Fisheries of the Exclusive Economic Zone Off Alaska; IFQ Program; Modify Temporary Transfer Provisions, 16542-16547 [2021-06509]
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16542
Federal Register / Vol. 86, No. 59 / Tuesday, March 30, 2021 / Rules and Regulations
information was developed and
fisheries impacts were calculated, and
the time the fishery modifications had
to be implemented in order to ensure
that fisheries are managed based on the
best available scientific information,
ensuring that conservation objectives
and limits for impacts to overfished
salmon stocks are not exceeded. As
previously noted, actual notice of the
regulatory action was provided to
fishers through telephone hotline and
radio notification. This action complies
with the requirements of the annual
management measures for ocean salmon
fisheries (85 FR 27317, May 8, 2020),
the FMP, and regulations implementing
the FMP under 50 CFR 660.409 and
660.411.
There is good cause under 5 U.S.C.
553(d)(3) to waive the 30-day delay in
effective date, as a delay in effectiveness
of these actions would allow fishing at
levels inconsistent with the goals of the
FMP and the current management
measures.
Authority: 16 U.S.C. 1801 et seq.
Dated: March 25, 2021.
Jennifer M. Wallace,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2021–06516 Filed 3–25–21; 4:15 pm]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No.: 210319–0060]
RIN 0648–BK41
Fisheries of the Exclusive Economic
Zone Off Alaska; IFQ Program; Modify
Temporary Transfer Provisions
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; emergency
action; request for comments.
AGENCY:
NMFS issues this temporary
rule (referred to herein as ‘‘emergency
rule’’) to modify the temporary transfer
provision of the Individual Fishing
Quota (IFQ) Program for the fixed-gear
commercial Pacific halibut and sablefish
fisheries for the 2021 IFQ fishing year.
This emergency rule is intended to
provide flexibility to quota share (QS)
holders in 2021, while preserving the
Program’s long-standing objective of
maintaining an owner-operated IFQ
fishery in future years. This emergency
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SUMMARY:
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rule will not modify other provisions of
the IFQ Program. This emergency rule is
intended to promote the goals and
objectives of the IFQ Program, the
Magnuson-Stevens Fishery
Conservation and Management Act, the
Northern Pacific Halibut Act of 1982,
and other applicable laws.
DATES: Effective March 30, 2021 through
September 27, 2021, except for
§ 679.41(h)(2), which is effective
September 27, 2021. Comments must be
received by April 29, 2021.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2021–0022, by any of the
following methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
https://www.regulations.gov and enter
NOAA–NMFS–2021–0022 in the search
box. Click on the ‘‘Comment’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
Glenn Merrill, Assistant Regional
Administrator, Sustainable Fisheries
Division, Alaska Region NMFS. P.O.
Box 21668, Juneau AK 99802–1668.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous).
Electronic copies of the Regulatory
Impact Review (referred to as the
‘‘Analysis’’) and the Categorical
Exclusion prepared for this emergency
rule may be obtained from https://
www.regulations.gov or from the NMFS
Alaska Region website at https://
www.fisheries.noaa.gov/region/alaska.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this
emergency rule may be submitted to
NMFS at the above address and to
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection by selecting ‘‘Currently under
30-day Review—Open for Public
Comments’’ or by using the search
function.
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FOR FURTHER INFORMATION CONTACT:
Abby Jahn, 907–586–7445, or
abby.jahn@noaa.gov.
SUPPLEMENTARY INFORMATION:
Authority for Action
The North Pacific Fishery
Management Council (Council)
developed the IFQ Program for the
commercial Pacific halibut (halibut) and
sablefish fisheries. The IFQ Program for
the sablefish fishery is implemented by
the Fishery Management Plan for
Groundfish of the Bering Sea and
Aleutian Islands Management Area
(FMP) and Federal regulations at 50 CFR
part 679 under the authority of section
303(b) of the Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act). The IFQ
Program for the halibut fishery is
implemented by Federal regulations at
50 CFR part 679 under the authority of
section 5 of the Northern Pacific Halibut
Act of 1982 (Halibut Act).
The International Pacific Halibut
Commission (IPHC) and NMFS manage
fishing for Pacific halibut through
regulations established under the
authority of the Halibut Act. The IPHC
promulgates regulations governing the
halibut fishery under the Convention
between the United States and Canada
for the Preservation of the Halibut
Fishery of the Northern Pacific Ocean
and Bering Sea (Convention). The
IPHC’s regulations are subject to
approval by the Secretary of State with
the concurrence of the Secretary of
Commerce (Secretary). NMFS publishes
the IPHC’s regulations as annual
management measures pursuant to 50
CFR 300.62.
Section 5 of the Halibut Act, 16 U.S.C.
773c(a) and (b), provides the Secretary
with general responsibility to carry out
the Convention and the Halibut Act.
Section 5(c) of the Halibut Act also
provides the Council with authority to
develop regulations, including limited
access regulations that are in addition
to, and not in conflict with, approved
IPHC regulations. Regulations
developed by the Council may be
implemented by NMFS only after
approval by the Secretary.
Background
On February 10, 2021, the Council
requested the Secretary promulgate
emergency regulations under the
authority of section 305(c) of the
Magnuson-Stevens Act to allow the
temporary transfer of catcher vessel (CV)
halibut and sablefish IFQ for
individuals who hold B, C, or D vessel
class QS for the 2021 fishing season.
The following sections describe the
IFQ Program, the existing IFQ transfer
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provisions, this emergency rule, and
justification for emergency action.
The IFQ Program
NMFS implemented the IFQ Program
for the management of the fixed gear
(hook-and-line and pot gear) halibut and
sablefish fisheries off Alaska in 1995 (58
FR 59375; November 9, 1993). A central
objective of the IFQ Program is to
support the social and economic
character of the fisheries and the coastal
fishing communities where many of
these fisheries are based.
Under the IFQ Program, access to the
fixed gear sablefish and halibut fisheries
is limited to those persons holding QS.
NMFS issued separate QS for sablefish
and halibut to qualified applicants
based on their historical participation
during a set of qualifying years in the
sablefish and halibut fisheries. QS is an
exclusive, revocable privilege that
allows the holder to harvest a specific
percentage of either the total allowable
catch (TAC) in the sablefish fishery or
the annual commercial catch limit in
the halibut fishery. In addition to being
specific to sablefish or halibut, QS is
designated for specific geographic areas
of harvest, a specific vessel operation
type (CV or catcher/processor), and for
a specific range of vessel sizes that may
be used to harvest the sablefish or
halibut (vessel category). There are four
vessel categories of halibut QS: Category
A shares are designated for catcher/
processors, which process their catch at
sea (i.e., freezer longline vessels) and do
not have a vessel length restriction;
Category B shares are designated to be
fished on CVs greater than 60 feet length
overall (LOA); Category C shares are
designated to be fished on CVs greater
than 35 feet, but less than or equal to 60
feet, LOA; and Category D shares are
designated to be fished on CVs less than
or equal to 35 feet LOA.
NMFS annually issues IFQ permits to
each QS holder. An annual IFQ permit
authorizes the permit holder to harvest
a specified amount of the IFQ species in
a regulatory area from a specific
operation type and vessel category. IFQ
is expressed in pounds and is based on
the amount of QS held in relation to the
total QS pool for each regulatory area
with an assigned catch limit.
