TSCA Section 21 Petition for Rulemaking; Reasons for Agency Response; Denial of Requested Rulemaking, 6602-6611 [2021-00456]
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impose additional requirements beyond
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reason, this proposed action:
• Is not a significant regulatory action
subject to review by the Office of
Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
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implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
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and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, the SIP is not approved
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tribe has jurisdiction. In those areas of
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substantial direct costs on tribal
governments or preempt tribal law as
specified by Executive Order 13175 (65
FR 67249, November 9, 2000).
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations, Lead,
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Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Dated: December 2, 2020.
Dennis Deziel,
Regional Administrator, EPA Region 1.
[FR Doc. 2021–00458 Filed 1–21–21; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Chapter I
[EPA–HQ–OPPT–2020–0565; FRL–10019–
39]
TSCA Section 21 Petition for
Rulemaking; Reasons for Agency
Response; Denial of Requested
Rulemaking
Environmental Protection
Agency (EPA).
ACTION: Petition; reasons for Agency
response.
AGENCY:
This document provides the
reasons for the Environmental
Protection Agency’s (EPA’s) response to
a petition it received under the Toxic
Substances Control Act (TSCA) from the
Center for Environmental Health, Cape
Fear River Watch, Clean Cape Fear,
Democracy Green, Toxic Free NC, and
the NC Black Alliance on October 14,
2020. Generally, the petitioners
requested that EPA initiate a rulemaking
proceeding or issue an order under
TSCA compelling health and
environmental effects testing on 54 Perand Polyfluoroalkyl Substances (PFAS)
that the petitioners assert are
manufactured by The Chemours
Company (Chemours) at its chemical
production facility in Fayetteville,
North Carolina. The petitioners also
request that EPA ask the National
Academy of Sciences to create an
independent science panel to oversee all
aspects of the testing program requested
by the petitioners. After careful
consideration, EPA denied the TSCA
petition for reasons discussed in this
document.
DATES: EPA’s response to this TSCA
section 21 petition was signed January
7, 2021.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPPT–2020–0565, is
available online at https://
www.regulations.gov or in-person at the
Office of Pollution Prevention and
Toxics Docket (OPPT Docket),
Environmental Protection Agency
Docket Center (EPA/DC), West William
SUMMARY:
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Jefferson Clinton Bldg., Rm. 3334, 1301
Constitution Ave. NW, Washington, DC.
The Public Reading Room is open from
8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The
telephone number for the Public
Reading Room is (202) 566–1744, and
the telephone number for the OPPT
Docket is (202) 566–0280.
Due to the public health concerns
related to COVID–19, the EPA Docket
Center (EPA/DC) and Public Reading
Room are closed to visitors with limited
exceptions. The EPA/DC staff continue
to provide remote customer service via
email, phone, and webform. For the
latest status information on EPA/DC
services and docket access, visit https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact:
Daniel R. Ruedy, Data Gathering and
Analysis Division (7410M), Office of
Pollution Prevention and Toxics,
Environmental Protection Agency, 1200
Pennsylvania Ave. NW, Washington, DC
20460–0001; telephone number: (202)
564–7974; email address: ruedy.daniel@
epa.gov.
For general information contact: The
TSCA-Hotline, ABVI-Goodwill, 422
South Clinton Ave., Rochester, NY
14620; telephone number: (202) 554–
1404; email address: TSCA-Hotline@
epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
This action is directed to the public
in general. This action, however, may be
of particular interest to those persons
who manufacture (which includes
import), distribute in commerce,
process, use, or dispose of one or more
of the 54 Per- and Polyfluoroalkyl
Substances (PFAS) identified in the
petition. Since other entities may also
be interested, the Agency has not
attempted to describe all the specific
entities that may be affected by this
action.
B. What is EPA’s authority for taking
this action?
Under TSCA section 21 (15 U.S.C.
2620), any person can petition EPA to
initiate a proceeding for the issuance,
amendment, or repeal of a rule under
TSCA sections 4, 6, or 8, or to issue an
order under TSCA sections 4, 5(e), or
5(f). A TSCA section 21 petition must
set forth the facts which it is claimed
establish that it is necessary to initiate
the action requested. EPA is required to
grant or deny the petition within 90
days of its filing. If EPA grants the
petition, the Agency must promptly
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commence an appropriate proceeding. If
EPA denies the petition, the Agency
must publish its reasons for the denial
in the Federal Register. A petitioner
may commence a civil action in a U.S.
district court seeking to compel
initiation of the requested proceeding
within 60 days of a denial or, if EPA
does not issue a decision, within 60
days of the expiration of the 90-day
period.
C. What criteria apply to a decision on
a TSCA section 21 petition?
1. Legal Standard Regarding TSCA
Section 21 Petitions
TSCA section 21(b)(1) requires that
the petition ‘‘set forth the facts which it
is claimed establish that it is necessary’’
to initiate the proceeding requested. 15
U.S.C. 2620(b)(1). Thus, TSCA section
21 implicitly incorporates the statutory
standards that apply to the requested
actions. Accordingly, EPA has relied on
the standards in TSCA section 21 and in
the provisions under which actions
have been requested in evaluating this
TSCA section 21 petition.
2. Legal Standard Regarding TSCA
Section 4(a)(1)(A)(i)
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EPA must make several findings in
order to require testing under TSCA
section 4(a)(1)(A)(i) through a rule or
order. EPA must find that the
manufacture, distribution in commerce,
processing, use, or disposal of a
chemical substance or mixture, or that
any combination of such activities, may
present an unreasonable risk of injury to
health or the environment; that
information and experience are
insufficient to reasonably determine or
predict the effects of a chemical
substance on health or the environment;
and that testing of the chemical
substance is necessary to develop the
missing information. Further, TSCA
section 4(h) requires EPA to reduce and
replace the use of vertebrate animals in
the testing of chemical substances or
mixtures, to the extent practicable,
scientifically justified, and consistent
with the policies of TSCA.
26(i) requires that decisions under
TSCA sections 4, 5, and 6 be ‘‘based on
the weight of scientific evidence.’’
TSCA section 26(k) requires that EPA
consider information that is reasonably
available in carrying out TSCA sections
4, 5, and 6.
II. Summary of the TSCA Section 21
Petition
A. What action was requested?
On October 14, 2020, Center for
Environmental Health, Cape Fear River
Watch, Clean Cape Fear, Democracy
Green, Toxic Free NC, and the NC Black
Alliance (petitioners) petitioned EPA to
initiate a rulemaking proceeding or
issue an order under TSCA section
4(a)(1)(A)(i), compelling health and
environmental effects testing, including
studies of communities exposed to
PFAS-contaminated drinking water, on
54 PFAS that the petitioners assert are
manufactured by The Chemours
Company (Chemours) at its chemical
production facility in Fayetteville,
North Carolina. The petitioners also
request that EPA ask the National
Academy of Sciences to create an
independent science panel to oversee all
aspects of the testing program requested
by the petitioners (Ref. 1).
3. Legal Standard Regarding TSCA
Section 26
B. What support did the petitioners
offer?
The petitioners assert that TSCA
section 4(a)(1)(A)(i) requires EPA to
direct testing on a chemical substance or
mixture if all three of the following
findings are made:
• The manufacture, distribution in
commerce, processing, use, or disposal
of a chemical substance or mixture, or
that any combination of such activities,
may present an unreasonable risk of
injury to health or the environment;
• There is insufficient information
and experience upon which the effects
of such manufacture, distribution in
commerce, processing, use, or disposal
of such substance or mixture or of any
combination of such activities on health
or the environment can reasonably be
determined or predicted; and
• Testing of such substance or
mixture with respect to such effects is
necessary to develop such information.
TSCA section 26(h) requires EPA, in
carrying out TSCA sections 4, 5, and 6,
to make a decision using ‘‘scientific
information, technical procedures,
measures, methods, protocols,
methodologies, or models, employed in
a manner consistent with the best
available science,’’ while also taking
into account six considerations,
including the relevance of information
and any uncertainties. TSCA section
1. May Present an Unreasonable Risk of
Injury to Health or the Environment
The petitioners assert that the 54
PFAS ‘‘may present an unreasonable
risk of injury to health or the
environment’’ because there allegedly is
substantial evidence that PFAS may be
toxic, pointing to the following
documents:
• The Agency for Toxic Substances
and Disease Registry’s (ATSDR’s) draft
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2018 Toxicological Profile for
Perfluoroalkyls (Ref. 2) and EPA’s PFAS
Action Plan (Ref. 3), as well as other
literature, in support of the contention
that exposure to certain, specific PFAS
are associated with adverse health
effects.
• EPA’s Significant New Use Rule
(SNUR) for Long-Chain Perfluoroalkyl
Carboxylate and Perfluoroalkyl
Sulfonate Chemical Substances (Ref. 4),
which states ‘‘[w]hile most studies to
date have focused primarily on PFOS,
structure-activity relationship analysis
indicates that the results of those
studies are applicable to the entire
category of PFAS, which includes
PFOS. Available test data have raised
concerns about their potential
developmental, reproductive, and
systemic toxicity.’’
• EPA’s Consent Order regarding
DuPont Premanufacture Notices (Ref. 5),
which states in part ‘‘[t]oxicity studies
on the analogs PFOA (perfluorooctanoic
acid) and PFOS
(perfluorooctanesulfonic acid) indicate
developmental, reproductive and
systemic toxicity in various species.
Cancer may also be of concern. These
factors, taken together, raise concerns
for potential adverse chronic effects in
humans and wildlife.’’
The petitioners conclude, based on
the references provided, that ‘‘all PFAS
have the potential for causing the
adverse health and environmental
effects linked to well-characterized
substances like PFOS and PFOA
because of their common structural
characteristics,’’ and that ‘‘there is a
strong basis to conclude that the 54
PFAS covered by this petition ‘may
present an unreasonable risk of injury’ ’’
(Ref. 1, pg. 18).
2. Insufficiency of Information
The petitioners assert that for these 54
PFAS, there is insufficient information
and experience upon which the effects
of such manufacture, distribution in
commerce, processing, use, or disposal
of such substance or mixture or of any
combination of such activities on health
or the environment can reasonably be
determined or predicted. To support
their assertion, the petitioners point to:
• ATSDR’s draft 2018 Toxicological
Profile for Perfluoroalkyls (Ref. 2),
which the petitioners assert underscores
the absence of toxicological data; and
• EPA’s PFAS Action Plan (Ref. 3),
which states ‘‘[t]here are many PFAS of
potential concern to the public that may
be found in the environment. Most of
these PFAS lack sufficient toxicity data
to inform our understanding of the
potential for adverse human or
ecological effects.’’
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On page 21 of their petition, the
petitioners assert: ‘‘[k]ey data gaps
include measurement of physicalchemical properties, methods of
analysis, assessment of partitioning,
bioaccumulation, and degradation,
pharmacokinetics, and toxicity,
especially for the endpoints commonly
observed for the better studied PFAS,
such as liver toxicity, and effects on the
immune system, lipid metabolism,
kidney, thyroid, development,
reproduction, and cancer. In addition,
despite their widespread detection in
environmental media, ecotoxicity data
are generally lacking.’’
3. Need for Testing
The petitioners assert that the
mechanisms of PFAS toxic effects are
not defined, and that in vitro assays or
other predictive, computational
approaches are not validated or
available. The petitioners also request
animal toxicity studies on three
mixtures of PFAS that are allegedly
representative of exposure for residents
in the Cape Fear Watershed.
Finally, the petitioners request
ecotoxicity studies, and studies of
physical chemical properties and
environmental fate and transport, which
they say EPA ‘‘has previously
determined are necessary because of the
widespread presence and mobility of
PFAS in environmental media.’’
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4. Testing Framework and Specific
Studies
The petitioners propose a testing
approach that they call for Chemours to
perform. The list of 54 PFAS was
divided into Tier 1 substances for which
there is ‘‘known human exposure based
on detection in blood, food, or drinking
water,’’ and Tier 2 substances for which
‘‘human exposure is probable based on
detection in environmental media’’ (Ref.
1, pg.12). The testing approach includes
human health effects studies in
experimental animals, animal studies on
PFAS mixtures, studies of communities
exposed to PFAS-contaminated drinking
water, human half-life studies, physicalchemical properties and fate and
transport studies, and ecotoxicity
testing.
III. Background Considerations: Review
of EPA Actions, Activities, and
Regulations Relating to PFAS
To understand EPA’s reasons for
denying the petitioners’ requests, it is
important to first review the details of
EPA’s ongoing actions involving PFAS.
EPA is committed to supporting states,
tribes, and local communities in
addressing challenges with PFAS. As a
part of this effort, EPA is already taking
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action to identify solutions to address
PFAS in the environment. Examples of
such ongoing actions are detailed in this
unit.
A. PFAS Action Plan: Program Update
In May 2018, EPA convened a twoday National Leadership Summit on
PFAS that brought together more than
200 federal, state, and local leaders to
discuss steps to address PFAS. The
Summit set the following goals:
Evaluate the need for a maximum
contaminant level for PFOA and PFOS
in drinking water, evaluate designating
PFOA and PFOS as hazardous
substances, issue groundwater cleanup
guidances for PFOA and PFOS, and
develop toxicity values for GenX and
perfluorobutane sulfonic acid (PFBS).
Following the Summit, EPA interacted
with more than 1,000 people during
PFAS-focused community engagement
events in Exeter, New Hampshire;
Horsham, Pennsylvania; Colorado
Springs, Colorado; Fayetteville, North
Carolina; and Leavenworth, Kansas, as
well as through a roundtable in
Kalamazoo, Michigan, and an event
with tribal representatives in Spokane,
Washington. As a result of these
meetings and building on the goals
identified at the Summit and the
approximately 120,000 public
comments received by the agency, EPA
developed the PFAS Action Plan, which
was issued in February 2019 (Ref. 3).
The PFAS Action Plan is the first
multi-media, multi-program, national
research, management, and risk
communication plan to address an
emerging contaminant like PFAS. The
PFAS Action Plan outlines the tools
EPA is developing to, among other
things, address PFAS in drinking water,
identify and clean up PFAS
contamination, expand monitoring of
PFAS, increase PFAS scientific
research, and exercise effective
enforcement tools. The Action Plan
outlines EPA’s commitment to take a
wide variety of actions to address this
emerging contaminant in both shortterm and long-term timeframes.
