN1263, Paint’’ would
no longer require the addition of the
‘‘marine pollutant’’ language. Given that
emergency responders do not depend on
the specific technical name provided in
association with the shipping
description to effectively respond to
emergencies, PHMSA expects
streamlining the description to provide
more readily recognizable and usable
information that reflects the hazardous
materials involved may facilitate
emergency response.
Finally, PHMSA proposes to add a
new paragraph (q) to this section to
require documentation of the holding
time for refrigerated liquefied gases
transported in portable tanks. Holding
time is the span of time, as determined
by testing, that elapses from the time of
loading until the pressure of the
contents, under equilibrium conditions,
reaches the set point for the lowest
pressure control valve or pressure relief
valve setting. PHMSA proposes to
require including the specific date at
which the holding time ends on the
shipping paper for refrigerated liquefied
gases transported in portable tanks.
Knowing the holding time assists in
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preventing unexpected venting while in
transportation, which could lead to
exposure to and risks associated with a
hazardous material release as well as the
loss of product. Including this
information on the shipping paper
would aid in managing the
transportation of refrigerated liquefied
gases to ensure the material arrives
safely at its destination without an
unintended release of hazardous
materials, including those that are
known greenhouse gases (GHGs) (e.g.,
nitrous oxide). PHMSA anticipates that
establishing this requirement to provide
this information for portable tanks will
improve safety of international transport
of refrigerated liquefied gases in
portable tanks.
Section 172.301
Section 172.301 prescribes general
marking requirements for non-bulk
packagings. PHMSA proposes to amend
paragraph (a)(1) to clarify that the
exception permitting reduced size
marking requirements are applicable to
packages with either 5L or less capacity,
or those with a 5 kilograms (kg) or less
net mass. The current HMR text states
that the exception is applicable to
packages with a maximum capacity of 5
kg or 5 L or less, rather than the
maximum net mass, which is the more
appropriate measure for packages
containing solids. A person shipping a
solid material may unnecessarily apply
the volume limitation, when a net mass
limit is intended. This proposal clarifies
that packages for solid material may
have a maximum net mass of 5 kg or
less. This editorial change is intended to
reduce confusion over the application of
the exception at § 172.301(a)(1) in that
for solid materials, the quantity limit is
based on the net amount of solid
material and not the capacity of the
packaging the material is placed in. This
clarification is consistent with similar
provisions for solids (net mass) and
liquids (capacity) throughout the HMR.
Ensuring the appropriate application of
the reduced size marking allowance
provides consistency across persons
using the reduced-size marking and
therefore, is expected to improve safety
of transport.
Section 172.315
Section 172.315 prescribes the
marking requirements for packages of
limited quantities. Currently, the HMR
require that the limited quantity mark
be applied on at least one side or one
end of the outer packaging. The 2021–
2022 ICAO Technical Instructions
clarified that marks, in particular those
that are applied in a similar manner to
self-adhesive labels, must be applied on
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one side of a package (i.e., not folded
over an edge). Prior to these
amendments, only hazard
communication labels were required to
be applied to a single side of a package
and prohibited from being folded
around the edge of a package. This
requirement was extended to markings
to ensure visibility and to communicate
hazard(s) to the greatest extent possible.
Consistent with the ICAO Technical
Instructions, PHMSA proposes adding a
new paragraph (b)(3) to require, for air
transport, that the entire limited
quantity mark must appear on one side
of the package. For detail on the
rationale for this proposed requirement,
see Section 172.406 of the Section-bySection Review.
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Section 172.322
Section 172.322 prescribes the
marking requirements for hazardous
materials that are also marine
pollutants. PHMSA proposes, consistent
with proposed changes in Special
Provision 441 and § 172.203(l)(1)
discussed above, to limit the scope of
hazardous materials, which are marine
pollutants, that are subject to this
technical name marking requirement.
Specifically, PHMSA proposes to apply
the technical name marking to proper
shipping names that have a ‘‘G’’
assigned in column (1) of the § 172.101
Hazardous Materials Table or have the
text ‘‘n.o.s.’’ as part of the proper
shipping name. PHMSA also proposes
to add language directing shippers using
‘‘UN3077, Environmentally hazardous
substance, solid, n.o.s.’’ or ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.,’’ to Special Provision 441
for additional requirements.
Section 172.406
Section 172.406 specifies the
requirements for the placement of labels
on a package. The 2021–2022 ICAO
Technical Instructions clarified that
marks, in particular those that are
applied in a similar manner to selfadhesive labels, must be applied on one
side of a package. The ICAO Technical
Instructions have long required that all
hazard communication labels not be
folded (around the edge of a packages)
and be applied to a single side. This
requirement was introduced to ensure
visibility and communicate hazard(s) to
the greatest extent possible. In a
working group session, the ICAO
Dangerous Goods Panel agreed that
extending this labeling requirement to
marks was appropriate as marks, like
labels, provide hazard communication.
While PHMSA has not specifically
prohibited extending labels onto other
sides of packaging and allows the use of
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smaller labels to accommodate smaller
packagings, PHMSA appreciates the
need for readily visible hazard
communication by air. Therefore, for the
sake of harmonizing with the ICAO
Technical Instructions, and to ensure
visibility to communicate hazards to the
greatest extent possible, PHMSA
proposes to add specific restrictions on
wrapping marks and labels for
shipments that are transported by air.
During a review of the specific
marking requirements that were added
in the 2021–2022 ICAO Technical
Instructions, PHMSA found that the
HMR do not contain the same express
limitation on ‘‘folding’’ of a part of a
label around the edges of a package such
that the entirety of a label would have
to be on a single side. PHMSA expects
that adopting both the pre-existing
ICAO single side requirement for labels,
and the recent requirement that marks
must be on a single side of a package
will provide increased visibility of
hazard communication on the smaller
package types that are frequently used
in air transport. These measures would
also reduce ambiguity for air operator
employees conducting acceptance
checks as to whether the package
appropriately indicates the hazards
without having to make a subjective
determination.
Therefore, PHMSA proposes to
require in a new paragraph (a)(1)(iii),
that for air transport, the entirety of a
required label must be displayed on one
side of a package. For cylindrical
packages not containing a traditional
side, the labels and/or package must be
of such dimensions that a label would
not overlap itself. In the case of
cylindrical packages containing
radioactive materials, which require two
identical labels, these labels must be
centered on opposite points of the
circumference and must not overlap
each other. If the dimensions of the
package are such that two identical
labels cannot be affixed without
overlapping each other, one label is
acceptable provided it does not overlap
itself.
In addition, PHMSA proposes to add
requirements that marks must not be
folded for: the limited quantity mark in
§ 172.315(b); the excepted quantity mark
in § 173.4a(g); and the UN3373 Category
B infectious substance mark in
§ 173.199(a). The ICAO Technical
Instructions were also amended to
require that the lithium battery handling
mark be applied on a single side of a
package; however, this is already
prescribed in § 173.185(c)(3)(i),
applicable to all modes of transport.
Regarding the Category B infectious
substance mark, the proposal would
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help ensure that any packages
containing COVID–19 materials have
appropriate visibility and thus, ensure
the safe transport of such materials.
Section 172.447
Section 172.447 prescribes
specifications for labels used for lithium
batteries. PHMSA proposes to remove
and reserve paragraph (c), which
contains an expired transitional
exception allowing for continued use of
labels in conformance with the
requirements that had been in place on
December 31, 2016 until December 31,
2018. Since December 31, 2018 has
passed, the continued use of an
outdated label is no longer allowed.
C. Part 173
Section 173.4a
Part 173 contains general
requirements for shippers regarding
shipments and packagings. Section
173.4a prescribes transportation
requirements for excepted packages. For
consistency with the ICAO Technical
Instructions, PHMSA proposes adding a
new paragraph (g)(3) to require for air
transport that the entire excepted
quantity mark must be appear on one
side of the package. For detail on the
rationale for this proposed requirement,
see Section 172.406 of the Section-bySection Review for discussion of the
proposed requirement to display a mark
on a single side.
Section 173.14
PHMSA proposes to add a new
section, § 173.14, to provide exceptions
from the HMR for certain devices or
equipment containing hazardous
materials that are in actual use or which
are intended for use during transport.
Examples of such devices include cargo
tracking devices and data loggers
attached to, or placed in, packages,
overpacks, containers, or load
compartments. These items often
contain component hazardous materials,
such as lithium batteries or fuel cells,
necessary to power the device or
equipment. The proposed exception
would provide clarity for these types of
devices which are not offered into
transportation as part of the
consignment but instead accompany it
to collect or disseminate information
during transport. Eligibility for the
exceptions would be limited to
equipment that meets conditional safety
requirements. These include
requirements that the component
hazardous material (e.g., lithium
batteries) meet the applicable
construction and test requirements
specified in the HMR, and that the
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equipment can withstand the shocks
and vibrations normally encountered
during transport. The equipment must
also be safe for use in different
environmental conditions that it may be
exposed to during transport such as
temperature variations, inclement
weather, and conditions in which
explosive atmospheres caused by gases,
vapors, mists, or air/dust mixtures may
occur. The proposed text also clarifies
that the exceptions are not applicable
when this type of equipment is itself
offered as cargo such that normal HMR
requirements pertaining to packaging,
shipping papers, marking and labeling
would apply.
This proposed new section is
consistent with provisions adopted in
the UN Model Regulations and the
IMDG Code. Additionally, in response
to the ongoing global COVID–19 public
health emergency, on December
31,2020 19 and February 23, 2021,20
ICAO published addenda to the 2021–
2022 Edition of the ICAO Technical
Instructions to provide a limited
exception for lithium battery-powered
data loggers and cargo tracking devices
to facilitate the transport and
distribution of COVID–19
pharmaceuticals, including vaccines.
Specifically, the 2021–2022 ICAO
Technical Instructions except these
devices from lithium battery marking
and documentation requirements when
transported by aircraft. Consequently,
PHMSA proposes exceptions in this
section of the HMR to cover all modes
of transportation for certain devices or
equipment containing hazardous
materials that are in actual use or which
are intended for use during transport.
However, the exceptions associated
with aircraft transportation are limited
to marking and documentation for
lithium ion and lithium metal batterypowered devices or equipment that
accompany shipments of COVID–19
pharmaceuticals, including vaccines.
PHMSA requests comments on whether
this exception for air transport should
be expanded to additional medical
supplies not related to COVID–19 (e.g.,
19 ICAO, Addendum No.1 to the 2021–2022 of the
ICAO Technical Instructions for the Safe Transport
of Dangerous Goods by Air (Dec. 31, 2020), https://
www.icao.int/safety/DangerousGoods/Addendum
Corrigendum%20to%20the%20Technical%20
Instructions/Doc%209284-2021-2022.Addendum
No1.en.pdf.
20 ICAO, Addendum No.2 to the 2021–2022 of the
ICAO Technical Instructions for the Safe Transport
of Dangerous Goods by Air (Feb. 23, 2021),https://
www.icao.int/safety/DangerousGoods/Addendum
Corrigendum%20to%20the%20Technical%20
Instructions/Doc%209284-2021-2022.Addendum
No2.en.pdf.
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other vaccines or more generally
medicines).
Section 173.27
Section 173.27 provides the general
requirements for transportation by
aircraft. PHMSA proposes a number of
corrections and revisions as follows: (1)
Revise paragraph (c)(2) to clarify that all
package types containing ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.’’ are excepted from the
pressure differential requirements and
not only limited quantities; (2) revise
the paragraph (f) introductory text to
clarify the inner packaging quantity
limits prescribed in Table 1 and Table
2 apply to combination packages and
not only to excepted quantity packages;
(3) in paragraph (f)(3) Table 1 and Table
2 add inner package limits for certain
Class 9 HMT entries consistent with the
ICAO Technical Instructions; and (4) in
Table 1 and Table 2 remove the ‘‘no
limit’’ quantity limits and add them to
the paragraph (f) introductory text for a
clearer description of the requirement
for materials authorized to exceed 220 L
or 200 kg in accordance with columns
(9A) and (9B) of the 172.101 table. The
2021–2022 edition of the ICAO
Technical Instructions contains editorial
corrections to exceptions for ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.’’ from differential pressure
testing requirements in Packing
Instructions 964 and Y964 (limited
quantity). When reviewing the clarifying
editorial correction 21 to the ICAO
exception, PHMSA found that although
the same update is not needed in the
HMR, the corresponding exceptions in
§ 173.27 are not consistent with those
provided for in the latest version of
Packing Instructions 964 and Y964.
PHMSA proposes revising § 173.27 to
correct this discrepancy and align with
the updated version of the ICAO
Technical Instructions.
In a previous final rule, HM–215K,22
PHMSA revised § 173.27 to align with
the amendments made to the 2011–2012
edition of the ICAO Technical
Instructions. That earlier edition of the
ICAO Technical Instructions had
included exceptions applicable to
UN3082 from the pressure differential
requirements in Packing Instructions
964 and Y964 for fully regulated and
limited quantity packages. The
exceptions were added because UN3082
materials assigned to Class 9 do not
meet the criteria for classification as any
other hazard class or division and are
21 Report of the ICAO Working Group 19
(paragraph 3.2.11) (May, 2019), https://www.icao.
int/safety/Dangerousfxsp0;Goods/WG19/
DGPWG.19.fxsp0;WP.030.en.pdf.
22 76 FR 3308 (Jan. 19, 2011).
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classified as hazardous materials solely
because of their risk to the environment
(i.e., they are not capable of posing a
risk to health, safety, or property when
transported by air). When this exception
was added in the HM–215K rulemaking,
the text was placed in paragraph
(f)(2)(vii), thereby inadvertently
narrowing the exception to limited
quantity materials. In the 2011–2012
edition of the ICAO Technical
Instructions that the HM–215K
rulemaking intended to align with, the
exception from the pressure differential
requirements applied to both
combination packagings in PI 964 and
limited quantity packagings in PI Y964.
Therefore, PHMSA proposes to amend
paragraph (c)(2) to except shipments of
‘‘UN3082, Environmentally hazardous
substance, liquid, n.o.s.’’ from the
pressure differential packaging
requirements applicable for
transportation by aircraft. This proposed
change would align the pressure
differential exceptions for UN3082
material with those found in the ICAO
Technical Instructions and excepts
these shipments, in all authorized
packaging types, from the pressure
differential requirements in paragraph
(c)(2).
Further, PHMSA proposes to amend
paragraph (f), which specifies
requirements for combination
packagings intended for transportation
aboard an aircraft. A combination
packaging, for transport purposes,
consists of one or more inner packagings
secured in a non-bulk outer packaging.
Paragraph (f)(3) contains Table 1 and
Table 2 indicating the maximum net
capacity allowed for the inner
packagings of the combination
packaging on passenger-carrying and
cargo aircraft, respectively. PHMSA
proposes to revise paragraph (f) by
moving the references to Table 1 and
Table 2 from paragraph (f)(1), applicable
to excepted quantities, to the paragraph
(f) introductory text. The intent of this
revision is to clarify that the inner
packaging limits specified in paragraph
(f)(3) Table 1 and Table 2 apply to all
combination packages used to transport
hazardous material by aircraft and not
just to excepted packages (i.e., packages
for which exceptions from certain
provisions are provided in the HMR). As
it currently reads, the instruction for all
combination packagings is imbedded in
the paragraph (f)(1), which outlines
provisions for excepted packages, thus
making it appear that Tables 1 and 2
apply only to excepted packages.
Correcting the reference in paragraph (f)
would provide regulatory clarity by
properly aligning packaging limits in
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the HMR with the ICAO Technical
Instructions.
Additionally, the first column of
Tables 1 and 2 provides the maximum
net quantity per package from Column
(9A) of the HMT. PHMSA proposes to
replace the rows in Tables 1 and 2
noting that there are no maximum net
capacity limits for quantities greater
than 220 L for liquids and greater than
200 kg for solids with an instruction in
the revised paragraph (f) introductory
text conveying the same information.
Finally, PHMSA discovered that for
certain Class 9 (miscellaneous
hazardous) materials, the authorized
inner packaging limit in the ICAO
Technical Instructions is greater than
the limit currently allowed in Tables 1
and 2 at § 173.27(f)(3). Therefore,
PHMSA proposes to revise paragraph
(f)(3), Table 1 and Table 2 to address
this inconsistency with the ICAO
Technical Instructions. Specifically,
PHMSA proposes to revise, for
consistency with the inner packaging
limits provided in Packing Instructions
956, 958, and 964 of the ICAO Technical
Instructions, inner packaging net
capacity limits for the following Class 9
materials:
• UN1841 Acetaldehyde ammonia
• UN1931 Zinc dithionite or Zinc
hydrosulphite
• UN1941 Dibromodifluoromethane
• UN1990 Benzaldehyde
• UN2071 Ammonium nitrate fertilizers
• UN2216 Fish meal, stabilized or Fish
scrap, stabilized
• UN2315 Polychlorinated biphenyls,
liquid
• UN2590 Asbestos, chrysotile
• UN2969 Castor beans or Castor flake
or Castor meal or Castor pomace
• UN3077 Environmentally hazardous
substance, solid, n.o.s.
• UN3082 Environmentally hazardous
substance, liquid, n.o.s.
• UN3151 Polyhalogenated biphenyls,
liquid or Polyhalogenated terphenyls,
liquid or Halogenated
monomethyldiphenylmethanes,
liquid
• UN3152 Polyhalogenated biphenyls,
solid or Polyhalogenated terphenyls,
solid or Halogenated
monomethyldiphenylmethanes, solid
• UN3334 Aviation regulated liquid,
n.o.s.
• UN3335 Aviation regulated solid,
n.o.s.
• UN3432 Polychlorinated biphenyls,
solid
These materials have a history of safe
transport under less restrictive inner
packaging limits in accordance with the
ICAO Technical Instructions. The
proposed revisions would offer shippers
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greater flexibility in packaging options
to transport these materials without a
degradation of safety.
Therefore, PHMSA proposes to
incorporate by reference ISO
10156:2017 in § 173.115(k).
Section 173.59
Section 173.59 provides informational
descriptions of terms for explosives.
PHMSA proposes to amend the
description of the term ‘‘detonators’’ to
include a reference to electronic
programmable detonators. Additionally,
PHMSA proposes to add a separate term
and description for ‘‘Detonators,
electronic programmable for blasting.’’
These changes correspond to the
proposed addition of the UN0511,
UN0512, and UN0513 (Detonators,
electronic programmable for blasting) to
the HMT. PHMSA intends to
distinguish between ‘‘electronic
detonators’’ and ‘‘electric detonators,’’
as each has different design
characteristics, by adding these new
entries in the HMT and the editorial
amendments in § 173.59. PHMSA
expects this additional precision in
shipping descriptions will provide a
safety benefit. See § 172.101 of the
Section-By-Section Review for
additional discussion on electric and
electronic detonators.
Section 173.134
Section 173.134 provides
classification criteria and exceptions for
Division 6.2 infectious substances.
PHMSA proposes to revise paragraph (a)
to include references to ‘‘UN3549,
Medical Waste, Category A, Affecting
Humans, solid or Medical Waste,
Category A, Affecting Animals only,
solid.’’ Specifically, paragraphs (a)(1),
(a)(1)(i), and (a)(5) would be revised by
including UN3549 among the list of UN
numbers to use for description of an
infectious substance. These proposed
changes are consistent with the
proposed addition of this new
hazardous materials description to the
HMT.
Additionally, PHMSA proposes to
remove the term rickettsiae from the list
of types of microorganisms in paragraph
(a)(1). Rickettsiae are a specific group of
bacteria, and this specific type of
bacteria is redundant because bacteria
are already listed as a type of potential
pathogenic microorganism.
Section 173.115
Section 173.115 outlines classification
criteria for Class 2 (gas) materials.
PHMSA proposes to update the version
of ISO 10156:2010, ‘‘Gases and gas
mixtures—Determination of fire
potential and oxidizing ability for the
selection of cylinder valve outlets,’’ that
is incorporated by reference in
paragraph (k), which specifies how the
oxidizing ability of a Division 2.2 (nonflammable) gas should be calculated.
Currently the HMR incorporates by
reference the 2010 edition of this ISO
standard and its associated technical
corrigendum in § 171.7. As part of ISO’s
regular periodic review of each
standard, ISO standard 10156:2010 was
reviewed and updated and a new
revised ISO 10156:2017 was published
September 2017. The 2017 edition
supersedes and replaces ISO
10156:2010, which had been technically
revised through ISO 10156:2010/Cor
1:2010. PHMSA now proposes to update
the incorporation by reference of ISO
10156, to the 2017 edition. The updated
document includes technical revisions
pertaining to the flammability of gases
and gas mixtures in air as well as a new
calculation method for determining the
lower flammability limit of gas
mixtures. PHMSA reviewed the
calculation method and agrees that it
will assist shippers in properly
classifying a Division 2.2 gas, without
introducing any adverse safety risks.
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Section 173.137
Section 173.137 prescribes the
requirements for assigning a PG to Class
8 (corrosive) materials. The HMR
requires offerors to classify Class 8
material and assign a PG based on tests
conducted in accordance with the OECD
Guidelines for the Testing of Chemicals.
One of the tests currently authorized in
the HMR is the 2015 OECD Guideline
for the Testing of Chemicals ‘‘Test No.
431: In vitro skin corrosion:
reconstructed human epidermis (RHE)
test method’’ which may be used to
determine that a material is not
corrosive to human skin. PHMSA
proposes to incorporate by reference the
2016 version of OECD Guidelines for the
Testing of Chemicals ‘‘Test No. 431: In
vitro skin corrosion: reconstructed
human epidermis (RHE) test method.’’
This document was updated to
introduce sub-categorization for skin
corrosion and adopted by the OECD in
2013 and further revised in 2014, 2015,
and 2016, as Guidelines for the Testing
of Chemicals ‘‘Test No. 431: In vitro skin
corrosion: reconstructed human
epidermis (RHE) test method.’’
According to the OECD, this updated
test method permits subcategorization of
corrosive chemicals into three
categories: sub-category 1A and subcategory 1B/C, which correspond to PG
I, PG II, and PG III, respectively.
However, prior to the 2016 edition of
the OECD Guidelines, the ability to
clearly distinguish between PG II and
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PG III had previously never been
formally evaluated or validated due to
the lack of high quality reference in vivo
data against which to benchmark the in
vitro results.
Changes to the UN Model Regulations
were made as a result of the additional
level of sub-categorization and
differentiation that is possible using this
updated test method. Accordingly,
PHMSA also proposes to allow
corrosive materials that are tested using
OECD Guidelines for the Testing of
Chemicals Test No. 431 to be assigned
to PG II without further in vivo testing
if the test method does not clearly
distinguish between PG II or PG III.
Since the packing group assignment
indicates the required level of packaging
according to the degree of danger
presented by hazardous materials, this
would relegate corrosive material that
cannot be clearly distinguished between
a medium danger PG II and a low
danger PG III to be subject to the more
conservative packaging requirement
associated with PG II material unless
additional testing is conducted. PHMSA
anticipates that the use of the 2016
version of the OECD Guidelines for the
Testing of Chemicals Test No. 431 will
benefit shippers of potential corrosives
by clarifying corrosivity determinations
or exclusions, and eliminating excessive
testing to distinguish between PG II and
PG III.
The proposed regulatory text
references OECD Guidelines for the
Testing of Chemicals Test No. 404, 430,
and 435, which are already approved for
incorporation by reference in this
section, and no change is proposed for
these standards.
Section 173.172
Section 173.172 specifies the
eligibility conditions for exception from
packaging requirements for certain fuel
tanks used on aircraft hydraulic power
units. PHMSA proposes editorial
changes to these provisions to clarify
packaging limits for the fuel tanks that
power hydraulic power units. The fuel
tanks addressed in this section are
comprised of a primary containment for
the fuel in the hydraulic power unit.
The primary containment must consist
of a welded aluminum bladder as well
as an outer vessel, which is packed in
non-combustible cushioning material in
a strong, tightly-closed metal outer
packaging. Currently paragraphs (a) and
(b) of this section state that the
‘‘Maximum quantity of fuel per unit and
package is 42 L (11 gallons).’’ PHMSA
proposes to replace the word ‘‘unit’’ in
this sentence in paragraphs (a) and (b)
with the word ‘‘primary containment’’
for consistency with the second
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sentence of each paragraph which states
that the ‘‘primary containment of the
fuel within this vessel must consist of
a welded aluminum bladder having a
maximum internal volume of 46 L (12
gallons).’’ These editorial revisions to
clarify that the maximum quantity of
fuel authorized applies to both the fuel
within the vessel and completed
package (primary containment) rather
than the hydraulic power unit itself.
This change would align the language
for this packaging exception in the HMR
with the language that was similarly
amended in the 2021–2022 ICAO
Technical Instructions and the 21st
revised edition of the UN Model
Regulations. PHMSA does not expect
this change to adversely affect safety
benefits.
Section 173.181
Section 173.181 prescribes packaging
requirements for liquid pyrophoric
materials. Specifically, § 173.181
provides the requirements on closures
for metal or glass receptacles when used
as inner packagings (i.e., receptacles) in
combination packagings. The UN Model
Regulations contains Packing
Instruction P404 which includes
provisions for resealing inner
receptacles with threaded closures.
Currently, § 173.181 does not include
provisions for resealing of inner
receptacles with threaded closure. The
safety concern when resealing inner
receptacles that contain liquid
pyrophoric materials is that small
amounts of residue may adhere to the
threads and present a hazard upon
closing of the inner packaging and that
friction generated from screwing the cap
back onto the receptacle may cause the
residue to react critically (e.g., selfheating or spontaneous combustion).
Based on this concern, the UN Model
Regulations now permit closures of
inner receptacles to be either threaded
or physically held in place by any
means capable of preventing back-off or
loosening of the closure under
conditions normally incident to
transportation (e.g., vibration during
transport). PHMSA is also concerned
about this potential hazard and
proposes to authorize an alternative
method of closure to prevent this
potential hazard. Therefore, PHMSA
proposes to revise the requirements of
§ 173.181 for closures of inner
packagings for liquid pyrophoric
materials to specify that they may have
closures that are physically held in
place by any means capable of
preventing back-off or loosening during
transportation.
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Section 173.185
Section 173.185 prescribes
requirements for transportation of
lithium cells and batteries. Paragraph (c)
prescribes requirements for smaller cells
or batteries and paragraph (c)(3)
specifies hazard communication
requirements including the use of the
lithium battery mark. PHMSA proposes
to revise the minimum size of the
lithium battery mark from 120
millimeters (mm) wide by 110 mm high
to 100 mm by 100 mm. This reduction
in size requirements for this mark
would be consistent with the existing
minimum size requirements for the
limited quantity and excepted quantity
marks in the HMR (see §§ 172.315 &
173.4a) and does not diminish the
ability to read or recognize the marking.
The reference to the shape of the mark
would be amended to include ‘‘square’’
to account for the new minimum
dimensions while also maintaining the
existing shape of a ‘‘rectangle’’ to
continue authorized use of the lithium
battery mark with 120 mm by 110 mm
dimensions. In addition, the minimum
size of the lithium battery mark for
packages too small to display the
revised 100 mm by 100 mm dimensions,
would be revised from 105 mm wide by
74 mm high to 100 mm wide by 70 mm
high. Additionally, an informal working
paper 23 submitted to the 54th Session of
the UNSCOE noted that due to the large
volume of lithium batteries shipped in
small packages, the reduction in the size
of the mark could reduce the quantity of
packagings produced and consequently
the quantity of empty packagings sent
for disposal or recycling. This proposed
minimum size would not invalidate use
of larger marks meeting the currently
authorized minimum size requirements.
Section 173.187
Section 173.187 prescribes packaging
requirements and other provisions for
‘‘pyrophoric solids, metals, or alloys,
n.o.s.’’ The 21st revised edition of the
UN Model Regulations includes an
amendment to Packing Instruction P404
to address concerns with threaded
closures when resealing inner
receptacles after partial removal of
product. The amendment addresses
small amounts of residue of pyrophoric
materials that may adhere to the threads
and present a hazard upon closing of an
23 Rechargeable Battery Association (PRBA) & the
Advanced Rechargeable & Lithium Batteries
Association (RECHARGE), Proposal on the
Dimensions of the Lithium Battery Mark Submitted
to the UN Subcommittee of Experts on the
Transport of Dangerous Goods at the 54th Session
(Dec. 3, 2018), https://www.unece.org/fileadmin/
DAM/trans/doc/2018/dgac10c3/UN-SCETDG-54INF55.e.pdf.
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inner receptacle. As with liquid
pyrophoric materials, discussed above,
there is concern that friction generated
from screwing the cap back onto the
inner receptacle may cause the residue
to react critically (e.g., self-heating or
spontaneous combustion). Based on this
concern, the UN Model Regulations now
allow closures of inner receptacles to be
either threaded or physically held in
place by a means capable of preventing
back-off or loosening of the closure
under conditions normally incident to
transportation (e.g., impact or vibration
during transport).
After reviewing this issue, PHMSA is
also concerned about this potential
hazard and proposes to amend § 173.187
to authorize an alternate method of
closure to prevent this potential hazard.
Specifically, PHMSA proposes to revise
the requirements for closures of inner
receptacles for solid pyrophoric
materials to specify that they may have
threaded closures or other closures that
are physically held in place by a means
capable of preventing back-off or
loosening.
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Section 173.199
Section 173.199 prescribes the
packaging requirements for Division 6.2,
Category B infectious substances.
Consistent with the ICAO Technical
Instructions, PHMSA proposes to revise
paragraph (a)(5) to require that for air
transport the entire UN3373 mark must
appear on one side of the package.
PHMSA expects that placing marks on
a single side of a package will provide
increased visibility of hazard
communication on the smaller package
types that are frequently used in air
transport. These measures would also
reduce ambiguity for air operator
employees conducting acceptance
checks as to whether the package
appropriately indicates the hazards
without having to make a subjective
determination. Regarding the Category B
infectious substance mark, the proposal
would help ensure that any packages
containing infectious substances,
including COVID–19 materials, have
appropriate visibility and thus, ensure
the safe transport of such materials. For
details on the rationale for this proposed
requirement, see the discussion of
§ 172.406 in the Section-By-Section
Review.
Section 173.218
Section 173.218 contains packaging
and product stabilization requirements
for transporting stabilized fish meal or
fish scrap (UN2216) as a Class 9
material. Currently, the provisions of
this section are limited to shipments by
vessel; however, PHMSA proposes to
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revise this provision to authorize the
transport of this material by air. This
change responds to changes in the fish
meal or fish scrap market which has
experienced an increased demand for
more timely shipments of samples of
this item for evaluation by potential
purchasers. Adding provisions to permit
shipment by air, rather than limiting to
shipment by vessel, would relieve
frustration in the market for fish meal or
fish scrap by allowing shipments of
small amounts of this material to be
expedited by air. This change is
consistent with amendments adopted in
the 2021–2022 version of the ICAO
Technical Instructions, which have been
revised to allow the transport by air of
non-bulk packages of fish meal or fish
scrap, subject to quantity limitations
and stabilization requirements.
As proposed, UN2216 material would
be permitted on passenger aircraft and
cargo aircraft in amounts up to 100 kg
and 200 kg, respectively, and in UN
performance packaging that aligns with
the ICAO Technical Instructions.
Additionally, to ensure the safe
transport of this material by air, PHMSA
proposes adding stabilization
requirements similar to those that are in
place for shipments by vessel. PHMSA
proposes fish meal or fish scrap
transported by air must have been
stabilized at production, and within the
twelve months prior to transportation.
Given the safeguard provided by
stabilization of this material prior to
transportation, as well as the proposed
packaging and quantity restrictions,
PHMSA expects that there will be no
degradation of transportation safety in
authorizing air transportation.
In addition to adding these
stabilization requirements for air
transportation, PHMSA proposes
amending the stabilization requirements
that are currently in place for vessel
shipments. The HMR currently requires
shipments of fish meal or fish scrap by
vessel to contain at least 50 parts per
million (ppm) (mg/kg) of ethoxyquin,
100 ppm (mg/kg) of butylated
hydroxytoluene (BHT) or 250 ppm (mg/
kg) of tocopherol based antioxidant at
the time of shipment for bulk shipments
when transported in freight containers.
PHMSA proposes extending these
stabilization requirements to all vessel
shipments, as required by the IMDG
Code. While the change in language
would make the stabilization
requirement more widely applicable,
PHMSA expects that the impact on the
regulated community will be minimal as
fishmeal and fish scrap shipments
offered for transport (in non-bulk and
bulk) are already typically treated with
quantities of stabilizer (antioxidants)
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well above the minimum amounts
currently shown in section § 173.218 as
common industry practice.
Section 173.221
Section 173.221 prescribes
transportation requirements and
exceptions therefrom for ‘‘UN2211,
Polymeric beads expandable’’ and
‘‘UN3314, Plastic molding compound,’’
which are both Class 9 (miscellaneous)
materials. Historically, transportation of
these materials has been limited to
single packagings under both the HMR
and in Packing Instruction 957 of the
ICAO Technical Instructions. However,
these limitations are inconsistent with
the UN Model Regulations and the
general provisions of the ICAO
Technical Instructions, which permit
combination packagings when single
packagings are authorized. These
packagings are constructed with inner
packagings made of glass, plastic, metal,
paper, or fiber and with outer
packagings utilizing drums, boxes, and
jerricans made of various materials. This
conflict in permitted packagings has
been corrected in the most recent
edition of the ICAO Technical
Instructions.
PHMSA finds that allowing
combination packaging for these Class 9,
low hazard materials is consistent with
general packaging authorizations
throughout the HMR. In general,
combination packaging is allowed for
materials that are more hazardous as
long as the minimum packaging
performance requirements are achieved.
Single packaging and combination
packaging are subject to the same
performance standards, meaning an
equivalent level of safety is achieved.
Therefore, PHMSA proposes conforming
changes to § 173.221 to allow the use of
combination packagings (i.e.,
packagings that use a combination of
inner and outer packagings for
containment) for these materials. This
change would provide packaging
selection flexibility as well as
consistency with UN Model Regulations
and revised ICAO Technical
Instructions without any impact on safe
transport of these materials.
Section 173.222
Section 173.222 specifies the nonbulk packaging requirements for
‘‘UN3363, Dangerous goods in
machinery or apparatus.’’ As discussed
in connection to proposed changes to
§ 172.101, PHMSA proposes to modify
the proper shipping name associated
with UN3363 to include ‘‘dangerous
goods in articles,’’ in addition to
‘‘dangerous goods in machinery or
apparatus.’’ In the HM–215O final rule,
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PHMSA added new entries for articles
containing hazardous materials that are
not otherwise specified by name in the
HMT (e.g., ‘‘UN3547, Articles
containing corrosive substance, n.o.s.’’).
These new entries addressed
transportation scenarios where various
hazardous materials or residues are
present in articles above the quantities
currently authorized for machinery or
apparatus transported as ‘‘UN3363,
Dangerous goods in machinery or
Dangerous goods in apparatus.’’ In
addition to adding these new entries to
the HMT, PHMSA added packaging
provisions in § 173.232, as well as a
definition for articles. The definition
states that ‘‘article means machinery,
apparatus, or other devices containing
one or more hazardous materials (or
residues thereof) that are an integral
element of the article, necessary for its
functioning, and that cannot be removed
for the purpose of transport.’’ This
addition created regulatory
discrepancies between articles that
cannot be defined as machinery or
apparatus but also do not qualify as
‘‘Articles containing hazardous
materials, n.o.s.’’ even as there is no
safety basis to exclude such articles
from the scope of § 173.222 provisions.
Therefore, PHMSA proposes to revise
the provisions in § 173.222 to reflect the
addition of dangerous goods in articles
to the current HMT entry for ‘‘UN3363,
Dangerous Goods in Machinery or
Dangerous Goods in Apparatus’’ as
discussed in connection with the
proposed changes to § 172.101 above.
These proposed changes are intended to
provide flexibility in the choice of the
most appropriate modifier to be selected
as a proper shipping name (e.g., article,
machinery, or apparatus). This
flexibility in selecting the most
appropriate description of the
hazardous material would help ensure
appropriate packaging selection and
hazard communication, thus enhancing
safety.
Section 173.225
Section 173.225 prescribes packaging
requirements and other provisions for
organic peroxides. As a result of new
peroxide formulations becoming
commercially available, the 21st revised
edition of the UN Model Regulations
includes updates to the list of identified
organic peroxides and new packing
instructions for these materials. To
maintain consistency with the UN
Model Regulations, PHMSA proposes to
update the Organic Peroxide Table in
§ 173.225(c) to revise the entry ‘‘Di-(4tert-butylcyclohexyl) peroxydicarbonate
[as a paste],’’ by (1) changing the
classification of the material as
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‘‘UN3116, Organic peroxide type D,
solid, temperature controlled’’ to
‘‘UN3118, Organic peroxide type E,
solid, temperature controlled’’; and (2)
changing the packing method from OP7
to OP8.
An organic peroxide Type D is an
organic peroxide that: (1) Detonates only
partially, but does not deflagrate rapidly
and is not affected by heat when
confined; (2) does not detonate,
deflagrates slowly, and shows no violent
effect if heated when confined; or (3)
does not detonate or deflagrate, and
shows a medium effect when heated
under confinement. An organic
peroxide Type E is an organic peroxide
which neither detonates nor deflagrates
and shows low or no effect when heated
under confinement. Di-(4-tertbutylcyclohexyl) peroxydicarbonate was
identified as a Type E organic peroxide
based on evaluation of new test data
within the classification scheme for selfreactives and organic peroxide in Figure
20.1 of the UN Model Regulations.
Finally, PHMSA proposes to revise the
packing method from OP7 to OP8
consistent with the revised
classification of Di-(4-tertbutylcyclohexyl) peroxydicarbonate to a
lesser hazard Type E organic peroxide.
The packaging method indicates the
largest size authorized for packaging of
a particular organic peroxide.
Specifically, for Di-(4-tertbutylcyclohexyl) peroxydicarbonate,
assignment of OP8 would allow up to
400 kg for solids and combination
packagings, and up to 225 L for liquids.
See Section 173.225 Section-by-Section
Review for further detail of packing
methods for organic peroxides.
PHMSA also proposes to revise the
Organic Peroxide IBC Table in
paragraph (e) to maintain alignment
with the 21st revised edition of UN
Model Regulations by adding new
entries for ‘‘tert-Amyl peroxypivalate,
not more than 42% as a stable
dispersion in water’’ and ‘‘tert-Butyl
peroxypivalate, not more than 42% in a
diluent type A’’ and identifying it as
‘‘UN3119, Organic peroxide type F,
liquid, temperature controlled.’’
PHMSA expects that adding provisions
for the transport of these newly
available peroxide formulations will
allow better oversight for safe and
consistent shipment of these hazardous
materials.
Section 173.301B
Section 173.301b outlines additional
general requirements when shipping
gases in UN pressure receptacles (e.g.,
cylinders). Paragraph (a)(2) of this
section requires that the gases or gas
mixtures be compatible with the UN
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43865
pressure receptacle and valve materials
prescribed for metallic materials in ISO
11114–1:2012(E), Gas cylinders—
Compatibility of cylinder and valve
materials with gas contents—Part 1:
Metallic materials. This document
provides compatibility requirements for
the selection of combinations of metallic
cylinder and valve materials for use
with gas or gas mixtures. In the interest
of providing uniformity with regard to
reference standards used domestically
and internationally, PHMSA proposes to
revise the compatibility requirements to
include a reference to the 2017
amendment (ISO 11114–1:2012/Amd
2017(E)), which ISO published as a
supplement to ISO 11114–1:2012(E).
This supplement provides enhanced
instructions on the permissible
concentrations of certain gases to ensure
safe transport of a wider variety of gases
in newly developed types of metallic
cylinders and valves.
Second, PHMSA proposes to revise
paragraph (c)(1), which specifies valve
requirements for pressure receptacles.
Currently in the HMR, paragraph (c)(1)
requires valves for pressure receptacles
(excluding quick release cylinder
valves, which must conform to the
requirements in ISO 17871:2015(E)) to
conform to various editions of ISO
10297, ‘‘Gas cylinders—Cylinder
valves—Specification and type testing’’,
including the 1999, 2006 and 2014
editions. ISO 10297:2014 specifies
design, type testing, and marking
requirements for certain cylinder valves
intended to be fitted to refillable
transportable gas cylinders which
convey compressed, liquefied or
dissolved gases. PHMSA proposes to
modify the valve requirements in this
paragraph such that when the use of a
valve is prescribed, the valve must
conform to the requirements of ISO
10297:2014 as well as the supplemental
amendment, ISO 10297:2014/Amd
1:2017. ISO 10297:2014/Amd 1:2017
corrects errors in ISO 10297:2014 and
also includes modifications for valves
for tubes and pressure drums. For
consistency with the UN Model
Regulations, PHMSA also proposes to
add a sunset date of December 31, 2022,
for the authorization of the use of ISO
10297:2014 when not used in
conjunction with the supplemental 2017
amendment. PHMSA has reviewed this
supplemental amendment as part of its
regular participation in the review of
amendments proposed for the UN
Model Regulations and does not expect
any degradation of safety standards in
association with the use of these two
documents.
Lastly, paragraph (c)(2) of this section
outlines certain requirements for valves
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on UN pressure receptacles.
Specifically, by following one of the
listed methods or standards in this
paragraph, valves are required to be
protected from damage that could cause
inadvertent release of their contents.
PHMSA proposes to introduce an
additional option by allowing the use of
valves designed and constructed in
accordance with Annex A of ISO
17879:2017 for UN pressure receptacles
with self-closing valves with inherent
protection (except those in acetylene
service). Annex A of ISO 17870:2017 is
a new standard which establishes
design, type testing, marking, and
manufacturing tests and examination
requirements for self-closing valves
fitted to refillable transportable gas
cylinders conveying compressed,
liquefied, or dissolved gases (other than
acetylene). PHMSA has determined that
incorporating ISO 17879 fulfills the
need for a standard that governs selfclosing valves on cylinders, which are
typically used in the calibration,
beverage, and medical gas industries
and mirrors requirements for impact
testing and burst testing specified in ISO
10297. PHMSA has experience with
permitting the use of valves constructed
to ISO 17879 through special permit,24
which has occurred without incident
since 2019. Incorporating this ISO
standard would eliminate the need and
associated burden for manufacturers to
request a special permit to use the
valves as they become more widely
transported as a result of their
authorization by other competent
authorities.
The proposed regulatory text
references the following standards that
are already approved for incorporation
by reference in this section and no
change is proposed for these standards:
ISO 11114–1:2012(E); ISO 11114–
2:2013; ISO 10297:2014; ISO
17871:2015; ISO 11117:2008 and
Technical Corrigendum 1; ISO
11117:1998; ISO 16111:2008.
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Section 173.304B
Section 173.304b contains
requirements for shipment of liquefied
compressed gases in UN pressure
receptacles. In this section, paragraph
(b) describes the filling limits for UN
pressure receptacles expressed in terms
of ‘‘filling ratio,’’ or the ratio of the mass
of gas in the cylinder compared to the
water capacity of the cylinder.
Paragraph (b)(2) of this section provides
the maximum allowable filling limits for
24 See, e.g., Special Permit 20876 (Apr. 21, 2021),
https://cms7.phmsa.dot.gov/approvals-andpermits/hazmat/file-serve/authorization/
2019045387_SP20876.pdf/2019045387/SP20876.
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low pressure liquefied gases. As
currently provided in paragraph (b) of
173.304b, the term ‘‘filling factor’’ is
currently used to describe the filling
limit in terms of the maximum mass of
contents in kg of the gas per liter of
water capacity, which is intended to
have the same meaning as the ‘‘filling
ratio.’’ To increase clarity of the HMR,
PHMSA proposes to revise paragraph
(b)(2) by deleting the term ‘‘filling
factor’’ and only using the performance
standard of ‘‘maximum mass of contents
per liter of water capacity’’ so that this
is not misunderstood as being different
from the defined term ‘‘filling ratio.’’
This change is consistent with the same
editorial correction made is the 21st
revised edition of the UN Model
Regulations. The term ‘‘filling factor’’ is
used in the context of the UN Model
Regulations and could be
misunderstood as being different from
the defined term ‘‘filling ratio.’’ PHMSA
expects that clarifying the language
pertaining to the filling ratio will
provide a safety benefit by eliminating
confusion about the definition of the
term ‘‘filing factor’’ or ‘‘filing ratio.’’
Section 173.306
Section 173.306 provides exceptions
from HMR requirements for
transportation of limited quantities of
compressed gases. Paragraph (f) of this
section provides exceptions for the
transportation of accumulators, which
are transported under ‘‘UN3164,
Articles, pressurized pneumatic or
hydraulic.’’ Accumulators are devices in
which a fluid is kept under pressure as
a means of storing energy. PHMSA
proposes to revise paragraphs (f)(2) and
(f)(3) to allow robust accumulators to be
transported unpackaged, in crates, or in
overpacks that provide equivalent
protection to the hazardous material
being transported. The term robust is
used to describe articles that are strong
enough to withstand the shocks and
loadings normally encountered during
transport, including trans-shipment
between cargo transport units and
between cargo transport units and
warehouses, as well as any removal
from a pallet for subsequent manual or
mechanical handling. PHMSA expects
that the proposed amendments will
increase flexibility for shippers and
harmonize with revisions to the UN
Model Regulations which limits the
packaging required for ‘‘UN3164,
Articles, pressurized pneumatic or
hydraulic’’ when afforded equivalent
protection by the article being
transported.
Additionally, PHMSA proposes to
add a new paragraph (n) to include
provisions for the transport of ‘‘UN2037,
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Receptacles, small, containing gas or gas
cartridges’’ for recycling or disposal.
These proposed provisions include
packaging requirements, conditions for
exception, and maximum gross weight
limits, applicable to small receptacles or
cartridges containing gas not exceeding
1.0 L (0.3 gallons) capacity. PHMSA
expects that codifying these provisions
will create a regulatory framework for
transporting these materials for
recycling or disposal and reduce the
administrative burden that would
otherwise apply to fully regulated gas
receptacles. Further, reducing this
administrative burden may lead to other
environmental benefits by facilitating
shipments destined for recycling or
disposal. PHMSA solicits comments on
the need to expand these provisions to
other types of authorized packagings
mentioned in this section.
Section 173.335
Section 173.335 specifies packaging
requirements for hazardous materials
transported as chemicals under pressure
(e.g., ‘‘UN3500, Chemical under
pressure, n.o.s.’’). Chemicals under
pressure are regulated as gases but differ
in that they are liquids, pastes, or
powders, and pressurized with a
propellant that meets the definition of a
gas in § 173.115. Materials transported
under UN3500 may include those that
are widely used in fire suppression
systems and other items used for fire
control.
PHMSA proposes to provide an
extended periodic inspection period for
cylinders containing fire extinguishing
agents transported under UN3500. This
amendment would be consistent with a
new special packing provision, PP97,
added in the 21st revised edition of the
UN Model Regulations to provide a test
period of 10 years for tubes (cylinders)
that have a capacity of 450 L or less and
that are filled with fire extinguishing
agents. The intent of this change was to
resolve the discrepancy in inspection
periods between (1) gas-filled cylinders
intended for installation in fire
suppression systems and (2) cylinders
used for the same purpose, but which
contain a fire extinguishing agent (e.g.,
a liquid) in combination with a gas used
as a propellant. Gases transported under
‘‘UN1956, compressed gas n.o.s.’’ have a
maximum test period for periodic
inspection of 10 years, whereas the
maximum test period for UN3500,
chemical under pressure, n.o.s.’’ is only
five years. However, the updated UN
Model Regulations extended the
inspection period for cylinders
containing fire extinguishing agents
transported under UN3500 because they
are typically (1) inert chemicals with no
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subsidiary risks and (2) they are
typically filled at lower pressures than
cylinders containing UN1956 materials.
Additionally, these fire extinguishing
materials and devices are maintained
and stored in a manner that minimizes
the degradation of the cylinder (e.g., in
protected indoor environments).
A recent PHMSA rulemaking, HM–
234,25 broadened the scope of cylinders
eligible to be classified as ‘‘UN1044, fire
extinguishers’’ and the intent was to
permit cylinders charged with fire
extinguishing agents intended for use in
fire suppression systems to be described
and transported under ‘‘UN1044, fire
extinguishers.’’ However, cylinders
charged solely with a compressed gas or
liquefied gas and used in a fire
suppression system solely to expel a
separately stored extinguishing agent
are not eligible for transportation under
UN1044. Furthermore, with respect to
the UN Model Regulations, cylinders
charged with a fire extinguishing agent
and intended for use in a fire
suppression are specifically excluded
from transportation as ‘‘UN1044, fire
extinguisher.’’ Therefore, while HM–234
added provisions that may allow
hazardous materials in cylinders that
have historically been described and
transported as UN1956 or UN3500 to be
transported as ‘‘UN1044, fire
extinguisher’’, amending § 173.335 is
still necessary to maintain alignment
with the UN Model Regulations because
the UN Model Regulations still do not
allow cylinders intended for use in fire
suppression systems to be transported
under UN1044.
Because of this conflict in
classification for similar items, PHMSA
proposes to extend the periodic
inspection period for cylinders
containing gases or liquid/gas mixtures
that are used as fire extinguishing agents
under UN3500, to facilitate
international shipment of these items by
aligning the § 173.335 periodic
inspection requirements with the
periodic inspection period adopted in
the UN Model Regulations. Recognizing
that these items UN3500 and UN1044
are functionally the same but classified
differently outside of the United States,
PHMSA expects that establishing
parallel inspections periods for similar
items will facilitate international
movement and continued use of these
cylinders domestically and
internationally.
25 85
FR 85380 (Dec., 28, 2020).
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D. Part 175
Section 175.8
Part 175 of the HMR prescribes
requirements that apply to the
transportation of hazardous materials in
commerce aboard aircraft, including
items carried by air passengers and
crew, as well as items carried by the
aircraft operator in accordance with
airworthiness requirements and
operating regulations, or in support of
in-flight service. Section 175.8 provides
exceptions from the HMR for certain
equipment and materials used by
aircraft operators that are regulated as
hazardous materials. PHMSA proposes
to amend paragraph (b) to provide a new
exception for alcohol-based hand
sanitizers and alcohol-based cleaning
products carried aboard an aircraft by
the operator for the purposes of
passenger and crew hygiene. The
proposed changes align the HMR with
amendments made to the ICAO
Technical Instructions, as amended in
Addendum 1, on December 31, 2020, in
response to the COVID–19 public health
emergency. The intent of this
amendment is to ensure that air
operators are able to equip aircraft with
alcohol-based sanitizers for use in the
cabin for the purposes of passenger and
crew hygiene without the regulatory
burden of documentation and packaging
otherwise associated with the transport
of Class 3 flammable liquid hazardous
materials. This proposal is beneficial to
public interest given that it assists in
limiting the spread and contraction of
viruses such as COVID–19 without an
anticipated decrease in transportation
safety.
Section 175.9
Section 175.9 provides exceptions
from Subchapter C of the HMR for
certain special aircraft operations.
Paragraph (b)(5) excepts organ
preservation units necessary to protect
human organs when carried in the
aircraft cabin, provided certain
conditions are met. As written, the
current provisions only allow for
devices powered by non-spillable
batteries. However, the technology for
powering such devices has evolved to
include lithium batteries. To maintain
consistency with the ICAO Technical
Instructions, PHMSA proposes to add
provisions for organ preservation units
powered by lithium batteries (both
metal and ion). Specifically, lithium
metal or lithium ion cells or batteries
must meet the general provisions
prescribed in § 173.185(a) and spare
lithium batteries would need to be
individually protected to prevent short
circuits when not in use to ensure safe
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transport and use of this exception.
PHMSA expects this proposed HMR
amendment will promote broader use of
the exception for organ preservation
units. Finally, it facilitates international
movement of these devices by
harmonizing with ICAO Technical
Instructions which allow lithium
batteries as a power sources for the
devices while still ensuring safe
transport.
Section 175.10
Section 175.10 specifies the
conditions under which passengers,
crew members or an operator may carry
hazardous materials aboard a passenger
aircraft. PHMSA proposes to amend
paragraph (a)(1)(ii) of this section to
permit Division 2.2 aerosols with no
subsidiary hazard in addition to those
that are not for medicinal or personal
toiletry use as carry-on items (see
§ 175.10(a)(1)(i) in the HMR for
provisions pertaining to non-radioactive
medicinal and toilet articles). Currently,
these materials (2.2 non-flammable
gases) are only authorized in checked
baggage. Additionally, PHMSA proposes
to add a conditional requirement to new
paragraph (a)(1)(iv) that the material in
the Division 2.2 aerosols must not cause
extreme annoyance or discomfort, in the
event of an unintentional release, to
crew members so as to inhibit
performance of their assigned duties.
The proposed changes align the HMR
with amendments made to the ICAO
Technical Instructions. In addition,
these proposed changes are consistent
with special permit DOT–SP 21021,26
which was issued in response to the
COVID–19 public health emergency to
ensure flight crews could carry-on
sanitizing aerosol products that may not
have been considered as items for
personal use. PHMSA has determined
that this proposal is beneficial and in
the public interest because it expands
the use of the passenger and
crewmember exceptions applicable to
Division 2.2 aerosols by allowing such
aerosols in carry-on baggage. This is
particularly beneficial for sanitizers to
aid in preventing the potential spread
and contraction of viruses such as
COVID–19 without an anticipated
decrease in transportation safety.27
Section 175.10(a)(11) outlines the
provisions for self-inflating personal
26 DOT Special Permit 21021 (May 29, 2020),
https://www.phmsa.dot.gov/approvals-and-permits/
hazmat/file-serve/offer/SP21021.pdf/2020034999/
SP21021.
27 PHMSA notes that, apart from the revisions to
§ 175.10 of the HMR proposed here, transportation
of aerosols in carry-on baggage and for any other
purpose may be subject to limitations imposed by
other regulators, including (but not limited to) the
Transportation Security Administration.
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safety devices and currently allows for
the carriage of only one device with the
approval of the aircraft operator.
PHMSA proposes to increase the
allowance from a single self-inflating
personal safety device to two devices in
response to an increase in passengers
seeking to travel with their own devices.
PHMSA clarifies that each self-inflating
safety device may be fitted with no more
than two small gas cartridges and that
an additional two spare cartridges per
device may be carried with the devices.
In addition, PHMSA proposes to add the
text ‘‘intended to be worn by a person’’
to specify that this provision is only
intended for self-inflating personal
safety devices that are designed to be
worn by a person and does not apply to
other types of safety devices. PHMSA
expects this proposal will promote use
of the self-inflating personal safety
devices. Specifically, it provides
passengers more flexibility when
carrying self-inflating devices such as
life-jackets, motorcycle jackets and
horse riding vests. Further, PHMSA
does not expect transportation safety
will be compromised as these devices
are designed with multiple initiation
processes required for inflation to occur,
thereby inhibiting unintentional
activation. PHMSA has not identified
any incidents involving unintentional
activation of self-inflating personal
safety devices inflight.
Section 175.75
Section 175.75 provides quantity
limitations and stowage location
requirements for air transportation.
During internal review of the stowage
requirements found in § 175.75, PHMSA
and FAA concluded that several
editorial revisions would increase the
clarity of this section, and therefore
enhance the safety or hazardous
materials transported by aircraft. These
proposed revisions do not substantively
change current requirements of this
section. They are intended only for
purposes of increasing the
understanding of air stowage
requirements. The proposed editorial
revisions to this section are discussed as
follows:
• The current structure for paragraph
(b) outlines three distinct stowage
requirements in a single paragraph. To
increase readability, PHMSA proposes
to revise paragraph (b) by separating the
three requirements into three
subparagraphs each addressing a single
stowage requirement.
• Insertion of an additional distinct
sentence in the aforementioned
proposed revised format of paragraph
(b) to highlight the existing requirement
in § 175.75 that all packages displaying
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a Cargo Aircraft Only label in
accordance with § 172.402(c) must be
loaded in an accessible manner (i.e., a
manner accessible to the cargo aircraft’s
crew or other authorized person). This
longstanding requirement of the HMR is
buried in the Quantity and Loading
Table of paragraph (f). Air carrier
stakeholders have suggested to PHMSA
and FAA that the stowage requirements
would be clarified if this important
requirement were explicitly stated in
§ 175.75. Therefore, PHMSA proposes to
specify this requirement in the stowage
requirements as subparagraph (b)(4).
• Correction of an inadvertent error in
the Quantity and Loading Table of
paragraph (f), Note 1, that removed
Division 6.2 material from eligibility for
exception from the inaccessible loading
restriction for Cargo Aircraft Only
packages. This inadvertent error
occurred in a corrections and response
to administrative appeals final rule.28
PHMSA revised requirements for
Division 6.1 material among the list of
eligible materials but in doing so
inadvertently removed reference to
Division 6.2 material. This change was
not intended and; therefore, PHMSA
proposes to reinsert reference to
Division 6.2 material in Note 1.
• Insertion of an Oxford comma in
the Quantity and Loading Table of
paragraph (f), Note 1, item d. to more
clearly indicate that Class 9 material,
limited quantity material, and excepted
quantity material all qualify for this
provision. PHMSA and FAA are aware
that some air carrier stakeholders have
expressed confusion with the language
in Note 1, item d., and acknowledge that
the omission of a comma between
‘‘Limited Quantity’’ and ‘‘Excepted
Quantity’’ may create the impression
that only Class 9 limited or excepted
quantity material are eligible for this
exception. Note 1, item d. has always
included all eligible hazard classes of
limited quantity and excepted quantity
material.
E. Part 176
Section 176.84
Part 176 contains requirements
associated with transportation of
hazardous materials by vessel. Section
176.84 prescribes the meanings of
numbered or alphanumeric vessel
transport stowage provisions that are
assigned to hazardous materials and
which are listed in column (10B) of the
HMT. The provisions in § 176.84 are
separated into general stowage
provisions, which are defined in the
‘‘table of provisions’’ in paragraph (b),
28 78
FR 65453 (Oct. 31, 2013). This rule affected
rules HM–215K, HM–215L, HM218G, and HM–219.
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and the stowage notes unique to vessel
shipments of Class 1 explosives, which
are defined in the table in paragraph
(c)(2). PHMSA has determined that the
following proposed revisions will
improve safety by ensuring that
hazardous materials are properly stowed
on vessels.
First, PHMSA proposes to revise
stowage provision 4 in paragraph (b).
Existing stowage provision 4 directs
shippers to ‘‘Stow ‘Separated from’
liquid organic materials.’’ PHMSA
proposes to modify the language in this
code for clarity and to facilitate proper
stowage. In a proposal submitted to the
IMO, it was noted that many liquid
organic materials are not dangerous
goods and that it is difficult to identify
these commodities for purposes of
segregation.29 Furthermore, the
distinction between organic and
inorganic substances cannot be easily
discovered by persons responsible for
the packing of a cargo transport unit.
PHMSA has determined that requiring a
determination as to whether a cargo is
an organic or inorganic substance
should be amended with a more readily
understood requirement to characterize
these items as combustible materials.
This clarification would aid in ensuring
safe segregation of materials assigned
this stowage provision. Therefore,
PHMSA proposes to amend stowage
provision 4 to require materials assigned
this code to ‘‘not be stowed’’ with
combustible materials in the same cargo
transport unit.
Second, PHMSA proposes to add new
stowage provisions under codes 155,
156, and 157:
• New stowage code 155 is assigned
to ‘‘UN2814, Infectious substances,
affecting humans’’ and ‘‘UN2900,
Infectious substances, affecting animals
only.’’ This new stowage provision
advises vessel carriers to avoid handling
of an infectious package or keep
handling of the package to a minimum
and to inform the appropriate public
health authority or veterinary authority
where persons or animals may have
been exposed to the package contents.
This provision may improve safety for
packages that may be used to transport
COVID–19 related material. Stowage
code 155 would apply particularly to
any cargo offered in the traditional
manner (i.e., break-bulk). The proposed
stowage code advises cargo handling
personnel to limit interaction with
packages of Division 6.2 materials to a
minimum. The requirement to notify the
appropriate public health authority or
29 International Maritime Organization SubCommittee on the Carriage of Cargoes and
Containers CCC 5/6/3.
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veterinary authority where persons or
animals may have been exposed to
package contents is intended to ensure
appropriate medical attention can be
provided in the event of an exposure
and any potential further contamination
as a result of contact with the material
is controlled. This new stowage code
serves to ensure vessel carriers are
aware of the potential hazard of these
packages and to ensure they follow all
protocols related to handling such
packages.
• New stowage code 156 is assigned
to ‘‘UN3090, Lithium metal batteries,’’
‘‘UN3091, Lithium metal batteries
contained in equipment, or Lithium
metal batteries packed with
equipment,’’ ‘‘UN3480, Lithium ion
batteries,’’ and ‘‘UN3481, Lithium ion
batteries contained in equipment or
Lithium ion batteries packed with
equipment.’’ This new stowage
provision would require damaged or
defective lithium batteries that are
offered for transportation in accordance
with § 173.185(f) or being transported
for purposes of disposal or recycling in
accordance with proposed
§ 172.203(i)(4), to be stowed in
accordance with stowage category C.
Stowage category C requires on deck
stowage instead of the currently
authorized on deck or under deck
stowage of these types of lithium
batteries. This proposal harmonizes
HMR stowage requirements for lithium
batteries that are damaged/defective and
those that are being offered for disposal
or recycling with the IMDG Code
stowage requirements. This proposed
stowage change to require on deck
stowage would allow for more easily
identifiable and effective response
actions in the event of a fire involving
lithium batteries onboard a vessel.
PHMSA expects that these revised
shipping requirements will contribute to
the safe transportation of increased
volumes of lithium batteries anticipated
as a result of the increased use of those
technologies in the transportation and
other economic sectors.
• New stowage code 157 is assigned
to the five HMR UN1950 aerosol entries
and the three UN2037 receptacles;
small, containing gas or gas cartridges
entries. This new stowage provision
would require aerosols and receptacles
for gas transported for recycling or
disposal to be stowed in accordance
with vessel stowage category C and clear
of living quarters. The HMR does not
currently contain separate stowage
provisions for aerosols or receptacles
small containing gas that are being
offered for disposal or recycling. These
materials are assigned stowage category
A if they are new and never used, or if
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they are offered for transportation. The
change from stowage category A to
category C means these materials being
offered for recycling or disposal would
be required to be stowed ‘‘on deck only’’
instead of the currently authorized ‘‘on
deck or under deck.’’ This proposed
change in stowage requirements for
aerosols and receptacles small
containing gas provides more restrictive
stowage requirements for these articles
that have been utilized and are being
offered for transportation under
generally more relaxed packaging
standards than if they were being
offered as new articles. This more
restrictive stowage requirement would
more easily facilitate a response effort
should one be required aboard a vessel.
Third, in the paragraph (c)(2) table,
PHMSA proposes amending stowage
provisions for notes 19E and 22E. When
assigned to an HMT entry, these existing
notes require separation ‘‘away from’’
explosives containing chlorates or
perchlorates and ‘‘away from’’
ammonium compounds and explosives
containing ammonium compounds or
salts. PHMSA proposes to amend these
stowage provisions to specify a more
demanding ‘‘separated from’’ stowage
requirement. The terms ‘‘away from’’
and ‘‘separated from’’ have various
meanings based on the type of shipment
(e.g., break-bulk, shipments within a
container, or container to container).
Generally speaking, the term ‘‘separated
from’’ requires more stringent
segregation. As an example, for
segregation from one container to
another if ‘‘away from’’ applies, the
containers cannot be stowed one on top
of the other. If ‘‘separated from’’ is
assigned, the containers cannot be
stowed in the same vertical line. For
more information on the applicability of
these terms please, see § 176.83 of the
HMR. This proposal also harmonizes
the HMR with the IMDG Code and
aligns with HMR stowage requirements
for shipments of ammonium nitrates,
chlorates, and perchlorates. These
proposed changes provide additional
segregation between loads of
incompatible materials and decrease the
likelihood of a reaction if a release were
to occur onboard a vessel.
F. Part 178
Section 178.3
Part 178 contains specifications for
packagings. Section 178.3 prescribes
marking requirements for specification
packagings. PHMSA proposes to amend
paragraph (a)(4) to clarify the marking
size requirement for packagings
transporting solids with a 30 kg (66
pounds) maximum net mass.
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Additionally, PHMSA is proposing to
amend the exception for reducing the
size of the required package marking
applicable to packagings with a capacity
of 5 L or less, or of 5 kg maximum net
mass. The existing HMR text only refers
to capacity, and the proposed use of
‘‘maximum net mass’’ is a more
appropriate standard for packagings
intended for solids. This editorial
change is intended to reduce confusion
over the application of the reduce size
marking requirements as they apply to
packagings used for solid materials. The
quantity limit should be based on the
net amount of solid material and not the
capacity of the packaging the material is
placed in. This clarification is
consistent with similar provisions for
solids (net mass) and liquids (capacity)
throughout the HMR. Ensuring the
appropriate application of the reduced
size marking allowance provides
consistency across persons using the
reduce sized marking and therefore,
improves safety of transport.
Section 178.71
Section 178.71 prescribes
specifications for UN pressure
receptacles. To maintain consistency
with the UN Model Regulations,
PHMSA proposes to update four ISO
documents incorporated by reference in
this section.
First, PHMSA proposes to amend
paragraph (d)(2), which outlines the
configuration and design requirements
for a cylinder’s service equipment, and
includes items that prevent the release
of the pressure receptacle contents
during handling and transportation.
Currently this paragraph requires that
valves for service equipment must
conform to the 1999, 2006 and 2014
editions of ISO 10297. ISO 10297
specifies design, type testing and
marking requirements for cylinder
valves fitted to refillable transportable
gas cylinders, main valves for cylinder
bundles, and cylinder valves or main
valves with an integrated pressure
regulator (VIPR), which convey
compressed, liquefied, or dissolved
gases. PHMSA proposes to modify the
valve conformance requirements in this
paragraph such that when the use of a
valve is prescribed, the valve must
conform to the requirements of ISO
10297:2014 and the supplemental
amendment, ISO 10297:2014/Amd
1:2017. ISO 10297:2014/Amd 1:2017
corrects errors in ISO 10297:2014 and
also includes modifications for valves
for tubes and pressure drums. PHMSA
has reviewed this supplemental
amendment as part of its regular
participation in the review of
amendments proposed for the UN
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Model Regulations and does not expect
any degradation of safety standards in
association with the use of these two
documents. Additionally, PHMSA
proposes to add an end date of
December 31, 2022 to the authorization
to use ISO 10297:2014 when not used in
conjunction with the supplemental 2017
amendment, ISO 10297:2014/Amd
1:2017.
Also in this paragraph, PHMSA
proposes to amend references to ISO
14246, ‘‘Gas cylinders—Cylinder
valves—Manufacturing tests and
examinations.’’ Currently paragraph
(d)(2) states that valves must be initially
inspected and tested in accordance with
ISO 14246:2014(E), ‘‘Gas cylinders—
Cylinder valves—Manufacturing tests
and examinations.’’ However, in 2017,
ISO published ISO 14246:2014/Amd
1:2017, ‘‘Gas cylinders—Cylinder
valves—Manufacturing tests and
examinations,’’ which provides
supplemental amendments pertaining to
specific pressures to be used in the
pressure test and leakproofness test of
acetylene valves. PHMSA proposes to
require the use of this amended
document in § 178.71 to require
acetylene valve users to use the updated
values in ISO 14246:2014/Amd 1:2017.