Another goal of the IFQ Program is to
promote an owner-operator fleet. To
meet these goals, the IFQ Program
includes restrictions on the ability of QS
holders to transfer their annual IFQ. The
Council and NMFS recognized that, at
the time the IFQ Program was
implemented, some QS holders had
long-standing business arrangements
with hired masters who harvested IFQ
on behalf of the QS holder. Therefore,
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the IFQ Program authorizes the use of
hired masters in certain instances. Since
the implementation of the IFQ Program,
the Council has recommended and
NMFS has approved further regulatory
amendments to limit the ability of QS
holders to designate a hired master to
discourage absentee ownership and
move towards an owner-operated
program.
Halibut and sablefish are managed in
separate geographic areas of harvest.
The sablefish IFQ regulatory areas are
defined and shown in Figure 14 to 50
CFR part 679 and in Section 3 of the
Analysis. The halibut IFQ areas are
consistent with the IPHC’s regulatory
areas. NMFS’s IFQ regulatory areas are
described in Figure 15 to 50 CFR part
679. This emergency rule uses the term
‘‘Area’’ to refer to a specific IFQ
regulatory area (e.g., Area 2C).
Temporary IFQ Transfer Provisions
The Council developed transfer
restrictions to retain the owner-operator
nature of the CV fisheries and limit
consolidation of QS. Only persons who
were originally issued CV QS (B and C
for sablefish; B, C, and D for halibut) or
who qualified as crew members are
allowed to hold or purchase CV QS.
Only individuals and initial recipients
are eligible to hold CV QS, and they are
required to be on the vessel when the
IFQ is being fished (with a few
exceptions). Since 1998, transfers of CV
IFQ have generally been prohibited
except under a few specific conditions.
Temporary transfers of CV IFQ are
allowed under six special
circumstances: (1) Medical transfers; (2)
beneficiary (survivorship) transfers; (3)
military transfers: (4) transfers through
Community Quota Entities: (5) transfers
to Guided Angler Fish program; and (6)
transfers to Community Development
Quota groups in years of low halibut
abundance. IFQ permits, and any
associated transfers, are valid for a
calendar fishing year.
Medical Transfer Provision
The IFQ Program includes a
temporary medical transfer provision at
50 CFR 679.42(d)(2) that allows a QS
holder not otherwise qualified to hire a
master to temporarily transfer their
annual IFQ if the QS holder or their
immediate family member has a
temporary medical condition that
prevents them from fishing. The
medical transfer provision is intended
to provide a mechanism for QS holders
who are experiencing a temporary
medical condition that would prevent
them from fishing during a season to
transfer their annual IFQ to another
individual.
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An applicant for a temporary medical
transfer must document a medical
condition by submitting an affidavit to
NMFS from a healthcare provider that
describes the medical condition
affecting the applicant and attests to the
inability of the applicant to participate
in the IFQ fishery for which she or he
holds QS. In the case of a family
member’s medical emergency, the
affidavit must describe the necessity for
the QS holder to tend to an immediate
family member who suffers from the
medical condition. The Council
recommended and NMFS implemented
regulations that limit the number of
instances that QS holders may use the
provision for any medical condition. As
of March 16, 2020, NMFS will not
approve a medical transfer if the QS
holder has been granted a medical
transfer in any three of the previous
seven years for a medical condition (85
FR 8477; February 14, 2020).
Hired Master Provision
Initial recipients (excluding Areas 2C
for halibut or SE for sablefish, which
correspond to Southeast Alaska) of CV
QS may be absent from the vessel
conducting IFQ fishing of QS, provided
the QS holder can demonstrate
ownership of the vessel that harvests the
IFQ halibut or sablefish (a minimum of
at least 20 percent ownership interest in
the vessel harvesting the IFQ for the 12
months prior to submitting the hired
master application) and representation
of the QS holder on the vessel by a hired
master. This exception allows fishermen
who traditionally operated their fishing
businesses using hired masters prior to
the IFQ Program implementation to
continue to hire a master. By limiting
the hired master provision to initial
recipients, the use of this owner-onboard exception will decline and
eventually cease with the transfer of all
QS from initial recipients to new
entrants (‘‘second generation’’).
The use of a hired master is not
classified as a transfer of IFQ since the
QS holder does not submit a transfer
application and is responsible for the
hired master staying within the harvest
limits. While not technically a transfer,
use of a hired master provides the
flexibility of a transfer in that it allows
an individual’s IFQ to be harvested by
another person without requiring the QS
holder to directly participate in the
fisheries.
Under existing regulations,
individuals who can hire a master to
fish their IFQ are not eligible to use the
medical transfer provision. Those who
can typically hire a master include
initial recipients in all areas, except for
Southeast Alaska. Both initial recipients
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of Southeast Alaska halibut and
sablefish QS and second generation QS
holders are eligible to use the medical
transfer provision. QS holders who own
QS in multiple areas often make
landings in different parts of the State
to fish their QS. Many QS holders live
outside of Alaska and travel to the State
of Alaska to fish their IFQ.
This Emergency Rule and Justification
for Emergency Action
This emergency rule implements a
temporary IFQ transfer provision for the
2021 IFQ fishing year and corrects a
regulation that was inadvertently
removed on December 22, 2020.
Specifically, this emergency rule adds
regulations at § 679.41(h)(3) and (p) to
allow temporary IFQ transfers in 2021.
New paragraph (h)(3) prohibits IFQ
resulting from categories B, C, or D QS
from being transferred separately from
its originating QS holder, except as
specified under existing temporary
transfer provisions and adds § 679.41(p)
to the list of exceptions. New paragraph
(p) describes the process for obtaining a
temporary IFQ transfer for the 2021 IFQ
fishing year.
This emergency rule also adds
§ 679.41(h)(2) back into the regulations,
thus correcting an error that arose from
the expiration of the 2020 temporary
final rule, which published in the
Federal Register on June 25, 2020 (85
FR 38100). Paragraph (h)(2) prohibited
IFQ resulting from categories B, C, or D
QS from being transferred separately
from its originating QS, except as
provided for in the temporary transfer
provisions, including the 2020
temporary final rule. The temporary
final rule was effective for 180 days:
From June 25, 2020, through December
22, 2020. Upon expiration of the
temporary final rule, § 679.41(h)(2) and
(p) were removed in their entirety,
resulting in the inadvertent deletion of
the previously effective regulatory text
at 50 CFR 679.41(h)(2). This action
corrects that inadvertent deletion of the
previously effective § 679.41(h)(2). With
this temporary/emergency rule, new
§ 679.41(h)(2) will become effective
upon expiration of this emergency rule
(see DATES), thereby restoring the
previously effective regulatory text.
The temporary IFQ transfer process
described at § 679.41(p) is separate and
distinct from the hired master and
medical transfer provisions previously
described, as well as any other IFQ
transfer provisions in existing
regulations. Any temporary IFQ transfer
under § 679.41(p) will be applicable
only during the 2021 IFQ fishing year.
This action allows certain QS holders to
transfer their IFQ for the 2021 fishing
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year. This action authorizes only a onetime transfer of IFQ from the QS holder
to the IFQ recipient (transferee); IFQ
cannot be returned to the QS holder or
transferred a second time after a
temporary transfer is approved by
NMFS. The transferred IFQ may only be
fished by the transferee receiving it (see
Section 3.1 of the Analysis).
QS holders wishing to transfer their
IFQ under this emergency rule need to
complete an Application for Temporary
Transfer of Halibut/Sablefish Individual
Fishing Quota (IFQ) found on https://
www.fisheries.noaa.gov/region/alaska.
A temporary IFQ transfer is valid only
for the calendar year in which it is
approved. Individuals who hold B, C, or
D vessel class QS will be eligible to use
this temporary provision. Corporations,
partnerships, or other non-individual
entities are not eligible to use this
temporary IFQ transfer provision.
