New Postal Products, 30504-30505 [2021-11984]

Download as PDF 30504 Federal Register / Vol. 86, No. 108 / Tuesday, June 8, 2021 / Notices jbell on DSKJLSW7X2PROD with NOTICES Management and Budget is particularly interested in comments that: 1. Evaluate whether the proposed collection of information is necessary for the proper performance of functions of the agency, including whether the information will have practical utility; 2. Evaluate the accuracy of the agency’s estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used; 3. Enhance the quality, utility, and clarity of the information to be collected; and 4. Minimize the burden of the collection of information on those who are to respond, including through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submissions of responses. RI 34–1 (Financial Resources Questionnaire), RI 34–17 (Financial Resources Questionnaire—Federal Employees’ Group Life Insurance Premiums Underpaid), and RI 34–18 (Financial Resources Questionnaire— Federal Employees Health Benefits Premiums Underpaid), collects detailed financial information for use by OPM to determine whether to agree to a waiver, compromise, or adjustment of the collection of erroneous payments from the Civil Service Retirement and Disability Fund. RI 34–3 (Notice of Amount Due Because Of Annuity Overpayment), RI 34–19 (Notice of Amount Due Because of FEGLI Premium Underpayment), and RI 34–20 (Notice of Amount Due Because of FEHB Premium Underpayment), informs the annuitant about the overpayment and collects information from the annuitant about how repayment will be made. Analysis Agency: Retirement Operations, Retirement Services, Office of Personnel Management. Title: Financial Resources Questionnaire/Notice of Debt Due Because of Annuity Overpayment. OMB Number: 3206–0167. Frequency: On occasion. Affected Public: Individuals or Households. Number of Respondents: 2,081. Estimated Time per Respondent: 60 minutes. Total Burden Hours: 2,081 hours. Office of Personnel Management. Alexys Stanley, Regulatory Affairs Analyst. [FR Doc. 2021–11970 Filed 6–7–21; 8:45 am] BILLING CODE 6325–38–P VerDate Sep<11>2014 16:36 Jun 07, 2021 Jkt 253001 POSTAL REGULATORY COMMISSION [Docket Nos. CP2020–83; MC2021–95 and CP2021–98; MC2021–96 and CP2021–99; MC2021–97 and CP2021–100] New Postal Products Postal Regulatory Commission. Notice. AGENCY: ACTION: The Commission is noticing a recent Postal Service filing for the Commission’s consideration concerning a negotiated service agreement. This notice informs the public of the filing, invites public comment, and takes other administrative steps. DATES: Comments are due: June 10, 2021. SUMMARY: Submit comments electronically via the Commission’s Filing Online system at http:// www.prc.gov. Those who cannot submit comments electronically should contact the person identified in the FOR FURTHER INFORMATION CONTACT section by telephone for advice on filing alternatives. ADDRESSES: FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at 202–789–6820. SUPPLEMENTARY INFORMATION: Table of Contents I. Introduction II. Docketed Proceeding(s) I. Introduction The Commission gives notice that the Postal Service filed request(s) for the Commission to consider matters related to negotiated service agreement(s). The request(s) may propose the addition or removal of a negotiated service agreement from the market dominant or the competitive product list, or the modification of an existing product currently appearing on the market dominant or the competitive product list. Section II identifies the docket number(s) associated with each Postal Service request, the title of each Postal Service request, the request’s acceptance date, and the authority cited by the Postal Service for each request. For each request, the Commission appoints an officer of the Commission to represent the interests of the general public in the proceeding, pursuant to 39 U.S.C. 505 (Public Representative). Section II also establishes comment deadline(s) pertaining to each request. The public portions of the Postal Service’s request(s) can be accessed via the Commission’s website (http:// www.prc.gov). Non-public portions of the Postal Service’s request(s), if any, PO 00000 Frm 00104 Fmt 4703 Sfmt 4703 can be accessed through compliance with the requirements of 39 CFR 3011.301.1 The Commission invites comments on whether the Postal Service’s request(s) in the captioned docket(s) are