Privacy Act of 1974; System of Records, 41033-41035 [2021-16287]
Download as PDF
<![CDATA[
Federal Register / Vol. 86, No. 144 / Friday, July 30, 2021 / Notices
41033
TABLE 1—REGISTRATION REVIEW INTERIM DECISIONS BEING ISSUED—Continued
Registration review case name and No.
Docket ID No.
Chemical review manager and contact information
Fenamidone, Case Number 7033 ....................................
EPA–HQ–OPP–2014–0048
Fenazaquin, Case Number 7447 .....................................
EPA–HQ–OPP–2020–0081
Halohydantoins, Case Number 3055 ...............................
EPA–HQ–OPP–2013–0220
Insect Viruses, Case Number 4106 .................................
EPA–HQ–OPP–2011–0694
Myclobutanil, Case Number 7006 ....................................
EPA–HQ–OPP–2015–0053
Polixetonium chloride, (Busan 77) ...................................
Case Number 3034 ..........................................................
Propylene Oxide (PPO), Case Number 2560 ..................
EPA–HQ–OPP–2015–0256
Pseudomonas aureofaciens, Case Number 6009 ...........
EPA–HQ–OPP–2012–0421
Christian Bongard, bongard.christian@epa.gov, 703–
347–0337.
Katherine Atha, atha.katherine@epa.gov, 703–347–
0183.
Peter Bergquist, berquist.peter@epa.gov, 703–347–
8563.
Jennifer Odom, odom.jennifer@epa.gov, 703–347–
0565.
Anitha Kisanga, kisanga.anitha@epa.gov, 703–347–
0540.
Peter Bergquist, berquist.peter@epa.gov, 703–347–
8563.
Jonathan Williams, williams.jonathanr@epa.gov, 703–
347–0670.
Susanne Cerrelli, cerrelli.susanne@epa.gov, 703–308–
8077.
The proposed interim registration
review decisions for the chemicals in
the Table 1 were posted to the docket
and the public was invited to submit
any comments or new information. EPA
addressed the comments or information
received during the 60-day comment
period for the proposed interim
decisions in the discussion for each
pesticide listed in the table. Comments
from the 60-day comment period that
were received may or may not have
affected the Agency’s interim decision.
Pursuant to 40 CFR 155.58(c), the
registration review case docket for the
chemicals listed in the Table will
remain open until all actions required in
the interim decision have been
completed.
This document also announces the
closure of the registration review case
for Pseudomonas aureofaciens (Case
Number 6009, Docket ID Number EPA–
HQ–OPP–2012–0421) because the last
U.S. registrations for these pesticides
have been canceled.
Background on the registration review
program is provided at: https://
www.epa.gov/pesticide-reevaluation.
Authority: 7 U.S.C. 136 et seq.
Dated: July 26, 2021.
Mary Reaves,
Acting Director, Pesticide Re-Evaluation
Division, Office of Pesticide Programs.
[FR Doc. 2021–16318 Filed 7–29–21; 8:45 am]
BILLING CODE 6560–50–P
lotter on DSK11XQN23PROD with NOTICES1
FEDERAL RESERVE SYSTEM
Formations of, Acquisitions by, and
Mergers of Bank Holding Companies
The companies listed in this notice
have applied to the Board for approval,
pursuant to the Bank Holding Company
Act of 1956 (12 U.S.C. 1841 et seq.)
(BHC Act), Regulation Y (12 CFR part
VerDate Sep<11>2014
17:24 Jul 29, 2021
Jkt 253001
EPA–HQ–OPP–2013–0156
225), and all other applicable statutes
and regulations to become a bank
holding company and/or to acquire the
assets or the ownership of, control of, or
the power to vote shares of a bank or
bank holding company and all of the
banks and nonbanking companies
owned by the bank holding company,
including the companies listed below.
The public portions of the
applications listed below, as well as
other related filings required by the
Board, if any, are available for
immediate inspection at the Federal
Reserve Bank(s) indicated below and at
the offices of the Board of Governors.