Although the temporary IFQ transfer
provision described in § 679.41(p) is
distinct from other IFQ transfer
provisions in the regulations, the
process for QS holders to apply for a
transfer, and the NMFS review and
approval process, is similar to those
used for other IFQ transfer procedures
in § 679.41. This emergency rule also
removes the requirement for a notary
certification and authorizes NMFS to
approve an Application for Temporary
Transfer of Halibut/Sablefish Individual
Fishing Quota (IFQ) in the 2021 IFQ
fishing year without a notary
certification. Removal of the notary
requirement reduces the logistical and
administrative burden on IFQ
participants and NMFS staff.
This emergency rule is effective for
180 days from March 30, 2021 through
September 27, 2021. However, the 2021
IFQ Fishing season closes on December
7, 2021, and NMFS is soliciting public
comment on this emergency rule. As a
result, NMFS will consider any
comments received as it evaluates
whether the effective period of this
action should be extended up to an
additional 186 days in the event that the
Council prepares an action that would
address this emergency on a permanent
basis consistent with Magnuson-Stevens
Act section 305(c)(3)(B). In consultation
with the Council, NMFS will continue
to monitor conditions in the fisheries,
and NMFS will take additional action if
recommended and necessary.
Section 305(c) of the MagnusonStevens Act authorizes the Secretary to
promulgate regulations to address an
emergency. Under that section, a
regional fishery management council
may request that the Secretary
promulgate emergency rules if it finds
an emergency exists. NMFS’s Policy
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Guidelines for the Use of Emergency
Rules require that an emergency must
exist and that NMFS have an
administrative record justifying
emergency regulatory action and
demonstrating compliance with the
Magnuson-Stevens Act and the National
Standards (see NMFS Procedure 01–
101–07 (renewed October 3, 2018), (62
FR 44421, August 21, 1997). Emergency
rulemaking is intended for
circumstances that are ‘‘extremely
urgent,’’ where ‘‘substantial harm to or
disruption of the . . . fishery . . .
would be caused in the time it would
take to follow standard rulemaking
procedures (62 FR 44421; August 21,
1997).’’
Under NMFS’s Policy Guidelines for
the Use of Emergency Rules, the phrase
‘‘an emergency exists involving any
fishery’’ is defined as a situation that
meets the following three criteria:
1. Results from recent, unforeseen
events or recently discovered
circumstances;
2. Presents serious conservation or
management problems in the fishery;
and
3. Can be addressed through
emergency regulations for which the
immediate benefits outweigh the value
of advance notice, public comment, and
deliberative consideration of the
impacts on participants to the same
extent as would be expected under the
normal rule making process.
The following sections describe why
the Council and NMFS determined that
allowing transfer flexibility to all IFQ
Program participants for the 2021 IFQ
fishing year meets the three criteria
above.
Criterion 1—Recent, Unforeseen Events
or Recently Discovered Circumstances
Government health advisories and
travel policies implemented to
minimize spread of the COVID–19
pandemic remain in place and are likely
to continue through the 2021 fishing
year. In May 2020, when the Council
first requested that the Secretary
promulgate an emergency transfer
regulation (85 FR 38100, June 25, 2020),
the Council did not foresee the extended
duration of the virus and subsequent
impacts to the fishery, and the need to
extend the 2020 temporary transfer
emergency rule beyond the end of the
2020 IFQ Program fishing season. At the
time that the Council recommended,
and NMFS implemented, an emergency
rule in 2020, there was a reasonable
expectation that a COVID–19 vaccine
could be developed and then broadly
distributed such that additional
emergency management measures
would not be needed in 2021. Based on
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this expectation, the Council chose to
not request that the Secretary seek
public comment on the June 25, 2020
emergency rule, and create the
opportunity for the Secretary to extend
the emergency IFQ Program temporary
transfer rule’s effectiveness another 186
days and well into 2021. However, the
continued dissemination of vaccines
along with the existence of new virus
variants necessitate the continuation of
pandemic precautions that impede IFQ
Program participant’s travel and fishing
operations.
In 2020, IFQ Program fishery
participants stated that health mandates
and travel restrictions increased costs to
QS holders who live outside of Alaska.
In addition to increased costs, ex-vessel
prices for halibut and sablefish have
decreased substantially in many
Alaskan ports due to recent and
unforeseen deteriorating market
conditions (see Section 3 of the
Analysis). Additionally, health
advisories and travel policies limit IFQ
Program participant’s ability to access
remote Alaska fishing ports in a timely
and cost-efficient manner.
Even if health advisories and
restrictive travel policies are relieved
during the 2021 IFQ fishing year, fishery
participants may not be able to conduct
fishing operations due to limited air
travel to many Alaskan ports.
Alternatively, health advisories and
travel policies may possibly become
more restrictive in response to the
rapidly changing pandemic. Because of
these circumstances it is important to
provide maximum flexibility to the IFQ
fishery.
As noted previously, existing hired
master and medical transfer provisions
are only available under specific
conditions (e.g., an individual may not
receive a medical transfer unless a
health care provider attests that their
medical condition precludes their
participation in IFQ fisheries). Due to
these limitations, and the recent and
unforeseen limitations on the IFQ
fisheries, an emergency action is
required to provide individual CV QS
holders the ability to transfer IFQ during
the 2021 fishing season. Sections 3.2
and 3.3 of the Analysis provides
additional detail on medical transfer
and hired master provisions,
respectively.
Criterion 2—Presents Serious
Conservation or Management Problems
in the Fishery
Ongoing health advisories and travel
policies present serious management
problems in the IFQ fisheries. If there is
not additional flexibility to transfer IFQ,
some fishery participants may forego
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harvesting catch due to additional costs
and logistical challenges.
If harvesters forego catch, this could
result in the under-harvest of IFQ
accounts. Under existing IFQ
regulations, harvesters may ‘‘roll over’’
up to 10 percent of an IFQ permit’s
remaining balance to the following year
(§ 679.40 (c)). However, anyone unable
to harvest at least 90 percent of their
allocation of IFQ would be at risk of
foregoing harvests. This occurred during
the first two months of the IFQ season
in 2020; from March 14 to May 7, there
were 54 percent less halibut harvested
and 11 percent less sablefish harvested
than in 2019 over the same period (see
Section 3 of the Analysis).
Given ongoing health advisories,
travel policies and other related
logistical challenges facing the IFQ
fisheries, additional flexibility in IFQ
transfer provisions will increase the
ability for harvesters to harvest, and
processors to process, a larger
proportion of the overall TACs. This
will directly address a serious
management concern: Foregone harvest
due to recent, unforeseen, and recently
discovered events.
NMFS notes that this emergency rule
will not cause a conservation concern
by increasing the risk of overharvest of
IFQ. This emergency rule will not
increase the halibut catch limits or the
sablefish TACs. The total amount of IFQ
issued will not increase. This
emergency rule will not modify existing
requirements on the types of vessels and
gear that may be used, monitoring
requirements, record keeping
regulations, or other aspects of the IFQ
Program.
Criterion 3—Can Be Addressed Through
Emergency Rulemaking for Which the
Immediate Benefits Outweigh the Value
of Notice and Comment Rulemaking
Ongoing health advisories and travel
policies impacting the IFQ fisheries can
be addressed through emergency
regulations for which the immediate
benefits outweigh the value of our
normal rulemaking process. As
explained previously, not all QS holders
are able to use existing regulatory
provisions to transfer IFQ. Providing for
a temporary transfer of IFQ for all CV
QS holders for the 2021 IFQ fishing year
will not create conservation or
management concerns and is consistent
with the overall goals of the IFQ
Program—namely, to provide for the
complete and efficient harvest of the
halibut and sablefish resource and
promote an owner-operated IFQ fishery
(see Section 5 of the Analysis for
additional detail).