PHMSA has reviewed these documents
as part its regular participation in the
review of amendments proposed for the
UN Model Regulations and does not
expect any degradation of safety
standards in association with the use of
these two documents. PHMSA also
proposes to add analogous compliance
requirements for self-closing valves to
paragraph (d)(2). ISO 17879:2017—Gas
cylinders—Self-closing cylinder
valves—Specification and type testing,
specifies the design, type testing,
marking, and manufacturing tests and
examinations requirements for selfclosing cylinder valves intended to be
fitted to refillable transportable gas
cylinders which convey compressed,
liquefied, or dissolved gases.
Additionally, PHMSA proposes to
amend paragraph (l)(1), which specifies
the design and construction
requirements for UN composite
cylinders and tubes. The proposed
change would add a new subparagraph
(iv) to reference ISO 11119–4:2016,
‘‘Gas cylinders—Refillable composite
gas cylinders—Design, construction and
testing—Part 4: Fully wrapped fibre
reinforced composite gas cylinders up to
150 L with load-sharing welded metallic
liners.’’ This document, which was
adopted in the UN Model Regulations,
specifies requirements for composite gas
cylinders with load-sharing welded
liners between 0.5 L and 150 L water
capacity and a maximum test pressure
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of 450 bar for the storage and
transportation of compressed or
liquefied gases. PHMSA incorporates by
reference the first three parts of the ISO
11119 series, which cover various
designs of composite cylinders with a
seamless liner. This fourth part defines
the requirements for design,
construction, and testing of composite
cylinders with a welded metallic liner.
Incorporating this ISO standard would
eliminate the need and associated
burden for manufacturers to request a
special permit to construct fully
wrapped fiber reinforced composite gas
cylinders with load-sharing welded
steel liners.30
Finally, PHMSA proposes to amend
paragraph (o)(1) of this section to update
the reference to ISO 11114–1:2012(E),
‘‘Gas cylinders—Compatibility of
cylinder and valve materials with gas
contents—Part 1: Metallic materials.’’
ISO 11114–1:2012 provides
requirements for the selection of safe
combinations of metallic cylinder and
valve materials and cylinder gas
content. PHMSA proposes to amend the
compatibility requirements to also
require compatibility with the 2017
supplement to ISO 11114–1:2012, (ISO
11114–1:2012/Amd 1:2017) for material
compatibility requirements. Permitting
the use of this document would allow
shippers to safely transport a wider
variety of gases in newly developed
types of metallic cylinders and valves.
PHMSA has reviewed this document as
part of its regular participation in the
review of amendments proposed for the
21st revised edition of the UN Model
Regulations and expects that adding it
to the HMR will enhance the current
safety of hazardous materials in
transportation, in addition to
harmonizing the HMR with
international requirements. This
amendment provides compatibility
requirements for the selection of
combinations of metallic cylinder and
valve materials for use with gas or gas
mixtures. In the interest of providing
uniformity with regard to reference
standards used domestically and
internationally, PHMSA proposes to
revise the compatibility requirements to
also refer to the 2017 amendment of this
ISO standard. This 2017 supplemental
amendment provides more explicit
instructions on the permissible
concentrations of certain gases. PHMSA
has determined that permitting the use
of this updated document would allow
safe transport of a wider variety of gases
in newly developed types of metallic
30 See, e.g., Special Permit 14457 (Dec. 16, 2019),
which served as the technical basis for the
development of ISO 11119–4:2016.
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cylinders and valves without
compromising safety.
Section 178.75
Section 178.75 prescribes
specifications for multiple-element gas
containers (MEGCs), which are
assemblies of UN cylinders, tubes, or
bundles of cylinders interconnected by
a manifold and assembled within a
framework. The term includes all
service equipment and structural
equipment necessary for the transport of
gases including hazardous materials
marked as Division 2.1 (such as
compressed hydrogen). PHMSA
proposes to revise paragraph (d) to
permit explicitly the use of composite
construction, which is allowed for other
pressure vessels (i.e., cylinders), rather
than limiting authorized material of
construction for an MEGC to seamless
steel as in the current HMR. Composite
cylinders are constructed of carbon,
fiberglass, or a hybrid composite with
high-strength aluminum liners. When
the specifications for MEGCs were
originally created, there were no
standards for composite pressure
receptacles in the international
transport standards or the HMR. In the
decades since standards for the use of
ISO composite pressure receptacles
have since been developed and
authorized. International standards did
not consider a corresponding allowance
to use these composite pressure
receptacles as elements of MEGCs when
the specifications were originally
adopted. The 21st revised edition of the
UN Model Regulations have since been
updated to include such an
authorization and PHMSA proposes to
similarly allow the use of composite
pressure receptacles in MEGCs.
To that end, PHMSA is adding
references to the following ISO design
standards for composite MEGCs: ISO
11119–1:2012(E), ‘‘Gas cylinders—
Refillable composite gas cylinders and
tubes—Design, construction and
testing—Part 1: Hoop wrapped fibre
reinforced composite gas cylinders and
tubes up to 450 L,’’ ISO 11119–
2:2012(E), ‘‘Gas cylinders—Refillable
composite gas cylinders and tubes—
Design, construction and testing—Part
2: Fully wrapped fibre reinforced
composite gas cylinders and tubes up to
450 l with load-sharing metal liners,’’
and ISO 11119–3:2013(E), ‘‘Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 3: Fully
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 L with
non-load-sharing metallic or nonmetallic liners.’’ The 19th revised
edition of the Model Regulations
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amended the definition of a tube to
include composite construction and this
change also included standards for the
construction of composite tubes. Due to
the lack of any technical or safety
concerns, the 21st revised edition of the
UN Model Regulations included an
amendment to the definition of MEGCs
which provides for composite
construction, in addition to stainless
steel construction and were not
intended to exclude MEGCs. With these
proposed revisions, PHMSA expects
that this will provide flexibility and
opportunities for cost savings for
manufacturers of MEGCs while not
compromising safety. Additionally,
authorizing alternative MEGC packaging
construction would provide flexibility
in packaging selection for shippers that
could facilitate the transportation of
hydrogen or other gases that may be
used to support clean energy
alternatives.
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Section 178.275
Section 178.275 outlines requirements
and definitions pertaining to UN
portable tanks intended for the
transportation of liquid and solid
hazardous materials. Paragraph (i)
specifies the capacity requirements for
pressure relief devices that must be on
these portable tanks. The HMR specify
a formula that can be used to determine
the required total capacity for these
pressure relief devices. The formula
defines variable ‘‘U’’ as ‘‘thermal
conductance of the insulation.’’
Discussions held by the UNSCOE 31 led
to the conclusion that usage of the
phrase ‘‘thermal conductance’’
associated with the variable ‘‘U’’ in this
formula is misleading because, in
general scientific usage, ‘‘conductance’’
is expressed in ‘‘kW. K¥1’’, and is not
a surface factor. Leaving the formula
description as it currently appears in the
HMR may cause confusion for those
who use it given that the correct term
for the unit given is ‘‘heat transfer
coefficient.’’ PHMSA proposes to
replace the phrase ‘‘thermal
conductance’’ with ‘‘heat transfer
coefficient’’ so that ‘‘U’’ is defined as
‘‘heat transfer coefficient of the
insulation’’ which is more appropriate
for what is being calculated and is
consistent with use of the formula in the
UN Model Regulations. This would
ensure proper calculation of the total
capacity for the pressure relief devices
for these portable tanks.
31 ‘‘Use of the terms ‘‘conductivity’’ and
‘‘conductance’’ in chapter 6.7’’ https://
www.unece.org/fileadmin/DAM/trans/doc/2018/
dgac10c3/ST-SG-AC.10-C.3-2018-56e.pdf.
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Section 178.505
Section 178.505 prescribes
specifications for aluminum drums and
paragraph (b) prescribes the
construction requirements for those
aluminum drums. PHMSA proposes to
add a new paragraph (b)(6) to specify
conditions when internal protective
coatings or treatments must be applied
to these drums—consistent with
requirements for other metal
packagings, such as steel drums, as
provided in § 178.504(b)(7) and
aluminum and steel jerricans in
§ 178.511(b)(5). PHMSA agrees that,
since metals are susceptible to corrosion
from exposure to certain chemicals (e.g.,
sodium hydroxide solution, or alkaline
liquids), measures need to be taken to
ensure the packaging is compatible with
the contents. Further, the general
requirements for packagings in the HMR
include a compatibility requirement
such that even though certain
packagings are specified in the HMR, it
is, nevertheless, the responsibility of the
person offering a hazardous material for
transportation to ensure that such
packagings are compatible with their
contents. This applies particularly to
corrosivity, permeability, softening,
premature aging, and embrittlement (see
§ 173.24(e)). Therefore, PHMSA
proposes to add conditions when
internal protective coatings or
treatments must be applied to metal
drums that are not constructed of steel
or aluminum. This addition is
consistent with international standards
covering UN packages 1B1 and 1B2
aluminum drums. PHMSA expects that
this proposal will improve consistency
with regard to safety standards (e.g.,
packaging integrity) across similar
packagings.
Section 178.506
Section 178.506 prescribes
specifications for metal drums that are
not made of steel or aluminum, and
paragraph (b) prescribes the
construction requirements for these
drums. PHMSA proposes to add a new
paragraph (b)(6) to specify conditions
when internal protective coatings or
treatments must be applied to metal
drums that are not constructed of steel
or aluminum consistent with this
requirement for specifications of other
metal packagings. This new requirement
would mirror the requirements to apply
suitable internal protective coatings or
treatments in § 178.504(b)(7) for steel
drums and § 178.511(b)(5) for aluminum
and steel jerricans. Since metals are
susceptible to corrosion from exposure
to certain chemicals (e.g., sodium
hydroxide solution, or alkaline liquids),
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PHMSA has determined measures need
to be taken to ensure the packaging is
compatible with the contents. Further,
the general requirements for packagings
in the HMR include a compatibility
requirement such that even though
certain packagings are specified in the
HMR, it is, nevertheless, the
responsibility of the person offering a
hazardous material for transportation to
ensure that such packagings are
compatible with their contents. This
applies particularly to corrosivity,
permeability, softening, premature
aging, and embrittlement (see
§ 173.24(e)). However, PHMSA expects
that codifying specific conditions in
which internal protective coatings or
treatments must be applied to metal
drums that are not constructed of steel
or aluminum will provide needed
consistency by providing uniform safety
standards for similar packagings across
the HMR and ensure safe packaging and
transport within these metal drums.
Section 178.609
Section 178.609 provides test
requirements for packagings for
infectious substances. PHMSA proposes
an editorial amendment in paragraph (g)
to clarify the performance testing
requirements for infectious substances
packaging. Specifically, PHMSA
proposes to amend paragraph (g) to
clarify that only one additional test is
required for packages for infectious
substances containing dry ice. The 21st
revised edition of the UN Model
Regulations made a similar clarification
regarding the testing requirements for
these packagings and PHMSA has
determined that the current HMR also
contains conflicting language in
§ 178.609. Currently paragraph (g),
which specifies additional testing
requirement for packagings intended to
contain dry ice, may be interpreted to
either require five additional samples
dropped once each, or one additional
sample packaging dropped five times.
However, requiring one sample to be
dropped five times in one orientation
would not be consistent with drop
testing requirements applicable to other
packagings. PHMSA proposes to amend
paragraph (g) to clearly state only one
additional sample must be dropped in a
single orientation; namely, the
orientation the tester determines would
be most likely to result in failure of the
packaging in light of the properties of
the packaging and the test surface.
PHMSA does not consider this change
to be technical, but editorial, with the
intent of conveying the testing protocol,
as it was designed, more clearly. For
that reason, PHMSA does not expect
any change in level of safety than what
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was originally intended. This change
would simply result in a package being
tested in line with the design of the
original packaging test method.
Section 178.703
Section 178.703 outlines the marking
requirements for intermediate bulk
containers (IBCs). PHMSA proposes to
amend two marking requirements in
this Section.
In paragraph (b)(6), which specifies
additional marking requirements for
composite IBCs, the amendment would
specify that the required markings on
inner receptacles of these packagings
must either be readily visible while in
the outer casing or duplicated on the
outer casing to facilitate inspection
verifying compliance with the
applicable package performance
standard marking requirements.
In paragraph (b)(7), which outlines
the marking requirements for IBCs that
are designed to be stacked, PHMSA
proposes to revise language in
paragraph (b)(7)(iv) to clarify the
maximum stacking load requirements
pertaining to each marking requirement.
Currently paragraph (b)(7)(iv) indicates
that the maximum permitted stacking
load ‘‘applicable when the IBC is in
use,’’ must be displayed. PHMSA has
determined that this phrase may be
misinterpreted to mean that the stacking
load applies only to transportation,
leading to these packagings being
stacked inappropriately when not in
transportation, such as in warehouse
storage. PHMSA proposes to remove the
words ‘‘applicable when the IBC is in
use,’’ to clarify that stacking loads
should never be exceeded whether in
transportation or in storage. PHMSA has
determined that clarifying the regulatory
text regarding the proper use of these
packagings will provide an enhanced
level of safety both during transport and
during storage.
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Section 178.705
Section 178.705 prescribes
specifications for metal IBCs. Paragraph
(c) outlines construction requirements
and paragraph (c)(1)(iv) specifies the
minimum wall thickness requirements
for metal IBCs. Metal IBCs are currently
the only type of IBCs for which there are
minimum wall thickness requirements,
which is likely a holdover from
regulations for cubical tank containers,
from which the metal IBCs were once
derived.32 In contrast, because of
32 Stainless Steel Container Association, Proposal
on Minimum Wall Thickness for Metal IBCs
Submitted to the Sub-Committee of Experts on the
Transport of Dangerous Goods During the 54th
Session (Sep. 7, 2018), https://www.unece.org/
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performance testing requirements’ (i.e.,
drop, stack and vibration) ability to
demonstrate the integrity of the package,
the 21st revised edition of the UN
Model Regulations include an
amendment which now provides that
minimum wall thickness requirements
apply only to metal IBCs that have a
capacity of more than 1500 L (396
gallons), while metal IBCs with a
volume of 1500 L or less are no longer
subject to previous prescriptive
minimum wall thickness requirements.
Therefore, PHMSA proposes to revise
the minimum wall thickness
requirements for metal IBCs with a
volume of 1500 L or less to provide
additional design and construction
flexibility with regards to IBC designs.
This amendment would harmonize with
the 21st revised edition of the UN
Model Regulations. PHMSA solicits
comments on the following safety and
economic impacts regarding this
proposed amendment:
• Does the reliance on the
performance testing system and the
elimination of a prescriptive minimum
wall thickness for metal IBC’s with a
capacity of 1500 L or less present an
unnecessary safety risk (e.g., reduced
corrosion protection, ability to prevent
punctures or ruptures resulting from
conditions normally incident to
transportation)? Explain.
• Do manufacturers primarily use a
reference steel or are other steels
commonly used? If so, which ones?
• If the minimum thickness
requirement were removed for metal
IBCs with a capacity of 1500 L or less,
what calculations will the
manufacturers use to determine the
design minimum thickness for the IBCs
made from the reference steel?
• What is an approximate number of
metal IBC design types and the number
of IBCs manufactured in accordance
with these design types that could
reasonably expected to be in
transportation?
• What is the expected cost savings
from the removal of a minimum wall
thickness requirement for IBCs at or
below the proposed 1500 L capacity?
• What are the expected impacts of
not harmonizing HMR requirements for
metal IBCs with a capacity of 1500 L or
less?
As an alternative to the proposed rule,
PHMSA is also considering a change to
§ 171.23, which prescribes requirements
for specific materials and packagings
transported under incorporated
international standards to prohibit
transportation or offering for
fileadmin/DAM/trans/doc/2018/dgac10c3/ST-SGAC.10-C.3-2018-96e.pdf.
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transportation of metal IBCs with a
capacity of 1500 L or less when that
transportation is made in accordance
with the ICAO Technical Instructions,
IMDG Code, Transport Canada TDG
Regulations, or the IAEA Regulations.
PHMSA also solicits comments on that
potential prohibition.
G. Part 180
Section 180.207
Section 180.207 outlines the
requirements for the requalification of
UN pressure receptacles. Paragraph (d)
specifies the requalification procedures
for various types of UN cylinders but,
consistent with historical approach of
the UN Model Regulations, does not
include any procedures for the periodic
inspection of UN cylinder bundles.
However, the 21st revised edition of the
UN Model Regulations addressed that
gap by adding a new reference
document entitled ISO 20475: 2018
‘‘Gas cylinders—Cylinder bundles—
Periodic inspection and testing.’’ ISO
20475 provides detailed procedures for
maintenance and periodic inspection of
cylinder bundles.
PHMSA proposes to add paragraph
(d)(7) to reference ISO 20475:2018, ‘‘Gas
cylinders—Cylinder bundles—Periodic
inspection and testing’’ to provide a
requalification standard for UN cylinder
bundles because requalification
procedures may differ for bundles of
cylinders versus individual cylinders.
This document was developed based on
the need for a standard specific to
cylinder bundles which would allow
them to be reintroduced into service for
an extended period of time. PHMSA
expects that incorporating by reference
a safety standard for requalification will
reduce business costs and
environmental effects by allowing
existing cylinders to be reintroduced
into service for continued use. As a
participant on the UNSCOE, this
standard was reviewed by PHMSA and
other international bodies for inclusion
in the UN Model Regulations based on
its need and safety merit. Incorporating
by reference ISO 20475 in the HMR is
necessary, not only for international
harmonization, but also to address the
lack of such a standard in the HMR.
Additionally, PHMSA proposes to
remove a reference to the outdated,
third edition of ISO 10462(E), ‘‘Gas
cylinders—Transportable cylinders for
dissolved acetylene—Periodic
inspection and maintenance’’ in
paragraph (d)(3) used for the
requalification of dissolved acetylene
cylinders. Requalification is required in
accordance with the third edition of ISO
10462:2013(E); however, requalification
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in accordance with the second edition
was authorized until December 31, 2018
in 180.207(d)(3). This date has since
passed and, therefore, PHMSA proposes
removing reference from this Section of
the HMR. Consistent with this revision,
the incorporation by reference of the
second edition is removed from
§ 171.7(w) of the HMR. Additionally,
acetylene cylinders requalified in
accordance with the second edition
before December 31, 2018, must be
subsequently requalified in accordance
with referenced third edition. PHMSA
expects that these amendments will
enhance safety by providing cylinder
users with the necessary guidelines for
the continued use of UN cylinders.
The proposed regulatory text
references ISO 10462:2013(E), which
was previously approved for
incorporation by reference in this
section, and no changes are proposed
for this standard.
VI. Regulatory Analyses and Notices
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A. Statutory/Legal Authority for This
Rulemaking
This NPRM is published under the
authority of Federal hazardous materials
transportation law. Section 5103(b)
authorizes the Secretary of
Transportation to prescribe regulations
for the safe transportation, including
security, of hazardous materials in
intrastate, interstate, and foreign
commerce. Additionally, 49 U.S.C. 5120
authorizes the Secretary to consult with
interested international authorities to
ensure that, to the extent practicable,
regulations governing the transportation
of hazardous materials in commerce are
consistent with the standards adopted
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by international authorities. The
Secretary has delegated the authority
granted in the Federal hazardous
materials transportation law to the
PHMSA Administrator at 49 CFR
1.97(b).
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866 (‘‘Regulatory
Planning and Review’’) 33 requires
agencies to regulate in the ‘‘most costeffective manner,’’ to make a ‘‘reasoned
determination that the benefits of the
intended regulation justify its costs,’’
and to develop regulations that ‘‘impose
the least burden on society.’’ Similarly,
DOT Order 2100.6A (‘‘Policies and
Procedures for Rulemakings’’) requires
that PHMSA rulemaking actions include
‘‘an assessment of the potential benefits,
costs, and other important impacts of
the regulatory action,’’ and (to the extent
practicable) the benefits, costs, and any
significant distributional impacts,
including any environmental impacts.
Executive Order 12866 and DOT
Order 2100.6A require that PHMSA
submit ‘‘significant regulatory actions’’
to the Office of Management and Budget
(OMB) for review. This rulemaking is
not considered a significant regulatory
action under section 3(f) of Executive
Order 12866 and, therefore, was not
formally reviewed by OMB. This
rulemaking is also not considered a
significant rule under DOT Order
2100.6A.
The following is a brief summary of
costs, savings and net benefits of some
of the amendments proposed in this
33 58
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notice. PHMSA has developed a more
detailed analysis of these costs and
benefits in the preliminary regulatory
impact analysis (PRIA), a copy of which
has been placed in the docket. PHMSA
seeks public comment on its proposed
revisions to the HMR and the
preliminary cost and benefit analyses in
the PRIA.
PHMSA proposes to amend the HMR
to maintain alignment with
international regulations and standards,
thereby maintaining the high safety
standard currently achieved under the
HMR, facilitating the safe transportation
of critical vaccines and other medical
materials associated with the response
to the COVID–19 public health
emergency, and aligning HMR
requirements with anticipated increases
in the volume of lithium batteries
transported in interstate commerce from
electrification of the transportation and
other economic sectors. PHMSA
examined the likely impacts of
finalizing and implementing the
provisions proposed in the NPRM in
order to assess the benefits and costs of
these amendments. This analysis
allowed PHMSA to quantitatively assess
the material effects of three of the
proposed amendments in the
rulemaking. The effects of six remaining
proposed amendments are not
quantified but are assessed qualitatively.
PHMSA estimates that the annualized
quantified net cost savings of this
rulemaking, using a 7 percent discount
rate, are approximately $23.5 to $28.5
million per year. The following table
presents a summary of the monetized
impacts that these proposed changes
may have upon codification.
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Total .......................................................................
High
618,355
811,662
$618,355 $811,662
0
0
0
0
Low
10 year costs
165,572,913
0
159,315,195
6,257,717
Low
201,081,499
0
173,458,922
27,622,576
High
10 year cost savings
164,954,558
($618,355)
159,315,195
6,257,717
Low
200,269,837
($811,662)
173,458,922
27,622,576
High
10 year net cost savings
[$2019]
High
88,040
115,562
$88,040 $115,562
0
0
0
0
Low
Annual costs
23,573,858
0
22,682,900
890,958
Low
28,629,482
0
24,696,648
3,932,833
High
Annual cost savings
SUMMARY TABLE OF NET REGULATORY COST SAVINGS, DISCOUNT RATE = 7%, 2022–2031
Amendment 2: Electric and Electronic Detonators ......
Amendment 5: Lithium Battery Mark ............................
Amendment 7: Data Loggers .......................................
Rule amendments
jbell on DSKJLSW7X2PROD with PROPOSALS4
23,485,818
($88,040)
22,682,900
890,958
Low
28,513,919
($115,562)
24,696,648
3,932,833
High
Annual net cost savings
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The safety and environmental benefits
of the proposed rule have not been
quantified. However, PHMSA expects
the proposed amendments would help
to improve public safety and reduce the
risk of environmental harm by
maintaining consistency between these
international regulations and the HMR.
Harmonization of the HMR with
international consensus standards as
proposed could reduce delays and
interruptions of hazardous materials
during transportation, thereby lowering
GHG emissions and safety risks to
communities (including minority, lowincome, underserved, and other
disadvantaged populations and
communities) in the vicinity of interim
storage sites and transportation arteries
and hubs.
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C. Executive Order 13132
PHMSA analyzed this rulemaking in
accordance with the principles and
criteria contained in Executive Order
13132 (‘‘Federalism’’) 34 and the
Presidential memorandum
(’’Preemption’’) that was published in
the Federal Register on May 22, 2009.35
Executive Order 13132 requires agencies
to assure meaningful and timely input
by State and local officials in the
development of regulatory policies that
may have ‘‘substantial direct effects on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
responsibilities among the various
levels of government.’’
The rulemaking may preempt State
and local, and Native American Tribe
requirements, but does not propose any
regulation that has substantial direct
effects on the States, the relationship
between the national government and
the States, or the distribution of power
and responsibilities among the various
levels of government. The Federal
hazardous materials transportation law
contains an express preemption
provision at 49 U.S.C. 5125(b) that
preempts State, local, and Tribal
requirements on certain covered
subjects, unless the non-Federal
requirements are ‘‘substantively the
same’’ as the Federal requirements,
including the following:
(1) The designation, description, and
classification of hazardous material;
(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous material;
(3) The preparation, execution, and
use of shipping documents related to
hazardous material and requirements
34 64
35 74
FR 43255 (Aug. 10, 1999).
FR 24693 (May 22, 2009).
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related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous material; and
(5) The design, manufacture,
fabrication, inspection, marking,
maintenance, recondition, repair, or
testing of a packaging or container
represented, marked, certified, or sold
as qualified for use in transporting
hazardous material in commerce.
This proposed rule addresses covered
subject items (1), (2), (3), (4), and (5)
above and would preempt State, local,
and Tribal requirements not meeting the
‘‘substantively the same’’ standard. In
this instance, the preemptive effect of
the proposed rule is limited to the
minimum level necessary to achieve the
objectives of the hazardous materials
transportation law under which the
final rule is promulgated. Therefore, the
consultation and funding requirements
of Executive Order 13132 do not apply.
D. Executive Order 13175
PHMSA analyzed this rulemaking in
accordance with the principles and
criteria contained in Executive Order
13175 (‘‘Consultation and Coordination
with Indian Tribal Governments’’) 36
and DOT Order 5301.1 (‘‘Department of
Transportation Policies, Programs, and
Procedures Affecting American Indians,
Alaska Natives, and Tribes’’). Executive
Order 13175 and DOT Order 5301.1
require DOT Operating Administrations
to assure meaningful and timely input
from Native American Tribal
government representatives in the
development of rules that significantly
or uniquely affect Tribal communities
by imposing ‘‘substantial direct
compliance costs’’ or ‘‘substantial direct
effects’’ on such communities or the
relationship and distribution of power
between the Federal government and
Native American Tribes.
PHMSA assessed the impact of the
rulemaking and determined that it
would not significantly or uniquely
affect Tribal communities or Native
American Tribal governments. The
changes to the HMR proposed in this
NPRM are facially neutral and would
have broad, national scope; PHMSA,
therefore, expects this rulemaking not to
significantly or uniquely affect Tribal
communities, much less impose
substantial compliance costs on Native
American Tribal governments or
mandate Tribal action. And because
PHMSA expects the rulemaking would
not adversely affect the safe
transportation of hazardous materials
36 65
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43875
generally, PHMSA does not expect it
would entail disproportionately high
adverse risks for Tribal communities.
For these reasons, PHMSA does not
expect the funding and consultation
requirements of Executive Order 13175
and DOT Order 5301.1 to apply.
However, PHMSA solicits comment
from Native American Tribal
governments and communities on
potential impacts of the proposed
rulemaking.
E. Regulatory Flexibility Act and
Executive Order 13272
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires agencies to
review proposed regulations to assess
their impact on small entities, unless
the agency head certifies that a
proposed rulemaking will not have a
significant economic impact on a
substantial number of small entities
including small businesses, not-forprofit organizations that are
independently owned and operated and
are not dominant in their fields, and
governmental jurisdictions with
populations under 50,000. The
Regulatory Flexibility Act directs
agencies to establish exceptions and
differing compliance standards for small
businesses, where possible to do so and
still meet the objectives of applicable
regulatory statutes. Executive Order
13272 (‘‘Proper Consideration of Small
Entities in Agency Rulemaking’’) 37
requires agencies to establish
procedures and policies to promote
compliance with the Regulatory
Flexibility Act and to ‘‘thoroughly
review draft rules to assess and take
appropriate account of the potential
impact’’ of the rules on small
businesses, governmental jurisdictions,
and small organizations. The DOT posts
its implementing guidance on a
dedicated web page.38
This proposed rulemaking has been
developed in accordance with Executive
Order 13272 and with DOT’s procedures
and policies to promote compliance
with the Regulatory Flexibility Act to
ensure that potential impacts of draft
rules on small entities are properly
considered. This proposed rule
facilitates the transportation of
hazardous materials in international
commerce by providing consistency
with international standards. It applies
to offerors and carriers of hazardous
materials, some of whom are small
entities, such as chemical
manufacturers, users, and suppliers,
37 67
FR 53461 (Aug. 16, 2002).
‘‘Rulemaking Requirements Related to
Small Entities,’’ https://www.transportation.gov/
regulations/rulemaking-requirements-concerningsmall-entities (last accessed June 17, 2021).
38 DOT,
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packaging manufacturers, distributors,
and training companies. As discussed at
length in the PRIA in the rulemaking
docket, the amendments in this
proposed rule should result in net cost
savings that would ease the regulatory
compliance burden for those and other
entities engaged in domestic and
international commerce, including
trans-border shipments within North
America. Additionally, the changes
proposed in this NPRM would relieve
U.S. companies, including small entities
competing in foreign markets, from the
burden of complying with a dual system
of regulations. Therefore, PHMSA
expects that these amendments will not,
if adopted, have a significant economic
impact on a substantial number of small
entities. However, PHMSA solicits
comments on the anticipated economic
impacts to small entities.
F. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), no
person is required to respond to an
information collection unless it has
been approved by OMB and displays a
valid OMB control number. Pursuant to
44 U.S.C. 3506(c)(2)(B) and 5 CFR
1320.8(d), PHMSA must provide
interested members of the public and
affected agencies with an opportunity to
comment on information collection and
recordkeeping requests.
PHMSA has analyzed this NPRM in
accordance with the Paperwork
Reduction Act. PHMSA currently
accounts for shipping paper burdens
under OMB Control Number 2137–0034,
‘‘Hazardous Materials Shipping Papers
and Emergency Response Information.’’
PHMSA proposes a number of
amendments that may impact the
burden accounted for in OMB Control
Number 2137–0034. They include
requiring the word ‘‘stabilized’’ as a part
of the proper shipping name for
‘‘UN2522, 2-Dimethlaminoethl
methacrylate,’’ adding the applicable
term ‘‘DAMAGED/DEFECTIVE,’’
‘‘LITHIUM BATTERIES FOR
DISPOSAL’’ or ‘‘LITHIUM BATTERIES
FOR RECYCLING’’, excepting marine
pollutants from the requirement to
supplement the proper shipping name
with a technical name for UN3077 and
UN3082, and requiring documentation
of the holding time for refrigerated
liquefied gases transported in portable
tanks. However, while PHMSA
estimates that there will be some impact
in the annual burden related to shipping
papers, PHMSA expects the overall
impact to annual burden is negligible in
relation to the number of burden hours
currently associated with this
information collection.
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OMB Control Number 2137–0051,
‘‘Rulemaking, Special Permits, and
Preemption Requirements,’’ currently
accounts for burden associated with
petitions for rulemaking, special permit
applications, and preemption requests.
PHMSA proposes to authorize certain
ISO standard valves in § 173.301b(c)(2)
and expand § 175.10 to allow passenger
and crewmembers to carry certain
Division 2.2 aerosols in carry-on
baggage, both of which eliminate the
need for use of a special permit. While
PHMSA expects these proposals to
reduce the burden associated with this
information collection, PHMSA
anticipates the reduction is negligible in
relation to the total burden hours
associated with special permit
applications.
PHMSA accounts for the burden from
approval applications in OMB Control
Number 2137–0557, ‘‘Approvals for
Hazardous Materials.’’ PHMSA proposes
to add a new HMT entry for ‘‘UN3549,
Medical Waste, Category A, Affecting
Humans, solid or Medical Waste,
Category A, Affecting Animals only,
solid’’ and require an approval for
transportation in accordance with
Special Provision 131, which PHMSA
expects would increase the number of
annual approval applicants. PHMSA
also proposes to add new entries to the
§ 173.225 Organic Peroxide Table,
which PHMSA expects would decrease
the number of annual approval
applicants. However, PHMSA expects
that these proposed changes are
negligible to the overall impact of the
total burden in relation to the number
of burden hours associated with this
information collection.
PHMSA requests comments on the
information collection and
recordkeeping burdens associated with
developing, implementing, and
maintaining the proposed requirements
in this NPRM. Address written
comments to the DOT Docket
Operations Office identified in the
ADDRESSES section of this rulemaking.
PHMSA must receive comments
regarding information collection
burdens prior to the close of the
comment period identified in the DATES
section of this rulemaking. Requests for
a copy of this information collection
should be directed to Steven Andrews
or Shelby Geller, Standards and
Rulemaking Division (PHH–10),
Pipeline and Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001. If these proposed requirements are
adopted in a final rule, PHMSA will
submit the revised information
collection and recordkeeping
requirements to OMB for approval.
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G. Regulation Identifier Number
A regulation identifier number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulatory and Deregulatory Actions
(‘‘Unified Agenda’’). The Regulatory
Information Service Center publishes
the Unified Agenda in April and
October of each year; the most recent
version was published in June 2021.
The RIN contained in the heading of
this document can be used to crossreference this action with the Unified
Agenda.
H. Unfunded Mandates Reform Act of
1995
The Unfunded Mandates Reform Act
of 1995 (UMRA; 2 U.S.C. 1501 et seq.)
requires agencies to assess the effects of
Federal regulatory actions on State,
local, and Tribal governments, and the
private sector. For any NPRM or final
rule that includes a Federal mandate
that may result in the expenditure by
State, local, and Tribal governments, or
by the private sector of $100 million or
more in 1996 dollars in any given year,
the agency must prepare, amongst other
things, a written statement that
qualitatively and quantitatively assesses
the costs and benefits of the Federal
mandate.
As explained in the PRIA, this
proposed rulemaking does not impose
unfunded mandates under the UMRA. It
does not result in costs of $100 million
or more in 1996 dollars to either State,
local, or Tribal governments, or to the
private sector, in any one year. A copy
of the PRIA is available for review in the
docket.
I. Environmental Assessment
The National Environmental Policy
Act of 1969 (NEPA; 42 U.S.C. 4321 et
seq.), requires that Federal agencies
analyze proposed actions to determine
whether the action would have a
significant impact on the human
environment. The Council on
Environmental Quality implementing
regulations (40 CFR parts 1500–1508)
require Federal agencies to conduct an
environmental review considering (1)
the need for the action, (2) alternatives
to the action, (3) probable
environmental impacts of the action and
alternatives, and (4) the agencies and
persons consulted during the
consideration process. DOT Order
5610.1C (‘‘Procedures for Considering
Environmental Impacts’’) establishes
departmental procedures for evaluation
of environmental impacts under NEPA
and its implementing regulations.
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1. Purpose and Need
This NPRM would amend the HMR to
maintain alignment with international
consensus standards by incorporating
into the HMR various amendments,
including changes to proper shipping
names, hazard classes, packing groups,
special provisions, packaging
authorizations, air transport quantity
limitations, and vessel stowage
requirements. PHMSA notes that the
amendments proposed in this NPRM are
intended to result in cost savings and
reduced regulatory burden for shippers
engaged in domestic and international
commerce, including trans-border
shipments within North America.
Absent adoption of the amendments
proposed in the NPRM, U.S.
companies—including numerous small
entities competing in foreign markets—
may be at an economic disadvantage
because of their need to comply with a
dual system of regulations. Further,
among the HMR amendments
introduced in this rulemaking are those
facilitating the transportation of critical
vaccines and other medical materials
associated with response to the COVID–
19 public health emergency, and others
aligning HMR requirements with
anticipated increases in the volume of
lithium batteries transported in
interstate commerce from electrification
of the transportation and other
economic sectors.
As explained at greater length above
in the preamble of this NPRM and in the
PRIA (each of which are incorporated by
reference in this discussion of the
environmental impacts of the Proposed
Action Alternative), PHMSA expects the
adoption of the regulatory amendments
proposed in this NPRM would maintain
the high safety standard currently
achieved under the HMR. PHMSA has
evaluated the safety each of the
amendments proposed in this NPRM on
its own merit, as well as the aggregate
impact on transportation safety from
adoption of those amendments.
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2. Alternatives
In proposing this rulemaking, PHMSA
is considering the following
alternatives:
No Action Alternative
If PHMSA were to select the No
Action Alternative, current regulations
would remain in place and no
provisions would be amended or added.
Proposed Action Alternative
This alternative is the current
proposal as it appears in this NPRM,
applying to transport of hazardous
materials by various transport modes
(highway, rail, vessel and aircraft). The
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proposed amendments included in this
alternative are more fully discussed in
the preamble and regulatory text
sections of this NPRM.
3. Reasonably Foreseeable
Environmental Impacts of the
Alternatives
No Action Alternative
If PHMSA were to select the No
Action Alternative, the HMR would
remain unchanged and no provisions
would be amended or added. However,
any economic benefits gained through
harmonization of the HMR with
updated international consensus
standards (including, but not limited to,
the 21st revised edition of the UN
Model Regulations, the 2021–2022
ICAO Technical Instructions and
amendment 40–20 of the IMDG Code)
governing shipping of hazardous
materials would not be realized.
Additionally, the No Action
Alternative would not adopt enhanced
and clarified regulatory requirements
expected to maintain the high level of
safety in transportation of hazardous
materials provided by the HMR. As
explained in the preamble to the NPRM,
consistency between the HMR and
current international standards can
enhance safety by (1) ensuring that the
HMR is informed by the latest best
practices and lessons learned; (2)
improving understanding of and
compliance with pertinent
requirements; (3) enabling consistent
emergency response procedures in the
event of a hazardous materials incident;
and (4) facilitating the smooth flow of
hazardous materials from their points of
origin to their points of destination,
thereby avoiding risks to the public and
the environment from release of
hazardous materials from delays or
interruptions in the transportation of
those materials. PHMSA would not
capture those benefits if it were to pass
on incorporating updated international
standards into the HMR under the No
Action Alternative.
Additionally, some of the proposed
HMR amendments are expected to better
accommodate than the current HMR the
safe transportation of emerging
technologies (in particular lithium
battery technologies), and facilitate safe
shipment of vaccines and other
hazardous materials associated with
efforts to combat the COVID–19 public
health emergency. As explained in the
PRIA, PHMSA expects a significant
increase in the volume of shipments of
lithium batteries over time as more
sectors of the U.S. domestic and
international economies electrify;
PHMSA’s proposed HMR amendments
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pertaining to lithium batteries (which
touch on multiple stages in the lifecycle
of a lithium battery) are intended to
ensure that expansion occurs safely.
Similarly, PHMSA understands that the
response to the COVID–19 public health
emergency will result in sustained
demand for shipments of refrigerated
packages employing data loggers
transporting vaccines, as well as
increased volumes of sanitizing
chemicals and medical waste from
diagnosis, treatment, and sanitization
efforts; the HMR amendments within
the Proposed Action Alternative are
intended to address the risks associated
with those COVID-related changes in
transportation demand. The No Action
Alternative, in contrast, would not
amend the HMR to account for these
emerging trends in demand for
transportation of hazardous materials.
PHMSA notes that the No Action
Alternative would avoid any risks to
public safety and the environment from
the NPRM’s proposed authorization of
shipments of hazardous materials
offered pursuant to temporary
certificates issued by Transport Canada.
While the transportation of hazardous
materials always entails risk, allowing
the transportation of hazardous
materials pursuant to temporary
certificates issued by Transport Canada
could facilitate shipments of hazardous
materials that are not otherwise
compliant with the HMR and do not
meet an equivalent standard of safety.
Arguably, this allowance could entail
greater risks to public safety and the
environment. However, based on years
of collaboration, PHMSA considers
Transport Canada to be a partner in
hazardous materials safety and has
confidence in the technical expertise
and judgement of the hazardous
materials safety SMEs at Transport
Canada. PHMSA further submits that
any risks are mitigated by (1) the
technical review by Transport Canada
subject matter experts to determine any
shipments would be in the public
interest, (2) the limited duration of those
temporary certificates, (3) the terms and
conditions imposed in those certificates,
(4) other regulatory requirements under
the TDG Regulations or the HMR that
may remain applicable, and (5)
PHMSA’s limitation of its recognition of
temporary certificates to transportation
via motor carrier and rail during the
particular shipment authorized by a
temporary certificate.
PHMSA expects that the No Action
Alternative could have a modest impact
on GHG emissions. Because PHMSA
expects the differences between the
HMR and international standards for
transportation of hazardous materials
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could result in transportation delays or
interruptions, PHMSA anticipates that
there could be modestly higher GHG
emissions from some combination of (1)
transfer of delayed hazardous materials
to and from interim storage, (2) return
of improperly shipped materials to their
point of origin, and (3) re-shipment of
returned materials. PHMSA notes that it
is unable to quantify such GHG
emissions because of the difficulty in
identifying the precise quantity or
characteristics of such interim storage or
returns/re-shipments. The less
demanding holding time documentation
requirements for refrigerated hazardous
gasses under the current HMR could
also result in more frequent venting of
GHGs (including nitrous oxide, a potent
GHG) from portable tanks during delays
in transportation. PHMSA also submits
that, as explained at greater length in
Section IV.J., to the extent that there are
any delays arising from inconsistencies
between the HMR and recently updated
international standards, there could also
be adverse impacts from the No Action
Alternative for minority populations,
low-income populations, or other
underserved and other disadvantaged
communities.
Proposed Action Alternative
As explained further in the
discussions in each of the No Action
Alternative above, the preamble, and the
PRIA, PHMSA anticipates the changes
proposed under the Proposed Action
Alternative will maintain the high safety
standards currently achieved under the
HMR. Harmonization of the HMR with
updated international consensus
standards is also expected to capture
economic efficiencies gained from
avoiding shipping delays and
compliance costs associated with having
to comply with divergent U.S. and
international regulatory regimes for
transportation of hazardous materials.
Further, PHMSA expects revision of the
HMR as proposed in the NPRM will
accommodate safe transportation of
emerging technologies (in particular
lithium battery technologies), and
facilitate safe shipment of vaccines and
other hazardous materials critical in
efforts to combat the COVID–19 public
health emergency.
PHMSA acknowledges that the
Proposed Action Alternative could
introduce risks to public safety and the
environment from authorization of
shipments of hazardous materials
pursuant to temporary certificates
issued by Transport Canada. As
explained in the above discussion of the
No Action Alternative, PHMSA
understands that risk to be largely
theoretical; PHMSA is unaware of
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evidence that hazardous material
incidents have occurred as a result of or
under the authority of temporary
certificates. Further, PHMSA notes that
the suite of other factors (including
Transport Canada’s review process,
certificate terms and conditions, and
otherwise applicable regulatory
requirements of the TDG Regulations
and the HMR) would mitigate residual
risks to public safety and the
environment.
PHMSA expects that Proposed Action
Alternative could realize modest
reductions in GHG emissions. Because
PHMSA expects the differences between
the HMR and international standards for
transportation of hazardous materials
could result in delays or interruptions,
PHMSA anticipates that the No Action
Alternative could result in modestly
higher GHG emissions from some
combination of (1) transfer of delayed
hazardous materials to and from interim
storage, (2) return of improperly
shipped materials to their point of
origin, or (3) re-shipment of returned
materials. The Proposed Action
Alternative avoids those risks resulting
from divergence of the HMR from
updated international standards.
PHMSA notes, however, that it is unable
to quantify any GHG emissions benefits
because of the difficulty in identifying
the precise quantity or characteristics of
such interim storage or returns/reshipments. PHMSA also noted that the
less demanding holding time
documentation requirements for
refrigerated hazardous gasses under the
current HMR could also result in more
frequent venting of GHGs (including
nitrous oxide, a potent GHG) from
portable tanks during delays in
transportation than would occur under
the Proposed Action Alternative. Lastly,
PHMSA also submits that, as explained
at greater length in Section IV.J., the
Proposed Action Alternative would
avoid any delayed or interrupted
shipments arising from the divergence
of the HMR from updated international
standards under the No Action
Alternative that could result in adverse
impacts for minority populations, lowincome populations, or other
underserved and other disadvantaged
communities.
4. Agencies Consulted
PHMSA has coordinated with the
Federal Aviation Administration, the
Federal Motor Carrier Safety
Administration, the Federal Railroad
Administration, and the U.S. Coast
Guard in the development of this
proposed rule. PHMSA solicits, and will
consider, comments on the NPRM’s
potential impacts on the human
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environment submitted by members of
the public, state and local governments,
tribal communities and industry.
5. Proposed Finding of No Significant
Impact
PHMSA expects the adoption of the
Proposed Action Alternative’s
regulatory amendments will maintain
the HMR’s current high level of safety
for shipments of hazardous materials
transported by highway, rail, aircraft,
and vessel, and as such finds the HMR
amendments in the NPRM would have
no significant impact on the human
environment. PHMSA expects that the
Proposed Action Alternative will avoid
adverse safety, environmental justice,
and GHG emissions impacts of the No
Action Alternative. Furthermore, based
on PHMSA’s analysis of these
provisions described above, PHMSA
proposes to find that codification and
implementation of this rule would not
result in a significant impact to the
human environment.
PHMSA welcomes any views, data, or
information related to environmental
impacts that may result from NPRM’s
proposed requirements, the No Action
Alternative, and other viable
alternatives and their environmental
impacts.
J. Environmental Justice
DOT Order 5610.2C (Department of
Transportation Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’) and Executive Orders
12898 (‘‘Federal Actions to Address
Environmental Justice in Minority
Populations and Low-Income
Populations’’),39 13985 (‘‘Advancing
Racial Equity and Support for
Underserved Communities Through the
Federal Government’’),40 13990
(‘‘Protecting Public Health and the
Environment and Restoring Science To
Tackle the Climate Crisis’’),41 and 14008
(‘‘Tackling the Climate Crisis at Home
and Abroad’’) 42 require DOT agencies to
achieve environmental justice as part of
their mission by identifying and
addressing, as appropriate,
disproportionately high and adverse
human health or environmental effects,
including interrelated social and
economic effects of their programs,
policies, and activities on minority
populations, low-income populations,
and other underserved and
disadvantaged communities.
39 59
FR 7629 (Feb. 11, 1994).
FR 7009 (Jan. 20, 2021).
41 86 FR 7037 (Jan. 20, 2021).
42 86 FR 7619 (Feb. 1, 2021).
40 86
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PHMSA has evaluated this proposed
rule under the above Executive Orders
and DOT Order 5610.2C. PHMSA does
not expect the proposed rule, if
finalized, to cause disproportionately
high and adverse human health and
environmental effects on minority, lowincome, underserved, and other
disadvantaged populations and
communities. The rulemaking is facially
neutral and national in scope; it is
neither directed toward a particular
population, region, or community, nor
is it expected to adversely impact any
particular population, region, or
community. And because PHMSA
expects the rulemaking would not
adversely affect the safe transportation
of hazardous materials generally,
PHMSA does not expect the proposed
revisions would entail
disproportionately high adverse risks for
minority populations, low-income
populations, or other underserved and
other disadvantaged communities.
PHMSA submits that the proposed
rulemaking could in fact reduce risks to
minority populations, low-income
populations, or other underserved and
other disadvantaged communities.
Because the proposed HMR
amendments could avoid the release of
hazardous materials and reduce the
frequency of delays and returned/
resubmitted shipments of hazardous
materials resulting from conflict
between the current HMR and updated
international standards, the proposed
rule could reduce risks to populations
and communities—including any
minority, low-income, underserved and
other disadvantaged populations and
communities—in the vicinity of interim
storage sites and transportation arteries
and hubs. Additionally, as explained in
the above discussion of NEPA, PHMSA
expects that its proposed HMR
amendments will yield modest GHG
emissions reductions, thereby reducing
the risks posed by anthropogenic
climate change to minority, low-income,
underserved, and other disadvantaged
populations and communities.
PHMSA solicits comment from
minority, low-income, underserved, and
other disadvantaged populations and
communities on potential impacts of the
proposed rulemaking.
K. Privacy Act
In accordance with 5 U.S.C. 553(c),
DOT solicits comments from the public
to better inform its rulemaking process.
DOT posts these comments, without
edit, including any personal information
the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS). DOT’s complete Privacy Act
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Statement is in the Federal Register
published on April 11, 2000,43 or on
DOT’s website at https://www.dot.gov/
privacy.
L. Executive Order 13609 and
International Trade Analysis
Executive Order 13609 (‘‘Promoting
International Regulatory
Cooperation’’) 44 requires that agencies
consider whether the impacts associated
with significant variations between
domestic and international regulatory
approaches are unnecessary or may
impair the ability of American business
to export and compete internationally.
In meeting shared challenges involving
health, safety, labor, security,
environmental, and other issues,
international regulatory cooperation can
identify approaches that are at least as
protective as those that are or would be
adopted in the absence of such
cooperation. International regulatory
cooperation can also reduce, eliminate,
or prevent unnecessary differences in
regulatory requirements.
Similarly, the Trade Agreements Act
of 1979 (Pub. L. 96–39), as amended by
the Uruguay Round Agreements Act
(Pub. L. 103–465) (as amended, the
Trade Agreements Act), prohibits
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Pursuant to the Trade
Agreements Act, the establishment of
standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standards have a legitimate
domestic objective, such as providing
for safety, and do not operate to exclude
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
PHMSA participates in the
establishment of international standards
to protect the safety of the American
public, and it has assessed the effects of
the proposed rule to ensure that it does
not cause unnecessary obstacles to
foreign trade. In fact, the proposed rule
is expected to facilitate international
trade by harmonizing U.S. and
international requirements for the
transportation of hazardous materials so
as to reduce regulatory burdens and
minimize delays arising from having to
comply with divergent regulatory
requirements. Accordingly, this
rulemaking is consistent with Executive
43 65
44 77
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FR 26413 (May. 4, 2012).
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43879
Order 13609 and PHMSA’s obligations
under the Trade Agreements Act.
M. National Technology Transfer and
Advancement Act
The NTTAA directs federal agencies
to use voluntary consensus standards in
their regulatory activities unless doing
so would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specification
of materials, test methods, or
performance requirements) that are
developed or adopted by voluntary
consensus standard bodies. This
rulemaking involves multiple voluntary
consensus standards which are
discussed at length in the discussion on
§ 171.7. See Section 171.7 of the
Section-by-Section Review for further
details.
N. Executive Order 13211
Executive Order 13211 (‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use’’) 45 requires
Federal agencies to prepare a Statement
of Energy Effects for any ‘‘significant
energy action.’’ Executive Order 13211
defines a ‘‘significant energy action’’ as
any action by an agency (normally
published in the Federal Register) that
promulgates, or is expected to lead to
the promulgation of, a final rule or
regulation that (1)(i) is a significant
regulatory action under Executive Order
12866 or any successor order and (ii) is
likely to have a significant adverse effect
on the supply, distribution, or use of
energy (including a shortfall in supply,
price increases, and increased use of
foreign supplies); or (2) is designated by
the Administrator of the Office of
Information and Regulatory Affairs
(OIRA) as a significant energy action.
This proposed rule is not a significant
action under Executive Order 12866,
nor is it expected to have an annual
effect on the economy of $100 million.
Further, this action is not expected to
have a significant adverse effect on the
supply, distribution, or use of energy in
the United States. The Administrator of
OIRA has not designated the proposed
rule as a significant energy action. For
additional discussion of the anticipated
economic impact of this rulemaking,
please review the PRIA posted in the
rulemaking docket.
List of Subjects
49 CFR Part 171
Exports, Hazardous materials
transportation, Hazardous waste,
Imports, Incorporation by reference,
45 66
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Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Incorporation by reference, Labeling,
Markings, Packaging and containers,
Reporting and recordkeeping
requirements.
49 CFR Part 173
Hazardous materials transportation,
Incorporation by reference, Packaging
and containers, Radioactive materials,
Reporting and recordkeeping
requirements, Uranium.
49 CFR Part 175
Air carriers, Hazardous materials
transportation, Radioactive materials,
Reporting and recordkeeping
requirements.
49 CFR Part 176
Maritime carriers, Hazardous
materials transportation, Incorporation
by reference, Radioactive materials,
Reporting and recordkeeping
requirements.
49 CFR Part 178
Hazardous materials transportation,
Incorporation by reference, Motor
vehicle safety, Packaging and
containers, Reporting and recordkeeping
requirements.
49 CFR Part 180
Hazardous materials transportation,
Motor carriers, Motor vehicle safety,
Packaging and containers, Railroad
safety, Reporting and recordkeeping
requirements.
In consideration of the foregoing,
PHMSA proposes to amend 49 CFR
chapter I as follows:
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
1. The authority citation for part 171
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701;
Pub. L. 101–410 section 4; Pub. L. 104–134,
section 31001; Pub. L. 114–74 section 4 (28
U.S.C. 2461 note); 49 CFR 1.81 and 1.97.
2. Amend § 171.7 by:
a. Revising paragraphs (s)(1), (t)(1),
and (v)(2);
■ b. Revising paragraphs (w)(38)
through (77) and adding paragraphs
(w)(78) through (81); and
■ c. Revising paragraphs (aa)(3), and
(dd)(1) through (4).
The revisions and additions read as
follows:
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■
■
§ 171.7
*
*
Reference Material.
*
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*
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(s) * * *
(1) IAEA Regulations for the Safe
Transport of Radioactive Material,
Safety Standards Series No. SSR–6
(Rev.1), 2018 Edition, into §§ 171.22;
171.23; 171.26; 173.415; 173.416;
173.417; 173.435; 173.473.
*
*
*
*
*
(t) * * *
(1) Technical Instructions for the Safe
Transport of Dangerous Goods by Air
(ICAO Technical Instructions), 2021–
2022 Edition, copyright 2020 into
§§ 171.8; 171.22; 171.23; 171.24;
172.101; 172.202; 172.401; 172.407;
172.512; 172.519; 172.602; 173.56;
173.320; 175.10, 175.33; 178.3.
*
*
*
*
*
(v) * * *
(2) International Maritime Dangerous
Goods Code (IMDG Code), Incorporating
Amendment 40–20 (English Edition),
Volumes 1 and 2, 2020 Edition, into
§§ 171.22; 171.23; 171.25; 172.101;
172.202; 172.203 172.401; 172.407;
172.502; 172.519; 172.602; 173.21;
173.56; 176.2; 176.5; 176.11; 176.27;
176.30; 176.83; 176.84; 176.140;
176.720; 176.906; 178.3; 178.274.
(w) * * *
(38) ISO 10156:2017(E), Gas
cylinders—Gases and gas mixtures—
Determination of fire potential and
oxidizing ability for the selection of
cylinder valve outlets, Fourth edition,
2017–07–01, into § 173.115.
(39) ISO 10297:1999(E), Gas
cylinders—Refillable gas cylinder
valves—Specification and type testing,
First Edition, 1995–05–01, into
§§ 173.301b; 178.71.
(40) ISO 10297:2006(E), Transportable
gas cylinders—Cylinder valves—
Specification and type testing, Second
Edition, 2006–01–15, into §§ 173.301b;
178.71.
(41) ISO 10297:2014(E), Gas
cylinders—Cylinder valves—
Specification and type testing, Third
Edition, 2014–07–15, into §§ 173.301b;
178.71.
(42) ISO 10297:2014/Amd 1:2017(E),
Gas cylinders—Cylinder valves—
Specification and type testing—
Amendment 1: Pressure drums and
tubes, Third Edition, 2017–03, into
§§ 173.301b; 178.71.
(43) ISO 10461:2005(E), Gas
cylinders—Seamless aluminum-alloy
gas cylinders—Periodic inspection and
testing, Second Edition, 2005–02–15
and Amendment 1, 2006–07–15, into
§ 180.207.
(44) ISO 10462:2013(E), Gas
cylinders—Acetylene cylinders—
Periodic inspection and maintenance,
Third edition, 2013–12–15, into
§ 180.207.
PO 00000
Frm 00038
Fmt 4701
Sfmt 4702
(45) ISO 10692–2:2001(E), Gas
cylinders—Gas cylinder valve
connections for use in the microelectronics industry—Part 2:
Specification and type testing for valve
to cylinder connections, First Edition,
2001–08–01, into §§ 173.40; 173.302c.
(46) ISO 11114–1:2012(E), Gas
cylinders—Compatibility of cylinder
and valve materials with gas contents—
Part 1: Metallic materials, Second
edition, 2012–03–15, into §§ 172.102;
173.301b; 178.71.
(47) ISO 11114–1:2012/Amd
1:2017(E), Gas cylinders—Compatibility
of cylinder and valve materials with gas
contents—Part 1: Metallic materials—
Amendment 1, Second Edition, 2017–
01–01, into §§ 172.102, 173.301b,
178.71.
(48) ISO 11114–2:2013(E), Gas
cylinders—Compatibility of cylinder
and valve materials with gas contents—
Part 2: Non-metallic materials, Second
edition, 2013–04–01, into §§ 173.301b;
178.71.
(49) ISO 11117:1998(E): Gas
cylinders—Valve protection caps and
valve guards for industrial and medical
gas cylinders—Design, construction and
tests, First edition, 1998–08–01, into
§ 173.301b.
(50) ISO 11117:2008(E): Gas
cylinders—Valve protection caps and
valve guards—Design, construction and
tests, Second edition, 2008–09–01, into
§ 173.301b.
(51) ISO 11117:2008/Cor.1:2009(E):
Gas cylinders—Valve protection caps
and valve guards—Design, construction
and tests, Technical Corrigendum 1,
2009–05–01, into § 173.301b.
(52) ISO 11118(E), Gas cylinders—
Non-refillable metallic gas cylinders—
Specification and test methods, First
edition, October 1999, into § 178.71.
(53) ISO 11118:2015(E), Gas
cylinders—Non-refillable metallic gas
cylinders—Specification and test
methods, Second edition, 2015–09–15,
into § 178.71.
(54) ISO 11119–1(E), Gas cylinders—
Gas cylinders of composite
construction—Specification and test
methods—Part 1: Hoop-wrapped
composite gas cylinders, First edition,
May 2002, into § 178.71.
(55) ISO 11119–1:2012(E), Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing— Part 1: Hoop
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 L, Second
edition, 2012–08–01, into §§ 178.71;
178.75.
(56) ISO 11119–2(E), Gas cylinders—
Gas cylinders of composite
construction—Specification and test
methods—Part 2: Fully wrapped fibre
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reinforced composite gas cylinders with
load-sharing metal liners, First edition,
May 2002, into § 178.71.
(57) ISO 11119–2:2012(E), Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 2: Fully
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 l with
load-sharing metal liners, Second
edition, 2012–07–15, into §§ 178.71;
178.75.
(58) ISO 11119–2:2012/
Amd.1:2014(E), Gas cylinders—
Refillable composite gas cylinders and
tubes—Design, construction and
testing—Part 2: Fully wrapped fibre
reinforced composite gas cylinders and
tubes up to 450 l with load-sharing
metal liners, Amendment 1, 2014–08–
15, into §§ 178.71; 178.75.
(59) ISO 11119–3(E), Gas cylinders of
composite construction—Specification
and test methods—Part 3: Fully
wrapped fibre reinforced composite gas
cylinders with non-load-sharing
metallic or non-metallic liners, First
edition, September 2002, into § 178.71.
(60) ISO 11119–3:2013(E), Gas
cylinders— Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 3: Fully
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 l with
non-load-sharing metallic or nonmetallic liners, Second edition, 2013–
04–15, into §§ 178.71; 178.75.
(61) ISO 11119–4:2016(E), Gas
cylinders—Refillable composite gas
cylinders—Design, construction and
testing—Part 4: Fully wrapped fibre
reinforced composite gas cylinders up to
150 l with load-sharing welded metallic
liners, First Edition, 2016–02–01, into
§ 178.71; 178.75.
(62) ISO 11120 (E), Gas cylinders—
Refillable seamless steel tubes for
compressed gas transport, of water
capacity between 150 l and 3000 l—
Design, construction and testing, First
edition, 1999–03, into §§ 178.71; 178.75.
(63) ISO 11120:2015(E), Gas
cylinders—Refillable seamless steel
tubes of water capacity between 150 l
and 3000 l—Design, construction and
testing, Second Edition, 2015–02–01,
into §§ 178.71; 178.75.
(64) ISO 11513:2011(E), Gas
cylinders—Refillable welded steel
cylinders containing materials for subatmospheric gas packaging (excluding
acetylene)—Design, construction,
testing, use and periodic inspection,
First edition, 2011–09–12, into
§§ 173.302c; 178.71; 180.207.
(65) ISO 11621(E), Gas cylinders—
Procedures for change of gas service,
First edition, April 1997, into
§§ 173.302, 173.336, 173.337.
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(66) ISO 11623(E), Transportable gas
cylinders—Periodic inspection and
testing of composite gas cylinders, First
edition, March 2002, into § 180.207.
(67) ISO 11623(E), Transportable gas
cylinders—Periodic inspection and
testing of composite gas cylinders,
Second edition, 2015–12–01, into
§ 180.207.
(68) ISO 13340:2001(E), Transportable
gas cylinders—Cylinder valves for nonrefillable cylinders—Specification and
prototype testing, First edition, 2004–
04–01, into §§ 173.301b; 178.71.
(69) ISO 13736:2008(E),
Determination of flash point—Abel
closed-cup method, Second Edition,
2008–09–15, into § 173.120.
(70) ISO 14246:2014(E), Gas
cylinders—Cylinder valves—
Manufacturing tests and examination,
Second Edition, 2014–06–15, into
§ 178.71.
(71) ISO 14246:2014/Amd 1:2017(E),
Gas cylinders—Cylinder valves—
Manufacturing tests and examinations
–Amendment 1, Second Edition, 2017–
06–01, into § 178.71.
(72) ISO 16111:2008(E), Transportable
gas storage devices—Hydrogen absorbed
in reversible metal hydride, First
Edition, 2008–11–15, into §§ 173.301b;
173.311; 178.71.
(73) ISO 16148:2016(E), Gas
cylinders—Refillable seamless steel gas
cylinders and tubes—Acoustic emission
examination (AT) and follow-up
ultrasonic examination (UT) for periodic
inspection and testing, Second Edition,
2016–04–15, into § 180.207.
(74) ISO 17871:2015(E), Gas
cylinders—Quick-release cylinder
valves—Specification and type testing,
First Edition, 2015–08–15, into
§ 173.301.
(75) ISO 17879: 2017(E), Gas
cylinders—Self-closing cylinder
valves—Specification and type testing,
First Edition, 2017–07–01, into
§§ 173.301b and 178.71.
(76) ISO 18172–1:2007(E), Gas
cylinders—Refillable welded stainless
steel cylinders—Part 1: Test pressure 6
MPa and below, First Edition, 2007–03–
01, into § 178.71.
(77) ISO 20475:2018(E), Gas
cylinders—Cylinder bundles—Periodic
inspection and testing, First Edition,
2018–02–01, into § 180.207.
(78) ISO 20703:2006(E), Gas
cylinders—Refillable welded
aluminum-alloy cylinders—Design,
construction and testing, First Edition,
2006–05–01, into § 178.71.
(79) ISO 21172–1:2015(E), Gas
cylinders—Welded steel pressure drums
up to 3 000 litres capacity for the
transport of gases—Design and
construction—Part 1: Capacities up to
PO 00000
Frm 00039
Fmt 4701
Sfmt 4702
43881
1000 litres, First edition, 2015–04–01,
into § 178.71.
(80) ISO 22434:2006(E), Transportable
gas cylinders—Inspection and
maintenance of cylinder valves, First
Edition, 2006–09–01, into § 180.207.
(81) ISO/TR 11364:2012(E), Gas
cylinders—Compilation of national and
international valve system/gas cylinder
neck threads and their identification
and marking system, First Edition,
2012–12–01, into § 178.71.
*
*
*
*
*
(aa) * * *
(3) Test No. 431: In Vitro Skin
Corrosion: Reconstructed Human
Epidermis (RHE) Test Method, OECD
Guidelines for the Testing of Chemicals,
29 July 2016, into § 173.137.
*
*
*
*
*
(dd) * * *
(1) UN Recommendations on the
Transport of Dangerous Goods, Model
Regulations (UN Recommendations),
21st revised edition, Volumes I and II,
ST/SG/AC.10.1/21/Rev.21, (2019), into
§§ 171.8; 171.12; 172.202; 172.401;
172.407; 172.502; 172.519; 173.22;
173.24; 173.24b; 173.40; 173.56;
173.192; 173.302b; 173.304b; 178.75;
178.274.
(2) Manual of Tests and Criteria, 7th
revised edition, ST/SG/AC.10/11/Rev.7
(2019), into §§ 171.24, 172.102; 173.21;
173.56; 173.57; 173.58; 173.60; 173.115;
173.124; 173.125; 173.127; 173.128;
173.137; 173.185; 173.220; 173.221;
173.224; 173.225; 173.232; part 173,
appendix H; 175.10; 176.905; 178.274.
(3) Globally Harmonized System of
Classification and Labelling of
Chemicals (GHS), 8th revised edition,
ST/SG/AC.10/30/Rev.8 (2019), into
§ 172.401.
(4) ECE/TRANS/300 (Vol. I and II),
Agreement concerning the International
Carriage of Dangerous Goods by Road
(ADR), copyright 2020, into § 171.23.
*
*
*
*
*
■ 3. In § 171.8, the definitions for
‘‘SADT’’ and ‘‘SAPT’’ are revised to read
as follows:
§ 171.8
Definitions and abbreviations.
*
*
*
*
*
SADT means self-accelerated
decomposition temperature and is the
lowest temperature at which selfaccelerating decomposition may occur
in a substance in the packaging, IBC, or
portable tank offered for transport. See
also § 173.21(f) of this subchapter.
*
*
*
*
*
SAPT means self-accelerated
polymerization temperature and is the
lowest temperature at which selfaccelerating polymerization may occur
with a substance in the packaging, IBC,
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Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
or portable tank as offered for transport.
See also § 173.21(f) of this subchapter.
This definition will be effective until
January 2, 2023.
*
*
*
*
*
■ 4. In § 171.12, paragraph (a)(1) is
revised to read as follows:
§ 171.12
North American Shipments.
jbell on DSKJLSW7X2PROD with PROPOSALS4
(a) * * *
(1) A hazardous material transported
from Canada to the United States, from
the United States to Canada, or
transiting the United States to Canada or
a foreign destination may be offered for
transportation or transported by motor
carrier and rail in accordance with the
Transport Canada TDG Regulations
(IBR, see § 171.7), an equivalency
certificate (permit for equivalent level of
safety), or a temporary certificate
(permit in support of public interest)
issued by Transport Canada as an
alternative to the TDG Regulations, as
authorized in § 171.22, provided the
requirements in §§ 171.22 and 171.23,
as applicable, and this section are met.
In addition, a cylinder, pressure drum,
MEGC, cargo tank motor vehicle,
portable tank or rail tank car authorized
by the Transport Canada TDG
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Regulations may be used for
transportation to, from, or within the
United States provided the cylinder,
pressure drum, MEGC, cargo tank motor
vehicle, portable tank, or rail tank car
conforms to the applicable requirements
of this section. Except as otherwise
provided in this subpart and subpart C
of this part, the requirements in parts
172, 173, and 178 of this subchapter do
not apply for a material transported in
accordance with the Transport Canada
TDG Regulations.
*
*
*
*
*
■ 5. In § 171.23, paragraph (a)(3) is
revised to read as follows:
§ 171.23 Requirements for specific
materials and packagings transported
under the ICAO Technical Instructions,
IMDG Code, Transport Canada TDG
Regulations, or the IAEA Regulations.
(a) * * *
(3) Pi-marked pressure receptacles.
Pressure receptacles that are marked
with a pi mark in accordance with the
European Directive 2010/35/EU (IBR,
see § 171.7) on transportable pressure
equipment (TPED) and that comply with
the requirements of Packing Instruction
P200 or P208 and 6.2 of the ADR (IBR,
see § 171.7) concerning pressure relief
PO 00000
Frm 00040
Fmt 4701
Sfmt 4702
device use, test period, filling ratios, test
pressure, maximum working pressure,
and material compatibility for the lading
contained or gas being filled, are
authorized as follows:
*
*
*
*
*
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, TRAINING
REQUIREMENTS, AND SECURITY
PLANS
6. The authority citation for part 172
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81, 1.96 and 1.97.
