Records Schedules; Availability and Request for Comments, 12498-12499 [2021-04311]
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12498
Federal Register / Vol. 86, No. 40 / Wednesday, March 3, 2021 / Notices
Division, in the Federal Bureau of
Investigation.
4. Affected public who will be asked
or required to respond, as well as a brief
abstract:
Primary: Law enforcement, academia,
and the general public.
Abstract: This survey is needed to
collect feedback on the functionality of
the Crime Data Explorer in order to
make improvements to the application.
5. An estimate of the total number of
respondents and the amount of time
estimated for an average respondent to
respond: The Federal Bureau of
Investigation Uniform Crime Reporting
Program’s Crime Data Explorer Burden
Estimation: It is estimated the Crime
Data Explorer will generate 200
feedback responses per year with an
estimated response time of two minutes
per response.
6. An estimate of the total public
burden (in hours) associated with the
collection: There are approximately
seven hours, annual burden, associated
with this information collection.
If additional information is required
contact: Melody Braswell, Department
Clearance Officer, United States
Department of Justice, Justice
Management Division, Policy and
Planning Staff, Two Constitution
Square, 145 N Street NE, 3E.405A,
Washington, DC 20530.
Dated: February 25, 2021.
Melody Braswell,
Department Clearance Officer for PRA, U.S.
Department of Justice.
[FR Doc. 2021–04322 Filed 3–2–21; 8:45 am]
BILLING CODE 4410–02–P
NATIONAL ARCHIVES AND RECORDS
ADMINISTRATION
[NARA–21–0004; NARA–2021–020]
Records Schedules; Availability and
Request for Comments
National Archives and Records
Administration (NARA).
ACTION: Notice of availability of
proposed records schedules; request for
comments.
AGENCY:
The National Archives and
Records Administration (NARA)
publishes notice of certain Federal
agency requests for records disposition
authority (records schedules). We
publish notice in the Federal Register
and on regulations.gov for records
schedules in which agencies propose to
dispose of records they no longer need
to conduct agency business. We invite
public comments on such records
schedules.
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SUMMARY:
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NARA must receive comments
by April 19, 2021.
ADDRESSES: You may submit comments
by either of the following methods. You
must cite the control number, which
appears on the records schedule in
parentheses after the name of the agency
that submitted the schedule.
• Federal eRulemaking Portal: https://
www.regulations.gov.
• Mail: Records Appraisal and
Agency Assistance (ACR); National
Archives and Records Administration;
8601 Adelphi Road, College Park, MD
20740–6001.
FOR FURTHER INFORMATION CONTACT:
Kimberly Keravuori, Regulatory and
External Policy Program Manager, by
email at regulation_comments@
nara.gov. For information about records
schedules, contact Records Management
Operations by email at
request.schedule@nara.gov, by mail at
the address above, or by phone at 301–
837–1799.
SUPPLEMENTARY INFORMATION:
DATES:
Public Comment Procedures
We are publishing notice of records
schedules in which agencies propose to
dispose of records they no longer need
to conduct agency business. We invite
public comments on these records
schedules, as required by 44 U.S.C.
3303a(a), and list the schedules at the
end of this notice by agency and
subdivision requesting disposition
authority.
In addition, this notice lists the
organizational unit(s) accumulating the
records or states that the schedule has
agency-wide applicability. It also
provides the control number assigned to
each schedule, which you will need if
you submit comments on that schedule.
We have uploaded the records
schedules and accompanying appraisal
memoranda to the regulations.gov
docket for this notice as ‘‘other’’
documents. Each records schedule
contains a full description of the records
at the file unit level as well as their
proposed disposition. The appraisal
memorandum for the schedule includes
information about the records.
We will post comments, including
any personal information and
attachments, to the public docket
unchanged. Because comments are
public, you are responsible for ensuring
that you do not include any confidential
or other information that you or a third
party may not wish to be publicly
posted. If you want to submit a
comment with confidential information
or cannot otherwise use the
regulations.gov portal, you may contact
request.schedule@nara.gov for
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instructions on submitting your
comment.
