Taking of Marine Mammals Incidental to Specific Activities; Taking of Marine Mammals Incidental to Pile Driving and Removal Activities During Construction of the Hoonah Marine Industrial Center Cargo Dock Project, Hoonah, Alaska, 27410-27428 [2021-10685]
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Federal Register / Vol. 86, No. 96 / Thursday, May 20, 2021 / Notices
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical, or nearly
identical, activities as described in the
Description of Proposed Activity section
of this notice is planned or (2) the
activities as described in the Description
of Proposed Activity section of this
notice would not be completed by the
time the IHA expires and a Renewal
would allow for completion of the
activities beyond that described in the
Dates and Duration section of this
notice, provided all of the following
conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
Renewal IHA effective date (recognizing
that the Renewal IHA expiration date
cannot extend beyond one year from
expiration of the initial IHA).
• The request for renewal must
include the following:
1. An explanation that the activities to
be conducted under the requested
Renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take).
2. A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
Renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2021–10551 Filed 5–19–21; 8:45 am]
BILLING CODE 3510–22–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XB068]
Taking of Marine Mammals Incidental
to Specific Activities; Taking of Marine
Mammals Incidental to Pile Driving and
Removal Activities During
Construction of the Hoonah Marine
Industrial Center Cargo Dock Project,
Hoonah, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to the
City of Hoonah (City) to incidentally
harass, by Level A and Level B
harassment, marine mammals during
pile driving activities associated with
construction upgrades of a cargo dock at
the city-owned Hoonah Marine
Industrial Center (HMIC) in Port
Frederick Inlet on Chichagof Island in
Hoonah, Alaska.
DATES: This Authorization is effective
for one year from issuance.
FOR FURTHER INFORMATION CONTACT:
Stephanie Egger, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
or for anyone who is unable to comment
via electronic mail, please call the
contact listed above.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
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issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. The definitions of all applicable
MMPA statutory terms cited above are
included in the relevant sections below.
Summary of Request
On October 28, 2020 NMFS received
a request from the City for an IHA to
take marine mammals incidental to pile
driving and removal during
construction upgrades of a cargo dock at
the HMIC in Port Frederick Inlet on
Chichagof Island in Hoonah, Alaska.
The application was deemed adequate
and complete on February 2, 2021. The
applicant’s request is for take of nine
species of marine mammals by Level B
harassment and five species by Level A
harassment. Neither the City nor NMFS
expects serious injury or mortality to
result from this activity and, therefore,
an IHA is appropriate.
Description of Planned Activity
The purpose of this project is to make
upgrades to the HMIC. Upgrades to the
site include the installation of three
breasting dolphins, a sheet pile bulk
cargo dock, fender piles, and a catwalk.
The planned upgrades are needed to
continue safely accommodating barges
and other vessels delivering essential
goods to the City. The planned project
at the HMIC is located in Port Frederick
Inlet, approximately 0.8 kilometers (km)
(0.5 miles) northwest of downtown
Hoonah 0.24 km (0.15 miles) east of the
State of Alaska Ferry Terminal in
Southeast Alaska.
The City is only accessible by air and
water. Small amounts of cargo are
transported into the community by
plane; however, the majority is
delivered weekly by barges from April
through September (AML 2020). When
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weather permits, front load barges
utilize a gravel landing located next to
the existing City dock. The gravel
landing provides a makeshift location to
unload heavy cargo using a ramp and
forklifts. During winter months,
inclement weather events, and for more
frequent deliveries, locals utilizes the
Alaska Marine Highway System
(AMHS) ferries and the local ferry
terminal.
The purpose of HMIC cargo dock
project is to make improvements to the
existing gravel landing to enable barges
to land during all conditions. The
project is needed because the existing
facility cannot provide consistent and
safe berthing for barges. Once the
project is completed, the City will be
able to reliably receive goods year-round
and in all weather conditions.
Currently, Alaska Marine Line barges
offers seasonal ramp barge service into
the City; however, this project will
allow for year-round, weekly deliveries
by ocean going barges.
The project includes pile driving and
removal over 110 working days (not
necessarily consecutive) beginning in
spring and extending through the
summer of 2021 as needed.
Approximately 50 days of vibratory and
28 days of impact hammering will
occur. An additional 35 days of drilling/
down-the-hole (DTH) will occur to
stabilize the piles. The project would
involve installing breasting dolphins, a
solid fill sheet pile dock, and fender.
Construction of the three breasting
dolphins would include:
D Installation of 10 temporary 30-inch
(in) diameter steel piles as templates to
guide proper installation of permanent
piles (these piles would be removed
prior to project completion); and
D Installation of 9 permanent 36-in
diameter steel piles
Æ Breasting Dolphin 1—(1) vertical
36-in steel pile and (2) 36-in batter steel
piles
Æ Breasting Dolphin 2—(1) vertical
36-in steel pile and (2) 36-in batter steel
pile
Æ Breasting Dolphin 3—(1) vertical
36-in steel pile and (2) 36-in batter steel
pile
Construction of the bulk cargo dock
would include (see Figure 4; Appendix
A: Sheets 3–4 of the application):
D Installation of 20 temporary 30-in
steel piles as templates to guide proper
installation of permanent H-piles (these
piles would be removed prior to project
completion);
D Installation of 12 permanent H-piles
to guide proper installation of sheets;
D Installation of 500 permanent sheet
piles (130 linear feet); and
D Filling the area within sheet piles
with 9,600 cubic yards of fill
Installation of the fender piles would
include (see Figure 4; Appendix A:
Sheet 3 of the application):
D Installation of 20 temporary 30-in
steel piles as templates to guide proper
installation of permanent fender piles
(these piles would be removed prior to
project completion);
D Installation of 6 permanent 20-in
fender piles in front of sheet pile cargo
dock
(5) Perform this sequence at the other
six fender pile locations.
The three breasting dolphins will be
constructed as the barge moves off shore
and will install temporary and
permanent piles as follows:
(1) Vibrate 10 temporary 30-inch piles
a minimum of ten feet into bedrock to
create a template to guide installation of
the permanent piles.
(2) Weld a frame around the
temporary piles.
(3) Within the frame: Vibrate, impact,
and socket one vertical and two batter
36-inch pile into place.
(4) Remove the frame and temporary
piles.
(5) Perform this sequence at the
second and third location working
farther from the shoreline.
Please see Table 1 below for the
specific amount of time required to
install and remove piles.
Construction Sequence
In-water construction of the HMIC
cargo dock components is expected to
occur via the following sequence:
(1) Vibrate twenty 30-inch temporary
piles to use as a guide to install H-piles
for the cargo dock.
(2) Vibrate and impact 12 H-piles to
depth to hold the sheets into place.
(3) Remove the temporary piles.
(4) Using the H-piles as a guide,
vibrate and impact 500 sheets into place
to create a barrier prior to placing fill.
(5) Using an excavator place 9,600
cubic yards of fill within the newly
constructed cargo dock frame.
After the completion of the cargo
dock, the barge will move over to install
the six fender piles at the existing city
dock face using the following sequence:
(1) Vibrate 20 temporary 30-inch piles
a minimum of ten feet into bedrock to
create a template to guide installation of
the permanent piles.
(2) Weld a frame around the
temporary piles.
(3) Within the frame: Vibrate, impact,
and socket six permanent 20-inch
fender piles into place.
(4) Remove the frame and temporary
piles.
Installation and Removal of Temporary
(Template) Piles
Temporary 30-in steel piles would be
installed and removed using a vibratory
hammer (Table 1).
Installation of Permanent Piles
The permanent H-piles, 20-in, and 36in piles would be installed through sand
and gravel with a vibratory hammer
until advancement stops. Then, the pile
will be driven to depth with an impact
hammer. If design tip elevation is still
not achieved, the contractor will utilize
a drill to secure the pile. (Note: This
DTH method can also be referred to as
DTH drilling. It is referred to as DTH
throughout this document.) Pile depths
are expected to be approximately 12 m
to 21 m (40 to 70 feet (ft)) below the
mudline and estimated to take
approximately 1.25–10.5 hours (hrs) per
pile to complete.
The permanent sheets would be
installed using a vibratory hammer and
impact hammer following the same
criteria as above to achieve design tip
elevation (Table 1). It is expected that it
will take around 20 minutes to install
each sheet.
TABLE 1—PILE DRIVING AND REMOVAL ACTIVITIES
Project component
Temporary
pile
installation
Temporary
pile
removal
Permanent pile installation
Vibratory Hammer
Diameter of Steel Pile (inches) ........
# of Piles ..........................................
Max # Piles Vibrated per Day ..........
Vibratory Time per Pile (min) ...........
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30 .........................
50 .........................
4 ...........................
15 .........................
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30 .........................
50 .........................
4 ...........................
15 .........................
Frm 00048
36 .........................
9 ...........................
4 ...........................
15 .........................
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Sfmt 4703
H-piles ..................
12 .........................
4 ...........................
15 .........................
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Sheets ..................
500 (130lf) ............
30 sheets ..............
15 .........................
20MYN1
20.
6.
3.
15.
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TABLE 1—PILE DRIVING AND REMOVAL ACTIVITIES—Continued
Vibratory Time per Day (min) ..........
Number of Days ...............................
Vibratory Time Total .........................
60 .........................
12.5 ......................
12 hrs 30 mins .....
60 .........................
12.5 ......................
12 hrs 30 mins .....
60 .........................
2.25 ......................
2 hr 15 mins .........
60 .........................
3 ...........................
3 hrs .....................
450 (7.5 hr) ..........
17 .........................
292 hrs .................
45.
2.
1 hr 30 min.
H-piles ..................
12 .........................
5 ...........................
5 ...........................
20 .........................
3 ...........................
1 hr .......................
Sheets ..................
500 (130lf) ............
5 sheets ................
5 ...........................
25 .........................
17 days .................
1 hr 30 mins .........
20.
6.
2.
5.
10.
3.
30 min.
H-Piles ..................
12 .........................
20 .........................
2 ...........................
3–4 hrs .................
60 min ..................
12 hrs (max) .........
2 hrs (max) ...........
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
20.
6.
20.
2.
1 hr.
60 min.
12 hrs (max).
1 hr (max).
20,000 ..................
17 days .................
20 hours ...............
...............................
...............................
...............................
15,000.
3 days.
4 hours.
Impact Hammer
Diameter of Steel Pile (inches) ........
# of Piles ..........................................
Max # Piles Impacted per Day ........
Impact Time per Pile (min) ..............
Impact Time per Day (min) ..............
Number of Days ...............................
Impact Time Total ............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
36 .........................
9 ...........................
2 ...........................
15 .........................
30 .........................
4.5 day .................
2 hr 15 mins .........
Drilling/DTH
Diameter of Steel Pile (inches) ........
Total Quantity ...................................
Anchor Diameter ..............................
Max # Piles Anchored per Day ........
Time per Pile ....................................
Actual Time Spent Driving per Pile ..
Time per Day ...................................
Actual Time Spent Driving per Day
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
...............................
Blows per pile ...................................
Number of Days ...............................
Drilling Total Time ............................
...............................
...............................
...............................
...............................
...............................
...............................
In addition to the activities described
above, the planned action will involve
other in-water construction and heavy
machinery activities. Other types of inwater work including with heavy
machinery will occur using standard
barges, tug boats, and positioning piles
on the substrate via a crane (i.e.,
‘‘stabbing the pile’’).
A detailed description of the planned
Hoonah Cargo Dock project is provided
in the Federal Register notice for the
proposed IHA (86 FR 12630; March 4,
2020).
Comments and Responses
A notice of NMFS’s proposal to issue
an IHA to the City was published in the
Federal Register on March 4, 2021 (86
FR 12630). That notice described, in
detail, the City’s activity, the marine
mammal species that may be affected by
the activity, and the anticipated effects
on marine mammals. During the 30-day
public comment period, NMFS received
comments from Defenders of Wildlife
(Defenders). The comment letter is
available online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. Please the letter for full detail
regarding the comments and rationale.
Comment: Defenders asserts NMFS
has failed to demonstrate the authorized
take numbers are small. Defenders
requests that the agency lower the Level
B harassment take for all species. The
number of allotted takes for a project
should not equate to the number of
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36 .........................
9 ...........................
33 .........................
2 ...........................
5–10 hrs ...............
60 min ..................
12 hrs (max) .........
72 mins (1 hr 12
mins; max).
27,000–54,000 .....
15 days .................
45–90 hours .........
predicted maximum sightings of that
species. According to Defenders, large
take authorizations represent significant
proportions of the stocks in and of
themselves, and those takes can impact
many more animals in the stock. The
commenters state that large take
numbers accounting for the maximum
estimate of animals to be seen during
the course of the project do not promote
any mitigation or protection for marine
mammals in the area.
Response: NMFS disagrees with the
Defenders assessment that we failed to
demonstrate authorized take numbers
are small. As discussed in the Small
Numbers section of the proposed IHA
and this final IHA, seven of the nine
marine mammal stocks estimated total
take are approximately 11 percent or
less of the stock abundance. There are
no official stock abundances for harbor
porpoise and minke whales; however, as
previously discussed in the notice of
proposed IHA (86 FR 12630; March 4,
2020), for the abundance information
that is available, the estimated takes are
small percentages of the stock
abundance. For harbor porpoise, the
abundance for the Southeast Alaska
stock is likely more represented by the
aerial surveys that were conducted as
these surveys had better coverage and
were corrected for observer bias. Based
on this data, the estimated take could
potentially be approximately 4 percent
of the stock abundance. For minke
whales, in the northern part of their
range they are believed to be migratory
and so few minke whales have been
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seen during three offshore Gulf of
Alaska surveys that a population
estimate could not be determined. With
only twelve estimated takes for this
species, the percentage of take in
relation to the stock abundance is likely
to be very small. NMFS finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks. NMFS
disagrees with the Defenders request to
decrease the Level B harassment take for
all species based on the calculations as
Defenders asserted that the number of
allotted takes for a project should not
equate to the number of predicted
maximum sightings of that species. In
some of the estimated take calculations
NMFS used a maximum number of
species seen for its take calculations
(e.g. Pacific white-sided dolphin). Using
a maximum number of species seen is
an acceptable way to estimate take and
can be conservative when no density
estimates are available. According to
Defenders, large take authorizations
represent significant proportions of the
stocks in and of themselves, and those
takes can impact many more animals in
the stock. As discussed above NMFS
made its small numbers determination
based on the calculated take estimates
compared to species abundance and all
species were under NMFS’ small
numbers threshold of one-third of the
best available population abundance.
See the Small Numbers section, alter in
this document, for more information.
Comment: Defenders states NMFS has
not demonstrated that impacts to the
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humpback whale DPSs will be
negligible. Defenders states that NMFS
must better explain how it reaches its
conclusion and, as discussed below,
how it is effecting the least practicable
adverse impact on humpback whales
DPSs.
Response: A negligible impact finding
is based on the lack of likely adverse
effects on annual rates of recruitment or
survival (i.e., population-level effects).
In addition to considering estimates of
the number of marine mammals that
might be ‘‘taken’’ through harassment,
NMFS considers other factors, such as
the likely nature of any responses (e.g.,
intensity, duration), the context of any
responses (e.g., critical reproductive
time or location, migration), as well as
effects on habitat, and the likely
effectiveness of the mitigation. NMFS
disagrees with much of what the
Commenter asserts. First, we have
carefully explained our interpretation of
the least practicable adverse impact
standard and how it applies to both
stocks and individuals, in the Mitigation
Measures section. Further, we have
applied the standard correctly in this
IHA in requiring measures that reduce
impacts to individual marine mammals
in a manner that reduces the probability
and/or severity of population-level
impacts. Specifically for humpback
whales, for the effectiveness of
mitigation, the shutdown zones are
larger than the Level A harassment
zones which, in combination with the
fact that the zones are so small to begin
with, is expected to avoid the likelihood
of Level A harassment for all humpback
whales. Regarding behavioral
disturbance from pile driving activities,
exposures to elevated sound levels
produced during pile driving activities
may cause behavioral responses by an
animal, but they are expected to be mild
and temporary. Any reactions and
behavioral changes for humpback
whales are expected to subside quickly
when the exposures cease and are
unlikely to have any effects on
individual fitness, let alone population
effects. For effects on habitat, as
previously discussed in the notice of
proposed IHA, the HMIC Cargo Dock
project would likely not impact any
marine mammal habitat since its
proposed location is within an area that
is currently used by large shipping
vessels and in between two existing,
heavily-traveled docks, and within an
active marine commercial and tourist
area. In addition, impacts to marine
mammal prey species are expected to be
minor and temporary. The abundance of
humpbacks in Port Frederick changes
seasonally with the availability of prey.
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Humpbacks are generally present in
large numbers from late fall-early winter
through mid- to late spring, but are
infrequent to uncommon during the
mid-summer months when herring are
absent. The project should be completed
mostly, if not all, during the spring and
some into the summer months.
Comment: Defenders claims that
NMFS must more accurately define
‘‘group size’’ for humpback whales, and
states that NMFS defines a maximum
humpback group size as eight
individuals for all months of the year,
but cites no support for that maximum
group size. The commenter goes on to
suggest that NMFS must state how the
agency is defining this term for the
purpose of mitigating harm caused by
this project. Additionally, Defenders
states that regardless of how ‘‘group’’ is
defined, humpback group size in
Southeast Alaska varies dramatically
throughout the year depending on prey
availability and social group dynamics.
Response: The largest group of 8
humpback whales was observed most
often in the previous Hoonah observer
reports submitted to NMFS as part of
the 2016 and 2019 Hoonah Berth cruise
ship terminal projects (reports can be
found here: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-piledriving-and-removal-activities-duringconstruction-cruise). On occasion,
higher numbers have been reported for
humpback whales during the prior
Hoonah projects; however, those
generally occurred late summer into the
fall. For example, on 3 days there were
slightly higher numbers of 13 whales
observed (July and October 2019). The
abundance of humpbacks in Port
Frederick changes seasonally with the
availability of prey and are not as
common in larger numbers during the
mid-summer months when herring are
absent. Because the project will occur
during the spring and extend into the
summer months, NMFS believes it was
appropriate to use the largest group of
whales that were generally seen during
this time period for its calculated take
estimation during the proposed IHA and
for this final IHA.
Comment: Defenders agrees with
NMFS requiring PSOs for this project
and for other nearshore marine
construction projects as a mitigation
measure in addition to appropriate time
and space restrictions. However,
Defenders encourages NMFS to provide
formal PSO monitoring guidelines and
requirements for reporting takes. In
addition to NMFS requiring PSOs to
report marine mammal sighting
estimates as ‘‘min/max/best,’’ NMFS
should require these estimates to be
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27413
documented in the final publicly
available report.
Response: NMFS does provide formal
requirements for the PSOs to report
during monitoring of the project. These
are clearly described in the Monitoring
and Reporting sections in the proposed
and final Federal Register notice for
these actions as well as in the actual
IHA. The reporting, inclusive of
estimated number of animals (min/max/
best), are already required in the final
publically available reports that NMFS
posts to the website for every
construction project at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities#active-authorizations.
Comment: Defenders states that
NMFS should require an additional PSO
for easily photo identifiable species.
Defenders encourages NMFS to mandate
an additional PSO who is solely
dedicated to photo-identification work.
Defenders encourages NMFS to
incorporate photo identification work
into protected species observing
primarily because this will allow PSOs
to more reliably determine if individual
animals are exposed to multiple takes,
even if PSOs do not or cannot
successfully match an individual in
known identification catalogs.
Response: NMFS thanks Defenders for
their comment on requiring PSO’s to
incorporate photo identification work
into their monitoring requirements.
Should the PSOs for this project submit
any photos of easily identifiable species,
such as humpback whales, as part of
their final report, NMFS will share these
with the appropriate individuals in the
agency, scientists, and other managers
for possible identification. However,
NMFS does not agree that it is necessary
to assign a PSO solely to conduct photoidentification work and does not agree
with the recommendation.
Comment: Defenders states NMFS
must discuss effects of multiple takes to
individual humpback whales as they
could be the same individual humpback
whales exposed to multiple Level B
harassment takes. The commenter states
that it is inappropriate to assume that if
a whale is displaced from its preferred
site, then it will find the same success
in another area. For these reasons,
Defenders states that NMFS must
address the impacts of cumulative Level
B harassment takes being concentrated
on the same individual whales, both to
those whales and to the stock as a
whole.
