60-Day Notice of Proposed Information Collection: Six Directorate of Defense Trade Controls (DDTC) Information Collections, 41530-41532 [2021-16357]
Download as PDF
<![CDATA[
41530
Federal Register / Vol. 86, No. 145 / Monday, August 2, 2021 / Notices
khammond on DSKJM1Z7X2PROD with NOTICES
provisions of Section 12(d) of the Act
and Rule 12d2–2 thereunder.3 During
the continuance of such suspension
under Rule 12d2–1, the exchange is
required to notify the Commission
promptly of any change in the reasons
for the suspension. Upon the restoration
to trading of any security suspended
under Rule 12d2–1, the exchange must
notify the Commission promptly of the
effective date of such restoration.
The trading suspension notices serve
a number of purposes. First, they inform
the Commission that an exchange has
suspended from trading a listed security
or reintroduced trading in a previously
suspended security. They also provide
the Commission with information
necessary for it to determine that the
suspension has been accomplished in
accordance with the rules of the
exchange, and to verify that the
exchange has not evaded the
requirements of Section 12(d) of the Act
and Rule 12d2–2 thereunder by
improperly employing a trading
suspension. Without Rule 12d2–1, the
Commission would be unable to fully
implement these statutory
responsibilities.
There are 24 national securities
exchanges 4 that are subject to Rule
12d2–1. The burden of complying with
Rule 12d2–1 is not evenly distributed
among the exchanges, however, since
there are many more securities listed on
the New York Stock Exchange, Inc., the
NASDAQ Stock Market, and NYSE
American LLC than on the other
exchanges.5 There are approximately
878 responses 6 under Rule 12d2–1 for
the purpose of suspension of trading
from the national securities exchanges
each year, and the resultant aggregate
annual reporting hour burden would be,
assuming on average one-half reporting
hour per response, 439 annual burden
hours for all exchanges. The related
internal compliance costs associated
3 Rule 12d2–2 prescribes the circumstances under
which a security may be delisted from an exchange
and withdrawn from registration under Section
12(b) of the Act, and provides the procedures for
taking such action.
4 The Exchanges are BOX Exchange LLC, Cboe
BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe
C2 Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe
EDGX Exchange, Inc., Cboe Exchange, Inc.,
Investors Exchange LLC, Long Term Stock
Exchange, Inc., MEMX, LLC, Miami International
Securities Exchange, MIAX Emerald, LLC, MIAX
PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC,
Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX
LLC, The Nasdaq Stock Market, New York Stock
Exchange LLC, NYSE Arca, Inc., NYSE Chicago,
Inc., NYSE American LLC, NYSE National, Inc.
5 In fact, some exchanges do not file any trading
suspension reports in a given year.
6 The 878 figure was calculated by averaging the
numbers for compliance in 2019 and 2020, which
are 822 and 933, respectively.
VerDate Sep<11>2014
17:21 Jul 30, 2021
Jkt 253001
with these burden hours are $98,354 per
year.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 28, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–16410 Filed 7–30–21; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–348, OMB Control No.
3235–0394]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 15g–5
Frm 00098
Dated: July 28, 2021.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–16403 Filed 7–30–21; 8:45 am]
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 15g–5—Disclosure
of Compensation to Associated Persons
in Connection with Penny Stock
Transactions—(17 CFR 240.15g–5)
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.). The
Commission plans to submit this
PO 00000
existing collection of information to the
Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 15g–5 requires brokers and
dealers to disclose to customers the
amount of compensation to be received
by their sales agents in connection with
penny stock transactions. The purpose
of the rule is to increase the level of
disclosure to investors concerning
penny stocks generally and specific
penny stock transactions.
The Commission estimates that
approximately 178 broker-dealers will
spend an average of approximately 87
hours annually to comply with the rule.
Thus, the total time burden is
approximately 15,486 hours per year.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Cynthia
Roscoe, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Fmt 4703
Sfmt 4703
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 11475]
60-Day Notice of Proposed Information
Collection: Six Directorate of Defense
Trade Controls (DDTC) Information
Collections
Notice of request for public
comments.