Together, these efforts are helping EPA
and its partners identify and better
understand PFAS contaminants
generally, clean up current PFAS
contamination, prevent future
contamination, and effectively
communicate risk with the public. In
February 2020, EPA issued the PFAS
Action Plan: Program Update (available
at https://www.epa.gov/pfas/pfasaction-plan-program-update-february2020) to provide an update on all of the
actions taken and work completed in
the year since the PFAS Action Plan
was issued. As it continues to
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implement the PFAS Action Plan, EPA
is committed to coordinating closely
with multiple entities, including other
federal agencies, states, tribes, local
governments, water utilities, industry,
and the public.
B. Interim Strategy for PFAS in
Federally Issued National Pollutant
Discharge Elimination System (NPDES)
Permits
EPA’s Office of Water (OW) is
currently leading multiple actions in the
PFAS Action Plan that will help the
Agency better understand and
effectively manage risk from exposure to
PFAS. These OW-led actions include
developing analytical methods for
detecting PFAS in drinking water and
other environmental media, evaluating
PFAS treatment techniques, conducting
data collection and analysis to evaluate
the need for regulations to control PFAS
discharges from certain categories of
point sources, understanding PFAS
exposure from various environmental
media, and evaluating statutory and
regulatory mechanisms to manage
adverse human health and
environmental impacts from PFAS
exposure.
While OW’s work is advancing, a
need for an interim strategy to address
point source discharges of PFAS in
EPA-issued NPDES permits was
identified. On February 6, 2020, a
workgroup was established to develop
an interim NPDES permitting strategy to
address PFAS in EPA-issued CWA
section 402 permits. The workgroup was
charged with exploring options for how
to address these pollutants while the
CWA framework for addressing PFAS
discharges pursuant to the NPDES
program is under development. The
workgroup’s goal was to develop a
strategy that would serve to guide the
Agency’s CWA NPDES permitting
approach on an interim basis across the
EPA Regions as informed by input from
state partners. Each of the ten EPA
Regions appointed a representative to
the workgroup.
To develop potential
recommendations for an interim PFAS
NPDES strategy, the workgroup
conducted a thorough review of the
NPDES permitting process, with a
specific focus on PFAS. This included
examining CWA section 402 authorities
and permit writing practices to
understand where unregulated
contaminants, such as PFAS, may fit
into the permit development process;
analyzing existing state-issued NPDES
permits with PFAS monitoring
requirements (identified through EPA’s
NPDES Integrated Compliance
Information System (ICIS)) to
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understand the prescribed analytical
methods for detecting PFAS, monitoring
frequency, and detection benchmarks in
current permits; and obtaining input
and perspectives from state partners. In
November 2020, EPA issued a memo
detailing an interim NPDES permitting
strategy for PFAS. This strategy is being
implemented for EPA-issued NPDES
permits.
C. Workshop on Federal Government
Human Health PFAS Research With the
National Academies of Sciences,
Engineering and Medicine
On October 26–27, 2020, the National
Academies of Science, Engineering, and
Medicine (NASEM) held a Workshop on
Federal Government Human Health
PFAS Research. This workshop was the
result of collaboration between EPA, the
U.S. Department of Defense (DoD), the
U.S. Department of Agriculture (USDA),
and the U.S. Department of Health and
Human Services (HHS) and will help
further coordinate PFAS research across
the federal government. Aggressively
addressing PFAS has been an active and
ongoing priority for this Administration,
and the goal of the workshop was to
discuss ongoing federal research and
data gaps. Following the workshop,
NASEM will compile a report
summarizing the discussion and views
of workshop participants on how to
ensure that the federal research program
for PFAS is robust and focused on
addressing the highest priority human
health research. Workshop proceedings
will be published in early 2021.
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D. Safe Drinking Water Act (SDWA)
Actions for PFOA and PFOS
EPA has taken a number of actions
under SDWA, consistent with the PFAS
Action Plan and its statutory and
regulatory authorities. In 2016, EPA
established health advisories for PFOA
and PFOS (Ref. 6) based on the Agency’s
assessment of the latest peer-reviewed
science to provide drinking water
system operators, and state, tribal and
local officials who have the primary
responsibility for overseeing these
systems, with information on the health
risks of these chemicals, so they can
take the appropriate actions to protect
their residents. To provide Americans,
including the most sensitive
populations, with a margin of protection
from a lifetime of exposure to PFOA and
PFOS from drinking water, EPA
established the health advisory levels at
70 parts per trillion.
EPA is committed to following the
regulatory process established under
SDWA and supporting states and public
water systems as they determine the
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appropriate steps to reduce exposure to
PFOA and PFOS in drinking water.
E. National Primary Drinking Water
Regulation for PFOA and PFOS
On March 10, 2020, EPA published a
notice (85 FR 14098, FRL–10005–88)
seeking comment on proposed
determinations to regulate PFOA and
PFOS. EPA is considering the public
comments on this notice and expects to
issue final regulatory determination in
January 2021. If EPA issues final
determinations to regulate PFOA and
PFOS, SDWA requires that the EPA
publish a proposed regulation within 24
months of the final determination and
promulgate a final regulation within 18
months of proposal (SDWA allows the
Agency to extend that final rule
deadline by 9 months).
Under the third Unregulated
Contaminant Monitoring Rule (UCMR 3)
(85 FR 26072, FRL–9660–4), from 2013
to 2015, EPA required almost 5,000
public water systems to monitor for six
PFAS (see https://www.epa.gov/
dwucmr/third-unregulatedcontaminant-monitoring-rule). The
results of this monitoring were used by
EPA in making the proposed regulatory
determination for PFOA and PFOS. EPA
has committed to monitoring for more
PFAS in the UCMR 5 and at lower levels
than was possible under the UCMR 3.
EPA expects to publish a proposed
UCMR 5 in January 2021.
F. PFOA Stewardship Program
EPA launched the PFOA Stewardship
Program (Ref. 7) in January, 2006
because of concerns about the impact of
PFOA and long-chain PFAS on human
health and the environment, including
concerns about their persistence,
presence in the environment and in the
blood of the general U.S. population,
long half-life in people, and
developmental and other adverse effects
in laboratory animals.
By March 1, 2006, the eight major
companies in the PFAS industry
submitted commitments to the PFOA
Stewardship Program. Specifically,
these companies committed to reducing
PFOA from facility emissions and
product content by 95 percent no later
than 2010, and to work toward
eliminating PFOA from emissions and
product content no later than 2015. The
companies participating in the PFOA
Stewardship Program were global
companies with business operations in
the United States and other countries.
To meet the program goals, most
companies stopped the manufacture and
import of long-chain PFAS, and then
transitioned to alternative chemicals.
Other companies exited the PFAS
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industry altogether. All participating
companies state that they met the PFOA
Stewardship Program goals. In July 2020
EPA codified and expanded the impact
of the PFOA Stewardship program
through the issuance of the long chain
PFAS SNUR, as discussed in Unit III.H.
G. Addition of Certain PFAS to the
Toxics Release Inventory (TRI)
Regulations
The National Defense Authorization
Act for Fiscal Year 2020 (NDAA) (Pub.
L. 116–92) added certain PFAS to the
list of chemicals required to be reported
to the TRI and established a 100-pound
reporting threshold for these substances.
EPA’s TRI is an important tool that
provides the public with information
about the use of certain chemicals by
tracking their management and
associated activities. U.S. facilities in
different industry sectors must report
annually how much of each chemical is
released to the environment and/or
managed through recycling, energy
recovery, and treatment. TRI helps
support informed decision-making by
companies, government agencies, nongovernmental organizations and the
public. For example, EPA uses TRI
information to understand releases and
potential exposures to chemicals being
assessed under TSCA.
In June 2020, the Agency published a
final rule (85 FR 37354, June 22, 2020;
FRL–10008–09) that updated the
regulations to reflect the addition of
these PFAS to the TRI by the NDAA. Per
the NDAA requirements, the PFAS
additions became effective as of January
1, 2020. Reporting for these PFAS will
be due to EPA by July 1, 2021, for
calendar year 2020 data. By July 31,
2021, EPA expects to release raw data
concerning the TRI-listed PFAS from
information collected. Additionally, the
NDAA provides a framework for
additional PFAS to be added
automatically to the TRI list on January
1 of the year following certain EPA
actions (NDAA section 7321(c)). For
example, the NDAA automatically adds
a PFAS to the TRI list in response to the
EPA finalizing a toxicity value for it.
H. Regulatory Actions Under TSCA
EPA has taken a range of regulatory
actions under TSCA to address potential
exposures and/or risks associated with
manufacturing, processing, and use of
PFAS. EPA’s New Chemicals program
reviews alternatives for PFOA and
related chemicals before they enter the
marketplace to identify whether the
range of toxicity, fate and
bioaccumulation issues that have
caused past concerns with
perfluorinated substances may be
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present in order to ensure that the new
chemicals do not present an
unreasonable risk to health or the
environment.
TSCA Section 5(a) SNURs can be used
to require notice to EPA before chemical
substances and mixtures are used in
new ways that might create concerns.
Under TSCA section 5(a), EPA can
determine that a use of a chemical
substance is a ‘‘significant new use.’’
EPA must make this determination by
rule after considering all relevant
factors, including those listed in TSCA
section 5(a)(2):
• Projected volume of manufacturing
and processing of a chemical substance.
• Extent to which a use changes the
type or form of exposure of humans or
the environment to a chemical
substance.
• Extent to which a use increases the
magnitude and duration of exposure of
humans or the environment to a
chemical substance.
• Reasonably anticipated manner and
methods of manufacturing, processing,
distribution in commerce, and disposal
of a chemical substance.
Once EPA designates a use of a
chemical substance as a significant new
use, TSCA section 5(a) requires persons
to submit a significant new use notice
(SNUN) to EPA at least 90 days before
they manufacture (including import) or
process the chemical substance for that
use. The SNUN obligates EPA to assess
risks that may be associated with that
significant new use, including risks to
potentially exposed or susceptible
subpopulations identified as relevant by
EPA under the conditions of use; make
a determination under the statute; and,
if appropriate, regulate the proposed
activity before it occurs.
EPA has issued the following SNURs
for PFOS and PFAS:
• On March 11, 2002, EPA issued a
final SNUR (Ref. 8) for 13 PFAS
specifically included in the voluntary
phase out of PFOS by 3M that took
place between 2000 and 2002.
• On December 9, 2002, EPA issued
a final SNUR (Ref. 9) for 75 PFAS
specifically included in the voluntary
phase out of PFOS by 3M that took
place between 2000 and 2002.
• On October 9, 2007, EPA issued a
final SNUR (Ref. 10) for 183 PFAS that
were on the public TSCA Inventory and
have the characteristic PFAS chemical
structure of a perfluorinated carbon
chain (Rf) greater than, or equal to, C5
attached to an SO2 group connected to
the rest of the molecule. In addition, the
proposal also included those chemicals
with Rf ranges of perfluorinated carbon
chains shorter than C5, and greater than
C5, for example, C4–C12 and C6–C12.
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• On October 22, 2013, EPA issued a
final SNUR (Ref. 11) for certain PFOArelated chemicals as part of carpets, a
category of potentially harmful
chemicals once used on carpets to
impart soil, water, and stain resistance.
• On July 27, 2020, EPA issued a final
SNUR (Ref. 12) for certain PFOA-related
chemicals. The SNUR modifies the
requirements for a subset of LCPFAC
chemical substances in the existing
SNUR at 40 CFR 721.10536 in the
following ways: (1) Designating
manufacturing (including importing) or
processing of LCPFAC chemical
substances listed in the list of LCPFAC
chemical substances for any use that
was no longer ongoing after December
31, 2015, as a significant new use; and
(2) Designating manufacturing
(including importing) or processing of
PFOA or its salts, which are considered
LCPFAC chemical substances, and all
other LCPFAC chemical substances for
any use not ongoing as of January 21,
2015, the date on which the proposed
rule was published, as a significant new
use. For this final SNUR, EPA also made
an exemption at 40 CFR 721.45(f)
inapplicable for persons who import
LCPFAC chemical substances listed in
the list of LCPFAC chemical substances
in this unit and PFOA or its salts as part
of a surface coating on articles because
there is reasonable potential for
exposure to LCPFAC chemical
substances, including PFOA, if these
chemical substances are incorporated as
surface coatings in articles and then
imported.
In addition, in December 2020, EPA
issued draft guidance (Ref. 13) for
public comment outlining which
imported articles are covered by the July
2020 final rule for certain long-chain
PFAS. After considering comments,
EPA intends to issue the final guidance
promptly.
PFOS was not reported as
manufactured (including imported) into
the United States as part of the 2012
Chemical Data Reporting (CDR) effort or
the previous collection effort in 2006.
CDR requires manufacturers (including
importers) to report if they meet certain
production volume thresholds,
generally 25,000 lbs at a single site. The
last time PFOS manufacture was
reported to EPA as part of this collection
effort was 2002; nonetheless, there are
some limited ongoing uses of PFOS (see
40 CFR 721.9582).
I. Increasing Research and
Understanding PFAS
Building on the work outlined in the
February 2019 PFAS Action Plan, the
Agency expanded its research efforts
and capabilities by launching the PFAS
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Innovative Treatment Team (PITT) in
spring 2020. The PITT was a full-time,
multi-disciplinary research team that
concentrated their efforts and expertise
on a single problem for six months: How
to remove, destroy, and test PFAScontaminated media and waste. The
PITT’s goals were to:
• Assess current and emerging
destruction methods being explored by
EPA, universities, other research
organizations, and industry;
• Explore the efficacy of destruction
methods while considering by-products
to avoid creating new environmental
hazards; and
• Evaluate destruction methods’
feasibility, performance, and costs to
validate potential solutions.
This work initiated under the PITT
will add practical knowledge to EPA’s
efforts under the PFAS Action Plan.
States, tribes, and local governments
will be able to use this information to
select the approach that best fits their
circumstances, leading to greater
confidence in cleanup operations and
safer communities.
Besides the innovative work of PITT,
EPA and its researchers continue to
work hard in many other areas to help
the nation address PFAS and protect
public health. This work includes:
• Validating methods to detect and
quantify PFAS in various environmental
media, such as water, air, and biosolids.
EPA has already released a number of
these methods, including Methods 533
and 537.1 that together can measure 29
PFAS in drinking water;
• Evaluating treatment technologies
that remove PFAS from drinking water.