This information may also be obtained
on an expedited basis, upon request, by
contacting the appropriate Federal
Reserve Bank and from the Board’s
Freedom of Information Office at
https://www.federalreserve.gov/foia/
request.htm. Interested persons may
express their views in writing on the
standards enumerated in the BHC Act
(12 U.S.C. 1842(c)).
Comments regarding each of these
applications must be received at the
Reserve Bank indicated or the offices of
the Board of Governors, Ann E.
Misback, Secretary of the Board, 20th
Street and Constitution Avenue NW,
Washington, DC 20551–0001, not later
than August 30, 2021.
A. Federal Reserve Bank of Boston
(Prabal Chakrabarti, Senior Vice
President) 600 Atlantic Avenue, Boston,
Massachusetts 02210–2204. Comments
can also be sent electronically to
BOS.SRC.Applications.Comments@
bos.frb.org:
1. Eastern Bankshares Inc., Boston,
Massachusetts; to acquire Century
Bancorp, Inc., Medford, Massachusetts,
and thereby indirectly acquire Century
Bank and Trust Company, Somerville,
Massachusetts.
PO 00000
Frm 00032
Fmt 4703
Sfmt 4703
Board of Governors of the Federal Reserve
System, July 27, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021–16285 Filed 7–29–21; 8:45 am]
BILLING CODE P
FEDERAL RESERVE SYSTEM
Privacy Act of 1974; System of
Records
Board of Governors of the
Federal Reserve System.
ACTION: Notice of a modified system of
records.
AGENCY:
Pursuant to the provisions of
the Privacy Act of 1974, notice is given
that the Board of Governors of the
Federal Reserve System (Board)
proposes to modify an existing system
of records entitled, BGFRS–17, ‘‘FRB—
Municipal or Government Securities
Principals and Representatives.’’
BGFRS–17 contains the regulatory
filings (i.e., applications) for individuals
seeking to become municipal securities
principals or representatives associated
with a municipal securities dealer or
government securities principals or
representatives associated with a
government securities broker or dealer.
The filings also include notifications of
termination of activities for municipal
securities principals or representatives.
DATES: Comments must be received on
or before August 30, 2021. This new
system of records will become effective
August 30, 2021, without further notice,
unless comments dictate otherwise.
The Office of Management and Budget
(OMB), which has oversight
responsibility under the Privacy Act,
requires a 30-day period prior to
publication in the Federal Register in
which to review the system and to
SUMMARY:
E:\FR\FM\30JYN1.SGM
30JYN1
lotter on DSK11XQN23PROD with NOTICES1
41034
Federal Register / Vol. 86, No. 144 / Friday, July 30, 2021 / Notices
provide any comments to the agency.
The public is then given a 30-day period
in which to comment, in accordance
with 5 U.S.C. 552a(e)(4) and (11).
ADDRESSES: You may submit comments,
identified by BGFRS–17: ‘‘FRB—
Municipal or Government Securities
Principals and Representatives’’ by any
of the following methods:
• Agency website: https://
www.federalreserve.gov. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
• Email: regs.comments@
federalreserve.gov. Include SORN name
and number in the subject line of the
message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
All public comments will be made
available on the Board’s website at
https://www.federalreserve.gov/apps/
foia/proposedregs.aspx as submitted,
unless modified for technical reasons or
to remove sensitive personally
identifiable information. Public
comments may also be viewed
electronically or in paper in Room 146,
1709 New York Avenue NW,
Washington, DC 20006, between 9:00
a.m. and 5:00 p.m. on weekdays.
FOR FURTHER INFORMATION CONTACT:
David B. Husband, Counsel, (202) 530–
6270, or david.b.husband@frb.gov; Legal
Division, Board of Governors of the
Federal Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869.
