Request for Public Comment, 16835-16837 [2021-06577]
Download as PDF
Federal Register / Vol. 86, No. 60 / Wednesday, March 31, 2021 / Notices
DEPARTMENT OF THE TREASURY
Community Development Financial
Institutions Fund
Request for Public Comment
Notice and request for public
comment.
ACTION:
The U.S. Department of the
Treasury, as part of a continuing effort
to reduce paperwork and respondent
burden, invites the general public and
other federal agencies to take this
opportunity to comment on proposed
and/or continuing information
collections, as required by the
Paperwork Reduction Act (PRA) of
1995. Currently, the Community
Development Financial Institutions
Fund (CDFI Fund), Department of the
Treasury, is soliciting comments
concerning the Office of Certification,
Compliance Monitoring and Evaluation
(CCME) Title VI Compliance Worksheet
(Worksheet). The Worksheet will be an
online form submitted through the CDFI
Fund’s Award Management Information
System (AMIS).
DATES: Written comments must be
received on or before June 1, 2021 to be
assured of consideration.
ADDRESSES: Submit your comments via
email to Heather Hunt, Acting Program
Manager for the Office of Certification,
Compliance Monitoring and Evaluation,
CDFI Fund at ccme@cdfi.treas.gov.
FOR FURTHER INFORMATION CONTACT:
Heather Hunt, CCME Acting Program
Manager, CDFI Fund, U.S. Department
of the Treasury, 1500 Pennsylvania
Avenue NW, Washington DC 20220,
(202) 653–0421 (not a toll-free number).
Other information regarding the CDFI
Fund and its programs may be obtained
on the CDFI Fund website at https://
www.cdfifund.gov. The Title VI
Compliance Worksheet, which presents
the questions that will comprise the
online form, may be obtained from the
News and Events Section of the CDFI
Fund website at https://
www.cdfifund.gov/news-events/.
SUPPLEMENTARY INFORMATION:
Title: Title VI Compliance Worksheet
(Worksheet).
OMB Number: 1559–NEW.
Type of Review: Regular Review.
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SUMMARY:
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Abstract: This collection captures
qualitative information from all
Applicants to CDFI Fund’s Federal
Financial Assistance Programs. This
information will be collected once
annually from all Applicants to assess
their compliance with federal civil
rights requirements. Applicants must be
compliant with federal civil rights
requirements in order to be deemed
eligible to receive Federal Financial
Assistance grants from the CDFI Fund.
The CDFI Fund will utilize the
Worksheet to determine whether
Applicants to CDFI Fund Financial
Assistance Programs are compliant with
federal civil rights requirements. The
questions in the Worksheet are intended
to assist the CDFI Fund in determining
whether Federal Financial Assistance
Applicants are compliant with the
Treasury regulations implementing Title
VI of the Civil Rights Act (Title VI), set
forth in 31 CFR part 22. If the general
public does not believe the questions in
the Worksheet will assist the CDFI Fund
with determining Applicant’s
compliance with federal civil rights
requirements, the CDFI Fund asks that
detailed comments be provided to better
demonstrate how the CDFI Fund can
determine an Applicants compliance
with the requirements.
These requirements are set forth in
the United States Department of the
Treasury regulations implementing Title
VI located in 31 CFR part 22,
Nondiscrimination on the Basis of Race,
Color, or National Origin in Programs or
Activities Receiving Federal Financial
Assistance from the Department of the
Treasury. These regulations apply to
Applicants as well as their prospective
sub-recipients that are not direct
beneficiaries of Federal Financial
Assistance (e.g., Depository Institution
Holding Company and their Subsidiary
Depository Institutions).
Estimated Number of Respondents:
900.
Estimated Annual Time per
Respondent: .5 hours.
Estimated Annual Burden Hours: 450
hours.
Request for Comments: Comments
submitted in response to this Notice
will be summarized and/or included in
the request for Office of Management
and Budget approval. All comments will
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16835
become a matter of public record and
may be published on the CDFI Fund
website at https://www.cdfifund.gov.