For example, researchers are
investigating the effectiveness of pointof-use systems and have recently
published research on commercially
available systems that use both reverse
osmosis and granular activated carbon;
• Developing standard human health
toxicity reference values for certain
PFAS. For example, Agency scientists
are working on a toxicity assessment for
PFBS, GenX chemicals, and five other
PFAS that will help states, tribes, and
local communities understand the
toxicity of these substances so that they
can make more informed choices to
protect the public’s health;
• Providing technical assistance to
states and tribes as they work to address
a variety of PFAS challenges; and
• Funding external researchers to
better understand the potential impacts
of PFAS on water quality and
availability in rural communities and
agricultural operations across the
United States.
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A. What was EPA’s response?
After careful consideration, EPA has
denied the petition. A copy of the
Agency’s response, which consists of
the letter to the petitioners and this
document, is posted on the EPA petition
website at https://www.epa.gov/
assessing-and-managing-chemicalsunder-tsca/tsca-section-21#reporting.
The response, the petition (Ref. 1) and
other information is available in the
docket for this TSCA section 21 petition
(see ADDRESSES).
The denial is not based on lack of
concern with PFAS. In fact, EPA’s high
concern for these chemicals is detailed
in Unit III. of this document. EPA is
leading the national efforts to
understand PFAS and reduce PFAS
risks to the public through
implementation of its PFAS Action Plan
and through active engagement and
partnership with other federal agencies,
states, tribes, industry groups,
associations, local communities, and the
public. Instead, EPA finds the
petitioners have not met their burden
under TSCA section 21, as explained in
Unit IV.B. of this document.
B. What was EPA’s reason for this
response?
In considering the petition within the
statutory 90-day petition review period,
EPA evaluated the information
presented or referenced in the petition
and considered that information in the
context of the applicable authorities and
requirements contained in TSCA
sections 4, 21, and 26. Also,
notwithstanding that the burden is on
the petitioners to present ‘‘the facts
which it is claimed establish that it is
necessary’’ for EPA to initiate the rule
or issue the order sought, EPA
nonetheless also evaluated relevant
information that was reasonably
available to the Agency during the 90day petition review period.
As detailed extensively in the units
that follow, EPA finds the petitioners
have not provided the facts necessary
for the Agency to determine for each of
the 54 PFAS that existing information
and experience are insufficient and
testing of such substance or mixture
with respect to such effects is necessary
to develop such information. These
deficiencies, among other findings, are
detailed in this document.
1. Insufficient Information and
Experience
The petition does not set forth the
facts necessary to demonstrate that there
is ‘‘insufficient information and
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experience’’ for each of the 54 PFAS.
The petitioners state, in part, ‘‘[f]or the
54 PFAS, the sufficiency of available
information should be determined by
comparing available data with the
known adverse effects of other PFAS.
The goal should be to conduct a
scientifically sound assessment of each
of the 54 chemicals for the critical toxic
endpoints that have been identified in
studies on PFOS, PFOA and other wellcharacterized studies’’ (Ref. 1, pg. 21).
However, the petitioners do not provide
evidence that they conducted an
assessment to support a finding of
insufficient information and experience.
The petitioners instead point to broad
statements in the EPA PFAS Action
Plan, such as ‘‘[t]here are many PFAS of
potential concern to the public that may
be found in the environment. Most of
these PFAS lack sufficient toxicity data
to inform our understanding of the
potential for adverse human or
ecological effects’’ (Ref. 3, pg. 31). The
petitioners base the fate and transport
studies they request on EPA’s PFAS
Action Plan, which the petitioners quote
as stating ‘‘information for many PFAS
sources, fate and transport, and human
and ecological exposure is sparse, both
spatially and temporally’’ (Ref. 3, pg.
31). However, the PFAS Action Plan
broadly states only that such
information for ‘‘many PFAS sources’’ is
sparse; nowhere does it state or
conclude that such information is sparse
for each of the 54 PFAS the petitioners
identify. To further demonstrate that the
information and experience on the 54
PFAS is allegedly insufficient, the
petitioners cite ATSDR’s 2018
Toxicological Profile for perfluoroalkyls,
which the petitioners acknowledge
‘‘identifies numerous critical data gaps
for PFAS as a class’’ (emphasis added).
The ATSDR 2018 Toxicological Profile
for perfluoroalkyls remains in draft form
and discusses information on 14
perfluoroalkyl compounds, none of
which are among the 54 the petitioners
identify. Importantly, the ATSDR 2018
Toxicological Profile further states that
‘‘[t]he term ‘perfluoroalkyls’ used
throughout the toxicological profile is
referring to these 14 compounds and the
information may not be applicable to
other perfluoroalkyl compounds’’ (Ref.
2, pg. 1). Despite this qualifying
statement, the petitioners proceed to
state without reference or additional
explanation that ‘‘[t]he 54 substances
covered by this petition fit this pattern’’
(Ref. 1, pg. 21). This extrapolation is
fundamentally important to the
petitioners’ argument, yet there are no
facts in the petition to support the
statement. The petitioners are not clear
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as to what ‘‘pattern’’ the 54 PFAS fit,
and no other sources are provided.
Absent any factual support in the
petition, EPA finds that mere reference
to these broad statements from the EPA
PFAS Action Plan and ATSDR’s 2018
Toxicological Profile for perfluoroalkyls
does not provide the facts necessary for
the Agency to determine there is
insufficient information or experience
for these 54 PFAS.
To further characterize this baseline
deficiency, EPA performed a cursory
search of public literature and databases
for reasonably available information on
any of the 54 PFAS identified by the
petitioners. Representative findings of
this cursory review are summarized as
follows:
• On June 8, 1987, EPA issued a Final
Test Rule for Fluoroalkenes (Ref. 14)
requiring testing for certain health
effects for four fluoroalkenes, two of
which are among the 54 PFAS the
petitioners identify:
Hexafluoropropylene (CAS No. 116–15–
4) and tetrafluoroethylene (CAS No.
116–14–3). The petitioners do not
identify this test rule and the testing it
required, nor do the petitioners explore
and explain why the testing the rule
ordered did not generate the health
effects data the petitioners are now
requesting.
• EPA’s web-based CompTox
Chemistry Dashboard integrates various
types of data for curated substances
linked to chemical structures, including
physicochemical, environmental fate
and transport, exposure, usage, in vivo
toxicity, and in vitro bioassay data (Ref.
15). A query for some of the 54 PFAS
in CompTox returned physical/chemical
property and hazard data. For example,
CompTox has published experimental
averages for melting point, boiling
point, water solubility, and vapor
pressure, and some hazard data and
sources for tetrafluoroethylene (CAS No.
116–14–3). CompTox also has published
some hazard data for
hexafluoropropylene (CAS No. 116–15–
4) and perflouromethylperfluorovinyl
ether (CAS No. 1187–93–5). Finally,
some physical/chemical data for
perfluoro (4-methyl-3, 6- dioxaoct-7ene) sulfonyl fluoride (CAS No. 16090–
14–5) are also readily available. The
petitioners mention none of these data,
nor have they provided the facts
necessary to show that the information
in CompTox is insufficient.
• ChemView provides the public
access to reports and dataset
information including data submitted to
EPA, EPA Assessments and Actions,
and data provided by other EPA Offices
and federal organizations (Ref. 16). A
query for each of the 54 PFAS in
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ChemView returned records for 17 of
the 54 PFAS. For example, for
perflouromethylperfluorovinyl ether
(CAS No. 1187–93–5), a substantial risk
report is available from DuPont Haskell
Global Centers on reproduction/
developmental toxicity screening tests
(OECD 422/OPPTS 870.3650, one of the
methods identified in the petitioners’
testing program) in rats (Ref. 17). The
petitioners do not mention this report,
nor do they explain why the report fails
to provide the data being sought. In this
way, the petitioners once again have not
provided the facts necessary to show
that the information in ChemView is
insufficient.
• Tetrafluoroethylene (CAS No. 116–
14–3) is pre-registered under the
Registration, Evaluation, Authorisation
and Restriction of Chemicals (REACH)
regulation. The European Chemicals
Agency (ECHA) has compiled chemical/
physical property data (partition
coefficient, potential for
bioaccumulation, etc.) for this PFAS.
Hexafluoropropylene (CAS No. 116–15–
4) is also pre-registered under REACH,
and ECHA has compiled some
chemical/physical property data for this
PFAS. The petitioners mention none of
these data, nor have they provided the
facts necessary to show that this
information is insufficient.
TSCA section 21 requires the
petitioner, not EPA, to ‘‘set forth the
facts which it is claimed establish that
it is necessary to issue, amend, or repeal
a rule under TSCA sections 4, 6, or 8,
or an order under TSCA sections 4 or
5(e).’’ Because EPA, upon a cursory
review, has been able to easily identify
existing, reasonably available
information not mentioned in the
petition, the petitioners have failed in
carrying their burden of setting forth
facts which are necessary to
demonstrate that there is insufficient
information, thereby necessitating the
requested action.
For one of the 54 PFAS, identified
only as N1AF, the petitioners provide
no structurally-descriptive chemical
name, structure, or molecular formula.
Absent such identifying information,
the petitioners have not provided the
facts necessary to determine whether
there is ‘‘insufficient information or
experience’’ for this chemical.
Because the petitioners are seeking
tests for each of the 54 PFAS, the
petitioners must set forth facts that
establish it is necessary to pursue the
rule or issue the order the petitioners
seek under TSCA section 4. The
petitioners must affirmatively
demonstrate, through facts, that there is
‘‘insufficient information and
experience’’ for each of the 54 PFAS.
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For the reasons described in this
document, EPA finds the petition does
not set forth facts necessary to
demonstrate ‘‘insufficient information
and experience’’ for each of the 54
PFAS, and has therefore not
demonstrated that the rule or order
requested is necessary.
2. Testing of Such Substance or Mixture
With Respect to Such Effects Is
Necessary To Develop Such Information
The petitioners do not demonstrate
‘‘testing of such substance or mixture
with respect to such effects is necessary
to develop such information.’’ EPA
finds that the petitioners failed to
address ongoing testing and data
collections for some of the 54 PFAS,
thereby failing to set forth facts that are
necessary to establish there is a need for
the testing sought in the petition. This
research may provide information that
overlaps with testing the petitioners
requested, which would render the
information unnecessary under TSCA
section 4(a)(1)(A)(i)(III). Testing, both
planned and underway, on some of the
54 PFAS that the petitioners identify is
described in this unit:
• Five of the 54 PFAS have been
subjected to all Tier 1 in vitro,
toxicokinetic, and clearance studies:
Hepatotoxicity, developmental toxicity,
immunotoxicity, mitochondrial toxicity,
developmental neurotoxicity, endocrine
disruption, general toxicity, intrinsic
hepatic clearance, plasma protein
binding (PPB), and renal reuptake.
These studies are ongoing and results
are expected by April 2021. Data are
expected to be available via the PFAS
Dashboard by the end of June 2021.
• An additional six of the 54 PFAS
have results from some Tier 1 in vitro
testing. Two have been included in
systematic evidence mapping (SEM), a
systematic review approach used to
identify available data and characterize
knowledge gaps.
• Three of the 54 PFAS have in vivo
data identified from a non-EPA source.
In addition, the following studies are
planned or in process by EPA’s Office
of Research and Development (ORD).
• ORD will test for nuclear receptor
and stress gene responses of a PFAS
library in HepG2 cells. This research
will apply a high-throughput assay for
transcription factor activation to
screening the first and second PFAS
screening sets totaling 150 samples.
Additional samples may be added to
meet developing needs. This assay
platform contains known targets of
several PFAS including the estrogen
receptor and peroxisome proliferatoractivator receptors, as well as many
other potential targets. Well-studied
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PFAS such as PFOA and PFOS will be
included to help put findings for datapoor chemicals in better context. Data
sets will support development of readacross and category approaches for this
class of chemicals.
• Bioactivity of PFAS as determined
using gene expression and in vitro
cellular pathology is another area of
ongoing research at EPA. This research
will apply broad-based high-content
screening assays to characterize the
bioactivity of a set of PFAS in multiple
human cell types. The resulting dataset
will contribute to an overall assessment
of the effects of PFAS on important
physiological functions that overlap
with effects measured in the testing the
petitioners requested.
• ORD will also conduct highthroughput in vitro testing of PFAS to
fill data gaps and refine structural and
mechanistic groupings. This project falls
under the Human Health Testing/
Toxicokinetics research area that will
generate and analyze a large data set on
∼150 PFAS using a variety of New
Approach Methodologies (NAMs) in
support of EPA’s mission to manage and
regulate PFAS. This research effort will
add a dataset of NAMs testing results for
15 PFAS. Selection of these 15
chemicals will be driven by the initial
analysis of the 150 chemicals and
provide the ability to fill identified data
gaps and potentially test hypotheses
developed from the initial analysis.
Testing of these 15 PFAS will include
transcription factor activity profiling;
estrogen-dependent cell proliferation;
high-content, cellular phenotypic
imaging; high-throughput
transcriptomics; zebrafish embryo
development; and developmental
neurotoxicity. The results will support
the overarching EPA PFAS research to:
(1) Develop a hierarchical scheme of
chemical structural categories that are
enriched by NAM data; (2) Use
categories as predefined neighborhoods
to evaluate degree of concordance in
NAM results within categories and
across categories as a means to infer in
vivo toxicity; (3) Predict categorization
of larger PFAS inventory and readacross coverage; and (4) Recommend
further in vivo testing for PFAS
categories.
• In the FY2020 Further Consolidated
Appropriations Act (Pub. L. 116–94),
Congress appropriated funds for EPA to
address research needs in support of
designating PFAS as hazardous
substances under CERCLA. The research
needed to help support this designation
include: Chemical and physical
characteristics of PFAS; Toxicity and
kinetic information; environmental
prevalence; Manufacturing and use
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information; and Information on the
regulatory status of PFAS. This ongoing
research will add significantly to
currently available hazard information
for PFAS that could be used for this
designation, as well as for risk
assessment use broadly by Program
Offices.
