Fees for Production of Records; Other Amendments to Procedures for Disclosure of Information Under the Freedom of Information Act, 7499-7507 [2020-28336]

Download as PDF Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations conditions existing or anticipated at the affected airports. Because of the close and immediate relationship between these SIAPs, Takeoff Minimums and ODPs, and safety in air commerce, I find that notice and public procedure under 5 U.S.C. 553(b) are impracticable and contrary to the public interest and, where applicable, under 5 U.S.C. 553(d), good cause exists for making some SIAPs effective in less than 30 days. The FAA has determined that this regulation only involves an established body of technical regulations for which frequent and routine amendments are necessary to keep them operationally current. It, therefore—(1) is not a ‘‘significant regulatory action’’ under Executive Order 12866; (2) is not a ‘‘significant rule’’ under DOT Regulatory Policies and Procedures (44 FR 11034; February 26, 1979); and (3) does not warrant preparation of a regulatory evaluation as the anticipated impact is so minimal. For the same reason, the FAA certifies that this amendment will not have a significant economic impact on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. Los Angeles, CA, KLAX, RNAV (GPS) Y RWY 25L, Amdt 4B Los Angeles, CA, KLAX, RNAV (RNP) Z RWY 25L, Amdt 2B Hilo, HI, Hilo Intl, ILS OR LOC RWY 26, Amdt 14 Hilo, HI, Hilo Intl, RNAV (GPS) RWY 26, Amdt 2 Goodland, KS, KGLD, RNAV (GPS) RWY 12, Amdt 2B Goodland, KS, KGLD, RNAV (GPS) RWY 30, Amdt 1D Marksville, LA, Marksville Muni, RNAV (GPS) RWY 4, Orig-B Marksville, LA, Marksville Muni, VOR–A, Amdt 4A Bedford, MA, KBED, RNAV (GPS) RWY 23, Amdt 1 Bedford, MA, KBED, RNAV (GPS) Z RWY 11, Amdt 2 Bedford, MA, KBED, RNAV (RNP) Y RWY 11, Amdt 1 Bedford, MA, KBED, RNAV (RNP) Y RWY 29, Amdt 1 Lawrence, MA, KLWM, RNAV (GPS) RWY 23, Amdt 2 Vermillion, SD, KVMR, RNAV (GPS) RWY 30, Amdt 2B Dublin, VA, KPSK, ILS OR LOC Y RWY 6, Orig-B Dublin, VA, KPSK, ILS OR LOC Z RWY 6, Amdt 5B Lists of Subjects in 14 CFR Part 97 Air Traffic Control, Airports, Incorporation by reference, Navigation (Air). BILLING CODE 4910–13–P Issued in Washington, DC, on January 8, 2021. Wade Terrell, Aviation Safety Manager, Flight Procedures & Airspace Group, Flight Technologies and Procedures Division. Adoption of the Amendment Accordingly, pursuant to the authority delegated to me, Title 14, Code of Federal Regulations, Part 97 (14 CRF part 97) is amended by establishing, amending, suspending, or removing Standard Instrument Approach Procedures and/or Takeoff Minimums and Obstacle Departure Procedures effective at 0901 UTC on the dates specified, as follows: PART 97—STANDARD INSTRUMENT APPROACH PROCEDURES 1. The authority citation for part 97 continues to read as follows: khammond on DSKJM1Z7X2PROD with RULES ■ Authority: 49 U.S.C. 106(f), 106(g), 40103, 40106, 40113, 40114, 40120, 44502, 44514, 44701, 44719, 44721–44722. 2. Part 97 is amended to read as follows: ■ Effective 25 February 2021 Los Angeles, CA, KLAX, ILS OR LOC RWY 25L, ILS RWY 25L (CAT II), ILS RWY 25L (CAT III), Amdt 14B VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 [FR Doc. 2021–01763 Filed 1–28–21; 8:45 am] CONSUMER PRODUCT SAFETY COMMISSION 16 CFR Part 1015 [Docket No. CPSC–2020–0011] Fees for Production of Records; Other Amendments to Procedures for Disclosure of Information Under the Freedom of Information Act Consumer Product Safety Commission. ACTION: Final rule. AGENCY: The Consumer Product Safety Commission (CPSC) is amending its Freedom of Information Act (FOIA) fee regulations to reflect more accurately the CPSC’s direct costs of providing FOIA services, as well as to conform to the Office of Management and Budget’s (OMB’s) Uniform Freedom of Information Act Fee Schedule and Guidelines and to omit the fee category for the production of records on microfiche, an obsolete format. The CPSC also is amending other sections of its FOIA regulations to reflect organizational changes in the agency’s FOIA Office; to codify the existing practice of the General Counsel remanding cases to the Chief FOIA Officer; and to allow for application of any relevant FOIA exemptions. SUMMARY: PO 00000 Frm 00007 Fmt 4700 Sfmt 4700 DATES: 7499 The rule is effective on March 1, 2021. FOR FURTHER INFORMATION CONTACT: Abioye Ella Mosheim, Chief FOIA Officer and Assistant General Counsel, email: amosheim@cpsc.gov; telephone: (301) 504–7454; or Matthew S. OseiBonsu, Attorney-Advisor, email: moseibonsu@cpsc.gov; telephone: (301) 504–7071; U.S. Consumer Product Safety Commission, Room 820, 4330 East West Highway, Bethesda, MD 20814. SUPPLEMENTARY INFORMATION: A. Background and Statutory Authority On June 30, 2016, the President signed into law the FOIA Improvement Act of 2016, Public Law 114–185 (2016 Act). The 2016 Act amends the Freedom of Information Act, 5 U.S.C. 552, requiring, inter alia, the Chief FOIA Officer of every agency to review its FOIA fee regulations annually. See 5 U.S.C. 552(j)(3)(C). OMB’s Uniform Freedom of Information Act Fee Schedule and Guidelines (OMB Fee Guidelines) provides Federal agencies with guidance on reviewing and assessing FOIA fees. 52 FR 10012 (Mar. 27, 1987). Following OMB’s issuance of its Fee Guidelines in March 1987, the CPSC proposed amendments to its FOIA fee regulations, codified at 16 CFR part 1015 (part 1015). 52 FR 17767 (May 12, 1987). The CPSC finalized its amendments on fees to reflect the agency’s direct costs, and the amendments became effective on September 4, 1987. 52 FR 28979 (Aug. 5, 1987). In 1997, CPSC updated one portion of its FOIA fee regulations regarding computerized records and interest to be charged on fees owed. 62 FR 46198 (Sept. 2, 1997). In 2017, the CPSC also updated portions of its FOIA fee regulations to revise the definition of ‘‘representative of the news media’’ and to make other clarifications and corrections. 82 FR 37004 (Aug. 8, 2017). On April 16, 2020, the Commission issued a notice of proposed rulemaking (NPR) to make the following changes to part 1015: • Amendments concerning FOIA fees; • amendments reflecting recent organizational changes within the CPSC, and the CPSC’s FOIA Office, more specifically; • amendments addressing the FOIA appeals process; • amendments concerning the scope of FOIA Exemptions under 16 CFR 1015.20; and • other miscellaneous conforming amendments, all of which will be incorporated into the final rule and are summarized in greater detail below. E:\FR\FM\29JAR1.SGM 29JAR1 7500 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations 85 FR 21118. CPSC received two comments on the NPR. After reviewing the comments, the CSPC is finalizing this rule with modifications. B. Response to Comments The CPSC received two comments regarding the NPR. The National Archives and Records Administration (NARA) suggested that paragraphs (f) and (g) of § 1015.9 should be clarified to further distinguish between the terms ‘‘fee categories’’ and ‘‘fee waivers,’’ by removing language that could unintentionally lead to the mistaken inference that agencies have the discretion to waive fees based on requester categories. The CPSC agrees, and therefore, incorporated those comments into § 1015.9(f) and (g), by distinguishing between fee waivers and references to free services. The consumer advocacy group, Kids in Danger, in relevant part, recommended that the CPSC should not charge duplication fees for pages redacted in full. The CPSC agrees, and therefore, incorporated those comments into § 1015.9(e)(1)(iv), by noting that CPSC will not charge a duplication fee for pages redacted in full. Other Kids in Danger comments included a request for CPSC to provide more digital delivery methods, and to provide a faster turnaround for final responses; these comments were not incorporated. Digital delivery and response turnaround times are outside the scope of this rule; although it should be noted that CPSC already has a digital delivery service that every requester can opt into. khammond on DSKJM1Z7X2PROD with RULES C. Description of the Final Rule A. Amendments Regarding Fees Direct Costs. The FOIA authorizes agencies to charge certain fees to recover the direct costs of providing FOIA services. 5 U.S.C. 552(a)(4)(A). Fee schedules must provide for the recovery of only the direct costs of search, duplication, or review. 5 U.S.C. 552(a)(4)(A)(iv). Under the FOIA, agencies must: Promulgate regulations, pursuant to notice and public comment, specifying the schedule of fees applicable to processing FOIA requests; establish procedures and guidelines for determining when such fees should be waived or reduced; and conform their fee schedules to the OMB Fee Guidelines. 5 U.S.C. 552(a)(4)(A)(i). Pursuant to the OMB Fee Guidelines, agencies should charge fees that ‘‘recoup the full allowable direct costs they incur’’ and ‘‘shall use the most efficient and least costly methods to comply with requests for documents made under the FOIA.’’ 52 FR 10018. VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 Duplication Fees. The final rule amends § 1015.9(e)(1) regarding the current regulations on fees that the agency charges for reproducing documents, to reflect CPSC staff’s review and the assessment of certain known costs of producing FOIA records for Fiscal Year 2019, and based on current CPSC practices. The OMB Fee Guidelines require agencies to ‘‘establish an average agency-wide, perpage charge for paper copy reproduction of documents,’’ which ‘‘shall represent the reasonable direct costs of making such copies, taking into account the salary of the operator as well as the cost of the reproduction machinery.’’ 52 FR 10018. For copies prepared by computer, the OMB Fee Guidelines require agencies to charge the actual cost, including operator time of production of the printout. Id. For other methods of duplication, the OMB Fee Guidelines require agencies to charge the actual direct costs of producing the documents. Id. Currently, 16 CFR 1015.9(e)(1) sets forth the amount charged for reproducing documents on a standard photocopying machine at $0.10 per page. The final rule amends § 1015.9(e)(1) to specify a charge of $0.15 per page for manual photocopies and for computer printouts that are sent from a computer to a printer or photocopier machine. We calculated the fee for manual photocopies and computer printouts using the 2019 basic hourly pay rate of the average grade and step of staff members from the Office of the General Counsel, Division of the Secretariat (GCOS), who charged hours for FOIA projects in Fiscal Year 2019 (GS 12/4, or $33.52/staff hour), plus 16 percent for the allowable OMB benefit rate; multiplying that amount by the total staff hours within the GCOS that we estimated to be attributable to FOIA duplication in Fiscal Year 2019 (486.45 staff hours); adding the estimated cost of paper and toner used by GCOS staff for computer printouts in Fiscal Year 2019 ($9,826); and dividing that number by the corresponding number of pages printed (196,820 pages). CPSC staff estimated the total hours spent by GCOS staff attributable to FOIA duplication in Fiscal Year 2019, by taking a poll of the FOIA specialists, whose most common response was that they spent 5 percent of their time on duplication. The final rule amends § 1015.9(e) to clarify that CPSC will not charge a duplication fee for producing records provided to requesters in electronic format. Because converting an electronic file, such as a file in portable document format (PDF), and sending it to requesters via electronic mail or the PO 00000 Frm 00008 Fmt 4700 Sfmt 4700 FOIA online portal requires minimal operator time and computer and software costs, the agency’s actual costs of duplicating these records are de minimis. The final rule also clarifies how the fees for duplication costs will be assessed when records are available only in paper format and must be scanned to comply with a requester’s preference to receive records in an electronic format. Search Fees. The final rule amends § 1015.9(e)(2) regarding the current regulations on fees that the agency charges for searches. Pursuant to the OMB Fee Guidelines, for manual searches, whenever feasible, agencies should charge at the salary rate of the employee making the search, consisting of basic pay, plus 16 percent for the allowable OMB benefit rate; however, where a ‘‘homogenous class of personnel’’ is used exclusively, agencies may establish an average rate for the range of grades typically involved in searching for records. 52 FR 10018. For computer searches, agencies should charge the actual direct cost of providing the service, plus central processing unit (CPU) time that is directly attributable to searching for responsive records to a FOIA request. Alternatively, if agencies can do so, they can establish a reasonable agency-wide rate for operator, programmer, and CPU costs involved in FOIA searches, and charge accordingly. Id. Currently, § 1015.9(e)(2) and(3) divide searches into two categories: (1) Searches conducted by clerical staff; and (2) searches conducted by nonclerical, professional, or managerial staff. The current regulations charge $3.00 per quarter-hour for clerical searches, and $4.90 per quarter-hour for non-clerical searches. The final rule amends § 1015.9(e)(2) to remove the set dollar figures for search fees enumerated in the regulation, and in their place, states that search fees are based on the average grade and step of certain employees who charged hours in this category. CPSC staff concluded that this revision eliminates the need to update continuously the CPSC’s published FOIA fee regulations in accord with General Schedule pay adjustments. This approach is similar to the FOIA fee regulations at several other agencies, such as the Federal Communications Commission and the Securities and Exchange Commission. Additionally, due to organizational changes in the CPSC’s FOIA Office, and how requests are processed, clerical staff members rarely perform searches. Therefore, the final rule eliminates the category of clerical search fees. E:\FR\FM\29JAR1.SGM 29JAR1 khammond on DSKJM1Z7X2PROD with RULES Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations Consistent with this recommendation, and consistent with the OMB Fee Guidelines, the final rule distinguishes between manual and computer-based searches. CPSC will charge manual search fees on a per-quarter-hour basis, and annually calculate and publish on the FOIA web page the exact rate, using the basic hourly pay rate of the average grade and step of CPSC program staff who worked outside of the FOIA Office and who charged hours for FOIA projects in Fiscal Year 2019 (GS 14/7), plus 16 percent for the allowable OMB benefit rate. CPSC will charge computer search fees on a per-quarter-hour basis, and annually calculate and publish the exact rate, using the basic hourly pay rate of the average grade and step of GCOS staff who charged hours for FOIA projects in Fiscal Year 2019 (GS 12/4), plus 16 percent for the allowable OMB benefit rate. CPSC program staff who work outside of the FOIA Office often conduct FOIA computer searches. The Commission determined that the average grade and step of staff who charged hours for FOIA projects represents a reasonable agency-wide rate for operator costs in this category. The final rule computer search fee does not include CPU costs, because any agency software or hardware costs directly attributable to searching for responsive records would be difficult to quantify, and likely would be de minimis. Review Fees. The final rule amends § 1015.9(e)(3) regarding fees that the agency charges for the initial review of documents to determine whether any portion of any document may be withheld. The OMB Fee Guidelines permit agencies to establish a reasonable agency-wide average for such costs, where a single class of reviewers is typically involved in the review process. 