Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB, 13379-13380 [2021-04689]
Download as PDF
Federal Register / Vol. 86, No. 43 / Monday, March 8, 2021 / Notices
Estimated average hours per response:
180.
Estimated annual burden hours:
18,000.
General description of report: On May
17, 2012, the Board published the
Supervisory Guidance on Stress Testing
for Banking Organizations With More
Than $10 Billion in Total Consolidated
Assets (Stress Testing Guidance) in the
Federal Register.2 The Stress Testing
Guidance outlines high-level principles
for stress testing practices applicable to
all Board-supervised banking
organizations with more than $10
billion in total consolidated assets.3
The Stress Testing Guidance
recommends that banking organizations
(i) have a stress testing framework that
includes clearly defined objectives,
well-designed scenarios tailored to the
banking organization’s business and
risks, well-documented assumptions,
conceptually sound methodologies to
assess potential impact on the banking
organization’s financial condition,
informative management reports, and
recommended actions based on stress
test results; and (ii) have policies and
procedures for a stress testing
framework. These recordkeeping
activities are collections of information
under the PRA.
An organization should have written
policies, approved and annually
reviewed by the board, that direct and
govern the implementation of the stress
testing framework in a comprehensive
manner. Policies, along with procedures
to implement them, should
• describe the overall purpose of
stress testing activities;
• articulate consistent and
sufficiently rigorous stress testing
practices across the entire organization;
• indicate stress testing roles and
responsibilities, including controls over
external resources used for any part of
stress testing (such as vendors and data
providers);
• describe the frequency and priority
with which stress testing activities
should be conducted;
• indicate how stress test results are
used and by whom, and
• be reviewed and updated as
necessary to ensure that stress testing
practices remain appropriate and keep
up to date with changes in market
conditions, organization products and
strategies, organization exposures and
activities, the organization’s established
risk appetite, and industry stress testing
practices.
Legal authorization and
confidentiality: This voluntary
information collection is authorized
pursuant to section 11 of the Federal
Reserve Act, 12 U.S.C. 248 (state
member banks); sections 25 and 25A of
the Federal Reserve Act, 12 U.S.C. 602
and 625 (Edge and Agreement
corporations); section 5 of the Bank
Holding Company Act of 1956, 12
U.S.C. 1844 (bank holding companies)
and, in conjunction with section 8 of the
International Banking Act, 12 U.S.C.
3106 (foreign banking organizations);
section 7(c) of the International Banking
Act of 1978, 12 U.S.C. 3105(c) (branches
and agencies of foreign banks); section
10 of the Home Owners’ Loan Act, 12
U.S.C. 1467a, (savings and loan holding
companies), and section 165(i) of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act, 12 U.S.C.
5365 (nonbank financial companies
supervised by the Board).
Because the collections of information
associated with the FR 4202 do not
involve the submission of information
to the Board, no issues of confidentiality
would normally arise. To the extent that
the Board collects such information
during an examination of the banking
organization, confidential treatment
may be afforded to that information
under exemption 8 of the Freedom of
Information Act (FOIA) (5 U.S.C.
552(b)(8)), which protects information
collected as part of the Board’s
supervisory process. Additionally,
individual respondents may request
confidential treatment of information
pursuant to exemption 4 of the FOIA (5
U.S.C. 552(b)(4)), which protects ‘‘trade
secrets and commercial or financial
information obtained from a person
[that is] privileged or confidential.’’ The
Board will treat such information as
confidential to the extent permitted by
law, including the FOIA.
Board of Governors of the Federal Reserve
System, March 3, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021–04762 Filed 3–5–21; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
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2 77
FR 29458. The Stress Testing Guidance was
issued jointly by the Board, the Federal Deposit
Insurance Corporation, and the Office of the
Comptroller of the Currency.
3 Board-supervised banking organizations include
state member banks, bank holding companies,
savings and loan holding companies, and all other
institutions for which the Board is the primary
federal supervisor.
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Agency Information Collection
Activities: Announcement of Board
Approval Under Delegated Authority
and Submission to OMB
Board of Governors of the
Federal Reserve System.
AGENCY:
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13379
The Board of Governors of the
Federal Reserve System (Board) is
adopting a proposal to extend for three
years, with revision, the GovernmentAdministered, General-Use Prepaid
Card Surveys (FR 3063; OMB No. 7100–
0343). The revisions are applicable as of
the data collection administered during
the first half of 2021.
