Reporting and Recordkeeping Requirements Under OMB Review, 19077-19078 [2021-07421]

Download as PDF Federal Register / Vol. 86, No. 68 / Monday, April 12, 2021 / Notices khammond on DSKJM1Z7X2PROD with NOTICES mechanism to do so with respect to their index option positions. The Exchange does not believe the proposed rule change will impose any burden on intermarket competition, as it will apply only to index options that are currently listed for trading only on the Exchange (and its affiliated options exchanges).61 The proposed rule change is intended create a more efficient effective mechanism for market participants to reduce regulatory capital attributable to all index options in their portfolios. The proposal is broader than compression orders, which are limited to SPX options, and the Exchange believes making the compression service available to all index options will provide Market-Makers with additional compression opportunities, which will free up their balance sheets to provide more liquidity in all index options, not just SPX.62 When attempting to compress positions, Market-Makers are not seeking price improvement but rather looking to free up capital that will permit them to continue to provide liquidity to the market in their appointed classes, and thus is not intended to have a competitive impact. Because compression transaction information will be disseminated, all market participants will have access to the same information regarding compression transactions as they do to all other transaction information that occurs on the Exchange. The compression service is intended to have a limited purpose, which is to relieve the burden on liquidity providers in the options market by reducing the capital requirements attributable to their open positions. As a result, Market-Makers may be able to increase liquidity they provide to the market, which liquidity benefits all market participants. Additionally, as noted above, the proposed multilateral compression service is substantially similar to one CME offers for the compression of futures positions.63 61 If the Commission approves the proposed rule change, the Exchange’s affiliated options exchanges intend to submit copycat rule filings. 62 As discussed above, the Exchange may consider to further expand the compression service to equity options (like off-floor RWA transfers) and would submit a separate rule filing in the event it determined to do so. The Exchange notes the offfloor compression of equity options, which are multiply listed, would be subject to the rules of other options exchanges. 63 See CME Rule 857. VerDate Sep<11>2014 21:37 Apr 09, 2021 Jkt 253001 C. Self-Regulatory Organization’s Statement on Comments on the Proposed Rule Change Received From Members, Participants, or Others The Exchange neither solicited nor received comments on the proposed rule change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days of the date of publication of this notice in the Federal Register or within such longer period up to 90 days (i) as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) By order approve or disapprove the proposed rule change, or (B) institute proceedings to determine whether the proposed rule change should be disapproved. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– CBOE–2021–020 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–CBOE–2021–020. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the PO 00000 Frm 00142 Fmt 4703 Sfmt 4703 19077 provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CBOE–2021–020 and should be submitted on or before May 3, 2021. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.64 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–07385 Filed 4–9–21; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements Under OMB Review Small Business Administration. 30-Day notice. AGENCY: ACTION: The Small Business Administration (SBA) is seeking approval from the Office of Management and Budget (OMB) for the information collection described below. In accordance with the Paperwork Reduction Act and OMB procedures, SBA is publishing this notice to allow all interested member of the public an additional 30 days to provide comments on the proposed collection of information. SUMMARY: Submit comments on or before May 12, 2021. ADDRESSES: Written comments and recommendations for this information collection request should be sent within 30 days of publication of this notice to www.reginfo.gov/public/do/PRAMain. Find this particular information collection request by selecting ‘‘Small Business Administration’’; ‘‘Currently Under Review,’’ then select the ‘‘Only Show ICR for Public Comment’’ checkbox. This information collection can be identified by title and/or OMB Control Number. DATES: 64 17 E:\FR\FM\12APN1.SGM CFR 200.30–3(a)(12). 12APN1 19078 Federal Register / Vol. 86, No. 68 / Monday, April 12, 2021 / Notices You may obtain a copy of the information collection and supporting documents from the Agency Clearance Office at Curtis.Rich@sba.gov; (202) 205–7030, or from www.reginfo.gov/public/do/ PRAMain FOR FURTHER INFORMATION CONTACT: SBA has authority under 15 U.S.C. 634(b) and 31 U.S.C. 3711 to compromise and settle debts owed to the Agency by borrowers or guarantors in SBA’s loan programs. The financial information provided by debtors on SBA Form 770 is a prerequisite to such compromise or settlement. SBA uses the information in making a determination regarding the repayment and or compromise of the debts and other liquidation proceedings, including litigation by the Agency and/ or the Department of Justice.. SUPPLEMENTARY INFORMATION: Solicitation of Public Comments Comments may be submitted on (a) whether the collection of information is necessary for the agency to properly perform its functions; (b) whether the burden estimates are accurate; (c) whether there are ways to minimize the burden, including through the use of automated techniques