52 FR 10018. Currently, § 1015.9(e)(4) sets forth the amount charged for review at $4.90 per quarter-hour. The final rule removes the set dollar figure review fee enumerated in the regulation. Instead, CPSC will charge the review fee on a per-quarterhour basis, and annually calculate and publish the exact rate, using the basic hourly pay rate of the average grade and step of GCOS staff who charged hours for FOIA review (GS 12/9), plus 16 percent for the allowable OMB benefit rate. Obsolete Formats. The FOIA requires agencies to provide records in any format requested, if the record is readily reproducible by the agency in that form or format. 5 U.S.C. 552(a)(3)(B). Currently, CPSC routinely produces VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 records in one of three formats: (1) Computer printout, if under 250 pages; (2) compact disc (CD), if more than 250 pages; and (3) electronic files, such as PDF. The final rule clarifies that requesters may request records in paper, CD, or electronic format. The final rule also removes the fee for producing records on microfiche, because this format is obsolete and not routinely produced by the CPSC. Annual Publication of Fees. The final rule states that CPSC will annually calculate and publish the exact perquarter-hour rates for searching and reviewing records, using the most recent General Schedule table published by the Office of Personnel Management (OPM). In addition, CPSC will annually calculate and publish the actual cost of CDs, DVDs, and other similar media. CPSC will make exact rates and costs available to the public on the CPSC’s FOIA web page. The public can also request information on exact rates and costs from GCOS. The CPSC will annually publish on its FOIA web page the salaries of CPSC employees associated with FOIA searches and reviews, consistent with the FOIA feeposting practice at several other agencies. Fee Waivers and Fee Categories. The FOIA requires agencies to provide free search and duplication fees for certain categories of requesters in increments of the first 100 pages of duplication and the first 2 hours of search, rather than in dollar amounts. 5 U.S.C. 552(a)(4)(A)(iv). The final rule incorporates more clearly this statutory requirement into § 1015.9(g), consistent with the OMB Fee Guidelines. 52 FR 10016. Section 1015.9(g)(2) specifies that CPSC will provide for free the first 100 pages of duplication for all noncommercial requesters, consistent with the FOIA and the OMB Fee Guidelines. The final rule amends § 1015.9(g)(3) to specify that CPSC will provide at no cost, the first 2 hours of search time for all requesters to whom search fees apply, except commercial requesters. Notice of Anticipated Fees. The OMB Fee Guidelines require agencies to implement procedures for notifying requesters when fees are estimated or determined to exceed $25, and provide those requesters an opportunity to confer with agency staff with the objective of reformulating their request to meet their needs at a lower cost. 52 FR 10018. The CPSC’s current FOIA fee regulations lack procedures for providing requesters with notice of anticipated fees in excess of $25 and an opportunity to confer with agency staff. The final rule amends § 1015.9(f) to provide notice of anticipated fees PO 00000 Frm 00009 Fmt 4700 Sfmt 4700 7501 greater than $25, along with the opportunity to confer with staff on costs. The final rule also provides that requesters must commit in writing to pay the actual or estimated fees, or must designate in writing the amount of fees the requester is willing to pay, before the FOIA Office will do further work on a FOIA request. Restrictions on Assessing Fees. The FOIA and the OMB Fee Guidelines prohibit agencies from charging a fee if the costs of collecting and processing that fee are likely to equal or exceed the fee. 5 U.S.C. 552(a)(4)(A)(iv); 52 FR 10018–19. Currently, § 1015.9(g)(5) states that the CPSC will not request payment if the requester’s total bill is less than $9.00. CPSC staff estimates that the current cost to the agency of collecting and processing a fee is $25. Accordingly, the final rule deletes § 1015.9(g)(5), and adds § 1015.9(g)(7), which provides that no fee will be charged when the total fee is equal to or less than $25. Advance Payment of Fees. The final rule adds § 1015.9(i), which sets forth provisions for requiring advance payment in certain cases before the production of records. The OMB Fee Guidelines instruct agencies that they cannot require a requester to make an advance payment unless: (1) The agency estimates that the allowable charges the requester may be required to pay are likely to exceed $250, in which case, the agency should notify the requester of the likely cost, and obtain satisfactory assurance of full payment, where the requester has a history of prompt payment of FOIA fees, or require payment ‘‘of an amount up [to] the full estimated charges in the case of requesters with no history of payment’’; or (2) a requester has previously failed to pay a fee charged in a timely fashion, in which case the agency may require the requester to pay the full amount owed, plus any applicable interest, and to make an advance payment of the full amount of the estimated fee before the agency begins to process a new or pending request. 52 FR 10020. Currently, § 1015.9(g)(3) provides that before the Commission begins processing a request or discloses any information, it will require advance payment if charges are estimated to exceed $250.00 and the requester has no history of payment and cannot provide satisfactory assurance that payment will be made; or a requester failed to pay the Commission for a previous Freedom of Information Act request within 30 days of the billing date. The final rule reflects the language used in the OMB Fee Guidelines. See 52 FR 10020. The final rule also codifies the CPSC’s current E:\FR\FM\29JAR1.SGM 29JAR1 7502 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations practices of tolling the processing of the request while notifying the requester that advance payment is due, 5 U.S.C. 552(a)(6)(A)(ii)(II), and closing the request if, after 30 days of receipt, the requester does not respond to the fee notice. B. Amendments To Reflect Organizational Changes at CPSC FOIA Office. CPSC changed the organizational structure of the FOIA Office since the FOIA regulations were last amended in 2017. See 82 FR 37010. The CPSC’s FOIA Office is now housed within the Office of the General Counsel, rather than within the Office of the Secretary; and the Commission’s Assistant General Counsel for the Office of the General Counsel, Division of the Secretariat, holds the position of Chief FOIA Officer, rather than the Secretary of the Commission. The final rule amends 16 CFR 1015.1, 1015.2, 1015.3, 1015.4, 1015.5, 1015.6, 1015.7, and 1015.9 to replace the designations ‘‘Secretary of the Commission’’, ‘‘Secretary’’, or ‘‘Secretariat’’ with the title, ‘‘Chief FOIA Officer’’, and the final rule also replaces ‘‘Office of the Secretary’’ with ‘‘Office of the General Counsel, Division of the Secretariat’’ or ‘‘Division of the Secretariat’’. khammond on DSKJM1Z7X2PROD with RULES C. Amendment Concerning Appeals Delegation of Authority. The current regulations are inconsistent regarding the delegation of authority to review and respond to FOIA appeals. The final rule changes §§ 1015.4 and 1015.7(e) to clarify that the CPSC’s General Counsel has responsibility for reviewing and responding to FOIA appeals, and adds § 1015.1(d). The Commission delegated this authority to the General Counsel in 1985, 50 FR 7753 (February 26, 1985); however, this authority was not codified in other relevant FOIA provisions. Remands. Section 1015.7(c) codifies the existing practice regarding FOIA appeals. If the General Counsel grants, in whole or in part, a FOIA appeal, the General Counsel remands the matter to the Chief FOIA Officer for processing and providing the records to the requester, in accordance with the General Counsel’s decision. D. Broadening the Scope of FOIA Exemptions Under 16 CFR 1015.20 Currently, § 1015.5(h) states that the CPSC ‘‘may be unable to comply with the time limits set forth in § 1015.5 when disclosure of documents responsive to a request under this part is subject to the requirements of section 6(b) of the Consumer Product Safety Act.’’ However, the regulation does not take into account that, due to statutory VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 obligations, the CPSC also may be unable to comply with the time limits set forth in § 1015.5, when disclosure of documents responsive to a request is subject to section 6(a) of the Consumer Product Safety Act (CPSA). As such, the final rule amends § 1015.5(h) to conform to the statute by replacing the phrase, ‘‘section 6(b) of the Consumer Product Safety Act, 15 U.S.C. 2055(b)’’ with the phrase, ‘‘section 6 of the Consumer Product Safety Act, 15 U.S.C. 2055’’. Additionally, the current § 1015.20, which addresses the release of accident or investigation reports, only allows for the application of the investigatory file FOIA exemption and the redaction of the names of injured persons and the persons who treated the injured, pursuant to section 25(c) of the CPSA. Current CPSC practice, however, is to redact all personally identifiable information, including not only the names of injured persons and the persons who treated them, but also the names of other persons incidental to a consumer complaint, pursuant to FOIA exemption (b)(6). See 5 U.S.C. 552(b)(6). Rather than limit the applicable FOIA exemptions to the investigatory file exemption only, the final rule amends § 1015.20(a) to clarify that accident and investigation reports are subject to all applicable FOIA exemptions. E. Miscellaneous Amendments To ensure proper routing of new FOIA requests and appeals, CPSC’s FOIA Office created a separate email address for the submission of new FOIA requests and appeals. That address is cpscfoiarequests@cpsc.gov. Accordingly, the final rule updates §§ 1015.3(a) and 1015.7(a) to specify the proper email addresses to submit new FOIA requests and appeals. F. Environmental Considerations The CPSC’s regulations address whether the agency is required to prepare an environmental assessment or an environmental impact statement. 16 CFR part 1021. These regulations provide a categorical exclusion for certain CPSC actions that normally have ‘‘little or no potential for affecting the human environment.’’ 16 CFR 1021.5(c)(1). This final rule falls within the categorical exclusion. IV. Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), 5 U.S.C. 601–612, requires that agencies review a proposed rule and a final rule for the rule’s potential economic impact on small entities, including small businesses. Section 604 of the RFA generally requires that agencies prepare a final regulatory flexibility analysis PO 00000 Frm 00010 Fmt 4700 Sfmt 4700 (FRFA) when promulgating final rules, unless the head of the agency certifies that the rule will not have a significant economic impact on a substantial number of small entities. In this case, we noted in the NPR that neither the Administrative Procedure Act (APA) nor the FOIA statute required CPSC to issue an NPR, but CPSC voluntarily chose to follow notice-and-comment rulemaking. For the NPR, CPSC staff reviewed the potential impact of the changes proposed in the NPR on small entities. Staff’s analysis compared the number of fiscal year (FY) 2018 FOIA requesters to the number of small entities in the relevant North American Industrial Classification System (NAICS) sectors. Based on this analysis, staff concluded it was unlikely that a substantial number of small entities would be impacted by the proposed rule. Staff also concluded that the impact on noncommercial entities would remain essentially unchanged, unless noncommercial requesters opt to receive their documents in paper format, rather than electronically. Staff found that the costs for commercial firms increased more than for other entities; however, requesters would be alerted if costs were expected to be greater than $25; and commercial firms would be expected to proceed with the request (in whole or in part), only if the perceived benefit at least balanced the cost. Finally, staff noted that requesting firms can avoid duplication costs by electing to receive the requested documents electronically. The Commission sought comment on staff’s regulatory analysis in the NPR, and it received none. Because we have no information that would change staff’s analysis, the Commission concludes that the final rule will not have a significant impact on a substantial number of small entities. V. Paperwork Reduction Act The Paperwork Reduction Act (PRA) establishes certain requirements when an agency conducts or sponsors a ‘‘collection of information.’’ 44 U.S.C. 3501–3520. The final rule amends CPSC’s regulations to conform to the 2016 Act, updates certain CPSC’s procedures by codifying them, and makes other technical changes and corrections. The final rule does not impose any information-collection requirements. Thus, the PRA is not implicated by this final rule. VI. Executive Order 12988 (Preemption) According to Executive Order 12988 (February 5, 1996), agencies must state in clear language the preemptive effect, if any, of new regulations. Section 26 of E:\FR\FM\29JAR1.SGM 29JAR1 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations the CPSA explains the preemptive effect of consumer product safety standards issued under the CPSA. 15 U.S.C. 2075. The final rule is not a consumer product safety standard, but rather, the final rule revises a rule of agency practice and procedure, by making revisions and corrections to the agency’s FOIA fee regulations. Therefore, section 26 of the CPSA does not apply to this rule. VII. Congressional Review Act The Congressional Review Act (CRA; 5 U.S.C. 801–808) states that, before a rule can take effect, the agency issuing the rule must submit the rule, and certain related information, to each House of Congress and the Comptroller General. 5 U.S.C. 801(a)(1). The submission must indicate whether the rule is a ‘‘major rule.’’ The CRA states that the Office of Information and Regulatory Affairs (OIRA) determines whether a rule qualifies as a ‘‘major rule.’’ Pursuant to the CRA, OIRA designated this rule as not a ‘‘major rule,’’ as defined in 5 U.S.C. 804(2). To comply with the CRA, the Office of the General Counsel will submit the required information to each House of Congress and the Comptroller General. VIII. Effective Date In accordance with the APA’s general requirement that the effective date of a rule be at least 30 days after publication of the final rule, the NPR proposed a 30day effective date for the final rule. The Commission received no comment on the effective date. Accordingly, the effective date is 30 days after the date of publication of this final rule in the Federal Register. 