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829.
Office of Management and Budget
(OMB) Desk Officer—Shagufta Ahmed—
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW,
Washington, DC 20503, or by fax to
(202) 395–6974.
SUPPLEMENTARY INFORMATION: On June
15, 1984, OMB delegated to the Board
authority under the PRA to approve and
assign OMB control numbers to
collections of information conducted or
sponsored by the Board. Boardapproved collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. The OMB
inventory, as well as copies of the PRA
Submission, supporting statements, and
approved collection of information
instrument(s) are available at https://
www.reginfo.gov/public/do/PRAMain.
These documents are also available on
the Federal Reserve Board’s public
website at https://
www.federalreserve.gov/apps/
reportforms/review.aspx or may be
requested from the agency clearance
officer, whose name appears above.
Final Approval Under OMB Delegated
Authority of the Extension for Three
Years, With Revision, of the Following
Information Collection:
Report title: GovernmentAdministered, General-Use Prepaid
Card Surveys.
Agency form number: FR 3063.
OMB control number: 7100–0343.
Effective Date: As of the data
collection administered during the first
half of 2021.
Frequency: Annually.
Respondents: Depository institutions
that administer general-use prepaid
cards.
Estimated number of respondents: 15.
Estimated average hours per response:
10.
Estimated annual burden hours: 150.
General description of report: The
issuer survey (FR 3063a) collects data
SUMMARY:
E:\FR\FM\08MRN1.SGM
08MRN1
13380
Federal Register / Vol. 86, No. 43 / Monday, March 8, 2021 / Notices
jbell on DSKJLSW7X2PROD with NOTICES
from issuers of governmentadministered, general-use prepaid cards
including information on the pre-paid
card program, the number of cards
outstanding, card funding, ATM
transactions, purchase transactions, fees
paid by issuers to third parties,
interchange fees, and cardholder fees.
The issuer survey (FR 3063a) is
mandatory. The government survey (FR
3063b), which is being discontinued,
was designed to collect data from state
governments, the District of Columbia,
and U.S. territories (collectively ‘‘state
governments’’), and municipal
government offices located within the
United States (local government offices)
that administer general-use prepaid card
payment programs.1 It was intended
that the FR 3063b survey would collect
similar information from state
governments and local government
offices to supplement the information
collected from card issuers in the FR
3063a survey on the usage of generaluse prepaid cards in federal, state or
local government-administered payment
programs. However, the FR 3063b was
voluntary, and the Board has not issued
this survey to state governments or local
government offices in the past three
years because relevant information on
the use of prepaid cards was obtained
from the FR 3063a survey.
The Board uses data from the FR
3063a survey to support an annual
report to Congress on the prevalence of
use of general-use prepaid cards in
federal, state, and local governmentadministered payment programs and on
the interchange and cardholder fees
charged with respect to such use of such
cards.
Legal authorization and
confidentiality: The issuer survey is
authorized by subsection 920(a)(7) of
the Electronic Fund Transfer Act, 15
U.S.C. 1693o–2(a)(7), which was added
by section 1075(a) of the Dodd-Frank
Wall Street Reform and Consumer
Protection Act. This subsection requires
the Board to submit an annual report to
Congress on the prevalence of the use of
general-use prepaid cards in federal,
state, or local government-administered
payment programs and the interchange
transaction fees and card-holder fees
charged with respect to the use of such
general-use prepaid cards (15 U.S.C.
1693o–2(a)(7)(D)). It also provides the
1 The government survey may be distributed to
federal government agencies in addition to state and
local governments and U.S. territories, but
collections of information from federal government
agencies are not subject to the Paperwork Reduction
Act and, thus, are not included in this discussion.
U.S. territories include American Samoa, Guam,
Midway Islands, Northern Mariana Islands, Puerto
Rico, and U.S. Virgin Islands.
VerDate Sep<11>2014
19:05 Mar 05, 2021
Jkt 253001
Board with authority to require issuers
to provide information to enable the
Board to carry out the provisions of the
subsection (15 U.S.C. 1693o–2(a)(3)(B)).
The obligation of issuers to respond to
the issuer survey is mandatory. The
Board generally regards the information
collected from each individual issuer on
the FR 3063a survey as confidential
commercial and financial information,
which may be protected by exemption
4 of the Freedom of Information Act (5
U.S.C. 552(b)(4)). The Board, however,
may publicly release aggregate or
summary information in a way that does
not reveal the individual issuer.