consistent with the policies of title 39. For request(s) that the Postal Service states concern market dominant product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3622, 39 U.S.C. 3642, 39 CFR part 3030, and 39 CFR part 3040, subpart B. For request(s) that the Postal Service states concern competitive product(s), applicable statutory and regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 U.S.C. 3642, 39 CFR part 3035, and 39 CFR part 3040, subpart B. Comment deadline(s) for each request appear in section II. II. Docketed Proceeding(s) 1. Docket No(s).: CP2020–83; Filing Title: USPS Notice of Amendment to Parcel Select Contract 37, Filed Under Seal; Filing Acceptance Date: June 2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: Kenneth R. Moeller; Comments Due: June 10, 2021. 2. Docket No(s).: MC2021–95 and CP2021–98; Filing Title: USPS Request to Add Priority Mail Contract 703 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: June 2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: Kenneth R. Moeller; Comments Due: June 10, 2021. 3. Docket No(s).: MC2021–96 and CP2021–99; Filing Title: USPS Request to Add Priority Mail Contract 704 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: June 2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: Kenneth R. Moeller; Comments Due: June 10, 2021. 4. Docket No(s).: MC2021–97 and CP2021–100; Filing Title: USPS Request to Add Priority Mail & First-Class Package Service Contract 194 to Competitive Product List and Notice of Filing Materials Under Seal; Filing Acceptance Date: June 2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: Kenneth R. Moeller; Comments Due: June 10, 2021. 1 See Docket No. RM2018–3, Order Adopting Final Rules Relating to Non-Public Information, June 27, 2018, Attachment A at 19–22 (Order No. 4679). E:\FR\FM\08JNN1.SGM 08JNN1 Federal Register / Vol. 86, No. 108 / Tuesday, June 8, 2021 / Notices This Notice will be published in the Federal Register. Erica A. Barker, Secretary. [FR Doc. 2021–11984 Filed 6–7–21; 8:45 am] BILLING CODE 7710–FW–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34293; 812–15202–01] Listed Funds Trust and Skyrocket Investments, LLC June 2, 2021. Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice. jbell on DSKJLSW7X2PROD with NOTICES AGENCY: Notice of an application under Section 6(c) of the Investment Company Act of 1940 (‘‘Act’’) for an exemption from Section 15(a) of the Act, as well as from certain disclosure requirements in Rule 20a–1 under the Act, Item 19(a)(3) of Form N–1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A under the Securities Exchange Act of 1934 (‘‘1934 Act’’), and Sections 6–07(2)(a), (b), and (c) of Regulation S–X (‘‘Disclosure Requirements’’). APPLICANTS: Listed Funds Trust (‘‘Trust’’), a Delaware statutory trust registered under the Act as an open-end management investment company with multiple series (each a ‘‘Fund’’) and Skyrocket Investments, LLC (‘‘Initial Adviser’’), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940 (‘‘Advisers Act’’) that serves an investment adviser to the Funds (collectively with the Trust, the ‘‘Applicants’’). SUMMARY OF APPLICATION: The requested exemption would permit Applicants to enter into and materially amend subadvisory agreements with sub-advisers without shareholder approval and would grant relief from the Disclosure Requirements as they relate to fees paid to the sub-advisers. DATES: The application was filed on February 17, 2021 and amended on May 14, 2021. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by emailing the Commission’s Secretary at SecretarysOffice@sec.gov and serving Applicants with a copy of the request by email. Hearing requests should be received by VerDate Sep<11>2014 16:36 Jun 07, 2021 Jkt 253001 the Commission by 5:30 p.m. on June 28, 2021, and should be accompanied by proof of service on the Applicants, in the form of an affidavit, or, for lawyers, a certificate of service. Pursuant to Rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: Kent P. Barnes, Listed Funds Trust, by email: kent.barnes@usbank.com. FOR FURTHER INFORMATION CONTACT: Christine Y. Greenlees, Senior Counsel, at (202) 551–6879, or Lisa Reid Ragen, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained via the Commission’s website by searching for the file number or an Applicant using the ‘‘Company’’ name box, at http://www.sec.gov/ search/search.htm or by calling (202) 