Revisions to Safety Standard for Infant Swings, 4961-4967 [2020-28362]
Download as PDF
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
carried out in a manner that minimizes any
adverse impact on Sanctuary resources and
qualities. In the event of threatened or actual
destruction of, loss of, or injury to a
Sanctuary resource or quality resulting from
an untoward incident, including but not
limited to spills and groundings, caused by
a component of the Department of Defense,
the cognizant component shall promptly
coordinate with the Director for the purpose
of taking appropriate actions to respond to
and mitigate the harm and, if possible,
restore or replace the Sanctuary resource or
quality.
Article VI—Alterations to This Designation
The terms of designation may be modified
only by the same procedures by which the
original designation is made, including
public hearings; consultation with any
appropriate Federal, State, regional and local
agencies; review by the appropriate
Congressional committees; and approval by
the Secretary of Commerce or designee.
[FR Doc. 2021–00887 Filed 1–15–21; 8:45 am]
BILLING CODE 3510–NK–P
CONSUMER PRODUCT SAFETY
COMMISSION
16 CFR Part 1223
[Docket No. CPSC–2013–0025]
Revisions to Safety Standard for Infant
Swings
Consumer Product Safety
Commission.
ACTION: Direct final rule.
AGENCY:
In November 2012, the U.S.
Consumer Product Safety Commission
(CPSC) published a consumer product
safety standard for infant swings under
section 104 of the Consumer Product
Safety Improvement Act of 2008
(CPSIA). The standard incorporated by
reference the ASTM voluntary standard
that was in effect for infant swings at the
time. The CPSIA sets forth a process for
updating mandatory standards for
durable infant or toddler products that
are based on a voluntary standard, when
a voluntary standards organization
revises the standard. Consistent with the
CPSIA update process, the Commission
issued a direct final rule in October
2013, to revise the incorporation by
reference for the mandatory swings
standard, to reflect ASTM’S revised
voluntary standard. Since 2013, ASTM
has revised the voluntary standard for
infant swings three times. This direct
final rule updates the mandatory
standard for infant swings to
incorporate by reference ASTM’s 2020
version of the voluntary standard.
DATES: The rule is effective on April 3,
2021, unless CPSC receives a significant
adverse comment by February 18, 2021.
khammond on DSKJM1Z7X2PROD with RULES
SUMMARY:
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
If CPSC receives such a comment, it will
publish a notice in the Federal Register,
withdrawing this direct final rule before
its effective date. The incorporation by
reference of the publication listed in
this rule is approved by the Director of
the Federal Register as of April 3, 2021.
ADDRESSES: You can submit comments,
identified by Docket No. CPSC–2013–
0025, by any of the following methods:
Electronic Submissions: Submit
electronic comments to the Federal
eRulemaking Portal at: https://
www.regulations.gov. Follow the
instructions for submitting comments.
CPSC does not accept comments
submitted by electronic mail (email),
except through https://
www.regulations.gov. CPSC encourages
you to submit electronic comments by
using the Federal eRulemaking Portal,
as described above.
Mail/hand delivery/courier Written
Submissions: Submit comments by
mail/hand delivery/courier to: Division
of the Secretariat, Consumer Product
Safety Commission, Room 820, 4330
East West Highway, Bethesda, MD
20814; telephone: (301) 504–7479.
Alternatively, as a temporary option
during the COVID–19 pandemic, you
may email such submissions to: cpscos@cpsc.gov.
Instructions: All submissions must
include the agency name and docket
number for this notice. CPSC may post
all comments without change, including
any personal identifiers, contact
information, or other personal
information provided, to: https://
www.regulations.gov. Do not submit
electronically: Confidential business
information, trade secret information, or
other sensitive or protected information
that you do not want to be available to
the public. If you wish to submit such
information, please submit it according
to the instructions for mail/hand
delivery/courier written submissions.
Docket: For access to the docket to
read background documents or
comments received, go to: https://
www.regulations.gov, and insert the
docket number, CPSC–2013–0025, into
the ‘‘Search’’ box, and follow the
prompts.