7. In § 172.101, The Hazardous
Materials Table is amended by removing
the entries under ‘‘[REMOVE],’’ by
adding the entries under ‘‘[ADD,]’’ and
by revising entries under ‘‘[REVISE]’’ in
the appropriate alphabetical sequence.
The additions and revisions read as
follows:
■
§ 172.101 Purpose and use of the
hazardous materials table.
*
E:\FR\FM\10AUP4.SGM
*
*
10AUP4
*
*
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(1)
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E:\FR\FM\10AUP4.SGM
methacrylate,
10AUP4
[REVISE]
Fuel system components (including
fuel control units (FCU), carburetors, fuel lines, fuel pumps) see
Dangerous Goods in Apparatus or
Dangerous Goods in Articles or
Dangerous Goods in Machinery.
Medical waste, category A, affecting
humans, solid or Medical waste,
category A, affecting animals only,
solid.
Regulated medical waste, n.o.s. or
Clinical waste, unspecified, n.o.s. or
(BIO) Medical waste, n.o.s. or Biomedical waste, n.o.s., or Medical
Waste n.o.s..
2-Dimethylaminoethyl
stabilized.
Detonators, electronic programmable
for blasting.
Detonators, electronic programmable
for blasting.
Detonators, electronic programmable
for blasting.
Dangerous goods in articles or Dangerous goods in machinery or Dangerous goods in apparatus.
Battery-powered vehicle or Batterypowered equipment.
[ADD]
2-Dimethylaminoethyl methacrylate ....
Fuel system components (including
fuel control units (FCU), carburetors, fuel lines, fuel pumps) see
Dangerous Goods in Apparatus or
Dangerous Goods in Machinery.
Regulated medical waste, n.o.s. or
Clinical waste, unspecified, n.o.s. or
(BIO) Medical waste, n.o.s. or Biomedical waste, n.o.s., or Medical
Waste n.o.s..
Dangerous Goods in Machinery or
Dangerous Goods in Apparatus.
Battery-powered vehicle or Batterypowered equipment.
[REMOVE]
Hazardous materials descriptions and
proper shipping names
Symbols
jbell on DSKJLSW7X2PROD with PROPOSALS4
UN0513
UN2522
1.4S
*
6.1
*
......................
UN3291
6.2
*
......................
UN3549
*
*
II ...................
......................
......................
*
......................
*
......................
*
......................
*
II ...................
*
II ...................
*
......................
*
......................
(5)
PG
6.2
*
UN0512
UN3363
UN3171
1.4B
9
9
UN3291
UN0511
*
*
*
6.2
UN2522
*
6.1
UN3171
UN3363
9
9
*
*
(4)
Identification
No.
*
1.1B
(3)
Hazard
class or
division
*
6.2 ................
6.2 ................
*
*
6.1 ................
1.4S .............
1.4B .............
*
1.1B .............
*
......................
*
9 ...................
*
6.2 ................
*
6.1 ................
*
......................
*
9 ...................
(6)
Label codes
*
41, 337, A13 ...............
131, 430 .....................
*
*
387, IB2, T7, TP2 .......
148, 347 .....................
103 .............................
*
148 .............................
*
136, A105 ...................
*
134, 360 .....................
*
41, 337, A13 ...............
*
IB2, T7, TP2 ...............
*
136, A105 ...................
*
134 .............................
(7)
Special Provisions
(§ 172.102)
*
134 ...............
......................
*
*
153 ...............
63(f), 63(g) ...
63(f), 63(g) ...
*
63(f), 63(g) ...
*
None ............
*
220 ...............
*
134 ...............
*
153 ...............
*
None ............
*
220 ...............
(8A)
Exceptions
(8)
*
197 ...............
......................
*
*
202 ...............
62 .................
62 .................
*
62 .................
*
222 ...............
*
220 ...............
*
197 ...............
*
202 ...............
*
222 ...............
*
220 ...............
(8B)
Non-bulk
Packaging
(§ 173.***)
197 ...............
......................
243 ...............
None ............
None ............
None ............
None ............
None ............
197 ...............
243 ...............
None ............
None ............
(8C)
Bulk
*
*
*
*
*
*
*
*
*
*
(9)
No limit ........
......................
5 L ...............
25 kg ............
Forbidden ....
Forbidden ....
See A105 .....
No limit ........
No limit ........
5 L ...............
See A105 .....
No limit ........
(9A)
Passenger
aircraft/rail
No limit ........
......................
60 L .............
100 kg ..........
75 kg ............
Forbidden ....
See A105 .....
No limit ........
No limit ........
60 L .............
See A105 .....
No limit ........
(9B)
Cargo
air-craft only
Quantity limitations
(see §§ 173.27 and 175.75)
(10)
B ..................
......................
B ..................
01 .................
05 .................
05 .................
A ..................
A ..................
B ..................
B ..................
A ..................
A ..................
(10A)
Location
40
40
25
25
25
40
40
(10B)
Other
Vessel stowage
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E:\FR\FM\10AUP4.SGM
10AUP4
Environmentally
hazardous
stance, liquid, n.o.s..
Environmentally
hazardous
stance, solid, n.o.s..
G ..............
sub-
sub-
Dimethyl disulfide ................................
Desensitized explosives, solid, n.o.s.
Articles containing a substance liable
to spontaneous combustion, n.o.s..
Articles containing a substance which
in contact with water emits flammable gases, n.o.s..
Articles containing corrosive substance, n.o.s..
Articles containing flammable gas,
n.o.s..
Articles containing flammable liquid,
n.o.s..
Articles containing flammable solid,
n.o.s..
Articles containing miscellaneous dangerous goods, n.o.s..
Articles containing non-flammable,
non-toxic gas, n.o.s..
Articles containing organic peroxide,
n.o.s..
Articles containing oxidizing substance, n.o.s..
Articles containing toxic gas, n.o.s. ....
Articles containing toxic substance,
n.o.s..
Alkali metal alcoholates, self-heating,
corrosive, n.o.s..
Alcoholates solution, n.o.s., in alcohol
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
G ..............
..................
G ..............
G ..............
(2)
(1)
Aerosols, corrosive, Packing Group II
or III, (each not exceeding 1 L capacity).
Aerosols, flammable, (each not exceeding 1 L capacity).
Aerosols, flammable, n.o.s. (engine
starting fluid) (each not exceeding 1
L capacity).
Aerosols, non-flammable, (each not
exceeding 1 L capacity).
Aerosols, poison, Packing Group III
(each not exceeding 1 L capacity).
Hazardous materials descriptions and
proper shipping names
Symbols
jbell on DSKJLSW7X2PROD with PROPOSALS4
(3)
UN1950
UN1950
UN1950
UN1950
2.1
2.1
2.2
2.2
*
9
9
3
UN3077
UN3082
UN2381
UN3380
*
4.1
*
UN3539
UN3546
UN3544
UN3545
UN3538
UN3548
UN3541
UN3540
UN3537
UN3547
UN3543
2.3
6.1
5.1
5.2
2.2
9
4.1
3
2.1
8
4.3
UN3542
UN3206
*
4.2
*
4.2
UN3274
3
*
UN1950
(4)
Identification
No.
*
2.2
Hazard
class or
division
III ..................
*
III ..................
*
II ...................
*
I ....................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
......................
*
......................
III ..................
*
II ...................
*
II ...................
......................
......................
......................
......................
*
......................
(5)
PG
9 ...................
*
9 ...................
*
3, 6.1 ...........
*
4.1 ................
2.3 ................
6.1 ................
5.1 ................
5.2 ................
2.2 ................
9 ...................
4.1 ................
3 ...................
2.1 ................
8 ...................
4.3 ................
*
4.2 ................
4.2, 8 ...........
*
4.2, 8 ...........
*
3, 8 ..............
2.2, 6.1 ........
2.2 ................
2.1 ................
2.1 ................
*
2.2, 8 ...........
(6)
Label codes
*
8, 146, 173, 335, 441,
IB3,.
T4, TP1, TP29 ............
8, 146, 335, 384, 441,
A112,.
B54, B120, IB8, IP3, ..
N20, N91, T1, TP33 ...
*
IB2, T7, TP2, TP13 ....
*
164, 197, ....................
131, 391 .....................
391 .............................
131, 391 .....................
131, 391 .....................
391 .............................
391 .............................
391 .............................
391 .............................
391 .............................
391 .............................
131, 391 .....................
*
131, 391 .....................
64, A7, IB8, IP3, T1,
TP33, W31.
*
64, A7, IB5, IP2, T3,
TP33, W31.
*
IB2 ..............................
.....................................
.....................................
N82 .............................
N82 .............................
*
A34 .............................
(7)
Special Provisions
(§ 172.102)
155 ...............
*
155 ...............
*
150 ...............
*
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
*
None ............
None ............
*
None ............
*
150 ...............
306 ...............
306 ...............
306 ...............
306 ...............
*
306 ...............
(8A)
Exceptions
(8)
213 ...............
*
203 ...............
*
202 ...............
*
211 ...............
214 ...............
232 ...............
214 ...............
214 ...............
232 ...............
232 ...............
232 ...............
232 ...............
232 ...............
232 ...............
214 ...............
*
214 ...............
213 ...............
*
212 ...............
*
202 ...............
None ............
None ............
304 ...............
None ............
*
None ............
(8B)
Non-bulk
Packaging
(§ 173.***)
240 ...............
241 ...............
242 ...............
None ............
214 ...............
232 ...............
214 ...............
214 ...............
232 ...............
232 ...............
232 ...............
232 ...............
232 ...............
232 ...............
214 ...............
214 ...............
242 ...............
242 ...............
243 ...............
None ............
None ............
None ............
None ............
None ............
(8C)
Bulk
*
*
*
*
*
*
*
(9)
No limit ........
No limit ........
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
25 kg ............
15 kg ............
1 L ...............
Forbidden ....
75 kg ............
Forbidden ....
75 kg ............
75 kg ............
(9A)
Passenger
aircraft/rail
No limit ........
No limit ........
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
Forbidden ....
10 kg ............
50 kg ............
5 L ...............
Forbidden ....
150 kg ..........
150 kg ..........
150 kg ..........
150 kg ..........
(9B)
Cargo
air-craft only
Quantity limitations
(see §§ 173.27 and 175.75)
(10)
A ..................
A ..................
B ..................
D ..................
......................
B ..................
......................
......................
A ..................
A ..................
B ..................
B ..................
D ..................
B ..................
......................
......................
B ..................
B ..................
B ..................
A ..................
A ..................
A ..................
A ..................
A ..................
(10A)
Location
40
28, 36
52
52
52
25, 87, 126,
157
25, 87, 126,
157
25, 87, 126,
157
25, 87, 126,
157
25, 87, 126,
157
(10B)
Other
Vessel stowage
43884
Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
VerDate Sep<11>2014
G ..............
G ..............
Fish meal, stabilized or Fish scrap,
stabilized.
A, W .........
19:16 Aug 09, 2021
Jkt 253001
PO 00000
Frm 00043
Fmt 4701
Sfmt 4702
E:\FR\FM\10AUP4.SGM
10AUP4
Receptacles, small, containing gas or
gas cartridges (flammable) without
release device, not refillable and
not exceeding 1 L capacity.
Receptacles, small, containing gas or
gas cartridges (non-flammable)
without release device, not refillable
and not exceeding 1 L capacity.
Receptacles, small, containing gas or
gas cartridges (oxidizing), without
release device, not refillable and
not exceeding 1 L capacity.
Nitrocellulose, unmodified or plasticized with less than 18 percent
plasticizing substance, by mass.
Nitrocellulose, wetted with not less
than 25 percent alcohol, by mass.
Nitrocellulose with alcohol with not
less than 25 percent alcohol by
mass, and with not more than 12.6
percent nitrogen, by dry mass.
Nitrocellulose with water with not less
than 25 percent water, by mass.
Nitrocellulose, plasticized with not
less than 18 percent plasticizing
substance, by mass.
Nitrocellulose, dry or wetted with less
than 25 percent water (or alcohol),
by mass.
Nitrocellulose, with not more than
12.6 percent nitrogen, by dry mass
mixture with or without plasticizer,
with or without pigment.
Lithium ion batteries including lithium
ion polymer batteries.
Lithium ion batteries contained in
equipment including lithium ion
polymer batteries.
Lithium ion batteries packed with
equipment including lithium ion
polymer batteries.
Lithium metal batteries including lithium alloy batteries.
Lithium metal batteries contained in
equipment including lithium alloy
batteries.
Lithium metal batteries packed with
equipment including lithium alloy
batteries.
Infectious substances, affecting animals only.
Infectious substances, affecting humans.
Gas cartridges, (flammable) without a
release device, non-refillable.
Fibers, vegetable, dry .........................
A, I, W ......
jbell on DSKJLSW7X2PROD with PROPOSALS4
UN2900
*
6.2
UN3091
9
UN2555
UN2037
UN2037
UN2037
4.1
*
2.1
2.2
2.2
UN0342
1.3C
UN2556
UN0341
*
1.1D
4.1
UN0343
UN2557
*
1.3C
4.1
UN0340
UN3091
UN3090
9
9
UN3481
UN3481
9
9
UN3480
9
*
1.1D
*
UN2814
UN2037
*
2.1
6.2
UN2216
UN3360
9
*
*
4.1
......................
......................
*
......................
II ...................
II ...................
......................
*
......................
*
......................
II ...................
*
......................
......................
......................
......................
......................
......................
*
......................
......................
*
......................
*
......................
*
III ..................
*
III ..................
2.2, 5.1 ........
2.2 ................
*
2.1 ................
4.1 ................
4.1 ................
1.3C .............
*
1.1D .............
*
1.3C .............
4.1 ................
*
1.1D .............
9 ...................
9 ...................
9 ...................
9 ...................
9 ...................
*
9 ...................
6.2 ................
*
6.2 ................
*
2.1 ................
*
......................
*
4.1 ................
, A14 ...........................
.....................................
*
.....................................
197, W31 ....................
197, W31 ....................
196 .............................
*
196 .............................
*
196 .............................
44, 197, W31 ..............
*
196 .............................
181, 360, 388, 422,
A54.
181, 360, 388, 422,
A54, A101.
388, 422, A54 .............
181, 360, 388, 422,
A54.
181, 360, 388, 422,
A54.
*
388, 422, A54, A100 ..
A82 .............................
*
A82 .............................
*
.....................................
*
155, IB8, IP3, T1,
TP33.
*
137 .............................
306 ...............
306 ...............
*
306 ...............
151 ...............
151 ...............
None ............
*
None ............
*
None ............
151 ...............
*
None ............
185 ...............
185 ...............
185 ...............
185 ...............
185 ...............
*
185 ...............
134 ...............
*
134 ...............
*
306 ...............
*
155 ...............
*
151 ...............
304 ...............
304 ...............
*
304 ...............
212 ...............
212 ...............
62 .................
*
62 .................
*
62 .................
212 ...............
*
62 .................
185 ...............
185 ...............
185 ...............
185 ...............
185 ...............
*
185 ...............
196 ...............
*
196 ...............
*
304 ...............
*
218 ...............
*
213 ...............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
None ............
185 ...............
185 ...............
185 ...............
185 ...............
185 ...............
185 ...............
None ............
None ............
None ............
218 ...............
240 ...............
*
*
*
*
*
*
*
*
*
1 kg ..............
1 kg ..............
1 kg ..............
15 kg ............
1 kg ..............
Forbidden ....
Forbidden ....
Forbidden ....
1 kg ..............
Forbidden ....
5 kg ..............
5 kg ..............
Forbidden ....
5 kg ..............
5 kg ..............
Forbidden ....
50 mL or 50
g.
50 mL or 50
g.
1 kg ..............
100 kg ..........
Forbidden ....
15 kg ............
15 kg ............
15 kg ............
50 kg ............
15 kg ............
Forbidden ....
Forbidden ....
Forbidden ....
15 kg ............
Forbidden ....
35 kg ............
35 kg ............
35 kg ............
35 kg ............
35 kg ............
35 kg ............
4 L or 4 kg ...
4 L or 4 kg ...
15 kg ............
200 kg ..........
Forbidden ....
B ..................
B ..................
B ..................
E ..................
D ..................
04 .................
04 .................
04 .................
D ..................
04 .................
A ..................
A ..................
A ..................
A ..................
A ..................
A ..................
E ..................
E ..................
B ..................
B ..................
A ..................
40, 157
40, 157
40, 157
28, 36
12, 25, 28,
36
25
25, 27E
25
28, 36
25, 27E
156
156
156
156
156
156
13, 40, 95,
155
13, 40, 95,
155
40, 157
25, 88, 122,
128
Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
43885
Jkt 253001
PO 00000
Water-reactive liquid, n.o.s. ................
G ..............
Sfmt 4702
self-heating,
Fmt 4701
solid,
Water-reactive liquid, n.o.s. ................
Water-reactive liquid, n.o.s. ................
self-heating,
G ..............
G ..............
solid,
G ..............
Frm 00044
G ..............
Water-reactive
n.o.s..
Water-reactive
n.o.s..
Water-reactive
n.o.s..
G ..............
self-heating,
Water-reactive solid, flammable, n.o.s.
G ..............
solid,
Water-reactive solid, flammable, n.o.s.
Water-reactive solid, flammable, n.o.s.
G ..............
G ..............
*
4.3
*
4.3
4.3
4.3
UN3148
UN3148
UN3148
UN3135
UN3135
UN3135
*
4.3
4.3
UN3132
UN3132
UN3132
UN3129
UN3129
UN3129
UN1289
UN1289
UN1431
(4)
Identification
No.
4.3
*
4.3
4.3
*
4.3
4.3
4.3
Water-reactive liquid, corrosive, n.o.s.
Water-reactive liquid, corrosive, n.o.s.
Water-reactive liquid, corrosive, n.o.s.
19:16 Aug 09, 2021
G ..............
G ..............
G ..............
3
3
(3)
Sodium methylate solutions in alcohol
Sodium methylate solutions in alcohol
(2)
(1)
Hazard
class or
division
*
4.2
VerDate Sep<11>2014
Sodium methylate ...............................
Hazardous materials descriptions and
proper shipping names
Symbols
jbell on DSKJLSW7X2PROD with PROPOSALS4
*
III ..................
*
I ....................
II ...................
III ..................
II ...................
*
I ....................
III ..................
*
I ....................
II ...................
*
I ....................
II ...................
III ..................
II ...................
III ..................
*
II ...................
(5)
PG
*
4.3 ................
*
4.3 ................
4.3 ................
4.3, 4.2 ........
4.3, 4.2 ........
*
4.3, 4.2 ........
4.3, 4.1 ........
*
4.3, 4.1 ........
4.3, 4.1 ........
*
4.3, 8 ...........
4.3, 8 ...........
4.3, 8 ...........
3, 8 ..............
3, 8 ..............
*
4.2 ................
(6)
Label codes
*
*
T13, TP2, TP7, W31 ..
IB1, T7, TP2, TP7,
W31.
IB2, T7, TP2, TP7,
W31.
IB5, IP2, T3, TP33,
W31, W40.
IB8, IP4, T1, TP33,
W31.
*
N40, W31 ...................
*
IB4, N40, W31 ............
IB4, T3, TP33, W31,
W40.
IB6, T1, TP33, W31 ...
*
T14, TP2, TP7, TP13
IB1, T11, TP2, TP7 ....
IB2, T7, TP2, TP7 ......
*
A7, A19, IB5, IP2, T3,
TP33, W31.
IB2, T7, TP1, TP8 ......
B1, IB3, T4, TP1 ........
(7)
Special Provisions
(§ 172.102)
*
None ............
*
None ............
None ............
None ............
None ............
*
None ............
151 ...............
*
None ............
151 ...............
*
None ............
None ............
None ............
150 ...............
150 ...............
*
None ............
(8A)
Exceptions
(8)
*
203 ...............
*
201 ...............
202 ...............
213 ...............
212 ...............
*
211 ...............
213 ...............
*
211 ...............
212 ...............
*
201 ...............
202 ...............
203 ...............
202 ...............
203 ...............
*
212 ...............
(8B)
Non-bulk
Packaging
(§ 173.***)
242 ...............
244 ...............
243 ...............
241 ...............
242 ...............
242 ...............
241 ...............
242 ...............
242 ...............
243 ...............
243 ...............
242 ...............
243 ...............
242 ...............
242 ...............
(8C)
Bulk
*
*
*
*
*
*
(9)
5 L ...............
Forbidden ....
1 L ...............
25 kg ............
15 kg ............
Forbidden ....
25 kg ............
Forbidden ....
15 kg ............
Forbidden ....
1 L ...............
5 L ...............
1 L ...............
5 L ...............
15 kg ............
(9A)
Passenger
aircraft/rail
60 L .............
1 L ...............
5 L ...............
100 kg ..........
50 kg ............
15 kg ............
100 kg ..........
15 kg ............
50 kg ............
1 L ...............
5 L ...............
60 L .............
5 L ...............
60 L .............
50 kg ............
(9B)
Cargo
air-craft only
Quantity limitations
(see §§ 173.27 and 175.75)
(10)
E ..................
E ..................
E ..................
E ..................
E ..................
D ..................
E ..................
D ..................
E ..................
D ..................
E ..................
E ..................
B ..................
A ..................
B ..................
(10A)
Location
13, 40, 148
13, 40, 148
13, 40, 148
13, 85, 148
13, 85, 148
13, 148
13, 85, 148
13, 148
13, 85, 148
13,148
13, 85, 148
13, 85, 148
52
52
52
(10B)
Other
Vessel stowage
43886
Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
E:\FR\FM\10AUP4.SGM
10AUP4
Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
*
*
*
*
*
8. In § 172.102:
a. In paragraph (c)(1):
i. Revise special provisions 47, 134,
135, 136, 147, 360, 370, 379(d)(1); and
■ ii. Add special provisions 196, 197,
430, and 441 in numerical order.
■ b. In paragraph (c)(8), remove TP
codes TP39 and TP41.
The additions and revisions read as
follows:
■
■
■
§ 172.102
Special Provisions.
jbell on DSKJLSW7X2PROD with PROPOSALS4
*
*
*
*
*
(c) * * *
(1) * * *
47 Mixtures of solids that are not
subject to this subchapter and
flammable liquids may be transported
under this entry without first applying
the classification criteria of Division 4.1,
provided there is no free liquid visible
at the time the material is loaded or at
the time the packaging or transport unit
is closed. Except when the liquids are
fully absorbed in solid material
contained in sealed bags, for single
packagings, each packaging must
correspond to a design type that has
passed a leakproofness test at the
Packing Group II level. Sealed packets
and articles containing less than 10 mL
of a Class 3 liquid in Packing Group II
or III absorbed onto a solid material are
not subject to this subchapter provided
there is no free liquid in the packet or
article.
*
*
*
*
*
134 This entry applies only to
vehicles powered by wet batteries,
sodium batteries, lithium metal batteries
or lithium ion batteries, and equipment
powered by wet batteries or sodium
batteries that are transported with these
batteries installed. Lithium batteries
installed in a cargo transport unit,
designed only to provide power external
to the transport unit must use the proper
shipping name ‘‘Lithium batteries
installed in cargo transport unit’’ found
in the § 172.101 Hazardous Materials
Table.
a. For the purpose of this special
provision, vehicles are self-propelled
apparatus designed to carry one or more
persons or goods. Examples of such
vehicles are electrically-powered cars,
motorcycles, scooters, three- and fourwheeled vehicles or motorcycles, trucks,
locomotives, bicycles (pedal cycles with
an electric motor) and other vehicles of
this type (e.g., self-balancing vehicles or
vehicles not equipped with at least one
seating position), lawn tractors, selfpropelled farming and construction
equipment, boats, aircraft, wheelchairs
and other mobility aids. This includes
vehicles transported in a packaging. In
this case, some parts of the vehicle may
VerDate Sep<11>2014
19:16 Aug 09, 2021
Jkt 253001
be detached from its frame to fit into the
packaging.
b. Examples of equipment are
lawnmowers, cleaning machines, or
model boats and model aircraft.
Equipment powered by lithium metal
batteries or lithium ion batteries must be
described using the entries ‘‘Lithium
metal batteries contained in equipment’’
or ‘‘Lithium metal batteries packed with
equipment’’ or ‘‘Lithium ion batteries
contained in equipment’’ or ‘‘Lithium
ion batteries packed with equipment,’’
as appropriate.
c. Self-propelled vehicles or
equipment that also contain an internal
combustion engine must be described
using the entries ‘‘Engine, internal
combustion, flammable gas powered’’ or
‘‘Engine, internal combustion,
flammable liquid powered’’ or ‘‘Vehicle,
flammable gas powered’’ or ‘‘Vehicle,
flammable liquid powered,’’ as
appropriate. These entries include
hybrid electric vehicles powered by
both an internal combustion engine and
batteries. Additionally, self-propelled
vehicles or equipment that contain a
fuel cell engine must be described using
the entries ‘‘Engine, fuel cell, flammable
gas powered’’ or ‘‘Engine, fuel cell,
flammable liquid powered’’ or ‘‘Vehicle,
fuel cell, flammable gas powered’’ or
‘‘Vehicle, fuel cell, flammable liquid
powered,’’ as appropriate. These entries
include hybrid electric vehicles
powered by a fuel cell engine, an
internal combustion engine, and
batteries.
135 Internal combustion engines
installed in a vehicle must be described
using ‘‘Vehicle, flammable gas
powered’’ or ‘‘Vehicle, flammable liquid
powered,’’ as appropriate. If a vehicle is
powered by a flammable liquid and a
flammable gas internal combustion
engine, it must be described using
‘‘Vehicle, flammable gas powered.’’ This
includes hybrid electric vehicles
powered by both an internal combustion
engine and wet, sodium or lithium
batteries installed. If a fuel cell engine
is installed in a vehicle, the vehicle
must be described using ‘‘Vehicle, fuel
cell, flammable gas powered’’ or
‘‘Vehicle, fuel cell, flammable liquid
powered,’’ as appropriate. This includes
hybrid electric vehicles powered by a
fuel cell, an internal combustion engine,
and wet, sodium or lithium batteries
installed. For the purpose of this special
provision, vehicles are self-propelled
apparatus designed to carry one or more
persons or goods. Examples of such
vehicles are cars, motorcycles, trucks,
locomotives, scooters, three- and fourwheeled vehicles or motorcycles, lawn
tractors, self-propelled farming and
construction equipment, boats, and
PO 00000
Frm 00045
Fmt 4701
Sfmt 4702
43887
aircraft. Furthermore, lithium batteries
installed in a cargo transport unit,
designed only to provide power external
to the transport unit must be described
using the proper shipping name
‘‘Lithium batteries installed in cargo
transport unit’’ found in the § 172.101
Hazardous Materials Table.
136 This entry applies only to
articles, machinery and apparatus
containing hazardous materials as an
integral element of the article,
machinery, or apparatus. It may not be
used to describe articles, machinery, or
apparatus for which a proper shipping
name exists in the § 172.101 Table.
Except when approved by the Associate
Administrator, these items may only
contain hazardous materials for which
exceptions are referenced in Column (8)
of the § 172.101 Table and are provided
in part 173, subparts D and G, of this
subchapter. Hazardous materials
shipped under this entry are excepted
from the labeling requirements of this
subchapter unless offered for
transportation or transported by aircraft
and are not subject to the placarding
requirements of subpart F of this part.
Orientation markings as described in
§ 172.312(a)(2) are required when liquid
hazardous materials may escape due to
incorrect orientation. The article,
machinery, or apparatus, if unpackaged,
or the packaging in which it is
contained shall be marked ‘‘Dangerous
goods in articles’’ or ‘‘Dangerous goods
in machinery’’ or ‘‘Dangerous goods in
apparatus’’ as appropriate, with the
identification number UN3363. For
transportation by aircraft, articles,
machinery, or apparatus, may not
contain any material forbidden for
transportation by passenger or cargo
aircraft. The Associate Administrator
may except from the requirements of
this subchapter articles, machinery, and
apparatus provided:
a. It is shown that it does not pose a
significant risk in transportation;
b. The quantities of hazardous
materials do not exceed those specified
in § 173.4a of this subchapter; and
c. The equipment, and machinery or
apparatus articles conforms with
§ 173.222 of this subchapter.
*
*
*
*
*
147 This entry applies to nonsensitized emulsions, suspensions, and
gels consisting primarily of a mixture of
ammonium nitrate and fuel, intended to
produce a Type E blasting explosive
only after further processing prior to
use. The mixture for emulsions typically
has the following composition: 60–85%
ammonium nitrate; 5–30% water; 2–8%
fuel; 0.5–4% emulsifier or thickening
agent; 0–10% soluble flame
E:\FR\FM\10AUP4.SGM
10AUP4
jbell on DSKJLSW7X2PROD with PROPOSALS4
43888
Federal Register / Vol. 86, No. 151 / Tuesday, August 10, 2021 / Proposed Rules
suppressants; and trace additives. Other
inorganic nitrate salts may replace part
of the ammonium nitrate. The mixture
for suspensions and gels typically has
the following composition: 60–85%
ammonium nitrate; 0–5% sodium or
potassium perchlorate; 0–17%
hexamine nitrate or monomethylamine
nitrate; 5–30% water; 2– 15% fuel; 0.5–
4% thickening agent; 0–10% soluble
flame suppressants; and trace additives.
Other inorganic nitrate salts may replace
part of the ammonium nitrate. These
substances must satisfy the criteria for
classification as an ammonium nitrate
emulsion of Test Series 8 of the UN
Manual of Tests and Criteria, Part I,
Section 18 (IBR, see § 171.7 of this
subchapter), and may not be classified
and transported unless approved by the
Associate Administrator.
*
*
*
*
*
196 The nitrocellulose must meet
the criteria of the Bergmann-Junk test or
methyl violet paper test in the UN
Manual of Tests and Criteria, Appendix
10 (IBR, see § 171.7 of this subchapter).
Test of type 3(c) is not required.
197 The nitrocellulose must meet
the criteria of the Bergmann-Junk test or
methyl violet paper test in the UN
Manual of Tests and Criteria, Appendix
10 (IBR, see § 171.7 of this subchapter).
*
*
*
*
*
360 Vehicles powered only by
lithium batteries must be described
using ‘‘UN3171, Battery-powered
vehicle.’’ Lithium batteries installed in
a cargo transport unit, designed only to
provide power external to the transport
unit must be described using ‘‘UN3536,
Lithium batteries installed in a cargo
transport unit.’’
*
*
*
*
*
370 This entry also applies to
ammonium nitrate with not more than
0.2% combustible substances, including
any organic substance calculated as
carbon. To the exclusion of any added
substance, that gives a positive result
when tested in accordance with Test
Series 2 of the UN Manual of Tests and
Criteria, Part I (IBR; see § 171.7 of this
subchapter). See also UN1942 in the
§ 172.101 Hazardous Materials Table.
This entry may not be used for
ammonium nitrate for which a proper
shipping name already exists in the
§ 172.101 Hazardous Materials Table,
including ammonium nitrate mixed
with fuel oil or any other commercial
grade of ammonium nitrate (e.g.,
ammonium nitrate fertilizer).
*
*
*
*
*
379 * * *
d. * * *
(1) Receptacles shall be made of a
material compatible with ammonia as
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specified in ISO 11114–1:2012(E) and
ISO 11114–1:2012/Amd 1:2017(E) (IBR,
see § 171.7 of this subchapter);
*
*
*
*
*
430 This entry shall only be used for
solid medical waste of Category A
transported for disposal.
*
*
*
*
*
441 For marine pollutants
transported under ‘‘UN3077,
Environmentally hazardous substance,
solid, n.o.s.’’ or ‘‘UN3082,
Environmentally hazardous substance,
solid, n.o.s.’’ and for purposes of
shipping paper and package marking
requirements, the technical name used
in association with the basic description
may be a proper shipping name listed in
the § 172.101 Hazardous Material Table;
provided that the name chosen is not
also an entry that includes ‘‘n.o.s.’’ as a
part of the name or one that has a ‘‘G’’
in column (1) of the table.
*
*
*
*
*
■ 9. In § 172.203, revise the first
sentence of paragraph (i)(2), revise
paragraph (l)(1), and add paragraphs
(i)(4) and (q) to read as follows:
§ 172.203 Additional description
requirements.
*
*
*
*
*
(i) * * *
(2) A minimum flashpoint, if 60 °C
(140 °F) or below (in °C closed cup
(c.c.)), in association with the basic
description, for Class 3 flammable
liquid materials (as a primary or
subsidiary hazard). * * *
*
*
*
*
*
(4) For lithium cells or batteries
transported in accordance with
§ 173.185(f), ‘‘DAMAGED/DEFECTIVE’’;
and for lithium cells or batteries
transported for purposes of disposal or
recycling, ‘‘LITHIUM BATTERIES FOR
DISPOSAL’’ or ‘‘LITHIUM BATTERIES
FOR RECYCLING’’, as appropriate.
*
*
*
*
*
(l) * * *
(1) For a proper shipping name used
to describe a hazardous material that is
a marine pollutant, either assigned the
letter ‘‘G’’ in column (1) of the § 172.101
hazardous materials table or that
contains the text ‘‘n.o.s.’’, the name of
the component that makes the material
a marine pollutant must appear in
parentheses in association with the
basic description. Where two or more
components that make the material a
marine pollutant are present, the names
of at least two of the components most
predominantly contributing to the
marine pollutant designation must
appear in parentheses in association
with the basic description. For material
described using ‘‘UN3077,
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Environmentally hazardous substance,
solid, n.o.s.’’ and ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.,’’ see § 172.102(c)(1),
special provision 441 for additional
provisions.
*
*
*
*
*
(q) Holding time. The date at which
the actual holding time ends, as
calculated in accordance with
§ 178.338–9, must be provided on the
shipping paper in association with the
basic description for refrigerated
liquefied gases transported in a portable
tank.
■ 10. In § 172.301, revise paragraph
(a)(1) to read as follows:
§ 172.301 General marking requirements
for non-bulk packagings.
(a) * * *
(1) Except as otherwise provided by
this subchapter, each person who offers
a hazardous material for transportation
in a non-bulk packaging must mark the
package with the proper shipping name
and identification number (preceded by
‘‘UN’’, ‘‘NA’’ or ‘‘ID,’’ as appropriate), as
shown in the § 172.101 Hazardous
Materials Table. The identification
number marking preceded by ‘‘UN’’,
‘‘NA’’, or ‘‘ID’’ as appropriate must be
marked in characters at least 12 mm
(0.47 inches) high. Packages with a
maximum capacity of 30 liters (8
gallons) or less, 30 kg (66 pounds)
maximum net mass, or cylinders with a
water capacity of 60 liters (16 gallons)
or less must be marked with characters
at least 6 mm (0.24 inches) high.
Packages with a maximum capacity of 5
liters (1.32 gallons) or less or 5 kg
maximum net mass (11 pounds) or less
must be marked in a size appropriate for
the size of the package.
*
*
*
*
*
■ 11. In § 172.315, add paragraph (b)(3)
to read as follows:
§ 172.315
Limited Quantities.
*
*
*
*
*
(b) * * *
(3) For transportation by aircraft, the
entire mark must appear on one side of
the package.
*
*
*
*
*
■ 12. In § 172.322, revise paragraph
(a)(1) to read as follows:
§ 172.322
Marine Pollutants.
(a) * * *
(1) For a proper shipping name used
to describe a hazardous material that is
a marine pollutant and assigned the
letter ‘‘G’’ in column (1) of the § 172.101
hazardous materials table or that
contains the text ‘‘n.o.s.,’’ the name of
the component which makes the
material a marine pollutant must be
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marked on the package in parentheses
in association with the marked proper
shipping name unless the proper
shipping name identifies by name the
component, which makes the material a
marine pollutant. Where two or more
components that make a material a
marine pollutant are present, the names
of at least two of the components most
predominantly contributing to the
marine pollutant designation must
appear in parentheses in association
with the marked proper shipping name.
For materials described using ‘‘UN3077,
Environmentally hazardous substance,
solid, n.o.s.’’ and ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.,’’ see § 172.102(c)(1),
special provision 441 for additional
provisions; and
*
*
*
*
*
■ 13. In § 172.406, revise paragraph (a)
to read as follows:
§ 172.406
Placement of labels.
(a) General. (1) Except as provided in
paragraphs (b) and (e) of this section,
each label required by this subpart
must—
(i) Be printed on or affixed to a
surface (other than the bottom) of the
package or containment device
containing the hazardous material;
(ii) Be located on the same surface of
the package and near the proper
shipping name marking, if the package
dimensions are adequate; and
(iii) For transportation by aircraft, the
entire label(s) must appear on one side
of the package. For cylindrical packages,
the label must be of such dimensions
that it will not overlap itself. In the case
of cylindrical packages containing
radioactive materials, which require two
identical labels, these labels must be
centered on opposite points of the
circumference and must not overlap
each other. If the dimensions of the
package are such that two identical
labels cannot be affixed without
overlapping each other, one label is
acceptable provided it does not overlap
itself.
*
*
*
*
*
■ 14. In § 172.447, remove and reserve
paragraph (c).
§ 172.447
*
LITHIUM BATTERY label.
*
*
*
(c) Reserved.
*
PART 173—SHIPPERS—GENERAL
REQUIREMENTS FOR SHIPMENTS
AND PACKAGINGS
15. The authority citation for part 173
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81, 1.96 and 1.97.
16. In § 173.4a, redesignate paragraph
(g)(3) as (4), and add new paragraph
(g)(3) to read as follows:
■
§ 173.4a
Excepted quantities.
*
*
*
*
*
(g) * * *
(3) For transportation by aircraft, the
entire mark must appear on one side of
the package.
*
*
*
*
*
■ 17. Add new § 173.14 to read as
follows:
§ 173.14 Hazardous materials in
equipment in use or intended for use during
transport.
(a) Except for transportation by
aircraft, hazardous materials (e.g.,
lithium batteries, fuel cell cartridges)
contained in equipment, such as data
loggers and cargo tracking devices,
attached to or placed in packages,
overpacks, or containers are not subject
to this subchapter other than the
following:
(1) The equipment must be in use or
intended for use during transportation;
(2) The hazardous materials (e.g.,
lithium batteries, fuel cell cartridges,
etc.) must meet the applicable
construction and test requirements
specified in this subchapter;
(3) The equipment must be capable of
withstanding the shocks and loadings
normally encountered during transport
and must be safe for use in the
environments to which it may be
exposed; and
(4) When offered for transport by
vessel, the requirements in
§ 176.76(a)(9) of this subchapter apply.
(b) For transportation by aircraft,
lithium batteries contained in
equipment such as data loggers and
cargo tracking devices, attached to or
placed in packages containing COVID–
19 pharmaceuticals are not subject to
the marking and documentation
requirements of § 173.185(c)(3) and
(c)(4)(iv). This same package, when
shipped without the COVID–19
pharmaceuticals for the purpose of use
or reuse, is also not subject to the
marking and documentation
requirements of § 173.185(c)(3) and
(c)(4)(iv), as applicable, provided prior
arrangements have been made with the
operator.
(c) [Reserved.]
■ 18. In § 173.27, revise paragraphs
(c)(2), (f) introductory text, (f)(1), and
(f)(3) Tables 1 and 2 to read as follows:
§ 173.27 General requirements for
transportation by aircraft.
*
*
*
*
*
(c) * * *
(2) Except for packagings used for
material transported as ‘‘UN3082,
Environmentally hazardous substance,
liquid, n.o.s.,’’ packagings for which
retention of liquid is a basic function
must be capable of withstanding
without leakage the greater of—
*
*
*
*
*
(f) Combination packagings. Unless
otherwise specified in this part, or in
Subpart C of part 171 of this subchapter,
when combination packagings are
intended for transportation aboard an
aircraft, inner packagings must conform
to the quantity limitations set forth in
Table 1 of this paragraph for transport
aboard passenger-carrying aircraft and
Table 2 of this paragraph for transport
aboard cargo-only aircraft. For materials
that are authorized to exceed 220 L (58
gallons) or 200 kg (441 pounds) in
accordance with columns (9A) and (9B)
of the § 172.101 Hazardous Materials
Table, there is no limitation on the
maximum authorized net capacity of
each inner packaging.
(1) Excepted quantities. For
authorized materials and inner and
outer package quantity limits for
combination packages of excepted
quantities intended for transportation by
aircraft, see § 173.4a of this part.
*
*
*
*
*
(3) * * *
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TABLE 1—MAXIMUM NET CAPACITY OF INNER PACKAGING FOR TRANSPORTATION ON PASSENGER-CARRYING AIRCRAFT
Maximum authorized net capacity of each
inner packaging
Maximum net quantity per package from Column 9A of the § 172.101 table
Glass, earthenware or fiber
inner packagings
Liquids:
Not greater than 0.5 L .............................................................................................................
Greater than 0.5 L, not greater than 1 L ................................................................................
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0.5 L .........................................
0.5 L .........................................
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Metal or plastic inner
packagings
0.5 L.
1 L.
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TABLE 1—MAXIMUM NET CAPACITY OF INNER PACKAGING FOR TRANSPORTATION ON PASSENGER-CARRYING AIRCRAFT—
Continued
Maximum authorized net capacity of each
inner packaging
Maximum net quantity per package from Column 9A of the § 172.101 table
Glass, earthenware or fiber
inner packagings
Metal or plastic inner
packagings
Greater than 1 L, not greater than 5 L ...................................................................................
Greater than 5 L, not greater than 60 L .................................................................................
Greater than 60 L, not greater than 220 L .............................................................................
Class 9: UN1941, UN1990, UN2315, UN3082, UN3151, UN3334 ...............................................
1 L ............................................
2.5 L .........................................
5 L ............................................
10 .............................................
5 L.
10 L.
25 L.
Plastic: 30.
Metal: 40.
Solids:
Not greater than 5 kg ..............................................................................................................
Greater than 5 kg. not greater than 25 kg ..............................................................................
Greater than 25 kg, not greater than 200 kg ..........................................................................
Class 9. UN1841, UN1931, UN2071, UN2216, UN2590, UN2969, UN3077, UN3152, UN3335,
UN3432.
0.5 kg .......................................
1 kg ..........................................
5 kg ..........................................
Glass or earthenware: 10 kg ...
Fiber: 50 kg ..............................
1 kg.
2.5 kg.
10 kg.
50 kg.
TABLE 2—MAXIMUM NET CAPACITY OF INNER PACKAGING FOR TRANSPORTATION ON CARGO AIRCRAFT
Maximum authorized net capacity of each
inner packaging
Maximum net quantity per package from Column 9a of the § 172.101 table
Glass, earthenware or fiber
inner packagings
Metal or plastic inner
packagings
Liquids:
Not greater than 2.5L ..............................................................................................................
Greater than 2.5L, not greater than 30L .................................................................................
Greater than 30L, not greater than 60L ..................................................................................
Greater than 60L, not greater than 220L ................................................................................
Class 9: UN1941, UN1990, UN2315, UN3082, UN3151, UN3334 ...............................................
1 L ............................................
2.5 L .........................................
5 L ............................................
5 L ............................................
10 L ..........................................
1 L.
2.5 L.
10 L.
25 L.
Plastic: 30 L.
Metal: 40 L.
Solids:
Not greater than 15 kg ............................................................................................................
Greater than 15 kg. not greater than 50 kg ............................................................................
Greater than 50 kg, not greater than 200 kg ..........................................................................
Class 9: UN1841, UN1931, UN2071, UN2216, UN2590, UN2969, UN3077, UN3152, UN3335,
UN3432.
1 kg ..........................................
2.5 kg .......................................
5 kg ..........................................
Glass or earthenware: 10 kg ...
Fiber: 50 kg ..............................
1 kg.
5 kg.
10 kg.
50 kg.
*
*
*
*
*
■ 19. In § 173.59, revise the description
for ‘‘Detonators’’, and add a new
description for ‘‘Detonators, electronic
programmable for blasting’’ in
alphabetical order to read as follows:
§ 173.59 Description of terms for
explosives.
jbell on DSKJLSW7X2PROD with PROPOSALS4
*
*
*
*
*
Detonators. Articles consisting of a
small metal or plastic tube containing
explosives such as lead azide, PETN, or
combinations of explosives. They are
designed to start a detonation train.
They may be constructed to detonate
instantaneously, or may contain a delay
element. They may contain no more
than 10 g of total explosives weight,
excluding ignition and delay charges,
per unit. The term includes: Detonators
for ammunition; detonators for blasting
(electric, electronic, and non-electric);
and detonating relays without flexible
detonating cord.
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Detonators, electronic programmable
for blasting. Detonators using electronic
components, such as an integrated
circuit and/or micro processing
technology to provide communications,
energy control and storage capability,
timing delay information, and validated
commands to send a firing signal to the
initiating charge.
*
*
*
*
*
■ 20. In § 173.115, revise paragraph (k)
to read as follows:
§ 173.115 Class 2, Divisions 2.1, 2.2, and
2.3—Definitions.
*
*
*
*
*
(k) For Division 2.2 gases, the
oxidizing ability shall be determined by
tests or by calculation in accordance
with ISO 10156:2017(E) (IBR, see
§ 171.7 of this subchapter).
*
*
*
*
*
■ 21. In § 173.134, revise paragraphs
(a)(1) and (5) to read as follows:
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§ 173.134 Class 6, Division 6.2—
Definitions and exceptions.
*
*
*
*
*
(a) * * *
(1) Division 6.2 (Infectious substance)
means a material known or reasonably
expected to contain a pathogen. A
pathogen is a microorganism (including
bacteria, viruses, parasites, and fungi) or
other agent, such as a proteinaceous
infectious particle (prion) that can cause
disease in humans or animals. An
infectious substance must be assigned
the identification number UN2814,
UN2900, UN3291, UN3373, or UN3549
as appropriate, and must be assigned to
one of the following categories:
(i) Category A: An infectious
substance in a form capable of causing
permanent disability or life-threatening
or fatal disease in otherwise healthy
humans or animals when exposure to it
occurs. An exposure occurs when an
infectious substance is released outside
of its protective packaging, resulting in
physical contact with humans or
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animals. A Category A infectious
substance must be assigned to
identification number UN2814,
UN2900, or UN3549, as appropriate.
Assignment to UN2814, UN2900, or
UN3549 must be based on the known
medical history or symptoms of the
source patient or animal, endemic local
conditions, or professional judgment
concerning the individual
circumstances of the source human or
animal.
(ii) Category B: An infectious
substance that is not in a form generally
capable of causing permanent disability
or life-threatening or fatal disease in
otherwise healthy humans or animals
when exposure to it occurs. This
includes Category B infectious
substances transported for diagnostic or
investigational purposes. A Category B
infectious substance must be described
as ‘‘Biological substance, Category B’’
and assigned identification number
UN3373. This does not include
regulated medical waste, which must be
assigned identification number UN3291.
*
*
*
*
*
(5) Regulated medical waste or
clinical waste or (bio) medical waste
means a waste or reusable material
derived from the medical treatment of
an animal or human, which includes
diagnosis and immunization, or from
biomedical research, which includes the
production and testing of biological
products. Regulated medical waste or
clinical waste or (bio) medical waste
containing a Category A infectious
substance must be classed as an
infectious substance, and assigned to
UN2814, UN2900, or UN3549, as
appropriate.
*
*
*
*
*
■ 22. In § 173.137, revise the
introductory text to read as follows:
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§ 173.137
group.
Class 8—Assignment of packing
The packing group of a Class 8
material is indicated in Column 5 of the
§ 172.101 Table. When the § 172.101
Table provides more than one packing
group for a Class 8 material, the packing
group must be determined using data
obtained from tests conducted in
accordance with the OECD Guidelines
for the Testing of Chemicals, Test No.
435, ‘‘In Vitro Membrane Barrier Test
Method for Skin Corrosion’’ (IBR, see
§ 171.7 of this subchapter) or Test No.
404, ‘‘Acute Dermal Irritation/
Corrosion’’ (IBR, see § 171.7 of this
subchapter). A material that is
determined not to be corrosive in
accordance with OECD Guideline for
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the Testing of Chemicals, Test No. 430,
‘‘In Vitro Skin Corrosion:
Transcutaneous Electrical Resistance
Test (TER)’’ (IBR, see § 171.7 of this
subchapter) or Test No. 431, ‘‘In Vitro
Skin Corrosion: Reconstructed Human
Epidermis (RHE) Test Method’’ (IBR, see
§ 171.7 of this subchapter) may be
considered not to be corrosive to human
skin for the purposes of this subchapter
without further testing. However, a
material determined to be corrosive in
accordance with Test No. 430 or Test
No. 431 must be further tested using
Test No. 435 or Test No. 404. If the in
vitro test results indicate that the
substance or mixture is corrosive, but
the test method does not clearly
distinguish between assignment of
packing groups II and III, the material
may be considered to be in packing
group II without further testing. The
packing group assignment using data
obtained from tests conducted in
accordance with OECD Guideline Test
No. 404 or Test No. 435 must be as
follows:
*
*
*
*
*
■ 23. In § 173.172, revise paragraphs (a)
and (b) to read as follows:
§ 173.172
tank.
Aircraft hydraulic power unit fuel
*
*
*
*
*
(a) The unit must consist of an
aluminum pressure vessel made from
tubing and having welded heads.
Primary containment of the fuel within
this vessel must consist of a welded
aluminum bladder having a maximum
internal volume of 46 L (12 gallons).
The outer vessel must have a minimum
design gauge pressure of 1,275 kPa (185
psig) and a minimum burst gauge
pressure of 2,755 kPa (400 psig). Each
vessel must be leak-checked during
manufacture and before shipment and
must be found leakproof. The complete
inner unit must be securely packed in
non-combustible cushioning material,
such as vermiculite, in a strong outer
tightly closed metal packaging which
will adequately protect all fittings.
Maximum quantity of fuel per primary
containment and package is 42 L (11
gallons); or
(b) The unit must consist of an
aluminum pressure vessel. Primary
containment of the fuel within this
vessel must consist of a welded
hermetically sealed fuel compartment
with an elastomeric bladder having a
maximum internal volume of 46 L (12
gallons). The pressure vessel must have
a minimum design gauge pressure of
5,170 kPa (750 psig). Each vessel must
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43891
be leak-checked during manufacture
and before shipment and must be
securely packed in non-combustible
cushioning material, such as
vermiculite, in a strong outer tightly
closed metal packaging which will
adequately protect all fittings.
Maximum quantity of fuel per primary
containment and package is 42 L (11
gallons).
■ 24. In § 173.181, revise paragraph (b)
to read as follows:
§ 173.181
Pyrophoric materials (liquids).
*
*
*
*
*
(b) Steel boxes (4A), aluminum boxes
(4B), metal boxes, other than steel or
aluminum (4N), wooden boxes (4C1,
4C2, 4D, or 4F) or fiberboard boxes (4G);
steel drums (1A1 or 1A2), aluminum
drums (1B1 or 1B2), metal drums, other
than steel or aluminum (1N1 or 1N2),
plywood drums (1D), or fiber drums
(1G); or steel jerricans (3A1 or 3A2) or
aluminum jerricans (3B1 or 3B2)
enclosing not more than four strong,
tight metal cans with inner receptacles
of glass or metal, not over 1 L (0.3
gallon) capacity each, having positive
screwcap closures adequately gasketed
or alternative closures physically held
in place by a means capable of
preventing back-off or loosening of the
closure due to conditions normally
incident to transportation (e.g.,
vibration). Inner packagings must be
cushioned on all sides with dry,
absorbent, incombustible material in a
quantity sufficient to absorb the entire
contents.
*
*
*
*
*
■ 25. In § 173.185, revise paragraphs
(c)(3)(i) introductory text and (c)(3)(i)(A)
to read as follows:
§ 173.185
Lithium cell and batteries.
*
*
*
*
*
(c) * * *
(3) * * *
(i) The mark must indicate the UN
number: ‘‘UN3090’’ for lithium metal
cells or batteries; or ‘‘UN3480’’ for
lithium ion cells or batteries. Where the
lithium cells or batteries are contained
in, or packed with, equipment, the UN
number ‘‘UN3091’’ or ‘‘UN3481,’’ as
appropriate, must be indicated. Where a
package contains lithium cells or
batteries assigned to different UN
numbers, all applicable UN numbers
must be indicated on one or more
marks. The package must be of such size
that there is adequate space to affix the
mark on one side without the mark
being folded.
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(A) The mark must be in the form of
a rectangle or a square with hatched
edging. The mark must be not less than
100 mm (3.9 inches) wide by 100 mm
(3.9 inches) high and the minimum
width of the hatching must be 5 mm (0.2
inches), except marks of 100 mm (3.9
inches) wide by 70 mm (2.8 inches) high
may be used on a package containing
lithium batteries when the package is
too small for the larger mark;
*
*
*
*
*
■ 26. In § 173.187, revise paragraphs (b),
(c), (e) and (f) to read as follows:
§ 173.187 Pyrophoric solids, metals or
alloys, n.o.s.
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*
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*
*
(b) In wooden boxes (4C1, 4C2, 4D, or
4F) with inner metal receptacles that
have threaded closures or alternate
closures physically held in place by a
means capable of preventing back-off or
loosening of the closure due to
conditions normally incident to
transportation (e.g., impact, vibration,
etc.). Each inner metal receptacle must
not contain more than 15 kg (33
pounds).
(c) In fiberboard boxes (4G) with inner
metal receptacles that have threaded
closures or alternate closures physically
held in place by a means capable of
preventing back-off or loosening of the
closure due to conditions normally
incident to transportation (e.g., impact,
vibration, etc.). Each inner metal
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receptacle must not contain more than
7.5 kg (17 pounds).
*
*
*
*
*
(e) In plywood drums (1D) with inner
metal receptacles that have threaded
closures or alternate closures physically
held in place by a means capable of
preventing back-off or loosening of the
closure due to conditions normally
incident to transportation (e.g., impact,
vibration, etc.). Each inner metal
receptacle must not contain more than
15 kg (33 pounds).
(f) In fiberboard drums (1G) with
inner metal receptacles that have
threaded closures or alternate closures
physically held in place by a means
capable of preventing back-off or
loosening of the closure due to
conditions normally incident to
transportation (e.g., impact, vibration,
etc.) Each inner metal receptacle must
not contain more than 15 kg (33
pounds).
*
*
*
*
*
■ 27. In § 173.199, revise the first four
sentences in paragraph (a)(5)
introductory text to read as follows:
§ 173.199 Category B infectious
substances.
(a) * * *
(5) The following square-on-point
mark must be displayed on the outer
packaging on a background of
contrasting color. The width of the line
forming the border must be at least 2
mm (0.08 inches) and the letters and
numbers must be at least 6 mm (0.24
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inches) high. The size of the mark must
be such that no side of the diamond is
less than 50 mm (1.97 inches) in length
as measured from the outside of the
lines forming the border. For
transportation by aircraft, the entire
mark must appear on one side of the
package. The proper shipping name
‘‘Biological substances, Category B’’
must be marked on the outer packaging
adjacent to the diamond-shaped mark in
letters that are at least 6 mm (0.24
inches) high. * * *
*
*
*
*
*
■ 28. Revise § 173.218 to read as
follows:
§ 173.218
Fish meal or fish scrap.
(a) Transportation by vessel. (1)
Except as provided in Column (7) of the
HMT in § 172.101 of this subchapter,
fish meal or fish scrap, containing at
least 6%, but not more than 12% water,
is authorized for transportation in
packagings as follows:
(i) Burlap (jute) bag;
(ii) Multi-wall paper bag;
(iii) Polyethylene-lined burlap or
paper bag;
(iv) Cargo tank;
(v) Portable tank;
(vi) Rail car; or
(vii) Freight container.
(2) The fish meal or fish scrap must
contain at least 50 ppm (mg/kg) of
ethoxyquin, 100 ppm (mg/kg) of
butylated hydroxytoluene (BHT), or 250
ppm (mg/kg) of tocopherol-based
antioxidant at the time of shipment.
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Stabilization of fish meal or fish scrap
must occur at the time of production
and the application must be within
twelve months prior to shipment.
(b) Transportation by air. (1) Except
as provided in Column (7) of the HMT
in § 172.101 of this subchapter, fish
meal or fish scrap, containing at least
6%, but not more than 12% water, is
authorized for transportation in
packagings as follows:
(i) The following combination
packagings are authorized:
Outer packagings: Steel drum: 1A1 or
1A2; Aluminum drum: 1B1 or 1B2;
Metal drum other than steel or
aluminum: 1N1 or 1N2; Fiber drum: 1G;
Plastic drum: 1H1 or 1H2; Steel jerrican:
3A1 or 3A2; Plastic jerrican: 3H1 or
3H2; Aluminum jerrican: 3B1 or 3B2;
Steel box: 4A; Aluminum box: 4B;
Natural wood box: 4C1 or 4C2; Plywood
box: 4D; Reconstituted wood box: 4F;
Fiberboard box: 4G; Solid plastic box:
4H2; or Metal box other than steel or
aluminum: 4N.
Inner packagings: Glass, Fiber, Metal,
or Plastic.
(ii) The following single packagings
are authorized:
Steel drum: 1A1 or 1A2; Aluminum
drum: 1B1 or 1B2; Plywood drum with
liner: 1D; Plastic drum: 1H1 or 1H2;
Fiber drum with liner: 1G; Metal drum
other than steel or aluminum: 1N1 or
1N2; Steel jerrican: 3A1 or 3A2; Plastic
jerrican: 3H1 or 3H2; Aluminum
jerrican: 3B1 or 3B2; Steel box: 4A;
Aluminum box: 4B; Metal box other
than steel or aluminum: 4N; Natural
wood box with liner: 4C2; Plywood box
with liner: 4D; Reconstituted wood box
with liner: 4F; Fiberboard box with
liner: 4G; Solid plastic box: 4H2; Bag,
woven plastic: 5H3; Bag, plastic film:
5H4; Bag, textile: 5L3; Bag, paper,
multiwall, water resistant: 5M2; Plastic
receptacle in steel, aluminum, plywood,
fiber or plastic drum: 6HA1, 6HB1,
6HD1, 6HG1 or 6HH1; Plastic receptacle
in steel, aluminum, wood, plywood or
fiberboard box: 6HA2, 6HB2, 6HC,
6HD2, 6HG2 or 6HH2; or Cylinders, as
prescribed for any compressed gas,
except for Specification 8 and 3HT.
(2) The fish meal or fish scrap must
contain at least 50 ppm (mg/kg) of
ethoxyquin, 100 ppm (mg/kg) of
butylated hydroxytoluene (BHT), or 250
ppm (mg/kg) of tocopherol-based
antioxidant at the time of shipment.
Stabilization of fish meal or fish scrap
must occur at the time of production
and the application must be within
twelve months prior to shipment.
■ 29. In § 173.221, revise paragraph (a)
to read as follows:
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§ 173.221 Polymeric beads, expandable
and Plastic molding compound.
(a) For non-bulk shipments of
Polymeric beads (or granules),
expandable evolving flammable vapor
and Plastic molding compound in
dough, sheet or extruded rope form,
evolving flammable vapor the following
packagings are authorized:
(1) Single packagings: Metal box (4A,
4B, or 4N); Wooden box (4C1 or 4C2);
Plywood box (4D); Fiberboard box (4G);
Reconstituted wood box (4F); Plastic
box (4H1 or 4H2); Plywood drums: (1D)
or Fiber drums (1G) with sealed inner
plastic liners; in vapor tight metal or
plastic drums (1A1, 1A2, 1B1, 1B2, 1N1,
1N2, 1H1 or 1H2); or in vapor tight
metal or plastic jerricans (3A1, 3A2,
3B1, 3B2, 3H1, or 3H2).
(2) Combination packagings: (i) Outer
packagings: Steel drum: 1A1 or 1A2;
Aluminum drum: 1B1 or 1B2; Plywood
drum: 1D; Fiber drum: 1G; Plastic drum:
1H1 or 1H2; Metal drum other than steel
or aluminum: 1N1 or 1N2; Steel
jerrican: 3A1 or 3A2; Plastic jerrican:
3H1 or 3H2; Aluminum jerrican: 3B1 or
3B2; Steel box: 4A; Aluminum box: 4B;
Natural wood box: 4C1 or 4C2; Plywood
box: 4D; Reconstituted wood box: 4F;
Fiberboard box: 4G; Plastic box: 4H1 or
4H2; or Metal box other than steel or
aluminum: 4N.
(ii) Inner packagings: Glass
receptacles, Plastic receptacles, Metal
receptacles, Paper receptacles, Fiber
receptacles.
(3) Non-specification packagings
when transported in dedicated vehicles
or freight containers. The packagings
need not conform to the requirements
for package testing in part 178 of this
subchapter, but must be capable of
containing any evolving gases from the
contents during normal conditions of
transportation.
*
*
*
*
*
■ 30. Revise § 173.222 to read as
follows:
§ 173.222 Dangerous goods in articles,
machinery, or apparatus.
Hazardous materials in articles,
machinery, or apparatus are excepted
from the specification packaging
requirements of this subchapter when
packaged according to this section.
Hazardous materials in articles,
machinery, or apparatus must be
packaged in strong outer packagings,
unless the receptacles containing the
hazardous materials are afforded
adequate protection by the construction
of the article, machinery, or apparatus.
Each package must conform to the
packaging requirements of subpart B of
this part, except for the requirements in
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§§ 173.24(a)(1) and 173.27(e), and the
following requirements:
(a) If the article, machinery, or
apparatus contains more than one
hazardous material, the materials must
not be capable of reacting dangerously
together.
(b) The nature of the containment
must be as follows—
(1) Damage to the receptacles
containing the hazardous materials
during transport is unlikely. However,
in the event of damage to the receptacles
containing the hazardous materials, no
leakage of the hazardous materials from
the article, machinery or apparatus is
possible. A leakproof liner may be used
to satisfy this requirement.
(2) Receptacles containing hazardous
materials must be secured and
cushioned so as to prevent their
breakage or leakage and so as to control
their shifting within the article,
machinery, or apparatus during normal
conditions of transportation. Cushioning
material must not react dangerously
with the content of the receptacles. Any
leakage of the contents must not
substantially impair the protective
properties of the cushioning material.
(3) Receptacles for gases, their
contents and filling densities must
conform to the applicable requirements
of this subchapter, unless otherwise
approved by the Associate
Administrator.
(c)(1) Except for transportation by
aircraft, the total net quantity of
hazardous materials contained in one
item of an article, machinery, or
apparatus must not exceed the
following:
(i) In the case of solids or liquids, the
limited quantity amount specified in the
corresponding section referenced in
Column (8A) of the § 172.101 Table;
(ii) 0.5 kg (1.1 pounds) in the case of
Division 2.2 gases.
(iii) When an article, machinery, or
apparatus contains multiple hazardous
materials, the quantity of each
hazardous material must not exceed the
quantity specified in the corresponding
section referenced in Column (8A) of
the § 172.101 Table, or for gases,
paragraph (c)(1)(ii) of this section.
(2) For transportation by aircraft, the
total net quantity of hazardous materials
contained in one item of an article,
machinery, or apparatus must not
exceed the following:
(i) 1 kg (2.2 pounds) in the case of
solids;
(ii) 0.5 L (0.1 gallons) in the case of
liquids;
(iii) 0.5 kg (1.1 pounds) in the case of
Division 2.2 gases. Division 2.2 gases
with subsidiary risks and refrigerated
liquefied gases are not authorized;
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(iv) A total quantity of not more than
the aggregate of that permitted in
paragraphs (c)(2)(i) through (iii) of this
section, for each category of material in
the package, when a package contains
hazardous materials in two or more of
the categories in paragraphs (c)(2)(i)
through (iii) of this section; and
(d) Except for transportation by
aircraft, when a package contains
hazardous materials in two or more of
the categories listed in paragraph (c)(1)
b. Adding in paragraph (e), in the
Organic Peroxide IBC Table, entries for
‘‘tert-Amyl peroxypivalate, not more
than 42% as a stable dispersion in
water’’ and ‘‘tert-Butyl peroxypivalate,
not more than 42% in a diluent type A’’
in alphabetical order.
The revisions read as follows:
of this section the total quantity
required by § 172.202(c) of this
subchapter to be entered on the
shipping paper must be either the
aggregate quantity, or the estimated
quantity, of all hazardous materials,
expressed as net mass.
■ 31. In § 173.225:
■ a. Revising in paragraph (c), in the
Organic Peroxide Table, the entry ‘‘Di(4-tert-butylcyclohexyl)
peroxydicarbonate [as a paste]’’; and
■
§ 173.225 Packaging requirements and
other provisions for organic peroxides.
*
*
*
(c) * * *
*
*
TABLE TO PARAGRAPH (c): ORGANIC PEROXIDE TABLE
Technical name
ID No.
(1)
B
I
Water
(mass %)
Packing
method
Control
Emergency
(3)
(4a)
(4b)
(4c)
(5)
(6)
(7a)
(7b)
*
..............
................
*
*
Di-(4-tertUN3118
butylcyclohexyl)peroxydicarbonate [as
a paste].
*
*
*
*
*
*
≤ 42
*
*
Temperature (°C)
A
(2)
*
Diluent (mass %)
Concentration
(mass %)
*
.............. ..............
*
Notes
*
*
OP8
*
(8)
35
40
*
..............
*
(e) * * *
TABLE TO PARAGRAPH (e): ORGANIC PEROXIDE IBC TABLE
UN No.
Organic peroxide
Type of
IBC
Maximum
quantity
(liters)
Control temperature
Emergency
temperature
*
3119 ........
*
*
*
ORGANIC PEROXIDE, TYPE F, LIQUID, TEMPERATURE CONTROLLED.
*
................
....................
*
........................
*
........................
*
*
*
tert-Amyl peroxypivalate, not more than 42% as a stable dispersion in
water.
tert-Butyl peroxypivalate, not more than 42% in a diluent type A .........
*
31HA1
1000
0 °C
31HA1
31A
1000
1250
10 °C
10 °C
*
*
*
*
*
*
*
*
*
32. In § 173.301b, revise paragraphs
(a)(2) and (c) to read as follows:
■
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§ 173.301b Additional general
requirements for shipment of UN pressure
receptacles.
(a) * * *
(2) The gases or gas mixtures must be
compatible with the UN pressure
receptacle and valve materials as
prescribed for metallic materials in ISO
11114–1:2012(E) and ISO 11114–
1:2012/Amd 1:2017(E) (IBR, see § 171.7
of this subchapter) and for non-metallic
materials in ISO 11114–2:2013(E) (IBR,
see § 171.7 of this subchapter).
*
*
*
*
*
(c) Pressure receptacle valve
requirements. (1) When the use of a
valve is prescribed, the valve must
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*
*
conform to the requirements in ISO
10297:2014(E), and ISO 10297:2014/
Amd 1:2017 (see § 171.7 of this
subchapter). Quick release cylinder
valves for specification and type testing
must conform to the requirements in
ISO 17871:2015(E) (IBR, see § 171.7 of
this subchapter). Until December 31,
2020, the manufacture of a valve
conforming to the requirements in ISO
10297:2006(E) (IBR, see § 171.7 of this
subchapter) was authorized. Until
December 31, 2008, the manufacture of
a valve conforming to the requirements
in ISO 10297:1999(E) (IBR, see § 171.7
of this subchapter) was authorized.
