Implementation of the National Suicide Hotline Improvement Act of 2018, 31404-31420 [2021-09855]
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Federal Register / Vol. 86, No. 111 / Friday, June 11, 2021 / Proposed Rules
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 52
[WC Docket No. 18–336; FCC 21–47; FR
ID 24892]
Implementation of the National Suicide
Hotline Improvement Act of 2018
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document, the Federal
Communications Commission proposes
to require covered text providers to
support text messaging to 988, the 3digit dialing code to reach the National
Suicide Prevention Lifeline. We seek
comment on this proposal and related
issues, such as the text message formats
that covered text providers must
transmit to 988 and the timeframe for
implementation.
SUMMARY:
Comments are due on or before
July 12, 2021, and reply comments are
due on or before August 10, 2021.
ADDRESSES: You may submit comments,
identified by WC Docket No. 18–336, by
any of the following methods:
• Federal Communications
Commission’s Website: https://
apps.fcc.gov/ecfs/. Follow the
instructions for submitting comments.
• Mail: Parties who choose to file by
paper must file an original and one copy
of each filing. Filings can be sent by
commercial overnight courier, or by
first-class or overnight U.S. Postal
Service mail. All filings must be
addressed to the Commission’s
Secretary, Office of the Secretary,
Federal Communications Commission.
Commercial overnight mail (other than
U.S. Postal Service Express Mail and
Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701. U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 45 L Street NE,
Washington, DC 20554. Effective March
19, 2020, and until further notice, the
Commission no longer accepts any hand
or messenger delivered filings. This is a
temporary measure taken to help protect
the health and safety of individuals, and
to mitigate the transmission of COVID–
19. See FCC Announces Closure of FCC
Headquarters Open Window and
Change in Hand-Delivery Policy, Public
Notice, DA 20–304 (March 19, 2020).
https://www.fcc.gov/document/fcccloses-headquarters-open-window-andchanges-hand-delivery-policy.
• People with Disabilities: Contact the
FCC to request reasonable
accommodations (accessible format
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documents, sign language interpreters,
CART, etc.) by email: FCC504@fcc.gov
or phone: 202–418–0530 or TTY: 202–
418–0432.
For detailed instructions for
submitting comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT:
Michelle Sclater, Competition Policy
Division, Wireline Competition Bureau,
at (202) 418–0388, Michelle.Sclater@
fcc.gov.
This is a
summary of the Commission’s further
notice of proposed rulemaking (FNPRM)
in WC Docket No. 18–336, adopted on
April 22, 2021 and released on April 23,
2021. The full text of the document is
available at https://docs.fcc.gov/public/
attachments/FCC-21-47A1.pdf. To
request materials in accessible formats
for people with disabilities (e.g., braille,
large print, electronic files, audio
format, etc.) or to request reasonable
accommodations (e.g., accessible format
documents, sign language interpreters,
CART, etc.), send an email to fcc504@
fcc.gov or call the Consumer &
Governmental Affairs Bureau at (202)
418–0530 (voice) or (202) 418–0432
(TTY).
SUPPLEMENTARY INFORMATION:
Synopsis
I. Further Notice of Proposed
Rulemaking
A. Text-to-988 Can Save Lives
1. In this FNPRM, we tentatively
conclude that text-to-988 functionality
will greatly improve consumer access to
the National Suicide Prevention Lifeline
(Lifeline), particularly for at-risk
populations, and thereby save lives. We
seek comment on this tentative
conclusion, and on the benefits of text
messaging as a means to facilitate access
to the critical mental health resources
offered by the Lifeline generally.
2. We tentatively conclude that
ensuring that Americans in crisis can
text 988 is likely to save lives. In the 988
notice of proposed rulemaking, the
Commission observed that ‘‘Americans,
particularly younger Americans,
increasingly rely on texting to
communicate,’’ and sought comment on
how to account for this fact in
establishing 988 as a nationwide 3-digit
code for the Lifeline. In response,
numerous experts in mental health and
other fields have submitted comments
in this proceeding underscoring the
importance of texting as a vital
communications medium by which
many individuals may wish to obtain
crisis counseling. Further, many of these
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commenters noted that texting is
particularly important for ‘‘members of
vulnerable communities such as young
people, low-income individuals,
members of the LGBTQ community, and
individuals who are deaf and hard of
hearing.’’ We seek comment on our
tentative conclusion and the assertions
of these commenters regarding the
importance of texting as a means to
access the lifesaving resources offered
by the Lifeline.
3. Just as ‘‘Americans in crisis are in
need of an easy-to-remember number to
access the Lifeline’s potentially lifesaving resources’’ by telephone, in our
preliminary view Americans have a
similarly strong need for an easy-toremember number to reach the Lifeline
by text. Because stakeholders will
widely advertise 988 as the telephone
number for the Lifeline, we
preliminarily believe that providing text
access at the same number will generate
synergies that enhance the value of
efforts to promote 988. Conversely, we
fear that if text-to-988 is not available,
Americans in crisis may be confused by
efforts to promote 988 as the Lifeline’s
telephone number and mistakenly
believe that they can reach the Lifeline
by texting 988, putting lives at risk. We
seek comment on this preliminary
analysis.
4. As the Commission noted in the
988 Report and Order, young people are
disproportionately at risk for mental
health crises. They are also more likely
to be most comfortable communicating
via text. According to the National
Alliance on Mental Illness, ‘‘[n]early
95% of teens have access to smart
phones and say that texting is the
primary way that they connect.’’ For
this reason, the International Council for
Helplines describes the increasing use
of ‘‘chat and text services . . . for those
who are in a mental health crisis,’’
pointing to a recent survey indicating
that ‘‘75% of millennials prefer texting
over talking.’’ According to Mental
Health America, ‘‘[m]ultiple sources of
data demonstrate youth prefer
communicating by text rather than
calls,’’ including a study finding that
young people ‘‘were more likely to forgo
psychological support than talk in
person or over the phone.’’ As a result,
Mental Health America argues, the
‘‘data strongly support[ ] the
implementation of texting for providing
resources to individuals experiencing
suicidal ideation.’’ We seek comment on
these views and whether adopting a
text-to-988 mandate would provide
particular benefits for young Americans.
Are young people more inclined to seek
help by text than by telephone, and if
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so, would making it easier to text the
Lifeline save lives?
5. In our preliminary view, facilitating
Lifeline accessibility by text message to
988 is also likely to provide significant
benefits to many other at-risk
communities as well, further justifying
our proposed mandate. As the
Commission explained in the 988
Report and Order, a broad range of
American communities are
disproportionately impacted by suicide,
including Veterans, LGBTQ individuals,
racial and ethnic minorities, and rural
Americans. Many members of these
affected communities may prefer to seek
help through text messages. For
example, Mental Health America reports
that data they collect demonstrate that
individuals ‘‘who identify as Black or
African American are more likely to
report that they would like to receive a
phone number they can immediately
call or text for help’’ than members of
any other race or ethnicity. Do
commenters agree with Mental Health
America that making crisis counseling
services available via text message ‘‘may
mean the difference between accessing
psychological support and forgoing it,
especially among youth of color?’’ Is
Mental Health America correct that easy
access to crisis services via text may be
the difference between seeking and
forgoing help for such groups, and if so
would use of a 3-digit dialing code for
the Lifeline make a significant
difference in widespread understanding
that such crisis services are available?
6. Indeed, demographic evidence
regarding usage of currently available
non-governmental text and chat options
indicate that texting is a particularly
valuable means to obtain help, not only
for young people, but also for many
members of low income, minority, and
other communities that are
disproportionately impacted by mental
health crises. Several commenters in
this proceeding have pointed to the
successes that private non-profit
services like the Trevor Project have had
in providing crisis counseling to at-risk
communities through text messages,
offering that their experiences
demonstrate the need to provide text
access to 988. In addition, as one
commenter to the 988 notice of
proposed rulemaking argued, adding
text access to 988 could allow the
Lifeline and Veterans Crisis Line ‘‘to
more efficiently route those in need to
specialized services,’’ further leveraging
the expertise of organizations like the
Trevor Project, which provides mental
health support and counseling specific
to the needs of LGBTQ youth. We
preliminarily agree with this assessment
and believe that establishing text access
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to 988 will complement the important
work already being done by these and
other private sector organizations, and
further facilitate access to the lifesaving
resources offered by the Lifeline and
Veterans Crisis Line. We seek comment
on these views and on the benefits of
text-to-988 for at-risk groups. Are there
additional at-risk communities that may
benefit from texting as an option to
access the Lifeline?
7. Likewise, we preliminarily believe
that our tentative conclusion is further
justified because implementing text-to988 capability will provide substantial
benefits for individuals with disabilities
who uniquely rely on text-based media
to communicate. As the
Communications Equality Advocates
and others note, texting is an
indispensable means of communication
for individuals with disabilities. These
individuals have increasingly adopted
widely available text messaging
platforms such as those offered by
CMRS providers and interconnected
text messaging services in lieu of
specialized legacy devices. Further,
texting may be the only means for such
individuals to contact 988 directly and
efficiently. Access to
telecommunications for individuals
with disabilities is a longstanding
Commission priority and statutory
obligation, and facilitating access to 988
for deaf and hard of hearing individuals
is a particularly important policy
objective in light of studies finding a
significantly increased risk of suicide
among deaf and hard of hearing people
when compared to those without
hearing loss. We seek comment on these
views and whether our proposal would
ease access to lifesaving counseling for
individuals with disabilities. Do
commenters agree with the
Communications Equality Advocates
that the ability for individuals normally
using text for the bulk of their
communications, including people with
disabilities, to access trained mental
health professionals using text-to-988
will be of ‘‘paramount importance’’?
Currently, how do people with
disabilities reach the Lifeline? How
would texting grant access or enhance
their ability to communicate with the
Lifeline? We seek comment on whether
texting would be more accessible than
the options currently available,
including the Lifeline’s online chat
portal.
8. We tentatively conclude that the
potential lifesaving benefits of
expanding access to suicide prevention
and mental health crisis services for all
Americans—and particularly the at-risk
groups discussed above—justifies a textto-988 mandate, and we seek comment
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on this view. The Commission’s
designation of 988 as the 3-digit
telephone number for the Lifeline
reflected its expectation that a simple,
easy-to-remember, 3-digit dialing code
for suicide prevention and mental
health crisis counseling would ‘‘help
increase the effectiveness of suicide
prevention efforts, ease access to crisis
services, reduce the stigma surrounding
suicide and mental health conditions,
and ultimately save lives.’’ We
preliminarily believe that establishing
text access to 988 will further advance
these important objectives by providing
mental health crisis counseling through
a nationally available, easy-to-remember
number that Americans will also
associate with the telephonic Lifeline.
Do commenters agree with the
Communications Equality Advocates
that individuals in crisis ‘‘are likely to
first use their preferred, familiar mode
of communication to reach out for
help?’’ We seek comment on this
analysis, and on our proposed
conclusion that a text-to-988 mandate is
likely to offer substantial, lifesaving
benefits to all Americans affected by
mental health crises, particularly for
many members of at-risk communities.
Is a text-to-988 mandate likely to have
a significant impact on the likelihood of
Americans considering suicide or in a
mental health crisis to contact the
Lifeline? Would mandating text-to-988
amplify the benefits of promoting 988 as
the telephone number for the Lifeline?
What are the costs or drawbacks to our
proposal?
9. In our preliminary view, the
Lifeline’s soft launch of a texting
capability is a significant changed
circumstance that supports mandating
text-to-988. When the Commission
adopted the 988 Report and Order, the
Lifeline was not capable of receiving or
responding to text messages. The
Commission, stating that it has no
authority to require the Lifeline to
develop texting capability, deferred
‘‘consideration of mandating text-to-988
at this time so that we could revisit the
issue promptly should the Lifeline
develop integrated texting.’’ Now, the
Lifeline is capable of responding to texts
sent to the Lifeline. The Lifeline’s
ability to respond to texts significantly
strengthens the case for imposing a textto-988 mandate on providers. We seek
comment on this evaluation.
10. We preliminarily expect many of
the same lifesaving benefits from texting
to 911 to accrue from texting to 988. In
its comments in support of adopting a
text-to-988 requirement, CTIA notes that
text-to-911 functionality ‘‘has saved
countless lives and enabled public
safety to keep pace with the modern
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communications preferences of
consumers.’’ Given the parallels
between the Commission’s efforts to
promote text access to 911 and our
proposals in this FNPRM, are there
lessons learned in the context of
establishing text-to-911 capability that
would be instructive here? CTIA states
that there are ‘‘significant technical and
policy differences between the national
9–8–8 service that will be administered
by the Lifeline and the local 9–1–1
services that are administered by
thousands of PSAPs.’’ For example,
unlike calls to 911, which carriers route
to one of thousands of local PSAPs
across the country based on the caller’s
geographic location, all calls to 988 are
routed to a central toll free number, and
are then directed within the Lifeline
network to a local crisis center. How
might these or other differences between
the 911 and 988 networks affect our
proposal to adopt a text-to-988
requirement?
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B. Proposed Implementation of Text-to988
1. Scope of Text-to-988 Requirement
11. Text Formats. We seek comment
on an appropriate scope of text
messages that covered text providers
must transmit to 988. At present, the
Lifeline is capable of receiving text
messages sent to the existing 10-digit
number in ‘‘short message service’’
(SMS) format. The Commission’s Truth
in Caller ID rules define the term ‘short
message service’ or SMS as ‘‘a wireless
messaging service that enables users to
send and receive short text messages,
typically 160 characters or fewer, to or
from mobile phones and can support a
host of applications.’’ We recognize,
however, that our federal partners may
incorporate additional capabilities for
receiving and responding to text
messages in the future. We seek to adopt
a forward-looking, flexible scope that
can expand with the capabilities of the
Lifeline without unnecessarily
burdening covered text providers by
requiring support of formats that the
Lifeline is not yet capable of receiving.
To that end, we propose (1) establishing
a definition that sets the outer bound of
text messages sent to 988 that covered
text providers may be required to
support; and (2) directing the Wireline
Competition Bureau (Bureau) to identify
text formats within the scope of that
definition that the Lifeline can receive
and thus covered text providers must
support by routing to the 10-digit
Lifeline number. We seek comment on
this proposal in detail below.
12. First, we propose to define the
outer bound of text messages that
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covered text providers may be required
to transmit to 988 based on the
definition of ‘‘text message’’ that
Congress enacted in 2018 in the context
of Truth in Caller ID requirements:
The term ‘‘text message’’ (i) means a
message consisting of text, images, sounds, or
other information that is transmitted to or
from a device that is identified as the
receiving or transmitting device by means of
a 10-digit telephone number or N11 service
code; (ii) includes a [SMS] message and a
multimedia message service (commonly
referred to as ‘MMS’) message; and (iii) does
not include—(I) a real-time, two-way voice or
video communication; or (II) a message sent
over an IP-enabled messaging service to
another user of the same messaging service,
except a message described in clause (ii).
The Commission’s Truth in Caller ID
rules define MMS as ‘‘a wireless
messaging service that is an extension of
the SMS protocol and can deliver a
variety of media, and enables users to
send pictures, videos, and attachments
over wireless messaging channels.’’ We
seek comment on this proposed scope.
We believe this definition has several
advantages—it incorporates multimedia
messages; it is not limited to specific
technologies; and it reflects a recent
determination by Congress, albeit in a
different policy context. For the purpose
of our text-to-988 rules, we propose
adding ‘‘or 988’’ to the phrase ‘‘10-digit
telephone number or N11 service code’’
so that text messages from the Lifeline
identified by the 3-digit code 988 are
included within the scope of covered
text providers’ obligations, and we seek
comment on this proposal. We seek
comment on whether using the Truth in
Caller ID definition appropriately sets
an outer bound that would achieve our
goals of adopting a forward-looking,
flexible scope that can expand with the
capabilities of the Lifeline without
unnecessarily burdening covered text
providers.
13. We note that the Truth in Caller
ID statutory definition of ‘‘text message’’
excludes ‘‘real-time, two-way voice or
video communications,’’ as well as
‘‘messages sent over . . . IP-enabled
messaging services to another user of
the same messaging service.’’ If we
adopt the Truth in Caller ID definition,
we seek comment on how we should
interpret each of these two exclusions
here. Is there any reason to adopt a
different interpretation of the relevant
exclusions in this context compared to
the Truth in Caller ID context?’’ Would
adopting the Truth in Caller ID
definition of ‘‘text message,’’ with the
exclusions specified above, prevent us
from possibly adding ‘‘next-generation’’
text messages to our requirements in the
future?
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14. We also seek comment on
alternative outer scopes of required
texts. For instance, should we adopt the
scope of our text-to-911 rules, which
require providers to route ‘‘a message,
consisting of text characters, sent to the
short code ‘911’ and intended to be
delivered to a PSAP by a covered text
provider, regardless of the text
messaging platform used’’? In the Textto-911 Second Report and Order, the
Commission identified SMS and MMS
messages as examples of text messages
included within the scope of this
proposed rule. We seek comment on
whether the Truth in Caller ID
definition, the text-to-911 definition, or
another definition offers the best model
here. We note that the Truth in Caller
ID model is newer than the text-to-911
definition, originates with Congress
rather than the Commission, and unlike
the text-to-911 definition explicitly
includes images, sounds, and other nontextual information. On the other hand,
the Commission developed the text-to911 definition in a more analogous
policy context than the Truth in Caller
ID definition. Do these or other
considerations suggest that one or the
other model is superior?
15. Should we ensure that any
definition we adopt encompasses nextgeneration forms of text messaging, such
as MMS, Rich Communications Services
(RCS), and/or real-time text (RTT), and
what modifications—if any—would we
need to make to the definitions we are
considering to ensure that such forms
are within our proposed scope? RCS has
been described as a ‘‘successor
protocol’’ to SMS, or as ‘‘nextgeneration’’ SMS. What are the
fundamental differences between SMS,
MMS, and RCS? How would the costs
to implement SMS, MMS, and RCS
differ? The Commission has previously
concluded that ‘‘messages sent over
other IP-enabled messaging services that
are not SMS or MMS—such as [RCS]—
are excluded from’’ the Truth in Caller
ID definition of text message ‘‘to the
extent such messages are sent to other
users of the same messaging service.’’
Would it be necessary to modify the
Truth in Caller ID definition for our
purposes to ensure that it includes RCS
or other next-generation services?
16. We also seek comment on whether
we should ensure that our proposed
outer bound definition of text message
encompasses RTT. Telecommunications
for the Deaf and Hard of Hearing, Inc.,
et al. have urged us to mandate the
ability to reach 988 by RTT, noting that
the Commission ‘‘has acknowledged the
benefits of RTT in crisis situations such
as ‘allow[ing] for interruption and
reduc[ing] the risk of crossed messages
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because the . . . call taker is able to
read the caller’s message as it is being
typed, rather than waiting until the
caller presses the ‘send’ key.’’ We seek
comment on this assertion and other
potential benefits and drawbacks of RTT
to 988. We note that pursuant to the
2016 RTT Order, all wireless service
providers are permitted to support RTT
on their IP networks for purposes of 911
compliance (and for purposes of
complying with the general accessibility
requirements of Parts 6, 7, and 14 of the
Commission’s rules) as an alternative to
supporting TTY communications over
IP. In light of the deployment of such
RTT capabilities in wireless IP
networks, are there any impediments to
wireless service providers routing RTT
texts to the 988 number, in the event
that Lifeline chooses to support RTT?
Do newer text messaging protocols like
RTT and RCS represent a significant
portion of the text messaging ecosystem,
or are they likely to in the near future?
Are consumers likely to expect the
ability to use these kinds of platforms to
send text messages to 988? Do these
texting solutions make texting more
accessible for individuals with
disabilities? Are there other reasons to
include, or exclude, these types of
applications from our definition? Are
there any text message formats that we
should specifically exclude from the
definition we adopt? For example, in
crafting the text-to-911 rules, the
Commission chose to exclude from its
requirements a variety of services,
including ‘‘relay service . . . , mobile
satellite service (MSS), and in-flight text
messaging services,’’ as well as ‘‘text
messages that originate from Wi-Fi only
locations or that are transmitted from
devices that cannot access the CMRS
network.’’ Should we adopt any similar
exclusions here?
17. Second, we seek comment on how
to structure our delegation to the Bureau
to ensure that covered text providers
support formats within the scope of the
definition we adopt that the Lifeline can
receive. We propose, as an initial
matter, requiring covered text providers
to support transmission of SMS
messages to 988, since that is what the
Lifeline can presently receive. We
further propose directing the Bureau,
after consultation with our federal
partners at SAMHSA and the VA, to
issue a Public Notice no less frequently
than annually proposing and seeking
comment on requiring covered text
providers to transmit any new message
formats to 988 that the Lifeline can
receive and that are within the scope of
the definition we adopt. If the Bureau
proposes requiring implementation of a
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new message format, we further propose
directing the Bureau, after notice and
comment, to issue a second Public
Notice, requiring covered text providers
to transmit the new message format to
988 by a fixed deadline that we specify
unless the record demonstrates that
implementation is not technically
feasible. We seek comment on this
proposal. Does it appropriately balance
the need for expedient implementation
with avoiding unduly burdening
covered text providers with
implementing formats that the Lifeline
cannot receive? Should we require the
Bureau to issue a Public Notice more or
less often than annually? Or is there
another mechanism, such as one similar
to the Commission’s Text-to-911 PSAP
registry, whereby PSAPs issue a valid
request for texting service from covered
text providers, that we should consider?
Is technical feasibility an appropriate
standard for exclusion, or do
commenters recommend a different
standard? Should we have a standard
for exclusion by the Bureau at all? If we
do not have a standard for excluding
certain technologies, is notice and
comment necessary? What is an
appropriate implementation deadline
for us to specify after the Bureau issues
its Public Notice requiring
implementation? For instance, would
six months be sufficient? Should we
instead allow the Bureau flexibility to
set an appropriate deadline? Should we
provide any further direction to the
Bureau regarding the evaluation we
propose to require?
18. We also seek comment on
structuring the scope of covered text
messages differently. For instance,
should we simply adopt a definition of
‘‘text message’’ and require covered text
providers to support all such formats,
regardless of whether the Lifeline can
support that format presently? Should
we adopt a narrower definition of ‘‘text
message’’ that conforms to what the
Lifeline can support at present? While
we appreciate the simplicity of either of
these approaches compared to our
proposal, how would commenters
address our concern that the former is
unnecessarily burdensome, and the
latter is not adequately future-proofed?
19. Covered Text Providers. We
propose to apply our text-to-988
requirement to ‘‘covered text providers’’
as that term is defined in the text-to-911
rules, to ‘‘include[ ] all CMRS providers
as well as all providers of
interconnected text messaging services
that enable consumers to send text
messages to and receive text messages
from all or substantially all text-capable
U.S. telephone numbers, including
through the use of applications
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downloaded or otherwise installed on
mobile phones.’’ We note that the term
‘‘covered text provider’’ used in this
notice of proposed rulemaking differs
from the term ‘‘covered providers’’ used
in the rules the Commission adopted in
the 988 Order, which refers to all
telecommunications carriers,
interconnected VoIP providers, and oneway VoIP providers. We seek comment
on this proposal, and on any alternative
approaches to the scope of entities that
must establish text-to-988 transmission
capability. For example, if we can apply
the definition of ‘‘text message’’ in the
Truth in Caller ID rules to texting to
988, should we apply our text-to-988
rules to providers of ‘‘text messaging
services,’’ as defined in section 227 of
the Act and our Truth in Caller ID rules?
In that context, we define ‘‘text
messaging service’’ as ‘‘a service that
enables the transmission or receipt of a
text message.’’ Is the Truth in Caller ID
model preferable, for instance because it
may incorporate a broader range of
providers that support text messaging
service, or is our proposal preferable, for
instance because it is more specific? We
also seek comment on other possible
models and scopes of covered providers.
Would using ‘‘CMRS providers’’
exclude services over certain spectrum
bands or non-switched wireless services
that transmit text messages to 988, and
should we instead include ‘‘wireless
carriers,’’ or a different term, in our
definition of ‘‘covered text providers?’’
