Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Marine Site Characterization Surveys Off of Delaware and New Jersey, 33664-33682 [2021-13530]
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Federal Register / Vol. 86, No. 120 / Friday, June 25, 2021 / Notices
widespread adoption of new techniques
and technologies (such as remotely
operated vehicles (ROVs), microwave
water level (MWWL) radar sensors, etc.)
to more efficiently perform surveying,
mapping, charting and related data
gathering. Specific examples of adaptive
methods and equipment that NOS
programs are likely to adopt under
Alternative B in the next 6 years
include:
Æ Greater use of ROVs with echo
sounder technologies;
Æ Greater use of autonomous
underwater vehicles (AUVs) and
autonomous surface vehicles (ASVs)
with echo sounder technologies;
Æ Conversion of one or more existing
10-m (33 feet) crewed survey boats into
ASVs;
Æ Greater use of more efficient, widebeam sonar systems (phase-differencing
bathymetric systems) for nearshore
hydrographic surveys;
Æ Increased field operations in the
National Marine Sanctuary system with
associated requirements for
hydroacoustic charting, surveying,
mapping and associated activities; and
Æ Installation, operation, and
maintenance of additional water level
stations including transitioning to
mostly MWWL radar sensors and
upgraded storm strengthening to make
stations more climate resilient.
Under Alternative B, all of the
activities and equipment operation
described in Alternative A would
continue, many at a higher level of
effort. The nature of these actions would
not change, but the overall level of
activity would be increased.
• Alternative C: Like Alternative B,
Alternative C adopts new techniques
and technologies to encourage greater
program efficiencies regarding
surveying, mapping, charting, and
related data gathering activities. In
addition, Alternative C would consist of
NOS program implementation with an
overall funding increase of 20 percent
relative to Alternative B. Under
Alternative C, all of the activities and
equipment operation described in
Alternative B would continue, many at
a higher level of effort. The nature of
these actions would not change, but the
overall level of activity would be
augmented.
NOS will initiate consultations under
the Endangered Species Act (ESA), the
Marine Mammal Protection Act
(MMPA), the Magnuson–Stevens
Fishery Conservation and Management
Act, and the National Marine
Sanctuaries Act following publication of
the Draft PEIS. NOS will also complete
the required analysis and
documentation to comply with Section
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106 of the National Historic
Preservation Act and Section 307 of the
Coastal Zone Management Act.
The purpose of this NOA is to invite
affected government agencies, nongovernmental organizations, tribes and
tribal organizations, and interested
members of the public to participate in
the Draft PEIS process and provide
comments on the structure, contents,
and analysis in the Draft PEIS. The
official public review and comment
period ends on August 24, 2021. Please
visit the project web page for additional
information regarding the program:
https://oceanservice.noaa.gov/about/
environmental-compliance/surveyingmapping.html.
Authority: The preparation of the Draft
PEIS was conducted in accordance with the
requirements of NEPA, the Council on
Environmental Quality’s Regulations (40 CFR
1500 et seq. (1978)), other applicable
regulations, and NOAA’s policies and
procedures for compliance with those
regulations. While the CEQ regulations
implementing NEPA were revised as of
September 14, 2020 (85 FR 43304, Jul. 16,
2020), NOS prepared this Draft PEIS using
the 1978 CEQ regulations because this
environmental review began on December 19,
2016, when NOS published a Notice of Intent
to conduct scoping and prepare a Draft
Programmatic Environmental Assessment.
Written comments must be received on or
before August 24, 2021.
Paul M. Scholz,
Acting Deputy Assistant Administrator for
Ocean Services and Coastal Zone
Management, National Ocean Service.
[FR Doc. 2021–13361 Filed 6–24–21; 8:45 am]
BILLING CODE 3510–JE–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XB162]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Marine Site
Characterization Surveys Off of
Delaware and New Jersey
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an IHA to Garden
State Offshore Energy, LLC (Garden
State) to incidentally harass, by Level B
SUMMARY:
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harassment, marine mammals incidental
to marine site characterization surveys
offshore of Delaware and New Jersey in
the area of the Commercial Lease of
Submerged Lands for Renewable Energy
Development on the Outer Continental
Shelf (OCS–A 0482) and along potential
export cable routes to landfall locations
in Delaware and New Jersey.
DATES: This authorization is effective
from June 11, 2021 through June 10,
2022.
FOR FURTHER INFORMATION CONTACT:
Carter Esch, Office of Protected
Resources, NMFS, (301) 427–8421.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable
MMPA statutory terms cited above are
included in the relevant sections below.
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Summary of Request
On November 2, 2020, NMFS received
a request from Garden State for an IHA
to take marine mammals incidental to
marine site characterization surveys
offshore of Delaware and New Jersey in
the area of the Commercial Lease of
Submerged Lands for Renewable Energy
Development on the Outer Continental
Shelf (OCS–A 0482) and along potential
export cable routes (ECRs) to a landfall
location in Delaware and New Jersey.
Following NMFS’ review of the draft
application, a revised version was
submitted on March 30, 2021. The
application was deemed adequate and
complete on April 5, 2021. Garden
State’s request is for take of a small
number of 16 species of marine
mammals (with 17 managed stocks) by
Level B harassment only. Neither
Garden State nor NMFS expects serious
injury or mortality to result from this
activity and, therefore, an IHA is
appropriate.
Description of Specified Activity
Overview
As part of its overall marine site
characterization survey operations,
Garden State plans to conduct high-
resolution geophysical (HRG) surveys in
the Lease Area and along potential ECRs
to landfall locations in Delaware and
New Jersey.
The purpose of the marine site
characterization surveys is to obtain a
baseline assessment of seabed
(geophysical, geotechnical, and
geohazard), ecological, and
archeological conditions within the
footprint of offshore wind facility
development. Surveys are also
conducted to support engineering
design and to map unexploded
ordnance. Underwater sound resulting
from Garden State’s site characterization
survey activities, specifically HRG
surveys, has the potential to result in
incidental take of marine mammals in
the form of Level B harassment. Table
1 identifies representative survey
equipment with the expected potential
to result in exposure of marine
mammals and potentially result in take.
The survey activities planned by Garden
State are described in detail in the
notice of the proposed IHA (86 FB
22160; April 27, 2021).
Dates and Duration
The estimated duration of HRG survey
activity is expected to be up to 350
survey days over the course of a single
year (‘‘survey day’’ defined as a 24-hour
(hr) activity period), with 200 vessel
survey days expected in the Lease Area
and 150 vessel survey days expected in
the ECR area. This schedule is based on
24-hour operations and includes
potential down time due to inclement
weather. Although some shallow-water
locations may be surveyed by a smaller
vessel during daylight hours only, the
estimated number of survey days
assumes uniform 24-hr operations.
Specific Geographic Region
The survey activities will occur
within the Project Area which includes
the Lease Area and potential ECRs to
landfall locations, as shown in Figure 1
of the notice of the proposed IHA. The
Lease Area is approximately 284 square
kilometers (km2) and is within the
Delaware Wind Energy Area (WEA) of
the Bureau of Ocean Energy
Management (BOEM) Mid-Atlantic
planning area. Water depths in the
Lease Area range from 15 meters (m) to
30 m. Water depths in the ECR area
extend from the shoreline to
approximately 30 m.
TABLE 1—SUMMARY OF REPRESENTATIVE HRG SURVEY EQUIPMENT
Equipment
Acoustic source type
Operating
frequency
(kHz)
SLrms
(dB re 1
μPa m)
Pulse
duration
(width)
(millisecond)
SL0-pk
(dB re 1
μPa m)
Repetition
rate
(Hz)
Beamwidth
(degrees)
CF = Crocker
and Fratantonio
(2016)
MAN =
Manufacturer
Non-Impulsive, Non-Parametric, Shallow Sub-Bottom Profilers (CHIRP Sonars)
ET 216 (2000DS or 3200
top unit).
ET 424 ...........................
ET 512 ...........................
GeoPulse 5430A ............
Teledyne Benthos Chirp
III—TTV 170.
Non-impulsive,
intermittent.
Non-impulsive,
intermittent.
Non-impulsive,
intermittent.
Non-impulsive,
intermittent.
Non-impulsive,
intermittent.
mobile,
2–16; 2–8
195
....................
20
6
24
MAN.
mobile,
4–24
176
....................
3.4
2
71
CF.
mobile,
0.7–12
179
....................
9
8
80
CF.
mobile,
2–17
196
....................
50
10
55
MAN.
mobile,
2–7
197
....................
60
15
100
MAN.
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Impulsive, Medium Sub-Bottom Profilers (Sparkers & Boomers)
AA, Dura-spark UHD
(400 tips, 500 J) 1.
AA, Dura-spark UHD
(400+400) 1.
Impulsive, mobile ..........
0.3–1.2
203
211
1.1
4
Omni
CF.
Impulsive, mobile ..........
0.3–1.2
203
211
1.1
4
Omni
GeoMarine, Geo-Source
dual 400 tip sparker
(800 J) 1.
GeoMarine Geo-Source
200 tip sparker (400
J) 1.
GeoMarine Geo-Source
200–400 tip light
weight sparker (400
J) 1.
GeoMarine Geo-Source
200–400 tip freshwater
sparker (400 J) 1.
Impulsive, mobile ..........
0.4–5
203
211
1.1
2
Omni
Impulsive, mobile ..........
0.3–1.2
203
211
1.1
4
Omni
Impulsive, mobile ..........
0.3–1.2
203
211
1.1
4
Omni
CF (AA Duraspark UHD
Proxy).
CF (AA Duraspark UHD
Proxy).
CF (AA Duraspark UHD
Proxy).
CF (AA Duraspark UHD
Proxy).
Impulsive, mobile ..........
0.3–1.2
203
211
1.1
4
Omni
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CF (AA Duraspark UHD
Proxy).
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TABLE 1—SUMMARY OF REPRESENTATIVE HRG SURVEY EQUIPMENT—Continued
Equipment
Acoustic source type
AA, triple plate S-Boom
(700–1,000 J) 2 ..............
Impulsive, mobile ..........
Operating
frequency
(kHz)
0.1–5
SLrms
(dB re 1
μPa m)
205
Pulse
duration
(width)
(millisecond)
SL0-pk
(dB re 1
μPa m)
211
Repetition
rate
(Hz)
0.6
Beamwidth
(degrees)
4
80
CF = Crocker
and Fratantonio
(2016)
MAN =
Manufacturer
CF
– = not applicable; NR = not reported; μPa = micropascal; AA = Applied Acoustics; dB = decibel; ET = EdgeTech; HF = high-frequency; J = joule; LF = low-frequency; Omni = omnidirectional source; re = referenced to; PK = zero-to-peak sound pressure level; SL = source level; SPLrms = root-mean-square sound pressure
level; UHD = ultra-high definition; WFA = weighting factor adjustments.
1 The Dura-spark measurements and specifications provided in Crocker and Fratantonio (2016) were used for all sparker systems proposed for the survey. The
data provided in Crocker and Fratantonio (2016) represent the most applicable data for similar sparker systems with comparable operating methods and settings
when manufacturer or other reliable measurements are not available.
2 Crocker and Fratantonio (2016) provide S-Boom measurements using two different power sources (CSP–D700 and CSP–N). The CSP–D700 power source was
used in the 700 J measurements but not in the 1,000 J measurements. The CSP–N source was measured for both 700 J and 1,000 J operations but resulted in a
lower SL; therefore, the single maximum SL value was used for both operational levels of the S-Boo.
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As noted above, a detailed description
of Garden State’s planned surveys is
provided in the Federal Register notice
for the proposed IHA (86 FR 22160;
April 27, 2021). Since that time, no
changes have been made to the planned
survey activities; therefore, a detailed
description if not provided here. Please
refer to that Federal Register notice for
the more thorough description of the
specified activity. Required mitigation,
monitoring, and reporting measures are
described in detail later in this
document (please see Mitigation and
Monitoring and Reporting).
Comments and Responses
A notice of NMFS’ proposal to issue
an IHA to Garden State was published
in the Federal Register on April 27,
2021 (86 FR 22160). During the 30-day
comment period, NMFS received
comments from: (1) A group of
environmental non-governmental
organizations (ENGOs) including the
Natural Resources Defense Council,
Conservation Law Foundation, National
Wildlife Federation, Defenders of
Wildlife, Southern Environmental Law
Center, Wildlife Conservation Society,
Surfrider Foundation, Mass Audubon,
Friends of the Earth, International Fund
for Animal Welfare, NY4WHALES,
WDC Whale and Dolphin Conservation,
Marine Mammal Alliance Nantucket,
Gotham Whale, All Our Energy, Seatuck
Environmental Association, Inland
Ocean Coalition, Nassau Hiking &
Outdoor Club, and Connecticut
Audubon Society; and (2) the Delaware
Department of Resources and
Environmental Control (DNREC).
NMFS has posted the comments
online at: www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizations-otherenergy-activities-renewable. Please see
the letters for full detail and rationale
for the comments.
Comment 1: The ENGOs
recommended that NMFS incorporate
additional data sources into calculations
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of marine mammal density and take and
that NMFS must ensure all available
data are used to ensure that any
potential shifts in North Atlantic right
whale habitat usage are reflected in
estimations of marine mammal density
and take. The ENGOs asserted in general
that the density models used by NMFS
do not fully reflect the abundance,
distribution, and density of marine
mammals for the U.S. East Coast and
therefore result in an underestimate of
take.
Response: At the outset of their letter,
the ENGOs note that the comments
reflect overarching concerns regarding
NMFS’ IHAs for marine site
characterization survey (including HRG
survey) activities required for offshore
wind energy development, as well as
their intention that the comments be
considered in relation to all
authorizations associated with marine
site characterization activities for
offshore wind energy off the U.S. East
Coast. The comments provided in the
letter apparently focus concern on
available data regarding the
Massachusetts and Rhode Island and
Massachusetts Wind Energy Areas, and
on North Atlantic right whale habitat
usage within those areas. As such, the
specific comments pertaining to those
data and right whale habitat usage
within those areas are not germane to
this specific action, i.e., issuance of an
IHA associated with HRG survey
activity off of Delaware and New Jersey.
We address the general comments
regarding sufficiency of the available
data on marine mammal occurrence
below.
Habitat-based density models
produced by the Duke University
Marine Geospatial Ecology Lab (MGEL)
(Roberts et al. 2016, 2017, 2018, 2020)
represent the best available scientific
information concerning marine mammal
occurrence within the U.S. Atlantic
Ocean. Density models were originally
developed for all cetacean taxa in the
U.S. Atlantic (Roberts et al., 2016); more
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information, including the model results
and supplementary information for each
of those models, is available at https://
seamap.env.duke.edu/models/Duke/EC/
. These models provided key
improvements over previously available
information, by incorporating additional
aerial and shipboard survey data from
NMFS and from other organizations
collected over the period 1992–2014,
incorporating 60 percent more
shipboard and 500 percent more aerial
survey hours than did previously
available models; controlling for the
influence of sea state, group size,
availability bias, and perception bias on
the probability of making a sighting; and
modeling density from an expanded set
of eight physiographic and 16 dynamic
oceanographic and biological covariates.
In subsequent years, certain models
have been updated on the basis of
additional data as well as
methodological improvements. In
addition, a new density model for seals
was produced as part of the 2017–18
round of model updates.
Of particular note, Roberts et al.
(2020) further updated density model
results for North Atlantic right whales
by incorporating additional sighting
data and implementing three major
changes: increasing spatial resolution,
generating monthly estimates on three
time periods of survey data, and
dividing the study area into five discrete
regions. This most recent update—
model version 9 for North Atlantic right
whales—was undertaken with the
following objectives (Roberts et al.,
2020):
• To account for recent changes to
right whale distributions, the model
should be based on survey data that
extend through 2018, or later if possible.
In addition to updates from existing
collaborators, data should be solicited
from two survey programs not used in
prior model versions:
Æ Aerial surveys of the Massachusetts
and Rhode Island Wind Energy Areas
led by New England Aquarium (Kraus et
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al., 2016), spanning 2011–2015 and
2017–2018.
Æ Recent surveys of New York waters,
either traditional aerial surveys initiated
by the New York State Department of
Environmental Conservation in 2017, or
digital aerial surveys initiated by the
New York State Energy Research and
Development Authority in 2016, or
both.
• To reflect a view in the right whale
research community that spatiotemporal
patterns in right whale density changed
around the time the species entered a
decline in approximately 2010, consider
basing the new model only on recent
years, including contrasting ‘‘before’’
and ‘‘after’’ models that might illustrate
shifts in density, as well as a model
spanning both periods, and specifically
consider which model would best
represent right whale density in the near
future.
• To facilitate better application of
the model to near-shore management
questions, extend the spatial extent of
the model farther in-shore, particularly
north of New York.
• Increase the resolution of the model
beyond 10 kilometers (km), if possible.
All of these objectives were met in
developing the most recent update to
the North Atlantic right whale density
model. The commenters do not cite this
most recent report, and the comments
suggest that the aforementioned data
collected by the New England Aquarium
is not reflected in the model. Therefore,
it is unclear whether the commenters
are aware of the most recently available
data, which is used herein.
As noted above, NMFS has
determined that the Roberts et al. suite
of density models represent the best
available scientific information, and we
specifically note that the 2020 version of
the North Atlantic right whale model
may address some of the specific
concerns provided by the commenters.
(Note that there has been an additional
minor model update affecting
predictions for Cape Cod Bay in the
month of December, which is not
relevant to the location of this survey off
of Delaware and New Jersey.) However,
NMFS acknowledges that there will
always be additional data that is not
reflected in the models and that may
inform our analyses, whether because
the data were not made available to the
model authors or because the data is
more recent than the latest model
version for a specific taxon. NMFS will
review any recommended data sources
to evaluate their applicability in a
quantitative sense (e.g., to an estimate of
take numbers) and, separately, to ensure
that relevant information is considered
qualitatively when assessing the
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impacts of the specified activity on the
affected species or stocks and their
habitat. NMFS will continue to use the
best available scientific information,
and we welcome future input from
interested parties on data sources that
may be of use in analyzing the potential
presence and movement patterns of
marine mammals, including North
Atlantic right whales, in U.S. Atlantic
waters.
The ENGOs cited several additional
sources of information that are not
reflected in currently available density
models, including sightings databases
and passive acoustic monitoring (PAM)
efforts. However, no specific
recommendations were made with
regard to use of this information in
informing the take estimates. Rather, the
commenters reference a disparate array
of data sources (some which are indeed
reflected in the most recent models) and
suggest that NMFS should ‘‘collate and
integrate these and more recent data sets
to more accurately reflect marine
mammal presence for future IHAs and
other work.’’ NMFS would welcome in
the future constructive suggestions as to
how these objectives might be more
effectively accomplished. NMFS used
the best scientific information available
at the time the analyses for the proposed
IHA were conducted, and has
considered all available data, including
sources referenced by the commenters,
in reaching its determinations in
support of issuance of the IHA
requested by Garden State.
Comment 2: The ENGOs noted that
the Roberts et al. model does not
differentiate between species of pilot
whale or seal or between stocks of
bottlenose dolphin. The ENGOs express
concern that, as a result, NMFS may not
conduct the appropriate species-or
stock-specific negligible impact
analysis. The ENGOs also imply that use
of these models may produce inaccurate
take numbers by stating that
‘‘[m]iscalculation of take levels based on
incomplete data could have serious
implications for the future conservation
of these species and stocks.’’
Response: The MMPA requires that
species- or stock-specific negligible
impact determinations be made, and
NMFS has done so. In this case, NMFS
has authorized take numbers specific to
each affected species or stock. As a
general matter, NMFS is unaware of any
available density data which
differentiates between species of pilot
whales or seals, or stocks of bottlenose
dolphins. However, lack of such data
does not preclude the requisite speciesor stock-specific findings. In the event
that an amount of take is authorized at
the guild or species level only, e.g., for
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pilot whales or bottlenose dolphins,
respectively, NMFS may adequately
evaluate the effects of the activity by
conservatively assuming (for example)
that all takes authorized for the guild or
species would accrue to each potentially
affected species or stock. In this case,
NMFS has apportioned the overall take
number for bottlenose dolphins
according to stock, as described in the
Estimated Take section and, for pilot
whales, has assigned take on the basis
of an assumed group size of 10 for each
potentially affected species. NMFS does
not agree that use of these models is
likely to result in miscalculation of take
levels, and the commenters do not
provide support for this statement.
Comment 3: The ENGOs assert that
NMFS has not acknowledged the use of
areas south of Nantucket and Martha’s
Vineyard as important habitat for
foraging and social behavior for North
Atlantic right whales, but rather that
NMFS believes the areas are important
solely as a migratory pathway. The
commenters also asserted that NMFS is
overly reliant on the description of
biologically important areas (BIA)
provided in LaBrecque et al. (2015),
stating that ‘‘NMFS should not rely on
the North Atlantic right whale migratory
corridor BIA as the sole indicator of
habitat importance for the species.’’
Response: The specified activity
associated with the IHA addressed
herein is located off of Delaware and
New Jersey. Therefore, this comment is
not relevant to issuance of this IHA.
However, as a general matter, NMFS
disagrees with the commenters’
assertion. Although NMFS has in other
notices discussed at length the use of
the referenced area as a migratory
pathway (and recognition of such use
through the area’s description as a BIA
for right whales), we have also
acknowledged the more recent data and
its implications for the use of the
referenced area (85 FR 63508; December
7, 2018; 86 FR 11930; March 1, 2021).
Similarly, NMFS does not agree with
the assertion that our understanding of
important habitat for marine mammals
stems solely from existing, described
BIAs. NMFS concurs with the statement
that BIAs are not comprehensive and are
intended to be periodically reviewed
and updated and we routinely review
newly available information to inform
our understanding of important marine
mammal habitat. In this case, the
specified geographical region does not
include important habitat other than
that described as being the migratory
pathway for right whales.
Comment 4: The ENGOs commented
that the waters off Cape Hatteras, North
Carolina, have high marine mammal
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biodiversity and that marine mammals
occur at unusually high densities off
Cape Hatteras compared to other areas
along the East Coast. The ENGOs
asserted that this area demands special
attention from NMFS.
Response: NMFS concurs with the
commenters regarding the importance of
deepwater areas off of Cape Hatteras.
However, the specific activity associated
with the IHA addressed herein does not
occur off of Cape Hatteras and, in
general, the site characterization surveys
conducted in support of wind energy
development that are the subject of the
ENGO comment letter occur in shallow
water (not the area of high biodiversity
and density referenced by commenters).
When appropriate, NMFS has accorded
special attention to the development of
additional mitigation for activities
conducted in that location (83 FR
63268; December 7, 2018). NMFS uses
the best available scientific information
when analyzing potential impacts to
marine mammals and in developing
prescribed mitigation sufficient to meet
the MMPA’s ‘‘least practicable adverse
impact’’ standard, and has done so in
this case.