Response: NMFS acknowledges that
an individual may be taken on more
than one day. However, as discussed in
the Negligible Impact Analysis and
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Determination section, the authorized
take is not expected to affect the
reproductive success or survivorship of
any individual marine mammal,
particularly humpback whales. Given
the lack of any impacts on the
reproduction or survival of any affected
individuals, there will be no effects on
any species’ annual rates of recruitment
or survival in that year, and therefore no
basis to suggest that impacts would
accrue in a manner that would have a
non-negligible impact on an affected
species. During monitoring of the
Hoonah Berth II cruise ship terminal
project, zero humpback whales were
sighted in June 2019. In July 2019,
sightings were of a single individual, a
pair, and a group of five humpback
whales exhibiting traveling, diving, and
foraging behaviors for a total of 23
humpback whales that were taken by
Level B harassment over 16 days of inwater work. In August of 2019, there
were 15 takes by Level B harassment
over 8 days of in-water work and
consisted of a single individual, a pair,
and a group of four humpback whales
exhibiting breaching, slapping,
swimming, milling, traveling, diving,
and foraging behaviors. Based on this
observational data of low numbers of
animals from June through August, even
if some animals were repeated takes it
would not be at a level that would
impact the reproduction or survival of
any affected individuals, let alone a
species or stock.
Comment: Defenders states that
NMFS should require temporal
restrictions based around humpback
whale bubble net feeding, based on the
commenter’s interpretation that the pile
driving activity may disrupt bubble net
feeding. The commenter notes the
importance of this type of feeding
activity.
Response: Humpback whales are
relatively generalized in their feeding
compared to some other baleen whales.
In the Northern Hemisphere, known
prey includes: Euphausiids (krill);
copepods; juvenile salmonids; herring;
Arctic cod; walleye pollock; pteropods;
and cephalopods (Johnson and Wolman
1984, Perry et al. 1999, Straley et al.
2018).
According to the Biologically
Important Areas dataset (Ferguson et al.
2015), the ensonified area and
surrounding waters are important
feeding habitat for humpback whales
throughout the spring, summer, and fall.
Feeding habitat from March through
May exists just outside Port Frederick
and thus outside the ensonified area,
but is present in the vessel transit
portion of the action area. From June
through August, important areas for
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humpback whales include most of Port
Frederick and the ensonified area. In the
fall from September through November,
important feeding habitat for humpback
whales shifts along the eastern side of
Port Frederick. There is no information
to suggest that there would be sufficient
impacts to feeding humpback whales,
particularly during bubble netting, to
indicate that the mitigation measure
recommended by the commenter is
warranted.
Humpback whales produce sounds
less frequently in their summer feeding
areas. Feeding groups produce
distinctive sounds ranging from 20 hertz
(Hz) to 2 kilohertz (kHz), with median
durations of 0.2–0.8 seconds and source
levels of 175–192 decibel (dB)
(Thompson et al. 1986). These sounds
are attractive and appear to rally
animals to the feeding activity
(D’Vincent et al. 1985, Sharpe and Dill
1997). The project will occur in an
industrialized harbor, where vessel
sounds and dock activity occurs
frequently. We expect any additional
contributions to masking from project
activities would be very small and of
short duration relative to the existing
conditions and would not impact
humpback whales that are bubble
feeding. The short duration and limited
affected area project-related noise will
likely result in an insignificant amount
of masking. Any masking that could
possibly rise to Level B harassment
would occur concurrently within the
zones of behavioral harassment already
estimated for vibratory pile driving, and
which have already been taken into
account in the analysis.
Comment: Defenders states that
NMFS must include updated best
available science regarding marine
mammal noise criteria NMFS, citing
Southall et al., 2019 as recommending
separation of baleen whale hearing
groups into multiple categories for the
purpose of assessing likely noise
impacts. The commenter further asserts
that consideration of Southall et al.,
2019 would require NMFS to reevaluate
the shut down zone sizes, especially for
baleen whales.
Response: Thus far, no new
information has been published or
otherwise conveyed that would
fundamentally change the assessment of
impacts or conclusions of this IHA
regarding current weighting functions
and permanent threshold shift (PTS)
and temporary threshold shift (TTS)
thresholds and therefore calculated
isopleths. Furthermore, the recent peerreviewed updated marine mammal
noise exposure criteria by Southall et al.
(2019) provide identical PTS and TTS
thresholds to those provided in NMFS’
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Acoustic Technical Guidance. NMFS
acknowledges Southall et al. (2019)’s
discussion of potential revised
organization for hearing groups.
However, the authors do not provide
any new weighting functions or
thresholds. Therefore, there is no new
information available that would change
the calculated shutdown zones for any
marine mammals, including mysticetes.
NMFS’ Revised Technical Guidance for
Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing
(NMFS 2018) (Acoustic Technical
Guidance), which was used in the
assessment of effects for this IHA,
compiled, interpreted, and synthesized
the best available scientific information
for noise-induced hearing effects for
marine mammals to derive updated
thresholds for assessing the impacts of
noise on marine mammal hearing,
including the articles that Defenders
referenced that were published
subsequent to the publication of the first
version of the Acoustic Technical
Guidance in 2016. The new data
included in those articles are consistent
with the thresholds and weighting
functions included in the current
version of the Acoustic Technical
Guidance (NMFS, 2018). NMFS will
continue to review and evaluate new
relevant data as it becomes available
and consider the impacts of those
studies on the Acoustic Technical
Guidance to determine what revisions/
updates may be appropriate.
Comment: Defenders states that
NMFS should assess the available sound
propagation reduction technologies and
that it is unclear from the proposal what
the range of available technologies and
strategies is to mitigate noise and other
project impacts—i.e., to effect the least
practicable impacts on marine
mammals. Defenders also states that
NMFS must address the technologies
and approaches available to minimize
project impacts on marine mammals
and state how it is ensuring that those
impacts are minimized, specifically
expressing an interest in bubble
curtains.
Response: NMFS has assessed the
available sound propagation reduction
technologies, as recommended by the
commenter. However, as discussed in
greater detail in the Potential Effects of
Specified Activities on Marine
Mammals and their Habitat section of
the notice of proposed IHA, and in the
Negligible Impact Analysis and
Determination section of this notice,
only temporary, minor impacts on
individual marine mammals are
anticipated. Therefore, NMFS has
determined that the expected effects of
the action do not warrant the significant
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additional expense associated with a
requirement to use, for example, bubble
curtains. The use of bubble curtains is
also likely to extend the overall duration
of the project. As a result, while the use
of bubble curtains may reduce the
intensity of a given take event on an
individual, it may result in increased
take events overall and in a longer
duration of effect to marine mammal
habitat in general.
Comment: Defenders states that if the
first phase of this project is satisfactorily
completed with the inclusion of the
recommended mitigations and
corrections and minimal Level B
harassment take of marine mammals,
Defenders supports the City receiving
renewal for the continuation of the dock
construction.
Response: NMFS appreciates
Defenders feedback on a possible
renewal in the future for this work.
Changes From the Proposed IHA to
Final IHA
For the purposes of our ESA Section
7 consultation, NMFS made a slight
change in the way we describe the
number of ESA-listed Mexico Distinct
Population Segment (DPS) humpback
whales and the Western DPS (WDPS)
Steller sea lions in the Estimated Take
section. This does not change our
authorized number of total estimated
take of humpback whales (880
humpback whales) from the Central
North Pacific stock or the total
estimated take of Steller sea lions (550).
For the Mexico DPS of humpback
whales, there was a slight error in the
proportion used (0.0601) in the
proposed IHA, now changed in this
final IHA (0.061), multiplied by the total
estimated take (880 humpback whales)
increased the probable take of Mexico
DPS from 53 to 54 whales. Again, this
is used to describe how many ESAlisted species would likely be taken for
ESA Section 7 consultation purposes,
and does not change the total take
estimate authorized for this IHA for the
Central North Pacific stock of humpback
whales. For Steller sea lions, NMFS is
now using an updated estimate from
Hastings et al. 2020 to describe the
proportion of Western DPS Steller sea
lions that may be found in the area. In
the proposed IHA, NMFS assumed 39
sea lions would be anticipated from the
Western DPS (0.0702 proportion of the
total animals (L. Jemison draft
unpublished Steller sea lion data, 2019)
and taken by Level B harassment. In this
final IHA, NMFS assumes that the
percentage of Steller sea lions which
may be found in the action area from the
WDPS is now estimated at 0.014
proportion of the total animals (Hastings
et al. 2020). Therefore, NMFS expects
that 8 individual WDPS Steller sea lions
may be exposed to Level B harassment
(550 × 0.014 = 7.7 (rounded up to 8)).
Because there are now fewer WDPS
Steller sea lions estimated to be taken
for Level B harassment, this slightly
increased the proportion of Eastern DPS
Steller sea lions that would likely be
taken from 511 to 542 sea lions. These
revised numbers do not change the
authorized total estimated take (550) of
Steller sea lions through the IHA.
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessment-reports) and
more general information about these
species (e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected
potential for occurrence in the project
area and summarizes information
related to the population or stock,
including regulatory status under the
MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2020). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
mortality is anticipated or authorized
here, PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. Pacific and Alaska SARs
(Carretta et al., 2020; Muto et al., 2020).
All MMPA stock information presented
in Table 2 is the most recent available
at the time of publication and is
available in the 2019 SARs (Caretta et
al., 2020; Muto et al., 2020) and draft
2020 SARs (available online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/draftmarine-mammal-stock-assessmentreports).
TABLE 2—MARINE MAMMAL OCCURRENCE IN THE PROJECT AREA
Common name
Scientific name
Stock
I
ESA/
MMPA
status;
strategic
(Y/N) 1
I
Stock
abundance (CV, Nmin,
most recent abundance
survey) 2
Annual
M/SI 3
PBR
I
I
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray Whale .........................
Eschrichtius robustus ................
Eastern N Pacific ......................
-, -, N
26,960 (0.05, 25,849,
2016).
Family Balaenopteridae
(rorquals):
Minke Whale .......................
Balaenoptera acutorostrata ......
Alaska .......................................
-, -, N
Humpback Whale ...............
Megaptera novaeangliae ..........
Central N Pacific .......................
(Hawaii and Mexico DPS) ........
-, -, Y
N/A (see SAR, N/A, see
SAR).
10,103 (0.3, 7,891, 2006)
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131
UND
0
83
26
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TABLE 2—MARINE MAMMAL OCCURRENCE IN THE PROJECT AREA—Continued
Common name
Scientific name
Stock
I
ESA/
MMPA
status;
strategic
(Y/N) 1
I
Stock
abundance (CV, Nmin,
most recent abundance
survey) 2
Annual
M/SI 3
PBR
I
I
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Killer Whale ........................
Orcinus orca .............................
Pacific White-Sided Dolphin
Family Phocoenidae (porpoises):
Dall’s Porpoise ....................
Lagenorhynchus obliquidens ....
Alaska Resident ........................
Northern Resident .....................
West Coast Transient ...............
N Pacific ....................................
-,
-,
-,
-,
-,
-,
-,
-,
N
N
N
N
Phocoenoides dalli ....................
AK .............................................
-, -, N
Harbor Porpoise .................
Phocoena phocoena .................
Southeast Alaska ......................
-, -, Y
2,347 (N/A, 2347, 2012)
302 (N/A, 302, 2018) ......
349 (na/349; 2018) .........
26,880 (N/A, N/A, 1990)
24
2.2
3.5
UND
1
0.2
0.4
0
83,400 (0.097, N/A,
1991).
see SAR (see SAR, see
SAR, 2012).
UND
38
see SAR
34
318
255
2,592
112
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals and sea lions):
Steller Sea Lion .................. Eumetopias jubatus ..................
Family Phocidae (earless seals):
Harbor Seal ........................
Phoca vitulina ...........................
Western DPS ............................
E, D, Y
Eastern DPS .............................
T, D, Y
Glacier Bay/Icy Strait ................
-, -, N
I
52,932 (see SAR,
52,932, 2019).
43,201 a (see SAR,
43,201, 2017).
7,455 (see SAR, 6,680,
2017).
I
I
120
I
104
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
A detailed description of the of the
species likely to be affected by the City’s
project, including brief introductions to
the species and relevant stocks as well
as available information regarding
population trends and threats, and
information regarding local occurrence,
were provided in the Federal Register
notice for the proposed IHA (86 FR
12630; March 4, 2020) since that time,
we are not aware of any changes in the
status of these species and stocks;
therefore, detailed descriptions are not
provided here. Please refer to that
Federal Register notice for these
descriptions. Please also refer to NMFS’
website (https://www.fisheries.noaa
.gov/find-species) for generalized
species accounts.
intensity, and duration of the pile
driving sound; the depth of the water
column; the substrate of the habitat; the
standoff distance between the pile and
the animal; and the sound propagation
properties of the environment. With
both types, it is likely that the pile
driving could result in temporary, short
term changes in an animal’s typical
behavioral patterns and/or avoidance of
the affected area. The Federal Register
notice for the proposed IHA (86 FR
12630; March 4, 2020) included a
discussion of the effects of
anthropogenic noise on marine
mammals, therefore that information is
not repeated here; please refer to the
Federal Register notice (86 FR 12630;
March 4, 2020).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
Anticipated Effects on Marine Mammal
Habitat
Acoustic effects on marine mammals
during the specified activity can occur
from vibratory and impact pile driving
as well as DTH. The effects of
underwater noise from the City’s
planned activities have the potential to
result in Level A and B harassment of
marine mammals in the vicinity of the
action area. The effects of pile driving
on marine mammals are dependent on
several factors, including the size, type,
and depth of the animal; the depth,
The main impact issue associated
with the planned activity would be
temporarily elevated sound levels and
the associated direct effects on marine
mammals. The most likely impact to
marine mammal habitat occurs from
pile driving effects on likely marine
mammal prey (i.e., fish) near where the
piles are installed. Impacts to the
immediate substrate during installation
and removal of piles are anticipated, but
these would be limited to minor,
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temporary suspension of sediments,
which could impact water quality and
visibility for a short amount of time, but
which would not be expected to have
any effects on individual marine
mammals. Impacts to substrate are
therefore not discussed further. These
potential effects are discussed in detail
in the Federal Register notice for the
proposed IHA (84 FR 18495; May 1,
2019), therefore that information is not
repeated here; please refer to that
Federal Register notice for that
information.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
‘‘small numbers’’ and the negligible
impact determination.
Except with respect to certain
activities not pertinent here, section
3(18) of the MMPA defines
‘‘harassment’’ as any act of pursuit,
torment, or annoyance, which (i) has the
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
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breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
Take of marine mammals incidental
to the City’s pile driving and removal
activities (as well as during DTH) could
occur as a result of Level A and Level
B harassment. Below we describe how
the potential take is estimated. As
described previously, no mortality is
anticipated or authorized for this
activity. Below we describe how the
take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the planned
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source (e.g.,
frequency, predictability, duty cycle),
the environment (e.g., bathymetry), and
the receiving animals (hearing,
motivation, experience, demography,
behavioral context) and can be difficult
to predict (Southall et al., 2007, Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a factor that is both predictable and
measurable for most activities, NMFS
uses a generalized acoustic threshold
based on received level to estimate the
onset of behavioral harassment. NMFS
predicts that marine mammals are likely
to be behaviorally harassed in a manner
we consider Level B harassment when
exposed to underwater anthropogenic
noise above received levels of 120 dB
reference pressure 1 mPascal (re 1 mPa)
root-mean-square (rms) for continuous
(e.g., vibratory pile driving) and above
160 dB re 1 mPa (rms) for intermittent
sources (e.g., impact pile driving). The
City’s planned activity includes the use
of continuous (vibratory pile driving)
and impulsive (impact pile driving)
sources, and therefore the 120 and 160
dB re 1 mPa (rms) are applicable. DTH
noise is considered to produce noise
with both impulsive and continuous
characteristics. Therefore, DTH is
considered to be a continuous noise
source for purposes of evaluating
potential Level B harassment, resulting
in a conservative approach to the
analysis.
Level A Harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise. The technical
guidance identifies the received levels,
or thresholds, above which individual
marine mammals are predicted to
experience changes in their hearing
sensitivity for all underwater
anthropogenic sound sources, and
reflects the best available science on the
potential for noise to affect auditory
sensitivity by:
D Dividing sound sources into two
groups (i.e., impulsive and nonimpulsive) based on their potential to
affect hearing sensitivity;
D Choosing metrics that best address
the impacts of noise on hearing
sensitivity, i.e., sound pressure level
(peak SPL) and sound exposure level
(SEL) (also accounts for duration of
exposure); and
D Dividing marine mammals into
hearing groups and developing auditory
weighting functions based on the
science supporting that not all marine
mammals hear and use sound in the
same manner.
These thresholds were developed by
compiling and synthesizing the best
available science, and are provided in
Table 4 below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2018 Technical
Guidance, which may be accessed at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
The City’s planned activities includes
the use of continuous non-impulsive
(vibratory pile driving) and impulsive
(impact pile driving) sources. DTH pile
installation includes drilling (nonimpulsive sound) and hammering
(impulsive sound) to penetrate rocky
substrates (Denes et al. 2016; Denes et
al. 2019; Reyff and Heyvaert 2019). DTH
pile installation was initially thought be
a primarily non-impulsive noise source.
However, Denes et al. (2019) concluded
from a study conducted in Virginia,
nearby the location for this project, that
DTH should be characterized as
impulsive based on Southall et al.
(2007), who stated that signals with a >3
dB difference in sound pressure level in
a 0.035-second window compared to a
1-second window can be considered
impulsive. Therefore, DTH pile
installation is treated as both an
impulsive and non-impulsive noise
source. In order to evaluate Level A
harassment, DTH pile installation
activities are evaluated according to the
impulsive criteria. Overall, the approach
to analysis of the DTH installation
technique ensures that the largest ranges
to effect for both Level A and Level B
harassment are accounted for in the take
estimation process.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
(Auditory Injury)
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
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Non-impulsive
Cell 1: Lpk,flat: 219 dB; .....................................................
LE,LF,24h: 183 dB ..............................................................
Cell 3: Lpk,flat: 230 dB; .....................................................
LE,MF,24h: 185 dB .............................................................
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Cell 4: LE,MF,24h: 198 dB.
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TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT—Continued
(Auditory Injury)
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Non-impulsive
Cell 5: Lpk,flat: 202 dB; .....................................................
LE,HF,24h: 155 dB .............................................................
Cell 7: Lpk,flat: 218 dB; .....................................................
LE,PW,24h: 185 dB .............................................................
Cell 9: Lpk,flat: 232 dB; .....................................................
LE,OW,24h: 203 dB ............................................................
Cell 6: LE,HF,24h: 173 dB.
Cell 8: LE,PW,24h: 201 dB.
Cell 10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
Sound Propagation
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * log10(R1/R2),
where
B = transmission loss coefficient (assumed to
be 15)
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement.
This formula neglects loss due to
scattering and absorption, which is
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably the
water bathymetry and presence or
absence of reflective or absorptive
conditions including in-water structures
and sediments. Spherical spreading
occurs in a perfectly unobstructed (freefield) environment not limited by depth
or water surface, resulting in a 6 dB
reduction in sound level for each
doubling of distance from the source
(20*log(range)). Cylindrical spreading
occurs in an environment in which
sound propagation is bounded by the
water surface and sea bottom, resulting
in a reduction of 3 dB in sound level for
each doubling of distance from the
source (10*log(range)). As is common
practice in coastal waters, here we
assume practical spreading loss (4.5 dB
reduction in sound level for each
doubling of distance). Practical
spreading is a compromise that is often
used under conditions where water
depth increases as the receiver moves
away from the shoreline, resulting in an
expected propagation environment that
would lie between spherical and
cylindrical spreading loss conditions.
Sound Source Levels
The intensity of pile driving sounds is
greatly influenced by factors such as the
type of piles, hammers, and the physical
environment in which the activity takes
place. There are source level
measurements available for certain pile
types and sizes from the similar
environments recorded from underwater
pile driving projects in Alaska (e.g.,
JASCO Reports—Denes et al., 2016 and
Austin et al., 2016) that were evaluated
and used as proxy sound source levels
to determine reasonable sound source
levels likely result from the City’s pile
driving and removal activities (Table 5).
Many source levels used were more
conservative as the values were from
larger pile sizes.
TABLE 5—ASSUMED SOUND SOURCE LEVELS
Sound source level
at 10 meters
Activity
Sound source
Vibratory Pile Driving/Removal
20-inch fender pile permanent ....................
30-inch steel pile temporary installation ......
30-inch steel pile removal ...........................
161.9 SPL ......................
161.9 SPL ......................
161.9 SPL ......................
36-inch steel pile permanent .......................
168.2 SPL ......................
H-pile installation permanent .......................
168 SPL .........................
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The 20-in fender and 30-inch-diameter source level for vibratory driving
are proxy from median measured source levels from pile driving of
30-inch-diameter piles to construct the Ketchikan Ferry Terminal
(Denes et al. 2016, Table 72).
The 36-inch-diameter pile source level is proxy from median measured
source levels from pile driving of 48-inch diameter piles for the Port
of Anchorage test pile project (Austin et al. 2016, Table 16).
The H-pile source level is proxy from median measured source levels
from vibratory pile driving of H piles for the Port of Anchorage test
pile project (Yurk et al. 2015 as cited in Denes et al. 2016, Appendix
H Table 2).