We will consider all comments
submitted by the posted deadline and
consult as needed with the Federal
agency seeking the disposition
authority. After considering comments,
we will post on regulations.gov a
‘‘Consolidated Reply’’ summarizing the
comments, responding to them, and
noting any changes we have made to the
proposed records schedule. We will
then send the schedule for final
approval by the Archivist of the United
States. You may elect at regulations.gov
to receive updates on the docket,
including an alert when we post the
Consolidated Reply, whether or not you
submit a comment. If you have a
question, you can submit it as a
comment, and can also submit any
concerns or comments you would have
to a possible response to the question.
We will address these items in
consolidated replies along with any
other comments submitted on that
schedule.
We will post schedules on our
website in the Records Control Schedule
(RCS) Repository, at https://
www.archives.gov/records-mgmt/rcs,
after the Archivist approves them. The
RCS contains all schedules approved
since 1973.
Background
Each year, Federal agencies create
billions of records. To control this
accumulation, agency records managers
prepare schedules proposing retention
periods for records and submit these
schedules for NARA’s approval. Once
approved by NARA, records schedules
provide mandatory instructions on what
happens to records when no longer
needed for current Government
business. The records schedules
authorize agencies to preserve records of
continuing value in the National
Archives or to destroy, after a specified
period, records lacking continuing
administrative, legal, research, or other
value. Some schedules are
comprehensive and cover all the records
of an agency or one of its major
subdivisions. Most schedules, however,
cover records of only one office or
program or a few series of records. Many
of these update previously approved
schedules, and some include records
proposed as permanent.
Agencies may not destroy Federal
records without the approval of the
Archivist of the United States. The
Archivist grants this approval only after
thorough consideration of the records’
administrative use by the agency of
origin, the rights of the Government and
of private people directly affected by the
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Federal Register / Vol. 86, No. 40 / Wednesday, March 3, 2021 / Notices
Government’s activities, and whether or
not the records have historical or other
value. Public review and comment on
these records schedules is part of the
Archivist’s consideration process.
Schedules Pending
1. Department of Homeland Security,
Immigration and Customs Enforcement,
Non-Evidentiary Video Audio Records
(DAA–0567–2021–0001).
Laurence Brewer,
Chief Records Officer for the U.S.
Government.
[FR Doc. 2021–04311 Filed 3–2–21; 8:45 am]
BILLING CODE 7515–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–91211; File No. SR–CBOE–
2021–011]
Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Amend an Exchange
Rule Relating to Inactive Nominees
February 25, 2021.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on February
19, 2021, Cboe Exchange, Inc. (the
‘‘Exchange’’ or ‘‘Cboe Options’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Exchange filed the proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A)(iii) of
the Act 3 and Rule 19b–4(f)(6)
thereunder.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Cboe Exchange, Inc. (the ‘‘Exchange’’
or ‘‘Cboe Options’’) proposes to amend
an Exchange Rule relating to Inactive
Nominees. The text of the proposed rule
change is provided below.
(additions are italicized; deletions are
[bracketed])
*
*
*
*
*
(e) A TPH organization may designate one
or more inactive nominees. An ‘‘inactive
nominee’’ of a TPH organization is an
individual who is eligible to become an
effective nominee of that organization with
respect to any Floor Broker Trading Permit or
Market-Maker Floor Trading Permit which
the organization holds. The following
requirements shall apply to inactive
nominees:
(1) To become an inactive nominee of a
TPH organization, an individual must be
approved to be a Trading Permit Holder and
become an effective nominee of the TPH
organization, with authorized trading
functions, within 90 days of the approval to
be a Trading Permit Holder;
(2) an individual may be an inactive
nominee of only one TPH organization; and
(3) an inactive nominee shall have no
rights or privileges of a Trading Permit
Holder and shall have no right of access to
the trading floor of the Exchange to trade as
a Trading Permit Holder, unless and until the
inactive nominee becomes an effective
Trading Permit Holder pursuant to Rule
3.11.[; and
(4) if at any time an individual remains an
inactive nominee for 9 consecutive months,
the individual’s eligibility to be a Trading
Permit Holder will be terminated and the
individual must reapply to be a Trading
Permit Holder in order to again become
eligible for inactive nominee status.]