FOR FURTHER INFORMATION CONTACT:
Keysha Walker, Compliance Officer,
U.S. Consumer Product Safety
Commission, 4330 East West Highway,
Bethesda, MD 20814; telephone (301)
504–6820; email: kwalker@cpsc.gov.
SUPPLEMENTARY INFORMATION:
A. Background
1. Statutory Authority
Section 104(b)(1) of the CPSIA
requires the Commission to assess the
PO 00000
Frm 00085
Fmt 4700
Sfmt 4700
4961
effectiveness of voluntary standards for
durable infant or toddler products and
adopt mandatory standards for these
products. 15 U.S.C. 2056a(b)(1). The
mandatory standard must be
‘‘substantially the same as’’ the
voluntary standard, or may be ‘‘more
stringent than’’ the voluntary standard,
if the Commission determines that more
stringent requirements would further
reduce the risk of injury associated with
the product. Id.
Section 104(b)(4)(B) of the CPSIA
specifies the process for when a
voluntary standards organization revises
a standard that the Commission
incorporated by reference under section
104(b)(1). First, the voluntary standards
organization must notify the
Commission of the revision. Once the
Commission receives this notification,
the Commission may reject or accept the
revised standard. The Commission may
reject the revised standard by notifying
the voluntary standards organization
that it has determined that the revised
standard does not improve the safety of
the consumer product and that it is
retaining the existing standard. When
rejecting a revision, the Commission
must notify the voluntary standards
organization of this determination
within 90 days of receiving notice of the
revision. If the Commission does not
take this action to reject the revised
standard, the revised voluntary standard
will be considered a consumer product
safety standard issued under section 9
of the Consumer Product Safety Act (15
U.S.C. 2058), effective 180 days after the
Commission received notification of the
revision (or a later date specified by the
Commission in the Federal Register). 15
U.S.C. 2056a(b)(4)(B).
2. Safety Standard for Infant Swings
Under section 104(b)(1) of the CPSIA,
the Commission adopted a mandatory
rule for infant swings, codified in 16
CFR part 1223. The rule incorporated by
reference ASTM F2088–12a, Standard
Consumer Safety Specification for
Infant Swings, with modifications to the
labeling and test method requirements.1
77 FR 66703 (Nov. 7, 2012). At the time
the Commission published the final
rule, ASTM F2088–12a was the current
version of the voluntary standard.
In April 2013, ASTM notified CPSC
that it had issued a revised standard for
infant swings, ASTM F2088–13. In
accordance with the procedures set out
in section 104(b)(4)(B) of the CPSIA, the
revised standard became the new
1 The modifications included changes to the
required warning label content and a revised test
method to address an omission in the voluntary
standard for toy mobiles attached to swings.
E:\FR\FM\19JAR1.SGM
19JAR1
4962
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
mandatory standard for infant swings.
The Commission published a direct
final rule to update 16 CFR part 1223,
incorporating by reference ASTM
F2088–13, without modification. 78 FR
37706 (June 24, 2013). After the
Commission issued the revised
mandatory standard in 2013, ASTM
approved two more revisions: ASTM
F2088–15 and ASTM F2088–19.
However, ASTM did not officially notify
CPSC of these revisions under CPSIA
section 104(b)(4)(B). Consequently,
these revised standards did not become
the mandatory standards by operation of
law, and the Commission did not
update the mandatory standard to
incorporate by reference these revised
ASTM standards. Therefore, ASTM
F2088–13 remained the mandatory
standard.
On October 5, 2020, ASTM notified
CPSC that it had revised the voluntary
standard for infant swings, approving
ASTM F2088–20 on June 15, 2020.2 As
this preamble discusses, based on CPSC
staff’s review of ASTM F2088–20,3 the
Commission will allow the revised
voluntary standard to become the
mandatory standard because the revised
requirements in the voluntary standard
either improve the safety of infant
swings, or are safety neutral.
