Department Regulatory and Deregulatory Agenda; Semiannual Summary, 16926-16943 [2021-05416]
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Federal Register / Vol. 86, No. 60 / Wednesday, March 31, 2021 / UA: Reg Flex Agenda
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I–III
23 CFR Chs. I–III
Purpose
Appendix A—Instructions for Obtaining
Copies of Regulatory Documents
Appendix B—General Rulemaking Contact
Persons
Appendix C—Public Rulemaking Dockets
Appendix D—Review Plans for Section 610
and Other Requirements
SUPPLEMENTARY INFORMATION:
33 CFR Chs. I and IV
Background
46 CFR Chs. I–III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I–VI, and Chs.
X–XII
[DOT–OST–1999–5129]
Department Regulatory and
Deregulatory Agenda; Semiannual
Summary
Office of the Secretary, DOT.
Unified Agenda of Federal
Regulatory and Deregulatory Actions
(Regulatory Agenda).
AGENCY:
ACTION:
The Regulatory and
Deregulatory Agenda is a semiannual
summary of all current and projected
rulemakings, reviews of existing
regulations, and completed actions of
the Department. The intent of the
Agenda is to provide the public with
information about the Department of
Transportation’s regulatory activity
planned for the next 12 months. It is
expected that this information will
enable the public to more effectively
participate in the Department’s
regulatory process. The public is also
invited to submit comments on any
aspect of this Agenda.
FOR FURTHER INFORMATION CONTACT:
SUMMARY:
General
You should direct all comments and
inquiries on the Agenda in general to
Jonathan Dols, Deputy Assistant General
Counsel for Regulation, Office of
General Counsel, Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590;
(202) 366–4702.
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Specific
You should direct all comments and
inquiries on particular items in the
Agenda to the individual listed for the
regulation or the general rulemaking
contact person for the operating
administration in appendix B.
Table of Contents
Supplementary Information
Background
Significant/Priority Rulemakings
Explanation of Information on the Agenda
Request for Comments
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The U.S. Department of
Transportation (Department or DOT)
undertakes regulation only after careful
consideration and strives to make clear
the way the Department measures the
risks, costs, and benefits of engaging
in—or deciding not to engage in—a
particular regulatory action. It is our
policy to provide an opportunity for
public comment on such actions to all
interested stakeholders. Above all,
transparency and meaningful
engagement mandate that regulations
should be straightforward, clear, and
accessible to any interested stakeholder.
The Department also embraces the
notion that there should be no more
regulations than necessary. We
emphasize consideration of nonregulatory solutions and have rigorous
processes in place for continual
reassessment of existing regulations.
These processes provide that regulations
and other agency actions are
periodically reviewed and, if
appropriate, are revised to ensure that
they continue to meet the needs for
which they were originally designed,
and that they remain cost-effective and
cost-justified. DOT was the first agency
to incorporate the Administration’s
regulatory reform policies permanently,
codifying reforms to the Department’s
rulemaking, guidance, and enforcement
practices. The rule codifies regulatory
budgeting, the ‘‘2-for-1’’ plan, and the
RRTF, as well as additional procedures
for the Department’s most costly rules,
including enhanced opportunities for
public participation. It also clarifies that
guidance documents do not impose
legal obligations and shall not be used
as a basis for enforcement. Finally, the
rule ensures due process protections for
potential subjects of enforcement
actions, including open and fair
investigations and proceedings.
To help the Department achieve its
goals and in accordance with Executive
Order (E.O.) 12866, ‘‘Regulatory
Planning and Review,’’ (58 FR 51735;
Oct. 4, 1993) and the Department’s
‘‘Administrative Rulemaking, Guidance,
and Enforcement Procedures’’ (84 FR
248; Dec. 27, 2019), the Department
prepares a semiannual regulatory and
deregulatory Agenda. It summarizes all
current and projected rulemakings,
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reviews of existing regulations, and
completed actions of the Department.
These are matters on which action has
begun or is projected during the next 12
months or for which action has been
completed since the last Agenda.
In addition, this Agenda was prepared
in accordance with three executive
orders issued by President Trump,
which directed agencies to scrutinize
their regulations and other agency
actions further. On January 30, 2017,
President Trump signed Executive
Order 13771, Reducing Regulation and
Controlling Regulatory Costs. Under
section 2(a) of the Executive order
unless prohibited by law, whenever an
executive department or agency
publicly proposes for notice and
comment or otherwise promulgates a
new regulation, it must identify at least
two existing regulations to be repealed.
On February 24, 2017, President Trump
signed Executive Order 13777,
Enforcing the Regulatory Reform
Agenda. Under this Executive order,
each agency must establish a Regulatory
Reform Task Force (RRTF) to evaluate
existing regulations, and make
recommendations for their repeal,
replacement, or modification. On March
28, 2017, President Trump signed
Executive Order 13783, Promoting
Energy Independence and Economic
Growth, requiring agencies to review all
existing regulations, orders, guidance
documents, policies, and other similar
agency actions that potentially burden
the development or use of domestically
produced energy resources, with
particular attention to oil, natural gas,
coal, and nuclear energy resources.
In response to the mandate in
Executive Order 13777, the Department
formed an RRTF consisting of senior
career and non-career leaders, which
has already conducted extensive
reviews of existing regulations, and
identified a number of rules to be
repealed, replaced, or modified. As a
result of the RRTF’s work, since January
2017, the Department has issued
deregulatory actions that reduce net
regulatory costs on the public by more
than $92 billion (in net present value
cost savings). With the RRTF’s
assistance, the Department has achieved
these cost savings in a manner that is
fully consistent with safety. For
example, on April 30, 2020, NHTSA
published the Safer, Affordable, FuelEfficient (SAFE) Vehicles rule in
conjunction with the Environmental
Protection Agency. The SAFE Vehicles
rule increases U.S. competitiveness by
reducing regulatory costs by over $163
billion dollars and helps American
consumers afford to buy newer, cleaner,
and safer vehicles by reducing the
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average price of new vehicles. In
addition, similarly, on June 1, 2020,
FMCSA published a rule that would
save the public billions of dollars by
providing greater flexibility to drivers
subject to FMCSA’s hours of service
regulations without reducing safety.
While each regulatory and
deregulatory action is evaluated on its
own merits, the RRTF augments the
Department’s consideration of
prospective rulemakings by conducting
regular reviews across all OAs to
identify and evaluate potential
deregulatory actions. The RRTF also
works to ensure that any new potential
regulatory action is rigorously vetted,
including an evaluation of the need or
market failure requiring regulatory
action, and consideration of nonregulatory alternatives.
The Department’s regulatory activities
are guided by four fundamental
principles—safety, innovation, enabling
investment in infrastructure, and
reducing unnecessary regulatory
burdens. These priorities are grounded
in our national interest in maintaining
U.S. global leadership in safety,
innovation, and economic growth. In
light of the unprecedented effects of the
Coronavirus Disease (COVID–19) public
health emergency, these priorities are
also grounded in regulatory actions that
assist in our Nation’s recovery. To
accomplish our regulatory goals, the
Department must create a regulatory
environment that fosters growth in new
and innovative industries without
burdening them with unnecessary
restrictions. At the same time, safety
remains our highest priority; the
Department remains focused on
managing safety risks and ensuring we
do not regress from the successes
already achieved. Our planned
regulatory actions reflect a careful
balance that emphasizes the
Department’s priority in fostering
innovation while at the same time
meeting the challenges of maintaining a
safe, reliable, and sustainable
transportation system.
For example, the National Highway
Traffic Safety Administration (NHTSA)
is working on reducing regulatory
barriers to technology innovation,
including the integration of automated
vehicles, while continuing to focus on
safety. Automated vehicles are expected
to increase safety significantly by
reducing the likelihood of human error
when driving, which today accounts for
the overwhelming majority of crashes
on our nation’s roadways. NHTSA plans
to issue regulatory actions that: (1)
Allow for updates to current FMVSS to
enable the introduction of new safety
technologies; and (2) streamline
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NHTSA’s regulations outlining the
administrative processes for petitioning
the agency for exemptions, and
reconsiderations. Similarly, the Federal
Aviation Administration (FAA) is
working to enable, safely and efficiently,
the integration of unmanned aircraft
systems (UAS) into the National
Airspace System. UAS are expected to
continue to drive innovation and
increase safety as operators and
manufacturers find new and inventive
uses for UAS. For instance, UAS are
poised to assist human operators with a
number of different mission sets such as
inspection of critical infrastructure and
search and rescue, enabling beneficial
and lifesaving activities that would
otherwise be difficult or even
impossible for a human to accomplish
unassisted. The Department has
regulatory efforts underway to further
integrate UAS safely and efficiently. The
Department’s work to update and
streamline its regulation of the
commercial space sector is well
underway. The FAA has proposed a rule
that will fundamentally change how
FAA licenses launches and reentries of
commercial space vehicles moving from
prescriptive requirements to a
performance based approach. This shift
will facilitate a major transformation of
our national space program from one in
which the Federal government has a
primary role to one in which private
industry drives growth in innovation
and launches.
Since January 2020, the Department
has been providing rapid response and
emergency review of legal and
operational challenges presented by
COVID–19 within the transportation
network. Domestically, our efforts have
focused on addressing regulatory
compliance made impracticable by the
COVID–19 public health emergency due
to office closures, personnel shortages,
and other restrictions. DOT has
provided extensive relief to
transportation stakeholders impacted by
the COVID–19 public health emergency.
The Department has taken over 100
actions to provide emergency relief to
transportation stakeholders through
regulatory waivers, exemptions,
extensions of deadlines, statements of
enforcement discretion, and other
guidance.
These actions individually and
collectively kept our transportation
systems and supply chains open to
provide critical supplies and services
during the national emergency. For
example, to support commercial vehicle
drivers—including the truckers carrying
vital medical supplies to hospitals—
FMCSA issued its first ever national
emergency declaration to provide
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regulatory relief from its hours-ofservice rules. FRA opened an emergency
relief docket pursuant to the
Administrator’s Declaration of
Emergency Situation, supporting a
number of emergency waivers. FAA
took numerous actions to ensure the
continued safety of the National
Airspace System and operations
supporting essential services, including
addressing expiring medical certificates
and training requirements for pilots, and
finalizing a rule to address oxygen mask
usage given the risk of COVID–19
transmission. PHMSA provided
temporary relief to enable transportation
of hand sanitizer and other disinfecting
materials.
Pursuant to the President’s Executive
Order on Regulatory Relief to Support
Economic Recovery, the Department has
been coordinating with each of its
Operating Administrations to evaluate
how to expedite regulatory relief and
recovery from COVID–19 without
compromising safety, and determine
whether such relief may be considered
for permanent incorporation into the
Department’s rules.
Explanation of Information in the
Agenda
An Office of Management and Budget
memorandum, dated January 16, 2020,
establishes the format for this Agenda.
First, the Agenda is divided by
initiating offices. Then the Agenda is
divided into five categories: (1) Prerule
stage; (2) proposed rule stage; (3) final
rule stage; (4) long-term actions; and (5)
completed actions. For each entry, the
Agenda provides the following
information: (1) Its ‘‘significance’’; (2) a
short, descriptive title; (3) its legal basis;
(4) the related regulatory citation in the
Code of Federal Regulations; (5) any
legal deadline and, if so, for what action
(e.g., NPRM, final rule); (6) an abstract;
(7) a timetable, including the earliest
expected date for when a rulemaking
document may publish; (8) whether the
rulemaking will affect small entities
and/or levels of Government and, if so,
which categories; (9) whether a
Regulatory Flexibility Act (RFA)
analysis is required (for rules that would
have a significant economic impact on
a substantial number of small entities);
(10) a listing of any analyses an office
will prepare or has prepared for the
action (with minor exceptions, DOT
requires an economic analysis for all its
rulemakings); (11) an agency contact
office or official who can provide
further information; (12) a Regulation
Identifier Number (RIN) assigned to
identify an individual rulemaking in the
Agenda and facilitate tracing further
action on the issue; (13) whether the
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action is subject to the Unfunded
Mandates Reform Act; (14) whether the
action is subject to the Energy Act; (15)
the action’s designation under Executive
Order 13771 explaining whether the
action will have a regulatory or
deregulatory effect; and (16) whether the
action is major under the congressional
review provisions of the Small Business
Regulatory Enforcement Fairness Act.
For nonsignificant regulations issued
routinely and frequently as a part of an
established body of technical
requirements (such as the Federal
Aviation Administration’s Airspace
Rules), to keep those requirements
operationally current, we only include
the general category of the regulations,
the identity of a contact office or
official, and an indication of the
expected number of regulations; we do
not list individual regulations.
In the ‘‘Timetable’’ column, we use
abbreviations to indicate the particular
documents being considered. ANPRM
stands for Advance Notice of Proposed
Rulemaking, SNPRM for Supplemental
Notice of Proposed Rulemaking, and
NPRM for Notice of Proposed
Rulemaking. Listing a future date in this
column does not mean we have made a
decision to issue a document; it is the
earliest date on which a rulemaking
document may publish. In addition,
these dates are based on current
schedules. Information received after
the issuance of this Agenda could result
in a decision not to take regulatory
action or in changes to proposed
publication dates. For example, the
need for further evaluation could result
in a later publication date; evidence of
a greater need for the regulation could
result in an earlier publication date.
Finally, a dot (•) preceding an entry
indicates that the entry appears in the
Agenda for the first time.
The internet is the basic means for
disseminating the Unified Agenda. The
complete Unified Agenda is available
online at www.reginfo.gov in a format
that offers users a greatly enhanced
ability to obtain information from the
Agenda database. A portion of the
Agenda is published in the Federal
Register, however, because the
Regulatory Flexibility Act (5 U.S.C. 602)
mandates publication for the regulatory
flexibility agenda.
Accordingly, DOT’s printed Agenda
entries include only:
1. The agency’s Agenda preamble;
2. Rules that are in the agency’s
regulatory flexibility agenda, in
accordance with the Regulatory
Flexibility Act, because they are likely
to have a significant economic impact
on a substantial number of small
entities; and
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3. Any rules that the agency has
identified for periodic review under
section 610 of the Regulatory Flexibility
Act.
Printing of these entries is limited to
fields that contain information required
by the Regulatory Flexibility Act’s
Agenda requirements. These elements
are: Sequence Number; Title; Section
610 Review, if applicable; Legal
Authority; Abstract; Timetable;
Regulatory Flexibility Analysis
Required; Agency Contact; and
Regulation Identifier Number (RIN).
Additional information (for detailed list,
see section heading ‘‘Explanation of
Information on the Agenda’’) on these
entries is available in the Unified
Agenda published on the internet.
Request for Comments
General
DOT’s Agenda is intended primarily
for the use of the public. Since its
inception, the Department has made
modifications and refinements that
provide the public with more helpful
information, as well as making the
Agenda easier to use. We would like
you, the public, to make suggestions or
comments on how the Agenda could be
further improved.
Reviews
The Department also seeks your
suggestions on which of our existing
regulations you believe should be
reviewed to determine whether they
should be revised or revoked. We
particularly draw your attention to the
Department’s review plan in appendix
D.
Regulatory Flexibility Act
The Department is especially
interested in obtaining information on
requirements that have a ‘‘significant
economic impact on a substantial
number of small entities’’ and, therefore,
must be reviewed under the Regulatory
Flexibility Act. If you have any
suggested regulations, please submit
them to the Department, along with
your explanation of why they should be
reviewed.
In accordance with the Regulatory
Flexibility Act, comments are
specifically invited on regulations that
we have targeted for review under
section 610 of the Act. The phrase (sec.
610 Review) appears at the end of the
title for these reviews. Please see
appendix D for the Department’s section
610 review plans.
Consultation With State, Local, and
Tribal Governments
Executive Orders 13132 and 13175
require the Department to develop an
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account process to ensure ‘‘meaningful
and timely input’’ by State, local, and
tribal officials in the development of
regulatory policies that have federalism
or tribal implications. These policies are
defined in the Executive orders to
include regulations that have
‘‘substantial direct effects’’ on States or
Indian tribes, on the relationship
between the Federal Government and
them, or on the distribution of power
and responsibilities between the Federal
Government and various levels of
Government or Indian tribes. Therefore,
we encourage State and local
Governments or Indian tribes to provide
us with information about how the
Department’s rulemakings impact them.
Purpose
The Department is publishing this
regulatory Agenda in the Federal
Register to share with interested
members of the public the Department’s
preliminary expectations regarding its
future regulatory actions. This should
enable the public to be more aware of
the Department’s regulatory activity and
should result in more effective public
participation. This publication in the
Federal Register does not impose any
binding obligation on the Department or
any of the offices within the Department
with regard to any specific item on the
Agenda. Regulatory action, in addition
to the items listed, is not precluded.
This document of the Department of
Transportation was signed on December
7, 2020, by Elaine L. Chao, Secretary of
Transportation. That document with the
original signature and date is
maintained by the Department of
Transportation. For administrative
purposes only, and in compliance with
requirements of the Office of the Federal
Register, the Department of
Transportation has delegated authority
to the undersigned RISC Federal
Register Liaison Officer to re-sign and
submit the document in electronic
format for publication, as an official
document of the Department of
Transportation. This administrative
process in no way alters the legal effect
of this document upon publication in
the Federal Register.
Dated: March 11, 2021.
Alvin Levi Harrod,
Federal Register Liaison Officer, Regulatory
Information Service Center.
Appendix A—Instructions for
Obtaining Copies of Regulatory
Documents
To obtain a copy of a specific regulatory
document in the Agenda, you should
communicate directly with the contact
person listed with the regulation at the
address below. We note that most, if not all,
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such documents, including the Semiannual
Regulatory Agenda, are available through the
internet at https://www.regulations.gov. See
appendix C for more information.
Appendix B—General Rulemaking
Contact Persons
The following is a list of persons who can
be contacted within the Department for
general information concerning the
rulemaking process within the various
operating administrations.
FAA—Brandon Roberts, Acting Executive
Director, Office of Rulemaking, 800
Independence Avenue SW, Washington, DC
20591; telephone (202) 267–9677.
FHWA—Jennifer Outhouse, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 366–
0761.
FMCSA—Steven J. LaFreniere, Regulatory
Ombudsman, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 366–
0596.
NHTSA—Dee Fujita, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 366–
2992.
FRA—Amanda Maizel, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 493–
8014.
FTA—Chaya Koffman, Office of Chief
Counsel, 1200 New Jersey Avenue E,
Washington, DC 20590; telephone (202) 366–
3101.
SLSDC—Carrie Mann Lavigne, Chief
Counsel, 180 Andrews Street, Massena, NY
13662; telephone (315) 764–3200.
PHMSA—Robert Ross, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 768–
1365.
MARAD—Gabriel Chavez, Office of Chief
Counsel, Maritime Administration, 1200 New
Jersey Avenue SE, Washington, DC 20590;
telephone (202) 366–2621.
OST—Jonathan Dols, Deputy Assistant
General Counsel for Regulation, 1200 New
Jersey Avenue SE, Washington, DC 20590;
telephone (202) 366–4723.
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Appendix C—Public Rulemaking
Dockets
All comments submitted via the internet
are submitted through the Federal Docket
Management System (FDMS) at the following
address: https://www.regulations.gov. The
FDMS allows the public to search, view,
download, and comment on all Federal
agency rulemaking documents in one central
online system. The above referenced internet
address also allows the public to sign up to
receive notification when certain documents
are placed in the dockets.
The public also may review regulatory
dockets at or deliver comments on proposed
rulemakings to the Dockets Office at 1200
New Jersey Avenue SE, Room W12–140,
Washington, DC 20590, 1–800–647–5527.
Working Hours: 9:00 a.m. to 5:00 p.m.
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Appendix D—Review Plans for Section
610 and Other Requirements
Part I—The Plan
General
The Department of Transportation has long
recognized the importance of regularly
reviewing its existing regulations to
determine whether they need to be revised or
revoked. Our Regulatory Policies and
Procedures require such reviews. DOT also
has responsibilities under Executive Order
12866, ‘‘Regulatory Planning and Review,’’
Executive Order 13563, ‘‘Improving
Regulation and Regulatory Review,’’ 76 FR
3821 (January 18, 2011), Executive Order
13771, ‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ Executive Order 13777,
‘‘Enforcing the Regulatory Agenda,’’ and
section 610 of the Regulatory Flexibility Act
to conduct such reviews. This includes the
designation of a Regulatory Reform Officer,
the establishment of a Regulatory Reform
Task Force, and the use of plain language
techniques in new rules and considering its
use in existing rules when we have the
opportunity and resources to revise them. We
are committed to continuing our reviews of
existing rules and, if it is needed, will initiate
rulemaking actions based on these reviews.
The Department began a new 10-year review
cycle with the Fall 2018 Agenda.
Section 610 Review Plan
Section 610 requires that we conduct
reviews of rules that: (1) Have been
published within the last 10 years; and (2)
have a ‘‘significant economic impact on a
substantial number of small entities’’
(SEISNOSE). It also requires that we publish
in the Federal Register each year a list of any
such rules that we will review during the
next year. The Office of the Secretary and
each of the Department’s Operating
Administrations have a 10-year review plan.
These reviews comply with section 610 of
the Regulatory Flexibility Act.
Changes to the Review Plan
Some reviews may be conducted earlier
than scheduled. For example, to the extent
resources permit, the plain language reviews
will be conducted more quickly. Other
events, such as accidents, may result in the
need to conduct earlier reviews of some
rules. Other factors may also result in the
need to make changes; for example, we may
make changes in response to public comment
on this plan or in response to a presidentially
mandated review. If there is any change to
the review plan, we will note the change in
the following Agenda. For any section 610
review, we will provide the required notice
prior to the review.
Part II—The Review Process
The Analysis
Generally, the agencies have divided their
rules into 10 different groups and plan to
analyze one group each year. For purposes of
these reviews, a year will coincide with the
fall-to-fall schedule for publication of the
Agenda. Most agencies provide historical
information about the reviews that have
occurred over the past 10 years. Thus, Year
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1 (2018) begins in the fall of 2018 and ends
in the fall of 2019; Year 2 (2019) begins in
the fall of 2019 and ends in the fall of 2020,
and so on. The exception to this general rule
is the FAA, which provides information
about the reviews it completed for this year
and prospective information about the
reviews it intends to complete in the next 10
years. Thus, for FAA Year 1 (2017) begins in
the fall of 2017 and ends in the fall of 2018;
Year 2 (2018) begins in the fall of 2018 and
ends in the fall of 2019, and so on. We
request public comment on the timing of the
reviews. For example, is there a reason for
scheduling an analysis and review for a
particular rule earlier than we have? Any
comments concerning the plan or analyses
should be submitted to the regulatory
contacts listed in appendix B, General
Rulemaking Contact Persons.
