National Vaccine Injury Compensation Program: Rescission of Revisions to the Vaccine Injury Table, 21209-21213 [2021-08478]
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Federal Register / Vol. 86, No. 76 / Thursday, April 22, 2021 / Rules and Regulations
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 100
RIN 0906–AB24
National Vaccine Injury Compensation
Program: Rescission of Revisions to
the Vaccine Injury Table
Health Resources and Services
Administration (HRSA), Department of
Health and Human Services (HHS).
ACTION: Final rule; withdrawal.
AGENCY:
This action rescinds in its
entirety the rule entitled ‘‘National
Vaccine Injury Compensation Program:
Revisions to the Vaccine Injury Table,’’
published in the Federal Register on
January 21, 2021 (January 21, 2021 Final
Rule).
DATES: As of April 22, 2021, the January
21, 2021 Final Rule, published in the
Federal Register at 86 FR 6249, which
was delayed at 86 FR 10835 on February
23, 2021, is withdrawn.
FOR FURTHER INFORMATION CONTACT:
Please visit the National Vaccine Injury
Compensation Program’s website,
https://www.hrsa.gov/
vaccinecompensation/, or contact
Tamara Overby, Acting Director,
Division of Injury Compensation
Programs, Healthcare Systems Bureau,
HRSA, Room 08N146B, 5600 Fishers
Lane, Rockville, MD 20857; by email at
vaccinecompensation@hrsa.gov; or by
telephone at (855) 266–2427.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Background
The National Childhood Vaccine
Injury Act of 1986, title III of Public Law
99–660 (42 U.S.C. 300aa–10 et seq.)
(Vaccine Act), established the National
Vaccine Injury Compensation Program
(VICP) to ensure an adequate supply of
vaccines, stabilize vaccine costs, and
establish and maintain an accessible
and efficient forum for individuals
found to be injured by certain vaccines
to be compensated. The Vaccine Act has
been amended several times since it was
first enacted in 1986.
Petitions for compensation under this
Program are filed in the United States
Court of Federal Claims (Court), with a
copy served on the Secretary of Health
and Human Services (the Secretary),
who is the ‘‘Respondent.’’ The Court,
acting through judicial officers called
Special Masters, makes findings as to
eligibility for, and the amount of,
compensation. To be found entitled to
an award under the VICP, a petitioner
must establish a vaccine-related injury
or death, either by proving that a
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vaccine actually caused or significantly
aggravated an injury (causation-in-fact)
or by demonstrating the occurrence of
what has been referred to as ‘‘a Table
injury.’’ That is, a petitioner may show
that the vaccine recipient suffered an
injury of the type enumerated in the
regulations at 42 CFR 100.3—the
Vaccine Injury Table 1 (Table)—
corresponding to the vaccination in
question, and that the onset of such
injury took place within a time period
also specified in the Table. The Table is
accompanied by, among other
provisions, the Qualifications and Aids
to Interpretation (QAI), which defines
the injuries and conditions listed on the
Table. If these criteria are met, the
injury is presumed to have been caused
by the vaccination, and the petitioner is
entitled to compensation (assuming that
other requirements are satisfied),2
unless the respondent affirmatively
shows that the injury was caused by
some factor other than the vaccination
(see 42 U.S.C. 300aa–11(c)(1)(C)(i),
300aa–13(a)(1)(B)), and 300aa–14(a)).
Currently, cases are often resolved by
negotiated settlements between the
parties and approved by the Court. In
such situations, HHS and the Court have
not reached a conclusion, based upon
review of the evidence, whether the
vaccine caused the alleged injury.
Revisions to the Table are authorized
under the Vaccine Act (42 U.S.C. 300aa–
14(c)–(e)). The Vaccine Act prohibits the
Secretary from proposing a revision to
the Table’s list of injuries, disabilities,
illnesses, conditions, and deaths for
which compensation may be provided,
or to the time periods for the first
symptom or manifestation of the onset
or the significant aggravation of any
such injury, disability, illness,
condition, or death, ‘‘unless the
Secretary has first provided to the
[Advisory] Commission [on Childhood
Vaccines] a copy of the proposed
regulation or revision, requested
recommendations and comments by the
Commission, and afforded the
1 https://www.hrsa.gov/sites/default/files/hrsa/
vaccine-compensation/vaccine-injury-table.pdf.
2 These requirements generally include that: (1)
The person bringing the petition qualifies as a
petitioner under the Vaccine Act; (2) the petitioner
filed the petition within the statute of limitations;
(3) the individual who sustained the vaccine-related
injury has not collected a prior award or settlement
of a civil action for the vaccine-related injury (or
no prior award or settlement of a civil action was
made on their behalf); (4) the vaccine was
administered within the United States or its trust
territories; and, (5) the individual who sustained
the vaccine-related injury suffered the residual
effects or complications of the injury for more than
six months, died, or was hospitalized and
underwent surgical intervention in response to the
vaccine-related injury. See generally 42 U.S.C.
300aa–11(b)–(c), 300aa–16(a)–(b).
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21209
Commission at least 90 days to make
such recommendations’’ (42 U.S.C.
300aa–14(d)). The Advisory
Commission on Childhood Vaccines
(ACCV) advises and makes
recommendations to the Secretary on
issues relating to the operation of the
VICP (see generally 42 U.S.C. 300aa–19).
Further, once the proposed revision is
published, the Vaccine Act requires the
Secretary to provide for a public hearing
and at least 180 days of public comment
(42 U.S.C. 300aa–14(c)(1)). To add a
new category of vaccines to the Table,
that category also must be
recommended for routine
administration to children or pregnant
women by the Centers for Disease
Control and Prevention (CDC), be made
subject to an excise tax by Federal law,
and be added to the VICP by the
Secretary within two years of the CDC’s
recommendation (42 U.S.C. 300aa–
14(e)).
HHS added Shoulder Injury Related
to Vaccine Administration (SIRVA) and
vasovagal syncope to the Table in March
2017, following an extensive, multi-year
process that involved nine HHS
workgroups comprising HRSA and CDC
medical staff reviewing the 2012
Institute of Medicine report, ‘‘Adverse
Effects of Vaccines: Evidence and
Causality,’’ 3 as well as other then-newly
published scientific literature not
contained in the report (82 FR 6294–95).
The ACCV considered the proposed
changes to add SIRVA and vasovagal
syncope to the Table in its meetings on
March 8, 2012, September 5, 2013,
December 5, 2013, June 5, 2014, and
September 4, 2014 (80 FR 45134). On
July 29, 2015, a notice of proposed
rulemaking (NPRM) was published (80
FR 45132), which provided a 180-day
public comment period that resulted in
the receipt of 14 written comments; 13
from individuals and one from a
national organization (82 FR at 6296). In
addition, a public hearing on the
proposed rule was held on January 14,
2016 (Id.). Almost a year after
considering the 14 written comments
and the remarks at the public hearing,
on January 19, 2017, HHS issued the
final rule that added SIRVA and
vasovagal syncope to the Table, with an
effective date of February 21, 2017 (Id.
at 6294). Pursuant to a January 20, 2017
memorandum from the Assistant to the
President and Chief of Staff, titled
‘‘Regulatory Freeze Pending Review,’’
the effective date of the final rule adding
SIRVA and vasovagal syncope to the
3 https://www.ncbi.nlm.nih.gov/books/
NBK190024/.
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Federal Register / Vol. 86, No. 76 / Thursday, April 22, 2021 / Rules and Regulations
Table was delayed until March 21, 2017
(82 FR 11321).
On July 20, 2020, HHS published an
NPRM proposing to amend the Table by
removing SIRVA, vasovagal syncope,
and the new vaccines category, Item
XVII (85 FR 43794). A final rule
amending the Table was published on
January 21, 2021 (86 FR 6249). Pursuant
to the Regulatory Freeze Memorandum
dated January 20, 2021, and after a brief
public comment period, effective
February 22, 2021, HHS delayed the
effective date of the January 21, 2021
Final Rule until April 23, 2021, so that
the new Administration could review
the final rule for ‘‘any questions of fact,
law, and policy the rule may raise’’ (86
FR 10835). Specifically, HHS delayed
the January 21, 2021 Final Rule to
determine whether its promulgation
raised any legal issues, including but
not limited to (1) whether the ACCV
was properly notified of the proposed
rule pursuant to 42 U.S.C. 300aa–14(c)
and (d), and (2) whether the public was
properly notified of the entire revised
regulation, 42 CFR 100.3(b)–(e)
(including the QAI and the coverage
provisions), given that both the
proposed and final rules published in
the Federal Register included only the
revised Vaccine Injury Table itself, but
not the entire revised regulation (Id. at
10835–36). On March 17, 2021, HHS
published an NPRM to rescind the
January 21, 2021 Final Rule (86 FR
14567).