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To address the emergency, NMFS
must implement an emergency rule that
waives the prior notice-and-comment
rulemaking period. The benefits of
waiving prior notice-and-comment
rulemaking will serve the industry and
public by providing flexibility for IFQ
participants. Any delay in
implementing rulemaking may reduce
opportunities to harvest halibut and
sablefish. (see Section 4.2 of the
Analysis).
Without immediate implementation,
many IFQ Program participants may not
have the flexibility in place to plan for
the upcoming season, which may limit
their ability to prosecute these fisheries
as intended. The halibut and sablefish
IFQ fisheries are harvested from
numerous ports from hundreds of
vessels that must be coordinated with
other harvesting and processing
activities. Increasing the flexibility for
QS holders to transfer IFQ expeditiously
provides additional opportunity for
halibut and sablefish to be harvested in
the 2021 fishing season. Vessel owners
need time to secure crew, which may
shift into other groundfish fisheries,
non-groundfish fisheries, or other
activities if they are unable to secure
adequate IFQ to support their fishing
operations. In addition, vessel owners
need sufficient lead time to revise
fishing plans, restock vessels, change
gear, and have the vessel travel to and
from the fishing grounds to prosecute
the IFQ fisheries.
This emergency rule will not impose
additional restrictions on the IFQ
halibut and sablefish fisheries, but will
alleviate one limitation relating to
transfers. This emergency rule will not
increase the amount of available
harvests, increase any risk of
overharvest, or otherwise modify
conservation measures. This emergency
rule is needed to allow for the complete
and efficient harvest of the IFQ fisheries
and to temporarily alleviate the
unforeseen economic, social, and public
health impacts on the IFQ fisheries that
are detailed in this preamble.
The emergency rule considerations
discussed herein also warrant
instituting these IFQ temporary transfer
measures in the halibut fisheries under
the Halibut Act. The Halibut Act
authorizes the Council to develop
limited access program regulations for
the halibut fisheries that, in another
step, must then be approved by the
Secretary. As discussed further below,
emergency-based halibut fishery
regulations that waive prior notice and
comment and a 30-day delay in
effectiveness period must be consistent
with the requirements of the
Administrative Procedure Act (APA).
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Classification
The Assistant Administrator for
Fisheries, NOAA, finds good cause
pursuant to 5 U.S.C. 553(b)(B) of the
APA to waive prior notice and the
opportunity for public comment
because it would be impracticable and
contrary to the public interest. This
emergency rule provides flexibility for
QS holders to temporarily transfer their
IFQ to an eligible individual to harvest
their IFQ for the 2021 IFQ fishing year.
This emergency rule applies only to CV
QS that is held by individuals. This
emergency rule will not modify any
additional restrictions on IFQ transfers.
Without the increased flexibility to
temporarily transfer IFQ, there may be
unforeseen challenges for harvesting
and processing. The associated loss in
harvesting and processing revenues
would likely impact the harvesters,
crew, and communities that are active
in the IFQ Program.
Emergency action is necessary
because the time required to follow the
standard notice-and-comment
rulemaking process prescribed by the
Magnuson-Stevens Act and required by
the APA will not provide sufficient time
before the start of the 2021 IFQ fishing
season (which was March 6, 2021), and
will substantially cut into the season
itself. NMFS has no other way than this
emergency rule to amend these IFQ
transfer provisions to provide additional
flexibility to CV QS holders to mitigate
negative impacts of the ongoing
economic and operational challenges in
2021. Allowing for flexibility for 2021
will provide immediate economic
benefits that outweigh the value of the
deliberative notice-and-comment
rulemaking process.
The need for emergency action, as
described above also supports the need
to waive the prior notice and comment
period. For those reasons, and in the
interest of implementing this emergency
rule in a timely manner, the Assistant
Administrator for Fisheries finds good
cause under 5 U.S.C. 553(d)(3) to waive
the 30-day delay in the date of
effectiveness provision of the APA and
make this emergency rule effective
immediately upon publication in the
Federal Register. As stated above,
NMFS anticipates that this emergency
rule will allow for harvest of the
remaining IFQ and should prevent
prolonged economic losses from the
potential forgone harvests.
This action has been determined to be
not significant for purposes of E.O.
12866.
This emergency/interim rule is
exempt from the procedures of the
Regulatory Flexibility Act because the
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15:52 Mar 29, 2021
Jkt 253001
rule is not subject to the requirement to
provide prior notice and opportunity for
public comment pursuant to 5 U.S.C.
553 or any other law. Accordingly, no
regulatory flexibility analysis is required
and none has been prepared.
Collection-of-Information Requirements
This emergency rule contains a
collection-of-information requirement
subject to review and approval by the
Office of Management and Budget
(OMB) under the Paperwork Reduction
Act (PRA). NMFS has submitted an
emergency information request for this
requirement to OMB for approval under
a new control number. Due to the need
to begin collecting this information
immediately, NMFS is unable to allow
for the time periods normally required
for clearance under the PRA. This new
collection will be discontinued after the
2021 fishing season, which ends
December 7, 2021.
This information collection adds a
checkbox to the Application for
Temporary Transfer of Halibut/
Sablefish Individual Fishing Quota
(IFQ), which is approved under OMB
Control Number 0648–0272. The
checkbox will indicate the application
is being submitted for a temporary
transfer for the 2021 fishing year only.
It also removes the notary certification
for this application because this
emergency rule does not require it for
NMFS to approve this application for
the 2021 IFQ fishing year. Additionally,
NMFS will request that the revised
Application for Temporary Transfer of
Halibut/Sablefish Individual Fishing
Quota (IFQ) be added to OMB Control
Number 0648–0272 to allow for future
use of the form if necessary.
The public reporting burden for this
form will remain at two hours, which
includes the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
The new information collection will
cover the additional QS holders that
NMFS estimates may use this form to
request this temporary transfer. NMFS
estimates 1,300 respondents, 650 total
responses, 1,300 total burden hours, and
$6,500 total recordkeeping and
reporting costs to the public for the new
collection.
We invite the general public and other
Federal agencies to comment on
proposed and continuing information
collections, which helps us assess the
impact of our information collection
requirements and minimize the public’s
reporting burden. Written comments
and recommendations for this
information collection should be
PO 00000
Frm 00040
Fmt 4700
Sfmt 4700
submitted on the following website:
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection by selecting ‘‘Currently under
Review’’ or by using the search function
and entering the title of the collection.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to penalty for failure to comply
with, a collection of information subject
to the requirement of the PRA, unless
that collection of information displays a
currently valid OMB control number.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
Dated: March 25, 2021.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 679 is amended
as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447; Pub. L.
111–281.
2. In § 679.41, add paragraphs (h)(3)
and (p) to read as follows:
■
§ 679.41
Transfer of quota shares and IFQ.
*
*
*
*
*
(h) * * *
(3) IFQ resulting from categories B, C,
or D QS may not be transferred
separately from its originating QS,
except as provided in paragraph (d), (f),
(k), (l), (m), (o), or (p) of this section.
*
*
*
*
*
(p) Temporary IFQ transfer for 2021.
During the 2021 IFQ fishing year only,
the Regional Administrator may
approve a temporary transfer for IFQ
derived from categories B, C, or D QS.
(1) A QS holder may apply for a
temporary transfer by submitting an
Application for Temporary Transfer of
Halibut/Sablefish Individual Fishing
Quota (IFQ) to the Alaska Region,
NMFS. NMFS will transfer, upon
approval of the application, the
applicable IFQ from the applicant
(transferor) to the recipient (transferee).