20. Interconnected Text Messaging
Services. In adopting the text-to-911
rules, the Commission observed that
there are a variety of widely available
text messaging services and platforms
with different technological capabilities,
including SMS, MMS, and ‘‘over-thetop’’ (OTT) applications delivered over
internet protocol (IP)-based mobile data
networks. As the Commission explained
in the Text-to-911 Second Report and
Order, ‘‘SMS requires use of an
underlying carrier’s SMS Center (SMSC)
to send and receive messages from other
users’’ while ‘‘[MMS]-based messaging
makes use of the SMSC but also
involves the use of different functional
elements to enable transport of the
message over IP networks.’’ A third
category, OTT applications, may be
offered by CMRS providers or third
parties and allow consumers ‘‘to send
text messages using SMS, MMS or
directly via IP over a data connection to
dedicated messaging servers and
gateways.’’ These OTT services, which
are often downloaded through mobile
app stores, are increasingly popular
with consumers and may be
interconnected with the publicly
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switched telephone network (PSTN) or
not. For purposes of the Commission’s
text-to-911 rules, interconnected text
messaging applications enable
consumers to ‘‘send text messages to all
or substantially all text-capable U.S.
telephone numbers and receive text
messages from the same,’’ while noninterconnected applications ‘‘only
support communication with a defined
set of users of compatible applications
but do not support general
communication with text-capable
telephone numbers.’’ The Commission’s
text-to-911 rules include interconnected
text messaging services but exclude
non-interconnected applications
because they do not provide the ability
to communicate with text-capable U.S.
telephone numbers.
21. As in the text-to-911 rules, we
propose to apply our text-to-988
requirements to interconnected text
messaging services, thereby excluding
non-interconnected applications from
the requirements. We seek comment on
this approach. This approach is also
analogous to the Commission’s decision
in the 988 Report and Order to apply to
‘‘providers that access the [PSTN] on an
interconnected basis to reach all
Americans’’ and any ‘‘providers that
access the [PSTN] on an interconnected
basis to reach all Americans.’’ We note
that the Commission’s Truth in Caller ID
rules provide an exemption for
messages ‘‘sent over an IP-enabled
messaging service to another user of the
same messaging service, except [for an
SMS or MMS message],’’ which
similarly operates to exclude noninterconnected text messaging services.
Since the services provided by the
Lifeline require two-way
communication and, by definition, noninterconnected text messaging
applications cannot support two-way
texting with ‘‘all or substantially all
text-capable U.S. telephone numbers,’’
we believe it is unlikely that these
services would be technically capable of
supporting text-to-988 functionality. We
seek comment on this view. Are there
any tools available to the Commission to
mitigate the potential for consumer
confusion regarding the availability of
text-to-988 across different text
messaging platforms and technologies,
particularly with respect to noninterconnected text messaging
applications?
2. Routing Texts to 988
22. We propose to require that
covered text providers route covered
988 text messages to the Lifeline’s
current 10-digit number, 1–800–273–
8255 (TALK), and we seek comment on
this proposal. This proposal is
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consistent with the Commission’s
decision for routing calls to 988 in the
988 Report and Order. In the 988 Report
and Order, the Commission required
‘‘that service providers transmit all calls
initiated by an end user dialing 988 to
the current toll free access number for
the Lifeline,’’ finding that a centralized
routing solution will allow for faster
implementation of the 988 3-digit
dialing code, lower costs to maintain
988 routing, and provide continued easy
access to Lifeline by callers with
disabilities. We preliminarily believe
that there are similar benefits to routing
texts to 988 to a single, centralized
number and seek comment on this view.
23. There is support in the record thus
far for routing to the Lifeline. CTIA
supports directing texts sent to 988 to
the Lifeline as a ‘‘central point for
receiving such communications,’’
consistent with the Commission’s
mandate for routing 988 voice calls.
Vibrant Emotional Health, the
administrator of the Lifeline, argues in
support of text-to-988 functionality
integrated into the current Lifeline
structure for routing voice and chat
services, with oversight squarely within
the role of the Lifeline’s administrator.
We seek comment on these assessments.
24. We anticipate that requiring
covered text providers to route to a
single destination provides SAMHSA
and the VA with flexibility to develop
their own routing solutions among the
local crisis centers, including adding
new crisis centers in the future, as
compared to requiring covered text
providers to implement additional
updates or routing changes as more
centers are added. Callers to 1–800–
273–8255 (TALK) can reach the
Veterans Crisis Line by pressing option
1 to connect with one of three linked
call centers in New York, Georgia, or
Kansas. For other calls, calls to the
Lifeline from anywhere in the United
States are routed to the closest certified
local crisis center according to the
caller’s area code or, should the closest
center be overwhelmed by call volume,
experience a disruption of service, or if
the call is placed from part of a state not
covered by Lifeline’s network, the
system automatically routes calls to a
backup center. We seek comment on
this preliminary analysis. Do the current
obligations to route voice calls to 988 to
the Lifeline 10-digit number offer any
opportunities for streamlining
implementation or reducing costs
associated with routing texts to 988 to
the same number?
25. In the alternative, we seek
comment on whether instead to follow
a model more comparable to the text-to911 architecture, whereby covered text
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providers route directly to a PSAP by
requiring routing directly to a Lifeline
local crisis center or to a Veterans Crisis
Line crisis center. We anticipate that
this approach would be significantly
more costly than centralized routing and
seek comment on this preliminary view.
Is it easier to route texts to a single
number than to individual crisis
centers? As the Veterans Crisis Line is
not currently set up for geographic
distribution, would this architecture be
appropriate for messages by Veterans or
Service Members? Are covered text
providers able to leverage existing textto-911 systems to reduce costs if
required to route texts to 988 directly to
local crisis centers? In the 988 Report
and Order, the Commission recognized
that some commenters expressed there
may be benefits to routing voice calls to
individual crisis centers, such as
familiarity with a caller’s area and
potentially easier coordination with
local emergency services, but ultimately
concluded that the advantages
associated with routing to a single
number outweighed the benefits of
localized routing. Does that rationale
apply here? Are there benefits to routing
texts to the individual crisis centers that
are unique to text messages, such as
providing localized support to the
public in the vicinity of the crisis
center? What are the costs or drawbacks
to covered text providers to route texts
to the Lifeline 10-digit number versus
the local crisis centers? Which approach
will lead to speedier implementation,
and how should that impact our
analysis? Is there another alternative
approach, other than centralized routing
or routing by crisis center, that we
should consider?
26. Currently, Veterans and Service
Members may dial the Lifeline to reach
the Veterans Crisis Line via voice call,
but the Lifeline texting service and the
VA’s short code texting service require
contacting separate numbers. How
should we account for this distinction
in evaluating what rules to adopt to
ensure that Veterans, Service Members,
and their families are able to reach the
Veterans Crisis Line directly and
promptly? We seek comment on
whether and how we can act to facilitate
integration of the Veterans Crisis Line’s
separate short code-based texting
service into text-to-988 routing. Are
there specific actions that the
Commission should take to allow users
to text 988 and reach both the Lifeline
and Veteran-specific assistance? For
instance, should we require covered text
providers to provide an automated
inquiry as to whether the texter is a
Veteran or Service Member and route
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the text to either the existing Lifeline
number or the existing short code for
Veterans depending on the response?
Alternatively, would it be feasible to
immediately prompt individuals texting
to 988 to reply with the number ‘‘1’’ or
‘‘Vet’’ to be routed to the Veterans Crisis
Line, similar to the experience for voice
callers? Are other prompts preferable?
We seek comment on possible solutions
to ensure that texts are routed to the
proper counseling services via the
Lifeline or the Veterans Crisis Line,
including input on technical feasibility,
ways to minimize consumer confusion,
and implementation costs. Should other
text or chat services be integrated into
988 text routing, and if so, how?
27. We seek comment on whether we
should require covered text providers to
enable text-to-988 messages to include
location information. As required by the
National Suicide Hotline Designation
Act of 2020, the Bureau will report to
Congress on the costs and feasibility of
providing location information with 988
calls on April 17, 2021. In our
preliminary view, given that we have
not adopted a location mandate in the
context of calls to 988, we believe it
would be premature to adopt a mandate
here, and we seek comment on this
view. Does someone who sends a text
message to 988 expect that their location
will be transmitted to the Lifeline? If
consumers generally are aware that calls
and texts to 911 include their location,
would the same expectation apply to
texts to 988? Would including location
information deter at-risk individuals
from texting to 988? We seek comment
on any complications inherent in this
plan and on ways for covered text
providers to work with SAMHSA and
the VA to limit misrouting of texts.
3. Implementation Timeframe for Textto-988
28. Uniform Nationwide Deadline. We
seek comment on an appropriate
implementation timeframe for requiring
covered text providers to support
texting to 988 on a nationwide basis. We
preliminarily propose adopting a
uniform nationwide deadline for
implementation for all covered text
providers and for all covered 988 text
messages, as determined by the Bureau.
In the 988 Report and Order, the
Commission determined that the
‘‘rollout of 988 will be most effective if
[it] set a single implementation deadline
so that stakeholders can clearly and
consistently communicate to the
American public when 988 will be
universally available.’’ We preliminarily
believe that the same holds true here,
and we seek comment on this view. Are
there other benefits to a uniform
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nationwide implementation deadline?
What drawbacks, if any, exist?
29. Although we propose adopting a
uniform nationwide deadline, we seek
comment on whether we should adopt
any extensions or exemptions for certain
classes of providers or categories of text
messages. Should we adopt any
extensions or exemptions for smaller,
rural, or regional covered text
providers? If so, under what
circumstances would such exemptions
be appropriate? Are there unique
technical considerations that necessitate
different implementation timelines for
certain covered text providers? If so,
what are they and why? Are there any
other considerations, such as any
existing contractual obligations between
our federal partners and other entities,
that we should take into account in
setting a deadline or deadlines?
30. Appropriate Deadline. We observe
that CTIA and other commenters have
previously argued that the Commission
should not mandate text-to-988 before
the Lifeline is capable of receiving and
responding to texts, in part because the
Lifeline’s readiness to receive and
respond to text messages is crucial to
implementing text-to-988 successfully.
We seek comment on this assertion. We
also seek comment on CTIA’s proposal
to require covered text providers to
‘‘deliver text-to-988 to the Lifeline by
July 16, 2022, or six months after the
Lifeline demonstrates its readiness to
accept text messages, whichever is
later.’’ Is the Lifeline’s pilot program
sufficient to demonstrate that it is ready
to accept text messages? If not, how
should we determine that the Lifeline
has demonstrated readiness to accept
text messages, both from a technical and
operational standpoint? How should we
take into account the capabilities of the
Veterans Crisis Line in establishing a
deadline? Understanding that the
Lifeline and Veterans Crisis Line
successfully accepting and responding
to text messages to 988 will require
coordination between several
stakeholders, we emphasize that the
Commission will continue to coordinate
closely with our federal partners,
SAMHSA and the VA, in their efforts to
enable crisis centers to respond to text
messages to 988 and establish a
reasonable implementation timeframe
for text-to-988. We reiterate that the
Commission does not wish to determine
for SAMHSA how it allocates the
Lifeline’s resources, nor do we have the
authority to require the Lifeline and its
crisis centers to be capable of receiving
and responding to text messages to 988.
31. We seek comment on whether the
Commission should require all covered
text providers to support text-to-988 by
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July 16, 2022, the same implementation
deadline for telecommunications
carriers, interconnected VoIP providers,
and one-way VoIP providers to support
voice calls to 988. Is this technically,
economically and operationally
feasible? Are there benefits to requiring
a uniform implementation timeline for
all voice and text communications to
988? We observe that some covered text
providers have already implemented
voice calling to 988. For those
providers, will requiring covered text
providers to implement text-to-988 on
the same timeline as voice calling to 988
create any efficiencies, such as reducing
fixed costs? Is there an expectation that
once 988 is deployed nationwide for
voice communications that texting to
988 will be similarly available? Will a
uniform implementation deadline
discourage covered text providers from
potentially supporting text to 988 before
July 16, 2022? Are there other potential
benefits or drawbacks to uniform
implementation deadlines for providers
supporting voice calling and texting to
988?
32. Alternatively, we seek comment
on whether we should separate the
timeline for implementing text-to-988
from the implementation timeline for
voice-to-988. Is a phased-in approach
preferable? Would it be beneficial to
consider balance of telecommunications
activation needs and organizational
response needs by SAMHSA and the
VA? Would it be less burdensome on
providers working to implement 988 for
voice calls in accordance with the 988
Report and Order? Would a phased-in
implementation timeline create
consumer confusion regarding the
availability of texting to 988? If phasedin implementation deadlines would
create consumer confusion, would
requiring certain covered text providers
to implement text-to-988 more quickly
minimize consumer confusion? For
example, if a covered text provider has
already implemented voice calling to
988 and is advertising the availability of
988 to its customers, should the
provider be required to implement textto-988 before other covered text
providers? Are there other risks
associated with a phased-in approach to
an implementation timeline for voice
and text communications to 988 as
compared to uniform implementation
timeline? What, if any, phased-in
deadlines should the Commission
consider?
33. We also seek comment on whether
we should we adopt the same timeline
for all covered text providers, regardless
of the text messaging technology they
use. Are there other preparedness
concerns that we should take into
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consideration when determining an
implementation timeframe?
4. Technical Considerations
34. We seek comment on the specific
technical considerations for covered text
providers and equipment and software
vendors—including those providers
who are rural or small businesses—
necessary to implement text-to-988. We
propose to allow covered text providers
to use any reliable method or methods
(e.g., mobile-switched, IP-based) to
support text routing and transmission to
988, similar to text-to-911
implementation. We seek comment on
this proposal.
35. Network Upgrades. We seek
comment on possible upgrades covered
text providers would have to make to
their networks to support text-to-988
capability. Since we propose to allow
covered text providers to use any
reliable method or methods to support
text routing and delivery to 988, are any
necessary network hardware or software
upgrades small in scope? What specific
components would require upgrading?
Can the current solutions to enable textto-911 capability be leveraged to
support text-to-988, or are the
implementation options for covered text
providers to support text-to-988
significantly different? CTIA notes
‘‘there are significant technical and
policy differences between national 9–
8–8 service that will be administered by
the Lifeline and the local 9–1–1 services
that are administered by thousands of
PSAPs.’’ We seek comment on CTIA’s
view, especially with regard to any
‘‘significant’’ technical differences.
Conversely, do commenters agree with
Communications Equality Advocates
that the costs to covered text providers
for implementation of text-to-988
should be substantially lower than those
associated with implementing text-to911? We seek further comment on the
potential integration of text-to-988
solutions with existing systems, as well
as other network considerations specific
to covered text providers to support
text-to-988.
36. We also seek comment on whether
there are unique network considerations
for different text messaging service
technologies within the proposed outer
bound scope of text-to-988 service that
impact implementation. CTIA
comments that its member companies
are ‘‘optimistic about the technical
feasibility of supporting text-to-988,’’
provided that implementation is
consistent with existing capabilities of
native SMS messaging. Do commenters
agree? Are there fewer network
upgrades necessary to support SMSonly texts to 988? What specific network
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upgrades would be required should we
obligate covered text providers to
support other text messaging formats,
such as MMS, RTT, or RCS? Given that
the Commission has recognized MMS as
‘‘an extension of the SMS protocol,’’
would support for MMS messaging be
comparably feasible to support for SMS?
How does the evolution of texting
services to new or future formats affect
network upgrade options and
implementation, and how should our
rules account for such evolution? Would
requiring support for certain text
messaging formats be more feasible for
covered text providers to implement
than others?
37. We specifically seek comment on
the technical implementation capability
and network upgrades necessary for
interconnected text messaging service
providers. Similar to the Commission’s
conclusion in the Text-to-911
proceeding, we anticipate that many
interconnected text messaging service
providers may choose to use a CMRS
network-based solution to deliver texts
to 988 and seek comment on this
expectation. Have there been
developments in text-to-911 delivery by
interconnected text messaging service
providers that such providers can use in
text-to-988 implementation? In the textto-911 context, the Commission’s rules
state:
To the extent that CMRS providers offer
Short Message Service (SMS), they shall
allow access by any other covered text
provider to the capabilities necessary for
transmission of 911 text messages originating
on such other covered text providers’
application services. Covered text providers
using the CMRS network to deliver 911 text
messages must clearly inform consumers
that, absent an SMS plan with the
consumer’s underlying CMRS provider, the
covered text provider may be unable to
deliver 911 text messages. CMRS providers
may migrate to other technologies and need
not retain SMS networks solely for other
covered text providers’ 911 use, but must
notify the affected covered text providers not
less than 90 days before the migration is to
occur.
We seek comment on adopting this or
a comparable requirement here. We
recognize that text-to-911 network
integration is necessary to facilitate a
CMRS network-based solution, and we
seek comment on whether the same
integration is necessary for transmission
of text-to-988 communications by other
covered text providers using that
solution. We seek comment on the
relationship between CMRS providers
and interconnected text messaging
service providers to maintain support
and capability for text-to-988 service
based on the technical solutions
available. We emphasize that, as in the
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text-to-911 proceeding, even if we were
to adopt a rule comparable to the textto-911 rule above, we do not intend to
establish an open-ended obligation for
CMRS providers to maintain underlying
SMS network support merely for the use
of other providers. Further, similar to
the Commission’s position in the Textto-911 Second Report and Order, if we
adopt a rule comparable to the text-to911 rule above, we propose concluding
that it is the responsibility of the
covered text provider using the CMRSbased solution to ensure that its text
messaging service is technically
compatible with the CMRS providers’
SMS-based network and devices, and in
conformance with any applicable
technical standards. We seek comment
on this proposal. Finally, as in the textto-911 context, if we adopt a rule
comparable to the text-to-911 rule
above, we propose requiring CMRS
providers to make any necessary
specifications for accessing their SMS
networks available to other covered text
providers upon request, and to inform
such covered text providers in advance
of any changes to these specifications.
We seek comment on this proposal.
38. We also seek comment on specific
technical considerations for covered text
providers that are rural or regional
providers, or small businesses. Are there
unique impediments or challenges to
implementation that these types of
providers face that warrant further
consideration?
39. Equipment Upgrades. We seek
comment on possible equipment or
software upgrades required for covered
text providers to implement text-to-988.
What challenges will equipment (e.g.,
handsets, network infrastructure) and
software vendors face with respect to
the implementation and deployment of
text-to-988? For example, are upgrades
required for operating systems,
firmware, or other software on mobile
devices to support text-to-988
capability? Are there upgrades
necessary by vendors that are beyond
the covered text providers’ control that
require additional coordination? Will
new standards need to be defined to
ensure interoperability?
40. In the Text-to-911 proceeding, the
Commission clarified that legacy
devices that are incapable of sending
texts via 3-digit codes are not subject to
the text-to-911 requirements, provided
the software for these devices cannot be
upgraded over the air to allow text-to911. If the device’s text messaging
software can be upgraded over the air to
support a text to 911, however, then the
Commission required the covered text
provider to make the necessary software
upgrade available. Should we include a
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similar exemption for legacy devices
under any text-to-988 requirements we
may adopt? Have circumstances
changed in the past seven years such
that we should adopt a different
approach here?
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5. Cost Recovery
41. Consistent with the Commission’s
decision in the 988 Report and Order,
we propose to require that all covered
text providers bear their own costs to
implement text-to-988 capability to the
Lifeline 10-digit number. As with call
routing to 988, we do not anticipate any
shared industry costs are necessary to
implement text-to-988, in contrast to
previous non-988 numbering
proceedings where the Commission
established a cost recovery mechanism.
As proposed, costs to support text-to988 would be borne by each provider,
specific to the solutions each has
adopted to route texts to 988 ultimately
to the Lifeline’s current toll free access
number, presently 1–800–273–8255
(TALK). We seek comment on this
proposal.
42. We believe this approach
promotes efficiency in implementation
and avoids unnecessary administrative
costs. Section 251(e)(2) of the Act states
that ‘‘[t]he cost of establishing
telecommunications numbering
administration arrangements and
number portability shall be borne by all
telecommunications carriers on a
competitively neutral basis.’’ The
Commission typically applies cost
recovery mechanisms in situations
involving some type of numbering
administration arrangement, such as
when the Commission hires a third
party to develop a database for industry
use, to ensure that the statutory cost
neutrality requirements are met. Here,
as with implementation of voice calls to
988, circumstances do not require
establishment of a numbering
administration arrangement as there
will not be shared costs. Therefore, we
believe the section 251(e)(2)
requirements do not apply.
Furthermore, even if section 251(e)(2)
applies, we believe it is satisfied if we
require each provider to bear its own
costs because each provider’s costs will
be proportional to the size and quality
of its network. We seek comment on this
analysis.
6. Bounce-Back Messages
43. We seek comment on whether and
in what circumstances to require
covered text providers to send
automatic bounce-back messages where
text-to-988 service is unavailable.
Throughout the ongoing roll-out of textto-911 services across the U.S., the
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Commission has required covered text
providers to send an automatic reply, or
bounce-back, text message when a
consumer attempts to send a text
message to a PSAP by means of the 3digit code ‘‘911’’ and the covered text
provider cannot deliver the text because
(1) the consumer is located in an area
where text-to-911 is not available, or (2)
the covered text provider either does not
support text-to-911 generally or does not
support it in the particular area at the
time of the consumer’s attempted text.
Unlike in the text-to-911 context, where
availability varies by geography and is
based on whether the local PSAP can
receive texts, our proposals herein
would require covered text providers to
support nationwide texting to the
Lifeline via the 988 3-digit code on a
uniform nationwide deadline. If we
were to adopt our proposal, should we
nonetheless require bounce-back
messages? If so, when and under what
circumstances? Should we require
covered text providers to make available
bounce-back messages sooner than we
require implementation of text-to-988?
Would requiring bounce-back messages
be appropriate if we adopt a uniform
nationwide deadline for text-to-988
capability later than July 16, 2022—the
uniform nationwide deadline for
covered providers to support calls to
988? Would requiring bounce-back
messages be appropriate if we adopt
exemptions or extensions for some
providers?
44. We seek comment on the potential
benefits and costs of a bounce-back
requirement. In the text-to-911 context,
the Commission determined that ‘‘there
is a clear benefit and present need for
persons who attempt to send emergency
text messages to know immediately if
their text cannot be delivered to the
proper authorities,’’ noting that
feedback where text-to-911 is not
available may be lifesaving by directing
a person to seek out an alternative
means of communicating with
emergency services. Is that the case here
as well? Because some individuals with
disabilities may rely exclusively on
texting for communicating, are there
unique benefits of a bounce-back
requirement for these individuals? Since
the Commission designated 988 as the
3-digit dialing code to access the
Lifeline, efforts have been underway to
educate the public about using this 3digit code to reach help by telephone in
times of mental health crisis, including
its availability for routing voice calls to
the Lifeline by July 16, 2022. In the
absence of a bounce-back, might such
advertising confuse the public about the
availability of texting to 988? Would an
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automated bounce-back help to prevent
such confusion? Are there other
advantages to requiring covered text
providers to send bounce-back messages
for attempts to text 988 where service is
unavailable? Are any providers
included under the proposed ‘‘covered
text providers’’ definition currently
sending bounce-back messages to texts
sent to 988?
45. What are the costs of requiring a
bounce-back message? What work or
upgrades would be necessary for text
service providers to implement an
automatic bounce-back reply? Given
that covered text providers must
provide a bounce-back in circumstances
in which text-to-911 is unavailable,
would adding a comparable bounceback message for 988 be easier than if
that existing infrastructure were not in
place? Would requiring text service
providers to build bounce-back
capabilities deter resources from more
rapid deployment of text-to-988?
46. We seek comment on how
requiring bounce-back messages may
impact the public’s ability to seek help
from the Lifeline in times of mental
crisis. What are the potential benefits to
receiving an automatic bounce-back
message when text-to-988 service is
unavailable? Are there any drawbacks to
the public of requiring covered text
providers to send bounce-back messages
when text-to-988 is not available? One
commenter contends that if at-risk
texters receive a bounce-back message
regarding the unavailability of services,
‘‘the risks of disengagement and adverse
outcomes increase.’’ Do commenters
agree with the assessment that an
automatic bounce-back message will
negatively impact individuals seeking
help during a crisis? Would a bounceback message have the effect of making
the sender more discouraged, such that
it that could increase, not decrease, the
likelihood of suicide? Alternatively, if
there is no automatic reply, and the
sender is left wondering whether the
Lifeline received the text message,
would that uncertainty also increase
sender’s likelihood of suicide? We seek
comment on whether the benefits of
receiving an automatic bounce-back
message outweigh the potential risk of
disengagement.
47. If we were to adopt a bounce-back
requirement, we seek comment on the
specific requirement we should adopt.
To align with the scope of the proposed
outer bound text-to-988 capability
requirements, we propose that if we
were to adopt a bounce-back
requirement, we would require all
covered text providers to provide
automatic bounce-back messages to text
messages, as defined by our outer bound
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proposal herein, sent to 988 where textto-988 service is unavailable. We seek
comment on this approach. Are there
unique considerations for different
technologies within the outer bound
scope of text message that we should
consider under our bounce-back
message proposal, including such
impact on technical implementation or
costs? Should we consider requiring
covered text providers to send
automatic bounce-back messages in
reply to messages outside the scope of
the outer bound definition? Are there
additional text or chat service providers
that offer services beyond the proposed
outer bound definition that we should
include within the scope of our
proposed bounce-back requirement?