ACTION:
E:\FR\FM\02AUN1.SGM
02AUN1
Federal Register / Vol. 86, No. 145 / Monday, August 2, 2021 / Notices
The Department of State is
seeking Office of Management and
Budget (OMB) approval for the
information collections described
below. In accordance with the
Paperwork Reduction Act of 1995, we
are requesting comments on these
collections from all interested
individuals and organizations. The
purpose of this notice is to allow 60
days for public comment preceding
submission of the collections to OMB.
DATES: The Department will accept
comments from the public up to October
1, 2021.
ADDRESSES: You may submit comments
by any of the following methods:
• Web: Persons with access to the
internet may comment on this notice by
going to www.Regulations.gov. You can
search for the document by entering
‘‘Docket Number: DOS–2021–0018’’ in
the Search field. Then click the
‘‘Comment Now’’ button and complete
the comment form.
• Email: DDTCPublicComments@
state.gov.
• Regular Mail: Send written
comments to: Andrea Battista, SA–1,
12th Floor, Directorate of Defense Trade
Controls, Bureau of Political Military
Affairs, U.S. Department of State,
Washington, DC 20522–0112.
You must include the DS form
number (if applicable), information
collection title, and the OMB control
number in any correspondence.
FOR FURTHER INFORMATION CONTACT:
Direct requests for additional
information regarding the collection
listed in this notice, including requests
for copies of the proposed collection
instrument and supporting documents,
to Andrea Battista, SA–1, 12th Floor,
Directorate of Defense Trade Controls,
Bureau of Political Military Affairs, U.S.
Department of State, Washington, DC
20522–0112, via phone at (202) 663–
3136, or via email at battistaal@
state.gov.
SUPPLEMENTARY INFORMATION:
• Title of Information Collection:
Application/License for Permanent
Export of Unclassified Defense Articles
and Related Unclassified Technical
Data.
• OMB Control Number: 1405–0003.
• Type of Request: Extension of a
Currently Approved Collection.
• Originating Office: Bureau of
Political-Military Affairs, Directorate of
Defense Trade Controls, PM/DDTC.
• Form Number: DSP–5.
• Respondents: Business, Nonprofit
Organizations, and Individuals.
• Estimated Number of Respondents:
1,668.
• Estimated Number of Responses:
19,210.
khammond on DSKJM1Z7X2PROD with NOTICES
SUMMARY:
VerDate Sep<11>2014
17:21 Jul 30, 2021
Jkt 253001
• Average Time per Response: 1 hour.
• Total Estimated Burden Time:
19,210 hours.
• Frequency: On Occasion.
• Obligation to Respond: Required to
Obtain or Retain a Benefit.
• Title of Information Collection:
Application/License for Temporary
Import of Unclassified Defense Articles.
• OMB Control Number: 1405–0013.
• Type of Request: Extension of
Currently Approved Collection.
• Originating Office: Bureau of
Political-Military Affairs, Directorate of
Defense Trade Controls, PM/DDTC.
• Form Number: DSP–61.
• Respondents: Business, Nonprofit
Organizations, and Individuals.
• Estimated Number of Respondents:
141.
• Estimated Number of Responses:
578.
• Average Time per Response: 30
minutes.
• Total Estimated Burden Time: 289
hours.
• Frequency: On Occasion.
• Obligation to Respond: Required in
Order to Obtain or Retain Benefits.
• Title of Information Collection:
Application/License for Permanent/
Temporary Export or Temporary Import
of Classified Defense Articles and
Related Classified Technical Data.
• OMB Control Number: 1405–0022.
• Type of Request: Extension of
Currently Approved Collection.
• Originating Office: Bureau of
Political-Military Affairs, Directorate of
Defense Trade Controls, PM/DDTC.
• Form Number: DSP–85.
• Respondents: Business, Nonprofit
Organizations, and Individuals.
• Estimated Number of Respondents:
64.
• Estimated Number of Responses:
277.
• Average Time per Response: 30
minutes.
• Total Estimated Burden Time: 138.5
hours.
• Frequency: On Occasion.
• Obligation to Respond: Required in
Order to Obtain or Retain Benefits.
• Title of Information Collection:
Application/License for Temporary
Export of Unclassified Defense Articles.
• OMB Control Number: 1405–0023.
• Type of Request: Extension of
Currently Approved Collection.
• Originating Office: Bureau of
Political-Military Affairs, Directorate of
Defense Trade Controls, PM/DDTC.