5 U.S.C. 553(d). List of Subjects in 16 CFR Part 1015 Administrative practice and procedure, Consumer protection, Disclosure of information, Freedom of information. For the reasons discussed above, in accordance with the provisions of 5 U.S.C. 553 and the authority in the Consumer Product Safety Act, 15 U.S.C. 2051 et seq., CPSC amends part 1015 of title 16, chapter II, of the Code of Federal Regulations, as follows: khammond on DSKJM1Z7X2PROD with RULES PART 1015—PROCEDURES FOR DISCLOSURE OR PRODUCTION OF INFORMATION UNDER THE FREEDOM OF INFORMATION ACT 1. The authority citation for part 1015 continues to read as follows: ■ Authority: 15 U.S.C. 2051–2084; 15 U.S.C. 1261–1278; 15 U.S.C. 1471–1476; 15 U.S.C. 1211–1214; 15 U.S.C. 1191–1204; 15 U.S.C. 8001–8008; Pub. L. 110–278, 122 Stat. 2602; 5 U.S.C. 552. VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 2. Amend § 1015.1 as follows: a. In paragraph (c), remove the words ‘‘Secretariat of the Commission’’ and add in their place ‘‘Assistant General Counsel, Office of the General Counsel, Division of the Secretariat’’; and ■ b. Add paragraph (d). The addition reads as follows: ■ ■ § 1051.1 Purpose and scope. * * * * * (d) The General Counsel is the designated authority for the Commission’s Freedom of Information Act (FOIA) appeals and is responsible for reviewing and responding to appeals from denials or partial denials of requests for records under this chapter. ■ 3. Revise § 1015.2 to read as follows: § 1015.2 Public inspection. (a) The Consumer Product Safety Commission (CPSC) will maintain in a public reference room or area the materials relating to the CPSC that are required by 5 U.S.C. 552(a)(2) and 552(a)(5) to be made available for public inspection in an electronic format. The principal location will be in the Office of the General Counsel, Division of the Secretariat. The address of this office is: Office of the General Counsel, Division of the Secretariat, Consumer Product Safety Commission, Room 820, 4330 East-West Highway, Bethesda, MD 20814. (b) The CPSC will maintain an electronic reading room on the internet at: https://www.cpsc.gov for records that are required by 5 U.S.C. 552(a)(2) to be available by computer telecommunications. Records that the FOIA requires CPSC to make available for public inspection in an electronic format can be accessed through the CPSC’s FOIA web page, which is accessible by visiting: https:// www.cpsc.gov. (c) Subject to the requirements of section 6 of the Consumer Product Safety Act (CPSA), the CPSC will make available for public inspection in an electronic format, copies of all records, regardless of form or format, which: (1) Have been released to any person under 5 U.S.C. 552(a)(3); (2) Because of the nature of their subject matter, the FOIA Office determines have become or are likely to become the subject of subsequent requests for substantially the same records; or (3) Have been requested three or more times. § 1015.3 [Amended] 4. Amend § 1015.3 as follows: a. In paragraph (a), remove the word ‘‘Secretariat’’ and add in its place the ■ ■ PO 00000 Frm 00011 Fmt 4700 Sfmt 4700 7503 words ‘‘Chief FOIA Officer’’ and remove ‘‘cpsc-foia@cpsc.gov’’ and add in its place ‘‘cpscfoiarequests@cpsc.gov’’; and ■ b. In paragraphs (d) and (e), remove the word ‘‘Secretariat’’ and add in its place the words ‘‘Chief FOIA Officer’’. ■ 5. Revise § 1015.4 to read as follows: § 1015.4 Responses to requests for records; responsibility. The ultimate responsibility for responding to requests for records is vested in the Chief FOIA Officer of the Consumer Product Safety Commission. The Chief FOIA Officer, or the delegate of the Chief FOIA Officer, can respond directly, or forward the request to any other office of the CPSC for response. The Chief FOIA Officer’s response shall be in the form set forth in § 1015.7(d), for action on appeal. If no response is made by the FOIA Office within 20 working days, or any extension of the 20-day period, the requester and the General Counsel or the delegate of the General Counsel can take the action specified in § 1015.7(e). ■ 6. Amend § 1015.5 by revising paragraphs (a) through (d), (f), (g) introductory text, (g)(3) through (5), and (h) to read as follows: § 1015.5 Time limitation on responses to requests for records and requests for expedited processing. (a) The Chief FOIA Officer, or the delegate of the Chief FOIA Officer, shall respond to all written requests for records within twenty (20) working days (excepting Saturdays, Sundays, and legal public holidays). The time limitations on responses to requests for records submitted by mail shall begin to run at the time a request for records is received and date-stamped by the Office of the General Counsel, Division of the Secretariat. The Office of the General Counsel, Division of the Secretariat shall date-stamp the request the same day that it receives the request. The time limitations on responses to requests for records submitted electronically during working hours (8 a.m. to 4:30 p.m. EST) shall begin to run at the time the request was electronically received, and the time limitations on responses to requests for records submitted electronically during non-working hours will begin to run when working hours resume. (b) The time for responding to requests for records can be extended by the Chief FOIA Officer at the initial stage, or by the General Counsel, at the appellate stage, up to an additional ten (10) working days, under the following unusual circumstances: (1) The need to search for and collect the requested records from field E:\FR\FM\29JAR1.SGM 29JAR1 khammond on DSKJM1Z7X2PROD with RULES 7504 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations facilities or other establishments that are separate from the Office of the General Counsel, Division of the Secretariat; (2) The need to search for, collect, and appropriately examine a voluminous amount of separate and distinct records that are demanded in a single request; or (3) The need to consult, which shall be conducted with all practicable speed, with another agency having a substantial interest in the determination of the request, or among two or more components of the CPSC having substantial subject matter interest. (c) Any extension of time must be accompanied by written notice to the person making the request, setting forth the reason(s) for such extension, and the time within which a response is expected. (d) If the Chief FOIA Officer at the initial stage, or the General Counsel at the appellate stage, determines that an extension of time greater than ten (10) working days is necessary to respond to a request satisfying the ‘‘unusual circumstances’’ specified in paragraph (b) of this section, the Chief FOIA Officer, or the General Counsel, shall notify the requester, and give the requester the opportunity to: (1) Limit the scope of the request so that it may be processed within the time limit prescribed in paragraph (b) of this section; or (2) Arrange with the Chief FOIA Officer, or the General Counsel, an alternative time frame for processing the request or a modified request. * * * * * (f) The Chief FOIA Officer, or the delegate of the Chief FOIA Officer, may aggregate and process as a single request, requests by the same requester, or a group of requesters acting in concert, if the Chief FOIA Officer, or delegate, reasonably believes that the requests actually constitute a single request that would otherwise satisfy the ‘‘unusual circumstances’’ specified in paragraph (b) of this section, and the requests involve clearly related matters. (g) The Chief FOIA Officer, or the delegate of the Chief FOIA Officer, will provide expedited processing of requests in cases where the requester requests expedited processing and demonstrates a compelling need for such processing. * * * * * (3) The Chief FOIA Officer or the delegate of the Chief FOIA Officer will determine whether to grant a request for expedited processing and will notify the requester of such determination within ten (10) calendar days of receipt of the request. VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 (4) Denials of requests for expedited processing may be appealed to the Office of the General Counsel, as set forth in § 1015.7. The General Counsel will determine expeditiously any such appeal. (5) The Chief FOIA Officer, or the delegate of the Chief FOIA Officer, will process, as soon as is practicable, the documents responsive to a request for which expedited processing is granted. (h) The Chief FOIA Officer may be unable to comply with the time limits set forth in paragraphs (a) through (d) of this section, when disclosure of documents responsive to a request under this part is subject to the requirements of section 6 of the Consumer Product Safety Act, 15 U.S.C. 2055, and the regulations implementing that section, 16 CFR part 1101. The Chief FOIA Officer, or the delegate of the Chief FOIA Officer, will notify requesters whose requests will be delayed for this reason. ■ 7. Amend § 1015.6 as follows: ■ a. In paragraphs (a) and (b) introductory text, remove the word ‘‘Secretariat’’ and add in its place the words ‘‘Chief FOIA Officer’’; ■ b. Revise paragraph (b)(4); and ■ c. In paragraph (c), remove the word ‘‘Secretariat’’ and add in its place the words ‘‘Chief FOIA Officer’’. The revision reads as follows: § 1015.6 Responses: Form and content. * * * * * (b) * * * (4) A statement that the denial can be appealed to the General Counsel, as specified in § 1015.1(d). Any such appeal must be made within 90 calendar days after the date of the denial or partial denial from the Chief FOIA Officer, or the delegate of the Chief FOIA Officer. * * * * * ■ 8. Amend § 1015.7 by revising the section heading and paragraphs (a) through (e) and (g) and removing the parenthetical authority citation at the end of the section to read as follows: § 1015.7 Appeals from initial denials. (a) When the Chief FOIA Officer, or the delegate of the Chief FOIA Officer, has denied a request for records, in whole or in part, the requester can, within 90 calendar days after the date of the denial or partial denial, appeal the denial to the General Counsel of the Consumer Product Safety Commission, attention: Division of the Secretariat. Appeals may be submitted through any of the following methods: the e-FOIA Public Access Link at https:// www.cpsc.gov; email to: PO 00000 Frm 00012 Fmt 4700 Sfmt 4700 cpscfoiarequests@cpsc.gov; U.S. mail to: 4330 East-West Highway, Room 820, Bethesda, MD 20814; or by facsimile to: 301–504–0127. To facilitate handling, the requester should mark both the appeal letter and envelope, or subject line of the electronic transmission, ‘‘Freedom of Information Act Appeal.’’ (b) The General Counsel will act upon an appeal within 20 working days of its receipt. The time limitations on an appeal submitted by mail shall begin to run at the time an appeal is received and date-stamped by the Division of the Secretariat. The Division of the Secretariat will date-stamp the appeal the same day that it receives the appeal. The time limitations on an appeal submitted electronically during working hours (8 a.m. to 4:30 p.m. EST) shall begin to run at the time the appeal is received electronically; and the time limitations on appeals submitted electronically during non-working hours will begin to run when working hours resume. (c) After reviewing the appeal, the General Counsel will issue a decision either to grant or deny the appeal, in whole or in part. If the General Counsel decides to grant the appeal in whole or in part, the General Counsel will inform the requester and submitter of the information, in accordance with §§ 1015.6(a) and 1015.18(b). Thereafter, the Chief FOIA Officer will provide the records in accordance with the General Counsel’s decision. (d) The General Counsel shall have the authority to grant or deny all appeals and, as an exercise of discretion, to disclose records exempt from mandatory disclosure under 5 U.S.C. 552(b). In unusual or difficult cases, the General Counsel can, in his/ her discretion, refer an appeal to the Chairman for determination. (e) The General Counsel’s decision on appeal shall be in writing, shall be signed by the General Counsel, and shall constitute final agency action. A denial in whole or in part of a request on appeal shall set forth the exemption relied upon; a brief explanation, consistent with the purpose of the exemption, of how the exemption applies to the records withheld; and the reasons for asserting it. The decision will inform the requester of the right to seek dispute resolution services from CPSC’s FOIA Liaison, or the Office of Government Information Services. A denial in whole or in part shall also inform the requester of his/her right to seek judicial review of the General Counsel’s final determination in a E:\FR\FM\29JAR1.SGM 29JAR1 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations United States district court, as specified in 5 U.S.C. 552(a)(4)(B). * * * * * (g) Copies of all appeals and copies of all actions on appeal shall be furnished to and maintained in a public file by the Office of the General Counsel, Division of the Secretariat. ■ 9. Amend § 1015.9 as follows: ■ a. Revise paragraphs (a) and (e) through (g); and ■ b. Add paragraphs (h) and (i). The revisions and additions read as follows: khammond on DSKJM1Z7X2PROD with RULES § 1015.9 Fees for production of records. (a) The CPSC will provide, at no charge, certain routine information. For other CPSC responses to information requests, the Chief FOIA Officer, or the delegate of the Chief FOIA Officer, shall determine and levy fees for duplication, search, review, and other services, in accordance with this section. * * * * * (e) The following fee schedule will apply: (1) Duplication. (i) Manual photocopies: $0.15 per page. (ii) Computer printouts that are sent from a computer to a printer or photocopier machine: $0.15 per page. (iii) Compact discs, DVDs, or other similar media duplications: Direct-cost basis. The exact fees for duplication of records on these forms of media will be calculated and published annually and are available to the public on the CPSC’s FOIA web page at: https:// www.cpsc.gov, and from the Office of the General Counsel, Division of the Secretariat, Consumer Product Safety Commission, Room 820, 4330 East-West Highway, Bethesda, MD 20814. (iv) There is no duplication fee for producing records provided to requesters in electronic format, or for pages redacted in full in any format. (v) Requesters can request and be provided records in any format that is readily reproducible by the agency, including electronic format. (vi) When records available only in paper format must be scanned to comply with a requester’s preference to receive records in an electronic format, the requester must pay the direct costs of scanning those materials. The exact fees for scanning these materials will be assessed on a quarter-hour basis, will be calculated and published annually, and are available to the public on the CPSC’s FOIA web page at: https:// www.cpsc.gov, and from the Office of the General Counsel, Division of the Secretariat, Consumer Product Safety Commission, Room 820, 4330 East-West Highway, Bethesda, MD 20814. VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 (2) Searches. Fees for searches are assessed on a quarter-hour basis. The exact fees for searches are calculated and published annually and are available to the public on the CPSC’s FOIA web page at: https:// www.cpsc.gov, and from the Office of the General Counsel, Division of the Secretariat, Consumer Product Safety Commission, Room 820, 4330 East-West Highway, Bethesda, MD 20814. (i) Manual file searches. Manual search fees are calculated using the basic hourly pay rate of the average grade and step of employees who charged hours in this category (GS 14/ 7), plus 16 percent to account for the cost of benefits. (ii) Computer searches. Computer search fees are calculated using the basic hourly pay rate of the average grade and step of employees who charged hours in this category (GS 12/ 4), plus 16 percent to account for the cost of benefits. (3) Review. Fees for review are assessed on a quarter-hour basis. The exact fee for review is calculated and published annually and is available to the public on the CPSC’s FOIA web page at: https://www.cpsc.gov and from the Office of the General Counsel, Division of the Secretariat, Consumer Product Safety Commission, Room 820, 4330 East-West Highway, Bethesda, MD 20814. The review fee is calculated using the basic hourly pay rate of the average grade and step of employees who charged hours in this category (GS 12/9), plus 16 percent to account for the cost of benefits. Fees for reviewing records will only be charged to commercial requesters. (4) Postage. If the requester wants special handling, or if the volume or dimensions of the materials requires special handling, the FOIA Office will charge the direct cost of mailing such requested materials. (5) Other charges. (i) Materials requiring special reproducing or handling, such as photographs, slides, blueprints, video and audio tape recordings, or other similar media: Direct-cost basis. (ii) Any other service: Direct-cost basis. (f) Notice of anticipated fees in excess of $25: (1) When the FOIA Office determines or estimates that the fees to be assessed will exceed $25, the FOIA Office shall promptly notify the requester of the actual or estimated amount of the fees, including a breakdown