Should we limit any bounce-back
requirement to covered text providers,
as proposed, or should the requirement
sweep more broadly? CTIA asserts that
text-to-988 implementation should be
consistent with existing SMS
capabilities. Should any bounce-back
requirement we may explore likewise
remain consistent with SMS? Is sending
a bounce-back message in response to
texts to 988 feasible on legacy SMS
systems? We seek comment on the
impact including other text or chat
service providers, or other forms of
messages, may have on the
implementation costs, technical
feasibility, and timeframe for our
proposed bounce-back message
requirements.
48. Should we adopt a bounce-back
requirement, we seek comment on
whether and how to expand on the
circumstances in which a covered text
provider must provide a bounce-back
message due to unavailability of text-to988. In the text-to-911 context, when a
customer is roaming away from his or
her ‘‘home network’’ (i.e., the network
of the customer’s mobile carrier), the
CMRS provider operating the customer’s
home network is nonetheless
responsible for providing a bounce-back
message when required; and the
provider operating the network on
which the customer is roaming must not
impede the bounce-back response by the
home network operator. We seek
comment on adopting a similar
requirement here. Additionally, we
anticipate that there may be
circumstances in which the Lifeline is
unable to receive and respond to texts,
including where demand may exceed its
capacity to respond. In instances
amounting essentially to a ‘‘busy signal’’
for text delivery, are covered text
providers capable of determining that
the text cannot be delivered to 988?
Would covered text providers be able to
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determine if a text to 988 is
undeliverable due to the Lifeline’s
inability, whether temporary or
sustained, to receive and respond to the
texts? Or should we establish a
mechanism whereby the Lifeline may
inform providers of a temporary
suspension of text-to-988 service, and
should the bounce-back requirement
apply until the suspension is lifted?
Lastly, we seek comment on
considerations, either within the control
of the covered text provider or the
Lifeline’s administrators, in which a
message from an individual in crisis
attempting to reach 988 may not be
delivered, and therefore may benefit
from receipt of a bounce-back message
directing the individual to contact 988
by alternative means. Are there
additional circumstances where we
should require covered text providers to
send bounce-back messages in response
to 988 texts?
49. If we were to adopt a bounce-back
requirement, we propose to adopt the
same exceptions to our bounce-back
notification requirement for text-to-988
as currently exist for the Commission’s
text-to-911 rules. If we adopt that same
approach, a covered text provider would
not be required to provide an automatic
bounce-back message when: (1)
Transmission of the text message is not
controlled by the provider; (2) a
consumer is attempting to text 988,
through a text messaging application
that requires CMRS service, from a nonservice initialized handset; (3) the textto-988 message cannot be delivered due
to a failure in the Lifeline’s routing
network that has not been reported to
the provider; or (4) a consumer is
attempting to text 988 through a device
that is incapable of sending texts via 3digit codes, provided that the software
for the device cannot be upgraded over
the air to allow text-to-988. We seek
comment on this approach. Are there
other situations where a covered text
provider should not be required to send
bounce-back messages to consumers
attempting to text to 988? Furthermore,
we seek comment on the circumstances
in which the provider of a pre-installed
or downloaded interconnected text
application would be considered to
have ‘‘control’’ over the transmission of
text messages for the purposes of any
requirements we adopt. If a user or third
party modifies or manipulates the
application after it is installed or
downloaded so that it no longer
supports bounce-back messaging,
should the application provider be
presumed not to have control?
50. If we adopt a bounce-back
requirement, should we specify or
provide guidance regarding the content
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of the bounce-back message, and if so,
what should we specify or encourage?
Similar to automatic messages sent in
response to undeliverable texts to 911,
we propose that any bounce-back
messages to consumers attempting to
text 988 would not require all covered
text providers to use identical wording
for their automatic responses. Rather, if
we were to adopt a bounce-back
requirement, we propose that a covered
text provider would be deemed to have
met its obligation so long as the bounceback message to 988 includes, at a
minimum, two essential points of
information: (1) That text-to-988 is not
available; and (2) identify other means
to reach the Lifeline, such as by
telephone. We seek comment on this
approach and on alternatives. We seek
comment on what role our federal
partners and non-governmental mental
health organizations could play in
developing best practices regarding the
content of messages.
7. Role of the Substance Abuse and
Mental Health Services Administration
and the Department of Veterans Affairs
51. Although the Commission has an
important role to play in expanding
access to crisis counseling through its
implementation of 988, SAMHSA and
the VA are ultimately responsible for
ensuring the continued success of these
lifesaving resources. As such, we
propose to direct the Bureau to continue
to coordinate the implementation of 988
with SAMHSA and the VA, including
any issues pertaining to the delivery of
text messages to 988.
52. We seek comment on this
proposal. How we can best support the
work of our federal partners in
administering the Lifeline and Veterans
Crisis Line? We recognize that many
commenters have stressed the
importance of ensuring adequate
funding and staffing for the Lifeline and
the Veterans Crisis Line over the course
of this proceeding. Although these
issues are beyond our jurisdiction, are
there unique considerations pertaining
to staffing, funding, or the availability of
other resources at the Lifeline or
Veterans Crisis Line that we should be
aware of as we consider adopting rules
to require the delivery of text messages
to 988? How should we account for the
possibility that text-to-988 may be
popular and increase demands on the
Lifeline and Veterans Crisis Line? What
resources will be needed for the Lifeline
and Veterans Crisis Line to ensure that
text-to-988 is a success? How should we
account for our federal partners’ budget
cycles? We are cognizant of the
potential burdens our proposals may
impose upon our federal partners,
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including personnel, equipment, and
resource allocation, and we seek
comment on the impact the possible
implementation solutions may have on
SAMHSA and the VA when supporting
text-to-988 service. To that end, we
intend to coordinate with SAMHSA and
the VA, and we encourage other
industry stakeholders in the wireless
and texting service industry to
coordinate with these agencies as well.
Assuming that our adoption of rules
implementing text-to-988 capability will
require expenditure of additional
resources by SAMHSA and the VA, are
there ways that we can structure our
rules to minimize the burden on our
federal partners? Are there any steps we
should take to deter misuse of text-to988, so as to limit the unnecessary
expenditure of resources by our federal
partners? Are there any solutions that
have been employed in other contexts,
such as text-to-911, that we or others
should adapt here to deter misuse of
text-to-988?
53. In addition, we encourage
SAMHSA and the VA to coordinate
with outside organizations that have
expertise in providing crisis counseling
via text message as they develop the
infrastructure to receive and respond to
text messages which may one day be
delivered to the Lifeline and Veterans
Crisis Line via 988. Many commenters
in this proceeding have urged
collaboration between private entities
like the Trevor Project and federal
agencies providing similar services. We
therefore seek comment on how to
facilitate such coordination across
federal agencies and the private sector,
as we work towards our shared goal of
ensuring that all Americans have ready
access to mental health counseling and
support services.
C. Legal Authority
54. We propose concluding that we
have the authority to adopt the rules
proposed and for which we seek
comment in this further notice of
proposed rulemaking under Title III of
the Act and the Twenty-First Century
Communications and Video
Accessibility Act (CVAA). We seek
comment on these and any other
sources of authority available to us. In
particular, we seek comment on
whether, and if so, to what extent, our
numbering authority under section
251(e) of the Act provides an additional
source of authority for the rules
proposed and for which we seek
comment in this further notice of
proposed rulemaking. Finally, we also
seek comment on whether we should
employ our ancillary authority. We note
that, in our preliminary review, the
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National Suicide Hotline Designation
Act of 2020 does not provide additional
support for—nor does it hinder—the
actions proposed in this further notice
of proposed rulemaking. We seek
comment on these views.
55. The rules we propose and for
which we seek comment in this further
notice of proposed rulemaking are
analogous to those the Commission has
adopted to facilitate text-to-911
communications, which relied, in part,
on the Commission’s Title III authority
over wireless carriers, including
sections 301, 303, 307, 309, and 316. We
propose concluding that, with respect to
CMRS providers, Title III provides us
with appropriate authority to require
wireless carriers to support text-to-988
service and to require delivery of a
bounce-back message to consumers in
cases where delivery of a text to 988
cannot be completed. As the Supreme
Court has long recognized, Title III
grants the Commission a
‘‘comprehensive mandate’’ regarding
regulation of spectrum usage, and courts
have routinely found that Title III
provides the Commission with ‘‘broad
authority to manage spectrum . . . in
the public interest.’’ As we explain, we
believe the rules we propose in this
further notice of proposed rulemaking
are likely to have significant public
interest benefits. And, the Commission
has previously found that its Title III
licensing authority supported adoption
of a similar set of obligations in the textto-911 context. Therefore, we believe
that with respect to CMRS providers,
Title III provides sufficient authority
here. We note that, following the release
of the Text-to-911 Order, the
Commission released a Declaratory
Ruling classifying SMS and MMS
services as ‘‘information services’’ under
the Act. However, as the Commission
explicitly noted in the Declaratory
Ruling, this determination ‘‘does not
affect the general applicability of the
spectrum allocation and licensing
provisions of Title III and the
Commission’s rules’’ to SMS and MMS
services, nor does it affect the specific
application of sections 301, 303, 307,
309, and 316 to the Commission’s textto-911 rules. We seek comment on this
analysis.
56. With respect to interconnected
text messaging service providers, we
propose to find that the CVAA provides
us with authority to adopt the proposals
in this further notice of proposed
rulemaking, as some commenters in this
proceeding suggest. Congress enacted
the CVAA to increase the accessibility
of modern communications
technologies to people with disabilities,
including access related to emergency
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services, and the Commission relied, in
part, on this authority when it adopted
similar text-to-911 requirements. The
CVAA provides the Commission with
authority to ‘‘achiev[e] equal access to
emergency services by individuals with
disabilities, as a part of the migration to
a national internet protocol-enabled
emergency network.’’ In particular, the
CVAA granted the Commission the
authority to adopt regulations to
implement recommendations proposed
by the Emergency Access Advisory
Committee established by the CVAA,
which concern access to 911 and NG911
services, and to adopt ‘‘other
regulations’’ as are necessary to achieve
reliable, interoperable communication
that ensures access by persons with
disabilities to an IP-enabled emergency
services network. We tentatively
conclude that the CVAA provides
authority for our proposals because
access to 988 is similar to 911 access for
the purposes of our CVAA authority. We
seek comment on this tentative
conclusion. Do commenters agree that
access to the Lifeline or Veterans Crisis
Line through 988 constitute ‘‘access to
emergency services’’ under the CVAA?
Do commenters agree that text-to-988 is
necessary to achieve reliable,
interoperable communication that
ensures access by persons with
disabilities to an IP-enabled emergency
services network? More generally, does
the CVAA provide us with authority to
adopt the rules proposed in this further
notice of proposed rulemaking?
57. We seek comment on any other
sources of authority available to the
Commission to adopt the proposals
detailed in this further notice of
proposed rulemaking. In particular, we
seek comment on whether our section
251(e) authority over numbering
provides authority to require support for
text-to-988 service. Section 251(e)(1) of
the Act grants us ‘‘exclusive jurisdiction
over those portions of the North
American Numbering Plan that pertain
to the United States’’ and provides that
numbers must be made ‘‘available on an
equitable basis.’’ This provision gives
the Commission ‘‘authority to set policy
with respect to all facets of numbering
administration in the United States.’’
The Commission found in the 988
Report and Order that section 251(e)
provides us with the ability to regulate
interconnected and one-way VoIP
providers that make use of numbering
resources when they connect with the
PSTN. We seek comment on whether
our numbering authority provides an
additional, independent basis to adopt
rules with respect to CMRS providers
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and interconnected text messaging
services.
58. We also seek comment on the
Commission’s authority to mandate
location information with text-to-988
service. Section 222 of the
Communications Act, as amended,
provides strong legal protections for
customer proprietary network
information (CPNI), including
geolocation information. Section 222(d)
provides exceptions to allow CPNI and
call location data to be shared for
‘‘emergency services.’’ We seek
comment on whether this could
encompass the transmission of
geolocation information with 988 calls.
Should we choose to require covered
text providers to include location
information with texts to 988, does
section 222 authorize the disclosure of
location information with texts to 988?
Are there other privacy concerns that
we should consider with regard to texts
to 988?
59. Finally, we seek comment on
whether exercise of our ancillary
authority would be necessary or
appropriate to support any of our
proposed rules. The Commission relied
in part on ancillary authority to apply
the bounce-back notification
requirement to providers of
interconnected text messaging services
when it adopted text-to-911
requirements. Would a similar finding
be appropriate with respect to any
aspect of our text-to-988 rules?
D. Benefits and Costs of Text-to-988
60. We expect to find that the benefits
of requiring service providers to support
text-to-988 service will exceed the costs
of implementation. We seek comment
on this proposal, and any specific data
regarding both the benefits of facilitating
access to the Lifeline via texts to 988
and on the costs or burdens
implementation of text-to-988 may
impose upon covered text providers.
61. Suicide causes shock, anguish,
grief, and guilt among victims’ families
and friends. Suicide attempts exact a
similarly heavy toll on the community
and the victim. The long-lasting damage
from mental distress and suicide can
extend deep into communities. As
outlined above, we preliminarily believe
that enabling text-to-988 service will
improve access to lifesaving resources
for individuals contemplating suicide or
experiencing mental health crises,
especially for members of at-risk
communities such as young people,
LGBTQ, people of color, and
individuals with disabilities, thereby
saving lives. By expanding access to
counseling, text-to-988 may help break
the cycle of pain, suffering, and suicide.
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We seek comment generally on these
and other important benefits that may
follow from increased access to mental
health resources via texting to 988.
62. We further seek comment on ways
to quantify these benefits. Of course, the
benefits to individuals who the Lifeline
or Veterans Crisis Line places on a path
to recovery, much less to their families
and friends, cannot be reduced to
dollars and cents. That being said, even
if text-to-988 service could annually
place just one-per-one-thousand suicide
victims on a path to long-term recovery,
the economic gain would be $19.2
million in any single year, for a presentvalue of $78.7 million over five years
and $134.9 million over ten years. In
estimating benefits, we focus on teens
and individuals with disabilities, as
individuals in these groups are more
likely to use a text-to-988 capability.
Based on the most recent CDC data from
2015–2019, 11,283 youth (ages 15–19)
and an estimated 13,101 individuals
who are deaf, hard of hearing, deafblind
or speech disabled committed suicide
(using an estimated incidence among
adults of 6%), or an average of more
than 2,000 per year for each group. To
calculate the estimated benefits for a
single year, we multiply the annual
average by 0.1% and the VSL (2,000 *
0.001 * $9.6 million = $19.2 million).
We discount over five years and ten
years at a 7% discount rate. We seek
comment on this analysis.
63. Our proposed analysis does not
examine certain categories of benefits.
For example, we have not estimated the
cost savings from medical expenses and
loss-of-work avoided through reduced
suicides and suicide attempts. We also
have not estimated the cost savings of
reduced burdens on PSAPs, police,
ambulance, and fire and rescue services,
which currently respond to some 911
texts that will be routed to the Lifeline,
where they will be more effectively and
efficiently de-escalated or otherwise
resolved. Moreover, we have not
examined the benefits of text-to-988
usage by every demographic group. For
example, smartphone ownership and
suicide are particularly common in
younger age groups. According to the
Common Sense Census: Media Use by
Tweens and Teens, 2019, 53% of
children have their own smartphone by
age 11, and 69% have one at age 12.
Currently, our estimated benefits
analysis looks at youth ages 15–19. To
accurately estimate these benefits, we
seek comment on how broadly we
should define youth who may text to
988. Relatedly, there is the possibility
that adults without hearing or speech
disabilities may rely exclusively on textto-988 for added privacy or
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convenience, meriting inclusion in our
benefit estimates. We also seek
comment on ways to better assess the
long-term impact of text-to-988 service.
Without longitudinal studies evaluating
the long-term effectiveness of suicide
call centers, we cannot pinpoint how
many suicides text-to-988 will prevent
in the long run. Available survey-based
studies, however, reveal call centers can
substantially reduce suicides during the
initial call and follow-up periods. We
seek comment on the types and
magnitudes of these and other benefits
not covered in this further notice of
proposed rulemaking, as well as any
overlooked categories of costs.
64. In the Text-to-911 proceeding, the
Commission estimated that the total cost
for covered providers to implement textto-911 service amounted to less than
$21 million. The costs of nationwide
deployment of text-to-911 fell into three
categories: CMRS and PSAP system cost
components; interconnected text
providers’ software upgrades; and
bounce-back messaging application
alterations and server platform
modifications. Assuming that all or
most of the software and equipment
necessary to receive and transmit 911
texts will again be needed to deploy
text-to-988, we expect that the
implementation costs for text-to-988
service will be comparable to the costs
for text-to-911 service. Using cost
estimates from the Text-to-911
proceeding as a model, we estimate it
will cost $19,024,916 for CMRS
providers to implement text-to-988,
$613,275 for interconnected text
messaging service providers to
implement text-to-988, and $7,310,340
for Lifeline to route texts to local crisis
centers. We convert the estimate for
CMRS providers to implement text-to911 service to 2021 dollars by
multiplying by a Consumer Price Index
(CPI) factor of 1.16, then discounting
over five years at a 7% discount rate.
Similarly, we convert the estimate for
interconnected text messaging providers
to implement text-to-911 service into
2021 dollars by using a CPI factor of
1.105. To soberly assess Lifeline
capability, we assume that 100% of
Lifeline call centers may require SMS
upgrades and thus multiply PSAP
software estimates by 2.22. To estimate
the costs to equip the more than 180
Lifeline crisis centers, we calculate an
average cost based on an estimated per
PSAP cost of $40,613 (=($263,277,595 +
$12,891,283)/6,800), for a total of
$7,310,340 (=180 * $40,613). Therefore,
we preliminarily estimate that total
costs for implementing text-to-988 will
be approximately $27 million. We seek
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comment on this analysis, including our
preliminary assumption that text-to-911
software and equipment can be
leveraged for texting to 988. Do
commenters agree with CTIA that there
are ‘‘significant technical and policy
differences’’ between 988 and 911
service, and if so, how might those
differences impact our evaluation?
Furthermore, we seek comment on
whether cost estimates for PSAPs from
the Text-to-911 proceeding reflect an
appropriate estimate for costs to the
Lifeline or Veterans Crisis Line. Are
there other costs borne by the Lifeline
or Veterans Crisis Line needed to
implement text-to-988 service?
65. We preliminarily assume that
some costs may be streamlined or
reduced due to the previous
implementation of text-to-911, which
may be leveraged to facilitate text-to-988
capability and seek comment on this
assumption. As a result, we anticipate
that costs for covered text providers to
implement text-to-988 may be less than
what we estimate above and seek
comment on this finding. We further
seek comment on what extent covered
text providers may rely upon existing
text-to-911 services and how to quantify
the costs needed to upgrade such
systems to support text-to-988.
66. Deterring suicide has benefits that
simply cannot be reduced to numbers—
saving lives has value beyond measure.
While recognizing this fact, to illustrate
how the benefits of our proposal relate
to the more aptly quantified costs, we
attempt to estimate the quantifiable
value of suicide prevention using a
measure of collective willingness to pay.
We propose calculating that the level of
suicide prevention needed to generate
benefits exceeding our preliminary
estimate of $27 million in text-to-988
costs is a total of four suicides avoided
over five years. Specifically, the level of
teen suicide prevention needed to
generate benefits exceeding $27 million
is one per 2,821, and the level of suicide
prevention among individuals with
disabilities to generate benefits
exceeding $27 million is one per 3,275.
Even assuming that text-to-988
prevented no suicides in its inaugural
year as the service rolled out but
prevented one suicide in each of the
ensuing four years, measured in terms of
the public’s willingness to pay for that
mortality reduction, the present value of
the benefit would be $30.39 million,
more than three million dollars greater
than the total cost. The present value
would be an uneven stream of payments
of $9.6 million ($0 in Year 1 + $9.6
million per year in Year 2 through Year
5) at a 7% discount rate. We seek
comment on our analysis.
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67. Using break-even points and
highly attainable suicide reductions that
are well below those suggested by
survey studies, we estimate that the
benefits of text-to-988 will far exceed
the costs. Pooling teenagers and
individuals with disabilities, we
estimate that text-to-988 would need to
prevent one suicide out of every six
thousand in order to break-even in the
first five years of deployment. Slightly
raising the bar to preventing one suicide
per one thousand, we further estimate
that the more than $157.5 million
estimated benefit from modestly
reducing suicides in two vulnerable
populations far exceeds the text-to-988
deployment costs of $19.6 million
incurred by CMRS and interconnected
text providers. Even if sizable Lifeline
deployment costs are added, increasing
estimated total cost to nearly $27
million, the estimated benefits of textto-988 remain greater by a multiple of
nearly six. Over ten years, the benefits
rise to $269.8 million, exceeding costs
by a multiple of nearly ten. We seek
comment on these estimates. We also
seek comment on the methods and
underlying benefits and costs estimates,
including those submitted by third
parties, used to arrive at our overall
proposed conclusion.
II. Initial Regulatory Flexibility
Analysis
1. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), the Commission has prepared
this Initial Regulatory Flexibility
Analysis (IRFA) of the possible
significant economic impact on small
entities by the policies and rules
proposed in this Implementation of the
National Suicide Hotline Improvement
Act of 2018 further notice of proposed
rulemaking (FNPRM). The Commission
requests written public comments on
this IRFA. Comments must be identified
as responses to the IRFA and must be
filed by the deadlines for comments
provided on the first page of the further
notice of proposed rulemaking. The
Commission will send a copy of the
further notice of proposed rulemaking,
including this IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration (SBA). In
addition, the further notice of proposed
rulemaking and IRFA (or summaries
thereof) will be published in the Federal
Register.
A. Need for, and Objectives of, the
Proposed Rules
2. In this FNPRM, the Commission
proposes and seeks comment on
requiring CMRS providers and
providers of interconnected text
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messaging services that enable
consumers to send text messages to, and
receive text messages from, the PSTN
(covered text providers) to enable
delivery of text messages to 988. The
Commission proposes to require that
covered text providers route 988 text
messages to the National Suicide
Prevention Lifeline’s (Lifeline) 10-digit
number, currently 1–800–273–8255
(TALK). The Commission believes these
proposed rules will expand the
availability of mental health and crisis
counseling resources to Americans who
suffer from depressive or suicidal
thoughts, by allowing individuals in
crisis to reach the Lifeline by texting
988.
B. Legal Basis
3. The legal basis for any action that
may be taken pursuant to this FNPRM
is contained in sections 201, 251, 301,
303, 307, 309, and 316 of the
Communications Act of 1934, as
amended, 47 U.S.C. 201, 251, 301, 303,
307, 309, 316.
C. Description and Estimate of the
Number of Small Entities to Which the
Proposed Rules Will Apply
4. The RFA directs agencies to
provide a description of, and where
feasible, an estimate of the number of
small entities that may be affected by
the proposed rules and by the rule
revisions on which the Notice seeks
comment, if adopted. The RFA generally
defines the term ‘‘small entity’’ as
having the same meaning as the terms
‘‘small business,’’ ‘‘small organization,’’
and ‘‘small governmental jurisdiction.’’
In addition, the term ‘‘small business’’
has the same meaning as the term
‘‘small-business concern’’ under the
Small Business Act. A ‘‘small-business
concern’’ is one which: (1) Is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.
5. Small Businesses, Small
Organizations, Small Governmental
Jurisdictions. Our actions, over time,
may affect small entities that are not
easily categorized at present. We
therefore describe here, at the outset,
three broad groups of small entities that
could be directly affected herein. First,
while there are industry specific size
standards for small businesses that are
used in the regulatory flexibility
analysis, according to data from the
Small Business Administration’s (SBA)
Office of Advocacy, in general a small
business is an independent business
having fewer than 500 employees. These
types of small businesses represent
99.9% of all businesses in the United
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States, which translates to 30.7 million
businesses.
6. Next, the type of small entity
described as a ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field.’’ The Internal Revenue Service
(IRS) uses a revenue benchmark of
$50,000 or less to delineate its annual
electronic filing requirements for small
exempt organizations. Nationwide, for
tax year 2018, there were approximately
571,709 small exempt organizations in
the U.S. reporting revenues of $50,000
or less according to the registration and
tax data for exempt organizations
available from the IRS.
7. Finally, the small entity described
as a ‘‘small governmental jurisdiction’’
is defined generally as ‘‘governments of
cities, counties, towns, townships,
villages, school districts, or special
districts, with a population of less than
fifty thousand.’’ U.S. Census Bureau
data from the 2017 Census of
Governments indicate that there were
90,075 local governmental jurisdictions
consisting of general purpose
governments and special purpose
governments in the United States. Of
this number there were 36,931 general
purpose governments (county,
municipal and town or township) with
populations of less than 50,000 and
12,040 special purpose governments—
independent school districts with
enrollment populations of less than
50,000. Accordingly, based on the 2017
U.S. Census of Governments data, we
estimate that at least 48,971 entities fall
into the category of ‘‘small
governmental jurisdictions.’’
