Surrender of License of Small Business Investment Company; Patriot Capital II, L.P., 11570 [2021-03876]
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11570
Federal Register / Vol. 86, No. 36 / Thursday, February 25, 2021 / Notices
of fact or law proposed to be
controverted, and the writer may
request to be notified if the Commission
should order a hearing thereon. Any
such communication should be emailed
to the Commission’s Secretary at
Secretarys-Office@sec.gov.
At any time after March 19, 2021, the
Commission may issue an order or
orders cancelling the registrations of any
or all of the registrants listed in the
attached Appendix, upon the basis of
the information stated above, unless an
order or orders for a hearing on the
cancellation shall be issued upon
request or upon the Commission’s own
motion. Persons who requested a
hearing, or who requested to be advised
as to whether a hearing is ordered, will
receive any notices and orders issued in
this matter, including the date of the
hearing (if ordered) and any
postponements thereof. Any registrant
whose registration is cancelled under
delegated authority may appeal that
decision directly to the Commission in
accordance with rules 430 and 431 of
the Commission’s rules of practice (17
CFR 201.430 and 431).
ADDRESSES: The Commission:
Secretarys-Office@sec.gov.
FOR FURTHER INFORMATION CONTACT:
Lawrence Pace, Senior Counsel, at 202–
551–6999; SEC, Division of Investment
Management, Investment Adviser
Regulation Office, 100 F Street NE,
Washington, DC 20549–8549.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.2
J. Matthew DeLesDernier,
Assistant Secretary.
SEC No.
801–61381
801–50509
801–108178
801–81034
801–115109
801–68831
801–79208
801–78930
801–57974
801–108510
801–111687
801–114916
801–79356
801–36999
801–110578
801–78597
801–113600
801–108811
801–115294
801–112406
801–81062
801–107824
801–112934
801–47405
801–117662
801–117680
801–113476
801–74490
801–110776
Full legal name
INDEPENDENT PORTFOLIO CONSULTANTS, INC.
INTEGRATED WEALTH MANAGEMENT, INC.
IPC PRIVATE WEALTH PARTNERS,
LLC.
KATZ FAMILY FINANCIAL ADVISORS, LLC.
KEE MULTI FAMILY OFFICE CORP.
LEBENTHAL ASSET MANAGEMENT, LLC.
LEBENTHAL PARTNERS LLC.
LEBENTHAL WEALTH ADVISORS,
LLC.
MARKETOCRACY CAPITAL MANAGEMENT LLC.
MILLENNIUM CAPITAL PARTNERS
LTD.
MOONWALK CAPITAL LLC.
POWERSCALE CAPITAL MANAGEMENT, LLC.
QUANTMETRICS CAPITAL MANAGEMENT LLP.
RENN CAPITAL GROUP, INC.
RETIREMENT INCOME SECURITY
SOLUTIONS, LLC.
SAPPHIRE CAPITAL MANAGEMENT, LTD.
SECOND NATURE INVESTMENTS
LLC.
SL2 INVESTMENTS LLC.
SLATE CREEK CAPITAL, LLC.
SOLARA INVESTMENT ADVISORS
LLC.
STARBOARD ASSET MANAGEMENT, INC.
STAUFFER, ADAM WILLIAM.
STOCKPITCH FINANCIAL CORPORATION.
TONG ROBERT WAI.
TRIDENT OS, LLC.
UNICREDIT FINANCIAL SERVICES
AND INVESTMENT ADVISOR.
VENROTH PRINCIPAL MANAGEMENT.
WEALTH MANAGEMENT, LLC.
XENON PRIVATE EQUITY LTD.
801–80706
801–80669
801–107925
801–28037
801–96240
801–80697
801–44774
801–108051
801–107673
801–107890
801–57393
801–77028
801–71707
801–79943
801–66757
801–61820
2 17
VerDate Sep<11>2014
Jkt 253001
SMALL BUSINESS ADMINISTRATION
[License No. 05/05–0291]
Surrender of License of Small
Business Investment Company; Aldine
SBIC Fund, L.P.