or other forms of information technology; and (d) whether there are ways to enhance the quality, utility, and clarity of the information. OMB Control Number: 3245–0012. Title: Financial Statement of Debtor. SBA Form Number: SBA Form 770. Description of Respondents: Debtors in SBA Loan Program. Estimated Number of Respondents: 5,000. Estimated Annual Responses: 5,000. Estimated Annual Hour Burden: 5,000. Curtis Rich, Management Analyst. [FR Doc. 2021–07421 Filed 4–9–21; 8:45 am] BILLING CODE 8026–03–P SMALL BUSINESS ADMINISTRATION Privacy Act of 1974 System of Records Notice U.S. Small Business Administration. ACTION: Notice of a modified system of records. khammond on DSKJM1Z7X2PROD with NOTICES AGENCY: The U.S. Small Business Administration (SBA) proposes to modify its system of records titled, Servicing and Contracts System/ Minority Enterprise Development Headquarters Repository (SBA 30), to its inventory of records systems subject to the Privacy Act of 1974 as amended. SUMMARY: VerDate Sep<11>2014 21:37 Apr 09, 2021 Jkt 253001 Publication of this notice complies with the Privacy Act and the Office of Management and Budget (OMB) Circulars A–108 and A–130 requirement for agencies to publish a notice in the Federal Register whenever the agency establishes a new, modified or rescinds a system of records. System of Records Notice (SORN) Servicing and Contracts System/Minority Enterprise Development Headquarters Repository, (SBA 30), includes modifying: System title, system location, contact information, authority, purpose, categories of individuals, categories of records, record source categories, routine use, storage, retention, retrieval safeguards, record access, contesting, and notification procedures. SBA 30 has expanded the scope of its system of records with additional applications serving a unique purpose for carrying out the mission of the SBA Office of Government Contracting and Business Development. To complement its expanded purpose, the modified system of record new title, Government Contracting and Business Development, (SBA 30). DATES: Submit comments on or before May 12, 2021. This revised system will be effective upon publication. ADDRESSES: You may submit comments on this notice by any of the following methods: Federal e-Rulemaking Portal: https://www.regulations.gov. Follow the instructions for submitting comments. Mail/Hand Delivery/Courier: Submit written comments to: Dr. Francis Spampinato, Office of Government Contracting and Business Development, U.S. Small Business Administration, 409 3rd Street SW, Suite 6300, Washington, DC 20416. FOR FURTHER INFORMATION CONTACT: General questions, please contact Hilary F. Cronin, Office of Government Contracting and Business Development, U.S. Small Business Administration, 409 3rd Street SW, Suite 6300, Washington, DC 20416 or via email Hilary.Cronin@sba.gov, telephone (202) 205–7055. For Privacy related matters, please contact Keith A. Bluestein, Chief Information Officer/Senior Agency Official for Privacy, Office of the Chief Information Officer, U.S. Small Business Administration, 409 3rd Street SW, Suite 4000, Washington, DC 20416 or via email to Privacyofficer@sba.gov. SUPPLEMENTARY INFORMATION: The Privacy Act of 1974 (5 U.S.C. 552a), as amended, embodies fair information practice principles in a statutory framework governing the means by which Federal agencies collect, maintain, use, and disseminate PO 00000 Frm 00143 Fmt 4703 Sfmt 4703 individuals’ personal information. The Privacy Act applies to records about individuals that are maintained in a ‘‘system of records.’’ A system of records is a group of any records under the control of a Federal agency from which information is retrieved by the name of an individual or by a number, symbol or another identifier assigned to the individual. The Privacy Act requires each Federal agency to publish in the Federal Register a System of Records Notice (SORN) identifying and describing each system of records the agency maintains, the purposes for which the Agency uses the Personally Identifiable Information (PII) in the system, the routine uses for which the Agency discloses such information outside the Agency, and how individuals can exercise their rights related to their PII information. The modified Privacy Act system of records for titled, Servicing and Contracts System/Minority Enterprise Development Headquarters Repository, newly titled Government Contracting and Business Development (GCBD), (SBA 30) will be used by small business, SBA personnel and overseen by Office of Government Contracting and Business Development. SBA 30 collects personal, business and financial information to determine if applicants are eligible and if current participants are compliant with statutory and regulatory requirements for continued eligibility for participation in the following government programs: 8(a) Business Development Program, ASMPP, WOSB Federal Contracting Program and HUBZone. Multiple SBA IT systems/applications are used to certify the participants on an SBA platform. Certify.sba.gov is a certification management system used for elements of initial certification and continuing eligibility functions for the 8(a) Business Development program and ASMPP. Its primary component is a custom developed application which includes an interface for small businesses to manage their eligibility documents and applications for various contracting programs, as well as workflows for SBA staff and other government support staff. Beta.Certify is a certification management system used for elements of initial certification and continuing eligibility functions for the WOSB Program. Its primary component is a custom developed application which includes an interface for small businesses to manage their eligibility documents and applications for various contracting programs, as well as workflows for SBA staff and other government support staff. HUBZone E:\FR\FM\12APN1.SGM 12APN1