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TABLE 5—ASSUMED SOUND SOURCE LEVELS—Continued
Activity
Sound source level
at 10 meters
Sound source
Sheet pile installation ..................................
160 SPL .........................
The sheet source level is proxy from median measured source levels
from vibratory pile driving of 24-inch sheets for Berth 30 at the Port of
Oakland, CA (Buehler et al. 2015; Table I.6–2).
Impact Pile Driving
36-inch steel pile permanent .......................
186.7 SEL/198.6 SPL ....
20-inch fender pile installation permeant ....
161 SEL/174.8 SPL .......
H-pile installation permanent and Sheet
pile installation.
163 SEL/177 SPL ..........
The 36-inch diameter pile source level is a proxy from median measured source level from impact hammering of 48-inch piles for the Port
of Anchorage test pile project (Austin et al., 2016, Tables 9 and 16).
The 20-inch diameter pile source levels are proxy from median measured source levels from vibratory driving of 24-inch piles for the Kodiak Ferry Terminal project (Denes et al. 2016)
H-Pile and Sheets Impacting source levels are proxy from median
measured source levels from pile driving H-piles and sheets for the
Port of Anchorage test pile project (Yurk et al. 2015 as cited in
Denes et al. 2016, Appendix H Table 1).
DTH Pile Installation
36-inch steel pile permanent .......................
20-inch fender pile installation temporary ...
H-pile installation permanent (20-inch hole)
164 SEL/166 SPL ..........
154 SEL/166 SPL ..........
154 SEL/166 SPL ..........
Level A Harassment
When the NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
The DTH sound source proxy of 164 dB SEL is from 42-in piles, Reyff
2020 and Denes et al. 2019; while the 154 dB SEL is based on 24-in
piles, Denes et al. 2016.
will qualitatively address the output
where appropriate. For stationary
sources (such as from impact and
vibratory pile driving and DTH), NMFS
User Spreadsheet (2020) predicts the
closest distance at which, if a marine
mammal remained at that distance the
whole duration of the activity, it would
not incur PTS. Inputs used in the User
Spreadsheet (Tables 6 and 7), and the
resulting isopleths are reported below
(Table 8).
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which may result in some degree of
overestimate of Level A harassment
take. However, these tools offer the best
way to predict appropriate isopleths
when more sophisticated 3D modeling
methods are not available, and NMFS
continues to develop ways to
quantitatively refine these tools, and
TABLE 6—NMFS TECHNICAL GUIDANCE (2020) USER SPREADSHEET INPUT TO CALCULATE PTS ISOPLETHS FOR
VIBRATORY PILE DRIVING
User spreadsheet input—vibratory pile driving spreadsheet tab A.1 vibratory pile driving used.
30-in piles
(temporary
install)
Source Level (RMS SPL) ..........................................................
Weighting Factor Adjustment (kHz) ..........................................
Number of piles within 24-hr period ..........................................
Duration to drive a single pile (min) ..........................................
Propagation (xLogR) .................................................................
Distance of source level measurement (meters)∂ ...................
30-in piles
(temporary
removal)
161.9
2.5
4
15
15
10
161.9
2.5
4
15
15
10
20-in fender
piles
(permanent)
36-in piles
(permanent)
161.9
2.5
4
15
15
10
H-piles
(permanent)
168.2
2.5
4
15
15
10
168
2.5
4
15
15
11
Sheet piles
(permanent)
160
2.5
30
15
15
10
TABLE 7—NMFS TECHNICAL GUIDANCE (2020) USER SPREADSHEET INPUT TO CALCULATE PTS ISOPLETHS FOR IMPACT
PILE DRIVING
User Spreadsheet Input—Impact pile driving spreadsheet tab E.1 impact pile driving used.
Source Level (Single Strike/shot SEL) .........
Weighting Factor Adjustment (kHz) ..............
Number of strikes per pile .............................
Strike rate (avg. strikes per second) .............
Number of piles per day ...............................
Propagation (xLogR) .....................................
Distance of source level measurement (meters)∂ .........................................................
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36-in piles
(permanent)
36-in pile
(DTH)
20-in fender
piles
(permanent)
20-in fender
pile
(DTH)
H-pile
(permanent)
H-pile
(DTH)
Sheet piles
(permanent)
186.7
2
100
........................
2
15
164
2
........................
15
2
15
161
2
35
........................
2
15
154
2
........................
15
2
15
163
2
35
........................
5
15
154
2
........................
15
2
15
163
2
35
........................
5
15
10
10
10
10
15
10
15
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TABLE 8—NMFS TECHNICAL GUIDANCE (2020) USER SPREADSHEET OUTPUTS TO CALCULATE LEVEL A HARASSMENT
PTS ISOPLETHS
User spreadsheet output
PTS isopleths (meters)
Level A harassment
Sound source level
at 10 m
Activity
Lowfrequency
cetaceans
I
Midfrequency
cetaceans
I
Highfrequency
cetaceans
I
Phocid
I
Otariid
Vibratory Pile Driving/Removal
20-in steel fender pile installation ............................
30-in steel pile temporary installation ......................
30-in steel pile removal ............................................
36-in steel permanent installation ............................
H-pile installation ......................................................
Sheet pile installation ...............................................
161.9 SPL .......................
161.9 SPL .......................
161.9 SPL .......................
168.2 SPL .......................
168 SPL ..........................
160 SPL ..........................
7.8
7.8
7.8
20.6
22.0
22.4
I
0.7
0.7
0.7
1.8
2.0
2.0
I
I
11.6
11.6
11.6
30.5
32.5
33.2
I
4.8
4.8
4.8
12.5
13.4
13.6
I
0.3
0.3
0.3
0.9
0.9
1.0
Impact Pile Driving
36-in steel permanent installation ............................
20-in fender pile installation .....................................
H-pile installation ......................................................
Sheet pile installation ...............................................
186.7 SEL/198.6 SPL .....
161 SEL/174.8 SPL ........
163 SEL/177 SPL ...........
163 SEL/177 SPL ...........
I
602.7
5.8
21.8
21.8
21.4
0.2
0.8
0.8
1,225.6
264.1
264.1
43.6
9.4
9.4
I
717.9
6.9
25.9
25.9
I
322.5
3.1
11.6
11.6
I
23.5
0.21
0.8
0.8
DTH
36-in steel permanent installation ............................
20-in steel fender pile installation ............................
H-pile installation ......................................................
Level B Harassment
Utilizing the practical spreading loss
model, the City determined underwater
noise will fall below the behavioral
effects threshold of 120 dB rms for
marine mammals at the distances shown
in Table 9 for vibratory pile driving/
removal, and DTH. With these radial
distances, and due to the occurrence of
164 SEL/166 SPL ...........
154 SEL/166 SPL ...........
154 SEL/166 SPL ...........
landforms (See Figure 5 and 8 of the
IHA Application), the largest Level B
harassment zone calculated for vibratory
pile driving for 36-in steel piles and Hpiles were larger than the 15,700 meters
(m) from the source where land masses
block sound transmission. For DTH, the
largest radial distance was 11,659 m.
For calculating the Level B harassment
1,459.9
314.5
314.5
655.9
141.3
141.3
47.8
10.3
10.3
zone for impact driving, the practical
spreading loss model was used with a
behavioral threshold of 160 dB rms. The
maximum radial distance of the Level B
harassment zone for impact piling
equaled 3,744 m for 36-in piles m. Table
9 below provides all Level B harassment
radial distances (m) during the City’s
planned activities.
TABLE 9—RADIAL DISTANCES (METERS) TO RELEVANT BEHAVIORAL ISOPLETHS
Received level at
10 meters
Activity
Level B harassment zone
(m) *
Vibratory Pile Driving/Removal
20-inch steel fender pile installation .................................
30-inch steel temporary installation ..................................
30-inch steel removal .......................................................
36-inch steel permanent installation .................................
H-pile installation ..............................................................
Sheet pile installation ........................................................
161.9 SPL ..........................
161.9 SPL ..........................
161.9 SPL ..........................
168.2 SPL ..........................
168 SPL .............................
160 SPL .............................
6,215 (calculated 6,213).
6,215 (calculated 6,213).
6,215 (calculated 6,213).
15,700 a (calculated 16,343).
15,700 a (calculated 17,434).
4,645 (calculated 4,642).
Impact Pile Driving
20-inch fender pile installation ..........................................
36-inch steel permanent installation .................................
H-pile and Sheet pile installation ......................................
161 SEL/174.8 SPL ...........
186.7 SEL/198.6 SPL ........
163 SEL/177 SPL ..............
100 (calculated 97).
3,745 (calculated 3,744).
205 (calculated 204).
DTH
20-inch steel fender pile installation .................................
36-inch steel temporary installation ..................................
H-pile installation ..............................................................
166 SPL .............................
166 SPL .............................
166 SPL .............................
11,660 (calculated 11,659).
11,660 (calculated 11,659).
11,660 (calculated 11,659).
* Numbers rounded up to nearest 5 meters. These specific rounded distances are for monitoring purposes rather than take estimation.
a Although the calculated distance to Level B harassment thresholds extends these distances, all Level B harassment zones are truncated at
15,700m from the source where land masses block sound transmission.
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Marine Mammal Occurrence and Take
Calculation and Estimation
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Potential exposures to impact pile
driving, vibratory pile driving/removal
and DTH noises for each acoustic
threshold were estimated using group
size estimates and local observational
data. As previously stated, take by Level
B harassment as well as small numbers
of take by Level A harassment will be
considered for this action. Take by Level
B and Level A harassment are calculated
differently for some species based on
monthly or daily sightings data and
average group sizes within the action
area using the best available data. Take
by Level A harassment is being
authorized for three species (Dall’s and
harbor porpoise and harbor seal) where
the Level A harassment isopleths are
larger for pile driving of 36-in steel piles
and DTH of 36-in piles, and is based on
average group size multiplied by the
number of days of impact pile driving
for 36-in piles and DTH of 36-in piles.
Distances to Level A harassment
thresholds for other project activities
(vibratory pile driving/removal, DTH
and impact driving of smaller pile sizes)
are considerably smaller compared to
impact pile driving of 36-in piles and
DTH for 36-in piles, and mitigation is
expected to avoid Level A harassment
from these other activities.
Minke Whales
There are no density estimates of
minke whales available in the project
area. These whales are usually sighted
individually or in small groups of two
or three, but there are reports of loose
aggregations of hundreds of animals
(NMFS 2018). One minke whale was
sighted each year during the Hoonah
cruise ship Berth I project (June 2015–
January 2016; BergerABAM 2016) and
during the Hoonah Berth II project (June
2019–October 2019; SolsticeAK
2020).To be conservative based on
group size, we predict that three minke
whales in a group could be sighted each
month over the 4-month project period
for a total of 12 minke whale takes
authorized by Level B harassment. No
take by Level A harassment is
authorized or anticipated to occur due
to their rarer occurrence in the project
area.
Humpback Whales
There are no density estimates of
humpback whales available in the
project area. During the previous
Hoonah Berth I project, humpback
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whales were observed on 84 of the 135
days of monitoring; most often in
September and October (BergerABAM
2016). Additionally, during construction
of the Hoonah Berth II project in 2019,
humpback whales were observed in the
action area on 45 of the 51 days of
monitoring; most often in July and
September. Up to 24 humpback
sightings were reported on a single day
(July 30, 2019), and a total of 108
observations were recorded in
harassment zones during project
construction (SolsticeAK 2020).
Based on a group size of eight
animals, the general maximum group
size observed in Southeast Alaska in all
months of the year, NMFS estimates that
8 humpback whales could occur for
each day of the project (110 days) for a
total of 880 takes by Level B harassment.
Under the MMPA, humpback whales
are considered a single stock (Central
North Pacific); however, we have
divided them here to account for DPSs
listed under the ESA. Using the stock
assessment from Muto et al. 2020 for the
Central North Pacific stock (10,103
whales) and calculations in Wade et al.
2016; 9,487 whales are expected to be
from the Hawaii DPS and 606 from the
Mexico DPS. Therefore, for purposes of
consultation under the ESA, we
anticipate that 54 of the total takes
would be of individuals from the
Mexico DPS (880 × 0.061 = 53.68
(rounded up to 54). No take by Level A
harassment is authorized or anticipated
to occur due to their large size and
ability to be visibly detected in the
project area if an animal should
approach the Level A harassment zone.
Gray Whales
There are no density estimates of gray
whales available in the project area.
Gray whales travel alone or in small,
unstable groups, although large
aggregations may be seen in feeding and
breeding grounds (NMFS 2018e).
Observations in Glacier Bay and nearby
waters recorded two gray whales
documented over a 10-year period
(Keller et al., 2017). None were observed
during Hoonah Berth I or II project
monitoring (BergerABAM 2016,
SolsticeAK 2020). We estimate a one
gray whale x onesighting per month
over the 4-month work period for a total
of four gray whale takes authorized by
Level B harassment. No take by Level A
harassment is authorized or anticipated
to occur due to their rarer occurrence in
the project area, but also their large size
and ability to be visibly detected in the
project area if an animal should
approach the Level A harassment zone.
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Killer Whales
There are no density estimates of
killer whales available in the project
area. Killer whales occur commonly in
the waters of the project area, and could
include members of several designated
stocks that may occur in the vicinity of
the project area. Whales are known to
use the Icy Strait corridor to enter and
exit inland waters and are observed in
every month of the year, with certain
pods being observed inside Port
Frederick passing directly in front of
Hoonah. Group size of resident killer
whale pods in the Icy Strait area ranges
from 42 to 79 and occur in every month
of the year (Dahlheim pers. comm. to
NMFS 2015). As determined during a
line-transect survey by Dalheim et al.
(2008), the greatest number of transient
killer whale observed occurred in 1993
with 32 animals seen over 2 months for
an average of 16 sightings per month.
Killer whales were observed
infrequently during construction of
Hoonah Berth I project. Usually a
singular animal was observed, but a
group containing eight individuals was
seen in the project area on one occasion.
A total of 24 animals were observed
during in-water work for the Hoonah
Bert I project (BergerABAM 2016).
During construction of the Hoonah
Berth II project, killer whales were
observed on 8 days. Usually a single
animal or pairs were observed, but a
group containing five individuals was
seen in the project area on one occasion.
A total of 20 animals were observed
during in-water work on Hoonah Berth
II project (SolsticeAK 2020). Using the
largest group size for resident killer
whales as discussed above, NMFS
estimates that 79 killer whales
(residents and transients) could occur
each month during the 4-month project
period for a total of 316 takes by Level
B harassment. No take by Level A
harassment is authorized or anticipated
to occur to the ability to visibly detect
these large whales and in most cases the
small size of the Level A harassment
zones.
Pacific White-Sided Dolphin
There are no density estimates of
Pacific white-sided dolphins available
in the project area. Pacific white-sided
dolphins have been observed in Alaska
waters in groups ranging from 20 to 164
animals, with the sighting of 164
animals occurring in Southeast Alaska
near Dixon Entrance (Muto et al., 2018).
There were no Pacific white-sided
dolphins observed during the 135-day
monitoring period during the Hoonah
Berth I project; however, a pod of two
Pacific white-sided dolphins was
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observed during construction of the
Hoonah Bert II project (SolsticeAK
2020). Using the largest group size for
Pacific white-sided dolphins as
discussed above, NMFS estimates 164
Pacific white-sided dolphins may be
seen every other month over the 4month project period for a total of 328
takes by Level B harassment. No take by
Level A harassment is authorized or
anticipated to occur as the largest Level
A harassment isopleths calculated were
43.6 m during DTH of 36-in piles and
21.4 m during impact pile driving of 36in piles. The remaining isopleths were
all under 10 m.
Dall’s Porpoise
Little information is available on the
abundance of Dall’s porpoise in the
inland waters of Southeast Alaska.
Dall’s porpoise are most abundant in
spring, observed with lower numbers in
the summer, and lowest numbers in fall.
Jefferson et al., 2019 presents
abundance estimates for Dall’s porpoise
in these waters and found the
abundance (N) in summer (N = 2,680,
CV = 19.6 percent), and lowest in fall (N
= 1,637, CV = 23.3 percent). Dall’s
porpoise are common in Icy Strait and
sporadic with very low densities in Port
Frederick (Jefferson et al., 2019).
Dahlheim et al. (2008) observed 346
Dall’s porpoise in Southeast Alaska
(inclusive of Icy Strait) during the
summer (June/July) of 2007 for an
average of 173 animals per month as
part of a 17-year study period. During
the previous Hoonah Berth I project,
only two Dall’s porpoise were observed,
and were transiting within the waters of
Port Frederick in the vicinity of Halibut
Island. A total of 21 Dall’s porpoises
were observed on eight days during the
Hoonah Berth II project in group sizes
of 2 to 12 porpoise (SolsticeAK
2020).Therefore, NMFS’ estimates 12
Dall’s porpoise a week may be seen
during the 4-month project period for a
total of 192 takes by Level B harassment.
Because the calculated Level A
harassment isopleths are larger for highfrequency cetaceans during DTH of 36inch piles (1,459.9 m) and 36-in impact
pile driving (717.9 m) and the applicant
would have a reduced shutdown zone at
200 m, NMFS predicts that some take by
Level A harassment may occur. It is
estimated that two Dall’s porpoise could
be taken by Level A harassment every 5
days over a 20-day period (15 days of
DTH of 36-in piles + 5 days of 36-in
impact pile driving) for a total of 8 takes
by Level A harassment.
Harbor Porpoise
Dahlheim et al. (2015) observed 332
resident harbor porpoises occur in the
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Icy Strait area, and harbor porpoise are
known to use the Port Frederick area as
part of their core range. During the
Hoonah Berth I project monitoring, a
total of 32 harbor porpoise were
observed over 19 days during the 4month project. The harbor porpoises
were observed in small groups with the
largest group size reported was four
individuals and most group sizes
consisting of three or fewer animals.
During the test pile program conducted
at the Berth II project site in May 2018,
eight harbor porpoises where observed
over a 7-hour period (SolsticeAK 2018).
During the Hoonah Berth II project, 120
harbor porpoises were observed June
through October. The largest group size
reported was eight individuals, and
most group sizes consisting of four or
fewer animals (SolsticeAK 2020). NMFS
estimates that four harbor porpoises per
day could occur in the project area over
the 4-month project period (110 days)
for a total of 440 takes by Level B
harassment. Because the calculated
Level A harassment isopleths are larger
for high-frequency cetaceans during
DTH of 36-inch piles (1,459.9 m) and
36-in impact pile driving (717.9 m) and
the applicant would have a reduced
shutdown zone at 200 m, NMFS
predicts that some take by Level A
harassment may occur. It is estimated
that four harbor porpoise could be taken
by Level A harassment every 5 days
over a 20-day period (15 days of DTH
of 36-in piles + 5 days of 36-in impact
pile driving) for a total of 16 takes by
Level A harassment.
Harbor Seal
There are no density estimates of
harbor seals available in the project
area. Keller et al. (2017) observed an
average of 26 harbor seal sightings each
month between June and August of 2014
in Glacier Bay and Icy Strait. During the
monitoring of the Hoonah Berth I
project, harbor seals typically occur in
groups of one to four animals and a total
of 63 seals were observed during 19
days of the 135-day monitoring period.
In 2019, a total of 33 harbor seals were
seen during the Hoonah Berth II project.
Only solo individuals were sighted
during that time (SolsticeAK 2020).
NMFS estimates that three harbor seals
per group, and two groups a day, could
occur in the project area each month
during the 4-month project period (110
days) for a total of 660 takes by Level
B harassment. Because the calculated
Level A harassment isopleths are larger
for phocids during DTH of 36-inch piles
(655.9 m) and 36-in impact pile driving
(322.5 m), compared with the shutdown
zone at 200 m, NMFS predicts that some
take by Level A harassment may occur.
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It is estimated that one group of three
harbor seals a day could be taken by
Level A harassment over a 20-day
period (15 days of DTH of 36-in piles +
5 days of 36-in impact pile driving) for
a total of 60 takes by Level A
harassment.
Steller Sea Lion
There are no density estimates of
Steller sea lions available in the project
area. NMFS expects that Steller sea lion
presence in the action area will vary due
to prey resources and the spatial
distribution of breeding versus nonbreeding season. In April and May,
Steller sea lions are likely feeding on
herring spawn in the action area. Then,
most Steller sea lions likely move to the
rookeries along the outside coast (away
from the action area) during breeding
season, and would be in the action area
in greater numbers in August and later
months (J. Womble, NPS, pers. comm. to
NMFS AK Regional Office, March 2019).
However, Steller sea lions are also
opportunistic predators and their
presence can be hard to predict.