551–8090. I. Requested Exemptive Relief 1. Applicants request an order to permit the Adviser,1 subject to the approval of the board of trustees of the Trust (collectively, the ‘‘Board’’),2 including a majority of the trustees who are not ‘‘interested persons’’ of the Trust or the Adviser, as defined in Section 2(a)(19) of the Act (the ‘‘Independent Trustees’’), without obtaining shareholder approval, to: (i) Select investment sub-advisers (‘‘SubAdvisers’’) for all or a portion of the assets of one or more of the Funds pursuant to an investment sub-advisory agreement with each Sub-Adviser (each a ‘‘Sub-Advisory Agreement’’); and (ii) materially amend Sub-Advisory Agreements with the Sub-Advisers. 1 The term ‘‘Adviser’’ means (i) the Initial Adviser, (ii) its successors, and (iii) any entity controlling, controlled by or under common control with, the Initial Adviser or its successors that serves as the primary adviser to a Sub-Advised Fund. For the purposes of the requested order, ‘‘successor’’ is limited to an entity or entities that result from a reorganization into another jurisdiction or a change in the type of business organization. Any other Adviser also will be registered with the Commission as an investment adviser under the Advisers Act. 2 The term ‘‘Board’’ also includes the board of trustees or directors of a future Sub-Advised Fund (as defined below), if different from the board of trustees (‘‘Trustees’’) of the Trust. PO 00000 Frm 00105 Fmt 4703 Sfmt 4703 30505 2. Applicants also request an order exempting the Sub-Advised Funds (as defined below) from the Disclosure Requirements, which require each Fund to disclose fees paid to a Sub-Adviser. Applicants seek relief to permit each Sub-Advised Fund to disclose (as a dollar amount and a percentage of the Fund’s net assets): (i) The aggregate fees paid to the Adviser and any WhollyOwned Sub-Advisers; and (ii) the aggregate fees paid to Affiliated and Non-Affiliated Sub-Advisers (‘‘Aggregate Fee Disclosure’’).3 Applicants seek an exemption to permit a Sub-Advised Fund to include only the Aggregate Fee Disclosure.4 3. Applicants request that the relief apply to Applicants, as well as to any future Fund and any other existing or future registered open-end management investment company or series thereof that intends to rely on the requested order in the future and that: (i) Is advised by the Adviser; (ii) uses the multi-manager structure described in the application; and (iii) complies with the terms and conditions of the application (each, a ‘‘Sub-Advised Fund’’).5 II. Management of the Sub-Advised Funds 4. The Adviser serves or will serve as the investment adviser to each SubAdvised Fund pursuant to an investment advisory agreement with the Fund (each an ‘‘Investment Advisory Agreement’’). Each Investment Advisory Agreement has been or will be approved by the Board, including a majority of the Independent Trustees, and by the 3 A ‘‘Wholly-Owned Sub-Adviser’’ is any investment adviser that is (1) an indirect or direct ‘‘wholly-owned subsidiary’’ (as such term is defined in Section 2(a)(43) of the Act) of the Adviser, (2) a ‘‘sister company’’ of the Adviser that is an indirect or direct ‘‘wholly-owned subsidiary’’ of the same company that indirectly or directly wholly owns the Adviser (the Adviser’s ‘‘parent company’’), or (3) a parent company of the Adviser. An ‘‘Affiliated Sub-Adviser’’ is any investment subadviser that is not a Wholly-Owned Sub-Adviser, but is an ‘‘affiliated person’’ (as defined in Section 2(a)(3) of the Act) of a Sub-Advised Fund or the Adviser for reasons other than serving as investment sub-adviser to one or more Funds. A ‘‘Non-Affiliated Sub-Adviser’’ is any investment adviser that is not an ‘‘affiliated person’’ (as defined in the Act) of a Fund or the Adviser, except to the extent that an affiliation arises solely because the Sub-Adviser serves as a sub-adviser to one or more Funds. 4 Applicants note that all other items required by Sections 6–07(2)(a), (b) and (c) of Regulation S–X will be disclosed. 5 All registered open-end investment companies that currently intend to rely on the requested order are named as Applicants. All Funds that currently are, or that currently intend to be, Sub-Advised Funds are identified in this application. Any entity that relies on the requested order will do so only in accordance with the terms and conditions contained in the application. E:\FR\FM\08JNN1.SGM 08JNN1