of the fees for search, review, and duplication, if applicable, and any applicable fee waivers that would apply to the request, unless the requester has indicated a PO 00000 Frm 00013 Fmt 4700 Sfmt 4700 7505 willingness to pay fees as high as those anticipated. The notice shall specify that the requester may confer with agency staff with the objective of reformulating the request to meet the requester’s needs at a lower cost. If only a portion of the fee can be estimated readily, the FOIA Office will advise the requester, accordingly. If the request is not from a commercial use requester, the notice shall specify that the requester is entitled to 100 pages of duplication at no charge, and if the requester is charged search fees, 2 hours of search time at no charge. (2) When a requester has been provided notice of anticipated fees in excess of $25, the FOIA Office shall toll processing of the request, and further work will not be completed until the requester commits in writing to pay the actual or estimated total fee, or designates the amount of fees the requester is willing to pay. In the case of a requester who is not a commercial requester, the requester may designate that the requester seeks only those services that can be provided in paragraphs (g)(2) and (3) of this section, without charge. The CPSC is not required to accept payment in installments. (3) If the requester has committed to pay a designated amount of fees, but the FOIA Office determines or estimates that the total fee will exceed that amount, the FOIA Office shall toll processing of the request and notify the requester of the actual or estimated fees in excess of the requester’s commitment. The FOIA Office shall inquire whether the requester wishes to revise the amount of fees the requester is willing to pay or wishes to modify the request. Once the requester responds, the administrative time limits in § 1015.5 will resume. (4) The Chief FOIA Officer shall make available the FOIA Public Liaison to assist requesters in reformulating a request to meet the requester’s needs at a lower cost. (5) If a requester does not commit in writing to pay the actual or estimated total fee or designate in writing the amount of fees the requester is willing to pay within 30 working days from the date of the notification letter, the request shall be closed. The FOIA Office shall notify the requester that the request has been closed. (6) Any adverse determination made by the Chief FOIA Officer, or the designee of the Chief FOIA Officer, concerning a dispute over actual or estimated fees can be appealed by the requester to the General Counsel, in the manner described at § 1015.7. E:\FR\FM\29JAR1.SGM 29JAR1 7506 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations (g)(1) There are three categories of requesters: Commercial; educational institutions, noncommercial scientific institutions, and representatives of the news media; and all other requesters, including members of the general public. khammond on DSKJM1Z7X2PROD with RULES TABLE 1 TO PARAGRAPH (g)(1) Requester category Search Review Commercial (including law firms) .......................................... Educational, noncommercial scientific institutions, or news media. All other requesters (including members of the general public). Fee ........................................ No Fee .................................. Fee ......................... No Fee ................... Fee. Fee after first 100 pages. Fee After First 2 Hours ......... No Fee ................... Fee after first 100 pages. (2) Fees shall be assessed as follows: (i) Full fees shall apply to commercial-use requests. (ii) The first 100 pages of duplication shall be free for requests from the categories of educational institutions, noncommercial scientific institutions, representatives of the news media, and all other requesters (including members of the general public). (iii) The first 2 hours of search time shall be free for the category of all other requesters (including members of the general public). (iv) The Chief FOIA Officer, or the designee of the Chief FOIA Officer, shall waive or reduce fees whenever disclosure of the requested information is in the public interest because it is likely to contribute significantly to public understanding of the operations or activities of the Government, and disclosure of the requested information is not primarily in the commercial interest of the requester. (v) In making a determination under paragraph (g)(2)(iv) of this section, the Chief FOIA Officer, or the designee of the Chief FOIA Officer, shall consider the following factors: (A) The subject of the request: Whether the subject of the requested records concerns the operations or activities of the Government. (B) The informative value of the information to be disclosed: Whether the disclosure is likely to contribute to an understanding of Government operations or activities. (C) The contribution to an understanding of the subject by the general public likely to result from disclosure: Whether disclosure of the requested information will contribute to public understanding. (D) The significance of the contribution to public understanding: Whether the disclosure is likely to contribute significantly to public understanding of Government operations or activities. (E) The existence and magnitude of a commercial interest: Whether the requester has a commercial interest that VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 would be furthered by the requested disclosure; and, if so (F) The primary interest in disclosure: Whether the magnitude of the identified commercial interest of the requester is sufficiently large, in comparison with the public interest in disclosure, that disclosure is primarily in the commercial interest of the requester. (vi) Search fees shall not be charged for all requests and duplication fees shall not be charged for requests from educational institutions, noncommercial scientific institutions, and representatives of the news media, if the FOIA Office fails to comply with any time limit under §§ 1015.5(a) and (g)(3) and 1015.7(b) and 5 U.S.C. 552(a)(6), other than the exceptions stated in 5 U.S.C. 552(a)(4)(A)(viii)(ll). Those exceptions include: (A) If the FOIA Office has determined that ‘‘unusual circumstances,’’ as defined in § 1015.5(b) apply, and the FOIA Office provided timely written notice to the requester, as required by § 1015.5(c) or § 1015.7(f), then failure to comply with the time limit in §§ 1015.5(a) and (g)(3) and 1015.7(b) and 5 U.S.C. 552(a)(6) is excused for 10 additional working days; or (B) If the FOIA Office has determined that ‘‘unusual circumstances,’’ as defined in § 1015.5(b), apply and more than 5,000 pages are necessary to respond to the request, and the FOIA Office has provided timely written notice in accordance with § 1015.5(c) and (e), and the FOIA Office has discussed with the requester via written mail, email, or telephone (or has made not less than three good-faith efforts to do so), how the requester could effectively limit the scope of the request; or (C) If a court has determined that exceptional circumstances exist, as defined in 5 U.S.C. 552(a)(6)(C), then failure to comply with §§ 1015.5(a) and (g)(3) and 1015.7(b) and 5 U.S.C. 552(a)(6) shall be excused for the length of time provided by the court order. (vii) No fee will be charged when the total fee is equal to or less than $25. PO 00000 Frm 00014 Fmt 4700 Sfmt 4700 Duplication (viii) Any determination made by the Chief FOIA Officer, or the designee of the Chief FOIA Officer, concerning fee reductions or fee waivers may be appealed by the requester to the General Counsel, in the manner described at § 1015.7. (h) Collection of fees shall be in accordance with the following: (1) Interest will be charged on amounts billed, starting on the 31st day following the day on which the requester receives the bill. Interest will be charged at the rate prescribed in 31 U.S.C. 3717. (2) Search fees may be charged, even if no responsive documents are located, or if the search leads to responsive documents that are withheld under an exemption to the Freedom of Information Act. (3) The FOIA Office may aggregate requests, for the purposes of billing, whenever it reasonably believes that a requester, or, on rare occasions, a group of requesters, is attempting to separate a request into more than one request to evade fees. The FOIA Office shall not aggregate multiple requests on unrelated subjects from one requester. (i)(1) For requests other than those described in paragraphs (i)(2) and (3) of this section, the FOIA Office shall not require a requester to make advance payment (i.e., payment made before the FOIA Office commences or continues work on a request). Payment owed for work already completed (i.e., payment before copies are sent to a requester) does not constitute an advance payment for purposes of this part. (2) When the FOIA Office determines or estimates that a total fee to be charged under this section will exceed $250, and the requester has no history of payment, the FOIA Office shall notify the requester of the actual or estimated fee, and may require the requester to make an advance payment of the entire anticipated fee before beginning to process the request. A notice under this paragraph (i)(2) shall offer the requester an opportunity to discuss the matter with FOIA Office staff to modify the E:\FR\FM\29JAR1.SGM 29JAR1 Federal Register / Vol. 86, No. 18 / Friday, January 29, 2021 / Rules and Regulations request to meet the requester’s needs at a lower cost. (3) When a requester has previously failed to pay a properly charged FOIA fee to the CPSC within 30 calendar days of the date of billing, the FOIA Office may notify the requester that the requester is required to pay the full amount owed, plus any applicable interest, and to make an advance payment of the full amount of any anticipated fee, before the FOIA Office begins to process a new request or continues processing a pending request from that requester. (4) When the CPSC FOIA Office requires advance payment, the FOIA Office will not further process the request until the required payment is made. The FOIA Office will toll the processing of the request while it notifies the requester of the advanced payment due, and the administrative time limits in § 1015.5 will begin only after the agency has received the advance payments. If the requester does not pay the advance payment within 30 calendar days from the date of the FOIA Office’s fee notice, the FOIA Office will presume that the requester is no longer interested in the records and notify the requester that the request has been closed. § 1015.20 [Amended] 10. Amend § 1015.20(a) by removing the phrase ‘‘the investigatory file exemption’’ and adding in its place the word ‘‘exemptions’’. ■ Alberta E. Mills, Secretary, Consumer Product Safety Commission. To view documents mentioned in this preamble as being available in the docket, go to https:// www.regulations.gov, type USCG–2021– 0056 in the ‘‘SEARCH’’ box and click ‘‘SEARCH.’’ Click on Open Docket Folder on the line associated with this rule. FOR FURTHER INFORMATION CONTACT: If you have questions on this rule, call or email Lieutenant Anthony Solares, Waterways Management, U.S. Coast Guard; telephone (415) 399–7443, email SFWaterways@uscg.mil. SUPPLEMENTARY INFORMATION: ADDRESSES: I. Table of Abbreviations BILLING CODE 6355–01–P CFR Code of Federal Regulations COTP Captain of the Port San Francisco DHS Department of Homeland Security § Section U.S.C. United States Code DEPARTMENT OF HOMELAND SECURITY II. Background Information and Regulatory History [FR Doc. 2020–28336 Filed 1–28–21; 8:45 am] Coast Guard 33 CFR Part 165 [Docket No. USCG–2021–0056] RIN 1625–AA00 Emergency Safety Zone; Humboldt Bay Bar Entrance Closure for Piloted Vessels, Humboldt Bay, Eureka, CA khammond on DSKJM1Z7X2PROD with RULES emergency safety zone is in support of the safe navigation of piloted vessels transiting and is needed to protect life, vessels, and the maritime environment from potential hazards posed by the wreckage of a fishing vessel that sank near the Channel on January 24, 2021. The location of the wreckage is currently unknown. Due to heavy weather conditions, a proper survey of the wreckage cannot be immediately completed. Unauthorized piloted vessels are prohibited from entering into, transiting through, or remaining in the safety zone without permission from the Captain of the Port San Francisco or a designated representative. DATES: This rule is effective without actual notice from January 29, 2021 through 11:59 p.m. on February 10, 2021. For the purposes of enforcement, actual notice will be used from 12 p.m. January 26, 2021 through January 29, 2021. Coast Guard, DHS. Temporary final rule. AGENCY: ACTION: The Coast Guard is establishing a temporary safety zone in the navigable waters of the Humboldt Bay Bar Channel and the Humboldt Bay Entrance Channel, of Eureka, CA. This SUMMARY: VerDate Sep<11>2014 16:07 Jan 28, 2021 Jkt 253001 The Coast Guard is issuing this temporary rule without prior notice and opportunity to comment pursuant to authority under section 4(a) of the Administrative Procedure Act (APA) (5 U.S.C. 553(b)). This provision authorizes an agency to issue a rule without prior notice and opportunity to comment when the agency for good cause finds that those procedures are ‘‘impracticable, unnecessary, or contrary to the public interest.’’ Under 5 U.S.C. 553(b)(B), the Coast Guard finds that good cause exists for not publishing a notice of proposed rulemaking with respect to this rule because it is impracticable. The Coast Guard received notice of the wrecked vessel and the resulting immediate need for this safety PO 00000 Frm 00015 Fmt 4700 Sfmt 4700 7507 zone on January 24, 2021. It is impracticable to go through the full rulemaking process, including providing a reasonable comment period and considering those comments, because the Coast Guard must establish this emergency temporary safety zone by January 26, 2021. Under 5 U.S.C. 553(d)(3), the Coast Guard finds that good cause exists for making this rule effective less than 30 days after publication in the Federal Register. Delaying the effective date of this rule would be contrary to public interest because immediate action is needed to protect personnel, vessels, and the marine environment from potential hazards within the Humboldt Bay Bar entrance created by a recently wrecked vessel. III. Legal Authority and Need for Rule The Coast Guard is issuing this rule under authority in 46 U.S.C. 70034 (previously 33 U.S.C. 1231). The Captain of the Port San Francisco has determined that potential hazards associated with a vessel marine casualty exist within the entrance of the Humboldt Bay Bar Channel and the Humboldt Bay Entrance Channel. This rule is needed to protect personnel and piloted vessels transiting through the potentially hazardous section of the navigable waters until the wreckage can be located and addressed. IV. Discussion of the Rule This rule establishes a temporary safety zone in navigable waters of the Humboldt Bay Bar Channel and the Humboldt Bay Entrance Channel, of Eureka, CA from January 26, 2021 at 12:00 p.m. through February 10, 2021 at 11:59 p.m. The effect of the temporary safety zone will be to prohibit unauthorized navigation by piloted vessels within the Humboldt Bay Bar Channel while the hazards associated with a recent marine casualty exist. Except for piloted vessels authorized by the Captain of the Port or a designated representative, no piloted vessel may enter or remain in the restricted area. A ‘‘designated representative’’ means a Coast Guard Patrol Commander, including a Coast Guard coxswain, petty officer, or other officer operating a Coast Guard vessel or a Federal, State, or local officer designated by or assisting the COTP in the enforcement of the safety zone. V. Regulatory Analyses We developed this rule after considering numerous statutes and Executive orders related to rulemaking. Below we summarize our analyses based on a number of these statutes and E:\FR\FM\29JAR1.SGM 29JAR1