Authority: 31 CFR part 22. Comments
are invited on: (a) Whether the
collection of information is necessary
for the proper performance of the
functions of the CDFI Fund, including
whether the information shall have
practical utility; (b) the accuracy of the
CDFI Fund’s estimate of the burden of
the collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of technology; and (e) estimates of
capital or start-up costs and costs of
operation, maintenance, and purchase
of services required to provide
information.
Jodie L. Harris,
Director, Community Development Financial
Institutions Fund.
Community Development Financial
Institutions Fund Title VI Compliance
Worksheet
Applicant Name:lllll
Employer Identification
Number:lllll
DUNS Number:lllll
Submitted by:lllll
Title:lllll
Date Submitted:lllll
Signature:lllll
The United States Department of the
Treasury regulations implementing Title
VI of the Civil Rights Act (Title VI), are
set forth in 31 CFR part 22. The
Applicant should review such
regulations carefully before completing
this section. Please note that these
regulations apply to Applicants as well
as their prospective subrecipients that
are not direct beneficiaries of Federal
Financial Assistance (e.g., Depository
Institution Holding Company and their
Subsidiary Depository Institutions). In
order to assure compliance with those
regulations, and other requirements
related to compliance with Title VI, the
Applicant shall provide the following
information:
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16836
Federal Register / Vol. 86, No. 60 / Wednesday, March 31, 2021 / Notices
Title VI Compliance Requirements
Yes
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1. Civil Rights Complaint Information:
a. Has the Applicant had legal findings that they violated civil rights laws or civil rights complaints that resulted in any settlements in the last two years? If Yes, provide information on lawsuits and/or complaints such as case name, number, specific complaint, and date of case.
b. Does the Applicant have any pending civil rights investigations, complaints, and/or lawsuits filed against
them that pertain to allegations of discrimination on the basis of race, color, and/or national origin? If
Yes, provide information on the investigations, complaints, and/or lawsuits such as case name, number,
date of case, and status of case (e.g., discovery).
c. Has the Applicant ever been found to be noncompliant with civil rights requirements for any Federal Financial Assistance in the last two years? If Yes, provide the Federal Awarding Agency, program name,
findings, corrective actions, status of corrective actions, agency point of contact, and attach a copy of
the Title VI compliance review issued by the federal agency.
d. Does the Applicant have any pending applications or current awards of Federal Financial Assistance
with other federal awarding agencies? If Yes, please select the applicable federal agency(ies), enter the
associated program name(s), and award amount.
2. Notice of Rights and Program Location:
a. Does the Applicant post signs in its offices to inform persons of their rights under Title VI and other civil
rights requirements? If No, please describe the Applicant’s plan to post this information.
b. Does the Applicant post information on their website informing persons of their rights under Title VI and
other civil rights requirements? If No, please describe the Applicant’s plan to post this information.
c. If the Applicant provides services directly to customers, do they make efforts to ensure that facilities are
accessible to the communities they serve? If No, describe why and how the Applicant mitigates this
issue. If an Applicant does not provide direct services to customers answer ‘‘Yes.’’.
3. Language Assistance Plan:
a. Does the Applicant have a Language Assistance Plan (LAP) or process in place to support persons
with limited English proficiency (LEP)? If No, describe how the Applicant will meet this requirement.
b. Does the LAP or process to support LEP persons take into consideration the volume, proportion, or frequency of LEP persons that the Applicant serves in determining the appropriate language assistance? If
No, describe how the Applicant determines what LEP services they provide.
c. Does the Applicant display notices in appropriate languages in intake areas or initial points of contact
on how to access language services? If No, describe how the Applicant meets this requirement or will
meet this requirement.
d. Does the Applicant provide language interpreter services or translated materials to LEP persons? If No,
describe why not or how the Applicant plans to meet this requirement.