(2) A UN pressure receptacle must
have its valves protected from damage
that could cause inadvertent release of
the contents of the UN pressure
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*
*
+10 °C
15°C
15°C
*
receptacle by one of the following
methods:
(i) By constructing the pressure
receptacle so that the valves are
recessed inside the neck of the UN
pressure receptacle and protected by a
threaded plug or cap;
(ii) By equipping the UN pressure
receptacle with a valve cap conforming
to the requirements in ISO
11117:2008(E) and Technical
Corrigendum 1 (IBR, see § 171.7 of this
subchapter). Until December 31, 2014,
the manufacture of a valve cap
conforming to the requirements in ISO
11117:1998(E) (IBR, see § 171.7 of this
subchapter) was authorized. The cap
must have vent-holes of sufficient crosssectional area to evacuate the gas if
leakage occurs at the valve;
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(iii) By protecting the valves by
shrouds or guards conforming to the
requirements in ISO 11117:2008(E) and
Technical Corrigendum 1 (IBR; see
§ 171.7 of this subchapter). Until
December 31, 2014, the manufacture of
a shroud or guard conforming to the
requirements in ISO 11117:1998(E) (IBR,
see § 171.7 of this subchapter) was
authorized. For metal hydride storage
systems, by protecting the valves in
accordance with the requirements in
ISO 16111:2008(E) (IBR; see § 171.7 of
this subchapter).
(iv) By using valves designed and
constructed with sufficient inherent
strength to withstand damage in
accordance with Annex B of ISO
10297:2014(E);
(v) By enclosing the UN pressure
receptacles in frames (e.g., bundles of
cylinders);
(vi) By packing the UN pressure
receptacles in a strong outer package,
such as a box or crate, capable of
meeting the drop test specified in
§ 178.603 of this subchapter at the
Packing Group I performance level; or
(vii) By using valves designed and
constructed in accordance with Annex
A of ISO 17879:2017(E) (IBR, see § 171.7
of this subchapter) for UN pressure
receptacles with self-closing valves with
inherent protection (except those in
acetylene service).
*
*
*
*
*
■ 33. In § 173.304b, revise paragraph
(b)(2) to read as follows:
§ 173.304b Additional requirements for
shipment of liquefied compressed gases in
UN pressure receptacles.
*
*
*
*
*
(b) * * *
(2) For low pressure liquefied gases,
the maximum mass in kilograms of
contents per liter of water capacity must
be less than or equal to 95 percent of the
liquid phase at 50 °C. In addition, the
UN pressure receptacle may not be
liquid full at 60 °C. The test pressure of
the pressure receptacle must be equal to
or greater than the vapor pressure of the
liquid at 65 °C.
*
*
*
*
*
■ 34. In § 173.306, revise paragraphs
(f)(2)(i) and (3)(iv), and add paragraph
(n) to read as follows:
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§ 173.306 Limited quantities of
compressed gases.
*
*
*
*
*
(f) * * *
(2) * * *
(i) Each accumulator must be shipped
as an inside packaging. Robust
accumulators may be transported
unpackaged, in crates, or in appropriate
overpacks when the hazardous materials
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are afforded equivalent protection by
the article in which they are contained;
*
*
*
*
*
(3) * * *
(iv) Accumulators must be packaged
in strong outer packaging. Robust
accumulators may be transported
unpackaged, in crates, or in appropriate
overpacks when the hazardous materials
are afforded equivalent protection by
the article in which they are contained.
*
*
*
*
*
(n) Receptacles, small, containing gas
or gas cartridges for recycling or
disposal. Receptacles, small, containing
gas or gas cartridges not exceeding 1.0
L (0.3 gallons) capacity may be offered
for transportation for the purposes of
recycling or disposal. Receptacles,
small, containing gas or gas cartridges
are not required to be protected against
shifting and inadvertent discharge if
measures to prevent dangerous build-up
of pressure and dangerous atmospheres
are addressed and are excepted from the
specification packaging requirements of
this subchapter when packaged and
offered in accordance with this
paragraph (n).
(1) Receptacles, small containing gas
or gas cartridges for recycling or
disposal, other than those that are
leaking or severely deformed, must be
packaged as follows:
(i) The receptacles, small, containing
gas or gas cartridges must be packaged
in a strong outer packaging. The strong
outer packaging and its contents must
not exceed a gross weight of 55 kg (121
pounds) for fiberboard packagings or
125 kg (275 pounds) for other
packagings; and
(ii) Packagings must be adequately
ventilated to prevent the creation of
dangerous atmospheres and build-up of
pressure.
(2) Rigid large packagings are
authorized conforming to the packing
group II performance level made of:
(i) Steel (50A); Aluminum (50B);
Metal other than steel or aluminum
(50N); Rigid plastics (50H); Natural
wood (50C); Plywood (50D);
Reconstituted wood (50F); Rigid
fiberboard (50G).
(ii) Large packagings must be
designed and constructed to prevent
dangerous shifting and inadvertent
discharge during normal conditions of
transport;
(iii) Large packagings must be
adequately ventilated to prevent the
creation of dangerous atmospheres and
the build-up of pressure; and
(iv) Leaking or severely deformed
containers must be transported in
salvage cylinders or salvage packagings
provided adequate measures are taken
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to prevent a dangerous build-up of
pressure.
(3) Receptacles, small, containing gas
or gas cartridges for recycling or
disposal must not be transported in
closed freight containers.
(4) Receptacles, small, containing gas
or gas cartridges for recycling or
disposal that were filled with Division
2.2 gases and have been pierced are not
subject to the requirements of this
subchapter.
■ 35. In § 173.335, revise paragraph (d)
to read as follows:
§ 173.335
Chemical under pressure n.o.s.
*
*
*
*
*
(d) Periodic inspection.
(1) Except as specified in (d)(2) of this
section, the maximum requalification
test period for cylinders transporting
chemical under pressure n.o.s. is 5
years.
(2) For cylinders with maximum
capacity of 450 L or less and filled with
materials used as fire extinguishing
agents, the maximum requalification
test period is 10 years.
*
*
*
*
*
PART 175—CARRIAGE BY AIRCRAFT
36. The authority citation for part 175
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81 and 1.97.
37. In § 175.8, add paragraph (b)(5) to
read as follows:
■
§ 175.8 Exceptions for operator equipment
and items of replacement.
*
*
*
*
*
(b) * * *
(5) Alcohol-based hand sanitizers and
alcohol-based cleaning products that are
accessible to crewmembers for use on
the aircraft during the flight or series of
flights for the purposes of passenger and
crew hygiene. Conditions for the
carriage and use must be described in an
operations manual and/or other
appropriate manuals.
■ 38. In § 175.9, revise paragraph
(b)(5)(ii) to read as follows:
§ 175.9
Special aircraft operations.
(b) * * *
(5) * * *
(ii) Each type of battery used is either
nonspillable, lithium metal, or lithium
ion. Lithium metal or lithium ion
batteries must meet the provisions of
§ 173.185(a) of this subchapter. Spare
batteries must be individually protected
to prevent short circuits when not in
use;
*
*
*
*
*
■ 39. In § 175.10, revise paragraphs
(a)(1) and (11) to read as follows:
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§ 175.10 Exceptions for passengers,
crewmembers, and air operators.
*
*
*
*
*
(a) * * *
(1)(i) Non-radioactive medicinal and
toilet articles for personal use (including
aerosols) carried in carry-on and
checked baggage. Release devices on
aerosols must be protected by a cap or
other suitable means to prevent
inadvertent release;
(ii) Other aerosols in Division 2.2
(nonflammable gas) with no subsidiary
risk carried in carry-on or checked
baggage. Release devices on aerosols
must be protected by a cap or other
suitable means to prevent inadvertent
release;
(iii) The aggregate quantity of these
hazardous materials carried by each
person may not exceed 2 kg (70 ounces)
by mass or 2 L (68 fluid ounces) by
volume and the capacity of each
container may not exceed 0.5 kg (18
ounces) by mass or 500 ml (17 fluid
ounces) by volume; and
(iv) The release of gas must not cause
extreme annoyance or discomfort to
crew members so as to prevent the
correct performance of assigned duties.
*
*
*
*
*
(11) No more than two self-inflating
personal safety devices, intended to be
worn by a person such as a life jacket
or vest, fitted with no more than two
small gas cartridges per device
(containing no hazardous material other
than a Division 2.2 gas) for inflation
purposes plus no more than two spare
cartridges per device. The personal
safety device(s) and spare cartridges
may be carried in carry-on or checked
baggage, with the approval of the
aircraft operator, and must be packed in
such a manner that they cannot be
accidently activated.
*
*
*
*
*
■ 40. In § 175.75, revise paragraph (b)
and Note 1 to the Quantity and Loading
Table in paragraph (f) to read as follows:
§ 175.75 Quantity limitations and cargo
location.
*
*
*
*
*
(b) Hazardous materials stowage. (1)
Except as otherwise provided in this
subchapter, no person may carry a
hazardous material in the cabin of a
passenger-carrying aircraft or on the
flight deck of any aircraft, and the
hazardous material must be located in a
place that is inaccessible to persons
other than crew members.
(2) Hazardous materials may be
carried in a main deck cargo
compartment of a passenger aircraft
provided that the compartment is
inaccessible to passengers and that it
meets all certification requirements for:
A Class B aircraft cargo compartment in
14 CFR 25.857(b); or a Class C aircraft
cargo compartment in 14 CFR 25.857(c).
(3) A package bearing a ‘‘KEEP AWAY
FROM HEAT’’ handling marking must
be protected from direct sunshine and
stored in a cool and ventilated place,
away from sources of heat.
(4) Except as provided in paragraph (f)
of this section, a package containing a
hazardous material acceptable for cargo-
Code
Note 1: The following materials are not
subject to this loading restriction—
a. Class 3, PG III (unless the substance is
also labeled CORROSIVE).
b. Division 6.1 (unless the substance is also
labeled for any hazard class or division
except FLAMMABLE LIQUID).
c. Division 6.2.
d. Class 7 (unless the hazardous material
meets the definition of another hazard class).
e. Class 9, Limited Quantity, or Excepted
Quantity material.
f. Articles of Identification Numbers
UN0012, UN0014, or UN0055 also meeting
the requirements of § 173.63(b).
g. Articles of Identification Numbers
UN3528 or UN3529.
*
*
*
*
*
PART 176—CARRIAGE BY VESSEL
41. The authority citation for part 176
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.81 and 1.97.
42. In § 176.84, in the paragraph (b)
table, revise code 4, add codes 155, 156,
and 157 in numerical order, and in the
paragraph (c)(2) table, revise provisions
19E and 22E to read as follows:
■
§ 176.84 Other requirements for stowage,
cargo handling, and segregation for cargo
vessels and passenger vessels.
*
*
*
(b) * * *
*
*
Provisions
*
*
4 ......................................................
*
*
*
*
Shall not be stowed together with combustible material in the same cargo transport unit.
*
*
155 ..................................................
*
*
*
*
*
Avoid handling the package or keep handling to a minimum. Inform the appropriate public health authority
or veterinary authority where persons or animals may have been exposed.
For lithium batteries transported in accordance with § 173.185(f) or for purposes of disposal or recycling,
stowage category C applies.
For aerosols and gas receptacles transported for purposes of recycling or disposal, stowage category C
applies, and stowage must be clear of living quarters.
156 ..................................................
157 ..................................................
*
*
*
*
(c) * * *
*
*
*
*
*
*
*
*
*
*
*
(2) * * *
Notes
jbell on DSKJLSW7X2PROD with PROPOSALS4
only aircraft must be loaded in an
accessible manner.
*
*
*
*
*
(f) * * *
Provisions
*
*
19E ..................................................
*
*
*
‘‘Separated from’’ explosives containing chlorates or perchlorates.
*
*
22E ..................................................
*
*
*
*
*
‘‘Separated from’’ ammonium compounds and explosives containing ammonium compounds or salts.
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*
Provisions
*
*
PART 178—SPECIFICATIONS FOR
PACKAGINGS
43. The authority citation for part 178
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.81 and 1.97.
44. In § 178.3, revise paragraph (a)(4)
to read as follows:
■
§ 178.3
Marking of packagings.
(a) * * *
(4) Unless otherwise specified, letters
and numerals must be at least 12.0 mm
(0.47 inches) in height except for
packagings of less than or equal to 30 L
(7.9 gallons) capacity for liquids or 30
kg (66 pounds) maximum net mass for
solids the height must be at least 6.0
mm (0.2 inches). For packagings having
a capacity of 5 L (1.3 gallons) or less or
of 5 kg (11 pounds) maximum net mass,
letters and numerals must be of an
appropriate size.
*
*
*
*
*
■ 45. In § 178.71 by:
■ a. Revising paragraph (d)(2);
■ b. Adding paragraph (l)(1)(iv), and
■ c. Revising paragraph (o)(1)
The revisions and additions read as
follows:
§ 178.71 Specifications for UN pressure
receptacles.
jbell on DSKJLSW7X2PROD with PROPOSALS4
*
*
*
*
*
(d) * * *
(2) Service equipment must be
configured, or designed, to prevent
damage that could result in the release
of the pressure receptacle contents
during normal conditions of handling
and transport. Manifold piping leading
to shut-off valves must be sufficiently
flexible to protect the valves and the
piping from shearing or releasing the
pressure receptacle contents. The filling
and discharge valves and any protective
caps must be secured against
unintended opening. The valves must
conform to ISO 10297:2014(E) and ISO
10297:2014/Amd 1:2017(E), or for nonrefillable pressure receptacles valves
manufactured until December 31, 2020,
ISO 13340:2001(E) (IBR, see § 171.7 of
this subchapter), and be protected as
specified in § 173.301b(f) of this
subchapter. Until December 31, 2022,
the manufacture of a valve conforming
to the requirements of ISO
10297:2014(E) (IBR, see § 171.7 of this
subchapter) is authorized. Until
December 31, 2020, the manufacture of
a valve conforming to the requirements
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*
*
*
*
in ISO 10297:2006(E) (IBR, see § 171.7
of this subchapter) was authorized.
Until December 31, 2008, the
manufacture of a valve conforming to
the requirements in ISO 10297:1999 (E)
(IBR, see § 171.7 of this subchapter) was
authorized. Additionally, valves must
be initially inspected and tested in
accordance with ISO 14246:2014(E) and
ISO 14246:2014/Amd 1:2017(E), Gas
cylinders—Cylinder valves—
Manufacturing tests and examinations
(IBR, see § 171.7 of this subchapter). For
self-closing valves with inherent
protection, the requirements of ISO
17879:2017(E) (IBR, see § 171.7 of this
subchapter) shall be met until further
notice.
*
*
*
*
*
(l) * * *
(1) * * *
(iv) ISO 11119–4:2016(E) (IBR, see
§ 171.7 of this subchapter). Until
December 31, 2020, cylinders
conforming to the requirements in ISO
11119–4(E) (IBR, see § 171.7 of this
subchapter) was authorized.
*
*
*
*
*
(o) * * *
(1) ISO 11114–1:2012(E) and 11114–
1:2012/Amd 1:2017(E) (IBR, see § 171.7
of this subchapter).
*
*
*
*
*
■ 46. In § 178.75, revise paragraph (d)(3)
introductory text and add paragraphs
(d)(3)(vi) through (ix) to read as follows:
(viii) ISO 11119–3:2013(E) Gas
cylinders— Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 3: Fully
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 L with
non-load-sharing metallic or nonmetallic liners (IBR, see § 171.7 of this
subchapter).
(ix) ISO 11119–4:2016 Gas
cylinders—Refillable composite gas
cylinders—Design, construction and
testing—Part 4: Fully wrapped fibre
reinforced composite gas cylinders up to
150 L with load-sharing welded metallic
liners (IBR, see § 171.7 of this
subchapter).
*
*
*
*
*
■ 47. In § 178.275, revise paragraph
(i)(2)(i)(A) to read as follows:
§ 178.75
Where:
Q = minimum required rate of discharge in
cubic meters of air per second (m3/s) at
conditions: 1 bar and 0 °C (273 °K);
F = for uninsulated shells: 1; for insulated
shells: U(649¥t)/13.6 but in no case, is
less than 0.25
Where:
U = heat transfer coefficient of the insulation,
in kW m¥2K¥1, at 38 °C (100 °F); and t
= actual temperature of the hazardous
material during filling (in °C) or when
this temperature is unknown, let t = 15
°C (59 °F). The value of F given in this
paragraph (i)(2)(i)(A) for insulated shells
may only be used if the insulation is in
conformance with paragraph (i)(2)(iv) of
this section;
A = total external surface area of shell in
square meters;
Z = the gas compressibility factor in the
accumulating condition (when this factor
is unknown, let Z equal 1.0);
T = absolute temperature in Kelvin (°C + 273)
above the pressure relief devices in the
accumulating condition;
L = the latent heat of vaporization of the
liquid, in kJ/kg, in the accumulating
condition;
Specifications for MEGCs.
*
*
*
*
*
(d) * * *
(3) Each pressure receptacle of a
MEGC must be of the same design type,
seamless steel or composite, and
constructed and tested according to one
of the following ISO standards, as
appropriate:
*
*
*
*
*
(vi) ISO 11119–1:2012(E), Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 1: Hoop
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 L (IBR,
see § 171.7 of this subchapter).
(vii) ISO 11119–2:2012(E) and ISO
11119–2:2012/Amd.1:2014(E), Gas
cylinders—Refillable composite gas
cylinders and tubes—Design,
construction and testing—Part 2: Fully
wrapped fibre reinforced composite gas
cylinders and tubes up to 450 L with
load-sharing metal liners (both IBR, see
§ 171.7 of this subchapter).
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§ 178.275 Specification for UN Portable
Tanks intended for the transportation of
liquid and solid hazardous materials.
*
*
*
*
*
(i) * * *
(2) * * *
(i) * * *
(A) To determine the total required
capacity of the relief devices, which
must be regarded as being the sum of
the individual capacities of all the
contributing devices, the following
formula must be used:
Q =12.4 F.A.'82
LC
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M = molecular weight of the hazardous
material.
protective properties under normal
conditions of transport.
(7) Maximum capacity of drum: 450 L
(119 gallons).
(8) Maximum net mass: 400 kg (882
pounds).
■ 50. In § 178.609, revise paragraph (g)
to read as follows:
*
*
*
*
*
48. In § 178.505, redesignate
paragraphs (b)(6) and (7) as (b)(7) and
(8), respectively, and add new
paragraph (b)(6) to read as follows:
■
§ 178.505
Standards for aluminum drums.
*
*
*
*
*
(b) * * *
(6) If materials used for body, heads,
closures, and fittings are not compatible
with the contents to be transported,
suitable internal protective coatings or
treatments must be applied. These
coatings or treatments must retain their
protective properties under normal
conditions of transport.
(7) Maximum capacity of drum: 450 L
(119 gallons).
(8) Maximum net mass: 400 kg (882
pounds).
■ 49. In § 178.506, redesignate
paragraphs (b)(6) and (7) as (b)(7) and
(8), respectively, and add new
paragraph (b)(6) to read as follows:
§ 178.506 Standards for metal drums other
than steel or aluminum.
*
*
*
*
*
(b) * * *
(6) If materials used for body, heads,
closures, and fittings are not compatible
with the contents to be transported,
suitable internal protective coatings or
treatments must be applied. These
coatings or treatments must retain their
§ 178.609 Test requirements for
packagings for infectious substances.
*
*
*
*
*
(g) Where packaging is intended to
contain dry ice, an additional drop test
to that specified in paragraph (d), and
when appropriate, (e) or (f) of this
section must be performed on one
sample in one of the orientations
described in (d)(1) or (d)(2) of this
section, as appropriate, which is most
likely to result in failure of the
packaging. The sample must be stored
so that all the dry ice dissipates prior to
being subjected to the drop test.
*
*
*
*
*
■ 51. In § 178.703, revise paragraphs
(b)(6) introductory text and (b)(7)(iv) to
read as follows:
§ 178.703
Marking of IBCs.
*
*
*
*
*
(b) * * *
(6) For each composite IBC, the inner
receptacle must be marked with at least
the following information. The marking
must be visible while inside of the outer
receptacle. If the marking is not visible
from the outer receptacle, the marking
must be duplicated on the outer
receptacle and include an indication
that the marking applies to the inner
receptacle.
*
*
*
*
*
(7) * * *
(iv) For IBCs designed for stacking,
the maximum permitted stacking load
must be displayed with the symbol. The
mass in kilograms (kg) marked above the
symbol must not exceed the load
imposed during the design test, as
indicated by the marking in paragraph
(a)(1)(vii) of this section, divided by 1.8.
The letters and numbers indicating the
mass must be at least 12 mm (0.48
inches).
■ 52. In § 178.705, revise paragraph
(c)(1)(iv) introductory text to read as
follows:
§ 178.705
Standards for metal IBCs.
*
*
*
*
*
(c) * * *
(1) * * *
(iv) Minimum wall thickness. For
metal IBCs with a capacity of more than
1500 liters, the minimum wall thickness
must be determined as follows:
(A) For a reference steel having a
product of Rm × Ao = 10,000, where Ao
is the minimum elongation (as a
percentage) of the reference steel to be
used on fracture under tensile stress
(Rm × Ao = 10,000 × 145; if tensile
strength is in U.S. Standard units of
pounds per square inch), the wall
thickness must not be less than:
WALL THICKNESS (T) IN MM
Types 11A, 11B, 11N
Unprotected
Protected
Unprotected
T = C/2000 + 1.5 ...........................
T = C/2000 + 1.0 ..........................
T = C/1000 + 1.0 ..........................
*
*
*
*
*
PART 180—CONTINUING
QUALIFICATION AND MAINTENANCE
OF PACKAGINGS
53. The authority citation for part 180
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.81 and 1.97.
54. In § 180.207, revise paragraph
(d)(3) and add (7) to read as follows:
■
jbell on DSKJLSW7X2PROD with PROPOSALS4
Types 21A, 21B, 21N, 31A, 31B, 31N
§ 180.207 Requirements for requalification
of UN pressure receptacles.
*
*
*
(d) * * *
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*
*
20:44 Aug 09, 2021
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(3) Dissolved acetylene UN cylinders:
Each dissolved acetylene cylinder must
be requalified in accordance with ISO
10462:2013(E) (IBR, see § 171.7 of this
subchapter). A cylinder requalified in
accordance with ISO 10462(E) up until
December 31, 2018, may continue to be
used until the next required
requalification. The porous mass and
the shell must be requalified no sooner
than 3 years, 6 months, from the date of
manufacture. Thereafter, subsequent
requalifications of the porous mass and
shell must be performed at least once
every ten years.
*
*
*
*
*
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Protected
T = C/2000 + 1.5
(7) UN cylinder bundles: UN cylinder
bundles containing compressed,
liquefied, and dissolved gas must be
inspected and tested in accordance with
ISO 20475:2018(E) (IBR, see § 171.7 of
this subchapter).
Issued in Washington, DC on July 15, 2021,
under authority delegated in 49 CFR 1.97.
William S. Schoonover,
Associate Administrator for Hazardous
Materials Safety, Pipeline and Hazardous
Materials Safety Administration.
[FR Doc. 2021–15425 Filed 8–9–21; 8:45 am]
BILLING CODE 4910–60–P
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[Federal Register Volume 86, Number 151 (Tuesday, August 10, 2021)]
[Proposed Rules]
[Pages 43844-43898]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-15425]
[[Page 43843]]
Vol. 86
Tuesday,
No. 151
August 10, 2021
Part IV
Department of Transportation
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Pipeline and Hazardous Materials Safety Administration
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49 CFR Parts 171, 172, 173, et al.
Hazardous Materials: Harmonization With International Standards;
Proposed Rule
Federal Register / Vol. 86 , No. 151 / Tuesday, August 10, 2021 /
Proposed Rules
[[Page 43844]]
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DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 171, 172, 173, 175, 176, 178, and 180
[Docket No. PHMSA-2019-0030 (HM-215P)]
RIN 2137-AF46
Hazardous Materials: Harmonization With International Standards
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
Department of Transportation (DOT).
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: PHMSA proposes to amend the Hazardous Materials Regulations to
maintain alignment with international regulations and standards by
adopting various amendments, including changes to proper shipping
names, hazard classes, packing groups, special provisions, packaging
authorizations, air transport quantity limitations, and vessel stowage
requirements. Additionally, PHMSA proposes an amendment to the
Hazardous Materials Regulations that would allow for better alignment
with Transport Canada's Transportation of Dangerous Goods Regulations.
DATES: Comments must be received by October 12, 2021. To the extent
possible, PHMSA will consider late-filed comments while a final rule is
developed.
ADDRESSES: You may submit comments by any of the following methods:
Federal Rulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments.
Fax: 1-202-493-2251.
Mail: Docket Management System; U.S. Department of
Transportation, Docket Operations, M-30, Ground Floor, Room W12-140,
1200 New Jersey Avenue SE, Washington, DC 20590-0001.
Hand Delivery: U.S. Department of Transportation, Docket
Operations, M-30, Ground Floor, Room W12-140, 1200 New Jersey Avenue
SE, Washington, DC 20590-0001 between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Instructions: Include the agency name and docket number PHMSA-2019-
0030 (HM-215P) or RIN 2137-AF46 for this rulemaking at the beginning of
your comment. Note that all comments received will be posted without
change to https://www.regulations.gov including any personal information
provided. If sent by mail, comments must be submitted in duplicate.
Persons wishing to receive confirmation of receipt of their comments
must include a self-addressed stamped postcard.
Docket: For access to the dockets to read background documents
(including the Preliminary Regulatory Impact Analysis (PRIA)) or
comments received, go to https://www.regulations.gov or DOT's Docket
Operations Office (see ADDRESSES).
Confidential Business Information: Confidential Business
Information (CBI) is commercial or financial information that is both
customarily and actually treated as private by its owner. Under the
Freedom of Information Act (FOIA; 5 U.S.C. 552), CBI is exempt from
public disclosure. If your comments responsive to this NPRM contain
commercial or financial information that is customarily treated as
private, that you actually treat as private, and that is relevant or
responsive to this NPRM, it is important that you clearly designate the
submitted comments as CBI. Please mark each page of your submission
containing CBI as ``PROPIN.'' Submissions containing CBI should be sent
to Candace Casey, U.S. Department of Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590-0001. Any commentary that PHMSA
receives which is not specifically designated as CBI will be placed in
the public docket for this rulemaking.
FOR FURTHER INFORMATION CONTACT: Candace Casey, Standards and
Rulemaking, or Aaron Wiener, International Program, at (202) 366-8553,
Pipeline and Hazardous Materials Safety Administration, U.S. Department
of Transportation, 1200 New Jersey Avenue SE, East Building, 2nd Floor,
Washington, DC 20590-0001.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
III. Incorporation by Reference Discussion Under 1 CFR part 51
IV. Amendments Not Being Considered for Adoption in this NPRM
V. Section-by-Section Review of NPRM Proposals
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
B. Executive Order 12866 and DOT Regulatory Policies and
Procedures
C. Executive Order 13132
D. Executive Order 13175
E. Regulatory Flexibility Act, Executive Order 13272, and DOT
Policies and Procedures
F. Paperwork Reduction Act
G. Regulation Identifier Number (RIN)
H. Unfunded Mandates Reform Act of 1995
I. Environment Assessment
J. Privacy Act
K. Executive Order 13609 and International Trade Analysis
L. National Technology Transfer and Advancement Act
List of Subjects
I. Executive Summary
As discussed in further detail later in this NPRM (see the Section-
By-Section Review of NPRM Proposals), the Pipeline and Hazardous
Materials Safety Administration (PHMSA) proposes to amend certain
sections of the Hazardous Materials Regulations (HMR; 49 CFR parts 171
to 180) to maintain alignment with international regulations and
standards by adopting various amendments, including changes to proper
shipping names, hazard classes, packing groups, special provisions,
packaging authorizations, air transport quantity limitations, and
vessel stowage requirements.
PHMSA expects adoption of the regulatory amendments proposed in
this NPRM will maintain the high safety standard currently achieved
under the HMR, facilitate the safe transportation of critical vaccines
and other medical materials associated with response to the coronavirus
disease 2019 (COVID-19) public health emergency, and align HMR
requirements with anticipated increases in the volume of lithium
batteries transported in interstate commerce from electrification of
the transportation and other economic sectors. PHMSA also notes that
because harmonization of the HMR with international consensus standards
as proposed could reduce delays and interruptions of hazardous
materials during transportation, the proposed NPRM amendments may also
lower greenhouse gas (GHG) emissions and safety risks to minority, low-
income, underserved, and other disadvantaged populations and
communities in the vicinity of interim storage sites and transportation
arteries and hubs.
The following list summarizes the more noteworthy proposals set
forth in this NPRM:
Incorporation by Reference: PHMSA proposes to incorporate
by reference updated versions of the following international hazardous
materials regulations and standards: the 2021-2022 Edition of the
International Civil Aviation Organization Technical Instructions for
the Safe Transport of Dangerous Goods by Air (ICAO Technical
Instructions); Amendment 40-20 to the International Maritime Dangerous
Goods Code (IMDG Code); the 21st revised edition of the United Nations
Recommendations on the
[[Page 43845]]
Transport of Dangerous Goods--Model Regulations (UN Model Regulations);
and the International Atomic Energy Agency (IAEA) ``Specific Safety
Requirements Number SSR-6: Regulations for the Safe Transport of
Radioactive Material 2018 Edition'' (SSR-6, Ref. 1). PHMSA also
proposes the incorporation by reference of several new or updated
International Organization for Standardization (ISO) standards as well
as an updated version of the Organization for Economic Cooperation and
Development (OECD) Guidelines for the Testing of Chemicals Test No.
431: In vitro skin corrosion: reconstructed human epidermis (RHE) test
method.
Transport Canada temporary certificates: PHMSA proposes
amendments to the HMR that would authorize the motor carrier or rail
transportation of a hazardous material within the United States
pursuant to a temporary certificate issued under Transport Canada's
Transportation of Dangerous Goods Regulations (TDG Regulations).
Hazardous Materials Table: PHMSA proposes amendments to
the Hazardous Materials Table (HMT; 49 CFR 172.101) to add, revise or
remove certain proper shipping names, hazard classes, packing groups,
special provisions, packaging authorizations, bulk packaging
requirements, and passenger and cargo aircraft maximum quantity limits.
Data loggers: PHMSA proposes exception from certain
regulations for lithium batteries in equipment that are attached to or
contained in packagings, large packagings, intermediate bulk containers
(IBCs), or cargo transport units as equipment in use or intended for
use during transport, such as data loggers. This would clarify
regulations applicable to data loggers and cargo tracking devices
powered by lithium batteries that are attached to or contained in, and
in use or intended for use during transport. Additionally, in response
to the COVID-19 public health emergency, and consistent with revisions
to the 2021-2022 ICAO Technical Instructions, PHMSA proposes exceptions
specific to the air transportation of these items used in association
with shipments of COVID-19 pharmaceuticals, including vaccines.
Removal of metal wall thickness requirements for certain
metal IBCs: PHMSA proposes to remove the minimum wall thickness
requirements for metal IBCs that have a capacity of 1500 liters (L) or
less.
Stabilized fish meal or fish scrap by air: PHMSA proposes
to permit the transport of stabilized fish meal or fish scrap (UN2216)
on passenger and cargo aircraft. Currently, when transported as a Class
9 material, stabilized fish meal or fish scrap is only authorized for
transportation by vessel. As a part of this proposal, PHMSA is also
expanding the applicability of the stabilization requirements currently
in place for shipments of these materials by vessel.
UN3549 Category A Medical Wastes: PHMSA proposes to create
a new entry in the HMT for ``UN3549, Medical Waste, Category A,
Affecting Humans, solid or Medical Waste, Category A, Affecting Animals
only, solid.'' This entry provides an additional shipping description
for solid materials meeting the Category A classification criteria that
are not appropriate for classification in existing entries/classes
``UN2814, Infectious substance, affecting humans'' or ``UN2900,
Infectious substance, affecting animals only.'' Solid medical waste
containing Category A infectious substances generated from the medical
treatment of humans or veterinary treatment of animals (e.g.,
disposable personal protective equipment) may be assigned to UN3549.
Although PHMSA is not adopting certain packaging provisions adopted in
the UN Model Regulations, it proposes assigning Special Provision 131,
which directs shippers to request a special permit prior to
transportation, to UN3549. Additionally, PHMSA proposes amending
certain parts of Sec. 173.134, which provides definitions and
exceptions for Class 6, Division 6.2 hazardous materials, to include
references to this new UN number and proper shipping name.
Additional packagings for ``UN2211, Polymeric beads,
expandable, evolving flammable vapor'' and ``UN3314, Plastic molding
compound in dough, sheet or extruded rope form evolving flammable
vapor'': PHMSA proposes to expand the authorized packagings for
polymeric beads and plastic molding compound to include combination
packagings rather than limiting packaging options to single packagings.
Miscellaneous revisions of requirements pertaining to the
transportation of lithium batteries: PHMSA proposes a number of
revisions to HMR requirements, including, but not limited to, minimum
size markings and modification of stowage requirements for lithium
batteries including those offered as damaged/defective or for disposal/
recycling. PHMSA expects the revisions will contribute to the safe
transportation of increased volumes of lithium batteries anticipated as
a result of the increased use of that technology in the transportation
and other economic sectors.
Definition of SADT (Self-accelerating decomposition
temperature) and SAPT (Self-accelerating polymerizing temperature):
PHMSA proposes to amend the definitions of SADT and SAPT to clarify
that the lowest temperature at which the these may occur can take place
in a packaging, IBC or portable tank.
Periodic inspection for chemicals under pressure: PHMSA
proposes to extend the periodic inspection, from five to ten years, for
cylinders that are filled with hazardous materials described as
``UN3500, Chemicals under pressure, n.o.s.'' that are also used as fire
extinguishing agents.
Technical name requirements for marine pollutants: PHMSA
proposes to amend provisions pertaining to the addition of technical
names to the shipping description when transporting hazardous materials
that contain marine pollutants. These amendments aim to provide
flexibility with regard to documentation and marking requirements,
which currently require identifying the technical names of marine
pollutant components in those materials. Additionally, PHMSA proposes
to amend Sec. Sec. 172.203(l) and 172.322 to limit the applicability
of requirements for specific marine pollutant constituents for generic
entries (indicated by the letter ``G'' in column 1 of the Hazardous
Materials Table) and those containing ``n.o.s.'' as part of the proper
shipping names.
Stability tests for nitrocellulose: PHMSA proposes to add
stability testing requirements for nitrocellulose, to require that
these materials meet the criteria of the Bergmann-Junk test or methyl
violet paper test in the UN Manual of Tests and Criteria, Appendix 10.
Some of the proposed amendments represent improvements in safety
(e.g., nitrocellulose stability testing, additional closures for
packagings intended for pyrophoric materials, on deck stowage
requirements for lithium batteries transported by vessel, etc.). All
the proposed amendments are expected to maintain the HMR's high safety
standard for the public and the environment. Additionally, PHMSA
anticipates that there are safety benefits to be derived from improved
compliance related to consistency amongst domestic and international
regulations. PHMSA solicits comment on the amendments proposed in this
NPRM pertaining to: need, benefits and costs of the proposed HMR
revisions; impact on safety and the environment;
[[Page 43846]]
impact on environmental justice and equity; and any other relevant
information. In addition, PHMSA solicits comment regarding approaches
to reducing the costs of this rule while maintaining or increasing
safety benefits. As further explained in the PRIA, PHMSA expects that
the aggregate benefits of the amendments proposed in this NPRM justify
their aggregate costs. Nonetheless, PHMSA solicits comment on specific
changes (e.g., greater flexibility with regard to a particular
proposal) that might improve the rule.
II. Background
The Federal hazardous materials transportation law (49 U.S.C. 5101
et seq.) directs PHMSA to participate in relevant international
standard-setting bodies and encourages alignment of the HMR with
international transport standards as consistent with promotion of
safety and the public interest. See 49 U.S.C. 5120. This statutory
mandate reflects the importance of international standard-setting
activity in light of the globalization of commercial transportation of
hazardous materials. Harmonization of the HMR with those efforts can
reduce the costs and other burdens of complying with multiple or
inconsistent safety requirements between nations. Consistency between
the HMR and current international standards can also enhance safety by
(1) ensuring that the HMR is informed by the latest best practices and
lessons learned; (2) improving understanding of and compliance with
pertinent requirements; (3) facilitating the smooth flow of hazardous
materials from their points of origin to their points of destination,
thereby avoiding risks to the public and the environment from release
of hazardous materials from delays or interruptions in the
transportation of those materials; and (4) enabling consistent
emergency response procedures in the event of a hazardous materials
incident.
PHMSA participates in the development of international regulations
and standards for the transportation of hazardous materials. It also
adopts within the HMR international standards consistent with PHMSA's
safety mission. PHMSA reviews and evaluates each international standard
it considers for incorporation within the HMR on its own merits, to
include the effects on transportation safety, the environmental
impacts, and any economic impact. PHMSA's goal is to harmonize with
international standards without diminishing the level of safety
currently provided by the HMR or imposing undue burdens on the
regulated community.
In a final rule published December 21, 1990,\1\ PHMSA's
predecessor, the Research and Special Programs Administration (RSPA),
comprehensively revised the HMR for greater consistency with the UN
Model Regulations. The UN Model Regulations constitute a set of
recommendations issued by the United Nations Sub-Committee of Experts
(UNSCOE) on the Transport of Dangerous Goods and on the Globally
Harmonized System of Classification and Labelling of Chemicals (GHS).
The UN Model Regulations are amended and updated biennially by the
UNSCOE and serve as the basis for national, regional, and international
modal regulations, including the ICAO Technical Instructions and IMDG
Code.
---------------------------------------------------------------------------
\1\ 55 FR 52401 (Dec. 21, 1990).
---------------------------------------------------------------------------
PHMSA has evaluated recent updates to the international standards,
and proposes to revise the HMR to adopt changes consistent with
revisions to the 2021-2022 Edition of the ICAO Technical Instructions,
Amendment 40-20 to the IMDG Code,\2\ and the 21st revised edition of
the UN Model Regulations, all of which were published by or in effect
on January 1, 2021. PHMSA issued an enforcement discretion on October
1, 2020, stating that while PHMSA is considering the 2021-2022 Edition
of the ICAO Technical Instructions and amendment 40-20 of the IMDG Code
for potential adoption into the HMR, PHMSA and other Federal agencies
that enforce the HMR (the Federal Railroad Administration, the Federal
Aviation Administration (FAA), the Federal Motor Carrier Safety
Administration, and the United States Coast Guard) will not take
enforcement action against any offeror or carrier who uses these
standards as an alternative to complying with current HMR requirements
when all or part of the transportation is by air with respect to the
ICAO Technical Instructions, or by vessel with respect to the IMDG
Code. In addition, PHMSA and its partners will not take enforcement
action against any offeror or carrier who offers or accepts for
domestic or international transportation by any mode packages marked or
labeled in accordance with these standards. This notice remains in
effect until withdrawn or otherwise modified.\3\ Additionally, in
response to the ongoing global COVID-19 public health emergency, on
December 31, 2020 and February 23, 2021, ICAO published addenda to the
2021-2022 Edition of the ICAO Technical Instructions to provide
additional provisions and exceptions to reduce regulatory compliance
burdens for the transport of certain hazardous materials, such as
alcohols and aerosols used for hygienic purposes, by air. PHMSA
proposes to include those changes to international standards in this
NPRM. Finally, PHMSA proposes to incorporate by reference these new
international regulations and standards as well as new requirements
from the IAEA, ``Specific Safety Requirements Number SSR-6: Regulations
for the Safe Transport of Radioactive Material 2018 Edition'' (SSR-6,
Ref. 1); several new or updated ISO standards; and an updated version
of the OECD Guidelines for the Testing of Chemicals Test No. 431: In
vitro skin corrosion: reconstructed human epidermis (RHE) test method.
The standards incorporated by reference are authorized for use for
domestic transportation, under specific conditions, by part 171,
subpart C of the HMR.
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\2\ Amendment 40-20 to the IMDG Code may be voluntarily complied
with as of January 1, 2021; however, Amendment 39-18 will remain
effective through May 31, 2022.
\3\ PHMSA, Notice of Enforcement Policy Regarding International
Standards (Oct. 1, 2020), https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/2020-10/Notice%20of%20Enforcement%20Policy%20Regarding%20International%20Standards%20Oct%201%202020.pdf. PHMSA expects that it may withdraw this
enforcement discretion should the HMR amendments proposed here be
adopted in a final rule.
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Contemporaneously with PHMSA's development of the NPRM, the
President has issued a series of Executive Orders coordinating Federal
response to the COVID-19 public health emergency, a handful of those
are pertinent to this NPRM. Specifically, section 2 of Executive Order
13987 (``Organizing and Mobilizing the United States Government to
Provide a Unified and Effective Response to Combat COVID-19 and To
Provide United States Leadership on Global Health and Security'') \4\
contemplates broad-based action across the Federal Government to
``produce, supply, and distribute personal protective equipment,
vaccines, tests, and other supplies for the Nation's COVID-19
response.'' Similarly, Executive Order 14002 (``Economic Relief Related
to COVID-19 Pandemic'') \5\ directs Federal agencies like PHMSA to
respond to the economic harm caused by the COVID-19 public health
emergency by promptly identifying actions they can take within existing
authorities to provide economic relief to affected persons and
[[Page 43847]]
businesses. Lastly, the President has announced ambitious reductions in
national GHG emissions to combat climate, change, identifying
electrification of the transportation and other economic sectors--to
include enabling more widespread use of electric storage technologies
(such as lithium batteries) -- as a critical element of that effort.\6\
---------------------------------------------------------------------------
\4\ 86 FR 7019 (Jan. 20, 2021).
\5\ 86 FR 7229 (Jan. 21, 2021).
\6\ See, e.g., White House, ``Fact Sheet: President Biden Sets
2030 Greenhouse Gas Pollution Reduction Target Aimed at Creating
Good-Paying Union Jobs and Securing U.S. Leadership on Clean Energy
Technologies'' (Apr. 21, 2021), https://www.whitehouse.gov/briefing-room/statements-releases/2021/04/22/fact-sheet-president-biden-sets-2030-greenhouse-gas-pollution-reduction-target-aimed-at-creating-good-paying-union-jobs-and-securing-u-s-leadership-on-clean-energy-technologies/.
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III. Incorporation by Reference Discussion Under 1 CFR Part 51
According to the Office of Management and Budget (OMB), Circular A-
119, ``Federal Participation in the Development and Use of Voluntary
Consensus Standards and in Conformity Assessment Activities,''
government agencies must use voluntary consensus standards wherever
practical in the development of regulations.
PHMSA currently incorporates by reference into the HMR all or parts
of several standards and specifications developed and published by
standard development organizations (SDO). In general, SDOs update and
revise their published standards every 2 to 5 years to reflect modern
technology and best technical practices. The National Technology
Transfer and Advancement Act of 1995 (NTTAA; Pub. L. 104-113) directs
Federal agencies to use standards developed by voluntary consensus
standards bodies in lieu of government-written standards whenever
possible. Voluntary consensus standards bodies develop, establish, or
coordinate technical standards using agreed-upon procedures. OMB issued
Circular A-119 to implement section 12(d) of the NTTAA relative to the
utilization of consensus technical standards by Federal agencies. This
circular provides guidance for agencies participating in voluntary
consensus standards bodies and describes procedures for satisfying the
reporting requirements in the NTTAA. Accordingly, PHMSA is responsible
for determining which currently referenced standards should be updated,
revised, or removed, and which standards should be added to the HMR.
Revisions to materials incorporated by reference in the HMR are handled
via the rulemaking process, which allows for the public and regulated
entities to provide input. During the rulemaking process, PHMSA must
also obtain approval from the Office of the Federal Register to
incorporate by reference any new materials. The Office of the Federal
Register issued a rulemaking on November 7, 2014 that revised 1 CFR
51.5 to require that agencies detail in the preamble of an NPRM the
ways the materials it proposes to incorporate by reference are
reasonably available to interested parties, or how the agency worked to
make those materials reasonably available to interested parties.
The UN Model Regulations, the UN Manual of Tests and Criteria, the
IAEA Regulations for the Safe Transport of Radioactive Material, and
the OECD Guidelines for the Testing of Chemicals Test No. 431: In vitro
skin corrosion: reconstructed human epidermis (RHE) test method are
free and easily accessible to the public on the internet, with access
provided through the parent organization websites. The ICAO Technical
Instructions, IMDG Code, and all ISO standard references are available
for interested parties to purchase in either print or electronic
versions through the parent organization websites. The price charged
for those not freely available helps to cover the cost of developing,
maintaining, hosting and accessing these standards. The specific
standards are discussed in greater detail in Section V.
IV. Amendments Not Being Considered for Adoption in this NPRM
As documented below, PHMSA has determined that certain elements of
updated international regulations and standards that are the subject of
this rulemaking should not be adopted into the HMR because the
structure of the HMR is such that it makes adoption unnecessary, or
PHMSA has deemed it is a safer approach to authorize certain transport
requirements through a special permit rather than adopting into the
HMR. Use of a special permit allows for greater oversight and
development of transport history and data prior to determining adoption
within the HMR.
The following is a list of elements of updated international
standards that PHMSA is not considering for adoption in this NPRM, and
the rationale for that decision:
Issue #1: As discussed previously, PHMSA proposes to add a
new HMT entry for ``UN3549 Medical Waste, Category A, Affecting Humans,
solid or Medical Waste, Category A, Affecting Animals only, solid'' for
consistency with updates to the Dangerous Goods Lists of the ICAO
Technical Instructions (Dangerous Goods List) and the UN Model
Regulations. However, PHMSA is not proposing to revise the HMR/HMT to
incorporate the corresponding packaging instructions for these
materials. Instead, PHMSA plans to continue to approve the packaging
and transport of these materials through a special permit. Maintaining
approval of these shipments under a special permit allows for oversight
of the grantees in that PHMSA can conduct a fitness evaluation prior to
granting a special permit and data on the number of shipments made
under a special permit are provided to PHMSA.
Issue #2: In the 2021-2022 Edition of the ICAO Technical
Instructions, Special Provision A201 was revised to provide provisions
for transport of lithium batteries on a passenger aircraft with the
prior approval of the State of Origin and the operator, provided the
batteries were intended for urgent medical need. PHMSA is not proposing
to make a corresponding amendment to the HMR because PHMSA added Sec.
173.185(g) in an interim final rule (HM-224I) published on March 6,
2019 \7\ in response to a statutory mandate in the FAA Reauthorization
Act of 2018. Pub. L. 115-254 (Oct. 5, 2018). That HMR amendment
provided limited exceptions from HMR prohibitions permitting air
transportation of medical device batteries with the approval of the
Associate Administrator. A final rule covering the issues adopted on an
interim basis in HM-224I is currently under development.
---------------------------------------------------------------------------
\7\ 84 FR 8006 (Mar. 6, 2019).
---------------------------------------------------------------------------
Issue #3: The 21st revised edition of the UN Model
Regulations, the 2021-2022 edition of the ICAO Technical Instructions,
and Amendment 40-20 to the IMDG Code amended various radioactive
transportation requirements to harmonize with the IAEA Regulations for
the Safe Transport of Radioactive Material, No. SSR-6. While PHMSA
proposes to incorporate by reference Regulations for the Safe Transport
of Radioactive Material, No. SSR-6, PHMSA is not proposing to harmonize
the HMR with the remainder of the changes made by the various
international regulations (i.e., ICAO Technical Instructions, UN Model
Regulations, IMDG Code) regarding radioactive materials requirements.
PHMSA plans to address domestic radioactive harmonization issues in a
future rulemaking (HM-250A, under RIN137-AF42) in coordination with the
Nuclear Regulatory Commission.
Issue #4: The 21st revised edition of the UN Model
Regulations contains an
[[Page 43848]]
amendment to general requirements permitting the use of the proper
shipping name ``Articles containing dangerous goods, n.o.s.''
Specifically, this amendment authorizes the use of this entry for
articles containing explosives if the article is excluded from Class 1
(explosives) by meeting certain exclusion criteria identified in
section 2.1.3.6.4 of the UN Model Regulations. However, PHMSA is not
proposing a corresponding amendment to Sec. 173.232 because PHMSA does
not permit shippers to self-exclude a potential explosive (i.e., an
article) from Class 1. Rather, Sec. 173.56 of the HMR requires
shippers to submit explosives to PHMSA-approved explosives test labs,
which perform evaluations to determine whether the explosive meets the
exclusion criteria and then recommend a classification to PHMSA for
explosives submitted to them for review. If an article is excluded from
Class 1, a document would be issued by PHMSA that indicates it is not
an explosive, but must be classified based on any other hazard
presented by the article. In this case, the shipper would be required
to pick the most appropriate proper shipping name, which could include
the appropriate ``Articles, n.o.s.'' entry.
Issue #5: The 21st revised edition of the UN Model
Regulations contains amendments to Packing Instruction P801, applicable
to used batteries assigned the following UN numbers: ``UN2794,
Batteries, wet, filled with acid, electric storage''; ``UN2795,
Batteries, wet, filled with alkali, electric storage''; and ``UN3028,
Batteries, dry, containing potassium hydroxide solid, electric
storage.'' These amendments were adopted to correct issues pertaining
to requirements unique to the UN Model Regulations for the use of
stainless steel boxes and plastic bins as packaging for those used
batteries. In contrast, the HMR does not specify such packagings for
used UN2794/2795/3028 batteries, nor does this NPRM propose to amend
the HMR to authorize such packaging. Existing HMR packaging
requirements in Sec. 173.159 for such batteries are adequately
protective. The HMR allows used batteries that are not damaged or
leaking to be offered for transportation in accordance with the general
packaging requirements in Sec. 173.159(a)-(e) or paragraph (k) for
damaged batteries. Because of the combination of general packaging
requirements in 49 CFR part 173, subpart B, and the battery specific
packaging requirements in Sec. 173.159, PHMSA does not believe there
is a safety justification to limit transportation of used batteries to
those packaged in accordance with the new UN packing instruction
requirements in P801 or to add these stainless steel boxes or plastic
bins to the current packaging authorizations in the HMR.
V. Section-By-Section Review of NPRM Proposals
The following is a section-by-section review of the amendments
proposed in this NPRM.
A. Part 171
Section 171.7
Section 171.7 provides a listing of all voluntary consensus
standards incorporated by reference into the HMR, as directed by the
NTTAA. For this rulemaking, PHMSA evaluated updated international
consensus standards pertaining to proper shipping names, hazard
classes, packing groups, special provisions, packaging authorizations,
air transport quantity limitations, and vessel stowage requirements.
PHMSA contributed to the development of those standards--each of which
build on the well-established and documented safety histories of
earlier editions -- as it participated in the discussions and working
group activities associated with their proposal, revision, and
approval. Those activities in turn have informed PHMSA's evaluation of
the effect those updated consensus standards would have on safety when
incorporated by reference and provisions adopted into the HMR. Further,
PHMSA notes that some of the consensus standards proposed for
incorporation by reference within the HMR in this rulemaking have
already been adopted into the regulatory schemes of other countries;
note again that PHMSA itself has issued an enforcement discretion
authorizing their use as an interim strategy for complying with current
HMR requirements. PHMSA is not aware of adverse safety impacts from
that operational experience. For these reasons, PHMSA expects their
adoption will maintain the high safety standard currently achieved
under the HMR. Therefore, PHMSA proposes to add or revise the following
incorporation by reference materials: \8\
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\8\ All other standards that are set out as part of the
regulatory text of Sec. 171.7(w) were previously approved for
incorporation by reference and no changes are proposed.
---------------------------------------------------------------------------
In paragraph (s)(1), incorporate by reference the 2018
edition of the IAEA Regulations for the Safe Transport of Radioactive
Material, Safety Standards Series No. SSR-6 (Rev.1), to replace the
2012 edition, which is currently referenced in Sec. Sec. 171.22;
171.23; 171.26; 173.415; 173.416; 173.417; 173.435; and 173.473. The
IAEA regulations establish standards of safety for control of the
radiation, criticality, and thermal hazards to people, property, and
the environment that are associated with the transport of radioactive
materials. Notable changes from the previous edition include
clarification of marking requirements, a new group of surface
contaminated objects SCO-III for UN2914, and amendments to basic
radionuclide values (activity of the radionuclide as listed in Sec.
173.435) for seven specific radionuclides (Ba-135m, Ge-69, Ir-193m, Ni-
57, Sr-83, Tb-149 and Tb-161). The Regulations for the Safe Transport
of Radioactive Material are available for download and purchase in hard
copy on the IAEA website at: https://www.iaea.org/publications/12288/regulations-for-the-safe-transport-of-radioactive-material.
In paragraph (t)(1), incorporate by reference the 2021-
2022 edition of the ICAO Technical Instructions, to replace the 2019-
2020 Edition, which is currently referenced in Sec. Sec. 171.8;
171.22; 171.23; 171.24; 172.101; 172.202; 172.401; 172.407; 172.512;
172.519; 172.602; 173.56; 173.320; 175.10, 175.33; and 178.3. The ICAO
Technical Instructions specify detailed instructions for the safe
international transport of dangerous goods by air. The requirements in
the 2021-2022 edition have been amended to align better with the 21st
revised edition of the United Nations Recommendations on the Transport
of Dangerous Goods and the IAEA Regulations for the Safe Transport of
Radioactive Material. Notable changes in the 2021-2022 edition of the
ICAO Technical Instructions include new packing and stowage provisions,
new and revised entries on the Dangerous Goods List, and editorial
corrections. The 2021-2022 edition of the ICAO Technical Instructions
are available for purchase on the ICAO website at https://store.icao.int/en/shop-by-areas/safety/dangerous-goods.
In paragraph (v)(2), incorporate by reference the 2020
edition of the IMDG Code, Incorporating Amendment 40-20 (English
Edition), to replace Incorporating Amendment 39-18, 2018 Edition, which
is currently referenced in Sec. Sec. 171.22; 171.23; 171.25; 172.101;
172.202; 172.203 172.401; 172.407; 172.502; 172.519; 172.602; 173.21;
173.56; 176.2; 176.5; 176.11; 176.27; 176.30; 176.83; 176.84; 176.140;
176.720; 176.906; 178.3; and 178.274. The IMDG Code is a unified
international code that outlines standards and requirements for the
transport of dangerous goods by sea. Notable changes in Amendment 40-20
include new packing and stowage provisions, new and revised entries on
[[Page 43849]]
the Dangerous Goods List, and editorial corrections. Distributors of
the IMDG Code can be found on the International Maritime Organization
(IMO) website at: https://www.imo.org/en/publications/Pages/Distributors-default.aspx.
In paragraph (w), incorporate by reference or remove the
following ISO documents to include new and updated standards for the
specification, design, construction, testing, and use of gas cylinders:
--ISO 10156:2017, ``Gas cylinders--Gases and gas mixtures--
Determination of fire potential and oxidizing ability for the selection
of cylinder valve outlets'' in paragraph (w)(38) and referenced in
Sec. 173.115. ISO 10156 specifies methods for determining whether a
gas or gas mixture is flammable in air and whether a gas or gas mixture
is more or less oxidizing than air under atmospheric conditions. It is
intended to be used for the classification of gases and gas mixtures
including the selection of gas cylinder valve outlets. This amendment
would remove ISO 10156:2010, third edition, and the associated
corrigendum (ISO 10156:2010/Cor.1:2010(E)), from the HMR and add the
revised ISO 10156:2017(E), fourth edition, as the former documents have
been withdrawn by ISO and replaced with updated 2017 versions. As part
of the five-year periodic review of all standards, ISO reviewed ISO
1056:2010 and published an updated version, ISO 10156:2017, which was
published in September 2017 and adopted in the 21st revised edition of
the UN Model Regulations. While many of the edits in this 2017 version
were editorial changes made to suit the ISO publication rules, the
standard has also been supplemented with a test method to determine the
flammability limits of gases and gas mixtures in air and a calculation
method to determine the lower flammability limit of a gas mixture.
PHMSA expects that the latter change will enhance safety by providing
improved instruction on determination of flammability of gases and gas
mixtures which would aid in the proper selection of a valve. (see Sec.
173.115 of the Section-by-Section Review for additional discussion of
this proposed change).
--ISO 10297: 2014/Amd 1:2017, ``Gas cylinders -- Cylinder valves--
Specification and type testing'' in paragraph (w)(42) and referenced in
Sec. 173.301b and Sec. 178.71. ISO published this supplemental
amendment to the 2014 version of this document (i.e., ISO 10297: 2014)
to clarify valve requirements for tubes and pressure drums and to
correct errors found in the 2014 version. PHMSA proposes to reference
this amendment in Sec. Sec. 173.301b and 178.71, where use of ISO
10297:2014 is required. PHMSA reviewed this document and determined
that the amendments it adds would provide additional safety benefits
for hazardous materials in transportation.
--ISO 10462:2013, ``Gas cylinders -- Transportable cylinders for
dissolved acetylene -- Periodic inspection and maintenance.'' PHMSA
proposes to delete this second edition of ISO 10462 currently in
paragraph (w)(44) from the list of materials incorporated by reference.
PHMSA requires the use of ISO 10462 for the requalification of a
dissolved acetylene cylinder in Sec. 180.207. In final rule HM-
215N,\9\ PHMSA incorporated by reference the updated third edition of
ISO 10462; however, the rule included a sunset provision to allow
continued use of this second edition until December 31, 2018. Because
this date has since passed, and the second edition is no longer
authorized for use under Sec. 180.207, PHMSA proposes removing
reference to this edition in Sec. 171.7, as well as a making a
conforming revision to remove the sunset provision in Sec. 180.207.
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\9\ 82 FR 15796 (Mar. 30, 2017).
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--ISO 11114-1:2012/Amd 1:2017(E), ``Gas cylinders--Compatibility of
cylinder and valve materials with gas contents--Part 1: Metallic
materials--Amendment 1,'' in paragraph (w)(47), which PHMSA proposes to
reference in Sec. 172.102, Sec. 173.301b, and Sec. 178.71. This 2017
document supplements ISO 11114-1:2012(E), which provides requirements
for the selection of safe combinations of metallic cylinder and valve
materials, and cylinder gas contents. As part of ISO's regular five-
year review of its standards, the 2012 version of this document was
amended through the issuance of this supplemental document, ISO 11114-
1:2012/Amd 1:2017(E). This 2017 document amends the 2012 version by
providing more explicit instructions on the permissible concentrations
of gases containing halogens in aluminum cylinders. It also provides
amended requirements for butylene, hydrogen cyanide, hydrogen sulfide
and nitric oxide. Consequently, the 21st revised edition of the UN
Model Regulations updated all references to the 2012 edition to include
a reference to the supplemental amendment (ISO 11114-1:2012/Amd
1:2017(E)). PHMSA proposes to revise the HMR likewise, by amending
Special Provision 379, Sec. 173.301b and Sec. 178.71 where ISO 11114-
1:2012(E) is permitted or required, to also require compatibility with
ISO 11114-1:2012/Amd 1:2017(E).
--ISO 11119-1:2012(E), ``Gas cylinders--Refillable composite gas
cylinders and tubes--Design, construction and testing-- Part 1: Hoop
wrapped fibre reinforced composite gas cylinders and tubes up to 450
l'', found in paragraph (w)(55). This document specifies requirements
for composite gas cylinders and tubes between 0.5 L and 450 L water
capacity, for the storage and conveyance of compressed or liquefied
gases. ISO 11119-1:2012(E) is currently incorporated by reference in
Sec. 178.71; however, PHMSA is proposing to additionally incorporate
by reference in Sec. 178.75.
--ISO 11119-2:2012(E), ``Gas cylinders--Refillable composite gas
cylinders and tubes--Design, construction and testing--Part 2: Fully
wrapped fibre reinforced composite gas cylinders and tubes up to 450 l
with load-sharing metal liners'' found in paragraph (w)(57). ISO 11119-
2:2012 specifies requirements for composite gas cylinders and tubes
between 0.5 L and 450 L water capacity, for the storage and conveyance
of compressed or liquefied gases. ISO 11119-2:2012(E) is currently
incorporated by reference in Sec. 178.71; however, PHMSA is proposing
to additionally incorporate by reference in Sec. 178.75.
--ISO 11119-2:2012/Amd.1:2014(E), Gas cylinders--Refillable composite
gas cylinders and tubes--Design, construction and testing--Part 2:
Fully wrapped fibre reinforced composite gas cylinders and tubes up to
450 l with load-sharing metal liners, Amendment 1, found in paragraph
(w)(58). ISO 11119-2:2012/Amd. 1:2014(E) is currently incorporated by
reference in Sec. 178.71; however, PHMSA is proposing to additionally
incorporate by reference in Sec. 178.75. This supplemental amendment
was published to align the drop test originally provided in ISO 11119-2
with the drop test outlined in ISO 11119-3 ``Gas cylinders of composite
construction--Specification and test methods--Part 3: Fully wrapped
fibre reinforced composite gas cylinders with non-load-sharing metallic
or non-metallic liners''.
--ISO 11119-3:2013(E), ``Gas cylinders of composite construction--
[[Page 43850]]
Specification and test methods--Part 3: Fully wrapped fibre reinforced
composite gas cylinders with non-load-sharing metallic or non-metallic
liners'' listed in paragraph (w)(60). This document is currently
incorporated by reference in Sec. 178.71; however, PHMSA is proposing
to additionally incorporate by reference in Sec. 178.75. ISO 11119-
3:2013 specifies requirements for composite gas cylinders up to 150 l
water capacity and composite tubes above 150 L water capacity and up to
450 L water capacity, for the storage and conveyance of compressed or
liquefied gases.
--ISO 11119-4:2016, ``Gas cylinders--Refillable composite gas
cylinders--Design, construction and testing--Part 4: Fully wrapped
fibre reinforced composite gas cylinders up to 150 L with load-sharing
welded metallic liners,'' in (w)(61), which PHMSA proposes to add a new
reference to in Sec. 178.71 and 178.75. This standard provides
requirements for composite gas cylinders with load-sharing welded
liners between 0.5 L and 150 L water capacity and a maximum test
pressure of 450 bar \10\ for the storage and conveyance of compressed
or liquefied gases. PHMSA proposes requiring UN composite cylinders and
tubes to conform to this standard in Sec. 178.71. See 178.71 of
Section-by-Section Review for additional discussion on this new
incorporation by reference.
---------------------------------------------------------------------------
\10\ 1 Bar = 100 kPa = 14.504 psi.
---------------------------------------------------------------------------
--ISO 14246:2014/Amd 1:2017, ``Gas cylinders--Cylinder valves--
Manufacturing tests and examinations--Amendment 1,'' in paragraph
(w)(72). PHMSA proposes to add a reference to this document in Sec.
178.71. This one page amendment, published in 2017, is intended for use
in conjunction with ISO 14246:2014, which specifies the procedures and
acceptance criteria for manufacturing testing and examination of
cylinder valves that have been manufactured to achieve type approval.
This 2017 document amends the 2014 version by updating the pressure
test and leakproofness test specifically for acetylene valves.
Consequently, the 21st revised edition of the UN Model Regulations
updated all references to the 2014 edition to include a reference to
the supplemental amendment (ISO 14246/Amd 1:2017). Therefore, PHMSA
proposes to do likewise by adding a reference to this supplement in
Sec. 178.71, where inspection and testing in accordance with ISO
14246:2014 are required. See 178.71 of the Section-by-Section Review
for additional discussion on this proposal.
--ISO 17879:2017, ``Gas cylinders--Self-closing cylinder valves--
Specification and type testing,'' in paragraph (w)(75). PHMSA proposes
to add a reference to this standard in Sec. 173.301b and Sec. 178.71.
This standard provides the design, type testing, marking, and
manufacturing tests and examinations requirements for self-closing
cylinder valves intended to be fitted to refillable transportable gas
cylinders used to transport compressed, liquefied or dissolved gases.
--ISO 20475:2018, ``Gas cylinders--Cylinder bundles--Periodic
inspection and testing'' in paragraph (w)(77). This standard provides
the requirements for the periodic inspection and testing of cylinder
bundles containing compressed, liquefied, and dissolved gas. PHMSA
proposes to add a reference to this standard in Sec. 180.207, which
provides the requirements for requalification of UN pressure
receptacles.
All ISO standards are available for preview and purchase at:
https://www.iso.org/standards.html.
In paragraph (aa)(3), incorporate by reference the updated
2016 version of the OECD Guidelines for the Testing of Chemicals ``Test
No. 431: In vitro skin corrosion: reconstructed human Epidermis (RHE)
test method.'' PHMSA proposes to update the version of OECD Guidelines
for the Testing of Chemicals Test No. 431 referenced in Sec. 173.137,
to maintain alignment with the UN Model Regulations. This document is
used for the identification of corrosive chemical substances and
mixtures. This updated edition includes in vitro methods allowing for
better differentiation between hazard categories, which had not been
possible under earlier editions due to the limited set of well-known in
vivo corrosive sub-category chemicals against which to validate in
vitro testing results. Therefore, this updated test protocol may
provide clearer distinctions between severe and less severe skin
corrosives. OECD test methods can be found in the OECD iLibrary
available at https://www.oecd-ilibrary.org/.
In paragraph (dd), incorporate by reference United Nations
standards including:
--``The Recommendations on the Transport of Dangerous Goods--Model
Regulations,'' 21st revised edition (2019), Volumes I and II, in
paragraph (dd)(1), which are referenced in Sec. Sec. 171.8; 171.12;
172.202; 172.401; 172.407; 172.502; 172.519; 173.22; 173.24; 173.24b;
173.40; 173.56; 173.192; 173.302b; 173.304b; 178.75; and 178.274. The
Model Regulations provide framework provisions promoting uniform
development of national and international regulations governing the
transportation of hazardous materials by various modes of transport. At
its ninth session on December 7, 2018, the UNSCOE on the Transport of
Dangerous Goods and on the GHS adopted amendments to the UN Model
Regulations concerning, inter alia, electric storage systems (including
lithium batteries installed in cargo transport units and defective
batteries), explosives, infectious waste of Category A, waste gas
cartridges, harmonization with the 2018 edition of IAEA's Regulations
for the Safe Transport of Radioactive Material, listing of dangerous
goods, update of LC50 values for some toxic gases and use of in vitro
skin corrosion methods for classification. The 21st revised edition of
the UN Model Regulations is available online at: https://unece.org/rev-21-2019.
--The Manual of Tests and Criteria, 7th revised edition (2019), in
paragraph (dd)(2), which is referenced in Sec. Sec. 171.24, 172.102;
173.21; 173.56; 173.57; 173.58; 173.60; 173.115; 173.124; 173.125;
173.127; 173.128; 173.137; 173.185; 173.220; 173.221; 173.224; 173.225;
173.232; part 173, appendix H; 175.10; 176.905; and 178.274. The Manual
of Tests and Criteria contains instruction for the classification of
hazardous materials for purposes of transportation according to the UN
Model Regulations. PHMSA proposes to replace the sixth revised edition
(2015) and the sixth revised edition, Amendment 1 (2017) with the
seventh revised edition. The amendments adopted in 2018 for the seventh
revised edition include: A full review of the text of the Manual to
facilitate its use in the context of the GHS; a new test under test
series 8 to determine the sensitiveness of a candidate ammonium
nitrate, emulsion or suspension, or gel, intermediate for blasting
explosive, to the effect of intense localized thermal ignition under
high confinement; new provisions addressing classification of
polymerizing substances for transport; stability tests for
nitrocellulose mixtures (new Appendix 10); and a compilation of
classification results on industrial nitrocellulose in accordance with
Chapter 2.17 of the GHS, which can be used for the
[[Page 43851]]
classification of industrial nitrocellulose based products (new
Appendix 11). Additionally, the Committee considered that the reference
to the ``Recommendations on the Transport of Dangerous Goods'' in the
title of the manual was no longer appropriate, and decided that the
manual should be entitled ``Manual of Tests and Criteria.'' Therefore,
PHMSA proposes to amend the title of this document in the list of
reference material in Sec. 171.7 to reflect this change. The seventh
revised edition of the ``Manual of Tests and Criteria'' can be accessed
at: https://unece.org/rev7-files.