Agencies

[Federal Register Volume 86, Number 18 (Friday, January 29, 2021)]
[Rules and Regulations]
[Pages 7499-7507]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-28336]


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CONSUMER PRODUCT SAFETY COMMISSION

16 CFR Part 1015

[Docket No. CPSC-2020-0011]


Fees for Production of Records; Other Amendments to Procedures 
for Disclosure of Information Under the Freedom of Information Act

AGENCY: Consumer Product Safety Commission.

ACTION: Final rule.

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SUMMARY: The Consumer Product Safety Commission (CPSC) is amending its 
Freedom of Information Act (FOIA) fee regulations to reflect more 
accurately the CPSC's direct costs of providing FOIA services, as well 
as to conform to the Office of Management and Budget's (OMB's) Uniform 
Freedom of Information Act Fee Schedule and Guidelines and to omit the 
fee category for the production of records on microfiche, an obsolete 
format. The CPSC also is amending other sections of its FOIA 
regulations to reflect organizational changes in the agency's FOIA 
Office; to codify the existing practice of the General Counsel 
remanding cases to the Chief FOIA Officer; and to allow for application 
of any relevant FOIA exemptions.

DATES: The rule is effective on March 1, 2021.

FOR FURTHER INFORMATION CONTACT: Abioye Ella Mosheim, Chief FOIA 
Officer and Assistant General Counsel, email: [email protected]; 
telephone: (301) 504-7454; or Matthew S. Osei-Bonsu, Attorney-Advisor, 
email: [email protected]; telephone: (301) 504-7071; U.S. Consumer 
Product Safety Commission, Room 820, 4330 East West Highway, Bethesda, 
MD 20814.

SUPPLEMENTARY INFORMATION: 

A. Background and Statutory Authority

    On June 30, 2016, the President signed into law the FOIA 
Improvement Act of 2016, Public Law 114-185 (2016 Act). The 2016 Act 
amends the Freedom of Information Act, 5 U.S.C. 552, requiring, inter 
alia, the Chief FOIA Officer of every agency to review its FOIA fee 
regulations annually. See 5 U.S.C. 552(j)(3)(C).
    OMB's Uniform Freedom of Information Act Fee Schedule and 
Guidelines (OMB Fee Guidelines) provides Federal agencies with guidance 
on reviewing and assessing FOIA fees. 52 FR 10012 (Mar. 27, 1987). 
Following OMB's issuance of its Fee Guidelines in March 1987, the CPSC 
proposed amendments to its FOIA fee regulations, codified at 16 CFR 
part 1015 (part 1015). 52 FR 17767 (May 12, 1987). The CPSC finalized 
its amendments on fees to reflect the agency's direct costs, and the 
amendments became effective on September 4, 1987. 52 FR 28979 (Aug. 5, 
1987). In 1997, CPSC updated one portion of its FOIA fee regulations 
regarding computerized records and interest to be charged on fees owed. 
62 FR 46198 (Sept. 2, 1997). In 2017, the CPSC also updated portions of 
its FOIA fee regulations to revise the definition of ``representative 
of the news media'' and to make other clarifications and corrections. 
82 FR 37004 (Aug. 8, 2017).
    On April 16, 2020, the Commission issued a notice of proposed 
rulemaking (NPR) to make the following changes to part 1015:
     Amendments concerning FOIA fees;
     amendments reflecting recent organizational changes within 
the CPSC, and the CPSC's FOIA Office, more specifically;
     amendments addressing the FOIA appeals process;
     amendments concerning the scope of FOIA Exemptions under 
16 CFR 1015.20; and
     other miscellaneous conforming amendments, all of which 
will be incorporated into the final rule and are summarized in greater 
detail below.

[[Page 7500]]

    85 FR 21118. CPSC received two comments on the NPR. After reviewing 
the comments, the CSPC is finalizing this rule with modifications.

B. Response to Comments

    The CPSC received two comments regarding the NPR. The National 
Archives and Records Administration (NARA) suggested that paragraphs 
(f) and (g) of Sec.  1015.9 should be clarified to further distinguish 
between the terms ``fee categories'' and ``fee waivers,'' by removing 
language that could unintentionally lead to the mistaken inference that 
agencies have the discretion to waive fees based on requester 
categories. The CPSC agrees, and therefore, incorporated those comments 
into Sec.  1015.9(f) and (g), by distinguishing between fee waivers and 
references to free services. The consumer advocacy group, Kids in 
Danger, in relevant part, recommended that the CPSC should not charge 
duplication fees for pages redacted in full. The CPSC agrees, and 
therefore, incorporated those comments into Sec.  1015.9(e)(1)(iv), by 
noting that CPSC will not charge a duplication fee for pages redacted 
in full. Other Kids in Danger comments included a request for CPSC to 
provide more digital delivery methods, and to provide a faster 
turnaround for final responses; these comments were not incorporated. 
Digital delivery and response turnaround times are outside the scope of 
this rule; although it should be noted that CPSC already has a digital 
delivery service that every requester can opt into.

C. Description of the Final Rule

A. Amendments Regarding Fees

    Direct Costs. The FOIA authorizes agencies to charge certain fees 
to recover the direct costs of providing FOIA services. 5 U.S.C. 
552(a)(4)(A). Fee schedules must provide for the recovery of only the 
direct costs of search, duplication, or review. 5 U.S.C. 
552(a)(4)(A)(iv). Under the FOIA, agencies must: Promulgate 
regulations, pursuant to notice and public comment, specifying the 
schedule of fees applicable to processing FOIA requests; establish 
procedures and guidelines for determining when such fees should be 
waived or reduced; and conform their fee schedules to the OMB Fee 
Guidelines. 5 U.S.C. 552(a)(4)(A)(i). Pursuant to the OMB Fee 
Guidelines, agencies should charge fees that ``recoup the full 
allowable direct costs they incur'' and ``shall use the most efficient 
and least costly methods to comply with requests for documents made 
under the FOIA.'' 52 FR 10018.
    Duplication Fees. The final rule amends Sec.  1015.9(e)(1) 
regarding the current regulations on fees that the agency charges for 
reproducing documents, to reflect CPSC staff's review and the 
assessment of certain known costs of producing FOIA records for Fiscal 
Year 2019, and based on current CPSC practices. The OMB Fee Guidelines 
require agencies to ``establish an average agency-wide, per-page charge 
for paper copy reproduction of documents,'' which ``shall represent the 
reasonable direct costs of making such copies, taking into account the 
salary of the operator as well as the cost of the reproduction 
machinery.'' 52 FR 10018. For copies prepared by computer, the OMB Fee 
Guidelines require agencies to charge the actual cost, including 
operator time of production of the printout. Id. For other methods of 
duplication, the OMB Fee Guidelines require agencies to charge the 
actual direct costs of producing the documents. Id.
    Currently, 16 CFR 1015.9(e)(1) sets forth the amount charged for 
reproducing documents on a standard photocopying machine at $0.10 per 
page. The final rule amends Sec.  1015.9(e)(1) to specify a charge of 
$0.15 per page for manual photocopies and for computer printouts that 
are sent from a computer to a printer or photocopier machine. We 
calculated the fee for manual photocopies and computer printouts using 
the 2019 basic hourly pay rate of the average grade and step of staff 
members from the Office of the General Counsel, Division of the 
Secretariat (GCOS), who charged hours for FOIA projects in Fiscal Year 
2019 (GS 12/4, or $33.52/staff hour), plus 16 percent for the allowable 
OMB benefit rate; multiplying that amount by the total staff hours 
within the GCOS that we estimated to be attributable to FOIA 
duplication in Fiscal Year 2019 (486.45 staff hours); adding the 
estimated cost of paper and toner used by GCOS staff for computer 
printouts in Fiscal Year 2019 ($9,826); and dividing that number by the 
corresponding number of pages printed (196,820 pages). CPSC staff 
estimated the total hours spent by GCOS staff attributable to FOIA 
duplication in Fiscal Year 2019, by taking a poll of the FOIA 
specialists, whose most common response was that they spent 5 percent 
of their time on duplication.
    The final rule amends Sec.  1015.9(e) to clarify that CPSC will not 
charge a duplication fee for producing records provided to requesters 
in electronic format. Because converting an electronic file, such as a 
file in portable document format (PDF), and sending it to requesters 
via electronic mail or the FOIA online portal requires minimal operator 
time and computer and software costs, the agency's actual costs of 
duplicating these records are de minimis. The final rule also clarifies 
how the fees for duplication costs will be assessed when records are 
available only in paper format and must be scanned to comply with a 
requester's preference to receive records in an electronic format.
    Search Fees. The final rule amends Sec.  1015.9(e)(2) regarding the 
current regulations on fees that the agency charges for searches. 
Pursuant to the OMB Fee Guidelines, for manual searches, whenever 
feasible, agencies should charge at the salary rate of the employee 
making the search, consisting of basic pay, plus 16 percent for the 
allowable OMB benefit rate; however, where a ``homogenous class of 
personnel'' is used exclusively, agencies may establish an average rate 
for the range of grades typically involved in searching for records. 52 
FR 10018. For computer searches, agencies should charge the actual 
direct cost of providing the service, plus central processing unit 
(CPU) time that is directly attributable to searching for responsive 
records to a FOIA request. Alternatively, if agencies can do so, they 
can establish a reasonable agency-wide rate for operator, programmer, 
and CPU costs involved in FOIA searches, and charge accordingly. Id.
    Currently, Sec.  1015.9(e)(2) and(3) divide searches into two 
categories: (1) Searches conducted by clerical staff; and (2) searches 
conducted by non-clerical, professional, or managerial staff. The 
current regulations charge $3.00 per quarter-hour for clerical 
searches, and $4.90 per quarter-hour for non-clerical searches.
    The final rule amends Sec.  1015.9(e)(2) to remove the set dollar 
figures for search fees enumerated in the regulation, and in their 
place, states that search fees are based on the average grade and step 
of certain employees who charged hours in this category. CPSC staff 
concluded that this revision eliminates the need to update continuously 
the CPSC's published FOIA fee regulations in accord with General 
Schedule pay adjustments. This approach is similar to the FOIA fee 
regulations at several other agencies, such as the Federal 
Communications Commission and the Securities and Exchange Commission.
    Additionally, due to organizational changes in the CPSC's FOIA 
Office, and how requests are processed, clerical staff members rarely 
perform searches. Therefore, the final rule eliminates the category of 
clerical search fees.