8. Wired Telecommunications
Carriers. The U.S. Census Bureau
defines this industry as ‘‘establishments
primarily engaged in operating and/or
providing access to transmission
facilities and infrastructure that they
own and/or lease for the transmission of
voice, data, text, sound, and video using
wired communications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies. Establishments in this
industry use the wired
telecommunications network facilities
that they operate to provide a variety of
services, such as wired telephony
services, including VoIP services, wired
(cable) audio and video programming
distribution, and wired broadband
internet services. By exception,
establishments providing satellite
television distribution services using
facilities and infrastructure that they
operate are included in this industry.’’
The SBA has developed a small
business size standard for Wired
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Telecommunications Carriers, which
consists of all such companies having
1,500 or fewer employees. U.S. Census
Bureau data for 2012 show that there
were 3,117 firms that operated that year.
Of this total, 3,083 operated with fewer
than 1,000 employees. Thus, under this
size standard, the majority of firms in
this industry can be considered small.
9. Local Exchange Carriers (LECs).
Neither the Commission nor the SBA
has developed a size standard for small
businesses specifically applicable to
local exchange services. The closest
applicable NAICS Code category is
Wired Telecommunications Carriers.
Under the applicable SBA size standard,
such a business is small if it has 1,500
or fewer employees. U.S. Census Bureau
data for 2012 show that there were 3,117
firms that operated for the entire year.
Of that total, 3,083 operated with fewer
than 1,000 employees. Thus under this
category and the associated size
standard, the Commission estimates that
the majority of local exchange carriers
are small entities.
10. Incumbent LECs. Neither the
Commission nor the SBA has developed
a small business size standard
specifically for incumbent local
exchange services. The closest
applicable NAICS Code category is
Wired Telecommunications Carriers.
Under the applicable SBA size standard,
such a business is small if it has 1,500
or fewer employees. U.S. Census Bureau
data for 2012 indicate that 3,117 firms
operated the entire year. Of this total,
3,083 operated with fewer than 1,000
employees. Consequently, the
Commission estimates that most
providers of incumbent local exchange
service are small businesses that may be
affected by our actions. According to
Commission data, one thousand three
hundred and seven (1,307) Incumbent
Local Exchange Carriers reported that
they were incumbent local exchange
service providers. Of this total, an
estimated 1,006 have 1,500 or fewer
employees. Thus, using the SBA’s size
standard the majority of incumbent
LECs can be considered small entities.
11. Competitive Local Exchange
Carriers (Competitive LECs).
Competitive Access Providers (CAPs),
Shared-Tenant Service Providers, and
Other Local Service Providers. Neither
the Commission nor the SBA has
developed a small business size
standard specifically for these service
providers. The appropriate NAICS Code
category is Wired Telecommunications
Carriers and under that size standard,
such a business is small if it has 1,500
or fewer employees. U.S. Census Bureau
data for 2012 indicate that 3,117 firms
operated during that year. Of that
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number, 3,083 operated with fewer than
1,000 employees. Based on these data,
the Commission concludes that the
majority of Competitive LECS, CAPs,
Shared-Tenant Service Providers, and
Other Local Service Providers, are small
entities. According to Commission data,
1,442 carriers reported that they were
engaged in the provision of either
competitive local exchange services or
competitive access provider services. Of
these 1,442 carriers, an estimated 1,256
have 1,500 or fewer employees. In
addition, 17 carriers have reported that
they are Shared-Tenant Service
Providers, and all 17 are estimated to
have 1,500 or fewer employees. Also, 72
carriers have reported that they are
Other Local Service Providers. Of this
total, 70 have 1,500 or fewer employees.
Consequently, based on internally
researched FCC data, the Commission
estimates that most providers of
competitive local exchange service,
competitive access providers, SharedTenant Service Providers, and Other
Local Service Providers are small
entities.
12. We have included small
incumbent LECs in this present RFA
analysis. As noted above, a ‘‘small
business’’ under the RFA is one that,
inter alia, meets the pertinent small
business size standard (e.g., a telephone
communications business having 1,500
or fewer employees), and ‘‘is not
dominant in its field of operation.’’ The
SBA’s Office of Advocacy contends that,
for RFA purposes, small incumbent
LECs are not dominant in their field of
operation because any such dominance
is not ‘‘national’’ in scope. We have
therefore included small incumbent
LECs in this RFA analysis, although we
emphasize that this RFA action has no
effect on Commission analyses and
determinations in other, non-RFA
contexts.
13. Interexchange Carriers (IXCs).
Neither the Commission nor the SBA
has developed a small business size
standard specifically for Interexchange
Carriers. The closest applicable NAICS
Code category is Wired
Telecommunications Carriers. The
applicable size standard under SBA
rules is that such a business is small if
it has 1,500 or fewer employees. U.S.
Census Bureau data for 2012 indicate
that 3,117 firms operated for the entire
year. Of that number, 3,083 operated
with fewer than 1,000 employees.
According to internally developed
Commission data, 359 companies
reported that their primary
telecommunications service activity was
the provision of interexchange services.
Of this total, an estimated 317 have
1,500 or fewer employees.
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Consequently, the Commission
estimates that the majority of
interexchange service providers are
small entities.
14. Local Resellers. The SBA has not
developed a small business size
standard specifically for Local Resellers.
The SBA category of
Telecommunications Resellers is the
closest NAICs code category for local
resellers. The Telecommunications
Resellers industry comprises
establishments engaged in purchasing
access and network capacity from
owners and operators of
telecommunications networks and
reselling wired and wireless
telecommunications services (except
satellite) to businesses and households.
Establishments in this industry resell
telecommunications; they do not
operate transmission facilities and
infrastructure. Mobile virtual network
operators (MVNOs) are included in this
industry. Under the SBA’s size
standard, such a business is small if it
has 1,500 or fewer employees. U.S.
Census Bureau data from 2012 show
that 1,341 firms provided resale services
during that year. Of that number, all
operated with fewer than 1,000
employees. Thus, under this category
and the associated small business size
standard, the majority of these resellers
can be considered small entities.
According to Commission data, 213
carriers have reported that they are
engaged in the provision of local resale
services. Of these, an estimated 211
have 1,500 or fewer employees and two
have more than 1,500 employees.
Consequently, the Commission
estimates that the majority of local
resellers are small entities.
15. Toll Resellers. The Commission
has not developed a definition for Toll
Resellers. The closest NAICS Code
Category is Telecommunications
Resellers. The Telecommunications
Resellers industry comprises
establishments engaged in purchasing
access and network capacity from
owners and operators of
telecommunications networks and
reselling wired and wireless
telecommunications services (except
satellite) to businesses and households.
Establishments in this industry resell
telecommunications; they do not
operate transmission facilities and
infrastructure. MVNOs are included in
this industry. The SBA has developed a
small business size standard for the
category of Telecommunications
Resellers. Under that size standard, such
a business is small if it has 1,500 or
fewer employees. 2012 U.S. Census
Bureau data show that 1,341 firms
provided resale services during that
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year. Of that number, 1,341 operated
with fewer than 1,000 employees. Thus,
under this category and the associated
small business size standard, the
majority of these resellers can be
considered small entities. According to
Commission data, 881 carriers have
reported that they are engaged in the
provision of toll resale services. Of this
total, an estimated 857 have 1,500 or
fewer employees. Consequently, the
Commission estimates that the majority
of toll resellers are small entities.
16. Other Toll Carriers. Neither the
Commission nor the SBA has developed
a definition for small businesses
specifically applicable to Other Toll
Carriers. This category includes toll
carriers that do not fall within the
categories of interexchange carriers,
operator service providers, prepaid
calling card providers, satellite service
carriers, or toll resellers. The closest
applicable size standard under SBA
rules is for Wired Telecommunications
Carriers. The applicable SBA size
standard consists of all such companies
having 1,500 or fewer employees. U.S.
Census Bureau data for 2012 indicates
that 3,117 firms operated during that
year. Of that number, 3,083 operated
with fewer than 1,000 employees. Thus,
under this category and the associated
small business size standard, the
majority of Other Toll Carriers can be
considered small. According to
internally developed Commission data,
284 companies reported that their
primary telecommunications service
activity was the provision of other toll
carriage. Of these, an estimated 279
have 1,500 or fewer employees.
Consequently, the Commission
estimates that most Other Toll Carriers
are small entities.
17. Prepaid Calling Card Providers.
Neither the Commission nor the SBA
has developed a small business
definition specifically for prepaid
calling card providers. The most
appropriate NAICS code-based category
for defining prepaid calling card
providers is Telecommunications
Resellers. This industry comprises
establishments engaged in purchasing
access and network capacity from
owners and operators of
telecommunications networks and
reselling wired and wireless
telecommunications services (except
satellite) to businesses and households.
Establishments in this industry resell
telecommunications; they do not
operate transmission facilities and
infrastructure. Mobile virtual networks
operators (MVNOs) are included in this
industry. Under the applicable SBA size
standard, such a business is small if it
has 1,500 or fewer employees. U.S.
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Census Bureau data for 2012 show that
1,341 firms provided resale services
during that year. Of that number, 1,341
operated with fewer than 1,000
employees. Thus, under this category
and the associated small business size
standard, the majority of these prepaid
calling card providers can be considered
small entities. According to the
Commission’s Form 499 Filer Database,
86 active companies reported that they
were engaged in the provision of
prepaid calling cards. The Commission
does not have data regarding how many
of these companies have 1,500 or fewer
employees, however, the Commission
estimates that the majority of the 86
active prepaid calling card providers
that may be affected by these rules are
likely small entities.
18. Wireless Telecommunications
Carriers (except Satellite). Neither the
SBA nor the Commission has developed
a size standard specifically applicable to
Wireless Carriers and Service Providers.
The closest applicable is Wireless
Telecommunications Carriers (except
Satellite), which the SBA small business
size standard is such a business is small
if it 1,500 persons or less. For this
industry, U.S. Census Bureau data for
2012 show that there were 967 firms
that operated for the entire year. Of this
total, 955 firms had employment of 999
or fewer employees and 12 had
employment of 1000 employees or
more. Thus under this category and the
associated size standard, the
Commission estimates that the majority
of Wireless Carriers and Service
Providers are small entities.
19. According to internally developed
Commission data for all classes of
Wireless Service Providers, there are
970 carriers that reported they were
engaged in the provision of wireless
services. Of this total, an estimated 815
have 1,500 or fewer employees, and 155
have more than 1,500 employees. Thus,
using available data, we estimate that
the majority of Wireless Carriers and
Service Providers can be considered
small.
20. Cable and Other Subscription
Programming. The U.S. Census Bureau
defines this industry as establishments
primarily engaged in operating studios
and facilities for the broadcasting of
programs on a subscription or fee basis.
The broadcast programming is typically
narrowcast in nature (e.g., limited
format, such as news, sports, education,
or youth-oriented). These
establishments produce programming in
their own facilities or acquire
programming from external sources. The
programming material is usually
delivered to a third party, such as cable
systems or direct-to-home satellite
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systems, for transmission to viewers.’’
The SBA size standard for this industry
establishes as small any company in this
category with annual receipts less than
$41.5 million. Based on U.S. Census
Bureau data for 2012, 367 firms
operated for the entire year. Of that
number, 319 firms operated with annual
receipts of less than $25 million a year
and 48 firms operated with annual
receipts of $25 million or more. Based
on this data, the Commission estimates
that a majority of firms in this industry
are small.
21. Cable Companies and Systems
(Rate Regulation). The Commission has
also developed its own small business
size standards, for the purpose of cable
rate regulation. Under the Commission’s
rules, a ‘‘small cable company’’ is one
serving 400,000 or fewer subscribers
nationwide. Industry data indicate that
there are 4,600 active cable systems in
the United States. Of this total, all but
five cable operators nationwide are
small under the 400,000-subscriber size
standard. In addition, under the
Commission’s rate regulation rules, a
‘‘small system’’ is a cable system serving
15,000 or fewer subscribers.
Commission records show 4,600 cable
systems nationwide. Of this total, 3,900
cable systems have fewer than 15,000
subscribers, and 700 systems have
15,000 or more subscribers, based on the
same records. Thus, under this standard
as well, we estimate that most cable
systems are small entities.
22. Cable System Operators (Telecom
Act Standard). The Communications
Act of 1934, as amended, also contains
a size standard for small cable system
operators, which is ‘‘a cable operator
that, directly or through an affiliate,
serves in the aggregate fewer than one
percent of all subscribers in the United
States and is not affiliated with any
entity or entities whose gross annual
revenues in the aggregate exceed
$250,000,000.’’ As of 2019, there were
approximately 48,646,056 basic cable
video subscribers in the United States.
Accordingly, an operator serving fewer
than 486,460 subscribers shall be
deemed a small operator if its annual
revenues, when combined with the total
annual revenues of all its affiliates, do
not exceed $250 million in the
aggregate. Based on available data, we
find that all but five cable operators are
small entities under this size standard.
We note that the Commission neither
requests nor collects information on
whether cable system operators are
affiliated with entities whose gross
annual revenues exceed $250 million.
Therefore, we are unable at this time to
estimate with greater precision the
number of cable system operators that
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would qualify as small cable operators
under the definition in the
Communications Act.
23. All Other Telecommunications.
The ‘‘All Other Telecommunications’’
category is comprised of establishments
primarily engaged in providing
specialized telecommunications
services, such as satellite tracking,
communications telemetry, and radar
station operation. This industry also
includes establishments primarily
engaged in providing satellite terminal
stations and associated facilities
connected with one or more terrestrial
systems and capable of transmitting
telecommunications to, and receiving
telecommunications from, satellite
systems. Establishments providing
internet services or voice over internet
protocol (VoIP) services via clientsupplied telecommunications
connections are also included in this
industry. The SBA has developed a
small business size standard for ‘‘All
Other Telecommunications’’, which
consists of all such firms with annual
receipts of $35 million or less. For this
category, U.S. Census Bureau data for
2012 show that there were 1,442 firms
that operated for the entire year. Of
those firms, a total of 1,400 had annual
receipts less than $25 million and 15
firms had annual receipts of $25 million
to $49,999,999. Thus, the Commission
estimates that the majority of ‘‘All Other
Telecommunications’’ firms potentially
affected by our action can be considered
small.
24. Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing. This industry comprises
establishments primarily engaged in
manufacturing radio and television
broadcast and wireless communications
equipment. Examples of products made
by these establishments are:
Transmitting and receiving antennas,
cable television equipment, GPS
equipment, pagers, cellular phones,
mobile communications equipment, and
radio and television studio and
broadcasting equipment. The SBA has
established a small business size
standard for this industry of 1,250 or
fewer employees. U.S. Census Bureau
data for 2012 show that 841
establishments operated in this industry
in that year. Of that number, 828
establishments operated with fewer than
1,000 employees, 7 establishments
operated with between 1,000 and 2,499
employees and 6 establishments
operated with 2,500 or more employees.
Based on this data, we conclude that a
majority of manufacturers in this
industry are small.
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25. Semiconductor and Related
Device Manufacturing. This industry
comprises establishments primarily
engaged in manufacturing
semiconductors and related solid state
devices. Examples of products made by
these establishments are integrated
circuits, memory chips,
microprocessors, diodes, transistors,
solar cells and other optoelectronic
devices. The SBA has developed a small
business size standard for
Semiconductor and Related Device
Manufacturing, which consists of all
such companies having 1,250 or fewer
employees. U.S. Census Bureau data for
2012 show that there were 862
establishments that operated that year.
Of this total, 843 operated with fewer
than 1,000 employees. Thus, under this
size standard, the majority of firms in
this industry can be considered small.
26. Software Publishers. This industry
comprises establishments primarily
engaged in computer software
publishing or publishing and
reproduction. Establishments in this
industry carry out operations necessary
for producing and distributing computer
software, such as designing, providing
documentation, assisting in installation,
and providing support services to
software purchasers. These
establishments may design, develop,
and publish, or publish only. The SBA
has established a size standard for this
industry of annual receipts of $41.5
million or less per year. U.S. Census
data for 2012 indicates that 5,079 firms
operated for the entire year. Of that
number 4,691 firms had annual receipts
of less than $25 million and 166 firms
had annual receipts of $25,000,000 to
$49,999,999. Based on this data, we
conclude that a majority of firms in this
industry are small.
27. Internet Service Providers
(Broadband). Broadband internet
service providers include wired (e.g.,
cable, DSL) and VoIP service providers
using their own operated wired
telecommunications infrastructure fall
in the category of Wired
Telecommunication Carriers. Wired
Telecommunications Carriers are
comprised of establishments primarily
engaged in operating and/or providing
access to transmission facilities and
infrastructure that they own and/or
lease for the transmission of voice, data,
text, sound, and video using wired
telecommunications networks.
Transmission facilities may be based on
a single technology or a combination of
technologies. The SBA size standard for
this category classifies a business as
small if it has 1,500 or fewer employees.
U.S. Census Bureau data for 2012 show
that there were 3,117 firms that operated
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that year. Of this total, 3,083 operated
with fewer than 1,000 employees.
Consequently, under this size standard
the majority of firms in this industry can
be considered small.
28. Internet Service Providers (NonBroadband). Internet access service
providers such as Dial-up internet
service providers, VoIP service
providers using client-supplied
telecommunications connections and
internet service providers using clientsupplied telecommunications
connections (e.g., dial-up ISPs) fall in
the category of All Other
Telecommunications. The SBA has
developed a small business size
standard for All Other
Telecommunications which consists of
all such firms with gross annual receipts
of $35 million or less. For this category,
U.S. Census Bureau data for 2012 show
that there were 1,442 firms that operated
for the entire year. Of these firms, a total
of 1,400 had gross annual receipts of
less than $25 million. Consequently,
under this size standard a majority of
firms in this industry can be considered
small.
29. All Other Information Services.
The U.S. Census Bureau has determined
that this category ‘‘comprises
establishments primarily engaged in
providing other information services
(except news syndicates, libraries,
archives, internet publishing and
broadcasting, and Web search portals).’’
The SBA has developed a small
business size standard for this category,
which consists of all such firms with
annual receipts of $30 million or less.
U.S. Census Bureau data for 2012 show
that there were 512 firms that operated
for the entire year. Of those firms, a total
of 498 had annual receipts less than $25
million and 7 firms had annual receipts
of $25 million to $49, 999,999.
Consequently, we estimate that the
majority of these firms are small entities
that may be affected by our action.
D. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
30. The FNPRM proposes and seeks
comment on rules to require covered
text providers to support text messaging
to 988. It tentatively concludes that textto-988 functionality will greatly
improve consumer access to the
Lifeline, particularly for at-risk
populations, and thereby save lives. The
proposed rules would require CMRS
providers and interconnected text
messaging service providers to route
texts sent to 988 to the 10-digit Lifeline
number, presently 1–800–273–8255
(TALK). The FNPRM proposes (1)
establishing a definition that sets the
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outer bound of text messages sent to 988
that covered text providers may be
required to support; and (2) directing
the Wireline Competition Bureau
(Bureau) to identify text formats within
the scope of that definition that the
Lifeline can receive and thus covered
text providers must support by routing
to the 10-digit Lifeline number. The
FNPRM seeks comment on this
proposal. The Commission
preliminarily believes that applying the
same rules equally to all entities in this
context is necessary to alleviate
potential consumer confusion from
adopting different rules for different
covered text providers. The Commission
proposes that the costs and/or
administrative burdens associated with
the rules will not unduly burden small
entities.
E. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
31. The RFA requires an agency to
describe any significant alternatives that
it has considered in reaching its
proposed approach, which may include
the following four alternatives (among
others): (1) The establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rules for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.
32. In the FNPRM, the Commission
seeks comment from all entities,
including small entities, regarding the
impact of these proposed rules on small
entities. The Commission seeks
comment on the impact, cost or
otherwise, that requiring text messaging
to 988 capability will impose on
regional and rural carriers and small
businesses. The Commission also seeks
comment on whether to adopt any
exemptions for small businesses and if
so, under what circumstances. The
Commission asks and will consider
alternatives to the proposals and on
alternative ways of implementing the
proposals.
F. Federal Rules That May Duplicate,
Overlap, or Conflict With the Proposed
Rules
33. None.
III. Procedural Matters
34. Ex Parte Rules. This proceeding
shall be treated as a ‘‘permit-but-
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31419
disclose’’ proceeding in accordance
with the Commission’s ex parte rules.
Persons making ex parte presentations
must file a copy of any written
presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with Rule
1.1206(b). In proceedings governed by
Rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
35. Initial Regulatory Flexibility
Analysis. Pursuant to the Regulatory
Flexibility Act (RFA), the Commission
has prepared an Initial Regulatory
Flexibility Analysis (IRFA) of the
possible significant economic impact on
small entities of the policies and actions
considered in this FNPRM. Written
public comments are requested on this
IRFA. Comments must be identified as
responses to the IRFA and must be filed
by the deadlines for comments on the
FNPRM. The Commission’s Consumer
and Governmental Affairs Bureau,
Reference Information Center, will send
a copy of the FNPRM, including the
IRFA, to the Chief Counsel for Advocacy
of the Small Business Administration.
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36. Comment Filing Procedures.
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
D Electronic Filers: Comments may be
filed electronically using the internet by
accessing ECFS: https://www.fcc.gov/
ecfs/.
D Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing.
Filings can be sent by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
D Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
D U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 45 L Street NE,
Washington, DC 20554.
D Effective March 19, 2020, and until
further notice, the Commission no
longer accepts any hand or messenger
delivered filings. This is a temporary
measure taken to help protect the health
and safety of individuals, and to
mitigate the transmission of COVID–19.
See FCC Announces Closure of FCC
Headquarters Open Window and
Change in Hand-Delivery Policy, Public
Notice, 35 FCC Rcd 2788 (OS 2020),
https://www.fcc.gov/document/fcccloses-headquarters-open-window-andchanges-hand-delivery-policy.
37. People with Disabilities: To
request materials in accessible formats
for people with disabilities (braille,
large print, electronic files, audio
format), send an email to fcc504@fcc.gov
or call the Consumer & Governmental
Affairs Bureau at (202) 418–0530
(voice).
38. Paperwork Reduction Act of 1995
Analysis. This document may contain
proposed new or modified information
collection requirements. The
Commission, as part of its continuing
effort to reduce paperwork burdens,
VerDate Sep<11>2014
20:12 Jun 10, 2021
Jkt 253001
invites the general public and the Office
of Management and Budget (OMB) to
comment on the information collection
requirements contained in this
document, as required by the Paperwork
Reduction Act of 1995, Public Law 104–
13. In addition, pursuant to the Small
Business Paperwork Relief Act of 2002,
Public Law 107–198, we seek specific
comment on how we might further
reduce the information collection
burden for small business concerns with
fewer than 25 employees.
39. Contact Person. For further
information about this rulemaking
proceeding, please contact Michelle
Sclater, Competition Policy Division,
Wireline Competition Bureau, at (202)
418–0388 or michelle.sclater@fcc.gov.
IV. Ordering Clauses
40. It is ordered, pursuant to sections
201, 251, 301, 303, 307, 309, and 316 of
the Communications Act of 1934, as
amended, 47 U.S.C. 201, 251, 301, 303,
307, 309, 316, that the FNPRM in WC
Docket No. 18–336 is adopted.
41. It is further ordered that the
Petition for Reconsideration filed by
Communications Equality Advocates is
granted in part to the extent described
herein.
42. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
this FNPRM, including the Initial
Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small
Business Administration.
List of Subjects in 47 CFR Part 52
Communications common carriers,
Telecommunications, Telephone.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 52 as follows:
PART 52—NUMBERING
1. The authority citation for part 52 is
revised to read as follows:
■
Authority: 47 U.S.C. 151, 152, 153, 154,
155, 201–205, 207–209, 218, 225–227, 251–
252, 271, 301, 303, 307, 309, 316, 332, unless
otherwise noted.
PO 00000
Frm 00018
Fmt 4701
Sfmt 9990
Subpart E—Universal Dialing Code for
National Suicide Prevention and
Mental Health Crisis Hotline System
2. Add § 52.201 to subpart E to read
as follows:
■
§ 52.201 Texting to the National Suicide
Prevention and Mental Health Crisis Hotline.
(a) Support for 988 text message
service. Beginning [[DATE]], all covered
text providers must have the capability
to route a covered 988 text message to
the current toll free access number for
the National Suicide Prevention
Lifeline, presently 1–800–273–8255
(TALK).
