Meeting of National Council on the Humanities, 32702-32703 [2021-13084]
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Federal Register / Vol. 86, No. 117 / Tuesday, June 22, 2021 / Notices
and Asian Studies, for the Fellowships
grant program, submitted to the Division
of Research Programs.
9. Date: July 22, 2021
This video meeting will discuss
applications on the topic of Higher
Education, for the Infrastructure and
Capacity Building Challenge Grants
program, submitted to the Division of
Challenge Programs.
19. Date: July 29, 2021
10. Date: July 22, 2021
This video meeting will discuss
applications on the topics of Social
Sciences and History, for the Awards for
Faculty grant program, submitted to the
Division of Research Programs.
11. Date: July 22, 2021
This video meeting will discuss
applications on the topics of U.S.
History and Politics, for the Awards for
Faculty grant program, submitted to the
Division of Research Programs.
12. Date: July 23, 2021
This video meeting will discuss
applications on the topics of Global
History and Studies, for the Awards for
Faculty grant program, submitted to the
Division of Research Programs.
13. Date: July 26, 2021
This video meeting will discuss
applications on the topics of History,
Philosophy, and Religion, for the
Awards for Faculty grant program,
submitted to the Division of Research
Programs.
14. Date: July 27, 2021
This video meeting will discuss
applications on the topics of
Comparative European and Latin
American Literatures, for the Awards for
Faculty grant program, submitted to the
Division of Research Programs.
15. Date: July 27, 2021
This video meeting will discuss
applications on the topics of American
Literature, Studies, Media, and
Communications, for the Awards for
Faculty grant program, submitted to the
Division of Research Programs.
lotter on DSK11XQN23PROD with NOTICES1
16. Date: July 28, 2021
This video meeting will discuss
applications on the topics of British and
European Literature, for the Fellowships
grant program, submitted to the Division
of Research Programs.
17. Date: July 28, 2021
This video meeting will discuss
applications on the topic of Arts, for the
Awards for Faculty grant program,
submitted to the Division of Research
Programs.
18. Date: July 29, 2021
This video meeting will discuss
applications on the topics of African
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This video meeting will discuss
applications on the topics of European
History and Political Theory, for the
Fellowships grant program, submitted to
the Division of Research Programs.
20. Date: July 30, 2021
This video meeting will discuss
applications on the topics of Latin
American Studies and American
Studies, for the Fellowships grant
program, submitted to the Division of
Research Programs.
21. Date: July 30, 2021
This video meeting will discuss
applications on the topics of Social
Sciences and History of Science, for the
Fellowships grant program, submitted to
the Division of Research Programs.
Because these meetings will include
review of personal and/or proprietary
financial and commercial information
given in confidence to the agency by
grant applicants, the meetings will be
closed to the public pursuant to sections
552b(c)(4) and 552b(c)(6) of Title 5,
U.S.C., as amended. I have made this
determination pursuant to the authority
granted me by the Chairman’s
Delegation of Authority to Close
Advisory Committee Meetings dated
April 15, 2016.
Dated: June 16, 2021.
Elizabeth Voyatzis,
Committee Management Officer.
[FR Doc. 2021–13086 Filed 6–21–21; 8:45 am]
BILLING CODE 7536–01–P
NATIONAL FOUNDATION ON THE
ARTS AND THE HUMANITIES
National Endowment for the
Humanities
Meeting of National Council on the
Humanities
National Endowment for the
Humanities; National Foundation on the
Arts and the Humanities.
ACTION: Notice of meeting.
AGENCY:
Pursuant to the Federal
Advisory Committee Act, notice is
hereby given that the National Council
on the Humanities will meet to advise
the Chairman of the National
Endowment for the Humanities (NEH)
with respect to policies, programs and
procedures for carrying out his
functions; to review applications for
financial assistance under the National
SUMMARY:
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Foundation on the Arts and Humanities
Act of 1965 and make recommendations
thereon to the Chairman; and to
consider gifts offered to NEH and make
recommendations thereon to the
Chairman.
The meeting will be held on
Thursday, July 8, 2021, from 11:00 a.m.
until 2:30 p.m., and Friday, July 9, 2021,
from 11:00 a.m. until adjourned.
ADDRESSES: The meeting will be held by
videoconference originating at
Constitution Center, 400 7th Street SW,
Washington, DC 20506.