Summary of the Final Rule
This final rule rescinds the January
21, 2021 Final Rule entitled ‘‘National
Vaccine Injury Compensation Program:
Revisions to the Vaccine Injury Table’’
(86 FR 6249), which, if it were to go into
effect, would amend the provisions of
42 CFR 100.3 by removing SIRVA,
vasovagal syncope, and the new
vaccines category (Item XVII) from the
Table.
HHS is rescinding the January 21,
2021 Final Rule for both procedural and
policy reasons. HHS had already been
alerted, and commenters to the March
17, 2021 NPRM reiterated, that members
of the public believe that the
promulgation of the January 21, 2021
Final Rule was irregular in its haste, and
that HHS did not fully engage with
either the ACCV or the public regarding
its rationale behind the July 20, 2020
NPRM and its proposed amendments to
the Table. The promulgation of the
January 21, 2021 Final Rule stands in
contrast to the extensive, multi-year
process HHS followed to add SIRVA
and vasovagal syncope to the Table in
March 2017.
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Specifically, the July 20, 2020 NPRM
stated that HHS provided its proposal to
remove SIRVA, vasovagal syncope, and
Item XVII from the Table to the ACCV
for its comments ‘‘on or about February
15, 2020,’’ and that ‘‘[a]s part of its
mandate under the [Vaccine] Act, the
ACCV considered the proposed changes
set forth in this NPRM on March 6,
2020, and May 18, 2020’’ (85 FR 43799
& n. 19). However, the draft NPRM was
not officially provided to the ACCV as
a group in mid-February 2020, and,
while the statute requires the Secretary
to request ‘‘recommendations and
comments by the Commission,’’ instead
the draft NPRM was mailed in hard
copy to each of the ACCV members,
marked ‘‘privileged and confidential,’’
with a request for comments from the
individual members. Although the thenChair started the first brief discussion of
the draft NPRM at the ACCV meeting on
March 6, 2020, the draft NPRM was not
on the agenda (see https://
www.hrsa.gov/sites/default/files/hrsa/
advisory-committees/vaccines/
meetings/2020/accv-agendamarch2020.pdf), and no members of the
ACCV other than the then-Chair knew
in advance that it would be discussed.
One ACCV member commented at the
meeting that she thought that the
members were not permitted to discuss
the draft NPRM. Several members stated
that they had questions about the draft
NPRM and wished to have further
discussion (see https://www.hrsa.gov/
sites/default/files/hrsa/advisorycommittees/vaccines/meetings/2020/
accv-march-meeting-minutes.pdf).
At the May 18, 2020 ACCV meeting,
three ACCV members expressed their
concern that no HHS representative was
present to explain the draft NPRM,
provide scientific evidence in support,
or discuss the recommendations with
the ACCV members (see https://
www.hrsa.gov/sites/default/files/hrsa/
advisory-committees/vaccines/
meetings/2020/accv-may-meetingminutes.pdf). In the past, when HHS has
proposed a revision to the Table, it has
sent an agency representative to discuss
the proposal with the ACCV. The ACCV
unanimously voted to oppose the
proposed changes to the Table, and sent
a recommendation to the Secretary
opposing the draft NPRM for many
reasons including: (1) No representative
from HHS was made available to
provide the evidence and reasoning
behind the draft NPRM; (2) SIRVA and
vasovagal syncope, though rare, are
injuries caused by vaccines; (3)
exposing vaccine administrators to civil
liability could be a disincentive to
vaccine administration and result in
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lower vaccination rates; and (4) the
explanation in the draft NPRM did not
meet the ACCV’s guiding principles for
recommending changes to the VICP
Table (see https://www.hrsa.gov/sites/
default/files/hrsa/advisory-committees/
vaccines/reports/accv-recommendationmay-2020.pdf).
On October 29, 2020, HHS published
in the Federal Register a Notification
that a hearing on the July 20, 2020
NPRM would be held on November 9,
2020 (85 FR 68540). Unfortunately, that
Federal Register Notification incorrectly
gave a deadline of October 26, 2020
(three days earlier than the Notice was
published) for individuals to register to
speak at the hearing (Id.). A correction
extending the deadline to November 5,
2020, was published in the Federal
Register on November 6, 2020 (one day
after the deadline) (85 FR 71046).
Despite these notification issues, 26
individuals spoke at the public hearing;
all were opposed to the NPRM (see
https://www.regulations.gov/document/
HRSA-2020-0002-0373).
Both the January 21, 2021 Final Rule
and the July 20, 2020 NPRM included
the following instruction: ‘‘In § 100.3,
revise paragraph (a) and remove
paragraphs (c)(10) and (13) and (e)(8).
The revision reads as follows:’’
Removing paragraphs (c)(10) and (13)
would strike the definitions of SIRVA
and vasovagal syncope, respectively,
from the QAI, and removing paragraph
(e)(8) would strike the new vaccines
category (Item XVII of the Table) from
the Coverage Provisions section of the
regulation. What followed the
instruction was paragraph (a) and the
Table itself. The rest of the regulation,
including the revised paragraph (c) QAI
and paragraph (e) Coverage Provisions,
which are a critical part of the
regulation (86 FR 6267; 85 FR 43804),
were not included in the instruction and
therefore were not included in the
revised regulations set out following the
instruction. The version of the Vaccine
Injury Table that is currently displayed
on the eCFR includes a link titled ‘‘Link
to an amendment published at 86 FR
6267, Jan. 21, 2021.’’ This link displays
only the Vaccine Injury Table that was
published in the January 21, 2021 Final
Rule (see https://www.ecfr.gov/cgi-bin/
text-idx?SID=f5f03d551be5379a43b4de
00614dafaa&mc=true&node=
20210121y1.4). It also does not include
paragraph (b) Provisions that apply to
all conditions listed, paragraph (c) QAI,
paragraph (d) Glossary for purposes of
paragraph (c), and/or paragraph (e)
Coverage Provisions sections of the
Table, because those revisions were not
included in the instruction and
therefore were not included in the
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revised regulations set out following the
instruction.
As a policy matter, HHS is rescinding
the January 21, 2021 Final Rule because
it is concerned that it would have a
negative impact on vaccine
administrators, which would be at odds
with the Federal Government’s efforts to
increase confidence in vaccinations in
the United States, particularly in light of
efforts to respond to the Coronavirus
Disease 2019 (COVID–19) pandemic, as
detailed in the March 17, 2021 NPRM.
On March 16, 2021, the then-Acting
Secretary issued a Seventh Amendment
to the Public Readiness and Emergency
Preparedness (PREP) Act Declaration to,
among other things, add additional
categories of qualified people
authorized to prescribe, dispense, and
administer COVID–19 vaccines
authorized by the U.S. Food and Drug
Administration, including dentists,
EMTs, midwives, optometrists,
paramedics, physician assistants,
podiatrists, respiratory therapists, and
veterinarians (86 FR 14462).
Given this unprecedented vaccination
effort and the concern that the January
21, 2021 Final Rule’s revisions to the
Table could negatively impact the
COVID–19 vaccination campaign, as
well as other campaigns such as annual
influenza vaccination efforts, and the
January 21, 2021 Final Rule’s associated
procedural issues, HHS is rescinding
that rule.
Section 553(d) of the Administrative
Procedure Act (APA) (5 U.S.C. 551 et
seq.) requires that Federal agencies
provide at least 30 days after
publication of a final rule in the Federal
Register before making it effective,
unless good cause can be found not to
do so. HHS finds that there is good
cause for making this final rule effective
less than 30 days after publication in the
Federal Register given that failure to do
so would result in the removal of SIRVA
and vasovagal syncope from the Table
for 30 days, which would result in
logistical and legal uncertainty
regarding injuries allegedly received,
petitions filed, and petitions
adjudicated during that 30-day period.
That same uncertainty also applies to
the status of 42 CFR 100.3(b)–(e) during
such period, given the January 21, 2021
Final Rule’s conflicting instructions
regarding these provisions. For these
reasons, HHS finds there is good cause
to make this final rule effective before
the January 21, 2021 Final Rule goes
into effect on April 23, 2021.