• Form Number: DSP–73.
• Respondents: Business and
Nonprofit Organizations.
• Estimated Number of Respondents:
339.
PO 00000
Frm 00099
Fmt 4703
Sfmt 4703
41531
• Estimated Number of Responses:
2,196.
• Average Time per Response: 1 hour.
• Total Estimated Burden Time: 2,196
hours.
• Frequency: On Occasion.
• Obligation to Respond: Required in
Order to Obtain or Retain Benefits.
• Title of Information Collection:
Application for Amendment to License
for Export or Import of Classified or
Unclassified Defense Articles and
Related Classified Technical Data.
• OMB Control Number: 1405–0092.
• Type of Request: Extension of
Currently Approved Collection.
• Originating Office: Bureau of
Political-Military Affairs, Directorate of
Defense Trade Controls, PM/DDTC.
• Form Number: DSP–6; DSP–62;
DSP–74.
• Respondents: Business, Nonprofit
Organizations, and Individuals.
• Estimated Number of Respondents:
440.
• Estimated Number of Responses:
1,742.
• Average Time per Response: 30
minutes.
• Total Estimated Burden Time: 871
hours.
• Frequency: On Occasion.
• Obligation to Respond: Required in
Order to Obtain or Retain Benefits.
• Title of Information Collection:
Nontransfer and Use Certificate.
• OMB Control Number: 1405–0021.
• Type of Request: Extension of
Currently Approved Collection.
• Originating Office: Bureau of
Political-Military Affairs, Directorate of
Defense Trade Controls, PM/DDTC.
• Form Number: DSP–83.
• Respondents: Business, Nonprofit
Organizations, and Individuals.
• Estimated Number of Respondents:
675.
• Estimated Number of Responses:
675.
• Average Time per Response: 1 hour.
• Total Estimated Burden Time: 675
hours.
• Frequency: On Occasion.
• Obligation to Respond: Required in
Order to Obtain or Retain Benefits.
We are soliciting public comments to
permit the Department to:
• Evaluate whether the proposed
information collection is necessary for
the proper functions of the Department.
• Evaluate the accuracy of our
estimate of the time and cost burden for
this proposed collection, including the
validity of the methodology and
assumptions used.
• Enhance the quality, utility, and
clarity of the information to be
collected.
E:\FR\FM\02AUN1.SGM
02AUN1
41532
Federal Register / Vol. 86, No. 145 / Monday, August 2, 2021 / Notices
khammond on DSKJM1Z7X2PROD with NOTICES
• Minimize the reporting burden on
those who are to respond, including the
use of automated collection techniques
or other forms of information
technology.
Please note that comments submitted
in response to this Notice are public
record. Before including any detailed
personal information, you should be
aware that your comments as submitted,
including your personal information,
will be available for public review.
Abstract of Proposed Collections
The export, temporary import, and
brokering of defense articles, including
technical data, and defense services are
authorized by the Department of State,
Directorate of Defense Trade Controls
(DDTC) in accordance with the
International Traffic in Arms
Regulations (‘‘ITAR,’’ 22 CFR parts 120–
130) and section 38 of the Arms Export
Control Act. Those who manufacture,
broker, export, or temporarily import
defense articles, including technical
data, or defense services must register
with the Department of State and obtain
a decision from the Department as to
whether it is in the interests of U.S.
foreign policy and national security to
approve covered transactions. Also,
registered brokers must submit annual
reports regarding all brokering activity
that was transacted, and registered
manufacturers and exporter must
maintain records of defense trade
activities for five years.
• 1405–0003, Application/License for
Permanent Export of Unclassified
Defense Articles and Related
Unclassified Technical Data: In
accordance with part 123 of the ITAR,
any person who intends to permanently
export unclassified defense articles or
unclassified technical data must obtain
authorization from DDTC prior to
export. ‘‘Application/License for
Permanent Export of Unclassified
Defense Articles and Related
Unclassified Technical Data’’ (Form
DSP–5) is the licensing vehicle typically
used to obtain permission for the
permanent export of unclassified
defense articles, including unclassified
technical data, enumerated on the
USML. This form is an application that,
when completed and approved by PM/
DDTC, Department of State, constitutes
the official record and authorization for
the permanent commercial export of
unclassified U.S. Munitions List
articles, pursuant to the Arms Export
Control Act and the International Traffic
in Arms Regulations.