Comment 5: The ENGOs asserted that
NMFS must analyze cumulative impacts
to North Atlantic right whales and other
marine mammal species and stocks and
ensure appropriate mitigation of these
cumulative impacts. The ENGOs
express particular concern about the
cumulative impacts of survey activities
off Rhode Island and Massachusetts on
North Atlantic right whales. They
further recommended that NMFS
develop programmatic incidental take
regulations applicable to site
characterization activities. DNREC
noted that an IHA was recently issued
to Skipjack for take of marine mammals
incidental to marine site
characterization surveys offshore of
Delaware (86 FR 18943; April 12, 2021)
and recommended that NMFS consider
the potential cumulative impacts of
Skipjack and Garden State surveys prior
to issuing an IHA to Garden State.
Response: Neither the MMPA nor
NMFS’ codified implementing
regulations call for consideration of
other unrelated activities and their
impacts on populations. The preamble
for NMFS’ implementing regulations (54
FR 40338; September 29, 1989) states in
response to comments that the impacts
from other past and ongoing
anthropogenic activities are to be
incorporated into the negligible impact
analysis via their impacts on the
baseline. Consistent with that direction,
NMFS has factored into its negligible
impact analysis the impacts of other
past and ongoing anthropogenic
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activities via their impacts on the
baseline, e.g., as reflected in the density/
distribution and status of the species,
population size and growth rate, and
other relevant stressors. The 1989
implementing regulations also
addressed public comments regarding
cumulative effects from future,
unrelated activities. There NMFS stated
that such effects are not considered in
making findings under section 101(a)(5)
concerning negligible impact. In this
case, both this IHA, as well as other
IHAs currently in effect or proposed
within the specified geographic region,
are appropriately considered an
unrelated activity relative to the others.
The IHAs are unrelated in the sense that
they are discrete actions under section
101(a)(5)(D), issued to discrete
applicants. Therefore, the IHA issued to
Skipjack for take associated with marine
site characterization surveys is
considered discrete from and unrelated
to Garden State’s IHA.
Section 101(a)(5)(D) of the MMPA
requires NMFS to make a determination
that the take incidental to a ‘‘specified
activity’’ will have a negligible impact
on the affected species or stocks of
marine mammals. NMFS’ implementing
regulations require applicants to include
in their request a detailed description of
the specified activity or class of
activities that can be expected to result
in incidental taking of marine mammals.
50 CFR 216.104(a)(1). Thus, the
‘‘specified activity’’ for which incidental
take coverage is being sought under
section 101(a)(5)(D) is generally defined
and described by the applicant. Here,
Garden State was the applicant for the
IHA, and we are responding to the
specified activity as described in that
application (and making the necessary
findings on that basis).
Through the response to public
comments in the 1989 implementing
regulations, we also indicated (1) that
NMFS would consider cumulative
effects that are reasonably foreseeable
when preparing a NEPA analysis, and
(2) that reasonably foreseeable
cumulative effects would also be
considered under section 7 of the ESA
for ESA-listed species. In this case,
cumulative impacts have been
adequately addressed under NEPA in
prior environmental analyses that form
the basis for NMFS’ determination that
this action is appropriately categorically
excluded from further NEPA analysis.
Regarding activities in the Mid- and
South Atlantic region, in 2018 NMFS
signed a Record of Decision that (1)
adopted the Bureau of Ocean Energy
Management’s 2014 Final Programmatic
Environmental Impact Statement that
evaluated the direct, indirect, and
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cumulative impacts of geological and
geophysical survey activities on the
Mid- and South Atlantic Outer
Continental Shelf to support NMFS’
analysis associated with issuance of
incidental take authorizations pursuant
to sections 101(a)(5)(A) or (D) of the
MMPA and the regulations governing
the taking and importing of marine
mammals (50 CFR part 216), and (2) in
accordance with 40 CFR 1505.2,
announced and explained the basis for
our decision to review and potentially
issue incidental take authorizations
under the MMPA on a case-by-case
basis, if appropriate. Separately, NMFS
has previously written Environmental
Assessments (EA) that addressed
cumulative impacts related to
substantially similar activities, in
similar locations, e.g., 2019 ;rsted EA
for survey activities offshore southern
New England; 2019 Avangrid EA for
survey activities offshore North Carolina
and Virginia; 2018 Deepwater Wind EA
for survey activities offshore Delaware,
Massachusetts, and Rhode Island.
Separately, cumulative effects were
analyzed as required through NMFS’
required intra-agency consultation
under section 7 of the ESA, which
determined that NMFS’ action of issuing
the IHA is not likely to adversely affect
listed marine mammals or their critical
habitat.
Finally, the ENGOs suggested that
NMFS should promulgate programmatic
incidental take regulations for site
characterization activities. Although
NMFS is open to this approach, we have
not received a request for such
regulations. The ENGOs do not explain
their apparent position that NMFS may
advance regulations absent a requester.
Comment 6: The ENGOs state that
NMFS should not adjust estimated take
numbers for large whales on the basis of
assumed efficacy of mitigation
requirements, and assert that NMFS’
assumptions regarding effectiveness of
mitigation requirements are unfounded.
Response: In this case, NMFS did not
propose to adjust downward any
estimated take number based on
proposed mitigation measures, and has
not done so in the issued IHA.
Therefore, the comment is not relevant
to this specific action. Generally, NMFS
does not agree with the apparent
contention that it is never appropriate to
reduce estimated take numbers based on
anticipated implementation and
effectiveness of mitigation measures,
and will continue to evaluate the
appropriateness of doing so on a casespecific basis.
While we acknowledge the
commenters’ concerns regarding
unfounded assumptions concerning the
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effectiveness of mitigation requirements
in reducing actual take, it is important
to also acknowledge the circumstances
of a particular action. In most cases, the
maximum estimated Level B harassment
zone associated with commonly-used
acoustic sources is approximately 150
meters (m), whereas the typicallyrequired shutdown zone for North
Atlantic right whales is 500 m. For
North Atlantic right whales, NMFS
expects that this requirement will
indeed be effective in reducing actual
take below the estimated amount, which
typically does not account for the
beneficial effects of mitigation.
Comment 7: The ENGOs state that
NMFS must require mitigation measures
that meet the least practicable adverse
impact standard, imply that the
requirements prescribed by NMFS have
not met that standard, and recommend
various measures that the commenters
state NMFS should require.
The ENGOs first state that NMFS
should prohibit site assessment and
characterization activities involving
equipment with noise levels that the
commenters assert could cause injury or
harassment to North Atlantic right
whales during periods of highest risk,
which the commenters define as times
of highest relative density of animals
during their migration, and times when
mother-calf pairs, pregnant females,
surface active groups, or aggregations of
three or more whales are, or are
expected to be, present. The
commenters additionally state that
NMFS should require that work
commence only during daylight hours
and good visibility conditions to
maximize the probability that marine
mammals are detected and confirmed
clear of the exclusion zone before
activities begin. If the activity is halted
or delayed because of documented or
suspected North Atlantic right whale
presence in the area, the commenters
state that NMFS should require
operators to wait until daylight hours
and good visibility conditions to
recommence.
Response: NMFS acknowledges the
limitations inherent in detection of
marine mammals at night. However, no
injury is expected to result even in the
absence of mitigation, given the
characteristics of the sources planned
for use (supported by the very small
estimated Level A harassment zones).
The ENGOs do not provide any support
for the apparent contention that injury
is a potential outcome of these
activities. Regarding Level B
harassment, any potential impacts
would be limited to short-term
behavioral responses, as described in
greater detail herein. The commenters
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establish that the status of North
Atlantic right whales in particular is
precarious. NMFS agrees in general with
the discussion of this status provided by
the commenters. NMFS also agrees with
the commenters that certain
recommended mitigation requirements,
e.g., avoiding impacts in places and
times of greatest importance to marine
mammals, limiting operations to times
of greatest visibility, would be effective
in reducing impacts. However, the
commenters fail entirely to establish
that Garden State’s specified site
assessment and characterization survey
activities—or site assessment and
characterization survey activities in
general—would have impacts on North
Atlantic right whales (or any other
species) such that operational
limitations would be warranted. In fact,
NMFS considers this category of survey
operations to be near de minimis, with
the potential for Level A harassment for
any species to be discountable and the
severity of Level B harassment (and,
therefore, the impacts of the take event
on the affected individual), if any, to be
low. In that context, there is no need for
more restrictive mitigation
requirements, and the commenters offer
no justification to the contrary.
Restricting surveys in the manner
suggested by the commenters may
reduce marine mammal exposures by
some degree in the short term, but
would not result in any significant
reduction in either intensity or duration
of noise exposure. Vessels would also
potentially be on the water for an
extended time introducing noise into
the marine environment. The
restrictions recommended by the
commenters could result in the surveys
spending increased time on the water,
which may result in greater overall
exposure to sound for marine mammals;
thus the commenters have not
demonstrated that such a requirement
would result in a net benefit.
Furthermore, restricting the applicant to
begin operations only during daylight
hours would have the potential to result
in lengthy shutdowns of the survey
equipment, which could result in the
applicant failing to collect the data they
have determined is necessary and,
subsequently, the need to conduct
additional surveys the following year.
This would result in significantly
increased costs incurred by the
applicant. Thus, the restriction
suggested by the commenters would not
be practicable for the applicant to
implement. Finally, NMFS is requiring
the use of night vision equipment (night
vision goggles with thermal clip-ons and
infrared/thermal imaging technology) to
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33669
facilitate detection of marine mammals
approaching and within the exclusion
zones during pre-start clearance and
active survey operations during
nighttime operations, In consideration
of the likely effects of the activity on
marine mammals absent mitigation,
potential unintended consequences of
the measures as proposed by the
commenters, practicability of the
recommended measures for the
applicant, and required use of night
vision equipment, NMFS has
determined that restricting operations as
recommended is not warranted or
practicable in this case.
Comment 8: The ENGOs
recommended that NMFS establish an
exclusion zone (EZ) of 1,000-m around
each vessel conducting activities with
noise levels that they assert could result
in injury or harassment to North
Atlantic right whales, and a minimum
EZ of 500 m for all other large whale
species and strategic stocks of small
cetaceans.
Response: NMFS disagrees with this
recommendation, and has determined
that the EZs included here are
sufficiently protective. We note that the
500-m EZ for North Atlantic right
whales exceeds the modeled distance to
the largest Level B harassment isopleth
distance (141 m) by a factor of more
than three. The commenters do not
provide any justification for the
contention that the existing EZs are
insufficient, and do not provide any
rationale for their recommended
alternatives (other than that they are
larger).
Comment 9: The ENGOs stated that
NMFS’ requirements related to visual
monitoring are inadequate. The
commenters specifically noted their
belief that a requirement for one
Protected Species Observer (PSO) to be
on duty during daylight hours is
insufficient, and recommended that
NMFS require the use of infrared
equipment to support visual monitoring
by PSOs during periods of darkness.
DNREC also recommended that infrared
equipment be used to support visual
monitoring by PSOs during periods of
darkness.
Response: NMFS typically requires
that a single PSO must be stationed at
the highest vantage point and engaged
in general 360-degree scanning during
daylight hours only. Although NMFS
acknowledges that the single PSO
cannot reasonably maintain observation
of the entire 360-degree area around the
vessel, it is reasonable to assume that
the single PSO engaged in continual
scanning of such a small area (i.e., 500m EZ, which is greater than the
maximum 141-m harassment zone) will
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be successful in detecting marine
mammals that are available for detection
at the surface. The monitoring reports
submitted to NMFS have demonstrated
that PSOs active only during daylight
operations are able to detect marine
mammals and implement appropriate
mitigation measures. As far as visual
monitoring at night, we have not
historically required visual monitoring
at night because available information
demonstrated that such monitoring
should not be considered effective.
However, as night vision technology has
continued to improve, NMFS has
adapted its practice, and two PSOs are
required to be on duty at night.
Moreover, as previously noted, NMFS
has included a requirement in the final
IHA that night-vision equipment (i.e.,
night-vision goggles with thermal clipons and infrared/thermal imaging
technology) must be available for use.
Regarding specific technology cited
by the ENGOs, NMFS appreciates the
suggestion and agrees that relatively
new detection platforms have shown
promising results. Following review of
the ENGO’s letter, we considered these
and other supplemental platforms as
suggested. However, to our knowledge,
there is no clear guidance available for
operators regarding characteristics of
effective systems, and the detection
systems cited by the commenters are
typically extremely expensive, and are
therefore considered impracticable for
use in most surveys. The commenters
do not provide specific suggestions with
regard to recommended systems or
characteristics of systems. NMFS does
not generally consider requirements to
use systems such as those cited by the
commenters to currently be practicable.
Comment 10: The ENGOs
recommended that NMFS should
require PAM at all times, both day and
night, to maximize the probability of
detection for North Atlantic right
whales, and other species and stocks.
DNREC also recommended the
combined use of visual monitoring and
PAM, especially during nighttime
operations, to minimize impacts on
protected species.
Response: The foremost concern
expressed by the ENGOs in making the
recommendation to require use of PAM
is with regard to North Atlantic right
whales. However, the commenters do
not explain why they expect that PAM
would be effective in detecting
vocalizing mysticetes. It is generally
well-accepted fact that, even in the
absence of additional acoustic sources,
using a towed passive acoustic sensor to
detect baleen whales (including right
whales) is not typically effective
because the noise from the vessel, the
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flow noise, and the cable noise are in
the same frequency band and will mask
the vast majority of baleen whale calls.
Vessels produce low-frequency noise,
primarily through propeller cavitation,
with main energy in the 5–300 Hertz
(Hz) frequency range. Source levels
range from about 140 to 195 decibel (dB)
re 1 mPa (micropascal) at 1 m (NRC,
2003; Hildebrand, 2009), depending on
factors such as ship type, load, and
speed, and ship hull and propeller
design. Studies of vessel noise show
that it appears to increase background
noise levels in the 71–224 Hz range by
10–13 dB (Hatch et al., 2012; McKenna
et al., 2012; Rolland et al., 2012). PAM
systems employ hydrophones towed in
streamer cables approximately 500 m
behind a vessel. Noise from water flow
around the cables and from strumming
of the cables themselves is also lowfrequency and typically masks signals in
the same range. Experienced PAM
operators participating in a recent
workshop (Thode et al., 2017)
emphasized that a PAM operation could
easily report no acoustic encounters,
depending on species present, simply
because background noise levels
rendered any acoustic detection
impossible. The same workshop report
stated that a typical eight-element array
towed 500 m behind a vessel could be
expected to detect delphinids, sperm
whales, and beaked whales at the
required range, but not baleen whales,
due to expected background noise levels
(including seismic noise, vessel noise,
and flow noise).
There are several additional reasons
why we do not agree that use of PAM
is warranted for 24-hour HRG surveys.
While NMFS agrees that PAM can be an
important tool for augmenting detection
capabilities in certain circumstances, its
utility in further reducing impact during
HRG survey activities is limited. First,
for this activity, the area expected to be
ensonified above the Level B
harassment threshold is relatively small
(a maximum of 141 m)—this reflects the
fact that, to start with, the source level
is comparatively low and the intensity
of any resulting impacts would be lower
level and, further, it means that
inasmuch as PAM will only detect a
portion of any animals exposed within
a zone, the overall probability of PAM
detecting an animal in the harassment
zone is low—together these factors
support the limited value of PAM for
use in reducing take with smaller zones.
PAM is only capable of detecting
animals that are actively vocalizing,
while many marine mammal species
vocalize infrequently or during certain
activities, which means that only a
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subset of the animals within the range
of the PAM would be detected (and
potentially have reduced impacts).
Additionally, localization and range
detection can be challenging under
certain scenarios. For example,
odontocetes are fast moving and often
travel in large or dispersed groups
which makes localization difficult.
Given that the effects to marine
mammals from the types of surveys
authorized in this IHA are expected to
be limited to low level behavioral
harassment even in the absence of
mitigation, the limited additional
benefit anticipated by adding this
detection method (especially for right
whales and other low frequency
cetaceans, species for which PAM has
limited efficacy), and the cost and
impracticability of implementing a fulltime PAM program, we have determined
the current requirements for visual
monitoring are sufficient to ensure the
least practicable adverse impact on the
affected species or stocks and their
habitat.
Comment 11: The ENGOs
recommended that NMFS require
applicants to use the lowest practicable
source level.
Response: Wind energy developers
selected the equipment necessary
during HRG surveys to achieve their
objectives. As part of the analysis for all
HRG IHAs, NMFS evaluated the effects
expected as a result of use of this
equipment, made the necessary
findings, and imposed mitigation
requirements sufficient to achieve the
least practicable adverse impact on the
affected species and stocks of marine
mammals. It is not within NMFS’
purview to make judgments regarding
what constitutes the ‘‘lowest practicable
source level’’ for an operator’s survey
objectives.
Comment 12: The ENGOs
recommended that NMFS require all
offshore wind energy related project
vessels operating within or transiting to/
from survey areas, regardless of size, to
observe a 10-knot speed restriction
during the entire survey period.
Response: NMFS does not concur
with these measures. NMFS has
analyzed the potential for ship strike
resulting from various HRG activities
and has determined that the mitigation
measures specific to ship strike
avoidance are sufficient to avoid the
potential for ship strike. These include:
A requirement that all vessel operators
comply with 10 knot (18.5 km/hour) or
less speed restrictions in any
established dynamic management area
(DMA) or seasonal management area
(SMA); a requirement that all vessel
operators reduce vessel speed to 10
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knots (18.5 km/hour) or less when any
large whale, mother/calf pairs, pods, or
large assemblages of non-delphinid
cetaceans are observed within 100 m of
an underway vessel; a requirement that
all survey vessels maintain a separation
distance of 500 m or greater from any
sighted North Atlantic right whale; a
requirement that, if underway, vessels
must steer a course away from any
sighted North Atlantic right whale at 10
knots or less until the 500 m minimum
separation distance has been
established; a requirement that all
vessels must maintain a minimum
separation distance of 100 m from
sperm whales and all other baleen
whales; and a requirement that all
vessels must, to the maximum extent
practicable, attempt to maintain a
minimum separation distance of 50 m
from all other marine mammals, with an
understanding that at times this may not
be possible (e.g., for animals that
approach the vessel). We have
determined that the ship strike
avoidance measures are sufficient to
ensure the least practicable adverse
impact on species or stocks and their
habitat. Furthermore, no documented
vessel strikes have occurred for any
marine site characterization survey
activities which were issued IHAs from
NMFS.
Comment 13: The ENGOs recommend
that NMFS work with relevant experts
and stakeholders towards developing a
robust and effective near real-time
monitoring and mitigation system for
North Atlantic right whales and other
endangered and protected species (e.g.,
fin, sei, minke, and humpback whales)
during offshore wind energy
development.
Response: NMFS is generally
supportive of this concept. A network of
near real-time baleen whale monitoring
devices are active or have been tested in
portions of New England and Canadian
waters. These systems employ various
digital acoustic monitoring instruments
which have been placed on autonomous
platforms including slocum gliders,
wave gliders, profiling floats and
moored buoys. Systems that have
proven to be successful will likely see
increased use as operational tools for
many whale monitoring and mitigation
applications. The ENGOs cited the
NMFS publication ‘‘Technical
Memorandum NMFS-OPR-64: North
Atlantic Right Whale Monitoring and
Surveillance: Report and
Recommendations of the National
Marine Fisheries Service’s Expert
Working Group’’ which is available at:
https://www.fisheries.noaa.gov/
resource/document/north-atlantic-rightwhale-monitoring-and-surveillance-
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report-and-recommendations. This
report summarizes a workshop NMFS
convened to address objectives related
to monitoring North Atlantic right
whales and presents the Expert Working
Group’s recommendations for a
comprehensive monitoring strategy to
guide future analyses and data
collection. Among the numerous
recommendations found in the report,
the Expert Working Group encouraged
the widespread deployment of autobuoys to provide near real-time
detections of North Atlantic right whale
calls that visual survey teams can then
respond to for collection of
identification photographs or biological
samples.
Comment 14: The ENGOs state that
NMFS must not issue renewal IHAs,
and assert that the process is contrary to
statutory requirements.
Response: NMFS’ IHA renewal
process meets all statutory
requirements. All IHAs issued, whether
an initial IHA or a renewal IHA, are
valid for a period of not more than one
year. And the public has at least 30 days
to comment on all proposed IHAs, with
a cumulative total of 45 days for IHA
renewals. The notice of the proposed
IHA published in the Federal Register
on April 27, 2021 (86 FR 22160) made
clear that the agency was seeking
comment on both the initial proposed
IHA and the potential issuance of a
renewal for this project. Because any
renewal (as explained in the Comments
and Responses section) is limited to
another year of identical or nearly
identical activities in the same location
(as described in the Description of
Specified Activity section) or the same
activities that were not completed
within the 1-year period of the initial
IHA, reviewers have the information
needed to effectively comment on both
the immediate proposed IHA and a
possible 1-year renewal, should the IHA
holder choose to request one in the
coming months.
While there will be additional
documents submitted with a renewal
request, for a qualifying renewal these
will be limited to documentation that
NMFS will make available and use to
verify that the activities are identical to
those in the initial IHA, are nearly
identical such that the changes would
have either no effect on impacts to
marine mammals or decrease those
impacts, or are a subset of activities
already analyzed and authorized but not
completed under the initial IHA. NMFS
will also confirm, among other things,
that the activities will occur in the same
location; involve the same species and
stocks; provide for continuation of the
same mitigation, monitoring, and
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33671
reporting requirements; and that no new
information has been received that
would alter the prior analysis. The
renewal request will also contain a
preliminary monitoring report, in order
to verify that effects from the activities
do not indicate impacts of a scale or
nature not previously analyzed. The
additional 15-day public comment
period provides the public an
opportunity to review these few
documents, provide any additional
pertinent information and comment on
whether they think the criteria for a
renewal have been met. Between the
initial 30-day comment period on these
same activities and the additional 15
days, the total comment period for a
renewal is 45 days.
Comment 15: The ENGOs expressed
concern about past instances where
NMFS has modified issued IHAs in
response to preliminary monitoring data
indicating that certain species of marine
mammal were being encountered more
frequently than anticipated.
Response: No modifications are
included as part of this action and,
therefore, this comment is not relevant
to this IHA.
Comment 16: DNREC recommended
that NMFS require the implementation
of seasonal restrictions on site
characterization activities that have the
potential to injure or harass the North
Atlantic right whale from November 1
through April 30.