II. Analysis and Responses to Public
Comments
The March 17, 2021 NPRM provided
a 30-day comment period, and HRSA
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received 121 comments during that
time, none of which supported the
January 21, 2021 Final Rule. HRSA
received comments from: Nurses and
patients; law and other graduate school
students; petitioners’ attorneys
(including a former member of the
ACCV), law firms, and a bar association;
a Member of Congress; a biotech trade
association; pharmacist and drug store
associations; a national drug store chain;
non-profit organizations; and other
individuals. While the Secretary only
sought public comment on rescinding
the January 21, 2021 Final Rule, many
commenters offered comments beyond
the scope of the request. We have
summarized the relevant comments
received, all of which support
rescinding the January 21, 2021 Final
Rule, and provided our responses
below.
Comment: Several commenters
supported the rescission of the January
21, 2021 Final Rule because they believe
that rule did not adequately consider
the recommendations of the ACCV or
the public, or because they had other
concerns regarding the January 21, 2021
Final Rule’s promulgation. Several
commenters pointed out irregularities in
how HHS consulted with the ACCV as
required by 42 U.S.C. 300aa–14(d). For
example, then-ACCV Vice Chair raised
concerns about the fact that the draft
NPRM he received was marked
privileged and confidential, and that he
had ‘‘never been given permission by
anyone from HHS or anywhere else to
talk about that document prior to the
March 2020 meeting.’’ He went on to
state ‘‘a discussion about the Proposed
Rule was not on the agenda, and we [the
ACCV] had absolutely zero notice that
the Proposed Rule was going to be a
topic of [consideration], even if the
privileges and confidentiality had been
waived by HHS.’’
In addition, some commenters noted
that HHS received more than 760
comments, the vast majority of which
were opposed to the July 20, 2020
NPRM, and that more than 150 of those
comments were posted on the last day
of the comment period. These
commenters contended that HHS did
not address various substantive
comments in the January 21, 2021 Final
Rule. For example, one commenter
pointed to six specific comments (three
from petitioners’ attorneys, one from an
orthopedic surgeon, one from a
commercial pharmacy, and one from a
biotechnology trade association) that
‘‘were substantial and challenged key
premises of the [July 20, 2020] NPRM’’
to which the January 21, 2021 Final
Rule did not adequately respond.
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Response: HHS agrees that there were
irregularities in how HHS consulted
with the ACCV, and there is a legitimate
question as to whether the ACCV
received the full 90 days to make
recommendations. HHS also shares the
commenters’ other concerns related to
the January 21, 2021 Final Rule’s
promulgation, as detailed above,
including whether all public comments
were adequately considered and
addressed as required by the APA.
Given the numerous concerns that have
already been raised and the questions
that surround the January 21, 2021 Final
Rule’s promulgation, HHS agrees that
rescinding that rule is proper.4
Comment: Many patients and
individuals supported the rescission of
the January 21, 2021 Final Rule because
they stated they had suffered SIRVA or
other injuries related to vaccinations
and wanted others to be able to submit
petitions for their own alleged SIRVA
injuries. Some individuals raised
concerns about COVID–19 vaccines and
expressed their view that any potential
vaccine-related injuries from that
vaccination should be covered by the
Program.
Response: The VICP was created in
the 1980s, after lawsuits against vaccine
companies and health care providers
threatened to cause vaccine shortages
and reduce U.S. vaccination rates,
which could have caused a resurgence
of vaccine preventable diseases. HHS
understands the important role the VICP
plays by allowing any individual, of any
age, who received a covered vaccine and
believes he or she was injured as a
result, to seek compensation. HHS
regrets that it is unable to comment on
individual pending or potential claims
for compensation. Further, HHS notes
that COVID–19 vaccines are covered
countermeasures under the
Countermeasures Injury Compensation
Program (CICP),5 not the VICP. As long
as Item XVII is included on the Table,
for a new category of vaccines to be
4 One commenter expressed concern regarding
the following sentence in the March 17, 2021
NPRM: ‘‘HHS proposes rescinding the final rule so
that, if it chooses to proceed with removing SIRVA,
vasovagal syncope, and the new vaccines category
(Item XVII) from the Table, it does so with sufficient
time to carefully and methodically review the
policy, science, and law regarding these items and
creates a transparent record of the process that
clearly complies with all Vaccine Act and APA
requirements.’’ HHS wants to clarify that the quoted
sentence was intended merely to be a hypothetical
statement.
5 The Public Readiness and Emergency
Preparedness Act (PREP Act) authorizes the CICP to
provide benefits to certain individuals or estates of
individuals who sustain a covered serious physical
injury as the direct result of the administration or
use of covered countermeasures identified in and
administered or used under a PREP Act declaration.
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Federal Register / Vol. 86, No. 76 / Thursday, April 22, 2021 / Rules and Regulations
covered under the VICP, the following
three things must happen: (1) Congress
must enact an excise tax on the vaccine,
(2) the CDC must recommend it for
routine administration to children or
pregnant women, and (3) the Secretary
must publish a notice of coverage in the
Federal Register (see 42 CFR 100.3(a),
(e)(8)).
Comment: Many commenters
supported the rescission of the January
21, 2021 Final Rule because they believe
it contravenes the science surrounding
SIRVA. For example, a group of
registered nurses stated: ‘‘Shoulder
injury related to vaccine
[administration] (SIRVA) and vasovagal
syncope are legitimate vaccine-related
injuries that should remain on the
Vaccine Injury Table. The 2011 Institute
of Medicine Report provided convincing
evidence through extensive literature
reviews that vaccine administration had
a causal relationship with both SIRVA
and vasovagal syncope. It is necessary
that the Vaccine Injury Table [retain]
injuries proven by evidence that have
the potential to adversely affect
American lives.’’
Response: HHS is rescinding the
January 21, 2021 Final Rule before it
goes into effect in part so that the
agency can have sufficient time to
carefully and methodically consider the
state of the science regarding SIRVA
since it last completed its
comprehensive review of the literature
before adding SIRVA to the Table in
March of 2017.
Comment: Various commenters
supported the rescission of the January
21, 2021 Final Rule because they
disagreed with the policy and legal
rationales outlined in that rule. For
example, some commenters argued that
the cited financial considerations in the
July 20, 2020 NPRM and the January 21,
2021 Final Rule did not support the
removal of SIRVA and vasovagal
syncope from the Table because these
two injuries have minimal impact on
the compensation funds available.
Further, some commenters posited that
the stated legal basis for removing
SIRVA and vasovagal syncope from the
Table, i.e., that the VICP only covers
injuries attributable to the contents of a
vaccine, and for removing Item XVII
from the Table, i.e., that the item was
contrary to law, represented changes in
HHS’s interpretation of the Vaccine Act
that HHS did not adequately explain.
Response: HHS agrees that
compensation paid for SIRVA and
syncope claims under the VICP are not
currently threatening the solvency of the
Vaccine Injury Compensation Trust
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Fund.6 Additionally, HHS agrees that
the legal interpretation outlined in the
January 21, 2021 Final Rule represented
a change from HHS’s historical
interpretation of the Vaccine Act.7 Such
a change in interpretation would
deserve a more thorough review and
public discussion by HHS with the
ACCV and the general public than
occurred during the development of the
January 21, 2021 Final Rule.
Comment: Some commenters
supported the rescission of the January
21, 2021 Final Rule because removing
Item XVII from the Table would
significantly lengthen the process of
adding any new vaccine in the future—
such as COVID–19 vaccines—to the
Table for coverage under the VICP.
Other commenters supported moving
coverage for COVID–19 vaccines to the
VICP from the CICP.
Response: HHS agrees that, without
Item XVII on the Table, the process for
adding a vaccine to the Table could be
more drawn out. With Item XVII in
place, if HHS were to want to add a
vaccine to the Table, it could do so if
(1) Congress enacts an excise tax on the
vaccine, (2) the CDC recommends it for
routine administration to children or
pregnant women, and (3) the Secretary
publishes a notice of coverage in the
Federal Register (see 42 CFR 100.3(a),
(e)(8)). The January 21, 2021 Final Rule
stated incorrectly that, if Item XVII were
removed from the Table, notice and
comment rulemaking to add a new
vaccine to the VICP would require that
any proposed addition of a new vaccine
to the Table be presented to the ACCV
for its consideration for 90 days prior to
publication of an NPRM, with a 180-day
comment period for the NPRM, and a
public hearing.8
6 The Vaccine Injury Compensation Trust Fund
provides funding for the VICP to compensate
vaccine-related injury or death petitions for covered
vaccines administered on or after October 1, 1988.