(b) Definitions. For purposes of this
section:
988 text message. (i) Means a message
consisting of text, images, sounds, or
other information that is transmitted to
or from a device that is identified as the
receiving or transmitting device by
means of a 10-digit telephone number,
N11 service code, or 988;
(ii) Includes a SMS message and a
MMS message; and
(iii) Does not include—
(A) A real-time, two-way voice or
video communication; or
(B) A message sent over an IP-enabled
messaging service to another user of the
same messaging service, except a
message described in paragraph (b)(2) of
this section.
Covered 988 text message means a
988 text message in SMS format and any
other format that the Wireline
Competition Bureau has determined
must be supported by covered text
providers.
Covered text provider shall mean all
Commercial Mobile Radio Services
(CMRS) providers and providers of
interconnected text messaging services
that enable consumers to send text
messages to and receive text messages
from all or substantially all text-capable
U.S. telephone numbers, including
through the use of applications
downloaded or otherwise installed on
mobile phones.
Multimedia message service (MMS)
shall have the same definition as the
term in § 64.1600(k) of the
Commission’s rules.
Short message service (SMS) shall
have the same definition as the term in
§ 64.1600(m) of the Commission’s rules.
[FR Doc. 2021–09855 Filed 6–9–21; 4:15 pm]
BILLING CODE 6712–01–P
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[Federal Register Volume 86, Number 111 (Friday, June 11, 2021)]
[Proposed Rules]
[Pages 31404-31420]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-09855]
[[Page 31403]]
Vol. 86
Friday,
No. 111
June 11, 2021
Part III
Federal Communications Commission
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47 CFR Part 52
Implementation of the National Suicide Hotline Improvement Act of 2018;
Proposed Rule
Federal Register / Vol. 86 , No. 111 / Friday, June 11, 2021 /
Proposed Rules
[[Page 31404]]
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FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 52
[WC Docket No. 18-336; FCC 21-47; FR ID 24892]
Implementation of the National Suicide Hotline Improvement Act of
2018
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
proposes to require covered text providers to support text messaging to
988, the 3-digit dialing code to reach the National Suicide Prevention
Lifeline. We seek comment on this proposal and related issues, such as
the text message formats that covered text providers must transmit to
988 and the timeframe for implementation.
DATES: Comments are due on or before July 12, 2021, and reply comments
are due on or before August 10, 2021.
ADDRESSES: You may submit comments, identified by WC Docket No. 18-336,
by any of the following methods:
Federal Communications Commission's Website: https://apps.fcc.gov/ecfs/. Follow the instructions for submitting comments.
Mail: Parties who choose to file by paper must file an
original and one copy of each filing. Filings can be sent by commercial
overnight courier, or by first-class or overnight U.S. Postal Service
mail. All filings must be addressed to the Commission's Secretary,
Office of the Secretary, Federal Communications Commission. Commercial
overnight mail (other than U.S. Postal Service Express Mail and
Priority Mail) must be sent to 9050 Junction Drive, Annapolis Junction,
MD 20701. U.S. Postal Service first-class, Express, and Priority mail
must be addressed to 45 L Street NE, Washington, DC 20554. Effective
March 19, 2020, and until further notice, the Commission no longer
accepts any hand or messenger delivered filings. This is a temporary
measure taken to help protect the health and safety of individuals, and
to mitigate the transmission of COVID-19. See FCC Announces Closure of
FCC Headquarters Open Window and Change in Hand-Delivery Policy, Public
Notice, DA 20-304 (March 19, 2020). https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
People with Disabilities: Contact the FCC to request
reasonable accommodations (accessible format documents, sign language
interpreters, CART, etc.) by email: [email protected] or phone: 202-418-
0530 or TTY: 202-418-0432.
For detailed instructions for submitting comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Michelle Sclater, Competition Policy
Division, Wireline Competition Bureau, at (202) 418-0388,
[email protected].
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's
further notice of proposed rulemaking (FNPRM) in WC Docket No. 18-336,
adopted on April 22, 2021 and released on April 23, 2021. The full text
of the document is available at https://docs.fcc.gov/public/attachments/FCC-21-47A1.pdf. To request materials in accessible formats
for people with disabilities (e.g., braille, large print, electronic
files, audio format, etc.) or to request reasonable accommodations
(e.g., accessible format documents, sign language interpreters, CART,
etc.), send an email to [email protected] or call the Consumer &
Governmental Affairs Bureau at (202) 418-0530 (voice) or (202) 418-0432
(TTY).
Synopsis
I. Further Notice of Proposed Rulemaking
A. Text-to-988 Can Save Lives
1. In this FNPRM, we tentatively conclude that text-to-988
functionality will greatly improve consumer access to the National
Suicide Prevention Lifeline (Lifeline), particularly for at-risk
populations, and thereby save lives. We seek comment on this tentative
conclusion, and on the benefits of text messaging as a means to
facilitate access to the critical mental health resources offered by
the Lifeline generally.
2. We tentatively conclude that ensuring that Americans in crisis
can text 988 is likely to save lives. In the 988 notice of proposed
rulemaking, the Commission observed that ``Americans, particularly
younger Americans, increasingly rely on texting to communicate,'' and
sought comment on how to account for this fact in establishing 988 as a
nationwide 3-digit code for the Lifeline. In response, numerous experts
in mental health and other fields have submitted comments in this
proceeding underscoring the importance of texting as a vital
communications medium by which many individuals may wish to obtain
crisis counseling. Further, many of these commenters noted that texting
is particularly important for ``members of vulnerable communities such
as young people, low-income individuals, members of the LGBTQ
community, and individuals who are deaf and hard of hearing.'' We seek
comment on our tentative conclusion and the assertions of these
commenters regarding the importance of texting as a means to access the
lifesaving resources offered by the Lifeline.
3. Just as ``Americans in crisis are in need of an easy-to-remember
number to access the Lifeline's potentially life-saving resources'' by
telephone, in our preliminary view Americans have a similarly strong
need for an easy-to-remember number to reach the Lifeline by text.
Because stakeholders will widely advertise 988 as the telephone number
for the Lifeline, we preliminarily believe that providing text access
at the same number will generate synergies that enhance the value of
efforts to promote 988. Conversely, we fear that if text-to-988 is not
available, Americans in crisis may be confused by efforts to promote
988 as the Lifeline's telephone number and mistakenly believe that they
can reach the Lifeline by texting 988, putting lives at risk. We seek
comment on this preliminary analysis.
4. As the Commission noted in the 988 Report and Order, young
people are disproportionately at risk for mental health crises. They
are also more likely to be most comfortable communicating via text.
According to the National Alliance on Mental Illness, ``[n]early 95% of
teens have access to smart phones and say that texting is the primary
way that they connect.'' For this reason, the International Council for
Helplines describes the increasing use of ``chat and text services . .
. for those who are in a mental health crisis,'' pointing to a recent
survey indicating that ``75% of millennials prefer texting over
talking.'' According to Mental Health America, ``[m]ultiple sources of
data demonstrate youth prefer communicating by text rather than
calls,'' including a study finding that young people ``were more likely
to forgo psychological support than talk in person or over the phone.''
As a result, Mental Health America argues, the ``data strongly support[
] the implementation of texting for providing resources to individuals
experiencing suicidal ideation.'' We seek comment on these views and
whether adopting a text-to-988 mandate would provide particular
benefits for young Americans. Are young people more inclined to seek
help by text than by telephone, and if
[[Page 31405]]
so, would making it easier to text the Lifeline save lives?
5. In our preliminary view, facilitating Lifeline accessibility by
text message to 988 is also likely to provide significant benefits to
many other at-risk communities as well, further justifying our proposed
mandate. As the Commission explained in the 988 Report and Order, a
broad range of American communities are disproportionately impacted by
suicide, including Veterans, LGBTQ individuals, racial and ethnic
minorities, and rural Americans. Many members of these affected
communities may prefer to seek help through text messages. For example,
Mental Health America reports that data they collect demonstrate that
individuals ``who identify as Black or African American are more likely
to report that they would like to receive a phone number they can
immediately call or text for help'' than members of any other race or
ethnicity. Do commenters agree with Mental Health America that making
crisis counseling services available via text message ``may mean the
difference between accessing psychological support and forgoing it,
especially among youth of color?'' Is Mental Health America correct
that easy access to crisis services via text may be the difference
between seeking and forgoing help for such groups, and if so would use
of a 3-digit dialing code for the Lifeline make a significant
difference in widespread understanding that such crisis services are
available?
6. Indeed, demographic evidence regarding usage of currently
available non-governmental text and chat options indicate that texting
is a particularly valuable means to obtain help, not only for young
people, but also for many members of low income, minority, and other
communities that are disproportionately impacted by mental health
crises. Several commenters in this proceeding have pointed to the
successes that private non-profit services like the Trevor Project have
had in providing crisis counseling to at-risk communities through text
messages, offering that their experiences demonstrate the need to
provide text access to 988. In addition, as one commenter to the 988
notice of proposed rulemaking argued, adding text access to 988 could
allow the Lifeline and Veterans Crisis Line ``to more efficiently route
those in need to specialized services,'' further leveraging the
expertise of organizations like the Trevor Project, which provides
mental health support and counseling specific to the needs of LGBTQ
youth. We preliminarily agree with this assessment and believe that
establishing text access to 988 will complement the important work
already being done by these and other private sector organizations, and
further facilitate access to the lifesaving resources offered by the
Lifeline and Veterans Crisis Line. We seek comment on these views and
on the benefits of text-to-988 for at-risk groups. Are there additional
at-risk communities that may benefit from texting as an option to
access the Lifeline?
7. Likewise, we preliminarily believe that our tentative conclusion
is further justified because implementing text-to-988 capability will
provide substantial benefits for individuals with disabilities who
uniquely rely on text-based media to communicate. As the Communications
Equality Advocates and others note, texting is an indispensable means
of communication for individuals with disabilities. These individuals
have increasingly adopted widely available text messaging platforms
such as those offered by CMRS providers and interconnected text
messaging services in lieu of specialized legacy devices. Further,
texting may be the only means for such individuals to contact 988
directly and efficiently. Access to telecommunications for individuals
with disabilities is a longstanding Commission priority and statutory
obligation, and facilitating access to 988 for deaf and hard of hearing
individuals is a particularly important policy objective in light of
studies finding a significantly increased risk of suicide among deaf
and hard of hearing people when compared to those without hearing loss.
We seek comment on these views and whether our proposal would ease
access to lifesaving counseling for individuals with disabilities. Do
commenters agree with the Communications Equality Advocates that the
ability for individuals normally using text for the bulk of their
communications, including people with disabilities, to access trained
mental health professionals using text-to-988 will be of ``paramount
importance''? Currently, how do people with disabilities reach the
Lifeline? How would texting grant access or enhance their ability to
communicate with the Lifeline? We seek comment on whether texting would
be more accessible than the options currently available, including the
Lifeline's online chat portal.
8. We tentatively conclude that the potential lifesaving benefits
of expanding access to suicide prevention and mental health crisis
services for all Americans--and particularly the at-risk groups
discussed above--justifies a text-to-988 mandate, and we seek comment
on this view. The Commission's designation of 988 as the 3-digit
telephone number for the Lifeline reflected its expectation that a
simple, easy-to-remember, 3-digit dialing code for suicide prevention
and mental health crisis counseling would ``help increase the
effectiveness of suicide prevention efforts, ease access to crisis
services, reduce the stigma surrounding suicide and mental health
conditions, and ultimately save lives.'' We preliminarily believe that
establishing text access to 988 will further advance these important
objectives by providing mental health crisis counseling through a
nationally available, easy-to-remember number that Americans will also
associate with the telephonic Lifeline. Do commenters agree with the
Communications Equality Advocates that individuals in crisis ``are
likely to first use their preferred, familiar mode of communication to
reach out for help?'' We seek comment on this analysis, and on our
proposed conclusion that a text-to-988 mandate is likely to offer
substantial, lifesaving benefits to all Americans affected by mental
health crises, particularly for many members of at-risk communities. Is
a text-to-988 mandate likely to have a significant impact on the
likelihood of Americans considering suicide or in a mental health
crisis to contact the Lifeline? Would mandating text-to-988 amplify the
benefits of promoting 988 as the telephone number for the Lifeline?
What are the costs or drawbacks to our proposal?
9. In our preliminary view, the Lifeline's soft launch of a texting
capability is a significant changed circumstance that supports
mandating text-to-988. When the Commission adopted the 988 Report and
Order, the Lifeline was not capable of receiving or responding to text
messages. The Commission, stating that it has no authority to require
the Lifeline to develop texting capability, deferred ``consideration of
mandating text-to-988 at this time so that we could revisit the issue
promptly should the Lifeline develop integrated texting.'' Now, the
Lifeline is capable of responding to texts sent to the Lifeline. The
Lifeline's ability to respond to texts significantly strengthens the
case for imposing a text-to-988 mandate on providers. We seek comment
on this evaluation.
10. We preliminarily expect many of the same lifesaving benefits
from texting to 911 to accrue from texting to 988. In its comments in
support of adopting a text-to-988 requirement, CTIA notes that text-to-
911 functionality ``has saved countless lives and enabled public safety
to keep pace with the modern
[[Page 31406]]
communications preferences of consumers.'' Given the parallels between
the Commission's efforts to promote text access to 911 and our
proposals in this FNPRM, are there lessons learned in the context of
establishing text-to-911 capability that would be instructive here?
CTIA states that there are ``significant technical and policy
differences between the national 9-8-8 service that will be
administered by the Lifeline and the local 9-1-1 services that are
administered by thousands of PSAPs.'' For example, unlike calls to 911,
which carriers route to one of thousands of local PSAPs across the
country based on the caller's geographic location, all calls to 988 are
routed to a central toll free number, and are then directed within the
Lifeline network to a local crisis center. How might these or other
differences between the 911 and 988 networks affect our proposal to
adopt a text-to-988 requirement?
B. Proposed Implementation of Text-to-988
1. Scope of Text-to-988 Requirement
11. Text Formats. We seek comment on an appropriate scope of text
messages that covered text providers must transmit to 988. At present,
the Lifeline is capable of receiving text messages sent to the existing
10-digit number in ``short message service'' (SMS) format. The
Commission's Truth in Caller ID rules define the term `short message
service' or SMS as ``a wireless messaging service that enables users to
send and receive short text messages, typically 160 characters or
fewer, to or from mobile phones and can support a host of
applications.'' We recognize, however, that our federal partners may
incorporate additional capabilities for receiving and responding to
text messages in the future. We seek to adopt a forward-looking,
flexible scope that can expand with the capabilities of the Lifeline
without unnecessarily burdening covered text providers by requiring
support of formats that the Lifeline is not yet capable of receiving.
To that end, we propose (1) establishing a definition that sets the
outer bound of text messages sent to 988 that covered text providers
may be required to support; and (2) directing the Wireline Competition
Bureau (Bureau) to identify text formats within the scope of that
definition that the Lifeline can receive and thus covered text
providers must support by routing to the 10-digit Lifeline number. We
seek comment on this proposal in detail below.
12. First, we propose to define the outer bound of text messages
that covered text providers may be required to transmit to 988 based on
the definition of ``text message'' that Congress enacted in 2018 in the
context of Truth in Caller ID requirements:
The term ``text message'' (i) means a message consisting of
text, images, sounds, or other information that is transmitted to or
from a device that is identified as the receiving or transmitting
device by means of a 10-digit telephone number or N11 service code;
(ii) includes a [SMS] message and a multimedia message service
(commonly referred to as `MMS') message; and (iii) does not
include--(I) a real-time, two-way voice or video communication; or
(II) a message sent over an IP-enabled messaging service to another
user of the same messaging service, except a message described in
clause (ii).
The Commission's Truth in Caller ID rules define MMS as ``a
wireless messaging service that is an extension of the SMS protocol and
can deliver a variety of media, and enables users to send pictures,
videos, and attachments over wireless messaging channels.'' We seek
comment on this proposed scope. We believe this definition has several
advantages--it incorporates multimedia messages; it is not limited to
specific technologies; and it reflects a recent determination by
Congress, albeit in a different policy context. For the purpose of our
text-to-988 rules, we propose adding ``or 988'' to the phrase ``10-
digit telephone number or N11 service code'' so that text messages from
the Lifeline identified by the 3-digit code 988 are included within the
scope of covered text providers' obligations, and we seek comment on
this proposal. We seek comment on whether using the Truth in Caller ID
definition appropriately sets an outer bound that would achieve our
goals of adopting a forward-looking, flexible scope that can expand
with the capabilities of the Lifeline without unnecessarily burdening
covered text providers.
13. We note that the Truth in Caller ID statutory definition of
``text message'' excludes ``real-time, two-way voice or video
communications,'' as well as ``messages sent over . . . IP-enabled
messaging services to another user of the same messaging service.'' If
we adopt the Truth in Caller ID definition, we seek comment on how we
should interpret each of these two exclusions here. Is there any reason
to adopt a different interpretation of the relevant exclusions in this
context compared to the Truth in Caller ID context?'' Would adopting
the Truth in Caller ID definition of ``text message,'' with the
exclusions specified above, prevent us from possibly adding ``next-
generation'' text messages to our requirements in the future?
14. We also seek comment on alternative outer scopes of required
texts. For instance, should we adopt the scope of our text-to-911
rules, which require providers to route ``a message, consisting of text
characters, sent to the short code `911' and intended to be delivered
to a PSAP by a covered text provider, regardless of the text messaging
platform used''? In the Text-to-911 Second Report and Order, the
Commission identified SMS and MMS messages as examples of text messages
included within the scope of this proposed rule. We seek comment on
whether the Truth in Caller ID definition, the text-to-911 definition,
or another definition offers the best model here. We note that the
Truth in Caller ID model is newer than the text-to-911 definition,
originates with Congress rather than the Commission, and unlike the
text-to-911 definition explicitly includes images, sounds, and other
non-textual information. On the other hand, the Commission developed
the text-to-911 definition in a more analogous policy context than the
Truth in Caller ID definition. Do these or other considerations suggest
that one or the other model is superior?
15. Should we ensure that any definition we adopt encompasses next-
generation forms of text messaging, such as MMS, Rich Communications
Services (RCS), and/or real-time text (RTT), and what modifications--if
any--would we need to make to the definitions we are considering to
ensure that such forms are within our proposed scope? RCS has been
described as a ``successor protocol'' to SMS, or as ``next-generation''
SMS. What are the fundamental differences between SMS, MMS, and RCS?
How would the costs to implement SMS, MMS, and RCS differ? The
Commission has previously concluded that ``messages sent over other IP-
enabled messaging services that are not SMS or MMS--such as [RCS]--are
excluded from'' the Truth in Caller ID definition of text message ``to
the extent such messages are sent to other users of the same messaging
service.'' Would it be necessary to modify the Truth in Caller ID
definition for our purposes to ensure that it includes RCS or other
next-generation services?
16. We also seek comment on whether we should ensure that our
proposed outer bound definition of text message encompasses RTT.
Telecommunications for the Deaf and Hard of Hearing, Inc., et al. have
urged us to mandate the ability to reach 988 by RTT, noting that the
Commission ``has acknowledged the benefits of RTT in crisis situations
such as `allow[ing] for interruption and reduc[ing] the risk of crossed
messages
[[Page 31407]]
because the . . . call taker is able to read the caller's message as it
is being typed, rather than waiting until the caller presses the `send'
key.'' We seek comment on this assertion and other potential benefits
and drawbacks of RTT to 988. We note that pursuant to the 2016 RTT
Order, all wireless service providers are permitted to support RTT on
their IP networks for purposes of 911 compliance (and for purposes of
complying with the general accessibility requirements of Parts 6, 7,
and 14 of the Commission's rules) as an alternative to supporting TTY
communications over IP. In light of the deployment of such RTT
capabilities in wireless IP networks, are there any impediments to
wireless service providers routing RTT texts to the 988 number, in the
event that Lifeline chooses to support RTT? Do newer text messaging
protocols like RTT and RCS represent a significant portion of the text
messaging ecosystem, or are they likely to in the near future? Are
consumers likely to expect the ability to use these kinds of platforms
to send text messages to 988? Do these texting solutions make texting
more accessible for individuals with disabilities? Are there other
reasons to include, or exclude, these types of applications from our
definition? Are there any text message formats that we should
specifically exclude from the definition we adopt? For example, in
crafting the text-to-911 rules, the Commission chose to exclude from
its requirements a variety of services, including ``relay service . . .
, mobile satellite service (MSS), and in-flight text messaging
services,'' as well as ``text messages that originate from Wi-Fi only
locations or that are transmitted from devices that cannot access the
CMRS network.'' Should we adopt any similar exclusions here?
17. Second, we seek comment on how to structure our delegation to
the Bureau to ensure that covered text providers support formats within
the scope of the definition we adopt that the Lifeline can receive. We
propose, as an initial matter, requiring covered text providers to
support transmission of SMS messages to 988, since that is what the
Lifeline can presently receive. We further propose directing the
Bureau, after consultation with our federal partners at SAMHSA and the
VA, to issue a Public Notice no less frequently than annually proposing
and seeking comment on requiring covered text providers to transmit any
new message formats to 988 that the Lifeline can receive and that are
within the scope of the definition we adopt. If the Bureau proposes
requiring implementation of a new message format, we further propose
directing the Bureau, after notice and comment, to issue a second
Public Notice, requiring covered text providers to transmit the new
message format to 988 by a fixed deadline that we specify unless the
record demonstrates that implementation is not technically feasible. We
seek comment on this proposal. Does it appropriately balance the need
for expedient implementation with avoiding unduly burdening covered
text providers with implementing formats that the Lifeline cannot
receive? Should we require the Bureau to issue a Public Notice more or
less often than annually? Or is there another mechanism, such as one
similar to the Commission's Text-to-911 PSAP registry, whereby PSAPs
issue a valid request for texting service from covered text providers,
that we should consider? Is technical feasibility an appropriate
standard for exclusion, or do commenters recommend a different
standard? Should we have a standard for exclusion by the Bureau at all?
If we do not have a standard for excluding certain technologies, is
notice and comment necessary? What is an appropriate implementation
deadline for us to specify after the Bureau issues its Public Notice
requiring implementation? For instance, would six months be sufficient?
Should we instead allow the Bureau flexibility to set an appropriate
deadline? Should we provide any further direction to the Bureau
regarding the evaluation we propose to require?
18. We also seek comment on structuring the scope of covered text
messages differently. For instance, should we simply adopt a definition
of ``text message'' and require covered text providers to support all
such formats, regardless of whether the Lifeline can support that
format presently? Should we adopt a narrower definition of ``text
message'' that conforms to what the Lifeline can support at present?
While we appreciate the simplicity of either of these approaches
compared to our proposal, how would commenters address our concern that
the former is unnecessarily burdensome, and the latter is not
adequately future-proofed?
19. Covered Text Providers. We propose to apply our text-to-988
requirement to ``covered text providers'' as that term is defined in
the text-to-911 rules, to ``include[ ] all CMRS providers as well as
all providers of interconnected text messaging services that enable
consumers to send text messages to and receive text messages from all
or substantially all text-capable U.S. telephone numbers, including
through the use of applications downloaded or otherwise installed on
mobile phones.'' We note that the term ``covered text provider'' used
in this notice of proposed rulemaking differs from the term ``covered
providers'' used in the rules the Commission adopted in the 988 Order,
which refers to all telecommunications carriers, interconnected VoIP
providers, and one-way VoIP providers. We seek comment on this
proposal, and on any alternative approaches to the scope of entities
that must establish text-to-988 transmission capability. For example,
if we can apply the definition of ``text message'' in the Truth in
Caller ID rules to texting to 988, should we apply our text-to-988
rules to providers of ``text messaging services,'' as defined in
section 227 of the Act and our Truth in Caller ID rules? In that
context, we define ``text messaging service'' as ``a service that
enables the transmission or receipt of a text message.'' Is the Truth
in Caller ID model preferable, for instance because it may incorporate
a broader range of providers that support text messaging service, or is
our proposal preferable, for instance because it is more specific? We
also seek comment on other possible models and scopes of covered
providers. Would using ``CMRS providers'' exclude services over certain
spectrum bands or non-switched wireless services that transmit text
messages to 988, and should we instead include ``wireless carriers,''
or a different term, in our definition of ``covered text providers?''