Section 610 Review
The agency will analyze each of the rules
in a given year’s group to determine whether
any rule has a SEISNOSE and, thus, requires
review in accordance with section 610 of the
Regulatory Flexibility Act. The level of
analysis will, of course, depend on the nature
of the rule and its applicability. Publication
of agencies’ section 610 analyses listed each
fall in this Agenda provides the public with
notice and an opportunity to comment
consistent with the requirements of the
Regulatory Flexibility Act. We request that
public comments be submitted to the
Department early in the analysis year
concerning the small entity impact of the
rules to help us in making our
determinations.
In each Fall Agenda, the agency will
publish the results of the analyses it has
completed during the previous year. For
rules that had a negative finding on
SEISNOSE, we will give a short explanation
(e.g., ‘‘these rules only establish petition
processes that have no cost impact’’ or ‘‘these
rules do not apply to any small entities’’). For
parts, subparts, or other discrete sections of
rules that do have a SEISNOSE, we will
announce that we will be conducting a
formal section 610 review during the
following 12 months. At this stage, DOT will
add an entry to the Agenda in the prerulemaking section describing the review in
more detail. We also will seek public
comment on how best to lessen the impact
of these rules and provide a name or docket
to which public comments can be submitted.
In some cases, the section 610 review may be
part of another unrelated review of the rule.
In such a case, we plan to clearly indicate
which parts of the review are being
conducted under section 610.
Other Reviews
The agency will also examine the specified
rules to determine whether any other reasons
exist for revising or revoking the rule or for
rewriting the rule in plain language. In each
Fall Agenda, the agency will also publish
information on the results of the
examinations completed during the previous
year.
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Part III—List of Pending Section 610
Reviews
The Agenda identifies the pending DOT
section 610 Reviews by inserting ‘‘(Section
610 Review)’’ after the title for the specific
entry. For further information on the pending
Year
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
jbell on DSKJLSW7X2PROD with PROPOSALS12
search’’) and, in effect, generate the desired
‘‘index’’ of reviews.
Office of the Secretary
Section 610 and Other Reviews
Regulations to be reviewed
1 ........................
49
14
48
48
14
14
14
14
14
14
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis year
parts 91 through 99 ....................................................................................................
parts 200 through 212
parts 1201 through 1224
parts 1227 through 1253 and new parts and subparts ..............................................
parts 213 through 232 ................................................................................................
parts 234 through 254 ................................................................................................
parts 255 through 298 and 49 CFR part 40 ...............................................................
parts 300 through 373 ................................................................................................
parts 374 through 398 ................................................................................................
part 399 and 49 CFR parts 1 through 15 ...................................................................
parts 17 through 28 ....................................................................................................
parts 29 through 39 and parts 41 through 89 ............................................................
Year 1 (Fall 2018) List of Rules That Are
Under Ongoing Analysis
49 CFR part 91—International Air
Transportation Fair Competitive
Practices
49 CFR part 92—Recovering Debts to the
United States by Salary Offset
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: The agency is aware of
several outdated references to
operating administrations within
the Department that need to be
updated. OST’s plain language
review of these rules indicates no
need for substantial revision.
49 CFR part 93—Aircraft Allocation
49 CFR part 98—Enforcement of
Restrictions on Post-Employment
Activities
49 CFR part 99—Employee
Responsibilities and Conduct
14 CFR part 200—Definitions and
Instructions
14 CFR part 201—Air Carrier Authority
under Subtitle VII of Title 49 of the
United States Code [Amended]
14 CFR part 203—Waiver of Warsaw
Convention Liability Limits and
Defenses
14 CFR part 204—Data to Support
Fitness Determinations
14 CFR part 205—Aircraft Accident
Liability Insurance
14 CFR part 206—Certificates of Public
Convenience and Necessity: Special
Authorizations and Exemptions
14 CFR part 207—Charter Trips by U.S.
Scheduled Air Carriers
14 CFR part 208—Charter Trips by U.S.
Charter Air Carriers
14 CFR part 211—Applications for
Permits to Foreign Air Carriers
14 CFR part 212—Charter Rules for U.S.
and Foreign Direct Air Carriers
48 CFR part 1201—Federal Acquisition
Regulations System
VerDate Sep<11>2014
reviews, see the Agenda entries at
www.reginfo.gov. For example, to obtain a list
of all entries that are in section 610 Reviews
under the Regulatory Flexibility Act, a user
would select the desired responses on the
search screen (by selecting ‘‘advanced
21:13 Mar 30, 2021
Jkt 253001
48 CFR part 1202—Definitions of Words
and Terms
48 CFR part 1203—Improper Business
Practices and Personal Conflicts of
Interest
48 CFR part 1204—Administrative
Matters
48 CFR part 1205—Publicizing Contract
Actions
48 CFR part 1206—Competition
Requirements
48 CFR part 1207—Acquisition
Planning
48 CFR part 1208–1210—[Reserved]
48 CFR part 1211—Describing Agency
Needs
48 CFR part 1212—[Reserved]
48 CFR part 1213—Simplified
Acquisition Procedures
48 CFR part 1214—Sealed Bidding
48 CFR part 1215—Contracting by
Negotiation
48 CFR part 1216—Types of Contracts
48 CFR part 1217—Special Contracting
Methods
48 CFR part 1218—[Reserved]
48 CFR part 1219—Small Business
Programs
48 CFR part 1220–1221—[Reserved]
48 CFR part 1222—Application of Labor
Laws to Government Acquisitions
48 CFR part 1223—Environment, Energy
and Water Efficiency, Renewable
Energy Technologies, Occupational
Safety, and Drug-Free Workplace
48 CFR part 1224—Protection of Privacy
and Freedom of Information
Year 2 (Fall 2019) List of Rules
Analyzed and Summary of Results
48 CFR parts 1227 through 1253 and
new parts and subparts
48 CFR part 1227—Patents, Data, and
Copyrights
48 CFR part 1228—Bonds and Insurance
48 CFR part 1231—Contract Costs
Principles and Procedures
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Review year
2018
2019
2019
2020
2021
2022
2023
2024
2025
2026
2027
2020
2021
2022
2023
2024
2025
2026
2027
2028
48 CFR part 1232—Contract Financing
48 CFR part 1233—Protests, Disputes,
and Appeals
48 CFR part 1235—Research and
Development Contracting
48 CFR part 1236—Construction and
Architect-Engineer Contracts
48 CFR part 1237—Service Contracting
48 CFR part 1239—Acquisition of
Information Technology
48 CFR part 1242—Contract
Administration and Audit Services
48 CFR part 1245—Government
Contracting
48 CFR part 1246—Quality Assurance
48 CFR part 1247—Transportation
48 CFR part 1252—Solicitation
Provisions and Contract Clauses
48 CFR part 1253—Forms
DOT has determined that updates
need to be made to the regulations
identified under Year 2. The regulations
will be updated as part of RIN 2105–
AE26 (Revisions to the Transportation
Acquisition Regulations).
Federal Aviation Administration
Section 610 and Other Reviews
The Federal Aviation Administration
(FAA) has elected to use the two-step,
two-year process used by most
Department of Transportation (DOT)
modes in past plans. As such, the FAA
has divided its rules into 10 groups as
displayed in the table below. During the
first year (the ‘‘analysis year’’), all rules
published during the previous 10 years
within a 10% block of the regulations
will be analyzed to identify those with
a significant economic impact on a
substantial number of small entities
(SEISNOSE). During the second year
(the ‘‘review year’’), each rule identified
in the analysis year as having a
SEISNOSE will be reviewed in
accordance with section 610(b) to
determine if it should be continued
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Federal Register / Vol. 86, No. 60 / Wednesday, March 31, 2021 / UA: Reg Flex Agenda
without change or changed to minimize
impact on small entities. Results of
Year
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
14
14
14
14
14
14
14
14
14
14
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
parts
The RFA does not define ‘‘significant
economic impact.’’ Therefore, there is
no clear rule or number to determine
when a significant economic impact
occurs. However, the Small Business
Administration (SBA) states that
significance should be determined by
considering the size of the business, the
size of the competitor’s business and the
impact the same regulation has on larger
competitors.
Likewise, the RFA does not define
‘‘substantial number.’’ However, the
legislative history of the RFA suggests
that a substantial number must be at
least one but does not need to be an
overwhelming percentage such as more
than half. The SBA states that the
substantiality of the number of small
businesses affected should be
determined on an industry-specific
basis.
This analysis consisted of the
following three steps:
1. Review of the number of small
entities affected by the amendments to
parts 141 through 147 and parts 170
through 187.
2. Identification and analysis of all
amendments to parts 141 through 147
and parts 170 through 187 since July
2010 to determine whether any still
have or now have a SEISNOSE.
3. Review of the FAA’s regulatory
flexibility assessment of each
amendment performed as required by
the RFA.
jbell on DSKJLSW7X2PROD with PROPOSALS12
Year 2—List of Rules To Be Analyzed
Next Year (2021)
14 CFR part 1—Definitions and
abbreviations
14 CFR part 3—General requirements
14 CFR part 11—General rulemaking
procedures
14 CFR part 13—Investigative and
enforcement procedures
14 CFR part 14—Rules implementing
the Equal Access to Justice Act of
1980
21:13 Mar 30, 2021
Analysis year
141 through 147 and parts 170 through 187 ....................................................
189 through 198 and parts 1 through 16 ..........................................................
17 through 33 ....................................................................................................
34 through 39 and parts 400 through 405 ........................................................
43 through 49 and parts 406 through 415 ........................................................
60 through 77 ....................................................................................................
91 through 107 ..................................................................................................
417 through 460 ................................................................................................
119 through 129 and parts 150 through 156 ....................................................
133 through 139 and parts 157 through 169 ....................................................
Defining SEISNOSE for FAA
Regulations
VerDate Sep<11>2014
those reviews will be published in the
DOT Semiannual Regulatory Agenda.
Jkt 253001
Review year
2020
2021
2022
2023
2024
2025
2026
2027
2028
2029
2021
2022
2023
2024
2025
2026
2027
2028
2029
2030
14 CFR part 15—Administrative claims
under Federal Tort Claims Act
14 CFR part 16—Rules of practice for
Federally-assisted airport
enforcement proceedings
14 CFR part 189—Use of Federal
Aviation Administration
communications system
14 CFR part 193—Protection of
voluntarily submitted information
14 CFR part 198—Aviation insurance
14 CFR Part 147—Aviation Maintenance
Technician Schools
Year 1—List of Rules To Be Analyzed
This Year (2020)
14 CFR part 141—Pilot Schools
14 CFR part 142—Training Centers
14 CFR part 143—Reserved
14 CFR part 144—Does not exist
14 CFR part 145—Repair Stations
14 CFR part 146—Does not exist
14 CFR part 147—Aviation Maintenance
Technician Schools
14 CFR part 170—Establishment and
Discontinuance Criteria for Air
Traffic Control Services and
Navigational Facilities
14 CFR part 171—Non-Federal
Navigation Facilities
14 CFR part 172 through 182—Does not
exist
14 CFR part 183—Representatives of the
Administrator
14 CFR part 184—Does not exist
Section 610: The agency conducted a
Section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
Year 1 (2020) List of Rules Analyzed
and Summary of Results
14 CFR Part 185—Testimony by
Employees and Production of Records
in Legal Proceedings, and Service of
Legal Process and Pleadings
14 CFR Part 141—Pilot Schools
Section 610: The agency conducted a
Section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
14 CFR Part 142—Training Centers
Section 610: The agency conducted a
Section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
14 CFR Part 145—Repair Stations
Section 610: The agency conducted a
Section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
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Section 610: The agency conducted a
Section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
14 CFR Part 170—Establishment and
Discontinuance Criteria for Air Traffic
Control Services and Navigational
Facilities
14 CFR Part 171—Non-Federal
Navigational Facilities
Section 610: The agency conducted a
Section 610 review of this part and
found no amendments to 14 CFR 185
since July 2010. Thus, no SEISNOSE
exists in this part.
General: No changes are needed.
14 CFR Part 183—Representatives of the
Administrator
Section 610: The agency conducted a
Section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
Section 610: The agency conducted a
section 610 review of this part and
found no amendments to 14 CFR 185
since July 2010. Thus, no SEISNOSE
exists in this part.
General: No changes are needed.
14 CFR Part 187—Fees
Section 610: The agency conducted a
section 610 review of this part and
found no SEISNOSE.
General: No changes are needed.
Federal Highway Administration
Section 610 and Other Reviews
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Year
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
None .........................................................................................................................................
23 CFR parts 1 to 260 ..............................................................................................................
23 CFR parts 420 to 470 ..........................................................................................................
23 CFR part 500 .......................................................................................................................
23 CFR parts 620 to 637 ..........................................................................................................
23 CFR parts 645 to 669 ..........................................................................................................
23 CFR parts 710 to 924 ..........................................................................................................
23 CFR parts 940 to 973 ..........................................................................................................
23 CFR parts 1200 to 1252 ......................................................................................................
New parts and subparts ...........................................................................................................
Federal-Aid Highway Program
The Federal Highway Administration
(FHWA) has adopted regulations in title
23 of the CFR, chapter I, related to the
Federal-Aid Highway Program. These
regulations implement and carry out the
provisions of Federal law relating to the
administration of Federal aid for
highways. The primary law authorizing
Federal aid for highways is chapter I of
title 23 of the U.S.C. 145, which
expressly provides for a federally
assisted State program. For this reason,
the regulations adopted by the FHWA in
title 23 of the CFR primarily relate to the
requirements that States must meet to
receive Federal funds for construction
and other work related to highways.
Because the regulations in title 23
primarily relate to States, which are not
defined as small entities under the
Regulatory Flexibility Act, the FHWA
believes that its regulations in title 23
do not have a significant economic
impact on a substantial number of small
entities. The FHWA solicits public
comment on this preliminary
conclusion.
Year 2 (Fall 2019) List of Rules That
Will Be Analyzed During the Next Year
and a Summary of Results
23 CFR Part 1—General
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
jbell on DSKJLSW7X2PROD with PROPOSALS12
23 CFR Part 140—Reimbursement
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
Year
1
2
3
4
5
6
7
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
Jkt 253001
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
3 CFR Part 200—Title VI Program and
Related Statutes—Implementation and
Review Procedures
23 CFR Part 172—Procurement,
Management, and Administration of
Engineering and Design Related
Services
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
23 CFR Part 180—Credit Assistance for
Surface Transportation Projects
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
23 CFR Part 190—Incentive Payments
for Controlling Outdoor Advertising on
the Interstate System
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
23 CFR Part 192—Drug Offender’s
Driver’s License Suspension
• Section 610: No SEISNOSE. No
small entities are affected.
• General: FHWA is updating these
regulations under RIN 2125–AF93 to
increase are cost effectiveness and
reduce burden. FHWA’s plain language
review of these rules indicates no need
for substantial revision.
23 CFR Part 230—External Programs
• Section 610: No SEISNOSE. No
small entities are affected.
• General: FHWA is updating these
subpart C of these regulations under RIN
2125–AF87 to reduce duplicative
burdens. FHWA’s plain language review
of these rules indicates no need for
substantial revision.
23 CFR Part 260—Education and
Training Programs
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
Year 3 (Fall 2020) List of Rules That
Will Be Analyzed During the Next Year
23 CFR part 420—Planning and research
program administration
23 CFR part 450—Planning assistance
and standards
23 CFR part 460—Public road mileage
for apportionment of highway
safety funds
23 CFR part 470—Highway systems
Federal Motor Carrier Safety
Administration
Section 610 and Other Reviews
Analysis year
part 386 .......................................................................................................................
part 385 .......................................................................................................................
parts 382 and 383 .......................................................................................................
part 380 .......................................................................................................................
part 387 .......................................................................................................................
part 398 .......................................................................................................................
part 392 .......................................................................................................................
21:13 Mar 30, 2021
Review year
impose the least burden. FHWA’s plain
language review of these rules indicates
no need for substantial revision.
Regulations to be reviewed
........................
........................
........................
........................
........................
........................
........................
VerDate Sep<11>2014
Analysis year
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2018
2019
2020
2021
2022
2023
2024
Review year
2019
2020
2021
2022
2023
2024
2025
16933
Federal Register / Vol. 86, No. 60 / Wednesday, March 31, 2021 / UA: Reg Flex Agenda
Year
Regulations to be reviewed
8 ........................
9 ........................
10 ......................
49 CFR part 375 .......................................................................................................................
49 CFR part 367 .......................................................................................................................
49 CFR part 395 .......................................................................................................................
Year 2 (2019) List of Rules With
Ongoing Analysis
49 CFR Part 386—Rules of Practice for
Motor Carrier, Intermodal Equipment
Provider, Broker, Freight Forwarder,
and Hazardous Materials Proceedings
• Section 610: FMCSA analyzed 49
CFR part 386, and found no
SEIOSNOSE. 49 CFR part 386 is a
permissive set of rules that establish
procedures for respondents, petitioners,
and others seeking relief from a
determination of non-compliance with
Federal Motor Carrier Safety
Regulations or Hazardous Materials
Regulations. The rule also provides
recourse for commercial drivers to
report employer harassment or coercion
to violate rules.
Year
1
2
3
4
5
6
7
8
9
........................
........................
........................
........................
........................
........................
........................
........................
........................
49
23
49
49
49
49
49
49
49
CFR parts
CFR parts
CFR parts
CFR parts
CFR parts
CFR parts
CFR parts
parts CFR
parts CFR
Year
jbell on DSKJLSW7X2PROD with PROPOSALS12
49 CFR Part 385—Safety Fitness
Procedures
• Section 610: FMCSA analyzed 49
CFR part 385, and found no
SEIOSNOSE. 49 CFR part 385 provides
guidance on safety fitness procedures
including monitoring, new entrants,
intermodal equipment, and hazardous
materials safety permits. The rule
addresses safety initiatives whose cost
are required by 49 CFR parts 360, 367,
387, and 390. These rules do not result
Year 3 (2020) List of Rules That Will Be
Analyzed During the Next Year
49 CFR part 382—Controlled Substances
and Alcohol Use and Testing
49 CFR part 383—Commercial Driver’s
License Standards; Requirements
and Penalties
National Highway Traffic Safety
Administration
Section 610 and Other Reviews
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
21:13 Mar 30, 2021
200,
211,
216,
221,
227,
232,
237,
242,
261,
207,
212,
217,
222,
228,
233,
238,
243,
262,
Jkt 253001
209,
213,
218,
223,
229,
234,
249,
244,
264,
2018
2019
2020
2021
2022
2023
2024
2025
2026
Frm 00009
Fmt 4701
Sfmt 4702
2019
2020
2021
2022
2023
2024
2025
2026
2027
Federal Railroad Administration
Section 610 and Other Reviews
Analysis year
and 210 .....................................................................................
214, and 215 .............................................................................
219, and 220 .............................................................................
224, and 225 .............................................................................
230, and 231 .............................................................................
235, and 236 .............................................................................
240, and 241 .............................................................................
250, and 256 .............................................................................
266, and 268 .............................................................................
PO 00000
Review year
49 CFR part 575—Consumer
Information
49 CFR part 579—Reporting of
Information and Communications
About Potential Defects
23 CFR part 1200—Uniform Procedures
for State Highway Safety Grant
Programs
23 CFR part 1300—Uniform Procedures
for State Highway Safety Grant
Programs
Regulations to be reviewed
........................
........................
........................
........................
........................
........................
........................
........................
........................
2026
2027
2028
in a SEISNOSE, because they do not
introduce new costs to small carriers.
• General: There is no need for
substantial revision as these regulations
provide necessary guidance to the
industry. The regulations are written
consistent with plain language
guidelines and impose the least
economic burden to industry.
Analysis year
49 CFR part 571.303—Fuel System
Integrity of Compressed Natural Gas
Vehicles
49 CFR part 571.304—Compressed
Natural Gas Fuel Container Integrity
49 CFR part 571.305—Electric-Powered
Vehicles: Electrolyte Spillage and
Electrical Shock Protection
49 CFR part 571.401—Interior Trunk
Release
49 CFR part 571.403—Platform Lift
Systems for Motor Vehicles
49 CFR part 571.404—Platform Lift
Installations in Motor Vehicles
49 CFR part 571.500—Low-Speed
Vehicles
Review year
2025
2026
2027
571.223 through 571.500, and parts 575 and 579 ...........................................
1200 and 1300 ...................................................................................................
501 through 526 and 571.213 ...........................................................................
571.131, 571.217, 571.220, 571.221, and 571.222 ..........................................
571.101 through 571.110, and 571.135, 571.136, 571.138 and 571.139 ........
571.141, 529 through 578, except parts 571 and 575 ......................................
571.111 through 571.129 and 580 through 588 ...............................................
571.201 through 571.212 ..................................................................................
571.214 through 571.219, except 571.217 .......................................................
49 CFR part 571.223—Rear Impact
Guards
49 CFR part 571.224—Rear Impact
Protection
49 CFR part 571.225—Child Restraint
Anchorage Systems
49 CFR part 571.226—Ejection
Mitigation
49 CFR part 571.301—Fuel System
Integrity
49 CFR part 571.302—Flammability of
Interior Materials
VerDate Sep<11>2014
• General: There is no need for
substantial revision. These regulations
provide necessary/clear guidance to
industry and drivers. The regulations
are written consistent with plain
language guidelines, are cost effective,
and impose the least economic burden
to industry.
Regulations to be reviewed
Years 1 and 2 (Fall 20192020) List of
Rules With Ongoing Analysis
1
2
3
4
5
6
7
8
9
Analysis year
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2018
2019
2020
2021
2022
2023
2024
2025
2026
Review year
2019
2020
2021
2022
2023
2024
2025
2026
2027
16934
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Year
Regulations to be reviewed
10 ......................
49 CFR parts 269, 270, and 272 .............................................................................................
Year 2 (Fall 2019) List of Rules
Analyzed and a Summary of Results
49 CFR Part 211—Rules of Practice
D Section 610: There is no
SEIOSNOSE.
D General: No changes are needed.
These regulations are cost effective and
impose the least burden. FRA’s plain
language review of this rule indicates no
need for substantial revision.
49 CFR Part 212—State Safety
Participation Regulations
D Section 610: There is no
SEIOSNOSE.
D General: No changes are needed.
These regulations are cost effective and
impose the least burden. FRA’s plain
language review of this rule indicates no
need for substantial revision.
49 CFR Part 213—Track Safety
Standards
• Section 610: This rule is expected
to have a significant economic impact
on a substantial number of small entities
(SEIOSNOSE). These small entities are
approximately 737 short line railroads.