Response: NMFS is concerned about
the status of the North Atlantic right
whale, given that a UME has been in
effect for this species since June of 2017
and that there have been a number of
recent mortalities. NMFS appreciates
the value of seasonal restrictions under
some circumstances. However, in this
case, we have determined seasonal
restrictions are not warranted. NMFS is
requiring Garden State to comply with
restrictions associated with identified
SMAs and they must comply with
DMAs, if any DMAs are established near
the project area. Furthermore, we have
established a 500-m shutdown zone for
North Atlantic right whales, which is
more than three times as large as the
greatest Level B harassment isopleth
calculated for the specified activities for
this IHA. The largest behavioral isopleth
is 141 m associated with the Applied
Acoustics Dura-Spark UHD and
GeoMarine Geo-Source sparkers. Take
estimation conservatively assumes that
these acoustic sources will operate on
all survey days although it is probable
that Garden State will only use sparkers
on a subset of survey days, and on the
remaining days utilize HRG equipment
with considerably smaller Level B
harassment isopleths. Therefore, the
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number of Level B harassment takes is
likely an overestimate. Finally,
significantly shortening Garden State’s
work season is impracticable given the
number of survey days planned for the
specified activity for this IHA.
Comment 17: DNREC noted that
NMFS published an extension of
emergency measures to address fishery
observer coverage during the COVID–19
coronavirus pandemic, providing NMFS
with continued authority under the
Magnuson-Stevens Fishery
Conservation and Management Act
(MSA) to waiver observer coverage
requirements when such action is
necessary due to the COVID–19 public
health emergency (85 FR 17285; March
27, 2020). DNREC’s understanding is
that this emergency action is not related
to the PSO requirement under the
MMPA, and that NMFS does not have
any intention of waiving the PSO
requirement for Garden State’s marine
site characterization surveys.
Response: DNREC is correct in its
understanding that the extension of
emergency measures providing NMFS
with the authority to waive fishery
observer coverage under the MSA does
not apply to required PSO coverage
under an issued MMPA IHA.
Changes From the Proposed IHA to
Final IHA
NMFS has clarified that night vision
equipment PSOs will be required to use
during nighttime survey operations will
include night vision goggles with
thermal clip-ons and infrared/thermal
imagery.
stock while allowing that stock to reach
or maintain its optimum sustainable
population (as described in NMFS’
SARs). While no mortality is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Atlantic and Gulf of Mexico
SARs. All values presented in Table 2
are the most recent available at the time
of publication and are available in the
2019 SARs (Hayes et al., 2020) and draft
2020 SARS available (except as
otherwise noted) at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessment-reports.
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’ Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is authorized for this action,
and summarizes information related to
the population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. For taxonomy, NMFS
follows the Committee on Taxonomy
(2020). PBR is defined by the MMPA as
the maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
TABLE 2—MARINE MAMMAL SPECIES LIKELY TO OCCUR NEAR THE PROJECT AREA THAT MAY BE AFFECTED BY GARDEN
STATE’S ACTIVITY
Common name
Scientific name
Stock
I
ESA/
MMPA
status;
Strategic
(Y/N) 1
I
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
I
I
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenidae:
North Atlantic right whale 4
Eubalaena glacialis ................
Western North Atlantic ...........
E/D; Y
368 (0; 356; 2020) .................
0.8
18.6
Family Balaenopteridae
(rorquals):
Humpback whale ..............
Fin whale ..........................
Sei whale .........................
Minke whale .....................
Megaptera novaeangliae ........
Balaenoptera physalus ...........
Balaenoptera borealis ............
Balaenoptera acutorostrata ....
Gulf of Maine ..........................
Western North Atlantic ...........
Nova Scotia ............................
Canadian East Coast .............
-/-; Y
E/D; Y
E/D; Y
-/-; N
1,393 (0; 1,375; 2016) ...........
6,802 (0.24; 5,573; 2016) ......
6,292 (1.015; 3,098) ...............
21,968 (0.31; 17,002; 2016) ..
22
11
6.2
170
58
2.35
1.2
10.6
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
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Family Physeteridae:
Sperm whale ....................
Family Delphinidae:
Long-finned pilot whale ....
Short finned pilot whale ...
Bottlenose dolphin ...........
Common dolphin ..............
Atlantic white-sided dolphin.
Atlantic spotted dolphin ....
Risso’s dolphin .................
Family Phocoenidae (porpoises):
VerDate Sep<11>2014
Physeter macrocephalus ........
NA ..........................................
E; Y
4,349 (0.28;3,451) ..................
3.9
0
Globicephala melas ................
Globicephala macrorhynchus
Tursiops truncatus ..................
-/-; N
-/-;Y
-/-; N
39,215 (0.30; 30,627) .............
28,924 (0.24; 23,637) .............
62,851 (0.23; 51,914) .............
306
236
519
21
160
28
-/-;Y
6,639 (0.41,4 ,759, 2016) ......
48
12.2–21.5
Delphinus delphis ...................
Lagenorhynchus acutus .........
Western North Atlantic ...........
Western North Atlantic ...........
Western North Atlantic Offshore.
W.N.A. Northern Migratory
Coastal.
Western North Atlantic ...........
Western North Atlantic ...........
-/-; N
-/-; N
172,947 (0.21; 145,216; 2016)
93,233 (0.71; 54,443) .............
1,452
544
399
26
Stenella frontalis .....................
Grampus griseus ....................
Western North Atlantic ...........
Western North Atlantic ...........
-/-; N
-/-; N
39,921 (0.27; 32,032; 2012) ..
35,493 (0.19; 30,289) .............
320
303
0
54.3
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TABLE 2—MARINE MAMMAL SPECIES LIKELY TO OCCUR NEAR THE PROJECT AREA THAT MAY BE AFFECTED BY GARDEN
STATE’S ACTIVITY—Continued
Common name
Harbor porpoise ...............
ESA/
MMPA
status;
Strategic
(Y/N) 1
Scientific name
Stock
Phocoena phocoena ..............
Gulf of Maine/Bay of Fundy ...
I-/-; N
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
I95,543 (0.31; 74,034) ............. I
851
I
217
Order Carnivora—Superfamily Pinnipedia
Family Phocidae (earless
seals):
Gray seal 5 ........................
Harbor seal .......................
Halichoerus grypus ................
Phoca vitulina .........................
Western North Atlantic ...........
Western North Atlantic ...........
-/-; N
-/-; N
27,131 (0.19; 23,158, 2016) ..
75,834 (0.15; 66,884, 2018) ..
1,389
2,006
4,729
350
1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be
declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA
as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports-region. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
4 Abundance source is Pace (2021). PBR and Annual M/SI source is draft 2020 SAR (Hayes et al. 2020). Because PBR is based on the minimum population estimate, we anticipate it will be slightly lower than what is presented here given the Pace (2021) abundance; however, the 2020 SARs are not yet finalized. Regardless
of final numbers, NMFS recognizes the NARW stock is critically endangered with a low PRB and high annual M/SI rate due primarily to ship strikes and entanglement.
5 The NMFS stock abundance estimate applies to U.S. population only, however the actual stock abundance is approximately 451,431.
As indicated above, all 16 species
(with 17 managed stocks) in Table 2
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur and has been
authorized by NMFS. In addition to
what is included in Sections 3 and 4 of
the application, the SARs, and NMFS’
website, further detail informing the
baseline for select species (i.e.,
information regarding current Unusual
Mortality Events (UME) and important
habitat areas) was provided in the notice
of the proposed IHA (86 FR 22160; April
27, 2021) and is not repeated here.
Except for the updated North Atlantic
right whale abundance (Pace 2021), no
additional new relevant information is
available since publication of that
notice.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 dB
threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized hearing
range *
Hearing group
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Low-frequency (LF) cetaceans (baleen whales) .....................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) ...................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..............................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
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demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
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(Hemila¨ et al., 2006; Kastelein et al.,
2009).
For more detail concerning these
groups and associated frequency ranges,
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please see NMFS (2018) for a review of
available information. Sixteen marine
mammal species (14 cetacean and 2
pinniped (both phocid) species) have
the reasonable potential to co-occur
with the planned survey activities.
Please refer to Table 2. Of the cetacean
species that may be present, five are
classified as low-frequency cetaceans
(i.e., all mysticete species), eight are
classified as mid-frequency cetaceans
(i.e., all delphinid species and the sperm
whale), and one is classified as a highfrequency cetacean (i.e., harbor
porpoise).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The notice of proposed IHA included
a summary of the ways that Garden
State’s specified activity may impact
marine mammals and their habitat (86
FR 22160; April 27, 2021). Detailed
descriptions of the potential effects of
similar specified activities have been
provided in other recent Federal
Register notices, including for survey
activities using the same methodology,
over a similar amount of time, and
occurring within the same specified
geographical region (e.g., 82 FR 20563,
May 3, 2017; 85 FR 36537, June 17,
2020; 85 FR 37848, June 24, 2020; 85 FR
48179, August 10, 2020; 86 FR 26465;
May 14, 2021). No significant new
information is available, and NMFS
refers the reader to the notice of
proposed IHA and to these documents
rather than repeating the details here.
The Estimated Take section includes a
quantitative analysis of the number of
individuals that are expected to be taken
by Garden State’s activity. The
Negligible Impact Analysis and
Determination section considers the
potential effects of the specified activity,
the Estimated Take section, and the
Mitigation section, to draw conclusions
regarding the likely impacts of these
activities on the reproductive success or
survivorship of individuals and how
those impacts on individuals are likely
to impact marine mammal species or
stocks. The notice of proposed IHA also
provided background information
regarding active acoustic sound sources
and acoustic terminology, which is not
repeated here.
The potential effects of Ocean Wind’s
specified survey activity are expected to
be limited to Level B behavioral
harassment. No permanent or temporary
auditory effects, or significant impacts
to marine mammal habitat, including
prey, are expected.
Estimated Take
This section provides an estimate of
the number of incidental takes
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authorized through this IHA, which will
inform both NMFS’ consideration of
‘‘small numbers’’ and the negligible
impact determination.
Level B behavioral harassment is the
only type of take expected to result from
these activities. Except with respect to
certain activities not pertinent here,
section 3(18) of the MMPA defines
‘‘harassment’’ as any act of pursuit,
torment, or annoyance, which (i) has the
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering (Level B behavioral
harassment).
Authorized takes are by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to noise from certain
HRG acoustic sources. Based on the
characteristics of the signals produced
by the acoustic sources planned for use,
Level A harassment is neither
anticipated, even absent mitigation, nor
authorized. Consideration of the
anticipated effectiveness of the
mitigation measures (i.e., exclusion
zones and shutdown measures),
discussed in detail below in the
Mitigation section, further strengthens
the conclusion that Level A harassment
is not a reasonably anticipated outcome
of the survey activity. As described
previously, no serious injury or
mortality is anticipated, even absent
mitigation, or authorized for this
activity.
Generally speaking, NMFS estimates
take by considering: (1) Acoustic
thresholds above which NMFS believes
the best available science indicates
marine mammals will be behaviorally
harassed or incur some degree of
permanent hearing impairment; (2) the
area or volume of water that will be
ensonified above these levels in a day;
(3) the density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. NMFS notes that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below,
NMFS describes the factors considered
here in more detail and present the take
estimate.
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Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source (e.g.,
frequency, predictability, duty cycle),
the environment (e.g., bathymetry), and
the receiving animals (hearing,
motivation, experience, demography,
behavioral context) and can be difficult
to predict (Southall et al., 2007, Ellison
et al., 2012). NMFS uses a generalized
acoustic threshold based on received
level to estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed (i.e., Level B harassment) when
exposed to underwater anthropogenic
noise above received levels of 160 dB re
1 mPa (rms) for the impulsive sources
(i.e., boomers, sparkers) and nonimpulsive, intermittent sources (e.g.,
CHIRP SBPs) evaluated here for Garden
State’s survey activities.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). For more information, see
NMFS’ 2018 Technical Guidance, which
may be accessed at
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
Garden State’s activity includes the
use of impulsive (i.e., sparkers and
boomers) and non-impulsive (e.g.,
CHIRP SBP) sources. However, as
discussed above, NMFS has concluded
that Level A harassment is not a
reasonably likely outcome for marine
mammals exposed to noise through use
of the sources Garden State plans to use,
and the potential for Level A
harassment is not evaluated further in
this document. Please see Garden State’s
application for details of a quantitative
exposure analysis exercise (i.e.,
calculated Level A harassment isopleths
and estimated Level A harassment
exposures). Maximum estimated Level
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A harassment isopleths were less than 3
m for all sources and hearing groups
with the exception of an estimated 37 m
zone and 17 m zone calculated for highfrequency cetaceans during use of the
GeoPulse 5430 CHIRP SBP and the TB
CHIRP III, respectively (see Table 1 for
source characteristics). Garden State did
not request authorization of take by
Level A harassment, and no take by
Level A harassment is authorized by
NMFS.
lotter on DSK11XQN23PROD with NOTICES1
Ensonified Area
NMFS has developed a user-friendly
methodology for estimating the extent of
the Level B harassment isopleths
associated with relevant HRG survey
equipment (NMFS, 2020). This
methodology incorporates frequency
and directionality to refine estimated
ensonified zones. For acoustic sources
that operate with different beamwidths,
the maximum beamwidth was used, and
the lowest frequency of the source was
used when calculating the frequencydependent absorption coefficient (Table
1).
NMFS considers the data provided by
Crocker and Fratantonio (2016) to
represent the best available information
on source levels associated with HRG
equipment and, therefore, recommends
that source levels provided by Crocker
and Fratantonio (2016) be incorporated
in the method described above to
estimate isopleth distances to
harassment thresholds. In cases when
the source level for a specific type of
HRG equipment is not provided in
Crocker and Fratantonio (2016), NMFS
recommends that either the source
levels provided by the manufacturer be
used, or, in instances where source
levels provided by the manufacturer are
unavailable or unreliable, a proxy from
Crocker and Fratantonio (2016) be used
instead. Table 1 shows the HRG
equipment types that may be used
during the planned surveys and the
sound levels associated with those HRG
equipment types.
Results of modeling using the
methodology described above indicated
that, of the HRG survey equipment
planned for use by Garden State that has
the potential to result in Level B
harassment of marine mammals, the
Applied Acoustics Dura-Spark UHD and
GeoMarine Geo-Source sparkers would
produce the largest Level B harassment
isopleth (141 m; please see Table 4 of
Garden State’s application). Estimated
Level B harassment isopleths associated
with the boomer and CHIRP SBP
systems planned for use are estimated as
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25 and 36 m, respectively. Although
Garden State does not expect to use
sparker sources on all planned survey
days, it assumed for purposes of
analysis that the sparker would be used
on all survey days. This is a
conservative approach, as the actual
sources used on individual survey days
may produce smaller harassment
distances.
Marine Mammal Occurrence
In this section, NMFS provides
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Habitat-based density models
produced by the Duke University
Marine Geospatial Ecology Laboratory
(Roberts et al., 2016, 2017, 2018, 2020)
represent the best available information
regarding marine mammal densities in
the planned survey area. The density
data presented by Roberts et al. (2016,
2017, 2018, 2020) incorporates aerial
and shipboard line-transect survey data
from NMFS and other organizations and
incorporates data from 8 physiographic
and 16 dynamic oceanographic and
biological covariates, and controls for
the influence of sea state, group size,
availability bias, and perception bias on
the probability of making a sighting.
These density models were originally
developed for all cetacean taxa in the
U.S. Atlantic (Roberts et al., 2016). In
subsequent years, certain models have
been updated based on additional data
as well as certain methodological
improvements. More information is
available online at
seamap.env.duke.edu/models/Duke-ECGOM-2015/. Marine mammal density
estimates in the survey area (animals/
km2) were obtained using the most
recent model results for all taxa (Roberts
et al., 2016, 2017, 2018, 2020). The
updated models incorporate additional
sighting data, including sightings from
the NOAA Atlantic Marine Assessment
Program for Protected Species
(AMAPPS) surveys.
For the exposure analysis, density
data from Roberts et al. (2016, 2017,
2018, 2020) were mapped using a
geographic information system (GIS).
Density grid cells that included any
portion of the planned survey area were
selected for all survey months (see
Figure 3 in Garden State’s application).
Densities from each of the selected
density blocks were averaged for each
month available to provide monthly
density estimates for each species (when
available based on the temporal
resolution of the model products), along
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33675
with the average annual density. Please
see Tables 7 and 8 of Garden State’s
application for density values used in
the exposure estimation process for the
Lease Area and the potential ECRs,
respectively. Note that no density
estimates are available for the portion of
the ECR area in Delaware Bay, so the
marine mammal densities from the
density models of Roberts et al. (2016,
2017, 2018, 2020) were assumed to
apply to this area. Additional data
regarding average group sizes from
survey effort in the region was
considered to ensure adequate take
estimates are evaluated.
Take Calculation and Estimation
Here NMFS describes how the
information provided above is brought
together to produce a quantitative take
estimate. In order to estimate the
number of marine mammals predicted
to be exposed to sound levels that
would result in harassment, radial
distances to predicted isopleths
corresponding to Level B harassment
thresholds are calculated, as described
above. The maximum distance (i.e., 141
m distance associated with sparkers) to
the Level B harassment criterion and the
estimated trackline distance traveled per
day by a given survey vessel (i.e., 70 km)
are then used to calculate the daily
ensonified area, or zone of influence
(ZOI) around the survey vessel.
The ZOI is a representation of the
maximum extent of the ensonified area
around a sound source over a 24-hr
period. The ZOI for each piece of
equipment operating below 200 kHz
was calculated per the following
formula:
ZOI = (Distance/day × 2r) + pr2
Where r is the linear distance from the source
to the harassment isopleth.
ZOIs associated with all sources with
the expected potential to cause take of
marine mammals are provided in Table
6 of Garden State’s application. The
largest daily ZOI (19.8 km2), associated
with the various sparkers planned for
use, was applied to all planned survey
days.
Potential Level B harassment
exposures are estimated by multiplying
the average annual density of each
species within either the Lease Area or
potential ECR area by the daily ZOI.
That product is then multiplied by the
number of operating days expected for
the survey in each area assessed, and
the product is rounded to the nearest
whole number. These results are shown
in Table 4.
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TABLE 4—SUMMARY OF AUTHORIZED TAKE NUMBERS
Species
Abundance
Level B takes 1
Max percent
population
Low-Frequency Cetaceans
Fin whale .....................................................................................................................................
Sei whale .....................................................................................................................................
Minke whale .................................................................................................................................
Humpback whale .........................................................................................................................
North Atlantic right whale ............................................................................................................
6,802
6,292
21,968
1,393
412
9
0 (1)
3
4
14
0.13
0.02
0.01
0.29
3.40
4,349
93,233
39,921
0 (3)
15
9
0.07
0.00
0.00
62,851
6,639
437
1,192
0.21
7.77
28,924
39,215
35,493
172,974
3 (10)
3 (10)
0 (30)
112
0.03
0.03
0.08
0.06
95,543
98
0.03
451,431
75,834
9
9
0.00
0.01
Mid-Frequency Cetaceans
Sperm whale 3 ..............................................................................................................................
Atlantic white-sided dolphin .........................................................................................................
Atlantic spotted dolphin ...............................................................................................................
Common bottlenose dolphin: 2
Offshore Stock ......................................................................................................................
Migratory Stock .....................................................................................................................
Pilot Whales 3
Short-finned pilot whale ........................................................................................................
Long-finned pilot whale ........................................................................................................
Risso’s dolphin .............................................................................................................................
Common dolphin ..........................................................................................................................
High-Frequency Cetaceans
Harbor porpoise ...........................................................................................................................
Pinnipeds
Seals: 4
Gray seal ..............................................................................................................................
Harbor seal ...........................................................................................................................
1 Parenthesis denote changes from calculated take estimates. Increases from calculated values are based on assumed average group size for
the species; sei whale, Kenney and Vigness-Raposa, 2010; sperm whale and Risso’s dolphin, Barkaszi and Kelly, 2018.
2 Roberts et al. (2016) does not provide density estimates for individual stocks of common bottlenose dolphins; therefore, stock densities were
delineated using the 20-m isobath.
3 Roberts (2018) only provides density estimates for ‘‘generic’’ pilot whales; therefore, an equal potential for takes has been assumed either for
each species.
4 Roberts (2018) only provides density estimates for ‘‘generic’’ seals; therefore, densities were split evenly between the two species.
The take numbers shown in Table 4
are those requested by Garden State,
with the exception of the two pilot
whale species. Garden State requested 3
takes by Level B harassment for each
pilot whale species (i.e., short-finned
and long-finned pilot whales). However,
the requested number of takes is below
the mean group size for each of these
species; therefore, NMFS increased to
10 (from 3, proposed by Garden State)
the number of takes by Level B
harassment for each of these species,
based on published mean group sizes
(Kenney and Vigness-Raposa, 2010). For
all other species, NMFS concurs with
the take numbers requested by Garden
State and has authorized them.
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Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
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and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS carefully considers
two primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
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impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations.
Mitigation for Marine Mammals and
Their Habitat
NMFS has prescribed the following
mitigation measures to be implemented
during Garden State’s marine site
characterization surveys.
Marine Mammal Exclusion Zones
Marine mammal EZs must be
established around the HRG survey
equipment and monitored by PSOs:
• 500 m EZ for North Atlantic right
whales during use of all acoustic
sources; and
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• 100 m EZ for all marine mammals,
with certain exceptions specified below,
during operation of impulsive acoustic
sources (boomer and/or sparker).
If a marine mammal is detected
approaching or entering the EZs during
the HRG survey, the vessel operator
must adhere to the shutdown
procedures described below to
minimize noise impacts on the animals.
These stated requirements will be
included in the site-specific training to
be provided to the survey team.
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Pre-Start Clearance of the Exclusion
Zones
Garden State must implement a 30minute pre-start clearance period of the
EZs prior to the initiation of ramp-up of
HRG equipment. During this period, the
EZ will be monitored by the PSOs, using
the appropriate visual technology.
Ramp-up may not be initiated if any
marine mammal(s) is within its
respective EZ. If a marine mammal is
observed within an EZ during the prestart clearance period, ramp-up may not
begin until the animal(s) has been
observed exiting its respective EZ or
until an additional time period has
elapsed with no further sighting (i.e., 15
minutes for small odontocetes and seals,
and 30 minutes for all other species).
Ramp-Up of Survey Equipment
When technically feasible, a ramp-up
procedure must be used for HRG survey
equipment capable of adjusting energy
levels at the start or restart of survey
activities. The ramp-up procedure must
be used at the beginning of HRG survey
activities in order to provide additional
protection to marine mammals near the
survey area by allowing them to vacate
the area prior to the commencement of
survey equipment operation at full
power.
A ramp-up must begin with the
powering up of the smallest acoustic
HRG equipment at its lowest practical
power output appropriate for the
survey. When technically feasible, the
power will then be gradually turned up
and other acoustic sources would be
added.
Ramp-up activities will be delayed if
a marine mammal(s) enters its
respective exclusion zone. Ramp-up
will continue if the animal has been
observed exiting its respective exclusion
zone or until an additional time period
has elapsed with no further sighting
(i.e., 15 minutes for small odontocetes
and seals and 30 minutes for all other
species).