[[Page 7501]]

Consistent with this recommendation, and consistent with the OMB Fee 
Guidelines, the final rule distinguishes between manual and computer-
based searches.
    CPSC will charge manual search fees on a per-quarter-hour basis, 
and annually calculate and publish on the FOIA web page the exact rate, 
using the basic hourly pay rate of the average grade and step of CPSC 
program staff who worked outside of the FOIA Office and who charged 
hours for FOIA projects in Fiscal Year 2019 (GS 14/7), plus 16 percent 
for the allowable OMB benefit rate.
    CPSC will charge computer search fees on a per-quarter-hour basis, 
and annually calculate and publish the exact rate, using the basic 
hourly pay rate of the average grade and step of GCOS staff who charged 
hours for FOIA projects in Fiscal Year 2019 (GS 12/4), plus 16 percent 
for the allowable OMB benefit rate. CPSC program staff who work outside 
of the FOIA Office often conduct FOIA computer searches. The Commission 
determined that the average grade and step of staff who charged hours 
for FOIA projects represents a reasonable agency-wide rate for operator 
costs in this category. The final rule computer search fee does not 
include CPU costs, because any agency software or hardware costs 
directly attributable to searching for responsive records would be 
difficult to quantify, and likely would be de minimis.
    Review Fees. The final rule amends Sec.  1015.9(e)(3) regarding 
fees that the agency charges for the initial review of documents to 
determine whether any portion of any document may be withheld. The OMB 
Fee Guidelines permit agencies to establish a reasonable agency-wide 
average for such costs, where a single class of reviewers is typically 
involved in the review process. 52 FR 10018.
    Currently, Sec.  1015.9(e)(4) sets forth the amount charged for 
review at $4.90 per quarter-hour. The final rule removes the set dollar 
figure review fee enumerated in the regulation. Instead, CPSC will 
charge the review fee on a per-quarter-hour basis, and annually 
calculate and publish the exact rate, using the basic hourly pay rate 
of the average grade and step of GCOS staff who charged hours for FOIA 
review (GS 12/9), plus 16 percent for the allowable OMB benefit rate.
    Obsolete Formats. The FOIA requires agencies to provide records in 
any format requested, if the record is readily reproducible by the 
agency in that form or format. 5 U.S.C. 552(a)(3)(B). Currently, CPSC 
routinely produces records in one of three formats: (1) Computer 
printout, if under 250 pages; (2) compact disc (CD), if more than 250 
pages; and (3) electronic files, such as PDF. The final rule clarifies 
that requesters may request records in paper, CD, or electronic format. 
The final rule also removes the fee for producing records on 
microfiche, because this format is obsolete and not routinely produced 
by the CPSC.
    Annual Publication of Fees. The final rule states that CPSC will 
annually calculate and publish the exact per-quarter-hour rates for 
searching and reviewing records, using the most recent General Schedule 
table published by the Office of Personnel Management (OPM). In 
addition, CPSC will annually calculate and publish the actual cost of 
CDs, DVDs, and other similar media. CPSC will make exact rates and 
costs available to the public on the CPSC's FOIA web page. The public 
can also request information on exact rates and costs from GCOS. The 
CPSC will annually publish on its FOIA web page the salaries of CPSC 
employees associated with FOIA searches and reviews, consistent with 
the FOIA fee-posting practice at several other agencies.
    Fee Waivers and Fee Categories. The FOIA requires agencies to 
provide free search and duplication fees for certain categories of 
requesters in increments of the first 100 pages of duplication and the 
first 2 hours of search, rather than in dollar amounts. 5 U.S.C. 
552(a)(4)(A)(iv). The final rule incorporates more clearly this 
statutory requirement into Sec.  1015.9(g), consistent with the OMB Fee 
Guidelines. 52 FR 10016. Section 1015.9(g)(2) specifies that CPSC will 
provide for free the first 100 pages of duplication for all non-
commercial requesters, consistent with the FOIA and the OMB Fee 
Guidelines.
    The final rule amends Sec.  1015.9(g)(3) to specify that CPSC will 
provide at no cost, the first 2 hours of search time for all requesters 
to whom search fees apply, except commercial requesters.
    Notice of Anticipated Fees. The OMB Fee Guidelines require agencies 
to implement procedures for notifying requesters when fees are 
estimated or determined to exceed $25, and provide those requesters an 
opportunity to confer with agency staff with the objective of 
reformulating their request to meet their needs at a lower cost. 52 FR 
10018. The CPSC's current FOIA fee regulations lack procedures for 
providing requesters with notice of anticipated fees in excess of $25 
and an opportunity to confer with agency staff. The final rule amends 
Sec.  1015.9(f) to provide notice of anticipated fees greater than $25, 
along with the opportunity to confer with staff on costs. The final 
rule also provides that requesters must commit in writing to pay the 
actual or estimated fees, or must designate in writing the amount of 
fees the requester is willing to pay, before the FOIA Office will do 
further work on a FOIA request.
    Restrictions on Assessing Fees. The FOIA and the OMB Fee Guidelines 
prohibit agencies from charging a fee if the costs of collecting and 
processing that fee are likely to equal or exceed the fee. 5 U.S.C. 
552(a)(4)(A)(iv); 52 FR 10018-19. Currently, Sec.  1015.9(g)(5) states 
that the CPSC will not request payment if the requester's total bill is 
less than $9.00. CPSC staff estimates that the current cost to the 
agency of collecting and processing a fee is $25. Accordingly, the 
final rule deletes Sec.  1015.9(g)(5), and adds Sec.  1015.9(g)(7), 
which provides that no fee will be charged when the total fee is equal 
to or less than $25.
    Advance Payment of Fees. The final rule adds Sec.  1015.9(i), which 
sets forth provisions for requiring advance payment in certain cases 
before the production of records. The OMB Fee Guidelines instruct 
agencies that they cannot require a requester to make an advance 
payment unless: (1) The agency estimates that the allowable charges the 
requester may be required to pay are likely to exceed $250, in which 
case, the agency should notify the requester of the likely cost, and 
obtain satisfactory assurance of full payment, where the requester has 
a history of prompt payment of FOIA fees, or require payment ``of an 
amount up [to] the full estimated charges in the case of requesters 
with no history of payment''; or (2) a requester has previously failed 
to pay a fee charged in a timely fashion, in which case the agency may 
require the requester to pay the full amount owed, plus any applicable 
interest, and to make an advance payment of the full amount of the 
estimated fee before the agency begins to process a new or pending 
request. 52 FR 10020. Currently, Sec.  1015.9(g)(3) provides that 
before the Commission begins processing a request or discloses any 
information, it will require advance payment if charges are estimated 
to exceed $250.00 and the requester has no history of payment and 
cannot provide satisfactory assurance that payment will be made; or a 
requester failed to pay the Commission for a previous Freedom of 
Information Act request within 30 days of the billing date. The final 
rule reflects the language used in the OMB Fee Guidelines. See 52 FR 
10020. The final rule also codifies the CPSC's current

[[Page 7502]]

practices of tolling the processing of the request while notifying the 
requester that advance payment is due, 5 U.S.C. 552(a)(6)(A)(ii)(II), 
and closing the request if, after 30 days of receipt, the requester 
does not respond to the fee notice.

B. Amendments To Reflect Organizational Changes at CPSC

    FOIA Office. CPSC changed the organizational structure of the FOIA 
Office since the FOIA regulations were last amended in 2017. See 82 FR 
37010. The CPSC's FOIA Office is now housed within the Office of the 
General Counsel, rather than within the Office of the Secretary; and 
the Commission's Assistant General Counsel for the Office of the 
General Counsel, Division of the Secretariat, holds the position of 
Chief FOIA Officer, rather than the Secretary of the Commission. The 
final rule amends 16 CFR 1015.1, 1015.2, 1015.3, 1015.4, 1015.5, 
1015.6, 1015.7, and 1015.9 to replace the designations ``Secretary of 
the Commission'', ``Secretary'', or ``Secretariat'' with the title, 
``Chief FOIA Officer'', and the final rule also replaces ``Office of 
the Secretary'' with ``Office of the General Counsel, Division of the 
Secretariat'' or ``Division of the Secretariat''.

C. Amendment Concerning Appeals

    Delegation of Authority. The current regulations are inconsistent 
regarding the delegation of authority to review and respond to FOIA 
appeals. The final rule changes Sec. Sec.  1015.4 and 1015.7(e) to 
clarify that the CPSC's General Counsel has responsibility for 
reviewing and responding to FOIA appeals, and adds Sec.  1015.1(d). The 
Commission delegated this authority to the General Counsel in 1985, 50 
FR 7753 (February 26, 1985); however, this authority was not codified 
in other relevant FOIA provisions.
    Remands. Section 1015.7(c) codifies the existing practice regarding 
FOIA appeals. If the General Counsel grants, in whole or in part, a 
FOIA appeal, the General Counsel remands the matter to the Chief FOIA 
Officer for processing and providing the records to the requester, in 
accordance with the General Counsel's decision.

D. Broadening the Scope of FOIA Exemptions Under 16 CFR 1015.20

    Currently, Sec.  1015.5(h) states that the CPSC ``may be unable to 
comply with the time limits set forth in Sec.  1015.5 when disclosure 
of documents responsive to a request under this part is subject to the 
requirements of section 6(b) of the Consumer Product Safety Act.'' 
However, the regulation does not take into account that, due to 
statutory obligations, the CPSC also may be unable to comply with the 
time limits set forth in Sec.  1015.5, when disclosure of documents 
responsive to a request is subject to section 6(a) of the Consumer 
Product Safety Act (CPSA). As such, the final rule amends Sec.  
1015.5(h) to conform to the statute by replacing the phrase, ``section 
6(b) of the Consumer Product Safety Act, 15 U.S.C. 2055(b)'' with the 
phrase, ``section 6 of the Consumer Product Safety Act, 15 U.S.C. 
2055''.
    Additionally, the current Sec.  1015.20, which addresses the 
release of accident or investigation reports, only allows for the 
application of the investigatory file FOIA exemption and the redaction 
of the names of injured persons and the persons who treated the 
injured, pursuant to section 25(c) of the CPSA. Current CPSC practice, 
however, is to redact all personally identifiable information, 
including not only the names of injured persons and the persons who 
treated them, but also the names of other persons incidental to a 
consumer complaint, pursuant to FOIA exemption (b)(6). See 5 U.S.C. 
552(b)(6). Rather than limit the applicable FOIA exemptions to the 
investigatory file exemption only, the final rule amends Sec.  
1015.20(a) to clarify that accident and investigation reports are 
subject to all applicable FOIA exemptions.

E. Miscellaneous Amendments

    To ensure proper routing of new FOIA requests and appeals, CPSC's 
FOIA Office created a separate email address for the submission of new 
FOIA requests and appeals. That address is [email protected]. 
Accordingly, the final rule updates Sec. Sec.  1015.3(a) and 1015.7(a) 
to specify the proper email addresses to submit new FOIA requests and 
appeals.

F. Environmental Considerations

    The CPSC's regulations address whether the agency is required to 
prepare an environmental assessment or an environmental impact 
statement. 16 CFR part 1021. These regulations provide a categorical 
exclusion for certain CPSC actions that normally have ``little or no 
potential for affecting the human environment.'' 16 CFR 1021.5(c)(1). 
This final rule falls within the categorical exclusion.

IV. Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA), 5 U.S.C. 601-612, requires 
that agencies review a proposed rule and a final rule for the rule's 
potential economic impact on small entities, including small 
businesses. Section 604 of the RFA generally requires that agencies 
prepare a final regulatory flexibility analysis (FRFA) when 
promulgating final rules, unless the head of the agency certifies that 
the rule will not have a significant economic impact on a substantial 
number of small entities. In this case, we noted in the NPR that 
neither the Administrative Procedure Act (APA) nor the FOIA statute 
required CPSC to issue an NPR, but CPSC voluntarily chose to follow 
notice-and-comment rulemaking.
    For the NPR, CPSC staff reviewed the potential impact of the 
changes proposed in the NPR on small entities. Staff's analysis 
compared the number of fiscal year (FY) 2018 FOIA requesters to the 
number of small entities in the relevant North American Industrial 
Classification System (NAICS) sectors. Based on this analysis, staff 
concluded it was unlikely that a substantial number of small entities 
would be impacted by the proposed rule. Staff also concluded that the 
impact on noncommercial entities would remain essentially unchanged, 
unless noncommercial requesters opt to receive their documents in paper 
format, rather than electronically. Staff found that the costs for 
commercial firms increased more than for other entities; however, 
requesters would be alerted if costs were expected to be greater than 
$25; and commercial firms would be expected to proceed with the request 
(in whole or in part), only if the perceived benefit at least balanced 
the cost. Finally, staff noted that requesting firms can avoid 
duplication costs by electing to receive the requested documents 
electronically.
    The Commission sought comment on staff's regulatory analysis in the 
NPR, and it received none. Because we have no information that would 
change staff's analysis, the Commission concludes that the final rule 
will not have a significant impact on a substantial number of small 
entities.

V. Paperwork Reduction Act

    The Paperwork Reduction Act (PRA) establishes certain requirements 
when an agency conducts or sponsors a ``collection of information.'' 44 
U.S.C. 3501-3520. The final rule amends CPSC's regulations to conform 
to the 2016 Act, updates certain CPSC's procedures by codifying them, 
and makes other technical changes and corrections. The final rule does 
not impose any information-collection requirements. Thus, the PRA is 
not implicated by this final rule.