SUPPLEMENTARY INFORMATION: The Board
is modifying the system to update the
system manager, to clarify the category
of individuals covered, and to change
the category of records in the system to
reflect that the Board is no longer
collecting date of birth, place of birth, or
social security numbers. The Board is
also updating the authority section to
eliminate a reference to Executive Order
9397, which addresses collection of
social security numbers as no longer
necessary. The Board has modified the
category of individuals to separately
identify the individuals who seek to be
principals or representatives associated
with a municipal securities dealer from
those who seek to be principals or
representatives associated with a
government securities broker or dealer.
The Board is also changing the term
‘‘persons’’ throughout the system of
VerDate Sep<11>2014
17:24 Jul 29, 2021
Jkt 253001
record notice to instead refer to
‘‘individuals.’’
The Board is also making technical
changes to BGFRS–17 consistent with
the template laid out in OMB Circular
No. A–108. Accordingly, the Board has
made technical corrections and nonsubstantive language revisions to the
following sections: ‘‘Policies and
Practices for Storage of Records,’’
‘‘Policies and Practices for Retrieval of
Records,’’ ‘‘Policies and Practices for
Retention and Disposal of Records,’’
‘‘Administrative, Technical and
Physical Safeguards,’’ ‘‘Record Access
Procedures,’’ ‘‘Contesting Record
Procedures,’’ and ‘‘Notification
Procedures.’’ The Board has also created
the following new sections: ‘‘Security
Classification’’ and ‘‘History.’’
SYSTEM NAME AND NUMBER:
BGFRS–17 ‘‘FRB—Municipal or
Government Securities Principals and
Representatives’’
Unclassified.
SYSTEM LOCATION:
Records are maintained at the Board’s
central offices located at: Board of
Governors of the Federal Reserve
System, 20th Street and Constitution
Avenue NW, Washington, DC 20551.
SYSTEM MANAGER(S):
The manager is located at the Board’s
central offices in Washington, DC. The
manager for this system is Lindsay
Steedman, Manager, Supervision and
Regulation Division, (202) 912–4322, or
lindsay.a.steedman@frb.gov.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Sections 3, 15B, 15C, 17, and 23 of the
Securities Exchange Act of 1934 (15
U.S.C. 78c, 78o–4, 78o–5, 78q, and
78w), and section 11 of the Federal
Reserve Act (12 U.S.C. 248).
PURPOSE(S) OF THE SYSTEM:
These records are collected and
maintained to permit the Board to
perform its responsibilities under the
securities laws with regard to the
individuals described in this system of
records.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who are, or seek to be: (1)
Principals or representatives associated
with a municipal securities dealer that
is a state member bank of the Federal
Reserve System, a bank holding
company, a savings and loan holding
company, a foreign bank, an uninsured
State branch or agency of a foreign bank,
a commercial lending company owned
Frm 00033
Fmt 4703
Sfmt 4703
CATEGORIES OF RECORDS IN THE SYSTEM:
Identifying information (e.g., name,
address); educational, employment,
criminal history, and disciplinary
information; scores on professional
qualification examinations; and, where
applicable, information regarding
termination of employment of
individuals covered by the system.
Historical records may also include the
individual’s date of birth, place of birth,
and social security number.
RECORD SOURCE CATEGORIES:
SECURITY CLASSIFICATION:
PO 00000
or controlled by a foreign bank, or an
Edge Act corporation; or (2) principals
or representatives associated with a
government securities broker or dealer
that is a state member bank of the
Federal Reserve System, a foreign bank,
an uninsured State branch or agency of
a foreign bank, a foreign bank-owned or
controlled commercial lending
company, or an Edge Act or agreement
corporation.