--``Globally Harmonized System of Classification and Labelling of
Chemicals'', eighth revised edition (2019) in paragraph (dd)(3), which
is referenced in Sec. 172.401. The GHS standard provides a basic
scheme to identify the hazards of substances and mixtures and to
communicate the hazards. At its ninth session on December 7, 2018, the
Committee adopted a set of amendments to the seventh revised edition of
the GHS which include, inter alia: new classification criteria, hazard
communication elements, decision logics, and guidance for chemicals
under pressure; new provisions for the use of in vitro/ex vivo data and
non-test methods to assess skin corrosion and skin irritation;
miscellaneous amendments to clarify the classification criteria for
Specific Target Organ Toxicity; revised and further rationalized
precautionary statements and an editorial revision of Sections 2 and 3
of Annex 3; new examples of precautionary pictograms to convey the
precautionary statement ``Keep out of reach of children''; a new
example in Annex 7 addressing labelling of sets or kits; and guidance
on the identification of dust explosion hazards and the need for risk
assessment, prevention, mitigation, and hazard communication. The
eighth revised edition of the GHS can be accessed at https://unece.org/ghs-rev8-2019.
--``European Agreement concerning the International Carriage of
Dangerous Goods by Road'', in (dd)(4), which is referenced in Sec.
171.23. The European Agreement concerning the International Carriage of
Dangerous Goods by Road (ADR) outlines regulations concerning the
international carriage of dangerous goods by road within the EU and
other countries that are party to the agreement. This publication
presents the European Agreement, the Protocol Signatures, the annexes,
and the amendments. In addition to a new title, the 2020 edition of
this document includes amendments necessary to ensure harmonization of
ADR with the UN Model Regulations, additional amendments adopted by the
Working Group on Tanks as well as amendments proposed by the Working
Group on Standards. PHMSA proposes to remove references to the 2019
edition of the ADR, ECE/TRANS/257, and add references to volumes I and
II of the 2020 edition, ECE/TRANS/300. The ADR can be accessed at:
https://www.unece.org/trans/danger/publi/adr/adr_e.html.
Section 171.8
Section 171.8 defines terms used throughout the HMR that have broad
or multi-modal applicability. Currently, the definitions provided in
Sec. 171.8 for SADT, i.e., ``self-accelerating decomposition
temperature'' and SAPT, i.e., ``self-accelerating polymerization
temperature'' only spell out the abbreviations and direct users to
Sec. 173.21--Forbidden materials and packages--for the actual defining
criteria. PHMSA proposes to make editorial changes to improve the
utility of the definitions of SADT and SAPT by providing a clear
explanation of these terms in the context of packaging within the HMR.
Section 171.12
Paragraph (a) of Sec. 171.12 prescribes requirements for the use
of the TDG Regulations for hazardous materials transported from Canada
to the United States, from the United States to Canada, or through the
United States to Canada or a foreign destination. PHMSA proposes to
amend Sec. 171.12(a)(1) to authorize the use of a temporary
certificate issued by Transport Canada for motor carrier or rail
transportation of a hazardous material.
In a 2017 rulemaking, HM-215N,\11\ PHMSA authorized hazardous
materials to be offered for transportation or transported by motor
carrier and rail in accordance with an equivalency certificate issued
by Transport Canada, as an alternative to transportation of these items
under the TDG Regulations as provided in Sec. 171.22. The HMR
amendment resulted from negotiations by the U.S.-Canada Regulatory
Cooperation Council (RCC), a government-to-government forum established
in 2011 by the President of the United States and the Canadian Prime
Minister for PHMSA and Transport Canada, respectively, to identify and
resolve (with input from stakeholders) impediments to cross-border
transportation of hazardous materials. Among the initiatives agreed
upon by PHMSA and Transport Canada within the RCC was modification of
their respective regulations to ensure reciprocal recognition of
special permits (PHMSA) and certificates (Transport Canada) specifying
the terms and conditions authorizing deviations from their respective
regulatory requirements governing transportation of hazardous
materials.
---------------------------------------------------------------------------
\11\ 82 FR 15796 (Mar. 30, 2017).
---------------------------------------------------------------------------
Subsequently, Transport Canada recognized PHMSA's special permits,
which are issued based on either being in the public interest or on the
basis that the permit provides a demonstrable equivalent level of
safety. See Sec. 107.105(d). In HM-215N, PHMSA revised the HMR to
recognize equivalency certificates by Transport Canada on the basis of
a finding of safety equivalence with the TDG Regulations. That
rulemaking did not, however, reflect the fact that Transport Canada
also issues temporary certificates authorizing deviation from the TDG
Regulations on a finding that transportation of certain hazardous
materials is in the public interest. Transport Canada issues temporary
certificates after a technical review by its subject matter experts of
an applicant's supporting documentation demonstrating shipment of the
hazardous material is in the public interest. Temporary certificates
are of limited duration and specify terms and conditions--often
extensive--to mitigate risks to public safety and the environment.
Transport Canada posts all temporary certificates to its publicly-
available website.\12\
---------------------------------------------------------------------------
\12\ See Transport Canada, ``Approvals--Search by Certificate
Number,'' https://wwwapps.tc.gc.ca/Saf-Sec-Sur/3/approvals-approbations/SearchCertificates.aspx (last visited Apr. 16, 2021).
---------------------------------------------------------------------------
PHMSA has evaluated Transport Canada's practices in reviewing and
issuing temporary certificates and expects that PHMSA's recognition of
those certificates for motor carrier or rail transportation of
hazardous materials will not adversely affect safety. As noted above,
Transport Canada issues those certificates only after a technical
review is completed by its own subject matter experts to mitigate
residual risks to public safety and the environment as outlined by the
certificates' terms and conditions, including limiting duration of
those temporary certificates. Additionally, other regulatory
requirements (of Transport Canada or PHMSA) not excepted by a temporary
certificate remain in effect. PHMSA
[[Page 43852]]
further notes that, consistent with the HMR's existing authorization in
Sec. 171.12 for reliance on the TDG Regulations to authorize certain
shipments in the United States, the proposed new authorization to use a
temporary certificate applies only for the duration of a shipment. In
other words, once a shipment offered in accordance with a temporary
certificate reaches its destination, any subsequent offering of
packages imported under a Transport Canada temporary certificate would
have to be completed in full compliance with the HMR. PHMSA's proposed
revisions to Sec. 171.12 would further mitigate risk to public safety
and the environment by applying only to motor carrier and rail.
The proposed recognition of Transport Canada-issued temporary
certificates would improve cross-border movement of hazardous materials
from efforts responding to the COVID-19 public health emergency or
other future emergencies. For example, among the temporary certificates
recently issued by Transport Canada are several authorizing exceptions
from TDG Regulations to enable movement of hand sanitizer chemicals and
COVID-19 test samples.\13\ Revision of the HMR as proposed would help
to ensure that, should Transport Canada issue additional temporary
certificates responding to the COVID-19 public health emergency or
another cross-border threat to public safety or the environment, the
HMR will not be an obstacle to those efforts.
---------------------------------------------------------------------------
\13\ See Transport Canada, ``Temporary Certificates,'' https://tc.canada.ca/en/dangerous-goods/temporary-certificates (last visited
Apr. 16, 2021).
---------------------------------------------------------------------------
Section 171.23
Section 171.23 outlines the requirements for specific materials and
packagings transported under the ICAO Technical Instructions, IMDG
Code, Transport Canada TDG Regulations, or the IAEA Regulations. It
also includes provisions that authorize the use, under specific
conditions, of pi-marked pressure vessels, which are pressure vessels
and pressure receptacles that comply with ECE/TRANS/257, the ADR, and
the EU Directive 2010/35/EU, and marked with a pi ([pi]) symbol to
denote such compliance. PHMSA proposes to amend Sec. 171.23(a) to
update the reference to ECE/TRANS/257 to: (1) Reference the 2020
edition of this document, ECE/TRANS/300, and (2) reference both volumes
I and II of the ADR. The ADR outlines the regulations concerning the
international carriage of dangerous goods by road within the EU and
other countries that are member to the agreement, and this publication
contains the European Agreement, the Protocol Signatures, the annexes,
and the amendments. Specifically, Sec. 171.23(a) authorizes cylinders
that comply with the requirements of Packing Instruction P200 (packing
instruction for cylinders, tubes, pressure drums, and bundles of
cylinders) or P208 (packing instruction for Class 2 adsorbed gases) and
6.2 (requirements for the construction and testing of pressure
receptacles, aerosol dispensers, small receptacles containing gas (gas
cartridges), and fuel cell cartridges containing liquefied flammable
gas) of the ADR, published in 2019 as document ECE/TRANS/257. Upon
review of the 2020 edition of this document, ECE/TRANS/300, PHMSA did
not find any substantive changes to the provisions in 6.2, P200, or
P208, and therefore, does not expect that incorporating by reference
ECE/TRANS/300 will impose any safety risk or economic impact. However,
updating the version incorporated by reference to reflect the edition
that is currently in force would facilitate access to foreign markets
by U.S. manufacturers and businesses.
The proposed regulatory text references European Directive 2010/35/
EU, which was previously approved for incorporation by reference in
this section, and no changes are proposed for this standard.
B. Part 172
Section 172.101 Hazardous Materials Table (HMT)
The HMT summarizes terms and conditions governing transportation of
certain hazardous materials under the HMR. For each entry, the HMT
identifies information such as the proper shipping name, UN
identification number, and hazard class. The HMT specifies additional
information or reference requirements in the HMR such as hazard
communication, packaging, quantity limits aboard aircraft, and stowage
of hazardous materials aboard vessels. PHMSA proposes to amend certain
entries in the HMT to reflect the proposed regulatory amendments
discussed below in the Section by Section review. For purposes of the
Government Publishing Office's typesetting procedures, proposed changes
to the HMT appear under three sections of the HMT: ``remove,'' ``add,''
and ``revise.'' Certain entries in the HMT, such as those with
revisions to the proper shipping names, appear as a ``remove'' and
``add.'' Proposed amendments to the HMT include the following:
New HMT Entries
UN0511 Detonators, electronic programmable for blasting
UN0512 Detonators, electronic programmable for blasting
UN0513 Detonators, electronic programmable for blasting
UN3549 Medical Waste, Category A, Affecting Humans, solid
or Medical Waste, Category A, Affecting Animals only, solid
The UN Model Regulations contain a new entry to its Dangerous Goods
List for regulated medical waste in Category A (see above list for
UN3549). PHMSA proposes to add this new entry for this proper shipping
name and UN number, and assigning Special Provision 131 to inform
offerors that an approval is required when shipping this material.
PHMSA also proposes to assign a new special provision, Special
Provision 430, to specify the appropriate use of this proper shipping
name. The addition of a proper shipping name that more specifically
describes the material in transportation is expected to reduce
regulatory burdens in shipping this material internationally and
domestically. And by limiting the scope of transport by way of special
provision approval requirements for each shipment, PHMSA can exercise
greater oversight of the transport of these materials to, from, or
within the United States.
PHMSA also proposes to add three new entries for the proper
shipping name ``Detonators, electronic programmable for blasting'' with
the following new UN numbers: UN0511, UN0512, and UN0513. These entries
were added in the 21st revised edition of UN Model Regulations as
result of a proposal from the Australian Explosives Industry and Safety
Group (AEISG) and ensuing discussions held by the UN Working Group on
Explosives (EWG) of the Sub-Committee of Experts on the Transport of
Dangerous Goods in 2017 and 2018.\14\ AEISG proposed adding new entries
in the Model Regulations for electronic detonators to distinguish them
from electric detonators, which have significantly different design
characteristics.
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\14\ https://unece.org/fileadmin/DAM/trans/doc/2018/dgac10c3/ST-SG-AC.10-C.3-2018-58e.pdf.
---------------------------------------------------------------------------
The HMT has nine entries for detonators (not used for ammunition)
which include: ``Detonators, non-electric for blasting,'' ``Detonators,
electric for blasting,'' and ``Detonator assemblies, non-electric for
blasting,'' which may fall in to one of three hazard
[[Page 43853]]
classes (1.1B, 1.4B, 1.4S). Under the hazardous materials
classification scheme, based on the existing available entries,
electronic detonators are required to be transported as ``Detonators,
electric for blasting'' which is not the most accurate description.
While using this name does not pose inherent risks during
transportation, it creates potential for risks in down-stream storage,
use, and handling operations. Because electronic detonators are
significantly different from other electric and non-electric
detonators, PHMSA proposes new entries for these devices rather than
including them within the existing entries for electric detonator
types. As with other explosives, the proper classification of these
devices would depend on packaging and testing, hence new entries must
include all possible hazard classifications (1.1B, 1.4G, and 1.4S). For
other newly added hazardous materials assigned a UN number on the
Dangerous Goods List in the UN Model Regulations, PHMSA proposes to
add: UN0511 (1.1B), UN0512 (1.4B), and UN0513 (1.4S) to the HMT to
facilitate proper classification and handling across governmental and
modal jurisdictions. PHMSA expects that this change would provide
clarity and enhance safety by adding more specific proper shipping
names to describe electric detonators.
Column (1) Symbols
Section 172.101(b) describes column (1) of the HMT and symbols
providing for additional requirements for transportation of listed
hazardous materials that may be indicated in the column. As provided in
Sec. 172.101(b)(1): (1) The symbol ``A'' identifies a material that is
subject to the requirements of the HMR only when offered or intended
for transportation by aircraft; (2) the symbol ``W'' identifies a
material that is subject to the requirements of the HMR only when
offered or intended for transportation by vessel; and (3) the symbol
``I'' identifies proper shipping names which are appropriate for
describing materials in international transportation. The UN Model
Regulations were amended for consistency with the ICAO Technical
Instructions to indicate that in addition to being regulated by vessel,
the following entries are also regulated for air transport: ``UN1372,
Fibers, animal or Fibers, vegetable burnt, wet or damp,'' ``UN1387,
Wool waste, wet,'' ``UN1856, Rags, oily,'' ``UN1857, Textile waste,
wet,'' and ``UN3360, Fibers, vegetable, dry.'' In the case of these
particular entries, they are forbidden for air transport in the ICAO
Technical Instructions. While reviewing this amendment, PHMSA found
that all of these entries except for ``UN3360, Fibers, vegetable,
dry,'' are also identified as only being regulated for air and vessel
transportation as denoted by the symbols ``A'' and ``W'' in column (1).
For UN3360, the symbols ``I'' and ``W'' are presently assigned in
column (1) and the quantity limit in column (9) is ``No Limit'' for
both passenger and cargo air. This is inconsistent with the ICAO
Technical Instructions which forbid this material for transport by air.
Therefore, consistent with the ICAO Technical Instructions for the
UN3360 entry, PHMSA proposes to add the symbol ``A'' to column (1) and
amend column (9) to read ``Forbidden.'' This is further consistent with
the entries for similar materials ``UN1372, Fibers, animal or Fibers,
vegetable'' and ``UN1373, Fibers or Fabrics, animal or vegetable or
Synthetic, n.o.s.'' that are also assigned the symbol ``A'' in column
(1) and ``Forbidden'' in column (9). PHMSA expects that this change
will facilitate international air transportation and save shippers time
and costs by preventing delayed and rejected shipments.
Column (2) Hazardous Materials Descriptions and Proper Shipping Names
Section 172.101(c) describes column (2) of the HMT and the
requirements for hazardous materials descriptions and proper shipping
names. The UN Model Regulations contain the entry ``UN3363, Dangerous
Goods in Articles or Dangerous Goods in Machinery or Dangerous Goods in
Apparatus,'' in its Dangerous Goods List; however, the HMT entry UN3363
does not include ``Dangerous Goods in Articles or,'' in the proper
shipping name. PHMSA proposes to add ``Dangerous Goods in Articles
or,'' to the proper shipping name. This change provides flexibility for
shippers selecting the most appropriate proper shipping name by adding
a third option in the proper shipping name associated with this UN
Number. Additionally, for the proper shipping name ``Fuel system
components (including fuel control units (FCU), carburetors, fuel
lines, fuel pumps)'' which currently directs HMT users to ``see
Dangerous Goods in Apparatus or Dangerous Goods in Machinery'', PHMSA
proposes to amend the directions to include a reference to ``Dangerous
Goods in Articles.'' PHMSA expects that these changes will improve
hazard communication by including a more specific description for
articles containing hazardous materials.
Additionally, for the entry ``UN2522, 2-Dimethylaminoethyl
methacrylate,'' PHMSA proposes to add the word ``stabilized'' to this
proper shipping name to identify this material as a polymerizing
substance. Discussions held by the UNSCOE identified ``UN2522, 2-
Dimethylaminoethyl-methacrylate'' as having a similar molecular
structure and polymerization behaviors to ``UN 3302, 2-
Dimethylaminoethyl acrylate, stabilized.'' Under the HMR and
international regulations, polymerizing substances require verification
that a sufficient level of stabilization is provided prior to
transportation. This requirement for stabilization is also indicated by
assignment of Special Provision 387 in the HMT, which PHMSA proposes to
add for UN2522.
Finally, for the entry ``UN3171, Battery-powered vehicle or
Battery-powered equipment,'' PHMSA proposes to make an editorial change
to italicize the ``or'' in the hazardous material description.
Currently, the ``or'' is in roman type and not italicized. Section
172.101(c) introductory text instructs that proper shipping names are
limited to those in roman type. Moreover, the current form of the entry
is such that a person may confuse the proper shipping name with the
whole description and not the option of ``Battery-powered vehicle'' or
``Battery-powered equipment.'' Therefore, PHMSA proposes revising the
entry to read ``Battery-powered vehicle or Battery-powered equipment.''
Column (5) Packing Group
Section 172.101(f) describes column (5) of the HMT, which specifies
one or more packing groups (PG I, II or III), assigned to certain
materials. A PG indicates the required level of packaging according to
the degree of danger presented by hazardous materials. PG I indicates
the greatest level of danger, PG II corresponds to a medium level of
danger, and PG III corresponds to a minor danger.
For consistency with the UN Model Regulations, PHMSA proposes to
remove the assignment of PG II as indicated in column (5) for the entry
``UN3291, Regulated medical waste, n.o.s. or Clinical waste,
unspecified, n.o.s. or (BIO) Medical waste, n.o.s. or Biomedical waste,
n.o.s., or Medical Waste n.o.s.'' This entry is the only entry with a
Division 6.2 classification that has PG II assigned in column (5).
Amending this entry not to include PG II would align with international
regulations and Sec. 172.101(f), which specifically states that
Division 6.2 materials are not assigned packing
[[Page 43854]]
groups in the HMR. For packing purposes, any requirement for a specific
packaging performance level is set out in the applicable packing
authorizations of part 173. Instead of having PG II indicated in Column
(5), packing provisions for these materials would continue to be
outlined in Sec. 173.197. PHMSA expects this editorial change will
maintain the current level of safety as no packing provisions are
changing.
Column (6) Label Codes
Section 172.101(g) describes column (6) of the HMT, which contains
label codes representing the hazard warning labels required for
specific hazardous materials in the HMT. In the HM-215O final rule,\15\
PHMSA added twelve HMT entries as part of a classification scheme for
articles containing hazardous materials not otherwise specified by name
(i.e., n.o.s. entries) in the HMR. The entries were inadvertently added
without label codes in column (6). PHMSA proposes to correct the
entries here by adding the appropriate label codes to the following:
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\15\ 85 FR 27810 (May 11, 2020).
UN3537 Articles containing flammable gas, n.o.s.
UN3538 Articles containing non-flammable, non-toxic gas,
n.o.s.
UN3539 Articles containing toxic gas, n.o.s.
UN3540 Articles containing flammable liquid, n.o.s.
UN3541 Articles containing flammable solid, n.o.s.
UN3542 Articles containing a substance liable to spontaneous
combustion, n.o.s.
UN3543 Articles containing a substance which in contact with
water emits flammable gases, n.o.s.
UN3544 Articles containing oxidizing substance, n.o.s.
UN3545 Articles containing organic peroxide, n.o.s.
UN3546 Articles containing toxic substance, n.o.s.
UN3547 Articles containing corrosive substance, n.o.s.
UN3548 Articles containing miscellaneous dangerous goods,
n.o.s.
Column (7) Special Provisions
Section 172.101(h) describes column (7) of the HMT, which assigns
special provisions for each HMT entry. Section 172.102 provides for the
meaning and requirements of the special provisions assigned to entries
in the HMT. The proposed revisions to column (7) of certain entries in
the HMT are discussed below. Also, see Sec. 172.102 of the Section-By-
Section Review below for a detailed discussion of the special provision
amendments addressed in this NPRM.
Special Provision 196:
PHMSA proposes to add new Special Provision 196 to the following
HMT entries to outline thermal stability testing requirements for their
transportation:
UN0340, Nitrocellulose, dry or wetted with less than 25
percent water (or alcohol), by mass
UN0341, Nitrocellulose, unmodified or plasticized with less
than 18 percent plasticizing substance, by mass
UN0342, Nitrocellulose, wetted with not less than 25 percent
alcohol, by mass
UN0343, Nitrocellulose, plasticized with not less than 18
percent plasticizing substance, by mass.
Special Provision 197
PHMSA proposes to assign new Special Provision 197 to the following
entries in the HMT to outline thermal stability testing requirements
for their transportation:
UN2555, Nitrocellulose with water with not less than 25
percent water, by mass
UN2556, Nitrocellulose with alcohol with not less than 25
percent alcohol by mass, and with not more than 12.6 percent nitrogen,
by dry mass
UN2557, Nitrocellulose, with not more than 12.6 percent
nitrogen, by dry mass mixture with or without plasticizer, with or
without pigment UN3380, Desensitized explosives, solid, n.o.s.
Special Provision 360
PHMSA proposes to assign Special Provision 360 to the following HMT
entries:
UN3481, Lithium ion batteries, contained in equipment or
packed with equipment including lithium ion polymer batteries
UN3091, Lithium metal batteries, contained in equipment or
packed with equipment including lithium alloy batteries
Special Provision 360 instructs that vehicles only powered by
lithium batteries must be assigned the identification number UN3171.
See Section 172.102 Special Provisions for further discussion of
Special Provision 360.
Special Provision 387
PHMSA proposes to assign Special Provision 387 to the HMT entry for
``UN2522, 2-Dimethylaminoethyl methacrylate.'' Special Provision 387
provides additional instructions for hazardous materials stabilized by
chemical or temperature controls to ensure a level of stabilization
prior to transportation sufficient to prevent the material from
dangerous polymerization. The rationale for this change is discussed
further below.
Portable Tank Special Provisions
PHMSA proposes to remove Special Provisions TP39 and T41 for the
entries ``UN2381, Dimethyl disulfide'' and ``UN3148, Water-reactive
liquid, n.o.s.'' respectively, as the transition period has expired. In
HM-215L,\16\ PHMSA added Special Provisions TP39 and TP41. Special
Provision TP39 was assigned to HMT entry UN2381 and Special Provision
TP41 was assigned to HMT entry UN3148. PHMSA added these two special
provisions to provide more time for portable tank transporters to
transition their fleets in compliance with portable-tank specific
requirements in Special Provisions T4 and T9. Special Provision TP39
authorized continued use of portable tank requirements in Special
Provision T4 until December 31, 2018. Special Provision TP41 authorized
the continued use of portable tank instruction T9 until December 31,
2018. Since that date has passed, TP39 and TP41 are no longer
necessary.
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\16\ 78 FR 987; (Jan. 1, 2013).
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Column (9) Quantity Limitations
Section 172.101(j) explains the purpose of column (9) in the HMT.
Column (9) specifies quantity limitations for packages transported by
air and rail. Column (9) is divided into two columns: Column (9A)
provides quantity limits for passenger aircraft/rail; and column (9B)
provides quantity limits for cargo aircraft. The proposed revisions
only address transportation by aircraft, as the UN Model Regulations
did not contemplate any changes to the limitations for transport via
rail.
The ICAO Technical Instructions have added provisions allowing
``UN2216, Fish meal, stabilized or Fish scrap, stabilized'' to be
transported by aircraft when also meeting the provisions of ICAO
Special Provision A219. Consistent with the ICAO Technical
Instructions, PHMSA proposes to amend Column 9 for this entry to
indicate quantity limits for passenger and cargo aircraft of 100 kg and
200 kg, respectively.
As a conforming amendment, PHMSA is also proposing to revise the
Sec. 173.218 packaging requirements for fish meal and fish scrap to
reflect the authorization to transport this material by aircraft in
addition to vessel. See
[[Page 43855]]
SECTION 173.218 of the Section-By-Section Review for further detail.
Column (10) Vessel Stowage
Section 172.101(k) explains the purpose of Column (10) of the HMT
and prescribes the vessel stowage and segregation requirements for
specific entries. Column (10) is divided into two columns: Column (10A)
[Vessel stowage] specifies the authorized stowage locations on board
cargo and passenger vessels; and Column (10B) [Other provisions]
specifies special stowage and segregation provisions.
In Column (10A) for the entry for ``UN3135, Water-reactive solid,
self-heating, n.o.s, PG I,'' consistent with the IMDG Code, PHMSA
proposes to amend the assigned stowage category from ``E'' to ``D.''
This proposed change means the material must be stowed ``on deck only''
on a cargo vessel or on a passenger vessel carrying a number of
passengers limited to the greater of 25 passengers total or one
passenger for each 3 meters of overall vessel length; transport would
be prohibited on a passenger vessel in which those passenger limits
have been exceeded. Stowage category ``E'' is currently assigned to
this material which allows ``under deck'' storage. This proposed change
is consistent with the stowage category for other Division 4.3, PG I,
materials with subsidiary hazards that are also assigned stowage
category ``D'' for ``on deck only'' stowage. The IMDG Code removed
approval requirements (Special Provision 76) from this material and the
assignment of appropriate transport provisions.
For the ``UN2900, Infectious substances, affecting animals only''
and ``UN2814, Infectious substances, affecting humans,'' PHMSA proposes
to amend the assigned stowage category from ``B'' to ``E.'' This
proposed change would allow ``on deck'' or ``under deck'' stowage, but
would not allow stowage onboard when the number of passengers exceeds
25. This proposed change aligns with the IMDG Code assignment of this
stowage category to these materials and is not expected to materially
change the nature of authorized transport options for these materials.
Additionally, consistent with changes to the IMDG Code, PHMSA
proposes numerous changes to the special stowage and segregation
provisions indicated in column (10B) of the HMT, labeled ``other
provisions.'' PHMSA proposes to assign stowage code 52, which requires
stowage ``separated from'' acids, to several entries in the HMT that
are in a group of chemicals called alcoholates. Segregation from acids
is currently not required by the HMR for these materials. However,
alcoholates are strong alkaline substances that react vigorously with
acids. Stowage code 52 would be assigned to the following HMT entries:
UN1289, Sodium methylate solutions in alcohol
UN1431, Sodium methylate
UN3206, Alkali metal alcoholates, self-heating, corrosive,
n.o.s.
UN3274, Alcoholates solution, n.o.s., in alcohol
For the entries ``UN2900, Infectious substances, affecting animals
only'' and ``UN2814, Infectious substances, affecting humans,'' PHMSA
proposes adding stowage codes 13 and 95 and new stowage code 155.
Stowage codes 13 and 95 require keeping material as dry as reasonably
practicable and stowage ``separated from'' foodstuffs. The IMDG Code
has varying levels of stowage either ``away from'' or ``separated
from'' foodstuffs depending on the type of shipment (e.g.,
containerized or break-bulk). PHMSA proposes the more restrictive
``separated from,'' regardless of the type of shipment, and
specifically solicits comments on this proposal. The stowage of these
materials separated from foodstuffs is expected to prevent inadvertent
cross contamination of food stuffs. New stowage code 155 requires
vessel carriers to keep handling of the packages to a minimum and to
inform the appropriate authority or veterinary authority where persons
or animals may have been exposed to the package contents. Additionally,
this handling restriction and communication requirement may facilitate
reducing exposure and contract tracing surrounding UN2814 packages that
contain COVID-19 materials. With the exception of the general
``separated from'' proposed language, these proposals are consistent
with IMDG Code requirements.
Additionally, for the PG II and III entries of ``UN3129, Water-
reactive liquid, corrosive, n.o.s,'' ``UN3132, Water-reactive solid,
flammable, n.o.s,'' and ``UN3135, Water-reactive solid, self-heating,
n.o.s,'' which are all water reactive Division 4.3 materials, PHMSA
proposes adding stowage code 85 to column (10B). Stowage code 85
requires ``under deck'' stowage in mechanically ventilated spaces. This
proposal is intended to ensure that if the cargo is stowed under deck,
adequate mechanical ventilation is provided. Mechanical ventilation is
important to ensure any potential dangerous gases or vapors released
are expelled from the cargo hold and not allowed to build up below
deck.
PHMSA proposes adding stowage code 156 to the lithium battery
entries ``UN3090, Lithium metal batteries,'' ``UN3091, Lithium metal
batteries contained in equipment, or Lithium metal batteries packed
with equipment,'' ``UN3480, Lithium ion batteries,'' and ``UN3481,
Lithium ion batteries contained in equipment or Lithium ion batteries
packed with equipment'' in the HMT in column (10B). This new stowage
code assignment requires that, in lieu of the stowage category A
assigned in column (10A) in the current HMR which allows stowage ``on
deck'' or ``under deck,'' lithium batteries that are offered in
transportation for purposes of disposal or recycling, or that are
offered under damaged or defective provisions (see Sec. 173.185(f) of
the HMR), would be required to be stowed in accordance with stowage
category C which requires ``on deck only'' stowage on cargo and
passenger vessels. PHMSA expects that this new stowage code will
enhance the safety of shipment of lithium batteries expected from
anticipated increases in use of lithium batteries in the transportation
and other economic sectors in the years ahead.
PHMSA proposes adding stowage code 157 to column (10B) for numerous
entries in the HMT. Stowage code 157 would require aerosols, small
receptacles containing gas, or gas cartridges transported for purposes
of recycling or disposal, to be stowed in accordance with stowage
category C, which requires ``on deck only'' stowage, and to be clear of
living quarters. This stowage code requirement is in lieu of the
stowage category A assigned in column (10A) in the current HMR allowing
``on deck'' or ``under deck'' stowage. PHMSA proposes to add new
stowage code 157 to the following entries in the HMT:
UN1950, Aerosols, corrosive, Packing Group II or III, (each
not exceeding 1 L capacity)
UN1950, Aerosols, flammable, (each not exceeding 1 L capacity)
UN1950, Aerosols, flammable, n.o.s. (engine starting fluid)
(each not exceeding 1 L capacity)
UN1950, Aerosols, non-flammable, (each not exceeding 1 L
capacity)
UN1950, Aerosols, poison, Packing Group III (each not
exceeding 1 L capacity)
UN2037, Gas cartridges, (flammable) without a release device,
non-refillable
UN2037, Receptacles, small, containing gas or gas cartridges
(flammable) without release device, not refillable and not exceeding 1
L capacity
[[Page 43856]]
UN2037, Receptacles, small, containing gas or gas cartridges
(non-flammable) without release device, not refillable and not
exceeding 1 L capacity
UN2037, Receptacles, small, containing gas or gas cartridges
(oxidizing), without release device, not refillable and not exceeding 1
L capacity
Section 172.102 Special Provisions
Section 172.102 lists special provisions applicable to the
transportation of specific hazardous materials. Special provisions
contain various provisions including packaging requirements,
prohibitions, and exceptions applicable to particular quantities or
forms of hazardous materials. PHMSA proposes the following revisions to
the special provisions in this section:
Special Provision 47
Special Provision 47 allows mixtures of solids that are not subject
to the HMR and Class 3 flammable liquids to be transported as flammable
solid material described as ``UN3175, Solids containing flammable
liquid, n.o.s., 4.1,'' without applying the Division 4.1 classification
criteria. This classification is permitted provided that there is no
free liquid visible at the time the material is loaded or at the time
the packaging is closed. In addition to providing classification
testing relief for these items, this special provision provides further
relief from the HMR for packets and articles, generally referred to as
small inner packagings, if they contain less than 10 mL of a Class 3
liquid (in Packing Group II or III) and if the liquid is absorbed
(i.e., no free liquid in the packet or article) onto a solid material.
This special provision is widely used for articles such as alcohol
wipes, and due to the ongoing COVID-19 public health emergency, these
items are being transported in increasing numbers to meet demand. While
many of these wipes, depending how they are packed, meet the conditions
of this special provision and qualify for exception from regulation,
confusion around the wording of the packaging conditions to qualify for
the exception has led to an editorial amendment in the ICAO Technical
Instructions.
On December 31, 2020, in an addendum to the 2021-2022 edition of
the ICAO Technical Instructions, Special Provision A46 was amended to
remove a reference to ``small inner packaging'' related to the sealed
packets and articles. Prior to this amendment, and as currently
provided in the HMR in Special Provision 47, it reads that to be
excepted from the HMR, ``small inner packagings consisting of sealed
packets and articles containing less than 10 mL of a Class 3 liquid in
Packing Group II or III absorbed onto a solid material are not subject
to this subchapter provided there is no free liquid in the packet or
article.'' The phrasing is ambiguous enough that shippers may
misinterpret the language as instructing them to pack small inner
packagings with the sealed packets or articles. Instead, the intent of
``small inner packagings'' was to describe sealed packets and articles.
The amendment to Special Provision A46 in the ICAO Technical
Instructions is consistent with other provisions in the ICAO Technical
Instructions; for example, Special Provision A158 clearly states that
sealed packets and articles containing less than 10 mL of an
environmentally hazardous liquid are not subject to the requirements
when certain conditions are met. PHMSA agrees with the amendment made
in the ICAO Technical Instructions removing the reference to ``small
inner packagings'' to avoid confusion and proposes to make the same
revision in Special Provision 47 to clarify the exception within the
HMR. PHMSA expects this clarification of its regulations will
facilitate the transport of hygienic products intended to prevent the
spread of COVID-19.
Special Provision 134
Special Provision 134 provides instruction on the use of the HMT
entry ``UN3171, Battery-powered vehicle or Battery-powered equipment,''
stipulating that it applies only to vehicles or equipment powered by
wet batteries, sodium batteries, lithium metal batteries, or lithium
ion batteries that are transported with these batteries installed.
PHMSA proposes to amend language in Special Provision 134 to clarify
its use in connection with lithium batteries installed in cargo
transport units. Under the proposed amendment, these items would be
described by a separate entry in the HMT, specifically, ``UN3536,
Lithium batteries installed in cargo transport unit'' for which there
are unique transportation requirements that do not apply to transport
of battery-powered vehicles or equipment. PHMSA is also amending the
language in this special provision to replace the phrase ``consigned
under'' with the phrase ``described using'' to provide a more easily-
accessible, plain language understanding of the requirement.
Special Provision 135
Special Provision 135 provides instruction for selecting the
appropriate proper shipping name for vehicles with internal combustion
engines powered by various fuel sources, such as a flammable gas,
flammable liquid, or fuel cell. PHMSA proposes to amend Special
Provision 135 to specify that lithium batteries installed in cargo
transport units (UN3536), which are designed only to provide power
external to the transport unit, may not be classified as an internal
combustion engine installed in a vehicle. PHMSA expects that adding
this clarifying language will avoid misclassifying lithium batteries in
cargo transport units. Additionally, consistent with changes to Special
Provision 134, PHMSA proposes to amend the language in this special
provision to replace the phrase ``consigned under'' with the phrase
``described using'' to the entries to provide consistency across
similar provisions and improve understanding of the requirement.
Special Provision 136
Special Provision 136 provides instructions regarding the use of
the HMT entry ``UN3363, Dangerous Goods in Apparatus or Dangerous Goods
in Machinery'' and indicates that this UN number and the associated
proper shipping names are only applicable to machinery and apparatus
containing hazardous materials as an integral element of the machinery
or apparatus. In light of the proposed addition of ``Dangerous Goods in
Articles'' to the list of acceptable proper shipping names for UN3363
(see Sec. 172.101 of the Section-By-Section Review), PHMSA proposes to
revise this special provision to add the words ``articles'' where
machinery and apparatus are mentioned. PHMSA expects this proposed
change to improve consistency across HMR provisions where UN3363 is
discussed.
Special Provision 147
Special Provision 147, assigned to UN3375, provides instruction on
the description and classification criteria for non-sensitized
emulsions, suspensions, and gels consisting mostly of ammonium nitrate
and fuel, intended to produce a Type E blasting explosive only after
further processing prior to use, which are transported as ``UN3375,
Ammonium nitrate emulsion or Ammonium nitrate suspension or Ammonium
nitrate gel, intermediate for blasting explosives.'' Currently, the HMR
requires applicants to pass Test Series 8(a), (b), and (c) of the UN
Manual of Tests and Criteria, when requesting an approval for
transportation under UN3375. However, PHMSA proposes to revise the last
[[Page 43857]]
sentence of Special Provision 147 by removing the specific requirement
to pass Tests 8(a), (b), and (c), so that it can be met by passing any
test in Test Series 8 of the UN Manual of Tests and Criteria. Modifying
Special Provision 147 as proposed would align with the equivalent
special provision in the UN Model Regulations (SP 309) which was
amended similarly. PHMSA proposes this change to reflect and allow for
the inclusion of an additional test in the Test Series 8 provided in
the UN Manual of Tests and Criteria. In the 7th revised edition UN
Manual of Tests and Criteria Test Series 8 was expanded to include Test
8(e) as an alternative to 8(c). This change in testing was the result
of technical discussions and amendment proposals held during UNSCOE
meetings. At the 47th session of the United Nations Sub-Committee of
Experts on the Transport of Dangerous Goods, the EWG concluded that the
UN Test 8(c) was unsuitable for ammonium nitrate emulsions (ANEs) due
to a flaw in the method which could lead to a false positive under
certain conditions.\17\
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\17\ https://unece.org/fileadmin/DAM/trans/doc/2018/dgac10c3/UN-SCETDG-53-INF22e.pdf.
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PHMSA expects that removing this requirement to specifically pass
the 8(c) test will mitigate the risk of receiving a false positive
result and consequently inaccurate classification. It would also allow
shippers the ability to perform additional classification testing as
provided in the seventh revised edition of the UN Manual Test Criteria.
Special Provisions 196 and 197
PHMSA proposes to add Special Provisions 196 and 197 pertaining to
transportation of nitrocellulose. These new special provisions would
require that manufacturers of nitrocellulose products ensure that these
Class 1 and Class 4 materials employ certain tests verifying that the
materials meet specific stability requirements to avoid the danger of
self-ignition. Those test methods determine whether a material is
stable when subjected to elevated temperatures in transportation, which
is critical to the safe transportation of materials such a
nitrocellulose. Special Provision 196 applies to nitrocellulose of
Class 1 (explosive) nitrocellulose materials (UN0340, UN0341, UN0342,
and UN0343), and specifically excepts those materials from Type 3(c)
thermal stability testing. Special Provision 197 is assigned to
nitrocellulose materials in Class 4 (UN2555, UN2556, UN2557, and
UN3380).
Special Provision 360
Special Provision 360 provides instruction to aid in proper
identification of a battery-powered vehicle that contains lithium
batteries. Currently, Special Provision 360 states that vehicles
powered solely by lithium batteries must be identified as ``UN3171,
Battery-powered vehicle or Battery-powered equipment.'' In HM-215O,
PHMSA added a new UN entry, ``UN3536, Lithium batteries installed in
cargo transport unit lithium ion batteries or lithium metal
batteries.'' PHMSA proposes to revise Special Provision 360 to better
distinguish between the various types of equipment with lithium
batteries. The revised language would specify that lithium batteries
that are installed in cargo transport units which are designed only to
provide power external to the transport unit must be transported as
``UN3536, Lithium batteries installed in a cargo transport unit lithium
ion batteries or lithium metal batteries,'' making them subject to
packaging provisions and exceptions outlined in Special Provision 389.
The intent of this language is to clarify further that these batteries
should not be described and transported as ``UN3091, Lithium metal
batteries, contained in equipment including lithium alloy batteries''
or ``UN3481, Lithium ion batteries, contained in equipment including
lithium ion polymer batteries.''
Furthermore, Special Provision 360 was originally assigned to the
HMT entry ``UN3091, Lithium batteries, contained in equipment,''
however, in final rule HM-224F,\18\ PHMSA adopted separate entries
based on the lithium battery chemistry, i.e., ``UN3091, Lithium metal
batteries, contained in equipment including lithium alloy batteries''
or ``UN3481, Lithium ion batteries, contained in equipment including
lithium ion polymer batteries.'' In doing so, PHMSA inadvertently did
not make a conforming revision to assign Special Provision 360 to these
separate descriptions in the HMT. Consistent with the proposed
revisions to Special Provision 360 to clarify appropriate use of
descriptions for lithium battery equipment, PHMSA proposes to assign
this special provision to the two lithium battery descriptions for
contained in equipment and packed with equipment. Finally, PHMSA is
also revising the text ``assigned to'' to read ``described using'' to
improve understanding of the special provision instruction.
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\18\ 79 FR 46012 (Aug. 16, 2014).
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Special Provision 370
Special Provision 370 is currently assigned to ``UN0222, Ammonium
nitrate, with more than 0.2 percent combustible substances, including
any organic substance calculated as carbon, to the exclusion of any
other added substance.'' The entry UN0222 (1.1D) is intended for
certain ammonium nitrates that are not a commercially manufactured
product and this entry is typically used to identify contaminated
ammonium nitrate or ammonium nitrate fertilizers that give a positive
result when tested in accordance with Test Series 2 of the UN Manual of
Tests and Criteria. However, Special Provision 370 currently states
that a hazardous material may also be classified as UN0222 even if it
has more that 0.2 percent combustible substances. PHMSA proposes to
amend special provision 370 to better clarify when the entry for UN0222
may be applied. Clarifying this classification instruction is necessary
to ensure that more readily transported materials, such as ammonium
nitrate mixed with fuel oil (ANFO), are not improperly transported as
UN0222, which should be reserved for special non-commercial purposes.
Given that inappropriately classified items pose an inherent safety
risk to emergency responders, PHMSA proposes to revise Special
Provision 370 to provide clarifying language to ensure that certain
ammonium nitrate materials (such as ANFO) are not described and
classified as ``UN0222, Ammonium nitrate.'' Specifically, the amendment
to this special provision stipulates that this UN entry should not be
used when other applicable proper shipping names exist.
Special Provision 379
Special Provision 379 provides conditions for exception from full
regulation under the HMR for anhydrous ammonia adsorbed or absorbed on
a solid contained in ammonia dispensing systems or receptacles intended
to form part of such systems. Among these conditions, Special Provision
379 requires that receptacles containing adsorbed or absorbed ammonia
must be made of a material compatible with ammonia as specified in ISO
11114-1:2012(E), ``Gas cylinders--Compatibility of cylinder and valve
materials with gas contents--Part 1: Metallic materials.'' PHMSA
proposes to revise language in Special Provision 379 to add a reference
to an amendment to ISO standard 11114-1:2012(E), specifically, ISO
11114-1:2012/Amd 1:2017(E) and correct the unintentional omission of
the (E) to
[[Page 43858]]
indicate the English language edition. As part of ISO's regular five-
year review of its standards, the 2012 version of this document was
amended through the issuance of document ISO 11114-1:2012/Amd
1:2017(E). The amended ISO standard provides more explicit instructions
on the permissible concentrations of gases containing halogens in
aluminum cylinders. It also provides amended requirements for butylene,
hydrogen cyanide, hydrogen sulfide, and nitric oxide. Consequently, the
21st revised edition of the UN Model Regulations updated all references
to the 2012 edition to include a reference to the amendment (ISO 11114-
1:2012/Amd 1:2017(E)). PHMSA proposes similar conforming revisions. See
SECTION 171.7 Section-by-Section discussion. Therefore, PHMSA also
proposes to revise this special provision. In the course of its review
of the 2017 amendment for ISO standard 11114, PHMSA determined that it
enhances safety of transport and therefore, is appropriate for
inclusion as an updated condition for transport of ammonia dispensing
systems or receptacles intended to form part of such systems.
Special Provision 430
PHMSA proposes to add Special Provision 430 and assign it to the
new HMT entry ``UN3549, Medical Waste, Category A, Affecting Humans,
solid or Medical Waste, Category A, Affecting Animals only, solid''
discussed above. As with other special provisions that provide
instruction pertaining to appropriate use of proper shipping names,
PHMSA proposes to add Special Provision 430 to stipulate that only
solid medical waste of Category A, which is being transported for
disposal, may be described using this entry. The intent of this added
language is to simplify the regulations and ensure proper
classification of medical wastes to ensure safe transportation.
Special Provision 441
The UN Model Regulations and the IMDG Code contain an exception in
their Special Provision 274 pertaining to ``UN3077, Environmentally
hazardous substance, solid, n.o.s.'' and ``UN3082, Environmentally
hazardous substance, liquid, n.o.s.'' Special Provision 274 requires a
proper shipping name to be supplemented with a technical name, in the
same manner as the letter ``G'' is assigned in the HMT. When a ``G'' is
listed in Column (1) of the HMT in association with a particular entry,
the proper shipping name must be supplemented with a technical name.
For context, in both the UN Model Regulations and the HMT, when generic
proper shipping names (e.g., n.o.s. proper shipping names) are used, a
technical name must be provided as part of the basic description to
provide additional information for hazard communication related to the
material being shipped. For example, the HMT entry ``UN1760, Corrosive
liquid, n.o.s.,'' provides a generic description of a corrosive liquid
and, therefore, marking and shipping papers requirements necessitate a
technical name pertaining to the corrosive liquid (e.g., octanoyl
chloride).
The new exception in Special Provision 274 modifies the requirement
to supplement the proper shipping name with a technical name. The
revision, which is specifically for materials shipping under UN3077 or
UN3082, allows the use of a proper shipping name found on the Dangerous
Goods List (the IMDG Code and UN Model Regulations' equivalent of the
HMT) to be used in place of a technical name, provided that it does
not: (1) Include ``n.o.s.'' as part of the proper shipping name and;
(2) is not an entry assigned Special Provision 274. In practice, this
means that items, such as paint, that might be shipped as ``UN3082,
Environmentally hazardous substance n.o.s.,'' are no longer required to
include a supplemental technical name, and instead are permitted to
include the more readily-recognizable name of the commodity (paint) on
markings and shipping papers. For common commodities such as paint with
various chemical components, emergency responders rely less on
determining the specific chemical for performance of emergency response
and respond to the known hazards of the commodity. PHMSA expects
streamlining the hazardous material description requirements in this
manner will help facilitate appropriate emergency response without a
reduction in safety.
While the UN Model regulations broadly provided this relief for
UN3077 and UN3082, environmentally hazardous materials classified under
these UN numbers are applicable to a narrower scope of materials under
the IMDG Code. Under the IMDG Code, ``environmentally hazardous
substances'' are those that are pollutants specifically for aquatic
environments (which is equivalent to marine pollutants under the HMR)
whereas the UN model regulations are broadly applicable to aquatic and
other environments.
PHMSA proposes to mirror expansion by the UN Model Regulations and
IMDG Code's Special Provision 274 of acceptable technical names for
marine pollutants transported under UN3077 and UN3082 by adding a new
Special Provision 441 to the HMR. This special provision would provide
the same shipping description flexibility specifically for marine
pollutants by removing the requirement to supplement the proper
shipping name associated with UN3077 and UN3082 with a technical name.
PHMSA also proposes modifying Sec. Sec. 172.203(l) and 172.322 to
maintain alignment with the IMDG Code with regard to the documentation
and marking requirements when marine pollutant components are present
in hazardous materials. In addition to providing logistical benefits
for shippers, PHMSA expects that the use of readily recognizable common
commodity names instead of technical names will facilitate emergency
response by making the hazardous material more quickly and easily
identifiable. See Sec. Sec. 172.203(l) and 172.322 of the Section-By-
Section Review for additional discussions on proposals related to this
amendment.
Special Provisions TP39 and TP 41
PHMSA proposes to remove portable tank special provisions TP39 and
TP 41. The sunset provisions in special provisions TP39 and TP41
allowing use of other portable tank special provisions expired on
December 31, 2018, and thus, PHMSA proposes removing them from the HMR
to prevent the use of these expired provisions. See Sec. 172.101 of
the Section-By-Section Review for further detail of the deletion of
these portable tank special provisions from the HMR.
Section 172.203
Section 172.203 prescribes additional description requirements for
shipping papers. PHMSA proposes to revise paragraphs (i)(2) and (l)(1),
and add new paragraphs (i)(4) and (q). Each proposed change is further
described below, along with PHMSA's rationale for proposing the
changes.
In paragraph (i), which provides requirements specific to vessel
transportation, PHMSA proposes to clarify that the documentation of the
flashpoint on shipping papers, as required in paragraph (i)(2), is only
required for liquid hazardous materials that have a primary or
subsidiary hazard of Class 3 and a flashpoint of 60[deg]C or below (in
[deg]C closed-cup (c.c.)). This change aims to prevent the shipping
delays resulting from confusion on how this documentation requirement
applied to items for which flashpoint is not an appropriate
classification criterion (e.g., aerosols and flammable solids).
[[Page 43859]]
Furthermore, limiting the flashpoint information to a narrower subset
of hazardous materials ensures identifying information of the materials
in transport better aligns with the material properties of those
materials because flashpoint is a safety-relevant criterion only for
dangerous goods that are liquids with a main or subsidiary hazard of
Class 3. PHMSA does not expect any reduction in safety as a result of
this editorial change given that this change ensures that information
regarding the flashpoint is only provided for items in which flashpoint
is a safety-relevant criterion; avoidance of the delays in
transportation experienced in the past also reduces the risks
associated with that transportation.
PHMSA also proposes adding a new paragraph (i)(4), that would
require shipments of lithium batteries that are offered into
transportation for purposes of disposal or recycling, or offered under
the damaged or defective provisions in Sec. 173.185(f), to indicate on
shipping papers one of the following disclaimers, as appropriate:
``DAMAGED/DEFECTIVE,'' ``LITHIUM BATTERIES FOR DISPOSAL,'' or ``LITHIUM
BATTERIES FOR RECYCLING.'' This proposed change is consistent with
changes adopted in the IMDG Code, and associated with an additional
proposed revision to Sec. 176.84 of the HMR to require lithium
batteries that are damaged or defective, or those that are being
transported for disposal or recycling, to be stowed in accordance with
stowage category C requirements authorizing ``on deck only'' stowage
instead of the currently-authorized ``on deck'' or ``under deck''
options. This additional shipping paper requirement would help
communicate information about the batteries to individuals making
stowage plans for the vessel, provide a mechanism for ensuring the ``on
deck'' stowage of these materials, and allow for more easily
identifiable and effective response actions in the event of a fire
involving lithium batteries onboard a vessel. PHMSA expects that these
revised shipping requirements will contribute to the safe
transportation of increased volumes of damaged/defective/exhausted
lithium batteries anticipated as a result of the increased use of
lithium batteries in the transportation and other economic sectors. For
additional information on this stowage requirement, see Section 176.84
of the Section-By-Section Review.
In paragraph (l)(1), PHMSA proposes to revise the scope of
hazardous materials for which a specific marine polluting component
must be identified in association with the basic description (i.e., the
combination of the UN number, proper shipping name, hazard class, and
packing group) on a shipping paper. Currently, Sec. 172.203(l)
specifies that, when the proper shipping name for a hazardous material
which is a marine pollutant does not identify the component that makes
the hazardous material a marine pollutant, the name of the marine
pollutant constituent must appear in parentheses within the basic
description. PHMSA proposes to revise paragraph (l)(1) to limit the
scope of this requirement to make it applicable only to generic HMT
entries (as indicated by the G in Column 1 on the HMT) as well as those
that have ``n.o.s.'' as part of the proper shipping name. The intent of
this proposed amendment is to extend the documentation and marking
flexibility provided by Special Provision 441 (which currently applies
only to environmentally hazardous substances (UN3077 and UN 3082)) and
to other hazardous materials that may contain components(s) that are
marine pollutants. For example, under the current HMR, if ``UN1263,
Paint'' contains marine pollutants, the basic description required on
shipping papers and markings would have to include the specific marine
polluting component(s) that are present in the paint, in addition to
the words ``marine pollutant'' (e.g., ``UN1263, Paint, 3 (propyl
acetate, di-n-butyltin di-2-ethylhexanoate) MARINE POLLUTANT''). But
under this proposed amendment, the basic description for ``UN1263,
Paint'' would no longer require the addition of the ``marine
pollutant'' language. Given that emergency responders do not depend on
the specific technical name provided in association with the shipping
description to effectively respond to emergencies, PHMSA expects
streamlining the description to provide more readily recognizable and
usable information that reflects the hazardous materials involved may
facilitate emergency response.
Finally, PHMSA proposes to add a new paragraph (q) to this section
to require documentation of the holding time for refrigerated liquefied
gases transported in portable tanks. Holding time is the span of time,
as determined by testing, that elapses from the time of loading until
the pressure of the contents, under equilibrium conditions, reaches the
set point for the lowest pressure control valve or pressure relief
valve setting. PHMSA proposes to require including the specific date at
which the holding time ends on the shipping paper for refrigerated
liquefied gases transported in portable tanks. Knowing the holding time
assists in preventing unexpected venting while in transportation, which
could lead to exposure to and risks associated with a hazardous
material release as well as the loss of product. Including this
information on the shipping paper would aid in managing the
transportation of refrigerated liquefied gases to ensure the material
arrives safely at its destination without an unintended release of
hazardous materials, including those that are known greenhouse gases
(GHGs) (e.g., nitrous oxide). PHMSA anticipates that establishing this
requirement to provide this information for portable tanks will improve
safety of international transport of refrigerated liquefied gases in
portable tanks.
Section 172.301
Section 172.301 prescribes general marking requirements for non-
bulk packagings. PHMSA proposes to amend paragraph (a)(1) to clarify
that the exception permitting reduced size marking requirements are
applicable to packages with either 5L or less capacity, or those with a
5 kilograms (kg) or less net mass. The current HMR text states that the
exception is applicable to packages with a maximum capacity of 5 kg or
5 L or less, rather than the maximum net mass, which is the more
appropriate measure for packages containing solids. A person shipping a
solid material may unnecessarily apply the volume limitation, when a
net mass limit is intended. This proposal clarifies that packages for
solid material may have a maximum net mass of 5 kg or less. This
editorial change is intended to reduce confusion over the application
of the exception at Sec. 172.301(a)(1) in that for solid materials,
the quantity limit is based on the net amount of solid material and not
the capacity of the packaging the material is placed in. This
clarification is consistent with similar provisions for solids (net
mass) and liquids (capacity) throughout the HMR. Ensuring the
appropriate application of the reduced size marking allowance provides
consistency across persons using the reduced-size marking and
therefore, is expected to improve safety of transport.
Section 172.315
Section 172.315 prescribes the marking requirements for packages of
limited quantities. Currently, the HMR require that the limited
quantity mark be applied on at least one side or one end of the outer
packaging. The 2021-2022 ICAO Technical Instructions clarified that
marks, in particular those that are applied in a similar manner to
self-adhesive labels, must be applied on
[[Page 43860]]
one side of a package (i.e., not folded over an edge). Prior to these
amendments, only hazard communication labels were required to be
applied to a single side of a package and prohibited from being folded
around the edge of a package. This requirement was extended to markings
to ensure visibility and to communicate hazard(s) to the greatest
extent possible. Consistent with the ICAO Technical Instructions, PHMSA
proposes adding a new paragraph (b)(3) to require, for air transport,
that the entire limited quantity mark must appear on one side of the
package. For detail on the rationale for this proposed requirement, see
Section 172.406 of the Section-by-Section Review.
Section 172.322
Section 172.322 prescribes the marking requirements for hazardous
materials that are also marine pollutants. PHMSA proposes, consistent
with proposed changes in Special Provision 441 and Sec. 172.203(l)(1)
discussed above, to limit the scope of hazardous materials, which are
marine pollutants, that are subject to this technical name marking
requirement. Specifically, PHMSA proposes to apply the technical name
marking to proper shipping names that have a ``G'' assigned in column
(1) of the Sec. 172.101 Hazardous Materials Table or have the text
``n.o.s.'' as part of the proper shipping name. PHMSA also proposes to
add language directing shippers using ``UN3077, Environmentally
hazardous substance, solid, n.o.s.'' or ``UN3082, Environmentally
hazardous substance, liquid, n.o.s.,'' to Special Provision 441 for
additional requirements.
Section 172.406
Section 172.406 specifies the requirements for the placement of
labels on a package. The 2021-2022 ICAO Technical Instructions
clarified that marks, in particular those that are applied in a similar
manner to self-adhesive labels, must be applied on one side of a
package. The ICAO Technical Instructions have long required that all
hazard communication labels not be folded (around the edge of a
packages) and be applied to a single side. This requirement was
introduced to ensure visibility and communicate hazard(s) to the
greatest extent possible. In a working group session, the ICAO
Dangerous Goods Panel agreed that extending this labeling requirement
to marks was appropriate as marks, like labels, provide hazard
communication. While PHMSA has not specifically prohibited extending
labels onto other sides of packaging and allows the use of smaller
labels to accommodate smaller packagings, PHMSA appreciates the need
for readily visible hazard communication by air. Therefore, for the
sake of harmonizing with the ICAO Technical Instructions, and to ensure
visibility to communicate hazards to the greatest extent possible,
PHMSA proposes to add specific restrictions on wrapping marks and
labels for shipments that are transported by air.
During a review of the specific marking requirements that were
added in the 2021-2022 ICAO Technical Instructions, PHMSA found that
the HMR do not contain the same express limitation on ``folding'' of a
part of a label around the edges of a package such that the entirety of
a label would have to be on a single side. PHMSA expects that adopting
both the pre-existing ICAO single side requirement for labels, and the
recent requirement that marks must be on a single side of a package
will provide increased visibility of hazard communication on the
smaller package types that are frequently used in air transport. These
measures would also reduce ambiguity for air operator employees
conducting acceptance checks as to whether the package appropriately
indicates the hazards without having to make a subjective
determination.
Therefore, PHMSA proposes to require in a new paragraph
(a)(1)(iii), that for air transport, the entirety of a required label
must be displayed on one side of a package. For cylindrical packages
not containing a traditional side, the labels and/or package must be of
such dimensions that a label would not overlap itself. In the case of
cylindrical packages containing radioactive materials, which require
two identical labels, these labels must be centered on opposite points
of the circumference and must not overlap each other. If the dimensions
of the package are such that two identical labels cannot be affixed
without overlapping each other, one label is acceptable provided it
does not overlap itself.
In addition, PHMSA proposes to add requirements that marks must not
be folded for: the limited quantity mark in Sec. 172.315(b); the
excepted quantity mark in Sec. 173.4a(g); and the UN3373 Category B
infectious substance mark in Sec. 173.199(a). The ICAO Technical
Instructions were also amended to require that the lithium battery
handling mark be applied on a single side of a package; however, this
is already prescribed in Sec. 173.185(c)(3)(i), applicable to all
modes of transport. Regarding the Category B infectious substance mark,
the proposal would help ensure that any packages containing COVID-19
materials have appropriate visibility and thus, ensure the safe
transport of such materials.
Section 172.447
Section 172.447 prescribes specifications for labels used for
lithium batteries. PHMSA proposes to remove and reserve paragraph (c),
which contains an expired transitional exception allowing for continued
use of labels in conformance with the requirements that had been in
place on December 31, 2016 until December 31, 2018. Since December 31,
2018 has passed, the continued use of an outdated label is no longer
allowed.
C. Part 173
Section 173.4a
Part 173 contains general requirements for shippers regarding
shipments and packagings. Section 173.4a prescribes transportation
requirements for excepted packages. For consistency with the ICAO
Technical Instructions, PHMSA proposes adding a new paragraph (g)(3) to
require for air transport that the entire excepted quantity mark must
be appear on one side of the package. For detail on the rationale for
this proposed requirement, see Section 172.406 of the Section-by-
Section Review for discussion of the proposed requirement to display a
mark on a single side.
Section 173.14
PHMSA proposes to add a new section, Sec. 173.14, to provide
exceptions from the HMR for certain devices or equipment containing
hazardous materials that are in actual use or which are intended for
use during transport. Examples of such devices include cargo tracking
devices and data loggers attached to, or placed in, packages,
overpacks, containers, or load compartments. These items often contain
component hazardous materials, such as lithium batteries or fuel cells,
necessary to power the device or equipment. The proposed exception
would provide clarity for these types of devices which are not offered
into transportation as part of the consignment but instead accompany it
to collect or disseminate information during transport. Eligibility for
the exceptions would be limited to equipment that meets conditional
safety requirements. These include requirements that the component
hazardous material (e.g., lithium batteries) meet the applicable
construction and test requirements specified in the HMR, and that the
[[Page 43861]]
equipment can withstand the shocks and vibrations normally encountered
during transport. The equipment must also be safe for use in different
environmental conditions that it may be exposed to during transport
such as temperature variations, inclement weather, and conditions in
which explosive atmospheres caused by gases, vapors, mists, or air/dust
mixtures may occur. The proposed text also clarifies that the
exceptions are not applicable when this type of equipment is itself
offered as cargo such that normal HMR requirements pertaining to
packaging, shipping papers, marking and labeling would apply.
This proposed new section is consistent with provisions adopted in
the UN Model Regulations and the IMDG Code. Additionally, in response
to the ongoing global COVID-19 public health emergency, on December
31,2020 \19\ and February 23, 2021,\20\ ICAO published addenda to the
2021-2022 Edition of the ICAO Technical Instructions to provide a
limited exception for lithium battery-powered data loggers and cargo
tracking devices to facilitate the transport and distribution of COVID-
19 pharmaceuticals, including vaccines. Specifically, the 2021-2022
ICAO Technical Instructions except these devices from lithium battery
marking and documentation requirements when transported by aircraft.
Consequently, PHMSA proposes exceptions in this section of the HMR to
cover all modes of transportation for certain devices or equipment
containing hazardous materials that are in actual use or which are
intended for use during transport. However, the exceptions associated
with aircraft transportation are limited to marking and documentation
for lithium ion and lithium metal battery-powered devices or equipment
that accompany shipments of COVID-19 pharmaceuticals, including
vaccines. PHMSA requests comments on whether this exception for air
transport should be expanded to additional medical supplies not related
to COVID-19 (e.g., other vaccines or more generally medicines).
---------------------------------------------------------------------------
\19\ ICAO, Addendum No.1 to the 2021-2022 of the ICAO Technical
Instructions for the Safe Transport of Dangerous Goods by Air (Dec.
31, 2020), https://www.icao.int/safety/DangerousGoods/AddendumCorrigendum%20to%20the%20Technical%20Instructions/Doc%209284-2021-2022.AddendumNo1.en.pdf.
\20\ ICAO, Addendum No.2 to the 2021-2022 of the ICAO Technical
Instructions for the Safe Transport of Dangerous Goods by Air (Feb.
23, 2021),https://www.icao.int/safety/DangerousGoods/AddendumCorrigendum%20to%20the%20Technical%20Instructions/Doc%209284-2021-2022.AddendumNo2.en.pdf.
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Section 173.27
Section 173.27 provides the general requirements for transportation
by aircraft. PHMSA proposes a number of corrections and revisions as
follows: (1) Revise paragraph (c)(2) to clarify that all package types
containing ``UN3082, Environmentally hazardous substance, liquid,
n.o.s.'' are excepted from the pressure differential requirements and
not only limited quantities; (2) revise the paragraph (f) introductory
text to clarify the inner packaging quantity limits prescribed in Table
1 and Table 2 apply to combination packages and not only to excepted
quantity packages; (3) in paragraph (f)(3) Table 1 and Table 2 add
inner package limits for certain Class 9 HMT entries consistent with
the ICAO Technical Instructions; and (4) in Table 1 and Table 2 remove
the ``no limit'' quantity limits and add them to the paragraph (f)
introductory text for a clearer description of the requirement for
materials authorized to exceed 220 L or 200 kg in accordance with
columns (9A) and (9B) of the 172.101 table. The 2021-2022 edition of
the ICAO Technical Instructions contains editorial corrections to
exceptions for ``UN3082, Environmentally hazardous substance, liquid,
n.o.s.'' from differential pressure testing requirements in Packing
Instructions 964 and Y964 (limited quantity). When reviewing the
clarifying editorial correction \21\ to the ICAO exception, PHMSA found
that although the same update is not needed in the HMR, the
corresponding exceptions in Sec. 173.27 are not consistent with those
provided for in the latest version of Packing Instructions 964 and
Y964. PHMSA proposes revising Sec. 173.27 to correct this discrepancy
and align with the updated version of the ICAO Technical Instructions.
---------------------------------------------------------------------------
\21\ Report of the ICAO Working Group 19 (paragraph 3.2.11)
(May, 2019), https://www.icao.int/safety/Dangerousfxsp0;Goods/WG19/
DGPWG.19.fxsp0;WP.030.en.pdf.
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In a previous final rule, HM-215K,\22\ PHMSA revised Sec. 173.27
to align with the amendments made to the 2011-2012 edition of the ICAO
Technical Instructions. That earlier edition of the ICAO Technical
Instructions had included exceptions applicable to UN3082 from the
pressure differential requirements in Packing Instructions 964 and Y964
for fully regulated and limited quantity packages. The exceptions were
added because UN3082 materials assigned to Class 9 do not meet the
criteria for classification as any other hazard class or division and
are classified as hazardous materials solely because of their risk to
the environment (i.e., they are not capable of posing a risk to health,
safety, or property when transported by air). When this exception was
added in the HM-215K rulemaking, the text was placed in paragraph
(f)(2)(vii), thereby inadvertently narrowing the exception to limited
quantity materials. In the 2011-2012 edition of the ICAO Technical
Instructions that the HM-215K rulemaking intended to align with, the
exception from the pressure differential requirements applied to both
combination packagings in PI 964 and limited quantity packagings in PI
Y964. Therefore, PHMSA proposes to amend paragraph (c)(2) to except
shipments of ``UN3082, Environmentally hazardous substance, liquid,
n.o.s.'' from the pressure differential packaging requirements
applicable for transportation by aircraft. This proposed change would
align the pressure differential exceptions for UN3082 material with
those found in the ICAO Technical Instructions and excepts these
shipments, in all authorized packaging types, from the pressure
differential requirements in paragraph (c)(2).
---------------------------------------------------------------------------
\22\ 76 FR 3308 (Jan. 19, 2011).
---------------------------------------------------------------------------
Further, PHMSA proposes to amend paragraph (f), which specifies
requirements for combination packagings intended for transportation
aboard an aircraft. A combination packaging, for transport purposes,
consists of one or more inner packagings secured in a non-bulk outer
packaging. Paragraph (f)(3) contains Table 1 and Table 2 indicating the
maximum net capacity allowed for the inner packagings of the
combination packaging on passenger-carrying and cargo aircraft,
respectively. PHMSA proposes to revise paragraph (f) by moving the
references to Table 1 and Table 2 from paragraph (f)(1), applicable to
excepted quantities, to the paragraph (f) introductory text. The intent
of this revision is to clarify that the inner packaging limits
specified in paragraph (f)(3) Table 1 and Table 2 apply to all
combination packages used to transport hazardous material by aircraft
and not just to excepted packages (i.e., packages for which exceptions
from certain provisions are provided in the HMR). As it currently
reads, the instruction for all combination packagings is imbedded in
the paragraph (f)(1), which outlines provisions for excepted packages,
thus making it appear that Tables 1 and 2 apply only to excepted
packages. Correcting the reference in paragraph (f) would provide
regulatory clarity by properly aligning packaging limits in
[[Page 43862]]
the HMR with the ICAO Technical Instructions.