• 1405–0013, Application/License for
Temporary Import of Unclassified
Defense Articles: In accordance with
part 123 of the ITAR, any person who
VerDate Sep<11>2014
17:21 Jul 30, 2021
Jkt 253001
intends to temporarily import
unclassified defense articles must obtain
DDTC authorization prior to import.
‘‘Application/License for Temporary
Import of Unclassified Defense Articles’’
(Form DSP–61) is the licensing vehicle
typically used to obtain permission for
the temporary import of unclassified
defense articles covered by USML. This
form is an application that, when
completed and approved by PM/DDTC,
Department of State, constitutes the
official record and authorization for the
temporary commercial import of
unclassified U.S. Munitions List
articles, pursuant to the Arms Export
Control Act and the International Traffic
in Arms Regulations.
• 1405–0022, Application/License for
Permanent/Temporary Export or
Temporary Import of Classified Defense
Articles and Related Classified
Technical Data: In accordance with part
123 of the ITAR, any person who
intends to permanently export,
temporarily export, or temporarily
import classified defense articles,
including classified technical data must
first obtain DDTC authorization.
‘‘Application/License for Permanent/
Temporary Export or Temporary Import
of Classified Defense Articles and
Related Classified Technical Data’’
(Form DSP–85) is used to obtain
permission for the permanent export,
temporary export, or temporary import
of classified defense articles, including
classified technical data, covered by the
USML. This form is an application that,
when completed and approved by PM/
DDTC, Department of State, constitutes
the official record and authorization for
all classified commercial defense trade
transactions, pursuant to the Arms
Export Control Act and the International
Traffic in Arms Regulations.
• 1405–0023, Application/License for
Temporary Export of Unclassified
Defense Articles: In accordance with
part 123 of the ITAR, any person who
intends to temporarily export
unclassified defense articles must DDTC
authorization prior to export.
‘‘Application/License for Temporary
Export of Unclassified Defense Articles’’
(Form DSP–73) is the licensing vehicle
typically used to obtain permission for
the temporary export of unclassified
defense articles covered by the USML.
This form is an application that, when
completed and approved by PM/DDTC,
Department of State, constitutes the
official record and authorization for the
temporary commercial export of
unclassified U.S. Munitions List
articles, pursuant to the Arms Export
Control Act and the International Traffic
in Arms Regulations.
PO 00000
Frm 00100
Fmt 4703
Sfmt 4703
• 1405–0092, Application for
Amendment to License for Export or
Import of Classified or Unclassified
Defense Articles and Related Classified
Technical Data: In accordance with part
123 of the ITAR, any person who
intends to permanently export,
temporarily import, or temporarily
export unclassified or classified defense
articles or related technical data must
obtain DDTC authorization.
‘‘Application for Amendment to License
for Export or Import of Classified or
Unclassified Defense Articles and
Related Classified Technical Data’’ is
used to obtain permission for certain
changes to previously approved
licenses. This form is an application
that, when completed and approved by
PM/DDTC, Department of State,
constitutes the official record and
authorization for all requests to amend
existing defense trade authorizations
made pursuant to the Arms Export
Control Act and the International Traffic
in Arms Regulations.
• 1405–0021, Nontransfer and Use
Certificate: Pursuant to § 123.10 of the
ITAR, a completed ‘‘Nontransfer and
Use Certificate’’ (Form DSP–83) must
accompany an export license
application to export significant military
equipment and classified articles and
technical data. Pursuant to § 124.10 of
the ITAR, a completed ‘‘Nontransfer and
Use Certificate’’ must be submitted with
any request for a manufacturing license
agreement or technical assistance
agreement that relates to significant
military equipment or classified defense
articles and technical data. The foreign
consignee (if applicable), foreign enduser, and applicant execute this form.
By signing the certificate the foreign
end-user certifies that they will not,
except as specifically authorized by
prior written approval of the
Department of State, re-export, resell or
otherwise dispose of the defense articles
enumerated in the application (1)
outside the foreign country named as
the country of ultimate destination; or
(2) to any other person. With respect to
agreements that involve classified
articles or classified technical data, an
authorized representative of the foreign
government must also sign the form.