20. Interconnected Text Messaging Services. In adopting the text-
to-911 rules, the Commission observed that there are a variety of
widely available text messaging services and platforms with different
technological capabilities, including SMS, MMS, and ``over-the-top''
(OTT) applications delivered over internet protocol (IP)-based mobile
data networks. As the Commission explained in the Text-to-911 Second
Report and Order, ``SMS requires use of an underlying carrier's SMS
Center (SMSC) to send and receive messages from other users'' while
``[MMS]-based messaging makes use of the SMSC but also involves the use
of different functional elements to enable transport of the message
over IP networks.'' A third category, OTT applications, may be offered
by CMRS providers or third parties and allow consumers ``to send text
messages using SMS, MMS or directly via IP over a data connection to
dedicated messaging servers and gateways.'' These OTT services, which
are often downloaded through mobile app stores, are increasingly
popular with consumers and may be interconnected with the publicly
[[Page 31408]]
switched telephone network (PSTN) or not. For purposes of the
Commission's text-to-911 rules, interconnected text messaging
applications enable consumers to ``send text messages to all or
substantially all text-capable U.S. telephone numbers and receive text
messages from the same,'' while non-interconnected applications ``only
support communication with a defined set of users of compatible
applications but do not support general communication with text-capable
telephone numbers.'' The Commission's text-to-911 rules include
interconnected text messaging services but exclude non-interconnected
applications because they do not provide the ability to communicate
with text-capable U.S. telephone numbers.
21. As in the text-to-911 rules, we propose to apply our text-to-
988 requirements to interconnected text messaging services, thereby
excluding non-interconnected applications from the requirements. We
seek comment on this approach. This approach is also analogous to the
Commission's decision in the 988 Report and Order to apply to
``providers that access the [PSTN] on an interconnected basis to reach
all Americans'' and any ``providers that access the [PSTN] on an
interconnected basis to reach all Americans.'' We note that the
Commission's Truth in Caller ID rules provide an exemption for messages
``sent over an IP-enabled messaging service to another user of the same
messaging service, except [for an SMS or MMS message],'' which
similarly operates to exclude non-interconnected text messaging
services. Since the services provided by the Lifeline require two-way
communication and, by definition, non-interconnected text messaging
applications cannot support two-way texting with ``all or substantially
all text-capable U.S. telephone numbers,'' we believe it is unlikely
that these services would be technically capable of supporting text-to-
988 functionality. We seek comment on this view. Are there any tools
available to the Commission to mitigate the potential for consumer
confusion regarding the availability of text-to-988 across different
text messaging platforms and technologies, particularly with respect to
non-interconnected text messaging applications?
2. Routing Texts to 988
22. We propose to require that covered text providers route covered
988 text messages to the Lifeline's current 10-digit number, 1-800-273-
8255 (TALK), and we seek comment on this proposal. This proposal is
consistent with the Commission's decision for routing calls to 988 in
the 988 Report and Order. In the 988 Report and Order, the Commission
required ``that service providers transmit all calls initiated by an
end user dialing 988 to the current toll free access number for the
Lifeline,'' finding that a centralized routing solution will allow for
faster implementation of the 988 3-digit dialing code, lower costs to
maintain 988 routing, and provide continued easy access to Lifeline by
callers with disabilities. We preliminarily believe that there are
similar benefits to routing texts to 988 to a single, centralized
number and seek comment on this view.
23. There is support in the record thus far for routing to the
Lifeline. CTIA supports directing texts sent to 988 to the Lifeline as
a ``central point for receiving such communications,'' consistent with
the Commission's mandate for routing 988 voice calls. Vibrant Emotional
Health, the administrator of the Lifeline, argues in support of text-
to-988 functionality integrated into the current Lifeline structure for
routing voice and chat services, with oversight squarely within the
role of the Lifeline's administrator. We seek comment on these
assessments.
24. We anticipate that requiring covered text providers to route to
a single destination provides SAMHSA and the VA with flexibility to
develop their own routing solutions among the local crisis centers,
including adding new crisis centers in the future, as compared to
requiring covered text providers to implement additional updates or
routing changes as more centers are added. Callers to 1-800-273-8255
(TALK) can reach the Veterans Crisis Line by pressing option 1 to
connect with one of three linked call centers in New York, Georgia, or
Kansas. For other calls, calls to the Lifeline from anywhere in the
United States are routed to the closest certified local crisis center
according to the caller's area code or, should the closest center be
overwhelmed by call volume, experience a disruption of service, or if
the call is placed from part of a state not covered by Lifeline's
network, the system automatically routes calls to a backup center. We
seek comment on this preliminary analysis. Do the current obligations
to route voice calls to 988 to the Lifeline 10-digit number offer any
opportunities for streamlining implementation or reducing costs
associated with routing texts to 988 to the same number?
25. In the alternative, we seek comment on whether instead to
follow a model more comparable to the text-to-911 architecture, whereby
covered text providers route directly to a PSAP by requiring routing
directly to a Lifeline local crisis center or to a Veterans Crisis Line
crisis center. We anticipate that this approach would be significantly
more costly than centralized routing and seek comment on this
preliminary view. Is it easier to route texts to a single number than
to individual crisis centers? As the Veterans Crisis Line is not
currently set up for geographic distribution, would this architecture
be appropriate for messages by Veterans or Service Members? Are covered
text providers able to leverage existing text-to-911 systems to reduce
costs if required to route texts to 988 directly to local crisis
centers? In the 988 Report and Order, the Commission recognized that
some commenters expressed there may be benefits to routing voice calls
to individual crisis centers, such as familiarity with a caller's area
and potentially easier coordination with local emergency services, but
ultimately concluded that the advantages associated with routing to a
single number outweighed the benefits of localized routing. Does that
rationale apply here? Are there benefits to routing texts to the
individual crisis centers that are unique to text messages, such as
providing localized support to the public in the vicinity of the crisis
center? What are the costs or drawbacks to covered text providers to
route texts to the Lifeline 10-digit number versus the local crisis
centers? Which approach will lead to speedier implementation, and how
should that impact our analysis? Is there another alternative approach,
other than centralized routing or routing by crisis center, that we
should consider?
26. Currently, Veterans and Service Members may dial the Lifeline
to reach the Veterans Crisis Line via voice call, but the Lifeline
texting service and the VA's short code texting service require
contacting separate numbers. How should we account for this distinction
in evaluating what rules to adopt to ensure that Veterans, Service
Members, and their families are able to reach the Veterans Crisis Line
directly and promptly? We seek comment on whether and how we can act to
facilitate integration of the Veterans Crisis Line's separate short
code-based texting service into text-to-988 routing. Are there specific
actions that the Commission should take to allow users to text 988 and
reach both the Lifeline and Veteran-specific assistance? For instance,
should we require covered text providers to provide an automated
inquiry as to whether the texter is a Veteran or Service Member and
route
[[Page 31409]]
the text to either the existing Lifeline number or the existing short
code for Veterans depending on the response? Alternatively, would it be
feasible to immediately prompt individuals texting to 988 to reply with
the number ``1'' or ``Vet'' to be routed to the Veterans Crisis Line,
similar to the experience for voice callers? Are other prompts
preferable? We seek comment on possible solutions to ensure that texts
are routed to the proper counseling services via the Lifeline or the
Veterans Crisis Line, including input on technical feasibility, ways to
minimize consumer confusion, and implementation costs. Should other
text or chat services be integrated into 988 text routing, and if so,
how?
27. We seek comment on whether we should require covered text
providers to enable text-to-988 messages to include location
information. As required by the National Suicide Hotline Designation
Act of 2020, the Bureau will report to Congress on the costs and
feasibility of providing location information with 988 calls on April
17, 2021. In our preliminary view, given that we have not adopted a
location mandate in the context of calls to 988, we believe it would be
premature to adopt a mandate here, and we seek comment on this view.
Does someone who sends a text message to 988 expect that their location
will be transmitted to the Lifeline? If consumers generally are aware
that calls and texts to 911 include their location, would the same
expectation apply to texts to 988? Would including location information
deter at-risk individuals from texting to 988? We seek comment on any
complications inherent in this plan and on ways for covered text
providers to work with SAMHSA and the VA to limit misrouting of texts.
3. Implementation Timeframe for Text-to-988
28. Uniform Nationwide Deadline. We seek comment on an appropriate
implementation timeframe for requiring covered text providers to
support texting to 988 on a nationwide basis. We preliminarily propose
adopting a uniform nationwide deadline for implementation for all
covered text providers and for all covered 988 text messages, as
determined by the Bureau. In the 988 Report and Order, the Commission
determined that the ``rollout of 988 will be most effective if [it] set
a single implementation deadline so that stakeholders can clearly and
consistently communicate to the American public when 988 will be
universally available.'' We preliminarily believe that the same holds
true here, and we seek comment on this view. Are there other benefits
to a uniform nationwide implementation deadline? What drawbacks, if
any, exist?
29. Although we propose adopting a uniform nationwide deadline, we
seek comment on whether we should adopt any extensions or exemptions
for certain classes of providers or categories of text messages. Should
we adopt any extensions or exemptions for smaller, rural, or regional
covered text providers? If so, under what circumstances would such
exemptions be appropriate? Are there unique technical considerations
that necessitate different implementation timelines for certain covered
text providers? If so, what are they and why? Are there any other
considerations, such as any existing contractual obligations between
our federal partners and other entities, that we should take into
account in setting a deadline or deadlines?
30. Appropriate Deadline. We observe that CTIA and other commenters
have previously argued that the Commission should not mandate text-to-
988 before the Lifeline is capable of receiving and responding to
texts, in part because the Lifeline's readiness to receive and respond
to text messages is crucial to implementing text-to-988 successfully.
We seek comment on this assertion. We also seek comment on CTIA's
proposal to require covered text providers to ``deliver text-to-988 to
the Lifeline by July 16, 2022, or six months after the Lifeline
demonstrates its readiness to accept text messages, whichever is
later.'' Is the Lifeline's pilot program sufficient to demonstrate that
it is ready to accept text messages? If not, how should we determine
that the Lifeline has demonstrated readiness to accept text messages,
both from a technical and operational standpoint? How should we take
into account the capabilities of the Veterans Crisis Line in
establishing a deadline? Understanding that the Lifeline and Veterans
Crisis Line successfully accepting and responding to text messages to
988 will require coordination between several stakeholders, we
emphasize that the Commission will continue to coordinate closely with
our federal partners, SAMHSA and the VA, in their efforts to enable
crisis centers to respond to text messages to 988 and establish a
reasonable implementation timeframe for text-to-988. We reiterate that
the Commission does not wish to determine for SAMHSA how it allocates
the Lifeline's resources, nor do we have the authority to require the
Lifeline and its crisis centers to be capable of receiving and
responding to text messages to 988.
31. We seek comment on whether the Commission should require all
covered text providers to support text-to-988 by July 16, 2022, the
same implementation deadline for telecommunications carriers,
interconnected VoIP providers, and one-way VoIP providers to support
voice calls to 988. Is this technically, economically and operationally
feasible? Are there benefits to requiring a uniform implementation
timeline for all voice and text communications to 988? We observe that
some covered text providers have already implemented voice calling to
988. For those providers, will requiring covered text providers to
implement text-to-988 on the same timeline as voice calling to 988
create any efficiencies, such as reducing fixed costs? Is there an
expectation that once 988 is deployed nationwide for voice
communications that texting to 988 will be similarly available? Will a
uniform implementation deadline discourage covered text providers from
potentially supporting text to 988 before July 16, 2022? Are there
other potential benefits or drawbacks to uniform implementation
deadlines for providers supporting voice calling and texting to 988?
32. Alternatively, we seek comment on whether we should separate
the timeline for implementing text-to-988 from the implementation
timeline for voice-to-988. Is a phased-in approach preferable? Would it
be beneficial to consider balance of telecommunications activation
needs and organizational response needs by SAMHSA and the VA? Would it
be less burdensome on providers working to implement 988 for voice
calls in accordance with the 988 Report and Order? Would a phased-in
implementation timeline create consumer confusion regarding the
availability of texting to 988? If phased-in implementation deadlines
would create consumer confusion, would requiring certain covered text
providers to implement text-to-988 more quickly minimize consumer
confusion? For example, if a covered text provider has already
implemented voice calling to 988 and is advertising the availability of
988 to its customers, should the provider be required to implement
text-to-988 before other covered text providers? Are there other risks
associated with a phased-in approach to an implementation timeline for
voice and text communications to 988 as compared to uniform
implementation timeline? What, if any, phased-in deadlines should the
Commission consider?
33. We also seek comment on whether we should we adopt the same
timeline for all covered text providers, regardless of the text
messaging technology they use. Are there other preparedness concerns
that we should take into
[[Page 31410]]
consideration when determining an implementation timeframe?
4. Technical Considerations
34. We seek comment on the specific technical considerations for
covered text providers and equipment and software vendors--including
those providers who are rural or small businesses--necessary to
implement text-to-988. We propose to allow covered text providers to
use any reliable method or methods (e.g., mobile-switched, IP-based) to
support text routing and transmission to 988, similar to text-to-911
implementation. We seek comment on this proposal.
35. Network Upgrades. We seek comment on possible upgrades covered
text providers would have to make to their networks to support text-to-
988 capability. Since we propose to allow covered text providers to use
any reliable method or methods to support text routing and delivery to
988, are any necessary network hardware or software upgrades small in
scope? What specific components would require upgrading? Can the
current solutions to enable text-to-911 capability be leveraged to
support text-to-988, or are the implementation options for covered text
providers to support text-to-988 significantly different? CTIA notes
``there are significant technical and policy differences between
national 9-8-8 service that will be administered by the Lifeline and
the local 9-1-1 services that are administered by thousands of PSAPs.''
We seek comment on CTIA's view, especially with regard to any
``significant'' technical differences. Conversely, do commenters agree
with Communications Equality Advocates that the costs to covered text
providers for implementation of text-to-988 should be substantially
lower than those associated with implementing text-to-911? We seek
further comment on the potential integration of text-to-988 solutions
with existing systems, as well as other network considerations specific
to covered text providers to support text-to-988.
36. We also seek comment on whether there are unique network
considerations for different text messaging service technologies within
the proposed outer bound scope of text-to-988 service that impact
implementation. CTIA comments that its member companies are
``optimistic about the technical feasibility of supporting text-to-
988,'' provided that implementation is consistent with existing
capabilities of native SMS messaging. Do commenters agree? Are there
fewer network upgrades necessary to support SMS-only texts to 988? What
specific network upgrades would be required should we obligate covered
text providers to support other text messaging formats, such as MMS,
RTT, or RCS? Given that the Commission has recognized MMS as ``an
extension of the SMS protocol,'' would support for MMS messaging be
comparably feasible to support for SMS? How does the evolution of
texting services to new or future formats affect network upgrade
options and implementation, and how should our rules account for such
evolution? Would requiring support for certain text messaging formats
be more feasible for covered text providers to implement than others?
37. We specifically seek comment on the technical implementation
capability and network upgrades necessary for interconnected text
messaging service providers. Similar to the Commission's conclusion in
the Text-to-911 proceeding, we anticipate that many interconnected text
messaging service providers may choose to use a CMRS network-based
solution to deliver texts to 988 and seek comment on this expectation.
Have there been developments in text-to-911 delivery by interconnected
text messaging service providers that such providers can use in text-
to-988 implementation? In the text-to-911 context, the Commission's
rules state:
To the extent that CMRS providers offer Short Message Service
(SMS), they shall allow access by any other covered text provider to
the capabilities necessary for transmission of 911 text messages
originating on such other covered text providers' application
services. Covered text providers using the CMRS network to deliver
911 text messages must clearly inform consumers that, absent an SMS
plan with the consumer's underlying CMRS provider, the covered text
provider may be unable to deliver 911 text messages. CMRS providers
may migrate to other technologies and need not retain SMS networks
solely for other covered text providers' 911 use, but must notify
the affected covered text providers not less than 90 days before the
migration is to occur.
We seek comment on adopting this or a comparable requirement here.
We recognize that text-to-911 network integration is necessary to
facilitate a CMRS network-based solution, and we seek comment on
whether the same integration is necessary for transmission of text-to-
988 communications by other covered text providers using that solution.
We seek comment on the relationship between CMRS providers and
interconnected text messaging service providers to maintain support and
capability for text-to-988 service based on the technical solutions
available. We emphasize that, as in the text-to-911 proceeding, even if
we were to adopt a rule comparable to the text-to-911 rule above, we do
not intend to establish an open-ended obligation for CMRS providers to
maintain underlying SMS network support merely for the use of other
providers. Further, similar to the Commission's position in the Text-
to-911 Second Report and Order, if we adopt a rule comparable to the
text-to-911 rule above, we propose concluding that it is the
responsibility of the covered text provider using the CMRS-based
solution to ensure that its text messaging service is technically
compatible with the CMRS providers' SMS-based network and devices, and
in conformance with any applicable technical standards. We seek comment
on this proposal. Finally, as in the text-to-911 context, if we adopt a
rule comparable to the text-to-911 rule above, we propose requiring
CMRS providers to make any necessary specifications for accessing their
SMS networks available to other covered text providers upon request,
and to inform such covered text providers in advance of any changes to
these specifications. We seek comment on this proposal.
38. We also seek comment on specific technical considerations for
covered text providers that are rural or regional providers, or small
businesses. Are there unique impediments or challenges to
implementation that these types of providers face that warrant further
consideration?
39. Equipment Upgrades. We seek comment on possible equipment or
software upgrades required for covered text providers to implement
text-to-988. What challenges will equipment (e.g., handsets, network
infrastructure) and software vendors face with respect to the
implementation and deployment of text-to-988? For example, are upgrades
required for operating systems, firmware, or other software on mobile
devices to support text-to-988 capability? Are there upgrades necessary
by vendors that are beyond the covered text providers' control that
require additional coordination? Will new standards need to be defined
to ensure interoperability?
40. In the Text-to-911 proceeding, the Commission clarified that
legacy devices that are incapable of sending texts via 3-digit codes
are not subject to the text-to-911 requirements, provided the software
for these devices cannot be upgraded over the air to allow text-to-911.
If the device's text messaging software can be upgraded over the air to
support a text to 911, however, then the Commission required the
covered text provider to make the necessary software upgrade available.
Should we include a
[[Page 31411]]
similar exemption for legacy devices under any text-to-988 requirements
we may adopt? Have circumstances changed in the past seven years such
that we should adopt a different approach here?
5. Cost Recovery
41. Consistent with the Commission's decision in the 988 Report and
Order, we propose to require that all covered text providers bear their
own costs to implement text-to-988 capability to the Lifeline 10-digit
number. As with call routing to 988, we do not anticipate any shared
industry costs are necessary to implement text-to-988, in contrast to
previous non-988 numbering proceedings where the Commission established
a cost recovery mechanism. As proposed, costs to support text-to-988
would be borne by each provider, specific to the solutions each has
adopted to route texts to 988 ultimately to the Lifeline's current toll
free access number, presently 1-800-273-8255 (TALK). We seek comment on
this proposal.
42. We believe this approach promotes efficiency in implementation
and avoids unnecessary administrative costs. Section 251(e)(2) of the
Act states that ``[t]he cost of establishing telecommunications
numbering administration arrangements and number portability shall be
borne by all telecommunications carriers on a competitively neutral
basis.'' The Commission typically applies cost recovery mechanisms in
situations involving some type of numbering administration arrangement,
such as when the Commission hires a third party to develop a database
for industry use, to ensure that the statutory cost neutrality
requirements are met. Here, as with implementation of voice calls to
988, circumstances do not require establishment of a numbering
administration arrangement as there will not be shared costs.
Therefore, we believe the section 251(e)(2) requirements do not apply.
Furthermore, even if section 251(e)(2) applies, we believe it is
satisfied if we require each provider to bear its own costs because
each provider's costs will be proportional to the size and quality of
its network. We seek comment on this analysis.
6. Bounce-Back Messages
43. We seek comment on whether and in what circumstances to require
covered text providers to send automatic bounce-back messages where
text-to-988 service is unavailable. Throughout the ongoing roll-out of
text-to-911 services across the U.S., the Commission has required
covered text providers to send an automatic reply, or bounce-back, text
message when a consumer attempts to send a text message to a PSAP by
means of the 3-digit code ``911'' and the covered text provider cannot
deliver the text because (1) the consumer is located in an area where
text-to-911 is not available, or (2) the covered text provider either
does not support text-to-911 generally or does not support it in the
particular area at the time of the consumer's attempted text. Unlike in
the text-to-911 context, where availability varies by geography and is
based on whether the local PSAP can receive texts, our proposals herein
would require covered text providers to support nationwide texting to
the Lifeline via the 988 3-digit code on a uniform nationwide deadline.
If we were to adopt our proposal, should we nonetheless require bounce-
back messages? If so, when and under what circumstances? Should we
require covered text providers to make available bounce-back messages
sooner than we require implementation of text-to-988? Would requiring
bounce-back messages be appropriate if we adopt a uniform nationwide
deadline for text-to-988 capability later than July 16, 2022--the
uniform nationwide deadline for covered providers to support calls to
988? Would requiring bounce-back messages be appropriate if we adopt
exemptions or extensions for some providers?
44. We seek comment on the potential benefits and costs of a
bounce-back requirement. In the text-to-911 context, the Commission
determined that ``there is a clear benefit and present need for persons
who attempt to send emergency text messages to know immediately if
their text cannot be delivered to the proper authorities,'' noting that
feedback where text-to-911 is not available may be lifesaving by
directing a person to seek out an alternative means of communicating
with emergency services. Is that the case here as well? Because some
individuals with disabilities may rely exclusively on texting for
communicating, are there unique benefits of a bounce-back requirement
for these individuals? Since the Commission designated 988 as the 3-
digit dialing code to access the Lifeline, efforts have been underway
to educate the public about using this 3-digit code to reach help by
telephone in times of mental health crisis, including its availability
for routing voice calls to the Lifeline by July 16, 2022. In the
absence of a bounce-back, might such advertising confuse the public
about the availability of texting to 988? Would an automated bounce-
back help to prevent such confusion? Are there other advantages to
requiring covered text providers to send bounce-back messages for
attempts to text 988 where service is unavailable? Are any providers
included under the proposed ``covered text providers'' definition
currently sending bounce-back messages to texts sent to 988?
45. What are the costs of requiring a bounce-back message? What
work or upgrades would be necessary for text service providers to
implement an automatic bounce-back reply? Given that covered text
providers must provide a bounce-back in circumstances in which text-to-
911 is unavailable, would adding a comparable bounce-back message for
988 be easier than if that existing infrastructure were not in place?
Would requiring text service providers to build bounce-back
capabilities deter resources from more rapid deployment of text-to-988?
46. We seek comment on how requiring bounce-back messages may
impact the public's ability to seek help from the Lifeline in times of
mental crisis. What are the potential benefits to receiving an
automatic bounce-back message when text-to-988 service is unavailable?
Are there any drawbacks to the public of requiring covered text
providers to send bounce-back messages when text-to-988 is not
available? One commenter contends that if at-risk texters receive a
bounce-back message regarding the unavailability of services, ``the
risks of disengagement and adverse outcomes increase.'' Do commenters
agree with the assessment that an automatic bounce-back message will
negatively impact individuals seeking help during a crisis? Would a
bounce-back message have the effect of making the sender more
discouraged, such that it that could increase, not decrease, the
likelihood of suicide? Alternatively, if there is no automatic reply,
and the sender is left wondering whether the Lifeline received the text
message, would that uncertainty also increase sender's likelihood of
suicide? We seek comment on whether the benefits of receiving an
automatic bounce-back message outweigh the potential risk of
disengagement.
47. If we were to adopt a bounce-back requirement, we seek comment
on the specific requirement we should adopt. To align with the scope of
the proposed outer bound text-to-988 capability requirements, we
propose that if we were to adopt a bounce-back requirement, we would
require all covered text providers to provide automatic bounce-back
messages to text messages, as defined by our outer bound
[[Page 31412]]
proposal herein, sent to 988 where text-to-988 service is unavailable.
We seek comment on this approach. Are there unique considerations for
different technologies within the outer bound scope of text message
that we should consider under our bounce-back message proposal,
including such impact on technical implementation or costs? Should we
consider requiring covered text providers to send automatic bounce-back
messages in reply to messages outside the scope of the outer bound
definition? Are there additional text or chat service providers that
offer services beyond the proposed outer bound definition that we
should include within the scope of our proposed bounce-back
requirement? Should we limit any bounce-back requirement to covered
text providers, as proposed, or should the requirement sweep more
broadly? CTIA asserts that text-to-988 implementation should be
consistent with existing SMS capabilities. Should any bounce-back
requirement we may explore likewise remain consistent with SMS? Is
sending a bounce-back message in response to texts to 988 feasible on
legacy SMS systems? We seek comment on the impact including other text
or chat service providers, or other forms of messages, may have on the
implementation costs, technical feasibility, and timeframe for our
proposed bounce-back message requirements.
