Stonehenge Community Impact Fund, L.P.; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 41144 [2021-16265]
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Federal Register / Vol. 86, No. 144 / Friday, July 30, 2021 / Notices
Width Quote when submitting quotes
during the Opening Process.
Differentials would be available on the
Exchange’s website and therefore
transparent, allowing Members to easily
refer to the quoting obligations for the
Opening Process. Finally, the proposal
would also align quoting requirements
more closely to intra-day requirements
within GEMX Options 2, Section 4(b)(4).
With respect to inter-market
competition, the Exchange notes that
most options markets do not require
market makers to quote during the
opening.28 The Exchange notes that
MIAX and Emerald have quoting
requirements in the opening similar to
the differential proposed herein. Also,
ISE, MRX and Phlx are filing similar
rule changes to this proposal.29
Technical Amendment
The Exchange’s proposal to amend
‘‘Quotes’’ to ‘‘Quote’’ within Options 3,
Section 8(c)(1)(B) and remove two
incorrect citations to Options 3, Section
8(c)(1)(C) will bring greater clarity to the
Exchange’s Rules.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
lotter on DSK11XQN23PROD with NOTICES1
Because the foregoing proposed rule
change does not: (I) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A)(iii) of the Act 30 and
subparagraph (f)(6) of Rule 19b-4
thereunder.31
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
28 See supra note 17 citing the options markets
that require bid/ask differentials.
29 See SR–ISE–2021–17, SR–MRX–2021–09 and
SR–Phlx–2021–42. These rule changes are not yet
noticed.
30 15 U.S.C. 78s(b)(3)(A)(iii).
31 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
VerDate Sep<11>2014
17:24 Jul 29, 2021
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action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
GEMX–2021–07 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–GEMX–2021–07. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
PO 00000
Frm 00143
Fmt 4703
Sfmt 9990
Number SR–GEMX–2021–07 and
should be submitted on or before
August 20, 2021.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.32
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021–16230 Filed 7–29–21; 8:45 am]
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[License No. 05/05–0342]
Stonehenge Community Impact Fund,
L.P.; Notice Seeking Exemption Under
Section 312 of the Small Business
Investment Act, Conflicts of Interest
Notice is hereby given that
Stonehenge Community Impact Fund,
L.P., 191 W Nationwide Blvd., Suite
600, Columbus, OH 43215, a Federal
Licensee under the Small Business
Investment Act of 1958, as amended
(‘‘the Act’’), in connection with the
financing of a small concerns, has
sought an exemption under Section 312
of the Act and Section 107.730,
Financings which Constitute Conflicts
of Interest of the Small Business
Administration (‘‘SBA’’) Rules and
Regulations (13 CFR 107.730).
Stonehenge Community Impact Fund,
L.P. is proposing to provide financing to
Phonesoap, LLC. to support the
Company’s growth.
The proposed transaction is brought
within the purview of § 107.730 of the
Regulations because Stonehenge
Community Development 117, LLC, an
Associate of Stonehenge Community
Impact Fund, L.P., by virtue of Common
Control as defined at § 107.50, holds a
debt investment in Phonesoap, LLC and
the proposed transaction would free
other funds to pay such obligation to an
Associate.
Therefore, the proposed transaction is
considered self-deal pursuant to 13 CFR
107.730 and requires a regulatory
exemption. Notice is hereby given that
any interested person may submit
written comments on the transaction
within fifteen days of the date of this
publication to Associate Administrator
for Investment, U.S. Small Business
Administration, 409 Third Street SW,
Washington, DC 20416.
Thomas Morris,
Acting Associate Administrator, Director,
Office of SBIC Liquidation, Office of
Investment and Innovation.
[FR Doc. 2021–16265 Filed 7–29–21; 8:45 am]
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[Federal Register Volume 86, Number 144 (Friday, July 30, 2021)]
[Notices]
[Page 41144]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-16265]
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SMALL BUSINESS ADMINISTRATION
[License No. 05/05-0342]
Stonehenge Community Impact Fund, L.P.; Notice Seeking Exemption
Under Section 312 of the Small Business Investment Act, Conflicts of
Interest
Notice is hereby given that Stonehenge Community Impact Fund, L.P.,
191 W Nationwide Blvd., Suite 600, Columbus, OH 43215, a Federal
Licensee under the Small Business Investment Act of 1958, as amended
(``the Act''), in connection with the financing of a small concerns,
has sought an exemption under Section 312 of the Act and Section
107.730, Financings which Constitute Conflicts of Interest of the Small
Business Administration (``SBA'') Rules and Regulations (13 CFR
107.730). Stonehenge Community Impact Fund, L.P. is proposing to
provide financing to Phonesoap, LLC. to support the Company's growth.
The proposed transaction is brought within the purview of Sec.
107.730 of the Regulations because Stonehenge Community Development
117, LLC, an Associate of Stonehenge Community Impact Fund, L.P., by
virtue of Common Control as defined at Sec. 107.50, holds a debt
investment in Phonesoap, LLC and the proposed transaction would free
other funds to pay such obligation to an Associate.
Therefore, the proposed transaction is considered self-deal
pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice
is hereby given that any interested person may submit written comments
on the transaction within fifteen days of the date of this publication
to Associate Administrator for Investment, U.S. Small Business
Administration, 409 Third Street SW, Washington, DC 20416.
Thomas Morris,
Acting Associate Administrator, Director, Office of SBIC Liquidation,
Office of Investment and Innovation.
[FR Doc. 2021-16265 Filed 7-29-21; 8:45 am]
BILLING CODE P