Activation of survey equipment
through ramp-up procedures may not
occur when visual observation of the
pre-start clearance zone is not expected
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to be effective (i.e., during inclement
conditions such as heavy rain or fog).
Shutdown Procedures
An immediate shutdown of the
impulsive HRG survey equipment will
be required if a marine mammal is
sighted entering or within its respective
exclusion zone. The vessel operator
must comply immediately with any call
for shutdown by the Lead PSO. Any
disagreement between the Lead PSO
and vessel operator should be discussed
only after shutdown has occurred.
Subsequent restart of the survey
equipment can be initiated if the animal
has been observed exiting its respective
exclusion zone or until an additional
time period has elapsed (i.e., 30 minutes
for all other species).
If a species for which authorization
has not been granted, or, a species for
which authorization has been granted
but the authorized number of takes have
been met, approaches or is observed
within the Level B harassment zone (36
m, non-impulsive; 141 m impulsive),
shutdown must occur.
If the acoustic source is shut down for
reasons other than mitigation (e.g.,
mechanical difficulty) for less than 30
minutes, it may be activated again
without ramp-up if PSOs have
maintained constant observation and no
detections of any marine mammal have
occurred within the respective EZs. If
the acoustic source is shut down for a
period longer than 30 minutes and PSOs
have maintained constant observation,
then pre-start clearance and ramp-up
procedures will be initiated as described
in the previous section.
The shutdown requirement will be
waived for small delphinids of the
following genera: Delphinus,
Lagenorhynchus, Stenella, and Tursiops
and seals. Specifically, if a delphinid
from the specified genera or a pinniped
is visually detected approaching the
vessel (i.e., to bow ride) or towed
equipment, shutdown is not required.
Furthermore, if there is uncertainty
regarding identification of a marine
mammal species (i.e., whether the
observed marine mammal(s) belongs to
one of the delphinid genera for which
shutdown is waived), PSOs must use
best professional judgement in making
the decision to call for a shutdown.
Additionally, shutdown is required if a
delphinid or pinniped detected in the
exclusion zone and belongs to a genus
other than those specified.
Vessel Strike Avoidance
Garden State will ensure that vessel
operators and crew maintain a vigilant
watch for cetaceans and pinnipeds and
slow down or stop their vessels to avoid
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striking these species. Survey vessel
crew members responsible for
navigation duties will receive sitespecific training on marine mammals
sighting/reporting and vessel strike
avoidance measures. Vessel strike
avoidance measures must include the
following, except under circumstances
when complying with these
requirements would put the safety of the
vessel or crew at risk:
• Vessel operators and crews must
maintain a vigilant watch for all
protected species and slow down, stop
their vessel, or alter course, as
appropriate and regardless of vessel
size, to avoid striking any protected
species. A visual observer aboard the
vessel must monitor a vessel strike
avoidance zone based on the
appropriate separation distance around
the vessel (distances stated below).
Visual observers monitoring the vessel
strike avoidance zone may be thirdparty observers (i.e., PSOs) or crew
members, but crew members
responsible for these duties must be
provided sufficient training to (1)
distinguish protected species from other
phenomena and (2) broadly to identify
a marine mammal as a right whale,
other whale (defined in this context as
sperm whales or baleen whales other
than right whales), or other marine
mammal;
• All vessels, regardless of size, must
observe a 10-knot speed restriction in
specific areas designated by NMFS for
the protection of North Atlantic right
whales from vessel strikes including
SMAs and DMAs when in effect;
• All vessels greater than or equal to
19.8 m in overall length operating from
November 1 through April 30 will
operate at speeds of 10 knots or less
while transiting to and from Project
Area;
• All vessels must reduce their speed
to 10 knots or less when mother/calf
pairs, pods, or large assemblages of
cetaceans are observed near a vessel;
• All vessels must maintain a
minimum separation distance of 500 m
from right whales. If a whale is observed
but cannot be confirmed as a species
other than a right whale, the vessel
operator must assume that it is a right
whale and take appropriate action;
• All vessels must maintain a
minimum separation distance of 100 m
from sperm whales and all other baleen
whales;
• All vessels must, to the maximum
extent practicable, attempt to maintain a
minimum separation distance of 50 m
from all other marine mammals, with an
understanding that at times this may not
be possible (e.g., for animals that
approach the vessel);
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• When marine mammals are sighted
while a vessel is underway, the vessel
shall take action as necessary to avoid
violating the relevant separation
distance (e.g., attempt to remain parallel
to the animal’s course, avoid excessive
speed or abrupt changes in direction
until the animal has left the area). If
marine mammals are sighted within the
relevant separation distance, the vessel
must reduce speed and shift the engine
to neutral, not engaging the engines
until animals are clear of the area. This
does not apply to any vessel towing gear
or any vessel that is navigationally
constrained;
• These requirements do not apply in
any case where compliance would
create an imminent and serious threat to
a person or vessel or to the extent that
a vessel is restricted in its ability to
maneuver and, because of the
restriction, cannot comply.
Members of the monitoring team will
consult NMFS North Atlantic right
whale reporting system and Whale
Alert, as able, for the presence of North
Atlantic right whales throughout survey
operations, and for the establishment of
a DMA. If NMFS should establish a
DMA in the Project Area during the
survey, the vessels will abide by speed
restrictions in the DMA.
Project-specific training will be
conducted for all vessel crew prior to
the start of a survey and during any
changes in crew such that all survey
personnel are fully aware and
understand the mitigation, monitoring,
and reporting requirements. Prior to
implementation with vessel crews, the
training program will be provided to
NMFS for review and approval.
Confirmation of the training and
understanding of the requirements will
be documented on a training course log
sheet. Signing the log sheet will certify
that the crew member understands and
will comply with the necessary
requirements throughout the survey
activities.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has determined that the required
mitigation measures provide the means
of effecting the least practicable impact
on marine mammal species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
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50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the planned action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Monitoring Measures
Visual monitoring will be performed
by qualified, NMFS-approved PSOs, the
resumes of whom will be provided to
NMFS for review and approval prior to
the start of survey activities. Garden
State would employ independent,
dedicated, trained PSOs, meaning that
the PSOs must (1) be employed by a
third-party observer provider, (2) have
no tasks other than to conduct
observational effort, collect data, and
communicate with and instruct relevant
vessel crew with regard to the presence
of marine mammals and mitigation
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requirements (including brief alerts
regarding maritime hazards), and (3)
have successfully completed an
approved PSO training course
appropriate for their designated task
and/or have demonstrated experience in
the role of an independent PSO during
an HRG survey. At least one PSO aboard
each acoustic source vessel must have a
minimum of 90 days at-sea experience
working as a PSO during a geophysical
survey, with no more than 18 months
elapsed since the conclusion of the atsea experience. On a case-by-case basis,
non-independent observers may be
approved by NMFS for limited, specific
duties in support of approved,
independent PSOs on smaller vessels
with limited crew capacity operating in
nearshore waters.
The PSOs will be responsible for
monitoring the waters surrounding each
survey vessel to the farthest extent
permitted by sighting conditions,
including EZs, during all HRG survey
operations. PSOs will visually monitor
and identify marine mammals,
including those approaching or entering
the established EZs during survey
activities. It will be the responsibility of
the Lead PSO on duty to communicate
the presence of marine mammals as well
as to communicate the action(s) that are
necessary to ensure mitigation and
monitoring requirements are
implemented as appropriate.
During all HRG survey operations
(e.g., any day on which use of an HRG
source is planned to occur), a minimum
of one PSO must be on duty during
daylight operations on each survey
vessel, conducting visual observations
at all times on all active survey vessels
during daylight hours (i.e., from 30
minutes prior to sunrise through 30
minutes following sunset). Two PSOs
will be on watch during nighttime
operations. The PSO(s) would ensure
360° visual coverage around the vessel
from the most appropriate observation
posts and would conduct visual
observations using binoculars and/or
night vision goggles and the naked eye
while free from distractions and in a
consistent, systematic, and diligent
manner. PSOs may be on watch for a
maximum of 4 consecutive hours
followed by a break of at least two hours
between watches and may conduct a
maximum of 12 hours of observation per
24-hour period. In cases where multiple
vessels are surveying concurrently, any
observations of marine mammals would
be communicated to PSOs on all nearby
survey vessels.
PSOs must be equipped with
binoculars and have the ability to
estimate distance and bearing to detect
marine mammals, particularly in
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proximity to EZs. Reticulated binoculars
must also be available to PSOs for use
as appropriate based on conditions and
visibility to support the sighting and
monitoring of marine mammals. During
nighttime operations, night-vision
goggles with thermal clip-ons and
infrared/thermal imaging technology
would be used to facilitate detection of
marine mammals approaching and
within the EZs during pre-start
clearance and active survey operations.
Position data would be recorded using
hand-held or vessel GPS units for each
sighting.
During good conditions (e.g., daylight
hours; Beaufort sea state (BSS) 3 or less),
to the maximum extent practicable,
PSOs would also conduct observations
when the acoustic source is not
operating for comparison of sighting
rates and behavior with and without use
of the active acoustic sources. Any
observations of marine mammals by
crew members aboard any vessel
associated with the survey would be
relayed to the PSO team. Data on all
PSO observations would be recorded
based on standard PSO collection
requirements. This would include dates,
times, and locations of survey
operations; dates and times of
observations, location and weather;
details of marine mammal sightings
(e.g., species, numbers, behavior); and
details of any observed marine mammal
behavior that occurs (e.g., noted
behavioral disturbances).
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Reporting Measures
Within 90 days after completion of
survey activities or expiration of this
IHA, whichever comes sooner, a final
technical report will be provided to
NMFS that fully documents the
methods and monitoring protocols,
summarizes the data recorded during
monitoring, summarizes the number of
marine mammals observed during
survey activities (by species, when
known), summarizes the mitigation
actions taken during surveys (including
what type of mitigation and the species
and number of animals that prompted
the mitigation action, when known),
and provides an interpretation of the
results and effectiveness of all
mitigation and monitoring. Any
recommendations made by NMFS must
be addressed in the final report prior to
acceptance by NMFS. All draft and final
marine mammal and acoustic
monitoring reports must be submitted to
PR.ITP.MonitoringReports@noaa.gov
and ITP.Esch@noaa.gov. The report
must contain at minimum, the
following:
• PSO names and affiliations;
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• Dates of departures and returns to
port with port name;
• Dates and times (Greenwich Mean
Time) of survey effort and times
corresponding with PSO effort;
• Vessel location (latitude/longitude)
when survey effort begins and ends,
vessel location at beginning and end of
visual PSO duty shifts;
• Vessel heading and speed at
beginning and end of visual PSO duty
shifts and upon any line change;
• Environmental conditions while on
visual survey (at beginning and end of
PSO shift and whenever conditions
change significantly), including wind
speed and direction, Beaufort sea state,
Beaufort wind force, swell height,
weather conditions, cloud cover, sun
glare, and overall visibility to the
horizon;
• Factors that may be contributing to
impaired observations during each PSO
shift change or as needed as
environmental conditions change (e.g.,
vessel traffic, equipment malfunctions);
and
• Survey activity information, such as
type of survey equipment in operation,
acoustic source power output while in
operation, and any other notes of
significance (i.e., pre-start clearance
survey, ramp-up, shutdown, end of
operations, etc.).
If a marine mammal is sighted, the
following information should be
recorded:
• Watch status (sighting made by PSO
on/off effort, opportunistic, crew,
alternate vessel/platform);
• PSO who sighted the animal;
• Time of sighting;
• Vessel location at time of sighting;
• Water depth;
• Direction of vessel’s travel (compass
direction);
• Direction of animal’s travel relative
to the vessel;
• Pace of the animal;
• Estimated distance to the animal
and its heading relative to vessel at
initial sighting;
• Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified); also
note the composition of the group if
there is a mix of species;
• Estimated number of animals (high/
low/best);
• Estimated number of animals by
cohort (adults, yearlings, juveniles,
calves, group composition, etc.);
• Description (as many distinguishing
features as possible of each individual
seen, including length, shape, color,
pattern, scars or markings, shape and
size of dorsal fin, shape of head, and
blow characteristics);
• Detailed behavior observations (e.g.,
number of blows, number of surfaces,
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breaching, spyhopping, diving, feeding,
traveling; as explicit and detailed as
possible; note any observed changes in
behavior);
• Animal’s closest point of approach
and/or closest distance from the center
point of the acoustic source;
• Platform activity at time of sighting
(e.g., deploying, recovering, testing, data
acquisition, other); and
• Description of any actions
implemented in response to the sighting
(e.g., delays, shutdown, ramp-up, speed
or course alteration, etc.) and time and
location of the action.
If a North Atlantic right whale is
observed at any time by PSOs or
personnel on any project vessels, during
surveys or during vessel transit, Garden
State must immediately report sighting
information to the NMFS North Atlantic
Right Whale Sighting Advisory System:
(866) 755–6622. North Atlantic right
whale sightings in any location may also
be reported to the U.S. Coast Guard via
channel 16.
In the event that Garden State
personnel discover an injured or dead
marine mammal, Garden State will
report the incident to the NMFS Office
of Protected Resources (OPR) and the
NMFS New England/Mid-Atlantic
Stranding Coordinator as soon as
feasible. The report would include the
following information:
• Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal was discovered.
In the unanticipated event of a ship
strike of a marine mammal by any vessel
involved in the activities covered by the
IHA, Garden State must report the
incident to the NMFS OPR and the
NMFS New England/Mid-Atlantic
Stranding Coordinator as soon as
feasible. The report would include the
following information:
• Time, date, and location (latitude/
longitude) of the incident;
• Species identification (if known) or
description of the animal(s) involved;
• Vessel’s speed during and leading
up to the incident;
• Vessel’s course/heading and what
operations were being conducted (if
applicable);
• Status of all sound sources in use;
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• Description of avoidance measures/
requirements that were in place at the
time of the strike and what additional
measures were taken, if any, to avoid
strike;
• Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, visibility)
immediately preceding the strike;
• Estimated size and length of animal
that was struck;
• Description of the behavior of the
marine mammal immediately preceding
and following the strike;
• If available, description of the
presence and behavior of any other
marine mammals immediately
preceding the strike;
• Estimated fate of the animal (e.g.,
dead, injured but alive, injured and
moving, blood or tissue observed in the
water, status unknown, disappeared);
and
• To the extent practicable,
photographs or video footage of the
animal(s).
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. NMFS also assesses
the number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
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To avoid repetition, our analysis
applies to all the species listed in Table
4, given that NMFS expects the
anticipated effects of the planned survey
to be similar in nature. Where there are
meaningful differences between species
or stocks—as is the case of the North
Atlantic right whale—they are included
as separate subsections below. NMFS
does not anticipate that serious injury or
mortality would occur as a result from
HRG surveys, even in the absence of
mitigation, and no serious injury or
mortality is anticipated or authorized.
As discussed in the Potential Effects of
Specified Activities on Marine
Mammals and their Habitat section of
the notice of the proposed IHA (86 FR
22160; April 27, 2021), non-auditory
physical effects and vessel strike are not
expected to occur. NMFS expects that
all potential takes would be in the form
of short-term Level B behavioral
harassment in the form of temporary
avoidance of the area or decreased
foraging (if such activity was occurring),
reactions that are considered to be of
low severity and with no lasting
biological consequences (e.g., Southall
et al., 2007). Even repeated Level B
harassment of some small subset of an
overall stock is unlikely to result in any
significant realized decrease in viability
for the affected individuals, and thus
would not result in any adverse impact
to the stock as a whole. As described
above, Level A harassment is not
expected to occur given the nature of
the operations and the estimated small
size of the Level A harassment zones.
In addition to being temporary, the
maximum expected harassment zone
around a survey vessel is 141 m.
Therefore, the ensonified area
surrounding each vessel is relatively
small compared to the overall
distribution of the animals in the area
and their use of the habitat. Feeding
behavior is not likely to be significantly
impacted as prey species are mobile and
are broadly distributed throughout the
survey area; therefore, marine mammals
that may be temporarily displaced
during survey activities are expected to
be able to resume foraging once they
have moved away from areas with
disturbing levels of underwater noise.
Because of the temporary nature of the
disturbance and the availability of
similar habitat and resources in the
surrounding area, the impacts to marine
mammals and the food sources that they
utilize are not expected to cause
significant or long-term consequences
for individual marine mammals or their
populations.
There are no rookeries, mating or
calving grounds known to be
biologically important to marine
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mammals within the survey area and
there are no feeding areas known to be
biologically important to marine
mammals within the survey area. There
is no designated critical habitat for any
ESA-listed marine mammals in the
survey area.
North Atlantic Right Whales
The status of the North Atlantic right
whale population is of heightened
concern and, therefore, merits
additional analysis. As discussed in the
notice of the proposed IHA (86 FR
22160; April 27, 2021), elevated North
Atlantic right whale mortalities began in
June 2017 and there is an active UME.
Overall, preliminary findings support
human interactions, specifically vessel
strikes and entanglements, as the cause
of death for the majority of right whales.
As noted previously, the survey area
overlaps a migratory corridor
Biologically Important Area (BIA) for
North Atlantic right whales. Due to the
fact that that the survey activities are
temporary and the spatial extent of
sound produced by the survey would be
very small relative to the spatial extent
of the available migratory habitat in the
BIA, right whale migration is not
expected to be impacted by the survey.
Given the relatively small size of the
ensonified area, it is unlikely that prey
availability would be adversely affected
by HRG survey operations. Required
vessel strike avoidance measures will
also decrease risk of ship strike during
migration; no ship strike is expected to
occur during Garden State’s planned
activities. Additionally, only very
limited take by Level B harassment of
North Atlantic right whales has been
requested and is being authorized by
NMFS as HRG survey operations are
required to maintain a 500 m EZ and
shutdown if a North Atlantic right
whale is sighted at or within the EZ.
The 500 m shutdown zone for right
whales is conservative, considering the
Level B harassment isopleth for the
most impactful acoustic source (i.e.,
GeoMarine Geo-Source 400 tip sparker)
is estimated to be 141 m, and thereby
minimizes the potential for behavioral
harassment of this species. As noted
previously, Level A harassment is not
expected due to the small Level A
harassment zones associated with HRG
equipment types planned for use. NMFS
does not anticipate that North Atlantic
right whales takes resulting from Garden
State’s activities would impact annual
rates of recruitment or survival. Thus,
any takes that occur would not result in
population level impacts.
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Federal Register / Vol. 86, No. 120 / Friday, June 25, 2021 / Notices
Other Marine Mammal Species With
Active UMEs
As discussed in the notice of the
proposed IHA (86 FR 22160; April 27,
2021), there are several active UMEs
occurring in the vicinity of Garden
State’s survey area. Elevated humpback
whale mortalities have occurred along
the Atlantic coast from Maine through
Florida since January 2016. Of the cases
examined, approximately half had
evidence of human interaction (ship
strike or entanglement). The UME does
not yet provide cause for concern
regarding population-level impacts.
Despite the UME, the relevant
population of humpback whales (the
West Indies breeding population, or
DPS) remains stable at approximately
12,000 individuals.
Beginning in January 2017, elevated
minke whale strandings have occurred
along the Atlantic coast from Maine
through South Carolina, with highest
numbers in Massachusetts, Maine, and
New York. This event does not provide
cause for concern regarding population
level impacts, as the likely population
abundance is greater than 20,000
whales.
Elevated numbers of harbor seal and
gray seal mortalities were first observed
in July 2018 and have occurred across
Maine, New Hampshire, and
Massachusetts. Based on tests
conducted so far, the main pathogen
found in the seals is phocine distemper
virus, although additional testing to
identify other factors that may be
involved in this UME are underway.
The UME does not yet provide cause for
concern regarding population-level
impacts to any of these stocks. For
harbor seals, the population abundance
is over 75,000 and annual mortality/
serious injury (M/SI; 350) is well below
PBR (2,006) (Hayes et al., 2020). The
population abundance for gray seals in
the United States is over 27,000, with an
estimated abundance, including seals in
Canada, of approximately 450,000. In
addition, the abundance of gray seals is
likely increasing in the U.S. Atlantic
exclusive economic zone as well as in
Canada (Hayes et al., 2020).
The required mitigation measures are
expected to reduce the number and/or
severity of takes for all species listed in
Table 4, including those with active
UMEs to the level of least practicable
adverse impact. In particular they
would provide animals the opportunity
to move away from the sound source
throughout the survey area before HRG
survey equipment reaches full energy,
thus preventing them from being
exposed to sound levels that have the
potential to cause injury (Level A
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18:38 Jun 24, 2021
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harassment) or more severe Level B
harassment. No Level A harassment is
anticipated, even in the absence of
mitigation measures, or authorized.
NMFS expects that takes would be in
the form of short-term Level B
behavioral harassment by way of brief
startling reactions and/or temporary
vacating of the area, or decreased
foraging (if such activity was
occurring)—reactions that (at the scale
and intensity anticipated here) are
considered to be of low severity, with
no lasting biological consequences.
Since both the sources and marine
mammals are mobile, animals would
only be exposed briefly to a small
ensonified area that might result in take.
Additionally, required mitigation
measures would further reduce
exposure to sound that could result in
more severe behavioral harassment.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No mortality or serious injury is
anticipated or authorized;
• No Level A harassment (PTS) is
anticipated, even in the absence of
mitigation measures, or authorized;
• Foraging success is not likely to be
significantly impacted as effects on
species that serve as prey species for
marine mammals from the survey are
expected to be minimal;
• The availability of alternate areas of
similar habitat value for marine
mammals to temporarily vacate the
survey area during the planned survey
to avoid exposure to sounds from the
activity;
• Take is anticipated to be primarily
Level B behavioral harassment
consisting of brief startling reactions
and/or temporary avoidance of the
survey area;
• While the survey area is within
areas noted as a migratory BIA for North
Atlantic right whales, the activities will
occur in such a comparatively small
area such that any avoidance of the
survey area due to activities would not
affect migration. In addition, mitigation
measures to shutdown at 500 m to
minimize potential for Level B
behavioral harassment would limit any
take of the species; and
• The required mitigation measures,
including visual monitoring and
shutdowns, are expected to minimize
potential impacts to marine mammals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
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33681
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from the activity will have
a negligible impact on all affected
marine mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is less than one third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
NMFS has authorized incidental take
of 16 marine mammal species (with 17
managed stocks.) The total amount of
takes authorized relative to the best
available population abundance is less
than 8 percent for one stock (bottlenose
dolphin northern coastal migratory
stock) and less than 4 percent of all
other species and stocks, which NMFS
finds are small numbers of marine
mammals relative to the estimated
overall population abundances for those
stocks (see Table 4).