4. Sub-recipient Communication:
a. If the Applicant has sub-recipients, do they have established measures to communicate civil rights
compliance requirements to their sub-recipients? If No, describe how the Applicant meets this requirement or will meet this requirement. If the Applicant does not have sub-recipients answer ‘‘Yes.’’.
b. If the Applicant has sub-recipients, do they inform sub-recipients about how to provide notice to the
public about their right to file a complaint of discrimination? If No, describe how the Applicant meets this
requirement or will meet this requirement. If the Applicant does not have sub-recipients answer ‘‘Yes.’’.
c. If the Applicant has sub-recipients, do they conduct periodic review checks of sub-recipient compliance
with Title VI requirements? If No, describe how the Applicant meets this requirement or will meet this
requirement. If the Applicant does not have sub-recipients answer ‘‘Yes.’’.
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31MRN1
No
Federal Register / Vol. 86, No. 60 / Wednesday, March 31, 2021 / Notices
[FR Doc. 2021–06577 Filed 3–30–21; 8:45 am]
BILLING CODE 4810–70–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
[Docket ID OCC–2020–0049]
BOARD OF GOVERNORS OF THE
FEDERAL RESERVE SYSTEM
[Docket No. OP–1743]
FEDERAL DEPOSIT INSURANCE
CORPORATION
RIN 3064–ZA24
BUREAU OF CONSUMER FINANCIAL
PROTECTION
[Docket No. CFPB–2021–0004]
NATIONAL CREDIT UNION
ADMINISTRATION
[Docket No. NCUA–2021–0023]
Request for Information and Comment
on Financial Institutions’ Use of
Artificial Intelligence, Including
Machine Learning
Board of Governors of the
Federal Reserve System, Bureau of
Consumer Financial Protection, Federal
Deposit Insurance Corporation, National
Credit Union Administration, and Office
of the Comptroller of the Currency
(agencies).
ACTION: Request for information and
comment.
AGENCY:
The agencies are gathering
information and comments on financial
institutions’ use of artificial intelligence
(AI), including machine learning (ML).
The purpose of this request for
information (RFI) is to understand
respondents’ views on the use of AI by
financial institutions in their provision
of services to customers and for other
business or operational purposes;
appropriate governance, risk
management, and controls over AI; and
any challenges in developing, adopting,
and managing AI. The RFI also solicits
respondents’ views on the use of AI in
financial services to assist in
determining whether any clarifications
from the agencies would be helpful for
financial institutions’ use of AI in a safe
and sound manner and in compliance
with applicable laws and regulations,
including those related to consumer
protection.
DATES: Comments must be received by
June 1, 2021.
ADDRESSES: Interested parties are
encouraged to submit written comments
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SUMMARY:
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jointly to all of the agencies.
Commenters are encouraged to use the
title ‘‘Request for Information and
Comment on Financial Institutions’ Use
of Artificial Intelligence, including
Machine Learning’’ to facilitate the
organization and distribution of
comments among the agencies.
Commenters are also encouraged to
identify the number of the specific
question for comment to which they are
responding. Please send comments by
one method only and should be directed
to:
OCC: Commenters are encouraged to
submit comments through the Federal
eRulemaking Portal. Please use the title
‘‘Request for Information on Financial
Institutions’ Use of Artificial
Intelligence, including Machine
Learning; Request for Comment’’ to
facilitate the organization and
distribution of the comments. You may
submit comments by any of the
following methods:
• Federal eRulemaking Portal—
Regulations.gov: Go to https://
regulations.gov/. Enter ‘‘Docket ID OCC–
2020–0049’’ in the Search Box and click
‘‘Search.’’ Public comments can be
submitted via the ‘‘Comment’’ box
below the displayed document
information or by clicking on the
document title and then clicking the
‘‘Comment’’ box on the top-left side of
the screen. For help with submitting
effective comments please click on
‘‘Commenter’s Checklist.’’ For
assistance with the Regulations.gov site,
please call (877) 378–5457 (toll free) or
(703) 454–9859 Monday-Friday, 9am5pm ET or email regulations@
erulemakinghelpdesk.com.