Steller sea lions typically occur in
groups of 1–10 animals, but may
congregate in larger groups near
rookeries and haulouts. The previous
Hoonah Berth I project observed a total
of 180 Steller sea lion sightings over 135
days in 2015, amounting to an average
of 1.3 sightings per day (BergerABAM
2016). During a test pile program
performed at the project location by the
Hoonah Cruise Ship Dock Company in
May 2018, a total of 15 Steller sea lions
were seen over the course of 7 hours in
one day (SolsticeAK 2018). During
construction of the Hoonah Berth II
project, a total of 197 Steller sea lion
sightings over 42 days were reported,
amounting to an average of 4.6 sightings
per day (SolsticeAK 2020). NMFS
estimates that five Steller sea lions per
day could occur in the project area each
month during the 4-month project
period (110 days) for a total of 550 takes
by Level B harassment. NMFS expects
that the percentage of Steller sea lions
which may be found in the action area
from the WDPS is estimated at 1.4
percent (Hastings et al. 2020). Therefore,
NMFS expects that 8 individual WDPS
Steller sea lions may be exposed to
Level B harassment (550 × 0.014 = 7.7
(rounded up to 8)). There is some
evidence of Steller sea lions remaining
in areas where there is a reliable food
source. Should a Steller sea lion go
undetected by a Protected Species
Observer (PSO) and later observed
within the Level A harassment zone, the
City proposes mitigation measures (e.g.,
shutdowns), and it would be unlikely
that an animal would accumulate
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enough exposure for PTS to occur.
Therefore, no take by Level A
harassment is authorized or anticipated
to occur as the largest Level A isopleths
calculated were 47.8 m during DTH of
36-in piles and 23.5 m during impact
pile driving of 36-in piles. The
remaining isopleths were approximately
10 m or less.
27423
Table 10 below summarizes the
authorized take for all the species
described above as a percentage of stock
abundance.
TABLE 10—TAKE ESTIMATES AS A PERCENTAGE OF STOCK ABUNDANCE
Species
Stock
(NEST)
Level A
harassment
Level B
harassment
Minke Whale .......................
Humpback Whale ...............
Gray Whale .........................
Killer Whale .........................
N/A ...........................................................
Central North Pacific ................................
Eastern North Pacific (27,000) .................
Alaska Resident (2,347) ..........................
Northern Resident (302) ..........................
West Coast Transient (243) .....................
0
0
0
0
Pacific White-Sided Dolphin
Dall’s Porpoise ....................
Harbor Porpoise ..................
Harbor Seal .........................
Steller Sea Lion ..................
North Pacific (26,880) ..............................
Alaska (83,400) b ......................................
NA ............................................................
Glacier Bay/Icy Strait (7,455) ...................
Eastern U.S. (43,201) ..............................
Western U.S. (53,624) .............................
0
8
16
60
0
12 .......................................
880 .....................................
4 .........................................
256 .....................................
33 .......................................
27 .......................................
(Total 316) .........................
328 .....................................
144 .....................................
440 .....................................
660 .....................................
542 .....................................
8 .........................................
(Total 550)
Percent of stock
N/A.
8.7.
Less than 1 percent.
10.9 a
10.9 a
11.1.a
Less than 1 percent.
Less than 1 percent.
NA.
8.9.
1.26
Less than 1 percent.
a Take estimates are weighted based on calculated percentages of population for each distinct stock, assuming animals present would follow
same probability of presence in project area.
b Jefferson et al. 2019 presents the first abundance estimates for Dall’s porpoise in the waters of Southeast Alaska with highest abundance recorded in spring (N = 5,381, CV = 25.4 percent), lower numbers in summer (N = 2,680, CV = 19.6 percent), and lowest in fall (N = 1,637, CV =
23.3 percent). However, NMFS currently recognizes a single stock of Dall’s porpoise in Alaskan waters and an estimate of 83,400 Dall’s porpoises is used by NMFS for the entire stock (Muto et al., 2020).
Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
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impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
General
The City will follow mitigation
procedures as outlined in their Marine
Mammal Monitoring Plan and as
described below. In general, if poor
environmental conditions restrict
visibility full visibility of the shutdown
zone, pile driving installation and
removal as well as DTH will be delayed.
Training
The City must ensure that
construction supervisors and crews, the
monitoring team, and relevant City staff
are trained prior to the start of
construction activity subject to this IHA,
so that responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
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during the project must be trained prior
to commencing work
Avoiding Direct Physical Interaction
The City must avoid direct physical
interaction with marine mammals
during construction activity. If a marine
mammal comes within 10 m of such
activity, operations must cease and
vessels must reduce speed to the
minimum level required to maintain
steerage and safe working conditions, as
necessary to avoid direct physical
interaction.
Shutdown Zones
For all pile driving/removal and DTH
activities, the City will establish a
shutdown zone for a marine mammal
species that is greater than its
corresponding Level A harassment zone;
except for a few circumstances during
impact pile driving and DTH, where the
shutdown zone is smaller (reduced to
200 m) than the Level A harassment
zone for high frequency cetaceans and
phocids due to the practicability of
shutdowns on the applicant and to the
potential difficulty of observing these
animals in the larger Level A
harassment zones. The calculated PTS
isopleths were rounded up to a whole
number to determine the actual
shutdown zones that the applicant will
operate under (Table 11). The purpose
of a shutdown zone is generally to
define an area within which shutdown
of the activity would occur upon
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sighting of a marine mammal (or in
anticipation of an animal entering the
defined area).
TABLE 11—PILE DRIVING SHUTDOWN ZONES DURING PROJECT ACTIVITIES
Shutdown Zones
Pile size, type, and method
Lowfrequency
cetaceans
Midfrequency
cetaceans
Highfrequency
cetaceans
Phocid
Otariid
Vibratory Pile Driving/Removal
20-in steel fender pile installation ........................................
30-in steel pile temporary installation ..................................
30-in steel pile removal ........................................................
36-in steel permanent installation ........................................
H-pile installation ..................................................................
Sheet pile installation ...........................................................
10
10
10
25
35
25
10
10
10
10
10
10
15
15
15
35
35
35
10
10
10
15
15
15
10
10
10
10
10
10
25
10
10
10
200 *
10
30
30
200 *
10
15
15
25
10
10
10
45
10
10
200 *
200 *
200 *
200 *
145
145
50
15
15
Impact Pile Driving
36-in steel permanent installation ........................................
20-in fender pile installation .................................................
H-pile installation ..................................................................
Sheet pile installation ...........................................................
625
10
25
25
DTH
36-in steel permanent installation ........................................
20-in steel fender pile installation ........................................
H-pile installation ..................................................................
1,230
265
265
* Due to practicability of the applicant to shutdown and the difficulty of observing some species and low occurrence of some species in the
project area, such as high frequency cetaceans or pinnipeds out to this distance, the shutdown zones were reduced and Level A harassment
takes were requested during DTH and for impact pile driving of 36-in piles.
Soft Start
The City must use soft start
techniques when impact pile driving.
Soft start requires contractors to provide
an initial set of three strikes from the
hammer at reduced energy, followed by
a 30-second waiting period. Then two
subsequent reduced-energy strike sets
would occur. A soft start must be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer. Soft start is not required during
vibratory pile driving and removal
activities.
Vessels
Vessels will adhere to the Alaska
Humpback Whale Approach
Regulations when transiting for project
activities (see 50 CFR 216.18, 223.214,
and 224.103(b)). These regulations
require that all vessels:
D Not approach within 91.44 m (100
yards (yd)) of a humpback whale, or
cause a vessel or other object to
approach within 91.44 m (100 yd) of a
humpback whale;
D Not place vessel in the path of
oncoming humpback whales causing
them to surface within 91.44 m (100 yd)
of vessel;
D Not disrupt the normal behavior or
prior activity of a whale; and
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D Operate at a slow, safe speed when
near a humpback whale (safe speed is
defined in regulation (see 33 CFR
83.06)).
Based on our evaluation of the
applicant’s planned measures, NMFS
has determined that the planned
mitigation measures provide the means
of effecting the least practicable impact
on the affected species or stocks and
their habitat, paying particular attention
to rookeries, mating grounds, and areas
of similar significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth,
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the planned action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
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Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
D Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
D Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
D Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
D How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
D Effects on marine mammal habitat
(e.g., marine mammal prey species,
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acoustic habitat, or other important
physical components of marine
mammal habitat).
D Mitigation and monitoring
effectiveness.
Monitoring Zones
The City will establish and observe
monitoring zones for Level B
harassment as presented in Table 9. The
monitoring zones for this project are
areas where SPLs are equal to or exceed
120 dB rms (for vibratory pile driving/
removal and DTH) and 160 dB rms (for
impact pile driving). These zones
provide utility for monitoring
conducted for mitigation purposes (i.e.,
shutdown zone monitoring) by
establishing monitoring protocols for
areas adjacent to the shutdown zones.
Monitoring of the Level B harassment
zones enables observers to be aware of
and communicate the presence of
marine mammals in the project area, but
outside the shutdown zone, and thus
prepare for potential shutdowns of
activity.
Pre-Start Clearance Monitoring
Pre-start clearance monitoring must
be conducted during periods of
visibility sufficient for the lead PSO to
determine the shutdown zones clear of
marine mammals. Pile driving and DTH
may commence when the determination
is made.
Visual Monitoring
Monitoring must take place from 30
minutes (min) prior to initiation of pile
driving and DTH activity (i.e., pre-start
clearance monitoring) through 30 min
post-completion of pile driving and
DTH activity. If a marine mammal is
observed entering or within the
shutdown zones, pile driving and DTH
activity must be delayed or halted. If
pile driving or DTH is delayed or halted
due to the presence of a marine
mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone or 15 min have passed
without re-detection of the animal. Pile
driving and DTH activity must be halted
upon observation of either a species for
which incidental take is not authorized
or a species for which incidental take
has been authorized but the authorized
number of takes has been met, entering
or within the harassment zone.
PSO Monitoring Locations and
Requirements
The City will establish monitoring
locations as described in the Marine
Mammal Monitoring Plan. The City will
monitor the project area to the extent
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possible based on the required number
of PSOs, required monitoring locations,
and environmental conditions.
Monitoring will be conducted by PSOs
from on land and from a vessel. For all
pile driving and DTH activities, a
minimum of one observer must be
assigned to each active pile driving and
DTH location to monitor the shutdown
zones. Three PSOs must be onsite
during all in-water activities as follows:
PSO 1 stationed at the pile site on the
existing City Dock, PSO 2 stationed on
Halibut Island facing south and PSO 3
stationed on a vessel running a transect
through southern portion of the project
area in Port Frederick. These observers
must record all observations of marine
mammals, regardless of distance from
the pile being driven or during DTH.
In addition, PSOs will work in shifts
lasting no longer than 4 hrs with at least
a 1-hr break between shifts, and will not
perform duties as a PSO for more than
12 hrs in a 24-hr period (to reduce PSO
fatigue).
Monitoring of pile driving will be
conducted by qualified, NMFSapproved PSOs. The City shall adhere to
the following conditions when selecting
PSOs:
D PSOs must be independent (i.e., not
construction personnel) and have no
other assigned tasks during monitoring
periods.
D At least one PSO must have prior
experience performing the duties of a
PSO during construction activities
pursuant to a NMFS-issued incidental
take authorization.
D Other PSOs may substitute other
relevant experience, education (degree
in biological science or related field), or
training.
D Where a team of three PSOs are
required, a lead observer or monitoring
coordinator shall be designated. The
lead observer must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization.
D PSOs must be approved by NMFS
prior to beginning any activity subject to
this IHA.
The City will ensure that the PSOs
have the following additional
qualifications:
D Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
D Experience and ability to conduct
field observations and collect data
according to assigned protocols;
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27425
D Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
D Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
D Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior;
D Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary; and
D Sufficient training, orientation, or
experience with the construction
operations to provide for personal safety
during observations.
Notification of Intent To Commence
Construction
The City will inform NMFS OPR and
the NMFS Alaska Region Protected
Resources Division one week prior to
commencing construction activities.
Interim Monthly Reports
During construction, the City will
submit brief, monthly reports to the
NMFS Alaska Region Protected
Resources Division that summarize PSO
observations and recorded takes.
Monthly reporting will allow NMFS to
track the amount of take (including any
extrapolated takes), to allow reinitiation
of consultation in a timely manner, if
necessary. The monthly reports will be
submitted by email to akr.section7@
nooa.gov. The reporting period for each
monthly PSO report will be the entire
calendar month, and reports will be
submitted by close of business on the
10th day of the month following the end
of the reporting period.
Final Report
The City will submit a draft report on
all monitoring conducted under this
IHA within 90 calendar days of the
completion of monitoring or 60 calendar
days prior to the requested issuance of
any subsequent IHA for construction
activity at the same location, whichever
comes first. A final report must be
prepared and submitted within 30 days
following resolution of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 days of receipt of the draft
report, the report shall be considered
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final. All draft and final marine
mammal monitoring reports must be
submitted to
PR.ITP.MonitoringReports@noaa.gov
and ITP.Egger@noaa.gov. The report
must contain the informational elements
described in the Marine Mammal
Monitoring Plan and, at minimum, must
include:
D Dates and times (begin and end) of
all marine mammal monitoring;
D Construction activities occurring
during each daily observation period,
including:
(i) How many and what type of piles
were driven and by what method (e.g.,
impact, vibratory, DTH);
(ii) Total duration of driving time for
each pile (vibratory driving) and
number of strikes for each pile (impact
driving); and
(iii) For DTH, duration of operation
for both impulsive and non-pulse
components.
D PSO locations during marine
mammal monitoring;
D (Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
D Upon observation of a marine
mammal, the following information:
(i) PSO who sighted the animal and
PSO location and activity at time of
sighting;
(ii) Time of sighting;
(iii) Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species;
(iv) Distance and bearing of each
marine mammal observed to the pile
being driven for each sighting (if pile
driving and DTH was occurring at time
of sighting);
(v) Estimated number of animals
(min/max/best);
(vi) Estimated number of animals by
cohort (adults, juveniles, neonates,
group composition etc.; Animal’s closest
point of approach and estimated time
spent within the harassment zone.
(vii) Description of any marine
mammal behavioral observations (e.g.,
observed behaviors such as feeding or
traveling), including an assessment of
behavioral responses to the activity (e.g.,
no response or changes in behavioral
state such as ceasing feeding, changing
direction, flushing, or breaching);
D Detailed information about
implementation of any mitigation (e.g.,
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shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal, if any; and
D All PSO datasheets and/or raw
sightings data.
Reporting of Injured or Dead Marine
Mammals
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal, the
City will report the incident to the
Office of Protected Resources
(PR.ITP.MonitoringReports@noaa.gov),
NMFS (301–427–8401) and to the
Alaska regional stranding network (877–
925–7773) as soon as feasible. If the
death or injury was clearly caused by
the specified activity, the City will
immediately cease the specified
activities until NMFS OPR is able to
review the circumstances of the incident
and determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of this IHA.
The City will not resume their activities
until notified by NMFS. The report must
include the following information:
D Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
D Species identification (if known) or
description of the animal(s) involved;
D Condition of the animal(s)
(including carcass condition if the
animal is dead);
D Observed behaviors of the
animal(s), if alive;
D If available, photographs or video
footage of the animal(s); and
D General circumstances under which
the animal was discovered.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
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location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
As stated in the mitigation section,
shutdown zones that are larger than the
Level A harassment zones will be
implemented in the majority of
construction days, which, in
combination with the fact that the zones
are so small to begin with, is expected
to avoid the likelihood of Level A
harassment for six of the nine species.
For the other three species (harbor seals,
Dall’s and harbor porpoises), a small
amount of Level A harassment has been
conservatively authorized because the
Level A harassment zones are larger
than the planned shutdown zones
during impact pile driving of 36-in piles
and during DTH. However, we expect,
given the nature of the activities and
sound source and the unlikelihood that
animals would stay in the vicinity of the
pile-driving for long, any PTS incurred
would be expected to be of a low degree
and unlikely to have any effects on
individual fitness.
Exposures to elevated sound levels
produced during pile driving activities
may cause behavioral responses by an
animal, but they are expected to be mild
and temporary. Effects on individuals
that are taken by Level B harassment, on
the basis of reports in the literature as
well as monitoring from other similar
activities, will likely be limited to
reactions such as increased swimming
speeds, increased surfacing time, or
decreased foraging (if such activity were
occurring) (e.g., Thorson and Reyff,
2006; Lerma, 2014). Most likely,
individuals will simply move away
from the sound source and be
temporarily displaced from the areas of
pile driving, although even this reaction
has been observed primarily only in
association with impact pile driving.
These reactions and behavioral changes
are expected to subside quickly when
the exposures cease.
To minimize noise during pile
driving, the City will use pile caps (pile
softening material). Much of the noise
generated during pile installation comes
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from contact between the pile being
driven and the steel template used to
hold the pile in place. The contractor
will use high-density polyethylene or
ultra-high-molecular-weight
polyethylene softening material on all
templates to eliminate steel on steel
noise generation.
During all impact driving,
implementation of soft start procedures
and monitoring of established shutdown
zones will be required, significantly
reducing the possibility of injury. Given
sufficient notice through use of soft start
(for impact driving), marine mammals
are expected to move away from an
irritating sound source prior to it
becoming potentially injurious. In
addition, PSOs will be stationed within
the action area whenever pile driving/
removal and DTH activities are
underway. Depending on the activity,
the City will employ the use of three
PSOs to ensure all monitoring and
shutdown zones are properly observed.
The HMIC Cargo Dock would likely
not impact any marine mammal habitat
since its location is within an area that
is currently used by large shipping
vessels and in between two existing,
heavily-traveled docks, and within an
active marine commercial and tourist
area. There are no known pinniped
haulouts or other biologically important
areas for marine mammals near the
action area. In addition, impacts to
marine mammal prey species are
expected to be minor and temporary.
Overall, the area impacted by the project
is very small compared to the available
habitat around Hoonah. The most likely
impact to prey will be temporary
behavioral avoidance of the immediate
area. During pile driving/removal and
DTH activities, it is expected that fish
and marine mammals would
temporarily move to nearby locations
and return to the area following
cessation of in-water construction
activities. Therefore, indirect effects on
marine mammal prey during the
construction are not expected to be
substantial.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
D No mortality is anticipated or
authorized;
D Minimal impacts to marine
mammal habitat/prey are expected;
D The action area is located and
within an active marine commercial and
tourist area;
D There are no rookeries, or other
known areas or features of special
VerDate Sep<11>2014
17:36 May 19, 2021
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27427
significance for foraging or reproduction
in the project area;
D Anticipated incidents of Level B
harassment consist of, at worst,
temporary modifications in behavior;
and
D The required mitigation measures
(i.e. shutdown zones) are expected to be
effective in reducing the effects of the
specified activity.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from the planned activity
will have a negligible impact on all
affected marine mammal species or
stocks.
project occurs in a small footprint
compared to the available habitat in
Southeast Alaska. For minke whales, in
the northern part of their range they are
believed to be migratory and so few
minke whales have been seen during
three offshore Gulf of Alaska surveys
that a population estimate could not be
determined. With only twelve
authorized takes for this species, the
percentage of take in relation to the
stock abundance is likely to be very
small.
Based on the analysis contained
herein of the planned activity (including
the mitigation and monitoring
measures) and the anticipated take of
marine mammals, NMFS finds that
small numbers of marine mammals will
be taken relative to the population size
of the affected species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Section 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Seven of the nine marine mammal
stocks authorized for take are
approximately 11 percent or less of the
stock abundance. There are no official
stock abundances for harbor porpoise
and minke whales; however, as
discussed in greater detail in the
Description of Marine Mammals in the
Area of Specified Activities, we believe
for the abundance information that is
available, the estimated takes are likely
small percentages of the stock
abundance. For harbor porpoise, the
abundance for the Southeast Alaska
stock is likely more represented by the
aerial surveys that were conducted as
these surveys had better coverage and
were corrected for observer bias. Based
on this data, the estimated take could
potentially be approximately 4 percent
of the stock abundance. However, this is
unlikely and the percentage of the stock
taken is likely lower as the authorized
take estimates are conservative and the
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) That is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) Directly displacing
subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
In September 2020, the Indigenous
People’s Council for Marine Mammals
(IPCoMM), the Alaska Sea Otter and
Steller Sea Lion Commission, Huna
Totem Corporation, and the Hoonah
Indian Association (HIA) were
contacted to determine potential project
impacts on local subsistence activities.
No comments were received from
IPCoMM or the Alaska Sea Otter and
Steller Sea Lion Commission. On
September 14, 2020, Huna Totem
Corporation expressed support for the
project and indicated that they do not
anticipate any marine mammal or
subsistence.
The planned project is not likely to
adversely impact the availability of any
marine mammal species or stocks that
are commonly used for subsistence
purposes or to impact subsistence
harvest of marine mammals in the
region because construction activities
are localized and temporary; mitigation
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Federal Register / Vol. 86, No. 96 / Thursday, May 20, 2021 / Notices
measures will be implemented to
minimize disturbance of marine
mammals in the project area; and the
project will not result in significant
changes to availability of subsistence
resources.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
mitigation and monitoring measures,
NMFS has determined that there will
not be an unmitigable adverse impact on
subsistence uses from the City’s planned
activities.