Based on the analysis contained
herein of the planned activity (including
the mitigation and monitoring
measures) and the anticipated take of
marine mammals, NMFS finds that
small numbers of marine mammals will
be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (16 U.S.C. 1531 et
seq.) requires that each Federal agency
insure that any action it authorizes,
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Federal Register / Vol. 86, No. 120 / Friday, June 25, 2021 / Notices
funds, or carries out is not likely to
jeopardize the continued existence of
any endangered or threatened species or
result in the destruction or adverse
modification of designated critical
habitat. To ensure ESA compliance for
the issuance of IHAs, NMFS consults
internally whenever NMFS proposes to
authorize take for endangered or
threatened species, in this case with
NMFS Greater Atlantic Regional
Fisheries Office (GARFO).
The NMFS OPR is authorizing the
incidental take of four species of marine
mammals which are listed under the
ESA: North Atlantic right, fin, sei, and
sperm whales. The OPR requested
initiation of Section 7 consultation with
NMFS GARFO on April 19, 2021, for the
issuance of the IHA. On June 1, 2021,
NMFS GARFO determined that issuance
of the IHA to Garden State is not likely
to adversely affect the North Atlantic,
fin, sei, or sperm whale or result in take
of any marine mammals that would
violate the ESA.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which NMFS have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
determined that the issuance of the IHA
qualifies to be categorically excluded
from further NEPA review.
lotter on DSK11XQN23PROD with NOTICES1
Authorization
NMFS has issued an IHA to Garden
State for the potential harassment of
small numbers of 16 marine mammal
species (with 17 managed stocks)
incidental to conducting marine site
characterization surveys offshore of
Delaware and New Jersey in the area of
the Commercial Lease of Submerged
Lands for Renewable Energy
Development on the Outer Continental
Shelf (OCS–A 0482) and along potential
export cable routes to landfall locations
in Delaware and New Jersey, provided
the previously mentioned mitigation,
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18:38 Jun 24, 2021
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monitoring, and reporting requirements
are followed.
Dated: June 14, 2021.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2021–13530 Filed 6–24–21; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XB168]
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to U.S. Navy Marine
Structure Maintenance and Pile
Replacement in Washington
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of issuance of letters of
authorization.
AGENCY:
In accordance with the
Marine Mammal Protection Act
(MMPA), as amended, and
implementing regulations, notification
is hereby given that two Letters of
Authorization (LOA) have been issued
to the U.S. Navy (Navy) for the take of
marine mammals incidental to
maintenance construction activities at
facilities in Washington.
DATES: The LOAs are effective from July
16, 2021, through January 15, 2022, and
from July 16, 2021, through February 15,
2022.
ADDRESSES: The LOAs and supporting
documentation are available online at:
www.fisheries.noaa.gov/action/
incidental-take-authorization-us-navymarine-structure-maintenance-and-pilereplacement-wa. In case of problems
accessing these documents, please call
the contact listed below (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Ben
Laws, Office of Protected Resources,
NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
Sections 101(a)(5)(A) and (D) of the
MMPA (16 U.S.C. 1361 et seq.) direct
the Secretary of Commerce to allow,
upon request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
PO 00000
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Fmt 4703
Sfmt 4703
issued or, if the taking is limited to
harassment, a notice of a proposed
authorization is provided to the public
for review.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stock(s), will
not have an unmitigable adverse impact
on the availability of the species or
stock(s) for subsistence uses (where
relevant), and if the permissible
methods of taking and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
Except with respect to certain
activities not pertinent here, the MMPA
defines ‘‘harassment’’ as: Any act of
pursuit, torment, or annoyance which (i)
has the potential to injure a marine
mammal or marine mammal stock in the
wild (Level A harassment); or (ii) has
the potential to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of behavioral
patterns, including, but not limited to,
migration, breathing, nursing, breeding,
feeding, or sheltering (Level B
harassment).
Summary of Request
On April 17, 2019, we issued a final
rule upon request from the Navy for
authorization to take marine mammals
incidental to maintenance construction
activities at six facilities in Washington
(84 FR 15963). The Navy plans to
conduct construction necessary for
maintenance of existing in-water
structures at the following facilities:
Naval Base Kitsap (NBK) Bangor, NBK
Bremerton, NBK Keyport, NBK
Manchester, Zelatched Point, and Naval
Station Everett (NS Everett). These
repairs include use of impact and
vibratory pile driving, including
installation and removal of steel,
concrete, plastic, and timber piles. The
use of both vibratory and impact pile
driving is expected to produce
underwater sound at levels that have the
potential to result in harassment of
marine mammals.
For the 2021–22 in-water work
season, the Navy requested issuance of
LOAs for work planned at NBK
Manchester and NBK Bangor. The Navy
submitted site-specific monitoring
plans. Following NMFS review and
approval of the required plans, we have
issued the requested LOAs. The
approved plans are available online at:
E:\FR\FM\25JNN1.SGM
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Agencies
[Federal Register Volume 86, Number 120 (Friday, June 25, 2021)]
[Notices]
[Pages 33664-33682]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-13530]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XB162]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Marine Site Characterization
Surveys Off of Delaware and New Jersey
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an IHA to Garden State Offshore Energy, LLC
(Garden State) to incidentally harass, by Level B harassment, marine
mammals incidental to marine site characterization surveys offshore of
Delaware and New Jersey in the area of the Commercial Lease of
Submerged Lands for Renewable Energy Development on the Outer
Continental Shelf (OCS-A 0482) and along potential export cable routes
to landfall locations in Delaware and New Jersey.
DATES: This authorization is effective from June 11, 2021 through June
10, 2022.
FOR FURTHER INFORMATION CONTACT: Carter Esch, Office of Protected
Resources, NMFS, (301) 427-8421. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth.
The definitions of all applicable MMPA statutory terms cited above
are included in the relevant sections below.
[[Page 33665]]
Summary of Request
On November 2, 2020, NMFS received a request from Garden State for
an IHA to take marine mammals incidental to marine site
characterization surveys offshore of Delaware and New Jersey in the
area of the Commercial Lease of Submerged Lands for Renewable Energy
Development on the Outer Continental Shelf (OCS-A 0482) and along
potential export cable routes (ECRs) to a landfall location in Delaware
and New Jersey. Following NMFS' review of the draft application, a
revised version was submitted on March 30, 2021. The application was
deemed adequate and complete on April 5, 2021. Garden State's request
is for take of a small number of 16 species of marine mammals (with 17
managed stocks) by Level B harassment only. Neither Garden State nor
NMFS expects serious injury or mortality to result from this activity
and, therefore, an IHA is appropriate.
Description of Specified Activity
Overview
As part of its overall marine site characterization survey
operations, Garden State plans to conduct high-resolution geophysical
(HRG) surveys in the Lease Area and along potential ECRs to landfall
locations in Delaware and New Jersey.
The purpose of the marine site characterization surveys is to
obtain a baseline assessment of seabed (geophysical, geotechnical, and
geohazard), ecological, and archeological conditions within the
footprint of offshore wind facility development. Surveys are also
conducted to support engineering design and to map unexploded ordnance.
Underwater sound resulting from Garden State's site characterization
survey activities, specifically HRG surveys, has the potential to
result in incidental take of marine mammals in the form of Level B
harassment. Table 1 identifies representative survey equipment with the
expected potential to result in exposure of marine mammals and
potentially result in take. The survey activities planned by Garden
State are described in detail in the notice of the proposed IHA (86 FB
22160; April 27, 2021).
Dates and Duration
The estimated duration of HRG survey activity is expected to be up
to 350 survey days over the course of a single year (``survey day''
defined as a 24-hour (hr) activity period), with 200 vessel survey days
expected in the Lease Area and 150 vessel survey days expected in the
ECR area. This schedule is based on 24-hour operations and includes
potential down time due to inclement weather. Although some shallow-
water locations may be surveyed by a smaller vessel during daylight
hours only, the estimated number of survey days assumes uniform 24-hr
operations.
Specific Geographic Region
The survey activities will occur within the Project Area which
includes the Lease Area and potential ECRs to landfall locations, as
shown in Figure 1 of the notice of the proposed IHA. The Lease Area is
approximately 284 square kilometers (km\2\) and is within the Delaware
Wind Energy Area (WEA) of the Bureau of Ocean Energy Management (BOEM)
Mid-Atlantic planning area. Water depths in the Lease Area range from
15 meters (m) to 30 m. Water depths in the ECR area extend from the
shoreline to approximately 30 m.
Table 1--Summary of Representative HRG Survey Equipment
--------------------------------------------------------------------------------------------------------------------------------------------------------
CF = Crocker and
Acoustic source Operating SLrms (dB SL0-pk (dB Pulse duration Repetition Beamwidth Fratantonio
Equipment type frequency re 1 [mu]Pa re 1 [mu]Pa (width) rate (Hz) (degrees) (2016) MAN =
(kHz) m) m) (millisecond) Manufacturer
--------------------------------------------------------------------------------------------------------------------------------------------------------
Non-Impulsive, Non-Parametric, Shallow Sub-Bottom Profilers (CHIRP Sonars)
--------------------------------------------------------------------------------------------------------------------------------------------------------
ET 216 (2000DS or 3200 top Non-impulsive, 2-16; 2-8 195 ........... 20 6 24 MAN.
unit). mobile,
intermittent.
ET 424........................ Non-impulsive, 4-24 176 ........... 3.4 2 71 CF.
mobile,
intermittent.
ET 512........................ Non-impulsive, 0.7-12 179 ........... 9 8 80 CF.
mobile,
intermittent.
GeoPulse 5430A................ Non-impulsive, 2-17 196 ........... 50 10 55 MAN.
mobile,
intermittent.
Teledyne Benthos Chirp III-- Non-impulsive, 2-7 197 ........... 60 15 100 MAN.
TTV 170. mobile,
intermittent.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impulsive, Medium Sub-Bottom Profilers (Sparkers & Boomers)
--------------------------------------------------------------------------------------------------------------------------------------------------------
AA, Dura-spark UHD (400 tips, Impulsive, mobile 0.3-1.2 203 211 1.1 4 Omni CF.
500 J) 1.
AA, Dura-spark UHD (400+400) 1 Impulsive, mobile 0.3-1.2 203 211 1.1 4 Omni CF (AA Dura-spark
UHD Proxy).
GeoMarine, Geo-Source dual 400 Impulsive, mobile 0.4-5 203 211 1.1 2 Omni CF (AA Dura-spark
tip sparker (800 J) 1. UHD Proxy).
GeoMarine Geo-Source 200 tip Impulsive, mobile 0.3-1.2 203 211 1.1 4 Omni CF (AA Dura-spark
sparker (400 J) 1. UHD Proxy).
GeoMarine Geo-Source 200-400 Impulsive, mobile 0.3-1.2 203 211 1.1 4 Omni CF (AA Dura-spark
tip light weight sparker (400 UHD Proxy).
J) 1.
GeoMarine Geo-Source 200-400 Impulsive, mobile 0.3-1.2 203 211 1.1 4 Omni CF (AA Dura-spark
tip freshwater sparker (400 UHD Proxy).
J) 1.
[[Page 33666]]
AA, triple plate S-Boom....... Impulsive, mobile 0.1-5 205 211 0.6 4 80 CF
(700-1,000 J) 2...............
--------------------------------------------------------------------------------------------------------------------------------------------------------
- = not applicable; NR = not reported; [mu]Pa = micropascal; AA = Applied Acoustics; dB = decibel; ET = EdgeTech; HF = high-frequency; J = joule; LF =
low-frequency; Omni = omnidirectional source; re = referenced to; PK = zero-to-peak sound pressure level; SL = source level; SPLrms = root-mean-square
sound pressure level; UHD = ultra-high definition; WFA = weighting factor adjustments.
1 The Dura-spark measurements and specifications provided in Crocker and Fratantonio (2016) were used for all sparker systems proposed for the survey.
The data provided in Crocker and Fratantonio (2016) represent the most applicable data for similar sparker systems with comparable operating methods
and settings when manufacturer or other reliable measurements are not available.
2 Crocker and Fratantonio (2016) provide S-Boom measurements using two different power sources (CSP-D700 and CSP-N). The CSP-D700 power source was used
in the 700 J measurements but not in the 1,000 J measurements. The CSP-N source was measured for both 700 J and 1,000 J operations but resulted in a
lower SL; therefore, the single maximum SL value was used for both operational levels of the S-Boo.
As noted above, a detailed description of Garden State's planned
surveys is provided in the Federal Register notice for the proposed IHA
(86 FR 22160; April 27, 2021). Since that time, no changes have been
made to the planned survey activities; therefore, a detailed
description if not provided here. Please refer to that Federal Register
notice for the more thorough description of the specified activity.
Required mitigation, monitoring, and reporting measures are described
in detail later in this document (please see Mitigation and Monitoring
and Reporting).
Comments and Responses
A notice of NMFS' proposal to issue an IHA to Garden State was
published in the Federal Register on April 27, 2021 (86 FR 22160).
During the 30-day comment period, NMFS received comments from: (1) A
group of environmental non-governmental organizations (ENGOs) including
the Natural Resources Defense Council, Conservation Law Foundation,
National Wildlife Federation, Defenders of Wildlife, Southern
Environmental Law Center, Wildlife Conservation Society, Surfrider
Foundation, Mass Audubon, Friends of the Earth, International Fund for
Animal Welfare, NY4WHALES, WDC Whale and Dolphin Conservation, Marine
Mammal Alliance Nantucket, Gotham Whale, All Our Energy, Seatuck
Environmental Association, Inland Ocean Coalition, Nassau Hiking &
Outdoor Club, and Connecticut Audubon Society; and (2) the Delaware
Department of Resources and Environmental Control (DNREC).
NMFS has posted the comments online at: www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. Please see the letters for full detail and
rationale for the comments.
Comment 1: The ENGOs recommended that NMFS incorporate additional
data sources into calculations of marine mammal density and take and
that NMFS must ensure all available data are used to ensure that any
potential shifts in North Atlantic right whale habitat usage are
reflected in estimations of marine mammal density and take. The ENGOs
asserted in general that the density models used by NMFS do not fully
reflect the abundance, distribution, and density of marine mammals for
the U.S. East Coast and therefore result in an underestimate of take.
Response: At the outset of their letter, the ENGOs note that the
comments reflect overarching concerns regarding NMFS' IHAs for marine
site characterization survey (including HRG survey) activities required
for offshore wind energy development, as well as their intention that
the comments be considered in relation to all authorizations associated
with marine site characterization activities for offshore wind energy
off the U.S. East Coast. The comments provided in the letter apparently
focus concern on available data regarding the Massachusetts and Rhode
Island and Massachusetts Wind Energy Areas, and on North Atlantic right
whale habitat usage within those areas. As such, the specific comments
pertaining to those data and right whale habitat usage within those
areas are not germane to this specific action, i.e., issuance of an IHA
associated with HRG survey activity off of Delaware and New Jersey. We
address the general comments regarding sufficiency of the available
data on marine mammal occurrence below.
Habitat-based density models produced by the Duke University Marine
Geospatial Ecology Lab (MGEL) (Roberts et al. 2016, 2017, 2018, 2020)
represent the best available scientific information concerning marine
mammal occurrence within the U.S. Atlantic Ocean. Density models were
originally developed for all cetacean taxa in the U.S. Atlantic
(Roberts et al., 2016); more information, including the model results
and supplementary information for each of those models, is available at
https://seamap.env.duke.edu/models/Duke/EC/. These models provided key
improvements over previously available information, by incorporating
additional aerial and shipboard survey data from NMFS and from other
organizations collected over the period 1992-2014, incorporating 60
percent more shipboard and 500 percent more aerial survey hours than
did previously available models; controlling for the influence of sea
state, group size, availability bias, and perception bias on the
probability of making a sighting; and modeling density from an expanded
set of eight physiographic and 16 dynamic oceanographic and biological
covariates. In subsequent years, certain models have been updated on
the basis of additional data as well as methodological improvements. In
addition, a new density model for seals was produced as part of the
2017-18 round of model updates.
Of particular note, Roberts et al. (2020) further updated density
model results for North Atlantic right whales by incorporating
additional sighting data and implementing three major changes:
increasing spatial resolution, generating monthly estimates on three
time periods of survey data, and dividing the study area into five
discrete regions. This most recent update--model version 9 for North
Atlantic right whales--was undertaken with the following objectives
(Roberts et al., 2020):
To account for recent changes to right whale
distributions, the model should be based on survey data that extend
through 2018, or later if possible. In addition to updates from
existing collaborators, data should be solicited from two survey
programs not used in prior model versions:
[cir] Aerial surveys of the Massachusetts and Rhode Island Wind
Energy Areas led by New England Aquarium (Kraus et
[[Page 33667]]
al., 2016), spanning 2011-2015 and 2017-2018.
[cir] Recent surveys of New York waters, either traditional aerial
surveys initiated by the New York State Department of Environmental
Conservation in 2017, or digital aerial surveys initiated by the New
York State Energy Research and Development Authority in 2016, or both.
To reflect a view in the right whale research community
that spatiotemporal patterns in right whale density changed around the
time the species entered a decline in approximately 2010, consider
basing the new model only on recent years, including contrasting
``before'' and ``after'' models that might illustrate shifts in
density, as well as a model spanning both periods, and specifically
consider which model would best represent right whale density in the
near future.
To facilitate better application of the model to near-
shore management questions, extend the spatial extent of the model
farther in-shore, particularly north of New York.
Increase the resolution of the model beyond 10 kilometers
(km), if possible.
All of these objectives were met in developing the most recent
update to the North Atlantic right whale density model. The commenters
do not cite this most recent report, and the comments suggest that the
aforementioned data collected by the New England Aquarium is not
reflected in the model. Therefore, it is unclear whether the commenters
are aware of the most recently available data, which is used herein.
As noted above, NMFS has determined that the Roberts et al. suite
of density models represent the best available scientific information,
and we specifically note that the 2020 version of the North Atlantic
right whale model may address some of the specific concerns provided by
the commenters. (Note that there has been an additional minor model
update affecting predictions for Cape Cod Bay in the month of December,
which is not relevant to the location of this survey off of Delaware
and New Jersey.) However, NMFS acknowledges that there will always be
additional data that is not reflected in the models and that may inform
our analyses, whether because the data were not made available to the
model authors or because the data is more recent than the latest model
version for a specific taxon. NMFS will review any recommended data
sources to evaluate their applicability in a quantitative sense (e.g.,
to an estimate of take numbers) and, separately, to ensure that
relevant information is considered qualitatively when assessing the
impacts of the specified activity on the affected species or stocks and
their habitat. NMFS will continue to use the best available scientific
information, and we welcome future input from interested parties on
data sources that may be of use in analyzing the potential presence and
movement patterns of marine mammals, including North Atlantic right
whales, in U.S. Atlantic waters.
The ENGOs cited several additional sources of information that are
not reflected in currently available density models, including
sightings databases and passive acoustic monitoring (PAM) efforts.
However, no specific recommendations were made with regard to use of
this information in informing the take estimates. Rather, the
commenters reference a disparate array of data sources (some which are
indeed reflected in the most recent models) and suggest that NMFS
should ``collate and integrate these and more recent data sets to more
accurately reflect marine mammal presence for future IHAs and other
work.'' NMFS would welcome in the future constructive suggestions as to
how these objectives might be more effectively accomplished. NMFS used
the best scientific information available at the time the analyses for
the proposed IHA were conducted, and has considered all available data,
including sources referenced by the commenters, in reaching its
determinations in support of issuance of the IHA requested by Garden
State.
Comment 2: The ENGOs noted that the Roberts et al. model does not
differentiate between species of pilot whale or seal or between stocks
of bottlenose dolphin. The ENGOs express concern that, as a result,
NMFS may not conduct the appropriate species-or stock-specific
negligible impact analysis. The ENGOs also imply that use of these
models may produce inaccurate take numbers by stating that
``[m]iscalculation of take levels based on incomplete data could have
serious implications for the future conservation of these species and
stocks.''
Response: The MMPA requires that species- or stock-specific
negligible impact determinations be made, and NMFS has done so. In this
case, NMFS has authorized take numbers specific to each affected
species or stock. As a general matter, NMFS is unaware of any available
density data which differentiates between species of pilot whales or
seals, or stocks of bottlenose dolphins. However, lack of such data
does not preclude the requisite species- or stock-specific findings. In
the event that an amount of take is authorized at the guild or species
level only, e.g., for pilot whales or bottlenose dolphins,
respectively, NMFS may adequately evaluate the effects of the activity
by conservatively assuming (for example) that all takes authorized for
the guild or species would accrue to each potentially affected species
or stock. In this case, NMFS has apportioned the overall take number
for bottlenose dolphins according to stock, as described in the
Estimated Take section and, for pilot whales, has assigned take on the
basis of an assumed group size of 10 for each potentially affected
species. NMFS does not agree that use of these models is likely to
result in miscalculation of take levels, and the commenters do not
provide support for this statement.
Comment 3: The ENGOs assert that NMFS has not acknowledged the use
of areas south of Nantucket and Martha's Vineyard as important habitat
for foraging and social behavior for North Atlantic right whales, but
rather that NMFS believes the areas are important solely as a migratory
pathway. The commenters also asserted that NMFS is overly reliant on
the description of biologically important areas (BIA) provided in
LaBrecque et al. (2015), stating that ``NMFS should not rely on the
North Atlantic right whale migratory corridor BIA as the sole indicator
of habitat importance for the species.''
Response: The specified activity associated with the IHA addressed
herein is located off of Delaware and New Jersey. Therefore, this
comment is not relevant to issuance of this IHA. However, as a general
matter, NMFS disagrees with the commenters' assertion. Although NMFS
has in other notices discussed at length the use of the referenced area
as a migratory pathway (and recognition of such use through the area's
description as a BIA for right whales), we have also acknowledged the
more recent data and its implications for the use of the referenced
area (85 FR 63508; December 7, 2018; 86 FR 11930; March 1, 2021).
Similarly, NMFS does not agree with the assertion that our
understanding of important habitat for marine mammals stems solely from
existing, described BIAs. NMFS concurs with the statement that BIAs are
not comprehensive and are intended to be periodically reviewed and
updated and we routinely review newly available information to inform
our understanding of important marine mammal habitat. In this case, the
specified geographical region does not include important habitat other
than that described as being the migratory pathway for right whales.
Comment 4: The ENGOs commented that the waters off Cape Hatteras,
North Carolina, have high marine mammal
[[Page 33668]]
biodiversity and that marine mammals occur at unusually high densities
off Cape Hatteras compared to other areas along the East Coast. The
ENGOs asserted that this area demands special attention from NMFS.
Response: NMFS concurs with the commenters regarding the importance
of deepwater areas off of Cape Hatteras. However, the specific activity
associated with the IHA addressed herein does not occur off of Cape
Hatteras and, in general, the site characterization surveys conducted
in support of wind energy development that are the subject of the ENGO
comment letter occur in shallow water (not the area of high
biodiversity and density referenced by commenters). When appropriate,
NMFS has accorded special attention to the development of additional
mitigation for activities conducted in that location (83 FR 63268;
December 7, 2018). NMFS uses the best available scientific information
when analyzing potential impacts to marine mammals and in developing
prescribed mitigation sufficient to meet the MMPA's ``least practicable
adverse impact'' standard, and has done so in this case.