The application is available at https://
alaskafisheries.noaa.gov or by calling 1–
800–304–4846. A certification from a
notary is not required for NMFS to
approve an Application for Temporary
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Transfer of Halibut/Sablefish Individual
Fishing Quota.
(2) [Reserved]
■ 3. Effective September 27, 2021,
§ 679.41 is further amended by adding
paragraph (h)(2) to read as follows:
VerDate Sep<11>2014
15:52 Mar 29, 2021
Jkt 253001
§ 679.41
Transfer of quota shares and IFQ.
*
*
*
*
*
(h) * * *
(2) IFQ resulting from categories B, C,
or D QS may not be transferred
separately from its originating QS,
PO 00000
Frm 00041
Fmt 4700
Sfmt 9990
16547
except as provided in paragraph (d), (f),
(k), (l), (m), or (o) of this section.
*
*
*
*
*
[FR Doc. 2021–06509 Filed 3–29–21; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 86, Number 59 (Tuesday, March 30, 2021)]
[Rules and Regulations]
[Pages 16542-16547]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-06509]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No.: 210319-0060]
RIN 0648-BK41
Fisheries of the Exclusive Economic Zone Off Alaska; IFQ Program;
Modify Temporary Transfer Provisions
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Temporary rule; emergency action; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS issues this temporary rule (referred to herein as
``emergency rule'') to modify the temporary transfer provision of the
Individual Fishing Quota (IFQ) Program for the fixed-gear commercial
Pacific halibut and sablefish fisheries for the 2021 IFQ fishing year.
This emergency rule is intended to provide flexibility to quota share
(QS) holders in 2021, while preserving the Program's long-standing
objective of maintaining an owner-operated IFQ fishery in future years.
This emergency rule will not modify other provisions of the IFQ
Program. This emergency rule is intended to promote the goals and
objectives of the IFQ Program, the Magnuson-Stevens Fishery
Conservation and Management Act, the Northern Pacific Halibut Act of
1982, and other applicable laws.
DATES: Effective March 30, 2021 through September 27, 2021, except for
Sec. 679.41(h)(2), which is effective September 27, 2021. Comments
must be received by April 29, 2021.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2021-0022, by any of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to https://www.regulations.gov and enter NOAA-NMFS-2021-0022 in the search box.
Click on the ``Comment'' icon, complete the required fields, and enter
or attach your comments.
Mail: Submit written comments to Glenn Merrill, Assistant
Regional Administrator, Sustainable Fisheries Division, Alaska Region
NMFS. P.O. Box 21668, Juneau AK 99802-1668.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
Electronic copies of the Regulatory Impact Review (referred to as
the ``Analysis'') and the Categorical Exclusion prepared for this
emergency rule may be obtained from https://www.regulations.gov or from
the NMFS Alaska Region website at https://www.fisheries.noaa.gov/region/alaska.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
emergency rule may be submitted to NMFS at the above address and to
www.reginfo.gov/public/do/PRAMain. Find this particular information
collection by selecting ``Currently under 30-day Review--Open for
Public Comments'' or by using the search function.
FOR FURTHER INFORMATION CONTACT: Abby Jahn, 907-586-7445, or
[email protected].
SUPPLEMENTARY INFORMATION:
Authority for Action
The North Pacific Fishery Management Council (Council) developed
the IFQ Program for the commercial Pacific halibut (halibut) and
sablefish fisheries. The IFQ Program for the sablefish fishery is
implemented by the Fishery Management Plan for Groundfish of the Bering
Sea and Aleutian Islands Management Area (FMP) and Federal regulations
at 50 CFR part 679 under the authority of section 303(b) of the
Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act). The IFQ Program for the halibut fishery is implemented by
Federal regulations at 50 CFR part 679 under the authority of section 5
of the Northern Pacific Halibut Act of 1982 (Halibut Act).
The International Pacific Halibut Commission (IPHC) and NMFS manage
fishing for Pacific halibut through regulations established under the
authority of the Halibut Act. The IPHC promulgates regulations
governing the halibut fishery under the Convention between the United
States and Canada for the Preservation of the Halibut Fishery of the
Northern Pacific Ocean and Bering Sea (Convention). The IPHC's
regulations are subject to approval by the Secretary of State with the
concurrence of the Secretary of Commerce (Secretary). NMFS publishes
the IPHC's regulations as annual management measures pursuant to 50 CFR
300.62.
Section 5 of the Halibut Act, 16 U.S.C. 773c(a) and (b), provides
the Secretary with general responsibility to carry out the Convention
and the Halibut Act. Section 5(c) of the Halibut Act also provides the
Council with authority to develop regulations, including limited access
regulations that are in addition to, and not in conflict with, approved
IPHC regulations. Regulations developed by the Council may be
implemented by NMFS only after approval by the Secretary.
Background
On February 10, 2021, the Council requested the Secretary
promulgate emergency regulations under the authority of section 305(c)
of the Magnuson-Stevens Act to allow the temporary transfer of catcher
vessel (CV) halibut and sablefish IFQ for individuals who hold B, C, or
D vessel class QS for the 2021 fishing season.
The following sections describe the IFQ Program, the existing IFQ
transfer
[[Page 16543]]
provisions, this emergency rule, and justification for emergency
action.
The IFQ Program
NMFS implemented the IFQ Program for the management of the fixed
gear (hook-and-line and pot gear) halibut and sablefish fisheries off
Alaska in 1995 (58 FR 59375; November 9, 1993). A central objective of
the IFQ Program is to support the social and economic character of the
fisheries and the coastal fishing communities where many of these
fisheries are based.
Under the IFQ Program, access to the fixed gear sablefish and
halibut fisheries is limited to those persons holding QS. NMFS issued
separate QS for sablefish and halibut to qualified applicants based on
their historical participation during a set of qualifying years in the
sablefish and halibut fisheries. QS is an exclusive, revocable
privilege that allows the holder to harvest a specific percentage of
either the total allowable catch (TAC) in the sablefish fishery or the
annual commercial catch limit in the halibut fishery. In addition to
being specific to sablefish or halibut, QS is designated for specific
geographic areas of harvest, a specific vessel operation type (CV or
catcher/processor), and for a specific range of vessel sizes that may
be used to harvest the sablefish or halibut (vessel category). There
are four vessel categories of halibut QS: Category A shares are
designated for catcher/processors, which process their catch at sea
(i.e., freezer longline vessels) and do not have a vessel length
restriction; Category B shares are designated to be fished on CVs
greater than 60 feet length overall (LOA); Category C shares are
designated to be fished on CVs greater than 35 feet, but less than or
equal to 60 feet, LOA; and Category D shares are designated to be
fished on CVs less than or equal to 35 feet LOA.
NMFS annually issues IFQ permits to each QS holder. An annual IFQ
permit authorizes the permit holder to harvest a specified amount of
the IFQ species in a regulatory area from a specific operation type and
vessel category. IFQ is expressed in pounds and is based on the amount
of QS held in relation to the total QS pool for each regulatory area
with an assigned catch limit.
Another goal of the IFQ Program is to promote an owner-operator
fleet. To meet these goals, the IFQ Program includes restrictions on
the ability of QS holders to transfer their annual IFQ. The Council and
NMFS recognized that, at the time the IFQ Program was implemented, some
QS holders had long-standing business arrangements with hired masters
who harvested IFQ on behalf of the QS holder. Therefore, the IFQ
Program authorizes the use of hired masters in certain instances. Since
the implementation of the IFQ Program, the Council has recommended and
NMFS has approved further regulatory amendments to limit the ability of
QS holders to designate a hired master to discourage absentee ownership
and move towards an owner-operated program.
