Star Mountain SBIC Fund, LP; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest, 20228 [2021-07858]

Download as PDF 20228 Federal Register / Vol. 86, No. 72 / Friday, April 16, 2021 / Notices Commission takes such action, the Commission shall institute proceedings under Section 19(b)(2)(B) 18 of the Act to determine whether the proposed rule change should be approved or disapproved. jbell on DSKJLSW7X2PROD with NOTICES IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: submissions should refer to File Number SR–NYSEAMER–2021–17, and should be submitted on or before May 7, 2021. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.19 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–07786 Filed 4–15–21; 8:45 am] BILLING CODE 8011–01–P Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSEAMER–2021–17 on the subject line. SMALL BUSINESS ADMINISTRATION Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEAMER–2021–17. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549 on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All Notice is hereby given that Star Mountain SBIC Fund, LP, 2 Grand Central Tower, 140 East 45th Street, 37th Floor, New York, NY 10017, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Associates of Star Mountain SBIC Fund, L.P. own more than 10% of the equity interests in Arrow Home Health LLC, 2805 S Expressway 83, Suite A, Harlingen, TX 78550, thereby making Arrow Home Health LLC an Associate. The financing is brought within the purview of § 107.730(a) of the Regulations because Star Mountain SBIC Fund, LP and Arrow Home Health LLC are Associates and Star Mountain SBIC Fund, LP is seeking to invest capital in Arrow Home Health LLC. Therefore, this transaction is considered financing an Associate, requiring a prior SBA exemption and pre-financing SBA approval. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator, Office of Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW, Washington, DC 20416. 18 15 U.S.C. 78s(b)(2)(B). VerDate Sep<11>2014 19:57 Apr 15, 2021 [License No. 02/02–0698] Star Mountain SBIC Fund, LP; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest 19 Jkt 253001 PO 00000 17 CFR 200.30–3(a)(12). Frm 00115 Fmt 4703 Sfmt 4703 U.S. Small Business Administration. Thomas G. Morris, Acting Associate Administrator, Director, Office of Liquidation, Office of Investment and Innovation. [FR Doc. 2021–07858 Filed 4–15–21; 8:45 am] BILLING CODE P DEPARTMENT OF STATE [Public Notice: 11410] Determination and Waiver of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2021 (Div. K, Pub L. 116–260) Relating to Assistance for the Independent States of the Former Soviet Union Pursuant to the authority vested in me as Secretary of State, including by section 7046(b) of the Department of State, Foreign Operations, and Related Programs Appropriations Act, 2021 (Div. K, Pub L. 116–260) (‘‘the Act’’), and E.O. 12163, as amended by E.O. 13118, I hereby determine that it is in the national security interest of the United States to make available funds appropriated by the Act, without regard to the restriction in section 7046(b) of the Act, for Armenia, Azerbaijan, Belarus, Georgia, Moldova, Kazakhstan, the Kyrgyz Republic, Tajikistan, Turkmenistan, Ukraine, and Uzbekistan. This Determination shall be published in the Federal Register and, along with the accompanying Memorandum of Justification, shall be reported to Congress. Dated: March 8, 2021. Antony J. Blinken, Secretary of State. [FR Doc. 2021–07795 Filed 4–15–21; 8:45 am] BILLING CODE 4710–23–P DEPARTMENT OF STATE [Public Notice: 11402] Notice of Determinations; Culturally Significant Objects Being Imported for Exhibition—Determinations: ‘‘The Paradox of Stillness: Art, Object, and Performance’’ Exhibition Notice is hereby given of the following determinations: I hereby determine that certain objects being imported from abroad pursuant to an agreement with their foreign owner or custodian for temporary display in the exhibition ‘‘The Paradox of Stillness: Art, Object, and Performance’’ at the Walker Art Center, Minneapolis, Minnesota, and at possible additional exhibitions or venues yet to be SUMMARY: E:\FR\FM\16APN1.SGM 16APN1

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[Federal Register Volume 86, Number 72 (Friday, April 16, 2021)]
[Notices]
[Page 20228]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-07858]


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SMALL BUSINESS ADMINISTRATION

[License No. 02/02-0698]


Star Mountain SBIC Fund, LP; Notice Seeking Exemption Under 
Section 312 of the Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Star Mountain SBIC Fund, LP, 2 Grand 
Central Tower, 140 East 45th Street, 37th Floor, New York, NY 10017, a 
Federal Licensee under the Small Business Investment Act of 1958, as 
amended (``the Act''), in connection with the financing of a small 
concern, has sought an exemption under Section 312 of the Act and 
Section 107.730, Financings which Constitute Conflicts of Interest of 
the Small Business Administration (``SBA'') Rules and Regulations (13 
CFR 107.730). Associates of Star Mountain SBIC Fund, L.P. own more than 
10% of the equity interests in Arrow Home Health LLC, 2805 S Expressway 
83, Suite A, Harlingen, TX 78550, thereby making Arrow Home Health LLC 
an Associate.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Star Mountain SBIC Fund, LP and Arrow Home 
Health LLC are Associates and Star Mountain SBIC Fund, LP is seeking to 
invest capital in Arrow Home Health LLC. Therefore, this transaction is 
considered financing an Associate, requiring a prior SBA exemption and 
pre-financing SBA approval.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator, Office of Investment 
and Innovation, U.S. Small Business Administration, 409 Third Street 
SW, Washington, DC 20416.

U.S. Small Business Administration.
Thomas G. Morris,
Acting Associate Administrator, Director, Office of Liquidation, Office 
of Investment and Innovation.
[FR Doc. 2021-07858 Filed 4-15-21; 8:45 am]
BILLING CODE P
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