Accordingly, by operation of law under
section 104(b)(4)(B) of the CPSIA,
ASTM F2088–20 will become the
mandatory consumer product safety
standard for infant swings on April 3,
2021. 15 U.S.C. 2056a(b)(4)(B). This
direct final rule updates 16 CFR part
1223 to incorporate by reference the
revised voluntary standard, ASTM
F2088–20.
khammond on DSKJM1Z7X2PROD with RULES
B. Revisions to ASTM F2088
The ASTM standard for infant swings
includes performance requirements, test
methods, and requirements for warning
labels and instructional literature, to
address hazards to infants associated
with infant swings. ASTM has revised
the voluntary standard for infant swings
three times since ASTM F2088–13,
which is the current mandatory
standard. This section describes the
changes in these three editions of the
standard—ASTM F2088–15, ASTM
F2088–19, and ASTM F2088–20. The
revisions that ASTM included in the
2015 and 2019 versions of the standard
are also in the newly revised version,
ASTM F2088–20, although some section
2 ASTM
published ASTM F2088–20 in July 2020.
staff’s briefing memorandum regarding
ASTM F2088–20 is available at: https://cpsc.gov/
s3fs-public/ASTMs-Revised-Safety-Standard-forInfant-and-Cradle-Swings.pdf?dTN6hRTePdlXPZ8
oDFUd8DGAFHvUmP5i.
3 CPSC
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
and figure numbers have changed to
accommodate other revisions.
1. ASTM F2088–15
On October 1, 2015, ASTM approved
a revised version of the standard, ASTM
F2088–15. ASTM did not notify the
Commission of this revision. ASTM
F2088–15 included one substantive
change, several revisions to clarify
existing requirements, and editorial
revisions that did not alter substantive
requirements in the standard or affect
safety. The revisions that ASTM
included in the 2015 version of the
standard are also in the newly revised
version, ASTM F2088–20.
a. Substantive Revisions
Section 6.5.2 of ASTM F2088–15
states: ‘‘Swings with a maximum seat
back angle greater than 50 degrees from
horizontal measured in accordance with
7.13 shall include shoulder straps as
part of the restraint system.’’ This
requirement was already in the standard
in ASTM F2088–13. However, ASTM
F2088–15 added revised procedures for
measuring the seat back and bottom
angles for seat designs without a defined
intersection of the seat bottom and back
(i.e., curved seats), by adding a new
figure to indicate how to determine the
intersection for curved seats (Figure 11,
sections 7.13–7.15). ASTM F2088–15
also added the word ‘‘gently’’ to the
direction to ‘‘gently place the Hinged
Weight Gage—Infant’’ in this procedure
(sections 7.13–7.15).
ASTM F2088–13 did not address how
to measure seat angles for curved seat
designs. Without a defined method, test
laboratories were left to interpret how to
place the Hinged Weight Gauge—Infant
in the seat, resulting in inconsistent
measurements among test laboratories.
Inconsistent measurements among test
laboratories are problematic because
these seat back angle measurements
determine whether the product requires
shoulder straps. Shoulder straps provide
additional safety for infant swings, by
preventing infant occupants from
slumping forward when the seat back
angle is greater than 50 degrees.
Therefore, greater consistency in seat
back measurements for curved seat
designs improves the safety of infant
swings, by ensuring that shoulder straps
are included for infant swings with
larger seat back angles.
b. Non-Substantive Revisions
ASTM F2088–15 also added
information to provide greater clarity to
consumers. ASTM F2088–13 already
required a warning statement to
‘‘discontinue use of swing when infant
attempts to climb out.’’ ASTM F2088–15
PO 00000
Frm 00086
Fmt 4700
Sfmt 4700
added ‘‘(approximately 9 months)’’ to
this warning, to provide additional
guidance to consumers on when to stop
using the product (section 8.3.1.1(3)).