As part of the rulemaking process, FRA
conducted a review of the impact that
this rulemaking could have on small
businesses and whether any
opportunities may exist to reduce the
burdens on small railroads without
compromising safety.
Year
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
49 CFR Part 214—Railroad Workplace
Safety
D Section 610: There is a SEIOSNOSE.
As part of the rulemaking process, FRA
conducted a review of the impact that
this rulemaking could have on small
businesses and whether any
opportunities may exist to reduce the
burdens on small railroads without
compromising safety.
D General: FRA’s plain language
review of this rule indicates no need for
substantial revision.
49 CFR Part 215—Railroad Freight Car
Safety Standards
D Section 610: There is a SEIOSNOSE.
D General: No changes are needed.
This rule already limits economic
impact on small entities through
Appendix D of the rule. FRA’s plain
language review of this rule indicates no
need for substantial revision.
49 CFR Part 609—Transportation for
Elderly and Handicapped Persons
• Section 610: FTA conducted a
Section 610 review of 49 CFR part 609
and determined that it would not result
in a SEISNOSE within the meaning of
the RFA. The rule ensures that
applicants for financial assistance under
section 5307 of title 49, United States
Code, as a condition of receiving such
assistance, provide half-fares for elderly
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Federal Transit Administration
Section 610 and Other Reviews
The Regulatory Flexibility Act of 1980
(RFA), as amended (sections 601
through 612 of title 5, United States
Code), requires Federal regulatory
agencies to analyze all proposed and
final rules to determine their economic
impact on small entities, which include
small businesses, organizations, and
governmental jurisdictions. Section 610
requires government agencies to
periodically review all regulations that
will have a significant economic impact
on a substantial number of small entities
(SEISNOSE).
In complying with this section, the
Federal Transit Administration (FTA)
has elected to use the two-step, two-year
process used by most Department of
Transportation (DOT) modes. As such,
FTA has divided its rules into 10 groups
as displayed in the table below. During
the analysis year, the listed rules will be
analyzed to identify those with a
SEISNOSE. During the review year, each
rule identified in the analysis year as
having a SEISNOSE will be reviewed in
accordance with Section 610(b) to
determine if it should be continued
without change or changed to minimize
the impact on small entities.
Analysis year
and handicapped persons during nonpeak hours for transportation utilizing
or involving the facilities and
equipment of the project financed with
FTA assistance.
• General: No changes are needed.
FTA estimated the costs and projected
benefits of the rule and believes it is
cost-effective and imposes the least
burden. FTA’s plain language review of
this rule indicates no need for
substantial revision.
Review year
2027
parts 604, 605, and 624 .............................................................................................
parts 609 and 640 .......................................................................................................
part 633 .......................................................................................................................
part 611 .......................................................................................................................
part 655 .......................................................................................................................
parts 602 and 614 .......................................................................................................
parts 661 and 663 .......................................................................................................
parts 625, 630, and 665 .............................................................................................
parts 613, 622, 670 and 674 ......................................................................................
parts 650, 672 and 673 ..............................................................................................
Year 2 (2019) List of Rules Analyzed
and Summary of Results
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D General: The rule prescribes
minimum safety requirements for
railroad track that is part of the general
railroad system of transportation. The
objective of the rule is to enhance the
safety of rail transportation, protecting
both those traveling and working on the
system and those off the system who
might be adversely affected by a rail
incident. FRA’s plain language review
of this rule indicates no need for
substantial revision.
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
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Analysis year
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
Review year
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
49 CFR Part 640—Credit Assistance for
Surface Transportation Projects
• Section 610: FTA conducted a
Section 610 review of 49 CFR part 640
and determined that it would not result
in a SEISNOSE within the meaning of
the RFA. The regulation is a crossreference to the Department of
Transportation’s Credit Assistance for
Surface Transportation Projects
regulation at 49 CFR part 80. FTA does
not own the cross-referenced regulation
and, accordingly, cannot make changes
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or determine whether it is a SEISNOSE
within the meaning of the RFA.
• General: No changes are needed.
The regulation is a cross-reference to a
DOT regulation.
Maritime Administration
Section 610 and Other Reviews
49 CFR Part 633—Project Management
Oversight
Year
Regulations to be reviewed
1 ........................
46 CFR parts 201 through 205, 46 CFR parts 315 through 340, 46 CFR part 345 through
347, and 46 CFR parts 381 and 382.
46 CFR parts 221 through 232 ................................................................................................
46 CFR parts 249 through 296 ................................................................................................
46 CFR parts 221, 298, 308, and 309 .....................................................................................
46 CFR parts 307 through 309 ................................................................................................
46 CFR part 310 .......................................................................................................................
46 CFR parts 315 through 340 ................................................................................................
46 CFR parts 345 through 381 ................................................................................................
46 CFR parts 382 through 389 ................................................................................................
46 CFR parts 390 through 393 ................................................................................................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
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Year 3 (2020) List of Rules To Be
Analyzed the Next Year
Year 1 (2018) List of Rules With
Ongoing Analysis
46 CFR part 201—Rules of Practice and
Procedure
46 CFR part 202—Procedures relating to
review by Secretary of
Transportation of actions by
Maritime Subsidy Board
46 CFR part 203—Procedures relating to
conduct of certain hearings under
the Merchant Marine Act, 1936, as
amended
46 CFR part 205—Audit Appeals; Policy
and Procedure
46 CFR part 315—Agency Agreements
and Appointment of Agents
46 CFR part 317—Bonding of Ship’s
Personnel
46 CFR part 324—Procedural Rules for
Financial Transactions Under
Agency Agreements
46 CFR part 325—Procedure to Be
Followed by General Agents in
Preparation of Invoices and
Payment of Compensation Pursuant
to Provisions of NSA Order No. 47
46 CFR part 326—Marine Protection and
Indemnity Insurance Under
Agreements with Agents
46 CFR part 327—Seamen’s Claims;
Administrative Action and
Litigation
46 CFR part 328—Slop Chests
46 CFR part 329—Voyage Data
46 CFR part 330—Launch Services
46 CFR part 332—Repatriation of
Seamen
46 CFR part 335—Authority and
Responsibility of General Agents to
Undertake Emergency Repairs in
Foreign Ports
46 CFR part 336—Authority and
Responsibility of General Agents to
Undertake in Continental United
States Ports Voyage Repairs and
Service Equipment of Vessels
Operated for the Account of The
National Shipping Authority Under
General Agency Agreement
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Analysis year
46 CFR part 337—General Agent’s
Responsibility in Connection with
Foreign Repair Custom’s Entries
46 CFR part 338—Procedure for
Accomplishment of Vessel Repairs
Under National Shipping Authority
Master Lump Sum Repair
Contract—NSA-Lumpsumrep
46 CFR part 339—Procedure for
Accomplishment of Ship Repairs
Under National Shipping Authority
Individual Contract for Minor
Repairs—NSA-Workmanship
46 CFR part 340—Priority Use and
Allocation of Shipping Services,
Containers and Chassis, and Port
Facilities and Services for National
Security and National Defense
Related Operations
46 CFR part 345—Restrictions Upon the
Transfer or Change in Use or In
Terms Governing Utilization of Port
Facilities
46 CFR part 346—Federal Port
Controllers
46 CFR part 347—Operating Contract
46 CFR part 381—Cargo Preference—
U.S.-Flag Vessels
46 CFR part 382—Determination of Fair
and Reasonable Rates for the
Carriage of Bulk and Packaged
Preference Cargoes on U.S.-Flag
Commercial Vessels
Year 1 (2018) List of Rules Analyzed
and a Summary of Results
46 CFR Part 204—Claims Against the
Maritime Administration Under the
Federal Tort Claims Act
• Section 610: There is no
SEIOSNOSE.
• General: The purpose of this rule is
to prescribe the requirements and
procedures for administrative claims
against the United States involving the
Maritime Administration under the
Federal Tort Claims Act. The agency has
determined that the rule is cost-effective
and imposes the least possible burden
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Review year
2018
2019
2019
2020
2021
2022
2023
2024
2025
2026
2027
2020
2021
2022
2023
2024
2025
2026
2027
2028
on small entities. MARAD’s plain
language review of this rule indicates no
need of substantial revision.
Year 2 (2019) List of Rules Analyzed
and a Summary of Results
46 CFR Part 221—Regulated
Transactions Involving Documented
Vessels and Other Maritime Interests
• Section 610: There is no
SEIOSNOSE.
• General: The purpose of this rule is
to govern practice and procedure in
regulating interest in or control of
Documented Vessels owned by Citizens
of the United States to Noncitizens and
transactions involving certain maritime
interests in time of war or national
emergency. The agency has determined
that the rule is cost-effective and
imposes the least possible burden on
small entities. MARAD’s plain language
review of this rule indicates no need of
substantial revision.
46 CFR 232—Uniform Financial
Reporting Requirements
• Section 610: There is no
SEIOSNOSE.
• General: The purpose of this rule is
to govern practice and procedure to all
participants in financial assistance
programs administered by the Maritime
Administration. The agency has
determined that the rule is cost-effective
and imposes the least possible burden
on small entities. MARAD’s plain
language review of this rule indicates no
need of substantial revision.
Year 3 (2020) List of Rules That Will Be
Analyzed During This Year
46 CFR part 249—Approval of
Underwriters for Marine Hull
Insurance
46 CFR part 272—Requirements and
Procedures for Conducting
Condition Surveys and
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Administering Maintenance and
Repair Subsidy
46 CFR part 277—Domestic and Foreign
Trade; Interpretations
46 CFR part 287—Establishment of
Construction Reserve Funds
46 CFR part 289—Insurance of
Construction-Differential Subsidy
Year
Vessels, Operating-Differential
Subsidy Vessels and of Vessels Sold
or Adjusted Under the Merchant
Ship Sales Act of 1946
46 CFR part 295—Maritime Security
Program
46 CFR part 296—Maritime Security
Program
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
Section 610 and Other Reviews
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis year
part 178 .......................................................................................................................
parts 178 through 180 ................................................................................................
parts 172 and 175 .......................................................................................................
part 171, sections 171.15 and 171.16 ........................................................................
parts 106, 107, 171, 190, and 195 .............................................................................
parts 174, 177, and 199 .............................................................................................
parts 176, 191 and 192 ..............................................................................................
parts 172 and 178 .......................................................................................................
parts 172, 173, 174, 176, 177, and 193 .....................................................................
parts 173 and 194 .......................................................................................................
Year 2 (Fall 2020) List of Rules
Analyzed and a Summary of Results
• 49 CFR part 178—Specifications for
Packaging
• 49 CFR part 179—Specifications for
Tank Cars
• 49 CFR part 180—Continuing
Qualification and Maintenance of
Packaging
Section 610: PHMSA conducted a
review of these parts and found no
SEISNOSE.
• General: PHMSA has reviewed
these parts and found that while these
parts do not have SEISNOSE, they could
be streamlined to reflect new
technologies and updated to reflect
current practices. Therefore, PHMSA
has initiated deregulatory rulemakings
to reduce the compliance burdens of
parts 178, 179, and 180. Further,
PHMSA’s plain language review of these
parts indicates no need for substantial
revision. Where confusing or ambiguous
language has been identified, PHMSA
plans to propose or finalize revisions in
rulemakings.
As an example, the Modal Regulatory
Reforms Initiatives, 2137–AF41,
rulemaking action is part of PHMSA’s
response to clarify current regulatory
requirements and address public
comments received to the Department’s
regulatory reform and infrastructure
notices. This rulemaking also proposes
to address a variety of petitions for
rulemaking, specific to modal
stakeholders, and other issues identified
by PHMSA during its regulatory review.
The impact that the 2137–AF41
rulemaking will have on small entities
is not expected to be significant. The
rulemaking is based on PHMSA’s
initiatives and correspondence with the
regulated community, as well as
PHMSA’s consultation with its modal
partners, including FMCSA, FRA, and
the United States Coast Guard (USCG).
The proposed changes are generally
intended to provide regulatory relief or
clarity and, as a result, positive
economic benefits to shippers, carriers,
and packaging manufacturers and
testers, including small entities.
In conclusion, many companies are
expecting to realize economic benefits,
Review year
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
because of the proposed amendments in
the 2137–AF41 rulemaking. The
proposed amendments are expected to
result in an overall net cost savings and
ease the regulatory compliance burden
for shippers, carriers, manufacturers,
and requalifiers, specifically those
modal-specific packaging and
requalification requirements. This
rulemaking is one example of PHMSA’s
review of rulemakings which ensures
that our rules do not have a significant
economic impact on a substantial
number of small entities.
Year 3 (Fall 2021) List of Rules That
Will Be Analyzed During the Next Year
49 CFR part 172—Hazardous Materials
Table, Special Provisions,
Hazardous Materials
Communications, Emergency
Response Information, Training
Requirements, and Security Plans
49 CFR part 175—Carriage by Aircraft
Saint Lawrence Seaway Development
Corporation
Section 610 and Other Reviews
Year
Regulations to be reviewed
Analysis year
1 ........................
* 33 CFR parts 401 through 403 ..............................................................................................
2018
Review year
2019
* The review for these regulations is recurring each year of the 10-year review cycle (currently 2018 through 2027).
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Year 1 (Fall 2018) List of Rules That
Will Be Analyzed During the Next Year
33 CFR part 401—Seaway Regulations
and Rules
33 CFR part 402—Tariff of Tolls
33 CFR part 403—Rules of Procedure of
the Joint Tolls Review Board
OFFICE OF THE SECRETARY—FINAL RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
289 ....................
+ Defining Unfair or Deceptive Practices .........................................................................................................
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16937
OFFICE OF THE SECRETARY—FINAL RULE STAGE—Continued
Regulation
Identifier No.
Sequence No.
Title
290 ....................
+ Accessible Lavatories on Single-Aisle Aircraft: Part I (Rulemaking Resulting From a Section 610 Review).
Civil Monetary Penalties 2021 Inflation Adjustment (Section 610 Review) ...................................................
291 ....................
2105–AE88
2105–AE99
+ DOT-designated significant regulation.
OFFICE OF THE SECRETARY—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
292 ....................
+ Air Transportation Consumer Protection Requirements for Ticket Agents (Section 610 Review) .............
2105–AE57
+ DOT-designated significant regulation.
FEDERAL AVIATION ADMINISTRATION—PRERULE STAGE
Regulation
Identifier No.
Sequence No.
Title
293 ....................
+ Applying the Flight, Duty, and Rest Rules of 14 CFR Part 135 to Tail-End Ferry Operations (FAA Reauthorization).
2120–AK26
+ DOT-designated significant regulation.
FEDERAL AVIATION ADMINISTRATION—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
294 ....................
295 ....................
+ Aircraft Registration and Airmen Certification Fees ......................................................................................
Requirements to File Notice of Construction of Meteorological Evaluation Towers and Other Renewable
Energy Projects (Section 610 Review).
2120–AK37
2120–AK77
+ DOT-designated significant regulation.
FEDERAL AVIATION ADMINISTRATION—FINAL RULE STAGE
Sequence No.
296
297
298
299
300
....................
....................
....................
....................
....................
Regulation
Identifier No.
Title
+ Airport Safety Management System .............................................................................................................
+ Pilot Records Database (HR 5900) ...............................................................................................................
+ Registration and Marking Requirements for Small Unmanned Aircraft (Reg Plan Seq No. 71) .................
+ Operations of Small Unmanned Aircraft Over People ..................................................................................
+ Remote Identification of Unmanned Aircraft Systems ..................................................................................
2120–AJ38
2120–AK31
2120–AK82
2120–AK85
2120–AL31
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this issue of the Federal Register.
FEDERAL AVIATION ADMINISTRATION—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
301 ....................
302 ....................
+ Regulation Of Flight Operations Conducted By Alaska Guide Pilots ...........................................................
+ Drug and Alcohol Testing of Certain Maintenance Provider Employees Located Outside of the United
States.
+ Helicopter Air Ambulance Pilot Training and Operational Requirements (HAA II) (FAA Reauthorization) ..
303 ....................
2120–AJ78
2120–AK09
2120–AK57
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+ DOT-designated significant regulation.
FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION—FINAL RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
304 ....................
+ Controlled Substances and Alcohol Testing: State Driver’s Licensing Agency Downgrade of Commercial
Driver’s License (Section 610 Review).
+ DOT-designated significant regulation.
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FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
305 ....................
+ Safety Monitoring System and Compliance Initiative for Mexico-Domiciled Motor Carriers Operating in
the United States.
2126–AA35
+ DOT-designated significant regulation.
SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION—FINAL RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
306 ....................
Seaway Regulations and Rules: Periodic Update, Various Categories (Rulemaking Resulting From a
Section 610 Review).
Tariff of Tolls (Rulemaking Resulting From a Section 610 Review) ..........................................................
307 ....................
2135–AA49
2135–AA50
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION—FINAL RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
308 ....................
+ Pipeline Safety: Amendments to Parts 192 and 195 to Require Valve Installation and Minimum Rupture
Detection Standards.
+ Hazardous Materials: Enhanced Safety Provisions for Lithium Batteries Transported by Aircraft (FAA
Reauthorization Act of 2018).
309 ....................
2137–AF06
2137–AF20
+ DOT-designated significant regulation.
DEPARTMENT OF TRANSPORTATION
(DOT)
Office of the Secretary (OST)
Final Rule Stage
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289. +Defining Unfair or Deceptive
Practices
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 41712
Abstract: This rulemaking would
define the phrase ‘‘unfair or deceptive
practice’’ found in the Department’s
aviation consumer protection statute.
The Department’s statute is modeled
after a similar statute granting the
Federal Trade Commission (FTC) the
authority to regulate unfair or deceptive
practices. Using the FTC’s policy
statements as a guide, the Department
has found a practice to be unfair if it
causes or is likely to cause substantial
harm, the harm cannot reasonably be
avoided, and the harm is not
outweighed by any countervailing
benefits to consumers or to competition.
Likewise, the Department has found a
practice to be deceptive if it misleads or
is likely to mislead a consumer acting
reasonably under the circumstances
with respect to a material issue (one that
is likely to affect the consumer’s
decision with regard to a product or
service). This rulemaking would codify
the Department’s existing interpretation
of ‘‘unfair or deceptive practice,’’ and
seek comment on any whether changes
are needed. The rulemaking would also
require the Department to articulate in
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future enforcement orders the basis for
concluding that a practice is unfair or
deceptive where no existing regulation
governs the practice in question, state
the basis for its conclusion that a
practice is unfair or deceptive when it
issues discretionary aviation consumer
protection regulations, and apply formal
hearing procedures for discretionary
aviation consumer protection
rulemakings. In addition, this
rulemaking would codify the
longstanding practice of the Department
to offer airlines and ticket agents the
opportunity to be heard and present
relevant evidence before any
determination is made on how to
resolve a matter involving a potential
unfair or deceptive practice.
Timetable:
Action
Date
Legal Authority: 49 U.S.C. 41705;
FAA Reauthorization Act of 2016, Pub
L. No. 114–190, 130 Stat. 615, 622
Abstract: This rulemaking would
require airlines to take steps to improve
the accessibility of lavatories on singleaisle aircraft short of increasing the size
of the lavatories. The rulemaking would
ensure the accessibility of features
within an aircraft lavatory, including
but not limited to, toilet seat, assist
handles, faucets, flush control,
attendant call buttons, lavatory controls
and dispensers, lavatory door sill, and
door locks. The rulemaking would also
consider standards for the on-board
wheelchair to improve its safety/
maneuverability and easily permit its
entry into the aircraft lavatory.
Timetable:
FR Cite
Action
Final Rule ............
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Blane A. Workie,
Assistant General Counsel, Department
of Transportation, Office of the
Secretary, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
9345, Fax: 202 366–7153, Email:
blane.workie@ost.dot.gov.
RIN: 2105–AE72
290. +Accessible Lavatories on Single–
Aisle Aircraft: Part I (Rulemaking
Resulting From a Section 610 Review)
E.O. 13771 Designation: Deregulatory.
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Date
FR Cite
11/00/20
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NPRM ..................
NPRM Comment
Period End.
Final Rule ............
01/02/20
03/02/20
85 FR 27
12/00/20
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Blane A. Workie,
Assistant General Counsel, Department
of Transportation, Office of the
Secretary, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
9345, Fax: 202 366–7153,
Email:blane.workie@ost.dot.gov.
RIN: 2105–AE88
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291. • Civil Monetary Penalties 2021
Inflation Adjustment (Section 610
Review)
E.O. 13771 Designation: Not subject
to, not significant.
Legal Authority: Not Yet Determined
Abstract: This rulemaking will adjust
civil penalties assessed by the
Department for inflation, as required by
the Federal Civil Penalties Inflation
Adjustment Act Improvements Act of
2015. To ensure coordination across the
Department, the Office of the Secretary
is publishing one omnibus rule
updating all of the affected modes and
offices’ civil monetary penalties for
2021.
Timetable:
Action
Date
Final Rule ............
FR Cite
01/00/21
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Blaine A. Workie,
Assistant General Counsel, Department
of Transportation, Office of the
Secretary, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
9345, Fax: 202 366–7153, Email:
blane.workie@dot.gov.
RIN: 2105–AE99
DEPARTMENT OF TRANSPORTATION
(DOT)
Office of the Secretary (OST)
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Long-Term Actions
292. +Air Transportation Consumer
Protection Requirements for Ticket
Agents (Section 610 Review)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 41712;
FAA Reauthorization Act of 2018, sec.
427
Abstract: This rulemaking would
address a number of proposals to
enhance protections for air travelers and
to improve the air travel environment.
Specifically, this rulemaking would
enhance airline passenger protections
by addressing whether to codify in
regulation a definition of the term
‘‘ticket agent.’’ The rulemaking would
also consider whether to require large
travel agents to adopt minimum
customer service standards and prohibit
the unfair and deceptive practice of
post-purchase price increases. These
issues, previously part of a rulemaking
known as Airline Pricing Transparency
and Other Consumer Protection Issues,
(2105–AE11) have been separated into
this proceeding.
Timetable: Next Action
Undetermined.
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Regulatory Flexibility Analysis
Required: No.
Agency Contact: Blane A. Workie,
Assistant General Counsel, Department
of Transportation, Office of the
Secretary, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
9345, Fax: 202 366–7153, Email:
blane.workie@ost.dot.gov.
RIN: 2105–AE57
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Aviation Administration (FAA)
Prerule Stage
293. +Applying the Flight, Duty, and
Rest Rules of 14 CFR Part 135 to Tail–
End Ferry Operations (FAA
Reauthorization)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 106(g); 49 U.S.C. 1153; 49 U.S.C.
