Notice of OFAC Sanctions Actions, 32714-32715 [2021-13080]
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Federal Register / Vol. 86, No. 117 / Tuesday, June 22, 2021 / Notices
able to assure the prompt, accurate, and
reliable performance of its functions as
an SDR, comply with any applicable
provisions of the securities laws and the
rules and regulations thereunder, and
carry out its functions in a manner
consistent with the purposes of Section
13(n) of the Exchange Act and the rules
and regulations thereunder. The
Commission finds that ICE Trade Vault
meets these criteria for registration as an
SDR for the reasons described
throughout this order.
To evaluate ICE Trade Vault’s
application to register as a SIP, and
consistent with the standard for
registration previously described in Part
II.B,172 the Commission has considered
whether ICE Trade Vault is so
organized, and has the capacity, to be
able to assure the prompt, accurate, and
reliable performance of its functions as
a SIP, comply with the provisions of the
Exchange Act and the rules and
regulations thereunder, carry out its
functions in a manner consistent with
the purposes of the Exchange Act, and,
insofar as it is acting as an exclusive
processor, operate fairly and efficiently.
The Commission finds that ICE Trade
Vault meets these criteria for
registration as a SIP for the reasons
described throughout this order.
V. Conclusion
For the reasons discussed above, the
Commission finds that ICE Trade Vault
meets the applicable requirements for
registration as an SDR, including those
standards set forth in Section 13(n) of
the Exchange Act and Commission rules
and regulations thereunder, and the
applicable requirements for registration
as a SIP under Section 11A(b) of the
Exchange Act.
It is hereby ordered that the
application for registration as a securitybased swap data repository and a
securities information processor filed by
ICE Trade Vault, LLC (File No. SBSDR–
2021–01) pursuant to Sections 13(n) and
11A(b) of the Exchange Act be, and
hereby is, approved.
By the Commission.
J. Matthew DeLesDernier,
Assistant Secretary.
lotter on DSK11XQN23PROD with NOTICES1
[FR Doc. 2021–13140 Filed 6–21–21; 8:45 am]
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172 See
supra note 19 and accompanying text.
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DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control
Notice of OFAC Sanctions Actions
Office of Foreign Assets
Control, Treasury.
ACTION: Notice.
AGENCY:
The U.S. Department of the
Treasury’s Office of Foreign Assets
Control (OFAC) is publishing the names
of one or more persons that have been
placed on OFAC’s Specially Designated
Nationals and Blocked Persons List
(SDN List) based on OFAC’s
determination that one or more
applicable legal criteria were satisfied.
All property and interests in property
subject to U.S. jurisdiction of these
persons are blocked, and U.S. persons
are generally prohibited from engaging
in transactions with them.
DATES: See Supplementary Information
section for effective date(s).
FOR FURTHER INFORMATION CONTACT:
OFAC: Andrea Gacki, Director, tel.:
202–622–2490; Associate Director for
Global Targeting, tel.: 202–622–2420;
Assistant Director for Licensing, tel.:
202–622–2480; Assistant Director for
Regulatory Affairs, tel.: 202–622–4855;
or Assistant Director for Sanctions
Compliance & Evaluation, tel.: 202–622–
2490.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Sur 25 VRS, Oeste Casa 137, Managua,
Nicaragua; DOB 03 Apr 1965; POB
Chinandega, Nicaragua; nationality
Nicaragua; Gender Male; Passport A00000794
(Nicaragua) issued 28 Mar 2014 expires 28
Mar 2024; National ID No. 0810304650001P
(Nicaragua) (individual) [NICARAGUA].
Designated pursuant to section 1(a)(iii) of
E.O. 13851 for being an official of the
Government of Nicaragua or having served as
an official of the Government of Nicaragua at
any time on or after January 10, 2007.
3. RODRIGUEZ BALLADARES, Julio
Modesto, Nicaragua; DOB 22 Jan 1963; POB
Nicaragua; nationality Nicaragua; Gender
Male; Passport C01659683 (Nicaragua) issued
14 Apr 2014 expires 14 Apr 2024; National
ID No. 0012201630050J (Nicaragua)
(individual) [NICARAGUA].
Designated pursuant to section 1(a)(iii) of
E.O. 13851 for being an official of the
Government of Nicaragua or having served as
an official of the Government of Nicaragua at
any time on or after January 10, 2007.
4. CASTRO RIVERA, Edwin Ramon,
Nicaragua; DOB 05 Jan 1957; POB Leon,
Nicaragua; nationality Nicaragua; Gender
Male; Passport A0008826 (Nicaragua) issued
02 Feb 2012 expires 02 Feb 2022; National
ID No. 2810501570012H (Nicaragua)
(individual) [NICARAGUA].
Designated pursuant to section 1(a)(iii) of
E.O. 13851 for being an official of the
Government of Nicaragua or having served as
an official of the Government of Nicaragua at
any time on or after January 10, 2007.