• Mail: Chief Counsel’s Office,
Attention: Comment Processing, Office
of the Comptroller of the Currency, 400
7th Street SW, Suite 3E–218,
Washington, DC 20219.
• Hand Delivery/Courier: 400 7th
Street SW, Suite 3E–218, Washington,
DC 20219. Instructions: You must
include ‘‘OCC’’ as the agency name and
‘‘Docket ID OCC–2020–0049’’ in your
comment. In general, the OCC will enter
all comments received into the docket
and publish the comments on the
Regulations.gov website without
change, including any business or
personal information provided such as
name and address information, email
addresses, or phone numbers.
Comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comment or supporting materials that
you consider confidential or
inappropriate for public disclosure.
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16837
You may review comments and other
related materials that pertain to this
action by the following method:
• Viewing Comments Electronically—
Regulations.gov: Go to https://
regulations.gov/. Enter ‘‘Docket ID OCC–
2020–0049’’ in the Search Box and click
‘‘Search.’’ Click on the ‘‘Documents’’ tab
and then the document’s title. After
clicking the document’s title, click the
‘‘Browse Comments’’ tab. Comments can
be viewed and filtered by clicking on
the ‘‘Sort By’’ drop-down on the right
side of the screen or the ‘‘Refine
Results’’ options on the left side of the
screen. Supporting materials can be
viewed by clicking on the ‘‘Documents’’
tab and filtered by clicking on the ‘‘Sort
By’’ drop-down on the right side of the
screen or the ‘‘Refine Documents
Results’’ options on the left side of the
screen.’’ For assistance with the
Regulations.gov site, please call (877)
378–5457 (toll free) or (703) 454–9859
Monday–Friday, 9am–5pm ET or email
regulations@erulemakinghelpdesk.com.
The docket may be viewed after the
close of the comment period in the same
manner as during the comment period.
Board: You may submit comments,
identified by Docket No. OP–1743, by
any of the following methods:
• Agency website: https://
www.federalreserve.gov. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Email: regs.comments@
federalreserve.gov. Include docket
number in the subject line of the
message.
• Fax: (202) 452–3819 or (202) 452–
3102.
Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551. All public comments will be
made available on the Board’s website at
https://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm as
submitted, unless modified for technical
reasons or to remove personally
identifiable information or other
confidential information at the
commenter’s request. Accordingly, your
comments will not be edited to remove
any identifying or contact information.
Public comments may also be viewed in
paper in Room 146, 1709 New York
Avenue NW, Washington, DC 20006,
between 9:00 a.m. and 5:00 p.m. on
weekdays.
FDIC
• Agency website: https://
www.fdic.gov/regulations/laws/federal/.
Follow the instructions for submitting
comments on the agency’s website.
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Agencies
[Federal Register Volume 86, Number 60 (Wednesday, March 31, 2021)]
[Notices]
[Pages 16835-16837]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-06577]
[[Page 16835]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Community Development Financial Institutions Fund
Request for Public Comment
ACTION: Notice and request for public comment.
-----------------------------------------------------------------------
SUMMARY: The U.S. Department of the Treasury, as part of a continuing
effort to reduce paperwork and respondent burden, invites the general
public and other federal agencies to take this opportunity to comment
on proposed and/or continuing information collections, as required by
the Paperwork Reduction Act (PRA) of 1995. Currently, the Community
Development Financial Institutions Fund (CDFI Fund), Department of the
Treasury, is soliciting comments concerning the Office of
Certification, Compliance Monitoring and Evaluation (CCME) Title VI
Compliance Worksheet (Worksheet). The Worksheet will be an online form
submitted through the CDFI Fund's Award Management Information System
(AMIS).