Agencies

[Federal Register Volume 86, Number 68 (Monday, April 12, 2021)]
[Notices]
[Pages 19077-19078]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-07421]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-Day notice.

-----------------------------------------------------------------------

SUMMARY: The Small Business Administration (SBA) is seeking approval 
from the Office of Management and Budget (OMB) for the information 
collection described below. In accordance with the Paperwork Reduction 
Act and OMB procedures, SBA is publishing this notice to allow all 
interested member of the public an additional 30 days to provide 
comments on the proposed collection of information.

DATES: Submit comments on or before May 12, 2021.

ADDRESSES: Written comments and recommendations for this information 
collection request should be sent within 30 days of publication of this 
notice to www.reginfo.gov/public/do/PRAMain. Find this particular 
information collection request by selecting ``Small Business 
Administration''; ``Currently Under Review,'' then select the ``Only 
Show ICR for Public Comment'' checkbox. This information collection can 
be identified by title and/or OMB Control Number.

[[Page 19078]]


FOR FURTHER INFORMATION CONTACT: You may obtain a copy of the 
information collection and supporting documents from the Agency 
Clearance Office at [email protected]; (202) 205-7030, or from 
www.reginfo.gov/public/do/PRAMain

SUPPLEMENTARY INFORMATION: SBA has authority under 15 U.S.C. 634(b) and 
31 U.S.C. 3711 to compromise and settle debts owed to the Agency by 
borrowers or guarantors in SBA's loan programs. The financial 
information provided by debtors on SBA Form 770 is a prerequisite to 
such compromise or settlement. SBA uses the information in making a 
determination regarding the repayment and or compromise of the debts 
and other liquidation proceedings, including litigation by the Agency 
and/or the Department of Justice..

Solicitation of Public Comments

    Comments may be submitted on (a) whether the collection of 
information is necessary for the agency to properly perform its 
functions; (b) whether the burden estimates are accurate; (c) whether 
there are ways to minimize the burden, including through the use of 
automated techniques or other forms of information technology; and (d) 
whether there are ways to enhance the quality, utility, and clarity of 
the information.
    OMB Control Number: 3245-0012.
    Title: Financial Statement of Debtor.
    SBA Form Number: SBA Form 770.
    Description of Respondents: Debtors in SBA Loan Program.
    Estimated Number of Respondents: 5,000.
    Estimated Annual Responses: 5,000.
    Estimated Annual Hour Burden: 5,000.

Curtis Rich,
Management Analyst.
[FR Doc. 2021-07421 Filed 4-9-21; 8:45 am]
BILLING CODE 8026-03-P


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