Methodology
This information collection may be
sent to the Directorate of Defense Trade
Controls via the following methods:
Electronically or mail.
Neal F. Kringel,
Director of Management, Bureau of PoliticalMilitary Affairs, U.S. Department of State.
[FR Doc. 2021–16357 Filed 7–30–21; 8:45 am]
BILLING CODE 4710–25–P
E:\FR\FM\02AUN1.SGM
02AUN1
]]>Agencies
[Federal Register Volume 86, Number 145 (Monday, August 2, 2021)]
[Notices]
[Pages 41530-41532]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-16357]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Public Notice: 11475]
60-Day Notice of Proposed Information Collection: Six Directorate
of Defense Trade Controls (DDTC) Information Collections
ACTION: Notice of request for public comments.
-----------------------------------------------------------------------
[[Page 41531]]
SUMMARY: The Department of State is seeking Office of Management and
Budget (OMB) approval for the information collections described below.
In accordance with the Paperwork Reduction Act of 1995, we are
requesting comments on these collections from all interested
individuals and organizations. The purpose of this notice is to allow
60 days for public comment preceding submission of the collections to
OMB.
DATES: The Department will accept comments from the public up to
October 1, 2021.
ADDRESSES: You may submit comments by any of the following methods:
Web: Persons with access to the internet may comment on
this notice by going to www.Regulations.gov. You can search for the
document by entering ``Docket Number: DOS-2021-0018'' in the Search
field. Then click the ``Comment Now'' button and complete the comment
form.
Email: [email protected].
Regular Mail: Send written comments to: Andrea Battista,
SA-1, 12th Floor, Directorate of Defense Trade Controls, Bureau of
Political Military Affairs, U.S. Department of State, Washington, DC
20522-0112.
You must include the DS form number (if applicable), information
collection title, and the OMB control number in any correspondence.
FOR FURTHER INFORMATION CONTACT: Direct requests for additional
information regarding the collection listed in this notice, including
requests for copies of the proposed collection instrument and
supporting documents, to Andrea Battista, SA-1, 12th Floor, Directorate
of Defense Trade Controls, Bureau of Political Military Affairs, U.S.
Department of State, Washington, DC 20522-0112, via phone at (202) 663-
3136, or via email at [email protected].
SUPPLEMENTARY INFORMATION:
Title of Information Collection: Application/License for
Permanent Export of Unclassified Defense Articles and Related
Unclassified Technical Data.
OMB Control Number: 1405-0003.
Type of Request: Extension of a Currently Approved
Collection.
Originating Office: Bureau of Political-Military Affairs,
Directorate of Defense Trade Controls, PM/DDTC.
Form Number: DSP-5.
Respondents: Business, Nonprofit Organizations, and
Individuals.
Estimated Number of Respondents: 1,668.
Estimated Number of Responses: 19,210.
Average Time per Response: 1 hour.
Total Estimated Burden Time: 19,210 hours.
Frequency: On Occasion.
Obligation to Respond: Required to Obtain or Retain a
Benefit.
Title of Information Collection: Application/License for
Temporary Import of Unclassified Defense Articles.
OMB Control Number: 1405-0013.
Type of Request: Extension of Currently Approved
Collection.
Originating Office: Bureau of Political-Military Affairs,
Directorate of Defense Trade Controls, PM/DDTC.
Form Number: DSP-61.
Respondents: Business, Nonprofit Organizations, and
Individuals.
Estimated Number of Respondents: 141.
Estimated Number of Responses: 578.
Average Time per Response: 30 minutes.
Total Estimated Burden Time: 289 hours.
Frequency: On Occasion.
Obligation to Respond: Required in Order to Obtain or
Retain Benefits.
Title of Information Collection: Application/License for
Permanent/Temporary Export or Temporary Import of Classified Defense
Articles and Related Classified Technical Data.
OMB Control Number: 1405-0022.
Type of Request: Extension of Currently Approved
Collection.
Originating Office: Bureau of Political-Military Affairs,
Directorate of Defense Trade Controls, PM/DDTC.
Form Number: DSP-85.
Respondents: Business, Nonprofit Organizations, and
Individuals.
Estimated Number of Respondents: 64.
Estimated Number of Responses: 277.