Halibut and sablefish are managed in separate geographic areas of
harvest. The sablefish IFQ regulatory areas are defined and shown in
Figure 14 to 50 CFR part 679 and in Section 3 of the Analysis. The
halibut IFQ areas are consistent with the IPHC's regulatory areas.
NMFS's IFQ regulatory areas are described in Figure 15 to 50 CFR part
679. This emergency rule uses the term ``Area'' to refer to a specific
IFQ regulatory area (e.g., Area 2C).
Temporary IFQ Transfer Provisions
The Council developed transfer restrictions to retain the owner-
operator nature of the CV fisheries and limit consolidation of QS. Only
persons who were originally issued CV QS (B and C for sablefish; B, C,
and D for halibut) or who qualified as crew members are allowed to hold
or purchase CV QS. Only individuals and initial recipients are eligible
to hold CV QS, and they are required to be on the vessel when the IFQ
is being fished (with a few exceptions). Since 1998, transfers of CV
IFQ have generally been prohibited except under a few specific
conditions. Temporary transfers of CV IFQ are allowed under six special
circumstances: (1) Medical transfers; (2) beneficiary (survivorship)
transfers; (3) military transfers: (4) transfers through Community
Quota Entities: (5) transfers to Guided Angler Fish program; and (6)
transfers to Community Development Quota groups in years of low halibut
abundance. IFQ permits, and any associated transfers, are valid for a
calendar fishing year.
Medical Transfer Provision
The IFQ Program includes a temporary medical transfer provision at
50 CFR 679.42(d)(2) that allows a QS holder not otherwise qualified to
hire a master to temporarily transfer their annual IFQ if the QS holder
or their immediate family member has a temporary medical condition that
prevents them from fishing. The medical transfer provision is intended
to provide a mechanism for QS holders who are experiencing a temporary
medical condition that would prevent them from fishing during a season
to transfer their annual IFQ to another individual.
An applicant for a temporary medical transfer must document a
medical condition by submitting an affidavit to NMFS from a healthcare
provider that describes the medical condition affecting the applicant
and attests to the inability of the applicant to participate in the IFQ
fishery for which she or he holds QS. In the case of a family member's
medical emergency, the affidavit must describe the necessity for the QS
holder to tend to an immediate family member who suffers from the
medical condition. The Council recommended and NMFS implemented
regulations that limit the number of instances that QS holders may use
the provision for any medical condition. As of March 16, 2020, NMFS
will not approve a medical transfer if the QS holder has been granted a
medical transfer in any three of the previous seven years for a medical
condition (85 FR 8477; February 14, 2020).
Hired Master Provision
Initial recipients (excluding Areas 2C for halibut or SE for
sablefish, which correspond to Southeast Alaska) of CV QS may be absent
from the vessel conducting IFQ fishing of QS, provided the QS holder
can demonstrate ownership of the vessel that harvests the IFQ halibut
or sablefish (a minimum of at least 20 percent ownership interest in
the vessel harvesting the IFQ for the 12 months prior to submitting the
hired master application) and representation of the QS holder on the
vessel by a hired master. This exception allows fishermen who
traditionally operated their fishing businesses using hired masters
prior to the IFQ Program implementation to continue to hire a master.
By limiting the hired master provision to initial recipients, the use
of this owner-on-board exception will decline and eventually cease with
the transfer of all QS from initial recipients to new entrants
(``second generation'').
The use of a hired master is not classified as a transfer of IFQ
since the QS holder does not submit a transfer application and is
responsible for the hired master staying within the harvest limits.
While not technically a transfer, use of a hired master provides the
flexibility of a transfer in that it allows an individual's IFQ to be
harvested by another person without requiring the QS holder to directly
participate in the fisheries.
Under existing regulations, individuals who can hire a master to
fish their IFQ are not eligible to use the medical transfer provision.
Those who can typically hire a master include initial recipients in all
areas, except for Southeast Alaska. Both initial recipients
[[Page 16544]]
of Southeast Alaska halibut and sablefish QS and second generation QS
holders are eligible to use the medical transfer provision. QS holders
who own QS in multiple areas often make landings in different parts of
the State to fish their QS. Many QS holders live outside of Alaska and
travel to the State of Alaska to fish their IFQ.
This Emergency Rule and Justification for Emergency Action
This emergency rule implements a temporary IFQ transfer provision
for the 2021 IFQ fishing year and corrects a regulation that was
inadvertently removed on December 22, 2020. Specifically, this
emergency rule adds regulations at Sec. 679.41(h)(3) and (p) to allow
temporary IFQ transfers in 2021. New paragraph (h)(3) prohibits IFQ
resulting from categories B, C, or D QS from being transferred
separately from its originating QS holder, except as specified under
existing temporary transfer provisions and adds Sec. 679.41(p) to the
list of exceptions. New paragraph (p) describes the process for
obtaining a temporary IFQ transfer for the 2021 IFQ fishing year.
This emergency rule also adds Sec. 679.41(h)(2) back into the
regulations, thus correcting an error that arose from the expiration of
the 2020 temporary final rule, which published in the Federal Register
on June 25, 2020 (85 FR 38100). Paragraph (h)(2) prohibited IFQ
resulting from categories B, C, or D QS from being transferred
separately from its originating QS, except as provided for in the
temporary transfer provisions, including the 2020 temporary final rule.
The temporary final rule was effective for 180 days: From June 25,
2020, through December 22, 2020. Upon expiration of the temporary final
rule, Sec. 679.41(h)(2) and (p) were removed in their entirety,
resulting in the inadvertent deletion of the previously effective
regulatory text at 50 CFR 679.41(h)(2). This action corrects that
inadvertent deletion of the previously effective Sec. 679.41(h)(2).
With this temporary/emergency rule, new Sec. 679.41(h)(2) will become
effective upon expiration of this emergency rule (see DATES), thereby
restoring the previously effective regulatory text.
The temporary IFQ transfer process described at Sec. 679.41(p) is
separate and distinct from the hired master and medical transfer
provisions previously described, as well as any other IFQ transfer
provisions in existing regulations. Any temporary IFQ transfer under
Sec. 679.41(p) will be applicable only during the 2021 IFQ fishing
year. This action allows certain QS holders to transfer their IFQ for
the 2021 fishing year. This action authorizes only a one-time transfer
of IFQ from the QS holder to the IFQ recipient (transferee); IFQ cannot
be returned to the QS holder or transferred a second time after a
temporary transfer is approved by NMFS. The transferred IFQ may only be
fished by the transferee receiving it (see Section 3.1 of the
Analysis).
QS holders wishing to transfer their IFQ under this emergency rule
need to complete an Application for Temporary Transfer of Halibut/
Sablefish Individual Fishing Quota (IFQ) found on https://www.fisheries.noaa.gov/region/alaska. A temporary IFQ transfer is valid
only for the calendar year in which it is approved. Individuals who
hold B, C, or D vessel class QS will be eligible to use this temporary
provision. Corporations, partnerships, or other non-individual entities
are not eligible to use this temporary IFQ transfer provision.
Although the temporary IFQ transfer provision described in Sec.
679.41(p) is distinct from other IFQ transfer provisions in the
regulations, the process for QS holders to apply for a transfer, and
the NMFS review and approval process, is similar to those used for
other IFQ transfer procedures in Sec. 679.41. This emergency rule also
removes the requirement for a notary certification and authorizes NMFS
to approve an Application for Temporary Transfer of Halibut/Sablefish
Individual Fishing Quota (IFQ) in the 2021 IFQ fishing year without a
notary certification. Removal of the notary requirement reduces the
logistical and administrative burden on IFQ participants and NMFS
staff.