Funded by a $.75 excise tax on vaccines
recommended by the CDC for routine
administration to children or pregnant women, the
excise tax is imposed on each dose of a vaccine.
7 Prior to the addition of SIRVA to the Table,
SIRVA was a recognized vaccine injury in the VICP,
with the Court of Federal Claims awarding
compensation to petitioners based on a finding of
causation in fact. See, e.g., Vessey v. Secretary of
HHS, No. 14–556V, 2014 WL 5408975 (Fed. Cl.
Sept. 26, 2014); Grant v. Secretary of HHS, No. 13–
743V, 2013 WL 6913004 (Fed. Cl. Dec. 11, 2013);
Simpson v. Secretary of HHS, No. 13–068V, 2013
WL 2454365 (Fed. Cl. May 9, 2013); Godlewski v.
Secretary of HHS, No. 12–396V, 2012 WL 6830374
(Fed. Cl. Dec. 17, 2012); Gainey v. Secretary of HHS,
No. 09–597V, 2010 WL 2483748 (Fed. Cl. May 12,
2010); Ali v. Secretary of HHS, No. 09–660V, 2010
WL 1010027 (Fed. Cl. Feb. 26, 2010).
8 Specifically, the January 21, 2021 Final Rule
states: ‘‘This final rule has zero impact on inclusion
of the COVID–19 vaccine on the Table. The COVID–
19 vaccine can separately be added to the Table, but
the Department needs to follow the process
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As stated above, COVID–19 vaccines
are covered countermeasures under the
CICP, not the VICP. For COVID–19
vaccines to be covered under the VICP,
the process described above would have
to occur.
Comment: Many commenters
supported the rescission of the January
21, 2021 Final Rule because they are
concerned that it would be particularly
detrimental to vaccine administrators,
which would be at odds with the
Federal Government’s efforts to increase
COVID–19 vaccinations, influenza
vaccinations, and routine childhood
vaccinations, the latter of which have
significantly dropped during the
pandemic. For example, the American
Pharmacists Association and the
National Alliance of State Pharmacy
Associations commented that ‘‘during a
pandemic is not the time to make
changes to the Vaccine Injury Table,
when we are working as a nation to
implement the Administration’s
National Strategy for the COVID–19
Response and Pandemic Preparedness,
including optimizing the manufacture,
distribution, and administration of
COVID–19 and other critical
vaccinations.’’ Another comment
pointed out that many states are already
suffering from nursing shortages, and
increasing nurses’ risk of liability for
vaccine administration could exacerbate
that shortage. Commenters also
expressed concern that removing SIRVA
and vasovagal syncope may increase
vaccine hesitancy as individuals who
already distrust vaccinations may
decide to avoid being vaccinated if they
believe they will not be compensated for
SIRVA or vasovagal syncope injuries.
Response: Although the COVID–19
vaccine is not covered under the VICP,
HHS recognizes that any action taken
that concerns administration of other
vaccines could impact the Federal
Government’s efforts to combat COVID–
19.9 For example, as discussed above,
specified in 42 U.S.C. 300aa–14(c)—(d) to do so.
This includes that the ACCV recommend that the
COVID–19 vaccine be added, or opine on the
Department’s recommendation to add the COVID–
19 vaccine to the Table’’ (86 FR 6251).
However, the process described in 42 U.S.C.
300aa–14(c)—(d) does not apply to adding vaccines
to the Table; rather, it only applies to Table
modifications that ‘‘add to, or delete from, the list
of injuries, disabilities, illnesses, conditions, and
deaths for which compensation may be provided or
[ ] change the time periods for the first symptom or
manifestation of the onset or the significant
aggravation of any such injury, disability, illness,
condition, or death.’’ 42 U.S.C. 300aa–14(c)(3).
Subsection 300aa–14(e)(2)—(3), by contrast,
provides the process for adding new vaccines to the
Table.
9 See National Strategy for the COVID–19
Response and Pandemic Preparedness (Jan. 2021),
available at https://www.whitehouse.gov/wpcontent/uploads/2021/01/National-Strategy-for-the-
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Federal Register / Vol. 86, No. 76 / Thursday, April 22, 2021 / Rules and Regulations
on March 16, 2021, the then-Acting
Secretary issued a Seventh Amendment
to the Public Readiness and Emergency
Preparedness (PREP) Act Declaration to,
among other things, add additional
categories of qualified people
authorized to prescribe, dispense, and
administer COVID–19 vaccines
authorized by the U.S. Food and Drug
Administration. HHS has determined it
is not appropriate to remove categories
of vaccines and types of injuries from
the Table in the midst of the pandemic,
especially in light of the Federal
Government’s unprecedented
vaccination effort and data showing
lower rates of routine immunizations
during this period.10 In addition, HHS
agrees that the January 21, 2021 Final
Rule’s revisions to the Table could
negatively impact the vaccine
administrators carrying out this massive
COVID–19 vaccination campaign by
increasing their exposure to liability for
administering non-COVID vaccines,
without ample opportunity for vaccine
administrators to engage in dialogue
with HHS about their concerns. HHS
agrees that removing compensable Table
injuries, like SIRVA and vasovagal
syncope, might run counter to public
health goals and increase vaccine
hesitancy because doing so could
remove the possibility of an accessible
and efficient forum for compensation for
these injuries.
III. Regulatory Impact Analysis
Executive Order 12866 directs
agencies to assess all costs and benefits
of available regulatory alternatives and,
when rulemaking is necessary, to select
regulatory approaches that provide the
greatest net benefits (including potential
economic, environmental, public health,
safety, distributive, and equity effects).
In addition, under the Regulatory
Flexibility Act, if a rule has a significant
economic effect on a substantial number
of small entities, HHS must specifically
consider the economic effect of a rule on
small entities and analyze regulatory
options that could lessen the impact of
the rule.
The Office of Information and
Regulatory Affairs has determined that
this rule is not a ‘‘significant regulatory
action’’ under section 3(f) of Executive
Order 12866.
HHS has determined that no resources
are required to implement the
requirements in this rule because
compensation will continue to be made
consistent with the status quo.
Therefore, in accordance with the
Regulatory Flexibility Act of 1980
(RFA), and the Small Business
Regulatory Enforcement Act of 1996,
which amended the RFA, HHS certifies
that this rule will not have a significant
impact on a substantial number of small
entities.
HHS has also determined that this
rule does not meet the criteria for a
major rule under the Congressional
Review Act or Executive Order 12866
and would have no major effect on the
economy or Federal expenditures.
Similarly, it will not have effects on
State, local, and tribal governments and
on the private sector such as to require
consultation under the Unfunded
Mandates Reform Act of 1995. Nor on
the basis of family well-being will the
provisions of this rule affect the
following family elements: Family
safety; family stability; marital
commitment; parental rights in the
education, nurture and supervision of
their children; family functioning;
disposable income or poverty; or the
behavior and personal responsibility of
youth, as determined under section
654(c) of the Treasury and General
Government Appropriations Act of
1999.
Impact of the New Rule
This rule rescinds the final rule titled
‘‘National Vaccine Injury Compensation
Program: Revisions to the Vaccine
Injury Table.’’ This rescission is
reasonable and will not be disruptive
because the underlying rule has not yet
been implemented or taken effect.
Paperwork Reduction Act of 1995
This rule has no information
collection requirements.
Xavier Becerra,
Secretary, Department of Health and Human
Services.
[FR Doc. 2021–08478 Filed 4–21–21; 8:45 am]
BILLING CODE 4165–15–P
16:23 Apr 21, 2021
Jkt 253001
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DEPARTMENT OF TRANSPORTATION
Maritime Administration
46 CFR Part 310
[Docket No. MARAD–2020–0142]
RIN 2133–AB92
Admission and Training of
Midshipmen at the United States
Merchant Marine Academy;
Amendment Providing an Emergency
Waiver for Scholastic Requirements
Maritime Administration,
Department of Transportation.
ACTION: Final rule; response to
comments on interim final rule.
AGENCY:
This final rule adopts,
without change, an October 22, 2020,
interim final rule (IFR) amending
Maritime Administration (MARAD)
regulations governing admission to the
United States Merchant Marine
Academy (USMMA). The amendments
allow the MARAD Administrator to
waive the requirement for USMMA
applicants to have taken the College
Board’s Scholastic Aptitude Test (SAT)
or the American College Testing
Program (ACT) examination in the event
of a State or national emergency. The
ability to waive SAT and ACT
requirements for prospective students is
necessary to address testing disruptions
caused by the coronavirus disease 2019
(COVID–19) pandemic and to provide
for future emergencies.