NDAA section 7351 amended TSCA
section 8(a) to include a one-time
reporting event of PFAS manufactured
(including imported) in any year since
January 1, 2011. TSCA section 8(a)(7)
authorizes EPA to collect ‘‘[a]ll existing
information concerning the
environmental and health effects of
such substance or mixture.’’ Under this
rule, EPA may collect information that
overlaps with some of the information
requested by petitioners. A final TSCA
section 8(a) rule for these PFAS must be
issued by January 1, 2023, and EPA has
initiated the relevant rulemaking
process for the proposed rule that is
expected to be issued in 2021.
The petitioners also call for an
epidemiologic study consisting of
100,000 participants from communities
exposed to PFAS-contaminated drinking
water. A similar, multi-site health study
is being implemented through the
Centers for Disease Control and
Prevention and ATSDR cooperative
agreements. As ATSDR states,
‘‘[i]nformation learned from the multisite study will help all communities in
the U.S. with PFAS exposures,
including those that were not part of the
study.’’ The petitioners mention this
multi-site study but provide no analysis
of overlap or what testing might be
duplicative with what is proposed and
thus might not be necessary, whether
based on community characteristics,
demographics, specific PFAS or
mixture, or levels of exposure.
For some of the 54 PFAS, only a
degradant is detected in the Cape Fear
River per the information provided by
petitioners, not the parent chemical for
which the petitioners have requested
testing. The petitioners have not
identified why it is necessary to test the
parent chemicals and not the degradants
actually detected in the Cape Fear River.
For example, the petitioners do not
demonstrate that testing of the parent
chemical would identify effects relevant
to the degradants.
The petitioners specifically identify
and acknowledge that ‘‘5 of the 54 listed
chemicals in this petition are also
designated for testing in the Chemours
North Carolina consent decree. These
tests would not need to be replicated in
response to this petition’’ (Ref. 1, pg.
30). EPA finds this avoidance of
duplicative testing tacitly acknowledges
that for these five PFAS, testing is not
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necessary to develop information on
health or environmental effects. The
petitioners’ attempt to avoid duplicative
testing as a result of the Chemours
North Carolina consent decree, but no
other duplicative testing, further
emphasizes their failure to address
readily available information
concerning the other activities EPA has
identified in this unit.
3. Class-Based Approach to Testing
TSCA section 4(h)(1)(B)(ii)
‘‘encourage[s]’’ EPA to consider ‘‘the
grouping of 2 or more chemical
substances into scientifically
appropriate categories in cases in which
testing of a chemical substance would
provide scientifically valid and useful
information on other chemical
substances in the category.’’
Accordingly, EPA is currently
investigating ways to group similar
PFAS by likeness into subcategories for
purposes of research, data collection,
hazard determinations, and other
activities (Ref. 18). EPA and the
National Toxicology Program
collaborated to construct a PFAS
screening library subset composed of 75
PFAS on a structural category basis and
considerations such as structural
diversity within a category, data
availability, and read-across categorylevel weight (e.g., value of substance for
anchoring read-across trends within a
category, serving as an analog); four of
the 54 PFAS the petitioners identify are
included in this subset (Ref. 19). The
petitioners mention this effort, but
incorrectly state that just two of the 54
PFAS the petitioners cover are included
in the EPA testing (Ref. 1, pg. 22).
The petitioners take the opposite
approach, requesting testing on each of
the 54 PFAS individually. The
petitioners fail to address why a classbased approach is not appropriate,
while also indirectly referring to the
efforts to address PFAS as a class. For
example, the petitioners allege that
conclusions about all 54 PFAS can be
based on the ATSDR 2018 Toxicological
Profile even though none of the 54
PFAS are addressed in the toxicological
profile, and concedes that the ATSDR
2018 Toxicological Profile ‘‘identifies
numerous critical data gaps for PFAS as
a class’’ (emphasis added).
Additionally, among the references
allegedly supporting the assertion that
PFAS present serious health and
environmental concerns, the petitioners
cite a commentary entitled ‘‘Scientific
Basis for Managing PFAS as a Chemical
Class’’ (Ref. 20). This commentary
acknowledges PFAS ‘‘demand a more
efficient and effective approach’’ when
it comes to testing and seeks to ‘‘provide
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scientific justification for why a classbased approach is appropriate and
necessary for all PFAS.’’ Because the
petitioners acknowledge the 54 PFAS
share similarities with other members of
the class, and the petitioners do not
explore these similarities as a means of
streamlining the extent of the testing
requested, or to inform the petitioners’
‘‘tiered screening and testing process,’’
EPA finds the petitioners have not
provided the facts necessary to
determine, for each of the 54 PFAS, that
‘‘testing of such substance or mixture
with respect to such effects is necessary
to develop such information.’’
Therefore, they have not demonstrated
that the rule or order they requested is
necessary.
4. Practicability of National Academy of
Sciences Oversight
The petitioners also request that the
National Academy of Sciences (NAS)
oversee all aspects of the proposed
testing program. EPA finds such an
oversight arrangement is not within the
scope of what a TSCA section 21
petitioner can request when seeking the
initiation of a rule or the issuance of an
order under TSCA section 4. Further,
projects and studies must meet certain
conditions for the NAS to accept private
funding. As an example, NAS does not
generally oversee studies where the
study sponsor would have a direct
financial interest in the outcome of the
testing program. EPA is not in a position
to require NAS to oversee the testing
requested by the petitioners, and the
petitioners provide no administrative or
organizational procedures for
implementation.
5. Selection of PFAS for Health and
Environmental Effects Testing
Attachment 2 of the petition divides
the 54 PFAS at issue into Tier 1
substances ‘‘for which there is known
human exposure based on detection in
blood, food or drinking water,’’ and Tier
2 substances ‘‘for which human
exposure is probable based on detection
in environmental media.’’ However, the
petitioners do not set forth facts
showing that for all 40 PFAS it ranks as
Tier 2 substances, ‘‘human exposure is
probable based on detection in
environmental media’’ or that ‘‘a strong
inference of exposure can be drawn
from their presence in surface water,
stormwater, wastewater, sediment,
groundwater, soil, private wells, and/or
air emissions’’ (Ref. 1, pg. 19). The
petitioners support their assertion that
some of the Tier 2 PFAS were detected
in environmental media with two
studies (Ref. 21, 22); for nine of these,
no other studies are provided for
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inclusion based on presence in
environmental media (Ref. 1,
Attachment 2). Three of these nine
PFAS were not directly detected in the
two studies. Further, for some of these
nine PFAS, only degradant products
were detected in the Cape Fear River;
the parent compounds the petitioners
specifically identify for testing were not.
Thus, for nine of the 54 PFAS, the
petitioners provide weak or no evidence
for presence in environmental media
upon which to base its ‘‘strong inference
of exposure’’ assertion (Ref. 1, pg. 19).
6. Scientific Standards
7. Vertebrate Testing
V. References
The following is a listing of the
documents that are specifically
referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket, even if the referenced
document is not physically located in
the docket. For assistance in locating
these other documents, please consult
the technical person listed under FOR
FURTHER INFORMATION CONTACT.
TSCA section 4(h) requires that EPA
reduce and replace the use of vertebrate
animals in the testing of chemical
substances under TSCA section 4. EPA
must consider ‘‘as appropriate and to
the extent practicable and scientifically
justified, reasonably available existing
information, including (i) Toxicity
information; (ii) Computational
toxicology and bioinformatics; and (iii)
High-throughput screening methods and
the prediction models of those
methods.’’
The testing program the petitioners
request would require testing on
vertebrates. For example, OCSPP Test
Guidelines 850.2300, 870.3650, and
870.7800, among other test guidelines,
require vertebrate testing. Due to the
number of PFAS involved and tests
requested, the petitioners’ request
would require testing on a large number
of vertebrates. Yet, as previously
discussed, the petition fails to provide
reasonably available existing toxicity
information on the 54 PFAS, and as
such the petition has not provided
sufficient facts for EPA to consider
reasonably available existing
information and encourage and facilitate
the use of test methods that reduce or
replace the use of vertebrates, group
chemical substances as appropriate to
reduce the use of vertebrates, and
facilitate the formation of consortia for
jointly conducted testing.
1. Center for Environmental Health, Cape
Fear River Watch, Clean Cape Fear,
Democracy Green, Toxic Free NC, The NC
Black Alliance to Andrew Wheeler,
Administrator, Environmental Protection
Agency. Petition to Require Health and
Environmental Testing Under the Toxic
Substances Control Act on Certain PFAS
Manufactured by Chemours in Fayetteville,
North Carolina. October 13, 2020.
2. Agency for Toxic Substances and
Disease Registry (ATSDR). Notice;
Availability of Draft Toxicological Profile:
Perfluoroalkyls. Federal Register. 83 FR
28849, June 21, 2018 (Docket No. ATSDR–
2015–0004).
3. EPA. EPA’s Per- and Polyfluoroalkyl
Substances (PFAS) Action Plan. EPA
823R18004. February 14, 2019. https://
www.epa.gov/pfas/epas-pfas-action-plan.
4. EPA. Proposed Rule; Long-Chain
Perfluoroalkyl Carboxylate and
Perfluoroalkyl Sulfonate Chemical
Substances; Significant New Use Rule.
Federal Register. 80 FR 2885, January 21,
2015 (FRL–9915–63).
5. EPA. Consent Order regarding DuPont
Premanufacture Notices P08–508 and P09–
509. (2009). https://chemview.epa.gov/
chemview/proxy?filename=sanitized_
consent_order_p_08_0508c.pdf.
6. EPA. Notice of Availability; Lifetime
Health Advisories and Health Effects Support
Documents for Perfluorooctanoic Acid and
Perfluorooctane Sulfonate. Federal Register.
81 FR 33250, May 25, 2016 (FRL–9946–91–
OW).
7. EPA. Fact Sheet: 2010/2015 PFOA
Stewardship Program. Washington, DC: US
Environmental Protection Agency, Office of
Pollution Prevention and Toxics. https://
www.epa.gov/assessing-and-managing-
EPA finds the petitioners have not
evaluated the quality of the data they
have provided or indicated how they
conducted their searches, evaluated the
quality of the sources, or indicated what
gaps were located and then explained
why the specific tests requested, as
compared to others, would provide the
data being sought. Such an evaluation is
necessary for EPA to conduct the
considerations under TSCA section
26(h).
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C. What was EPA’s conclusions?
EPA denied the request to initiate a
rule or issue an order under TSCA
section 4 because the TSCA section 21
petition does not set forth the facts
necessary for the Agency to determine
for each of the 54 PFAS that existing
information and experience are
insufficient and testing of such
substance or mixture with respect to
such effects is necessary to develop
such information. Therefore, the
petitioners have not demonstrated that
the rule or order they requested is
necessary.
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8. EPA. Final Rule; Perfluoroalkyl
Sulfonates; Significant New Use Rule.
Federal Register. 67 FR 11008, March 11,
2002 (FRL–6823–6).
9. EPA. Final Rule; Perfluoroalkyl
Sulfonates; Significant New Use Rule.
Federal Register. 67 FR 72854, December 9,
2002 (FRL–7279–1).
10. EPA. Final Rule; Perfluoroalkyl
Sulfonates; Significant New Use Rule.
Federal Register. 72 FR 57222, October 9,
2007 (FRL–8150–4).
11. EPA. Final Rule; Perfluoroalkyl
Sulfonates and Long-Chain Perfluoroalkyl
Carboxylate Chemical Substances; Final
Significant New Use Rule. Federal Register.
78 FR 62443, October 22, 2013 (FRL–9397–
1).
12. EPA. Final Rule; Long-Chain
Perfluoroalkyl Carboxylate and
Perfluoroalkyl Sulfonate Chemical
Substances; Significant New Use Rule.
Federal Register. 85 FR 45109, July 27, 2020
(FRL–10010–44).
13. EPA. Draft Compliance Guide for
Imported Articles Containing Surface
Coatings Subject to the Long-Chain
Perfluoroalkyl Carboxylate and
Perfluoroalkyl Sulfonate Chemical
Substances Significant New Use Rule; Notice
of Availability and Request for Comment.
Federal Register. 85 FR 81466, December 16,
2020 (FRL–10017–86).
14. EPA. Final Rule; Fluoroalkenes; Final
Test Rule. Federal Register. 52 FR 21516,
June 8, 1987 (FRL–3214–8).
15. Williams, A.J., Grulke, C.M., Edwards,
J. et al. The CompTox Chemistry Dashboard:
a community data resource for environmental
chemistry. Journal of Cheminformatics. 9, 61.
2017.
16. EPA. Introduction to ChemView. May
28, 2020. https://www.epa.gov/assessing-andmanaging-chemicals-under-tsca/
introduction-chemview.
17. DuPont Haskell Global Centers to 8(e)
Coordinator, Office of Pollution Prevention
and Toxics, Environmental Protection
Agency. Substantial Risk Report for 3,3,3Trifluoromethyl-1,2,2-trifluorovinyl ether,
CAS #1187–93–5. November 8, 2007. https://
chemview.epa.gov/chemview/
proxy?filename=2007-11-8EHQ-07-16360B_
8ehq_1107_16360b.pdf.
18. EPA. EPA and Partners Describe a
Chemical Category Prioritization Approach to
Select 75 PFAS for Testing using New
Approach Methods. February 26, 2019.
https://www.epa.gov/sciencematters/epaand-partners-describe-chemical-categoryprioritization-approach-select-75-pfas.
19. Patlewicz, G. et al. A Chemical
Category-Based Prioritization Approach for
Selecting 75 Per- and Polyfluoroalkyl
Substances (PFAS) for Tier Toxicity and
Toxicokinetic Testing. Environmental Health
Perspectives 127(1). January 11, 2019. https://
doi.org/10.1289/EHP4555.
20. Kwiatkowski, C. et al. Scientific Basis
for Managing PFAS as a Chemical Class.
Environmental Science & Technology Letters.
7,8:532–543. 2020. https://doi.org/10.1021/
acs.estlett.0c00255.
21. Strynar, M. et al. Identification of Novel
Perfluoroalkyl Ether Carboxylic Acids
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(PFECAs) and Sulfonic Acids (PFESAs) in
Natural Waters Using Accurate Mass Timeof-Flight Mass Spectrometry (TOFMS).
Environmental Science & Technology. 49:
11622–116302015. https://pubs.acs.org/doi/
abs/10.1021/acs.est.5b01215.
22. McCord, J. and M. Strynar.
Identification of Per- and Polyfluoroalkyl
Substances in the Cape Fear River by High
Resolution Mass Spectrometry and
Nontargeted Screening. Environmental
Science & Technology 53(9): 4717–4727.