Average Time per Response: 30 minutes.
Total Estimated Burden Time: 138.5 hours.
Frequency: On Occasion.
Obligation to Respond: Required in Order to Obtain or
Retain Benefits.
Title of Information Collection: Application/License for
Temporary Export of Unclassified Defense Articles.
OMB Control Number: 1405-0023.
Type of Request: Extension of Currently Approved
Collection.
Originating Office: Bureau of Political-Military Affairs,
Directorate of Defense Trade Controls, PM/DDTC.
Form Number: DSP-73.
Respondents: Business and Nonprofit Organizations.
Estimated Number of Respondents: 339.
Estimated Number of Responses: 2,196.
Average Time per Response: 1 hour.
Total Estimated Burden Time: 2,196 hours.
Frequency: On Occasion.
Obligation to Respond: Required in Order to Obtain or
Retain Benefits.
Title of Information Collection: Application for Amendment
to License for Export or Import of Classified or Unclassified Defense
Articles and Related Classified Technical Data.
OMB Control Number: 1405-0092.
Type of Request: Extension of Currently Approved
Collection.
Originating Office: Bureau of Political-Military Affairs,
Directorate of Defense Trade Controls, PM/DDTC.
Form Number: DSP-6; DSP-62; DSP-74.
Respondents: Business, Nonprofit Organizations, and
Individuals.
Estimated Number of Respondents: 440.
Estimated Number of Responses: 1,742.
Average Time per Response: 30 minutes.
Total Estimated Burden Time: 871 hours.
Frequency: On Occasion.
Obligation to Respond: Required in Order to Obtain or
Retain Benefits.
Title of Information Collection: Nontransfer and Use
Certificate.
OMB Control Number: 1405-0021.
Type of Request: Extension of Currently Approved
Collection.
Originating Office: Bureau of Political-Military Affairs,
Directorate of Defense Trade Controls, PM/DDTC.
Form Number: DSP-83.
Respondents: Business, Nonprofit Organizations, and
Individuals.
Estimated Number of Respondents: 675.
Estimated Number of Responses: 675.
Average Time per Response: 1 hour.
Total Estimated Burden Time: 675 hours.
Frequency: On Occasion.
Obligation to Respond: Required in Order to Obtain or
Retain Benefits.
We are soliciting public comments to permit the Department to:
Evaluate whether the proposed information collection is
necessary for the proper functions of the Department.
Evaluate the accuracy of our estimate of the time and cost
burden for this proposed collection, including the validity of the
methodology and assumptions used.
Enhance the quality, utility, and clarity of the
information to be collected.
[[Page 41532]]
Minimize the reporting burden on those who are to respond,
including the use of automated collection techniques or other forms of
information technology.
Please note that comments submitted in response to this Notice are
public record. Before including any detailed personal information, you
should be aware that your comments as submitted, including your
personal information, will be available for public review.
Abstract of Proposed Collections
The export, temporary import, and brokering of defense articles,
including technical data, and defense services are authorized by the
Department of State, Directorate of Defense Trade Controls (DDTC) in
accordance with the International Traffic in Arms Regulations
(``ITAR,'' 22 CFR parts 120-130) and section 38 of the Arms Export
Control Act. Those who manufacture, broker, export, or temporarily
import defense articles, including technical data, or defense services
must register with the Department of State and obtain a decision from
the Department as to whether it is in the interests of U.S. foreign
policy and national security to approve covered transactions. Also,
registered brokers must submit annual reports regarding all brokering
activity that was transacted, and registered manufacturers and exporter
must maintain records of defense trade activities for five years.
1405-0003, Application/License for Permanent Export of
Unclassified Defense Articles and Related Unclassified Technical Data:
In accordance with part 123 of the ITAR, any person who intends to
permanently export unclassified defense articles or unclassified
technical data must obtain authorization from DDTC prior to export.
``Application/License for Permanent Export of Unclassified Defense
Articles and Related Unclassified Technical Data'' (Form DSP-5) is the
licensing vehicle typically used to obtain permission for the permanent
export of unclassified defense articles, including unclassified
technical data, enumerated on the USML. This form is an application
that, when completed and approved by PM/DDTC, Department of State,
constitutes the official record and authorization for the permanent
commercial export of unclassified U.S. Munitions List articles,
pursuant to the Arms Export Control Act and the International Traffic
in Arms Regulations.