DATES: This final rule is effective April
22, 2021.
FOR FURTHER INFORMATION CONTACT:
Mitch Hudson, Office of the Chief
Counsel, at (202) 366–9373 or
Mitch.Hudson@dot.gov. The mailing
address for the Maritime
Administration, Office of the Chief
Counsel is 1200 New Jersey Avenue SE,
Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Table of Contents
I. Executive Summary
II. Background
III. Agency’s Response
IV. Comments and Immediate Effective Date
V. Regulatory Analyses and Notices
I. Executive Summary
Institutions of higher education across
the Nation have been severely impacted
by the coronavirus disease 2019
(COVID–19) pandemic, which has not
only required them to adapt teaching
methods and practices, but also
admissions processes and criteria.
USMMA, along with many other
institutions, is faced with the dilemma
COVID-19-Response-and-PandemicPreparedness.pdf.
10 Santoli JM, Lindley MC, DeSilva MB, et al.
Effects of the COVID–19 Pandemic on Routine
Pediatric Vaccine Ordering and Administration —
United States, 2020. MMWR Morb Mortal Wkly Rep
2020;69:591–593. DOI: https://dx.doi.org/10.15585/
mmwr.mm6919e2.
VerDate Sep<11>2014
21213
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E:\FR\FM\22APR1.SGM
22APR1
Agencies
[Federal Register Volume 86, Number 76 (Thursday, April 22, 2021)]
[Rules and Regulations]
[Pages 21209-21213]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-08478]
[[Page 21209]]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
42 CFR Part 100
RIN 0906-AB24
National Vaccine Injury Compensation Program: Rescission of
Revisions to the Vaccine Injury Table
AGENCY: Health Resources and Services Administration (HRSA), Department
of Health and Human Services (HHS).
ACTION: Final rule; withdrawal.
-----------------------------------------------------------------------
SUMMARY: This action rescinds in its entirety the rule entitled
``National Vaccine Injury Compensation Program: Revisions to the
Vaccine Injury Table,'' published in the Federal Register on January
21, 2021 (January 21, 2021 Final Rule).
DATES: As of April 22, 2021, the January 21, 2021 Final Rule, published
in the Federal Register at 86 FR 6249, which was delayed at 86 FR 10835
on February 23, 2021, is withdrawn.
FOR FURTHER INFORMATION CONTACT: Please visit the National Vaccine
Injury Compensation Program's website, https://www.hrsa.gov/vaccinecompensation/, or contact Tamara Overby, Acting Director,
Division of Injury Compensation Programs, Healthcare Systems Bureau,
HRSA, Room 08N146B, 5600 Fishers Lane, Rockville, MD 20857; by email at
[email protected]; or by telephone at (855) 266-2427.
SUPPLEMENTARY INFORMATION:
I. Background
The National Childhood Vaccine Injury Act of 1986, title III of
Public Law 99-660 (42 U.S.C. 300aa-10 et seq.) (Vaccine Act),
established the National Vaccine Injury Compensation Program (VICP) to
ensure an adequate supply of vaccines, stabilize vaccine costs, and
establish and maintain an accessible and efficient forum for
individuals found to be injured by certain vaccines to be compensated.
The Vaccine Act has been amended several times since it was first
enacted in 1986.
Petitions for compensation under this Program are filed in the
United States Court of Federal Claims (Court), with a copy served on
the Secretary of Health and Human Services (the Secretary), who is the
``Respondent.'' The Court, acting through judicial officers called
Special Masters, makes findings as to eligibility for, and the amount
of, compensation. To be found entitled to an award under the VICP, a
petitioner must establish a vaccine-related injury or death, either by
proving that a vaccine actually caused or significantly aggravated an
injury (causation-in-fact) or by demonstrating the occurrence of what
has been referred to as ``a Table injury.'' That is, a petitioner may
show that the vaccine recipient suffered an injury of the type
enumerated in the regulations at 42 CFR 100.3--the Vaccine Injury Table
\1\ (Table)--corresponding to the vaccination in question, and that the
onset of such injury took place within a time period also specified in
the Table. The Table is accompanied by, among other provisions, the
Qualifications and Aids to Interpretation (QAI), which defines the
injuries and conditions listed on the Table. If these criteria are met,
the injury is presumed to have been caused by the vaccination, and the
petitioner is entitled to compensation (assuming that other
requirements are satisfied),\2\ unless the respondent affirmatively
shows that the injury was caused by some factor other than the
vaccination (see 42 U.S.C. 300aa-11(c)(1)(C)(i), 300aa-13(a)(1)(B)),
and 300aa-14(a)). Currently, cases are often resolved by negotiated
settlements between the parties and approved by the Court. In such
situations, HHS and the Court have not reached a conclusion, based upon
review of the evidence, whether the vaccine caused the alleged injury.
---------------------------------------------------------------------------
\1\ https://www.hrsa.gov/sites/default/files/hrsa/vaccine-compensation/vaccine-injury-table.pdf.
\2\ These requirements generally include that: (1) The person
bringing the petition qualifies as a petitioner under the Vaccine
Act; (2) the petitioner filed the petition within the statute of
limitations; (3) the individual who sustained the vaccine-related
injury has not collected a prior award or settlement of a civil
action for the vaccine-related injury (or no prior award or
settlement of a civil action was made on their behalf); (4) the
vaccine was administered within the United States or its trust
territories; and, (5) the individual who sustained the vaccine-
related injury suffered the residual effects or complications of the
injury for more than six months, died, or was hospitalized and
underwent surgical intervention in response to the vaccine-related
injury. See generally 42 U.S.C. 300aa-11(b)-(c), 300aa-16(a)-(b).
---------------------------------------------------------------------------
Revisions to the Table are authorized under the Vaccine Act (42
U.S.C. 300aa-14(c)-(e)). The Vaccine Act prohibits the Secretary from
proposing a revision to the Table's list of injuries, disabilities,
illnesses, conditions, and deaths for which compensation may be
provided, or to the time periods for the first symptom or manifestation
of the onset or the significant aggravation of any such injury,
disability, illness, condition, or death, ``unless the Secretary has
first provided to the [Advisory] Commission [on Childhood Vaccines] a
copy of the proposed regulation or revision, requested recommendations
and comments by the Commission, and afforded the Commission at least 90
days to make such recommendations'' (42 U.S.C. 300aa-14(d)). The
Advisory Commission on Childhood Vaccines (ACCV) advises and makes
recommendations to the Secretary on issues relating to the operation of
the VICP (see generally 42 U.S.C. 300aa-19). Further, once the proposed
revision is published, the Vaccine Act requires the Secretary to
provide for a public hearing and at least 180 days of public comment
(42 U.S.C. 300aa-14(c)(1)). To add a new category of vaccines to the
Table, that category also must be recommended for routine
administration to children or pregnant women by the Centers for Disease
Control and Prevention (CDC), be made subject to an excise tax by
Federal law, and be added to the VICP by the Secretary within two years
of the CDC's recommendation (42 U.S.C. 300aa-14(e)).
HHS added Shoulder Injury Related to Vaccine Administration (SIRVA)
and vasovagal syncope to the Table in March 2017, following an
extensive, multi-year process that involved nine HHS workgroups
comprising HRSA and CDC medical staff reviewing the 2012 Institute of
Medicine report, ``Adverse Effects of Vaccines: Evidence and
Causality,'' \3\ as well as other then-newly published scientific
literature not contained in the report (82 FR 6294-95). The ACCV
considered the proposed changes to add SIRVA and vasovagal syncope to
the Table in its meetings on March 8, 2012, September 5, 2013, December
5, 2013, June 5, 2014, and September 4, 2014 (80 FR 45134). On July 29,
2015, a notice of proposed rulemaking (NPRM) was published (80 FR
45132), which provided a 180-day public comment period that resulted in
the receipt of 14 written comments; 13 from individuals and one from a
national organization (82 FR at 6296). In addition, a public hearing on
the proposed rule was held on January 14, 2016 (Id.). Almost a year
after considering the 14 written comments and the remarks at the public
hearing, on January 19, 2017, HHS issued the final rule that added
SIRVA and vasovagal syncope to the Table, with an effective date of
February 21, 2017 (Id. at 6294). Pursuant to a January 20, 2017
memorandum from the Assistant to the President and Chief of Staff,
titled ``Regulatory Freeze Pending Review,'' the effective date of the
final rule adding SIRVA and vasovagal syncope to the
[[Page 21210]]
Table was delayed until March 21, 2017 (82 FR 11321).