2019. https://doi.org/10.1186/s13321-0170247-6.
Authority: 15 U.S.C. 2601 et seq.
Dated: January 7, 2021.
Alexandra Dapolito Dunn,
Assistant Administrator, Office of Chemical
Safety and Pollution Prevention.
[FR Doc. 2021–00456 Filed 1–21–21; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 1 and 54
[GN Docket No. 20–32; Report No. 3165;
FRS 17372]
Petitions for Reconsideration of Action
in Rulemaking Proceeding
Federal Communications
Commission.
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AGENCY:
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ACTION:
Petitions for Reconsideration.
Petitions for Reconsideration
(Petitions) have been filed in the
Commission’s rulemaking proceeding
by David A. LaFuria, on behalf of Smith
Bagley, Inc., Russell D. Lukas, on behalf
of Coalition of Rural Wireless Carriers,
Carri Bennet, on behalf of Rural
Wireless Association, Inc. and Jill
Canfield, on behalf of NTCA-The Rural
Broadband Association, Matthew B.
Gerst, on behalf of CTIA and Maurita
Coley, on behalf of Multicultural Media,
Telecom and internet Council
Convenors, 5G Fund Supporters.
DATES: Oppositions to the Petitions
must be filed on or before February 8,
2021. Replies to an opposition must be
filed on or before February 16, 2021.
ADDRESSES: Federal Communications
Commission, 45 L Street NE,
Washington, DC 20554.
FOR FURTHER INFORMATION CONTACT:
Valerie M. Barrish, Auctions Division,
Office of Economics and Analytics,
(202) 418–0660 or Valerie.Barrish@
fcc.gov.
SUMMARY:
Commission’s Electronic Comment
Filing System at: https://apps.fcc.gov/
ecfs/. The Commission will not send a
Congressional Review Act (CRA)
submission to Congress or the
Government Accountability Office
pursuant to the CRA, 5 U.S.C.
801(a)(1)(A), because no rules are being
adopted by the Commission.
Subject: Establishing a 5G Fund for
Rural America, FCC 20–150, published
at 85 FR 75770, November 25, 2020, in
GN Docket No. 20–32. This document is
being published pursuant to 47 CFR
1.429(e). See also 47 CFR 1.4(b)(1) and
1.429(f), (g).
Number of Petitions Filed: 5.
Federal Communications Commission.
Marlene Dortch,
Secretary, Office of the Secretary.
[FR Doc. 2021–00464 Filed 1–21–21; 8:45 am]
BILLING CODE 6712–01–P
This is a
summary of the Commission’s
document, Report No. 3165, released
January 6, 2021. The full text of the
Petitions can be accessed online via the
SUPPLEMENTARY INFORMATION:
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Agencies
[Federal Register Volume 86, Number 13 (Friday, January 22, 2021)]
[Proposed Rules]
[Pages 6602-6611]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-00456]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Chapter I
[EPA-HQ-OPPT-2020-0565; FRL-10019-39]
TSCA Section 21 Petition for Rulemaking; Reasons for Agency
Response; Denial of Requested Rulemaking
AGENCY: Environmental Protection Agency (EPA).
ACTION: Petition; reasons for Agency response.
-----------------------------------------------------------------------
SUMMARY: This document provides the reasons for the Environmental
Protection Agency's (EPA's) response to a petition it received under
the Toxic Substances Control Act (TSCA) from the Center for
Environmental Health, Cape Fear River Watch, Clean Cape Fear, Democracy
Green, Toxic Free NC, and the NC Black Alliance on October 14, 2020.
Generally, the petitioners requested that EPA initiate a rulemaking
proceeding or issue an order under TSCA compelling health and
environmental effects testing on 54 Per- and Polyfluoroalkyl Substances
(PFAS) that the petitioners assert are manufactured by The Chemours
Company (Chemours) at its chemical production facility in Fayetteville,
North Carolina. The petitioners also request that EPA ask the National
Academy of Sciences to create an independent science panel to oversee
all aspects of the testing program requested by the petitioners. After
careful consideration, EPA denied the TSCA petition for reasons
discussed in this document.
DATES: EPA's response to this TSCA section 21 petition was signed
January 7, 2021.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPPT-2020-0565, is available online
at https://www.regulations.gov or in-person at the Office of Pollution
Prevention and Toxics Docket (OPPT Docket), Environmental Protection
Agency Docket Center (EPA/DC), West William Jefferson Clinton Bldg.,
Rm. 3334, 1301 Constitution Ave. NW, Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the OPPT Docket is
(202) 566-0280.
Due to the public health concerns related to COVID-19, the EPA
Docket Center (EPA/DC) and Public Reading Room are closed to visitors
with limited exceptions. The EPA/DC staff continue to provide remote
customer service via email, phone, and webform. For the latest status
information on EPA/DC services and docket access, visit https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
For technical information contact: Daniel R. Ruedy, Data Gathering
and Analysis Division (7410M), Office of Pollution Prevention and
Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460-0001; telephone number: (202) 564-7974; email
address: [email protected].
For general information contact: The TSCA-Hotline, ABVI-Goodwill,
422 South Clinton Ave., Rochester, NY 14620; telephone number: (202)
554-1404; email address: [email protected].
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
This action is directed to the public in general. This action,
however, may be of particular interest to those persons who manufacture
(which includes import), distribute in commerce, process, use, or
dispose of one or more of the 54 Per- and Polyfluoroalkyl Substances
(PFAS) identified in the petition. Since other entities may also be
interested, the Agency has not attempted to describe all the specific
entities that may be affected by this action.
B. What is EPA's authority for taking this action?
Under TSCA section 21 (15 U.S.C. 2620), any person can petition EPA
to initiate a proceeding for the issuance, amendment, or repeal of a
rule under TSCA sections 4, 6, or 8, or to issue an order under TSCA
sections 4, 5(e), or 5(f). A TSCA section 21 petition must set forth
the facts which it is claimed establish that it is necessary to
initiate the action requested. EPA is required to grant or deny the
petition within 90 days of its filing. If EPA grants the petition, the
Agency must promptly
[[Page 6603]]
commence an appropriate proceeding. If EPA denies the petition, the
Agency must publish its reasons for the denial in the Federal Register.
A petitioner may commence a civil action in a U.S. district court
seeking to compel initiation of the requested proceeding within 60 days
of a denial or, if EPA does not issue a decision, within 60 days of the
expiration of the 90-day period.
C. What criteria apply to a decision on a TSCA section 21 petition?
1. Legal Standard Regarding TSCA Section 21 Petitions
TSCA section 21(b)(1) requires that the petition ``set forth the
facts which it is claimed establish that it is necessary'' to initiate
the proceeding requested. 15 U.S.C. 2620(b)(1). Thus, TSCA section 21
implicitly incorporates the statutory standards that apply to the
requested actions. Accordingly, EPA has relied on the standards in TSCA
section 21 and in the provisions under which actions have been
requested in evaluating this TSCA section 21 petition.
2. Legal Standard Regarding TSCA Section 4(a)(1)(A)(i)
EPA must make several findings in order to require testing under
TSCA section 4(a)(1)(A)(i) through a rule or order. EPA must find that
the manufacture, distribution in commerce, processing, use, or disposal
of a chemical substance or mixture, or that any combination of such
activities, may present an unreasonable risk of injury to health or the
environment; that information and experience are insufficient to
reasonably determine or predict the effects of a chemical substance on
health or the environment; and that testing of the chemical substance
is necessary to develop the missing information. Further, TSCA section
4(h) requires EPA to reduce and replace the use of vertebrate animals
in the testing of chemical substances or mixtures, to the extent
practicable, scientifically justified, and consistent with the policies
of TSCA.
3. Legal Standard Regarding TSCA Section 26
TSCA section 26(h) requires EPA, in carrying out TSCA sections 4,
5, and 6, to make a decision using ``scientific information, technical
procedures, measures, methods, protocols, methodologies, or models,
employed in a manner consistent with the best available science,''
while also taking into account six considerations, including the
relevance of information and any uncertainties. TSCA section 26(i)
requires that decisions under TSCA sections 4, 5, and 6 be ``based on
the weight of scientific evidence.'' TSCA section 26(k) requires that
EPA consider information that is reasonably available in carrying out
TSCA sections 4, 5, and 6.
II. Summary of the TSCA Section 21 Petition
A. What action was requested?
On October 14, 2020, Center for Environmental Health, Cape Fear
River Watch, Clean Cape Fear, Democracy Green, Toxic Free NC, and the
NC Black Alliance (petitioners) petitioned EPA to initiate a rulemaking
proceeding or issue an order under TSCA section 4(a)(1)(A)(i),
compelling health and environmental effects testing, including studies
of communities exposed to PFAS-contaminated drinking water, on 54 PFAS
that the petitioners assert are manufactured by The Chemours Company
(Chemours) at its chemical production facility in Fayetteville, North
Carolina. The petitioners also request that EPA ask the National
Academy of Sciences to create an independent science panel to oversee
all aspects of the testing program requested by the petitioners (Ref.
1).
B. What support did the petitioners offer?
The petitioners assert that TSCA section 4(a)(1)(A)(i) requires EPA
to direct testing on a chemical substance or mixture if all three of
the following findings are made:
The manufacture, distribution in commerce, processing,
use, or disposal of a chemical substance or mixture, or that any
combination of such activities, may present an unreasonable risk of
injury to health or the environment;
There is insufficient information and experience upon
which the effects of such manufacture, distribution in commerce,
processing, use, or disposal of such substance or mixture or of any
combination of such activities on health or the environment can
reasonably be determined or predicted; and
Testing of such substance or mixture with respect to such
effects is necessary to develop such information.
1. May Present an Unreasonable Risk of Injury to Health or the
Environment
The petitioners assert that the 54 PFAS ``may present an
unreasonable risk of injury to health or the environment'' because
there allegedly is substantial evidence that PFAS may be toxic,
pointing to the following documents:
The Agency for Toxic Substances and Disease Registry's
(ATSDR's) draft 2018 Toxicological Profile for Perfluoroalkyls (Ref. 2)
and EPA's PFAS Action Plan (Ref. 3), as well as other literature, in
support of the contention that exposure to certain, specific PFAS are
associated with adverse health effects.
EPA's Significant New Use Rule (SNUR) for Long-Chain
Perfluoroalkyl Carboxylate and Perfluoroalkyl Sulfonate Chemical
Substances (Ref. 4), which states ``[w]hile most studies to date have
focused primarily on PFOS, structure-activity relationship analysis
indicates that the results of those studies are applicable to the
entire category of PFAS, which includes PFOS. Available test data have
raised concerns about their potential developmental, reproductive, and
systemic toxicity.''
EPA's Consent Order regarding DuPont Premanufacture
Notices (Ref. 5), which states in part ``[t]oxicity studies on the
analogs PFOA (perfluorooctanoic acid) and PFOS (perfluorooctanesulfonic
acid) indicate developmental, reproductive and systemic toxicity in
various species. Cancer may also be of concern. These factors, taken
together, raise concerns for potential adverse chronic effects in
humans and wildlife.''
The petitioners conclude, based on the references provided, that
``all PFAS have the potential for causing the adverse health and
environmental effects linked to well-characterized substances like PFOS
and PFOA because of their common structural characteristics,'' and that
``there is a strong basis to conclude that the 54 PFAS covered by this
petition `may present an unreasonable risk of injury' '' (Ref. 1, pg.
18).
2. Insufficiency of Information
The petitioners assert that for these 54 PFAS, there is
insufficient information and experience upon which the effects of such
manufacture, distribution in commerce, processing, use, or disposal of
such substance or mixture or of any combination of such activities on
health or the environment can reasonably be determined or predicted. To
support their assertion, the petitioners point to:
ATSDR's draft 2018 Toxicological Profile for
Perfluoroalkyls (Ref. 2), which the petitioners assert underscores the
absence of toxicological data; and
EPA's PFAS Action Plan (Ref. 3), which states ``[t]here
are many PFAS of potential concern to the public that may be found in
the environment. Most of these PFAS lack sufficient toxicity data to
inform our understanding of the potential for adverse human or
ecological effects.''
[[Page 6604]]
On page 21 of their petition, the petitioners assert: ``[k]ey data
gaps include measurement of physical-chemical properties, methods of
analysis, assessment of partitioning, bioaccumulation, and degradation,
pharmacokinetics, and toxicity, especially for the endpoints commonly
observed for the better studied PFAS, such as liver toxicity, and
effects on the immune system, lipid metabolism, kidney, thyroid,
development, reproduction, and cancer. In addition, despite their
widespread detection in environmental media, ecotoxicity data are
generally lacking.''
3. Need for Testing
The petitioners assert that the mechanisms of PFAS toxic effects
are not defined, and that in vitro assays or other predictive,
computational approaches are not validated or available. The
petitioners also request animal toxicity studies on three mixtures of
PFAS that are allegedly representative of exposure for residents in the
Cape Fear Watershed.
Finally, the petitioners request ecotoxicity studies, and studies
of physical chemical properties and environmental fate and transport,
which they say EPA ``has previously determined are necessary because of
the widespread presence and mobility of PFAS in environmental media.''
4. Testing Framework and Specific Studies
The petitioners propose a testing approach that they call for
Chemours to perform. The list of 54 PFAS was divided into Tier 1
substances for which there is ``known human exposure based on detection
in blood, food, or drinking water,'' and Tier 2 substances for which
``human exposure is probable based on detection in environmental
media'' (Ref. 1, pg.12). The testing approach includes human health
effects studies in experimental animals, animal studies on PFAS
mixtures, studies of communities exposed to PFAS-contaminated drinking
water, human half-life studies, physical-chemical properties and fate
and transport studies, and ecotoxicity testing.
III. Background Considerations: Review of EPA Actions, Activities, and
Regulations Relating to PFAS
To understand EPA's reasons for denying the petitioners' requests,
it is important to first review the details of EPA's ongoing actions
involving PFAS. EPA is committed to supporting states, tribes, and
local communities in addressing challenges with PFAS. As a part of this
effort, EPA is already taking action to identify solutions to address
PFAS in the environment. Examples of such ongoing actions are detailed
in this unit.