40101; 49 U.S.C. 40102; 49 U.S.C.
40103; 49 U.S.C. 40113; 49 U.S.C.
41706; 49 U.S.C. 44105; 49 U.S.C.
44106; 49 U.S.C. 44111; 49 U.S.C. 44701
to 44717; 49 U.S.C. 44722; 49 U.S.C.
44901; 49 U.S.C. 44903; 49 U.S.C.
44904; 49 U.S.C. 44906; 49 U.S.C.
44912; 49 U.S.C. 44914; 49 U.S.C.
44936; 49 U.S.C. 44938; 49 U.S.C. 45101
to 45105; 49 U.S.C. 46103
Abstract: This rulemaking would
require a flightcrew member who is
employed by an air carrier conducting
operations under part 135, and who
accepts an additional assignment for
flying under part 91 from the air carrier
or from any other air carrier conducting
operations under part 121 or 135, to
apply the period of the additional
assignment toward any limitation
applicable to the flightcrew member
relating to duty periods or flight times
under part 135.
Timetable:
Action
Date
ANPRM ...............
FR Cite
06/00/21
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Stephen Moates,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–4147, Email:
stephen.moates@faa.gov.
RIN: 2120–AK26
PO 00000
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16939
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Aviation Administration (FAA)
Proposed Rule Stage
294. +Aircraft Registration and Airmen
Certification Fees
E.O. 13771 Designation: Fully or
Partially Exempt.
Legal Authority: 31 U.S.C. 9701; 4
U.S.T. 1830; 49 U.S.C. 106(f); 49 U.S.C.
106(g); 49 U.S.C. 106(l)(6); 49 U.S.C.
40104; 49 U.S.C. 40105; 49 U.S.C.
40109; 49 U.S.C. 40113; 49 U.S.C.
40114; 49 U.S.C. 44101 to 44108; 49
U.S.C. 44110 to 44113; 49 U.S.C. 44701
to 44704; 49 U.S.C. 44707; 49 U.S.C.
44709 to 44711; 49 U.S.C. 44713; 49
U.S.C. 45102; 49 U.S.C. 45103; 49 U.S.C.
45301; 49 U.S.C. 45302; 49 U.S.C.
45305; 49 U.S.C. 46104; 49 U.S.C.
46301; Pub. L. 108–297, 118 Stat. 1095
Abstract: This rulemaking would
establish fees for airman certificates,
medical certificates, and provision of
legal opinions pertaining to aircraft
registration or recordation. This
rulemaking also would revise existing
fees for aircraft registration, recording of
security interests in aircraft or aircraft
parts, and replacement of an airman
certificate. This rulemaking addresses
provisions of the FAA Modernization
and Reform Act of 2012. This
rulemaking is intended to recover the
estimated costs of the various services
and activities for which fees would be
established or revised.
Timetable:
Action
NPRM ..................
Date
FR Cite
10/00/21
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Isra Raza,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–8994, Email:
isra.raza@faa.gov.
RIN: 2120–AK37
295. Requirements To File Notice of
Construction of Meteorological
Evaluation Towers and Other
Renewable Energy Projects (Section 610
Review)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 40103
Abstract: This rulemaking would add
specific requirements for proponents
who wish to construct meteorological
evaluation towers at a height of 50 feet
above ground level (AGL) up to 200 feet
AGL to file notice of construction with
the FAA. This rule also requires
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sponsors of wind turbines to provide
certain specific data when filing notice
of construction with the FAA. This
rulemaking is a statutory mandate under
section 2110 of the FAA Extension,
Safety, and Security Act of 2016 (Pub.
L. 114–190).
Timetable:
Action
Date
NPRM ..................
FR Cite
10/00/21
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Sheri Edgett–Baron,
Air Traffic Service, Department of
Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591,
Phone: 202 267–9354, Email:
sheri.edgett-baron@faa.gov.
RIN: 2120–AK77
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Aviation Administration (FAA)
Final Rule Stage
296. +Airport Safety Management
System
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 44706; 49
U.S.C. 106(g); 49 U.S.C. 40113; 49
U.S.C. 44701 to 44706; 49 U.S.C. 44709;
49 U.S.C. 44719
Abstract: This rulemaking would
require certain airport certificate holders
to develop, implement, maintain, and
adhere to a safety management system
(SMS) for its aviation related activities.
An SMS is a formalized approach to
managing safety by developing an
organization-wide safety policy,
developing formal methods of
identifying hazards, analyzing and
mitigating risk, developing methods for
ensuring continuous safety
improvement, and creating
organization-wide safety promotion
strategies.
Timetable:
jbell on DSKJLSW7X2PROD with PROPOSALS12
Action
Date
NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
End of Extended
Comment Period.
Second Extension
of Comment
Period.
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10/07/10
12/10/10
FR Cite
75 FR 62008
75 FR 76928
01/05/11
03/07/11
03/07/11
21:13 Mar 30, 2021
76 FR 12300
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Action
Date
End of Second
Extended Comment Period.
Second NPRM ....
Second NPRM
Comment Period End.
Final Rule ............
FR Cite
07/05/11
07/14/16
09/12/16
81 FR 45871
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: James Schroeder,
Department of Transportation, Federal
Aviation Administration, Phone: 202
267–4974, Email: james.schroeder@
faa.gov.
RIN: 2120–AJ38
297. +Pilot Records Database (HR 5900)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 106(g); 49 U.S.C. 1155; 49 U.S.C.
40103; 49 U.S.C. 40113; 49 U.S.C.
40119; 49 U.S.C. 40120; 49 U.S.C.
41706; 49 U.S.C. 44101; 49 U.S.C.
44111; 49 U.S.C. 44701 to 44705; 49
U.S.C. 44709 to 44713; 49 U.S.C. 44715
to 44717; 49 U.S.C. 44722; 49 U.S.C.
45101 to 45105; 49 U.S.C. 46105; 49
U.S.C. 46306; 49 U.S.C. 46315; 49 U.S.C.
46316; 49 U.S.C. 46504; 49 U.S.C.
46507; 49 U.S.C. 47122; 49 U.S.C.
47508; 49 U.S.C. 47528 to 47531.
Abstract: This rulemaking would
implement a Pilot Records Database as
required by Public Law 111–216 (Aug.
1, 2010). Section 203 amends the Pilot
Records Improvement Act by requiring
the FAA to create a pilot records
database that contains various types of
pilot records. These records would be
provided by the FAA, air carriers, and
other persons who employ pilots. The
FAA must maintain these records until
it receives notice that a pilot is
deceased. Air carriers would use this
database to perform a record check on
a pilot prior to making a hiring decision.
Timetable:
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
03/30/20
06/29/20
FR Cite
85 FR 17660
01/00/21
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Christopher Morris,
Department of Transportation, Federal
Aviation Administration, 6500 S
MacArthur Blvd., Oklahoma City, OK
73169, Phone: 405–954–4646, Email:
christopher.morris@faa.gov.
RIN: 2120–AK31
PO 00000
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Regulatory Plan: This entry is Seq.
No. 71 in part II of this issue of the
Federal Register.
RIN: 2120–AK82
299. +Operations of Small Unmanned
Aircraft Over People
12/00/20
Action
298. +Registration and Marking
Requirements for Small Unmanned
Aircraft
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 40101; 49 U.S.C. 40103(b); 49
U.S.C. 44701(a)(5); Pub. L. 112–95, sec
333
Abstract: This rulemaking would
address the performance-based
standards and means-of-compliance for
operation of small unmanned aircraft
systems (UAS) over people not directly
participating in the operation or not
under a covered structure or inside a
stationary vehicle that can provide
reasonable protection from a falling
small unmanned aircraft. This rule
would provide relief from certain
operational restrictions implemented in
the Operation and Certification of Small
Unmanned Aircraft Systems final rule
(RIN 2120–AJ60).
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
02/13/19
04/15/19
I
FR Cite
84 FR 3856
01/00/21
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Michael Machnik,
Department of Transportation, Federal
Aviation Administration, Department of
Transportation, Federal Aviation
Administration, 2300 E Devon, Suite
261, Des Plaines, IL 60018, Phone: 630
488–0090, Email: michael.machnik@
faa.gov.
RIN: 2120–AK85
300. +Remote Identification of
Unmanned Aircraft Systems
E.O. 13771 Designation: Regulatory.
Legal Authority: 118 Stat. 1095; 126
Stat. 11; 126 Stat. 75; 130 Stat. 615; 4
U.S.C. 1830; 49 U.S.C. 106(f); 49 U.S.C.
106(g); 49 U.S.C. 40101; 49 U.S.C.
40103; 49 U.S.C. 40103(b); 49 U.S.C.
40113; 49 U.S.C. 40114; 49 U.S.C.
40120; 49 U.S.C. 41703; 49 U.S.C. 44101
to 44108; 49 U.S.C. 44110 to 44113; 49
U.S.C. 44701; 49 U.S.C. 44701(a)(5); 49
U.S.C. 44703; 49 U.S.C. 44704; 49 U.S.C.
44709; 49 U.S.C. 44711 to 44713; 49
U.S.C. 44715 to 44717; 49 U.S.C. 44722;
49 U.S.C. 44805; 49 U.S.C. 44809(f); 49
U.S.C. 45302; 49 U.S.C. 45305; 49 U.S.C.
46104; 49 U.S.C. 46301; 49 U.S.C.
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46306; 49 U.S.C. 46315; 49 U.S.C.
46316; 49 U.S.C. 46504; 49 U.S.C.
46506; 49 U.S.C. 46507; 49 U.S.C.
47122; 49 U.S.C. 47508; 49 U.S.C. 47528
to 47531; 49 U.S.C. 47534; 61 Stat. 1180;
Pub. L. 108–297; Pub. L. 112–95; Pub.
L. 114–190
Abstract: This action would require
the remote identification of unmanned
aircraft systems. The remote
identification of unmanned aircraft
systems in the airspace of the United
States would address safety, national
security, and law enforcement concerns
regarding the further integration of these
aircraft into the airspace of the United
States while also enabling greater
operational capabilities.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
12/31/19
03/02/20
I
12/00/20
84 FR 72438
I
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Ben Walsh,
Department of Transportation, Federal
Aviation Administration, 470 L’Enfant
Plaza, Office 3200, Washington, DC
20024, Phone: 202–267–8233, Email:
ben.walsh@faa.gov.
RIN: 2120–AL31
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Aviation Administration (FAA)
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Long-Term Actions
301. +Regulation of Flight Operations
Conducted by Alaska Guide Pilots
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(g); 49
U.S.C. 1153; 49 U.S.C. 1155; 49 U.S.C.
40101 to 40103; 49 U.S.C. 40113; 49
U.S.C. 40120; 49 U.S.C. 44101; 49 U.S.C.
44105 to 44016; 49 U.S.C. 44111; 49
U.S.C. 44701 to 44717; 49 U.S.C. 44722;
49 U.S.C. 44901; 49 U.S.C. 44903 to
44904; 49 U.S.C. 44906; 49 U.S.C.
44912; 49 U.S.C. 44914; 49 U.S.C.
44936; 49 U.S.C. 44938; 49 U.S.C.
46103; 49 U.S.C. 46105; 49 U.S.C.
46306; 49 U.S.C. 46315 to 46316; 49
U.S.C. 46504; 49 U.S.C. 46506 to 46507;
49 U.S.C. 47122; 49 U.S.C. 47508; 49
U.S.C. 47528 to 47531; Articles 12 and
29 of 61 Statue 1180; Pub. L. 106–181,
sec. 732
Abstract: The rulemaking would
establish regulations concerning Alaska
guide pilot operations. The rulemaking
would implement Congressional
legislation and establish additional
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safety requirements for the conduct of
these operations. The intended effect of
this rulemaking is to enhance the level
of safety for persons and property
transported in Alaska guide pilot
operations. In addition, the rulemaking
would add a general provision
applicable to pilots operating under the
general operating and flight rules
concerning falsification, reproduction,
and alteration of applications, logbooks,
reports, or records. This rulemaking is a
statutory mandate under section 732 of
the Wendell H. Ford Aviation
Investment and Reform Act for the 21st
Century, (Pub. Law 106–181).
Timetable: Next Action
Undetermined.
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Jeff Smith,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20785, Phone: 202 365–3617, Email:
jeffrey.smith@faa.gov.
RIN: 2120–AJ78
302. +Drug and Alcohol Testing of
Certain Maintenance Provider
Employees Located Outside of the
United States
E.O. 13771 Designation: Fully or
Partially Exempt.
Legal Authority: 14 CFR; 49 U.S.C.
106(g); 49 U.S.C. 40113; 49 U.S.C.
44701; 49 U.S.C. 44702; 49 U.S.C.
44707; 49 U.S.C. 44709; 49 U.S.C. 44717
Abstract: This rulemaking would
require controlled substance testing of
some employees working in repair
stations located outside the United
States. The intended effect is to increase
participation by companies outside of
the United States in testing of
employees who perform safety critical
functions and testing standards similar
to those used in the repair stations
located in the United States. This action
is necessary to increase the level of
safety of the flying public. This
rulemaking is a statutory mandate under
section 308(d) of the FAA
Modernization and Reform Act of 2012
(Pub. L. 112–95).
Timetable:
Action
Date
ANPRM ...............
Comment Period
Extended.
ANPRM Comment
Period End.
Comment Period
End.
NPRM ..................
03/17/14
05/01/14
FR Cite
79 FR 14621
79 FR 24631
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Agency Contact: Julia Brady, Program
Analyst, Program Policy Branch,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–8083, Email:
julia.brady@faa.gov.
RIN: 2120–AK09
303. +Helicopter Air Ambulance Pilot
Training and Operational
Requirements (HAA II) (FAA
Reauthorization)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 106(g); 49 U.S.C. 40113; 49
U.S.C. 41706; 49 U.S.C. 44701; 49 U.S.C.
44702; 49 U.S.C. 44705; 49 U.S.C.
44709; 49 U.S.C. 44711 to 44713; 49
U.S.C. 44715 to 44717; 49 U.S.C. 44722;
49 U.S.C. 44730; 49 U.S.C. 45101 to
45105
Abstract: This rulemaking would
develop training requirements for crew
resource management, flight risk
evaluation, and operational control of
the pilot in command, as well as to
develop standards for the use of flight
simulation training devices and lineoriented flight training. Additionally, it
would establish requirements for the
use of safety equipment for flight
crewmembers and flight nurses. These
changes will aide in the increase in
aviation safety and increase
survivability in the event of an accident.
Without these changes, the Helicopter
Air Ambulance industry may continue
to see the unacceptable high rate of
aircraft accidents. This rulemaking is a
statutory mandate under section 306(e)
of the FAA Modernization and Reform
Act of 2012 (Pub. L. 112–95).
Timetable: Next Action
Undetermined.
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Chris Holliday,
Department of Transportation, Federal
Aviation Administration, 801
Pennsylvania Avenue NW, Washington,
DC 20024, Phone: 202 267–4552, Email:
chris.holliday@faa.gov.
RIN: 2120–AK57
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Motor Carrier Safety
Administration (FMCSA)
Final Rule Stage
05/16/14
Regulatory Flexibility Analysis
Required: Yes.
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304. +Controlled Substances and
Alcohol Testing: State Driver’s
Licensing Agency Downgrade of
Commercial Driver’s License (Section
610 Review)
E.O. 13771 Designation: Regulatory.
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Legal Authority: 49 U.S.C. 31136(a);
49 U.S.C. 31305(a)
Abstract: FMCSA proposes to prohibit
State Driver’s Licensing Agencies
(SDLAs) from issuing, renewing,
upgrading, or transferring a commercial
driver’s license (CDL), or commercial
learner’s permit (CLP), for individuals
prohibited under current regulations
from driving a commercial motor
vehicle (CMV) due to controlled
substance (drug) and alcohol program
violations. The CMV driving ban is
intended to keep these drivers off the
road until they comply with return-toduty (RTD) requirements. FMCSA also
seeks comment on alternate proposals
establishing additional ways that SDLAs
would use information, obtained
through the Drug and Alcohol
Clearinghouse (Clearinghouse), to
increase compliance with the CMV
driving prohibition. Further, the Agency
proposes to revise how reports of actual
knowledge violations, based on a
citation for Driving Under the Influence
(DUI) in a CMV, would be maintained
in the Clearinghouse. These proposed
changes would improve highway safety
by increasing compliance with existing
drug and alcohol program requirements.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
04/28/20
06/29/20
I
03/00/21
85 FR 23670
Action
I
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Juan Moya,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
4844, Email: juan.moya@dot.gov.
RIN: 2126–AC11
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Motor Carrier Safety
Administration (FMCSA)
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Long-Term Actions
305. +Safety Monitoring System and
Compliance Initiative for MExicoDomiciled Motor Carriers Operating in
the United States
E.O. 13771 Designation: Regulatory.
Legal Authority: Pub. L. 107–87, sec.
350; 49 U.S.C. 113; 49 U.S.C. 31136; 49
U.S.C. 31144; 49 U.S.C. 31502; 49 U.S.C.
504; 49 U.S.C. 5113; 49 U.S.C.
521(b)(5)(A)
VerDate Sep<11>2014
21:13 Mar 30, 2021
Abstract: This rule would implement
a safety monitoring system and
compliance initiative designed to
evaluate the continuing safety fitness of
all Mexico-domiciled carriers within 18
months after receiving a provisional
Certificate of Registration or provisional
authority to operate in the United
States. It also would establish
suspension and revocation procedures
for provisional Certificates of
Registration and operating authority,
and incorporate criteria to be used by
FMCSA in evaluating whether Mexicodomiciled carriers exercise basic safety
management controls. The interim rule
included requirements that were not
proposed in the NPRM but which are
necessary to comply with the FY–2002
DOT Appropriations Act. On January
16, 2003, the Ninth Circuit Court of
Appeals remanded this rule, along with
two other NAFTA-related rules, to the
agency, requiring a full environmental
impact statement and an analysis
required by the Clean Air Act. On June
7, 2004, the Supreme Court reversed the
Ninth Circuit and remanded the case,
holding that FMCSA is not required to
prepare the environmental documents.
FMCSA originally planned to publish a
final rule by November 28, 2003.
Timetable:
Jkt 253001
Date
NPRM ..................
NPRM Comment
Period End.
Interim Final Rule
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective.
Notice of Intent
To Prepare an
EIS.
EIS Public
Scoping Meetings.
Next Action Undetermined.
FR Cite
05/03/01
07/02/01
66 FR 22415
03/19/02
04/18/02
67 FR 12758
05/03/02
08/26/03
68 FR 51322
10/08/03
68 FR 58162
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Dolores Macias,
Acting Division Chief, Department of
Transportation, Federal Motor Carrier
Safety Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590,
Phone: 202 366–2995, Email:
dolores.macias@dot.gov.
RIN: 2126–AA35
PO 00000
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DEPARTMENT OF TRANSPORTATION
(DOT)
Saint Lawrence Seaway Development
Corporation (SLSDC)
Final Rule Stage
306. • Seaway Regulations and Rules:
Periodic Update, Various Categories
(Rulemaking Resulting From a Section
610 Review)
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 981 et seq
Abstract: The Saint Lawrence Seaway
Development Corporation (SLSDC) and
the St. Lawrence Seaway Management
Corporation (SLSMC) of Canada, under
international agreement, jointly publish
and presently administer the St.
Lawrence Seaway Regulations and
Rules (Practices and Procedures in
Canada) in their respective jurisdictions.
Under agreement with the SLSMC, the
SLSDC is amending the joint regulations
by updating the Seaway Regulations and
Rules in various categories.
Timetable:
Action
Final Action .........
Date
FR Cite
11/00/20
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Carrie Lynn Lavigne,
Chief Counsel, Department of
Transportation, Saint Lawrence Seaway
Development Corporation, 180 Andrews
Street, Massena, NY 13662, Phone: 315
764–3231, Email: carrie.lavigne@
dot.gov.
RIN: 2135–AA49
307. • Tariff of Tolls (Rulemaking
Resulting From a Section 610 Review)
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 981 et seq
Abstract: The Saint Lawrence Seaway
Development corporation (SLSDC) and
the St. Lawrence Seaway Management
Corporation (SLSMC) of Canada, under
international agreement, jointly publish
and presently administer the St.
Lawrence Seaway Tariff of Tolls in their
respective jurisdictions. The Tariff sets
forth the level of tolls assessed on all
commodities and vessels transiting the
facilities operated by the SLSDC and the
SLSMC.
Timetable:
Action
Final Action .........
Date
FR Cite
11/00/20
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Carrie Lynn Lavigne,
Chief Counsel, Department of
Transportation, Saint Lawrence Seaway
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Development Corporation, 180 Andrews
Street, Massena, NY 13662, Phone: 315
764–3231, Email: carrie.lavigne@
dot.gov.
RIN: 2135–AA50
DEPARTMENT OF TRANSPORTATION
(DOT)
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
Final Rule Stage
308. +Pipeline Safety: Amendments to
Parts 192 and 195 To Require Valve
Installation and Minimum Rupture
Detection Standards
jbell on DSKJLSW7X2PROD with PROPOSALS12
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 60101 et
seq
Abstract: PHMSA is proposing to
revise the Pipeline Safety Regulations
applicable to newly constructed or
entirely replaced natural gas
transmission and hazardous liquid
pipelines to improve rupture mitigation
and shorten pipeline segment isolation
times in high consequence and select
non-high consequence areas. The
proposed rule defines certain pipeline
events as ‘‘ruptures’’ and outlines
certain performance standards related to
rupture identification and pipeline
segment isolation. PHMSA also
proposes specific valve maintenance
and inspection requirements, and 9–1–
1 notification requirements to help
operators achieve better rupture
response and mitigation. The rule
addresses congressional mandates,
incorporate recommendations from the
National Transportation Safety Board,
and are necessary to reduce the serious
consequences of large-volume,
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uncontrolled releases of natural gas and
hazardous liquids.
Timetable:
Action
Date
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
FR Cite
02/06/20
04/06/20
I
04/00/21
85 FR 7162
I
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Robert Jagger,
Technical Writer, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue, Washington, DC
20590, Phone: 202–366–4595, Email:
robert.jagger@dot.gov.