Comment 5: The ENGOs asserted that NMFS must analyze cumulative
impacts to North Atlantic right whales and other marine mammal species
and stocks and ensure appropriate mitigation of these cumulative
impacts. The ENGOs express particular concern about the cumulative
impacts of survey activities off Rhode Island and Massachusetts on
North Atlantic right whales. They further recommended that NMFS develop
programmatic incidental take regulations applicable to site
characterization activities. DNREC noted that an IHA was recently
issued to Skipjack for take of marine mammals incidental to marine site
characterization surveys offshore of Delaware (86 FR 18943; April 12,
2021) and recommended that NMFS consider the potential cumulative
impacts of Skipjack and Garden State surveys prior to issuing an IHA to
Garden State.
Response: Neither the MMPA nor NMFS' codified implementing
regulations call for consideration of other unrelated activities and
their impacts on populations. The preamble for NMFS' implementing
regulations (54 FR 40338; September 29, 1989) states in response to
comments that the impacts from other past and ongoing anthropogenic
activities are to be incorporated into the negligible impact analysis
via their impacts on the baseline. Consistent with that direction, NMFS
has factored into its negligible impact analysis the impacts of other
past and ongoing anthropogenic activities via their impacts on the
baseline, e.g., as reflected in the density/distribution and status of
the species, population size and growth rate, and other relevant
stressors. The 1989 implementing regulations also addressed public
comments regarding cumulative effects from future, unrelated
activities. There NMFS stated that such effects are not considered in
making findings under section 101(a)(5) concerning negligible impact.
In this case, both this IHA, as well as other IHAs currently in effect
or proposed within the specified geographic region, are appropriately
considered an unrelated activity relative to the others. The IHAs are
unrelated in the sense that they are discrete actions under section
101(a)(5)(D), issued to discrete applicants. Therefore, the IHA issued
to Skipjack for take associated with marine site characterization
surveys is considered discrete from and unrelated to Garden State's
IHA.
Section 101(a)(5)(D) of the MMPA requires NMFS to make a
determination that the take incidental to a ``specified activity'' will
have a negligible impact on the affected species or stocks of marine
mammals. NMFS' implementing regulations require applicants to include
in their request a detailed description of the specified activity or
class of activities that can be expected to result in incidental taking
of marine mammals. 50 CFR 216.104(a)(1). Thus, the ``specified
activity'' for which incidental take coverage is being sought under
section 101(a)(5)(D) is generally defined and described by the
applicant. Here, Garden State was the applicant for the IHA, and we are
responding to the specified activity as described in that application
(and making the necessary findings on that basis).
Through the response to public comments in the 1989 implementing
regulations, we also indicated (1) that NMFS would consider cumulative
effects that are reasonably foreseeable when preparing a NEPA analysis,
and (2) that reasonably foreseeable cumulative effects would also be
considered under section 7 of the ESA for ESA-listed species. In this
case, cumulative impacts have been adequately addressed under NEPA in
prior environmental analyses that form the basis for NMFS'
determination that this action is appropriately categorically excluded
from further NEPA analysis. Regarding activities in the Mid- and South
Atlantic region, in 2018 NMFS signed a Record of Decision that (1)
adopted the Bureau of Ocean Energy Management's 2014 Final Programmatic
Environmental Impact Statement that evaluated the direct, indirect, and
cumulative impacts of geological and geophysical survey activities on
the Mid- and South Atlantic Outer Continental Shelf to support NMFS'
analysis associated with issuance of incidental take authorizations
pursuant to sections 101(a)(5)(A) or (D) of the MMPA and the
regulations governing the taking and importing of marine mammals (50
CFR part 216), and (2) in accordance with 40 CFR 1505.2, announced and
explained the basis for our decision to review and potentially issue
incidental take authorizations under the MMPA on a case-by-case basis,
if appropriate. Separately, NMFS has previously written Environmental
Assessments (EA) that addressed cumulative impacts related to
substantially similar activities, in similar locations, e.g., 2019
[Oslash]rsted EA for survey activities offshore southern New England;
2019 Avangrid EA for survey activities offshore North Carolina and
Virginia; 2018 Deepwater Wind EA for survey activities offshore
Delaware, Massachusetts, and Rhode Island.
Separately, cumulative effects were analyzed as required through
NMFS' required intra-agency consultation under section 7 of the ESA,
which determined that NMFS' action of issuing the IHA is not likely to
adversely affect listed marine mammals or their critical habitat.
Finally, the ENGOs suggested that NMFS should promulgate
programmatic incidental take regulations for site characterization
activities. Although NMFS is open to this approach, we have not
received a request for such regulations. The ENGOs do not explain their
apparent position that NMFS may advance regulations absent a requester.
Comment 6: The ENGOs state that NMFS should not adjust estimated
take numbers for large whales on the basis of assumed efficacy of
mitigation requirements, and assert that NMFS' assumptions regarding
effectiveness of mitigation requirements are unfounded.
Response: In this case, NMFS did not propose to adjust downward any
estimated take number based on proposed mitigation measures, and has
not done so in the issued IHA. Therefore, the comment is not relevant
to this specific action. Generally, NMFS does not agree with the
apparent contention that it is never appropriate to reduce estimated
take numbers based on anticipated implementation and effectiveness of
mitigation measures, and will continue to evaluate the appropriateness
of doing so on a case-specific basis.
While we acknowledge the commenters' concerns regarding unfounded
assumptions concerning the
[[Page 33669]]
effectiveness of mitigation requirements in reducing actual take, it is
important to also acknowledge the circumstances of a particular action.
In most cases, the maximum estimated Level B harassment zone associated
with commonly-used acoustic sources is approximately 150 meters (m),
whereas the typically-required shutdown zone for North Atlantic right
whales is 500 m. For North Atlantic right whales, NMFS expects that
this requirement will indeed be effective in reducing actual take below
the estimated amount, which typically does not account for the
beneficial effects of mitigation.
Comment 7: The ENGOs state that NMFS must require mitigation
measures that meet the least practicable adverse impact standard, imply
that the requirements prescribed by NMFS have not met that standard,
and recommend various measures that the commenters state NMFS should
require.
The ENGOs first state that NMFS should prohibit site assessment and
characterization activities involving equipment with noise levels that
the commenters assert could cause injury or harassment to North
Atlantic right whales during periods of highest risk, which the
commenters define as times of highest relative density of animals
during their migration, and times when mother-calf pairs, pregnant
females, surface active groups, or aggregations of three or more whales
are, or are expected to be, present. The commenters additionally state
that NMFS should require that work commence only during daylight hours
and good visibility conditions to maximize the probability that marine
mammals are detected and confirmed clear of the exclusion zone before
activities begin. If the activity is halted or delayed because of
documented or suspected North Atlantic right whale presence in the
area, the commenters state that NMFS should require operators to wait
until daylight hours and good visibility conditions to recommence.
Response: NMFS acknowledges the limitations inherent in detection
of marine mammals at night. However, no injury is expected to result
even in the absence of mitigation, given the characteristics of the
sources planned for use (supported by the very small estimated Level A
harassment zones). The ENGOs do not provide any support for the
apparent contention that injury is a potential outcome of these
activities. Regarding Level B harassment, any potential impacts would
be limited to short-term behavioral responses, as described in greater
detail herein. The commenters establish that the status of North
Atlantic right whales in particular is precarious. NMFS agrees in
general with the discussion of this status provided by the commenters.
NMFS also agrees with the commenters that certain recommended
mitigation requirements, e.g., avoiding impacts in places and times of
greatest importance to marine mammals, limiting operations to times of
greatest visibility, would be effective in reducing impacts. However,
the commenters fail entirely to establish that Garden State's specified
site assessment and characterization survey activities--or site
assessment and characterization survey activities in general--would
have impacts on North Atlantic right whales (or any other species) such
that operational limitations would be warranted. In fact, NMFS
considers this category of survey operations to be near de minimis,
with the potential for Level A harassment for any species to be
discountable and the severity of Level B harassment (and, therefore,
the impacts of the take event on the affected individual), if any, to
be low. In that context, there is no need for more restrictive
mitigation requirements, and the commenters offer no justification to
the contrary.
Restricting surveys in the manner suggested by the commenters may
reduce marine mammal exposures by some degree in the short term, but
would not result in any significant reduction in either intensity or
duration of noise exposure. Vessels would also potentially be on the
water for an extended time introducing noise into the marine
environment. The restrictions recommended by the commenters could
result in the surveys spending increased time on the water, which may
result in greater overall exposure to sound for marine mammals; thus
the commenters have not demonstrated that such a requirement would
result in a net benefit. Furthermore, restricting the applicant to
begin operations only during daylight hours would have the potential to
result in lengthy shutdowns of the survey equipment, which could result
in the applicant failing to collect the data they have determined is
necessary and, subsequently, the need to conduct additional surveys the
following year. This would result in significantly increased costs
incurred by the applicant. Thus, the restriction suggested by the
commenters would not be practicable for the applicant to implement.
Finally, NMFS is requiring the use of night vision equipment (night
vision goggles with thermal clip-ons and infrared/thermal imaging
technology) to facilitate detection of marine mammals approaching and
within the exclusion zones during pre-start clearance and active survey
operations during nighttime operations, In consideration of the likely
effects of the activity on marine mammals absent mitigation, potential
unintended consequences of the measures as proposed by the commenters,
practicability of the recommended measures for the applicant, and
required use of night vision equipment, NMFS has determined that
restricting operations as recommended is not warranted or practicable
in this case.
Comment 8: The ENGOs recommended that NMFS establish an exclusion
zone (EZ) of 1,000-m around each vessel conducting activities with
noise levels that they assert could result in injury or harassment to
North Atlantic right whales, and a minimum EZ of 500 m for all other
large whale species and strategic stocks of small cetaceans.
Response: NMFS disagrees with this recommendation, and has
determined that the EZs included here are sufficiently protective. We
note that the 500-m EZ for North Atlantic right whales exceeds the
modeled distance to the largest Level B harassment isopleth distance
(141 m) by a factor of more than three. The commenters do not provide
any justification for the contention that the existing EZs are
insufficient, and do not provide any rationale for their recommended
alternatives (other than that they are larger).
Comment 9: The ENGOs stated that NMFS' requirements related to
visual monitoring are inadequate. The commenters specifically noted
their belief that a requirement for one Protected Species Observer
(PSO) to be on duty during daylight hours is insufficient, and
recommended that NMFS require the use of infrared equipment to support
visual monitoring by PSOs during periods of darkness. DNREC also
recommended that infrared equipment be used to support visual
monitoring by PSOs during periods of darkness.
Response: NMFS typically requires that a single PSO must be
stationed at the highest vantage point and engaged in general 360-
degree scanning during daylight hours only. Although NMFS acknowledges
that the single PSO cannot reasonably maintain observation of the
entire 360-degree area around the vessel, it is reasonable to assume
that the single PSO engaged in continual scanning of such a small area
(i.e., 500-m EZ, which is greater than the maximum 141-m harassment
zone) will
[[Page 33670]]
be successful in detecting marine mammals that are available for
detection at the surface. The monitoring reports submitted to NMFS have
demonstrated that PSOs active only during daylight operations are able
to detect marine mammals and implement appropriate mitigation measures.
As far as visual monitoring at night, we have not historically required
visual monitoring at night because available information demonstrated
that such monitoring should not be considered effective. However, as
night vision technology has continued to improve, NMFS has adapted its
practice, and two PSOs are required to be on duty at night. Moreover,
as previously noted, NMFS has included a requirement in the final IHA
that night-vision equipment (i.e., night-vision goggles with thermal
clip-ons and infrared/thermal imaging technology) must be available for
use.
Regarding specific technology cited by the ENGOs, NMFS appreciates
the suggestion and agrees that relatively new detection platforms have
shown promising results. Following review of the ENGO's letter, we
considered these and other supplemental platforms as suggested.
However, to our knowledge, there is no clear guidance available for
operators regarding characteristics of effective systems, and the
detection systems cited by the commenters are typically extremely
expensive, and are therefore considered impracticable for use in most
surveys. The commenters do not provide specific suggestions with regard
to recommended systems or characteristics of systems. NMFS does not
generally consider requirements to use systems such as those cited by
the commenters to currently be practicable.
Comment 10: The ENGOs recommended that NMFS should require PAM at
all times, both day and night, to maximize the probability of detection
for North Atlantic right whales, and other species and stocks. DNREC
also recommended the combined use of visual monitoring and PAM,
especially during nighttime operations, to minimize impacts on
protected species.
Response: The foremost concern expressed by the ENGOs in making the
recommendation to require use of PAM is with regard to North Atlantic
right whales. However, the commenters do not explain why they expect
that PAM would be effective in detecting vocalizing mysticetes. It is
generally well-accepted fact that, even in the absence of additional
acoustic sources, using a towed passive acoustic sensor to detect
baleen whales (including right whales) is not typically effective
because the noise from the vessel, the flow noise, and the cable noise
are in the same frequency band and will mask the vast majority of
baleen whale calls. Vessels produce low-frequency noise, primarily
through propeller cavitation, with main energy in the 5-300 Hertz (Hz)
frequency range. Source levels range from about 140 to 195 decibel (dB)
re 1 [mu]Pa (micropascal) at 1 m (NRC, 2003; Hildebrand, 2009),
depending on factors such as ship type, load, and speed, and ship hull
and propeller design. Studies of vessel noise show that it appears to
increase background noise levels in the 71-224 Hz range by 10-13 dB
(Hatch et al., 2012; McKenna et al., 2012; Rolland et al., 2012). PAM
systems employ hydrophones towed in streamer cables approximately 500 m
behind a vessel. Noise from water flow around the cables and from
strumming of the cables themselves is also low-frequency and typically
masks signals in the same range. Experienced PAM operators
participating in a recent workshop (Thode et al., 2017) emphasized that
a PAM operation could easily report no acoustic encounters, depending
on species present, simply because background noise levels rendered any
acoustic detection impossible. The same workshop report stated that a
typical eight-element array towed 500 m behind a vessel could be
expected to detect delphinids, sperm whales, and beaked whales at the
required range, but not baleen whales, due to expected background noise
levels (including seismic noise, vessel noise, and flow noise).
There are several additional reasons why we do not agree that use
of PAM is warranted for 24-hour HRG surveys. While NMFS agrees that PAM
can be an important tool for augmenting detection capabilities in
certain circumstances, its utility in further reducing impact during
HRG survey activities is limited. First, for this activity, the area
expected to be ensonified above the Level B harassment threshold is
relatively small (a maximum of 141 m)--this reflects the fact that, to
start with, the source level is comparatively low and the intensity of
any resulting impacts would be lower level and, further, it means that
inasmuch as PAM will only detect a portion of any animals exposed
within a zone, the overall probability of PAM detecting an animal in
the harassment zone is low--together these factors support the limited
value of PAM for use in reducing take with smaller zones. PAM is only
capable of detecting animals that are actively vocalizing, while many
marine mammal species vocalize infrequently or during certain
activities, which means that only a subset of the animals within the
range of the PAM would be detected (and potentially have reduced
impacts). Additionally, localization and range detection can be
challenging under certain scenarios. For example, odontocetes are fast
moving and often travel in large or dispersed groups which makes
localization difficult.
Given that the effects to marine mammals from the types of surveys
authorized in this IHA are expected to be limited to low level
behavioral harassment even in the absence of mitigation, the limited
additional benefit anticipated by adding this detection method
(especially for right whales and other low frequency cetaceans, species
for which PAM has limited efficacy), and the cost and impracticability
of implementing a full-time PAM program, we have determined the current
requirements for visual monitoring are sufficient to ensure the least
practicable adverse impact on the affected species or stocks and their
habitat.
Comment 11: The ENGOs recommended that NMFS require applicants to
use the lowest practicable source level.
Response: Wind energy developers selected the equipment necessary
during HRG surveys to achieve their objectives. As part of the analysis
for all HRG IHAs, NMFS evaluated the effects expected as a result of
use of this equipment, made the necessary findings, and imposed
mitigation requirements sufficient to achieve the least practicable
adverse impact on the affected species and stocks of marine mammals. It
is not within NMFS' purview to make judgments regarding what
constitutes the ``lowest practicable source level'' for an operator's
survey objectives.
Comment 12: The ENGOs recommended that NMFS require all offshore
wind energy related project vessels operating within or transiting to/
from survey areas, regardless of size, to observe a 10-knot speed
restriction during the entire survey period.
Response: NMFS does not concur with these measures. NMFS has
analyzed the potential for ship strike resulting from various HRG
activities and has determined that the mitigation measures specific to
ship strike avoidance are sufficient to avoid the potential for ship
strike. These include: A requirement that all vessel operators comply
with 10 knot (18.5 km/hour) or less speed restrictions in any
established dynamic management area (DMA) or seasonal management area
(SMA); a requirement that all vessel operators reduce vessel speed to
10
[[Page 33671]]
knots (18.5 km/hour) or less when any large whale, mother/calf pairs,
pods, or large assemblages of non-delphinid cetaceans are observed
within 100 m of an underway vessel; a requirement that all survey
vessels maintain a separation distance of 500 m or greater from any
sighted North Atlantic right whale; a requirement that, if underway,
vessels must steer a course away from any sighted North Atlantic right
whale at 10 knots or less until the 500 m minimum separation distance
has been established; a requirement that all vessels must maintain a
minimum separation distance of 100 m from sperm whales and all other
baleen whales; and a requirement that all vessels must, to the maximum
extent practicable, attempt to maintain a minimum separation distance
of 50 m from all other marine mammals, with an understanding that at
times this may not be possible (e.g., for animals that approach the
vessel). We have determined that the ship strike avoidance measures are
sufficient to ensure the least practicable adverse impact on species or
stocks and their habitat. Furthermore, no documented vessel strikes
have occurred for any marine site characterization survey activities
which were issued IHAs from NMFS.
Comment 13: The ENGOs recommend that NMFS work with relevant
experts and stakeholders towards developing a robust and effective near
real-time monitoring and mitigation system for North Atlantic right
whales and other endangered and protected species (e.g., fin, sei,
minke, and humpback whales) during offshore wind energy development.
Response: NMFS is generally supportive of this concept. A network
of near real-time baleen whale monitoring devices are active or have
been tested in portions of New England and Canadian waters. These
systems employ various digital acoustic monitoring instruments which
have been placed on autonomous platforms including slocum gliders, wave
gliders, profiling floats and moored buoys. Systems that have proven to
be successful will likely see increased use as operational tools for
many whale monitoring and mitigation applications. The ENGOs cited the
NMFS publication ``Technical Memorandum NMFS[hyphen]OPR[hyphen]64:
North Atlantic Right Whale Monitoring and Surveillance: Report and
Recommendations of the National Marine Fisheries Service's Expert
Working Group'' which is available at: https://www.fisheries.noaa.gov/resource/document/north-atlantic-right-whale-monitoring-and-surveillance-report-and-recommendations. This report summarizes a
workshop NMFS convened to address objectives related to monitoring
North Atlantic right whales and presents the Expert Working Group's
recommendations for a comprehensive monitoring strategy to guide future
analyses and data collection. Among the numerous recommendations found
in the report, the Expert Working Group encouraged the widespread
deployment of auto-buoys to provide near real-time detections of North
Atlantic right whale calls that visual survey teams can then respond to
for collection of identification photographs or biological samples.
Comment 14: The ENGOs state that NMFS must not issue renewal IHAs,
and assert that the process is contrary to statutory requirements.
Response: NMFS' IHA renewal process meets all statutory
requirements. All IHAs issued, whether an initial IHA or a renewal IHA,
are valid for a period of not more than one year. And the public has at
least 30 days to comment on all proposed IHAs, with a cumulative total
of 45 days for IHA renewals. The notice of the proposed IHA published
in the Federal Register on April 27, 2021 (86 FR 22160) made clear that
the agency was seeking comment on both the initial proposed IHA and the
potential issuance of a renewal for this project. Because any renewal
(as explained in the Comments and Responses section) is limited to
another year of identical or nearly identical activities in the same
location (as described in the Description of Specified Activity
section) or the same activities that were not completed within the 1-
year period of the initial IHA, reviewers have the information needed
to effectively comment on both the immediate proposed IHA and a
possible 1-year renewal, should the IHA holder choose to request one in
the coming months.
While there will be additional documents submitted with a renewal
request, for a qualifying renewal these will be limited to
documentation that NMFS will make available and use to verify that the
activities are identical to those in the initial IHA, are nearly
identical such that the changes would have either no effect on impacts
to marine mammals or decrease those impacts, or are a subset of
activities already analyzed and authorized but not completed under the
initial IHA. NMFS will also confirm, among other things, that the
activities will occur in the same location; involve the same species
and stocks; provide for continuation of the same mitigation,
monitoring, and reporting requirements; and that no new information has
been received that would alter the prior analysis. The renewal request
will also contain a preliminary monitoring report, in order to verify
that effects from the activities do not indicate impacts of a scale or
nature not previously analyzed. The additional 15-day public comment
period provides the public an opportunity to review these few
documents, provide any additional pertinent information and comment on
whether they think the criteria for a renewal have been met. Between
the initial 30-day comment period on these same activities and the
additional 15 days, the total comment period for a renewal is 45 days.
Comment 15: The ENGOs expressed concern about past instances where
NMFS has modified issued IHAs in response to preliminary monitoring
data indicating that certain species of marine mammal were being
encountered more frequently than anticipated.
Response: No modifications are included as part of this action and,
therefore, this comment is not relevant to this IHA.
Comment 16: DNREC recommended that NMFS require the implementation
of seasonal restrictions on site characterization activities that have
the potential to injure or harass the North Atlantic right whale from
November 1 through April 30.
Response: NMFS is concerned about the status of the North Atlantic
right whale, given that a UME has been in effect for this species since
June of 2017 and that there have been a number of recent mortalities.
NMFS appreciates the value of seasonal restrictions under some
circumstances. However, in this case, we have determined seasonal
restrictions are not warranted. NMFS is requiring Garden State to
comply with restrictions associated with identified SMAs and they must
comply with DMAs, if any DMAs are established near the project area.
Furthermore, we have established a 500-m shutdown zone for North
Atlantic right whales, which is more than three times as large as the
greatest Level B harassment isopleth calculated for the specified
activities for this IHA. The largest behavioral isopleth is 141 m
associated with the Applied Acoustics Dura-Spark UHD and GeoMarine Geo-
Source sparkers. Take estimation conservatively assumes that these
acoustic sources will operate on all survey days although it is
probable that Garden State will only use sparkers on a subset of survey
days, and on the remaining days utilize HRG equipment with considerably
smaller Level B harassment isopleths. Therefore, the
[[Page 33672]]
number of Level B harassment takes is likely an overestimate. Finally,
significantly shortening Garden State's work season is impracticable
given the number of survey days planned for the specified activity for
this IHA.