A. PFAS Action Plan: Program Update
In May 2018, EPA convened a two-day National Leadership Summit on
PFAS that brought together more than 200 federal, state, and local
leaders to discuss steps to address PFAS. The Summit set the following
goals: Evaluate the need for a maximum contaminant level for PFOA and
PFOS in drinking water, evaluate designating PFOA and PFOS as hazardous
substances, issue groundwater cleanup guidances for PFOA and PFOS, and
develop toxicity values for GenX and perfluorobutane sulfonic acid
(PFBS). Following the Summit, EPA interacted with more than 1,000
people during PFAS-focused community engagement events in Exeter, New
Hampshire; Horsham, Pennsylvania; Colorado Springs, Colorado;
Fayetteville, North Carolina; and Leavenworth, Kansas, as well as
through a roundtable in Kalamazoo, Michigan, and an event with tribal
representatives in Spokane, Washington. As a result of these meetings
and building on the goals identified at the Summit and the
approximately 120,000 public comments received by the agency, EPA
developed the PFAS Action Plan, which was issued in February 2019 (Ref.
3).
The PFAS Action Plan is the first multi-media, multi-program,
national research, management, and risk communication plan to address
an emerging contaminant like PFAS. The PFAS Action Plan outlines the
tools EPA is developing to, among other things, address PFAS in
drinking water, identify and clean up PFAS contamination, expand
monitoring of PFAS, increase PFAS scientific research, and exercise
effective enforcement tools. The Action Plan outlines EPA's commitment
to take a wide variety of actions to address this emerging contaminant
in both short-term and long-term timeframes. Together, these efforts
are helping EPA and its partners identify and better understand PFAS
contaminants generally, clean up current PFAS contamination, prevent
future contamination, and effectively communicate risk with the public.
In February 2020, EPA issued the PFAS Action Plan: Program Update
(available at https://www.epa.gov/pfas/pfas-action-plan-program-update-february-2020) to provide an update on all of the actions taken and
work completed in the year since the PFAS Action Plan was issued. As it
continues to implement the PFAS Action Plan, EPA is committed to
coordinating closely with multiple entities, including other federal
agencies, states, tribes, local governments, water utilities, industry,
and the public.
B. Interim Strategy for PFAS in Federally Issued National Pollutant
Discharge Elimination System (NPDES) Permits
EPA's Office of Water (OW) is currently leading multiple actions in
the PFAS Action Plan that will help the Agency better understand and
effectively manage risk from exposure to PFAS. These OW-led actions
include developing analytical methods for detecting PFAS in drinking
water and other environmental media, evaluating PFAS treatment
techniques, conducting data collection and analysis to evaluate the
need for regulations to control PFAS discharges from certain categories
of point sources, understanding PFAS exposure from various
environmental media, and evaluating statutory and regulatory mechanisms
to manage adverse human health and environmental impacts from PFAS
exposure.
While OW's work is advancing, a need for an interim strategy to
address point source discharges of PFAS in EPA-issued NPDES permits was
identified. On February 6, 2020, a workgroup was established to develop
an interim NPDES permitting strategy to address PFAS in EPA-issued CWA
section 402 permits. The workgroup was charged with exploring options
for how to address these pollutants while the CWA framework for
addressing PFAS discharges pursuant to the NPDES program is under
development. The workgroup's goal was to develop a strategy that would
serve to guide the Agency's CWA NPDES permitting approach on an interim
basis across the EPA Regions as informed by input from state partners.
Each of the ten EPA Regions appointed a representative to the
workgroup.
To develop potential recommendations for an interim PFAS NPDES
strategy, the workgroup conducted a thorough review of the NPDES
permitting process, with a specific focus on PFAS. This included
examining CWA section 402 authorities and permit writing practices to
understand where unregulated contaminants, such as PFAS, may fit into
the permit development process; analyzing existing state-issued NPDES
permits with PFAS monitoring requirements (identified through EPA's
NPDES Integrated Compliance Information System (ICIS)) to
[[Page 6605]]
understand the prescribed analytical methods for detecting PFAS,
monitoring frequency, and detection benchmarks in current permits; and
obtaining input and perspectives from state partners. In November 2020,
EPA issued a memo detailing an interim NPDES permitting strategy for
PFAS. This strategy is being implemented for EPA-issued NPDES permits.
C. Workshop on Federal Government Human Health PFAS Research With the
National Academies of Sciences, Engineering and Medicine
On October 26-27, 2020, the National Academies of Science,
Engineering, and Medicine (NASEM) held a Workshop on Federal Government
Human Health PFAS Research. This workshop was the result of
collaboration between EPA, the U.S. Department of Defense (DoD), the
U.S. Department of Agriculture (USDA), and the U.S. Department of
Health and Human Services (HHS) and will help further coordinate PFAS
research across the federal government. Aggressively addressing PFAS
has been an active and ongoing priority for this Administration, and
the goal of the workshop was to discuss ongoing federal research and
data gaps. Following the workshop, NASEM will compile a report
summarizing the discussion and views of workshop participants on how to
ensure that the federal research program for PFAS is robust and focused
on addressing the highest priority human health research. Workshop
proceedings will be published in early 2021.
D. Safe Drinking Water Act (SDWA) Actions for PFOA and PFOS
EPA has taken a number of actions under SDWA, consistent with the
PFAS Action Plan and its statutory and regulatory authorities. In 2016,
EPA established health advisories for PFOA and PFOS (Ref. 6) based on
the Agency's assessment of the latest peer-reviewed science to provide
drinking water system operators, and state, tribal and local officials
who have the primary responsibility for overseeing these systems, with
information on the health risks of these chemicals, so they can take
the appropriate actions to protect their residents. To provide
Americans, including the most sensitive populations, with a margin of
protection from a lifetime of exposure to PFOA and PFOS from drinking
water, EPA established the health advisory levels at 70 parts per
trillion.
EPA is committed to following the regulatory process established
under SDWA and supporting states and public water systems as they
determine the appropriate steps to reduce exposure to PFOA and PFOS in
drinking water.
E. National Primary Drinking Water Regulation for PFOA and PFOS
On March 10, 2020, EPA published a notice (85 FR 14098, FRL-10005-
88) seeking comment on proposed determinations to regulate PFOA and
PFOS. EPA is considering the public comments on this notice and expects
to issue final regulatory determination in January 2021. If EPA issues
final determinations to regulate PFOA and PFOS, SDWA requires that the
EPA publish a proposed regulation within 24 months of the final
determination and promulgate a final regulation within 18 months of
proposal (SDWA allows the Agency to extend that final rule deadline by
9 months).
Under the third Unregulated Contaminant Monitoring Rule (UCMR 3)
(85 FR 26072, FRL-9660-4), from 2013 to 2015, EPA required almost 5,000
public water systems to monitor for six PFAS (see https://www.epa.gov/dwucmr/third-unregulated-contaminant-monitoring-rule). The results of
this monitoring were used by EPA in making the proposed regulatory
determination for PFOA and PFOS. EPA has committed to monitoring for
more PFAS in the UCMR 5 and at lower levels than was possible under the
UCMR 3. EPA expects to publish a proposed UCMR 5 in January 2021.
F. PFOA Stewardship Program
EPA launched the PFOA Stewardship Program (Ref. 7) in January, 2006
because of concerns about the impact of PFOA and long-chain PFAS on
human health and the environment, including concerns about their
persistence, presence in the environment and in the blood of the
general U.S. population, long half-life in people, and developmental
and other adverse effects in laboratory animals.
By March 1, 2006, the eight major companies in the PFAS industry
submitted commitments to the PFOA Stewardship Program. Specifically,
these companies committed to reducing PFOA from facility emissions and
product content by 95 percent no later than 2010, and to work toward
eliminating PFOA from emissions and product content no later than 2015.
The companies participating in the PFOA Stewardship Program were global
companies with business operations in the United States and other
countries.
To meet the program goals, most companies stopped the manufacture
and import of long-chain PFAS, and then transitioned to alternative
chemicals. Other companies exited the PFAS industry altogether. All
participating companies state that they met the PFOA Stewardship
Program goals. In July 2020 EPA codified and expanded the impact of the
PFOA Stewardship program through the issuance of the long chain PFAS
SNUR, as discussed in Unit III.H.
G. Addition of Certain PFAS to the Toxics Release Inventory (TRI)
Regulations
The National Defense Authorization Act for Fiscal Year 2020 (NDAA)
(Pub. L. 116-92) added certain PFAS to the list of chemicals required
to be reported to the TRI and established a 100-pound reporting
threshold for these substances. EPA's TRI is an important tool that
provides the public with information about the use of certain chemicals
by tracking their management and associated activities. U.S. facilities
in different industry sectors must report annually how much of each
chemical is released to the environment and/or managed through
recycling, energy recovery, and treatment. TRI helps support informed
decision-making by companies, government agencies, non-governmental
organizations and the public. For example, EPA uses TRI information to
understand releases and potential exposures to chemicals being assessed
under TSCA.
In June 2020, the Agency published a final rule (85 FR 37354, June
22, 2020; FRL-10008-09) that updated the regulations to reflect the
addition of these PFAS to the TRI by the NDAA. Per the NDAA
requirements, the PFAS additions became effective as of January 1,
2020. Reporting for these PFAS will be due to EPA by July 1, 2021, for
calendar year 2020 data. By July 31, 2021, EPA expects to release raw
data concerning the TRI-listed PFAS from information collected.
Additionally, the NDAA provides a framework for additional PFAS to be
added automatically to the TRI list on January 1 of the year following
certain EPA actions (NDAA section 7321(c)). For example, the NDAA
automatically adds a PFAS to the TRI list in response to the EPA
finalizing a toxicity value for it.
H. Regulatory Actions Under TSCA
EPA has taken a range of regulatory actions under TSCA to address
potential exposures and/or risks associated with manufacturing,
processing, and use of PFAS. EPA's New Chemicals program reviews
alternatives for PFOA and related chemicals before they enter the
marketplace to identify whether the range of toxicity, fate and
bioaccumulation issues that have caused past concerns with
perfluorinated substances may be
[[Page 6606]]
present in order to ensure that the new chemicals do not present an
unreasonable risk to health or the environment.
TSCA Section 5(a) SNURs can be used to require notice to EPA before
chemical substances and mixtures are used in new ways that might create
concerns. Under TSCA section 5(a), EPA can determine that a use of a
chemical substance is a ``significant new use.'' EPA must make this
determination by rule after considering all relevant factors, including
those listed in TSCA section 5(a)(2):
Projected volume of manufacturing and processing of a
chemical substance.
Extent to which a use changes the type or form of exposure
of humans or the environment to a chemical substance.
Extent to which a use increases the magnitude and duration
of exposure of humans or the environment to a chemical substance.
Reasonably anticipated manner and methods of
manufacturing, processing, distribution in commerce, and disposal of a
chemical substance.
Once EPA designates a use of a chemical substance as a significant
new use, TSCA section 5(a) requires persons to submit a significant new
use notice (SNUN) to EPA at least 90 days before they manufacture
(including import) or process the chemical substance for that use. The
SNUN obligates EPA to assess risks that may be associated with that
significant new use, including risks to potentially exposed or
susceptible subpopulations identified as relevant by EPA under the
conditions of use; make a determination under the statute; and, if
appropriate, regulate the proposed activity before it occurs.
EPA has issued the following SNURs for PFOS and PFAS:
On March 11, 2002, EPA issued a final SNUR (Ref. 8) for 13
PFAS specifically included in the voluntary phase out of PFOS by 3M
that took place between 2000 and 2002.
On December 9, 2002, EPA issued a final SNUR (Ref. 9) for
75 PFAS specifically included in the voluntary phase out of PFOS by 3M
that took place between 2000 and 2002.
On October 9, 2007, EPA issued a final SNUR (Ref. 10) for
183 PFAS that were on the public TSCA Inventory and have the
characteristic PFAS chemical structure of a perfluorinated carbon chain
(Rf) greater than, or equal to, C5 attached to an SO2 group
connected to the rest of the molecule. In addition, the proposal also
included those chemicals with Rf ranges of perfluorinated carbon chains
shorter than C5, and greater than C5, for example, C4-C12 and C6-C12.
On October 22, 2013, EPA issued a final SNUR (Ref. 11) for
certain PFOA-related chemicals as part of carpets, a category of
potentially harmful chemicals once used on carpets to impart soil,
water, and stain resistance.
On July 27, 2020, EPA issued a final SNUR (Ref. 12) for
certain PFOA-related chemicals. The SNUR modifies the requirements for
a subset of LCPFAC chemical substances in the existing SNUR at 40 CFR
721.10536 in the following ways: (1) Designating manufacturing
(including importing) or processing of LCPFAC chemical substances
listed in the list of LCPFAC chemical substances for any use that was
no longer ongoing after December 31, 2015, as a significant new use;
and (2) Designating manufacturing (including importing) or processing
of PFOA or its salts, which are considered LCPFAC chemical substances,
and all other LCPFAC chemical substances for any use not ongoing as of
January 21, 2015, the date on which the proposed rule was published, as
a significant new use. For this final SNUR, EPA also made an exemption
at 40 CFR 721.45(f) inapplicable for persons who import LCPFAC chemical
substances listed in the list of LCPFAC chemical substances in this
unit and PFOA or its salts as part of a surface coating on articles
because there is reasonable potential for exposure to LCPFAC chemical
substances, including PFOA, if these chemical substances are
incorporated as surface coatings in articles and then imported.
In addition, in December 2020, EPA issued draft guidance (Ref. 13)
for public comment outlining which imported articles are covered by the
July 2020 final rule for certain long-chain PFAS. After considering
comments, EPA intends to issue the final guidance promptly.
PFOS was not reported as manufactured (including imported) into the
United States as part of the 2012 Chemical Data Reporting (CDR) effort
or the previous collection effort in 2006. CDR requires manufacturers
(including importers) to report if they meet certain production volume
thresholds, generally 25,000 lbs at a single site. The last time PFOS
manufacture was reported to EPA as part of this collection effort was
2002; nonetheless, there are some limited ongoing uses of PFOS (see 40
CFR 721.9582).
I. Increasing Research and Understanding PFAS
Building on the work outlined in the February 2019 PFAS Action
Plan, the Agency expanded its research efforts and capabilities by
launching the PFAS Innovative Treatment Team (PITT) in spring 2020. The
PITT was a full-time, multi-disciplinary research team that
concentrated their efforts and expertise on a single problem for six
months: How to remove, destroy, and test PFAS-contaminated media and
waste. The PITT's goals were to:
Assess current and emerging destruction methods being
explored by EPA, universities, other research organizations, and
industry;
Explore the efficacy of destruction methods while
considering by-products to avoid creating new environmental hazards;
and
Evaluate destruction methods' feasibility, performance,
and costs to validate potential solutions.