Information is provided by the
individual to whom the record pertains
as well as municipal or government
securities dealers with whom the
individuals are associated, and federal,
state, local, and foreign governmental
authorities, and self-regulatory
organizations that regulate the securities
industry.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
General routine uses, A, C, D, E, G, I,
and J apply to this system. These
general routine uses are located at
https://www.federalreserve.gov/files/
SORN-page-general-routine-uses-ofboard-systems-of-records.pdf and are
published in the Federal Register at 83
FR 43872 (August 28, 2018) at 43873–
74. In addition, records may also be
used to disclose information to a
federal, state, local, or foreign
governmental authority or a selfregulatory organization if necessary in
order to obtain information relevant to
a Federal Reserve Board inquiry
concerning an individual who is or
seeks to be associated with a municipal
or government securities dealer.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records are stored in paper and
electronic form.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records can be retrieved by an
individual’s name.
E:\FR\FM\30JYN1.SGM
30JYN1
Federal Register / Vol. 86, No. 144 / Friday, July 30, 2021 / Notices
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
The retention period for these records
is currently under review. Until the
review is completed, the records will
not be destroyed.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Access to records is limited to those
whose official duties require it. Paper
records are secured by lock and key.
NOTIFICATION PROCEDURES:
RECORD ACCESS PROCEDURES:
The Privacy Act allows individuals
the right to access records maintained
about them in a Board system of
records. Your request for access must:
(1) Contain a statement that the request
is made pursuant to the Privacy Act of
1974; (2) provide either the name of the
Board system of records expected to
contain the record requested or a
concise description of the system of
records; (3) provide the information
necessary to verify your identity; and (4)
provide any other information that may
assist in the rapid identification of the
record you seek.
Current or former Board employees
may make a request for access by
contacting the Board office that
maintains the record. The Board
handles all Privacy Act requests as both
a Privacy Act request and as a Freedom
of Information Act request. The Board
does not charge fees to a requestor
seeking to access or amend his/her
Privacy Act records.
You may submit your Privacy Act
request to the—
Secretary of the Board, Board of
Governors of the Federal Reserve
System, 20th Street and Constitution
Avenue NW, Washington, DC 20551.
You may also submit your Privacy Act
request electronically through the
Board’s FOIA ‘‘Electronic Request
Form’’ located here: https://
www.federalreserve.gov/secure/forms/
efoiaform.aspx.
lotter on DSK11XQN23PROD with NOTICES1
CONTESTING RECORD PROCEDURES:
The Privacy Act allows individuals to
seek amendment of information that is
erroneous, irrelevant, untimely, or
incomplete and is maintained in a
system of records that pertains to them.
To request an amendment to your
record, you should clearly mark the
request as a ‘‘Privacy Act Amendment
Request.’’ You have the burden of proof
for demonstrating the appropriateness of
the requested amendment and you must
provide relevant and convincing
evidence in support of your request.
Your request for amendment must: (1)
Provide the name of the specific Board
system of records containing the record
VerDate Sep<11>2014
17:24 Jul 29, 2021
you seek to amend; (2) identify the
specific portion of the record you seek
to amend; (3) describe the nature of and
reasons for each requested amendment;
(4) explain why you believe the record
is not accurate, relevant, timely, or
complete; and (5) unless you have
already done so in a related Privacy Act
request for access or amendment,
provide the necessary information to
verify your identity.
Jkt 253001
Same as ‘‘Access procedures’’ above.
You may also follow this procedure in
order to request an accounting of
previous disclosures of records
pertaining to you as provided for by 5
U.S.C. 552a(c).
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
No exemptions are claimed for this
system.
HISTORY:
This system was previously published
in the Federal Register at 73 FR 24984
at 24999 (May 6, 2008).
Board of Governors of the Federal Reserve
System.
Ann Misback,
Secretary of the Board.
[FR Doc. 2021–16287 Filed 7–29–21; 8:45 am]
BILLING CODE P
OFFICE OF GOVERNMENT ETHICS
Agency Information Collection
Activities: Information Collection
Renewal; Comment Request; Fast
Track Generic Clearance for the
Collection of Qualitative Feedback on
Agency Service Delivery
AGENCY:
Office of Government Ethics
(OGE).