RIN: 2137–AF06
309. +Hazardous Materials: Enhanced
Safety Provisions for Lithium Batteries
Transported by Aircraft (FAA
Reauthorization Act of 2018)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 44701; 49
U.S.C. 5103(b); 49 U.S.C. 5120(b)
Abstract: This rulemaking amends the
Hazardous Materials Regulations (HMR)
to (1) prohibit the transport of lithium
ion cells and batteries as cargo on
passenger aircraft; (2) require all lithium
ion cells and batteries to be shipped at
not more than a 30 percent state of
charge on cargo-only aircraft; and (3)
limit the use of alternative provisions
for small lithium cell or battery to one
package per consignment. The
amendments will not restrict passengers
or crew members from bringing personal
items or electronic devices containing
lithium cells or batteries aboard aircraft,
or restrict the air transport of lithium
ion cells or batteries when packed with
or contained in equipment. To
accommodate persons in areas
PO 00000
Frm 00019
Fmt 4701
Sfmt 9990
16943
potentially not serviced daily by cargo
aircraft, PHMSA is providing a limited
exception for not more than two
replacement lithium cells or batteries
specifically used for medical devices to
be transported by passenger aircraft and
at a state of charge greater than 30
percent, under certain conditions and as
approved by the Associate
Administrator. This rulemaking is
necessary to meet the FAA
Reauthorization Act of 2018, address a
safety hazard, and harmonize the HMR
with emergency amendments to the
2015–2016 edition of the International
Civil Aviation Organization’s Technical
Instructions for the Safe Transport of
Dangerous Goods by Air.
Timetable:
Action
NPRM ..................
Interim Final Rule
Interim Final Rule
Effective.
Interim Final Rule
Comment Period End.
NPRM Comment
Period End.
Final Rule ............
Date
03/06/19
03/06/19
03/06/19
FR Cite
84 FR 8006
84 FR 8006
05/06/19
05/06/20
07/00/21
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Shelby Geller,
Transportation Regulations Specialist,
Department of Transportation, Pipeline
and Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590,
Phone: 202 366–8553, Email:
shelby.geller@dot.gov.
RIN: 2137–AF20
[FR Doc. 2021–05416 Filed 3–30–21; 8:45 am]
BILLING CODE 4910–13–P; 4910–EX–P; 4910–61–P;
4910–60–P
E:\FR\FM\31MRP12.SGM
31MRP12
Agencies
[Federal Register Volume 86, Number 60 (Wednesday, March 31, 2021)]
[Unknown Section]
[Pages 16926-16943]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-05416]
[[Page 16925]]
Vol. 86
Wednesday,
No. 60
March 31, 2021
Part XII
Department of Transportation
-----------------------------------------------------------------------
Semiannual Regulatory Agenda
Federal Register / Vol. 86 , No. 60 / Wednesday, March 31, 2021 / UA:
Reg Flex Agenda
[[Page 16926]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I-III
23 CFR Chs. I-III
33 CFR Chs. I and IV
46 CFR Chs. I-III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I-VI, and Chs. X-XII
[DOT-OST-1999-5129]
Department Regulatory and Deregulatory Agenda; Semiannual Summary
AGENCY: Office of the Secretary, DOT.
ACTION: Unified Agenda of Federal Regulatory and Deregulatory Actions
(Regulatory Agenda).
-----------------------------------------------------------------------
SUMMARY: The Regulatory and Deregulatory Agenda is a semiannual summary
of all current and projected rulemakings, reviews of existing
regulations, and completed actions of the Department. The intent of the
Agenda is to provide the public with information about the Department
of Transportation's regulatory activity planned for the next 12 months.
It is expected that this information will enable the public to more
effectively participate in the Department's regulatory process. The
public is also invited to submit comments on any aspect of this Agenda.
FOR FURTHER INFORMATION CONTACT:
General
You should direct all comments and inquiries on the Agenda in
general to Jonathan Dols, Deputy Assistant General Counsel for
Regulation, Office of General Counsel, Department of Transportation,
1200 New Jersey Avenue SE, Washington, DC 20590; (202) 366-4702.
Specific
You should direct all comments and inquiries on particular items in
the Agenda to the individual listed for the regulation or the general
rulemaking contact person for the operating administration in appendix
B.
Table of Contents
Supplementary Information
Background
Significant/Priority Rulemakings
Explanation of Information on the Agenda
Request for Comments
Purpose
Appendix A--Instructions for Obtaining Copies of Regulatory
Documents
Appendix B--General Rulemaking Contact Persons
Appendix C--Public Rulemaking Dockets
Appendix D--Review Plans for Section 610 and Other Requirements
SUPPLEMENTARY INFORMATION:
Background
The U.S. Department of Transportation (Department or DOT)
undertakes regulation only after careful consideration and strives to
make clear the way the Department measures the risks, costs, and
benefits of engaging in--or deciding not to engage in--a particular
regulatory action. It is our policy to provide an opportunity for
public comment on such actions to all interested stakeholders. Above
all, transparency and meaningful engagement mandate that regulations
should be straightforward, clear, and accessible to any interested
stakeholder. The Department also embraces the notion that there should
be no more regulations than necessary. We emphasize consideration of
non-regulatory solutions and have rigorous processes in place for
continual reassessment of existing regulations. These processes provide
that regulations and other agency actions are periodically reviewed
and, if appropriate, are revised to ensure that they continue to meet
the needs for which they were originally designed, and that they remain
cost-effective and cost-justified. DOT was the first agency to
incorporate the Administration's regulatory reform policies
permanently, codifying reforms to the Department's rulemaking,
guidance, and enforcement practices. The rule codifies regulatory
budgeting, the ``2-for-1'' plan, and the RRTF, as well as additional
procedures for the Department's most costly rules, including enhanced
opportunities for public participation. It also clarifies that guidance
documents do not impose legal obligations and shall not be used as a
basis for enforcement. Finally, the rule ensures due process
protections for potential subjects of enforcement actions, including
open and fair investigations and proceedings.
To help the Department achieve its goals and in accordance with
Executive Order (E.O.) 12866, ``Regulatory Planning and Review,'' (58
FR 51735; Oct. 4, 1993) and the Department's ``Administrative
Rulemaking, Guidance, and Enforcement Procedures'' (84 FR 248; Dec. 27,
2019), the Department prepares a semiannual regulatory and deregulatory
Agenda. It summarizes all current and projected rulemakings, reviews of
existing regulations, and completed actions of the Department. These
are matters on which action has begun or is projected during the next
12 months or for which action has been completed since the last Agenda.
In addition, this Agenda was prepared in accordance with three
executive orders issued by President Trump, which directed agencies to
scrutinize their regulations and other agency actions further. On
January 30, 2017, President Trump signed Executive Order 13771,
Reducing Regulation and Controlling Regulatory Costs. Under section
2(a) of the Executive order unless prohibited by law, whenever an
executive department or agency publicly proposes for notice and comment
or otherwise promulgates a new regulation, it must identify at least
two existing regulations to be repealed. On February 24, 2017,
President Trump signed Executive Order 13777, Enforcing the Regulatory
Reform Agenda. Under this Executive order, each agency must establish a
Regulatory Reform Task Force (RRTF) to evaluate existing regulations,
and make recommendations for their repeal, replacement, or
modification. On March 28, 2017, President Trump signed Executive Order
13783, Promoting Energy Independence and Economic Growth, requiring
agencies to review all existing regulations, orders, guidance
documents, policies, and other similar agency actions that potentially
burden the development or use of domestically produced energy
resources, with particular attention to oil, natural gas, coal, and
nuclear energy resources.
In response to the mandate in Executive Order 13777, the Department
formed an RRTF consisting of senior career and non-career leaders,
which has already conducted extensive reviews of existing regulations,
and identified a number of rules to be repealed, replaced, or modified.
As a result of the RRTF's work, since January 2017, the Department has
issued deregulatory actions that reduce net regulatory costs on the
public by more than $92 billion (in net present value cost savings).
With the RRTF's assistance, the Department has achieved these cost
savings in a manner that is fully consistent with safety. For example,
on April 30, 2020, NHTSA published the Safer, Affordable, Fuel-
Efficient (SAFE) Vehicles rule in conjunction with the Environmental
Protection Agency. The SAFE Vehicles rule increases U.S.
competitiveness by reducing regulatory costs by over $163 billion
dollars and helps American consumers afford to buy newer, cleaner, and
safer vehicles by reducing the
[[Page 16927]]
average price of new vehicles. In addition, similarly, on June 1, 2020,
FMCSA published a rule that would save the public billions of dollars
by providing greater flexibility to drivers subject to FMCSA's hours of
service regulations without reducing safety.
While each regulatory and deregulatory action is evaluated on its
own merits, the RRTF augments the Department's consideration of
prospective rulemakings by conducting regular reviews across all OAs to
identify and evaluate potential deregulatory actions. The RRTF also
works to ensure that any new potential regulatory action is rigorously
vetted, including an evaluation of the need or market failure requiring
regulatory action, and consideration of non-regulatory alternatives.
The Department's regulatory activities are guided by four
fundamental principles--safety, innovation, enabling investment in
infrastructure, and reducing unnecessary regulatory burdens. These
priorities are grounded in our national interest in maintaining U.S.
global leadership in safety, innovation, and economic growth. In light
of the unprecedented effects of the Coronavirus Disease (COVID-19)
public health emergency, these priorities are also grounded in
regulatory actions that assist in our Nation's recovery. To accomplish
our regulatory goals, the Department must create a regulatory
environment that fosters growth in new and innovative industries
without burdening them with unnecessary restrictions. At the same time,
safety remains our highest priority; the Department remains focused on
managing safety risks and ensuring we do not regress from the successes
already achieved. Our planned regulatory actions reflect a careful
balance that emphasizes the Department's priority in fostering
innovation while at the same time meeting the challenges of maintaining
a safe, reliable, and sustainable transportation system.
For example, the National Highway Traffic Safety Administration
(NHTSA) is working on reducing regulatory barriers to technology
innovation, including the integration of automated vehicles, while
continuing to focus on safety. Automated vehicles are expected to
increase safety significantly by reducing the likelihood of human error
when driving, which today accounts for the overwhelming majority of
crashes on our nation's roadways. NHTSA plans to issue regulatory
actions that: (1) Allow for updates to current FMVSS to enable the
introduction of new safety technologies; and (2) streamline NHTSA's
regulations outlining the administrative processes for petitioning the
agency for exemptions, and reconsiderations. Similarly, the Federal
Aviation Administration (FAA) is working to enable, safely and
efficiently, the integration of unmanned aircraft systems (UAS) into
the National Airspace System. UAS are expected to continue to drive
innovation and increase safety as operators and manufacturers find new
and inventive uses for UAS. For instance, UAS are poised to assist
human operators with a number of different mission sets such as
inspection of critical infrastructure and search and rescue, enabling
beneficial and lifesaving activities that would otherwise be difficult
or even impossible for a human to accomplish unassisted. The Department
has regulatory efforts underway to further integrate UAS safely and
efficiently. The Department's work to update and streamline its
regulation of the commercial space sector is well underway. The FAA has
proposed a rule that will fundamentally change how FAA licenses
launches and reentries of commercial space vehicles moving from
prescriptive requirements to a performance based approach. This shift
will facilitate a major transformation of our national space program
from one in which the Federal government has a primary role to one in
which private industry drives growth in innovation and launches.
Since January 2020, the Department has been providing rapid
response and emergency review of legal and operational challenges
presented by COVID-19 within the transportation network. Domestically,
our efforts have focused on addressing regulatory compliance made
impracticable by the COVID-19 public health emergency due to office
closures, personnel shortages, and other restrictions. DOT has provided
extensive relief to transportation stakeholders impacted by the COVID-
19 public health emergency. The Department has taken over 100 actions
to provide emergency relief to transportation stakeholders through
regulatory waivers, exemptions, extensions of deadlines, statements of
enforcement discretion, and other guidance.
These actions individually and collectively kept our transportation
systems and supply chains open to provide critical supplies and
services during the national emergency. For example, to support
commercial vehicle drivers--including the truckers carrying vital
medical supplies to hospitals--FMCSA issued its first ever national
emergency declaration to provide regulatory relief from its hours-of-
service rules. FRA opened an emergency relief docket pursuant to the
Administrator's Declaration of Emergency Situation, supporting a number
of emergency waivers. FAA took numerous actions to ensure the continued
safety of the National Airspace System and operations supporting
essential services, including addressing expiring medical certificates
and training requirements for pilots, and finalizing a rule to address
oxygen mask usage given the risk of COVID-19 transmission. PHMSA
provided temporary relief to enable transportation of hand sanitizer
and other disinfecting materials.
Pursuant to the President's Executive Order on Regulatory Relief to
Support Economic Recovery, the Department has been coordinating with
each of its Operating Administrations to evaluate how to expedite
regulatory relief and recovery from COVID-19 without compromising
safety, and determine whether such relief may be considered for
permanent incorporation into the Department's rules.
Explanation of Information in the Agenda
An Office of Management and Budget memorandum, dated January 16,
2020, establishes the format for this Agenda.
First, the Agenda is divided by initiating offices. Then the Agenda
is divided into five categories: (1) Prerule stage; (2) proposed rule
stage; (3) final rule stage; (4) long-term actions; and (5) completed
actions. For each entry, the Agenda provides the following information:
(1) Its ``significance''; (2) a short, descriptive title; (3) its legal
basis; (4) the related regulatory citation in the Code of Federal
Regulations; (5) any legal deadline and, if so, for what action (e.g.,
NPRM, final rule); (6) an abstract; (7) a timetable, including the
earliest expected date for when a rulemaking document may publish; (8)
whether the rulemaking will affect small entities and/or levels of
Government and, if so, which categories; (9) whether a Regulatory
Flexibility Act (RFA) analysis is required (for rules that would have a
significant economic impact on a substantial number of small entities);
(10) a listing of any analyses an office will prepare or has prepared
for the action (with minor exceptions, DOT requires an economic
analysis for all its rulemakings); (11) an agency contact office or
official who can provide further information; (12) a Regulation
Identifier Number (RIN) assigned to identify an individual rulemaking
in the Agenda and facilitate tracing further action on the issue; (13)
whether the
[[Page 16928]]
action is subject to the Unfunded Mandates Reform Act; (14) whether the
action is subject to the Energy Act; (15) the action's designation
under Executive Order 13771 explaining whether the action will have a
regulatory or deregulatory effect; and (16) whether the action is major
under the congressional review provisions of the Small Business
Regulatory Enforcement Fairness Act.
For nonsignificant regulations issued routinely and frequently as a
part of an established body of technical requirements (such as the
Federal Aviation Administration's Airspace Rules), to keep those
requirements operationally current, we only include the general
category of the regulations, the identity of a contact office or
official, and an indication of the expected number of regulations; we
do not list individual regulations.
In the ``Timetable'' column, we use abbreviations to indicate the
particular documents being considered. ANPRM stands for Advance Notice
of Proposed Rulemaking, SNPRM for Supplemental Notice of Proposed
Rulemaking, and NPRM for Notice of Proposed Rulemaking. Listing a
future date in this column does not mean we have made a decision to
issue a document; it is the earliest date on which a rulemaking
document may publish. In addition, these dates are based on current
schedules. Information received after the issuance of this Agenda could
result in a decision not to take regulatory action or in changes to
proposed publication dates. For example, the need for further
evaluation could result in a later publication date; evidence of a
greater need for the regulation could result in an earlier publication
date.
Finally, a dot () preceding an entry indicates that the
entry appears in the Agenda for the first time.
The internet is the basic means for disseminating the Unified
Agenda. The complete Unified Agenda is available online at
www.reginfo.gov in a format that offers users a greatly enhanced
ability to obtain information from the Agenda database. A portion of
the Agenda is published in the Federal Register, however, because the
Regulatory Flexibility Act (5 U.S.C. 602) mandates publication for the
regulatory flexibility agenda.
Accordingly, DOT's printed Agenda entries include only:
1. The agency's Agenda preamble;
2. Rules that are in the agency's regulatory flexibility agenda, in
accordance with the Regulatory Flexibility Act, because they are likely
to have a significant economic impact on a substantial number of small
entities; and
3. Any rules that the agency has identified for periodic review
under section 610 of the Regulatory Flexibility Act.
Printing of these entries is limited to fields that contain
information required by the Regulatory Flexibility Act's Agenda
requirements. These elements are: Sequence Number; Title; Section 610
Review, if applicable; Legal Authority; Abstract; Timetable; Regulatory
Flexibility Analysis Required; Agency Contact; and Regulation
Identifier Number (RIN). Additional information (for detailed list, see
section heading ``Explanation of Information on the Agenda'') on these
entries is available in the Unified Agenda published on the internet.
Request for Comments
General
DOT's Agenda is intended primarily for the use of the public. Since
its inception, the Department has made modifications and refinements
that provide the public with more helpful information, as well as
making the Agenda easier to use. We would like you, the public, to make
suggestions or comments on how the Agenda could be further improved.
Reviews
The Department also seeks your suggestions on which of our existing
regulations you believe should be reviewed to determine whether they
should be revised or revoked. We particularly draw your attention to
the Department's review plan in appendix D.
Regulatory Flexibility Act
The Department is especially interested in obtaining information on
requirements that have a ``significant economic impact on a substantial
number of small entities'' and, therefore, must be reviewed under the
Regulatory Flexibility Act. If you have any suggested regulations,
please submit them to the Department, along with your explanation of
why they should be reviewed.
In accordance with the Regulatory Flexibility Act, comments are
specifically invited on regulations that we have targeted for review
under section 610 of the Act. The phrase (sec. 610 Review) appears at
the end of the title for these reviews. Please see appendix D for the
Department's section 610 review plans.
Consultation With State, Local, and Tribal Governments
Executive Orders 13132 and 13175 require the Department to develop
an account process to ensure ``meaningful and timely input'' by State,
local, and tribal officials in the development of regulatory policies
that have federalism or tribal implications. These policies are defined
in the Executive orders to include regulations that have ``substantial
direct effects'' on States or Indian tribes, on the relationship
between the Federal Government and them, or on the distribution of
power and responsibilities between the Federal Government and various
levels of Government or Indian tribes. Therefore, we encourage State
and local Governments or Indian tribes to provide us with information
about how the Department's rulemakings impact them.
Purpose
The Department is publishing this regulatory Agenda in the Federal
Register to share with interested members of the public the
Department's preliminary expectations regarding its future regulatory
actions. This should enable the public to be more aware of the
Department's regulatory activity and should result in more effective
public participation. This publication in the Federal Register does not
impose any binding obligation on the Department or any of the offices
within the Department with regard to any specific item on the Agenda.
Regulatory action, in addition to the items listed, is not precluded.
This document of the Department of Transportation was signed on
December 7, 2020, by Elaine L. Chao, Secretary of Transportation. That
document with the original signature and date is maintained by the
Department of Transportation. For administrative purposes only, and in
compliance with requirements of the Office of the Federal Register, the
Department of Transportation has delegated authority to the undersigned
RISC Federal Register Liaison Officer to re-sign and submit the
document in electronic format for publication, as an official document
of the Department of Transportation. This administrative process in no
way alters the legal effect of this document upon publication in the
Federal Register.
Dated: March 11, 2021.
Alvin Levi Harrod,
Federal Register Liaison Officer, Regulatory Information Service
Center.
Appendix A--Instructions for Obtaining Copies of Regulatory Documents
To obtain a copy of a specific regulatory document in the
Agenda, you should communicate directly with the contact person
listed with the regulation at the address below. We note that most,
if not all,
[[Page 16929]]
such documents, including the Semiannual Regulatory Agenda, are
available through the internet at https://www.regulations.gov. See
appendix C for more information.
Appendix B--General Rulemaking Contact Persons
The following is a list of persons who can be contacted within
the Department for general information concerning the rulemaking
process within the various operating administrations.
FAA--Brandon Roberts, Acting Executive Director, Office of
Rulemaking, 800 Independence Avenue SW, Washington, DC 20591;
telephone (202) 267-9677.
FHWA--Jennifer Outhouse, Office of Chief Counsel, 1200 New
Jersey Avenue SE, Washington, DC 20590; telephone (202) 366-0761.
FMCSA--Steven J. LaFreniere, Regulatory Ombudsman, 1200 New
Jersey Avenue SE, Washington, DC 20590; telephone (202) 366-0596.
NHTSA--Dee Fujita, Office of Chief Counsel, 1200 New Jersey
Avenue SE, Washington, DC 20590; telephone (202) 366-2992.
FRA--Amanda Maizel, Office of Chief Counsel, 1200 New Jersey
Avenue SE, Washington, DC 20590; telephone (202) 493-8014.
FTA--Chaya Koffman, Office of Chief Counsel, 1200 New Jersey
Avenue E, Washington, DC 20590; telephone (202) 366-3101.
SLSDC--Carrie Mann Lavigne, Chief Counsel, 180 Andrews Street,
Massena, NY 13662; telephone (315) 764-3200.
PHMSA--Robert Ross, Office of Chief Counsel, 1200 New Jersey
Avenue SE, Washington, DC 20590; telephone (202) 768-1365.
MARAD--Gabriel Chavez, Office of Chief Counsel, Maritime
Administration, 1200 New Jersey Avenue SE, Washington, DC 20590;
telephone (202) 366-2621.
OST--Jonathan Dols, Deputy Assistant General Counsel for
Regulation, 1200 New Jersey Avenue SE, Washington, DC 20590;
telephone (202) 366-4723.
Appendix C--Public Rulemaking Dockets
All comments submitted via the internet are submitted through
the Federal Docket Management System (FDMS) at the following
address: https://www.regulations.gov. The FDMS allows the public to
search, view, download, and comment on all Federal agency rulemaking
documents in one central online system. The above referenced
internet address also allows the public to sign up to receive
notification when certain documents are placed in the dockets.
The public also may review regulatory dockets at or deliver
comments on proposed rulemakings to the Dockets Office at 1200 New
Jersey Avenue SE, Room W12-140, Washington, DC 20590, 1-800-647-
5527. Working Hours: 9:00 a.m. to 5:00 p.m.
Appendix D--Review Plans for Section 610 and Other Requirements
Part I--The Plan
General
The Department of Transportation has long recognized the
importance of regularly reviewing its existing regulations to
determine whether they need to be revised or revoked. Our Regulatory
Policies and Procedures require such reviews. DOT also has
responsibilities under Executive Order 12866, ``Regulatory Planning
and Review,'' Executive Order 13563, ``Improving Regulation and
Regulatory Review,'' 76 FR 3821 (January 18, 2011), Executive Order
13771, ``Reducing Regulation and Controlling Regulatory Costs,''
Executive Order 13777, ``Enforcing the Regulatory Agenda,'' and
section 610 of the Regulatory Flexibility Act to conduct such
reviews. This includes the designation of a Regulatory Reform
Officer, the establishment of a Regulatory Reform Task Force, and
the use of plain language techniques in new rules and considering
its use in existing rules when we have the opportunity and resources
to revise them. We are committed to continuing our reviews of
existing rules and, if it is needed, will initiate rulemaking
actions based on these reviews. The Department began a new 10-year
review cycle with the Fall 2018 Agenda.