1405-0013, Application/License for Temporary Import of
Unclassified Defense Articles: In accordance with part 123 of the ITAR,
any person who intends to temporarily import unclassified defense
articles must obtain DDTC authorization prior to import. ``Application/
License for Temporary Import of Unclassified Defense Articles'' (Form
DSP-61) is the licensing vehicle typically used to obtain permission
for the temporary import of unclassified defense articles covered by
USML. This form is an application that, when completed and approved by
PM/DDTC, Department of State, constitutes the official record and
authorization for the temporary commercial import of unclassified U.S.
Munitions List articles, pursuant to the Arms Export Control Act and
the International Traffic in Arms Regulations.
1405-0022, Application/License for Permanent/Temporary
Export or Temporary Import of Classified Defense Articles and Related
Classified Technical Data: In accordance with part 123 of the ITAR, any
person who intends to permanently export, temporarily export, or
temporarily import classified defense articles, including classified
technical data must first obtain DDTC authorization. ``Application/
License for Permanent/Temporary Export or Temporary Import of
Classified Defense Articles and Related Classified Technical Data''
(Form DSP-85) is used to obtain permission for the permanent export,
temporary export, or temporary import of classified defense articles,
including classified technical data, covered by the USML. This form is
an application that, when completed and approved by PM/DDTC, Department
of State, constitutes the official record and authorization for all
classified commercial defense trade transactions, pursuant to the Arms
Export Control Act and the International Traffic in Arms Regulations.
1405-0023, Application/License for Temporary Export of
Unclassified Defense Articles: In accordance with part 123 of the ITAR,
any person who intends to temporarily export unclassified defense
articles must DDTC authorization prior to export. ``Application/License
for Temporary Export of Unclassified Defense Articles'' (Form DSP-73)
is the licensing vehicle typically used to obtain permission for the
temporary export of unclassified defense articles covered by the USML.
This form is an application that, when completed and approved by PM/
DDTC, Department of State, constitutes the official record and
authorization for the temporary commercial export of unclassified U.S.
Munitions List articles, pursuant to the Arms Export Control Act and
the International Traffic in Arms Regulations.
1405-0092, Application for Amendment to License for Export
or Import of Classified or Unclassified Defense Articles and Related
Classified Technical Data: In accordance with part 123 of the ITAR, any
person who intends to permanently export, temporarily import, or
temporarily export unclassified or classified defense articles or
related technical data must obtain DDTC authorization. ``Application
for Amendment to License for Export or Import of Classified or
Unclassified Defense Articles and Related Classified Technical Data''
is used to obtain permission for certain changes to previously approved
licenses. This form is an application that, when completed and approved
by PM/DDTC, Department of State, constitutes the official record and
authorization for all requests to amend existing defense trade
authorizations made pursuant to the Arms Export Control Act and the
International Traffic in Arms Regulations.
1405-0021, Nontransfer and Use Certificate: Pursuant to
Sec. 123.10 of the ITAR, a completed ``Nontransfer and Use
Certificate'' (Form DSP-83) must accompany an export license
application to export significant military equipment and classified
articles and technical data. Pursuant to Sec. 124.10 of the ITAR, a
completed ``Nontransfer and Use Certificate'' must be submitted with
any request for a manufacturing license agreement or technical
assistance agreement that relates to significant military equipment or
classified defense articles and technical data. The foreign consignee
(if applicable), foreign end-user, and applicant execute this form. By
signing the certificate the foreign end-user certifies that they will
not, except as specifically authorized by prior written approval of the
Department of State, re-export, resell or otherwise dispose of the
defense articles enumerated in the application (1) outside the foreign
country named as the country of ultimate destination; or (2) to any
other person. With respect to agreements that involve classified
articles or classified technical data, an authorized representative of
the foreign government must also sign the form.
Methodology
This information collection may be sent to the Directorate of
Defense Trade Controls via the following methods: Electronically or
mail.
Neal F. Kringel,
Director of Management, Bureau of Political-Military Affairs, U.S.
Department of State.
[FR Doc. 2021-16357 Filed 7-30-21; 8:45 am]
BILLING CODE 4710-25-P