*
*
*
*
*
The text of the proposed rule change
is also available on the Exchange’s
website (https://www.cboe.com/
AboutCBOE/
CBOELegalRegulatoryHome.aspx), at
the Exchange’s Office of the Secretary,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
*
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(iii).
4 17 CFR 240.19b–4(f)(6).
1. Purpose
The Exchange proposes to amend a
certain requirement related to inactive
nominees. Specifically, the Exchange
*
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Rule 3.9. Responsible Persons and Nominees
*
*
*
*
Rules of Cboe Exchange, Inc.
*
*
*
*
1 15
2 17
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12499
proposes to amend Cboe Options Rule
3.9 (Responsible Persons and Nominees)
with respect to inactive nominee status.
By way of background, an inactive
nominee is an individual who is eligible
to become an effective nominee of that
organization with respect to any Floor
Broker Trading Permit or Market-Maker
Floor Trading Permit which the
organization holds.5 An inactive
nominee shall have no rights or
privileges of a TPH and shall have no
right of access to the trading floor of the
Exchange to trade as a TPH, unless and
until the inactive nominee becomes an
effective TPH.6 To become an inactive
nominee of a TPH organization, an
individual must be approved to be a
TPH and become an effective nominee
of the TPH organization, with
authorized trading functions, within 90
days of the approval to be a TPH.7
Additionally, if at any time an
individual remains an inactive nominee
for 9 consecutive months, the
individual’s eligibility to be a TPH will
be terminated and the individual must
reapply to be a TPH in order to again
become eligible for inactive nominee
status.8
The Exchange proposes to eliminate
Rule 3.9(e)(4) which provides that if an
individual remains an inactive nominee
for 9 consecutive months, the
individual’s eligibility to be a TPH will
be terminated and the individual must
reapply to be a TPH in order to again
become eligible for inactive nominee
status. Particularly, the Exchange
doesn’t believe the 9-month inactive
status deadline adds any meaningful
value, but rather is an arbitrary
administrative requirement that the
Exchange believes is unnecessary and
no longer wishes to (nor does it believe
is required to) maintain. For example, if
a TPH organization wishes to add a new
inactive nominee, such organization can
merely request that the Exchange make
that individual ‘‘effective’’ in the
System and then request that the
nominee be switched to the inactive
status in the system just moments later
to restart the clock. The Exchange does
not believe such a deadline is necessary
and therefore does not wish to maintain
it.
2. Statutory Basis
The Exchange believes the proposed
rule change is consistent with the
Securities Exchange Act of 1934 (the
‘‘Act’’) and the rules and regulations
thereunder applicable to the Exchange
5 See
Cboe Rule 3.9(e).
Cboe Rule 3.9(e)(3).
7 See Cboe Rule 3.9(e)(1).
8 See Cboe Rule 3.9(e)(4).
6 See
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03MRN1
Agencies
[Federal Register Volume 86, Number 40 (Wednesday, March 3, 2021)]
[Notices]
[Pages 12498-12499]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-04311]
=======================================================================
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NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
[NARA-21-0004; NARA-2021-020]
Records Schedules; Availability and Request for Comments
AGENCY: National Archives and Records Administration (NARA).
ACTION: Notice of availability of proposed records schedules; request
for comments.
-----------------------------------------------------------------------
SUMMARY: The National Archives and Records Administration (NARA)
publishes notice of certain Federal agency requests for records
disposition authority (records schedules). We publish notice in the
Federal Register and on regulations.gov for records schedules in which
agencies propose to dispose of records they no longer need to conduct
agency business. We invite public comments on such records schedules.
DATES: NARA must receive comments by April 19, 2021.