This work initiated under the PITT will add practical knowledge to
EPA's efforts under the PFAS Action Plan. States, tribes, and local
governments will be able to use this information to select the approach
that best fits their circumstances, leading to greater confidence in
cleanup operations and safer communities.
Besides the innovative work of PITT, EPA and its researchers
continue to work hard in many other areas to help the nation address
PFAS and protect public health. This work includes:
Validating methods to detect and quantify PFAS in various
environmental media, such as water, air, and biosolids. EPA has already
released a number of these methods, including Methods 533 and 537.1
that together can measure 29 PFAS in drinking water;
Evaluating treatment technologies that remove PFAS from
drinking water. For example, researchers are investigating the
effectiveness of point-of-use systems and have recently published
research on commercially available systems that use both reverse
osmosis and granular activated carbon;
Developing standard human health toxicity reference values
for certain PFAS. For example, Agency scientists are working on a
toxicity assessment for PFBS, GenX chemicals, and five other PFAS that
will help states, tribes, and local communities understand the toxicity
of these substances so that they can make more informed choices to
protect the public's health;
Providing technical assistance to states and tribes as
they work to address a variety of PFAS challenges; and
Funding external researchers to better understand the
potential impacts of PFAS on water quality and availability in rural
communities and agricultural operations across the United States.
[[Page 6607]]
IV. Disposition of TSCA Section 21 Petition
A. What was EPA's response?
After careful consideration, EPA has denied the petition. A copy of
the Agency's response, which consists of the letter to the petitioners
and this document, is posted on the EPA petition website at https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/tsca-section-21#reporting. The response, the petition (Ref. 1) and other information
is available in the docket for this TSCA section 21 petition (see
ADDRESSES).
The denial is not based on lack of concern with PFAS. In fact,
EPA's high concern for these chemicals is detailed in Unit III. of this
document. EPA is leading the national efforts to understand PFAS and
reduce PFAS risks to the public through implementation of its PFAS
Action Plan and through active engagement and partnership with other
federal agencies, states, tribes, industry groups, associations, local
communities, and the public. Instead, EPA finds the petitioners have
not met their burden under TSCA section 21, as explained in Unit IV.B.
of this document.
B. What was EPA's reason for this response?
In considering the petition within the statutory 90-day petition
review period, EPA evaluated the information presented or referenced in
the petition and considered that information in the context of the
applicable authorities and requirements contained in TSCA sections 4,
21, and 26. Also, notwithstanding that the burden is on the petitioners
to present ``the facts which it is claimed establish that it is
necessary'' for EPA to initiate the rule or issue the order sought, EPA
nonetheless also evaluated relevant information that was reasonably
available to the Agency during the 90-day petition review period.
As detailed extensively in the units that follow, EPA finds the
petitioners have not provided the facts necessary for the Agency to
determine for each of the 54 PFAS that existing information and
experience are insufficient and testing of such substance or mixture
with respect to such effects is necessary to develop such information.
These deficiencies, among other findings, are detailed in this
document.
1. Insufficient Information and Experience
The petition does not set forth the facts necessary to demonstrate
that there is ``insufficient information and experience'' for each of
the 54 PFAS. The petitioners state, in part, ``[f]or the 54 PFAS, the
sufficiency of available information should be determined by comparing
available data with the known adverse effects of other PFAS. The goal
should be to conduct a scientifically sound assessment of each of the
54 chemicals for the critical toxic endpoints that have been identified
in studies on PFOS, PFOA and other well-characterized studies'' (Ref.
1, pg. 21). However, the petitioners do not provide evidence that they
conducted an assessment to support a finding of insufficient
information and experience.
The petitioners instead point to broad statements in the EPA PFAS
Action Plan, such as ``[t]here are many PFAS of potential concern to
the public that may be found in the environment. Most of these PFAS
lack sufficient toxicity data to inform our understanding of the
potential for adverse human or ecological effects'' (Ref. 3, pg. 31).
The petitioners base the fate and transport studies they request on
EPA's PFAS Action Plan, which the petitioners quote as stating
``information for many PFAS sources, fate and transport, and human and
ecological exposure is sparse, both spatially and temporally'' (Ref. 3,
pg. 31). However, the PFAS Action Plan broadly states only that such
information for ``many PFAS sources'' is sparse; nowhere does it state
or conclude that such information is sparse for each of the 54 PFAS the
petitioners identify. To further demonstrate that the information and
experience on the 54 PFAS is allegedly insufficient, the petitioners
cite ATSDR's 2018 Toxicological Profile for perfluoroalkyls, which the
petitioners acknowledge ``identifies numerous critical data gaps for
PFAS as a class'' (emphasis added). The ATSDR 2018 Toxicological
Profile for perfluoroalkyls remains in draft form and discusses
information on 14 perfluoroalkyl compounds, none of which are among the
54 the petitioners identify. Importantly, the ATSDR 2018 Toxicological
Profile further states that ``[t]he term `perfluoroalkyls' used
throughout the toxicological profile is referring to these 14 compounds
and the information may not be applicable to other perfluoroalkyl
compounds'' (Ref. 2, pg. 1). Despite this qualifying statement, the
petitioners proceed to state without reference or additional
explanation that ``[t]he 54 substances covered by this petition fit
this pattern'' (Ref. 1, pg. 21). This extrapolation is fundamentally
important to the petitioners' argument, yet there are no facts in the
petition to support the statement. The petitioners are not clear as to
what ``pattern'' the 54 PFAS fit, and no other sources are provided.
Absent any factual support in the petition, EPA finds that mere
reference to these broad statements from the EPA PFAS Action Plan and
ATSDR's 2018 Toxicological Profile for perfluoroalkyls does not provide
the facts necessary for the Agency to determine there is insufficient
information or experience for these 54 PFAS.
To further characterize this baseline deficiency, EPA performed a
cursory search of public literature and databases for reasonably
available information on any of the 54 PFAS identified by the
petitioners. Representative findings of this cursory review are
summarized as follows:
On June 8, 1987, EPA issued a Final Test Rule for
Fluoroalkenes (Ref. 14) requiring testing for certain health effects
for four fluoroalkenes, two of which are among the 54 PFAS the
petitioners identify: Hexafluoropropylene (CAS No. 116-15-4) and
tetrafluoroethylene (CAS No. 116-14-3). The petitioners do not identify
this test rule and the testing it required, nor do the petitioners
explore and explain why the testing the rule ordered did not generate
the health effects data the petitioners are now requesting.
EPA's web-based CompTox Chemistry Dashboard integrates
various types of data for curated substances linked to chemical
structures, including physicochemical, environmental fate and
transport, exposure, usage, in vivo toxicity, and in vitro bioassay
data (Ref. 15). A query for some of the 54 PFAS in CompTox returned
physical/chemical property and hazard data. For example, CompTox has
published experimental averages for melting point, boiling point, water
solubility, and vapor pressure, and some hazard data and sources for
tetrafluoroethylene (CAS No. 116-14-3). CompTox also has published some
hazard data for hexafluoropropylene (CAS No. 116-15-4) and
perflouromethylperfluorovinyl ether (CAS No. 1187-93-5). Finally, some
physical/chemical data for perfluoro (4-methyl-3, 6- dioxaoct-7-ene)
sulfonyl fluoride (CAS No. 16090-14-5) are also readily available. The
petitioners mention none of these data, nor have they provided the
facts necessary to show that the information in CompTox is
insufficient.
ChemView provides the public access to reports and dataset
information including data submitted to EPA, EPA Assessments and
Actions, and data provided by other EPA Offices and federal
organizations (Ref. 16). A query for each of the 54 PFAS in
[[Page 6608]]
ChemView returned records for 17 of the 54 PFAS. For example, for
perflouromethylperfluorovinyl ether (CAS No. 1187-93-5), a substantial
risk report is available from DuPont Haskell Global Centers on
reproduction/developmental toxicity screening tests (OECD 422/OPPTS
870.3650, one of the methods identified in the petitioners' testing
program) in rats (Ref. 17). The petitioners do not mention this report,
nor do they explain why the report fails to provide the data being
sought. In this way, the petitioners once again have not provided the
facts necessary to show that the information in ChemView is
insufficient.
Tetrafluoroethylene (CAS No. 116-14-3) is pre-registered
under the Registration, Evaluation, Authorisation and Restriction of
Chemicals (REACH) regulation. The European Chemicals Agency (ECHA) has
compiled chemical/physical property data (partition coefficient,
potential for bioaccumulation, etc.) for this PFAS. Hexafluoropropylene
(CAS No. 116-15-4) is also pre-registered under REACH, and ECHA has
compiled some chemical/physical property data for this PFAS. The
petitioners mention none of these data, nor have they provided the
facts necessary to show that this information is insufficient.
TSCA section 21 requires the petitioner, not EPA, to ``set forth
the facts which it is claimed establish that it is necessary to issue,
amend, or repeal a rule under TSCA sections 4, 6, or 8, or an order
under TSCA sections 4 or 5(e).'' Because EPA, upon a cursory review,
has been able to easily identify existing, reasonably available
information not mentioned in the petition, the petitioners have failed
in carrying their burden of setting forth facts which are necessary to
demonstrate that there is insufficient information, thereby
necessitating the requested action.
For one of the 54 PFAS, identified only as N1AF, the petitioners
provide no structurally-descriptive chemical name, structure, or
molecular formula. Absent such identifying information, the petitioners
have not provided the facts necessary to determine whether there is
``insufficient information or experience'' for this chemical.
Because the petitioners are seeking tests for each of the 54 PFAS,
the petitioners must set forth facts that establish it is necessary to
pursue the rule or issue the order the petitioners seek under TSCA
section 4. The petitioners must affirmatively demonstrate, through
facts, that there is ``insufficient information and experience'' for
each of the 54 PFAS. For the reasons described in this document, EPA
finds the petition does not set forth facts necessary to demonstrate
``insufficient information and experience'' for each of the 54 PFAS,
and has therefore not demonstrated that the rule or order requested is
necessary.
2. Testing of Such Substance or Mixture With Respect to Such Effects Is
Necessary To Develop Such Information
The petitioners do not demonstrate ``testing of such substance or
mixture with respect to such effects is necessary to develop such
information.'' EPA finds that the petitioners failed to address ongoing
testing and data collections for some of the 54 PFAS, thereby failing
to set forth facts that are necessary to establish there is a need for
the testing sought in the petition. This research may provide
information that overlaps with testing the petitioners requested, which
would render the information unnecessary under TSCA section
4(a)(1)(A)(i)(III). Testing, both planned and underway, on some of the
54 PFAS that the petitioners identify is described in this unit:
Five of the 54 PFAS have been subjected to all Tier 1 in
vitro, toxicokinetic, and clearance studies: Hepatotoxicity,
developmental toxicity, immunotoxicity, mitochondrial toxicity,
developmental neurotoxicity, endocrine disruption, general toxicity,
intrinsic hepatic clearance, plasma protein binding (PPB), and renal
reuptake. These studies are ongoing and results are expected by April
2021. Data are expected to be available via the PFAS Dashboard by the
end of June 2021.
An additional six of the 54 PFAS have results from some
Tier 1 in vitro testing. Two have been included in systematic evidence
mapping (SEM), a systematic review approach used to identify available
data and characterize knowledge gaps.
Three of the 54 PFAS have in vivo data identified from a
non-EPA source.
In addition, the following studies are planned or in process by
EPA's Office of Research and Development (ORD).
ORD will test for nuclear receptor and stress gene
responses of a PFAS library in HepG2 cells. This research will apply a
high-throughput assay for transcription factor activation to screening
the first and second PFAS screening sets totaling 150 samples.
Additional samples may be added to meet developing needs. This assay
platform contains known targets of several PFAS including the estrogen
receptor and peroxisome proliferator-activator receptors, as well as
many other potential targets. Well-studied PFAS such as PFOA and PFOS
will be included to help put findings for data-poor chemicals in better
context. Data sets will support development of read-across and category
approaches for this class of chemicals.
Bioactivity of PFAS as determined using gene expression
and in vitro cellular pathology is another area of ongoing research at
EPA. This research will apply broad-based high-content screening assays
to characterize the bioactivity of a set of PFAS in multiple human cell
types. The resulting dataset will contribute to an overall assessment
of the effects of PFAS on important physiological functions that
overlap with effects measured in the testing the petitioners requested.
ORD will also conduct high-throughput in vitro testing of
PFAS to fill data gaps and refine structural and mechanistic groupings.
This project falls under the Human Health Testing/Toxicokinetics
research area that will generate and analyze a large data set on ~150
PFAS using a variety of New Approach Methodologies (NAMs) in support of
EPA's mission to manage and regulate PFAS. This research effort will
add a dataset of NAMs testing results for 15 PFAS. Selection of these
15 chemicals will be driven by the initial analysis of the 150
chemicals and provide the ability to fill identified data gaps and
potentially test hypotheses developed from the initial analysis.
Testing of these 15 PFAS will include transcription factor activity
profiling; estrogen-dependent cell proliferation; high-content,
cellular phenotypic imaging; high-throughput transcriptomics; zebrafish
embryo development; and developmental neurotoxicity. The results will
support the overarching EPA PFAS research to: (1) Develop a
hierarchical scheme of chemical structural categories that are enriched
by NAM data; (2) Use categories as predefined neighborhoods to evaluate
degree of concordance in NAM results within categories and across
categories as a means to infer in vivo toxicity; (3) Predict
categorization of larger PFAS inventory and read-across coverage; and
(4) Recommend further in vivo testing for PFAS categories.
In the FY2020 Further Consolidated Appropriations Act
(Pub. L. 116-94), Congress appropriated funds for EPA to address
research needs in support of designating PFAS as hazardous substances
under CERCLA. The research needed to help support this designation
include: Chemical and physical characteristics of PFAS; Toxicity and
kinetic information; environmental prevalence; Manufacturing and use
[[Page 6609]]
information; and Information on the regulatory status of PFAS. This
ongoing research will add significantly to currently available hazard
information for PFAS that could be used for this designation, as well
as for risk assessment use broadly by Program Offices.