VI. Executive Order 12988 (Preemption)

    According to Executive Order 12988 (February 5, 1996), agencies 
must state in clear language the preemptive effect, if any, of new 
regulations. Section 26 of

[[Page 7503]]

the CPSA explains the preemptive effect of consumer product safety 
standards issued under the CPSA. 15 U.S.C. 2075. The final rule is not 
a consumer product safety standard, but rather, the final rule revises 
a rule of agency practice and procedure, by making revisions and 
corrections to the agency's FOIA fee regulations. Therefore, section 26 
of the CPSA does not apply to this rule.

VII. Congressional Review Act

    The Congressional Review Act (CRA; 5 U.S.C. 801-808) states that, 
before a rule can take effect, the agency issuing the rule must submit 
the rule, and certain related information, to each House of Congress 
and the Comptroller General. 5 U.S.C. 801(a)(1). The submission must 
indicate whether the rule is a ``major rule.'' The CRA states that the 
Office of Information and Regulatory Affairs (OIRA) determines whether 
a rule qualifies as a ``major rule.'' Pursuant to the CRA, OIRA 
designated this rule as not a ``major rule,'' as defined in 5 U.S.C. 
804(2). To comply with the CRA, the Office of the General Counsel will 
submit the required information to each House of Congress and the 
Comptroller General.

VIII. Effective Date

    In accordance with the APA's general requirement that the effective 
date of a rule be at least 30 days after publication of the final rule, 
the NPR proposed a 30-day effective date for the final rule. The 
Commission received no comment on the effective date. Accordingly, the 
effective date is 30 days after the date of publication of this final 
rule in the Federal Register. 5 U.S.C. 553(d).

List of Subjects in 16 CFR Part 1015

    Administrative practice and procedure, Consumer protection, 
Disclosure of information, Freedom of information.

    For the reasons discussed above, in accordance with the provisions 
of 5 U.S.C. 553 and the authority in the Consumer Product Safety Act, 
15 U.S.C. 2051 et seq., CPSC amends part 1015 of title 16, chapter II, 
of the Code of Federal Regulations, as follows:

PART 1015--PROCEDURES FOR DISCLOSURE OR PRODUCTION OF INFORMATION 
UNDER THE FREEDOM OF INFORMATION ACT

0
1. The authority citation for part 1015 continues to read as follows:

    Authority: 15 U.S.C. 2051-2084; 15 U.S.C. 1261-1278; 15 U.S.C. 
1471-1476; 15 U.S.C. 1211-1214; 15 U.S.C. 1191-1204; 15 U.S.C. 8001-
8008; Pub. L. 110-278, 122 Stat. 2602; 5 U.S.C. 552.


0
2. Amend Sec.  1015.1 as follows:
0
a. In paragraph (c), remove the words ``Secretariat of the Commission'' 
and add in their place ``Assistant General Counsel, Office of the 
General Counsel, Division of the Secretariat''; and
0
b. Add paragraph (d).
    The addition reads as follows:


Sec.  1051.1  Purpose and scope.

* * * * *
    (d) The General Counsel is the designated authority for the 
Commission's Freedom of Information Act (FOIA) appeals and is 
responsible for reviewing and responding to appeals from denials or 
partial denials of requests for records under this chapter.

0
3. Revise Sec.  1015.2 to read as follows:


Sec.  1015.2  Public inspection.

    (a) The Consumer Product Safety Commission (CPSC) will maintain in 
a public reference room or area the materials relating to the CPSC that 
are required by 5 U.S.C. 552(a)(2) and 552(a)(5) to be made available 
for public inspection in an electronic format. The principal location 
will be in the Office of the General Counsel, Division of the 
Secretariat. The address of this office is: Office of the General 
Counsel, Division of the Secretariat, Consumer Product Safety 
Commission, Room 820, 4330 East-West Highway, Bethesda, MD 20814.
    (b) The CPSC will maintain an electronic reading room on the 
internet at: https://www.cpsc.gov for records that are required by 5 
U.S.C. 552(a)(2) to be available by computer telecommunications. 
Records that the FOIA requires CPSC to make available for public 
inspection in an electronic format can be accessed through the CPSC's 
FOIA web page, which is accessible by visiting: https://www.cpsc.gov.
    (c) Subject to the requirements of section 6 of the Consumer 
Product Safety Act (CPSA), the CPSC will make available for public 
inspection in an electronic format, copies of all records, regardless 
of form or format, which:
    (1) Have been released to any person under 5 U.S.C. 552(a)(3);
    (2) Because of the nature of their subject matter, the FOIA Office 
determines have become or are likely to become the subject of 
subsequent requests for substantially the same records; or
    (3) Have been requested three or more times.


Sec.  1015.3  [Amended]

0
4. Amend Sec.  1015.3 as follows:
0
a. In paragraph (a), remove the word ``Secretariat'' and add in its 
place the words ``Chief FOIA Officer'' and remove ``[email protected]'' and add in its place ``[email protected]''; and
0
b. In paragraphs (d) and (e), remove the word ``Secretariat'' and add 
in its place the words ``Chief FOIA Officer''.

0
5. Revise Sec.  1015.4 to read as follows:


Sec.  1015.4  Responses to requests for records; responsibility.

    The ultimate responsibility for responding to requests for records 
is vested in the Chief FOIA Officer of the Consumer Product Safety 
Commission. The Chief FOIA Officer, or the delegate of the Chief FOIA 
Officer, can respond directly, or forward the request to any other 
office of the CPSC for response. The Chief FOIA Officer's response 
shall be in the form set forth in Sec.  1015.7(d), for action on 
appeal. If no response is made by the FOIA Office within 20 working 
days, or any extension of the 20-day period, the requester and the 
General Counsel or the delegate of the General Counsel can take the 
action specified in Sec.  1015.7(e).

0
6. Amend Sec.  1015.5 by revising paragraphs (a) through (d), (f), (g) 
introductory text, (g)(3) through (5), and (h) to read as follows:


Sec.  1015.5  Time limitation on responses to requests for records and 
requests for expedited processing.

    (a) The Chief FOIA Officer, or the delegate of the Chief FOIA 
Officer, shall respond to all written requests for records within 
twenty (20) working days (excepting Saturdays, Sundays, and legal 
public holidays). The time limitations on responses to requests for 
records submitted by mail shall begin to run at the time a request for 
records is received and date-stamped by the Office of the General 
Counsel, Division of the Secretariat. The Office of the General 
Counsel, Division of the Secretariat shall date-stamp the request the 
same day that it receives the request. The time limitations on 
responses to requests for records submitted electronically during 
working hours (8 a.m. to 4:30 p.m. EST) shall begin to run at the time 
the request was electronically received, and the time limitations on 
responses to requests for records submitted electronically during non-
working hours will begin to run when working hours resume.
    (b) The time for responding to requests for records can be extended 
by the Chief FOIA Officer at the initial stage, or by the General 
Counsel, at the appellate stage, up to an additional ten (10) working 
days, under the following unusual circumstances:
    (1) The need to search for and collect the requested records from 
field

[[Page 7504]]

facilities or other establishments that are separate from the Office of 
the General Counsel, Division of the Secretariat;
    (2) The need to search for, collect, and appropriately examine a 
voluminous amount of separate and distinct records that are demanded in 
a single request; or
    (3) The need to consult, which shall be conducted with all 
practicable speed, with another agency having a substantial interest in 
the determination of the request, or among two or more components of 
the CPSC having substantial subject matter interest.
    (c) Any extension of time must be accompanied by written notice to 
the person making the request, setting forth the reason(s) for such 
extension, and the time within which a response is expected.
    (d) If the Chief FOIA Officer at the initial stage, or the General 
Counsel at the appellate stage, determines that an extension of time 
greater than ten (10) working days is necessary to respond to a request 
satisfying the ``unusual circumstances'' specified in paragraph (b) of 
this section, the Chief FOIA Officer, or the General Counsel, shall 
notify the requester, and give the requester the opportunity to:
    (1) Limit the scope of the request so that it may be processed 
within the time limit prescribed in paragraph (b) of this section; or
    (2) Arrange with the Chief FOIA Officer, or the General Counsel, an 
alternative time frame for processing the request or a modified 
request.
* * * * *
    (f) The Chief FOIA Officer, or the delegate of the Chief FOIA 
Officer, may aggregate and process as a single request, requests by the 
same requester, or a group of requesters acting in concert, if the 
Chief FOIA Officer, or delegate, reasonably believes that the requests 
actually constitute a single request that would otherwise satisfy the 
``unusual circumstances'' specified in paragraph (b) of this section, 
and the requests involve clearly related matters.
    (g) The Chief FOIA Officer, or the delegate of the Chief FOIA 
Officer, will provide expedited processing of requests in cases where 
the requester requests expedited processing and demonstrates a 
compelling need for such processing.
* * * * *
    (3) The Chief FOIA Officer or the delegate of the Chief FOIA 
Officer will determine whether to grant a request for expedited 
processing and will notify the requester of such determination within 
ten (10) calendar days of receipt of the request.
    (4) Denials of requests for expedited processing may be appealed to 
the Office of the General Counsel, as set forth in Sec.  1015.7. The 
General Counsel will determine expeditiously any such appeal.
    (5) The Chief FOIA Officer, or the delegate of the Chief FOIA 
Officer, will process, as soon as is practicable, the documents 
responsive to a request for which expedited processing is granted.
    (h) The Chief FOIA Officer may be unable to comply with the time 
limits set forth in paragraphs (a) through (d) of this section, when 
disclosure of documents responsive to a request under this part is 
subject to the requirements of section 6 of the Consumer Product Safety 
Act, 15 U.S.C. 2055, and the regulations implementing that section, 16 
CFR part 1101. The Chief FOIA Officer, or the delegate of the Chief 
FOIA Officer, will notify requesters whose requests will be delayed for 
this reason.

0
7. Amend Sec.  1015.6 as follows:
0
a. In paragraphs (a) and (b) introductory text, remove the word 
``Secretariat'' and add in its place the words ``Chief FOIA Officer'';
0
b. Revise paragraph (b)(4); and
0
c. In paragraph (c), remove the word ``Secretariat'' and add in its 
place the words ``Chief FOIA Officer''.
    The revision reads as follows:


Sec.  1015.6  Responses: Form and content.

* * * * *
    (b) * * *
    (4) A statement that the denial can be appealed to the General 
Counsel, as specified in Sec.  1015.1(d). Any such appeal must be made 
within 90 calendar days after the date of the denial or partial denial 
from the Chief FOIA Officer, or the delegate of the Chief FOIA Officer.
* * * * *

0
8. Amend Sec.  1015.7 by revising the section heading and paragraphs 
(a) through (e) and (g) and removing the parenthetical authority 
citation at the end of the section to read as follows:


Sec.  1015.7  Appeals from initial denials.

    (a) When the Chief FOIA Officer, or the delegate of the Chief FOIA 
Officer, has denied a request for records, in whole or in part, the 
requester can, within 90 calendar days after the date of the denial or 
partial denial, appeal the denial to the General Counsel of the 
Consumer Product Safety Commission, attention: Division of the 
Secretariat. Appeals may be submitted through any of the following 
methods: the e-FOIA Public Access Link at https://www.cpsc.gov; email 
to: [email protected]; U.S. mail to: 4330 East-West Highway, 
Room 820, Bethesda, MD 20814; or by facsimile to: 301-504-0127. To 
facilitate handling, the requester should mark both the appeal letter 
and envelope, or subject line of the electronic transmission, ``Freedom 
of Information Act Appeal.''
    (b) The General Counsel will act upon an appeal within 20 working 
days of its receipt. The time limitations on an appeal submitted by 
mail shall begin to run at the time an appeal is received and date-
stamped by the Division of the Secretariat. The Division of the 
Secretariat will date-stamp the appeal the same day that it receives 
the appeal. The time limitations on an appeal submitted electronically 
during working hours (8 a.m. to 4:30 p.m. EST) shall begin to run at 
the time the appeal is received electronically; and the time 
limitations on appeals submitted electronically during non-working 
hours will begin to run when working hours resume.
    (c) After reviewing the appeal, the General Counsel will issue a 
decision either to grant or deny the appeal, in whole or in part. If 
the General Counsel decides to grant the appeal in whole or in part, 
the General Counsel will inform the requester and submitter of the 
information, in accordance with Sec. Sec.  1015.6(a) and 1015.18(b). 
Thereafter, the Chief FOIA Officer will provide the records in 
accordance with the General Counsel's decision.
    (d) The General Counsel shall have the authority to grant or deny 
all appeals and, as an exercise of discretion, to disclose records 
exempt from mandatory disclosure under 5 U.S.C. 552(b). In unusual or 
difficult cases, the General Counsel can, in his/her discretion, refer 
an appeal to the Chairman for determination.
    (e) The General Counsel's decision on appeal shall be in writing, 
shall be signed by the General Counsel, and shall constitute final 
agency action. A denial in whole or in part of a request on appeal 
shall set forth the exemption relied upon; a brief explanation, 
consistent with the purpose of the exemption, of how the exemption 
applies to the records withheld; and the reasons for asserting it. The 
decision will inform the requester of the right to seek dispute 
resolution services from CPSC's FOIA Liaison, or the Office of 
Government Information Services. A denial in whole or in part shall 
also inform the requester of his/her right to seek judicial review of 
the General Counsel's final determination in a

[[Page 7505]]

United States district court, as specified in 5 U.S.C. 552(a)(4)(B).
* * * * *
    (g) Copies of all appeals and copies of all actions on appeal shall 
be furnished to and maintained in a public file by the Office of the 
General Counsel, Division of the Secretariat.