Current actions: On November 19,
2020, the Board published a notice in
the Federal Register (85 FR 73708)
requesting public comment for 60 days
on the extension, with revision, of the
Government-Administered, General-Use
Prepaid Card Surveys. The Board
proposed to revise and streamline the
FR 3063a reporting structure to reduce
burden on respondents by deleting
various questions, which are no longer
necessary to support the Board’s annual
report. In addition, the Board proposed
to discontinue the FR 3063b. The
comment period for this notice expired
on January 19, 2021. The Board did not
receive any comments. The revisions
will be implemented as proposed.
Board of Governors of the Federal Reserve
System, March 2, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021–04689 Filed 3–5–21; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Proposed Agency Information
Collection Activities; Comment
Request
Board of Governors of the
Federal Reserve System.
ACTION: Notice, request for comment.
AGENCY:
The Board of Governors of the
Federal Reserve System (Board) invites
comment on a proposal to extend for
three years, without revision, the
Recordkeeping Requirements
Associated with Regulation GG (FR GG;
OMB No. 7100–0317).
DATES: Comments must be submitted on
or before May 7, 2021.
ADDRESSES: You may submit comments,
identified by FR GG, by any of the
following methods:
• Agency Website: https://
www.federalreserve.gov/. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
SUMMARY:
PO 00000
Frm 00102
Fmt 4703
Sfmt 4703
• Email: regs.comments@
federalreserve.gov. Include the OMB
number in the subject line of the
message.
• FAX: (202) 452–3819 or (202) 452–
3102.
• Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
All public comments are available
from the Board’s website at https://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons or to
remove personally identifiable
information at the commenter’s request.
Accordingly, comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room 146, 1709 New York
Avenue NW, Washington, DC 20006,
between 9:00 a.m. and 5:00 p.m. on
weekdays. For security reasons, the
Board requires that visitors make an
appointment to inspect comments. You
may do so by calling (202) 452–3684.
Upon arrival, visitors will be required to
present valid government-issued photo
identification and to submit to security
screening in order to inspect and
photocopy comments.
Additionally, commenters may send a
copy of their comments to the Office of
Management and Budget (OMB) Desk
Officer—Shagufta Ahmed—Office of
Information and Regulatory Affairs,
Office of Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW, Washington, DC
20503, or by fax to (202) 395–6974.
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829.
SUPPLEMENTARY INFORMATION: On June
15, 1984, OMB delegated to the Board
authority under the PRA to approve and
assign OMB control numbers to
collections of information conducted or
sponsored by the Board. In exercising
this delegated authority, the Board is
directed to take every reasonable step to
solicit comment. In determining
whether to approve a collection of
information, the Board will consider all
comments received from the public and
other agencies.
A copy of the Paperwork Reduction
Act (PRA) OMB submission, including
the reporting form and instructions,
supporting statement, and other
documentation will be available at
E:\FR\FM\08MRN1.SGM
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Agencies
[Federal Register Volume 86, Number 43 (Monday, March 8, 2021)]
[Notices]
[Pages 13379-13380]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-04689]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Agency Information Collection Activities: Announcement of Board
Approval Under Delegated Authority and Submission to OMB
AGENCY: Board of Governors of the Federal Reserve System.
SUMMARY: The Board of Governors of the Federal Reserve System (Board)
is adopting a proposal to extend for three years, with revision, the
Government-Administered, General-Use Prepaid Card Surveys (FR 3063; OMB
No. 7100-0343). The revisions are applicable as of the data collection
administered during the first half of 2021.
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance Officer--Nuha Elmaghrabi--Office of
the Chief Data Officer, Board of Governors of the Federal Reserve
System, Washington, DC 20551, (202) 452-3829.
Office of Management and Budget (OMB) Desk Officer--Shagufta
Ahmed--Office of Information and Regulatory Affairs, Office of
Management and Budget, New Executive Office Building, Room 10235, 725
17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.