---------------------------------------------------------------------------
\3\ https://www.ncbi.nlm.nih.gov/books/NBK190024/.
---------------------------------------------------------------------------
On July 20, 2020, HHS published an NPRM proposing to amend the
Table by removing SIRVA, vasovagal syncope, and the new vaccines
category, Item XVII (85 FR 43794). A final rule amending the Table was
published on January 21, 2021 (86 FR 6249). Pursuant to the Regulatory
Freeze Memorandum dated January 20, 2021, and after a brief public
comment period, effective February 22, 2021, HHS delayed the effective
date of the January 21, 2021 Final Rule until April 23, 2021, so that
the new Administration could review the final rule for ``any questions
of fact, law, and policy the rule may raise'' (86 FR 10835).
Specifically, HHS delayed the January 21, 2021 Final Rule to determine
whether its promulgation raised any legal issues, including but not
limited to (1) whether the ACCV was properly notified of the proposed
rule pursuant to 42 U.S.C. 300aa-14(c) and (d), and (2) whether the
public was properly notified of the entire revised regulation, 42 CFR
100.3(b)-(e) (including the QAI and the coverage provisions), given
that both the proposed and final rules published in the Federal
Register included only the revised Vaccine Injury Table itself, but not
the entire revised regulation (Id. at 10835-36). On March 17, 2021, HHS
published an NPRM to rescind the January 21, 2021 Final Rule (86 FR
14567).
Summary of the Final Rule
This final rule rescinds the January 21, 2021 Final Rule entitled
``National Vaccine Injury Compensation Program: Revisions to the
Vaccine Injury Table'' (86 FR 6249), which, if it were to go into
effect, would amend the provisions of 42 CFR 100.3 by removing SIRVA,
vasovagal syncope, and the new vaccines category (Item XVII) from the
Table.
HHS is rescinding the January 21, 2021 Final Rule for both
procedural and policy reasons. HHS had already been alerted, and
commenters to the March 17, 2021 NPRM reiterated, that members of the
public believe that the promulgation of the January 21, 2021 Final Rule
was irregular in its haste, and that HHS did not fully engage with
either the ACCV or the public regarding its rationale behind the July
20, 2020 NPRM and its proposed amendments to the Table. The
promulgation of the January 21, 2021 Final Rule stands in contrast to
the extensive, multi-year process HHS followed to add SIRVA and
vasovagal syncope to the Table in March 2017.
Specifically, the July 20, 2020 NPRM stated that HHS provided its
proposal to remove SIRVA, vasovagal syncope, and Item XVII from the
Table to the ACCV for its comments ``on or about February 15, 2020,''
and that ``[a]s part of its mandate under the [Vaccine] Act, the ACCV
considered the proposed changes set forth in this NPRM on March 6,
2020, and May 18, 2020'' (85 FR 43799 & n. 19). However, the draft NPRM
was not officially provided to the ACCV as a group in mid-February
2020, and, while the statute requires the Secretary to request
``recommendations and comments by the Commission,'' instead the draft
NPRM was mailed in hard copy to each of the ACCV members, marked
``privileged and confidential,'' with a request for comments from the
individual members. Although the then-Chair started the first brief
discussion of the draft NPRM at the ACCV meeting on March 6, 2020, the
draft NPRM was not on the agenda (see https://www.hrsa.gov/sites/default/files/hrsa/advisory-committees/vaccines/meetings/2020/accv-agenda-march2020.pdf), and no members of the ACCV other than the then-
Chair knew in advance that it would be discussed. One ACCV member
commented at the meeting that she thought that the members were not
permitted to discuss the draft NPRM. Several members stated that they
had questions about the draft NPRM and wished to have further
discussion (see https://www.hrsa.gov/sites/default/files/hrsa/advisory-committees/vaccines/meetings/2020/accv-march-meeting-minutes.pdf).
At the May 18, 2020 ACCV meeting, three ACCV members expressed
their concern that no HHS representative was present to explain the
draft NPRM, provide scientific evidence in support, or discuss the
recommendations with the ACCV members (see https://www.hrsa.gov/sites/default/files/hrsa/advisory-committees/vaccines/meetings/2020/accv-may-meeting-minutes.pdf). In the past, when HHS has proposed a revision to
the Table, it has sent an agency representative to discuss the proposal
with the ACCV. The ACCV unanimously voted to oppose the proposed
changes to the Table, and sent a recommendation to the Secretary
opposing the draft NPRM for many reasons including: (1) No
representative from HHS was made available to provide the evidence and
reasoning behind the draft NPRM; (2) SIRVA and vasovagal syncope,
though rare, are injuries caused by vaccines; (3) exposing vaccine
administrators to civil liability could be a disincentive to vaccine
administration and result in lower vaccination rates; and (4) the
explanation in the draft NPRM did not meet the ACCV's guiding
principles for recommending changes to the VICP Table (see https://www.hrsa.gov/sites/default/files/hrsa/advisory-committees/vaccines/reports/accv-recommendation-may-2020.pdf).
On October 29, 2020, HHS published in the Federal Register a
Notification that a hearing on the July 20, 2020 NPRM would be held on
November 9, 2020 (85 FR 68540). Unfortunately, that Federal Register
Notification incorrectly gave a deadline of October 26, 2020 (three
days earlier than the Notice was published) for individuals to register
to speak at the hearing (Id.). A correction extending the deadline to
November 5, 2020, was published in the Federal Register on November 6,
2020 (one day after the deadline) (85 FR 71046). Despite these
notification issues, 26 individuals spoke at the public hearing; all
were opposed to the NPRM (see https://www.regulations.gov/document/HRSA-2020-0002-0373).
Both the January 21, 2021 Final Rule and the July 20, 2020 NPRM
included the following instruction: ``In Sec. 100.3, revise paragraph
(a) and remove paragraphs (c)(10) and (13) and (e)(8). The revision
reads as follows:'' Removing paragraphs (c)(10) and (13) would strike
the definitions of SIRVA and vasovagal syncope, respectively, from the
QAI, and removing paragraph (e)(8) would strike the new vaccines
category (Item XVII of the Table) from the Coverage Provisions section
of the regulation. What followed the instruction was paragraph (a) and
the Table itself. The rest of the regulation, including the revised
paragraph (c) QAI and paragraph (e) Coverage Provisions, which are a
critical part of the regulation (86 FR 6267; 85 FR 43804), were not
included in the instruction and therefore were not included in the
revised regulations set out following the instruction. The version of
the Vaccine Injury Table that is currently displayed on the eCFR
includes a link titled ``Link to an amendment published at 86 FR 6267,
Jan. 21, 2021.'' This link displays only the Vaccine Injury Table that
was published in the January 21, 2021 Final Rule (see https://www.ecfr.gov/cgi-bin/text-idx?SID=f5f03d551be5379a43b4de00614dafaa&mc=true&node=20210121y1.4). It
also does not include paragraph (b) Provisions that apply to all
conditions listed, paragraph (c) QAI, paragraph (d) Glossary for
purposes of paragraph (c), and/or paragraph (e) Coverage Provisions
sections of the Table, because those revisions were not included in the
instruction and therefore were not included in the
[[Page 21211]]
revised regulations set out following the instruction.
As a policy matter, HHS is rescinding the January 21, 2021 Final
Rule because it is concerned that it would have a negative impact on
vaccine administrators, which would be at odds with the Federal
Government's efforts to increase confidence in vaccinations in the
United States, particularly in light of efforts to respond to the
Coronavirus Disease 2019 (COVID-19) pandemic, as detailed in the March
17, 2021 NPRM. On March 16, 2021, the then-Acting Secretary issued a
Seventh Amendment to the Public Readiness and Emergency Preparedness
(PREP) Act Declaration to, among other things, add additional
categories of qualified people authorized to prescribe, dispense, and
administer COVID-19 vaccines authorized by the U.S. Food and Drug
Administration, including dentists, EMTs, midwives, optometrists,
paramedics, physician assistants, podiatrists, respiratory therapists,
and veterinarians (86 FR 14462).