Comment 17: DNREC noted that NMFS published an extension of
emergency measures to address fishery observer coverage during the
COVID-19 coronavirus pandemic, providing NMFS with continued authority
under the Magnuson-Stevens Fishery Conservation and Management Act
(MSA) to waiver observer coverage requirements when such action is
necessary due to the COVID-19 public health emergency (85 FR 17285;
March 27, 2020). DNREC's understanding is that this emergency action is
not related to the PSO requirement under the MMPA, and that NMFS does
not have any intention of waiving the PSO requirement for Garden
State's marine site characterization surveys.
Response: DNREC is correct in its understanding that the extension
of emergency measures providing NMFS with the authority to waive
fishery observer coverage under the MSA does not apply to required PSO
coverage under an issued MMPA IHA.
Changes From the Proposed IHA to Final IHA
NMFS has clarified that night vision equipment PSOs will be
required to use during nighttime survey operations will include night
vision goggles with thermal clip-ons and infrared/thermal imagery.
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS' Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS'
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is authorized
for this action, and summarizes information related to the population
or stock, including regulatory status under the MMPA and Endangered
Species Act (ESA) and potential biological removal (PBR), where known.
For taxonomy, NMFS follows the Committee on Taxonomy (2020). PBR is
defined by the MMPA as the maximum number of animals, not including
natural mortalities, that may be removed from a marine mammal stock
while allowing that stock to reach or maintain its optimum sustainable
population (as described in NMFS' SARs). While no mortality is
anticipated or authorized here, PBR and annual serious injury and
mortality from anthropogenic sources are included here as gross
indicators of the status of the species and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Atlantic and Gulf of Mexico SARs. All values presented in
Table 2 are the most recent available at the time of publication and
are available in the 2019 SARs (Hayes et al., 2020) and draft 2020 SARS
available (except as otherwise noted) at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports.
Table 2--Marine Mammal Species Likely To Occur Near the Project Area That May Be Affected by Garden State's Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock Strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae:
North Atlantic right whale \4\.. Eubalaena glacialis.... Western North Atlantic. E/D; Y 368 (0; 356; 2020).... 0.8 18.6
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae (rorquals):
Humpback whale.................. Megaptera novaeangliae. Gulf of Maine.......... -/-; Y 1,393 (0; 1,375; 2016) 22 58
Fin whale....................... Balaenoptera physalus.. Western North Atlantic. E/D; Y 6,802 (0.24; 5,573; 11 2.35
2016).
Sei whale....................... Balaenoptera borealis.. Nova Scotia............ E/D; Y 6,292 (1.015; 3,098).. 6.2 1.2
Minke whale..................... Balaenoptera Canadian East Coast.... -/-; N 21,968 (0.31; 17,002; 170 10.6
acutorostrata. 2016).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Physeteridae:
Sperm whale..................... Physeter macrocephalus. NA..................... E; Y 4,349 (0.28;3,451).... 3.9 0
Family Delphinidae:
Long-finned pilot whale......... Globicephala melas..... Western North Atlantic. -/-; N 39,215 (0.30; 30,627). 306 21
Short finned pilot whale........ Globicephala Western North Atlantic. -/-;Y 28,924 (0.24; 23,637). 236 160
macrorhynchus.
Bottlenose dolphin.............. Tursiops truncatus..... Western North Atlantic -/-; N 62,851 (0.23; 51,914). 519 28
Offshore.
W.N.A. Northern -/-;Y 6,639 (0.41,4 ,759, 48 12.2-21.5
Migratory Coastal. 2016).
Common dolphin.................. Delphinus delphis...... Western North Atlantic. -/-; N 172,947 (0.21; 1,452 399
145,216; 2016).
Atlantic white-sided dolphin.... Lagenorhynchus acutus.. Western North Atlantic. -/-; N 93,233 (0.71; 54,443). 544 26
Atlantic spotted dolphin........ Stenella frontalis..... Western North Atlantic. -/-; N 39,921 (0.27; 32,032; 320 0
2012).
Risso's dolphin................. Grampus griseus........ Western North Atlantic. -/-; N 35,493 (0.19; 30,289). 303 54.3
Family Phocoenidae (porpoises):
[[Page 33673]]
Harbor porpoise................. Phocoena phocoena...... Gulf of Maine/Bay of -/-; N 95,543 (0.31; 74,034). 851 217
Fundy.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
Gray seal \5\................... Halichoerus grypus..... Western North Atlantic. -/-; N 27,131 (0.19; 23,158, 1,389 4,729
2016).
Harbor seal..................... Phoca vitulina......... Western North Atlantic. -/-; N 75,834 (0.15; 66,884, 2,006 350
2018).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
\4\ Abundance source is Pace (2021). PBR and Annual M/SI source is draft 2020 SAR (Hayes et al. 2020). Because PBR is based on the minimum population
estimate, we anticipate it will be slightly lower than what is presented here given the Pace (2021) abundance; however, the 2020 SARs are not yet
finalized. Regardless of final numbers, NMFS recognizes the NARW stock is critically endangered with a low PRB and high annual M/SI rate due primarily
to ship strikes and entanglement.
\5\ The NMFS stock abundance estimate applies to U.S. population only, however the actual stock abundance is approximately 451,431.
As indicated above, all 16 species (with 17 managed stocks) in
Table 2 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur and has been authorized
by NMFS. In addition to what is included in Sections 3 and 4 of the
application, the SARs, and NMFS' website, further detail informing the
baseline for select species (i.e., information regarding current
Unusual Mortality Events (UME) and important habitat areas) was
provided in the notice of the proposed IHA (86 FR 22160; April 27,
2021) and is not repeated here. Except for the updated North Atlantic
right whale abundance (Pace 2021), no additional new relevant
information is available since publication of that notice.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65 dB
threshold from the normalized composite audiograms, with the exception
for lower limits for low-frequency cetaceans where the lower bound was
deemed to be biologically implausible and the lower bound from Southall
et al. (2007) retained. Marine mammal hearing groups and their
associated hearing ranges are provided in Table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz.
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz.
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz.
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009).
For more detail concerning these groups and associated frequency
ranges,
[[Page 33674]]
please see NMFS (2018) for a review of available information. Sixteen
marine mammal species (14 cetacean and 2 pinniped (both phocid)
species) have the reasonable potential to co-occur with the planned
survey activities. Please refer to Table 2. Of the cetacean species
that may be present, five are classified as low-frequency cetaceans
(i.e., all mysticete species), eight are classified as mid-frequency
cetaceans (i.e., all delphinid species and the sperm whale), and one is
classified as a high-frequency cetacean (i.e., harbor porpoise).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The notice of proposed IHA included a summary of the ways that
Garden State's specified activity may impact marine mammals and their
habitat (86 FR 22160; April 27, 2021). Detailed descriptions of the
potential effects of similar specified activities have been provided in
other recent Federal Register notices, including for survey activities
using the same methodology, over a similar amount of time, and
occurring within the same specified geographical region (e.g., 82 FR
20563, May 3, 2017; 85 FR 36537, June 17, 2020; 85 FR 37848, June 24,
2020; 85 FR 48179, August 10, 2020; 86 FR 26465; May 14, 2021). No
significant new information is available, and NMFS refers the reader to
the notice of proposed IHA and to these documents rather than repeating
the details here. The Estimated Take section includes a quantitative
analysis of the number of individuals that are expected to be taken by
Garden State's activity. The Negligible Impact Analysis and
Determination section considers the potential effects of the specified
activity, the Estimated Take section, and the Mitigation section, to
draw conclusions regarding the likely impacts of these activities on
the reproductive success or survivorship of individuals and how those
impacts on individuals are likely to impact marine mammal species or
stocks. The notice of proposed IHA also provided background information
regarding active acoustic sound sources and acoustic terminology, which
is not repeated here.
The potential effects of Ocean Wind's specified survey activity are
expected to be limited to Level B behavioral harassment. No permanent
or temporary auditory effects, or significant impacts to marine mammal
habitat, including prey, are expected.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Level B behavioral harassment is the only type of take expected to
result from these activities. Except with respect to certain activities
not pertinent here, section 3(18) of the MMPA defines ``harassment'' as
any act of pursuit, torment, or annoyance, which (i) has the potential
to injure a marine mammal or marine mammal stock in the wild (Level A
harassment); or (ii) has the potential to disturb a marine mammal or
marine mammal stock in the wild by causing disruption of behavioral
patterns, including, but not limited to, migration, breathing, nursing,
breeding, feeding, or sheltering (Level B behavioral harassment).
Authorized takes are by Level B harassment only, in the form of
disruption of behavioral patterns for individual marine mammals
resulting from exposure to noise from certain HRG acoustic sources.
Based on the characteristics of the signals produced by the acoustic
sources planned for use, Level A harassment is neither anticipated,
even absent mitigation, nor authorized. Consideration of the
anticipated effectiveness of the mitigation measures (i.e., exclusion
zones and shutdown measures), discussed in detail below in the
Mitigation section, further strengthens the conclusion that Level A
harassment is not a reasonably anticipated outcome of the survey
activity. As described previously, no serious injury or mortality is
anticipated, even absent mitigation, or authorized for this activity.
Generally speaking, NMFS estimates take by considering: (1)
Acoustic thresholds above which NMFS believes the best available
science indicates marine mammals will be behaviorally harassed or incur
some degree of permanent hearing impairment; (2) the area or volume of
water that will be ensonified above these levels in a day; (3) the
density or occurrence of marine mammals within these ensonified areas;
and, (4) and the number of days of activities. NMFS notes that while
these basic factors can contribute to a basic calculation to provide an
initial prediction of takes, additional information that can
qualitatively inform take estimates is also sometimes available (e.g.,
previous monitoring results or average group size). Below, NMFS
describes the factors considered here in more detail and present the
take estimate.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source (e.g., frequency, predictability, duty cycle), the environment
(e.g., bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2012). NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed (i.e., Level B harassment) when
exposed to underwater anthropogenic noise above received levels of 160
dB re 1 [mu]Pa (rms) for the impulsive sources (i.e., boomers,
sparkers) and non-impulsive, intermittent sources (e.g., CHIRP SBPs)
evaluated here for Garden State's survey activities.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). For more
information, see NMFS' 2018 Technical Guidance, which may be accessed
at www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Garden State's activity includes the use of impulsive (i.e.,
sparkers and boomers) and non-impulsive (e.g., CHIRP SBP) sources.
However, as discussed above, NMFS has concluded that Level A harassment
is not a reasonably likely outcome for marine mammals exposed to noise
through use of the sources Garden State plans to use, and the potential
for Level A harassment is not evaluated further in this document.
Please see Garden State's application for details of a quantitative
exposure analysis exercise (i.e., calculated Level A harassment
isopleths and estimated Level A harassment exposures). Maximum
estimated Level
[[Page 33675]]
A harassment isopleths were less than 3 m for all sources and hearing
groups with the exception of an estimated 37 m zone and 17 m zone
calculated for high-frequency cetaceans during use of the GeoPulse 5430
CHIRP SBP and the TB CHIRP III, respectively (see Table 1 for source
characteristics). Garden State did not request authorization of take by
Level A harassment, and no take by Level A harassment is authorized by
NMFS.
Ensonified Area
NMFS has developed a user-friendly methodology for estimating the
extent of the Level B harassment isopleths associated with relevant HRG
survey equipment (NMFS, 2020). This methodology incorporates frequency
and directionality to refine estimated ensonified zones. For acoustic
sources that operate with different beamwidths, the maximum beamwidth
was used, and the lowest frequency of the source was used when
calculating the frequency-dependent absorption coefficient (Table 1).
NMFS considers the data provided by Crocker and Fratantonio (2016)
to represent the best available information on source levels associated
with HRG equipment and, therefore, recommends that source levels
provided by Crocker and Fratantonio (2016) be incorporated in the
method described above to estimate isopleth distances to harassment
thresholds. In cases when the source level for a specific type of HRG
equipment is not provided in Crocker and Fratantonio (2016), NMFS
recommends that either the source levels provided by the manufacturer
be used, or, in instances where source levels provided by the
manufacturer are unavailable or unreliable, a proxy from Crocker and
Fratantonio (2016) be used instead. Table 1 shows the HRG equipment
types that may be used during the planned surveys and the sound levels
associated with those HRG equipment types.
Results of modeling using the methodology described above indicated
that, of the HRG survey equipment planned for use by Garden State that
has the potential to result in Level B harassment of marine mammals,
the Applied Acoustics Dura-Spark UHD and GeoMarine Geo-Source sparkers
would produce the largest Level B harassment isopleth (141 m; please
see Table 4 of Garden State's application). Estimated Level B
harassment isopleths associated with the boomer and CHIRP SBP systems
planned for use are estimated as 25 and 36 m, respectively. Although
Garden State does not expect to use sparker sources on all planned
survey days, it assumed for purposes of analysis that the sparker would
be used on all survey days. This is a conservative approach, as the
actual sources used on individual survey days may produce smaller
harassment distances.
Marine Mammal Occurrence
In this section, NMFS provides information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
Habitat-based density models produced by the Duke University Marine
Geospatial Ecology Laboratory (Roberts et al., 2016, 2017, 2018, 2020)
represent the best available information regarding marine mammal
densities in the planned survey area. The density data presented by
Roberts et al. (2016, 2017, 2018, 2020) incorporates aerial and
shipboard line-transect survey data from NMFS and other organizations
and incorporates data from 8 physiographic and 16 dynamic oceanographic
and biological covariates, and controls for the influence of sea state,
group size, availability bias, and perception bias on the probability
of making a sighting. These density models were originally developed
for all cetacean taxa in the U.S. Atlantic (Roberts et al., 2016). In
subsequent years, certain models have been updated based on additional
data as well as certain methodological improvements. More information
is available online at seamap.env.duke.edu/models/Duke-EC-GOM-2015/.
Marine mammal density estimates in the survey area (animals/km\2\) were
obtained using the most recent model results for all taxa (Roberts et
al., 2016, 2017, 2018, 2020). The updated models incorporate additional
sighting data, including sightings from the NOAA Atlantic Marine
Assessment Program for Protected Species (AMAPPS) surveys.
For the exposure analysis, density data from Roberts et al. (2016,
2017, 2018, 2020) were mapped using a geographic information system
(GIS). Density grid cells that included any portion of the planned
survey area were selected for all survey months (see Figure 3 in Garden
State's application).
Densities from each of the selected density blocks were averaged
for each month available to provide monthly density estimates for each
species (when available based on the temporal resolution of the model
products), along with the average annual density. Please see Tables 7
and 8 of Garden State's application for density values used in the
exposure estimation process for the Lease Area and the potential ECRs,
respectively. Note that no density estimates are available for the
portion of the ECR area in Delaware Bay, so the marine mammal densities
from the density models of Roberts et al. (2016, 2017, 2018, 2020) were
assumed to apply to this area. Additional data regarding average group
sizes from survey effort in the region was considered to ensure
adequate take estimates are evaluated.
Take Calculation and Estimation
Here NMFS describes how the information provided above is brought
together to produce a quantitative take estimate. In order to estimate
the number of marine mammals predicted to be exposed to sound levels
that would result in harassment, radial distances to predicted
isopleths corresponding to Level B harassment thresholds are
calculated, as described above. The maximum distance (i.e., 141 m
distance associated with sparkers) to the Level B harassment criterion
and the estimated trackline distance traveled per day by a given survey
vessel (i.e., 70 km) are then used to calculate the daily ensonified
area, or zone of influence (ZOI) around the survey vessel.
The ZOI is a representation of the maximum extent of the ensonified
area around a sound source over a 24-hr period. The ZOI for each piece
of equipment operating below 200 kHz was calculated per the following
formula:
ZOI = (Distance/day x 2r) + [pi]r\2\
Where r is the linear distance from the source to the harassment
isopleth.
ZOIs associated with all sources with the expected potential to
cause take of marine mammals are provided in Table 6 of Garden State's
application. The largest daily ZOI (19.8 km\2\), associated with the
various sparkers planned for use, was applied to all planned survey
days.
Potential Level B harassment exposures are estimated by multiplying
the average annual density of each species within either the Lease Area
or potential ECR area by the daily ZOI. That product is then multiplied
by the number of operating days expected for the survey in each area
assessed, and the product is rounded to the nearest whole number. These
results are shown in Table 4.
[[Page 33676]]
Table 4--Summary of Authorized Take Numbers
----------------------------------------------------------------------------------------------------------------
Level B takes Max percent
Species Abundance \1\ population
----------------------------------------------------------------------------------------------------------------
Low-Frequency Cetaceans
----------------------------------------------------------------------------------------------------------------
Fin whale....................................................... 6,802 9 0.13
Sei whale....................................................... 6,292 0 (1) 0.02
Minke whale..................................................... 21,968 3 0.01
Humpback whale.................................................. 1,393 4 0.29
North Atlantic right whale...................................... 412 14 3.40
----------------------------------------------------------------------------------------------------------------
Mid-Frequency Cetaceans
----------------------------------------------------------------------------------------------------------------
Sperm whale \3\................................................. 4,349 0 (3) 0.07
Atlantic white-sided dolphin.................................... 93,233 15 0.00
Atlantic spotted dolphin........................................ 39,921 9 0.00
Common bottlenose dolphin: \2\
Offshore Stock.............................................. 62,851 437 0.21
Migratory Stock............................................. 6,639 1,192 7.77
Pilot Whales \3\
Short-finned pilot whale.................................... 28,924 3 (10) 0.03
Long-finned pilot whale..................................... 39,215 3 (10) 0.03
Risso's dolphin................................................. 35,493 0 (30) 0.08
Common dolphin.................................................. 172,974 112 0.06
----------------------------------------------------------------------------------------------------------------
High-Frequency Cetaceans
----------------------------------------------------------------------------------------------------------------
Harbor porpoise................................................. 95,543 98 0.03
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Pinnipeds
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Seals: \4\
Gray seal................................................... 451,431 9 0.00
Harbor seal................................................. 75,834 9 0.01
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\1\ Parenthesis denote changes from calculated take estimates. Increases from calculated values are based on
assumed average group size for the species; sei whale, Kenney and Vigness-Raposa, 2010; sperm whale and
Risso's dolphin, Barkaszi and Kelly, 2018.
\2\ Roberts et al. (2016) does not provide density estimates for individual stocks of common bottlenose
dolphins; therefore, stock densities were delineated using the 20-m isobath.
\3\ Roberts (2018) only provides density estimates for ``generic'' pilot whales; therefore, an equal potential
for takes has been assumed either for each species.
\4\ Roberts (2018) only provides density estimates for ``generic'' seals; therefore, densities were split evenly
between the two species.
The take numbers shown in Table 4 are those requested by Garden
State, with the exception of the two pilot whale species. Garden State
requested 3 takes by Level B harassment for each pilot whale species
(i.e., short-finned and long-finned pilot whales). However, the
requested number of takes is below the mean group size for each of
these species; therefore, NMFS increased to 10 (from 3, proposed by
Garden State) the number of takes by Level B harassment for each of
these species, based on published mean group sizes (Kenney and Vigness-
Raposa, 2010). For all other species, NMFS concurs with the take
numbers requested by Garden State and has authorized them.
Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
carefully considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations.
Mitigation for Marine Mammals and Their Habitat
NMFS has prescribed the following mitigation measures to be
implemented during Garden State's marine site characterization surveys.
Marine Mammal Exclusion Zones
Marine mammal EZs must be established around the HRG survey
equipment and monitored by PSOs:
500 m EZ for North Atlantic right whales during use of all
acoustic sources; and
[[Page 33677]]
100 m EZ for all marine mammals, with certain exceptions
specified below, during operation of impulsive acoustic sources (boomer
and/or sparker).
If a marine mammal is detected approaching or entering the EZs
during the HRG survey, the vessel operator must adhere to the shutdown
procedures described below to minimize noise impacts on the animals.
These stated requirements will be included in the site-specific
training to be provided to the survey team.
Pre-Start Clearance of the Exclusion Zones
Garden State must implement a 30-minute pre-start clearance period
of the EZs prior to the initiation of ramp-up of HRG equipment. During
this period, the EZ will be monitored by the PSOs, using the
appropriate visual technology. Ramp-up may not be initiated if any
marine mammal(s) is within its respective EZ. If a marine mammal is
observed within an EZ during the pre-start clearance period, ramp-up
may not begin until the animal(s) has been observed exiting its
respective EZ or until an additional time period has elapsed with no
further sighting (i.e., 15 minutes for small odontocetes and seals, and
30 minutes for all other species).
Ramp-Up of Survey Equipment
When technically feasible, a ramp-up procedure must be used for HRG
survey equipment capable of adjusting energy levels at the start or
restart of survey activities. The ramp-up procedure must be used at the
beginning of HRG survey activities in order to provide additional
protection to marine mammals near the survey area by allowing them to
vacate the area prior to the commencement of survey equipment operation
at full power.
A ramp-up must begin with the powering up of the smallest acoustic
HRG equipment at its lowest practical power output appropriate for the
survey. When technically feasible, the power will then be gradually
turned up and other acoustic sources would be added.
Ramp-up activities will be delayed if a marine mammal(s) enters its
respective exclusion zone. Ramp-up will continue if the animal has been
observed exiting its respective exclusion zone or until an additional
time period has elapsed with no further sighting (i.e., 15 minutes for
small odontocetes and seals and 30 minutes for all other species).
Activation of survey equipment through ramp-up procedures may not
occur when visual observation of the pre-start clearance zone is not
expected to be effective (i.e., during inclement conditions such as
heavy rain or fog).
Shutdown Procedures
An immediate shutdown of the impulsive HRG survey equipment will be
required if a marine mammal is sighted entering or within its
respective exclusion zone. The vessel operator must comply immediately
with any call for shutdown by the Lead PSO. Any disagreement between
the Lead PSO and vessel operator should be discussed only after
shutdown has occurred. Subsequent restart of the survey equipment can
be initiated if the animal has been observed exiting its respective
exclusion zone or until an additional time period has elapsed (i.e., 30
minutes for all other species).
If a species for which authorization has not been granted, or, a
species for which authorization has been granted but the authorized
number of takes have been met, approaches or is observed within the
Level B harassment zone (36 m, non-impulsive; 141 m impulsive),
shutdown must occur.
If the acoustic source is shut down for reasons other than
mitigation (e.g., mechanical difficulty) for less than 30 minutes, it
may be activated again without ramp-up if PSOs have maintained constant
observation and no detections of any marine mammal have occurred within
the respective EZs. If the acoustic source is shut down for a period
longer than 30 minutes and PSOs have maintained constant observation,
then pre-start clearance and ramp-up procedures will be initiated as
described in the previous section.