SUPPLEMENTARY INFORMATION: On June 15, 1984, OMB delegated to the Board
authority under the PRA to approve and assign OMB control numbers to
collections of information conducted or sponsored by the Board. Board-
approved collections of information are incorporated into the official
OMB inventory of currently approved collections of information. The OMB
inventory, as well as copies of the PRA Submission, supporting
statements, and approved collection of information instrument(s) are
available at https://www.reginfo.gov/public/do/PRAMain. These documents
are also available on the Federal Reserve Board's public website at
https://www.federalreserve.gov/apps/reportforms/review.aspx or may be
requested from the agency clearance officer, whose name appears above.
Final Approval Under OMB Delegated Authority of the Extension for
Three Years, With Revision, of the Following Information Collection:
Report title: Government-Administered, General-Use Prepaid Card
Surveys.
Agency form number: FR 3063.
OMB control number: 7100-0343.
Effective Date: As of the data collection administered during the
first half of 2021.
Frequency: Annually.
Respondents: Depository institutions that administer general-use
prepaid cards.
Estimated number of respondents: 15.
Estimated average hours per response: 10.
Estimated annual burden hours: 150.
General description of report: The issuer survey (FR 3063a)
collects data
[[Page 13380]]
from issuers of government-administered, general-use prepaid cards
including information on the pre-paid card program, the number of cards
outstanding, card funding, ATM transactions, purchase transactions,
fees paid by issuers to third parties, interchange fees, and cardholder
fees. The issuer survey (FR 3063a) is mandatory. The government survey
(FR 3063b), which is being discontinued, was designed to collect data
from state governments, the District of Columbia, and U.S. territories
(collectively ``state governments''), and municipal government offices
located within the United States (local government offices) that
administer general-use prepaid card payment programs.\1\ It was
intended that the FR 3063b survey would collect similar information
from state governments and local government offices to supplement the
information collected from card issuers in the FR 3063a survey on the
usage of general-use prepaid cards in federal, state or local
government-administered payment programs. However, the FR 3063b was
voluntary, and the Board has not issued this survey to state
governments or local government offices in the past three years because
relevant information on the use of prepaid cards was obtained from the
FR 3063a survey.
---------------------------------------------------------------------------
\1\ The government survey may be distributed to federal
government agencies in addition to state and local governments and
U.S. territories, but collections of information from federal
government agencies are not subject to the Paperwork Reduction Act
and, thus, are not included in this discussion. U.S. territories
include American Samoa, Guam, Midway Islands, Northern Mariana
Islands, Puerto Rico, and U.S. Virgin Islands.
---------------------------------------------------------------------------
The Board uses data from the FR 3063a survey to support an annual
report to Congress on the prevalence of use of general-use prepaid
cards in federal, state, and local government-administered payment
programs and on the interchange and cardholder fees charged with
respect to such use of such cards.
Legal authorization and confidentiality: The issuer survey is
authorized by subsection 920(a)(7) of the Electronic Fund Transfer Act,
15 U.S.C. 1693o-2(a)(7), which was added by section 1075(a) of the
Dodd-Frank Wall Street Reform and Consumer Protection Act. This
subsection requires the Board to submit an annual report to Congress on
the prevalence of the use of general-use prepaid cards in federal,
state, or local government-administered payment programs and the
interchange transaction fees and card-holder fees charged with respect
to the use of such general-use prepaid cards (15 U.S.C. 1693o-
2(a)(7)(D)). It also provides the Board with authority to require
issuers to provide information to enable the Board to carry out the
provisions of the subsection (15 U.S.C. 1693o-2(a)(3)(B)). The
obligation of issuers to respond to the issuer survey is mandatory. The
Board generally regards the information collected from each individual
issuer on the FR 3063a survey as confidential commercial and financial
information, which may be protected by exemption 4 of the Freedom of
Information Act (5 U.S.C. 552(b)(4)). The Board, however, may publicly
release aggregate or summary information in a way that does not reveal
the individual issuer.
Current actions: On November 19, 2020, the Board published a notice
in the Federal Register (85 FR 73708) requesting public comment for 60
days on the extension, with revision, of the Government-Administered,
General-Use Prepaid Card Surveys. The Board proposed to revise and
streamline the FR 3063a reporting structure to reduce burden on
respondents by deleting various questions, which are no longer
necessary to support the Board's annual report. In addition, the Board
proposed to discontinue the FR 3063b. The comment period for this
notice expired on January 19, 2021. The Board did not receive any
comments. The revisions will be implemented as proposed.
Board of Governors of the Federal Reserve System, March 2, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021-04689 Filed 3-5-21; 8:45 am]
BILLING CODE 6210-01-P