Given this unprecedented vaccination effort and the concern that
the January 21, 2021 Final Rule's revisions to the Table could
negatively impact the COVID-19 vaccination campaign, as well as other
campaigns such as annual influenza vaccination efforts, and the January
21, 2021 Final Rule's associated procedural issues, HHS is rescinding
that rule.
Section 553(d) of the Administrative Procedure Act (APA) (5 U.S.C.
551 et seq.) requires that Federal agencies provide at least 30 days
after publication of a final rule in the Federal Register before making
it effective, unless good cause can be found not to do so. HHS finds
that there is good cause for making this final rule effective less than
30 days after publication in the Federal Register given that failure to
do so would result in the removal of SIRVA and vasovagal syncope from
the Table for 30 days, which would result in logistical and legal
uncertainty regarding injuries allegedly received, petitions filed, and
petitions adjudicated during that 30-day period. That same uncertainty
also applies to the status of 42 CFR 100.3(b)-(e) during such period,
given the January 21, 2021 Final Rule's conflicting instructions
regarding these provisions. For these reasons, HHS finds there is good
cause to make this final rule effective before the January 21, 2021
Final Rule goes into effect on April 23, 2021.
II. Analysis and Responses to Public Comments
The March 17, 2021 NPRM provided a 30-day comment period, and HRSA
received 121 comments during that time, none of which supported the
January 21, 2021 Final Rule. HRSA received comments from: Nurses and
patients; law and other graduate school students; petitioners'
attorneys (including a former member of the ACCV), law firms, and a bar
association; a Member of Congress; a biotech trade association;
pharmacist and drug store associations; a national drug store chain;
non-profit organizations; and other individuals. While the Secretary
only sought public comment on rescinding the January 21, 2021 Final
Rule, many commenters offered comments beyond the scope of the request.
We have summarized the relevant comments received, all of which support
rescinding the January 21, 2021 Final Rule, and provided our responses
below.
Comment: Several commenters supported the rescission of the January
21, 2021 Final Rule because they believe that rule did not adequately
consider the recommendations of the ACCV or the public, or because they
had other concerns regarding the January 21, 2021 Final Rule's
promulgation. Several commenters pointed out irregularities in how HHS
consulted with the ACCV as required by 42 U.S.C. 300aa-14(d). For
example, then-ACCV Vice Chair raised concerns about the fact that the
draft NPRM he received was marked privileged and confidential, and that
he had ``never been given permission by anyone from HHS or anywhere
else to talk about that document prior to the March 2020 meeting.'' He
went on to state ``a discussion about the Proposed Rule was not on the
agenda, and we [the ACCV] had absolutely zero notice that the Proposed
Rule was going to be a topic of [consideration], even if the privileges
and confidentiality had been waived by HHS.''
In addition, some commenters noted that HHS received more than 760
comments, the vast majority of which were opposed to the July 20, 2020
NPRM, and that more than 150 of those comments were posted on the last
day of the comment period. These commenters contended that HHS did not
address various substantive comments in the January 21, 2021 Final
Rule. For example, one commenter pointed to six specific comments
(three from petitioners' attorneys, one from an orthopedic surgeon, one
from a commercial pharmacy, and one from a biotechnology trade
association) that ``were substantial and challenged key premises of the
[July 20, 2020] NPRM'' to which the January 21, 2021 Final Rule did not
adequately respond.
Response: HHS agrees that there were irregularities in how HHS
consulted with the ACCV, and there is a legitimate question as to
whether the ACCV received the full 90 days to make recommendations. HHS
also shares the commenters' other concerns related to the January 21,
2021 Final Rule's promulgation, as detailed above, including whether
all public comments were adequately considered and addressed as
required by the APA. Given the numerous concerns that have already been
raised and the questions that surround the January 21, 2021 Final
Rule's promulgation, HHS agrees that rescinding that rule is proper.\4\
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\4\ One commenter expressed concern regarding the following
sentence in the March 17, 2021 NPRM: ``HHS proposes rescinding the
final rule so that, if it chooses to proceed with removing SIRVA,
vasovagal syncope, and the new vaccines category (Item XVII) from
the Table, it does so with sufficient time to carefully and
methodically review the policy, science, and law regarding these
items and creates a transparent record of the process that clearly
complies with all Vaccine Act and APA requirements.'' HHS wants to
clarify that the quoted sentence was intended merely to be a
hypothetical statement.
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Comment: Many patients and individuals supported the rescission of
the January 21, 2021 Final Rule because they stated they had suffered
SIRVA or other injuries related to vaccinations and wanted others to be
able to submit petitions for their own alleged SIRVA injuries. Some
individuals raised concerns about COVID-19 vaccines and expressed their
view that any potential vaccine-related injuries from that vaccination
should be covered by the Program.
Response: The VICP was created in the 1980s, after lawsuits against
vaccine companies and health care providers threatened to cause vaccine
shortages and reduce U.S. vaccination rates, which could have caused a
resurgence of vaccine preventable diseases. HHS understands the
important role the VICP plays by allowing any individual, of any age,
who received a covered vaccine and believes he or she was injured as a
result, to seek compensation. HHS regrets that it is unable to comment
on individual pending or potential claims for compensation. Further,
HHS notes that COVID-19 vaccines are covered countermeasures under the
Countermeasures Injury Compensation Program (CICP),\5\ not the VICP. As
long as Item XVII is included on the Table, for a new category of
vaccines to be
[[Page 21212]]
covered under the VICP, the following three things must happen: (1)
Congress must enact an excise tax on the vaccine, (2) the CDC must
recommend it for routine administration to children or pregnant women,
and (3) the Secretary must publish a notice of coverage in the Federal
Register (see 42 CFR 100.3(a), (e)(8)).
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\5\ The Public Readiness and Emergency Preparedness Act (PREP
Act) authorizes the CICP to provide benefits to certain individuals
or estates of individuals who sustain a covered serious physical
injury as the direct result of the administration or use of covered
countermeasures identified in and administered or used under a PREP
Act declaration.
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Comment: Many commenters supported the rescission of the January
21, 2021 Final Rule because they believe it contravenes the science
surrounding SIRVA. For example, a group of registered nurses stated:
``Shoulder injury related to vaccine [administration] (SIRVA) and
vasovagal syncope are legitimate vaccine-related injuries that should
remain on the Vaccine Injury Table. The 2011 Institute of Medicine
Report provided convincing evidence through extensive literature
reviews that vaccine administration had a causal relationship with both
SIRVA and vasovagal syncope. It is necessary that the Vaccine Injury
Table [retain] injuries proven by evidence that have the potential to
adversely affect American lives.''
Response: HHS is rescinding the January 21, 2021 Final Rule before
it goes into effect in part so that the agency can have sufficient time
to carefully and methodically consider the state of the science
regarding SIRVA since it last completed its comprehensive review of the
literature before adding SIRVA to the Table in March of 2017.
Comment: Various commenters supported the rescission of the January
21, 2021 Final Rule because they disagreed with the policy and legal
rationales outlined in that rule. For example, some commenters argued
that the cited financial considerations in the July 20, 2020 NPRM and
the January 21, 2021 Final Rule did not support the removal of SIRVA
and vasovagal syncope from the Table because these two injuries have
minimal impact on the compensation funds available. Further, some
commenters posited that the stated legal basis for removing SIRVA and
vasovagal syncope from the Table, i.e., that the VICP only covers
injuries attributable to the contents of a vaccine, and for removing
Item XVII from the Table, i.e., that the item was contrary to law,
represented changes in HHS's interpretation of the Vaccine Act that HHS
did not adequately explain.
Response: HHS agrees that compensation paid for SIRVA and syncope
claims under the VICP are not currently threatening the solvency of the
Vaccine Injury Compensation Trust Fund.\6\ Additionally, HHS agrees
that the legal interpretation outlined in the January 21, 2021 Final
Rule represented a change from HHS's historical interpretation of the
Vaccine Act.\7\ Such a change in interpretation would deserve a more
thorough review and public discussion by HHS with the ACCV and the
general public than occurred during the development of the January 21,
2021 Final Rule.
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\6\ The Vaccine Injury Compensation Trust Fund provides funding
for the VICP to compensate vaccine-related injury or death petitions
for covered vaccines administered on or after October 1, 1988.
Funded by a $.75 excise tax on vaccines recommended by the CDC for
routine administration to children or pregnant women, the excise tax
is imposed on each dose of a vaccine.