0
9. Amend Sec.  1015.9 as follows:
0
a. Revise paragraphs (a) and (e) through (g); and
0
b. Add paragraphs (h) and (i).
    The revisions and additions read as follows:


Sec.  1015.9  Fees for production of records.

    (a) The CPSC will provide, at no charge, certain routine 
information. For other CPSC responses to information requests, the 
Chief FOIA Officer, or the delegate of the Chief FOIA Officer, shall 
determine and levy fees for duplication, search, review, and other 
services, in accordance with this section.
* * * * *
    (e) The following fee schedule will apply:
    (1) Duplication. (i) Manual photocopies: $0.15 per page.
    (ii) Computer printouts that are sent from a computer to a printer 
or photocopier machine: $0.15 per page.
    (iii) Compact discs, DVDs, or other similar media duplications: 
Direct-cost basis. The exact fees for duplication of records on these 
forms of media will be calculated and published annually and are 
available to the public on the CPSC's FOIA web page at: https://www.cpsc.gov, and from the Office of the General Counsel, Division of 
the Secretariat, Consumer Product Safety Commission, Room 820, 4330 
East-West Highway, Bethesda, MD 20814.
    (iv) There is no duplication fee for producing records provided to 
requesters in electronic format, or for pages redacted in full in any 
format.
    (v) Requesters can request and be provided records in any format 
that is readily reproducible by the agency, including electronic 
format.
    (vi) When records available only in paper format must be scanned to 
comply with a requester's preference to receive records in an 
electronic format, the requester must pay the direct costs of scanning 
those materials. The exact fees for scanning these materials will be 
assessed on a quarter-hour basis, will be calculated and published 
annually, and are available to the public on the CPSC's FOIA web page 
at: https://www.cpsc.gov, and from the Office of the General Counsel, 
Division of the Secretariat, Consumer Product Safety Commission, Room 
820, 4330 East-West Highway, Bethesda, MD 20814.
    (2) Searches. Fees for searches are assessed on a quarter-hour 
basis. The exact fees for searches are calculated and published 
annually and are available to the public on the CPSC's FOIA web page 
at: https://www.cpsc.gov, and from the Office of the General Counsel, 
Division of the Secretariat, Consumer Product Safety Commission, Room 
820, 4330 East-West Highway, Bethesda, MD 20814.
    (i) Manual file searches. Manual search fees are calculated using 
the basic hourly pay rate of the average grade and step of employees 
who charged hours in this category (GS 14/7), plus 16 percent to 
account for the cost of benefits.
    (ii) Computer searches. Computer search fees are calculated using 
the basic hourly pay rate of the average grade and step of employees 
who charged hours in this category (GS 12/4), plus 16 percent to 
account for the cost of benefits.
    (3) Review. Fees for review are assessed on a quarter-hour basis. 
The exact fee for review is calculated and published annually and is 
available to the public on the CPSC's FOIA web page at: https://www.cpsc.gov and from the Office of the General Counsel, Division of 
the Secretariat, Consumer Product Safety Commission, Room 820, 4330 
East-West Highway, Bethesda, MD 20814. The review fee is calculated 
using the basic hourly pay rate of the average grade and step of 
employees who charged hours in this category (GS 12/9), plus 16 percent 
to account for the cost of benefits. Fees for reviewing records will 
only be charged to commercial requesters.
    (4) Postage. If the requester wants special handling, or if the 
volume or dimensions of the materials requires special handling, the 
FOIA Office will charge the direct cost of mailing such requested 
materials.
    (5) Other charges. (i) Materials requiring special reproducing or 
handling, such as photographs, slides, blueprints, video and audio tape 
recordings, or other similar media: Direct-cost basis.
    (ii) Any other service: Direct-cost basis.
    (f) Notice of anticipated fees in excess of $25:
    (1) When the FOIA Office determines or estimates that the fees to 
be assessed will exceed $25, the FOIA Office shall promptly notify the 
requester of the actual or estimated amount of the fees, including a 
breakdown of the fees for search, review, and duplication, if 
applicable, and any applicable fee waivers that would apply to the 
request, unless the requester has indicated a willingness to pay fees 
as high as those anticipated. The notice shall specify that the 
requester may confer with agency staff with the objective of 
reformulating the request to meet the requester's needs at a lower 
cost. If only a portion of the fee can be estimated readily, the FOIA 
Office will advise the requester, accordingly. If the request is not 
from a commercial use requester, the notice shall specify that the 
requester is entitled to 100 pages of duplication at no charge, and if 
the requester is charged search fees, 2 hours of search time at no 
charge.
    (2) When a requester has been provided notice of anticipated fees 
in excess of $25, the FOIA Office shall toll processing of the request, 
and further work will not be completed until the requester commits in 
writing to pay the actual or estimated total fee, or designates the 
amount of fees the requester is willing to pay. In the case of a 
requester who is not a commercial requester, the requester may 
designate that the requester seeks only those services that can be 
provided in paragraphs (g)(2) and (3) of this section, without charge. 
The CPSC is not required to accept payment in installments.
    (3) If the requester has committed to pay a designated amount of 
fees, but the FOIA Office determines or estimates that the total fee 
will exceed that amount, the FOIA Office shall toll processing of the 
request and notify the requester of the actual or estimated fees in 
excess of the requester's commitment. The FOIA Office shall inquire 
whether the requester wishes to revise the amount of fees the requester 
is willing to pay or wishes to modify the request. Once the requester 
responds, the administrative time limits in Sec.  1015.5 will resume.
    (4) The Chief FOIA Officer shall make available the FOIA Public 
Liaison to assist requesters in reformulating a request to meet the 
requester's needs at a lower cost.
    (5) If a requester does not commit in writing to pay the actual or 
estimated total fee or designate in writing the amount of fees the 
requester is willing to pay within 30 working days from the date of the 
notification letter, the request shall be closed. The FOIA Office shall 
notify the requester that the request has been closed.
    (6) Any adverse determination made by the Chief FOIA Officer, or 
the designee of the Chief FOIA Officer, concerning a dispute over 
actual or estimated fees can be appealed by the requester to the 
General Counsel, in the manner described at Sec.  1015.7.

[[Page 7506]]

    (g)(1) There are three categories of requesters: Commercial; 
educational institutions, noncommercial scientific institutions, and 
representatives of the news media; and all other requesters, including 
members of the general public.

                                           Table 1 to Paragraph (g)(1)
----------------------------------------------------------------------------------------------------------------
        Requester category                  Search                     Review                   Duplication
----------------------------------------------------------------------------------------------------------------
Commercial (including law firms)..  Fee..................  Fee...........................  Fee.
Educational, noncommercial          No Fee...............  No Fee........................  Fee after first 100
 scientific institutions, or news                                                           pages.
 media.
All other requesters (including     Fee After First 2      No Fee........................  Fee after first 100
 members of the general public).     Hours.                                                 pages.
----------------------------------------------------------------------------------------------------------------

    (2) Fees shall be assessed as follows:
    (i) Full fees shall apply to commercial-use requests.
    (ii) The first 100 pages of duplication shall be free for requests 
from the categories of educational institutions, noncommercial 
scientific institutions, representatives of the news media, and all 
other requesters (including members of the general public).
    (iii) The first 2 hours of search time shall be free for the 
category of all other requesters (including members of the general 
public).
    (iv) The Chief FOIA Officer, or the designee of the Chief FOIA 
Officer, shall waive or reduce fees whenever disclosure of the 
requested information is in the public interest because it is likely to 
contribute significantly to public understanding of the operations or 
activities of the Government, and disclosure of the requested 
information is not primarily in the commercial interest of the 
requester.
    (v) In making a determination under paragraph (g)(2)(iv) of this 
section, the Chief FOIA Officer, or the designee of the Chief FOIA 
Officer, shall consider the following factors:
    (A) The subject of the request: Whether the subject of the 
requested records concerns the operations or activities of the 
Government.
    (B) The informative value of the information to be disclosed: 
Whether the disclosure is likely to contribute to an understanding of 
Government operations or activities.
    (C) The contribution to an understanding of the subject by the 
general public likely to result from disclosure: Whether disclosure of 
the requested information will contribute to public understanding.
    (D) The significance of the contribution to public understanding: 
Whether the disclosure is likely to contribute significantly to public 
understanding of Government operations or activities.
    (E) The existence and magnitude of a commercial interest: Whether 
the requester has a commercial interest that would be furthered by the 
requested disclosure; and, if so
    (F) The primary interest in disclosure: Whether the magnitude of 
the identified commercial interest of the requester is sufficiently 
large, in comparison with the public interest in disclosure, that 
disclosure is primarily in the commercial interest of the requester.
    (vi) Search fees shall not be charged for all requests and 
duplication fees shall not be charged for requests from educational 
institutions, noncommercial scientific institutions, and 
representatives of the news media, if the FOIA Office fails to comply 
with any time limit under Sec. Sec.  1015.5(a) and (g)(3) and 1015.7(b) 
and 5 U.S.C. 552(a)(6), other than the exceptions stated in 5 U.S.C. 
552(a)(4)(A)(viii)(ll). Those exceptions include:
    (A) If the FOIA Office has determined that ``unusual 
circumstances,'' as defined in Sec.  1015.5(b) apply, and the FOIA 
Office provided timely written notice to the requester, as required by 
Sec.  1015.5(c) or Sec.  1015.7(f), then failure to comply with the 
time limit in Sec. Sec.  1015.5(a) and (g)(3) and 1015.7(b) and 5 
U.S.C. 552(a)(6) is excused for 10 additional working days; or
    (B) If the FOIA Office has determined that ``unusual 
circumstances,'' as defined in Sec.  1015.5(b), apply and more than 
5,000 pages are necessary to respond to the request, and the FOIA 
Office has provided timely written notice in accordance with Sec.  
1015.5(c) and (e), and the FOIA Office has discussed with the requester 
via written mail, email, or telephone (or has made not less than three 
good-faith efforts to do so), how the requester could effectively limit 
the scope of the request; or
    (C) If a court has determined that exceptional circumstances exist, 
as defined in 5 U.S.C. 552(a)(6)(C), then failure to comply with 
Sec. Sec.  1015.5(a) and (g)(3) and 1015.7(b) and 5 U.S.C. 552(a)(6) 
shall be excused for the length of time provided by the court order.
    (vii) No fee will be charged when the total fee is equal to or less 
than $25.
    (viii) Any determination made by the Chief FOIA Officer, or the 
designee of the Chief FOIA Officer, concerning fee reductions or fee 
waivers may be appealed by the requester to the General Counsel, in the 
manner described at Sec.  1015.7.
    (h) Collection of fees shall be in accordance with the following:
    (1) Interest will be charged on amounts billed, starting on the 
31st day following the day on which the requester receives the bill. 
Interest will be charged at the rate prescribed in 31 U.S.C. 3717.
    (2) Search fees may be charged, even if no responsive documents are 
located, or if the search leads to responsive documents that are 
withheld under an exemption to the Freedom of Information Act.
    (3) The FOIA Office may aggregate requests, for the purposes of 
billing, whenever it reasonably believes that a requester, or, on rare 
occasions, a group of requesters, is attempting to separate a request 
into more than one request to evade fees. The FOIA Office shall not 
aggregate multiple requests on unrelated subjects from one requester.
    (i)(1) For requests other than those described in paragraphs (i)(2) 
and (3) of this section, the FOIA Office shall not require a requester 
to make advance payment (i.e., payment made before the FOIA Office 
commences or continues work on a request). Payment owed for work 
already completed (i.e., payment before copies are sent to a requester) 
does not constitute an advance payment for purposes of this part.
    (2) When the FOIA Office determines or estimates that a total fee 
to be charged under this section will exceed $250, and the requester 
has no history of payment, the FOIA Office shall notify the requester 
of the actual or estimated fee, and may require the requester to make 
an advance payment of the entire anticipated fee before beginning to 
process the request. A notice under this paragraph (i)(2) shall offer 
the requester an opportunity to discuss the matter with FOIA Office 
staff to modify the

[[Page 7507]]

request to meet the requester's needs at a lower cost.
    (3) When a requester has previously failed to pay a properly 
charged FOIA fee to the CPSC within 30 calendar days of the date of 
billing, the FOIA Office may notify the requester that the requester is 
required to pay the full amount owed, plus any applicable interest, and 
to make an advance payment of the full amount of any anticipated fee, 
before the FOIA Office begins to process a new request or continues 
processing a pending request from that requester.
    (4) When the CPSC FOIA Office requires advance payment, the FOIA 
Office will not further process the request until the required payment 
is made. The FOIA Office will toll the processing of the request while 
it notifies the requester of the advanced payment due, and the 
administrative time limits in Sec.  1015.5 will begin only after the 
agency has received the advance payments. If the requester does not pay 
the advance payment within 30 calendar days from the date of the FOIA 
Office's fee notice, the FOIA Office will presume that the requester is 
no longer interested in the records and notify the requester that the 
request has been closed.


Sec.  1015.20  [Amended]

0
10. Amend Sec.  1015.20(a) by removing the phrase ``the investigatory 
file exemption'' and adding in its place the word ``exemptions''.

Alberta E. Mills,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2020-28336 Filed 1-28-21; 8:45 am]
BILLING CODE 6355-01-P


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