Notice and request for
comments.
ACTION:
After publication of this
second round notice, the Office of
Government Ethics (OGE) intends to
submit a renewed Generic Information
Collection Request for the collection of
qualitative feedback on agency service
delivery for review and approval of a
three-year extension under the
Paperwork Reduction Act.
Comments: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
SUMMARY:
PO 00000
Frm 00034
Fmt 4703
Sfmt 4703
41035
FOR FURTHER INFORMATION CONTACT:
Grant Anderson at the U.S. Office of
Government Ethics; telephone: 202–
482–9318; TTY: 800–877–8339; Email:
Grant.Anderson@oge.gov.
SUPPLEMENTARY INFORMATION:
Title: Fast Track Generic Clearance for
the Collection of Qualitative Feedback
on Agency Service Delivery.
Abstract: The proposed information
collection provides a means to garner
qualitative customer and stakeholder
feedback in an efficient, timely manner,
in accordance with the agency’s
commitment to improving service
delivery. Qualitative feedback means
information that provides useful
insights on perceptions and opinions,
but is not a statistical survey that yields
quantitative results that can be
generalized to the population of study.
This feedback will provide insights into
customer or stakeholder perceptions,
experiences, and expectations, provide
an early warning of issues with service,
or focus attention on areas where
communication, training, or changes in
operations might improve delivery of
products or services. These collections
will allow for ongoing, collaborative,
and actionable communications
between the agency and its customers
and stakeholders. It will also allow
feedback to contribute directly to the
improvement of program management.
OGE expects to use various methods
(e.g., focus groups, customer satisfaction
surveys, comment cards) to solicit
feedback. Responses will be assessed to
plan and inform efforts to improve or
maintain the quality of service offered to
the public and other agency
stakeholders. If this information is not
collected, vital feedback from customers
and stakeholders on the agency’s
services will be unavailable.
The agency will only submit a
collection for approval under this
generic clearance if it meets the
following conditions:
• The collections are voluntary;
• The collections are low-burden for
respondents (based on considerations of
total burden hours, total number of
respondents, or burden-hours per
respondent) and are low-cost for both
the respondents and the Federal
Government;
• The collections are noncontroversial;
• The collections are focused on the
awareness, understanding, attitudes,
preferences, or experiences of the public
or other stakeholders in order to
improve existing or future services,
products, or communication materials;
• Personally identifiable information
(PII) is collected only to the extent
necessary;
E:\FR\FM\30JYN1.SGM
30JYN1
]]>Agencies
[Federal Register Volume 86, Number 144 (Friday, July 30, 2021)]
[Notices]
[Pages 41033-41035]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-16287]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Privacy Act of 1974; System of Records
AGENCY: Board of Governors of the Federal Reserve System.
ACTION: Notice of a modified system of records.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the provisions of the Privacy Act of 1974, notice
is given that the Board of Governors of the Federal Reserve System
(Board) proposes to modify an existing system of records entitled,
BGFRS-17, ``FRB--Municipal or Government Securities Principals and
Representatives.'' BGFRS-17 contains the regulatory filings (i.e.,
applications) for individuals seeking to become municipal securities
principals or representatives associated with a municipal securities
dealer or government securities principals or representatives
associated with a government securities broker or dealer. The filings
also include notifications of termination of activities for municipal
securities principals or representatives.
DATES: Comments must be received on or before August 30, 2021. This new
system of records will become effective August 30, 2021, without
further notice, unless comments dictate otherwise.
The Office of Management and Budget (OMB), which has oversight
responsibility under the Privacy Act, requires a 30-day period prior to
publication in the Federal Register in which to review the system and
to
[[Page 41034]]
provide any comments to the agency. The public is then given a 30-day
period in which to comment, in accordance with 5 U.S.C. 552a(e)(4) and
(11).