DATES: Written comments must be received on or before June 1, 2021 to
be assured of consideration.
ADDRESSES: Submit your comments via email to Heather Hunt, Acting
Program Manager for the Office of Certification, Compliance Monitoring
and Evaluation, CDFI Fund at [email protected].
FOR FURTHER INFORMATION CONTACT: Heather Hunt, CCME Acting Program
Manager, CDFI Fund, U.S. Department of the Treasury, 1500 Pennsylvania
Avenue NW, Washington DC 20220, (202) 653-0421 (not a toll-free
number). Other information regarding the CDFI Fund and its programs may
be obtained on the CDFI Fund website at https://www.cdfifund.gov. The
Title VI Compliance Worksheet, which presents the questions that will
comprise the online form, may be obtained from the News and Events
Section of the CDFI Fund website at https://www.cdfifund.gov/news-events/.
SUPPLEMENTARY INFORMATION:
Title: Title VI Compliance Worksheet (Worksheet).
OMB Number: 1559-NEW.
Type of Review: Regular Review.
Abstract: This collection captures qualitative information from all
Applicants to CDFI Fund's Federal Financial Assistance Programs. This
information will be collected once annually from all Applicants to
assess their compliance with federal civil rights requirements.
Applicants must be compliant with federal civil rights requirements in
order to be deemed eligible to receive Federal Financial Assistance
grants from the CDFI Fund. The CDFI Fund will utilize the Worksheet to
determine whether Applicants to CDFI Fund Financial Assistance Programs
are compliant with federal civil rights requirements. The questions in
the Worksheet are intended to assist the CDFI Fund in determining
whether Federal Financial Assistance Applicants are compliant with the
Treasury regulations implementing Title VI of the Civil Rights Act
(Title VI), set forth in 31 CFR part 22. If the general public does not
believe the questions in the Worksheet will assist the CDFI Fund with
determining Applicant's compliance with federal civil rights
requirements, the CDFI Fund asks that detailed comments be provided to
better demonstrate how the CDFI Fund can determine an Applicants
compliance with the requirements.
These requirements are set forth in the United States Department of
the Treasury regulations implementing Title VI located in 31 CFR part
22, Nondiscrimination on the Basis of Race, Color, or National Origin
in Programs or Activities Receiving Federal Financial Assistance from
the Department of the Treasury. These regulations apply to Applicants
as well as their prospective sub-recipients that are not direct
beneficiaries of Federal Financial Assistance (e.g., Depository
Institution Holding Company and their Subsidiary Depository
Institutions).
Estimated Number of Respondents: 900.
Estimated Annual Time per Respondent: .5 hours.
Estimated Annual Burden Hours: 450 hours.
Request for Comments: Comments submitted in response to this Notice
will be summarized and/or included in the request for Office of
Management and Budget approval. All comments will become a matter of
public record and may be published on the CDFI Fund website at https://www.cdfifund.gov.
Authority: 31 CFR part 22. Comments are invited on: (a) Whether the
collection of information is necessary for the proper performance of
the functions of the CDFI Fund, including whether the information shall
have practical utility; (b) the accuracy of the CDFI Fund's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information to be collected; (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of technology; and (e) estimates
of capital or start-up costs and costs of operation, maintenance, and
purchase of services required to provide information.
Jodie L. Harris,
Director, Community Development Financial Institutions Fund.
Community Development Financial Institutions Fund Title VI Compliance
Worksheet
Applicant Name:_____
Employer Identification Number:_____
DUNS Number:_____
Submitted by:_____
Title:_____
Date Submitted:_____
Signature:_____
The United States Department of the Treasury regulations
implementing Title VI of the Civil Rights Act (Title VI), are set forth
in 31 CFR part 22. The Applicant should review such regulations
carefully before completing this section. Please note that these
regulations apply to Applicants as well as their prospective
subrecipients that are not direct beneficiaries of Federal Financial
Assistance (e.g., Depository Institution Holding Company and their
Subsidiary Depository Institutions). In order to assure compliance with
those regulations, and other requirements related to compliance with
Title VI, the Applicant shall provide the following information:
[[Page 16836]]
------------------------------------------------------------------------
Title VI Compliance Requirements Yes No
------------------------------------------------------------------------
1. Civil Rights Complaint Information:
a. Has the Applicant had legal
findings that they violated civil
rights laws or civil rights
complaints that resulted in any
settlements in the last two years?