Agencies

[Federal Register Volume 86, Number 108 (Tuesday, June 8, 2021)]
[Notices]
[Pages 30504-30505]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-11984]


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POSTAL REGULATORY COMMISSION

[Docket Nos. CP2020-83; MC2021-95 and CP2021-98; MC2021-96 and CP2021-
99; MC2021-97 and CP2021-100]


New Postal Products

AGENCY: Postal Regulatory Commission.

ACTION: Notice.

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SUMMARY: The Commission is noticing a recent Postal Service filing for 
the Commission's consideration concerning a negotiated service 
agreement. This notice informs the public of the filing, invites public 
comment, and takes other administrative steps.

DATES: Comments are due: June 10, 2021.

ADDRESSES: Submit comments electronically via the Commission's Filing 
Online system at http://www.prc.gov. Those who cannot submit comments 
electronically should contact the person identified in the FOR FURTHER 
INFORMATION CONTACT section by telephone for advice on filing 
alternatives.

FOR FURTHER INFORMATION CONTACT: David A. Trissell, General Counsel, at 
202-789-6820.

SUPPLEMENTARY INFORMATION:

Table of Contents

I. Introduction
II. Docketed Proceeding(s)

I. Introduction

    The Commission gives notice that the Postal Service filed 
request(s) for the Commission to consider matters related to negotiated 
service agreement(s). The request(s) may propose the addition or 
removal of a negotiated service agreement from the market dominant or 
the competitive product list, or the modification of an existing 
product currently appearing on the market dominant or the competitive 
product list.
    Section II identifies the docket number(s) associated with each 
Postal Service request, the title of each Postal Service request, the 
request's acceptance date, and the authority cited by the Postal 
Service for each request. For each request, the Commission appoints an 
officer of the Commission to represent the interests of the general 
public in the proceeding, pursuant to 39 U.S.C. 505 (Public 
Representative). Section II also establishes comment deadline(s) 
pertaining to each request.
    The public portions of the Postal Service's request(s) can be 
accessed via the Commission's website (http://www.prc.gov). Non-public 
portions of the Postal Service's request(s), if any, can be accessed 
through compliance with the requirements of 39 CFR 3011.301.\1\
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    \1\ See Docket No. RM2018-3, Order Adopting Final Rules Relating 
to Non-Public Information, June 27, 2018, Attachment A at 19-22 
(Order No. 4679).
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    The Commission invites comments on whether the Postal Service's 
request(s) in the captioned docket(s) are consistent with the policies 
of title 39. For request(s) that the Postal Service states concern 
market dominant product(s), applicable statutory and regulatory 
requirements include 39 U.S.C. 3622, 39 U.S.C. 3642, 39 CFR part 3030, 
and 39 CFR part 3040, subpart B. For request(s) that the Postal Service 
states concern competitive product(s), applicable statutory and 
regulatory requirements include 39 U.S.C. 3632, 39 U.S.C. 3633, 39 
U.S.C. 3642, 39 CFR part 3035, and 39 CFR part 3040, subpart B. Comment 
deadline(s) for each request appear in section II.

II. Docketed Proceeding(s)

    1. Docket No(s).: CP2020-83; Filing Title: USPS Notice of Amendment 
to Parcel Select Contract 37, Filed Under Seal; Filing Acceptance Date: 
June 2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: 
Kenneth R. Moeller; Comments Due: June 10, 2021.
    2. Docket No(s).: MC2021-95 and CP2021-98; Filing Title: USPS 
Request to Add Priority Mail Contract 703 to Competitive Product List 
and Notice of Filing Materials Under Seal; Filing Acceptance Date: June 
2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: 
Kenneth R. Moeller; Comments Due: June 10, 2021.
    3. Docket No(s).: MC2021-96 and CP2021-99; Filing Title: USPS 
Request to Add Priority Mail Contract 704 to Competitive Product List 
and Notice of Filing Materials Under Seal; Filing Acceptance Date: June 
2, 2021; Filing Authority: 39 CFR 3035.105; Public Representative: 
Kenneth R. Moeller; Comments Due: June 10, 2021.
    4. Docket No(s).: MC2021-97 and CP2021-100; Filing Title: USPS 
Request to Add Priority Mail & First-Class Package Service Contract 194 
to Competitive Product List and Notice of Filing Materials Under Seal; 
Filing Acceptance Date: June 2, 2021; Filing Authority: 39 CFR 
3035.105; Public Representative: Kenneth R. Moeller; Comments Due: June 
10, 2021.

[[Page 30505]]

    This Notice will be published in the Federal Register.

Erica A. Barker,
Secretary.
[FR Doc. 2021-11984 Filed 6-7-21; 8:45 am]
BILLING CODE 7710-FW-P