Dated: June 9, 2021.
Bradley T. Smith,
Acting Director, Office of Foreign Assets
Control, U.S. Department of the Treasury.
Electronic Availability
The Specially Designated Nationals
and Blocked Persons List and additional
information concerning OFAC sanctions
programs are available on OFAC’s
website (www.treasury.gov/ofac).
[FR Doc. 2021–13083 Filed 6–21–21; 8:45 am]
Notice of OFAC Actions
On June 9, 2021, OFAC determined
that the property and interests in
property subject to U.S. jurisdiction of
the following persons are blocked under
the relevant sanctions authority listed
below.
Notice of OFAC Sanctions Actions
Individuals
1. ORTEGA MURILLO, Camila Antonia,
Nicaragua; DOB 04 Nov 1987; POB Managua,
Nicaragua; nationality Nicaragua; Gender
Female; Passport A00000114 (Nicaragua)
issued 28 Jun 2012 expires 28 Jun 2022;
National ID No. 0010411870001B (Nicaragua)
(individual) [NICARAGUA].
Designated pursuant to section 1(a)(iii) of
Executive Order 13851 of November 27,
2018, ‘‘Blocking Property of Certain Persons
Contributing to the Situation in Nicaragua’’
(‘‘E.O. 13851’’), for being an official of the
Government of Nicaragua or having served as
an official of the Government of Nicaragua at
any time on or after January 10, 2007.
2. REYES RAMIREZ, Leonardo Ovidio,
Villa Fontana, Club Terraza 2 C, Oeste, 1 C,
PO 00000
Frm 00043
Fmt 4703
Sfmt 4703
BILLING CODE 4810–AL–P
DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control
Office of Foreign Assets
Control, Treasury.
ACTION: Notice.
AGENCY:
The U.S. Department of the
Treasury’s Office of Foreign Assets
Control (OFAC) is publishing an update
to the identifying information of persons
currently included in OFAC’s Non-SDN
Chinese Military-Industrial Complex
Companies List. Any purchase or sale of
any publicly traded securities, or any
publicly traded securities that are
derivative of such securities or are
designed to provide investment
exposure to such securities, of any of
these persons, by any United States
person in violation of Executive Order
13959 (‘‘E.O. 13959’’), as amended by
Executive Order 14032 (‘‘E.O. 14032’’),
is prohibited.
DATES: See SUPPLEMENTARY INFORMATION
section for applicable date(s).
SUMMARY:
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Federal Register / Vol. 86, No. 117 / Tuesday, June 22, 2021 / Notices
FOR FURTHER INFORMATION CONTACT:
OFAC: Bradley Smith, Acting
Director, tel.: 202–622–2490; Associate
Director for Global Targeting, tel.: 202–
622–2420; Assistant Director for
Licensing, tel.: 202–622–2480; Assistant
Director for Regulatory Affairs, tel.: 202–
622–4855; or the Assistant Director for
Sanctions Compliance & Evaluation,
tel.: 202–622–2490.
SUPPLEMENTARY INFORMATION:
Electronic Availability
The Non-SDN Chinese MilitaryIndustrial Complex Companies List and
additional information concerning
OFAC sanctions programs are available
on OFAC’s website (www.treasury.gov/
ofac).
lotter on DSK11XQN23PROD with NOTICES1
Notice of OFAC Action[s]
OFAC is updating the Non-SDN
Chinese Military-Industrial Complex
Companies List entries for the following
persons, who continue to be subject to
VerDate Sep<11>2014
18:17 Jun 21, 2021
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the prohibitions in E.O. 13959, as
amended by E.O. 14032.
Entities
1. CNOOC LIMITED (a.k.a. CNOOC
LTD), Bank of China Tower, 65th Floor,
1, Garden Road, Hong Kong, China;
Equity Ticker 00883 HK; alt. Equity
Ticker CNU CA; alt. Equity Ticker NC2B
DE; alt. Equity Ticker CEO US; Issuer
Name CNOOC Limited; alt. Issuer Name
CNOOC Ltd; ISIN HK0883013259; alt.
ISIN US1261321095; alt. ISIN
HK2998013240; alt. ISIN
BRC1EODR004; alt. ISIN
HK0883013259; Target Type Public
Company; Effective Date (CMIC) 02 Aug
2021; Purchase/Sales For Divestment
Date (CMIC) 03 Jun 2022; Listing Date
(CMIC) 03 Jun 2021; Company Number
0685974 (Hong Kong); Legal Entity
Number 549300XIVJCBIGMRUD48
[CMIC–EO13959] (Linked To: CHINA
NATIONAL OFFSHORE OIL
CORPORATION).
PO 00000
Frm 00044
Fmt 4703
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32715
2. AVIATION INDUSTRY
CORPORATION OF CHINA, LTD. (a.k.a.