NDAA section 7351 amended TSCA section 8(a) to include a one-time
reporting event of PFAS manufactured (including imported) in any year
since January 1, 2011. TSCA section 8(a)(7) authorizes EPA to collect
``[a]ll existing information concerning the environmental and health
effects of such substance or mixture.'' Under this rule, EPA may
collect information that overlaps with some of the information
requested by petitioners. A final TSCA section 8(a) rule for these PFAS
must be issued by January 1, 2023, and EPA has initiated the relevant
rulemaking process for the proposed rule that is expected to be issued
in 2021.
The petitioners also call for an epidemiologic study consisting of
100,000 participants from communities exposed to PFAS-contaminated
drinking water. A similar, multi-site health study is being implemented
through the Centers for Disease Control and Prevention and ATSDR
cooperative agreements. As ATSDR states, ``[i]nformation learned from
the multi-site study will help all communities in the U.S. with PFAS
exposures, including those that were not part of the study.'' The
petitioners mention this multi-site study but provide no analysis of
overlap or what testing might be duplicative with what is proposed and
thus might not be necessary, whether based on community
characteristics, demographics, specific PFAS or mixture, or levels of
exposure.
For some of the 54 PFAS, only a degradant is detected in the Cape
Fear River per the information provided by petitioners, not the parent
chemical for which the petitioners have requested testing. The
petitioners have not identified why it is necessary to test the parent
chemicals and not the degradants actually detected in the Cape Fear
River. For example, the petitioners do not demonstrate that testing of
the parent chemical would identify effects relevant to the degradants.
The petitioners specifically identify and acknowledge that ``5 of
the 54 listed chemicals in this petition are also designated for
testing in the Chemours North Carolina consent decree. These tests
would not need to be replicated in response to this petition'' (Ref. 1,
pg. 30). EPA finds this avoidance of duplicative testing tacitly
acknowledges that for these five PFAS, testing is not necessary to
develop information on health or environmental effects. The
petitioners' attempt to avoid duplicative testing as a result of the
Chemours North Carolina consent decree, but no other duplicative
testing, further emphasizes their failure to address readily available
information concerning the other activities EPA has identified in this
unit.
3. Class-Based Approach to Testing
TSCA section 4(h)(1)(B)(ii) ``encourage[s]'' EPA to consider ``the
grouping of 2 or more chemical substances into scientifically
appropriate categories in cases in which testing of a chemical
substance would provide scientifically valid and useful information on
other chemical substances in the category.'' Accordingly, EPA is
currently investigating ways to group similar PFAS by likeness into
subcategories for purposes of research, data collection, hazard
determinations, and other activities (Ref. 18). EPA and the National
Toxicology Program collaborated to construct a PFAS screening library
subset composed of 75 PFAS on a structural category basis and
considerations such as structural diversity within a category, data
availability, and read-across category-level weight (e.g., value of
substance for anchoring read-across trends within a category, serving
as an analog); four of the 54 PFAS the petitioners identify are
included in this subset (Ref. 19). The petitioners mention this effort,
but incorrectly state that just two of the 54 PFAS the petitioners
cover are included in the EPA testing (Ref. 1, pg. 22).
The petitioners take the opposite approach, requesting testing on
each of the 54 PFAS individually. The petitioners fail to address why a
class-based approach is not appropriate, while also indirectly
referring to the efforts to address PFAS as a class. For example, the
petitioners allege that conclusions about all 54 PFAS can be based on
the ATSDR 2018 Toxicological Profile even though none of the 54 PFAS
are addressed in the toxicological profile, and concedes that the ATSDR
2018 Toxicological Profile ``identifies numerous critical data gaps for
PFAS as a class'' (emphasis added). Additionally, among the references
allegedly supporting the assertion that PFAS present serious health and
environmental concerns, the petitioners cite a commentary entitled
``Scientific Basis for Managing PFAS as a Chemical Class'' (Ref. 20).
This commentary acknowledges PFAS ``demand a more efficient and
effective approach'' when it comes to testing and seeks to ``provide
scientific justification for why a class-based approach is appropriate
and necessary for all PFAS.'' Because the petitioners acknowledge the
54 PFAS share similarities with other members of the class, and the
petitioners do not explore these similarities as a means of
streamlining the extent of the testing requested, or to inform the
petitioners' ``tiered screening and testing process,'' EPA finds the
petitioners have not provided the facts necessary to determine, for
each of the 54 PFAS, that ``testing of such substance or mixture with
respect to such effects is necessary to develop such information.''
Therefore, they have not demonstrated that the rule or order they
requested is necessary.
4. Practicability of National Academy of Sciences Oversight
The petitioners also request that the National Academy of Sciences
(NAS) oversee all aspects of the proposed testing program. EPA finds
such an oversight arrangement is not within the scope of what a TSCA
section 21 petitioner can request when seeking the initiation of a rule
or the issuance of an order under TSCA section 4. Further, projects and
studies must meet certain conditions for the NAS to accept private
funding. As an example, NAS does not generally oversee studies where
the study sponsor would have a direct financial interest in the outcome
of the testing program. EPA is not in a position to require NAS to
oversee the testing requested by the petitioners, and the petitioners
provide no administrative or organizational procedures for
implementation.
5. Selection of PFAS for Health and Environmental Effects Testing
Attachment 2 of the petition divides the 54 PFAS at issue into Tier
1 substances ``for which there is known human exposure based on
detection in blood, food or drinking water,'' and Tier 2 substances
``for which human exposure is probable based on detection in
environmental media.'' However, the petitioners do not set forth facts
showing that for all 40 PFAS it ranks as Tier 2 substances, ``human
exposure is probable based on detection in environmental media'' or
that ``a strong inference of exposure can be drawn from their presence
in surface water, stormwater, wastewater, sediment, groundwater, soil,
private wells, and/or air emissions'' (Ref. 1, pg. 19). The petitioners
support their assertion that some of the Tier 2 PFAS were detected in
environmental media with two studies (Ref. 21, 22); for nine of these,
no other studies are provided for
[[Page 6610]]
inclusion based on presence in environmental media (Ref. 1, Attachment
2). Three of these nine PFAS were not directly detected in the two
studies. Further, for some of these nine PFAS, only degradant products
were detected in the Cape Fear River; the parent compounds the
petitioners specifically identify for testing were not. Thus, for nine
of the 54 PFAS, the petitioners provide weak or no evidence for
presence in environmental media upon which to base its ``strong
inference of exposure'' assertion (Ref. 1, pg. 19).
6. Scientific Standards
EPA finds the petitioners have not evaluated the quality of the
data they have provided or indicated how they conducted their searches,
evaluated the quality of the sources, or indicated what gaps were
located and then explained why the specific tests requested, as
compared to others, would provide the data being sought. Such an
evaluation is necessary for EPA to conduct the considerations under
TSCA section 26(h).
7. Vertebrate Testing
TSCA section 4(h) requires that EPA reduce and replace the use of
vertebrate animals in the testing of chemical substances under TSCA
section 4. EPA must consider ``as appropriate and to the extent
practicable and scientifically justified, reasonably available existing
information, including (i) Toxicity information; (ii) Computational
toxicology and bioinformatics; and (iii) High-throughput screening
methods and the prediction models of those methods.''
The testing program the petitioners request would require testing
on vertebrates. For example, OCSPP Test Guidelines 850.2300, 870.3650,
and 870.7800, among other test guidelines, require vertebrate testing.
Due to the number of PFAS involved and tests requested, the
petitioners' request would require testing on a large number of
vertebrates. Yet, as previously discussed, the petition fails to
provide reasonably available existing toxicity information on the 54
PFAS, and as such the petition has not provided sufficient facts for
EPA to consider reasonably available existing information and encourage
and facilitate the use of test methods that reduce or replace the use
of vertebrates, group chemical substances as appropriate to reduce the
use of vertebrates, and facilitate the formation of consortia for
jointly conducted testing.
C. What was EPA's conclusions?
EPA denied the request to initiate a rule or issue an order under
TSCA section 4 because the TSCA section 21 petition does not set forth
the facts necessary for the Agency to determine for each of the 54 PFAS
that existing information and experience are insufficient and testing
of such substance or mixture with respect to such effects is necessary
to develop such information. Therefore, the petitioners have not
demonstrated that the rule or order they requested is necessary.
V. References
The following is a listing of the documents that are specifically
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are included in the docket, even
if the referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the
technical person listed under FOR FURTHER INFORMATION CONTACT.
1. Center for Environmental Health, Cape Fear River Watch, Clean
Cape Fear, Democracy Green, Toxic Free NC, The NC Black Alliance to
Andrew Wheeler, Administrator, Environmental Protection Agency.
Petition to Require Health and Environmental Testing Under the Toxic
Substances Control Act on Certain PFAS Manufactured by Chemours in
Fayetteville, North Carolina. October 13, 2020.
2. Agency for Toxic Substances and Disease Registry (ATSDR).
Notice; Availability of Draft Toxicological Profile:
Perfluoroalkyls. Federal Register. 83 FR 28849, June 21, 2018
(Docket No. ATSDR-2015-0004).
3. EPA. EPA's Per- and Polyfluoroalkyl Substances (PFAS) Action
Plan. EPA 823R18004. February 14, 2019. https://www.epa.gov/pfas/epas-pfas-action-plan.
4. EPA. Proposed Rule; Long-Chain Perfluoroalkyl Carboxylate and
Perfluoroalkyl Sulfonate Chemical Substances; Significant New Use
Rule. Federal Register. 80 FR 2885, January 21, 2015 (FRL-9915-63).
5. EPA. Consent Order regarding DuPont Premanufacture Notices
P08-508 and P09-509. (2009). https://chemview.epa.gov/chemview/proxy?filename=sanitized_consent_order_p_08_0508c.pdf.
6. EPA. Notice of Availability; Lifetime Health Advisories and
Health Effects Support Documents for Perfluorooctanoic Acid and
Perfluorooctane Sulfonate. Federal Register. 81 FR 33250, May 25,
2016 (FRL-9946-91-OW).
7. EPA. Fact Sheet: 2010/2015 PFOA Stewardship Program.
Washington, DC: US Environmental Protection Agency, Office of
Pollution Prevention and Toxics. https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/fact-sheet-20102015-pfoa-stewardship-program.
8. EPA. Final Rule; Perfluoroalkyl Sulfonates; Significant New
Use Rule. Federal Register. 67 FR 11008, March 11, 2002 (FRL-6823-
6).
9. EPA. Final Rule; Perfluoroalkyl Sulfonates; Significant New
Use Rule. Federal Register. 67 FR 72854, December 9, 2002 (FRL-7279-
1).
10. EPA. Final Rule; Perfluoroalkyl Sulfonates; Significant New
Use Rule. Federal Register. 72 FR 57222, October 9, 2007 (FRL-8150-
4).
11. EPA. Final Rule; Perfluoroalkyl Sulfonates and Long-Chain
Perfluoroalkyl Carboxylate Chemical Substances; Final Significant
New Use Rule. Federal Register. 78 FR 62443, October 22, 2013 (FRL-
9397-1).
12. EPA. Final Rule; Long-Chain Perfluoroalkyl Carboxylate and
Perfluoroalkyl Sulfonate Chemical Substances; Significant New Use
Rule. Federal Register. 85 FR 45109, July 27, 2020 (FRL-10010-44).
13. EPA. Draft Compliance Guide for Imported Articles Containing
Surface Coatings Subject to the Long-Chain Perfluoroalkyl
Carboxylate and Perfluoroalkyl Sulfonate Chemical Substances
Significant New Use Rule; Notice of Availability and Request for
Comment. Federal Register. 85 FR 81466, December 16, 2020 (FRL-
10017-86).
14. EPA. Final Rule; Fluoroalkenes; Final Test Rule. Federal
Register. 52 FR 21516, June 8, 1987 (FRL-3214-8).
15. Williams, A.J., Grulke, C.M., Edwards, J. et al. The CompTox
Chemistry Dashboard: a community data resource for environmental
chemistry. Journal of Cheminformatics. 9, 61. 2017.
16. EPA. Introduction to ChemView. May 28, 2020. https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/introduction-chemview.
17. DuPont Haskell Global Centers to 8(e) Coordinator, Office of
Pollution Prevention and Toxics, Environmental Protection Agency.
Substantial Risk Report for 3,3,3-Trifluoromethyl-1,2,2-
trifluorovinyl ether, CAS #1187-93-5. November 8, 2007. https://chemview.epa.gov/chemview/proxy?filename=2007-11-8EHQ-07-16360B_8ehq_1107_16360b.pdf.
18. EPA. EPA and Partners Describe a Chemical Category
Prioritization Approach to Select 75 PFAS for Testing using New
Approach Methods. February 26, 2019. https://www.epa.gov/sciencematters/epa-and-partners-describe-chemical-category-prioritization-approach-select-75-pfas.
19. Patlewicz, G. et al. A Chemical Category-Based
Prioritization Approach for Selecting 75 Per- and Polyfluoroalkyl
Substances (PFAS) for Tier Toxicity and Toxicokinetic Testing.
Environmental Health Perspectives 127(1). January 11, 2019. https://doi.org/10.1289/EHP4555.
20. Kwiatkowski, C. et al. Scientific Basis for Managing PFAS as
a Chemical Class. Environmental Science & Technology Letters.
7,8:532-543. 2020. https://doi.org/10.1021/acs.estlett.0c00255.
21. Strynar, M. et al. Identification of Novel Perfluoroalkyl
Ether Carboxylic Acids
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(PFECAs) and Sulfonic Acids (PFESAs) in Natural Waters Using
Accurate Mass Time-of-Flight Mass Spectrometry (TOFMS).
Environmental Science & Technology. 49: 11622-116302015. https://pubs.acs.org/doi/abs/10.1021/acs.est.5b01215.
22. McCord, J. and M. Strynar. Identification of Per- and
Polyfluoroalkyl Substances in the Cape Fear River by High Resolution
Mass Spectrometry and Nontargeted Screening. Environmental Science &
Technology 53(9): 4717-4727. 2019. https://doi.org/10.1186/s13321-017-0247-6.
Authority: 15 U.S.C. 2601 et seq.
Dated: January 7, 2021.
Alexandra Dapolito Dunn,
Assistant Administrator, Office of Chemical Safety and Pollution
Prevention.
[FR Doc. 2021-00456 Filed 1-21-21; 8:45 am]
BILLING CODE 6560-50-P