This emergency rule is effective for 180 days from March 30, 2021
through September 27, 2021. However, the 2021 IFQ Fishing season closes
on December 7, 2021, and NMFS is soliciting public comment on this
emergency rule. As a result, NMFS will consider any comments received
as it evaluates whether the effective period of this action should be
extended up to an additional 186 days in the event that the Council
prepares an action that would address this emergency on a permanent
basis consistent with Magnuson-Stevens Act section 305(c)(3)(B). In
consultation with the Council, NMFS will continue to monitor conditions
in the fisheries, and NMFS will take additional action if recommended
and necessary.
Section 305(c) of the Magnuson-Stevens Act authorizes the Secretary
to promulgate regulations to address an emergency. Under that section,
a regional fishery management council may request that the Secretary
promulgate emergency rules if it finds an emergency exists. NMFS's
Policy Guidelines for the Use of Emergency Rules require that an
emergency must exist and that NMFS have an administrative record
justifying emergency regulatory action and demonstrating compliance
with the Magnuson-Stevens Act and the National Standards (see NMFS
Procedure 01-101-07 (renewed October 3, 2018), (62 FR 44421, August 21,
1997). Emergency rulemaking is intended for circumstances that are
``extremely urgent,'' where ``substantial harm to or disruption of the
. . . fishery . . . would be caused in the time it would take to follow
standard rulemaking procedures (62 FR 44421; August 21, 1997).''
Under NMFS's Policy Guidelines for the Use of Emergency Rules, the
phrase ``an emergency exists involving any fishery'' is defined as a
situation that meets the following three criteria:
1. Results from recent, unforeseen events or recently discovered
circumstances;
2. Presents serious conservation or management problems in the
fishery; and
3. Can be addressed through emergency regulations for which the
immediate benefits outweigh the value of advance notice, public
comment, and deliberative consideration of the impacts on participants
to the same extent as would be expected under the normal rule making
process.
The following sections describe why the Council and NMFS determined
that allowing transfer flexibility to all IFQ Program participants for
the 2021 IFQ fishing year meets the three criteria above.
Criterion 1--Recent, Unforeseen Events or Recently Discovered
Circumstances
Government health advisories and travel policies implemented to
minimize spread of the COVID-19 pandemic remain in place and are likely
to continue through the 2021 fishing year. In May 2020, when the
Council first requested that the Secretary promulgate an emergency
transfer regulation (85 FR 38100, June 25, 2020), the Council did not
foresee the extended duration of the virus and subsequent impacts to
the fishery, and the need to extend the 2020 temporary transfer
emergency rule beyond the end of the 2020 IFQ Program fishing season.
At the time that the Council recommended, and NMFS implemented, an
emergency rule in 2020, there was a reasonable expectation that a
COVID-19 vaccine could be developed and then broadly distributed such
that additional emergency management measures would not be needed in
2021. Based on
[[Page 16545]]
this expectation, the Council chose to not request that the Secretary
seek public comment on the June 25, 2020 emergency rule, and create the
opportunity for the Secretary to extend the emergency IFQ Program
temporary transfer rule's effectiveness another 186 days and well into
2021. However, the continued dissemination of vaccines along with the
existence of new virus variants necessitate the continuation of
pandemic precautions that impede IFQ Program participant's travel and
fishing operations.
In 2020, IFQ Program fishery participants stated that health
mandates and travel restrictions increased costs to QS holders who live
outside of Alaska. In addition to increased costs, ex-vessel prices for
halibut and sablefish have decreased substantially in many Alaskan
ports due to recent and unforeseen deteriorating market conditions (see
Section 3 of the Analysis). Additionally, health advisories and travel
policies limit IFQ Program participant's ability to access remote
Alaska fishing ports in a timely and cost-efficient manner.
Even if health advisories and restrictive travel policies are
relieved during the 2021 IFQ fishing year, fishery participants may not
be able to conduct fishing operations due to limited air travel to many
Alaskan ports. Alternatively, health advisories and travel policies may
possibly become more restrictive in response to the rapidly changing
pandemic. Because of these circumstances it is important to provide
maximum flexibility to the IFQ fishery.
As noted previously, existing hired master and medical transfer
provisions are only available under specific conditions (e.g., an
individual may not receive a medical transfer unless a health care
provider attests that their medical condition precludes their
participation in IFQ fisheries). Due to these limitations, and the
recent and unforeseen limitations on the IFQ fisheries, an emergency
action is required to provide individual CV QS holders the ability to
transfer IFQ during the 2021 fishing season. Sections 3.2 and 3.3 of
the Analysis provides additional detail on medical transfer and hired
master provisions, respectively.
Criterion 2--Presents Serious Conservation or Management Problems in
the Fishery
Ongoing health advisories and travel policies present serious
management problems in the IFQ fisheries. If there is not additional
flexibility to transfer IFQ, some fishery participants may forego
harvesting catch due to additional costs and logistical challenges.
If harvesters forego catch, this could result in the under-harvest
of IFQ accounts. Under existing IFQ regulations, harvesters may ``roll
over'' up to 10 percent of an IFQ permit's remaining balance to the
following year (Sec. 679.40 (c)). However, anyone unable to harvest at
least 90 percent of their allocation of IFQ would be at risk of
foregoing harvests. This occurred during the first two months of the
IFQ season in 2020; from March 14 to May 7, there were 54 percent less
halibut harvested and 11 percent less sablefish harvested than in 2019
over the same period (see Section 3 of the Analysis).
Given ongoing health advisories, travel policies and other related
logistical challenges facing the IFQ fisheries, additional flexibility
in IFQ transfer provisions will increase the ability for harvesters to
harvest, and processors to process, a larger proportion of the overall
TACs. This will directly address a serious management concern: Foregone
harvest due to recent, unforeseen, and recently discovered events.
NMFS notes that this emergency rule will not cause a conservation
concern by increasing the risk of overharvest of IFQ. This emergency
rule will not increase the halibut catch limits or the sablefish TACs.
The total amount of IFQ issued will not increase. This emergency rule
will not modify existing requirements on the types of vessels and gear
that may be used, monitoring requirements, record keeping regulations,
or other aspects of the IFQ Program.
Criterion 3--Can Be Addressed Through Emergency Rulemaking for Which
the Immediate Benefits Outweigh the Value of Notice and Comment
Rulemaking
Ongoing health advisories and travel policies impacting the IFQ
fisheries can be addressed through emergency regulations for which the
immediate benefits outweigh the value of our normal rulemaking process.
As explained previously, not all QS holders are able to use existing
regulatory provisions to transfer IFQ. Providing for a temporary
transfer of IFQ for all CV QS holders for the 2021 IFQ fishing year
will not create conservation or management concerns and is consistent
with the overall goals of the IFQ Program--namely, to provide for the
complete and efficient harvest of the halibut and sablefish resource
and promote an owner-operated IFQ fishery (see Section 5 of the
Analysis for additional detail).
To address the emergency, NMFS must implement an emergency rule
that waives the prior notice-and-comment rulemaking period. The
benefits of waiving prior notice-and-comment rulemaking will serve the
industry and public by providing flexibility for IFQ participants. Any
delay in implementing rulemaking may reduce opportunities to harvest
halibut and sablefish. (see Section 4.2 of the Analysis).
Without immediate implementation, many IFQ Program participants may
not have the flexibility in place to plan for the upcoming season,
which may limit their ability to prosecute these fisheries as intended.