Section 610 Review Plan
Section 610 requires that we conduct reviews of rules that: (1)
Have been published within the last 10 years; and (2) have a
``significant economic impact on a substantial number of small
entities'' (SEISNOSE). It also requires that we publish in the
Federal Register each year a list of any such rules that we will
review during the next year. The Office of the Secretary and each of
the Department's Operating Administrations have a 10-year review
plan. These reviews comply with section 610 of the Regulatory
Flexibility Act.
Changes to the Review Plan
Some reviews may be conducted earlier than scheduled. For
example, to the extent resources permit, the plain language reviews
will be conducted more quickly. Other events, such as accidents, may
result in the need to conduct earlier reviews of some rules. Other
factors may also result in the need to make changes; for example, we
may make changes in response to public comment on this plan or in
response to a presidentially mandated review. If there is any change
to the review plan, we will note the change in the following Agenda.
For any section 610 review, we will provide the required notice
prior to the review.
Part II--The Review Process
The Analysis
Generally, the agencies have divided their rules into 10
different groups and plan to analyze one group each year. For
purposes of these reviews, a year will coincide with the fall-to-
fall schedule for publication of the Agenda. Most agencies provide
historical information about the reviews that have occurred over the
past 10 years. Thus, Year 1 (2018) begins in the fall of 2018 and
ends in the fall of 2019; Year 2 (2019) begins in the fall of 2019
and ends in the fall of 2020, and so on. The exception to this
general rule is the FAA, which provides information about the
reviews it completed for this year and prospective information about
the reviews it intends to complete in the next 10 years. Thus, for
FAA Year 1 (2017) begins in the fall of 2017 and ends in the fall of
2018; Year 2 (2018) begins in the fall of 2018 and ends in the fall
of 2019, and so on. We request public comment on the timing of the
reviews. For example, is there a reason for scheduling an analysis
and review for a particular rule earlier than we have? Any comments
concerning the plan or analyses should be submitted to the
regulatory contacts listed in appendix B, General Rulemaking Contact
Persons.
Section 610 Review
The agency will analyze each of the rules in a given year's
group to determine whether any rule has a SEISNOSE and, thus,
requires review in accordance with section 610 of the Regulatory
Flexibility Act. The level of analysis will, of course, depend on
the nature of the rule and its applicability. Publication of
agencies' section 610 analyses listed each fall in this Agenda
provides the public with notice and an opportunity to comment
consistent with the requirements of the Regulatory Flexibility Act.
We request that public comments be submitted to the Department early
in the analysis year concerning the small entity impact of the rules
to help us in making our determinations.
In each Fall Agenda, the agency will publish the results of the
analyses it has completed during the previous year. For rules that
had a negative finding on SEISNOSE, we will give a short explanation
(e.g., ``these rules only establish petition processes that have no
cost impact'' or ``these rules do not apply to any small
entities''). For parts, subparts, or other discrete sections of
rules that do have a SEISNOSE, we will announce that we will be
conducting a formal section 610 review during the following 12
months. At this stage, DOT will add an entry to the Agenda in the
pre-rulemaking section describing the review in more detail. We also
will seek public comment on how best to lessen the impact of these
rules and provide a name or docket to which public comments can be
submitted. In some cases, the section 610 review may be part of
another unrelated review of the rule. In such a case, we plan to
clearly indicate which parts of the review are being conducted under
section 610.
Other Reviews
The agency will also examine the specified rules to determine
whether any other reasons exist for revising or revoking the rule or
for rewriting the rule in plain language. In each Fall Agenda, the
agency will also publish information on the results of the
examinations completed during the previous year.
[[Page 16930]]
Part III--List of Pending Section 610 Reviews
The Agenda identifies the pending DOT section 610 Reviews by
inserting ``(Section 610 Review)'' after the title for the specific
entry. For further information on the pending reviews, see the
Agenda entries at www.reginfo.gov. For example, to obtain a list of
all entries that are in section 610 Reviews under the Regulatory
Flexibility Act, a user would select the desired responses on the
search screen (by selecting ``advanced search'') and, in effect,
generate the desired ``index'' of reviews.
Office of the Secretary
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 91 2018 2019
through 99.
14 CFR parts 200
through 212.
48 CFR parts
1201 through
1224.
2..................... 48 CFR parts 2019 2020
1227 through
1253 and new
parts and
subparts.
3..................... 14 CFR parts 213 2020 2021
through 232.
4..................... 14 CFR parts 234 2021 2022
through 254.
5..................... 14 CFR parts 255 2022 2023
through 298 and
49 CFR part 40.
6..................... 14 CFR parts 300 2023 2024
through 373.
7..................... 14 CFR parts 374 2024 2025
through 398.
8..................... 14 CFR part 399 2025 2026
and 49 CFR
parts 1 through
15.
9..................... 49 CFR parts 17 2026 2027
through 28.
10.................... 49 CFR parts 29 2027 2028
through 39 and
parts 41
through 89.
------------------------------------------------------------------------
Year 1 (Fall 2018) List of Rules That Are Under Ongoing Analysis
49 CFR part 91--International Air Transportation Fair Competitive
Practices
49 CFR part 92--Recovering Debts to the United States by Salary Offset
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: The agency is aware of several outdated
references to operating administrations within the Department that need
to be updated. OST's plain language review of these rules indicates no
need for substantial revision.
49 CFR part 93--Aircraft Allocation
49 CFR part 98--Enforcement of Restrictions on Post-Employment
Activities
49 CFR part 99--Employee Responsibilities and Conduct
14 CFR part 200--Definitions and Instructions
14 CFR part 201--Air Carrier Authority under Subtitle VII of Title 49
of the United States Code [Amended]
14 CFR part 203--Waiver of Warsaw Convention Liability Limits and
Defenses
14 CFR part 204--Data to Support Fitness Determinations
14 CFR part 205--Aircraft Accident Liability Insurance
14 CFR part 206--Certificates of Public Convenience and Necessity:
Special Authorizations and Exemptions
14 CFR part 207--Charter Trips by U.S. Scheduled Air Carriers
14 CFR part 208--Charter Trips by U.S. Charter Air Carriers
14 CFR part 211--Applications for Permits to Foreign Air Carriers
14 CFR part 212--Charter Rules for U.S. and Foreign Direct Air Carriers
48 CFR part 1201--Federal Acquisition Regulations System
48 CFR part 1202--Definitions of Words and Terms
48 CFR part 1203--Improper Business Practices and Personal Conflicts of
Interest
48 CFR part 1204--Administrative Matters
48 CFR part 1205--Publicizing Contract Actions
48 CFR part 1206--Competition Requirements
48 CFR part 1207--Acquisition Planning
48 CFR part 1208-1210--[Reserved]
48 CFR part 1211--Describing Agency Needs
48 CFR part 1212--[Reserved]
48 CFR part 1213--Simplified Acquisition Procedures
48 CFR part 1214--Sealed Bidding
48 CFR part 1215--Contracting by Negotiation
48 CFR part 1216--Types of Contracts
48 CFR part 1217--Special Contracting Methods
48 CFR part 1218--[Reserved]
48 CFR part 1219--Small Business Programs
48 CFR part 1220-1221--[Reserved]
48 CFR part 1222--Application of Labor Laws to Government Acquisitions
48 CFR part 1223--Environment, Energy and Water Efficiency, Renewable
Energy Technologies, Occupational Safety, and Drug-Free Workplace
48 CFR part 1224--Protection of Privacy and Freedom of Information
Year 2 (Fall 2019) List of Rules Analyzed and Summary of Results
48 CFR parts 1227 through 1253 and new parts and subparts
48 CFR part 1227--Patents, Data, and Copyrights
48 CFR part 1228--Bonds and Insurance
48 CFR part 1231--Contract Costs Principles and Procedures
48 CFR part 1232--Contract Financing
48 CFR part 1233--Protests, Disputes, and Appeals
48 CFR part 1235--Research and Development Contracting
48 CFR part 1236--Construction and Architect-Engineer Contracts
48 CFR part 1237--Service Contracting
48 CFR part 1239--Acquisition of Information Technology
48 CFR part 1242--Contract Administration and Audit Services
48 CFR part 1245--Government Contracting
48 CFR part 1246--Quality Assurance
48 CFR part 1247--Transportation
48 CFR part 1252--Solicitation Provisions and Contract Clauses
48 CFR part 1253--Forms
DOT has determined that updates need to be made to the regulations
identified under Year 2. The regulations will be updated as part of RIN
2105-AE26 (Revisions to the Transportation Acquisition Regulations).
Federal Aviation Administration
Section 610 and Other Reviews
The Federal Aviation Administration (FAA) has elected to use the
two-step, two-year process used by most Department of Transportation
(DOT) modes in past plans. As such, the FAA has divided its rules into
10 groups as displayed in the table below. During the first year (the
``analysis year''), all rules published during the previous 10 years
within a 10% block of the regulations will be analyzed to identify
those with a significant economic impact on a substantial number of
small entities (SEISNOSE). During the second year (the ``review
year''), each rule identified in the analysis year as having a SEISNOSE
will be reviewed in accordance with section 610(b) to determine if it
should be continued
[[Page 16931]]
without change or changed to minimize impact on small entities. Results
of those reviews will be published in the DOT Semiannual Regulatory
Agenda.
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 14 CFR parts 141 2020 2021
through 147 and
parts 170
through 187.
2..................... 14 CFR parts 189 2021 2022
through 198 and
parts 1 through
16.
3..................... 14 CFR parts 17 2022 2023
through 33.
4..................... 14 CFR parts 34 2023 2024
through 39 and
parts 400
through 405.
5..................... 14 CFR parts 43 2024 2025
through 49 and
parts 406
through 415.
6..................... 14 CFR parts 60 2025 2026
through 77.
7..................... 14 CFR parts 91 2026 2027
through 107.
8..................... 14 CFR parts 417 2027 2028
through 460.
9..................... 14 CFR parts 119 2028 2029
through 129 and
parts 150
through 156.
10.................... 14 CFR parts 133 2029 2030
through 139 and
parts 157
through 169.
------------------------------------------------------------------------
Defining SEISNOSE for FAA Regulations
The RFA does not define ``significant economic impact.'' Therefore,
there is no clear rule or number to determine when a significant
economic impact occurs. However, the Small Business Administration
(SBA) states that significance should be determined by considering the
size of the business, the size of the competitor's business and the
impact the same regulation has on larger competitors.
Likewise, the RFA does not define ``substantial number.'' However,
the legislative history of the RFA suggests that a substantial number
must be at least one but does not need to be an overwhelming percentage
such as more than half. The SBA states that the substantiality of the
number of small businesses affected should be determined on an
industry-specific basis.
This analysis consisted of the following three steps:
1. Review of the number of small entities affected by the
amendments to parts 141 through 147 and parts 170 through 187.
2. Identification and analysis of all amendments to parts 141
through 147 and parts 170 through 187 since July 2010 to determine
whether any still have or now have a SEISNOSE.
3. Review of the FAA's regulatory flexibility assessment of each
amendment performed as required by the RFA.
Year 2--List of Rules To Be Analyzed Next Year (2021)
14 CFR part 1--Definitions and abbreviations
14 CFR part 3--General requirements
14 CFR part 11--General rulemaking procedures
14 CFR part 13--Investigative and enforcement procedures
14 CFR part 14--Rules implementing the Equal Access to Justice Act of
1980
14 CFR part 15--Administrative claims under Federal Tort Claims Act
14 CFR part 16--Rules of practice for Federally-assisted airport
enforcement proceedings
14 CFR part 189--Use of Federal Aviation Administration communications
system
14 CFR part 193--Protection of voluntarily submitted information
14 CFR part 198--Aviation insurance
Year 1--List of Rules To Be Analyzed This Year (2020)
14 CFR part 141--Pilot Schools
14 CFR part 142--Training Centers
14 CFR part 143--Reserved
14 CFR part 144--Does not exist
14 CFR part 145--Repair Stations
14 CFR part 146--Does not exist
14 CFR part 147--Aviation Maintenance Technician Schools
14 CFR part 170--Establishment and Discontinuance Criteria for Air
Traffic Control Services and Navigational Facilities
14 CFR part 171--Non-Federal Navigation Facilities
14 CFR part 172 through 182--Does not exist
14 CFR part 183--Representatives of the Administrator
14 CFR part 184--Does not exist
Year 1 (2020) List of Rules Analyzed and Summary of Results
14 CFR Part 141--Pilot Schools
Section 610: The agency conducted a Section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
14 CFR Part 142--Training Centers
Section 610: The agency conducted a Section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
14 CFR Part 145--Repair Stations
Section 610: The agency conducted a Section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
14 CFR Part 147--Aviation Maintenance Technician Schools
Section 610: The agency conducted a Section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
14 CFR Part 170--Establishment and Discontinuance Criteria for Air
Traffic Control Services and Navigational Facilities
Section 610: The agency conducted a Section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
14 CFR Part 171--Non-Federal Navigational Facilities
Section 610: The agency conducted a Section 610 review of this part
and found no amendments to 14 CFR 185 since July 2010. Thus, no
SEISNOSE exists in this part.
General: No changes are needed.
14 CFR Part 183--Representatives of the Administrator
Section 610: The agency conducted a Section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
14 CFR Part 185--Testimony by Employees and Production of Records in
Legal Proceedings, and Service of Legal Process and Pleadings
Section 610: The agency conducted a section 610 review of this part
and found no amendments to 14 CFR 185 since July 2010. Thus, no
SEISNOSE exists in this part.
General: No changes are needed.
14 CFR Part 187--Fees
Section 610: The agency conducted a section 610 review of this part
and found no SEISNOSE.
General: No changes are needed.
Federal Highway Administration
Section 610 and Other Reviews
[[Page 16932]]
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... None............ 2018 2019
2..................... 23 CFR parts 1 2019 2020
to 260.
3..................... 23 CFR parts 420 2020 2021
to 470.
4..................... 23 CFR part 500. 2021 2022
5..................... 23 CFR parts 620 2022 2023
to 637.
6..................... 23 CFR parts 645 2023 2024
to 669.
7..................... 23 CFR parts 710 2024 2025
to 924.
8..................... 23 CFR parts 940 2025 2026
to 973.
9..................... 23 CFR parts 2026 2027
1200 to 1252.
10.................... New parts and 2027 2028
subparts.
------------------------------------------------------------------------
Federal-Aid Highway Program
The Federal Highway Administration (FHWA) has adopted regulations
in title 23 of the CFR, chapter I, related to the Federal-Aid Highway
Program. These regulations implement and carry out the provisions of
Federal law relating to the administration of Federal aid for highways.
The primary law authorizing Federal aid for highways is chapter I of
title 23 of the U.S.C. 145, which expressly provides for a federally
assisted State program. For this reason, the regulations adopted by the
FHWA in title 23 of the CFR primarily relate to the requirements that
States must meet to receive Federal funds for construction and other
work related to highways. Because the regulations in title 23 primarily
relate to States, which are not defined as small entities under the
Regulatory Flexibility Act, the FHWA believes that its regulations in
title 23 do not have a significant economic impact on a substantial
number of small entities. The FHWA solicits public comment on this
preliminary conclusion.
Year 2 (Fall 2019) List of Rules That Will Be Analyzed During the Next
Year and a Summary of Results
23 CFR Part 1--General
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
23 CFR Part 140--Reimbursement
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
23 CFR Part 172--Procurement, Management, and Administration of
Engineering and Design Related Services
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
23 CFR Part 180--Credit Assistance for Surface Transportation Projects
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
23 CFR Part 190--Incentive Payments for Controlling Outdoor Advertising
on the Interstate System
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
23 CFR Part 192--Drug Offender's Driver's License Suspension
Section 610: No SEISNOSE. No small entities are affected.
General: FHWA is updating these regulations under RIN
2125-AF93 to increase are cost effectiveness and reduce burden. FHWA's
plain language review of these rules indicates no need for substantial
revision.
3 CFR Part 200--Title VI Program and Related Statutes--Implementation
and Review Procedures
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
23 CFR Part 230--External Programs
Section 610: No SEISNOSE. No small entities are affected.
General: FHWA is updating these subpart C of these
regulations under RIN 2125-AF87 to reduce duplicative burdens. FHWA's
plain language review of these rules indicates no need for substantial
revision.
23 CFR Part 260--Education and Training Programs
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed. These regulations are cost
effective and impose the least burden. FHWA's plain language review of
these rules indicates no need for substantial revision.
Year 3 (Fall 2020) List of Rules That Will Be Analyzed During the Next
Year
23 CFR part 420--Planning and research program administration
23 CFR part 450--Planning assistance and standards
23 CFR part 460--Public road mileage for apportionment of highway
safety funds
23 CFR part 470--Highway systems
Federal Motor Carrier Safety Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR part 386. 2018 2019
2..................... 49 CFR part 385. 2019 2020
3..................... 49 CFR parts 382 2020 2021
and 383.
4..................... 49 CFR part 380. 2021 2022
5..................... 49 CFR part 387. 2022 2023
6..................... 49 CFR part 398. 2023 2024
7..................... 49 CFR part 392. 2024 2025
[[Page 16933]]
8..................... 49 CFR part 375. 2025 2026
9..................... 49 CFR part 367. 2026 2027
10.................... 49 CFR part 395. 2027 2028
------------------------------------------------------------------------
Year 2 (2019) List of Rules With Ongoing Analysis
49 CFR Part 386--Rules of Practice for Motor Carrier, Intermodal
Equipment Provider, Broker, Freight Forwarder, and Hazardous Materials
Proceedings
Section 610: FMCSA analyzed 49 CFR part 386, and found no
SEIOSNOSE. 49 CFR part 386 is a permissive set of rules that establish
procedures for respondents, petitioners, and others seeking relief from
a determination of non-compliance with Federal Motor Carrier Safety
Regulations or Hazardous Materials Regulations. The rule also provides
recourse for commercial drivers to report employer harassment or
coercion to violate rules.
General: There is no need for substantial revision. These
regulations provide necessary/clear guidance to industry and drivers.
The regulations are written consistent with plain language guidelines,
are cost effective, and impose the least economic burden to industry.
49 CFR Part 385--Safety Fitness Procedures
Section 610: FMCSA analyzed 49 CFR part 385, and found no
SEIOSNOSE. 49 CFR part 385 provides guidance on safety fitness
procedures including monitoring, new entrants, intermodal equipment,
and hazardous materials safety permits. The rule addresses safety
initiatives whose cost are required by 49 CFR parts 360, 367, 387, and
390. These rules do not result in a SEISNOSE, because they do not
introduce new costs to small carriers.
General: There is no need for substantial revision as
these regulations provide necessary guidance to the industry. The
regulations are written consistent with plain language guidelines and
impose the least economic burden to industry.
Year 3 (2020) List of Rules That Will Be Analyzed During the Next Year
49 CFR part 382--Controlled Substances and Alcohol Use and Testing
49 CFR part 383--Commercial Driver's License Standards; Requirements
and Penalties
National Highway Traffic Safety Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 2018 2019
571.223 through
571.500, and
parts 575 and
579.
2..................... 23 CFR parts 2019 2020
1200 and 1300.
3..................... 49 CFR parts 501 2020 2021
through 526 and
571.213.
4..................... 49 CFR parts 2021 2022
571.131,
571.217,
571.220,
571.221, and
571.222.
5..................... 49 CFR parts 2022 2023
571.101 through
571.110, and
571.135,
571.136,
571.138 and
571.139.
6..................... 49 CFR parts 2023 2024
571.141, 529
through 578,
except parts
571 and 575.
7..................... 49 CFR parts 2024 2025
571.111 through
571.129 and 580
through 588.
8..................... 49 parts CFR 2025 2026
571.201 through
571.212.
9..................... 49 parts CFR 2026 2027
571.214 through
571.219, except
571.217.
------------------------------------------------------------------------
Years 1 and 2 (Fall 20192020) List of Rules With Ongoing Analysis
49 CFR part 571.223--Rear Impact Guards
49 CFR part 571.224--Rear Impact Protection
49 CFR part 571.225--Child Restraint Anchorage Systems
49 CFR part 571.226--Ejection Mitigation
49 CFR part 571.301--Fuel System Integrity
49 CFR part 571.302--Flammability of Interior Materials
49 CFR part 571.303--Fuel System Integrity of Compressed Natural Gas
Vehicles
49 CFR part 571.304--Compressed Natural Gas Fuel Container Integrity
49 CFR part 571.305--Electric-Powered Vehicles: Electrolyte Spillage
and Electrical Shock Protection
49 CFR part 571.401--Interior Trunk Release
49 CFR part 571.403--Platform Lift Systems for Motor Vehicles
49 CFR part 571.404--Platform Lift Installations in Motor Vehicles
49 CFR part 571.500--Low-Speed Vehicles
49 CFR part 575--Consumer Information
49 CFR part 579--Reporting of Information and Communications About
Potential Defects
23 CFR part 1200--Uniform Procedures for State Highway Safety Grant
Programs
23 CFR part 1300--Uniform Procedures for State Highway Safety Grant
Programs
Federal Railroad Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 2018 2019
200, 207, 209,
and 210.
2..................... 49 CFR parts 2019 2020
211, 212, 213,
214, and 215.
3..................... 49 CFR parts 2020 2021
216, 217, 218,
219, and 220.
4..................... 49 CFR parts 2021 2022
221, 222, 223,
224, and 225.
5..................... 49 CFR parts 2022 2023
227, 228, 229,
230, and 231.
6..................... 49 CFR parts 2023 2024
232, 233, 234,
235, and 236.
7..................... 49 CFR parts 2024 2025
237, 238, 249,
240, and 241.
8..................... 49 CFR parts 2025 2026
242, 243, 244,
250, and 256.
9..................... 49 CFR parts 2026 2027
261, 262, 264,
266, and 268.
[[Page 16934]]
10.................... 49 CFR parts 2027 2028
269, 270, and
272.
------------------------------------------------------------------------
Year 2 (Fall 2019) List of Rules Analyzed and a Summary of Results
49 CFR Part 211--Rules of Practice
[ssquf] Section 610: There is no SEIOSNOSE.
[ssquf] General: No changes are needed. These regulations are cost
effective and impose the least burden. FRA's plain language review of
this rule indicates no need for substantial revision.
49 CFR Part 212--State Safety Participation Regulations
[ssquf] Section 610: There is no SEIOSNOSE.
[ssquf] General: No changes are needed. These regulations are cost
effective and impose the least burden. FRA's plain language review of
this rule indicates no need for substantial revision.