48. Should we adopt a bounce-back requirement, we seek comment on
whether and how to expand on the circumstances in which a covered text
provider must provide a bounce-back message due to unavailability of
text-to-988. In the text-to-911 context, when a customer is roaming
away from his or her ``home network'' (i.e., the network of the
customer's mobile carrier), the CMRS provider operating the customer's
home network is nonetheless responsible for providing a bounce-back
message when required; and the provider operating the network on which
the customer is roaming must not impede the bounce-back response by the
home network operator. We seek comment on adopting a similar
requirement here. Additionally, we anticipate that there may be
circumstances in which the Lifeline is unable to receive and respond to
texts, including where demand may exceed its capacity to respond. In
instances amounting essentially to a ``busy signal'' for text delivery,
are covered text providers capable of determining that the text cannot
be delivered to 988? Would covered text providers be able to determine
if a text to 988 is undeliverable due to the Lifeline's inability,
whether temporary or sustained, to receive and respond to the texts? Or
should we establish a mechanism whereby the Lifeline may inform
providers of a temporary suspension of text-to-988 service, and should
the bounce-back requirement apply until the suspension is lifted?
Lastly, we seek comment on considerations, either within the control of
the covered text provider or the Lifeline's administrators, in which a
message from an individual in crisis attempting to reach 988 may not be
delivered, and therefore may benefit from receipt of a bounce-back
message directing the individual to contact 988 by alternative means.
Are there additional circumstances where we should require covered text
providers to send bounce-back messages in response to 988 texts?
49. If we were to adopt a bounce-back requirement, we propose to
adopt the same exceptions to our bounce-back notification requirement
for text-to-988 as currently exist for the Commission's text-to-911
rules. If we adopt that same approach, a covered text provider would
not be required to provide an automatic bounce-back message when: (1)
Transmission of the text message is not controlled by the provider; (2)
a consumer is attempting to text 988, through a text messaging
application that requires CMRS service, from a non-service initialized
handset; (3) the text-to-988 message cannot be delivered due to a
failure in the Lifeline's routing network that has not been reported to
the provider; or (4) a consumer is attempting to text 988 through a
device that is incapable of sending texts via 3-digit codes, provided
that the software for the device cannot be upgraded over the air to
allow text-to-988. We seek comment on this approach. Are there other
situations where a covered text provider should not be required to send
bounce-back messages to consumers attempting to text to 988?
Furthermore, we seek comment on the circumstances in which the provider
of a pre-installed or downloaded interconnected text application would
be considered to have ``control'' over the transmission of text
messages for the purposes of any requirements we adopt. If a user or
third party modifies or manipulates the application after it is
installed or downloaded so that it no longer supports bounce-back
messaging, should the application provider be presumed not to have
control?
50. If we adopt a bounce-back requirement, should we specify or
provide guidance regarding the content of the bounce-back message, and
if so, what should we specify or encourage? Similar to automatic
messages sent in response to undeliverable texts to 911, we propose
that any bounce-back messages to consumers attempting to text 988 would
not require all covered text providers to use identical wording for
their automatic responses. Rather, if we were to adopt a bounce-back
requirement, we propose that a covered text provider would be deemed to
have met its obligation so long as the bounce-back message to 988
includes, at a minimum, two essential points of information: (1) That
text-to-988 is not available; and (2) identify other means to reach the
Lifeline, such as by telephone. We seek comment on this approach and on
alternatives. We seek comment on what role our federal partners and
non-governmental mental health organizations could play in developing
best practices regarding the content of messages.
7. Role of the Substance Abuse and Mental Health Services
Administration and the Department of Veterans Affairs
51. Although the Commission has an important role to play in
expanding access to crisis counseling through its implementation of
988, SAMHSA and the VA are ultimately responsible for ensuring the
continued success of these lifesaving resources. As such, we propose to
direct the Bureau to continue to coordinate the implementation of 988
with SAMHSA and the VA, including any issues pertaining to the delivery
of text messages to 988.
52. We seek comment on this proposal. How we can best support the
work of our federal partners in administering the Lifeline and Veterans
Crisis Line? We recognize that many commenters have stressed the
importance of ensuring adequate funding and staffing for the Lifeline
and the Veterans Crisis Line over the course of this proceeding.
Although these issues are beyond our jurisdiction, are there unique
considerations pertaining to staffing, funding, or the availability of
other resources at the Lifeline or Veterans Crisis Line that we should
be aware of as we consider adopting rules to require the delivery of
text messages to 988? How should we account for the possibility that
text-to-988 may be popular and increase demands on the Lifeline and
Veterans Crisis Line? What resources will be needed for the Lifeline
and Veterans Crisis Line to ensure that text-to-988 is a success? How
should we account for our federal partners' budget cycles? We are
cognizant of the potential burdens our proposals may impose upon our
federal partners,
[[Page 31413]]
including personnel, equipment, and resource allocation, and we seek
comment on the impact the possible implementation solutions may have on
SAMHSA and the VA when supporting text-to-988 service. To that end, we
intend to coordinate with SAMHSA and the VA, and we encourage other
industry stakeholders in the wireless and texting service industry to
coordinate with these agencies as well. Assuming that our adoption of
rules implementing text-to-988 capability will require expenditure of
additional resources by SAMHSA and the VA, are there ways that we can
structure our rules to minimize the burden on our federal partners? Are
there any steps we should take to deter misuse of text-to-988, so as to
limit the unnecessary expenditure of resources by our federal partners?
Are there any solutions that have been employed in other contexts, such
as text-to-911, that we or others should adapt here to deter misuse of
text-to-988?
53. In addition, we encourage SAMHSA and the VA to coordinate with
outside organizations that have expertise in providing crisis
counseling via text message as they develop the infrastructure to
receive and respond to text messages which may one day be delivered to
the Lifeline and Veterans Crisis Line via 988. Many commenters in this
proceeding have urged collaboration between private entities like the
Trevor Project and federal agencies providing similar services. We
therefore seek comment on how to facilitate such coordination across
federal agencies and the private sector, as we work towards our shared
goal of ensuring that all Americans have ready access to mental health
counseling and support services.
C. Legal Authority
54. We propose concluding that we have the authority to adopt the
rules proposed and for which we seek comment in this further notice of
proposed rulemaking under Title III of the Act and the Twenty-First
Century Communications and Video Accessibility Act (CVAA). We seek
comment on these and any other sources of authority available to us. In
particular, we seek comment on whether, and if so, to what extent, our
numbering authority under section 251(e) of the Act provides an
additional source of authority for the rules proposed and for which we
seek comment in this further notice of proposed rulemaking. Finally, we
also seek comment on whether we should employ our ancillary authority.
We note that, in our preliminary review, the National Suicide Hotline
Designation Act of 2020 does not provide additional support for--nor
does it hinder--the actions proposed in this further notice of proposed
rulemaking. We seek comment on these views.
55. The rules we propose and for which we seek comment in this
further notice of proposed rulemaking are analogous to those the
Commission has adopted to facilitate text-to-911 communications, which
relied, in part, on the Commission's Title III authority over wireless
carriers, including sections 301, 303, 307, 309, and 316. We propose
concluding that, with respect to CMRS providers, Title III provides us
with appropriate authority to require wireless carriers to support
text-to-988 service and to require delivery of a bounce-back message to
consumers in cases where delivery of a text to 988 cannot be completed.
As the Supreme Court has long recognized, Title III grants the
Commission a ``comprehensive mandate'' regarding regulation of spectrum
usage, and courts have routinely found that Title III provides the
Commission with ``broad authority to manage spectrum . . . in the
public interest.'' As we explain, we believe the rules we propose in
this further notice of proposed rulemaking are likely to have
significant public interest benefits. And, the Commission has
previously found that its Title III licensing authority supported
adoption of a similar set of obligations in the text-to-911 context.
Therefore, we believe that with respect to CMRS providers, Title III
provides sufficient authority here. We note that, following the release
of the Text-to-911 Order, the Commission released a Declaratory Ruling
classifying SMS and MMS services as ``information services'' under the
Act. However, as the Commission explicitly noted in the Declaratory
Ruling, this determination ``does not affect the general applicability
of the spectrum allocation and licensing provisions of Title III and
the Commission's rules'' to SMS and MMS services, nor does it affect
the specific application of sections 301, 303, 307, 309, and 316 to the
Commission's text-to-911 rules. We seek comment on this analysis.
56. With respect to interconnected text messaging service
providers, we propose to find that the CVAA provides us with authority
to adopt the proposals in this further notice of proposed rulemaking,
as some commenters in this proceeding suggest. Congress enacted the
CVAA to increase the accessibility of modern communications
technologies to people with disabilities, including access related to
emergency services, and the Commission relied, in part, on this
authority when it adopted similar text-to-911 requirements. The CVAA
provides the Commission with authority to ``achiev[e] equal access to
emergency services by individuals with disabilities, as a part of the
migration to a national internet protocol-enabled emergency network.''
In particular, the CVAA granted the Commission the authority to adopt
regulations to implement recommendations proposed by the Emergency
Access Advisory Committee established by the CVAA, which concern access
to 911 and NG911 services, and to adopt ``other regulations'' as are
necessary to achieve reliable, interoperable communication that ensures
access by persons with disabilities to an IP-enabled emergency services
network. We tentatively conclude that the CVAA provides authority for
our proposals because access to 988 is similar to 911 access for the
purposes of our CVAA authority. We seek comment on this tentative
conclusion. Do commenters agree that access to the Lifeline or Veterans
Crisis Line through 988 constitute ``access to emergency services''
under the CVAA? Do commenters agree that text-to-988 is necessary to
achieve reliable, interoperable communication that ensures access by
persons with disabilities to an IP-enabled emergency services network?
More generally, does the CVAA provide us with authority to adopt the
rules proposed in this further notice of proposed rulemaking?
57. We seek comment on any other sources of authority available to
the Commission to adopt the proposals detailed in this further notice
of proposed rulemaking. In particular, we seek comment on whether our
section 251(e) authority over numbering provides authority to require
support for text-to-988 service. Section 251(e)(1) of the Act grants us
``exclusive jurisdiction over those portions of the North American
Numbering Plan that pertain to the United States'' and provides that
numbers must be made ``available on an equitable basis.'' This
provision gives the Commission ``authority to set policy with respect
to all facets of numbering administration in the United States.'' The
Commission found in the 988 Report and Order that section 251(e)
provides us with the ability to regulate interconnected and one-way
VoIP providers that make use of numbering resources when they connect
with the PSTN. We seek comment on whether our numbering authority
provides an additional, independent basis to adopt rules with respect
to CMRS providers
[[Page 31414]]
and interconnected text messaging services.
58. We also seek comment on the Commission's authority to mandate
location information with text-to-988 service. Section 222 of the
Communications Act, as amended, provides strong legal protections for
customer proprietary network information (CPNI), including geolocation
information. Section 222(d) provides exceptions to allow CPNI and call
location data to be shared for ``emergency services.'' We seek comment
on whether this could encompass the transmission of geolocation
information with 988 calls. Should we choose to require covered text
providers to include location information with texts to 988, does
section 222 authorize the disclosure of location information with texts
to 988? Are there other privacy concerns that we should consider with
regard to texts to 988?
59. Finally, we seek comment on whether exercise of our ancillary
authority would be necessary or appropriate to support any of our
proposed rules. The Commission relied in part on ancillary authority to
apply the bounce-back notification requirement to providers of
interconnected text messaging services when it adopted text-to-911
requirements. Would a similar finding be appropriate with respect to
any aspect of our text-to-988 rules?
D. Benefits and Costs of Text-to-988
60. We expect to find that the benefits of requiring service
providers to support text-to-988 service will exceed the costs of
implementation. We seek comment on this proposal, and any specific data
regarding both the benefits of facilitating access to the Lifeline via
texts to 988 and on the costs or burdens implementation of text-to-988
may impose upon covered text providers.
61. Suicide causes shock, anguish, grief, and guilt among victims'
families and friends. Suicide attempts exact a similarly heavy toll on
the community and the victim. The long-lasting damage from mental
distress and suicide can extend deep into communities. As outlined
above, we preliminarily believe that enabling text-to-988 service will
improve access to lifesaving resources for individuals contemplating
suicide or experiencing mental health crises, especially for members of
at-risk communities such as young people, LGBTQ, people of color, and
individuals with disabilities, thereby saving lives. By expanding
access to counseling, text-to-988 may help break the cycle of pain,
suffering, and suicide. We seek comment generally on these and other
important benefits that may follow from increased access to mental
health resources via texting to 988.
62. We further seek comment on ways to quantify these benefits. Of
course, the benefits to individuals who the Lifeline or Veterans Crisis
Line places on a path to recovery, much less to their families and
friends, cannot be reduced to dollars and cents. That being said, even
if text-to-988 service could annually place just one-per-one-thousand
suicide victims on a path to long-term recovery, the economic gain
would be $19.2 million in any single year, for a present-value of $78.7
million over five years and $134.9 million over ten years. In
estimating benefits, we focus on teens and individuals with
disabilities, as individuals in these groups are more likely to use a
text-to-988 capability. Based on the most recent CDC data from 2015-
2019, 11,283 youth (ages 15-19) and an estimated 13,101 individuals who
are deaf, hard of hearing, deafblind or speech disabled committed
suicide (using an estimated incidence among adults of 6%), or an
average of more than 2,000 per year for each group. To calculate the
estimated benefits for a single year, we multiply the annual average by
0.1% and the VSL (2,000 * 0.001 * $9.6 million = $19.2 million). We
discount over five years and ten years at a 7% discount rate. We seek
comment on this analysis.
63. Our proposed analysis does not examine certain categories of
benefits. For example, we have not estimated the cost savings from
medical expenses and loss-of-work avoided through reduced suicides and
suicide attempts. We also have not estimated the cost savings of
reduced burdens on PSAPs, police, ambulance, and fire and rescue
services, which currently respond to some 911 texts that will be routed
to the Lifeline, where they will be more effectively and efficiently
de-escalated or otherwise resolved. Moreover, we have not examined the
benefits of text-to-988 usage by every demographic group. For example,
smartphone ownership and suicide are particularly common in younger age
groups. According to the Common Sense Census: Media Use by Tweens and
Teens, 2019, 53% of children have their own smartphone by age 11, and
69% have one at age 12. Currently, our estimated benefits analysis
looks at youth ages 15-19. To accurately estimate these benefits, we
seek comment on how broadly we should define youth who may text to 988.
Relatedly, there is the possibility that adults without hearing or
speech disabilities may rely exclusively on text-to-988 for added
privacy or convenience, meriting inclusion in our benefit estimates. We
also seek comment on ways to better assess the long-term impact of
text-to-988 service. Without longitudinal studies evaluating the long-
term effectiveness of suicide call centers, we cannot pinpoint how many
suicides text-to-988 will prevent in the long run. Available survey-
based studies, however, reveal call centers can substantially reduce
suicides during the initial call and follow-up periods. We seek comment
on the types and magnitudes of these and other benefits not covered in
this further notice of proposed rulemaking, as well as any overlooked
categories of costs.
64. In the Text-to-911 proceeding, the Commission estimated that
the total cost for covered providers to implement text-to-911 service
amounted to less than $21 million. The costs of nationwide deployment
of text-to-911 fell into three categories: CMRS and PSAP system cost
components; interconnected text providers' software upgrades; and
bounce-back messaging application alterations and server platform
modifications. Assuming that all or most of the software and equipment
necessary to receive and transmit 911 texts will again be needed to
deploy text-to-988, we expect that the implementation costs for text-
to-988 service will be comparable to the costs for text-to-911 service.
Using cost estimates from the Text-to-911 proceeding as a model, we
estimate it will cost $19,024,916 for CMRS providers to implement text-
to-988, $613,275 for interconnected text messaging service providers to
implement text-to-988, and $7,310,340 for Lifeline to route texts to
local crisis centers. We convert the estimate for CMRS providers to
implement text-to-911 service to 2021 dollars by multiplying by a
Consumer Price Index (CPI) factor of 1.16, then discounting over five
years at a 7% discount rate. Similarly, we convert the estimate for
interconnected text messaging providers to implement text-to-911
service into 2021 dollars by using a CPI factor of 1.105. To soberly
assess Lifeline capability, we assume that 100% of Lifeline call
centers may require SMS upgrades and thus multiply PSAP software
estimates by 2.22. To estimate the costs to equip the more than 180
Lifeline crisis centers, we calculate an average cost based on an
estimated per PSAP cost of $40,613 (=($263,277,595 + $12,891,283)/
6,800), for a total of $7,310,340 (=180 * $40,613). Therefore, we
preliminarily estimate that total costs for implementing text-to-988
will be approximately $27 million. We seek
[[Page 31415]]
comment on this analysis, including our preliminary assumption that
text-to-911 software and equipment can be leveraged for texting to 988.
Do commenters agree with CTIA that there are ``significant technical
and policy differences'' between 988 and 911 service, and if so, how
might those differences impact our evaluation? Furthermore, we seek
comment on whether cost estimates for PSAPs from the Text-to-911
proceeding reflect an appropriate estimate for costs to the Lifeline or
Veterans Crisis Line. Are there other costs borne by the Lifeline or
Veterans Crisis Line needed to implement text-to-988 service?
65. We preliminarily assume that some costs may be streamlined or
reduced due to the previous implementation of text-to-911, which may be
leveraged to facilitate text-to-988 capability and seek comment on this
assumption. As a result, we anticipate that costs for covered text
providers to implement text-to-988 may be less than what we estimate
above and seek comment on this finding. We further seek comment on what
extent covered text providers may rely upon existing text-to-911
services and how to quantify the costs needed to upgrade such systems
to support text-to-988.
66. Deterring suicide has benefits that simply cannot be reduced to
numbers--saving lives has value beyond measure. While recognizing this
fact, to illustrate how the benefits of our proposal relate to the more
aptly quantified costs, we attempt to estimate the quantifiable value
of suicide prevention using a measure of collective willingness to pay.
We propose calculating that the level of suicide prevention needed to
generate benefits exceeding our preliminary estimate of $27 million in
text-to-988 costs is a total of four suicides avoided over five years.
Specifically, the level of teen suicide prevention needed to generate
benefits exceeding $27 million is one per 2,821, and the level of
suicide prevention among individuals with disabilities to generate
benefits exceeding $27 million is one per 3,275. Even assuming that
text-to-988 prevented no suicides in its inaugural year as the service
rolled out but prevented one suicide in each of the ensuing four years,
measured in terms of the public's willingness to pay for that mortality
reduction, the present value of the benefit would be $30.39 million,
more than three million dollars greater than the total cost. The
present value would be an uneven stream of payments of $9.6 million ($0
in Year 1 + $9.6 million per year in Year 2 through Year 5) at a 7%
discount rate. We seek comment on our analysis.
67. Using break-even points and highly attainable suicide
reductions that are well below those suggested by survey studies, we
estimate that the benefits of text-to-988 will far exceed the costs.
Pooling teenagers and individuals with disabilities, we estimate that
text-to-988 would need to prevent one suicide out of every six thousand
in order to break-even in the first five years of deployment. Slightly
raising the bar to preventing one suicide per one thousand, we further
estimate that the more than $157.5 million estimated benefit from
modestly reducing suicides in two vulnerable populations far exceeds
the text-to-988 deployment costs of $19.6 million incurred by CMRS and
interconnected text providers. Even if sizable Lifeline deployment
costs are added, increasing estimated total cost to nearly $27 million,
the estimated benefits of text-to-988 remain greater by a multiple of
nearly six. Over ten years, the benefits rise to $269.8 million,
exceeding costs by a multiple of nearly ten. We seek comment on these
estimates. We also seek comment on the methods and underlying benefits
and costs estimates, including those submitted by third parties, used
to arrive at our overall proposed conclusion.
II. Initial Regulatory Flexibility Analysis
1. As required by the Regulatory Flexibility Act of 1980, as
amended (RFA), the Commission has prepared this Initial Regulatory
Flexibility Analysis (IRFA) of the possible significant economic impact
on small entities by the policies and rules proposed in this
Implementation of the National Suicide Hotline Improvement Act of 2018
further notice of proposed rulemaking (FNPRM). The Commission requests
written public comments on this IRFA. Comments must be identified as
responses to the IRFA and must be filed by the deadlines for comments
provided on the first page of the further notice of proposed
rulemaking. The Commission will send a copy of the further notice of
proposed rulemaking, including this IRFA, to the Chief Counsel for
Advocacy of the Small Business Administration (SBA). In addition, the
further notice of proposed rulemaking and IRFA (or summaries thereof)
will be published in the Federal Register.
A. Need for, and Objectives of, the Proposed Rules
2. In this FNPRM, the Commission proposes and seeks comment on
requiring CMRS providers and providers of interconnected text messaging
services that enable consumers to send text messages to, and receive
text messages from, the PSTN (covered text providers) to enable
delivery of text messages to 988. The Commission proposes to require
that covered text providers route 988 text messages to the National
Suicide Prevention Lifeline's (Lifeline) 10-digit number, currently 1-
800-273-8255 (TALK). The Commission believes these proposed rules will
expand the availability of mental health and crisis counseling
resources to Americans who suffer from depressive or suicidal thoughts,
by allowing individuals in crisis to reach the Lifeline by texting 988.
B. Legal Basis
3. The legal basis for any action that may be taken pursuant to
this FNPRM is contained in sections 201, 251, 301, 303, 307, 309, and
316 of the Communications Act of 1934, as amended, 47 U.S.C. 201, 251,
301, 303, 307, 309, 316.
C. Description and Estimate of the Number of Small Entities to Which
the Proposed Rules Will Apply
4. The RFA directs agencies to provide a description of, and where
feasible, an estimate of the number of small entities that may be
affected by the proposed rules and by the rule revisions on which the
Notice seeks comment, if adopted. The RFA generally defines the term
``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small-business concern'' under the Small Business
Act. A ``small-business concern'' is one which: (1) Is independently
owned and operated; (2) is not dominant in its field of operation; and
(3) satisfies any additional criteria established by the SBA.
5. Small Businesses, Small Organizations, Small Governmental
Jurisdictions. Our actions, over time, may affect small entities that
are not easily categorized at present. We therefore describe here, at
the outset, three broad groups of small entities that could be directly
affected herein. First, while there are industry specific size
standards for small businesses that are used in the regulatory
flexibility analysis, according to data from the Small Business
Administration's (SBA) Office of Advocacy, in general a small business
is an independent business having fewer than 500 employees. These types
of small businesses represent 99.9% of all businesses in the United
[[Page 31416]]
States, which translates to 30.7 million businesses.
6. Next, the type of small entity described as a ``small
organization'' is generally ``any not-for-profit enterprise which is
independently owned and operated and is not dominant in its field.''
The Internal Revenue Service (IRS) uses a revenue benchmark of $50,000
or less to delineate its annual electronic filing requirements for
small exempt organizations. Nationwide, for tax year 2018, there were
approximately 571,709 small exempt organizations in the U.S. reporting
revenues of $50,000 or less according to the registration and tax data
for exempt organizations available from the IRS.
7. Finally, the small entity described as a ``small governmental
jurisdiction'' is defined generally as ``governments of cities,
counties, towns, townships, villages, school districts, or special
districts, with a population of less than fifty thousand.'' U.S. Census
Bureau data from the 2017 Census of Governments indicate that there
were 90,075 local governmental jurisdictions consisting of general
purpose governments and special purpose governments in the United
States. Of this number there were 36,931 general purpose governments
(county, municipal and town or township) with populations of less than
50,000 and 12,040 special purpose governments--independent school
districts with enrollment populations of less than 50,000. Accordingly,
based on the 2017 U.S. Census of Governments data, we estimate that at
least 48,971 entities fall into the category of ``small governmental
jurisdictions.''
8. Wired Telecommunications Carriers. The U.S. Census Bureau
defines this industry as ``establishments primarily engaged in
operating and/or providing access to transmission facilities and
infrastructure that they own and/or lease for the transmission of
voice, data, text, sound, and video using wired communications
networks. Transmission facilities may be based on a single technology
or a combination of technologies. Establishments in this industry use
the wired telecommunications network facilities that they operate to
provide a variety of services, such as wired telephony services,
including VoIP services, wired (cable) audio and video programming
distribution, and wired broadband internet services. By exception,
establishments providing satellite television distribution services
using facilities and infrastructure that they operate are included in
this industry.'' The SBA has developed a small business size standard
for Wired Telecommunications Carriers, which consists of all such
companies having 1,500 or fewer employees. U.S. Census Bureau data for
2012 show that there were 3,117 firms that operated that year. Of this
total, 3,083 operated with fewer than 1,000 employees. Thus, under this
size standard, the majority of firms in this industry can be considered
small.
9. Local Exchange Carriers (LECs). Neither the Commission nor the
SBA has developed a size standard for small businesses specifically
applicable to local exchange services. The closest applicable NAICS
Code category is Wired Telecommunications Carriers. Under the
applicable SBA size standard, such a business is small if it has 1,500
or fewer employees. U.S. Census Bureau data for 2012 show that there
were 3,117 firms that operated for the entire year. Of that total,
3,083 operated with fewer than 1,000 employees. Thus under this
category and the associated size standard, the Commission estimates
that the majority of local exchange carriers are small entities.