Therefore, we believe there are no
relevant subsistence uses of the affected
marine mammal stocks or species
implicated by this action. NMFS has
determined that the total taking of
affected species or stocks would not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with the Alaska Regional
Office (AKRO).
NMFS is authorizing take of Mexico
DPS humpback whales, and Western
DPS Steller sea lions which are listed
under the ESA. The Permit and
Conservation Division completed a
Section 7 consultation with the AKRO
for the issuance of this IHA. The
AKRO’s biological opinion states that
the action is not likely to jeopardize the
continued existence of Western DPS
Steller sea lions or Mexico DPS
humpback whales.
Authorization
As a result of these determinations,
NMFS authorizes an IHA to the City for
conducting for the planned pile driving
and removal activities as well as DTH
during construction of the HMIC Cargo
Dock Project, Hoonah Alaska for one
year, beginning May 2021, provided the
previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated.
VerDate Sep<11>2014
17:36 May 19, 2021
Jkt 253001
Dated: May 17, 2021.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2021–10685 Filed 5–19–21; 8:45 am]
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E:\FR\FM\20MYN1.SGM
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Agencies
[Federal Register Volume 86, Number 96 (Thursday, May 20, 2021)]
[Notices]
[Pages 27410-27428]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-10685]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XB068]
Taking of Marine Mammals Incidental to Specific Activities;
Taking of Marine Mammals Incidental to Pile Driving and Removal
Activities During Construction of the Hoonah Marine Industrial Center
Cargo Dock Project, Hoonah, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
the City of Hoonah (City) to incidentally harass, by Level A and Level
B harassment, marine mammals during pile driving activities associated
with construction upgrades of a cargo dock at the city-owned Hoonah
Marine Industrial Center (HMIC) in Port Frederick Inlet on Chichagof
Island in Hoonah, Alaska.
DATES: This Authorization is effective for one year from issuance.
FOR FURTHER INFORMATION CONTACT: Stephanie Egger, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, or for anyone who is unable to comment via electronic mail,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
Summary of Request
On October 28, 2020 NMFS received a request from the City for an
IHA to take marine mammals incidental to pile driving and removal
during construction upgrades of a cargo dock at the HMIC in Port
Frederick Inlet on Chichagof Island in Hoonah, Alaska. The application
was deemed adequate and complete on February 2, 2021. The applicant's
request is for take of nine species of marine mammals by Level B
harassment and five species by Level A harassment. Neither the City nor
NMFS expects serious injury or mortality to result from this activity
and, therefore, an IHA is appropriate.
Description of Planned Activity
The purpose of this project is to make upgrades to the HMIC.
Upgrades to the site include the installation of three breasting
dolphins, a sheet pile bulk cargo dock, fender piles, and a catwalk.
The planned upgrades are needed to continue safely accommodating barges
and other vessels delivering essential goods to the City. The planned
project at the HMIC is located in Port Frederick Inlet, approximately
0.8 kilometers (km) (0.5 miles) northwest of downtown Hoonah 0.24 km
(0.15 miles) east of the State of Alaska Ferry Terminal in Southeast
Alaska.
The City is only accessible by air and water. Small amounts of
cargo are transported into the community by plane; however, the
majority is delivered weekly by barges from April through September
(AML 2020). When
[[Page 27411]]
weather permits, front load barges utilize a gravel landing located
next to the existing City dock. The gravel landing provides a makeshift
location to unload heavy cargo using a ramp and forklifts. During
winter months, inclement weather events, and for more frequent
deliveries, locals utilizes the Alaska Marine Highway System (AMHS)
ferries and the local ferry terminal.
The purpose of HMIC cargo dock project is to make improvements to
the existing gravel landing to enable barges to land during all
conditions. The project is needed because the existing facility cannot
provide consistent and safe berthing for barges. Once the project is
completed, the City will be able to reliably receive goods year-round
and in all weather conditions. Currently, Alaska Marine Line barges
offers seasonal ramp barge service into the City; however, this project
will allow for year-round, weekly deliveries by ocean going barges.
The project includes pile driving and removal over 110 working days
(not necessarily consecutive) beginning in spring and extending through
the summer of 2021 as needed. Approximately 50 days of vibratory and 28
days of impact hammering will occur. An additional 35 days of drilling/
down-the-hole (DTH) will occur to stabilize the piles. The project
would involve installing breasting dolphins, a solid fill sheet pile
dock, and fender.
Construction of the three breasting dolphins would include:
[ssquf] Installation of 10 temporary 30-inch (in) diameter steel
piles as templates to guide proper installation of permanent piles
(these piles would be removed prior to project completion); and
[ssquf] Installation of 9 permanent 36-in diameter steel piles
[cir] Breasting Dolphin 1--(1) vertical 36-in steel pile and (2)
36-in batter steel piles
[cir] Breasting Dolphin 2--(1) vertical 36-in steel pile and (2)
36-in batter steel pile
[cir] Breasting Dolphin 3--(1) vertical 36-in steel pile and (2)
36-in batter steel pile
Construction of the bulk cargo dock would include (see Figure 4;
Appendix A: Sheets 3-4 of the application):
[ssquf] Installation of 20 temporary 30-in steel piles as templates
to guide proper installation of permanent H-piles (these piles would be
removed prior to project completion);
[ssquf] Installation of 12 permanent H-piles to guide proper
installation of sheets;
[ssquf] Installation of 500 permanent sheet piles (130 linear
feet); and
[ssquf] Filling the area within sheet piles with 9,600 cubic yards
of fill
Installation of the fender piles would include (see Figure 4;
Appendix A: Sheet 3 of the application):
[ssquf] Installation of 20 temporary 30-in steel piles as templates
to guide proper installation of permanent fender piles (these piles
would be removed prior to project completion);
[ssquf] Installation of 6 permanent 20-in fender piles in front of
sheet pile cargo dock
Construction Sequence
In-water construction of the HMIC cargo dock components is expected
to occur via the following sequence:
(1) Vibrate twenty 30-inch temporary piles to use as a guide to
install H-piles for the cargo dock.
(2) Vibrate and impact 12 H-piles to depth to hold the sheets into
place.
(3) Remove the temporary piles.
(4) Using the H-piles as a guide, vibrate and impact 500 sheets
into place to create a barrier prior to placing fill.
(5) Using an excavator place 9,600 cubic yards of fill within the
newly constructed cargo dock frame.
After the completion of the cargo dock, the barge will move over to
install the six fender piles at the existing city dock face using the
following sequence:
(1) Vibrate 20 temporary 30-inch piles a minimum of ten feet into
bedrock to create a template to guide installation of the permanent
piles.
(2) Weld a frame around the temporary piles.
(3) Within the frame: Vibrate, impact, and socket six permanent 20-
inch fender piles into place.
(4) Remove the frame and temporary piles.
(5) Perform this sequence at the other six fender pile locations.
The three breasting dolphins will be constructed as the barge moves
off shore and will install temporary and permanent piles as follows:
(1) Vibrate 10 temporary 30-inch piles a minimum of ten feet into
bedrock to create a template to guide installation of the permanent
piles.
(2) Weld a frame around the temporary piles.
(3) Within the frame: Vibrate, impact, and socket one vertical and
two batter 36-inch pile into place.
(4) Remove the frame and temporary piles.
(5) Perform this sequence at the second and third location working
farther from the shoreline.
Please see Table 1 below for the specific amount of time required
to install and remove piles.
Installation and Removal of Temporary (Template) Piles
Temporary 30-in steel piles would be installed and removed using a
vibratory hammer (Table 1).
Installation of Permanent Piles
The permanent H-piles, 20-in, and 36-in piles would be installed
through sand and gravel with a vibratory hammer until advancement
stops. Then, the pile will be driven to depth with an impact hammer. If
design tip elevation is still not achieved, the contractor will utilize
a drill to secure the pile. (Note: This DTH method can also be referred
to as DTH drilling. It is referred to as DTH throughout this document.)
Pile depths are expected to be approximately 12 m to 21 m (40 to 70
feet (ft)) below the mudline and estimated to take approximately 1.25-
10.5 hours (hrs) per pile to complete.
The permanent sheets would be installed using a vibratory hammer
and impact hammer following the same criteria as above to achieve
design tip elevation (Table 1). It is expected that it will take around
20 minutes to install each sheet.
Table 1--Pile Driving and Removal Activities
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Project component
--------------------------------------------------------------------------------------------------------------------------------------------------------------
Temporary Temporary
pile pile Permanent pile installation
installation removal
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Hammer
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Diameter of Steel Pile (inches).. 30....................... 30....................... 36....................... H-piles................. Sheets.................. 20.
# of Piles....................... 50....................... 50....................... 9........................ 12...................... 500 (130lf)............. 6.
Max # Piles Vibrated per Day..... 4........................ 4........................ 4........................ 4....................... 30 sheets............... 3.
Vibratory Time per Pile (min).... 15....................... 15....................... 15....................... 15...................... 15...................... 15.
[[Page 27412]]
Vibratory Time per Day (min)..... 60....................... 60....................... 60....................... 60...................... 450 (7.5 hr)............ 45.
Number of Days................... 12.5..................... 12.5..................... 2.25..................... 3....................... 17...................... 2.
Vibratory Time Total............. 12 hrs 30 mins........... 12 hrs 30 mins........... 2 hr 15 mins............. 3 hrs................... 292 hrs................. 1 hr 30 min.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Hammer
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Diameter of Steel Pile (inches).. ......................... ......................... 36....................... H-piles................. Sheets.................. 20.
# of Piles....................... ......................... ......................... 9........................ 12...................... 500 (130lf)............. 6.
Max # Piles Impacted per Day..... ......................... ......................... 2........................ 5....................... 5 sheets................ 2.
Impact Time per Pile (min)....... ......................... ......................... 15....................... 5....................... 5....................... 5.
Impact Time per Day (min)........ ......................... ......................... 30....................... 20...................... 25...................... 10.
Number of Days................... ......................... ......................... 4.5 day.................. 3....................... 17 days................. 3.
Impact Time Total................ ......................... ......................... 2 hr 15 mins............. 1 hr.................... 1 hr 30 mins............ 30 min.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Drilling/DTH
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Diameter of Steel Pile (inches).. ......................... ......................... 36....................... H-Piles................. ........................ 20.
Total Quantity................... ......................... ......................... 9........................ 12...................... ........................ 6.
Anchor Diameter.................. ......................... ......................... 33....................... 20...................... ........................ 20.
Max # Piles Anchored per Day..... ......................... ......................... 2........................ 2....................... ........................ 2.
Time per Pile.................... ......................... ......................... 5-10 hrs................. 3-4 hrs................. ........................ 1 hr.
Actual Time Spent Driving per ......................... ......................... 60 min................... 60 min.................. ........................ 60 min.
Pile.
Time per Day..................... ......................... ......................... 12 hrs (max)............. 12 hrs (max)............ ........................ 12 hrs (max).
Actual Time Spent Driving per Day ......................... ......................... 72 mins (1 hr 12 mins; 2 hrs (max)............. ........................ 1 hr (max).
max).
Blows per pile................... ......................... ......................... 27,000-54,000............ 20,000.................. ........................ 15,000.
Number of Days................... ......................... ......................... 15 days.................. 17 days................. ........................ 3 days.
Drilling Total Time.............. ......................... ......................... 45-90 hours.............. 20 hours................ ........................ 4 hours.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
In addition to the activities described above, the planned action
will involve other in-water construction and heavy machinery
activities. Other types of in-water work including with heavy machinery
will occur using standard barges, tug boats, and positioning piles on
the substrate via a crane (i.e., ``stabbing the pile'').
A detailed description of the planned Hoonah Cargo Dock project is
provided in the Federal Register notice for the proposed IHA (86 FR
12630; March 4, 2020).
Comments and Responses
A notice of NMFS's proposal to issue an IHA to the City was
published in the Federal Register on March 4, 2021 (86 FR 12630). That
notice described, in detail, the City's activity, the marine mammal
species that may be affected by the activity, and the anticipated
effects on marine mammals. During the 30-day public comment period,
NMFS received comments from Defenders of Wildlife (Defenders). The
comment letter is available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. Please the letter for full detail regarding
the comments and rationale.
Comment: Defenders asserts NMFS has failed to demonstrate the
authorized take numbers are small. Defenders requests that the agency
lower the Level B harassment take for all species. The number of
allotted takes for a project should not equate to the number of
predicted maximum sightings of that species. According to Defenders,
large take authorizations represent significant proportions of the
stocks in and of themselves, and those takes can impact many more
animals in the stock. The commenters state that large take numbers
accounting for the maximum estimate of animals to be seen during the
course of the project do not promote any mitigation or protection for
marine mammals in the area.
Response: NMFS disagrees with the Defenders assessment that we
failed to demonstrate authorized take numbers are small. As discussed
in the Small Numbers section of the proposed IHA and this final IHA,
seven of the nine marine mammal stocks estimated total take are
approximately 11 percent or less of the stock abundance. There are no
official stock abundances for harbor porpoise and minke whales;
however, as previously discussed in the notice of proposed IHA (86 FR
12630; March 4, 2020), for the abundance information that is available,
the estimated takes are small percentages of the stock abundance. For
harbor porpoise, the abundance for the Southeast Alaska stock is likely
more represented by the aerial surveys that were conducted as these
surveys had better coverage and were corrected for observer bias. Based
on this data, the estimated take could potentially be approximately 4
percent of the stock abundance. For minke whales, in the northern part
of their range they are believed to be migratory and so few minke
whales have been seen during three offshore Gulf of Alaska surveys that
a population estimate could not be determined. With only twelve
estimated takes for this species, the percentage of take in relation to
the stock abundance is likely to be very small. NMFS finds that small
numbers of marine mammals will be taken relative to the population size
of the affected species or stocks. NMFS disagrees with the Defenders
request to decrease the Level B harassment take for all species based
on the calculations as Defenders asserted that the number of allotted
takes for a project should not equate to the number of predicted
maximum sightings of that species. In some of the estimated take
calculations NMFS used a maximum number of species seen for its take
calculations (e.g. Pacific white-sided dolphin). Using a maximum number
of species seen is an acceptable way to estimate take and can be
conservative when no density estimates are available. According to
Defenders, large take authorizations represent significant proportions
of the stocks in and of themselves, and those takes can impact many
more animals in the stock. As discussed above NMFS made its small
numbers determination based on the calculated take estimates compared
to species abundance and all species were under NMFS' small numbers
threshold of one-third of the best available population abundance. See
the Small Numbers section, alter in this document, for more
information.
Comment: Defenders states NMFS has not demonstrated that impacts to
the
[[Page 27413]]
humpback whale DPSs will be negligible. Defenders states that NMFS must
better explain how it reaches its conclusion and, as discussed below,
how it is effecting the least practicable adverse impact on humpback
whales DPSs.
Response: A negligible impact finding is based on the lack of
likely adverse effects on annual rates of recruitment or survival
(i.e., population-level effects). In addition to considering estimates
of the number of marine mammals that might be ``taken'' through
harassment, NMFS considers other factors, such as the likely nature of
any responses (e.g., intensity, duration), the context of any responses
(e.g., critical reproductive time or location, migration), as well as
effects on habitat, and the likely effectiveness of the mitigation.
NMFS disagrees with much of what the Commenter asserts. First, we have
carefully explained our interpretation of the least practicable adverse
impact standard and how it applies to both stocks and individuals, in
the Mitigation Measures section. Further, we have applied the standard
correctly in this IHA in requiring measures that reduce impacts to
individual marine mammals in a manner that reduces the probability and/
or severity of population-level impacts. Specifically for humpback
whales, for the effectiveness of mitigation, the shutdown zones are
larger than the Level A harassment zones which, in combination with the
fact that the zones are so small to begin with, is expected to avoid
the likelihood of Level A harassment for all humpback whales. Regarding
behavioral disturbance from pile driving activities, exposures to
elevated sound levels produced during pile driving activities may cause
behavioral responses by an animal, but they are expected to be mild and
temporary. Any reactions and behavioral changes for humpback whales are
expected to subside quickly when the exposures cease and are unlikely
to have any effects on individual fitness, let alone population
effects. For effects on habitat, as previously discussed in the notice
of proposed IHA, the HMIC Cargo Dock project would likely not impact
any marine mammal habitat since its proposed location is within an area
that is currently used by large shipping vessels and in between two
existing, heavily-traveled docks, and within an active marine
commercial and tourist area. In addition, impacts to marine mammal prey
species are expected to be minor and temporary. The abundance of
humpbacks in Port Frederick changes seasonally with the availability of
prey. Humpbacks are generally present in large numbers from late fall-
early winter through mid- to late spring, but are infrequent to
uncommon during the mid-summer months when herring are absent. The
project should be completed mostly, if not all, during the spring and
some into the summer months.
Comment: Defenders claims that NMFS must more accurately define
``group size'' for humpback whales, and states that NMFS defines a
maximum humpback group size as eight individuals for all months of the
year, but cites no support for that maximum group size. The commenter
goes on to suggest that NMFS must state how the agency is defining this
term for the purpose of mitigating harm caused by this project.
Additionally, Defenders states that regardless of how ``group'' is
defined, humpback group size in Southeast Alaska varies dramatically
throughout the year depending on prey availability and social group
dynamics.
Response: The largest group of 8 humpback whales was observed most
often in the previous Hoonah observer reports submitted to NMFS as part
of the 2016 and 2019 Hoonah Berth cruise ship terminal projects
(reports can be found here: https://www.fisheries.noaa.gov/action/incidental-take-authorization-pile-driving-and-removal-activities-during-construction-cruise). On occasion, higher numbers have been
reported for humpback whales during the prior Hoonah projects; however,
those generally occurred late summer into the fall. For example, on 3
days there were slightly higher numbers of 13 whales observed (July and
October 2019). The abundance of humpbacks in Port Frederick changes
seasonally with the availability of prey and are not as common in
larger numbers during the mid-summer months when herring are absent.
Because the project will occur during the spring and extend into the
summer months, NMFS believes it was appropriate to use the largest
group of whales that were generally seen during this time period for
its calculated take estimation during the proposed IHA and for this
final IHA.
Comment: Defenders agrees with NMFS requiring PSOs for this project
and for other nearshore marine construction projects as a mitigation
measure in addition to appropriate time and space restrictions.
However, Defenders encourages NMFS to provide formal PSO monitoring
guidelines and requirements for reporting takes. In addition to NMFS
requiring PSOs to report marine mammal sighting estimates as ``min/max/
best,'' NMFS should require these estimates to be documented in the
final publicly available report.
Response: NMFS does provide formal requirements for the PSOs to
report during monitoring of the project. These are clearly described in
the Monitoring and Reporting sections in the proposed and final Federal
Register notice for these actions as well as in the actual IHA. The
reporting, inclusive of estimated number of animals (min/max/best), are
already required in the final publically available reports that NMFS
posts to the website for every construction project at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities#active-authorizations.
Comment: Defenders states that NMFS should require an additional
PSO for easily photo identifiable species. Defenders encourages NMFS to
mandate an additional PSO who is solely dedicated to photo-
identification work. Defenders encourages NMFS to incorporate photo
identification work into protected species observing primarily because
this will allow PSOs to more reliably determine if individual animals
are exposed to multiple takes, even if PSOs do not or cannot
successfully match an individual in known identification catalogs.
Response: NMFS thanks Defenders for their comment on requiring
PSO's to incorporate photo identification work into their monitoring
requirements. Should the PSOs for this project submit any photos of
easily identifiable species, such as humpback whales, as part of their
final report, NMFS will share these with the appropriate individuals in
the agency, scientists, and other managers for possible identification.
However, NMFS does not agree that it is necessary to assign a PSO
solely to conduct photo-identification work and does not agree with the
recommendation.
Comment: Defenders states NMFS must discuss effects of multiple
takes to individual humpback whales as they could be the same
individual humpback whales exposed to multiple Level B harassment
takes. The commenter states that it is inappropriate to assume that if
a whale is displaced from its preferred site, then it will find the
same success in another area. For these reasons, Defenders states that
NMFS must address the impacts of cumulative Level B harassment takes
being concentrated on the same individual whales, both to those whales
and to the stock as a whole.
Response: NMFS acknowledges that an individual may be taken on more
than one day. However, as discussed in the Negligible Impact Analysis
and
[[Page 27414]]
Determination section, the authorized take is not expected to affect
the reproductive success or survivorship of any individual marine
mammal, particularly humpback whales. Given the lack of any impacts on
the reproduction or survival of any affected individuals, there will be
no effects on any species' annual rates of recruitment or survival in
that year, and therefore no basis to suggest that impacts would accrue
in a manner that would have a non-negligible impact on an affected
species. During monitoring of the Hoonah Berth II cruise ship terminal
project, zero humpback whales were sighted in June 2019. In July 2019,
sightings were of a single individual, a pair, and a group of five
humpback whales exhibiting traveling, diving, and foraging behaviors
for a total of 23 humpback whales that were taken by Level B harassment
over 16 days of in-water work. In August of 2019, there were 15 takes
by Level B harassment over 8 days of in-water work and consisted of a
single individual, a pair, and a group of four humpback whales
exhibiting breaching, slapping, swimming, milling, traveling, diving,
and foraging behaviors. Based on this observational data of low numbers
of animals from June through August, even if some animals were repeated
takes it would not be at a level that would impact the reproduction or
survival of any affected individuals, let alone a species or stock.