49 CFR Part 213--Track Safety Standards
Section 610: This rule is expected to have a significant
economic impact on a substantial number of small entities (SEIOSNOSE).
These small entities are approximately 737 short line railroads. As
part of the rulemaking process, FRA conducted a review of the impact
that this rulemaking could have on small businesses and whether any
opportunities may exist to reduce the burdens on small railroads
without compromising safety.
[ssquf] General: The rule prescribes minimum safety requirements
for railroad track that is part of the general railroad system of
transportation. The objective of the rule is to enhance the safety of
rail transportation, protecting both those traveling and working on the
system and those off the system who might be adversely affected by a
rail incident. FRA's plain language review of this rule indicates no
need for substantial revision.
49 CFR Part 214--Railroad Workplace Safety
[ssquf] Section 610: There is a SEIOSNOSE. As part of the
rulemaking process, FRA conducted a review of the impact that this
rulemaking could have on small businesses and whether any opportunities
may exist to reduce the burdens on small railroads without compromising
safety.
[ssquf] General: FRA's plain language review of this rule indicates
no need for substantial revision.
49 CFR Part 215--Railroad Freight Car Safety Standards
[ssquf] Section 610: There is a SEIOSNOSE.
[ssquf] General: No changes are needed. This rule already limits
economic impact on small entities through Appendix D of the rule. FRA's
plain language review of this rule indicates no need for substantial
revision.
Federal Transit Administration
Section 610 and Other Reviews
The Regulatory Flexibility Act of 1980 (RFA), as amended (sections
601 through 612 of title 5, United States Code), requires Federal
regulatory agencies to analyze all proposed and final rules to
determine their economic impact on small entities, which include small
businesses, organizations, and governmental jurisdictions. Section 610
requires government agencies to periodically review all regulations
that will have a significant economic impact on a substantial number of
small entities (SEISNOSE).
In complying with this section, the Federal Transit Administration
(FTA) has elected to use the two-step, two-year process used by most
Department of Transportation (DOT) modes. As such, FTA has divided its
rules into 10 groups as displayed in the table below. During the
analysis year, the listed rules will be analyzed to identify those with
a SEISNOSE. During the review year, each rule identified in the
analysis year as having a SEISNOSE will be reviewed in accordance with
Section 610(b) to determine if it should be continued without change or
changed to minimize the impact on small entities.
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 2018 2019
604, 605, and
624.
2..................... 49 CFR parts 609 2019 2020
and 640.
3..................... 49 CFR part 633. 2020 2021
4..................... 49 CFR part 611. 2021 2022
5..................... 49 CFR part 655. 2022 2023
6..................... 49 CFR parts 602 2023 2024
and 614.
7..................... 49 CFR parts 661 2024 2025
and 663.
8..................... 49 CFR parts 2025 2026
625, 630, and
665.
9..................... 49 CFR parts 2026 2027
613, 622, 670
and 674.
10.................... 49 CFR parts 2027 2028
650, 672 and
673.
------------------------------------------------------------------------
Year 2 (2019) List of Rules Analyzed and Summary of Results
49 CFR Part 609--Transportation for Elderly and Handicapped Persons
Section 610: FTA conducted a Section 610 review of 49 CFR
part 609 and determined that it would not result in a SEISNOSE within
the meaning of the RFA. The rule ensures that applicants for financial
assistance under section 5307 of title 49, United States Code, as a
condition of receiving such assistance, provide half-fares for elderly
and handicapped persons during non-peak hours for transportation
utilizing or involving the facilities and equipment of the project
financed with FTA assistance.
General: No changes are needed. FTA estimated the costs
and projected benefits of the rule and believes it is cost-effective
and imposes the least burden. FTA's plain language review of this rule
indicates no need for substantial revision.
49 CFR Part 640--Credit Assistance for Surface Transportation Projects
Section 610: FTA conducted a Section 610 review of 49 CFR
part 640 and determined that it would not result in a SEISNOSE within
the meaning of the RFA. The regulation is a cross-reference to the
Department of Transportation's Credit Assistance for Surface
Transportation Projects regulation at 49 CFR part 80. FTA does not own
the cross-referenced regulation and, accordingly, cannot make changes
[[Page 16935]]
or determine whether it is a SEISNOSE within the meaning of the RFA.
General: No changes are needed. The regulation is a cross-
reference to a DOT regulation.
Year 3 (2020) List of Rules To Be Analyzed the Next Year
49 CFR Part 633--Project Management Oversight
Maritime Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 46 CFR parts 201 2018 2019
through 205, 46
CFR parts 315
through 340, 46
CFR part 345
through 347,
and 46 CFR
parts 381 and
382.
2..................... 46 CFR parts 221 2019 2020
through 232.
3..................... 46 CFR parts 249 2020 2021
through 296.
4..................... 46 CFR parts 2021 2022
221, 298, 308,
and 309.
5..................... 46 CFR parts 307 2022 2023
through 309.
6..................... 46 CFR part 310. 2023 2024
7..................... 46 CFR parts 315 2024 2025
through 340.
8..................... 46 CFR parts 345 2025 2026
through 381.
9..................... 46 CFR parts 382 2026 2027
through 389.
10.................... 46 CFR parts 390 2027 2028
through 393.
------------------------------------------------------------------------
Year 1 (2018) List of Rules With Ongoing Analysis
46 CFR part 201--Rules of Practice and Procedure
46 CFR part 202--Procedures relating to review by Secretary of
Transportation of actions by Maritime Subsidy Board
46 CFR part 203--Procedures relating to conduct of certain hearings
under the Merchant Marine Act, 1936, as amended
46 CFR part 205--Audit Appeals; Policy and Procedure
46 CFR part 315--Agency Agreements and Appointment of Agents
46 CFR part 317--Bonding of Ship's Personnel
46 CFR part 324--Procedural Rules for Financial Transactions Under
Agency Agreements
46 CFR part 325--Procedure to Be Followed by General Agents in
Preparation of Invoices and Payment of Compensation Pursuant to
Provisions of NSA Order No. 47
46 CFR part 326--Marine Protection and Indemnity Insurance Under
Agreements with Agents
46 CFR part 327--Seamen's Claims; Administrative Action and Litigation
46 CFR part 328--Slop Chests
46 CFR part 329--Voyage Data
46 CFR part 330--Launch Services
46 CFR part 332--Repatriation of Seamen
46 CFR part 335--Authority and Responsibility of General Agents to
Undertake Emergency Repairs in Foreign Ports
46 CFR part 336--Authority and Responsibility of General Agents to
Undertake in Continental United States Ports Voyage Repairs and Service
Equipment of Vessels Operated for the Account of The National Shipping
Authority Under General Agency Agreement
46 CFR part 337--General Agent's Responsibility in Connection with
Foreign Repair Custom's Entries
46 CFR part 338--Procedure for Accomplishment of Vessel Repairs Under
National Shipping Authority Master Lump Sum Repair Contract--NSA-
Lumpsumrep
46 CFR part 339--Procedure for Accomplishment of Ship Repairs Under
National Shipping Authority Individual Contract for Minor Repairs--NSA-
Workmanship
46 CFR part 340--Priority Use and Allocation of Shipping Services,
Containers and Chassis, and Port Facilities and Services for National
Security and National Defense Related Operations
46 CFR part 345--Restrictions Upon the Transfer or Change in Use or In
Terms Governing Utilization of Port Facilities
46 CFR part 346--Federal Port Controllers
46 CFR part 347--Operating Contract
46 CFR part 381--Cargo Preference--U.S.-Flag Vessels
46 CFR part 382--Determination of Fair and Reasonable Rates for the
Carriage of Bulk and Packaged Preference Cargoes on U.S.-Flag
Commercial Vessels
Year 1 (2018) List of Rules Analyzed and a Summary of Results
46 CFR Part 204--Claims Against the Maritime Administration Under the
Federal Tort Claims Act
Section 610: There is no SEIOSNOSE.
General: The purpose of this rule is to prescribe the
requirements and procedures for administrative claims against the
United States involving the Maritime Administration under the Federal
Tort Claims Act. The agency has determined that the rule is cost-
effective and imposes the least possible burden on small entities.
MARAD's plain language review of this rule indicates no need of
substantial revision.
Year 2 (2019) List of Rules Analyzed and a Summary of Results
46 CFR Part 221--Regulated Transactions Involving Documented Vessels
and Other Maritime Interests
Section 610: There is no SEIOSNOSE.
General: The purpose of this rule is to govern practice
and procedure in regulating interest in or control of Documented
Vessels owned by Citizens of the United States to Noncitizens and
transactions involving certain maritime interests in time of war or
national emergency. The agency has determined that the rule is cost-
effective and imposes the least possible burden on small entities.
MARAD's plain language review of this rule indicates no need of
substantial revision.
46 CFR 232--Uniform Financial Reporting Requirements
Section 610: There is no SEIOSNOSE.
General: The purpose of this rule is to govern practice
and procedure to all participants in financial assistance programs
administered by the Maritime Administration. The agency has determined
that the rule is cost-effective and imposes the least possible burden
on small entities. MARAD's plain language review of this rule indicates
no need of substantial revision.
Year 3 (2020) List of Rules That Will Be Analyzed During This Year
46 CFR part 249--Approval of Underwriters for Marine Hull Insurance
46 CFR part 272--Requirements and Procedures for Conducting Condition
Surveys and
[[Page 16936]]
Administering Maintenance and Repair Subsidy
46 CFR part 277--Domestic and Foreign Trade; Interpretations
46 CFR part 287--Establishment of Construction Reserve Funds
46 CFR part 289--Insurance of Construction-Differential Subsidy
Vessels, Operating-Differential Subsidy Vessels and of Vessels Sold or
Adjusted Under the Merchant Ship Sales Act of 1946
46 CFR part 295--Maritime Security Program
46 CFR part 296--Maritime Security Program
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR part 178. 2018 2019
2..................... 49 CFR parts 178 2019 2020
through 180.
3..................... 49 CFR parts 172 2020 2021
and 175.
4..................... 49 CFR part 171, 2021 2022
sections 171.15
and 171.16.
5..................... 49 CFR parts 2022 2023
106, 107, 171,
190, and 195.
6..................... 49 CFR parts 2023 2024
174, 177, and
199.
7..................... 49 CFR parts 2024 2025
176, 191 and
192.
8..................... 49 CFR parts 172 2025 2026
and 178.
9..................... 49 CFR parts 2026 2027
172, 173, 174,
176, 177, and
193.
10.................... 49 CFR parts 173 2027 2028
and 194.
------------------------------------------------------------------------
Year 2 (Fall 2020) List of Rules Analyzed and a Summary of Results
49 CFR part 178--Specifications for Packaging
49 CFR part 179--Specifications for Tank Cars
49 CFR part 180--Continuing Qualification and Maintenance of
Packaging
Section 610: PHMSA conducted a review of these parts and found no
SEISNOSE.
General: PHMSA has reviewed these parts and found that
while these parts do not have SEISNOSE, they could be streamlined to
reflect new technologies and updated to reflect current practices.
Therefore, PHMSA has initiated deregulatory rulemakings to reduce the
compliance burdens of parts 178, 179, and 180. Further, PHMSA's plain
language review of these parts indicates no need for substantial
revision. Where confusing or ambiguous language has been identified,
PHMSA plans to propose or finalize revisions in rulemakings.
As an example, the Modal Regulatory Reforms Initiatives, 2137-AF41,
rulemaking action is part of PHMSA's response to clarify current
regulatory requirements and address public comments received to the
Department's regulatory reform and infrastructure notices. This
rulemaking also proposes to address a variety of petitions for
rulemaking, specific to modal stakeholders, and other issues identified
by PHMSA during its regulatory review.
The impact that the 2137-AF41 rulemaking will have on small
entities is not expected to be significant. The rulemaking is based on
PHMSA's initiatives and correspondence with the regulated community, as
well as PHMSA's consultation with its modal partners, including FMCSA,
FRA, and the United States Coast Guard (USCG). The proposed changes are
generally intended to provide regulatory relief or clarity and, as a
result, positive economic benefits to shippers, carriers, and packaging
manufacturers and testers, including small entities.
In conclusion, many companies are expecting to realize economic
benefits, because of the proposed amendments in the 2137-AF41
rulemaking. The proposed amendments are expected to result in an
overall net cost savings and ease the regulatory compliance burden for
shippers, carriers, manufacturers, and requalifiers, specifically those
modal-specific packaging and requalification requirements. This
rulemaking is one example of PHMSA's review of rulemakings which
ensures that our rules do not have a significant economic impact on a
substantial number of small entities.
Year 3 (Fall 2021) List of Rules That Will Be Analyzed During the Next
Year
49 CFR part 172--Hazardous Materials Table, Special Provisions,
Hazardous Materials Communications, Emergency Response Information,
Training Requirements, and Security Plans
49 CFR part 175--Carriage by Aircraft
Saint Lawrence Seaway Development Corporation
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... * 33 CFR parts 2018 2019
401 through 403.
------------------------------------------------------------------------
* The review for these regulations is recurring each year of the 10-year
review cycle (currently 2018 through 2027).
Year 1 (Fall 2018) List of Rules That Will Be Analyzed During the Next
Year
33 CFR part 401--Seaway Regulations and Rules
33 CFR part 402--Tariff of Tolls
33 CFR part 403--Rules of Procedure of the Joint Tolls Review Board
Office of the Secretary--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
289....................... + Defining Unfair or 2105-AE72
Deceptive Practices.
[[Page 16937]]
290....................... + Accessible Lavatories on 2105-AE88
Single-Aisle Aircraft:
Part I (Rulemaking
Resulting From a Section
610 Review).
291....................... Civil Monetary Penalties 2105-AE99
2021 Inflation Adjustment
(Section 610 Review).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Office of the Secretary--Long-Term Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
292....................... + Air Transportation 2105-AE57
Consumer Protection
Requirements for Ticket
Agents (Section 610
Review).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Aviation Administration--Prerule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
293....................... + Applying the Flight, 2120-AK26
Duty, and Rest Rules of
14 CFR Part 135 to Tail-
End Ferry Operations (FAA
Reauthorization).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Aviation Administration--Proposed Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
294....................... + Aircraft Registration 2120-AK37
and Airmen Certification
Fees.
295....................... Requirements to File 2120-AK77
Notice of Construction of
Meteorological Evaluation
Towers and Other
Renewable Energy Projects
(Section 610 Review).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Aviation Administration--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
296....................... + Airport Safety 2120-AJ38
Management System.
297....................... + Pilot Records Database 2120-AK31
(HR 5900).
298....................... + Registration and Marking 2120-AK82
Requirements for Small
Unmanned Aircraft (Reg
Plan Seq No. 71).
299....................... + Operations of Small 2120-AK85
Unmanned Aircraft Over
People.
300....................... + Remote Identification of 2120-AL31
Unmanned Aircraft Systems.
------------------------------------------------------------------------
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this
issue of the Federal Register.
Federal Aviation Administration--Long-Term Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
301....................... + Regulation Of Flight 2120-AJ78
Operations Conducted By
Alaska Guide Pilots.
302....................... + Drug and Alcohol Testing 2120-AK09
of Certain Maintenance
Provider Employees
Located Outside of the
United States.
303....................... + Helicopter Air Ambulance 2120-AK57
Pilot Training and
Operational Requirements
(HAA II) (FAA
Reauthorization).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Motor Carrier Safety Administration--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
304....................... + Controlled Substances 2126-AC11
and Alcohol Testing:
State Driver's Licensing
Agency Downgrade of
Commercial Driver's
License (Section 610
Review).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
[[Page 16938]]
Federal Motor Carrier Safety Administration--Long-Term Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
305....................... + Safety Monitoring System 2126-AA35
and Compliance Initiative
for Mexico-Domiciled
Motor Carriers Operating
in the United States.
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Saint Lawrence Seaway Development Corporation--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
306....................... Seaway Regulations and 2135-AA49
Rules: Periodic Update,
Various Categories
(Rulemaking Resulting
From a Section 610
Review).
307....................... Tariff of Tolls 2135-AA50
(Rulemaking Resulting
From a Section 610
Review).
------------------------------------------------------------------------
Pipeline and Hazardous Materials Safety Administration--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
308....................... + Pipeline Safety: 2137-AF06
Amendments to Parts 192
and 195 to Require Valve
Installation and Minimum
Rupture Detection
Standards.
309....................... + Hazardous Materials: 2137-AF20
Enhanced Safety
Provisions for Lithium
Batteries Transported by
Aircraft (FAA
Reauthorization Act of
2018).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
DEPARTMENT OF TRANSPORTATION (DOT)
Office of the Secretary (OST)
Final Rule Stage
289. +Defining Unfair or Deceptive Practices
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 41712
Abstract: This rulemaking would define the phrase ``unfair or
deceptive practice'' found in the Department's aviation consumer
protection statute. The Department's statute is modeled after a similar
statute granting the Federal Trade Commission (FTC) the authority to
regulate unfair or deceptive practices. Using the FTC's policy
statements as a guide, the Department has found a practice to be unfair
if it causes or is likely to cause substantial harm, the harm cannot
reasonably be avoided, and the harm is not outweighed by any
countervailing benefits to consumers or to competition. Likewise, the
Department has found a practice to be deceptive if it misleads or is
likely to mislead a consumer acting reasonably under the circumstances
with respect to a material issue (one that is likely to affect the
consumer's decision with regard to a product or service). This
rulemaking would codify the Department's existing interpretation of
``unfair or deceptive practice,'' and seek comment on any whether
changes are needed. The rulemaking would also require the Department to
articulate in future enforcement orders the basis for concluding that a
practice is unfair or deceptive where no existing regulation governs
the practice in question, state the basis for its conclusion that a
practice is unfair or deceptive when it issues discretionary aviation
consumer protection regulations, and apply formal hearing procedures
for discretionary aviation consumer protection rulemakings. In
addition, this rulemaking would codify the longstanding practice of the
Department to offer airlines and ticket agents the opportunity to be
heard and present relevant evidence before any determination is made on
how to resolve a matter involving a potential unfair or deceptive
practice.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Rule.......................... 11/00/20 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Blane A. Workie, Assistant General Counsel,
Department of Transportation, Office of the Secretary, 1200 New Jersey
Avenue SE, Washington, DC 20590, Phone: 202 366-9345, Fax: 202 366-
7153, Email: [email protected].
RIN: 2105-AE72
290. +Accessible Lavatories on Single-Aisle Aircraft: Part I
(Rulemaking Resulting From a Section 610 Review)
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 41705; FAA Reauthorization Act of 2016,
Pub L. No. 114-190, 130 Stat. 615, 622
Abstract: This rulemaking would require airlines to take steps to
improve the accessibility of lavatories on single-aisle aircraft short
of increasing the size of the lavatories. The rulemaking would ensure
the accessibility of features within an aircraft lavatory, including
but not limited to, toilet seat, assist handles, faucets, flush
control, attendant call buttons, lavatory controls and dispensers,
lavatory door sill, and door locks. The rulemaking would also consider
standards for the on-board wheelchair to improve its safety/
maneuverability and easily permit its entry into the aircraft lavatory.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 01/02/20 85 FR 27
NPRM Comment Period End............. 03/02/20 .......................
Final Rule.......................... 12/00/20 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Blane A. Workie, Assistant General Counsel,
Department of Transportation, Office of the Secretary, 1200 New Jersey
Avenue SE, Washington, DC 20590, Phone: 202 366-9345, Fax: 202 366-
7153, Email:[email protected].
RIN: 2105-AE88
[[Page 16939]]
291. Civil Monetary Penalties 2021 Inflation Adjustment
(Section 610 Review)
E.O. 13771 Designation: Not subject to, not significant.
Legal Authority: Not Yet Determined
Abstract: This rulemaking will adjust civil penalties assessed by
the Department for inflation, as required by the Federal Civil
Penalties Inflation Adjustment Act Improvements Act of 2015. To ensure
coordination across the Department, the Office of the Secretary is
publishing one omnibus rule updating all of the affected modes and
offices' civil monetary penalties for 2021.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Rule.......................... 01/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Blaine A. Workie, Assistant General Counsel,
Department of Transportation, Office of the Secretary, 1200 New Jersey
Avenue SE, Washington, DC 20590, Phone: 202 366-9345, Fax: 202 366-
7153, Email: [email protected].
RIN: 2105-AE99
DEPARTMENT OF TRANSPORTATION (DOT)
Office of the Secretary (OST)
Long-Term Actions
292. +Air Transportation Consumer Protection Requirements for Ticket
Agents (Section 610 Review)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 41712; FAA Reauthorization Act of 2018,
sec. 427
Abstract: This rulemaking would address a number of proposals to
enhance protections for air travelers and to improve the air travel
environment. Specifically, this rulemaking would enhance airline
passenger protections by addressing whether to codify in regulation a
definition of the term ``ticket agent.'' The rulemaking would also
consider whether to require large travel agents to adopt minimum
customer service standards and prohibit the unfair and deceptive
practice of post-purchase price increases. These issues, previously
part of a rulemaking known as Airline Pricing Transparency and Other
Consumer Protection Issues, (2105-AE11) have been separated into this
proceeding.
Timetable: Next Action Undetermined.
Regulatory Flexibility Analysis Required: No.
Agency Contact: Blane A. Workie, Assistant General Counsel,
Department of Transportation, Office of the Secretary, 1200 New Jersey
Avenue SE, Washington, DC 20590, Phone: 202 366-9345, Fax: 202 366-
7153, Email: [email protected].
RIN: 2105-AE57
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Prerule Stage
293. +Applying the Flight, Duty, and Rest Rules of 14 CFR Part 135 to
Tail-End Ferry Operations (FAA Reauthorization)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
1153; 49 U.S.C. 40101; 49 U.S.C. 40102; 49 U.S.C. 40103; 49 U.S.C.
40113; 49 U.S.C. 41706; 49 U.S.C. 44105; 49 U.S.C. 44106; 49 U.S.C.
44111; 49 U.S.C. 44701 to 44717; 49 U.S.C. 44722; 49 U.S.C. 44901; 49
U.S.C. 44903; 49 U.S.C. 44904; 49 U.S.C. 44906; 49 U.S.C. 44912; 49
U.S.C. 44914; 49 U.S.C. 44936; 49 U.S.C. 44938; 49 U.S.C. 45101 to
45105; 49 U.S.C. 46103
Abstract: This rulemaking would require a flightcrew member who is
employed by an air carrier conducting operations under part 135, and
who accepts an additional assignment for flying under part 91 from the
air carrier or from any other air carrier conducting operations under
part 121 or 135, to apply the period of the additional assignment
toward any limitation applicable to the flightcrew member relating to
duty periods or flight times under part 135.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 06/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Stephen Moates, Department of Transportation,
Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591, Phone: 202 267-4147, Email:
[email protected].