Additionally, the first column of Tables 1 and 2 provides the
maximum net quantity per package from Column (9A) of the HMT. PHMSA
proposes to replace the rows in Tables 1 and 2 noting that there are no
maximum net capacity limits for quantities greater than 220 L for
liquids and greater than 200 kg for solids with an instruction in the
revised paragraph (f) introductory text conveying the same information.
Finally, PHMSA discovered that for certain Class 9 (miscellaneous
hazardous) materials, the authorized inner packaging limit in the ICAO
Technical Instructions is greater than the limit currently allowed in
Tables 1 and 2 at Sec. 173.27(f)(3). Therefore, PHMSA proposes to
revise paragraph (f)(3), Table 1 and Table 2 to address this
inconsistency with the ICAO Technical Instructions. Specifically, PHMSA
proposes to revise, for consistency with the inner packaging limits
provided in Packing Instructions 956, 958, and 964 of the ICAO
Technical Instructions, inner packaging net capacity limits for the
following Class 9 materials:
UN1841 Acetaldehyde ammonia
UN1931 Zinc dithionite or Zinc hydrosulphite
UN1941 Dibromodifluoromethane
UN1990 Benzaldehyde
UN2071 Ammonium nitrate fertilizers
UN2216 Fish meal, stabilized or Fish scrap, stabilized
UN2315 Polychlorinated biphenyls, liquid
UN2590 Asbestos, chrysotile
UN2969 Castor beans or Castor flake or Castor meal or Castor
pomace
UN3077 Environmentally hazardous substance, solid, n.o.s.
UN3082 Environmentally hazardous substance, liquid, n.o.s.
UN3151 Polyhalogenated biphenyls, liquid or Polyhalogenated
terphenyls, liquid or Halogenated monomethyldiphenylmethanes, liquid
UN3152 Polyhalogenated biphenyls, solid or Polyhalogenated
terphenyls, solid or Halogenated monomethyldiphenylmethanes, solid
UN3334 Aviation regulated liquid, n.o.s.
UN3335 Aviation regulated solid, n.o.s.
UN3432 Polychlorinated biphenyls, solid
These materials have a history of safe transport under less
restrictive inner packaging limits in accordance with the ICAO
Technical Instructions. The proposed revisions would offer shippers
greater flexibility in packaging options to transport these materials
without a degradation of safety.
Section 173.59
Section 173.59 provides informational descriptions of terms for
explosives. PHMSA proposes to amend the description of the term
``detonators'' to include a reference to electronic programmable
detonators. Additionally, PHMSA proposes to add a separate term and
description for ``Detonators, electronic programmable for blasting.''
These changes correspond to the proposed addition of the UN0511,
UN0512, and UN0513 (Detonators, electronic programmable for blasting)
to the HMT. PHMSA intends to distinguish between ``electronic
detonators'' and ``electric detonators,'' as each has different design
characteristics, by adding these new entries in the HMT and the
editorial amendments in Sec. 173.59. PHMSA expects this additional
precision in shipping descriptions will provide a safety benefit. See
Sec. 172.101 of the Section-By-Section Review for additional
discussion on electric and electronic detonators.
Section 173.115
Section 173.115 outlines classification criteria for Class 2 (gas)
materials. PHMSA proposes to update the version of ISO 10156:2010,
``Gases and gas mixtures--Determination of fire potential and oxidizing
ability for the selection of cylinder valve outlets,'' that is
incorporated by reference in paragraph (k), which specifies how the
oxidizing ability of a Division 2.2 (non-flammable) gas should be
calculated. Currently the HMR incorporates by reference the 2010
edition of this ISO standard and its associated technical corrigendum
in Sec. 171.7. As part of ISO's regular periodic review of each
standard, ISO standard 10156:2010 was reviewed and updated and a new
revised ISO 10156:2017 was published September 2017. The 2017 edition
supersedes and replaces ISO 10156:2010, which had been technically
revised through ISO 10156:2010/Cor 1:2010. PHMSA now proposes to update
the incorporation by reference of ISO 10156, to the 2017 edition. The
updated document includes technical revisions pertaining to the
flammability of gases and gas mixtures in air as well as a new
calculation method for determining the lower flammability limit of gas
mixtures. PHMSA reviewed the calculation method and agrees that it will
assist shippers in properly classifying a Division 2.2 gas, without
introducing any adverse safety risks. Therefore, PHMSA proposes to
incorporate by reference ISO 10156:2017 in Sec. 173.115(k).
Section 173.134
Section 173.134 provides classification criteria and exceptions for
Division 6.2 infectious substances. PHMSA proposes to revise paragraph
(a) to include references to ``UN3549, Medical Waste, Category A,
Affecting Humans, solid or Medical Waste, Category A, Affecting Animals
only, solid.'' Specifically, paragraphs (a)(1), (a)(1)(i), and (a)(5)
would be revised by including UN3549 among the list of UN numbers to
use for description of an infectious substance. These proposed changes
are consistent with the proposed addition of this new hazardous
materials description to the HMT.
Additionally, PHMSA proposes to remove the term rickettsiae from
the list of types of microorganisms in paragraph (a)(1). Rickettsiae
are a specific group of bacteria, and this specific type of bacteria is
redundant because bacteria are already listed as a type of potential
pathogenic microorganism.
Section 173.137
Section 173.137 prescribes the requirements for assigning a PG to
Class 8 (corrosive) materials. The HMR requires offerors to classify
Class 8 material and assign a PG based on tests conducted in accordance
with the OECD Guidelines for the Testing of Chemicals. One of the tests
currently authorized in the HMR is the 2015 OECD Guideline for the
Testing of Chemicals ``Test No. 431: In vitro skin corrosion:
reconstructed human epidermis (RHE) test method'' which may be used to
determine that a material is not corrosive to human skin. PHMSA
proposes to incorporate by reference the 2016 version of OECD
Guidelines for the Testing of Chemicals ``Test No. 431: In vitro skin
corrosion: reconstructed human epidermis (RHE) test method.'' This
document was updated to introduce sub-categorization for skin corrosion
and adopted by the OECD in 2013 and further revised in 2014, 2015, and
2016, as Guidelines for the Testing of Chemicals ``Test No. 431: In
vitro skin corrosion: reconstructed human epidermis (RHE) test
method.'' According to the OECD, this updated test method permits
subcategorization of corrosive chemicals into three categories: sub-
category 1A and sub-category 1B/C, which correspond to PG I, PG II, and
PG III, respectively. However, prior to the 2016 edition of the OECD
Guidelines, the ability to clearly distinguish between PG II and
[[Page 43863]]
PG III had previously never been formally evaluated or validated due to
the lack of high quality reference in vivo data against which to
benchmark the in vitro results.
Changes to the UN Model Regulations were made as a result of the
additional level of sub-categorization and differentiation that is
possible using this updated test method. Accordingly, PHMSA also
proposes to allow corrosive materials that are tested using OECD
Guidelines for the Testing of Chemicals Test No. 431 to be assigned to
PG II without further in vivo testing if the test method does not
clearly distinguish between PG II or PG III. Since the packing group
assignment indicates the required level of packaging according to the
degree of danger presented by hazardous materials, this would relegate
corrosive material that cannot be clearly distinguished between a
medium danger PG II and a low danger PG III to be subject to the more
conservative packaging requirement associated with PG II material
unless additional testing is conducted. PHMSA anticipates that the use
of the 2016 version of the OECD Guidelines for the Testing of Chemicals
Test No. 431 will benefit shippers of potential corrosives by
clarifying corrosivity determinations or exclusions, and eliminating
excessive testing to distinguish between PG II and PG III.
The proposed regulatory text references OECD Guidelines for the
Testing of Chemicals Test No. 404, 430, and 435, which are already
approved for incorporation by reference in this section, and no change
is proposed for these standards.
Section 173.172
Section 173.172 specifies the eligibility conditions for exception
from packaging requirements for certain fuel tanks used on aircraft
hydraulic power units. PHMSA proposes editorial changes to these
provisions to clarify packaging limits for the fuel tanks that power
hydraulic power units. The fuel tanks addressed in this section are
comprised of a primary containment for the fuel in the hydraulic power
unit. The primary containment must consist of a welded aluminum bladder
as well as an outer vessel, which is packed in non-combustible
cushioning material in a strong, tightly-closed metal outer packaging.
Currently paragraphs (a) and (b) of this section state that the
``Maximum quantity of fuel per unit and package is 42 L (11 gallons).''
PHMSA proposes to replace the word ``unit'' in this sentence in
paragraphs (a) and (b) with the word ``primary containment'' for
consistency with the second sentence of each paragraph which states
that the ``primary containment of the fuel within this vessel must
consist of a welded aluminum bladder having a maximum internal volume
of 46 L (12 gallons).'' These editorial revisions to clarify that the
maximum quantity of fuel authorized applies to both the fuel within the
vessel and completed package (primary containment) rather than the
hydraulic power unit itself. This change would align the language for
this packaging exception in the HMR with the language that was
similarly amended in the 2021-2022 ICAO Technical Instructions and the
21st revised edition of the UN Model Regulations. PHMSA does not expect
this change to adversely affect safety benefits.
Section 173.181
Section 173.181 prescribes packaging requirements for liquid
pyrophoric materials. Specifically, Sec. 173.181 provides the
requirements on closures for metal or glass receptacles when used as
inner packagings (i.e., receptacles) in combination packagings. The UN
Model Regulations contains Packing Instruction P404 which includes
provisions for resealing inner receptacles with threaded closures.
Currently, Sec. 173.181 does not include provisions for resealing of
inner receptacles with threaded closure. The safety concern when
resealing inner receptacles that contain liquid pyrophoric materials is
that small amounts of residue may adhere to the threads and present a
hazard upon closing of the inner packaging and that friction generated
from screwing the cap back onto the receptacle may cause the residue to
react critically (e.g., self-heating or spontaneous combustion). Based
on this concern, the UN Model Regulations now permit closures of inner
receptacles to be either threaded or physically held in place by any
means capable of preventing back-off or loosening of the closure under
conditions normally incident to transportation (e.g., vibration during
transport). PHMSA is also concerned about this potential hazard and
proposes to authorize an alternative method of closure to prevent this
potential hazard. Therefore, PHMSA proposes to revise the requirements
of Sec. 173.181 for closures of inner packagings for liquid pyrophoric
materials to specify that they may have closures that are physically
held in place by any means capable of preventing back-off or loosening
during transportation.
Section 173.185
Section 173.185 prescribes requirements for transportation of
lithium cells and batteries. Paragraph (c) prescribes requirements for
smaller cells or batteries and paragraph (c)(3) specifies hazard
communication requirements including the use of the lithium battery
mark. PHMSA proposes to revise the minimum size of the lithium battery
mark from 120 millimeters (mm) wide by 110 mm high to 100 mm by 100 mm.
This reduction in size requirements for this mark would be consistent
with the existing minimum size requirements for the limited quantity
and excepted quantity marks in the HMR (see Sec. Sec. 172.315 &
173.4a) and does not diminish the ability to read or recognize the
marking. The reference to the shape of the mark would be amended to
include ``square'' to account for the new minimum dimensions while also
maintaining the existing shape of a ``rectangle'' to continue
authorized use of the lithium battery mark with 120 mm by 110 mm
dimensions. In addition, the minimum size of the lithium battery mark
for packages too small to display the revised 100 mm by 100 mm
dimensions, would be revised from 105 mm wide by 74 mm high to 100 mm
wide by 70 mm high. Additionally, an informal working paper \23\
submitted to the 54th Session of the UNSCOE noted that due to the large
volume of lithium batteries shipped in small packages, the reduction in
the size of the mark could reduce the quantity of packagings produced
and consequently the quantity of empty packagings sent for disposal or
recycling. This proposed minimum size would not invalidate use of
larger marks meeting the currently authorized minimum size
requirements.
---------------------------------------------------------------------------
\23\ Rechargeable Battery Association (PRBA) & the Advanced
Rechargeable & Lithium Batteries Association (RECHARGE), Proposal on
the Dimensions of the Lithium Battery Mark Submitted to the UN
Subcommittee of Experts on the Transport of Dangerous Goods at the
54th Session (Dec. 3, 2018), https://www.unece.org/fileadmin/DAM/trans/doc/2018/dgac10c3/UN-SCETDG-54-INF55.e.pdf.
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Section 173.187
Section 173.187 prescribes packaging requirements and other
provisions for ``pyrophoric solids, metals, or alloys, n.o.s.'' The
21st revised edition of the UN Model Regulations includes an amendment
to Packing Instruction P404 to address concerns with threaded closures
when resealing inner receptacles after partial removal of product. The
amendment addresses small amounts of residue of pyrophoric materials
that may adhere to the threads and present a hazard upon closing of an
[[Page 43864]]
inner receptacle. As with liquid pyrophoric materials, discussed above,
there is concern that friction generated from screwing the cap back
onto the inner receptacle may cause the residue to react critically
(e.g., self-heating or spontaneous combustion). Based on this concern,
the UN Model Regulations now allow closures of inner receptacles to be
either threaded or physically held in place by a means capable of
preventing back-off or loosening of the closure under conditions
normally incident to transportation (e.g., impact or vibration during
transport).
After reviewing this issue, PHMSA is also concerned about this
potential hazard and proposes to amend Sec. 173.187 to authorize an
alternate method of closure to prevent this potential hazard.
Specifically, PHMSA proposes to revise the requirements for closures of
inner receptacles for solid pyrophoric materials to specify that they
may have threaded closures or other closures that are physically held
in place by a means capable of preventing back-off or loosening.
Section 173.199
Section 173.199 prescribes the packaging requirements for Division
6.2, Category B infectious substances. Consistent with the ICAO
Technical Instructions, PHMSA proposes to revise paragraph (a)(5) to
require that for air transport the entire UN3373 mark must appear on
one side of the package. PHMSA expects that placing marks on a single
side of a package will provide increased visibility of hazard
communication on the smaller package types that are frequently used in
air transport. These measures would also reduce ambiguity for air
operator employees conducting acceptance checks as to whether the
package appropriately indicates the hazards without having to make a
subjective determination. Regarding the Category B infectious substance
mark, the proposal would help ensure that any packages containing
infectious substances, including COVID-19 materials, have appropriate
visibility and thus, ensure the safe transport of such materials. For
details on the rationale for this proposed requirement, see the
discussion of Sec. 172.406 in the Section-By-Section Review.
Section 173.218
Section 173.218 contains packaging and product stabilization
requirements for transporting stabilized fish meal or fish scrap
(UN2216) as a Class 9 material. Currently, the provisions of this
section are limited to shipments by vessel; however, PHMSA proposes to
revise this provision to authorize the transport of this material by
air. This change responds to changes in the fish meal or fish scrap
market which has experienced an increased demand for more timely
shipments of samples of this item for evaluation by potential
purchasers. Adding provisions to permit shipment by air, rather than
limiting to shipment by vessel, would relieve frustration in the market
for fish meal or fish scrap by allowing shipments of small amounts of
this material to be expedited by air. This change is consistent with
amendments adopted in the 2021-2022 version of the ICAO Technical
Instructions, which have been revised to allow the transport by air of
non-bulk packages of fish meal or fish scrap, subject to quantity
limitations and stabilization requirements.
As proposed, UN2216 material would be permitted on passenger
aircraft and cargo aircraft in amounts up to 100 kg and 200 kg,
respectively, and in UN performance packaging that aligns with the ICAO
Technical Instructions. Additionally, to ensure the safe transport of
this material by air, PHMSA proposes adding stabilization requirements
similar to those that are in place for shipments by vessel. PHMSA
proposes fish meal or fish scrap transported by air must have been
stabilized at production, and within the twelve months prior to
transportation. Given the safeguard provided by stabilization of this
material prior to transportation, as well as the proposed packaging and
quantity restrictions, PHMSA expects that there will be no degradation
of transportation safety in authorizing air transportation.
In addition to adding these stabilization requirements for air
transportation, PHMSA proposes amending the stabilization requirements
that are currently in place for vessel shipments. The HMR currently
requires shipments of fish meal or fish scrap by vessel to contain at
least 50 parts per million (ppm) (mg/kg) of ethoxyquin, 100 ppm (mg/kg)
of butylated hydroxytoluene (BHT) or 250 ppm (mg/kg) of tocopherol
based antioxidant at the time of shipment for bulk shipments when
transported in freight containers. PHMSA proposes extending these
stabilization requirements to all vessel shipments, as required by the
IMDG Code. While the change in language would make the stabilization
requirement more widely applicable, PHMSA expects that the impact on
the regulated community will be minimal as fishmeal and fish scrap
shipments offered for transport (in non-bulk and bulk) are already
typically treated with quantities of stabilizer (antioxidants) well
above the minimum amounts currently shown in section Sec. 173.218 as
common industry practice.
Section 173.221
Section 173.221 prescribes transportation requirements and
exceptions therefrom for ``UN2211, Polymeric beads expandable'' and
``UN3314, Plastic molding compound,'' which are both Class 9
(miscellaneous) materials. Historically, transportation of these
materials has been limited to single packagings under both the HMR and
in Packing Instruction 957 of the ICAO Technical Instructions. However,
these limitations are inconsistent with the UN Model Regulations and
the general provisions of the ICAO Technical Instructions, which permit
combination packagings when single packagings are authorized. These
packagings are constructed with inner packagings made of glass,
plastic, metal, paper, or fiber and with outer packagings utilizing
drums, boxes, and jerricans made of various materials. This conflict in
permitted packagings has been corrected in the most recent edition of
the ICAO Technical Instructions.
PHMSA finds that allowing combination packaging for these Class 9,
low hazard materials is consistent with general packaging
authorizations throughout the HMR. In general, combination packaging is
allowed for materials that are more hazardous as long as the minimum
packaging performance requirements are achieved. Single packaging and
combination packaging are subject to the same performance standards,
meaning an equivalent level of safety is achieved. Therefore, PHMSA
proposes conforming changes to Sec. 173.221 to allow the use of
combination packagings (i.e., packagings that use a combination of
inner and outer packagings for containment) for these materials. This
change would provide packaging selection flexibility as well as
consistency with UN Model Regulations and revised ICAO Technical
Instructions without any impact on safe transport of these materials.
Section 173.222
Section 173.222 specifies the non-bulk packaging requirements for
``UN3363, Dangerous goods in machinery or apparatus.'' As discussed in
connection to proposed changes to Sec. 172.101, PHMSA proposes to
modify the proper shipping name associated with UN3363 to include
``dangerous goods in articles,'' in addition to ``dangerous goods in
machinery or apparatus.'' In the HM-215O final rule,
[[Page 43865]]
PHMSA added new entries for articles containing hazardous materials
that are not otherwise specified by name in the HMT (e.g., ``UN3547,
Articles containing corrosive substance, n.o.s.''). These new entries
addressed transportation scenarios where various hazardous materials or
residues are present in articles above the quantities currently
authorized for machinery or apparatus transported as ``UN3363,
Dangerous goods in machinery or Dangerous goods in apparatus.'' In
addition to adding these new entries to the HMT, PHMSA added packaging
provisions in Sec. 173.232, as well as a definition for articles. The
definition states that ``article means machinery, apparatus, or other
devices containing one or more hazardous materials (or residues
thereof) that are an integral element of the article, necessary for its
functioning, and that cannot be removed for the purpose of transport.''
This addition created regulatory discrepancies between articles that
cannot be defined as machinery or apparatus but also do not qualify as
``Articles containing hazardous materials, n.o.s.'' even as there is no
safety basis to exclude such articles from the scope of Sec. 173.222
provisions. Therefore, PHMSA proposes to revise the provisions in Sec.
173.222 to reflect the addition of dangerous goods in articles to the
current HMT entry for ``UN3363, Dangerous Goods in Machinery or
Dangerous Goods in Apparatus'' as discussed in connection with the
proposed changes to Sec. 172.101 above. These proposed changes are
intended to provide flexibility in the choice of the most appropriate
modifier to be selected as a proper shipping name (e.g., article,
machinery, or apparatus). This flexibility in selecting the most
appropriate description of the hazardous material would help ensure
appropriate packaging selection and hazard communication, thus
enhancing safety.
Section 173.225
Section 173.225 prescribes packaging requirements and other
provisions for organic peroxides. As a result of new peroxide
formulations becoming commercially available, the 21st revised edition
of the UN Model Regulations includes updates to the list of identified
organic peroxides and new packing instructions for these materials. To
maintain consistency with the UN Model Regulations, PHMSA proposes to
update the Organic Peroxide Table in Sec. 173.225(c) to revise the
entry ``Di-(4-tert-butylcyclohexyl) peroxydicarbonate [as a paste],''
by (1) changing the classification of the material as ``UN3116, Organic
peroxide type D, solid, temperature controlled'' to ``UN3118, Organic
peroxide type E, solid, temperature controlled''; and (2) changing the
packing method from OP7 to OP8.
An organic peroxide Type D is an organic peroxide that: (1)
Detonates only partially, but does not deflagrate rapidly and is not
affected by heat when confined; (2) does not detonate, deflagrates
slowly, and shows no violent effect if heated when confined; or (3)
does not detonate or deflagrate, and shows a medium effect when heated
under confinement. An organic peroxide Type E is an organic peroxide
which neither detonates nor deflagrates and shows low or no effect when
heated under confinement. Di-(4-tert-butylcyclohexyl) peroxydicarbonate
was identified as a Type E organic peroxide based on evaluation of new
test data within the classification scheme for self-reactives and
organic peroxide in Figure 20.1 of the UN Model Regulations. Finally,
PHMSA proposes to revise the packing method from OP7 to OP8 consistent
with the revised classification of Di-(4-tert-butylcyclohexyl)
peroxydicarbonate to a lesser hazard Type E organic peroxide. The
packaging method indicates the largest size authorized for packaging of
a particular organic peroxide. Specifically, for Di-(4-tert-
butylcyclohexyl) peroxydicarbonate, assignment of OP8 would allow up to
400 kg for solids and combination packagings, and up to 225 L for
liquids. See Section 173.225 Section-by-Section Review for further
detail of packing methods for organic peroxides.
PHMSA also proposes to revise the Organic Peroxide IBC Table in
paragraph (e) to maintain alignment with the 21st revised edition of UN
Model Regulations by adding new entries for ``tert-Amyl peroxypivalate,
not more than 42% as a stable dispersion in water'' and ``tert-Butyl
peroxypivalate, not more than 42% in a diluent type A'' and identifying
it as ``UN3119, Organic peroxide type F, liquid, temperature
controlled.'' PHMSA expects that adding provisions for the transport of
these newly available peroxide formulations will allow better oversight
for safe and consistent shipment of these hazardous materials.
Section 173.301B
Section 173.301b outlines additional general requirements when
shipping gases in UN pressure receptacles (e.g., cylinders). Paragraph
(a)(2) of this section requires that the gases or gas mixtures be
compatible with the UN pressure receptacle and valve materials
prescribed for metallic materials in ISO 11114-1:2012(E), Gas
cylinders--Compatibility of cylinder and valve materials with gas
contents--Part 1: Metallic materials. This document provides
compatibility requirements for the selection of combinations of
metallic cylinder and valve materials for use with gas or gas mixtures.
In the interest of providing uniformity with regard to reference
standards used domestically and internationally, PHMSA proposes to
revise the compatibility requirements to include a reference to the
2017 amendment (ISO 11114-1:2012/Amd 2017(E)), which ISO published as a
supplement to ISO 11114-1:2012(E). This supplement provides enhanced
instructions on the permissible concentrations of certain gases to
ensure safe transport of a wider variety of gases in newly developed
types of metallic cylinders and valves.
Second, PHMSA proposes to revise paragraph (c)(1), which specifies
valve requirements for pressure receptacles. Currently in the HMR,
paragraph (c)(1) requires valves for pressure receptacles (excluding
quick release cylinder valves, which must conform to the requirements
in ISO 17871:2015(E)) to conform to various editions of ISO 10297,
``Gas cylinders--Cylinder valves--Specification and type testing'',
including the 1999, 2006 and 2014 editions. ISO 10297:2014 specifies
design, type testing, and marking requirements for certain cylinder
valves intended to be fitted to refillable transportable gas cylinders
which convey compressed, liquefied or dissolved gases. PHMSA proposes
to modify the valve requirements in this paragraph such that when the
use of a valve is prescribed, the valve must conform to the
requirements of ISO 10297:2014 as well as the supplemental amendment,
ISO 10297:2014/Amd 1:2017. ISO 10297:2014/Amd 1:2017 corrects errors in
ISO 10297:2014 and also includes modifications for valves for tubes and
pressure drums. For consistency with the UN Model Regulations, PHMSA
also proposes to add a sunset date of December 31, 2022, for the
authorization of the use of ISO 10297:2014 when not used in conjunction
with the supplemental 2017 amendment. PHMSA has reviewed this
supplemental amendment as part of its regular participation in the
review of amendments proposed for the UN Model Regulations and does not
expect any degradation of safety standards in association with the use
of these two documents.
Lastly, paragraph (c)(2) of this section outlines certain
requirements for valves
[[Page 43866]]
on UN pressure receptacles. Specifically, by following one of the
listed methods or standards in this paragraph, valves are required to
be protected from damage that could cause inadvertent release of their
contents. PHMSA proposes to introduce an additional option by allowing
the use of valves designed and constructed in accordance with Annex A
of ISO 17879:2017 for UN pressure receptacles with self-closing valves
with inherent protection (except those in acetylene service). Annex A
of ISO 17870:2017 is a new standard which establishes design, type
testing, marking, and manufacturing tests and examination requirements
for self-closing valves fitted to refillable transportable gas
cylinders conveying compressed, liquefied, or dissolved gases (other
than acetylene). PHMSA has determined that incorporating ISO 17879
fulfills the need for a standard that governs self-closing valves on
cylinders, which are typically used in the calibration, beverage, and
medical gas industries and mirrors requirements for impact testing and
burst testing specified in ISO 10297. PHMSA has experience with
permitting the use of valves constructed to ISO 17879 through special
permit,\24\ which has occurred without incident since 2019.
Incorporating this ISO standard would eliminate the need and associated
burden for manufacturers to request a special permit to use the valves
as they become more widely transported as a result of their
authorization by other competent authorities.
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\24\ See, e.g., Special Permit 20876 (Apr. 21, 2021), https://cms7.phmsa.dot.gov/approvals-and-permits/hazmat/file-serve/authorization/2019045387_SP20876.pdf/2019045387/SP20876.
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The proposed regulatory text references the following standards
that are already approved for incorporation by reference in this
section and no change is proposed for these standards: ISO 11114-
1:2012(E); ISO 11114-2:2013; ISO 10297:2014; ISO 17871:2015; ISO
11117:2008 and Technical Corrigendum 1; ISO 11117:1998; ISO 16111:2008.
Section 173.304B
Section 173.304b contains requirements for shipment of liquefied
compressed gases in UN pressure receptacles. In this section, paragraph
(b) describes the filling limits for UN pressure receptacles expressed
in terms of ``filling ratio,'' or the ratio of the mass of gas in the
cylinder compared to the water capacity of the cylinder. Paragraph
(b)(2) of this section provides the maximum allowable filling limits
for low pressure liquefied gases. As currently provided in paragraph
(b) of 173.304b, the term ``filling factor'' is currently used to
describe the filling limit in terms of the maximum mass of contents in
kg of the gas per liter of water capacity, which is intended to have
the same meaning as the ``filling ratio.'' To increase clarity of the
HMR, PHMSA proposes to revise paragraph (b)(2) by deleting the term
``filling factor'' and only using the performance standard of ``maximum
mass of contents per liter of water capacity'' so that this is not
misunderstood as being different from the defined term ``filling
ratio.'' This change is consistent with the same editorial correction
made is the 21st revised edition of the UN Model Regulations. The term
``filling factor'' is used in the context of the UN Model Regulations
and could be misunderstood as being different from the defined term
``filling ratio.'' PHMSA expects that clarifying the language
pertaining to the filling ratio will provide a safety benefit by
eliminating confusion about the definition of the term ``filing
factor'' or ``filing ratio.''
Section 173.306
Section 173.306 provides exceptions from HMR requirements for
transportation of limited quantities of compressed gases. Paragraph (f)
of this section provides exceptions for the transportation of
accumulators, which are transported under ``UN3164, Articles,
pressurized pneumatic or hydraulic.'' Accumulators are devices in which
a fluid is kept under pressure as a means of storing energy. PHMSA
proposes to revise paragraphs (f)(2) and (f)(3) to allow robust
accumulators to be transported unpackaged, in crates, or in overpacks
that provide equivalent protection to the hazardous material being
transported. The term robust is used to describe articles that are
strong enough to withstand the shocks and loadings normally encountered
during transport, including trans-shipment between cargo transport
units and between cargo transport units and warehouses, as well as any
removal from a pallet for subsequent manual or mechanical handling.
PHMSA expects that the proposed amendments will increase flexibility
for shippers and harmonize with revisions to the UN Model Regulations
which limits the packaging required for ``UN3164, Articles, pressurized
pneumatic or hydraulic'' when afforded equivalent protection by the
article being transported.
Additionally, PHMSA proposes to add a new paragraph (n) to include
provisions for the transport of ``UN2037, Receptacles, small,
containing gas or gas cartridges'' for recycling or disposal. These
proposed provisions include packaging requirements, conditions for
exception, and maximum gross weight limits, applicable to small
receptacles or cartridges containing gas not exceeding 1.0 L (0.3
gallons) capacity. PHMSA expects that codifying these provisions will
create a regulatory framework for transporting these materials for
recycling or disposal and reduce the administrative burden that would
otherwise apply to fully regulated gas receptacles. Further, reducing
this administrative burden may lead to other environmental benefits by
facilitating shipments destined for recycling or disposal. PHMSA
solicits comments on the need to expand these provisions to other types
of authorized packagings mentioned in this section.
Section 173.335
Section 173.335 specifies packaging requirements for hazardous
materials transported as chemicals under pressure (e.g., ``UN3500,
Chemical under pressure, n.o.s.''). Chemicals under pressure are
regulated as gases but differ in that they are liquids, pastes, or
powders, and pressurized with a propellant that meets the definition of
a gas in Sec. 173.115. Materials transported under UN3500 may include
those that are widely used in fire suppression systems and other items
used for fire control.
PHMSA proposes to provide an extended periodic inspection period
for cylinders containing fire extinguishing agents transported under
UN3500. This amendment would be consistent with a new special packing
provision, PP97, added in the 21st revised edition of the UN Model
Regulations to provide a test period of 10 years for tubes (cylinders)
that have a capacity of 450 L or less and that are filled with fire
extinguishing agents. The intent of this change was to resolve the
discrepancy in inspection periods between (1) gas-filled cylinders
intended for installation in fire suppression systems and (2) cylinders
used for the same purpose, but which contain a fire extinguishing agent
(e.g., a liquid) in combination with a gas used as a propellant. Gases
transported under ``UN1956, compressed gas n.o.s.'' have a maximum test
period for periodic inspection of 10 years, whereas the maximum test
period for UN3500, chemical under pressure, n.o.s.'' is only five
years. However, the updated UN Model Regulations extended the
inspection period for cylinders containing fire extinguishing agents
transported under UN3500 because they are typically (1) inert chemicals
with no
[[Page 43867]]
subsidiary risks and (2) they are typically filled at lower pressures
than cylinders containing UN1956 materials. Additionally, these fire
extinguishing materials and devices are maintained and stored in a
manner that minimizes the degradation of the cylinder (e.g., in
protected indoor environments).
A recent PHMSA rulemaking, HM-234,\25\ broadened the scope of
cylinders eligible to be classified as ``UN1044, fire extinguishers''
and the intent was to permit cylinders charged with fire extinguishing
agents intended for use in fire suppression systems to be described and
transported under ``UN1044, fire extinguishers.'' However, cylinders
charged solely with a compressed gas or liquefied gas and used in a
fire suppression system solely to expel a separately stored
extinguishing agent are not eligible for transportation under UN1044.
Furthermore, with respect to the UN Model Regulations, cylinders
charged with a fire extinguishing agent and intended for use in a fire
suppression are specifically excluded from transportation as ``UN1044,
fire extinguisher.'' Therefore, while HM-234 added provisions that may
allow hazardous materials in cylinders that have historically been
described and transported as UN1956 or UN3500 to be transported as
``UN1044, fire extinguisher'', amending Sec. 173.335 is still
necessary to maintain alignment with the UN Model Regulations because
the UN Model Regulations still do not allow cylinders intended for use
in fire suppression systems to be transported under UN1044.
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\25\ 85 FR 85380 (Dec., 28, 2020).
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Because of this conflict in classification for similar items, PHMSA
proposes to extend the periodic inspection period for cylinders
containing gases or liquid/gas mixtures that are used as fire
extinguishing agents under UN3500, to facilitate international shipment
of these items by aligning the Sec. 173.335 periodic inspection
requirements with the periodic inspection period adopted in the UN
Model Regulations. Recognizing that these items UN3500 and UN1044 are
functionally the same but classified differently outside of the United
States, PHMSA expects that establishing parallel inspections periods
for similar items will facilitate international movement and continued
use of these cylinders domestically and internationally.
D. Part 175
Section 175.8
Part 175 of the HMR prescribes requirements that apply to the
transportation of hazardous materials in commerce aboard aircraft,
including items carried by air passengers and crew, as well as items
carried by the aircraft operator in accordance with airworthiness
requirements and operating regulations, or in support of in-flight
service. Section 175.8 provides exceptions from the HMR for certain
equipment and materials used by aircraft operators that are regulated
as hazardous materials. PHMSA proposes to amend paragraph (b) to
provide a new exception for alcohol-based hand sanitizers and alcohol-
based cleaning products carried aboard an aircraft by the operator for
the purposes of passenger and crew hygiene. The proposed changes align
the HMR with amendments made to the ICAO Technical Instructions, as
amended in Addendum 1, on December 31, 2020, in response to the COVID-
19 public health emergency. The intent of this amendment is to ensure
that air operators are able to equip aircraft with alcohol-based
sanitizers for use in the cabin for the purposes of passenger and crew
hygiene without the regulatory burden of documentation and packaging
otherwise associated with the transport of Class 3 flammable liquid
hazardous materials. This proposal is beneficial to public interest
given that it assists in limiting the spread and contraction of viruses
such as COVID-19 without an anticipated decrease in transportation
safety.
Section 175.9
Section 175.9 provides exceptions from Subchapter C of the HMR for
certain special aircraft operations. Paragraph (b)(5) excepts organ
preservation units necessary to protect human organs when carried in
the aircraft cabin, provided certain conditions are met. As written,
the current provisions only allow for devices powered by non-spillable
batteries. However, the technology for powering such devices has
evolved to include lithium batteries. To maintain consistency with the
ICAO Technical Instructions, PHMSA proposes to add provisions for organ
preservation units powered by lithium batteries (both metal and ion).
Specifically, lithium metal or lithium ion cells or batteries must meet
the general provisions prescribed in Sec. 173.185(a) and spare lithium
batteries would need to be individually protected to prevent short
circuits when not in use to ensure safe transport and use of this
exception. PHMSA expects this proposed HMR amendment will promote
broader use of the exception for organ preservation units. Finally, it
facilitates international movement of these devices by harmonizing with
ICAO Technical Instructions which allow lithium batteries as a power
sources for the devices while still ensuring safe transport.
Section 175.10
Section 175.10 specifies the conditions under which passengers,
crew members or an operator may carry hazardous materials aboard a
passenger aircraft. PHMSA proposes to amend paragraph (a)(1)(ii) of
this section to permit Division 2.2 aerosols with no subsidiary hazard
in addition to those that are not for medicinal or personal toiletry
use as carry-on items (see Sec. 175.10(a)(1)(i) in the HMR for
provisions pertaining to non-radioactive medicinal and toilet
articles). Currently, these materials (2.2 non-flammable gases) are
only authorized in checked baggage. Additionally, PHMSA proposes to add
a conditional requirement to new paragraph (a)(1)(iv) that the material
in the Division 2.2 aerosols must not cause extreme annoyance or
discomfort, in the event of an unintentional release, to crew members
so as to inhibit performance of their assigned duties. The proposed
changes align the HMR with amendments made to the ICAO Technical
Instructions. In addition, these proposed changes are consistent with
special permit DOT-SP 21021,\26\ which was issued in response to the
COVID-19 public health emergency to ensure flight crews could carry-on
sanitizing aerosol products that may not have been considered as items
for personal use. PHMSA has determined that this proposal is beneficial
and in the public interest because it expands the use of the passenger
and crewmember exceptions applicable to Division 2.2 aerosols by
allowing such aerosols in carry-on baggage. This is particularly
beneficial for sanitizers to aid in preventing the potential spread and
contraction of viruses such as COVID-19 without an anticipated decrease
in transportation safety.\27\
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\26\ DOT Special Permit 21021 (May 29, 2020), https://www.phmsa.dot.gov/approvals-and-permits/hazmat/file-serve/offer/SP21021.pdf/2020034999/SP21021.
\27\ PHMSA notes that, apart from the revisions to Sec. 175.10
of the HMR proposed here, transportation of aerosols in carry-on
baggage and for any other purpose may be subject to limitations
imposed by other regulators, including (but not limited to) the
Transportation Security Administration.
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Section 175.10(a)(11) outlines the provisions for self-inflating
personal
[[Page 43868]]
safety devices and currently allows for the carriage of only one device
with the approval of the aircraft operator. PHMSA proposes to increase
the allowance from a single self-inflating personal safety device to
two devices in response to an increase in passengers seeking to travel
with their own devices. PHMSA clarifies that each self-inflating safety
device may be fitted with no more than two small gas cartridges and
that an additional two spare cartridges per device may be carried with
the devices. In addition, PHMSA proposes to add the text ``intended to
be worn by a person'' to specify that this provision is only intended
for self-inflating personal safety devices that are designed to be worn
by a person and does not apply to other types of safety devices. PHMSA
expects this proposal will promote use of the self-inflating personal
safety devices. Specifically, it provides passengers more flexibility
when carrying self-inflating devices such as life-jackets, motorcycle
jackets and horse riding vests. Further, PHMSA does not expect
transportation safety will be compromised as these devices are designed
with multiple initiation processes required for inflation to occur,
thereby inhibiting unintentional activation. PHMSA has not identified
any incidents involving unintentional activation of self-inflating
personal safety devices inflight.
Section 175.75
Section 175.75 provides quantity limitations and stowage location
requirements for air transportation. During internal review of the
stowage requirements found in Sec. 175.75, PHMSA and FAA concluded
that several editorial revisions would increase the clarity of this
section, and therefore enhance the safety or hazardous materials
transported by aircraft. These proposed revisions do not substantively
change current requirements of this section. They are intended only for
purposes of increasing the understanding of air stowage requirements.
The proposed editorial revisions to this section are discussed as
follows:
The current structure for paragraph (b) outlines three
distinct stowage requirements in a single paragraph. To increase
readability, PHMSA proposes to revise paragraph (b) by separating the
three requirements into three subparagraphs each addressing a single
stowage requirement.
Insertion of an additional distinct sentence in the
aforementioned proposed revised format of paragraph (b) to highlight
the existing requirement in Sec. 175.75 that all packages displaying a
Cargo Aircraft Only label in accordance with Sec. 172.402(c) must be
loaded in an accessible manner (i.e., a manner accessible to the cargo
aircraft's crew or other authorized person). This longstanding
requirement of the HMR is buried in the Quantity and Loading Table of
paragraph (f). Air carrier stakeholders have suggested to PHMSA and FAA
that the stowage requirements would be clarified if this important
requirement were explicitly stated in Sec. 175.75. Therefore, PHMSA
proposes to specify this requirement in the stowage requirements as
subparagraph (b)(4).
Correction of an inadvertent error in the Quantity and
Loading Table of paragraph (f), Note 1, that removed Division 6.2
material from eligibility for exception from the inaccessible loading
restriction for Cargo Aircraft Only packages. This inadvertent error
occurred in a corrections and response to administrative appeals final
rule.\28\ PHMSA revised requirements for Division 6.1 material among
the list of eligible materials but in doing so inadvertently removed
reference to Division 6.2 material. This change was not intended and;
therefore, PHMSA proposes to reinsert reference to Division 6.2
material in Note 1.
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\28\ 78 FR 65453 (Oct. 31, 2013). This rule affected rules HM-
215K, HM-215L, HM218G, and HM-219.
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Insertion of an Oxford comma in the Quantity and Loading
Table of paragraph (f), Note 1, item d. to more clearly indicate that
Class 9 material, limited quantity material, and excepted quantity
material all qualify for this provision. PHMSA and FAA are aware that
some air carrier stakeholders have expressed confusion with the
language in Note 1, item d., and acknowledge that the omission of a
comma between ``Limited Quantity'' and ``Excepted Quantity'' may create
the impression that only Class 9 limited or excepted quantity material
are eligible for this exception. Note 1, item d. has always included
all eligible hazard classes of limited quantity and excepted quantity
material.
E. Part 176
Section 176.84
Part 176 contains requirements associated with transportation of
hazardous materials by vessel. Section 176.84 prescribes the meanings
of numbered or alphanumeric vessel transport stowage provisions that
are assigned to hazardous materials and which are listed in column
(10B) of the HMT. The provisions in Sec. 176.84 are separated into
general stowage provisions, which are defined in the ``table of
provisions'' in paragraph (b), and the stowage notes unique to vessel
shipments of Class 1 explosives, which are defined in the table in
paragraph (c)(2). PHMSA has determined that the following proposed
revisions will improve safety by ensuring that hazardous materials are
properly stowed on vessels.
First, PHMSA proposes to revise stowage provision 4 in paragraph
(b). Existing stowage provision 4 directs shippers to ``Stow `Separated
from' liquid organic materials.'' PHMSA proposes to modify the language
in this code for clarity and to facilitate proper stowage. In a
proposal submitted to the IMO, it was noted that many liquid organic
materials are not dangerous goods and that it is difficult to identify
these commodities for purposes of segregation.\29\ Furthermore, the
distinction between organic and inorganic substances cannot be easily
discovered by persons responsible for the packing of a cargo transport
unit. PHMSA has determined that requiring a determination as to whether
a cargo is an organic or inorganic substance should be amended with a
more readily understood requirement to characterize these items as
combustible materials. This clarification would aid in ensuring safe
segregation of materials assigned this stowage provision. Therefore,
PHMSA proposes to amend stowage provision 4 to require materials
assigned this code to ``not be stowed'' with combustible materials in
the same cargo transport unit.
---------------------------------------------------------------------------
\29\ International Maritime Organization Sub-Committee on the
Carriage of Cargoes and Containers CCC 5/6/3.
---------------------------------------------------------------------------
Second, PHMSA proposes to add new stowage provisions under codes
155, 156, and 157:
New stowage code 155 is assigned to ``UN2814, Infectious
substances, affecting humans'' and ``UN2900, Infectious substances,
affecting animals only.'' This new stowage provision advises vessel
carriers to avoid handling of an infectious package or keep handling of
the package to a minimum and to inform the appropriate public health
authority or veterinary authority where persons or animals may have
been exposed to the package contents. This provision may improve safety
for packages that may be used to transport COVID-19 related material.
Stowage code 155 would apply particularly to any cargo offered in the
traditional manner (i.e., break-bulk). The proposed stowage code
advises cargo handling personnel to limit interaction with packages of
Division 6.2 materials to a minimum. The requirement to notify the
appropriate public health authority or
[[Page 43869]]
veterinary authority where persons or animals may have been exposed to
package contents is intended to ensure appropriate medical attention
can be provided in the event of an exposure and any potential further
contamination as a result of contact with the material is controlled.
This new stowage code serves to ensure vessel carriers are aware of the
potential hazard of these packages and to ensure they follow all
protocols related to handling such packages.
New stowage code 156 is assigned to ``UN3090, Lithium
metal batteries,'' ``UN3091, Lithium metal batteries contained in
equipment, or Lithium metal batteries packed with equipment,''
``UN3480, Lithium ion batteries,'' and ``UN3481, Lithium ion batteries
contained in equipment or Lithium ion batteries packed with
equipment.'' This new stowage provision would require damaged or
defective lithium batteries that are offered for transportation in
accordance with Sec. 173.185(f) or being transported for purposes of
disposal or recycling in accordance with proposed Sec. 172.203(i)(4),
to be stowed in accordance with stowage category C. Stowage category C
requires on deck stowage instead of the currently authorized on deck or
under deck stowage of these types of lithium batteries. This proposal
harmonizes HMR stowage requirements for lithium batteries that are
damaged/defective and those that are being offered for disposal or
recycling with the IMDG Code stowage requirements. This proposed
stowage change to require on deck stowage would allow for more easily
identifiable and effective response actions in the event of a fire
involving lithium batteries onboard a vessel. PHMSA expects that these
revised shipping requirements will contribute to the safe
transportation of increased volumes of lithium batteries anticipated as
a result of the increased use of those technologies in the
transportation and other economic sectors.
New stowage code 157 is assigned to the five HMR UN1950
aerosol entries and the three UN2037 receptacles; small, containing gas
or gas cartridges entries. This new stowage provision would require
aerosols and receptacles for gas transported for recycling or disposal
to be stowed in accordance with vessel stowage category C and clear of
living quarters. The HMR does not currently contain separate stowage
provisions for aerosols or receptacles small containing gas that are
being offered for disposal or recycling. These materials are assigned
stowage category A if they are new and never used, or if they are
offered for transportation. The change from stowage category A to
category C means these materials being offered for recycling or
disposal would be required to be stowed ``on deck only'' instead of the
currently authorized ``on deck or under deck.'' This proposed change in
stowage requirements for aerosols and receptacles small containing gas
provides more restrictive stowage requirements for these articles that
have been utilized and are being offered for transportation under
generally more relaxed packaging standards than if they were being
offered as new articles. This more restrictive stowage requirement
would more easily facilitate a response effort should one be required
aboard a vessel.
Third, in the paragraph (c)(2) table, PHMSA proposes amending
stowage provisions for notes 19E and 22E. When assigned to an HMT
entry, these existing notes require separation ``away from'' explosives
containing chlorates or perchlorates and ``away from'' ammonium
compounds and explosives containing ammonium compounds or salts. PHMSA
proposes to amend these stowage provisions to specify a more demanding
``separated from'' stowage requirement. The terms ``away from'' and
``separated from'' have various meanings based on the type of shipment
(e.g., break-bulk, shipments within a container, or container to
container). Generally speaking, the term ``separated from'' requires
more stringent segregation. As an example, for segregation from one
container to another if ``away from'' applies, the containers cannot be
stowed one on top of the other. If ``separated from'' is assigned, the
containers cannot be stowed in the same vertical line. For more
information on the applicability of these terms please, see Sec.
176.83 of the HMR. This proposal also harmonizes the HMR with the IMDG
Code and aligns with HMR stowage requirements for shipments of ammonium
nitrates, chlorates, and perchlorates. These proposed changes provide
additional segregation between loads of incompatible materials and
decrease the likelihood of a reaction if a release were to occur
onboard a vessel.
F. Part 178
Section 178.3
Part 178 contains specifications for packagings. Section 178.3
prescribes marking requirements for specification packagings. PHMSA
proposes to amend paragraph (a)(4) to clarify the marking size
requirement for packagings transporting solids with a 30 kg (66 pounds)
maximum net mass. Additionally, PHMSA is proposing to amend the
exception for reducing the size of the required package marking
applicable to packagings with a capacity of 5 L or less, or of 5 kg
maximum net mass. The existing HMR text only refers to capacity, and
the proposed use of ``maximum net mass'' is a more appropriate standard
for packagings intended for solids. This editorial change is intended
to reduce confusion over the application of the reduce size marking
requirements as they apply to packagings used for solid materials. The
quantity limit should be based on the net amount of solid material and
not the capacity of the packaging the material is placed in. This
clarification is consistent with similar provisions for solids (net
mass) and liquids (capacity) throughout the HMR. Ensuring the
appropriate application of the reduced size marking allowance provides
consistency across persons using the reduce sized marking and
therefore, improves safety of transport.
Section 178.71
Section 178.71 prescribes specifications for UN pressure
receptacles. To maintain consistency with the UN Model Regulations,
PHMSA proposes to update four ISO documents incorporated by reference
in this section.
First, PHMSA proposes to amend paragraph (d)(2), which outlines the
configuration and design requirements for a cylinder's service
equipment, and includes items that prevent the release of the pressure
receptacle contents during handling and transportation. Currently this
paragraph requires that valves for service equipment must conform to
the 1999, 2006 and 2014 editions of ISO 10297. ISO 10297 specifies
design, type testing and marking requirements for cylinder valves
fitted to refillable transportable gas cylinders, main valves for
cylinder bundles, and cylinder valves or main valves with an integrated
pressure regulator (VIPR), which convey compressed, liquefied, or
dissolved gases. PHMSA proposes to modify the valve conformance
requirements in this paragraph such that when the use of a valve is
prescribed, the valve must conform to the requirements of ISO
10297:2014 and the supplemental amendment, ISO 10297:2014/Amd 1:2017.
ISO 10297:2014/Amd 1:2017 corrects errors in ISO 10297:2014 and also
includes modifications for valves for tubes and pressure drums. PHMSA
has reviewed this supplemental amendment as part of its regular
participation in the review of amendments proposed for the UN
[[Page 43870]]
Model Regulations and does not expect any degradation of safety
standards in association with the use of these two documents.
Additionally, PHMSA proposes to add an end date of December 31, 2022 to
the authorization to use ISO 10297:2014 when not used in conjunction
with the supplemental 2017 amendment, ISO 10297:2014/Amd 1:2017.
Also in this paragraph, PHMSA proposes to amend references to ISO
14246, ``Gas cylinders--Cylinder valves--Manufacturing tests and
examinations.'' Currently paragraph (d)(2) states that valves must be
initially inspected and tested in accordance with ISO 14246:2014(E),
``Gas cylinders--Cylinder valves--Manufacturing tests and
examinations.'' However, in 2017, ISO published ISO 14246:2014/Amd
1:2017, ``Gas cylinders--Cylinder valves--Manufacturing tests and
examinations,'' which provides supplemental amendments pertaining to
specific pressures to be used in the pressure test and leakproofness
test of acetylene valves. PHMSA proposes to require the use of this
amended document in Sec. 178.71 to require acetylene valve users to
use the updated values in ISO 14246:2014/Amd 1:2017. PHMSA has reviewed
these documents as part its regular participation in the review of
amendments proposed for the UN Model Regulations and does not expect
any degradation of safety standards in association with the use of
these two documents. PHMSA also proposes to add analogous compliance
requirements for self-closing valves to paragraph (d)(2). ISO
17879:2017--Gas cylinders--Self-closing cylinder valves--Specification
and type testing, specifies the design, type testing, marking, and
manufacturing tests and examinations requirements for self-closing
cylinder valves intended to be fitted to refillable transportable gas
cylinders which convey compressed, liquefied, or dissolved gases.
Additionally, PHMSA proposes to amend paragraph (l)(1), which
specifies the design and construction requirements for UN composite
cylinders and tubes. The proposed change would add a new subparagraph
(iv) to reference ISO 11119-4:2016, ``Gas cylinders--Refillable
composite gas cylinders--Design, construction and testing--Part 4:
Fully wrapped fibre reinforced composite gas cylinders up to 150 L with
load-sharing welded metallic liners.'' This document, which was adopted
in the UN Model Regulations, specifies requirements for composite gas
cylinders with load-sharing welded liners between 0.5 L and 150 L water
capacity and a maximum test pressure of 450 bar for the storage and
transportation of compressed or liquefied gases. PHMSA incorporates by
reference the first three parts of the ISO 11119 series, which cover
various designs of composite cylinders with a seamless liner. This
fourth part defines the requirements for design, construction, and
testing of composite cylinders with a welded metallic liner.
Incorporating this ISO standard would eliminate the need and associated
burden for manufacturers to request a special permit to construct fully
wrapped fiber reinforced composite gas cylinders with load-sharing
welded steel liners.\30\
---------------------------------------------------------------------------
\30\ See, e.g., Special Permit 14457 (Dec. 16, 2019), which
served as the technical basis for the development of ISO 11119-
4:2016.
---------------------------------------------------------------------------
Finally, PHMSA proposes to amend paragraph (o)(1) of this section
to update the reference to ISO 11114-1:2012(E), ``Gas cylinders--
Compatibility of cylinder and valve materials with gas contents--Part
1: Metallic materials.'' ISO 11114-1:2012 provides requirements for the
selection of safe combinations of metallic cylinder and valve materials
and cylinder gas content. PHMSA proposes to amend the compatibility
requirements to also require compatibility with the 2017 supplement to
ISO 11114-1:2012, (ISO 11114-1:2012/Amd 1:2017) for material
compatibility requirements. Permitting the use of this document would
allow shippers to safely transport a wider variety of gases in newly
developed types of metallic cylinders and valves. PHMSA has reviewed
this document as part of its regular participation in the review of
amendments proposed for the 21st revised edition of the UN Model
Regulations and expects that adding it to the HMR will enhance the
current safety of hazardous materials in transportation, in addition to
harmonizing the HMR with international requirements. This amendment
provides compatibility requirements for the selection of combinations
of metallic cylinder and valve materials for use with gas or gas
mixtures. In the interest of providing uniformity with regard to
reference standards used domestically and internationally, PHMSA
proposes to revise the compatibility requirements to also refer to the
2017 amendment of this ISO standard. This 2017 supplemental amendment
provides more explicit instructions on the permissible concentrations
of certain gases. PHMSA has determined that permitting the use of this
updated document would allow safe transport of a wider variety of gases
in newly developed types of metallic cylinders and valves without
compromising safety.
Section 178.75
Section 178.75 prescribes specifications for multiple-element gas
containers (MEGCs), which are assemblies of UN cylinders, tubes, or
bundles of cylinders interconnected by a manifold and assembled within
a framework. The term includes all service equipment and structural
equipment necessary for the transport of gases including hazardous
materials marked as Division 2.1 (such as compressed hydrogen). PHMSA
proposes to revise paragraph (d) to permit explicitly the use of
composite construction, which is allowed for other pressure vessels
(i.e., cylinders), rather than limiting authorized material of
construction for an MEGC to seamless steel as in the current HMR.
Composite cylinders are constructed of carbon, fiberglass, or a hybrid
composite with high-strength aluminum liners. When the specifications
for MEGCs were originally created, there were no standards for
composite pressure receptacles in the international transport standards
or the HMR. In the decades since standards for the use of ISO composite
pressure receptacles have since been developed and authorized.
International standards did not consider a corresponding allowance to
use these composite pressure receptacles as elements of MEGCs when the
specifications were originally adopted. The 21st revised edition of the
UN Model Regulations have since been updated to include such an
authorization and PHMSA proposes to similarly allow the use of
composite pressure receptacles in MEGCs.
To that end, PHMSA is adding references to the following ISO design
standards for composite MEGCs: ISO 11119-1:2012(E), ``Gas cylinders--
Refillable composite gas cylinders and tubes--Design, construction and
testing--Part 1: Hoop wrapped fibre reinforced composite gas cylinders
and tubes up to 450 L,'' ISO 11119-2:2012(E), ``Gas cylinders--
Refillable composite gas cylinders and tubes--Design, construction and
testing--Part 2: Fully wrapped fibre reinforced composite gas cylinders
and tubes up to 450 l with load-sharing metal liners,'' and ISO 11119-
3:2013(E), ``Gas cylinders--Refillable composite gas cylinders and
tubes--Design, construction and testing--Part 3: Fully wrapped fibre
reinforced composite gas cylinders and tubes up to 450 L with non-load-
sharing metallic or non-metallic liners.'' The 19th revised edition of
the Model Regulations
[[Page 43871]]
amended the definition of a tube to include composite construction and
this change also included standards for the construction of composite
tubes. Due to the lack of any technical or safety concerns, the 21st
revised edition of the UN Model Regulations included an amendment to
the definition of MEGCs which provides for composite construction, in
addition to stainless steel construction and were not intended to
exclude MEGCs. With these proposed revisions, PHMSA expects that this
will provide flexibility and opportunities for cost savings for
manufacturers of MEGCs while not compromising safety. Additionally,
authorizing alternative MEGC packaging construction would provide
flexibility in packaging selection for shippers that could facilitate
the transportation of hydrogen or other gases that may be used to
support clean energy alternatives.
Section 178.275
Section 178.275 outlines requirements and definitions pertaining to
UN portable tanks intended for the transportation of liquid and solid
hazardous materials. Paragraph (i) specifies the capacity requirements
for pressure relief devices that must be on these portable tanks. The
HMR specify a formula that can be used to determine the required total
capacity for these pressure relief devices. The formula defines
variable ``U'' as ``thermal conductance of the insulation.''
Discussions held by the UNSCOE \31\ led to the conclusion that usage of
the phrase ``thermal conductance'' associated with the variable ``U''
in this formula is misleading because, in general scientific usage,
``conductance'' is expressed in ``kW. K-1'', and is not a
surface factor. Leaving the formula description as it currently appears
in the HMR may cause confusion for those who use it given that the
correct term for the unit given is ``heat transfer coefficient.'' PHMSA
proposes to replace the phrase ``thermal conductance'' with ``heat
transfer coefficient'' so that ``U'' is defined as ``heat transfer
coefficient of the insulation'' which is more appropriate for what is
being calculated and is consistent with use of the formula in the UN
Model Regulations. This would ensure proper calculation of the total
capacity for the pressure relief devices for these portable tanks.
---------------------------------------------------------------------------
\31\ ``Use of the terms ``conductivity'' and ``conductance'' in
chapter 6.7'' https://www.unece.org/fileadmin/DAM/trans/doc/2018/dgac10c3/ST-SG-AC.10-C.3-2018-56e.pdf.
---------------------------------------------------------------------------
Section 178.505
Section 178.505 prescribes specifications for aluminum drums and
paragraph (b) prescribes the construction requirements for those
aluminum drums. PHMSA proposes to add a new paragraph (b)(6) to specify
conditions when internal protective coatings or treatments must be
applied to these drums--consistent with requirements for other metal
packagings, such as steel drums, as provided in Sec. 178.504(b)(7) and
aluminum and steel jerricans in Sec. 178.511(b)(5). PHMSA agrees that,
since metals are susceptible to corrosion from exposure to certain
chemicals (e.g., sodium hydroxide solution, or alkaline liquids),
measures need to be taken to ensure the packaging is compatible with
the contents. Further, the general requirements for packagings in the
HMR include a compatibility requirement such that even though certain
packagings are specified in the HMR, it is, nevertheless, the
responsibility of the person offering a hazardous material for
transportation to ensure that such packagings are compatible with their
contents. This applies particularly to corrosivity, permeability,
softening, premature aging, and embrittlement (see Sec. 173.24(e)).
Therefore, PHMSA proposes to add conditions when internal protective
coatings or treatments must be applied to metal drums that are not
constructed of steel or aluminum. This addition is consistent with
international standards covering UN packages 1B1 and 1B2 aluminum
drums. PHMSA expects that this proposal will improve consistency with
regard to safety standards (e.g., packaging integrity) across similar
packagings.
Section 178.506
Section 178.506 prescribes specifications for metal drums that are
not made of steel or aluminum, and paragraph (b) prescribes the
construction requirements for these drums. PHMSA proposes to add a new
paragraph (b)(6) to specify conditions when internal protective
coatings or treatments must be applied to metal drums that are not
constructed of steel or aluminum consistent with this requirement for
specifications of other metal packagings. This new requirement would
mirror the requirements to apply suitable internal protective coatings
or treatments in Sec. 178.504(b)(7) for steel drums and Sec.
178.511(b)(5) for aluminum and steel jerricans. Since metals are
susceptible to corrosion from exposure to certain chemicals (e.g.,
sodium hydroxide solution, or alkaline liquids), PHMSA has determined
measures need to be taken to ensure the packaging is compatible with
the contents. Further, the general requirements for packagings in the
HMR include a compatibility requirement such that even though certain
packagings are specified in the HMR, it is, nevertheless, the
responsibility of the person offering a hazardous material for
transportation to ensure that such packagings are compatible with their
contents. This applies particularly to corrosivity, permeability,
softening, premature aging, and embrittlement (see Sec. 173.24(e)).
However, PHMSA expects that codifying specific conditions in which
internal protective coatings or treatments must be applied to metal
drums that are not constructed of steel or aluminum will provide needed
consistency by providing uniform safety standards for similar
packagings across the HMR and ensure safe packaging and transport
within these metal drums.
Section 178.609
Section 178.609 provides test requirements for packagings for
infectious substances. PHMSA proposes an editorial amendment in
paragraph (g) to clarify the performance testing requirements for
infectious substances packaging. Specifically, PHMSA proposes to amend
paragraph (g) to clarify that only one additional test is required for
packages for infectious substances containing dry ice. The 21st revised
edition of the UN Model Regulations made a similar clarification
regarding the testing requirements for these packagings and PHMSA has
determined that the current HMR also contains conflicting language in
Sec. 178.609. Currently paragraph (g), which specifies additional
testing requirement for packagings intended to contain dry ice, may be
interpreted to either require five additional samples dropped once
each, or one additional sample packaging dropped five times. However,
requiring one sample to be dropped five times in one orientation would
not be consistent with drop testing requirements applicable to other
packagings. PHMSA proposes to amend paragraph (g) to clearly state only
one additional sample must be dropped in a single orientation; namely,
the orientation the tester determines would be most likely to result in
failure of the packaging in light of the properties of the packaging
and the test surface. PHMSA does not consider this change to be
technical, but editorial, with the intent of conveying the testing
protocol, as it was designed, more clearly. For that reason, PHMSA does
not expect any change in level of safety than what
[[Page 43872]]
was originally intended. This change would simply result in a package
being tested in line with the design of the original packaging test
method.
Section 178.703
Section 178.703 outlines the marking requirements for intermediate
bulk containers (IBCs). PHMSA proposes to amend two marking
requirements in this Section.
In paragraph (b)(6), which specifies additional marking
requirements for composite IBCs, the amendment would specify that the
required markings on inner receptacles of these packagings must either
be readily visible while in the outer casing or duplicated on the outer
casing to facilitate inspection verifying compliance with the
applicable package performance standard marking requirements.
In paragraph (b)(7), which outlines the marking requirements for
IBCs that are designed to be stacked, PHMSA proposes to revise language
in paragraph (b)(7)(iv) to clarify the maximum stacking load
requirements pertaining to each marking requirement. Currently
paragraph (b)(7)(iv) indicates that the maximum permitted stacking load
``applicable when the IBC is in use,'' must be displayed. PHMSA has
determined that this phrase may be misinterpreted to mean that the
stacking load applies only to transportation, leading to these
packagings being stacked inappropriately when not in transportation,
such as in warehouse storage. PHMSA proposes to remove the words
``applicable when the IBC is in use,'' to clarify that stacking loads
should never be exceeded whether in transportation or in storage. PHMSA
has determined that clarifying the regulatory text regarding the proper
use of these packagings will provide an enhanced level of safety both
during transport and during storage.
Section 178.705
Section 178.705 prescribes specifications for metal IBCs. Paragraph
(c) outlines construction requirements and paragraph (c)(1)(iv)
specifies the minimum wall thickness requirements for metal IBCs. Metal
IBCs are currently the only type of IBCs for which there are minimum
wall thickness requirements, which is likely a holdover from
regulations for cubical tank containers, from which the metal IBCs were
once derived.\32\ In contrast, because of performance testing
requirements' (i.e., drop, stack and vibration) ability to demonstrate
the integrity of the package, the 21st revised edition of the UN Model
Regulations include an amendment which now provides that minimum wall
thickness requirements apply only to metal IBCs that have a capacity of
more than 1500 L (396 gallons), while metal IBCs with a volume of 1500
L or less are no longer subject to previous prescriptive minimum wall
thickness requirements.
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\32\ Stainless Steel Container Association, Proposal on Minimum
Wall Thickness for Metal IBCs Submitted to the Sub-Committee of
Experts on the Transport of Dangerous Goods During the 54th Session
(Sep. 7, 2018), https://www.unece.org/fileadmin/DAM/trans/doc/2018/dgac10c3/ST-SG-AC.10-C.3-2018-96e.pdf.
---------------------------------------------------------------------------
Therefore, PHMSA proposes to revise the minimum wall thickness
requirements for metal IBCs with a volume of 1500 L or less to provide
additional design and construction flexibility with regards to IBC
designs. This amendment would harmonize with the 21st revised edition
of the UN Model Regulations. PHMSA solicits comments on the following
safety and economic impacts regarding this proposed amendment:
Does the reliance on the performance testing system and
the elimination of a prescriptive minimum wall thickness for metal
IBC's with a capacity of 1500 L or less present an unnecessary safety
risk (e.g., reduced corrosion protection, ability to prevent punctures
or ruptures resulting from conditions normally incident to
transportation)? Explain.
Do manufacturers primarily use a reference steel or are
other steels commonly used? If so, which ones?
If the minimum thickness requirement were removed for
metal IBCs with a capacity of 1500 L or less, what calculations will
the manufacturers use to determine the design minimum thickness for the
IBCs made from the reference steel?
What is an approximate number of metal IBC design types
and the number of IBCs manufactured in accordance with these design
types that could reasonably expected to be in transportation?
What is the expected cost savings from the removal of a
minimum wall thickness requirement for IBCs at or below the proposed
1500 L capacity?
What are the expected impacts of not harmonizing HMR
requirements for metal IBCs with a capacity of 1500 L or less?
As an alternative to the proposed rule, PHMSA is also considering a
change to Sec. 171.23, which prescribes requirements for specific
materials and packagings transported under incorporated international
standards to prohibit transportation or offering for transportation of
metal IBCs with a capacity of 1500 L or less when that transportation
is made in accordance with the ICAO Technical Instructions, IMDG Code,
Transport Canada TDG Regulations, or the IAEA Regulations. PHMSA also
solicits comments on that potential prohibition.
G. Part 180
Section 180.207
Section 180.207 outlines the requirements for the requalification
of UN pressure receptacles. Paragraph (d) specifies the requalification
procedures for various types of UN cylinders but, consistent with
historical approach of the UN Model Regulations, does not include any
procedures for the periodic inspection of UN cylinder bundles. However,
the 21st revised edition of the UN Model Regulations addressed that gap
by adding a new reference document entitled ISO 20475: 2018 ``Gas
cylinders--Cylinder bundles--Periodic inspection and testing.'' ISO
20475 provides detailed procedures for maintenance and periodic
inspection of cylinder bundles.
PHMSA proposes to add paragraph (d)(7) to reference ISO 20475:2018,
``Gas cylinders--Cylinder bundles--Periodic inspection and testing'' to
provide a requalification standard for UN cylinder bundles because
requalification procedures may differ for bundles of cylinders versus
individual cylinders. This document was developed based on the need for
a standard specific to cylinder bundles which would allow them to be
reintroduced into service for an extended period of time. PHMSA expects
that incorporating by reference a safety standard for requalification
will reduce business costs and environmental effects by allowing
existing cylinders to be reintroduced into service for continued use.