ADDRESSES: You may submit comments by either of the following methods.
You must cite the control number, which appears on the records schedule
in parentheses after the name of the agency that submitted the
schedule.
Federal eRulemaking Portal: https://www.regulations.gov.
Mail: Records Appraisal and Agency Assistance (ACR);
National Archives and Records Administration; 8601 Adelphi Road,
College Park, MD 20740-6001.
FOR FURTHER INFORMATION CONTACT: Kimberly Keravuori, Regulatory and
External Policy Program Manager, by email at
[email protected]. For information about records schedules,
contact Records Management Operations by email at
[email protected], by mail at the address above, or by phone at
301-837-1799.
SUPPLEMENTARY INFORMATION:
Public Comment Procedures
We are publishing notice of records schedules in which agencies
propose to dispose of records they no longer need to conduct agency
business. We invite public comments on these records schedules, as
required by 44 U.S.C. 3303a(a), and list the schedules at the end of
this notice by agency and subdivision requesting disposition authority.
In addition, this notice lists the organizational unit(s)
accumulating the records or states that the schedule has agency-wide
applicability. It also provides the control number assigned to each
schedule, which you will need if you submit comments on that schedule.
We have uploaded the records schedules and accompanying appraisal
memoranda to the regulations.gov docket for this notice as ``other''
documents. Each records schedule contains a full description of the
records at the file unit level as well as their proposed disposition.
The appraisal memorandum for the schedule includes information about
the records.
We will post comments, including any personal information and
attachments, to the public docket unchanged. Because comments are
public, you are responsible for ensuring that you do not include any
confidential or other information that you or a third party may not
wish to be publicly posted. If you want to submit a comment with
confidential information or cannot otherwise use the regulations.gov
portal, you may contact [email protected] for instructions on
submitting your comment.
We will consider all comments submitted by the posted deadline and
consult as needed with the Federal agency seeking the disposition
authority. After considering comments, we will post on regulations.gov
a ``Consolidated Reply'' summarizing the comments, responding to them,
and noting any changes we have made to the proposed records schedule.
We will then send the schedule for final approval by the Archivist of
the United States. You may elect at regulations.gov to receive updates
on the docket, including an alert when we post the Consolidated Reply,
whether or not you submit a comment. If you have a question, you can
submit it as a comment, and can also submit any concerns or comments
you would have to a possible response to the question. We will address
these items in consolidated replies along with any other comments
submitted on that schedule.
We will post schedules on our website in the Records Control
Schedule (RCS) Repository, at https://www.archives.gov/records-mgmt/rcs, after the Archivist approves them. The RCS contains all schedules
approved since 1973.
Background
Each year, Federal agencies create billions of records. To control
this accumulation, agency records managers prepare schedules proposing
retention periods for records and submit these schedules for NARA's
approval. Once approved by NARA, records schedules provide mandatory
instructions on what happens to records when no longer needed for
current Government business. The records schedules authorize agencies
to preserve records of continuing value in the National Archives or to
destroy, after a specified period, records lacking continuing
administrative, legal, research, or other value. Some schedules are
comprehensive and cover all the records of an agency or one of its
major subdivisions. Most schedules, however, cover records of only one
office or program or a few series of records. Many of these update
previously approved schedules, and some include records proposed as
permanent.
Agencies may not destroy Federal records without the approval of
the Archivist of the United States. The Archivist grants this approval
only after thorough consideration of the records' administrative use by
the agency of origin, the rights of the Government and of private
people directly affected by the
[[Page 12499]]
Government's activities, and whether or not the records have historical
or other value. Public review and comment on these records schedules is
part of the Archivist's consideration process.
Schedules Pending
1. Department of Homeland Security, Immigration and Customs
Enforcement, Non-Evidentiary Video Audio Records (DAA-0567-2021-0001).
Laurence Brewer,
Chief Records Officer for the U.S. Government.
[FR Doc. 2021-04311 Filed 3-2-21; 8:45 am]
BILLING CODE 7515-01-P