The shutdown requirement will be waived for small delphinids of the
following genera: Delphinus, Lagenorhynchus, Stenella, and Tursiops and
seals. Specifically, if a delphinid from the specified genera or a
pinniped is visually detected approaching the vessel (i.e., to bow
ride) or towed equipment, shutdown is not required. Furthermore, if
there is uncertainty regarding identification of a marine mammal
species (i.e., whether the observed marine mammal(s) belongs to one of
the delphinid genera for which shutdown is waived), PSOs must use best
professional judgement in making the decision to call for a shutdown.
Additionally, shutdown is required if a delphinid or pinniped detected
in the exclusion zone and belongs to a genus other than those
specified.
Vessel Strike Avoidance
Garden State will ensure that vessel operators and crew maintain a
vigilant watch for cetaceans and pinnipeds and slow down or stop their
vessels to avoid striking these species. Survey vessel crew members
responsible for navigation duties will receive site-specific training
on marine mammals sighting/reporting and vessel strike avoidance
measures. Vessel strike avoidance measures must include the following,
except under circumstances when complying with these requirements would
put the safety of the vessel or crew at risk:
Vessel operators and crews must maintain a vigilant watch
for all protected species and slow down, stop their vessel, or alter
course, as appropriate and regardless of vessel size, to avoid striking
any protected species. A visual observer aboard the vessel must monitor
a vessel strike avoidance zone based on the appropriate separation
distance around the vessel (distances stated below). Visual observers
monitoring the vessel strike avoidance zone may be third-party
observers (i.e., PSOs) or crew members, but crew members responsible
for these duties must be provided sufficient training to (1)
distinguish protected species from other phenomena and (2) broadly to
identify a marine mammal as a right whale, other whale (defined in this
context as sperm whales or baleen whales other than right whales), or
other marine mammal;
All vessels, regardless of size, must observe a 10-knot
speed restriction in specific areas designated by NMFS for the
protection of North Atlantic right whales from vessel strikes including
SMAs and DMAs when in effect;
All vessels greater than or equal to 19.8 m in overall
length operating from November 1 through April 30 will operate at
speeds of 10 knots or less while transiting to and from Project Area;
All vessels must reduce their speed to 10 knots or less
when mother/calf pairs, pods, or large assemblages of cetaceans are
observed near a vessel;
All vessels must maintain a minimum separation distance of
500 m from right whales. If a whale is observed but cannot be confirmed
as a species other than a right whale, the vessel operator must assume
that it is a right whale and take appropriate action;
All vessels must maintain a minimum separation distance of
100 m from sperm whales and all other baleen whales;
All vessels must, to the maximum extent practicable,
attempt to maintain a minimum separation distance of 50 m from all
other marine mammals, with an understanding that at times this may not
be possible (e.g., for animals that approach the vessel);
[[Page 33678]]
When marine mammals are sighted while a vessel is
underway, the vessel shall take action as necessary to avoid violating
the relevant separation distance (e.g., attempt to remain parallel to
the animal's course, avoid excessive speed or abrupt changes in
direction until the animal has left the area). If marine mammals are
sighted within the relevant separation distance, the vessel must reduce
speed and shift the engine to neutral, not engaging the engines until
animals are clear of the area. This does not apply to any vessel towing
gear or any vessel that is navigationally constrained;
These requirements do not apply in any case where
compliance would create an imminent and serious threat to a person or
vessel or to the extent that a vessel is restricted in its ability to
maneuver and, because of the restriction, cannot comply.
Members of the monitoring team will consult NMFS North Atlantic
right whale reporting system and Whale Alert, as able, for the presence
of North Atlantic right whales throughout survey operations, and for
the establishment of a DMA. If NMFS should establish a DMA in the
Project Area during the survey, the vessels will abide by speed
restrictions in the DMA.
Project-specific training will be conducted for all vessel crew
prior to the start of a survey and during any changes in crew such that
all survey personnel are fully aware and understand the mitigation,
monitoring, and reporting requirements. Prior to implementation with
vessel crews, the training program will be provided to NMFS for review
and approval. Confirmation of the training and understanding of the
requirements will be documented on a training course log sheet. Signing
the log sheet will certify that the crew member understands and will
comply with the necessary requirements throughout the survey
activities.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has determined that the
required mitigation measures provide the means of effecting the least
practicable impact on marine mammal species or stocks and their
habitat, paying particular attention to rookeries, mating grounds, and
areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
planned action area. Effective reporting is critical both to compliance
as well as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Monitoring Measures
Visual monitoring will be performed by qualified, NMFS-approved
PSOs, the resumes of whom will be provided to NMFS for review and
approval prior to the start of survey activities. Garden State would
employ independent, dedicated, trained PSOs, meaning that the PSOs must
(1) be employed by a third-party observer provider, (2) have no tasks
other than to conduct observational effort, collect data, and
communicate with and instruct relevant vessel crew with regard to the
presence of marine mammals and mitigation requirements (including brief
alerts regarding maritime hazards), and (3) have successfully completed
an approved PSO training course appropriate for their designated task
and/or have demonstrated experience in the role of an independent PSO
during an HRG survey. At least one PSO aboard each acoustic source
vessel must have a minimum of 90 days at-sea experience working as a
PSO during a geophysical survey, with no more than 18 months elapsed
since the conclusion of the at-sea experience. On a case-by-case basis,
non-independent observers may be approved by NMFS for limited, specific
duties in support of approved, independent PSOs on smaller vessels with
limited crew capacity operating in nearshore waters.
The PSOs will be responsible for monitoring the waters surrounding
each survey vessel to the farthest extent permitted by sighting
conditions, including EZs, during all HRG survey operations. PSOs will
visually monitor and identify marine mammals, including those
approaching or entering the established EZs during survey activities.
It will be the responsibility of the Lead PSO on duty to communicate
the presence of marine mammals as well as to communicate the action(s)
that are necessary to ensure mitigation and monitoring requirements are
implemented as appropriate.
During all HRG survey operations (e.g., any day on which use of an
HRG source is planned to occur), a minimum of one PSO must be on duty
during daylight operations on each survey vessel, conducting visual
observations at all times on all active survey vessels during daylight
hours (i.e., from 30 minutes prior to sunrise through 30 minutes
following sunset). Two PSOs will be on watch during nighttime
operations. The PSO(s) would ensure 360[deg] visual coverage around the
vessel from the most appropriate observation posts and would conduct
visual observations using binoculars and/or night vision goggles and
the naked eye while free from distractions and in a consistent,
systematic, and diligent manner. PSOs may be on watch for a maximum of
4 consecutive hours followed by a break of at least two hours between
watches and may conduct a maximum of 12 hours of observation per 24-
hour period. In cases where multiple vessels are surveying
concurrently, any observations of marine mammals would be communicated
to PSOs on all nearby survey vessels.
PSOs must be equipped with binoculars and have the ability to
estimate distance and bearing to detect marine mammals, particularly in
[[Page 33679]]
proximity to EZs. Reticulated binoculars must also be available to PSOs
for use as appropriate based on conditions and visibility to support
the sighting and monitoring of marine mammals. During nighttime
operations, night-vision goggles with thermal clip-ons and infrared/
thermal imaging technology would be used to facilitate detection of
marine mammals approaching and within the EZs during pre-start
clearance and active survey operations. Position data would be recorded
using hand-held or vessel GPS units for each sighting.
During good conditions (e.g., daylight hours; Beaufort sea state
(BSS) 3 or less), to the maximum extent practicable, PSOs would also
conduct observations when the acoustic source is not operating for
comparison of sighting rates and behavior with and without use of the
active acoustic sources. Any observations of marine mammals by crew
members aboard any vessel associated with the survey would be relayed
to the PSO team. Data on all PSO observations would be recorded based
on standard PSO collection requirements. This would include dates,
times, and locations of survey operations; dates and times of
observations, location and weather; details of marine mammal sightings
(e.g., species, numbers, behavior); and details of any observed marine
mammal behavior that occurs (e.g., noted behavioral disturbances).
Reporting Measures
Within 90 days after completion of survey activities or expiration
of this IHA, whichever comes sooner, a final technical report will be
provided to NMFS that fully documents the methods and monitoring
protocols, summarizes the data recorded during monitoring, summarizes
the number of marine mammals observed during survey activities (by
species, when known), summarizes the mitigation actions taken during
surveys (including what type of mitigation and the species and number
of animals that prompted the mitigation action, when known), and
provides an interpretation of the results and effectiveness of all
mitigation and monitoring. Any recommendations made by NMFS must be
addressed in the final report prior to acceptance by NMFS. All draft
and final marine mammal and acoustic monitoring reports must be
submitted to [email protected] and [email protected].
The report must contain at minimum, the following:
PSO names and affiliations;
Dates of departures and returns to port with port name;
Dates and times (Greenwich Mean Time) of survey effort and
times corresponding with PSO effort;
Vessel location (latitude/longitude) when survey effort
begins and ends, vessel location at beginning and end of visual PSO
duty shifts;
Vessel heading and speed at beginning and end of visual
PSO duty shifts and upon any line change;
Environmental conditions while on visual survey (at
beginning and end of PSO shift and whenever conditions change
significantly), including wind speed and direction, Beaufort sea state,
Beaufort wind force, swell height, weather conditions, cloud cover, sun
glare, and overall visibility to the horizon;
Factors that may be contributing to impaired observations
during each PSO shift change or as needed as environmental conditions
change (e.g., vessel traffic, equipment malfunctions); and
Survey activity information, such as type of survey
equipment in operation, acoustic source power output while in
operation, and any other notes of significance (i.e., pre-start
clearance survey, ramp-up, shutdown, end of operations, etc.).
If a marine mammal is sighted, the following information should be
recorded:
Watch status (sighting made by PSO on/off effort,
opportunistic, crew, alternate vessel/platform);
PSO who sighted the animal;
Time of sighting;
Vessel location at time of sighting;
Water depth;
Direction of vessel's travel (compass direction);
Direction of animal's travel relative to the vessel;
Pace of the animal;
Estimated distance to the animal and its heading relative
to vessel at initial sighting;
Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified); also note the composition
of the group if there is a mix of species;
Estimated number of animals (high/low/best);
Estimated number of animals by cohort (adults, yearlings,
juveniles, calves, group composition, etc.);
Description (as many distinguishing features as possible
of each individual seen, including length, shape, color, pattern, scars
or markings, shape and size of dorsal fin, shape of head, and blow
characteristics);
Detailed behavior observations (e.g., number of blows,
number of surfaces, breaching, spyhopping, diving, feeding, traveling;
as explicit and detailed as possible; note any observed changes in
behavior);
Animal's closest point of approach and/or closest distance
from the center point of the acoustic source;
Platform activity at time of sighting (e.g., deploying,
recovering, testing, data acquisition, other); and
Description of any actions implemented in response to the
sighting (e.g., delays, shutdown, ramp-up, speed or course alteration,
etc.) and time and location of the action.
If a North Atlantic right whale is observed at any time by PSOs or
personnel on any project vessels, during surveys or during vessel
transit, Garden State must immediately report sighting information to
the NMFS North Atlantic Right Whale Sighting Advisory System: (866)
755-6622. North Atlantic right whale sightings in any location may also
be reported to the U.S. Coast Guard via channel 16.
In the event that Garden State personnel discover an injured or
dead marine mammal, Garden State will report the incident to the NMFS
Office of Protected Resources (OPR) and the NMFS New England/Mid-
Atlantic Stranding Coordinator as soon as feasible. The report would
include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
In the unanticipated event of a ship strike of a marine mammal by
any vessel involved in the activities covered by the IHA, Garden State
must report the incident to the NMFS OPR and the NMFS New England/Mid-
Atlantic Stranding Coordinator as soon as feasible. The report would
include the following information:
Time, date, and location (latitude/longitude) of the
incident;
Species identification (if known) or description of the
animal(s) involved;
Vessel's speed during and leading up to the incident;
Vessel's course/heading and what operations were being
conducted (if applicable);
Status of all sound sources in use;
[[Page 33680]]
Description of avoidance measures/requirements that were
in place at the time of the strike and what additional measures were
taken, if any, to avoid strike;
Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, visibility) immediately preceding the
strike;
Estimated size and length of animal that was struck;
Description of the behavior of the marine mammal
immediately preceding and following the strike;
If available, description of the presence and behavior of
any other marine mammals immediately preceding the strike;
Estimated fate of the animal (e.g., dead, injured but
alive, injured and moving, blood or tissue observed in the water,
status unknown, disappeared); and
To the extent practicable, photographs or video footage of
the animal(s).
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. NMFS also assesses the number, intensity, and
context of estimated takes by evaluating this information relative to
population status. Consistent with the 1989 preamble for NMFS'
implementing regulations (54 FR 40338; September 29, 1989), the impacts
from other past and ongoing anthropogenic activities are incorporated
into this analysis via their impacts on the environmental baseline
(e.g., as reflected in the regulatory status of the species, population
size and growth rate where known, ongoing sources of human-caused
mortality, or ambient noise levels).
To avoid repetition, our analysis applies to all the species listed
in Table 4, given that NMFS expects the anticipated effects of the
planned survey to be similar in nature. Where there are meaningful
differences between species or stocks--as is the case of the North
Atlantic right whale--they are included as separate subsections below.
NMFS does not anticipate that serious injury or mortality would occur
as a result from HRG surveys, even in the absence of mitigation, and no
serious injury or mortality is anticipated or authorized. As discussed
in the Potential Effects of Specified Activities on Marine Mammals and
their Habitat section of the notice of the proposed IHA (86 FR 22160;
April 27, 2021), non-auditory physical effects and vessel strike are
not expected to occur. NMFS expects that all potential takes would be
in the form of short-term Level B behavioral harassment in the form of
temporary avoidance of the area or decreased foraging (if such activity
was occurring), reactions that are considered to be of low severity and
with no lasting biological consequences (e.g., Southall et al., 2007).
Even repeated Level B harassment of some small subset of an overall
stock is unlikely to result in any significant realized decrease in
viability for the affected individuals, and thus would not result in
any adverse impact to the stock as a whole. As described above, Level A
harassment is not expected to occur given the nature of the operations
and the estimated small size of the Level A harassment zones.
In addition to being temporary, the maximum expected harassment
zone around a survey vessel is 141 m. Therefore, the ensonified area
surrounding each vessel is relatively small compared to the overall
distribution of the animals in the area and their use of the habitat.
Feeding behavior is not likely to be significantly impacted as prey
species are mobile and are broadly distributed throughout the survey
area; therefore, marine mammals that may be temporarily displaced
during survey activities are expected to be able to resume foraging
once they have moved away from areas with disturbing levels of
underwater noise. Because of the temporary nature of the disturbance
and the availability of similar habitat and resources in the
surrounding area, the impacts to marine mammals and the food sources
that they utilize are not expected to cause significant or long-term
consequences for individual marine mammals or their populations.
There are no rookeries, mating or calving grounds known to be
biologically important to marine mammals within the survey area and
there are no feeding areas known to be biologically important to marine
mammals within the survey area. There is no designated critical habitat
for any ESA-listed marine mammals in the survey area.
North Atlantic Right Whales
The status of the North Atlantic right whale population is of
heightened concern and, therefore, merits additional analysis. As
discussed in the notice of the proposed IHA (86 FR 22160; April 27,
2021), elevated North Atlantic right whale mortalities began in June
2017 and there is an active UME. Overall, preliminary findings support
human interactions, specifically vessel strikes and entanglements, as
the cause of death for the majority of right whales. As noted
previously, the survey area overlaps a migratory corridor Biologically
Important Area (BIA) for North Atlantic right whales. Due to the fact
that that the survey activities are temporary and the spatial extent of
sound produced by the survey would be very small relative to the
spatial extent of the available migratory habitat in the BIA, right
whale migration is not expected to be impacted by the survey. Given the
relatively small size of the ensonified area, it is unlikely that prey
availability would be adversely affected by HRG survey operations.
Required vessel strike avoidance measures will also decrease risk of
ship strike during migration; no ship strike is expected to occur
during Garden State's planned activities. Additionally, only very
limited take by Level B harassment of North Atlantic right whales has
been requested and is being authorized by NMFS as HRG survey operations
are required to maintain a 500 m EZ and shutdown if a North Atlantic
right whale is sighted at or within the EZ. The 500 m shutdown zone for
right whales is conservative, considering the Level B harassment
isopleth for the most impactful acoustic source (i.e., GeoMarine Geo-
Source 400 tip sparker) is estimated to be 141 m, and thereby minimizes
the potential for behavioral harassment of this species. As noted
previously, Level A harassment is not expected due to the small Level A
harassment zones associated with HRG equipment types planned for use.
NMFS does not anticipate that North Atlantic right whales takes
resulting from Garden State's activities would impact annual rates of
recruitment or survival. Thus, any takes that occur would not result in
population level impacts.
[[Page 33681]]
Other Marine Mammal Species With Active UMEs
As discussed in the notice of the proposed IHA (86 FR 22160; April
27, 2021), there are several active UMEs occurring in the vicinity of
Garden State's survey area. Elevated humpback whale mortalities have
occurred along the Atlantic coast from Maine through Florida since
January 2016. Of the cases examined, approximately half had evidence of
human interaction (ship strike or entanglement). The UME does not yet
provide cause for concern regarding population-level impacts. Despite
the UME, the relevant population of humpback whales (the West Indies
breeding population, or DPS) remains stable at approximately 12,000
individuals.
Beginning in January 2017, elevated minke whale strandings have
occurred along the Atlantic coast from Maine through South Carolina,
with highest numbers in Massachusetts, Maine, and New York. This event
does not provide cause for concern regarding population level impacts,
as the likely population abundance is greater than 20,000 whales.
Elevated numbers of harbor seal and gray seal mortalities were
first observed in July 2018 and have occurred across Maine, New
Hampshire, and Massachusetts. Based on tests conducted so far, the main
pathogen found in the seals is phocine distemper virus, although
additional testing to identify other factors that may be involved in
this UME are underway. The UME does not yet provide cause for concern
regarding population-level impacts to any of these stocks. For harbor
seals, the population abundance is over 75,000 and annual mortality/
serious injury (M/SI; 350) is well below PBR (2,006) (Hayes et al.,
2020). The population abundance for gray seals in the United States is
over 27,000, with an estimated abundance, including seals in Canada, of
approximately 450,000. In addition, the abundance of gray seals is
likely increasing in the U.S. Atlantic exclusive economic zone as well
as in Canada (Hayes et al., 2020).
The required mitigation measures are expected to reduce the number
and/or severity of takes for all species listed in Table 4, including
those with active UMEs to the level of least practicable adverse
impact. In particular they would provide animals the opportunity to
move away from the sound source throughout the survey area before HRG
survey equipment reaches full energy, thus preventing them from being
exposed to sound levels that have the potential to cause injury (Level
A harassment) or more severe Level B harassment. No Level A harassment
is anticipated, even in the absence of mitigation measures, or
authorized.
NMFS expects that takes would be in the form of short-term Level B
behavioral harassment by way of brief startling reactions and/or
temporary vacating of the area, or decreased foraging (if such activity
was occurring)--reactions that (at the scale and intensity anticipated
here) are considered to be of low severity, with no lasting biological
consequences. Since both the sources and marine mammals are mobile,
animals would only be exposed briefly to a small ensonified area that
might result in take. Additionally, required mitigation measures would
further reduce exposure to sound that could result in more severe
behavioral harassment.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No mortality or serious injury is anticipated or
authorized;
No Level A harassment (PTS) is anticipated, even in the
absence of mitigation measures, or authorized;
Foraging success is not likely to be significantly
impacted as effects on species that serve as prey species for marine
mammals from the survey are expected to be minimal;
The availability of alternate areas of similar habitat
value for marine mammals to temporarily vacate the survey area during
the planned survey to avoid exposure to sounds from the activity;
Take is anticipated to be primarily Level B behavioral
harassment consisting of brief startling reactions and/or temporary
avoidance of the survey area;
While the survey area is within areas noted as a migratory
BIA for North Atlantic right whales, the activities will occur in such
a comparatively small area such that any avoidance of the survey area
due to activities would not affect migration. In addition, mitigation
measures to shutdown at 500 m to minimize potential for Level B
behavioral harassment would limit any take of the species; and
The required mitigation measures, including visual
monitoring and shutdowns, are expected to minimize potential impacts to
marine mammals.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the
activity will have a negligible impact on all affected marine mammal
species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is less than one third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
NMFS has authorized incidental take of 16 marine mammal species
(with 17 managed stocks.) The total amount of takes authorized relative
to the best available population abundance is less than 8 percent for
one stock (bottlenose dolphin northern coastal migratory stock) and
less than 4 percent of all other species and stocks, which NMFS finds
are small numbers of marine mammals relative to the estimated overall
population abundances for those stocks (see Table 4).
Based on the analysis contained herein of the planned activity
(including the mitigation and monitoring measures) and the anticipated
take of marine mammals, NMFS finds that small numbers of marine mammals
will be taken relative to the population size of the affected species
or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (16 U.S.C.
1531 et seq.) requires that each Federal agency insure that any action
it authorizes,
[[Page 33682]]
funds, or carries out is not likely to jeopardize the continued
existence of any endangered or threatened species or result in the
destruction or adverse modification of designated critical habitat. To
ensure ESA compliance for the issuance of IHAs, NMFS consults
internally whenever NMFS proposes to authorize take for endangered or
threatened species, in this case with NMFS Greater Atlantic Regional
Fisheries Office (GARFO).
The NMFS OPR is authorizing the incidental take of four species of
marine mammals which are listed under the ESA: North Atlantic right,
fin, sei, and sperm whales. The OPR requested initiation of Section 7
consultation with NMFS GARFO on April 19, 2021, for the issuance of the
IHA. On June 1, 2021, NMFS GARFO determined that issuance of the IHA to
Garden State is not likely to adversely affect the North Atlantic, fin,
sei, or sperm whale or result in take of any marine mammals that would
violate the ESA.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which NMFS have not identified any extraordinary circumstances that
would preclude this categorical exclusion. Accordingly, NMFS has
determined that the issuance of the IHA qualifies to be categorically
excluded from further NEPA review.
Authorization
NMFS has issued an IHA to Garden State for the potential harassment
of small numbers of 16 marine mammal species (with 17 managed stocks)
incidental to conducting marine site characterization surveys offshore
of Delaware and New Jersey in the area of the Commercial Lease of
Submerged Lands for Renewable Energy Development on the Outer
Continental Shelf (OCS-A 0482) and along potential export cable routes
to landfall locations in Delaware and New Jersey, provided the
previously mentioned mitigation, monitoring, and reporting requirements
are followed.
Dated: June 14, 2021.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2021-13530 Filed 6-24-21; 8:45 am]
BILLING CODE 3510-22-P