FOR FURTHER INFORMATION CONTACT:
Elizabeth Voyatzis, Committee
Management Officer, 400 7th Street SW,
4th Floor, Washington, DC 20506; (202)
606–8322; evoyatzis@neh.gov.
SUPPLEMENTARY INFORMATION: The
National Council on the Humanities is
meeting pursuant to the National
Foundation on the Arts and Humanities
Act of 1965 (20 U.S.C. 951–960, as
amended). The following Committees of
the National Council on the Humanities
will convene by videoconference on
July 8, 2021, from 11:00 a.m. until 2:30
p.m., to discuss specific grant
applications and programs before the
Council:
Digital Humanities;
Education Programs;
Federal/State Partnership;
Preservation and Access;
Public Programs; and
Research Programs.
The plenary session of the National
Council on the Humanities will convene
by videoconference on July 9, 2021, at
11:00 a.m. The agenda for the plenary
session will be as follows:
DATES:
A. Minutes of Previous Meetings
B. Reports
1. Acting Chairman’s Remarks
2. Chief of Staff’s Remarks
3. Reports on Policy and General
Matters
C. Digital Humanities
D. Education Programs
E. Federal/State Partnership
F. Preservation and Access
G. Public Programs
H. Research Programs
This meeting of the National Council
on the Humanities will be closed to the
public pursuant to sections 552b(c)(4),
552b(c)(6), and 552b(c)(9)(B) of Title 5
U.S.C., as amended, because it will
include review of personal and/or
proprietary financial and commercial
information given in confidence to the
agency by grant applicants, and
discussion of certain information, the
premature disclosure of which could
significantly frustrate implementation of
proposed agency action. I have made
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Federal Register / Vol. 86, No. 117 / Tuesday, June 22, 2021 / Notices
this determination pursuant to the
authority granted me by the Chairman’s
Delegation of Authority to Close
Advisory Committee Meetings dated
April 15, 2016.
Dated: June 16, 2021.
Elizabeth Voyatzis,
Committee Management Officer.
[FR Doc. 2021–13084 Filed 6–21–21; 8:45 am]
BILLING CODE 7536–01–P
SECURITIES AND EXCHANGE
COMMISSION
II. Background
On February 11, 2021, ICE Trade
Vault, LLC (‘‘ICE Trade Vault’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) an
application on Form SDR to register as
a security-based swap data repository
(‘‘SDR’’) pursuant to Section 13(n)(1) of
the Securities Exchange Act of 1934
(‘‘Exchange Act’’) and 17 CFR 240.13n–
1 (‘‘Rule 13n–1’’) thereunder,1 and as a
securities information processor (‘‘SIP’’)
under Section 11A(b) of the Exchange
Act.2 ICE Trade Vault amended its
application on March 10, March 11, and
April 14, 2021 (collectively, the ‘‘ITV
Application’’). ICE Trade Vault intends
to operate as a registered SDR for
security-based swap (‘‘SBS’’)
transactions in the credit derivatives
asset class.
The Commission published notice of
the ITV Application in the Federal
Register for public comment on March
19, 2021,3 and the Commission received
in response one comment letter from the
International Swaps and Derivatives
A. SDR Registration, Duties, and Core
Principles
Section 13(n) of the Exchange Act
makes it unlawful for any person, unless
registered with the Commission,
directly or indirectly, to make use of the
mails or any means or instrumentality of
interstate commerce to perform the
functions of an SDR.5 To be registered
and maintain registration, an SDR must
comply with certain requirements and
core principles described in Section
13(n), as well as any requirements that
the Commission may impose by rule or
regulation.6 In 2015, the Commission
adopted 17 CFR 240.13n–1 to 13n–12
under the Exchange Act to establish
Form SDR, the procedures for
registration as an SDR, and the duties
and core principles applicable to an
SDR (‘‘SDR Rules’’).7 The Commission
provided a temporary exemption from
compliance with the SDR Rules and also
extended exemptions from the
provisions of the Dodd-Frank Act set
forth in a Commission order providing
temporary exemptions and other
temporary relief from compliance with
certain provisions of the Exchange Act
concerning security-based swaps, and
these temporary exemptions expired in
2017.8
The Commission also has adopted 17
CFR 242.900 to 909 under the Exchange
Act (collectively, ‘‘Regulation SBSR’’),
which governs regulatory reporting and
public dissemination of security-based
swap transactions.9 Among other things,
1 15 U.S.C. 78m(n)(1); 17 CFR 240.13n–1. A copy
of ICE Trade Vault’s application on Form SDR and
all non-confidential exhibits and amendments
thereto are available for public viewing on the
Commission’s website. In 2016, ICE Trade Vault
submitted a prior application for registration as an
SDR. See Release No. 77699 (Apr. 22, 2016), 81 FR
25475 (Apr. 28, 2016); Release No. 34–81223 (July
27, 2017), 82 FR 35844 (Aug. 1, 2017). ICE Trade
Vault withdrew this prior application in 2018. See
Letter from Kara Dutta, General Counsel, ICE Trade
Vault, Mar. 23, 2018, https://www.sec.gov/
divisions/marketreg/sdr/ice-trade-vault-sdrapplication-withdrawal-letter-032318.pdf.