ADDRESSES: You may submit comments, identified by BGFRS-17: ``FRB--
Municipal or Government Securities Principals and Representatives'' by
any of the following methods:
Agency website: https://www.federalreserve.gov. Follow the
instructions for submitting comments at https://www.federalreserve.gov/apps/foia/proposedregs.aspx.
Email: [email protected]. Include SORN name
and number in the subject line of the message.
Fax: (202) 452-3819 or (202) 452-3102.
Mail: Ann E. Misback, Secretary, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue NW,
Washington, DC 20551.
All public comments will be made available on the Board's website
at https://www.federalreserve.gov/apps/foia/proposedregs.aspx as
submitted, unless modified for technical reasons or to remove sensitive
personally identifiable information. Public comments may also be viewed
electronically or in paper in Room 146, 1709 New York Avenue NW,
Washington, DC 20006, between 9:00 a.m. and 5:00 p.m. on weekdays.
FOR FURTHER INFORMATION CONTACT: David B. Husband, Counsel, (202) 530-
6270, or [email protected]; Legal Division, Board of Governors of
the Federal Reserve System, 20th Street and Constitution Avenue NW,
Washington, DC 20551. Telecommunications Device for the Deaf (TDD)
users may contact (202) 263-4869.
SUPPLEMENTARY INFORMATION: The Board is modifying the system to update
the system manager, to clarify the category of individuals covered, and
to change the category of records in the system to reflect that the
Board is no longer collecting date of birth, place of birth, or social
security numbers. The Board is also updating the authority section to
eliminate a reference to Executive Order 9397, which addresses
collection of social security numbers as no longer necessary. The Board
has modified the category of individuals to separately identify the
individuals who seek to be principals or representatives associated
with a municipal securities dealer from those who seek to be principals
or representatives associated with a government securities broker or
dealer. The Board is also changing the term ``persons'' throughout the
system of record notice to instead refer to ``individuals.''
The Board is also making technical changes to BGFRS-17 consistent
with the template laid out in OMB Circular No. A-108. Accordingly, the
Board has made technical corrections and non-substantive language
revisions to the following sections: ``Policies and Practices for
Storage of Records,'' ``Policies and Practices for Retrieval of
Records,'' ``Policies and Practices for Retention and Disposal of
Records,'' ``Administrative, Technical and Physical Safeguards,''
``Record Access Procedures,'' ``Contesting Record Procedures,'' and
``Notification Procedures.'' The Board has also created the following
new sections: ``Security Classification'' and ``History.''
SYSTEM NAME AND NUMBER:
BGFRS-17 ``FRB--Municipal or Government Securities Principals and
Representatives''
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Records are maintained at the Board's central offices located at:
Board of Governors of the Federal Reserve System, 20th Street and
Constitution Avenue NW, Washington, DC 20551.
SYSTEM MANAGER(S):
The manager is located at the Board's central offices in
Washington, DC. The manager for this system is Lindsay Steedman,
Manager, Supervision and Regulation Division, (202) 912-4322, or
[email protected].
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Sections 3, 15B, 15C, 17, and 23 of the Securities Exchange Act of
1934 (15 U.S.C. 78c, 78o-4, 78o-5, 78q, and 78w), and section 11 of the
Federal Reserve Act (12 U.S.C. 248).
PURPOSE(S) OF THE SYSTEM:
These records are collected and maintained to permit the Board to
perform its responsibilities under the securities laws with regard to
the individuals described in this system of records.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who are, or seek to be: (1) Principals or
representatives associated with a municipal securities dealer that is a
state member bank of the Federal Reserve System, a bank holding
company, a savings and loan holding company, a foreign bank, an
uninsured State branch or agency of a foreign bank, a commercial
lending company owned or controlled by a foreign bank, or an Edge Act
corporation; or (2) principals or representatives associated with a
government securities broker or dealer that is a state member bank of
the Federal Reserve System, a foreign bank, an uninsured State branch
or agency of a foreign bank, a foreign bank-owned or controlled
commercial lending company, or an Edge Act or agreement corporation.