As a participant on the UNSCOE, this standard was reviewed by PHMSA and
other international bodies for inclusion in the UN Model Regulations
based on its need and safety merit. Incorporating by reference ISO
20475 in the HMR is necessary, not only for international
harmonization, but also to address the lack of such a standard in the
HMR. Additionally, PHMSA proposes to remove a reference to the
outdated, third edition of ISO 10462(E), ``Gas cylinders--Transportable
cylinders for dissolved acetylene--Periodic inspection and
maintenance'' in paragraph (d)(3) used for the requalification of
dissolved acetylene cylinders. Requalification is required in
accordance with the third edition of ISO 10462:2013(E); however,
requalification
[[Page 43873]]
in accordance with the second edition was authorized until December 31,
2018 in 180.207(d)(3). This date has since passed and, therefore, PHMSA
proposes removing reference from this Section of the HMR. Consistent
with this revision, the incorporation by reference of the second
edition is removed from Sec. 171.7(w) of the HMR. Additionally,
acetylene cylinders requalified in accordance with the second edition
before December 31, 2018, must be subsequently requalified in
accordance with referenced third edition. PHMSA expects that these
amendments will enhance safety by providing cylinder users with the
necessary guidelines for the continued use of UN cylinders.
The proposed regulatory text references ISO 10462:2013(E), which
was previously approved for incorporation by reference in this section,
and no changes are proposed for this standard.
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
This NPRM is published under the authority of Federal hazardous
materials transportation law. Section 5103(b) authorizes the Secretary
of Transportation to prescribe regulations for the safe transportation,
including security, of hazardous materials in intrastate, interstate,
and foreign commerce. Additionally, 49 U.S.C. 5120 authorizes the
Secretary to consult with interested international authorities to
ensure that, to the extent practicable, regulations governing the
transportation of hazardous materials in commerce are consistent with
the standards adopted by international authorities. The Secretary has
delegated the authority granted in the Federal hazardous materials
transportation law to the PHMSA Administrator at 49 CFR 1.97(b).
B. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866 (``Regulatory Planning and Review'') \33\
requires agencies to regulate in the ``most cost-effective manner,'' to
make a ``reasoned determination that the benefits of the intended
regulation justify its costs,'' and to develop regulations that
``impose the least burden on society.'' Similarly, DOT Order 2100.6A
(``Policies and Procedures for Rulemakings'') requires that PHMSA
rulemaking actions include ``an assessment of the potential benefits,
costs, and other important impacts of the regulatory action,'' and (to
the extent practicable) the benefits, costs, and any significant
distributional impacts, including any environmental impacts.
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\33\ 58 FR 51735 (Oct. 4, 1993).
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Executive Order 12866 and DOT Order 2100.6A require that PHMSA
submit ``significant regulatory actions'' to the Office of Management
and Budget (OMB) for review. This rulemaking is not considered a
significant regulatory action under section 3(f) of Executive Order
12866 and, therefore, was not formally reviewed by OMB. This rulemaking
is also not considered a significant rule under DOT Order 2100.6A.
The following is a brief summary of costs, savings and net benefits
of some of the amendments proposed in this notice. PHMSA has developed
a more detailed analysis of these costs and benefits in the preliminary
regulatory impact analysis (PRIA), a copy of which has been placed in
the docket. PHMSA seeks public comment on its proposed revisions to the
HMR and the preliminary cost and benefit analyses in the PRIA.
PHMSA proposes to amend the HMR to maintain alignment with
international regulations and standards, thereby maintaining the high
safety standard currently achieved under the HMR, facilitating the safe
transportation of critical vaccines and other medical materials
associated with the response to the COVID-19 public health emergency,
and aligning HMR requirements with anticipated increases in the volume
of lithium batteries transported in interstate commerce from
electrification of the transportation and other economic sectors. PHMSA
examined the likely impacts of finalizing and implementing the
provisions proposed in the NPRM in order to assess the benefits and
costs of these amendments. This analysis allowed PHMSA to
quantitatively assess the material effects of three of the proposed
amendments in the rulemaking. The effects of six remaining proposed
amendments are not quantified but are assessed qualitatively.
PHMSA estimates that the annualized quantified net cost savings of
this rulemaking, using a 7 percent discount rate, are approximately
$23.5 to $28.5 million per year. The following table presents a summary
of the monetized impacts that these proposed changes may have upon
codification.
[[Page 43874]]
Summary Table of Net Regulatory Cost Savings, Discount Rate = 7%, 2022-2031
[$2019]
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
10 year costs 10 year cost savings 10 year net cost savings Annual costs Annual cost savings Annual net cost savings
Rule amendments -------------------------------------------------------------------------------------------------------------------------------------------------------
Low High Low High Low High Low High Low High Low High
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Amendment 2: Electric and Electronic $618,355 $811,662 0 0 ($618,355) ($811,662) $88,040 $115,562 0 0 ($88,040) ($115,562)
Detonators.............................
Amendment 5: Lithium Battery Mark....... 0 0 159,315,195 173,458,922 159,315,195 173,458,922 0 0 22,682,900 24,696,648 22,682,900 24,696,648
Amendment 7: Data Loggers............... 0 0 6,257,717 27,622,576 6,257,717 27,622,576 0 0 890,958 3,932,833 890,958 3,932,833
-------------------------------------------------------------------------------------------------------------------------------------------------------
Total............................... 618,355 811,662 165,572,913 201,081,499 164,954,558 200,269,837 88,040 115,562 23,573,858 28,629,482 23,485,818 28,513,919
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 43875]]
The safety and environmental benefits of the proposed rule have not
been quantified. However, PHMSA expects the proposed amendments would
help to improve public safety and reduce the risk of environmental harm
by maintaining consistency between these international regulations and
the HMR. Harmonization of the HMR with international consensus
standards as proposed could reduce delays and interruptions of
hazardous materials during transportation, thereby lowering GHG
emissions and safety risks to communities (including minority, low-
income, underserved, and other disadvantaged populations and
communities) in the vicinity of interim storage sites and
transportation arteries and hubs.
C. Executive Order 13132
PHMSA analyzed this rulemaking in accordance with the principles
and criteria contained in Executive Order 13132 (``Federalism'') \34\
and the Presidential memorandum (''Preemption'') that was published in
the Federal Register on May 22, 2009.\35\ Executive Order 13132
requires agencies to assure meaningful and timely input by State and
local officials in the development of regulatory policies that may have
``substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government.''
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\34\ 64 FR 43255 (Aug. 10, 1999).
\35\ 74 FR 24693 (May 22, 2009).
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The rulemaking may preempt State and local, and Native American
Tribe requirements, but does not propose any regulation that has
substantial direct effects on the States, the relationship between the
national government and the States, or the distribution of power and
responsibilities among the various levels of government. The Federal
hazardous materials transportation law contains an express preemption
provision at 49 U.S.C. 5125(b) that preempts State, local, and Tribal
requirements on certain covered subjects, unless the non-Federal
requirements are ``substantively the same'' as the Federal
requirements, including the following:
(1) The designation, description, and classification of hazardous
material;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous material;
(3) The preparation, execution, and use of shipping documents
related to hazardous material and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material; and
(5) The design, manufacture, fabrication, inspection, marking,
maintenance, recondition, repair, or testing of a packaging or
container represented, marked, certified, or sold as qualified for use
in transporting hazardous material in commerce.
This proposed rule addresses covered subject items (1), (2), (3),
(4), and (5) above and would preempt State, local, and Tribal
requirements not meeting the ``substantively the same'' standard. In
this instance, the preemptive effect of the proposed rule is limited to
the minimum level necessary to achieve the objectives of the hazardous
materials transportation law under which the final rule is promulgated.
Therefore, the consultation and funding requirements of Executive Order
13132 do not apply.
D. Executive Order 13175
PHMSA analyzed this rulemaking in accordance with the principles
and criteria contained in Executive Order 13175 (``Consultation and
Coordination with Indian Tribal Governments'') \36\ and DOT Order
5301.1 (``Department of Transportation Policies, Programs, and
Procedures Affecting American Indians, Alaska Natives, and Tribes'').
Executive Order 13175 and DOT Order 5301.1 require DOT Operating
Administrations to assure meaningful and timely input from Native
American Tribal government representatives in the development of rules
that significantly or uniquely affect Tribal communities by imposing
``substantial direct compliance costs'' or ``substantial direct
effects'' on such communities or the relationship and distribution of
power between the Federal government and Native American Tribes.
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\36\ 65 FR 67249 (Nov. 9, 2000).
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PHMSA assessed the impact of the rulemaking and determined that it
would not significantly or uniquely affect Tribal communities or Native
American Tribal governments. The changes to the HMR proposed in this
NPRM are facially neutral and would have broad, national scope; PHMSA,
therefore, expects this rulemaking not to significantly or uniquely
affect Tribal communities, much less impose substantial compliance
costs on Native American Tribal governments or mandate Tribal action.
And because PHMSA expects the rulemaking would not adversely affect the
safe transportation of hazardous materials generally, PHMSA does not
expect it would entail disproportionately high adverse risks for Tribal
communities. For these reasons, PHMSA does not expect the funding and
consultation requirements of Executive Order 13175 and DOT Order 5301.1
to apply. However, PHMSA solicits comment from Native American Tribal
governments and communities on potential impacts of the proposed
rulemaking.
E. Regulatory Flexibility Act and Executive Order 13272
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires
agencies to review proposed regulations to assess their impact on small
entities, unless the agency head certifies that a proposed rulemaking
will not have a significant economic impact on a substantial number of
small entities including small businesses, not-for-profit organizations
that are independently owned and operated and are not dominant in their
fields, and governmental jurisdictions with populations under 50,000.
The Regulatory Flexibility Act directs agencies to establish exceptions
and differing compliance standards for small businesses, where possible
to do so and still meet the objectives of applicable regulatory
statutes. Executive Order 13272 (``Proper Consideration of Small
Entities in Agency Rulemaking'') \37\ requires agencies to establish
procedures and policies to promote compliance with the Regulatory
Flexibility Act and to ``thoroughly review draft rules to assess and
take appropriate account of the potential impact'' of the rules on
small businesses, governmental jurisdictions, and small organizations.
The DOT posts its implementing guidance on a dedicated web page.\38\
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\37\ 67 FR 53461 (Aug. 16, 2002).
\38\ DOT, ``Rulemaking Requirements Related to Small Entities,''
https://www.transportation.gov/regulations/rulemaking-requirements-concerning-small-entities (last accessed June 17, 2021).
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This proposed rulemaking has been developed in accordance with
Executive Order 13272 and with DOT's procedures and policies to promote
compliance with the Regulatory Flexibility Act to ensure that potential
impacts of draft rules on small entities are properly considered. This
proposed rule facilitates the transportation of hazardous materials in
international commerce by providing consistency with international
standards. It applies to offerors and carriers of hazardous materials,
some of whom are small entities, such as chemical manufacturers, users,
and suppliers,
[[Page 43876]]
packaging manufacturers, distributors, and training companies. As
discussed at length in the PRIA in the rulemaking docket, the
amendments in this proposed rule should result in net cost savings that
would ease the regulatory compliance burden for those and other
entities engaged in domestic and international commerce, including
trans-border shipments within North America. Additionally, the changes
proposed in this NPRM would relieve U.S. companies, including small
entities competing in foreign markets, from the burden of complying
with a dual system of regulations. Therefore, PHMSA expects that these
amendments will not, if adopted, have a significant economic impact on
a substantial number of small entities. However, PHMSA solicits
comments on the anticipated economic impacts to small entities.
F. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.),
no person is required to respond to an information collection unless it
has been approved by OMB and displays a valid OMB control number.
Pursuant to 44 U.S.C. 3506(c)(2)(B) and 5 CFR 1320.8(d), PHMSA must
provide interested members of the public and affected agencies with an
opportunity to comment on information collection and recordkeeping
requests.
PHMSA has analyzed this NPRM in accordance with the Paperwork
Reduction Act. PHMSA currently accounts for shipping paper burdens
under OMB Control Number 2137-0034, ``Hazardous Materials Shipping
Papers and Emergency Response Information.'' PHMSA proposes a number of
amendments that may impact the burden accounted for in OMB Control
Number 2137-0034. They include requiring the word ``stabilized'' as a
part of the proper shipping name for ``UN2522, 2-Dimethlaminoethl
methacrylate,'' adding the applicable term ``DAMAGED/DEFECTIVE,''
``LITHIUM BATTERIES FOR DISPOSAL'' or ``LITHIUM BATTERIES FOR
RECYCLING'', excepting marine pollutants from the requirement to
supplement the proper shipping name with a technical name for UN3077
and UN3082, and requiring documentation of the holding time for
refrigerated liquefied gases transported in portable tanks. However,
while PHMSA estimates that there will be some impact in the annual
burden related to shipping papers, PHMSA expects the overall impact to
annual burden is negligible in relation to the number of burden hours
currently associated with this information collection.
OMB Control Number 2137-0051, ``Rulemaking, Special Permits, and
Preemption Requirements,'' currently accounts for burden associated
with petitions for rulemaking, special permit applications, and
preemption requests. PHMSA proposes to authorize certain ISO standard
valves in Sec. 173.301b(c)(2) and expand Sec. 175.10 to allow
passenger and crewmembers to carry certain Division 2.2 aerosols in
carry-on baggage, both of which eliminate the need for use of a special
permit. While PHMSA expects these proposals to reduce the burden
associated with this information collection, PHMSA anticipates the
reduction is negligible in relation to the total burden hours
associated with special permit applications.
PHMSA accounts for the burden from approval applications in OMB
Control Number 2137-0557, ``Approvals for Hazardous Materials.'' PHMSA
proposes to add a new HMT entry for ``UN3549, Medical Waste, Category
A, Affecting Humans, solid or Medical Waste, Category A, Affecting
Animals only, solid'' and require an approval for transportation in
accordance with Special Provision 131, which PHMSA expects would
increase the number of annual approval applicants. PHMSA also proposes
to add new entries to the Sec. 173.225 Organic Peroxide Table, which
PHMSA expects would decrease the number of annual approval applicants.
However, PHMSA expects that these proposed changes are negligible to
the overall impact of the total burden in relation to the number of
burden hours associated with this information collection.
PHMSA requests comments on the information collection and
recordkeeping burdens associated with developing, implementing, and
maintaining the proposed requirements in this NPRM. Address written
comments to the DOT Docket Operations Office identified in the
ADDRESSES section of this rulemaking. PHMSA must receive comments
regarding information collection burdens prior to the close of the
comment period identified in the DATES section of this rulemaking.
Requests for a copy of this information collection should be directed
to Steven Andrews or Shelby Geller, Standards and Rulemaking Division
(PHH-10), Pipeline and Hazardous Materials Safety Administration, 1200
New Jersey Avenue SE, Washington, DC 20590-0001. If these proposed
requirements are adopted in a final rule, PHMSA will submit the revised
information collection and recordkeeping requirements to OMB for
approval.
G. Regulation Identifier Number
A regulation identifier number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulatory and
Deregulatory Actions (``Unified Agenda''). The Regulatory Information
Service Center publishes the Unified Agenda in April and October of
each year; the most recent version was published in June 2021. The RIN
contained in the heading of this document can be used to cross-
reference this action with the Unified Agenda.
H. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (UMRA; 2 U.S.C. 1501 et
seq.) requires agencies to assess the effects of Federal regulatory
actions on State, local, and Tribal governments, and the private
sector. For any NPRM or final rule that includes a Federal mandate that
may result in the expenditure by State, local, and Tribal governments,
or by the private sector of $100 million or more in 1996 dollars in any
given year, the agency must prepare, amongst other things, a written
statement that qualitatively and quantitatively assesses the costs and
benefits of the Federal mandate.
As explained in the PRIA, this proposed rulemaking does not impose
unfunded mandates under the UMRA. It does not result in costs of $100
million or more in 1996 dollars to either State, local, or Tribal
governments, or to the private sector, in any one year. A copy of the
PRIA is available for review in the docket.
I. Environmental Assessment
The National Environmental Policy Act of 1969 (NEPA; 42 U.S.C. 4321
et seq.), requires that Federal agencies analyze proposed actions to
determine whether the action would have a significant impact on the
human environment. The Council on Environmental Quality implementing
regulations (40 CFR parts 1500-1508) require Federal agencies to
conduct an environmental review considering (1) the need for the
action, (2) alternatives to the action, (3) probable environmental
impacts of the action and alternatives, and (4) the agencies and
persons consulted during the consideration process. DOT Order 5610.1C
(``Procedures for Considering Environmental Impacts'') establishes
departmental procedures for evaluation of environmental impacts under
NEPA and its implementing regulations.
[[Page 43877]]
1. Purpose and Need
This NPRM would amend the HMR to maintain alignment with
international consensus standards by incorporating into the HMR various
amendments, including changes to proper shipping names, hazard classes,
packing groups, special provisions, packaging authorizations, air
transport quantity limitations, and vessel stowage requirements. PHMSA
notes that the amendments proposed in this NPRM are intended to result
in cost savings and reduced regulatory burden for shippers engaged in
domestic and international commerce, including trans-border shipments
within North America. Absent adoption of the amendments proposed in the
NPRM, U.S. companies--including numerous small entities competing in
foreign markets--may be at an economic disadvantage because of their
need to comply with a dual system of regulations. Further, among the
HMR amendments introduced in this rulemaking are those facilitating the
transportation of critical vaccines and other medical materials
associated with response to the COVID-19 public health emergency, and
others aligning HMR requirements with anticipated increases in the
volume of lithium batteries transported in interstate commerce from
electrification of the transportation and other economic sectors.
As explained at greater length above in the preamble of this NPRM
and in the PRIA (each of which are incorporated by reference in this
discussion of the environmental impacts of the Proposed Action
Alternative), PHMSA expects the adoption of the regulatory amendments
proposed in this NPRM would maintain the high safety standard currently
achieved under the HMR. PHMSA has evaluated the safety each of the
amendments proposed in this NPRM on its own merit, as well as the
aggregate impact on transportation safety from adoption of those
amendments.
2. Alternatives
In proposing this rulemaking, PHMSA is considering the following
alternatives:
No Action Alternative
If PHMSA were to select the No Action Alternative, current
regulations would remain in place and no provisions would be amended or
added.
Proposed Action Alternative
This alternative is the current proposal as it appears in this
NPRM, applying to transport of hazardous materials by various transport
modes (highway, rail, vessel and aircraft). The proposed amendments
included in this alternative are more fully discussed in the preamble
and regulatory text sections of this NPRM.
3. Reasonably Foreseeable Environmental Impacts of the Alternatives
No Action Alternative
If PHMSA were to select the No Action Alternative, the HMR would
remain unchanged and no provisions would be amended or added. However,
any economic benefits gained through harmonization of the HMR with
updated international consensus standards (including, but not limited
to, the 21st revised edition of the UN Model Regulations, the 2021-2022
ICAO Technical Instructions and amendment 40-20 of the IMDG Code)
governing shipping of hazardous materials would not be realized.
Additionally, the No Action Alternative would not adopt enhanced
and clarified regulatory requirements expected to maintain the high
level of safety in transportation of hazardous materials provided by
the HMR. As explained in the preamble to the NPRM, consistency between
the HMR and current international standards can enhance safety by (1)
ensuring that the HMR is informed by the latest best practices and
lessons learned; (2) improving understanding of and compliance with
pertinent requirements; (3) enabling consistent emergency response
procedures in the event of a hazardous materials incident; and (4)
facilitating the smooth flow of hazardous materials from their points
of origin to their points of destination, thereby avoiding risks to the
public and the environment from release of hazardous materials from
delays or interruptions in the transportation of those materials. PHMSA
would not capture those benefits if it were to pass on incorporating
updated international standards into the HMR under the No Action
Alternative.
Additionally, some of the proposed HMR amendments are expected to
better accommodate than the current HMR the safe transportation of
emerging technologies (in particular lithium battery technologies), and
facilitate safe shipment of vaccines and other hazardous materials
associated with efforts to combat the COVID-19 public health emergency.
As explained in the PRIA, PHMSA expects a significant increase in the
volume of shipments of lithium batteries over time as more sectors of
the U.S. domestic and international economies electrify; PHMSA's
proposed HMR amendments pertaining to lithium batteries (which touch on
multiple stages in the lifecycle of a lithium battery) are intended to
ensure that expansion occurs safely. Similarly, PHMSA understands that
the response to the COVID-19 public health emergency will result in
sustained demand for shipments of refrigerated packages employing data
loggers transporting vaccines, as well as increased volumes of
sanitizing chemicals and medical waste from diagnosis, treatment, and
sanitization efforts; the HMR amendments within the Proposed Action
Alternative are intended to address the risks associated with those
COVID-related changes in transportation demand. The No Action
Alternative, in contrast, would not amend the HMR to account for these
emerging trends in demand for transportation of hazardous materials.
PHMSA notes that the No Action Alternative would avoid any risks to
public safety and the environment from the NPRM's proposed
authorization of shipments of hazardous materials offered pursuant to
temporary certificates issued by Transport Canada. While the
transportation of hazardous materials always entails risk, allowing the
transportation of hazardous materials pursuant to temporary
certificates issued by Transport Canada could facilitate shipments of
hazardous materials that are not otherwise compliant with the HMR and
do not meet an equivalent standard of safety. Arguably, this allowance
could entail greater risks to public safety and the environment.
However, based on years of collaboration, PHMSA considers Transport
Canada to be a partner in hazardous materials safety and has confidence
in the technical expertise and judgement of the hazardous materials
safety SMEs at Transport Canada. PHMSA further submits that any risks
are mitigated by (1) the technical review by Transport Canada subject
matter experts to determine any shipments would be in the public
interest, (2) the limited duration of those temporary certificates, (3)
the terms and conditions imposed in those certificates, (4) other
regulatory requirements under the TDG Regulations or the HMR that may
remain applicable, and (5) PHMSA's limitation of its recognition of
temporary certificates to transportation via motor carrier and rail
during the particular shipment authorized by a temporary certificate.
PHMSA expects that the No Action Alternative could have a modest
impact on GHG emissions. Because PHMSA expects the differences between
the HMR and international standards for transportation of hazardous
materials
[[Page 43878]]
could result in transportation delays or interruptions, PHMSA
anticipates that there could be modestly higher GHG emissions from some
combination of (1) transfer of delayed hazardous materials to and from
interim storage, (2) return of improperly shipped materials to their
point of origin, and (3) re-shipment of returned materials. PHMSA notes
that it is unable to quantify such GHG emissions because of the
difficulty in identifying the precise quantity or characteristics of
such interim storage or returns/re-shipments. The less demanding
holding time documentation requirements for refrigerated hazardous
gasses under the current HMR could also result in more frequent venting
of GHGs (including nitrous oxide, a potent GHG) from portable tanks
during delays in transportation. PHMSA also submits that, as explained
at greater length in Section IV.J., to the extent that there are any
delays arising from inconsistencies between the HMR and recently
updated international standards, there could also be adverse impacts
from the No Action Alternative for minority populations, low-income
populations, or other underserved and other disadvantaged communities.
Proposed Action Alternative
As explained further in the discussions in each of the No Action
Alternative above, the preamble, and the PRIA, PHMSA anticipates the
changes proposed under the Proposed Action Alternative will maintain
the high safety standards currently achieved under the HMR.
Harmonization of the HMR with updated international consensus standards
is also expected to capture economic efficiencies gained from avoiding
shipping delays and compliance costs associated with having to comply
with divergent U.S. and international regulatory regimes for
transportation of hazardous materials. Further, PHMSA expects revision
of the HMR as proposed in the NPRM will accommodate safe transportation
of emerging technologies (in particular lithium battery technologies),
and facilitate safe shipment of vaccines and other hazardous materials
critical in efforts to combat the COVID-19 public health emergency.
PHMSA acknowledges that the Proposed Action Alternative could
introduce risks to public safety and the environment from authorization
of shipments of hazardous materials pursuant to temporary certificates
issued by Transport Canada. As explained in the above discussion of the
No Action Alternative, PHMSA understands that risk to be largely
theoretical; PHMSA is unaware of evidence that hazardous material
incidents have occurred as a result of or under the authority of
temporary certificates. Further, PHMSA notes that the suite of other
factors (including Transport Canada's review process, certificate terms
and conditions, and otherwise applicable regulatory requirements of the
TDG Regulations and the HMR) would mitigate residual risks to public
safety and the environment.
PHMSA expects that Proposed Action Alternative could realize modest
reductions in GHG emissions. Because PHMSA expects the differences
between the HMR and international standards for transportation of
hazardous materials could result in delays or interruptions, PHMSA
anticipates that the No Action Alternative could result in modestly
higher GHG emissions from some combination of (1) transfer of delayed
hazardous materials to and from interim storage, (2) return of
improperly shipped materials to their point of origin, or (3) re-
shipment of returned materials. The Proposed Action Alternative avoids
those risks resulting from divergence of the HMR from updated
international standards. PHMSA notes, however, that it is unable to
quantify any GHG emissions benefits because of the difficulty in
identifying the precise quantity or characteristics of such interim
storage or returns/re-shipments. PHMSA also noted that the less
demanding holding time documentation requirements for refrigerated
hazardous gasses under the current HMR could also result in more
frequent venting of GHGs (including nitrous oxide, a potent GHG) from
portable tanks during delays in transportation than would occur under
the Proposed Action Alternative. Lastly, PHMSA also submits that, as
explained at greater length in Section IV.J., the Proposed Action
Alternative would avoid any delayed or interrupted shipments arising
from the divergence of the HMR from updated international standards
under the No Action Alternative that could result in adverse impacts
for minority populations, low-income populations, or other underserved
and other disadvantaged communities.
4. Agencies Consulted
PHMSA has coordinated with the Federal Aviation Administration, the
Federal Motor Carrier Safety Administration, the Federal Railroad
Administration, and the U.S. Coast Guard in the development of this
proposed rule. PHMSA solicits, and will consider, comments on the
NPRM's potential impacts on the human environment submitted by members
of the public, state and local governments, tribal communities and
industry.
5. Proposed Finding of No Significant Impact
PHMSA expects the adoption of the Proposed Action Alternative's
regulatory amendments will maintain the HMR's current high level of
safety for shipments of hazardous materials transported by highway,
rail, aircraft, and vessel, and as such finds the HMR amendments in the
NPRM would have no significant impact on the human environment. PHMSA
expects that the Proposed Action Alternative will avoid adverse safety,
environmental justice, and GHG emissions impacts of the No Action
Alternative. Furthermore, based on PHMSA's analysis of these provisions
described above, PHMSA proposes to find that codification and
implementation of this rule would not result in a significant impact to
the human environment.
PHMSA welcomes any views, data, or information related to
environmental impacts that may result from NPRM's proposed
requirements, the No Action Alternative, and other viable alternatives
and their environmental impacts.
J. Environmental Justice
DOT Order 5610.2C (Department of Transportation Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations'') and Executive Orders 12898 (``Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations''),\39\ 13985 (``Advancing Racial Equity and Support for
Underserved Communities Through the Federal Government''),\40\ 13990
(``Protecting Public Health and the Environment and Restoring Science
To Tackle the Climate Crisis''),\41\ and 14008 (``Tackling the Climate
Crisis at Home and Abroad'') \42\ require DOT agencies to achieve
environmental justice as part of their mission by identifying and
addressing, as appropriate, disproportionately high and adverse human
health or environmental effects, including interrelated social and
economic effects of their programs, policies, and activities on
minority populations, low-income populations, and other underserved and
disadvantaged communities.
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\39\ 59 FR 7629 (Feb. 11, 1994).
\40\ 86 FR 7009 (Jan. 20, 2021).
\41\ 86 FR 7037 (Jan. 20, 2021).
\42\ 86 FR 7619 (Feb. 1, 2021).
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[[Page 43879]]
PHMSA has evaluated this proposed rule under the above Executive
Orders and DOT Order 5610.2C. PHMSA does not expect the proposed rule,
if finalized, to cause disproportionately high and adverse human health
and environmental effects on minority, low-income, underserved, and
other disadvantaged populations and communities. The rulemaking is
facially neutral and national in scope; it is neither directed toward a
particular population, region, or community, nor is it expected to
adversely impact any particular population, region, or community. And
because PHMSA expects the rulemaking would not adversely affect the
safe transportation of hazardous materials generally, PHMSA does not
expect the proposed revisions would entail disproportionately high
adverse risks for minority populations, low-income populations, or
other underserved and other disadvantaged communities.
PHMSA submits that the proposed rulemaking could in fact reduce
risks to minority populations, low-income populations, or other
underserved and other disadvantaged communities. Because the proposed
HMR amendments could avoid the release of hazardous materials and
reduce the frequency of delays and returned/resubmitted shipments of
hazardous materials resulting from conflict between the current HMR and
updated international standards, the proposed rule could reduce risks
to populations and communities--including any minority, low-income,
underserved and other disadvantaged populations and communities--in the
vicinity of interim storage sites and transportation arteries and hubs.
Additionally, as explained in the above discussion of NEPA, PHMSA
expects that its proposed HMR amendments will yield modest GHG
emissions reductions, thereby reducing the risks posed by anthropogenic
climate change to minority, low-income, underserved, and other
disadvantaged populations and communities.
PHMSA solicits comment from minority, low-income, underserved, and
other disadvantaged populations and communities on potential impacts of
the proposed rulemaking.
K. Privacy Act
In accordance with 5 U.S.C. 553(c), DOT solicits comments from the
public to better inform its rulemaking process. DOT posts these
comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL-14 FDMS). DOT's complete Privacy Act
Statement is in the Federal Register published on April 11, 2000,\43\
or on DOT's website at https://www.dot.gov/privacy.
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\43\ 65 FR 19477 (Apr. 11, 2000).
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L. Executive Order 13609 and International Trade Analysis
Executive Order 13609 (``Promoting International Regulatory
Cooperation'') \44\ requires that agencies consider whether the impacts
associated with significant variations between domestic and
international regulatory approaches are unnecessary or may impair the
ability of American business to export and compete internationally. In
meeting shared challenges involving health, safety, labor, security,
environmental, and other issues, international regulatory cooperation
can identify approaches that are at least as protective as those that
are or would be adopted in the absence of such cooperation.
International regulatory cooperation can also reduce, eliminate, or
prevent unnecessary differences in regulatory requirements.
---------------------------------------------------------------------------
\44\ 77 FR 26413 (May. 4, 2012).
---------------------------------------------------------------------------
Similarly, the Trade Agreements Act of 1979 (Pub. L. 96-39), as
amended by the Uruguay Round Agreements Act (Pub. L. 103-465) (as
amended, the Trade Agreements Act), prohibits agencies from
establishing any standards or engaging in related activities that
create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to the Trade Agreements Act, the establishment of
standards is not considered an unnecessary obstacle to the foreign
commerce of the United States, so long as the standards have a
legitimate domestic objective, such as providing for safety, and do not
operate to exclude imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
PHMSA participates in the establishment of international standards
to protect the safety of the American public, and it has assessed the
effects of the proposed rule to ensure that it does not cause
unnecessary obstacles to foreign trade. In fact, the proposed rule is
expected to facilitate international trade by harmonizing U.S. and
international requirements for the transportation of hazardous
materials so as to reduce regulatory burdens and minimize delays
arising from having to comply with divergent regulatory requirements.
Accordingly, this rulemaking is consistent with Executive Order 13609
and PHMSA's obligations under the Trade Agreements Act.
M. National Technology Transfer and Advancement Act
The NTTAA directs federal agencies to use voluntary consensus
standards in their regulatory activities unless doing so would be
inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards are technical standards (e.g., specification of
materials, test methods, or performance requirements) that are
developed or adopted by voluntary consensus standard bodies. This
rulemaking involves multiple voluntary consensus standards which are
discussed at length in the discussion on Sec. 171.7. See Section 171.7
of the Section-by-Section Review for further details.
N. Executive Order 13211
Executive Order 13211 (``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use'') \45\
requires Federal agencies to prepare a Statement of Energy Effects for
any ``significant energy action.'' Executive Order 13211 defines a
``significant energy action'' as any action by an agency (normally
published in the Federal Register) that promulgates, or is expected to
lead to the promulgation of, a final rule or regulation that (1)(i) is
a significant regulatory action under Executive Order 12866 or any
successor order and (ii) is likely to have a significant adverse effect
on the supply, distribution, or use of energy (including a shortfall in
supply, price increases, and increased use of foreign supplies); or (2)
is designated by the Administrator of the Office of Information and
Regulatory Affairs (OIRA) as a significant energy action.
---------------------------------------------------------------------------
\45\ 66 FR 28355 (May 22, 2001).
---------------------------------------------------------------------------
This proposed rule is not a significant action under Executive
Order 12866, nor is it expected to have an annual effect on the economy
of $100 million. Further, this action is not expected to have a
significant adverse effect on the supply, distribution, or use of
energy in the United States. The Administrator of OIRA has not
designated the proposed rule as a significant energy action. For
additional discussion of the anticipated economic impact of this
rulemaking, please review the PRIA posted in the rulemaking docket.
List of Subjects
49 CFR Part 171
Exports, Hazardous materials transportation, Hazardous waste,
Imports, Incorporation by reference,
[[Page 43880]]
Reporting and recordkeeping requirements.
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Incorporation by reference, Labeling, Markings, Packaging and
containers, Reporting and recordkeeping requirements.
49 CFR Part 173
Hazardous materials transportation, Incorporation by reference,
Packaging and containers, Radioactive materials, Reporting and
recordkeeping requirements, Uranium.
49 CFR Part 175
Air carriers, Hazardous materials transportation, Radioactive
materials, Reporting and recordkeeping requirements.
49 CFR Part 176
Maritime carriers, Hazardous materials transportation,
Incorporation by reference, Radioactive materials, Reporting and
recordkeeping requirements.
49 CFR Part 178
Hazardous materials transportation, Incorporation by reference,
Motor vehicle safety, Packaging and containers, Reporting and
recordkeeping requirements.
49 CFR Part 180
Hazardous materials transportation, Motor carriers, Motor vehicle
safety, Packaging and containers, Railroad safety, Reporting and
recordkeeping requirements.
In consideration of the foregoing, PHMSA proposes to amend 49 CFR
chapter I as follows:
PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS
0
1. The authority citation for part 171 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; Pub. L. 101-410 section
4; Pub. L. 104-134, section 31001; Pub. L. 114-74 section 4 (28
U.S.C. 2461 note); 49 CFR 1.81 and 1.97.
0
2. Amend Sec. 171.7 by:
0
a. Revising paragraphs (s)(1), (t)(1), and (v)(2);
0
b. Revising paragraphs (w)(38) through (77) and adding paragraphs
(w)(78) through (81); and
0
c. Revising paragraphs (aa)(3), and (dd)(1) through (4).
The revisions and additions read as follows:
Sec. 171.7 Reference Material.
* * * * *
(s) * * *
(1) IAEA Regulations for the Safe Transport of Radioactive
Material, Safety Standards Series No. SSR-6 (Rev.1), 2018 Edition, into
Sec. Sec. 171.22; 171.23; 171.26; 173.415; 173.416; 173.417; 173.435;
173.473.
* * * * *
(t) * * *
(1) Technical Instructions for the Safe Transport of Dangerous
Goods by Air (ICAO Technical Instructions), 2021-2022 Edition,
copyright 2020 into Sec. Sec. 171.8; 171.22; 171.23; 171.24; 172.101;
172.202; 172.401; 172.407; 172.512; 172.519; 172.602; 173.56; 173.320;
175.10, 175.33; 178.3.
* * * * *
(v) * * *
(2) International Maritime Dangerous Goods Code (IMDG Code),
Incorporating Amendment 40-20 (English Edition), Volumes 1 and 2, 2020
Edition, into Sec. Sec. 171.22; 171.23; 171.25; 172.101; 172.202;
172.203 172.401; 172.407; 172.502; 172.519; 172.602; 173.21; 173.56;
176.2; 176.5; 176.11; 176.27; 176.30; 176.83; 176.84; 176.140; 176.720;
176.906; 178.3; 178.274.
(w) * * *
(38) ISO 10156:2017(E), Gas cylinders--Gases and gas mixtures--
Determination of fire potential and oxidizing ability for the selection
of cylinder valve outlets, Fourth edition, 2017-07-01, into Sec.
173.115.
(39) ISO 10297:1999(E), Gas cylinders--Refillable gas cylinder
valves--Specification and type testing, First Edition, 1995-05-01, into
Sec. Sec. 173.301b; 178.71.
(40) ISO 10297:2006(E), Transportable gas cylinders--Cylinder
valves--Specification and type testing, Second Edition, 2006-01-15,
into Sec. Sec. 173.301b; 178.71.
(41) ISO 10297:2014(E), Gas cylinders--Cylinder valves--
Specification and type testing, Third Edition, 2014-07-15, into
Sec. Sec. 173.301b; 178.71.
(42) ISO 10297:2014/Amd 1:2017(E), Gas cylinders--Cylinder valves--
Specification and type testing--Amendment 1: Pressure drums and tubes,
Third Edition, 2017-03, into Sec. Sec. 173.301b; 178.71.
(43) ISO 10461:2005(E), Gas cylinders--Seamless aluminum-alloy gas
cylinders--Periodic inspection and testing, Second Edition, 2005-02-15
and Amendment 1, 2006-07-15, into Sec. 180.207.
(44) ISO 10462:2013(E), Gas cylinders--Acetylene cylinders--
Periodic inspection and maintenance, Third edition, 2013-12-15, into
Sec. 180.207.
(45) ISO 10692-2:2001(E), Gas cylinders--Gas cylinder valve
connections for use in the micro-electronics industry--Part 2:
Specification and type testing for valve to cylinder connections, First
Edition, 2001-08-01, into Sec. Sec. 173.40; 173.302c.
(46) ISO 11114-1:2012(E), Gas cylinders--Compatibility of cylinder
and valve materials with gas contents--Part 1: Metallic materials,
Second edition, 2012-03-15, into Sec. Sec. 172.102; 173.301b; 178.71.
(47) ISO 11114-1:2012/Amd 1:2017(E), Gas cylinders--Compatibility
of cylinder and valve materials with gas contents--Part 1: Metallic
materials--Amendment 1, Second Edition, 2017-01-01, into Sec. Sec.
172.102, 173.301b, 178.71.
(48) ISO 11114-2:2013(E), Gas cylinders--Compatibility of cylinder
and valve materials with gas contents--Part 2: Non-metallic materials,
Second edition, 2013-04-01, into Sec. Sec. 173.301b; 178.71.
(49) ISO 11117:1998(E): Gas cylinders--Valve protection caps and
valve guards for industrial and medical gas cylinders--Design,
construction and tests, First edition, 1998-08-01, into Sec. 173.301b.
(50) ISO 11117:2008(E): Gas cylinders--Valve protection caps and
valve guards--Design, construction and tests, Second edition, 2008-09-
01, into Sec. 173.301b.
(51) ISO 11117:2008/Cor.1:2009(E): Gas cylinders--Valve protection
caps and valve guards--Design, construction and tests, Technical
Corrigendum 1, 2009-05-01, into Sec. 173.301b.
(52) ISO 11118(E), Gas cylinders--Non-refillable metallic gas
cylinders--Specification and test methods, First edition, October 1999,
into Sec. 178.71.
(53) ISO 11118:2015(E), Gas cylinders--Non-refillable metallic gas
cylinders--Specification and test methods, Second edition, 2015-09-15,
into Sec. 178.71.
(54) ISO 11119-1(E), Gas cylinders--Gas cylinders of composite
construction--Specification and test methods--Part 1: Hoop-wrapped
composite gas cylinders, First edition, May 2002, into Sec. 178.71.
(55) ISO 11119-1:2012(E), Gas cylinders--Refillable composite gas
cylinders and tubes--Design, construction and testing-- Part 1: Hoop
wrapped fibre reinforced composite gas cylinders and tubes up to 450 L,
Second edition, 2012-08-01, into Sec. Sec. 178.71; 178.75.
(56) ISO 11119-2(E), Gas cylinders--Gas cylinders of composite
construction--Specification and test methods--Part 2: Fully wrapped
fibre
[[Page 43881]]
reinforced composite gas cylinders with load-sharing metal liners,
First edition, May 2002, into Sec. 178.71.
(57) ISO 11119-2:2012(E), Gas cylinders--Refillable composite gas
cylinders and tubes--Design, construction and testing--Part 2: Fully
wrapped fibre reinforced composite gas cylinders and tubes up to 450 l
with load-sharing metal liners, Second edition, 2012-07-15, into
Sec. Sec. 178.71; 178.75.
(58) ISO 11119-2:2012/Amd.1:2014(E), Gas cylinders--Refillable
composite gas cylinders and tubes--Design, construction and testing--
Part 2: Fully wrapped fibre reinforced composite gas cylinders and
tubes up to 450 l with load-sharing metal liners, Amendment 1, 2014-08-
15, into Sec. Sec. 178.71; 178.75.
(59) ISO 11119-3(E), Gas cylinders of composite construction--
Specification and test methods--Part 3: Fully wrapped fibre reinforced
composite gas cylinders with non-load-sharing metallic or non-metallic
liners, First edition, September 2002, into Sec. 178.71.
(60) ISO 11119-3:2013(E), Gas cylinders-- Refillable composite gas
cylinders and tubes--Design, construction and testing--Part 3: Fully
wrapped fibre reinforced composite gas cylinders and tubes up to 450 l
with non-load-sharing metallic or non-metallic liners, Second edition,
2013-04-15, into Sec. Sec. 178.71; 178.75.
(61) ISO 11119-4:2016(E), Gas cylinders--Refillable composite gas
cylinders--Design, construction and testing--Part 4: Fully wrapped
fibre reinforced composite gas cylinders up to 150 l with load-sharing
welded metallic liners, First Edition, 2016-02-01, into Sec. 178.71;
178.75.
(62) ISO 11120 (E), Gas cylinders--Refillable seamless steel tubes
for compressed gas transport, of water capacity between 150 l and 3000
l--Design, construction and testing, First edition, 1999-03, into
Sec. Sec. 178.71; 178.75.
(63) ISO 11120:2015(E), Gas cylinders--Refillable seamless steel
tubes of water capacity between 150 l and 3000 l--Design, construction
and testing, Second Edition, 2015-02-01, into Sec. Sec. 178.71;
178.75.
(64) ISO 11513:2011(E), Gas cylinders--Refillable welded steel
cylinders containing materials for sub-atmospheric gas packaging
(excluding acetylene)--Design, construction, testing, use and periodic
inspection, First edition, 2011-09-12, into Sec. Sec. 173.302c;
178.71; 180.207.
(65) ISO 11621(E), Gas cylinders--Procedures for change of gas
service, First edition, April 1997, into Sec. Sec. 173.302, 173.336,
173.337.
(66) ISO 11623(E), Transportable gas cylinders--Periodic inspection
and testing of composite gas cylinders, First edition, March 2002, into
Sec. 180.207.
(67) ISO 11623(E), Transportable gas cylinders--Periodic inspection
and testing of composite gas cylinders, Second edition, 2015-12-01,
into Sec. 180.207.
(68) ISO 13340:2001(E), Transportable gas cylinders--Cylinder
valves for non-refillable cylinders--Specification and prototype
testing, First edition, 2004-04-01, into Sec. Sec. 173.301b; 178.71.
(69) ISO 13736:2008(E), Determination of flash point--Abel closed-
cup method, Second Edition, 2008-09-15, into Sec. 173.120.
(70) ISO 14246:2014(E), Gas cylinders--Cylinder valves--
Manufacturing tests and examination, Second Edition, 2014-06-15, into
Sec. 178.71.
(71) ISO 14246:2014/Amd 1:2017(E), Gas cylinders--Cylinder valves--
Manufacturing tests and examinations -Amendment 1, Second Edition,
2017-06-01, into Sec. 178.71.
(72) ISO 16111:2008(E), Transportable gas storage devices--Hydrogen
absorbed in reversible metal hydride, First Edition, 2008-11-15, into
Sec. Sec. 173.301b; 173.311; 178.71.
(73) ISO 16148:2016(E), Gas cylinders--Refillable seamless steel
gas cylinders and tubes--Acoustic emission examination (AT) and follow-
up ultrasonic examination (UT) for periodic inspection and testing,
Second Edition, 2016-04-15, into Sec. 180.207.
(74) ISO 17871:2015(E), Gas cylinders--Quick-release cylinder
valves--Specification and type testing, First Edition, 2015-08-15, into
Sec. 173.301.
(75) ISO 17879: 2017(E), Gas cylinders--Self-closing cylinder
valves--Specification and type testing, First Edition, 2017-07-01, into
Sec. Sec. 173.301b and 178.71.
(76) ISO 18172-1:2007(E), Gas cylinders--Refillable welded
stainless steel cylinders--Part 1: Test pressure 6 MPa and below, First
Edition, 2007-03-01, into Sec. 178.71.
(77) ISO 20475:2018(E), Gas cylinders--Cylinder bundles--Periodic
inspection and testing, First Edition, 2018-02-01, into Sec. 180.207.
(78) ISO 20703:2006(E), Gas cylinders--Refillable welded aluminum-
alloy cylinders--Design, construction and testing, First Edition, 2006-
05-01, into Sec. 178.71.
(79) ISO 21172-1:2015(E), Gas cylinders--Welded steel pressure
drums up to 3 000 litres capacity for the transport of gases--Design
and construction--Part 1: Capacities up to 1000 litres, First edition,
2015-04-01, into Sec. 178.71.
(80) ISO 22434:2006(E), Transportable gas cylinders--Inspection and
maintenance of cylinder valves, First Edition, 2006-09-01, into Sec.
180.207.
(81) ISO/TR 11364:2012(E), Gas cylinders--Compilation of national
and international valve system/gas cylinder neck threads and their
identification and marking system, First Edition, 2012-12-01, into
Sec. 178.71.
* * * * *
(aa) * * *
(3) Test No. 431: In Vitro Skin Corrosion: Reconstructed Human
Epidermis (RHE) Test Method, OECD Guidelines for the Testing of
Chemicals, 29 July 2016, into Sec. 173.137.
* * * * *
(dd) * * *
(1) UN Recommendations on the Transport of Dangerous Goods, Model
Regulations (UN Recommendations), 21st revised edition, Volumes I and
II, ST/SG/AC.10.1/21/Rev.21, (2019), into Sec. Sec. 171.8; 171.12;
172.202; 172.401; 172.407; 172.502; 172.519; 173.22; 173.24; 173.24b;
173.40; 173.56; 173.192; 173.302b; 173.304b; 178.75; 178.274.
(2) Manual of Tests and Criteria, 7th revised edition, ST/SG/AC.10/
11/Rev.7 (2019), into Sec. Sec. 171.24, 172.102; 173.21; 173.56;
173.57; 173.58; 173.60; 173.115; 173.124; 173.125; 173.127; 173.128;
173.137; 173.185; 173.220; 173.221; 173.224; 173.225; 173.232; part
173, appendix H; 175.10; 176.905; 178.274.
(3) Globally Harmonized System of Classification and Labelling of
Chemicals (GHS), 8th revised edition, ST/SG/AC.10/30/Rev.8 (2019), into
Sec. 172.401.
(4) ECE/TRANS/300 (Vol. I and II), Agreement concerning the
International Carriage of Dangerous Goods by Road (ADR), copyright
2020, into Sec. 171.23.
* * * * *
0
3. In Sec. 171.8, the definitions for ``SADT'' and ``SAPT'' are
revised to read as follows:
Sec. 171.8 Definitions and abbreviations.
* * * * *
SADT means self-accelerated decomposition temperature and is the
lowest temperature at which self-accelerating decomposition may occur
in a substance in the packaging, IBC, or portable tank offered for
transport. See also Sec. 173.21(f) of this subchapter.
* * * * *
SAPT means self-accelerated polymerization temperature and is the
lowest temperature at which self-accelerating polymerization may occur
with a substance in the packaging, IBC,
[[Page 43882]]
or portable tank as offered for transport. See also Sec. 173.21(f) of
this subchapter. This definition will be effective until January 2,
2023.
* * * * *
0
4. In Sec. 171.12, paragraph (a)(1) is revised to read as follows:
Sec. 171.12 North American Shipments.
(a) * * *
(1) A hazardous material transported from Canada to the United
States, from the United States to Canada, or transiting the United
States to Canada or a foreign destination may be offered for
transportation or transported by motor carrier and rail in accordance
with the Transport Canada TDG Regulations (IBR, see Sec. 171.7), an
equivalency certificate (permit for equivalent level of safety), or a
temporary certificate (permit in support of public interest) issued by
Transport Canada as an alternative to the TDG Regulations, as
authorized in Sec. 171.22, provided the requirements in Sec. Sec.
171.22 and 171.23, as applicable, and this section are met. In
addition, a cylinder, pressure drum, MEGC, cargo tank motor vehicle,
portable tank or rail tank car authorized by the Transport Canada TDG
Regulations may be used for transportation to, from, or within the
United States provided the cylinder, pressure drum, MEGC, cargo tank
motor vehicle, portable tank, or rail tank car conforms to the
applicable requirements of this section. Except as otherwise provided
in this subpart and subpart C of this part, the requirements in parts
172, 173, and 178 of this subchapter do not apply for a material
transported in accordance with the Transport Canada TDG Regulations.
* * * * *
0
5. In Sec. 171.23, paragraph (a)(3) is revised to read as follows:
Sec. 171.23 Requirements for specific materials and packagings
transported under the ICAO Technical Instructions, IMDG Code, Transport
Canada TDG Regulations, or the IAEA Regulations.
(a) * * *
(3) Pi-marked pressure receptacles. Pressure receptacles that are
marked with a pi mark in accordance with the European Directive 2010/
35/EU (IBR, see Sec. 171.7) on transportable pressure equipment (TPED)
and that comply with the requirements of Packing Instruction P200 or
P208 and 6.2 of the ADR (IBR, see Sec. 171.7) concerning pressure
relief device use, test period, filling ratios, test pressure, maximum
working pressure, and material compatibility for the lading contained
or gas being filled, are authorized as follows:
* * * * *
PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, TRAINING
REQUIREMENTS, AND SECURITY PLANS
0
6. The authority citation for part 172 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81, 1.96 and
1.97.
0
7. In Sec. 172.101, The Hazardous Materials Table is amended by
removing the entries under ``[REMOVE],'' by adding the entries under
``[ADD,]'' and by revising entries under ``[REVISE]'' in the
appropriate alphabetical sequence. The additions and revisions read as
follows:
Sec. 172.101 Purpose and use of the hazardous materials table.
* * * * *
[[Page 43883]]
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(8) (9) (10)
Hazardous -----------------------------------------------------------------------------------------------------------------
materials Hazard Packaging (Sec. 173.***) Quantity limitations (see Vessel stowage
Symbols descriptions and class or Identification PG Label codes Special Provisions -------------------------------------------------- Sec. Sec. 173.27 and -------------------------------
proper shipping division No. (Sec. 172.102) -------------175.75)------------
names Exceptions Non-bulk Bulk Passenger Cargo air- Location Other
aircraft/rail craft only
(1) (2)............... (3) (4) (5)............ (6)............ (7)............... (8A)........... (8B)........... (8C).......... (9A).......... (9B).......... (10A)......... (10B)
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[REMOVE]
* * * * * * *
Battery-powered 9 UN3171 ............... 9.............. 134............... 220............ 220............ None.......... No limit...... No limit...... A............. ..............
vehicle or
Battery-powered
equipment.
* * * * * * *
Dangerous Goods in 9 UN3363 ............... ............... 136, A105......... None........... 222............ None.......... See A105...... See A105...... A............. ..............
Machinery or
Dangerous Goods
in Apparatus.
* * * * * * *
2- 6.1 UN2522 II............. 6.1............ IB2, T7, TP2...... 153............ 202............ 243........... 5 L........... 60 L.......... B............. 40
Dimethylaminoethy
l methacrylate.
Fuel system
components
(including fuel
control units
(FCU),
carburetors, fuel
lines, fuel
pumps) see
Dangerous Goods
in Apparatus or
Dangerous Goods
in Machinery.
Regulated medical 6.2 UN3291 II............. 6.2............ 41, 337, A13...... 134............ 197............ 197........... No limit...... No limit...... B............. 40
waste, n.o.s. or
Clinical waste,
unspecified,
n.o.s. or (BIO)
Medical waste,
n.o.s. or
Biomedical waste,
n.o.s., or
Medical Waste
n.o.s..
* * * * * * *
[ADD]
* * * * * * *
Battery-powered 9 UN3171 ............... 9.............. 134, 360.......... 220............ 220............ None.......... No limit...... No limit...... A............. ..............
vehicle or
Battery-powered
equipment.
* * * * * * *
Dangerous goods in 9 UN3363 ............... ............... 136, A105......... None........... 222............ None.......... See A105...... See A105...... A............. ..............
articles or
Dangerous goods
in machinery or
Dangerous goods
in apparatus.
* * * * * * *
Detonators, 1.1B UN0511 ............... 1.1B........... 148............... 63(f), 63(g)... 62............. None.......... Forbidden..... Forbidden..... 05............ 25
electronic
programmable for
blasting.
Detonators, 1.4B UN0512 ............... 1.4B........... 103............... 63(f), 63(g)... 62............. None.......... Forbidden..... 75 kg......... 05............ 25
electronic
programmable for
blasting.
Detonators, 1.4S UN0513 ............... 1.4S........... 148, 347.......... 63(f), 63(g)... 62............. None.......... 25 kg......... 100 kg........ 01............ 25
electronic
programmable for
blasting.
* * * * * * *
2- 6.1 UN2522 II............. 6.1............ 387, IB2, T7, TP2. 153............ 202............ 243........... 5 L........... 60 L.......... B............. 40
Dimethylaminoethy
l methacrylate,
stabilized.
* * * * * * *
Fuel system
components
(including fuel
control units
(FCU),
carburetors, fuel
lines, fuel
pumps) see
Dangerous Goods
in Apparatus or
Dangerous Goods
in Articles or
Dangerous Goods
in Machinery.
Medical waste, 6.2 UN3549 ............... 6.2............ 131, 430.......... ............... ............... .............. .............. .............. .............. ..............
category A,
affecting humans,
solid or Medical
waste, category
A, affecting
animals only,
solid.
Regulated medical 6.2 UN3291 ............... 6.2............ 41, 337, A13...... 134............ 197............ 197........... No limit...... No limit...... B............. 40
waste, n.o.s. or
Clinical waste,
unspecified,
n.o.s. or (BIO)
Medical waste,
n.o.s. or
Biomedical waste,
n.o.s., or
Medical Waste
n.o.s..
* * * * * * *
[REVISE]
[[Page 43884]]
* * * * * * *
Aerosols, 2.2 UN1950 ............... 2.2, 8......... A34............... 306............ None........... None.......... 75 kg......... 150 kg........ A............. 25, 87, 126,
corrosive, 157
Packing Group II
or III, (each not
exceeding 1 L
capacity).
Aerosols, 2.1 UN1950 ............... 2.1............ N82............... 306............ None........... None.......... 75 kg......... 150 kg........ A............. 25, 87, 126,
flammable, (each 157
not exceeding 1 L
capacity).
Aerosols, 2.1 UN1950 ............... 2.1............ N82............... 306............ 304............ None.......... Forbidden..... 150 kg........ A............. 25, 87, 126,
flammable, n.o.s. 157
(engine starting
fluid) (each not
exceeding 1 L
capacity).
Aerosols, non- 2.2 UN1950 ............... 2.2............ .................. 306............ None........... None.......... 75 kg......... 150 kg........ A............. 25, 87, 126,
flammable, (each 157
not exceeding 1 L
capacity).
Aerosols, poison, 2.2 UN1950 ............... 2.2, 6.1....... .................. 306............ None........... None.......... Forbidden..... Forbidden..... A............. 25, 87, 126,
Packing Group III 157
(each not
exceeding 1 L
capacity).
* * * * * * *
G............ Alcoholates 3 UN3274 II............. 3, 8........... IB2............... 150............ 202............ 243........... 1 L........... 5 L........... B............. 52
solution, n.o.s.,
in alcohol.
* * * * * * *
G............ Alkali metal 4.2 UN3206 II............. 4.2, 8......... 64, A7, IB5, IP2, None........... 212............ 242........... 15 kg......... 50 kg......... B............. 52
alcoholates, self- T3, TP33, W31.
heating,
corrosive, n.o.s..
III............ 4.2, 8......... 64, A7, IB8, IP3, None........... 213............ 242........... 25 kg......... 10 kg......... B............. 52
T1, TP33, W31.
* * * * * * *
G............ Articles 4.2 UN3542 ............... 4.2............ 131, 391.......... None........... 214............ 214........... Forbidden..... Forbidden..... .............. ..............
containing a
substance liable
to spontaneous
combustion,
n.o.s..
G............ Articles 4.3 UN3543 ............... 4.3............ 131, 391.......... None........... 214............ 214........... Forbidden..... Forbidden..... .............. ..............
containing a
substance which
in contact with
water emits
flammable gases,
n.o.s..
G............ Articles 8 UN3547 ............... 8.............. 391............... None........... 232............ 232........... Forbidden..... Forbidden..... B............. ..............
containing
corrosive
substance, n.o.s..
G............ Articles 2.1 UN3537 ............... 2.1............ 391............... None........... 232............ 232........... Forbidden..... Forbidden..... D............. ..............
containing
flammable gas,
n.o.s..
G............ Articles 3 UN3540 ............... 3.............. 391............... None........... 232............ 232........... Forbidden..... Forbidden..... B............. ..............
containing
flammable liquid,
n.o.s..
G............ Articles 4.1 UN3541 ............... 4.1............ 391............... None........... 232............ 232........... Forbidden..... Forbidden..... B............. ..............
containing
flammable solid,
n.o.s..
G............ Articles 9 UN3548 ............... 9.............. 391............... None........... 232............ 232........... Forbidden..... Forbidden..... A............. ..............
containing
miscellaneous
dangerous goods,
n.o.s..
G............ Articles 2.2 UN3538 ............... 2.2............ 391............... None........... 232............ 232........... Forbidden..... Forbidden..... A............. ..............
containing non-
flammable, non-
toxic gas, n.o.s..
G............ Articles 5.2 UN3545 ............... 5.2............ 131, 391.......... None........... 214............ 214........... Forbidden..... Forbidden..... .............. ..............
containing
organic peroxide,
n.o.s..
G............ Articles 5.1 UN3544 ............... 5.1............ 131, 391.......... None........... 214............ 214........... Forbidden..... Forbidden..... .............. ..............
containing
oxidizing
substance, n.o.s..
G............ Articles 2.3 UN3539 ............... 2.3............ 131, 391.......... None........... 214............ 214........... Forbidden..... Forbidden..... .............. ..............
containing toxic
gas, n.o.s..
G............ Articles 6.1 UN3546 ............... 6.1............ 391............... None........... 232............ 232........... Forbidden..... Forbidden..... B............. ..............
containing toxic
substance, n.o.s..
* * * * * * *
Desensitized 4.1 UN3380 I.............. 4.1............ 164, 197,......... None........... 211............ None.......... Forbidden..... Forbidden..... D............. 28, 36
explosives,
solid, n.o.s..
* * * * * * *
Dimethyl disulfide 3 UN2381 II............. 3, 6.1......... IB2, T7, TP2, TP13 150............ 202............ 242........... Forbidden..... Forbidden..... B............. 40
* * * * * * *
G............ Environmentally 9 UN3082 III............ 9.............. 8, 146, 173, 335, 155............ 203............ 241........... No limit...... No limit...... A............. ..............
hazardous 441, IB3,.
substance, T4, TP1, TP29.....
liquid, n.o.s..
G............ Environmentally 9 UN3077 III............ 9.............. 8, 146, 335, 384, 155............ 213............ 240........... No limit...... No limit...... A............. ..............
hazardous 441, A112,.
substance, solid, B54, B120, IB8,
n.o.s.. IP3,.
N20, N91, T1, TP33
[[Page 43885]]
* * * * * * *
A, I, W...... Fibers, vegetable, 4.1 UN3360 III............ 4.1............ 137............... 151............ 213............ 240........... Forbidden..... Forbidden..... A............. ..............
dry.
* * * * * * *
A, W......... Fish meal, 9 UN2216 III............ ............... 155, IB8, IP3, T1, 155............ 218............ 218........... 100 kg........ 200 kg........ B............. 25, 88, 122,
stabilized or TP33. 128
Fish scrap,
stabilized.
* * * * * * *
Gas cartridges, 2.1 UN2037 ............... 2.1............ .................. 306............ 304............ None.......... 1 kg.......... 15 kg......... B............. 40, 157
(flammable)
without a release
device, non-
refillable.
* * * * * * *
G............ Infectious 6.2 UN2900 ............... 6.2............ A82............... 134............ 196............ None.......... 50 mL or 50 g. 4 L or 4 kg... E............. 13, 40, 95,
substances, 155
affecting animals
only.
G............ Infectious 6.2 UN2814 ............... 6.2............ A82............... 134............ 196............ None.......... 50 mL or 50 g. 4 L or 4 kg... E............. 13, 40, 95,
substances, 155
affecting humans.
* * * * * * *
Lithium ion 9 UN3480 ............... 9.............. 388, 422, A54, 185............ 185............ 185........... Forbidden..... 35 kg......... A............. 156
batteries A100.
including lithium
ion polymer
batteries.
Lithium ion 9 UN3481 ............... 9.............. 181, 360, 388, 185............ 185............ 185........... 5 kg.......... 35 kg......... A............. 156
batteries 422, A54.
contained in
equipment
including lithium
ion polymer
batteries.
Lithium ion 9 UN3481 ............... 9.............. 181, 360, 388, 185............ 185............ 185........... 5 kg.......... 35 kg......... A............. 156
batteries packed 422, A54.
with equipment
including lithium
ion polymer
batteries.
Lithium metal 9 UN3090 ............... 9.............. 388, 422, A54..... 185............ 185............ 185........... Forbidden..... 35 kg......... A............. 156
batteries
including lithium
alloy batteries.
Lithium metal 9 UN3091 ............... 9.............. 181, 360, 388, 185............ 185............ 185........... 5 kg.......... 35 kg......... A............. 156
batteries 422, A54, A101.
contained in
equipment
including lithium
alloy batteries.
Lithium metal 9 UN3091 ............... 9.............. 181, 360, 388, 185............ 185............ 185........... 5 kg.......... 35 kg......... A............. 156
batteries packed 422, A54.
with equipment
including lithium
alloy batteries.
* * * * * * *
Nitrocellulose, 1.1D UN0340 ............... 1.1D........... 196............... None........... 62............. None.......... Forbidden..... Forbidden..... 04............ 25, 27E
dry or wetted
with less than 25
percent water (or
alcohol), by mass.
Nitrocellulose, 4.1 UN2557 II............. 4.1............ 44, 197, W31...... 151............ 212............ None.......... 1 kg.......... 15 kg......... D............. 28, 36
with not more
than 12.6 percent
nitrogen, by dry
mass mixture with
or without
plasticizer, with
or without
pigment.
* * * * * * *
Nitrocellulose, 1.3C UN0343 ............... 1.3C........... 196............... None........... 62............. None.......... Forbidden..... Forbidden..... 04............ 25
plasticized with
not less than 18
percent
plasticizing
substance, by
mass.
* * * * * * *
Nitrocellulose, 1.1D UN0341 ............... 1.1D........... 196............... None........... 62............. None.......... Forbidden..... Forbidden..... 04............ 25, 27E
unmodified or
plasticized with
less than 18
percent
plasticizing
substance, by
mass.
Nitrocellulose, 1.3C UN0342 ............... 1.3C........... 196............... None........... 62............. None.......... Forbidden..... Forbidden..... 04............ 25
wetted with not
less than 25
percent alcohol,
by mass.
Nitrocellulose 4.1 UN2556 II............. 4.1............ 197, W31.......... 151............ 212............ None.......... 1 kg.......... 15 kg......... D............. 12, 25, 28, 36
with alcohol with
not less than 25
percent alcohol
by mass, and with
not more than
12.6 percent
nitrogen, by dry
mass.
Nitrocellulose 4.1 UN2555 II............. 4.1............ 197, W31.......... 151............ 212............ None.......... 15 kg......... 50 kg......... E............. 28, 36
with water with
not less than 25
percent water, by
mass.
* * * * * * *
Receptacles, 2.1 UN2037 ............... 2.1............ .................. 306............ 304............ None.......... 1 kg.......... 15 kg......... B............. 40, 157
small, containing
gas or gas
cartridges
(flammable)
without release
device, not
refillable and
not exceeding 1 L
capacity.
Receptacles, 2.2 UN2037 ............... 2.2............ .................. 306............ 304............ None.......... 1 kg.......... 15 kg......... B............. 40, 157
small, containing
gas or gas
cartridges (non-
flammable)
without release
device, not
refillable and
not exceeding 1 L
capacity.
Receptacles, 2.2 UN2037 ............... 2.2, 5.1....... , A14............. 306............ 304............ None.......... 1 kg.......... 15 kg......... B............. 40, 157
small, containing
gas or gas
cartridges
(oxidizing),
without release
device, not
refillable and
not exceeding 1 L
capacity.
[[Page 43886]]
* * * * * * *
Sodium methylate.. 4.2 UN1431 II............. 4.2............ A7, A19, IB5, IP2, None........... 212............ 242........... 15 kg......... 50 kg......... B............. 52
T3, TP33, W31.
Sodium methylate 3 UN1289 II............. 3, 8........... IB2, T7, TP1, TP8. 150............ 202............ 243........... 1 L........... 5 L........... B............. 52
solutions in
alcohol.
Sodium methylate 3 UN1289 III............ 3, 8........... B1, IB3, T4, TP1.. 150............ 203............ 242........... 5 L........... 60 L.......... A............. 52
solutions in
alcohol.
* * * * * * *
G............ Water-reactive 4.3 UN3129 I.............. 4.3, 8......... T14, TP2, TP7, None........... 201............ 243........... Forbidden..... 1 L........... D............. 13,148
liquid, TP13.
corrosive, n.o.s..
G............ Water-reactive 4.3 UN3129 II............. 4.3, 8......... IB1, T11, TP2, TP7 None........... 202............ 243........... 1 L........... 5 L........... E............. 13, 85, 148
liquid,
corrosive, n.o.s..
G............ Water-reactive 4.3 UN3129 III............ 4.3, 8......... IB2, T7, TP2, TP7. None........... 203............ 242........... 5 L........... 60 L.......... E............. 13, 85, 148
liquid,
corrosive, n.o.s..
* * * * * * *
G............ Water-reactive 4.3 UN3132 I.............. 4.3, 4.1....... IB4, N40, W31..... None........... 211............ 242........... Forbidden..... 15 kg......... D............. 13, 148
solid, flammable,
n.o.s..
G............ Water-reactive 4.3 UN3132 II............. 4.3, 4.1....... IB4, T3, TP33, 151............ 212............ 242........... 15 kg......... 50 kg......... E............. 13, 85, 148
solid, flammable, W31, W40.
n.o.s..
G............ Water-reactive 4.3 UN3132 III............ 4.3, 4.1....... IB6, T1, TP33, W31 151............ 213............ 241........... 25 kg......... 100 kg........ E............. 13, 85, 148
solid, flammable,
n.o.s..
* * * * * * *
G............ Water-reactive 4.3 UN3135 I.............. 4.3, 4.2....... N40, W31.......... None........... 211............ 242........... Forbidden..... 15 kg......... D............. 13, 148
solid, self-
heating, n.o.s..
G............ Water-reactive 4.3 UN3135 II............. 4.3, 4.2....... IB5, IP2, T3, None........... 212............ 242........... 15 kg......... 50 kg......... E............. 13, 85, 148
solid, self- TP33, W31, W40.
heating, n.o.s..