AVIATION INDUSTRY CORP OF
CHINA; a.k.a. AVIATION INDUSTRY
OF CHINA; a.k.a. ‘‘AVIC’’), Building 19
Compound A5 Shuguang Xili Chaoyang
District, Beijing 100028, China; Issuer
Name Aviation Industry Corporation of
China, Ltd; ISIN CND10001WSL0; alt.
ISIN CND10002HNP1; alt. ISIN
CND10002DPC3; Target Type StateOwned Enterprise; Effective Date
(CMIC) 02 Aug 2021; Purchase/Sales For
Divestment Date (CMIC) 03 Jun 2022;
Listing Date (CMIC) 03 Jun 2021;
Unified Social Credit Code (USCC)
91110000710935732K (China) [CMIC–
EO13959].
Dated: June 16, 2021.
Bradley Smith,
Acting Director, Office of Foreign Assets
Control, U.S. Department of the Treasury.
[FR Doc. 2021–13080 Filed 6–21–21; 8:45 am]
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Agencies
[Federal Register Volume 86, Number 117 (Tuesday, June 22, 2021)]
[Notices]
[Pages 32714-32715]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-13080]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control
Notice of OFAC Sanctions Actions
AGENCY: Office of Foreign Assets Control, Treasury.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The U.S. Department of the Treasury's Office of Foreign Assets
Control (OFAC) is publishing an update to the identifying information
of persons currently included in OFAC's Non-SDN Chinese Military-
Industrial Complex Companies List. Any purchase or sale of any publicly
traded securities, or any publicly traded securities that are
derivative of such securities or are designed to provide investment
exposure to such securities, of any of these persons, by any United
States person in violation of Executive Order 13959 (``E.O. 13959''),
as amended by Executive Order 14032 (``E.O. 14032''), is prohibited.
DATES: See Supplementary Information section for applicable date(s).
[[Page 32715]]
FOR FURTHER INFORMATION CONTACT:
OFAC: Bradley Smith, Acting Director, tel.: 202-622-2490; Associate
Director for Global Targeting, tel.: 202-622-2420; Assistant Director
for Licensing, tel.: 202-622-2480; Assistant Director for Regulatory
Affairs, tel.: 202-622-4855; or the Assistant Director for Sanctions
Compliance & Evaluation, tel.: 202-622-2490.
SUPPLEMENTARY INFORMATION:
Electronic Availability
The Non-SDN Chinese Military-Industrial Complex Companies List and
additional information concerning OFAC sanctions programs are available
on OFAC's website (www.treasury.gov/ofac).
Notice of OFAC Action[s]
OFAC is updating the Non-SDN Chinese Military-Industrial Complex
Companies List entries for the following persons, who continue to be
subject to the prohibitions in E.O. 13959, as amended by E.O. 14032.
Entities
1. CNOOC LIMITED (a.k.a. CNOOC LTD), Bank of China Tower, 65th
Floor, 1, Garden Road, Hong Kong, China; Equity Ticker 00883 HK; alt.
Equity Ticker CNU CA; alt. Equity Ticker NC2B DE; alt. Equity Ticker
CEO US; Issuer Name CNOOC Limited; alt. Issuer Name CNOOC Ltd; ISIN
HK0883013259; alt. ISIN US1261321095; alt. ISIN HK2998013240; alt. ISIN
BRC1EODR004; alt. ISIN HK0883013259; Target Type Public Company;
Effective Date (CMIC) 02 Aug 2021; Purchase/Sales For Divestment Date
(CMIC) 03 Jun 2022; Listing Date (CMIC) 03 Jun 2021; Company Number
0685974 (Hong Kong); Legal Entity Number 549300XIVJCBIGMRUD48 [CMIC-
EO13959] (Linked To: CHINA NATIONAL OFFSHORE OIL CORPORATION).
2. AVIATION INDUSTRY CORPORATION OF CHINA, LTD. (a.k.a. AVIATION
INDUSTRY CORP OF CHINA; a.k.a. AVIATION INDUSTRY OF CHINA; a.k.a.
``AVIC''), Building 19 Compound A5 Shuguang Xili Chaoyang District,
Beijing 100028, China; Issuer Name Aviation Industry Corporation of
China, Ltd; ISIN CND10001WSL0; alt. ISIN CND10002HNP1; alt. ISIN
CND10002DPC3; Target Type State-Owned Enterprise; Effective Date (CMIC)
02 Aug 2021; Purchase/Sales For Divestment Date (CMIC) 03 Jun 2022;
Listing Date (CMIC) 03 Jun 2021; Unified Social Credit Code (USCC)
91110000710935732K (China) [CMIC-EO13959].
Dated: June 16, 2021.
Bradley Smith,
Acting Director, Office of Foreign Assets Control, U.S. Department of
the Treasury.
[FR Doc. 2021-13080 Filed 6-21-21; 8:45 am]
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