The halibut and sablefish IFQ fisheries are harvested from numerous
ports from hundreds of vessels that must be coordinated with other
harvesting and processing activities. Increasing the flexibility for QS
holders to transfer IFQ expeditiously provides additional opportunity
for halibut and sablefish to be harvested in the 2021 fishing season.
Vessel owners need time to secure crew, which may shift into other
groundfish fisheries, non-groundfish fisheries, or other activities if
they are unable to secure adequate IFQ to support their fishing
operations. In addition, vessel owners need sufficient lead time to
revise fishing plans, restock vessels, change gear, and have the vessel
travel to and from the fishing grounds to prosecute the IFQ fisheries.
This emergency rule will not impose additional restrictions on the
IFQ halibut and sablefish fisheries, but will alleviate one limitation
relating to transfers. This emergency rule will not increase the amount
of available harvests, increase any risk of overharvest, or otherwise
modify conservation measures. This emergency rule is needed to allow
for the complete and efficient harvest of the IFQ fisheries and to
temporarily alleviate the unforeseen economic, social, and public
health impacts on the IFQ fisheries that are detailed in this preamble.
The emergency rule considerations discussed herein also warrant
instituting these IFQ temporary transfer measures in the halibut
fisheries under the Halibut Act. The Halibut Act authorizes the Council
to develop limited access program regulations for the halibut fisheries
that, in another step, must then be approved by the Secretary. As
discussed further below, emergency-based halibut fishery regulations
that waive prior notice and comment and a 30-day delay in effectiveness
period must be consistent with the requirements of the Administrative
Procedure Act (APA).
[[Page 16546]]
Classification
The Assistant Administrator for Fisheries, NOAA, finds good cause
pursuant to 5 U.S.C. 553(b)(B) of the APA to waive prior notice and the
opportunity for public comment because it would be impracticable and
contrary to the public interest. This emergency rule provides
flexibility for QS holders to temporarily transfer their IFQ to an
eligible individual to harvest their IFQ for the 2021 IFQ fishing year.
This emergency rule applies only to CV QS that is held by individuals.
This emergency rule will not modify any additional restrictions on IFQ
transfers. Without the increased flexibility to temporarily transfer
IFQ, there may be unforeseen challenges for harvesting and processing.
The associated loss in harvesting and processing revenues would likely
impact the harvesters, crew, and communities that are active in the IFQ
Program.
Emergency action is necessary because the time required to follow
the standard notice-and-comment rulemaking process prescribed by the
Magnuson-Stevens Act and required by the APA will not provide
sufficient time before the start of the 2021 IFQ fishing season (which
was March 6, 2021), and will substantially cut into the season itself.
NMFS has no other way than this emergency rule to amend these IFQ
transfer provisions to provide additional flexibility to CV QS holders
to mitigate negative impacts of the ongoing economic and operational
challenges in 2021. Allowing for flexibility for 2021 will provide
immediate economic benefits that outweigh the value of the deliberative
notice-and-comment rulemaking process.
The need for emergency action, as described above also supports the
need to waive the prior notice and comment period. For those reasons,
and in the interest of implementing this emergency rule in a timely
manner, the Assistant Administrator for Fisheries finds good cause
under 5 U.S.C. 553(d)(3) to waive the 30-day delay in the date of
effectiveness provision of the APA and make this emergency rule
effective immediately upon publication in the Federal Register. As
stated above, NMFS anticipates that this emergency rule will allow for
harvest of the remaining IFQ and should prevent prolonged economic
losses from the potential forgone harvests.
This action has been determined to be not significant for purposes
of E.O. 12866.
This emergency/interim rule is exempt from the procedures of the
Regulatory Flexibility Act because the rule is not subject to the
requirement to provide prior notice and opportunity for public comment
pursuant to 5 U.S.C. 553 or any other law. Accordingly, no regulatory
flexibility analysis is required and none has been prepared.
Collection-of-Information Requirements
This emergency rule contains a collection-of-information
requirement subject to review and approval by the Office of Management
and Budget (OMB) under the Paperwork Reduction Act (PRA). NMFS has
submitted an emergency information request for this requirement to OMB
for approval under a new control number. Due to the need to begin
collecting this information immediately, NMFS is unable to allow for
the time periods normally required for clearance under the PRA. This
new collection will be discontinued after the 2021 fishing season,
which ends December 7, 2021.
This information collection adds a checkbox to the Application for
Temporary Transfer of Halibut/Sablefish Individual Fishing Quota (IFQ),
which is approved under OMB Control Number 0648-0272. The checkbox will
indicate the application is being submitted for a temporary transfer
for the 2021 fishing year only. It also removes the notary
certification for this application because this emergency rule does not
require it for NMFS to approve this application for the 2021 IFQ
fishing year. Additionally, NMFS will request that the revised
Application for Temporary Transfer of Halibut/Sablefish Individual
Fishing Quota (IFQ) be added to OMB Control Number 0648-0272 to allow
for future use of the form if necessary.
The public reporting burden for this form will remain at two hours,
which includes the time for reviewing instructions, searching existing
data sources, gathering and maintaining the data needed, and completing
and reviewing the collection of information.
The new information collection will cover the additional QS holders
that NMFS estimates may use this form to request this temporary
transfer. NMFS estimates 1,300 respondents, 650 total responses, 1,300
total burden hours, and $6,500 total recordkeeping and reporting costs
to the public for the new collection.
We invite the general public and other Federal agencies to comment
on proposed and continuing information collections, which helps us
assess the impact of our information collection requirements and
minimize the public's reporting burden. Written comments and
recommendations for this information collection should be submitted on
the following website: www.reginfo.gov/public/do/PRAMain. Find this
particular information collection by selecting ``Currently under
Review'' or by using the search function and entering the title of the
collection.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to penalty for
failure to comply with, a collection of information subject to the
requirement of the PRA, unless that collection of information displays
a currently valid OMB control number.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and recordkeeping requirements.
Dated: March 25, 2021.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 679 is amended
as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
1. The authority citation for 50 CFR part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Pub. L. 108-447; Pub. L. 111-281.
0
2. In Sec. 679.41, add paragraphs (h)(3) and (p) to read as follows:
Sec. 679.41 Transfer of quota shares and IFQ.
* * * * *
(h) * * *
(3) IFQ resulting from categories B, C, or D QS may not be
transferred separately from its originating QS, except as provided in
paragraph (d), (f), (k), (l), (m), (o), or (p) of this section.
* * * * *
(p) Temporary IFQ transfer for 2021. During the 2021 IFQ fishing
year only, the Regional Administrator may approve a temporary transfer
for IFQ derived from categories B, C, or D QS.
(1) A QS holder may apply for a temporary transfer by submitting an
Application for Temporary Transfer of Halibut/Sablefish Individual
Fishing Quota (IFQ) to the Alaska Region, NMFS. NMFS will transfer,
upon approval of the application, the applicable IFQ from the applicant
(transferor) to the recipient (transferee). The application is
available at https://alaskafisheries.noaa.gov or by calling 1-800-304-
4846. A certification from a notary is not required for NMFS to approve
an Application for Temporary
[[Page 16547]]
Transfer of Halibut/Sablefish Individual Fishing Quota.
(2) [Reserved]
0
3. Effective September 27, 2021, Sec. 679.41 is further amended by
adding paragraph (h)(2) to read as follows:
Sec. 679.41 Transfer of quota shares and IFQ.
* * * * *
(h) * * *
(2) IFQ resulting from categories B, C, or D QS may not be
transferred separately from its originating QS, except as provided in
paragraph (d), (f), (k), (l), (m), or (o) of this section.
* * * * *
[FR Doc. 2021-06509 Filed 3-29-21; 8:45 am]
BILLING CODE 3510-22-P