CATEGORIES OF RECORDS IN THE SYSTEM:
Identifying information (e.g., name, address); educational,
employment, criminal history, and disciplinary information; scores on
professional qualification examinations; and, where applicable,
information regarding termination of employment of individuals covered
by the system. Historical records may also include the individual's
date of birth, place of birth, and social security number.
RECORD SOURCE CATEGORIES:
Information is provided by the individual to whom the record
pertains as well as municipal or government securities dealers with
whom the individuals are associated, and federal, state, local, and
foreign governmental authorities, and self-regulatory organizations
that regulate the securities industry.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
General routine uses, A, C, D, E, G, I, and J apply to this system.
These general routine uses are located at https://www.federalreserve.gov/files/SORN-page-general-routine-uses-of-board-systems-of-records.pdf and are published in the Federal Register at 83
FR 43872 (August 28, 2018) at 43873-74. In addition, records may also
be used to disclose information to a federal, state, local, or foreign
governmental authority or a self-regulatory organization if necessary
in order to obtain information relevant to a Federal Reserve Board
inquiry concerning an individual who is or seeks to be associated with
a municipal or government securities dealer.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are stored in paper and electronic form.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records can be retrieved by an individual's name.
[[Page 41035]]
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
The retention period for these records is currently under review.
Until the review is completed, the records will not be destroyed.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
Access to records is limited to those whose official duties require
it. Paper records are secured by lock and key.
RECORD ACCESS PROCEDURES:
The Privacy Act allows individuals the right to access records
maintained about them in a Board system of records. Your request for
access must: (1) Contain a statement that the request is made pursuant
to the Privacy Act of 1974; (2) provide either the name of the Board
system of records expected to contain the record requested or a concise
description of the system of records; (3) provide the information
necessary to verify your identity; and (4) provide any other
information that may assist in the rapid identification of the record
you seek.
Current or former Board employees may make a request for access by
contacting the Board office that maintains the record. The Board
handles all Privacy Act requests as both a Privacy Act request and as a
Freedom of Information Act request. The Board does not charge fees to a
requestor seeking to access or amend his/her Privacy Act records.
You may submit your Privacy Act request to the--
Secretary of the Board, Board of Governors of the Federal Reserve
System, 20th Street and Constitution Avenue NW, Washington, DC 20551.
You may also submit your Privacy Act request electronically through
the Board's FOIA ``Electronic Request Form'' located here: https://www.federalreserve.gov/secure/forms/efoiaform.aspx.
CONTESTING RECORD PROCEDURES:
The Privacy Act allows individuals to seek amendment of information
that is erroneous, irrelevant, untimely, or incomplete and is
maintained in a system of records that pertains to them. To request an
amendment to your record, you should clearly mark the request as a
``Privacy Act Amendment Request.'' You have the burden of proof for
demonstrating the appropriateness of the requested amendment and you
must provide relevant and convincing evidence in support of your
request.
Your request for amendment must: (1) Provide the name of the
specific Board system of records containing the record you seek to
amend; (2) identify the specific portion of the record you seek to
amend; (3) describe the nature of and reasons for each requested
amendment; (4) explain why you believe the record is not accurate,
relevant, timely, or complete; and (5) unless you have already done so
in a related Privacy Act request for access or amendment, provide the
necessary information to verify your identity.
NOTIFICATION PROCEDURES:
Same as ``Access procedures'' above. You may also follow this
procedure in order to request an accounting of previous disclosures of
records pertaining to you as provided for by 5 U.S.C. 552a(c).
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
No exemptions are claimed for this system.
HISTORY:
This system was previously published in the Federal Register at 73
FR 24984 at 24999 (May 6, 2008).
Board of Governors of the Federal Reserve System.
Ann Misback,
Secretary of the Board.
[FR Doc. 2021-16287 Filed 7-29-21; 8:45 am]
BILLING CODE P