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 05/
05–0291 issued to Aldine SBIC Fund,
L.P., said license is hereby declared null
and void.
United States Small Business
Administration.
Thomas G. Morris,
Acting Associate Administrator, Director,
Office of SBIC Liquidation, Office of
Investment and Innovation.
[FR Doc. 2021–03877 Filed 2–24–21; 8:45 am]
BILLING CODE P
Pipeline and Hazardous Materials
Safety Administration
ATLANTIS ASSET MANAGEMENT
INTERNATIONAL CORP.
BLUE SHORES CAPITAL MANAGEMENT LLC.
BRISTOL ADVISORS, LLC.
BUSH O’DONNELL INVESTMENT
ADVISORS, INC.
CLINK SAVINGS INC.
COPPIN COLLINGS LIMITED.
EAST PACIFIC INVESTMENT CO
INC.
EMPEROR TREE CAPITAL LIMITED.
ETHIKA INVESTMENTS, LLC.
EVA CAPITAL MANAGEMENT LP.
FINANCIAL WEST INVESTMENT
GROUP, INC.
FINLES N.V.
FINVASIA FINANCIAL SERVICES
PVT LTD.
FOREFRONT CAPITAL ADVISORS,
LLC.
HARDING ADVISORY LLC.
HIGH PERCH LLC.
17:04 Feb 24, 2021
BILLING CODE P
DEPARTMENT OF TRANSPORTATION
BILLING CODE 8011–01–P
Full legal name
CFR 200.30–5(e)(2).
[FR Doc. 2021–03876 Filed 2–24–21; 8:45 am]
[FR Doc. 2021–03896 Filed 2–24–21; 8:45 am]
Appendix
SEC No.
United States Small Business
Administration.
Thomas G. Morris,
Acting Associate Administrator, Director,
Office of SBIC Liquidation, Office of
Investment and Innovation.
SMALL BUSINESS ADMINISTRATION
[License No. 03/03–0248]
Surrender of License of Small
Business Investment Company; Patriot
Capital II, L.P.
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 03/
03–0248 issued to Patriot Capital II,
L.P., said license is hereby declared null
and void.
PO 00000
Frm 00076
Fmt 4703
Sfmt 4703
[Docket No. PHMSA–2019–0153]
Pipeline Safety: Request for Special
Permit; Tejas Pipeline, LLC
Pipeline and Hazardous
Materials Safety Administration
(PHMSA); DOT.
ACTION: Notice.
AGENCY:
PHMSA is publishing this
notice to solicit public comments on a
request for special permit received from
the Tejas Pipeline, LLC (Tejas). The
special permit request is seeking relief
from compliance with certain
requirements in the Federal pipeline
safety regulations. At the conclusion of
the 30-day comment period, PHMSA
will review the comments received from
this notice as part of its evaluation to
grant or deny the special permit request.
SUMMARY:
E:\FR\FM\25FEN1.SGM
25FEN1
]]>Agencies
[Federal Register Volume 86, Number 36 (Thursday, February 25, 2021)]
[Notices]
[Page 11570]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-03876]
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SMALL BUSINESS ADMINISTRATION
[License No. 03/03-0248]
Surrender of License of Small Business Investment Company;
Patriot Capital II, L.P.
Pursuant to the authority granted to the United States Small
Business Administration under the Small Business Investment Act of
1958, as amended, under Section 309 of the Act and Section 107.1900 of
the Small Business Administration Rules and Regulations (13 CFR
107.1900) to function as a small business investment company under the
Small Business Investment Company License No. 03/03-0248 issued to
Patriot Capital II, L.P., said license is hereby declared null and
void.
United States Small Business Administration.
Thomas G. Morris,
Acting Associate Administrator, Director, Office of SBIC Liquidation,
Office of Investment and Innovation.
[FR Doc. 2021-03876 Filed 2-24-21; 8:45 am]
BILLING CODE P