2 15 U.S.C. 78k–1(b).
3 Release No. 34–91331 (Mar. 16, 2021), 86 FR
14968 (Mar. 19, 2021) (‘‘ICE Trade Vault Notice’’).
4 Letter from Eleanor Hsu, Director, Data and
Reporting, ISDA, dated Apr. 9, 2021 (‘‘ISDA
Letter’’).
5 15 U.S.C. 78m(n).
6 Id.
7 See Release No. 34–74246 (Feb. 11, 2015), 80 FR
14438, 14438 (Mar. 19, 2015) (‘‘SDR Adopting
Release’’). In 2016, the Commission subsequently
amended 17 CFR 240.13n–4 to address third-party
regulatory access to SBS data obtained by an SDR.
See Release No. 34–78716 (Aug. 29, 2016), 81 FR
60585 (Sep. 2, 2016).
8 See Release No. 34–80359 (Mar. 31, 2017), 82 FR
16867 (Apr. 6, 2017).
9 Release No. 34–74244 (Feb. 11, 2015), 80 FR
14563 (Mar. 19, 2015); Release No. 34–78321 (July
14, 2016), 81 FR 53546 (Aug. 12, 2016) (‘‘Regulation
[Release No. 34–92189; File No. SBSDR–
2021–01]
Security-Based Swap Data
Repositories; ICE Trade Vault, LLC;
Order Approving Application for
Registration as a Security-Based Swap
Data Repository
June 16, 2021.
I. Introduction
lotter on DSK11XQN23PROD with NOTICES1
Association, Inc. (‘‘ISDA’’).4 While
generally supportive of the ITV
Application, the ISDA Letter includes
several requests related to regulatory
reporting and public dissemination,
which are addressed in Part III.G. As
discussed in Parts III and IV below, the
Commission has carefully reviewed the
ITV Application and the comment
received. This order grants ICE Trade
Vault’s application to register as an SDR
in the asset classes noted above, and as
a SIP.
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32703
Regulation SBSR requires each
registered SDR to register with the
Commission as a SIP,10 and the Form
SDR constitutes an application for
registration as a SIP, as well as an
SDR.11
In 2019, the Commission stated that
implementation of the SBS Reporting
Rules can and should be done in a
manner that carries out the fundamental
policy goals of the SBS Reporting Rules
while minimizing burdens as much as
practicable.12 Noting ongoing concerns
among market participants about
incurring unnecessary burdens and the
Commission’s efforts to promote
harmonization between the SBS
Reporting Rules and swap reporting
rules, the Commission took the position
that, for four years following Regulation
SBSR’s Compliance Date 1 in each asset
class,13 certain actions with respect to
the SBS Reporting Rules would not
provide a basis for a Commission
enforcement action.14 The no-action
statement’s relevance to ICE Trade
Vault’s application for registration as an
SDR and SIP is discussed further below.
B. Standard for Registration
As noted above, to be registered with
the Commission as an SDR and
maintain such registration, an SDR is
required to comply with the
requirements and core principles
described in Section 13(n) of the
Exchange Act, as well as with any
requirement that the Commission may
impose by rule or regulation.15 In
addition, Rule 13n–1(c)(3) under the
Exchange Act provides that the
Commission shall grant the registration
of an SDR if it finds that the SDR is so
organized, and has the capacity, to be
able to: (i) Assure the prompt, accurate,
and reliable performance of its functions
as an SDR; (ii) comply with any
applicable provisions of the securities
laws and the rules and regulations
SBSR Adopting Release’’). Regulation SBSR and the
SDR Rules are referred to collectively as the ‘‘SBS
Reporting Rules.’’