Comment: Defenders states that NMFS should require temporal
restrictions based around humpback whale bubble net feeding, based on
the commenter's interpretation that the pile driving activity may
disrupt bubble net feeding. The commenter notes the importance of this
type of feeding activity.
Response: Humpback whales are relatively generalized in their
feeding compared to some other baleen whales. In the Northern
Hemisphere, known prey includes: Euphausiids (krill); copepods;
juvenile salmonids; herring; Arctic cod; walleye pollock; pteropods;
and cephalopods (Johnson and Wolman 1984, Perry et al. 1999, Straley et
al. 2018).
According to the Biologically Important Areas dataset (Ferguson et
al. 2015), the ensonified area and surrounding waters are important
feeding habitat for humpback whales throughout the spring, summer, and
fall. Feeding habitat from March through May exists just outside Port
Frederick and thus outside the ensonified area, but is present in the
vessel transit portion of the action area. From June through August,
important areas for humpback whales include most of Port Frederick and
the ensonified area. In the fall from September through November,
important feeding habitat for humpback whales shifts along the eastern
side of Port Frederick. There is no information to suggest that there
would be sufficient impacts to feeding humpback whales, particularly
during bubble netting, to indicate that the mitigation measure
recommended by the commenter is warranted.
Humpback whales produce sounds less frequently in their summer
feeding areas. Feeding groups produce distinctive sounds ranging from
20 hertz (Hz) to 2 kilohertz (kHz), with median durations of 0.2-0.8
seconds and source levels of 175-192 decibel (dB) (Thompson et al.
1986). These sounds are attractive and appear to rally animals to the
feeding activity (D'Vincent et al. 1985, Sharpe and Dill 1997). The
project will occur in an industrialized harbor, where vessel sounds and
dock activity occurs frequently. We expect any additional contributions
to masking from project activities would be very small and of short
duration relative to the existing conditions and would not impact
humpback whales that are bubble feeding. The short duration and limited
affected area project-related noise will likely result in an
insignificant amount of masking. Any masking that could possibly rise
to Level B harassment would occur concurrently within the zones of
behavioral harassment already estimated for vibratory pile driving, and
which have already been taken into account in the analysis.
Comment: Defenders states that NMFS must include updated best
available science regarding marine mammal noise criteria NMFS, citing
Southall et al., 2019 as recommending separation of baleen whale
hearing groups into multiple categories for the purpose of assessing
likely noise impacts. The commenter further asserts that consideration
of Southall et al., 2019 would require NMFS to reevaluate the shut down
zone sizes, especially for baleen whales.
Response: Thus far, no new information has been published or
otherwise conveyed that would fundamentally change the assessment of
impacts or conclusions of this IHA regarding current weighting
functions and permanent threshold shift (PTS) and temporary threshold
shift (TTS) thresholds and therefore calculated isopleths. Furthermore,
the recent peer-reviewed updated marine mammal noise exposure criteria
by Southall et al. (2019) provide identical PTS and TTS thresholds to
those provided in NMFS' Acoustic Technical Guidance. NMFS acknowledges
Southall et al. (2019)'s discussion of potential revised organization
for hearing groups. However, the authors do not provide any new
weighting functions or thresholds. Therefore, there is no new
information available that would change the calculated shutdown zones
for any marine mammals, including mysticetes. NMFS' Revised Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (NMFS 2018) (Acoustic Technical Guidance), which was
used in the assessment of effects for this IHA, compiled, interpreted,
and synthesized the best available scientific information for noise-
induced hearing effects for marine mammals to derive updated thresholds
for assessing the impacts of noise on marine mammal hearing, including
the articles that Defenders referenced that were published subsequent
to the publication of the first version of the Acoustic Technical
Guidance in 2016. The new data included in those articles are
consistent with the thresholds and weighting functions included in the
current version of the Acoustic Technical Guidance (NMFS, 2018). NMFS
will continue to review and evaluate new relevant data as it becomes
available and consider the impacts of those studies on the Acoustic
Technical Guidance to determine what revisions/updates may be
appropriate.
Comment: Defenders states that NMFS should assess the available
sound propagation reduction technologies and that it is unclear from
the proposal what the range of available technologies and strategies is
to mitigate noise and other project impacts--i.e., to effect the least
practicable impacts on marine mammals. Defenders also states that NMFS
must address the technologies and approaches available to minimize
project impacts on marine mammals and state how it is ensuring that
those impacts are minimized, specifically expressing an interest in
bubble curtains.
Response: NMFS has assessed the available sound propagation
reduction technologies, as recommended by the commenter. However, as
discussed in greater detail in the Potential Effects of Specified
Activities on Marine Mammals and their Habitat section of the notice of
proposed IHA, and in the Negligible Impact Analysis and Determination
section of this notice, only temporary, minor impacts on individual
marine mammals are anticipated. Therefore, NMFS has determined that the
expected effects of the action do not warrant the significant
[[Page 27415]]
additional expense associated with a requirement to use, for example,
bubble curtains. The use of bubble curtains is also likely to extend
the overall duration of the project. As a result, while the use of
bubble curtains may reduce the intensity of a given take event on an
individual, it may result in increased take events overall and in a
longer duration of effect to marine mammal habitat in general.
Comment: Defenders states that if the first phase of this project
is satisfactorily completed with the inclusion of the recommended
mitigations and corrections and minimal Level B harassment take of
marine mammals, Defenders supports the City receiving renewal for the
continuation of the dock construction.
Response: NMFS appreciates Defenders feedback on a possible renewal
in the future for this work.
Changes From the Proposed IHA to Final IHA
For the purposes of our ESA Section 7 consultation, NMFS made a
slight change in the way we describe the number of ESA-listed Mexico
Distinct Population Segment (DPS) humpback whales and the Western DPS
(WDPS) Steller sea lions in the Estimated Take section. This does not
change our authorized number of total estimated take of humpback whales
(880 humpback whales) from the Central North Pacific stock or the total
estimated take of Steller sea lions (550). For the Mexico DPS of
humpback whales, there was a slight error in the proportion used
(0.0601) in the proposed IHA, now changed in this final IHA (0.061),
multiplied by the total estimated take (880 humpback whales) increased
the probable take of Mexico DPS from 53 to 54 whales. Again, this is
used to describe how many ESA-listed species would likely be taken for
ESA Section 7 consultation purposes, and does not change the total take
estimate authorized for this IHA for the Central North Pacific stock of
humpback whales. For Steller sea lions, NMFS is now using an updated
estimate from Hastings et al. 2020 to describe the proportion of
Western DPS Steller sea lions that may be found in the area. In the
proposed IHA, NMFS assumed 39 sea lions would be anticipated from the
Western DPS (0.0702 proportion of the total animals (L. Jemison draft
unpublished Steller sea lion data, 2019) and taken by Level B
harassment. In this final IHA, NMFS assumes that the percentage of
Steller sea lions which may be found in the action area from the WDPS
is now estimated at 0.014 proportion of the total animals (Hastings et
al. 2020). Therefore, NMFS expects that 8 individual WDPS Steller sea
lions may be exposed to Level B harassment (550 x 0.014 = 7.7 (rounded
up to 8)). Because there are now fewer WDPS Steller sea lions estimated
to be taken for Level B harassment, this slightly increased the
proportion of Eastern DPS Steller sea lions that would likely be taken
from 511 to 542 sea lions. These revised numbers do not change the
authorized total estimated take (550) of Steller sea lions through the
IHA.
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports) and more general information about these
species (e.g., physical and behavioral descriptions) may be found on
NMFS's website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected potential for occurrence in
the project area and summarizes information related to the population
or stock, including regulatory status under the MMPA and ESA and
potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2020). PBR is defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population (as described in
NMFS' SARs). While no mortality is anticipated or authorized here, PBR
and annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Pacific and Alaska SARs (Carretta et al., 2020; Muto et
al., 2020). All MMPA stock information presented in Table 2 is the most
recent available at the time of publication and is available in the
2019 SARs (Caretta et al., 2020; Muto et al., 2020) and draft 2020 SARs
(available online at: www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 2--Marine Mammal Occurrence in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray Whale...................... Eschrichtius robustus.. Eastern N Pacific...... -, -, N 26,960 (0.05, 25,849, 801 131
2016).
Family Balaenopteridae (rorquals):
Minke Whale..................... Balaenoptera Alaska................. -, -, N N/A (see SAR, N/A, see UND 0
acutorostrata. SAR).
Humpback Whale.................. Megaptera novaeangliae. Central N Pacific...... -, -, Y 10,103 (0.3, 7,891, 83 26
(Hawaii and Mexico DPS) 2006).
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 27416]]
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer Whale.................... Orcinus orca........... Alaska Resident........ -, -, N 2,347 (N/A, 2347, 24 1
2012).
Northern Resident...... -, -, N 302 (N/A, 302, 2018).. 2.2 0.2
West Coast Transient... -, -, N 349 (na/349; 2018).... 3.5 0.4
Pacific White-Sided Dolphin..... Lagenorhynchus N Pacific.............. -, -, N 26,880 (N/A, N/A, UND 0
obliquidens. 1990).
Family Phocoenidae (porpoises):
Dall's Porpoise................. Phocoenoides dalli..... AK..................... -, -, N 83,400 (0.097, N/A, UND 38
1991).
Harbor Porpoise................. Phocoena phocoena...... Southeast Alaska....... -, -, Y see SAR (see SAR, see see SAR 34
SAR, 2012).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and sea lions):
Steller Sea Lion................ Eumetopias jubatus..... Western DPS............ E, D, Y 52,932 (see SAR, 318 255
52,932, 2019).
Eastern DPS............ T, D, Y 43,201 a (see SAR, 2,592 112
43,201, 2017).
Family Phocidae (earless seals):
Harbor Seal..................... Phoca vitulina......... Glacier Bay/Icy Strait. -, -, N 7,455 (see SAR, 6,680, 120 104
2017).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
A detailed description of the of the species likely to be affected
by the City's project, including brief introductions to the species and
relevant stocks as well as available information regarding population
trends and threats, and information regarding local occurrence, were
provided in the Federal Register notice for the proposed IHA (86 FR
12630; March 4, 2020) since that time, we are not aware of any changes
in the status of these species and stocks; therefore, detailed
descriptions are not provided here. Please refer to that Federal
Register notice for these descriptions. Please also refer to NMFS'
website (https://www.fisheries.noaa.gov/find-species) for generalized
species accounts.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
Acoustic effects on marine mammals during the specified activity
can occur from vibratory and impact pile driving as well as DTH. The
effects of underwater noise from the City's planned activities have the
potential to result in Level A and B harassment of marine mammals in
the vicinity of the action area. The effects of pile driving on marine
mammals are dependent on several factors, including the size, type, and
depth of the animal; the depth, intensity, and duration of the pile
driving sound; the depth of the water column; the substrate of the
habitat; the standoff distance between the pile and the animal; and the
sound propagation properties of the environment. With both types, it is
likely that the pile driving could result in temporary, short term
changes in an animal's typical behavioral patterns and/or avoidance of
the affected area. The Federal Register notice for the proposed IHA (86
FR 12630; March 4, 2020) included a discussion of the effects of
anthropogenic noise on marine mammals, therefore that information is
not repeated here; please refer to the Federal Register notice (86 FR
12630; March 4, 2020).
Anticipated Effects on Marine Mammal Habitat
The main impact issue associated with the planned activity would be
temporarily elevated sound levels and the associated direct effects on
marine mammals. The most likely impact to marine mammal habitat occurs
from pile driving effects on likely marine mammal prey (i.e., fish)
near where the piles are installed. Impacts to the immediate substrate
during installation and removal of piles are anticipated, but these
would be limited to minor, temporary suspension of sediments, which
could impact water quality and visibility for a short amount of time,
but which would not be expected to have any effects on individual
marine mammals. Impacts to substrate are therefore not discussed
further. These potential effects are discussed in detail in the Federal
Register notice for the proposed IHA (84 FR 18495; May 1, 2019),
therefore that information is not repeated here; please refer to that
Federal Register notice for that information.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Except with respect to certain activities not pertinent here,
section 3(18) of the MMPA defines ``harassment'' as any act of pursuit,
torment, or annoyance, which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild (Level A harassment); or (ii)
has the potential to disturb a marine mammal or marine mammal stock in
the wild by causing disruption of behavioral patterns, including, but
not limited to, migration,
[[Page 27417]]
breathing, nursing, breeding, feeding, or sheltering (Level B
harassment).
Take of marine mammals incidental to the City's pile driving and
removal activities (as well as during DTH) could occur as a result of
Level A and Level B harassment. Below we describe how the potential
take is estimated. As described previously, no mortality is anticipated
or authorized for this activity. Below we describe how the take is
estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the planned take
estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source (e.g., frequency, predictability, duty cycle), the environment
(e.g., bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2012). Based on what
the available science indicates and the practical need to use a
threshold based on a factor that is both predictable and measurable for
most activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment. NMFS
predicts that marine mammals are likely to be behaviorally harassed in
a manner we consider Level B harassment when exposed to underwater
anthropogenic noise above received levels of 120 dB reference pressure
1 [mu]Pascal (re 1 [mu]Pa) root-mean-square (rms) for continuous (e.g.,
vibratory pile driving) and above 160 dB re 1 [mu]Pa (rms) for
intermittent sources (e.g., impact pile driving). The City's planned
activity includes the use of continuous (vibratory pile driving) and
impulsive (impact pile driving) sources, and therefore the 120 and 160
dB re 1 [mu]Pa (rms) are applicable. DTH noise is considered to produce
noise with both impulsive and continuous characteristics. Therefore,
DTH is considered to be a continuous noise source for purposes of
evaluating potential Level B harassment, resulting in a conservative
approach to the analysis.
Level A Harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise. The
technical guidance identifies the received levels, or thresholds, above
which individual marine mammals are predicted to experience changes in
their hearing sensitivity for all underwater anthropogenic sound
sources, and reflects the best available science on the potential for
noise to affect auditory sensitivity by:
[ssquf] Dividing sound sources into two groups (i.e., impulsive and
non-impulsive) based on their potential to affect hearing sensitivity;
[ssquf] Choosing metrics that best address the impacts of noise on
hearing sensitivity, i.e., sound pressure level (peak SPL) and sound
exposure level (SEL) (also accounts for duration of exposure); and
[ssquf] Dividing marine mammals into hearing groups and developing
auditory weighting functions based on the science supporting that not
all marine mammals hear and use sound in the same manner.
These thresholds were developed by compiling and synthesizing the
best available science, and are provided in Table 4 below. The
references, analysis, and methodology used in the development of the
thresholds are described in NMFS 2018 Technical Guidance, which may be
accessed at https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
The City's planned activities includes the use of continuous non-
impulsive (vibratory pile driving) and impulsive (impact pile driving)
sources. DTH pile installation includes drilling (non-impulsive sound)
and hammering (impulsive sound) to penetrate rocky substrates (Denes et
al. 2016; Denes et al. 2019; Reyff and Heyvaert 2019). DTH pile
installation was initially thought be a primarily non-impulsive noise
source. However, Denes et al. (2019) concluded from a study conducted
in Virginia, nearby the location for this project, that DTH should be
characterized as impulsive based on Southall et al. (2007), who stated
that signals with a >3 dB difference in sound pressure level in a
0.035-second window compared to a 1-second window can be considered
impulsive. Therefore, DTH pile installation is treated as both an
impulsive and non-impulsive noise source. In order to evaluate Level A
harassment, DTH pile installation activities are evaluated according to
the impulsive criteria. Overall, the approach to analysis of the DTH
installation technique ensures that the largest ranges to effect for
both Level A and Level B harassment are accounted for in the take
estimation process.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
(Auditory Injury)
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds \*\ (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB;. Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.........
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB;. Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.........
[[Page 27418]]
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB;. Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.........
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB;. Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.........
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB;. Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.........
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
Sound Propagation
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth, water depth, water chemistry, and bottom composition
and topography. The general formula for underwater TL is:
TL = B * log10(R1/R2),
where
B = transmission loss coefficient (assumed to be 15)
R1 = the distance of the modeled SPL from the driven
pile, and
R2 = the distance from the driven pile of the initial
measurement.
This formula neglects loss due to scattering and absorption, which
is assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the water bathymetry and presence or absence of
reflective or absorptive conditions including in-water structures and
sediments. Spherical spreading occurs in a perfectly unobstructed
(free-field) environment not limited by depth or water surface,
resulting in a 6 dB reduction in sound level for each doubling of
distance from the source (20*log(range)). Cylindrical spreading occurs
in an environment in which sound propagation is bounded by the water
surface and sea bottom, resulting in a reduction of 3 dB in sound level
for each doubling of distance from the source (10*log(range)). As is
common practice in coastal waters, here we assume practical spreading
loss (4.5 dB reduction in sound level for each doubling of distance).
Practical spreading is a compromise that is often used under conditions
where water depth increases as the receiver moves away from the
shoreline, resulting in an expected propagation environment that would
lie between spherical and cylindrical spreading loss conditions.
Sound Source Levels
The intensity of pile driving sounds is greatly influenced by
factors such as the type of piles, hammers, and the physical
environment in which the activity takes place. There are source level
measurements available for certain pile types and sizes from the
similar environments recorded from underwater pile driving projects in
Alaska (e.g., JASCO Reports--Denes et al., 2016 and Austin et al.,
2016) that were evaluated and used as proxy sound source levels to
determine reasonable sound source levels likely result from the City's
pile driving and removal activities (Table 5). Many source levels used
were more conservative as the values were from larger pile sizes.
Table 5--Assumed Sound Source Levels
----------------------------------------------------------------------------------------------------------------
Activity Sound source level at 10 meters Sound source
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
----------------------------------------------------------------------------------------------------------------
20-inch fender pile permanent........... 161.9 SPL................................. The 20-in fender and 30-
30-inch steel pile temporary 161.9 SPL................................. inch-diameter source
installation. 161.9 SPL................................. level for vibratory
30-inch steel pile removal.............. driving are proxy from
median measured source
levels from pile driving
of 30-inch-diameter piles
to construct the
Ketchikan Ferry Terminal
(Denes et al. 2016, Table
72).
36-inch steel pile permanent............ 168.2 SPL................................. The 36-inch-diameter pile
source level is proxy
from median measured
source levels from pile
driving of 48-inch
diameter piles for the
Port of Anchorage test
pile project (Austin et
al. 2016, Table 16).
H-pile installation permanent........... 168 SPL................................... The H-pile source level is
proxy from median
measured source levels
from vibratory pile
driving of H piles for
the Port of Anchorage
test pile project (Yurk
et al. 2015 as cited in
Denes et al. 2016,
Appendix H Table 2).
[[Page 27419]]
Sheet pile installation................. 160 SPL................................... The sheet source level is
proxy from median
measured source levels
from vibratory pile
driving of 24-inch sheets
for Berth 30 at the Port
of Oakland, CA (Buehler
et al. 2015; Table I.6-
2).
----------------------------------------------------------------------------------------------------------------
Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
36-inch steel pile permanent............ 186.7 SEL/198.6 SPL....................... The 36-inch diameter pile
source level is a proxy
from median measured
source level from impact
hammering of 48-inch
piles for the Port of
Anchorage test pile
project (Austin et al.,
2016, Tables 9 and 16).
20-inch fender pile installation 161 SEL/174.8 SPL......................... The 20-inch diameter pile
permeant. source levels are proxy
from median measured
source levels from
vibratory driving of 24-
inch piles for the Kodiak
Ferry Terminal project
(Denes et al. 2016)
H-pile installation permanent and Sheet 163 SEL/177 SPL........................... H-Pile and Sheets
pile installation. Impacting source levels
are proxy from median
measured source levels
from pile driving H-piles
and sheets for the Port
of Anchorage test pile
project (Yurk et al. 2015
as cited in Denes et al.
2016, Appendix H Table
1).
----------------------------------------------------------------------------------------------------------------
DTH Pile Installation
----------------------------------------------------------------------------------------------------------------
36-inch steel pile permanent............ 164 SEL/166 SPL........................... The DTH sound source proxy
20-inch fender pile installation 154 SEL/166 SPL........................... of 164 dB SEL is from 42-
temporary. 154 SEL/166 SPL........................... in piles, Reyff 2020 and
H-pile installation permanent (20-inch Denes et al. 2019; while
hole). the 154 dB SEL is based
on 24-in piles, Denes et
al. 2016.