G............ Water-reactive 4.3 UN3135 III............ 4.3, 4.2....... IB8, IP4, T1, None........... 213............ 241........... 25 kg......... 100 kg........ E............. 13, 85, 148
solid, self- TP33, W31.
heating, n.o.s..
* * * * * * *
G............ Water-reactive 4.3 UN3148 I.............. 4.3............ T13, TP2, TP7, W31 None........... 201............ 244........... Forbidden..... 1 L........... E............. 13, 40, 148
liquid, n.o.s..
G............ Water-reactive 4.3 UN3148 II............. 4.3............ IB1, T7, TP2, TP7, None........... 202............ 243........... 1 L........... 5 L........... E............. 13, 40, 148
liquid, n.o.s.. W31.
G............ Water-reactive 4.3 UN3148 III............ 4.3............ IB2, T7, TP2, TP7, None........... 203............ 242........... 5 L........... 60 L.......... E............. 13, 40, 148
liquid, n.o.s.. W31.
* * * * * * *
----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 43887]]
* * * * *
0
8. In Sec. 172.102:
0
a. In paragraph (c)(1):
0
i. Revise special provisions 47, 134, 135, 136, 147, 360, 370,
379(d)(1); and
0
ii. Add special provisions 196, 197, 430, and 441 in numerical order.
0
b. In paragraph (c)(8), remove TP codes TP39 and TP41.
The additions and revisions read as follows:
Sec. 172.102 Special Provisions.
* * * * *
(c) * * *
(1) * * *
47 Mixtures of solids that are not subject to this subchapter and
flammable liquids may be transported under this entry without first
applying the classification criteria of Division 4.1, provided there is
no free liquid visible at the time the material is loaded or at the
time the packaging or transport unit is closed. Except when the liquids
are fully absorbed in solid material contained in sealed bags, for
single packagings, each packaging must correspond to a design type that
has passed a leakproofness test at the Packing Group II level. Sealed
packets and articles containing less than 10 mL of a Class 3 liquid in
Packing Group II or III absorbed onto a solid material are not subject
to this subchapter provided there is no free liquid in the packet or
article.
* * * * *
134 This entry applies only to vehicles powered by wet batteries,
sodium batteries, lithium metal batteries or lithium ion batteries, and
equipment powered by wet batteries or sodium batteries that are
transported with these batteries installed. Lithium batteries installed
in a cargo transport unit, designed only to provide power external to
the transport unit must use the proper shipping name ``Lithium
batteries installed in cargo transport unit'' found in the Sec.
172.101 Hazardous Materials Table.
a. For the purpose of this special provision, vehicles are self-
propelled apparatus designed to carry one or more persons or goods.
Examples of such vehicles are electrically-powered cars, motorcycles,
scooters, three- and four-wheeled vehicles or motorcycles, trucks,
locomotives, bicycles (pedal cycles with an electric motor) and other
vehicles of this type (e.g., self-balancing vehicles or vehicles not
equipped with at least one seating position), lawn tractors, self-
propelled farming and construction equipment, boats, aircraft,
wheelchairs and other mobility aids. This includes vehicles transported
in a packaging. In this case, some parts of the vehicle may be detached
from its frame to fit into the packaging.
b. Examples of equipment are lawnmowers, cleaning machines, or
model boats and model aircraft. Equipment powered by lithium metal
batteries or lithium ion batteries must be described using the entries
``Lithium metal batteries contained in equipment'' or ``Lithium metal
batteries packed with equipment'' or ``Lithium ion batteries contained
in equipment'' or ``Lithium ion batteries packed with equipment,'' as
appropriate.
c. Self-propelled vehicles or equipment that also contain an
internal combustion engine must be described using the entries
``Engine, internal combustion, flammable gas powered'' or ``Engine,
internal combustion, flammable liquid powered'' or ``Vehicle, flammable
gas powered'' or ``Vehicle, flammable liquid powered,'' as appropriate.
These entries include hybrid electric vehicles powered by both an
internal combustion engine and batteries. Additionally, self-propelled
vehicles or equipment that contain a fuel cell engine must be described
using the entries ``Engine, fuel cell, flammable gas powered'' or
``Engine, fuel cell, flammable liquid powered'' or ``Vehicle, fuel
cell, flammable gas powered'' or ``Vehicle, fuel cell, flammable liquid
powered,'' as appropriate. These entries include hybrid electric
vehicles powered by a fuel cell engine, an internal combustion engine,
and batteries.
135 Internal combustion engines installed in a vehicle must be
described using ``Vehicle, flammable gas powered'' or ``Vehicle,
flammable liquid powered,'' as appropriate. If a vehicle is powered by
a flammable liquid and a flammable gas internal combustion engine, it
must be described using ``Vehicle, flammable gas powered.'' This
includes hybrid electric vehicles powered by both an internal
combustion engine and wet, sodium or lithium batteries installed. If a
fuel cell engine is installed in a vehicle, the vehicle must be
described using ``Vehicle, fuel cell, flammable gas powered'' or
``Vehicle, fuel cell, flammable liquid powered,'' as appropriate. This
includes hybrid electric vehicles powered by a fuel cell, an internal
combustion engine, and wet, sodium or lithium batteries installed. For
the purpose of this special provision, vehicles are self-propelled
apparatus designed to carry one or more persons or goods. Examples of
such vehicles are cars, motorcycles, trucks, locomotives, scooters,
three- and four-wheeled vehicles or motorcycles, lawn tractors, self-
propelled farming and construction equipment, boats, and aircraft.
Furthermore, lithium batteries installed in a cargo transport unit,
designed only to provide power external to the transport unit must be
described using the proper shipping name ``Lithium batteries installed
in cargo transport unit'' found in the Sec. 172.101 Hazardous
Materials Table.
136 This entry applies only to articles, machinery and apparatus
containing hazardous materials as an integral element of the article,
machinery, or apparatus. It may not be used to describe articles,
machinery, or apparatus for which a proper shipping name exists in the
Sec. 172.101 Table. Except when approved by the Associate
Administrator, these items may only contain hazardous materials for
which exceptions are referenced in Column (8) of the Sec. 172.101
Table and are provided in part 173, subparts D and G, of this
subchapter. Hazardous materials shipped under this entry are excepted
from the labeling requirements of this subchapter unless offered for
transportation or transported by aircraft and are not subject to the
placarding requirements of subpart F of this part. Orientation markings
as described in Sec. 172.312(a)(2) are required when liquid hazardous
materials may escape due to incorrect orientation. The article,
machinery, or apparatus, if unpackaged, or the packaging in which it is
contained shall be marked ``Dangerous goods in articles'' or
``Dangerous goods in machinery'' or ``Dangerous goods in apparatus'' as
appropriate, with the identification number UN3363. For transportation
by aircraft, articles, machinery, or apparatus, may not contain any
material forbidden for transportation by passenger or cargo aircraft.
The Associate Administrator may except from the requirements of this
subchapter articles, machinery, and apparatus provided:
a. It is shown that it does not pose a significant risk in
transportation;
b. The quantities of hazardous materials do not exceed those
specified in Sec. 173.4a of this subchapter; and
c. The equipment, and machinery or apparatus articles conforms with
Sec. 173.222 of this subchapter.
* * * * *
147 This entry applies to non-sensitized emulsions, suspensions,
and gels consisting primarily of a mixture of ammonium nitrate and
fuel, intended to produce a Type E blasting explosive only after
further processing prior to use. The mixture for emulsions typically
has the following composition: 60-85% ammonium nitrate; 5-30% water; 2-
8% fuel; 0.5-4% emulsifier or thickening agent; 0-10% soluble flame
[[Page 43888]]
suppressants; and trace additives. Other inorganic nitrate salts may
replace part of the ammonium nitrate. The mixture for suspensions and
gels typically has the following composition: 60-85% ammonium nitrate;
0-5% sodium or potassium perchlorate; 0-17% hexamine nitrate or
monomethylamine nitrate; 5-30% water; 2- 15% fuel; 0.5-4% thickening
agent; 0-10% soluble flame suppressants; and trace additives. Other
inorganic nitrate salts may replace part of the ammonium nitrate. These
substances must satisfy the criteria for classification as an ammonium
nitrate emulsion of Test Series 8 of the UN Manual of Tests and
Criteria, Part I, Section 18 (IBR, see Sec. 171.7 of this subchapter),
and may not be classified and transported unless approved by the
Associate Administrator.
* * * * *
196 The nitrocellulose must meet the criteria of the Bergmann-Junk
test or methyl violet paper test in the UN Manual of Tests and
Criteria, Appendix 10 (IBR, see Sec. 171.7 of this subchapter). Test
of type 3(c) is not required.
197 The nitrocellulose must meet the criteria of the Bergmann-Junk
test or methyl violet paper test in the UN Manual of Tests and
Criteria, Appendix 10 (IBR, see Sec. 171.7 of this subchapter).
* * * * *
360 Vehicles powered only by lithium batteries must be described
using ``UN3171, Battery-powered vehicle.'' Lithium batteries installed
in a cargo transport unit, designed only to provide power external to
the transport unit must be described using ``UN3536, Lithium batteries
installed in a cargo transport unit.''
* * * * *
370 This entry also applies to ammonium nitrate with not more than
0.2% combustible substances, including any organic substance calculated
as carbon. To the exclusion of any added substance, that gives a
positive result when tested in accordance with Test Series 2 of the UN
Manual of Tests and Criteria, Part I (IBR; see Sec. 171.7 of this
subchapter). See also UN1942 in the Sec. 172.101 Hazardous Materials
Table. This entry may not be used for ammonium nitrate for which a
proper shipping name already exists in the Sec. 172.101 Hazardous
Materials Table, including ammonium nitrate mixed with fuel oil or any
other commercial grade of ammonium nitrate (e.g., ammonium nitrate
fertilizer).
* * * * *
379 * * *
d. * * *
(1) Receptacles shall be made of a material compatible with ammonia
as specified in ISO 11114-1:2012(E) and ISO 11114-1:2012/Amd 1:2017(E)
(IBR, see Sec. 171.7 of this subchapter);
* * * * *
430 This entry shall only be used for solid medical waste of
Category A transported for disposal.
* * * * *
441 For marine pollutants transported under ``UN3077,
Environmentally hazardous substance, solid, n.o.s.'' or ``UN3082,
Environmentally hazardous substance, solid, n.o.s.'' and for purposes
of shipping paper and package marking requirements, the technical name
used in association with the basic description may be a proper shipping
name listed in the Sec. 172.101 Hazardous Material Table; provided
that the name chosen is not also an entry that includes ``n.o.s.'' as a
part of the name or one that has a ``G'' in column (1) of the table.
* * * * *
0
9. In Sec. 172.203, revise the first sentence of paragraph (i)(2),
revise paragraph (l)(1), and add paragraphs (i)(4) and (q) to read as
follows:
Sec. 172.203 Additional description requirements.
* * * * *
(i) * * *
(2) A minimum flashpoint, if 60 [deg]C (140 [deg]F) or below (in
[deg]C closed cup (c.c.)), in association with the basic description,
for Class 3 flammable liquid materials (as a primary or subsidiary
hazard). * * *
* * * * *
(4) For lithium cells or batteries transported in accordance with
Sec. 173.185(f), ``DAMAGED/DEFECTIVE''; and for lithium cells or
batteries transported for purposes of disposal or recycling, ``LITHIUM
BATTERIES FOR DISPOSAL'' or ``LITHIUM BATTERIES FOR RECYCLING'', as
appropriate.
* * * * *
(l) * * *
(1) For a proper shipping name used to describe a hazardous
material that is a marine pollutant, either assigned the letter ``G''
in column (1) of the Sec. 172.101 hazardous materials table or that
contains the text ``n.o.s.'', the name of the component that makes the
material a marine pollutant must appear in parentheses in association
with the basic description. Where two or more components that make the
material a marine pollutant are present, the names of at least two of
the components most predominantly contributing to the marine pollutant
designation must appear in parentheses in association with the basic
description. For material described using ``UN3077, Environmentally
hazardous substance, solid, n.o.s.'' and ``UN3082, Environmentally
hazardous substance, liquid, n.o.s.,'' see Sec. 172.102(c)(1), special
provision 441 for additional provisions.
* * * * *
(q) Holding time. The date at which the actual holding time ends,
as calculated in accordance with Sec. 178.338-9, must be provided on
the shipping paper in association with the basic description for
refrigerated liquefied gases transported in a portable tank.
0
10. In Sec. 172.301, revise paragraph (a)(1) to read as follows:
Sec. 172.301 General marking requirements for non-bulk packagings.
(a) * * *
(1) Except as otherwise provided by this subchapter, each person
who offers a hazardous material for transportation in a non-bulk
packaging must mark the package with the proper shipping name and
identification number (preceded by ``UN'', ``NA'' or ``ID,'' as
appropriate), as shown in the Sec. 172.101 Hazardous Materials Table.
The identification number marking preceded by ``UN'', ``NA'', or ``ID''
as appropriate must be marked in characters at least 12 mm (0.47
inches) high. Packages with a maximum capacity of 30 liters (8 gallons)
or less, 30 kg (66 pounds) maximum net mass, or cylinders with a water
capacity of 60 liters (16 gallons) or less must be marked with
characters at least 6 mm (0.24 inches) high. Packages with a maximum
capacity of 5 liters (1.32 gallons) or less or 5 kg maximum net mass
(11 pounds) or less must be marked in a size appropriate for the size
of the package.
* * * * *
0
11. In Sec. 172.315, add paragraph (b)(3) to read as follows:
Sec. 172.315 Limited Quantities.
* * * * *
(b) * * *
(3) For transportation by aircraft, the entire mark must appear on
one side of the package.
* * * * *
0
12. In Sec. 172.322, revise paragraph (a)(1) to read as follows:
Sec. 172.322 Marine Pollutants.
(a) * * *
(1) For a proper shipping name used to describe a hazardous
material that is a marine pollutant and assigned the letter ``G'' in
column (1) of the Sec. 172.101 hazardous materials table or that
contains the text ``n.o.s.,'' the name of the component which makes the
material a marine pollutant must be
[[Page 43889]]
marked on the package in parentheses in association with the marked
proper shipping name unless the proper shipping name identifies by name
the component, which makes the material a marine pollutant. Where two
or more components that make a material a marine pollutant are present,
the names of at least two of the components most predominantly
contributing to the marine pollutant designation must appear in
parentheses in association with the marked proper shipping name. For
materials described using ``UN3077, Environmentally hazardous
substance, solid, n.o.s.'' and ``UN3082, Environmentally hazardous
substance, liquid, n.o.s.,'' see Sec. 172.102(c)(1), special provision
441 for additional provisions; and
* * * * *
0
13. In Sec. 172.406, revise paragraph (a) to read as follows:
Sec. 172.406 Placement of labels.
(a) General. (1) Except as provided in paragraphs (b) and (e) of
this section, each label required by this subpart must--
(i) Be printed on or affixed to a surface (other than the bottom)
of the package or containment device containing the hazardous material;
(ii) Be located on the same surface of the package and near the
proper shipping name marking, if the package dimensions are adequate;
and
(iii) For transportation by aircraft, the entire label(s) must
appear on one side of the package. For cylindrical packages, the label
must be of such dimensions that it will not overlap itself. In the case
of cylindrical packages containing radioactive materials, which require
two identical labels, these labels must be centered on opposite points
of the circumference and must not overlap each other. If the dimensions
of the package are such that two identical labels cannot be affixed
without overlapping each other, one label is acceptable provided it
does not overlap itself.
* * * * *
0
14. In Sec. 172.447, remove and reserve paragraph (c).
Sec. 172.447 LITHIUM BATTERY label.
* * * * *
(c) Reserved.
PART 173--SHIPPERS--GENERAL REQUIREMENTS FOR SHIPMENTS AND
PACKAGINGS
0
15. The authority citation for part 173 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81, 1.96 and
1.97.
0
16. In Sec. 173.4a, redesignate paragraph (g)(3) as (4), and add new
paragraph (g)(3) to read as follows:
Sec. 173.4a Excepted quantities.
* * * * *
(g) * * *
(3) For transportation by aircraft, the entire mark must appear on
one side of the package.
* * * * *
0
17. Add new Sec. 173.14 to read as follows:
Sec. 173.14 Hazardous materials in equipment in use or intended for
use during transport.
(a) Except for transportation by aircraft, hazardous materials
(e.g., lithium batteries, fuel cell cartridges) contained in equipment,
such as data loggers and cargo tracking devices, attached to or placed
in packages, overpacks, or containers are not subject to this
subchapter other than the following:
(1) The equipment must be in use or intended for use during
transportation;
(2) The hazardous materials (e.g., lithium batteries, fuel cell
cartridges, etc.) must meet the applicable construction and test
requirements specified in this subchapter;
(3) The equipment must be capable of withstanding the shocks and
loadings normally encountered during transport and must be safe for use
in the environments to which it may be exposed; and
(4) When offered for transport by vessel, the requirements in Sec.
176.76(a)(9) of this subchapter apply.
(b) For transportation by aircraft, lithium batteries contained in
equipment such as data loggers and cargo tracking devices, attached to
or placed in packages containing COVID-19 pharmaceuticals are not
subject to the marking and documentation requirements of Sec.
173.185(c)(3) and (c)(4)(iv). This same package, when shipped without
the COVID-19 pharmaceuticals for the purpose of use or reuse, is also
not subject to the marking and documentation requirements of Sec.
173.185(c)(3) and (c)(4)(iv), as applicable, provided prior
arrangements have been made with the operator.
(c) [Reserved.]
0
18. In Sec. 173.27, revise paragraphs (c)(2), (f) introductory text,
(f)(1), and (f)(3) Tables 1 and 2 to read as follows:
Sec. 173.27 General requirements for transportation by aircraft.
* * * * *
(c) * * *
(2) Except for packagings used for material transported as
``UN3082, Environmentally hazardous substance, liquid, n.o.s.,''
packagings for which retention of liquid is a basic function must be
capable of withstanding without leakage the greater of--
* * * * *
(f) Combination packagings. Unless otherwise specified in this
part, or in Subpart C of part 171 of this subchapter, when combination
packagings are intended for transportation aboard an aircraft, inner
packagings must conform to the quantity limitations set forth in Table
1 of this paragraph for transport aboard passenger-carrying aircraft
and Table 2 of this paragraph for transport aboard cargo-only aircraft.
For materials that are authorized to exceed 220 L (58 gallons) or 200
kg (441 pounds) in accordance with columns (9A) and (9B) of the Sec.
172.101 Hazardous Materials Table, there is no limitation on the
maximum authorized net capacity of each inner packaging.
(1) Excepted quantities. For authorized materials and inner and
outer package quantity limits for combination packages of excepted
quantities intended for transportation by aircraft, see Sec. 173.4a of
this part.
* * * * *
(3) * * *
Table 1--Maximum Net Capacity of Inner Packaging for Transportation on
Passenger-Carrying Aircraft
------------------------------------------------------------------------
Maximum authorized net capacity of
each inner packaging
Maximum net quantity per package --------------------------------------
from Column 9A of the Sec. Glass,
172.101 table earthenware or Metal or plastic
fiber inner inner packagings
packagings
------------------------------------------------------------------------
Liquids:
Not greater than 0.5 L....... 0.5 L............ 0.5 L.
Greater than 0.5 L, not 0.5 L............ 1 L.
greater than 1 L.
[[Page 43890]]
Greater than 1 L, not greater 1 L.............. 5 L.
than 5 L.
Greater than 5 L, not greater 2.5 L............ 10 L.
than 60 L.
Greater than 60 L, not 5 L.............. 25 L.
greater than 220 L.
Class 9: UN1941, UN1990, UN2315, 10............... Plastic: 30.
UN3082, UN3151, UN3334. Metal: 40.
Solids:
Not greater than 5 kg........ 0.5 kg........... 1 kg.
Greater than 5 kg. not 1 kg............. 2.5 kg.
greater than 25 kg.
Greater than 25 kg, not 5 kg............. 10 kg.
greater than 200 kg.
Class 9. UN1841, UN1931, UN2071, Glass or 50 kg.
UN2216, UN2590, UN2969, UN3077, earthenware: 10
UN3152, UN3335, UN3432. kg.
Fiber: 50 kg.....
------------------------------------------------------------------------
Table 2--Maximum Net Capacity of Inner Packaging for Transportation on
Cargo Aircraft
------------------------------------------------------------------------
Maximum authorized net capacity of
each inner packaging
Maximum net quantity per package --------------------------------------
from Column 9a of the Sec. Glass,
172.101 table earthenware or Metal or plastic
fiber inner inner packagings
packagings
------------------------------------------------------------------------
Liquids:
Not greater than 2.5L........ 1 L.............. 1 L.
Greater than 2.5L, not 2.5 L............ 2.5 L.
greater than 30L.
Greater than 30L, not greater 5 L.............. 10 L.
than 60L.
Greater than 60L, not greater 5 L.............. 25 L.
than 220L.
Class 9: UN1941, UN1990, UN2315, 10 L............. Plastic: 30 L.
UN3082, UN3151, UN3334. Metal: 40 L.
Solids:
Not greater than 15 kg....... 1 kg............. 1 kg.
Greater than 15 kg. not 2.5 kg........... 5 kg.
greater than 50 kg.
Greater than 50 kg, not 5 kg............. 10 kg.
greater than 200 kg.
Class 9: UN1841, UN1931, UN2071, Glass or 50 kg.
UN2216, UN2590, UN2969, UN3077, earthenware: 10
UN3152, UN3335, UN3432. kg.
Fiber: 50 kg.....
------------------------------------------------------------------------
* * * * *
0
19. In Sec. 173.59, revise the description for ``Detonators'', and add
a new description for ``Detonators, electronic programmable for
blasting'' in alphabetical order to read as follows:
Sec. 173.59 Description of terms for explosives.
* * * * *
Detonators. Articles consisting of a small metal or plastic tube
containing explosives such as lead azide, PETN, or combinations of
explosives. They are designed to start a detonation train. They may be
constructed to detonate instantaneously, or may contain a delay
element. They may contain no more than 10 g of total explosives weight,
excluding ignition and delay charges, per unit. The term includes:
Detonators for ammunition; detonators for blasting (electric,
electronic, and non-electric); and detonating relays without flexible
detonating cord.
Detonators, electronic programmable for blasting. Detonators using
electronic components, such as an integrated circuit and/or micro
processing technology to provide communications, energy control and
storage capability, timing delay information, and validated commands to
send a firing signal to the initiating charge.
* * * * *
0
20. In Sec. 173.115, revise paragraph (k) to read as follows:
Sec. 173.115 Class 2, Divisions 2.1, 2.2, and 2.3--Definitions.
* * * * *
(k) For Division 2.2 gases, the oxidizing ability shall be
determined by tests or by calculation in accordance with ISO
10156:2017(E) (IBR, see Sec. 171.7 of this subchapter).
* * * * *
0
21. In Sec. 173.134, revise paragraphs (a)(1) and (5) to read as
follows:
Sec. 173.134 Class 6, Division 6.2--Definitions and exceptions.
* * * * *
(a) * * *
(1) Division 6.2 (Infectious substance) means a material known or
reasonably expected to contain a pathogen. A pathogen is a
microorganism (including bacteria, viruses, parasites, and fungi) or
other agent, such as a proteinaceous infectious particle (prion) that
can cause disease in humans or animals. An infectious substance must be
assigned the identification number UN2814, UN2900, UN3291, UN3373, or
UN3549 as appropriate, and must be assigned to one of the following
categories:
(i) Category A: An infectious substance in a form capable of
causing permanent disability or life-threatening or fatal disease in
otherwise healthy humans or animals when exposure to it occurs. An
exposure occurs when an infectious substance is released outside of its
protective packaging, resulting in physical contact with humans or
[[Page 43891]]
animals. A Category A infectious substance must be assigned to
identification number UN2814, UN2900, or UN3549, as appropriate.
Assignment to UN2814, UN2900, or UN3549 must be based on the known
medical history or symptoms of the source patient or animal, endemic
local conditions, or professional judgment concerning the individual
circumstances of the source human or animal.
(ii) Category B: An infectious substance that is not in a form
generally capable of causing permanent disability or life-threatening
or fatal disease in otherwise healthy humans or animals when exposure
to it occurs. This includes Category B infectious substances
transported for diagnostic or investigational purposes. A Category B
infectious substance must be described as ``Biological substance,
Category B'' and assigned identification number UN3373. This does not
include regulated medical waste, which must be assigned identification
number UN3291.
* * * * *
(5) Regulated medical waste or clinical waste or (bio) medical
waste means a waste or reusable material derived from the medical
treatment of an animal or human, which includes diagnosis and
immunization, or from biomedical research, which includes the
production and testing of biological products. Regulated medical waste
or clinical waste or (bio) medical waste containing a Category A
infectious substance must be classed as an infectious substance, and
assigned to UN2814, UN2900, or UN3549, as appropriate.
* * * * *
0
22. In Sec. 173.137, revise the introductory text to read as follows:
Sec. 173.137 Class 8--Assignment of packing group.
The packing group of a Class 8 material is indicated in Column 5 of
the Sec. 172.101 Table. When the Sec. 172.101 Table provides more
than one packing group for a Class 8 material, the packing group must
be determined using data obtained from tests conducted in accordance
with the OECD Guidelines for the Testing of Chemicals, Test No. 435,
``In Vitro Membrane Barrier Test Method for Skin Corrosion'' (IBR, see
Sec. 171.7 of this subchapter) or Test No. 404, ``Acute Dermal
Irritation/Corrosion'' (IBR, see Sec. 171.7 of this subchapter). A
material that is determined not to be corrosive in accordance with OECD
Guideline for the Testing of Chemicals, Test No. 430, ``In Vitro Skin
Corrosion: Transcutaneous Electrical Resistance Test (TER)'' (IBR, see
Sec. 171.7 of this subchapter) or Test No. 431, ``In Vitro Skin
Corrosion: Reconstructed Human Epidermis (RHE) Test Method'' (IBR, see
Sec. 171.7 of this subchapter) may be considered not to be corrosive
to human skin for the purposes of this subchapter without further
testing. However, a material determined to be corrosive in accordance
with Test No. 430 or Test No. 431 must be further tested using Test No.
435 or Test No. 404. If the in vitro test results indicate that the
substance or mixture is corrosive, but the test method does not clearly
distinguish between assignment of packing groups II and III, the
material may be considered to be in packing group II without further
testing. The packing group assignment using data obtained from tests
conducted in accordance with OECD Guideline Test No. 404 or Test No.
435 must be as follows:
* * * * *
0
23. In Sec. 173.172, revise paragraphs (a) and (b) to read as follows:
Sec. 173.172 Aircraft hydraulic power unit fuel tank.
* * * * *
(a) The unit must consist of an aluminum pressure vessel made from
tubing and having welded heads. Primary containment of the fuel within
this vessel must consist of a welded aluminum bladder having a maximum
internal volume of 46 L (12 gallons). The outer vessel must have a
minimum design gauge pressure of 1,275 kPa (185 psig) and a minimum
burst gauge pressure of 2,755 kPa (400 psig). Each vessel must be leak-
checked during manufacture and before shipment and must be found
leakproof. The complete inner unit must be securely packed in non-
combustible cushioning material, such as vermiculite, in a strong outer
tightly closed metal packaging which will adequately protect all
fittings. Maximum quantity of fuel per primary containment and package
is 42 L (11 gallons); or
(b) The unit must consist of an aluminum pressure vessel. Primary
containment of the fuel within this vessel must consist of a welded
hermetically sealed fuel compartment with an elastomeric bladder having
a maximum internal volume of 46 L (12 gallons). The pressure vessel
must have a minimum design gauge pressure of 5,170 kPa (750 psig). Each
vessel must be leak-checked during manufacture and before shipment and
must be securely packed in non-combustible cushioning material, such as
vermiculite, in a strong outer tightly closed metal packaging which
will adequately protect all fittings. Maximum quantity of fuel per
primary containment and package is 42 L (11 gallons).
0
24. In Sec. 173.181, revise paragraph (b) to read as follows:
Sec. 173.181 Pyrophoric materials (liquids).
* * * * *
(b) Steel boxes (4A), aluminum boxes (4B), metal boxes, other than
steel or aluminum (4N), wooden boxes (4C1, 4C2, 4D, or 4F) or
fiberboard boxes (4G); steel drums (1A1 or 1A2), aluminum drums (1B1 or
1B2), metal drums, other than steel or aluminum (1N1 or 1N2), plywood
drums (1D), or fiber drums (1G); or steel jerricans (3A1 or 3A2) or
aluminum jerricans (3B1 or 3B2) enclosing not more than four strong,
tight metal cans with inner receptacles of glass or metal, not over 1 L
(0.3 gallon) capacity each, having positive screwcap closures
adequately gasketed or alternative closures physically held in place by
a means capable of preventing back-off or loosening of the closure due
to conditions normally incident to transportation (e.g., vibration).
Inner packagings must be cushioned on all sides with dry, absorbent,
incombustible material in a quantity sufficient to absorb the entire
contents.
* * * * *
0
25. In Sec. 173.185, revise paragraphs (c)(3)(i) introductory text and
(c)(3)(i)(A) to read as follows:
Sec. 173.185 Lithium cell and batteries.
* * * * *
(c) * * *
(3) * * *
(i) The mark must indicate the UN number: ``UN3090'' for lithium
metal cells or batteries; or ``UN3480'' for lithium ion cells or
batteries. Where the lithium cells or batteries are contained in, or
packed with, equipment, the UN number ``UN3091'' or ``UN3481,'' as
appropriate, must be indicated. Where a package contains lithium cells
or batteries assigned to different UN numbers, all applicable UN
numbers must be indicated on one or more marks. The package must be of
such size that there is adequate space to affix the mark on one side
without the mark being folded.
[[Page 43892]]
[GRAPHIC] [TIFF OMITTED] TP10AU21.024
(A) The mark must be in the form of a rectangle or a square with
hatched edging. The mark must be not less than 100 mm (3.9 inches) wide
by 100 mm (3.9 inches) high and the minimum width of the hatching must
be 5 mm (0.2 inches), except marks of 100 mm (3.9 inches) wide by 70 mm
(2.8 inches) high may be used on a package containing lithium batteries
when the package is too small for the larger mark;
* * * * *
0
26. In Sec. 173.187, revise paragraphs (b), (c), (e) and (f) to read
as follows:
Sec. 173.187 Pyrophoric solids, metals or alloys, n.o.s.
* * * * *
(b) In wooden boxes (4C1, 4C2, 4D, or 4F) with inner metal
receptacles that have threaded closures or alternate closures
physically held in place by a means capable of preventing back-off or
loosening of the closure due to conditions normally incident to
transportation (e.g., impact, vibration, etc.). Each inner metal
receptacle must not contain more than 15 kg (33 pounds).
(c) In fiberboard boxes (4G) with inner metal receptacles that have
threaded closures or alternate closures physically held in place by a
means capable of preventing back-off or loosening of the closure due to
conditions normally incident to transportation (e.g., impact,
vibration, etc.). Each inner metal receptacle must not contain more
than 7.5 kg (17 pounds).
* * * * *
(e) In plywood drums (1D) with inner metal receptacles that have
threaded closures or alternate closures physically held in place by a
means capable of preventing back-off or loosening of the closure due to
conditions normally incident to transportation (e.g., impact,
vibration, etc.). Each inner metal receptacle must not contain more
than 15 kg (33 pounds).
(f) In fiberboard drums (1G) with inner metal receptacles that have
threaded closures or alternate closures physically held in place by a
means capable of preventing back-off or loosening of the closure due to
conditions normally incident to transportation (e.g., impact,
vibration, etc.) Each inner metal receptacle must not contain more than
15 kg (33 pounds).
* * * * *
0
27. In Sec. 173.199, revise the first four sentences in paragraph
(a)(5) introductory text to read as follows:
Sec. 173.199 Category B infectious substances.
(a) * * *
(5) The following square-on-point mark must be displayed on the
outer packaging on a background of contrasting color. The width of the
line forming the border must be at least 2 mm (0.08 inches) and the
letters and numbers must be at least 6 mm (0.24 inches) high. The size
of the mark must be such that no side of the diamond is less than 50 mm
(1.97 inches) in length as measured from the outside of the lines
forming the border. For transportation by aircraft, the entire mark
must appear on one side of the package. The proper shipping name
``Biological substances, Category B'' must be marked on the outer
packaging adjacent to the diamond-shaped mark in letters that are at
least 6 mm (0.24 inches) high. * * *
* * * * *
0
28. Revise Sec. 173.218 to read as follows:
Sec. 173.218 Fish meal or fish scrap.
(a) Transportation by vessel. (1) Except as provided in Column (7)
of the HMT in Sec. 172.101 of this subchapter, fish meal or fish
scrap, containing at least 6%, but not more than 12% water, is
authorized for transportation in packagings as follows:
(i) Burlap (jute) bag;
(ii) Multi-wall paper bag;
(iii) Polyethylene-lined burlap or paper bag;
(iv) Cargo tank;
(v) Portable tank;
(vi) Rail car; or
(vii) Freight container.
(2) The fish meal or fish scrap must contain at least 50 ppm (mg/
kg) of ethoxyquin, 100 ppm (mg/kg) of butylated hydroxytoluene (BHT),
or 250 ppm (mg/kg) of tocopherol-based antioxidant at the time of
shipment.
[[Page 43893]]
Stabilization of fish meal or fish scrap must occur at the time of
production and the application must be within twelve months prior to
shipment.
(b) Transportation by air. (1) Except as provided in Column (7) of
the HMT in Sec. 172.101 of this subchapter, fish meal or fish scrap,
containing at least 6%, but not more than 12% water, is authorized for
transportation in packagings as follows:
(i) The following combination packagings are authorized:
Outer packagings: Steel drum: 1A1 or 1A2; Aluminum drum: 1B1 or
1B2; Metal drum other than steel or aluminum: 1N1 or 1N2; Fiber drum:
1G; Plastic drum: 1H1 or 1H2; Steel jerrican: 3A1 or 3A2; Plastic
jerrican: 3H1 or 3H2; Aluminum jerrican: 3B1 or 3B2; Steel box: 4A;
Aluminum box: 4B; Natural wood box: 4C1 or 4C2; Plywood box: 4D;
Reconstituted wood box: 4F; Fiberboard box: 4G; Solid plastic box: 4H2;
or Metal box other than steel or aluminum: 4N.
Inner packagings: Glass, Fiber, Metal, or Plastic.
(ii) The following single packagings are authorized:
Steel drum: 1A1 or 1A2; Aluminum drum: 1B1 or 1B2; Plywood drum
with liner: 1D; Plastic drum: 1H1 or 1H2; Fiber drum with liner: 1G;
Metal drum other than steel or aluminum: 1N1 or 1N2; Steel jerrican:
3A1 or 3A2; Plastic jerrican: 3H1 or 3H2; Aluminum jerrican: 3B1 or
3B2; Steel box: 4A; Aluminum box: 4B; Metal box other than steel or
aluminum: 4N; Natural wood box with liner: 4C2; Plywood box with liner:
4D; Reconstituted wood box with liner: 4F; Fiberboard box with liner:
4G; Solid plastic box: 4H2; Bag, woven plastic: 5H3; Bag, plastic film:
5H4; Bag, textile: 5L3; Bag, paper, multiwall, water resistant: 5M2;
Plastic receptacle in steel, aluminum, plywood, fiber or plastic drum:
6HA1, 6HB1, 6HD1, 6HG1 or 6HH1; Plastic receptacle in steel, aluminum,
wood, plywood or fiberboard box: 6HA2, 6HB2, 6HC, 6HD2, 6HG2 or 6HH2;
or Cylinders, as prescribed for any compressed gas, except for
Specification 8 and 3HT.
(2) The fish meal or fish scrap must contain at least 50 ppm (mg/
kg) of ethoxyquin, 100 ppm (mg/kg) of butylated hydroxytoluene (BHT),
or 250 ppm (mg/kg) of tocopherol-based antioxidant at the time of
shipment. Stabilization of fish meal or fish scrap must occur at the
time of production and the application must be within twelve months
prior to shipment.
0
29. In Sec. 173.221, revise paragraph (a) to read as follows:
Sec. 173.221 Polymeric beads, expandable and Plastic molding
compound.
(a) For non-bulk shipments of Polymeric beads (or granules),
expandable evolving flammable vapor and Plastic molding compound in
dough, sheet or extruded rope form, evolving flammable vapor the
following packagings are authorized:
(1) Single packagings: Metal box (4A, 4B, or 4N); Wooden box (4C1
or 4C2); Plywood box (4D); Fiberboard box (4G); Reconstituted wood box
(4F); Plastic box (4H1 or 4H2); Plywood drums: (1D) or Fiber drums (1G)
with sealed inner plastic liners; in vapor tight metal or plastic drums
(1A1, 1A2, 1B1, 1B2, 1N1, 1N2, 1H1 or 1H2); or in vapor tight metal or
plastic jerricans (3A1, 3A2, 3B1, 3B2, 3H1, or 3H2).
(2) Combination packagings: (i) Outer packagings: Steel drum: 1A1
or 1A2; Aluminum drum: 1B1 or 1B2; Plywood drum: 1D; Fiber drum: 1G;
Plastic drum: 1H1 or 1H2; Metal drum other than steel or aluminum: 1N1
or 1N2; Steel jerrican: 3A1 or 3A2; Plastic jerrican: 3H1 or 3H2;
Aluminum jerrican: 3B1 or 3B2; Steel box: 4A; Aluminum box: 4B; Natural
wood box: 4C1 or 4C2; Plywood box: 4D; Reconstituted wood box: 4F;
Fiberboard box: 4G; Plastic box: 4H1 or 4H2; or Metal box other than
steel or aluminum: 4N.
(ii) Inner packagings: Glass receptacles, Plastic receptacles,
Metal receptacles, Paper receptacles, Fiber receptacles.
(3) Non-specification packagings when transported in dedicated
vehicles or freight containers. The packagings need not conform to the
requirements for package testing in part 178 of this subchapter, but
must be capable of containing any evolving gases from the contents
during normal conditions of transportation.
* * * * *
0
30. Revise Sec. 173.222 to read as follows:
Sec. 173.222 Dangerous goods in articles, machinery, or apparatus.
Hazardous materials in articles, machinery, or apparatus are
excepted from the specification packaging requirements of this
subchapter when packaged according to this section. Hazardous materials
in articles, machinery, or apparatus must be packaged in strong outer
packagings, unless the receptacles containing the hazardous materials
are afforded adequate protection by the construction of the article,
machinery, or apparatus. Each package must conform to the packaging
requirements of subpart B of this part, except for the requirements in
Sec. Sec. 173.24(a)(1) and 173.27(e), and the following requirements:
(a) If the article, machinery, or apparatus contains more than one
hazardous material, the materials must not be capable of reacting
dangerously together.
(b) The nature of the containment must be as follows--
(1) Damage to the receptacles containing the hazardous materials
during transport is unlikely. However, in the event of damage to the
receptacles containing the hazardous materials, no leakage of the
hazardous materials from the article, machinery or apparatus is
possible. A leakproof liner may be used to satisfy this requirement.
(2) Receptacles containing hazardous materials must be secured and
cushioned so as to prevent their breakage or leakage and so as to
control their shifting within the article, machinery, or apparatus
during normal conditions of transportation. Cushioning material must
not react dangerously with the content of the receptacles. Any leakage
of the contents must not substantially impair the protective properties
of the cushioning material.
(3) Receptacles for gases, their contents and filling densities
must conform to the applicable requirements of this subchapter, unless
otherwise approved by the Associate Administrator.
(c)(1) Except for transportation by aircraft, the total net
quantity of hazardous materials contained in one item of an article,
machinery, or apparatus must not exceed the following:
(i) In the case of solids or liquids, the limited quantity amount
specified in the corresponding section referenced in Column (8A) of the
Sec. 172.101 Table;
(ii) 0.5 kg (1.1 pounds) in the case of Division 2.2 gases.
(iii) When an article, machinery, or apparatus contains multiple
hazardous materials, the quantity of each hazardous material must not
exceed the quantity specified in the corresponding section referenced
in Column (8A) of the Sec. 172.101 Table, or for gases, paragraph
(c)(1)(ii) of this section.
(2) For transportation by aircraft, the total net quantity of
hazardous materials contained in one item of an article, machinery, or
apparatus must not exceed the following:
(i) 1 kg (2.2 pounds) in the case of solids;
(ii) 0.5 L (0.1 gallons) in the case of liquids;
(iii) 0.5 kg (1.1 pounds) in the case of Division 2.2 gases.
Division 2.2 gases with subsidiary risks and refrigerated liquefied
gases are not authorized;
[[Page 43894]]
(iv) A total quantity of not more than the aggregate of that
permitted in paragraphs (c)(2)(i) through (iii) of this section, for
each category of material in the package, when a package contains
hazardous materials in two or more of the categories in paragraphs
(c)(2)(i) through (iii) of this section; and
(d) Except for transportation by aircraft, when a package contains
hazardous materials in two or more of the categories listed in
paragraph (c)(1) of this section the total quantity required by Sec.
172.202(c) of this subchapter to be entered on the shipping paper must
be either the aggregate quantity, or the estimated quantity, of all
hazardous materials, expressed as net mass.
0
31. In Sec. 173.225:
0
a. Revising in paragraph (c), in the Organic Peroxide Table, the entry
``Di-(4-tert-butylcyclohexyl) peroxydicarbonate [as a paste]''; and
0
b. Adding in paragraph (e), in the Organic Peroxide IBC Table, entries
for ``tert-Amyl peroxypivalate, not more than 42% as a stable
dispersion in water'' and ``tert-Butyl peroxypivalate, not more than
42% in a diluent type A'' in alphabetical order.
The revisions read as follows:
Sec. 173.225 Packaging requirements and other provisions for organic
peroxides.
* * * * *
(c) * * *
Table to Paragraph (c): Organic Peroxide Table
--------------------------------------------------------------------------------------------------------------------------------------------------------
Diluent (mass %) Temperature ([deg]C)
Technical name ID No. Concentration ------------------------------ Water Packing ----------------------- Notes
(mass %) A B I (mass %) method Control Emergency
--------------------------------------------------------------------------------------------------------------------------------------------------------
(1) (2) (3) (4a) (4b) (4c) (5) (6) (7a) (7b) (8)
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
Di-(4-tert- UN3118 <= 42 ........ ........ ........ ......... OP8 35 40 ........
butylcyclohexyl)peroxydicarbon
ate [as a paste].
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * *
(e) * * *
Table to Paragraph (e): Organic Peroxide IBC Table
----------------------------------------------------------------------------------------------------------------
Maximum
UN No. Organic peroxide Type of quantity Control Emergency
IBC (liters) temperature temperature
----------------------------------------------------------------------------------------------------------------
* * * * * * *
3119.................... ORGANIC PEROXIDE, TYPE F, ......... ........... .............. ..............
LIQUID, TEMPERATURE
CONTROLLED.
* * * * * * *
tert-Amyl peroxypivalate, not 31HA1 1000 0 [deg]C +10 [deg]C
more than 42% as a stable
dispersion in water.
tert-Butyl peroxypivalate, not 31HA1 1000 10 [deg]C 15[deg]C
more than 42% in a diluent
type A.
31A 1250 10 [deg]C 15[deg]C
* * * * * * *
----------------------------------------------------------------------------------------------------------------
* * * * *
0
32. In Sec. 173.301b, revise paragraphs (a)(2) and (c) to read as
follows:
Sec. 173.301b Additional general requirements for shipment of UN
pressure receptacles.
(a) * * *
(2) The gases or gas mixtures must be compatible with the UN
pressure receptacle and valve materials as prescribed for metallic
materials in ISO 11114-1:2012(E) and ISO 11114-1:2012/Amd 1:2017(E)
(IBR, see Sec. 171.7 of this subchapter) and for non-metallic
materials in ISO 11114-2:2013(E) (IBR, see Sec. 171.7 of this
subchapter).
* * * * *
(c) Pressure receptacle valve requirements. (1) When the use of a
valve is prescribed, the valve must conform to the requirements in ISO
10297:2014(E), and ISO 10297:2014/Amd 1:2017 (see Sec. 171.7 of this
subchapter). Quick release cylinder valves for specification and type
testing must conform to the requirements in ISO 17871:2015(E) (IBR, see
Sec. 171.7 of this subchapter). Until December 31, 2020, the
manufacture of a valve conforming to the requirements in ISO
10297:2006(E) (IBR, see Sec. 171.7 of this subchapter) was authorized.
Until December 31, 2008, the manufacture of a valve conforming to the
requirements in ISO 10297:1999(E) (IBR, see Sec. 171.7 of this
subchapter) was authorized.
(2) A UN pressure receptacle must have its valves protected from
damage that could cause inadvertent release of the contents of the UN
pressure receptacle by one of the following methods:
(i) By constructing the pressure receptacle so that the valves are
recessed inside the neck of the UN pressure receptacle and protected by
a threaded plug or cap;
(ii) By equipping the UN pressure receptacle with a valve cap
conforming to the requirements in ISO 11117:2008(E) and Technical
Corrigendum 1 (IBR, see Sec. 171.7 of this subchapter). Until December
31, 2014, the manufacture of a valve cap conforming to the requirements
in ISO 11117:1998(E) (IBR, see Sec. 171.7 of this subchapter) was
authorized. The cap must have vent-holes of sufficient cross-sectional
area to evacuate the gas if leakage occurs at the valve;
[[Page 43895]]
(iii) By protecting the valves by shrouds or guards conforming to
the requirements in ISO 11117:2008(E) and Technical Corrigendum 1 (IBR;
see Sec. 171.7 of this subchapter). Until December 31, 2014, the
manufacture of a shroud or guard conforming to the requirements in ISO
11117:1998(E) (IBR, see Sec. 171.7 of this subchapter) was authorized.
For metal hydride storage systems, by protecting the valves in
accordance with the requirements in ISO 16111:2008(E) (IBR; see Sec.
171.7 of this subchapter).
(iv) By using valves designed and constructed with sufficient
inherent strength to withstand damage in accordance with Annex B of ISO
10297:2014(E);
(v) By enclosing the UN pressure receptacles in frames (e.g.,
bundles of cylinders);
(vi) By packing the UN pressure receptacles in a strong outer
package, such as a box or crate, capable of meeting the drop test
specified in Sec. 178.603 of this subchapter at the Packing Group I
performance level; or
(vii) By using valves designed and constructed in accordance with
Annex A of ISO 17879:2017(E) (IBR, see Sec. 171.7 of this subchapter)
for UN pressure receptacles with self-closing valves with inherent
protection (except those in acetylene service).
* * * * *
0
33. In Sec. 173.304b, revise paragraph (b)(2) to read as follows:
Sec. 173.304b Additional requirements for shipment of liquefied
compressed gases in UN pressure receptacles.
* * * * *
(b) * * *
(2) For low pressure liquefied gases, the maximum mass in kilograms
of contents per liter of water capacity must be less than or equal to
95 percent of the liquid phase at 50 [deg]C. In addition, the UN
pressure receptacle may not be liquid full at 60 [deg]C. The test
pressure of the pressure receptacle must be equal to or greater than
the vapor pressure of the liquid at 65 [deg]C.
* * * * *
0
34. In Sec. 173.306, revise paragraphs (f)(2)(i) and (3)(iv), and add
paragraph (n) to read as follows:
Sec. 173.306 Limited quantities of compressed gases.
* * * * *
(f) * * *
(2) * * *
(i) Each accumulator must be shipped as an inside packaging. Robust
accumulators may be transported unpackaged, in crates, or in
appropriate overpacks when the hazardous materials are afforded
equivalent protection by the article in which they are contained;
* * * * *
(3) * * *
(iv) Accumulators must be packaged in strong outer packaging.
Robust accumulators may be transported unpackaged, in crates, or in
appropriate overpacks when the hazardous materials are afforded
equivalent protection by the article in which they are contained.
* * * * *
(n) Receptacles, small, containing gas or gas cartridges for
recycling or disposal. Receptacles, small, containing gas or gas
cartridges not exceeding 1.0 L (0.3 gallons) capacity may be offered
for transportation for the purposes of recycling or disposal.
Receptacles, small, containing gas or gas cartridges are not required
to be protected against shifting and inadvertent discharge if measures
to prevent dangerous build-up of pressure and dangerous atmospheres are
addressed and are excepted from the specification packaging
requirements of this subchapter when packaged and offered in accordance
with this paragraph (n).
(1) Receptacles, small containing gas or gas cartridges for
recycling or disposal, other than those that are leaking or severely
deformed, must be packaged as follows:
(i) The receptacles, small, containing gas or gas cartridges must
be packaged in a strong outer packaging. The strong outer packaging and
its contents must not exceed a gross weight of 55 kg (121 pounds) for
fiberboard packagings or 125 kg (275 pounds) for other packagings; and
(ii) Packagings must be adequately ventilated to prevent the
creation of dangerous atmospheres and build-up of pressure.
(2) Rigid large packagings are authorized conforming to the packing
group II performance level made of:
(i) Steel (50A); Aluminum (50B); Metal other than steel or aluminum
(50N); Rigid plastics (50H); Natural wood (50C); Plywood (50D);
Reconstituted wood (50F); Rigid fiberboard (50G).
(ii) Large packagings must be designed and constructed to prevent
dangerous shifting and inadvertent discharge during normal conditions
of transport;
(iii) Large packagings must be adequately ventilated to prevent the
creation of dangerous atmospheres and the build-up of pressure; and
(iv) Leaking or severely deformed containers must be transported in
salvage cylinders or salvage packagings provided adequate measures are
taken to prevent a dangerous build-up of pressure.
(3) Receptacles, small, containing gas or gas cartridges for
recycling or disposal must not be transported in closed freight
containers.
(4) Receptacles, small, containing gas or gas cartridges for
recycling or disposal that were filled with Division 2.2 gases and have
been pierced are not subject to the requirements of this subchapter.
0
35. In Sec. 173.335, revise paragraph (d) to read as follows:
Sec. 173.335 Chemical under pressure n.o.s.
* * * * *
(d) Periodic inspection.
(1) Except as specified in (d)(2) of this section, the maximum
requalification test period for cylinders transporting chemical under
pressure n.o.s. is 5 years.
(2) For cylinders with maximum capacity of 450 L or less and filled
with materials used as fire extinguishing agents, the maximum
requalification test period is 10 years.
* * * * *
PART 175--CARRIAGE BY AIRCRAFT
0
36. The authority citation for part 175 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81 and 1.97.
0
37. In Sec. 175.8, add paragraph (b)(5) to read as follows:
Sec. 175.8 Exceptions for operator equipment and items of
replacement.
* * * * *
(b) * * *
(5) Alcohol-based hand sanitizers and alcohol-based cleaning
products that are accessible to crewmembers for use on the aircraft
during the flight or series of flights for the purposes of passenger
and crew hygiene. Conditions for the carriage and use must be described
in an operations manual and/or other appropriate manuals.
0
38. In Sec. 175.9, revise paragraph (b)(5)(ii) to read as follows:
Sec. 175.9 Special aircraft operations.
(b) * * *
(5) * * *
(ii) Each type of battery used is either nonspillable, lithium
metal, or lithium ion. Lithium metal or lithium ion batteries must meet
the provisions of Sec. 173.185(a) of this subchapter. Spare batteries
must be individually protected to prevent short circuits when not in
use;
* * * * *
0
39. In Sec. 175.10, revise paragraphs (a)(1) and (11) to read as
follows:
[[Page 43896]]
Sec. 175.10 Exceptions for passengers, crewmembers, and air
operators.
* * * * *
(a) * * *
(1)(i) Non-radioactive medicinal and toilet articles for personal
use (including aerosols) carried in carry-on and checked baggage.
Release devices on aerosols must be protected by a cap or other
suitable means to prevent inadvertent release;
(ii) Other aerosols in Division 2.2 (nonflammable gas) with no
subsidiary risk carried in carry-on or checked baggage. Release devices
on aerosols must be protected by a cap or other suitable means to
prevent inadvertent release;
(iii) The aggregate quantity of these hazardous materials carried
by each person may not exceed 2 kg (70 ounces) by mass or 2 L (68 fluid
ounces) by volume and the capacity of each container may not exceed 0.5
kg (18 ounces) by mass or 500 ml (17 fluid ounces) by volume; and
(iv) The release of gas must not cause extreme annoyance or
discomfort to crew members so as to prevent the correct performance of
assigned duties.
* * * * *
(11) No more than two self-inflating personal safety devices,
intended to be worn by a person such as a life jacket or vest, fitted
with no more than two small gas cartridges per device (containing no
hazardous material other than a Division 2.2 gas) for inflation
purposes plus no more than two spare cartridges per device. The
personal safety device(s) and spare cartridges may be carried in carry-
on or checked baggage, with the approval of the aircraft operator, and
must be packed in such a manner that they cannot be accidently
activated.
* * * * *
0
40. In Sec. 175.75, revise paragraph (b) and Note 1 to the Quantity
and Loading Table in paragraph (f) to read as follows:
Sec. 175.75 Quantity limitations and cargo location.
* * * * *
(b) Hazardous materials stowage. (1) Except as otherwise provided
in this subchapter, no person may carry a hazardous material in the
cabin of a passenger-carrying aircraft or on the flight deck of any
aircraft, and the hazardous material must be located in a place that is
inaccessible to persons other than crew members.
(2) Hazardous materials may be carried in a main deck cargo
compartment of a passenger aircraft provided that the compartment is
inaccessible to passengers and that it meets all certification
requirements for: A Class B aircraft cargo compartment in 14 CFR
25.857(b); or a Class C aircraft cargo compartment in 14 CFR 25.857(c).
(3) A package bearing a ``KEEP AWAY FROM HEAT'' handling marking
must be protected from direct sunshine and stored in a cool and
ventilated place, away from sources of heat.
(4) Except as provided in paragraph (f) of this section, a package
containing a hazardous material acceptable for cargo-only aircraft must
be loaded in an accessible manner.
* * * * *
(f) * * *
Note 1: The following materials are not subject to this loading
restriction--
a. Class 3, PG III (unless the substance is also labeled
CORROSIVE).
b. Division 6.1 (unless the substance is also labeled for any
hazard class or division except FLAMMABLE LIQUID).
c. Division 6.2.
d. Class 7 (unless the hazardous material meets the definition
of another hazard class).
e. Class 9, Limited Quantity, or Excepted Quantity material.
f. Articles of Identification Numbers UN0012, UN0014, or UN0055
also meeting the requirements of Sec. 173.63(b).
g. Articles of Identification Numbers UN3528 or UN3529.
* * * * *
PART 176--CARRIAGE BY VESSEL
0
41. The authority citation for part 176 continues to read as follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.81 and 1.97.
0
42. In Sec. 176.84, in the paragraph (b) table, revise code 4, add
codes 155, 156, and 157 in numerical order, and in the paragraph (c)(2)
table, revise provisions 19E and 22E to read as follows:
Sec. 176.84 Other requirements for stowage, cargo handling, and
segregation for cargo vessels and passenger vessels.
* * * * *
(b) * * *
------------------------------------------------------------------------
Code Provisions
------------------------------------------------------------------------
* * * * * * *
4................................. Shall not be stowed together with
combustible material in the same
cargo transport unit.
* * * * * * *
155............................... Avoid handling the package or keep
handling to a minimum. Inform the
appropriate public health authority
or veterinary authority where
persons or animals may have been
exposed.
156............................... For lithium batteries transported in
accordance with Sec. 173.185(f)
or for purposes of disposal or
recycling, stowage category C
applies.
157............................... For aerosols and gas receptacles
transported for purposes of
recycling or disposal, stowage
category C applies, and stowage
must be clear of living quarters.
* * * * * * *
------------------------------------------------------------------------
* * * * *
(c) * * *
(2) * * *
------------------------------------------------------------------------
Notes Provisions
------------------------------------------------------------------------
* * * * * * *
19E............................... ``Separated from'' explosives
containing chlorates or
perchlorates.
* * * * * * *
22E............................... ``Separated from'' ammonium
compounds and explosives containing
ammonium compounds or salts.
[[Page 43897]]
* * * * * * *
------------------------------------------------------------------------
PART 178--SPECIFICATIONS FOR PACKAGINGS
0
43. The authority citation for part 178 continues to read as follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.81 and 1.97.
0
44. In Sec. 178.3, revise paragraph (a)(4) to read as follows:
Sec. 178.3 Marking of packagings.
(a) * * *
(4) Unless otherwise specified, letters and numerals must be at
least 12.0 mm (0.47 inches) in height except for packagings of less
than or equal to 30 L (7.9 gallons) capacity for liquids or 30 kg (66
pounds) maximum net mass for solids the height must be at least 6.0 mm
(0.2 inches). For packagings having a capacity of 5 L (1.3 gallons) or
less or of 5 kg (11 pounds) maximum net mass, letters and numerals must
be of an appropriate size.
* * * * *
0
45. In Sec. 178.71 by:
0
a. Revising paragraph (d)(2);
0
b. Adding paragraph (l)(1)(iv), and
0
c. Revising paragraph (o)(1)
The revisions and additions read as follows:
Sec. 178.71 Specifications for UN pressure receptacles.
* * * * *
(d) * * *
(2) Service equipment must be configured, or designed, to prevent
damage that could result in the release of the pressure receptacle
contents during normal conditions of handling and transport. Manifold
piping leading to shut-off valves must be sufficiently flexible to
protect the valves and the piping from shearing or releasing the
pressure receptacle contents. The filling and discharge valves and any
protective caps must be secured against unintended opening. The valves
must conform to ISO 10297:2014(E) and ISO 10297:2014/Amd 1:2017(E), or
for non-refillable pressure receptacles valves manufactured until
December 31, 2020, ISO 13340:2001(E) (IBR, see Sec. 171.7 of this
subchapter), and be protected as specified in Sec. 173.301b(f) of this
subchapter. Until December 31, 2022, the manufacture of a valve
conforming to the requirements of ISO 10297:2014(E) (IBR, see Sec.
171.7 of this subchapter) is authorized. Until December 31, 2020, the
manufacture of a valve conforming to the requirements in ISO
10297:2006(E) (IBR, see Sec. 171.7 of this subchapter) was authorized.
Until December 31, 2008, the manufacture of a valve conforming to the
requirements in ISO 10297:1999 (E) (IBR, see Sec. 171.7 of this
subchapter) was authorized. Additionally, valves must be initially
inspected and tested in accordance with ISO 14246:2014(E) and ISO
14246:2014/Amd 1:2017(E), Gas cylinders--Cylinder valves--Manufacturing
tests and examinations (IBR, see Sec. 171.7 of this subchapter). For
self-closing valves with inherent protection, the requirements of ISO
17879:2017(E) (IBR, see Sec. 171.7 of this subchapter) shall be met
until further notice.
* * * * *
(l) * * *
(1) * * *
(iv) ISO 11119-4:2016(E) (IBR, see Sec. 171.7 of this subchapter).
Until December 31, 2020, cylinders conforming to the requirements in
ISO 11119-4(E) (IBR, see Sec. 171.7 of this subchapter) was
authorized.
* * * * *
(o) * * *
(1) ISO 11114-1:2012(E) and 11114-1:2012/Amd 1:2017(E) (IBR, see
Sec. 171.7 of this subchapter).
* * * * *
0
46. In Sec. 178.75, revise paragraph (d)(3) introductory text and add
paragraphs (d)(3)(vi) through (ix) to read as follows:
Sec. 178.75 Specifications for MEGCs.
* * * * *
(d) * * *
(3) Each pressure receptacle of a MEGC must be of the same design
type, seamless steel or composite, and constructed and tested according
to one of the following ISO standards, as appropriate:
* * * * *
(vi) ISO 11119-1:2012(E), Gas cylinders--Refillable composite gas
cylinders and tubes--Design, construction and testing--Part 1: Hoop
wrapped fibre reinforced composite gas cylinders and tubes up to 450 L
(IBR, see Sec. 171.7 of this subchapter).
(vii) ISO 11119-2:2012(E) and ISO 11119-2:2012/Amd.1:2014(E), Gas
cylinders--Refillable composite gas cylinders and tubes--Design,
construction and testing--Part 2: Fully wrapped fibre reinforced
composite gas cylinders and tubes up to 450 L with load-sharing metal
liners (both IBR, see Sec. 171.7 of this subchapter).
(viii) ISO 11119-3:2013(E) Gas cylinders-- Refillable composite gas
cylinders and tubes--Design, construction and testing--Part 3: Fully
wrapped fibre reinforced composite gas cylinders and tubes up to 450 L
with non-load-sharing metallic or non-metallic liners (IBR, see Sec.
171.7 of this subchapter).
(ix) ISO 11119-4:2016 Gas cylinders--Refillable composite gas
cylinders--Design, construction and testing--Part 4: Fully wrapped
fibre reinforced composite gas cylinders up to 150 L with load-sharing
welded metallic liners (IBR, see Sec. 171.7 of this subchapter).
* * * * *
0
47. In Sec. 178.275, revise paragraph (i)(2)(i)(A) to read as follows:
Sec. 178.275 Specification for UN Portable Tanks intended for the
transportation of liquid and solid hazardous materials.
* * * * *
(i) * * *
(2) * * *
(i) * * *
(A) To determine the total required capacity of the relief devices,
which must be regarded as being the sum of the individual capacities of
all the contributing devices, the following formula must be used:
[GRAPHIC] [TIFF OMITTED] TP10AU21.025
Where:
Q = minimum required rate of discharge in cubic meters of air per
second (\m\\3\/s) at conditions: 1 bar and 0 [deg]C (273
[deg]K);
F = for uninsulated shells: 1; for insulated shells: U(649-t)/13.6
but in no case, is less than 0.25
Where:
U = heat transfer coefficient of the insulation, in kW
m-\2\K-\1\, at 38 [deg]C (100 [deg]F); and t =
actual temperature of the hazardous material during filling (in
[deg]C) or when this temperature is unknown, let t = 15 [deg]C (59
[deg]F). The value of F given in this paragraph (i)(2)(i)(A) for
insulated shells may only be used if the insulation is in
conformance with paragraph (i)(2)(iv) of this section;
A = total external surface area of shell in square meters;
Z = the gas compressibility factor in the accumulating condition
(when this factor is unknown, let Z equal 1.0);
T = absolute temperature in Kelvin ([deg]C + 273) above the pressure
relief devices in the accumulating condition;
L = the latent heat of vaporization of the liquid, in kJ/kg, in the
accumulating condition;
[[Page 43898]]
M = molecular weight of the hazardous material.
* * * * *
0
48. In Sec. 178.505, redesignate paragraphs (b)(6) and (7) as (b)(7)
and (8), respectively, and add new paragraph (b)(6) to read as follows:
Sec. 178.505 Standards for aluminum drums.
* * * * *
(b) * * *
(6) If materials used for body, heads, closures, and fittings are
not compatible with the contents to be transported, suitable internal
protective coatings or treatments must be applied. These coatings or
treatments must retain their protective properties under normal
conditions of transport.
(7) Maximum capacity of drum: 450 L (119 gallons).
(8) Maximum net mass: 400 kg (882 pounds).
0
49. In Sec. 178.506, redesignate paragraphs (b)(6) and (7) as (b)(7)
and (8), respectively, and add new paragraph (b)(6) to read as follows:
Sec. 178.506 Standards for metal drums other than steel or aluminum.
* * * * *
(b) * * *
(6) If materials used for body, heads, closures, and fittings are
not compatible with the contents to be transported, suitable internal
protective coatings or treatments must be applied. These coatings or
treatments must retain their protective properties under normal
conditions of transport.
(7) Maximum capacity of drum: 450 L (119 gallons).
(8) Maximum net mass: 400 kg (882 pounds).
0
50. In Sec. 178.609, revise paragraph (g) to read as follows:
Sec. 178.609 Test requirements for packagings for infectious
substances.
* * * * *
(g) Where packaging is intended to contain dry ice, an additional
drop test to that specified in paragraph (d), and when appropriate, (e)
or (f) of this section must be performed on one sample in one of the
orientations described in (d)(1) or (d)(2) of this section, as
appropriate, which is most likely to result in failure of the
packaging. The sample must be stored so that all the dry ice dissipates
prior to being subjected to the drop test.
* * * * *
0
51. In Sec. 178.703, revise paragraphs (b)(6) introductory text and
(b)(7)(iv) to read as follows:
Sec. 178.703 Marking of IBCs.
* * * * *
(b) * * *
(6) For each composite IBC, the inner receptacle must be marked
with at least the following information. The marking must be visible
while inside of the outer receptacle. If the marking is not visible
from the outer receptacle, the marking must be duplicated on the outer
receptacle and include an indication that the marking applies to the
inner receptacle.
* * * * *
(7) * * *
(iv) For IBCs designed for stacking, the maximum permitted stacking
load must be displayed with the symbol. The mass in kilograms (kg)
marked above the symbol must not exceed the load imposed during the
design test, as indicated by the marking in paragraph (a)(1)(vii) of
this section, divided by 1.8. The letters and numbers indicating the
mass must be at least 12 mm (0.48 inches).
0
52. In Sec. 178.705, revise paragraph (c)(1)(iv) introductory text to
read as follows:
Sec. 178.705 Standards for metal IBCs.
* * * * *
(c) * * *
(1) * * *
(iv) Minimum wall thickness. For metal IBCs with a capacity of more
than 1500 liters, the minimum wall thickness must be determined as
follows:
(A) For a reference steel having a product of Rm x Ao = 10,000,
where Ao is the minimum elongation (as a percentage) of the reference
steel to be used on fracture under tensile stress (Rm x Ao = 10,000 x
145; if tensile strength is in U.S. Standard units of pounds per square
inch), the wall thickness must not be less than:
Wall Thickness (T) in mm
----------------------------------------------------------------------------------------------------------------
Types 11A, 11B, 11N Types 21A, 21B, 21N, 31A, 31B, 31N
----------------------------------------------------------------------------------------------------------------
Unprotected Protected Unprotected Protected
----------------------------------------------------------------------------------------------------------------
T = C/2000 + 1.5..................... T = C/2000 + 1.0....... T = C/1000 + 1.0....... T = C/2000 + 1.5
----------------------------------------------------------------------------------------------------------------
* * * * *
PART 180--CONTINUING QUALIFICATION AND MAINTENANCE OF PACKAGINGS
0
53. The authority citation for part 180 continues to read as follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.81 and 1.97.
0
54. In Sec. 180.207, revise paragraph (d)(3) and add (7) to read as
follows:
Sec. 180.207 Requirements for requalification of UN pressure
receptacles.
* * * * *
(d) * * *
(3) Dissolved acetylene UN cylinders: Each dissolved acetylene
cylinder must be requalified in accordance with ISO 10462:2013(E) (IBR,
see Sec. 171.7 of this subchapter). A cylinder requalified in
accordance with ISO 10462(E) up until December 31, 2018, may continue
to be used until the next required requalification. The porous mass and
the shell must be requalified no sooner than 3 years, 6 months, from
the date of manufacture. Thereafter, subsequent requalifications of the
porous mass and shell must be performed at least once every ten years.
* * * * *
(7) UN cylinder bundles: UN cylinder bundles containing compressed,
liquefied, and dissolved gas must be inspected and tested in accordance
with ISO 20475:2018(E) (IBR, see Sec. 171.7 of this subchapter).
Issued in Washington, DC on July 15, 2021, under authority
delegated in 49 CFR 1.97.
William S. Schoonover,
Associate Administrator for Hazardous Materials Safety, Pipeline and
Hazardous Materials Safety Administration.
[FR Doc. 2021-15425 Filed 8-9-21; 8:45 am]
BILLING CODE 4910-60-P