10. Incumbent LECs. Neither the Commission nor the SBA has
developed a small business size standard specifically for incumbent
local exchange services. The closest applicable NAICS Code category is
Wired Telecommunications Carriers. Under the applicable SBA size
standard, such a business is small if it has 1,500 or fewer employees.
U.S. Census Bureau data for 2012 indicate that 3,117 firms operated the
entire year. Of this total, 3,083 operated with fewer than 1,000
employees. Consequently, the Commission estimates that most providers
of incumbent local exchange service are small businesses that may be
affected by our actions. According to Commission data, one thousand
three hundred and seven (1,307) Incumbent Local Exchange Carriers
reported that they were incumbent local exchange service providers. Of
this total, an estimated 1,006 have 1,500 or fewer employees. Thus,
using the SBA's size standard the majority of incumbent LECs can be
considered small entities.
11. Competitive Local Exchange Carriers (Competitive LECs).
Competitive Access Providers (CAPs), Shared-Tenant Service Providers,
and Other Local Service Providers. Neither the Commission nor the SBA
has developed a small business size standard specifically for these
service providers. The appropriate NAICS Code category is Wired
Telecommunications Carriers and under that size standard, such a
business is small if it has 1,500 or fewer employees. U.S. Census
Bureau data for 2012 indicate that 3,117 firms operated during that
year. Of that number, 3,083 operated with fewer than 1,000 employees.
Based on these data, the Commission concludes that the majority of
Competitive LECS, CAPs, Shared-Tenant Service Providers, and Other
Local Service Providers, are small entities. According to Commission
data, 1,442 carriers reported that they were engaged in the provision
of either competitive local exchange services or competitive access
provider services. Of these 1,442 carriers, an estimated 1,256 have
1,500 or fewer employees. In addition, 17 carriers have reported that
they are Shared-Tenant Service Providers, and all 17 are estimated to
have 1,500 or fewer employees. Also, 72 carriers have reported that
they are Other Local Service Providers. Of this total, 70 have 1,500 or
fewer employees. Consequently, based on internally researched FCC data,
the Commission estimates that most providers of competitive local
exchange service, competitive access providers, Shared-Tenant Service
Providers, and Other Local Service Providers are small entities.
12. We have included small incumbent LECs in this present RFA
analysis. As noted above, a ``small business'' under the RFA is one
that, inter alia, meets the pertinent small business size standard
(e.g., a telephone communications business having 1,500 or fewer
employees), and ``is not dominant in its field of operation.'' The
SBA's Office of Advocacy contends that, for RFA purposes, small
incumbent LECs are not dominant in their field of operation because any
such dominance is not ``national'' in scope. We have therefore included
small incumbent LECs in this RFA analysis, although we emphasize that
this RFA action has no effect on Commission analyses and determinations
in other, non-RFA contexts.
13. Interexchange Carriers (IXCs). Neither the Commission nor the
SBA has developed a small business size standard specifically for
Interexchange Carriers. The closest applicable NAICS Code category is
Wired Telecommunications Carriers. The applicable size standard under
SBA rules is that such a business is small if it has 1,500 or fewer
employees. U.S. Census Bureau data for 2012 indicate that 3,117 firms
operated for the entire year. Of that number, 3,083 operated with fewer
than 1,000 employees. According to internally developed Commission
data, 359 companies reported that their primary telecommunications
service activity was the provision of interexchange services. Of this
total, an estimated 317 have 1,500 or fewer employees.
[[Page 31417]]
Consequently, the Commission estimates that the majority of
interexchange service providers are small entities.
14. Local Resellers. The SBA has not developed a small business
size standard specifically for Local Resellers. The SBA category of
Telecommunications Resellers is the closest NAICs code category for
local resellers. The Telecommunications Resellers industry comprises
establishments engaged in purchasing access and network capacity from
owners and operators of telecommunications networks and reselling wired
and wireless telecommunications services (except satellite) to
businesses and households. Establishments in this industry resell
telecommunications; they do not operate transmission facilities and
infrastructure. Mobile virtual network operators (MVNOs) are included
in this industry. Under the SBA's size standard, such a business is
small if it has 1,500 or fewer employees. U.S. Census Bureau data from
2012 show that 1,341 firms provided resale services during that year.
Of that number, all operated with fewer than 1,000 employees. Thus,
under this category and the associated small business size standard,
the majority of these resellers can be considered small entities.
According to Commission data, 213 carriers have reported that they are
engaged in the provision of local resale services. Of these, an
estimated 211 have 1,500 or fewer employees and two have more than
1,500 employees. Consequently, the Commission estimates that the
majority of local resellers are small entities.
15. Toll Resellers. The Commission has not developed a definition
for Toll Resellers. The closest NAICS Code Category is
Telecommunications Resellers. The Telecommunications Resellers industry
comprises establishments engaged in purchasing access and network
capacity from owners and operators of telecommunications networks and
reselling wired and wireless telecommunications services (except
satellite) to businesses and households. Establishments in this
industry resell telecommunications; they do not operate transmission
facilities and infrastructure. MVNOs are included in this industry. The
SBA has developed a small business size standard for the category of
Telecommunications Resellers. Under that size standard, such a business
is small if it has 1,500 or fewer employees. 2012 U.S. Census Bureau
data show that 1,341 firms provided resale services during that year.
Of that number, 1,341 operated with fewer than 1,000 employees. Thus,
under this category and the associated small business size standard,
the majority of these resellers can be considered small entities.
According to Commission data, 881 carriers have reported that they are
engaged in the provision of toll resale services. Of this total, an
estimated 857 have 1,500 or fewer employees. Consequently, the
Commission estimates that the majority of toll resellers are small
entities.
16. Other Toll Carriers. Neither the Commission nor the SBA has
developed a definition for small businesses specifically applicable to
Other Toll Carriers. This category includes toll carriers that do not
fall within the categories of interexchange carriers, operator service
providers, prepaid calling card providers, satellite service carriers,
or toll resellers. The closest applicable size standard under SBA rules
is for Wired Telecommunications Carriers. The applicable SBA size
standard consists of all such companies having 1,500 or fewer
employees. U.S. Census Bureau data for 2012 indicates that 3,117 firms
operated during that year. Of that number, 3,083 operated with fewer
than 1,000 employees. Thus, under this category and the associated
small business size standard, the majority of Other Toll Carriers can
be considered small. According to internally developed Commission data,
284 companies reported that their primary telecommunications service
activity was the provision of other toll carriage. Of these, an
estimated 279 have 1,500 or fewer employees. Consequently, the
Commission estimates that most Other Toll Carriers are small entities.
17. Prepaid Calling Card Providers. Neither the Commission nor the
SBA has developed a small business definition specifically for prepaid
calling card providers. The most appropriate NAICS code-based category
for defining prepaid calling card providers is Telecommunications
Resellers. This industry comprises establishments engaged in purchasing
access and network capacity from owners and operators of
telecommunications networks and reselling wired and wireless
telecommunications services (except satellite) to businesses and
households. Establishments in this industry resell telecommunications;
they do not operate transmission facilities and infrastructure. Mobile
virtual networks operators (MVNOs) are included in this industry. Under
the applicable SBA size standard, such a business is small if it has
1,500 or fewer employees. U.S. Census Bureau data for 2012 show that
1,341 firms provided resale services during that year. Of that number,
1,341 operated with fewer than 1,000 employees. Thus, under this
category and the associated small business size standard, the majority
of these prepaid calling card providers can be considered small
entities. According to the Commission's Form 499 Filer Database, 86
active companies reported that they were engaged in the provision of
prepaid calling cards. The Commission does not have data regarding how
many of these companies have 1,500 or fewer employees, however, the
Commission estimates that the majority of the 86 active prepaid calling
card providers that may be affected by these rules are likely small
entities.
18. Wireless Telecommunications Carriers (except Satellite).
Neither the SBA nor the Commission has developed a size standard
specifically applicable to Wireless Carriers and Service Providers. The
closest applicable is Wireless Telecommunications Carriers (except
Satellite), which the SBA small business size standard is such a
business is small if it 1,500 persons or less. For this industry, U.S.
Census Bureau data for 2012 show that there were 967 firms that
operated for the entire year. Of this total, 955 firms had employment
of 999 or fewer employees and 12 had employment of 1000 employees or
more. Thus under this category and the associated size standard, the
Commission estimates that the majority of Wireless Carriers and Service
Providers are small entities.
19. According to internally developed Commission data for all
classes of Wireless Service Providers, there are 970 carriers that
reported they were engaged in the provision of wireless services. Of
this total, an estimated 815 have 1,500 or fewer employees, and 155
have more than 1,500 employees. Thus, using available data, we estimate
that the majority of Wireless Carriers and Service Providers can be
considered small.
20. Cable and Other Subscription Programming. The U.S. Census
Bureau defines this industry as establishments primarily engaged in
operating studios and facilities for the broadcasting of programs on a
subscription or fee basis. The broadcast programming is typically
narrowcast in nature (e.g., limited format, such as news, sports,
education, or youth-oriented). These establishments produce programming
in their own facilities or acquire programming from external sources.
The programming material is usually delivered to a third party, such as
cable systems or direct-to-home satellite
[[Page 31418]]
systems, for transmission to viewers.'' The SBA size standard for this
industry establishes as small any company in this category with annual
receipts less than $41.5 million. Based on U.S. Census Bureau data for
2012, 367 firms operated for the entire year. Of that number, 319 firms
operated with annual receipts of less than $25 million a year and 48
firms operated with annual receipts of $25 million or more. Based on
this data, the Commission estimates that a majority of firms in this
industry are small.
21. Cable Companies and Systems (Rate Regulation). The Commission
has also developed its own small business size standards, for the
purpose of cable rate regulation. Under the Commission's rules, a
``small cable company'' is one serving 400,000 or fewer subscribers
nationwide. Industry data indicate that there are 4,600 active cable
systems in the United States. Of this total, all but five cable
operators nationwide are small under the 400,000-subscriber size
standard. In addition, under the Commission's rate regulation rules, a
``small system'' is a cable system serving 15,000 or fewer subscribers.
Commission records show 4,600 cable systems nationwide. Of this total,
3,900 cable systems have fewer than 15,000 subscribers, and 700 systems
have 15,000 or more subscribers, based on the same records. Thus, under
this standard as well, we estimate that most cable systems are small
entities.
22. Cable System Operators (Telecom Act Standard). The
Communications Act of 1934, as amended, also contains a size standard
for small cable system operators, which is ``a cable operator that,
directly or through an affiliate, serves in the aggregate fewer than
one percent of all subscribers in the United States and is not
affiliated with any entity or entities whose gross annual revenues in
the aggregate exceed $250,000,000.'' As of 2019, there were
approximately 48,646,056 basic cable video subscribers in the United
States. Accordingly, an operator serving fewer than 486,460 subscribers
shall be deemed a small operator if its annual revenues, when combined
with the total annual revenues of all its affiliates, do not exceed
$250 million in the aggregate. Based on available data, we find that
all but five cable operators are small entities under this size
standard. We note that the Commission neither requests nor collects
information on whether cable system operators are affiliated with
entities whose gross annual revenues exceed $250 million. Therefore, we
are unable at this time to estimate with greater precision the number
of cable system operators that would qualify as small cable operators
under the definition in the Communications Act.
23. All Other Telecommunications. The ``All Other
Telecommunications'' category is comprised of establishments primarily
engaged in providing specialized telecommunications services, such as
satellite tracking, communications telemetry, and radar station
operation. This industry also includes establishments primarily engaged
in providing satellite terminal stations and associated facilities
connected with one or more terrestrial systems and capable of
transmitting telecommunications to, and receiving telecommunications
from, satellite systems. Establishments providing internet services or
voice over internet protocol (VoIP) services via client-supplied
telecommunications connections are also included in this industry. The
SBA has developed a small business size standard for ``All Other
Telecommunications'', which consists of all such firms with annual
receipts of $35 million or less. For this category, U.S. Census Bureau
data for 2012 show that there were 1,442 firms that operated for the
entire year. Of those firms, a total of 1,400 had annual receipts less
than $25 million and 15 firms had annual receipts of $25 million to
$49,999,999. Thus, the Commission estimates that the majority of ``All
Other Telecommunications'' firms potentially affected by our action can
be considered small.
24. Radio and Television Broadcasting and Wireless Communications
Equipment Manufacturing. This industry comprises establishments
primarily engaged in manufacturing radio and television broadcast and
wireless communications equipment. Examples of products made by these
establishments are: Transmitting and receiving antennas, cable
television equipment, GPS equipment, pagers, cellular phones, mobile
communications equipment, and radio and television studio and
broadcasting equipment. The SBA has established a small business size
standard for this industry of 1,250 or fewer employees. U.S. Census
Bureau data for 2012 show that 841 establishments operated in this
industry in that year. Of that number, 828 establishments operated with
fewer than 1,000 employees, 7 establishments operated with between
1,000 and 2,499 employees and 6 establishments operated with 2,500 or
more employees. Based on this data, we conclude that a majority of
manufacturers in this industry are small.
25. Semiconductor and Related Device Manufacturing. This industry
comprises establishments primarily engaged in manufacturing
semiconductors and related solid state devices. Examples of products
made by these establishments are integrated circuits, memory chips,
microprocessors, diodes, transistors, solar cells and other
optoelectronic devices. The SBA has developed a small business size
standard for Semiconductor and Related Device Manufacturing, which
consists of all such companies having 1,250 or fewer employees. U.S.
Census Bureau data for 2012 show that there were 862 establishments
that operated that year. Of this total, 843 operated with fewer than
1,000 employees. Thus, under this size standard, the majority of firms
in this industry can be considered small.
26. Software Publishers. This industry comprises establishments
primarily engaged in computer software publishing or publishing and
reproduction. Establishments in this industry carry out operations
necessary for producing and distributing computer software, such as
designing, providing documentation, assisting in installation, and
providing support services to software purchasers. These establishments
may design, develop, and publish, or publish only. The SBA has
established a size standard for this industry of annual receipts of
$41.5 million or less per year. U.S. Census data for 2012 indicates
that 5,079 firms operated for the entire year. Of that number 4,691
firms had annual receipts of less than $25 million and 166 firms had
annual receipts of $25,000,000 to $49,999,999. Based on this data, we
conclude that a majority of firms in this industry are small.
27. Internet Service Providers (Broadband). Broadband internet
service providers include wired (e.g., cable, DSL) and VoIP service
providers using their own operated wired telecommunications
infrastructure fall in the category of Wired Telecommunication
Carriers. Wired Telecommunications Carriers are comprised of
establishments primarily engaged in operating and/or providing access
to transmission facilities and infrastructure that they own and/or
lease for the transmission of voice, data, text, sound, and video using
wired telecommunications networks. Transmission facilities may be based
on a single technology or a combination of technologies. The SBA size
standard for this category classifies a business as small if it has
1,500 or fewer employees. U.S. Census Bureau data for 2012 show that
there were 3,117 firms that operated
[[Page 31419]]
that year. Of this total, 3,083 operated with fewer than 1,000
employees. Consequently, under this size standard the majority of firms
in this industry can be considered small.
28. Internet Service Providers (Non-Broadband). Internet access
service providers such as Dial-up internet service providers, VoIP
service providers using client-supplied telecommunications connections
and internet service providers using client-supplied telecommunications
connections (e.g., dial-up ISPs) fall in the category of All Other
Telecommunications. The SBA has developed a small business size
standard for All Other Telecommunications which consists of all such
firms with gross annual receipts of $35 million or less. For this
category, U.S. Census Bureau data for 2012 show that there were 1,442
firms that operated for the entire year. Of these firms, a total of
1,400 had gross annual receipts of less than $25 million. Consequently,
under this size standard a majority of firms in this industry can be
considered small.
29. All Other Information Services. The U.S. Census Bureau has
determined that this category ``comprises establishments primarily
engaged in providing other information services (except news
syndicates, libraries, archives, internet publishing and broadcasting,
and Web search portals).'' The SBA has developed a small business size
standard for this category, which consists of all such firms with
annual receipts of $30 million or less. U.S. Census Bureau data for
2012 show that there were 512 firms that operated for the entire year.
Of those firms, a total of 498 had annual receipts less than $25
million and 7 firms had annual receipts of $25 million to $49, 999,999.
Consequently, we estimate that the majority of these firms are small
entities that may be affected by our action.
D. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
30. The FNPRM proposes and seeks comment on rules to require
covered text providers to support text messaging to 988. It tentatively
concludes that text-to-988 functionality will greatly improve consumer
access to the Lifeline, particularly for at-risk populations, and
thereby save lives. The proposed rules would require CMRS providers and
interconnected text messaging service providers to route texts sent to
988 to the 10-digit Lifeline number, presently 1-800-273-8255 (TALK).
The FNPRM proposes (1) establishing a definition that sets the outer
bound of text messages sent to 988 that covered text providers may be
required to support; and (2) directing the Wireline Competition Bureau
(Bureau) to identify text formats within the scope of that definition
that the Lifeline can receive and thus covered text providers must
support by routing to the 10-digit Lifeline number. The FNPRM seeks
comment on this proposal. The Commission preliminarily believes that
applying the same rules equally to all entities in this context is
necessary to alleviate potential consumer confusion from adopting
different rules for different covered text providers. The Commission
proposes that the costs and/or administrative burdens associated with
the rules will not unduly burden small entities.
E. Steps Taken To Minimize the Significant Economic Impact on Small
Entities, and Significant Alternatives Considered
31. The RFA requires an agency to describe any significant
alternatives that it has considered in reaching its proposed approach,
which may include the following four alternatives (among others): (1)
The establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance and reporting requirements under the rules for such small
entities; (3) the use of performance rather than design standards; and
(4) an exemption from coverage of the rule, or any part thereof, for
such small entities.
32. In the FNPRM, the Commission seeks comment from all entities,
including small entities, regarding the impact of these proposed rules
on small entities. The Commission seeks comment on the impact, cost or
otherwise, that requiring text messaging to 988 capability will impose
on regional and rural carriers and small businesses. The Commission
also seeks comment on whether to adopt any exemptions for small
businesses and if so, under what circumstances. The Commission asks and
will consider alternatives to the proposals and on alternative ways of
implementing the proposals.
F. Federal Rules That May Duplicate, Overlap, or Conflict With the
Proposed Rules
33. None.
III. Procedural Matters
34. Ex Parte Rules. This proceeding shall be treated as a ``permit-
but-disclose'' proceeding in accordance with the Commission's ex parte
rules. Persons making ex parte presentations must file a copy of any
written presentation or a memorandum summarizing any oral presentation
within two business days after the presentation (unless a different
deadline applicable to the Sunshine period applies). Persons making
oral ex parte presentations are reminded that memoranda summarizing the
presentation must (1) list all persons attending or otherwise
participating in the meeting at which the ex parte presentation was
made, and (2) summarize all data presented and arguments made during
the presentation. If the presentation consisted in whole or in part of
the presentation of data or arguments already reflected in the
presenter's written comments, memoranda or other filings in the
proceeding, the presenter may provide citations to such data or
arguments in his or her prior comments, memoranda, or other filings
(specifying the relevant page and/or paragraph numbers where such data
or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with Rule 1.1206(b). In proceedings governed by
Rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
should familiarize themselves with the Commission's ex parte rules.
35. Initial Regulatory Flexibility Analysis. Pursuant to the
Regulatory Flexibility Act (RFA), the Commission has prepared an
Initial Regulatory Flexibility Analysis (IRFA) of the possible
significant economic impact on small entities of the policies and
actions considered in this FNPRM. Written public comments are requested
on this IRFA. Comments must be identified as responses to the IRFA and
must be filed by the deadlines for comments on the FNPRM. The
Commission's Consumer and Governmental Affairs Bureau, Reference
Information Center, will send a copy of the FNPRM, including the IRFA,
to the Chief Counsel for Advocacy of the Small Business Administration.
[[Page 31420]]
36. Comment Filing Procedures. Pursuant to Sec. Sec. 1.415 and
1.419 of the Commission's rules, 47 CFR 1.415, 1.419, interested
parties may file comments and reply comments on or before the dates
indicated on the first page of this document. Comments may be filed
using the Commission's Electronic Comment Filing System (ECFS). See
Electronic Filing of Documents in Rulemaking Proceedings, 63 FR 24121
(1998).
[ssquf] Electronic Filers: Comments may be filed electronically
using the internet by accessing ECFS: https://www.fcc.gov/ecfs/.
[ssquf] Paper Filers: Parties who choose to file by paper must file
an original and one copy of each filing.
Filings can be sent by commercial overnight courier, or by first-
class or overnight U.S. Postal Service mail. All filings must be
addressed to the Commission's Secretary, Office of the Secretary,
Federal Communications Commission.
[ssquf] Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
[ssquf] U.S. Postal Service first-class, Express, and Priority mail
must be addressed to 45 L Street NE, Washington, DC 20554.
[ssquf] Effective March 19, 2020, and until further notice, the
Commission no longer accepts any hand or messenger delivered filings.
This is a temporary measure taken to help protect the health and safety
of individuals, and to mitigate the transmission of COVID-19. See FCC
Announces Closure of FCC Headquarters Open Window and Change in Hand-
Delivery Policy, Public Notice, 35 FCC Rcd 2788 (OS 2020), https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
37. People with Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to [email protected] or call the
Consumer & Governmental Affairs Bureau at (202) 418-0530 (voice).
38. Paperwork Reduction Act of 1995 Analysis. This document may
contain proposed new or modified information collection requirements.
The Commission, as part of its continuing effort to reduce paperwork
burdens, invites the general public and the Office of Management and
Budget (OMB) to comment on the information collection requirements
contained in this document, as required by the Paperwork Reduction Act
of 1995, Public Law 104-13. In addition, pursuant to the Small Business
Paperwork Relief Act of 2002, Public Law 107-198, we seek specific
comment on how we might further reduce the information collection
burden for small business concerns with fewer than 25 employees.
39. Contact Person. For further information about this rulemaking
proceeding, please contact Michelle Sclater, Competition Policy
Division, Wireline Competition Bureau, at (202) 418-0388 or
[email protected]
IV. Ordering Clauses
40. It is ordered, pursuant to sections 201, 251, 301, 303, 307,
309, and 316 of the Communications Act of 1934, as amended, 47 U.S.C.
201, 251, 301, 303, 307, 309, 316, that the FNPRM in WC Docket No. 18-
336 is adopted.
41. It is further ordered that the Petition for Reconsideration
filed by Communications Equality Advocates is granted in part to the
extent described herein.
42. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, shall send a
copy of this FNPRM, including the Initial Regulatory Flexibility
Analysis, to the Chief Counsel for Advocacy of the Small Business
Administration.
List of Subjects in 47 CFR Part 52
Communications common carriers, Telecommunications, Telephone.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 CFR part 52 as follows:
PART 52--NUMBERING
0
1. The authority citation for part 52 is revised to read as follows:
Authority: 47 U.S.C. 151, 152, 153, 154, 155, 201-205, 207-209,
218, 225-227, 251-252, 271, 301, 303, 307, 309, 316, 332, unless
otherwise noted.
Subpart E--Universal Dialing Code for National Suicide Prevention
and Mental Health Crisis Hotline System
0
2. Add Sec. 52.201 to subpart E to read as follows:
Sec. 52.201 Texting to the National Suicide Prevention and Mental
Health Crisis Hotline.
(a) Support for 988 text message service. Beginning [[DATE]], all
covered text providers must have the capability to route a covered 988
text message to the current toll free access number for the National
Suicide Prevention Lifeline, presently 1-800-273-8255 (TALK).
(b) Definitions. For purposes of this section:
988 text message. (i) Means a message consisting of text, images,
sounds, or other information that is transmitted to or from a device
that is identified as the receiving or transmitting device by means of
a 10-digit telephone number, N11 service code, or 988;
(ii) Includes a SMS message and a MMS message; and
(iii) Does not include--
(A) A real-time, two-way voice or video communication; or
(B) A message sent over an IP-enabled messaging service to another
user of the same messaging service, except a message described in
paragraph (b)(2) of this section.
Covered 988 text message means a 988 text message in SMS format and
any other format that the Wireline Competition Bureau has determined
must be supported by covered text providers.
Covered text provider shall mean all Commercial Mobile Radio
Services (CMRS) providers and providers of interconnected text
messaging services that enable consumers to send text messages to and
receive text messages from all or substantially all text-capable U.S.
telephone numbers, including through the use of applications downloaded
or otherwise installed on mobile phones.
Multimedia message service (MMS) shall have the same definition as
the term in Sec. 64.1600(k) of the Commission's rules.
Short message service (SMS) shall have the same definition as the
term in Sec. 64.1600(m) of the Commission's rules.
[FR Doc. 2021-09855 Filed 6-9-21; 4:15 pm]
BILLING CODE 6712-01-P