If Yes, provide information on
lawsuits and/or complaints such as
case name, number, specific
complaint, and date of case........
b. Does the Applicant have any
pending civil rights
investigations, complaints, and/or
lawsuits filed against them that
pertain to allegations of
discrimination on the basis of
race, color, and/or national
origin? If Yes, provide information
on the investigations, complaints,
and/or lawsuits such as case name,
number, date of case, and status of
case (e.g., discovery).............
c. Has the Applicant ever been found
to be noncompliant with civil
rights requirements for any Federal
Financial Assistance in the last
two years? If Yes, provide the
Federal Awarding Agency, program
name, findings, corrective actions,
status of corrective actions,
agency point of contact, and attach
a copy of the Title VI compliance
review issued by the federal agency
d. Does the Applicant have any
pending applications or current
awards of Federal Financial
Assistance with other federal
awarding agencies? If Yes, please
select the applicable federal
agency(ies), enter the associated
program name(s), and award amount..
2. Notice of Rights and Program
Location:
a. Does the Applicant post signs in
its offices to inform persons of
their rights under Title VI and
other civil rights requirements? If
No, please describe the Applicant's
plan to post this information......
b. Does the Applicant post
information on their website
informing persons of their rights
under Title VI and other civil
rights requirements? If No, please
describe the Applicant's plan to
post this information..............
c. If the Applicant provides
services directly to customers, do
they make efforts to ensure that
facilities are accessible to the
communities they serve? If No,
describe why and how the Applicant
mitigates this issue. If an
Applicant does not provide direct
services to customers answer
``Yes.''...........................
3. Language Assistance Plan:
a. Does the Applicant have a
Language Assistance Plan (LAP) or
process in place to support persons
with limited English proficiency
(LEP)? If No, describe how the
Applicant will meet this
requirement........................
b. Does the LAP or process to
support LEP persons take into
consideration the volume,
proportion, or frequency of LEP
persons that the Applicant serves
in determining the appropriate
language assistance? If No,
describe how the Applicant
determines what LEP services they
provide............................
c. Does the Applicant display
notices in appropriate languages in
intake areas or initial points of
contact on how to access language
services? If No, describe how the
Applicant meets this requirement or
will meet this requirement.........
d. Does the Applicant provide
language interpreter services or
translated materials to LEP
persons? If No, describe why not or
how the Applicant plans to meet
this requirement...................
4. Sub-recipient Communication:
a. If the Applicant has sub-
recipients, do they have
established measures to communicate
civil rights compliance
requirements to their sub-
recipients? If No, describe how the
Applicant meets this requirement or
will meet this requirement. If the
Applicant does not have sub-
recipients answer ``Yes.''.........
b. If the Applicant has sub-
recipients, do they inform sub-
recipients about how to provide
notice to the public about their
right to file a complaint of
discrimination? If No, describe how
the Applicant meets this
requirement or will meet this
requirement. If the Applicant does
not have sub-recipients answer
``Yes.''...........................
c. If the Applicant has sub-
recipients, do they conduct
periodic review checks of sub-
recipient compliance with Title VI
requirements? If No, describe how
the Applicant meets this
requirement or will meet this
requirement. If the Applicant does
not have sub-recipients answer
``Yes.''...........................
------------------------------------------------------------------------
[[Page 16837]]
[FR Doc. 2021-06577 Filed 3-30-21; 8:45 am]
BILLING CODE 4810-70-P