\7\ Prior to the addition of SIRVA to the Table, SIRVA was a
recognized vaccine injury in the VICP, with the Court of Federal
Claims awarding compensation to petitioners based on a finding of
causation in fact. See, e.g., Vessey v. Secretary of HHS, No. 14-
556V, 2014 WL 5408975 (Fed. Cl. Sept. 26, 2014); Grant v. Secretary
of HHS, No. 13-743V, 2013 WL 6913004 (Fed. Cl. Dec. 11, 2013);
Simpson v. Secretary of HHS, No. 13-068V, 2013 WL 2454365 (Fed. Cl.
May 9, 2013); Godlewski v. Secretary of HHS, No. 12-396V, 2012 WL
6830374 (Fed. Cl. Dec. 17, 2012); Gainey v. Secretary of HHS, No.
09-597V, 2010 WL 2483748 (Fed. Cl. May 12, 2010); Ali v. Secretary
of HHS, No. 09-660V, 2010 WL 1010027 (Fed. Cl. Feb. 26, 2010).
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Comment: Some commenters supported the rescission of the January
21, 2021 Final Rule because removing Item XVII from the Table would
significantly lengthen the process of adding any new vaccine in the
future--such as COVID-19 vaccines--to the Table for coverage under the
VICP. Other commenters supported moving coverage for COVID-19 vaccines
to the VICP from the CICP.
Response: HHS agrees that, without Item XVII on the Table, the
process for adding a vaccine to the Table could be more drawn out. With
Item XVII in place, if HHS were to want to add a vaccine to the Table,
it could do so if (1) Congress enacts an excise tax on the vaccine, (2)
the CDC recommends it for routine administration to children or
pregnant women, and (3) the Secretary publishes a notice of coverage in
the Federal Register (see 42 CFR 100.3(a), (e)(8)). The January 21,
2021 Final Rule stated incorrectly that, if Item XVII were removed from
the Table, notice and comment rulemaking to add a new vaccine to the
VICP would require that any proposed addition of a new vaccine to the
Table be presented to the ACCV for its consideration for 90 days prior
to publication of an NPRM, with a 180-day comment period for the NPRM,
and a public hearing.\8\
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\8\ Specifically, the January 21, 2021 Final Rule states: ``This
final rule has zero impact on inclusion of the COVID-19 vaccine on
the Table. The COVID-19 vaccine can separately be added to the
Table, but the Department needs to follow the process specified in
42 U.S.C. 300aa-14(c)--(d) to do so. This includes that the ACCV
recommend that the COVID-19 vaccine be added, or opine on the
Department's recommendation to add the COVID-19 vaccine to the
Table'' (86 FR 6251).
However, the process described in 42 U.S.C. 300aa-14(c)--(d)
does not apply to adding vaccines to the Table; rather, it only
applies to Table modifications that ``add to, or delete from, the
list of injuries, disabilities, illnesses, conditions, and deaths
for which compensation may be provided or [ ] change the time
periods for the first symptom or manifestation of the onset or the
significant aggravation of any such injury, disability, illness,
condition, or death.'' 42 U.S.C. 300aa-14(c)(3). Subsection 300aa-
14(e)(2)--(3), by contrast, provides the process for adding new
vaccines to the Table.
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As stated above, COVID-19 vaccines are covered countermeasures
under the CICP, not the VICP. For COVID-19 vaccines to be covered under
the VICP, the process described above would have to occur.
Comment: Many commenters supported the rescission of the January
21, 2021 Final Rule because they are concerned that it would be
particularly detrimental to vaccine administrators, which would be at
odds with the Federal Government's efforts to increase COVID-19
vaccinations, influenza vaccinations, and routine childhood
vaccinations, the latter of which have significantly dropped during the
pandemic. For example, the American Pharmacists Association and the
National Alliance of State Pharmacy Associations commented that
``during a pandemic is not the time to make changes to the Vaccine
Injury Table, when we are working as a nation to implement the
Administration's National Strategy for the COVID-19 Response and
Pandemic Preparedness, including optimizing the manufacture,
distribution, and administration of COVID-19 and other critical
vaccinations.'' Another comment pointed out that many states are
already suffering from nursing shortages, and increasing nurses' risk
of liability for vaccine administration could exacerbate that shortage.
Commenters also expressed concern that removing SIRVA and vasovagal
syncope may increase vaccine hesitancy as individuals who already
distrust vaccinations may decide to avoid being vaccinated if they
believe they will not be compensated for SIRVA or vasovagal syncope
injuries.
Response: Although the COVID-19 vaccine is not covered under the
VICP, HHS recognizes that any action taken that concerns administration
of other vaccines could impact the Federal Government's efforts to
combat COVID-19.\9\ For example, as discussed above,
[[Page 21213]]
on March 16, 2021, the then-Acting Secretary issued a Seventh Amendment
to the Public Readiness and Emergency Preparedness (PREP) Act
Declaration to, among other things, add additional categories of
qualified people authorized to prescribe, dispense, and administer
COVID-19 vaccines authorized by the U.S. Food and Drug Administration.
HHS has determined it is not appropriate to remove categories of
vaccines and types of injuries from the Table in the midst of the
pandemic, especially in light of the Federal Government's unprecedented
vaccination effort and data showing lower rates of routine
immunizations during this period.\10\ In addition, HHS agrees that the
January 21, 2021 Final Rule's revisions to the Table could negatively
impact the vaccine administrators carrying out this massive COVID-19
vaccination campaign by increasing their exposure to liability for
administering non-COVID vaccines, without ample opportunity for vaccine
administrators to engage in dialogue with HHS about their concerns. HHS
agrees that removing compensable Table injuries, like SIRVA and
vasovagal syncope, might run counter to public health goals and
increase vaccine hesitancy because doing so could remove the
possibility of an accessible and efficient forum for compensation for
these injuries.
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\9\ See National Strategy for the COVID-19 Response and Pandemic
Preparedness (Jan. 2021), available at https://www.whitehouse.gov/wp-content/uploads/2021/01/National-Strategy-for-the-COVID-19-Response-and-Pandemic-Preparedness.pdf.
\10\ Santoli JM, Lindley MC, DeSilva MB, et al. Effects of the
COVID-19 Pandemic on Routine Pediatric Vaccine Ordering and
Administration -- United States, 2020. MMWR Morb Mortal Wkly Rep
2020;69:591-593. DOI: https://dx.doi.org/10.15585/mmwr.mm6919e2.
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III. Regulatory Impact Analysis
Executive Order 12866 directs agencies to assess all costs and
benefits of available regulatory alternatives and, when rulemaking is
necessary, to select regulatory approaches that provide the greatest
net benefits (including potential economic, environmental, public
health, safety, distributive, and equity effects). In addition, under
the Regulatory Flexibility Act, if a rule has a significant economic
effect on a substantial number of small entities, HHS must specifically
consider the economic effect of a rule on small entities and analyze
regulatory options that could lessen the impact of the rule.
The Office of Information and Regulatory Affairs has determined
that this rule is not a ``significant regulatory action'' under section
3(f) of Executive Order 12866.
HHS has determined that no resources are required to implement the
requirements in this rule because compensation will continue to be made
consistent with the status quo. Therefore, in accordance with the
Regulatory Flexibility Act of 1980 (RFA), and the Small Business
Regulatory Enforcement Act of 1996, which amended the RFA, HHS
certifies that this rule will not have a significant impact on a
substantial number of small entities.
HHS has also determined that this rule does not meet the criteria
for a major rule under the Congressional Review Act or Executive Order
12866 and would have no major effect on the economy or Federal
expenditures. Similarly, it will not have effects on State, local, and
tribal governments and on the private sector such as to require
consultation under the Unfunded Mandates Reform Act of 1995. Nor on the
basis of family well-being will the provisions of this rule affect the
following family elements: Family safety; family stability; marital
commitment; parental rights in the education, nurture and supervision
of their children; family functioning; disposable income or poverty; or
the behavior and personal responsibility of youth, as determined under
section 654(c) of the Treasury and General Government Appropriations
Act of 1999.
Impact of the New Rule
This rule rescinds the final rule titled ``National Vaccine Injury
Compensation Program: Revisions to the Vaccine Injury Table.'' This
rescission is reasonable and will not be disruptive because the
underlying rule has not yet been implemented or taken effect.
Paperwork Reduction Act of 1995
This rule has no information collection requirements.
Xavier Becerra,
Secretary, Department of Health and Human Services.
[FR Doc. 2021-08478 Filed 4-21-21; 8:45 am]
BILLING CODE 4165-15-P