RIN: 2120-AK26
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Proposed Rule Stage
294. +Aircraft Registration and Airmen Certification Fees
E.O. 13771 Designation: Fully or Partially Exempt.
Legal Authority: 31 U.S.C. 9701; 4 U.S.T. 1830; 49 U.S.C. 106(f);
49 U.S.C. 106(g); 49 U.S.C. 106(l)(6); 49 U.S.C. 40104; 49 U.S.C.
40105; 49 U.S.C. 40109; 49 U.S.C. 40113; 49 U.S.C. 40114; 49 U.S.C.
44101 to 44108; 49 U.S.C. 44110 to 44113; 49 U.S.C. 44701 to 44704; 49
U.S.C. 44707; 49 U.S.C. 44709 to 44711; 49 U.S.C. 44713; 49 U.S.C.
45102; 49 U.S.C. 45103; 49 U.S.C. 45301; 49 U.S.C. 45302; 49 U.S.C.
45305; 49 U.S.C. 46104; 49 U.S.C. 46301; Pub. L. 108-297, 118 Stat.
1095
Abstract: This rulemaking would establish fees for airman
certificates, medical certificates, and provision of legal opinions
pertaining to aircraft registration or recordation. This rulemaking
also would revise existing fees for aircraft registration, recording of
security interests in aircraft or aircraft parts, and replacement of an
airman certificate. This rulemaking addresses provisions of the FAA
Modernization and Reform Act of 2012. This rulemaking is intended to
recover the estimated costs of the various services and activities for
which fees would be established or revised.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Isra Raza, Department of Transportation, Federal
Aviation Administration, 800 Independence Avenue SW, Washington, DC
20591, Phone: 202 267-8994, Email: [email protected].
RIN: 2120-AK37
295. Requirements To File Notice of Construction of Meteorological
Evaluation Towers and Other Renewable Energy Projects (Section 610
Review)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 40103
Abstract: This rulemaking would add specific requirements for
proponents who wish to construct meteorological evaluation towers at a
height of 50 feet above ground level (AGL) up to 200 feet AGL to file
notice of construction with the FAA. This rule also requires
[[Page 16940]]
sponsors of wind turbines to provide certain specific data when filing
notice of construction with the FAA. This rulemaking is a statutory
mandate under section 2110 of the FAA Extension, Safety, and Security
Act of 2016 (Pub. L. 114-190).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Sheri Edgett-Baron, Air Traffic Service, Department
of Transportation, Federal Aviation Administration, 800 Independence
Avenue SW, Washington, DC 20591, Phone: 202 267-9354, Email:
[email protected].
RIN: 2120-AK77
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Final Rule Stage
296. +Airport Safety Management System
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 44706; 49 U.S.C. 106(g); 49 U.S.C.
40113; 49 U.S.C. 44701 to 44706; 49 U.S.C. 44709; 49 U.S.C. 44719
Abstract: This rulemaking would require certain airport certificate
holders to develop, implement, maintain, and adhere to a safety
management system (SMS) for its aviation related activities. An SMS is
a formalized approach to managing safety by developing an organization-
wide safety policy, developing formal methods of identifying hazards,
analyzing and mitigating risk, developing methods for ensuring
continuous safety improvement, and creating organization-wide safety
promotion strategies.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/07/10 75 FR 62008
NPRM Comment Period Extended........ 12/10/10 75 FR 76928
NPRM Comment Period End............. 01/05/11 .......................
End of Extended Comment Period...... 03/07/11 .......................
Second Extension of Comment Period.. 03/07/11 76 FR 12300
End of Second Extended Comment 07/05/11 .......................
Period.
Second NPRM......................... 07/14/16 81 FR 45871
Second NPRM Comment Period End...... 09/12/16 .......................
Final Rule.......................... 12/00/20 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: James Schroeder, Department of Transportation,
Federal Aviation Administration, Phone: 202 267-4974, Email:
[email protected].
RIN: 2120-AJ38
297. +Pilot Records Database (HR 5900)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
1155; 49 U.S.C. 40103; 49 U.S.C. 40113; 49 U.S.C. 40119; 49 U.S.C.
40120; 49 U.S.C. 41706; 49 U.S.C. 44101; 49 U.S.C. 44111; 49 U.S.C.
44701 to 44705; 49 U.S.C. 44709 to 44713; 49 U.S.C. 44715 to 44717; 49
U.S.C. 44722; 49 U.S.C. 45101 to 45105; 49 U.S.C. 46105; 49 U.S.C.
46306; 49 U.S.C. 46315; 49 U.S.C. 46316; 49 U.S.C. 46504; 49 U.S.C.
46507; 49 U.S.C. 47122; 49 U.S.C. 47508; 49 U.S.C. 47528 to 47531.
Abstract: This rulemaking would implement a Pilot Records Database
as required by Public Law 111-216 (Aug. 1, 2010). Section 203 amends
the Pilot Records Improvement Act by requiring the FAA to create a
pilot records database that contains various types of pilot records.
These records would be provided by the FAA, air carriers, and other
persons who employ pilots. The FAA must maintain these records until it
receives notice that a pilot is deceased. Air carriers would use this
database to perform a record check on a pilot prior to making a hiring
decision.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/30/20 85 FR 17660
NPRM Comment Period End............. 06/29/20 .......................
Final Rule.......................... 01/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Christopher Morris, Department of Transportation,
Federal Aviation Administration, 6500 S MacArthur Blvd., Oklahoma City,
OK 73169, Phone: 405-954-4646, Email: [email protected].
RIN: 2120-AK31
298. +Registration and Marking Requirements for Small Unmanned Aircraft
Regulatory Plan: This entry is Seq. No. 71 in part II of this issue
of the Federal Register.
RIN: 2120-AK82
299. +Operations of Small Unmanned Aircraft Over People
E.O. 13771 Designation: Deregulatory.
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 40101; 49 U.S.C.
40103(b); 49 U.S.C. 44701(a)(5); Pub. L. 112-95, sec 333
Abstract: This rulemaking would address the performance-based
standards and means-of-compliance for operation of small unmanned
aircraft systems (UAS) over people not directly participating in the
operation or not under a covered structure or inside a stationary
vehicle that can provide reasonable protection from a falling small
unmanned aircraft. This rule would provide relief from certain
operational restrictions implemented in the Operation and Certification
of Small Unmanned Aircraft Systems final rule (RIN 2120-AJ60).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/13/19 84 FR 3856
NPRM Comment Period End............. 04/15/19 .......................
Final Rule.......................... 01/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Michael Machnik, Department of Transportation,
Federal Aviation Administration, Department of Transportation, Federal
Aviation Administration, 2300 E Devon, Suite 261, Des Plaines, IL
60018, Phone: 630 488-0090, Email: [email protected].
RIN: 2120-AK85
300. +Remote Identification of Unmanned Aircraft Systems
E.O. 13771 Designation: Regulatory.
Legal Authority: 118 Stat. 1095; 126 Stat. 11; 126 Stat. 75; 130
Stat. 615; 4 U.S.C. 1830; 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
40101; 49 U.S.C. 40103; 49 U.S.C. 40103(b); 49 U.S.C. 40113; 49 U.S.C.
40114; 49 U.S.C. 40120; 49 U.S.C. 41703; 49 U.S.C. 44101 to 44108; 49
U.S.C. 44110 to 44113; 49 U.S.C. 44701; 49 U.S.C. 44701(a)(5); 49
U.S.C. 44703; 49 U.S.C. 44704; 49 U.S.C. 44709; 49 U.S.C. 44711 to
44713; 49 U.S.C. 44715 to 44717; 49 U.S.C. 44722; 49 U.S.C. 44805; 49
U.S.C. 44809(f); 49 U.S.C. 45302; 49 U.S.C. 45305; 49 U.S.C. 46104; 49
U.S.C. 46301; 49 U.S.C.
[[Page 16941]]
46306; 49 U.S.C. 46315; 49 U.S.C. 46316; 49 U.S.C. 46504; 49 U.S.C.
46506; 49 U.S.C. 46507; 49 U.S.C. 47122; 49 U.S.C. 47508; 49 U.S.C.
47528 to 47531; 49 U.S.C. 47534; 61 Stat. 1180; Pub. L. 108-297; Pub.
L. 112-95; Pub. L. 114-190
Abstract: This action would require the remote identification of
unmanned aircraft systems. The remote identification of unmanned
aircraft systems in the airspace of the United States would address
safety, national security, and law enforcement concerns regarding the
further integration of these aircraft into the airspace of the United
States while also enabling greater operational capabilities.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/31/19 84 FR 72438
NPRM Comment Period End............. 03/02/20 .......................
Final Rule.......................... 12/00/20 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Ben Walsh, Department of Transportation, Federal
Aviation Administration, 470 L'Enfant Plaza, Office 3200, Washington,
DC 20024, Phone: 202-267-8233, Email: [email protected].
RIN: 2120-AL31
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Long-Term Actions
301. +Regulation of Flight Operations Conducted by Alaska Guide Pilots
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(g); 49 U.S.C. 1153; 49 U.S.C. 1155;
49 U.S.C. 40101 to 40103; 49 U.S.C. 40113; 49 U.S.C. 40120; 49 U.S.C.
44101; 49 U.S.C. 44105 to 44016; 49 U.S.C. 44111; 49 U.S.C. 44701 to
44717; 49 U.S.C. 44722; 49 U.S.C. 44901; 49 U.S.C. 44903 to 44904; 49
U.S.C. 44906; 49 U.S.C. 44912; 49 U.S.C. 44914; 49 U.S.C. 44936; 49
U.S.C. 44938; 49 U.S.C. 46103; 49 U.S.C. 46105; 49 U.S.C. 46306; 49
U.S.C. 46315 to 46316; 49 U.S.C. 46504; 49 U.S.C. 46506 to 46507; 49
U.S.C. 47122; 49 U.S.C. 47508; 49 U.S.C. 47528 to 47531; Articles 12
and 29 of 61 Statue 1180; Pub. L. 106-181, sec. 732
Abstract: The rulemaking would establish regulations concerning
Alaska guide pilot operations. The rulemaking would implement
Congressional legislation and establish additional safety requirements
for the conduct of these operations. The intended effect of this
rulemaking is to enhance the level of safety for persons and property
transported in Alaska guide pilot operations. In addition, the
rulemaking would add a general provision applicable to pilots operating
under the general operating and flight rules concerning falsification,
reproduction, and alteration of applications, logbooks, reports, or
records. This rulemaking is a statutory mandate under section 732 of
the Wendell H. Ford Aviation Investment and Reform Act for the 21st
Century, (Pub. Law 106-181).
Timetable: Next Action Undetermined.
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Jeff Smith, Department of Transportation, Federal
Aviation Administration, 800 Independence Avenue SW, Washington, DC
20785, Phone: 202 365-3617, Email: [email protected].
RIN: 2120-AJ78
302. +Drug and Alcohol Testing of Certain Maintenance Provider
Employees Located Outside of the United States
E.O. 13771 Designation: Fully or Partially Exempt.
Legal Authority: 14 CFR; 49 U.S.C. 106(g); 49 U.S.C. 40113; 49
U.S.C. 44701; 49 U.S.C. 44702; 49 U.S.C. 44707; 49 U.S.C. 44709; 49
U.S.C. 44717
Abstract: This rulemaking would require controlled substance
testing of some employees working in repair stations located outside
the United States. The intended effect is to increase participation by
companies outside of the United States in testing of employees who
perform safety critical functions and testing standards similar to
those used in the repair stations located in the United States. This
action is necessary to increase the level of safety of the flying
public. This rulemaking is a statutory mandate under section 308(d) of
the FAA Modernization and Reform Act of 2012 (Pub. L. 112-95).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 03/17/14 79 FR 14621
Comment Period Extended............. 05/01/14 79 FR 24631
ANPRM Comment Period End............ 05/16/14 .......................
Comment Period End.................. 07/17/14 .......................
NPRM................................ 11/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Julia Brady, Program Analyst, Program Policy
Branch, Department of Transportation, Federal Aviation Administration,
800 Independence Avenue SW, Washington, DC 20591, Phone: 202 267-8083,
Email: [email protected].
RIN: 2120-AK09
303. +Helicopter Air Ambulance Pilot Training and Operational
Requirements (HAA II) (FAA Reauthorization)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
40113; 49 U.S.C. 41706; 49 U.S.C. 44701; 49 U.S.C. 44702; 49 U.S.C.
44705; 49 U.S.C. 44709; 49 U.S.C. 44711 to 44713; 49 U.S.C. 44715 to
44717; 49 U.S.C. 44722; 49 U.S.C. 44730; 49 U.S.C. 45101 to 45105
Abstract: This rulemaking would develop training requirements for
crew resource management, flight risk evaluation, and operational
control of the pilot in command, as well as to develop standards for
the use of flight simulation training devices and line-oriented flight
training. Additionally, it would establish requirements for the use of
safety equipment for flight crewmembers and flight nurses. These
changes will aide in the increase in aviation safety and increase
survivability in the event of an accident. Without these changes, the
Helicopter Air Ambulance industry may continue to see the unacceptable
high rate of aircraft accidents. This rulemaking is a statutory mandate
under section 306(e) of the FAA Modernization and Reform Act of 2012
(Pub. L. 112-95).
Timetable: Next Action Undetermined.
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Chris Holliday, Department of Transportation,
Federal Aviation Administration, 801 Pennsylvania Avenue NW,
Washington, DC 20024, Phone: 202 267-4552, Email:
[email protected].
RIN: 2120-AK57
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
Final Rule Stage
304. +Controlled Substances and Alcohol Testing: State Driver's
Licensing Agency Downgrade of Commercial Driver's License (Section 610
Review)
E.O. 13771 Designation: Regulatory.
[[Page 16942]]
Legal Authority: 49 U.S.C. 31136(a); 49 U.S.C. 31305(a)
Abstract: FMCSA proposes to prohibit State Driver's Licensing
Agencies (SDLAs) from issuing, renewing, upgrading, or transferring a
commercial driver's license (CDL), or commercial learner's permit
(CLP), for individuals prohibited under current regulations from
driving a commercial motor vehicle (CMV) due to controlled substance
(drug) and alcohol program violations. The CMV driving ban is intended
to keep these drivers off the road until they comply with return-to-
duty (RTD) requirements. FMCSA also seeks comment on alternate
proposals establishing additional ways that SDLAs would use
information, obtained through the Drug and Alcohol Clearinghouse
(Clearinghouse), to increase compliance with the CMV driving
prohibition. Further, the Agency proposes to revise how reports of
actual knowledge violations, based on a citation for Driving Under the
Influence (DUI) in a CMV, would be maintained in the Clearinghouse.
These proposed changes would improve highway safety by increasing
compliance with existing drug and alcohol program requirements.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/28/20 85 FR 23670
NPRM Comment Period End............. 06/29/20 .......................
Final Rule.......................... 03/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Juan Moya, Department of Transportation, Federal
Motor Carrier Safety Administration, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366-4844, Email: [email protected].
RIN: 2126-AC11
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
Long-Term Actions
305. +Safety Monitoring System and Compliance Initiative for MExico-
Domiciled Motor Carriers Operating in the United States
E.O. 13771 Designation: Regulatory.
Legal Authority: Pub. L. 107-87, sec. 350; 49 U.S.C. 113; 49 U.S.C.
31136; 49 U.S.C. 31144; 49 U.S.C. 31502; 49 U.S.C. 504; 49 U.S.C. 5113;
49 U.S.C. 521(b)(5)(A)
Abstract: This rule would implement a safety monitoring system and
compliance initiative designed to evaluate the continuing safety
fitness of all Mexico-domiciled carriers within 18 months after
receiving a provisional Certificate of Registration or provisional
authority to operate in the United States. It also would establish
suspension and revocation procedures for provisional Certificates of
Registration and operating authority, and incorporate criteria to be
used by FMCSA in evaluating whether Mexico-domiciled carriers exercise
basic safety management controls. The interim rule included
requirements that were not proposed in the NPRM but which are necessary
to comply with the FY-2002 DOT Appropriations Act. On January 16, 2003,
the Ninth Circuit Court of Appeals remanded this rule, along with two
other NAFTA-related rules, to the agency, requiring a full
environmental impact statement and an analysis required by the Clean
Air Act. On June 7, 2004, the Supreme Court reversed the Ninth Circuit
and remanded the case, holding that FMCSA is not required to prepare
the environmental documents. FMCSA originally planned to publish a
final rule by November 28, 2003.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/03/01 66 FR 22415
NPRM Comment Period End............. 07/02/01 .......................
Interim Final Rule.................. 03/19/02 67 FR 12758
Interim Final Rule Comment Period 04/18/02 .......................
End.
Interim Final Rule Effective........ 05/03/02 .......................
Notice of Intent To Prepare an EIS.. 08/26/03 68 FR 51322
EIS Public Scoping Meetings......... 10/08/03 68 FR 58162
Next Action Undetermined............ .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Dolores Macias, Acting Division Chief, Department
of Transportation, Federal Motor Carrier Safety Administration, 1200
New Jersey Avenue SE, Washington, DC 20590, Phone: 202 366-2995, Email:
[email protected].
RIN: 2126-AA35
DEPARTMENT OF TRANSPORTATION (DOT)
Saint Lawrence Seaway Development Corporation (SLSDC)
Final Rule Stage
306. Seaway Regulations and Rules: Periodic Update, Various
Categories (Rulemaking Resulting From a Section 610 Review)
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 981 et seq
Abstract: The Saint Lawrence Seaway Development Corporation (SLSDC)
and the St. Lawrence Seaway Management Corporation (SLSMC) of Canada,
under international agreement, jointly publish and presently administer
the St. Lawrence Seaway Regulations and Rules (Practices and Procedures
in Canada) in their respective jurisdictions. Under agreement with the
SLSMC, the SLSDC is amending the joint regulations by updating the
Seaway Regulations and Rules in various categories.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Action........................ 11/00/20 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Carrie Lynn Lavigne, Chief Counsel, Department of
Transportation, Saint Lawrence Seaway Development Corporation, 180
Andrews Street, Massena, NY 13662, Phone: 315 764-3231, Email:
[email protected].
RIN: 2135-AA49
307. Tariff of Tolls (Rulemaking Resulting From a Section 610
Review)
E.O. 13771 Designation: Deregulatory.
Legal Authority: 33 U.S.C. 981 et seq
Abstract: The Saint Lawrence Seaway Development corporation (SLSDC)
and the St. Lawrence Seaway Management Corporation (SLSMC) of Canada,
under international agreement, jointly publish and presently administer
the St. Lawrence Seaway Tariff of Tolls in their respective
jurisdictions. The Tariff sets forth the level of tolls assessed on all
commodities and vessels transiting the facilities operated by the SLSDC
and the SLSMC.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Final Action........................ 11/00/20 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Carrie Lynn Lavigne, Chief Counsel, Department of
Transportation, Saint Lawrence Seaway
[[Page 16943]]
Development Corporation, 180 Andrews Street, Massena, NY 13662, Phone:
315 764-3231, Email: [email protected].
RIN: 2135-AA50
DEPARTMENT OF TRANSPORTATION (DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Final Rule Stage
308. +Pipeline Safety: Amendments to Parts 192 and 195 To Require Valve
Installation and Minimum Rupture Detection Standards
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 60101 et seq
Abstract: PHMSA is proposing to revise the Pipeline Safety
Regulations applicable to newly constructed or entirely replaced
natural gas transmission and hazardous liquid pipelines to improve
rupture mitigation and shorten pipeline segment isolation times in high
consequence and select non-high consequence areas. The proposed rule
defines certain pipeline events as ``ruptures'' and outlines certain
performance standards related to rupture identification and pipeline
segment isolation. PHMSA also proposes specific valve maintenance and
inspection requirements, and 9-1-1 notification requirements to help
operators achieve better rupture response and mitigation. The rule
addresses congressional mandates, incorporate recommendations from the
National Transportation Safety Board, and are necessary to reduce the
serious consequences of large-volume, uncontrolled releases of natural
gas and hazardous liquids.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/06/20 85 FR 7162
NPRM Comment Period End............. 04/06/20 .......................
Final Rule.......................... 04/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Robert Jagger, Technical Writer, Department of
Transportation, Pipeline and Hazardous Materials Safety Administration,
1200 New Jersey Avenue, Washington, DC 20590, Phone: 202-366-4595,
Email: [email protected].
RIN: 2137-AF06
309. +Hazardous Materials: Enhanced Safety Provisions for Lithium
Batteries Transported by Aircraft (FAA Reauthorization Act of 2018)
E.O. 13771 Designation: Regulatory.
Legal Authority: 49 U.S.C. 44701; 49 U.S.C. 5103(b); 49 U.S.C.
5120(b)
Abstract: This rulemaking amends the Hazardous Materials
Regulations (HMR) to (1) prohibit the transport of lithium ion cells
and batteries as cargo on passenger aircraft; (2) require all lithium
ion cells and batteries to be shipped at not more than a 30 percent
state of charge on cargo-only aircraft; and (3) limit the use of
alternative provisions for small lithium cell or battery to one package
per consignment. The amendments will not restrict passengers or crew
members from bringing personal items or electronic devices containing
lithium cells or batteries aboard aircraft, or restrict the air
transport of lithium ion cells or batteries when packed with or
contained in equipment. To accommodate persons in areas potentially not
serviced daily by cargo aircraft, PHMSA is providing a limited
exception for not more than two replacement lithium cells or batteries
specifically used for medical devices to be transported by passenger
aircraft and at a state of charge greater than 30 percent, under
certain conditions and as approved by the Associate Administrator. This
rulemaking is necessary to meet the FAA Reauthorization Act of 2018,
address a safety hazard, and harmonize the HMR with emergency
amendments to the 2015-2016 edition of the International Civil Aviation
Organization's Technical Instructions for the Safe Transport of
Dangerous Goods by Air.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/06/19 84 FR 8006
Interim Final Rule.................. 03/06/19 84 FR 8006
Interim Final Rule Effective........ 03/06/19 .......................
Interim Final Rule Comment Period 05/06/19 .......................
End.
NPRM Comment Period End............. 05/06/20 .......................
Final Rule.......................... 07/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Shelby Geller, Transportation Regulations
Specialist, Department of Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200 New Jersey Avenue SE, Washington,
DC 20590, Phone: 202 366-8553, Email: [email protected].
RIN: 2137-AF20
[FR Doc. 2021-05416 Filed 3-30-21; 8:45 am]
BILLING CODE 4910-13-P; 4910-EX-P; 4910-61-P; 4910-60-P