10 See 17 CFR 242.909.
11 See Form SDR, Instruction 2.
12 Release No. 34–87780 (Dec. 18, 2019), 85 FR
6270, 6347 (Feb. 4, 2020) (‘‘ANE Adopting
Release’’).
13 See id. Under Regulation SBSR, the first
compliance date (‘‘Compliance Date 1’’) for affected
persons with respect to an SBS asset class is the
first Monday that is the later of: (i) Six months after
the date on which the first SDR that can accept
transaction reports in that asset class registers with
the Commission; or (ii) one month after the
compliance date for registration of SBS dealers and
major SBS participants (‘‘SBS entities’’). Id. at 6346.
The compliance date for registration of SBS entities
is October 6, 2021. See id. at 6270, 6345.
14 See id. The specific rule provisions of the SBS
Reporting Rules affected by the no-action statement
are discussed in Part II.B.
15 See 15 U.S.C. 78m(n)(3).
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Agencies
[Federal Register Volume 86, Number 117 (Tuesday, June 22, 2021)]
[Notices]
[Pages 32702-32703]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-13084]
-----------------------------------------------------------------------
NATIONAL FOUNDATION ON THE ARTS AND THE HUMANITIES
National Endowment for the Humanities
Meeting of National Council on the Humanities
AGENCY: National Endowment for the Humanities; National Foundation on
the Arts and the Humanities.
ACTION: Notice of meeting.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the Federal Advisory Committee Act, notice is
hereby given that the National Council on the Humanities will meet to
advise the Chairman of the National Endowment for the Humanities (NEH)
with respect to policies, programs and procedures for carrying out his
functions; to review applications for financial assistance under the
National Foundation on the Arts and Humanities Act of 1965 and make
recommendations thereon to the Chairman; and to consider gifts offered
to NEH and make recommendations thereon to the Chairman.
DATES: The meeting will be held on Thursday, July 8, 2021, from 11:00
a.m. until 2:30 p.m., and Friday, July 9, 2021, from 11:00 a.m. until
adjourned.
ADDRESSES: The meeting will be held by videoconference originating at
Constitution Center, 400 7th Street SW, Washington, DC 20506.
FOR FURTHER INFORMATION CONTACT: Elizabeth Voyatzis, Committee
Management Officer, 400 7th Street SW, 4th Floor, Washington, DC 20506;
(202) 606-8322; [email protected].
SUPPLEMENTARY INFORMATION: The National Council on the Humanities is
meeting pursuant to the National Foundation on the Arts and Humanities
Act of 1965 (20 U.S.C. 951-960, as amended). The following Committees
of the National Council on the Humanities will convene by
videoconference on July 8, 2021, from 11:00 a.m. until 2:30 p.m., to
discuss specific grant applications and programs before the Council:
Digital Humanities;
Education Programs;
Federal/State Partnership;
Preservation and Access;
Public Programs; and
Research Programs.
The plenary session of the National Council on the Humanities will
convene by videoconference on July 9, 2021, at 11:00 a.m. The agenda
for the plenary session will be as follows:
A. Minutes of Previous Meetings
B. Reports
1. Acting Chairman's Remarks
2. Chief of Staff's Remarks
3. Reports on Policy and General Matters
C. Digital Humanities
D. Education Programs
E. Federal/State Partnership
F. Preservation and Access
G. Public Programs
H. Research Programs
This meeting of the National Council on the Humanities will be
closed to the public pursuant to sections 552b(c)(4), 552b(c)(6), and
552b(c)(9)(B) of Title 5 U.S.C., as amended, because it will include
review of personal and/or proprietary financial and commercial
information given in confidence to the agency by grant applicants, and
discussion of certain information, the premature disclosure of which
could significantly frustrate implementation of proposed agency action.
I have made
[[Page 32703]]
this determination pursuant to the authority granted me by the
Chairman's Delegation of Authority to Close Advisory Committee Meetings
dated April 15, 2016.
Dated: June 16, 2021.
Elizabeth Voyatzis,
Committee Management Officer.
[FR Doc. 2021-13084 Filed 6-21-21; 8:45 am]
BILLING CODE 7536-01-P