----------------------------------------------------------------------------------------------------------------
Level A Harassment
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources (such as from
impact and vibratory pile driving and DTH), NMFS User Spreadsheet
(2020) predicts the closest distance at which, if a marine mammal
remained at that distance the whole duration of the activity, it would
not incur PTS. Inputs used in the User Spreadsheet (Tables 6 and 7),
and the resulting isopleths are reported below (Table 8).
Table 6--NMFS Technical Guidance (2020) User Spreadsheet Input To Calculate PTS Isopleths for Vibratory Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
User spreadsheet input--vibratory pile driving spreadsheet tab A.1 vibratory pile driving used.
---------------------------------------------------------------------------------------------------------------------------------------------------------
30-in piles 30-in piles 20-in fender
(temporary (temporary piles 36-in piles H-piles Sheet piles
install) removal) (permanent) (permanent) (permanent) (permanent)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Level (RMS SPL).................................. 161.9 161.9 161.9 168.2 168 160
Weighting Factor Adjustment (kHz)....................... 2.5 2.5 2.5 2.5 2.5 2.5
Number of piles within 24-hr period..................... 4 4 4 4 4 30
Duration to drive a single pile (min)................... 15 15 15 15 15 15
Propagation (xLogR)..................................... 15 15 15 15 15 15
Distance of source level measurement (meters)+.......... 10 10 10 10 11 10
--------------------------------------------------------------------------------------------------------------------------------------------------------
Table 7--NMFS Technical Guidance (2020) User Spreadsheet Input To Calculate PTS Isopleths for Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
User Spreadsheet Input--Impact pile driving spreadsheet tab E.1 impact pile driving used.
---------------------------------------------------------------------------------------------------------------------------------------------------------
20-in fender
36-in piles 36-in pile piles 20-in fender H-pile H-pile (DTH) Sheet piles
(permanent) (DTH) (permanent) pile (DTH) (permanent) (permanent)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Level (Single Strike/shot SEL)... 186.7 164 161 154 163 154 163
Weighting Factor Adjustment (kHz)....... 2 2 2 2 2 2 2
Number of strikes per pile.............. 100 .............. 35 .............. 35 .............. 35
Strike rate (avg. strikes per second)... .............. 15 .............. 15 .............. 15 ..............
Number of piles per day................. 2 2 2 2 5 2 5
Propagation (xLogR)..................... 15 15 15 15 15 15 15
Distance of source level measurement 10 10 10 10 15 10 15
(meters)+..............................
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 27420]]
Table 8--NMFS Technical Guidance (2020) User Spreadsheet Outputs To Calculate Level A Harassment PTS Isopleths
--------------------------------------------------------------------------------------------------------------------------------------------------------
User spreadsheet output PTS isopleths (meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment
-------------------------------------------------------------------------------
Activity Sound source level at 10 m High-
Low- frequency Mid- frequency frequency Phocid Otariid
cetaceans cetaceans cetaceans
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
20-in steel fender pile installation 161.9 SPL......................... 7.8 0.7 11.6 4.8 0.3
30-in steel pile temporary 161.9 SPL......................... 7.8 0.7 11.6 4.8 0.3
installation.
30-in steel pile removal............ 161.9 SPL......................... 7.8 0.7 11.6 4.8 0.3
36-in steel permanent installation.. 168.2 SPL......................... 20.6 1.8 30.5 12.5 0.9
H-pile installation................. 168 SPL........................... 22.0 2.0 32.5 13.4 0.9
Sheet pile installation............. 160 SPL........................... 22.4 2.0 33.2 13.6 1.0
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact Pile Driving
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-in steel permanent installation.. 186.7 SEL/198.6 SPL............... 602.7 21.4 717.9 322.5 23.5
20-in fender pile installation...... 161 SEL/174.8 SPL................. 5.8 0.2 6.9 3.1 0.21
H-pile installation................. 163 SEL/177 SPL................... 21.8 0.8 25.9 11.6 0.8
Sheet pile installation............. 163 SEL/177 SPL................... 21.8 0.8 25.9 11.6 0.8
--------------------------------------------------------------------------------------------------------------------------------------------------------
DTH
--------------------------------------------------------------------------------------------------------------------------------------------------------
36-in steel permanent installation.. 164 SEL/166 SPL................... 1,225.6 43.6 1,459.9 655.9 47.8
20-in steel fender pile installation 154 SEL/166 SPL................... 264.1 9.4 314.5 141.3 10.3
H-pile installation................. 154 SEL/166 SPL................... 264.1 9.4 314.5 141.3 10.3
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B Harassment
Utilizing the practical spreading loss model, the City determined
underwater noise will fall below the behavioral effects threshold of
120 dB rms for marine mammals at the distances shown in Table 9 for
vibratory pile driving/removal, and DTH. With these radial distances,
and due to the occurrence of landforms (See Figure 5 and 8 of the IHA
Application), the largest Level B harassment zone calculated for
vibratory pile driving for 36-in steel piles and H-piles were larger
than the 15,700 meters (m) from the source where land masses block
sound transmission. For DTH, the largest radial distance was 11,659 m.
For calculating the Level B harassment zone for impact driving, the
practical spreading loss model was used with a behavioral threshold of
160 dB rms. The maximum radial distance of the Level B harassment zone
for impact piling equaled 3,744 m for 36-in piles m. Table 9 below
provides all Level B harassment radial distances (m) during the City's
planned activities.
Table 9--Radial Distances (Meters) to Relevant Behavioral Isopleths
----------------------------------------------------------------------------------------------------------------
Activity Received level at 10 meters Level B harassment zone (m) *
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
----------------------------------------------------------------------------------------------------------------
20-inch steel fender pile 161.9 SPL................................. 6,215 (calculated 6,213).
installation.
30-inch steel temporary installation. 161.9 SPL................................. 6,215 (calculated 6,213).
30-inch steel removal................ 161.9 SPL................................. 6,215 (calculated 6,213).
36-inch steel permanent installation. 168.2 SPL................................. 15,700 \a\ (calculated
16,343).
H-pile installation.................. 168 SPL................................... 15,700 \a\ (calculated
17,434).
Sheet pile installation.............. 160 SPL................................... 4,645 (calculated 4,642).
----------------------------------------------------------------------------------------------------------------
Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
20-inch fender pile installation..... 161 SEL/174.8 SPL......................... 100 (calculated 97).
36-inch steel permanent installation. 186.7 SEL/198.6 SPL....................... 3,745 (calculated 3,744).
H-pile and Sheet pile installation... 163 SEL/177 SPL........................... 205 (calculated 204).
----------------------------------------------------------------------------------------------------------------
DTH
----------------------------------------------------------------------------------------------------------------
20-inch steel fender pile 166 SPL................................... 11,660 (calculated 11,659).
installation.
36-inch steel temporary installation. 166 SPL................................... 11,660 (calculated 11,659).
H-pile installation.................. 166 SPL................................... 11,660 (calculated 11,659).
----------------------------------------------------------------------------------------------------------------
* Numbers rounded up to nearest 5 meters. These specific rounded distances are for monitoring purposes rather
than take estimation.
\a\ Although the calculated distance to Level B harassment thresholds extends these distances, all Level B
harassment zones are truncated at 15,700m from the source where land masses block sound transmission.
[[Page 27421]]
Marine Mammal Occurrence and Take Calculation and Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations. Potential exposures to impact pile driving, vibratory
pile driving/removal and DTH noises for each acoustic threshold were
estimated using group size estimates and local observational data. As
previously stated, take by Level B harassment as well as small numbers
of take by Level A harassment will be considered for this action. Take
by Level B and Level A harassment are calculated differently for some
species based on monthly or daily sightings data and average group
sizes within the action area using the best available data. Take by
Level A harassment is being authorized for three species (Dall's and
harbor porpoise and harbor seal) where the Level A harassment isopleths
are larger for pile driving of 36-in steel piles and DTH of 36-in
piles, and is based on average group size multiplied by the number of
days of impact pile driving for 36-in piles and DTH of 36-in piles.
Distances to Level A harassment thresholds for other project activities
(vibratory pile driving/removal, DTH and impact driving of smaller pile
sizes) are considerably smaller compared to impact pile driving of 36-
in piles and DTH for 36-in piles, and mitigation is expected to avoid
Level A harassment from these other activities.
Minke Whales
There are no density estimates of minke whales available in the
project area. These whales are usually sighted individually or in small
groups of two or three, but there are reports of loose aggregations of
hundreds of animals (NMFS 2018). One minke whale was sighted each year
during the Hoonah cruise ship Berth I project (June 2015-January 2016;
BergerABAM 2016) and during the Hoonah Berth II project (June 2019-
October 2019; SolsticeAK 2020).To be conservative based on group size,
we predict that three minke whales in a group could be sighted each
month over the 4-month project period for a total of 12 minke whale
takes authorized by Level B harassment. No take by Level A harassment
is authorized or anticipated to occur due to their rarer occurrence in
the project area.
Humpback Whales
There are no density estimates of humpback whales available in the
project area. During the previous Hoonah Berth I project, humpback
whales were observed on 84 of the 135 days of monitoring; most often in
September and October (BergerABAM 2016). Additionally, during
construction of the Hoonah Berth II project in 2019, humpback whales
were observed in the action area on 45 of the 51 days of monitoring;
most often in July and September. Up to 24 humpback sightings were
reported on a single day (July 30, 2019), and a total of 108
observations were recorded in harassment zones during project
construction (SolsticeAK 2020).
Based on a group size of eight animals, the general maximum group
size observed in Southeast Alaska in all months of the year, NMFS
estimates that 8 humpback whales could occur for each day of the
project (110 days) for a total of 880 takes by Level B harassment.
Under the MMPA, humpback whales are considered a single stock (Central
North Pacific); however, we have divided them here to account for DPSs
listed under the ESA. Using the stock assessment from Muto et al. 2020
for the Central North Pacific stock (10,103 whales) and calculations in
Wade et al. 2016; 9,487 whales are expected to be from the Hawaii DPS
and 606 from the Mexico DPS. Therefore, for purposes of consultation
under the ESA, we anticipate that 54 of the total takes would be of
individuals from the Mexico DPS (880 x 0.061 = 53.68 (rounded up to
54). No take by Level A harassment is authorized or anticipated to
occur due to their large size and ability to be visibly detected in the
project area if an animal should approach the Level A harassment zone.
Gray Whales
There are no density estimates of gray whales available in the
project area. Gray whales travel alone or in small, unstable groups,
although large aggregations may be seen in feeding and breeding grounds
(NMFS 2018e). Observations in Glacier Bay and nearby waters recorded
two gray whales documented over a 10-year period (Keller et al., 2017).
None were observed during Hoonah Berth I or II project monitoring
(BergerABAM 2016, SolsticeAK 2020). We estimate a one gray whale x
onesighting per month over the 4-month work period for a total of four
gray whale takes authorized by Level B harassment. No take by Level A
harassment is authorized or anticipated to occur due to their rarer
occurrence in the project area, but also their large size and ability
to be visibly detected in the project area if an animal should approach
the Level A harassment zone.
Killer Whales
There are no density estimates of killer whales available in the
project area. Killer whales occur commonly in the waters of the project
area, and could include members of several designated stocks that may
occur in the vicinity of the project area. Whales are known to use the
Icy Strait corridor to enter and exit inland waters and are observed in
every month of the year, with certain pods being observed inside Port
Frederick passing directly in front of Hoonah. Group size of resident
killer whale pods in the Icy Strait area ranges from 42 to 79 and occur
in every month of the year (Dahlheim pers. comm. to NMFS 2015). As
determined during a line-transect survey by Dalheim et al. (2008), the
greatest number of transient killer whale observed occurred in 1993
with 32 animals seen over 2 months for an average of 16 sightings per
month. Killer whales were observed infrequently during construction of
Hoonah Berth I project. Usually a singular animal was observed, but a
group containing eight individuals was seen in the project area on one
occasion. A total of 24 animals were observed during in-water work for
the Hoonah Bert I project (BergerABAM 2016). During construction of the
Hoonah Berth II project, killer whales were observed on 8 days. Usually
a single animal or pairs were observed, but a group containing five
individuals was seen in the project area on one occasion. A total of 20
animals were observed during in-water work on Hoonah Berth II project
(SolsticeAK 2020). Using the largest group size for resident killer
whales as discussed above, NMFS estimates that 79 killer whales
(residents and transients) could occur each month during the 4-month
project period for a total of 316 takes by Level B harassment. No take
by Level A harassment is authorized or anticipated to occur to the
ability to visibly detect these large whales and in most cases the
small size of the Level A harassment zones.
Pacific White-Sided Dolphin
There are no density estimates of Pacific white-sided dolphins
available in the project area. Pacific white-sided dolphins have been
observed in Alaska waters in groups ranging from 20 to 164 animals,
with the sighting of 164 animals occurring in Southeast Alaska near
Dixon Entrance (Muto et al., 2018). There were no Pacific white-sided
dolphins observed during the 135-day monitoring period during the
Hoonah Berth I project; however, a pod of two Pacific white-sided
dolphins was
[[Page 27422]]
observed during construction of the Hoonah Bert II project (SolsticeAK
2020). Using the largest group size for Pacific white-sided dolphins as
discussed above, NMFS estimates 164 Pacific white-sided dolphins may be
seen every other month over the 4-month project period for a total of
328 takes by Level B harassment. No take by Level A harassment is
authorized or anticipated to occur as the largest Level A harassment
isopleths calculated were 43.6 m during DTH of 36-in piles and 21.4 m
during impact pile driving of 36-in piles. The remaining isopleths were
all under 10 m.
Dall's Porpoise
Little information is available on the abundance of Dall's porpoise
in the inland waters of Southeast Alaska. Dall's porpoise are most
abundant in spring, observed with lower numbers in the summer, and
lowest numbers in fall. Jefferson et al., 2019 presents abundance
estimates for Dall's porpoise in these waters and found the abundance
(N) in summer (N = 2,680, CV = 19.6 percent), and lowest in fall (N =
1,637, CV = 23.3 percent). Dall's porpoise are common in Icy Strait and
sporadic with very low densities in Port Frederick (Jefferson et al.,
2019). Dahlheim et al. (2008) observed 346 Dall's porpoise in Southeast
Alaska (inclusive of Icy Strait) during the summer (June/July) of 2007
for an average of 173 animals per month as part of a 17-year study
period. During the previous Hoonah Berth I project, only two Dall's
porpoise were observed, and were transiting within the waters of Port
Frederick in the vicinity of Halibut Island. A total of 21 Dall's
porpoises were observed on eight days during the Hoonah Berth II
project in group sizes of 2 to 12 porpoise (SolsticeAK 2020).Therefore,
NMFS' estimates 12 Dall's porpoise a week may be seen during the 4-
month project period for a total of 192 takes by Level B harassment.
Because the calculated Level A harassment isopleths are larger for
high-frequency cetaceans during DTH of 36-inch piles (1,459.9 m) and
36-in impact pile driving (717.9 m) and the applicant would have a
reduced shutdown zone at 200 m, NMFS predicts that some take by Level A
harassment may occur. It is estimated that two Dall's porpoise could be
taken by Level A harassment every 5 days over a 20-day period (15 days
of DTH of 36-in piles + 5 days of 36-in impact pile driving) for a
total of 8 takes by Level A harassment.
Harbor Porpoise
Dahlheim et al. (2015) observed 332 resident harbor porpoises occur
in the Icy Strait area, and harbor porpoise are known to use the Port
Frederick area as part of their core range. During the Hoonah Berth I
project monitoring, a total of 32 harbor porpoise were observed over 19
days during the 4-month project. The harbor porpoises were observed in
small groups with the largest group size reported was four individuals
and most group sizes consisting of three or fewer animals. During the
test pile program conducted at the Berth II project site in May 2018,
eight harbor porpoises where observed over a 7-hour period (SolsticeAK
2018). During the Hoonah Berth II project, 120 harbor porpoises were
observed June through October. The largest group size reported was
eight individuals, and most group sizes consisting of four or fewer
animals (SolsticeAK 2020). NMFS estimates that four harbor porpoises
per day could occur in the project area over the 4-month project period
(110 days) for a total of 440 takes by Level B harassment. Because the
calculated Level A harassment isopleths are larger for high-frequency
cetaceans during DTH of 36-inch piles (1,459.9 m) and 36-in impact pile
driving (717.9 m) and the applicant would have a reduced shutdown zone
at 200 m, NMFS predicts that some take by Level A harassment may occur.
It is estimated that four harbor porpoise could be taken by Level A
harassment every 5 days over a 20-day period (15 days of DTH of 36-in
piles + 5 days of 36-in impact pile driving) for a total of 16 takes by
Level A harassment.
Harbor Seal
There are no density estimates of harbor seals available in the
project area. Keller et al. (2017) observed an average of 26 harbor
seal sightings each month between June and August of 2014 in Glacier
Bay and Icy Strait. During the monitoring of the Hoonah Berth I
project, harbor seals typically occur in groups of one to four animals
and a total of 63 seals were observed during 19 days of the 135-day
monitoring period. In 2019, a total of 33 harbor seals were seen during
the Hoonah Berth II project. Only solo individuals were sighted during
that time (SolsticeAK 2020). NMFS estimates that three harbor seals per
group, and two groups a day, could occur in the project area each month
during the 4-month project period (110 days) for a total of 660 takes
by Level B harassment. Because the calculated Level A harassment
isopleths are larger for phocids during DTH of 36-inch piles (655.9 m)
and 36-in impact pile driving (322.5 m), compared with the shutdown
zone at 200 m, NMFS predicts that some take by Level A harassment may
occur. It is estimated that one group of three harbor seals a day could
be taken by Level A harassment over a 20-day period (15 days of DTH of
36-in piles + 5 days of 36-in impact pile driving) for a total of 60
takes by Level A harassment.
Steller Sea Lion
There are no density estimates of Steller sea lions available in
the project area. NMFS expects that Steller sea lion presence in the
action area will vary due to prey resources and the spatial
distribution of breeding versus non-breeding season. In April and May,
Steller sea lions are likely feeding on herring spawn in the action
area. Then, most Steller sea lions likely move to the rookeries along
the outside coast (away from the action area) during breeding season,
and would be in the action area in greater numbers in August and later
months (J. Womble, NPS, pers. comm. to NMFS AK Regional Office, March
2019). However, Steller sea lions are also opportunistic predators and
their presence can be hard to predict.
Steller sea lions typically occur in groups of 1-10 animals, but
may congregate in larger groups near rookeries and haulouts. The
previous Hoonah Berth I project observed a total of 180 Steller sea
lion sightings over 135 days in 2015, amounting to an average of 1.3
sightings per day (BergerABAM 2016). During a test pile program
performed at the project location by the Hoonah Cruise Ship Dock
Company in May 2018, a total of 15 Steller sea lions were seen over the
course of 7 hours in one day (SolsticeAK 2018). During construction of
the Hoonah Berth II project, a total of 197 Steller sea lion sightings
over 42 days were reported, amounting to an average of 4.6 sightings
per day (SolsticeAK 2020). NMFS estimates that five Steller sea lions
per day could occur in the project area each month during the 4-month
project period (110 days) for a total of 550 takes by Level B
harassment. NMFS expects that the percentage of Steller sea lions which
may be found in the action area from the WDPS is estimated at 1.4
percent (Hastings et al. 2020). Therefore, NMFS expects that 8
individual WDPS Steller sea lions may be exposed to Level B harassment
(550 x 0.014 = 7.7 (rounded up to 8)). There is some evidence of
Steller sea lions remaining in areas where there is a reliable food
source. Should a Steller sea lion go undetected by a Protected Species
Observer (PSO) and later observed within the Level A harassment zone,
the City proposes mitigation measures (e.g., shutdowns), and it would
be unlikely that an animal would accumulate
[[Page 27423]]
enough exposure for PTS to occur. Therefore, no take by Level A
harassment is authorized or anticipated to occur as the largest Level A
isopleths calculated were 47.8 m during DTH of 36-in piles and 23.5 m
during impact pile driving of 36-in piles. The remaining isopleths were
approximately 10 m or less.
Table 10 below summarizes the authorized take for all the species
described above as a percentage of stock abundance.
Table 10--Take Estimates as a Percentage of Stock Abundance
----------------------------------------------------------------------------------------------------------------
Level A Level B
Species Stock (NEST) harassment harassment Percent of stock
----------------------------------------------------------------------------------------------------------------
Minke Whale.................. N/A............. 0 12.............. N/A.
Humpback Whale............... Central North 0 880............. 8.7.
Pacific.
Gray Whale................... Eastern North 0 4............... Less than 1 percent.
Pacific
(27,000).
Killer Whale................. Alaska Resident 0 256............. 10.9 \a\
(2,347). 33.............. 10.9 \a\
Northern 27.............. 11.1.\a\
Resident (302). (Total 316).....
West Coast
Transient (243).
Pacific White-Sided Dolphin.. North Pacific 0 328............. Less than 1 percent.
(26,880).
Dall's Porpoise.............. Alaska (83,400) 8 144............. Less than 1 percent.
\b\.
Harbor Porpoise.............. NA.............. 16 440............. NA.
Harbor Seal.................. Glacier Bay/Icy 60 660............. 8.9.
Strait (7,455).
Steller Sea Lion............. Eastern U.S. 0 542............. 1.26
(43,201). 8............... Less than 1 percent.
Western U.S. (Total 550).....
(53,624).
----------------------------------------------------------------------------------------------------------------
\a\ Take estimates are weighted based on calculated percentages of population for each distinct stock, assuming
animals present would follow same probability of presence in project area.
\b\ Jefferson et al. 2019 presents the first abundance estimates for Dall's porpoise in the waters of Southeast
Alaska with highest abundance recorded in spring (N = 5,381, CV = 25.4 percent), lower numbers in summer (N =
2,680, CV = 19.6 percent), and lowest in fall (N = 1,637, CV = 23.3 percent). However, NMFS currently
recognizes a single stock of Dall's porpoise in Alaskan waters and an estimate of 83,400 Dall's porpoises is
used by NMFS for the entire stock (Muto et al., 2020).
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
General
The City will follow mitigation procedures as outlined in their
Marine Mammal Monitoring Plan and as described below. In general, if
poor environmental conditions restrict visibility full visibility of
the shutdown zone, pile driving installation and removal as well as DTH
will be delayed.
Training
The City must ensure that construction supervisors and crews, the
monitoring team, and relevant City staff are trained prior to the start
of construction activity subject to this IHA, so that responsibilities,
communication procedures, monitoring protocols, and operational
procedures are clearly understood. New personnel joining during the
project must be trained prior to commencing work
Avoiding Direct Physical Interaction
The City must avoid direct physical interaction with marine mammals
during construction activity. If a marine mammal comes within 10 m of
such activity, operations must cease and vessels must reduce speed to
the minimum level required to maintain steerage and safe working
conditions, as necessary to avoid direct physical interaction.
Shutdown Zones
For all pile driving/removal and DTH activities, the City will
establish a shutdown zone for a marine mammal species that is greater
than its corresponding Level A harassment zone; except for a few
circumstances during impact pile driving and DTH, where the shutdown
zone is smaller (reduced to 200 m) than the Level A harassment zone for
high frequency cetaceans and phocids due to the practicability of
shutdowns on the applicant and to the potential difficulty of observing
these animals in the larger Level A harassment zones. The calculated
PTS isopleths were rounded up to a whole number to determine the actual
shutdown zones that the applicant will operate under (Table 11). The
purpose of a shutdown zone is generally to define an area within which
shutdown of the activity would occur upon
[[Page 27424]]
sighting of a marine mammal (or in anticipation of an animal entering
the defined area).
Table 11--Pile Driving Shutdown Zones During Project Activities
----------------------------------------------------------------------------------------------------------------
Shutdown Zones
-------------------------------------------------------------------------------
Pile size, type, and method High-
Low- frequency Mid- frequency frequency Phocid Otariid
cetaceans cetaceans cetaceans
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
----------------------------------------------------------------------------------------------------------------
20-in steel fender pile 10 10 15 10 10
installation...................
30-in steel pile temporary 10 10 15 10 10
installation...................
30-in steel pile removal........ 10 10 15 10 10
36-in steel permanent 25 10 35 15 10
installation...................
H-pile installation............. 35 10 35 15 10
Sheet pile installation......... 25 10 35 15 10
----------------------------------------------------------------------------------------------------------------
Impact Pile Driving
----------------------------------------------------------------------------------------------------------------
36-in steel permanent 625 25 200 * 200 * 25
installation...................
20-in fender pile installation.. 10 10 10 10 10
H-pile installation............. 25 10 30 15 10
Sheet pile installation......... 25 10 30 15 10
----------------------------------------------------------------------------------------------------------------
DTH
----------------------------------------------------------------------------------------------------------------
36-in steel permanent 1,230 45 200 * 200 * 50
installation...................
20-in steel fender pile 265 10 200 * 145 15
installation...................
H-pile installation............. 265 10 200 * 145 15
----------------------------------------------------------------------------------------------------------------
* Due to practicability of the applicant to shutdown and the difficulty of observing some species and low
occurrence of some species in the project area, such as high frequency cetaceans or pinnipeds out to this
distance, the shutdown zones were reduced and Level A harassment takes were requested during DTH and for
impact pile driving of 36-in piles.
Soft Start
The City must use soft start techniques when impact pile driving.
Soft start requires contractors to provide an initial set of three
strikes from the hammer at reduced energy, followed by a 30-second
waiting period. Then two subsequent reduced-energy strike sets would
occur. A soft start must be implemented at the start of each day's
impact pile driving and at any time following cessation of impact pile
driving for a period of 30 minutes or longer. Soft start is not
required during vibratory pile driving and removal activities.
Vessels
Vessels will adhere to the Alaska Humpback Whale Approach
Regulations when transiting for project activities (see 50 CFR 216.18,
223.214, and 224.103(b)). These regulations require that all vessels:
[ssquf] Not approach within 91.44 m (100 yards (yd)) of a humpback
whale, or cause a vessel or other object to approach within 91.44 m
(100 yd) of a humpback whale;
[ssquf] Not place vessel in the path of oncoming humpback whales
causing them to surface within 91.44 m (100 yd) of vessel;
[ssquf] Not disrupt the normal behavior or prior activity of a
whale; and
[ssquf] Operate at a slow, safe speed when near a humpback whale
(safe speed is defined in regulation (see 33 CFR 83.06)).
Based on our evaluation of the applicant's planned measures, NMFS
has determined that the planned mitigation measures provide the means
of effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth, requirements pertaining to
the monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
planned action area. Effective reporting is critical both to compliance
as well as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
[ssquf] Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
[ssquf] Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
[ssquf] Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
[ssquf] How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
[ssquf] Effects on marine mammal habitat (e.g., marine mammal prey
species,
[[Page 27425]]
acoustic habitat, or other important physical components of marine
mammal habitat).
[ssquf] Mitigation and monitoring effectiveness.
Monitoring Zones
The City will establish and observe monitoring zones for Level B
harassment as presented in Table 9. The monitoring zones for this
project are areas where SPLs are equal to or exceed 120 dB rms (for
vibratory pile driving/removal and DTH) and 160 dB rms (for impact pile
driving). These zones provide utility for monitoring conducted for
mitigation purposes (i.e., shutdown zone monitoring) by establishing
monitoring protocols for areas adjacent to the shutdown zones.
Monitoring of the Level B harassment zones enables observers to be
aware of and communicate the presence of marine mammals in the project
area, but outside the shutdown zone, and thus prepare for potential
shutdowns of activity.
Pre-Start Clearance Monitoring
Pre-start clearance monitoring must be conducted during periods of
visibility sufficient for the lead PSO to determine the shutdown zones
clear of marine mammals. Pile driving and DTH may commence when the
determination is made.
Visual Monitoring
Monitoring must take place from 30 minutes (min) prior to
initiation of pile driving and DTH activity (i.e., pre-start clearance
monitoring) through 30 min post-completion of pile driving and DTH
activity. If a marine mammal is observed entering or within the
shutdown zones, pile driving and DTH activity must be delayed or
halted. If pile driving or DTH is delayed or halted due to the presence
of a marine mammal, the activity may not commence or resume until
either the animal has voluntarily exited and been visually confirmed
beyond the shutdown zone or 15 min have passed without re-detection of
the animal. Pile driving and DTH activity must be halted upon
observation of either a species for which incidental take is not
authorized or a species for which incidental take has been authorized
but the authorized number of takes has been met, entering or within the
harassment zone.
PSO Monitoring Locations and Requirements
The City will establish monitoring locations as described in the
Marine Mammal Monitoring Plan. The City will monitor the project area
to the extent possible based on the required number of PSOs, required
monitoring locations, and environmental conditions. Monitoring will be
conducted by PSOs from on land and from a vessel. For all pile driving
and DTH activities, a minimum of one observer must be assigned to each
active pile driving and DTH location to monitor the shutdown zones.
Three PSOs must be onsite during all in-water activities as follows:
PSO 1 stationed at the pile site on the existing City Dock, PSO 2
stationed on Halibut Island facing south and PSO 3 stationed on a
vessel running a transect through southern portion of the project area
in Port Frederick. These observers must record all observations of
marine mammals, regardless of distance from the pile being driven or
during DTH.
In addition, PSOs will work in shifts lasting no longer than 4 hrs
with at least a 1-hr break between shifts, and will not perform duties
as a PSO for more than 12 hrs in a 24[hyphen]hr period (to reduce PSO
fatigue).
Monitoring of pile driving will be conducted by qualified, NMFS-
approved PSOs. The City shall adhere to the following conditions when
selecting PSOs:
[ssquf] PSOs must be independent (i.e., not construction personnel)
and have no other assigned tasks during monitoring periods.
[ssquf] At least one PSO must have prior experience performing the
duties of a PSO during construction activities pursuant to a NMFS-
issued incidental take authorization.
[ssquf] Other PSOs may substitute other relevant experience,
education (degree in biological science or related field), or training.
[ssquf] Where a team of three PSOs are required, a lead observer or
monitoring coordinator shall be designated. The lead observer must have
prior experience performing the duties of a PSO during construction
activity pursuant to a NMFS-issued incidental take authorization.
[ssquf] PSOs must be approved by NMFS prior to beginning any
activity subject to this IHA.
The City will ensure that the PSOs have the following additional
qualifications:
[ssquf] Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
[ssquf] Experience and ability to conduct field observations and
collect data according to assigned protocols;
[ssquf] Experience or training in the field identification of
marine mammals, including the identification of behaviors;
[ssquf] Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
[ssquf] Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior;
[ssquf] Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary; and
[ssquf] Sufficient training, orientation, or experience with the
construction operations to provide for personal safety during
observations.
Notification of Intent To Commence Construction
The City will inform NMFS OPR and the NMFS Alaska Region Protected
Resources Division one week prior to commencing construction
activities.
Interim Monthly Reports
During construction, the City will submit brief, monthly reports to
the NMFS Alaska Region Protected Resources Division that summarize PSO
observations and recorded takes. Monthly reporting will allow NMFS to
track the amount of take (including any extrapolated takes), to allow
reinitiation of consultation in a timely manner, if necessary. The
monthly reports will be submitted by email to [email protected].
The reporting period for each monthly PSO report will be the entire
calendar month, and reports will be submitted by close of business on
the 10th day of the month following the end of the reporting period.
Final Report
The City will submit a draft report on all monitoring conducted
under this IHA within 90 calendar days of the completion of monitoring
or 60 calendar days prior to the requested issuance of any subsequent
IHA for construction activity at the same location, whichever comes
first. A final report must be prepared and submitted within 30 days
following resolution of any NMFS comments on the draft report. If no
comments are received from NMFS within 30 days of receipt of the draft
report, the report shall be considered
[[Page 27426]]
final. All draft and final marine mammal monitoring reports must be
submitted to [email protected] and [email protected].
The report must contain the informational elements described in the
Marine Mammal Monitoring Plan and, at minimum, must include:
[ssquf] Dates and times (begin and end) of all marine mammal
monitoring;
[ssquf] Construction activities occurring during each daily
observation period, including:
(i) How many and what type of piles were driven and by what method
(e.g., impact, vibratory, DTH);
(ii) Total duration of driving time for each pile (vibratory
driving) and number of strikes for each pile (impact driving); and
(iii) For DTH, duration of operation for both impulsive and non-
pulse components.
[ssquf] PSO locations during marine mammal monitoring;
[ssquf] (Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
[ssquf] Upon observation of a marine mammal, the following
information:
(i) PSO who sighted the animal and PSO location and activity at
time of sighting;
(ii) Time of sighting;
(iii) Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified), PSO confidence in
identification, and the composition of the group if there is a mix of
species;
(iv) Distance and bearing of each marine mammal observed to the
pile being driven for each sighting (if pile driving and DTH was
occurring at time of sighting);
(v) Estimated number of animals (min/max/best);
(vi) Estimated number of animals by cohort (adults, juveniles,
neonates, group composition etc.; Animal's closest point of approach
and estimated time spent within the harassment zone.
(vii) Description of any marine mammal behavioral observations
(e.g., observed behaviors such as feeding or traveling), including an
assessment of behavioral responses to the activity (e.g., no response
or changes in behavioral state such as ceasing feeding, changing
direction, flushing, or breaching);
[ssquf] Detailed information about implementation of any mitigation
(e.g., shutdowns and delays), a description of specific actions that
ensued, and resulting changes in behavior of the animal, if any; and
[ssquf] All PSO datasheets and/or raw sightings data.
Reporting of Injured or Dead Marine Mammals
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, the City will report the
incident to the Office of Protected Resources
([email protected]), NMFS (301-427-8401) and to the
Alaska regional stranding network (877-925-7773) as soon as feasible.
If the death or injury was clearly caused by the specified activity,
the City will immediately cease the specified activities until NMFS OPR
is able to review the circumstances of the incident and determine what,
if any, additional measures are appropriate to ensure compliance with
the terms of this IHA. The City will not resume their activities until
notified by NMFS. The report must include the following information:
[ssquf] Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
[ssquf] Species identification (if known) or description of the
animal(s) involved;
[ssquf] Condition of the animal(s) (including carcass condition if
the animal is dead);
[ssquf] Observed behaviors of the animal(s), if alive;
[ssquf] If available, photographs or video footage of the
animal(s); and
[ssquf] General circumstances under which the animal was
discovered.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
As stated in the mitigation section, shutdown zones that are larger
than the Level A harassment zones will be implemented in the majority
of construction days, which, in combination with the fact that the
zones are so small to begin with, is expected to avoid the likelihood
of Level A harassment for six of the nine species. For the other three
species (harbor seals, Dall's and harbor porpoises), a small amount of
Level A harassment has been conservatively authorized because the Level
A harassment zones are larger than the planned shutdown zones during
impact pile driving of 36-in piles and during DTH. However, we expect,
given the nature of the activities and sound source and the
unlikelihood that animals would stay in the vicinity of the pile-
driving for long, any PTS incurred would be expected to be of a low
degree and unlikely to have any effects on individual fitness.
Exposures to elevated sound levels produced during pile driving
activities may cause behavioral responses by an animal, but they are
expected to be mild and temporary. Effects on individuals that are
taken by Level B harassment, on the basis of reports in the literature
as well as monitoring from other similar activities, will likely be
limited to reactions such as increased swimming speeds, increased
surfacing time, or decreased foraging (if such activity were occurring)
(e.g., Thorson and Reyff, 2006; Lerma, 2014). Most likely, individuals
will simply move away from the sound source and be temporarily
displaced from the areas of pile driving, although even this reaction
has been observed primarily only in association with impact pile
driving. These reactions and behavioral changes are expected to subside
quickly when the exposures cease.
To minimize noise during pile driving, the City will use pile caps
(pile softening material). Much of the noise generated during pile
installation comes
[[Page 27427]]
from contact between the pile being driven and the steel template used
to hold the pile in place. The contractor will use high-density
polyethylene or ultra-high-molecular-weight polyethylene softening
material on all templates to eliminate steel on steel noise generation.
During all impact driving, implementation of soft start procedures
and monitoring of established shutdown zones will be required,
significantly reducing the possibility of injury. Given sufficient
notice through use of soft start (for impact driving), marine mammals
are expected to move away from an irritating sound source prior to it
becoming potentially injurious. In addition, PSOs will be stationed
within the action area whenever pile driving/removal and DTH activities
are underway. Depending on the activity, the City will employ the use
of three PSOs to ensure all monitoring and shutdown zones are properly
observed.
The HMIC Cargo Dock would likely not impact any marine mammal
habitat since its location is within an area that is currently used by
large shipping vessels and in between two existing, heavily-traveled
docks, and within an active marine commercial and tourist area. There
are no known pinniped haulouts or other biologically important areas
for marine mammals near the action area. In addition, impacts to marine
mammal prey species are expected to be minor and temporary. Overall,
the area impacted by the project is very small compared to the
available habitat around Hoonah. The most likely impact to prey will be
temporary behavioral avoidance of the immediate area. During pile
driving/removal and DTH activities, it is expected that fish and marine
mammals would temporarily move to nearby locations and return to the
area following cessation of in-water construction activities.
Therefore, indirect effects on marine mammal prey during the
construction are not expected to be substantial.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
[ssquf] No mortality is anticipated or authorized;
[ssquf] Minimal impacts to marine mammal habitat/prey are expected;
[ssquf] The action area is located and within an active marine
commercial and tourist area;
[ssquf] There are no rookeries, or other known areas or features of
special significance for foraging or reproduction in the project area;
[ssquf] Anticipated incidents of Level B harassment consist of, at
worst, temporary modifications in behavior; and
[ssquf] The required mitigation measures (i.e. shutdown zones) are
expected to be effective in reducing the effects of the specified
activity.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the planned
activity will have a negligible impact on all affected marine mammal
species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Section 101(a)(5)(A) and (D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, where estimated numbers are
available, NMFS compares the number of individuals taken to the most
appropriate estimation of abundance of the relevant species or stock in
our determination of whether an authorization is limited to small
numbers of marine mammals. When the predicted number of individuals to
be taken is fewer than one third of the species or stock abundance, the
take is considered to be of small numbers. Additionally, other
qualitative factors may be considered in the analysis, such as the
temporal or spatial scale of the activities.
Seven of the nine marine mammal stocks authorized for take are
approximately 11 percent or less of the stock abundance. There are no
official stock abundances for harbor porpoise and minke whales;
however, as discussed in greater detail in the Description of Marine
Mammals in the Area of Specified Activities, we believe for the
abundance information that is available, the estimated takes are likely
small percentages of the stock abundance. For harbor porpoise, the
abundance for the Southeast Alaska stock is likely more represented by
the aerial surveys that were conducted as these surveys had better
coverage and were corrected for observer bias. Based on this data, the
estimated take could potentially be approximately 4 percent of the
stock abundance. However, this is unlikely and the percentage of the
stock taken is likely lower as the authorized take estimates are
conservative and the project occurs in a small footprint compared to
the available habitat in Southeast Alaska. For minke whales, in the
northern part of their range they are believed to be migratory and so
few minke whales have been seen during three offshore Gulf of Alaska
surveys that a population estimate could not be determined. With only
twelve authorized takes for this species, the percentage of take in
relation to the stock abundance is likely to be very small.
Based on the analysis contained herein of the planned activity
(including the mitigation and monitoring measures) and the anticipated
take of marine mammals, NMFS finds that small numbers of marine mammals
will be taken relative to the population size of the affected species
or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
That is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) Causing
the marine mammals to abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing physical barriers
between the marine mammals and the subsistence hunters; and (2) That
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
In September 2020, the Indigenous People's Council for Marine
Mammals (IPCoMM), the Alaska Sea Otter and Steller Sea Lion Commission,
Huna Totem Corporation, and the Hoonah Indian Association (HIA) were
contacted to determine potential project impacts on local subsistence
activities. No comments were received from IPCoMM or the Alaska Sea
Otter and Steller Sea Lion Commission. On September 14, 2020, Huna
Totem Corporation expressed support for the project and indicated that
they do not anticipate any marine mammal or subsistence.
The planned project is not likely to adversely impact the
availability of any marine mammal species or stocks that are commonly
used for subsistence purposes or to impact subsistence harvest of
marine mammals in the region because construction activities are
localized and temporary; mitigation
[[Page 27428]]
measures will be implemented to minimize disturbance of marine mammals
in the project area; and the project will not result in significant
changes to availability of subsistence resources.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the mitigation and monitoring
measures, NMFS has determined that there will not be an unmitigable
adverse impact on subsistence uses from the City's planned activities.
Therefore, we believe there are no relevant subsistence uses of the
affected marine mammal stocks or species implicated by this action.
NMFS has determined that the total taking of affected species or stocks
would not have an unmitigable adverse impact on the availability of
such species or stocks for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species, in this case with the Alaska Regional
Office (AKRO).
NMFS is authorizing take of Mexico DPS humpback whales, and Western
DPS Steller sea lions which are listed under the ESA. The Permit and
Conservation Division completed a Section 7 consultation with the AKRO
for the issuance of this IHA. The AKRO's biological opinion states that
the action is not likely to jeopardize the continued existence of
Western DPS Steller sea lions or Mexico DPS humpback whales.
Authorization
As a result of these determinations, NMFS authorizes an IHA to the
City for conducting for the planned pile driving and removal activities
as well as DTH during construction of the HMIC Cargo Dock Project,
Hoonah Alaska for one year, beginning May 2021, provided the previously
mentioned mitigation, monitoring, and reporting requirements are
incorporated.
Dated: May 17, 2021.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2021-10685 Filed 5-19-21; 8:45 am]
BILLING CODE 3510-22-P