ASTM F2088–15 also added minor
formatting changes to align with ASTM
form and style guidelines (e.g., changed
‘‘in’’ to ‘‘in.’’). These revisions are
neutral regarding the safety of infant
swings because they do not change any
substantive requirements.
2. ASTM F2088–19
On November 15, 2019, ASTM
approved a revised version of the
standard, ASTM F2088–19. ASTM did
not notify the Commission of this
revision. ASTM F2088–19 included one
substantive change, as well as several
editorial revisions that did not alter
substantive requirements in the
standard or affect safety. The revisions
that ASTM included in the 2019 version
of the standard are also in the newly
revised version, ASTM F2088–20.
a. Substantive Revisions
ASTM F2088–19 added a definition
for ‘‘tethered strap’’ (section 3.1.11), a
performance requirement (section 6.9),
and a test method (section 7.16) to
address possible entanglement of nonoccupant children in exposed tethered
straps that connect the underside of the
seat to the product frame or to other
straps. The new requirements only
apply to tethered straps, and not straps
that are loose or hanging from the
product (i.e., not connected to other
components). The new requirement
limits the length of tethered straps to a
maximum of 16 inches, when measured
from the back of the seat to the first
attachment point (e.g., another strap or
part of the product frame) in accordance
with the test method in section 7.16.
ASTM based the 16-inch limit on the
approximate perimeter of the small head
probe described in ASTM F406–19,
Standard Consumer Safety
Specification for Non-Full-Size Baby
Cribs/Play Yards, which is 16.3 inches
(section X1.4). The small head probe
represents a 5th percentile 6-month-old
child, which is the youngest child with
the developmental ability to become
entrapped in a tethered strap.4 The
ASTM ballot that lead to these
requirements stated that they were
intended to prevent a 6-month-old or
older child from becoming entangled if
exposed tethered straps under the seat
of an infant swing formed a loop.
4 ASTM F406–19, Section 5.15.3 states: ‘‘The
small head probe represents the 5th percentile 6month-old child because that is the youngest child
having the developmental abilities to become
entrapped.’’
E:\FR\FM\19JAR1.SGM
19JAR1
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
khammond on DSKJM1Z7X2PROD with RULES
The new test method regarding
tethered straps first assesses whether,
over the course of five attempts, the
tethered straps separate from the seat
using a pull force of 5 pounds. If the
tethered straps separate in all five
attempts, the tethered straps are exempt
from the length limit. If the tethered
straps remain attached in any one of the
five attempts, the tethered straps under
the seat are subject to the 16-inch
maximum length limit. The test method
also explains how to measure the length
of the strap to determine whether it
complies with the 16-inch limit, and
refers to the new Figures 14 and 15 as
examples. These figures illustrate how
to measure the exposed length on two
types of tethered strap configurations.
For straps that attach to a rigid portion
of the product, the length is measured
from the point where the strap connects
with the rigid surface (Figure 14). For
straps that attach to another strap, the
length is measured from the point where
the strap first attaches to the other strap
(Figure 15).
ASTM F2088–15 did not address the
entanglement hazard for non-occupant
children associated with tethered straps.
As such, these added requirements
improve the safety of infant swings by
addressing this hazard for certain
tethered strap designs.5
b. Non-Substantive Revisions
ASTM F2088–19 also included minor
additions and revisions that did not
affect the substantive requirements in
the standard. The following revisions
are neutral regarding the safety of infant
swings because they do not change any
substantive requirements:
• Section 1.5 says ‘‘safety, health and
environmental,’’ instead of ‘‘safety and
health’’;
• a new section 1.6 indicates that
ASTM developed the standard in
accordance with principles recognized
by the World Trade Organization;
• in section 2.1, the list of referenced
ASTM standards reflects a change to the
title of ASTM D3359 and adds ASTM
F406, Standard Consumer Safety
Specification for Non-Full-Size Baby
Cribs/Play Yards;
• revised unit expressions align with
ASTM form and style guidelines (e.g.,
changed ‘‘hour’’ to ‘‘h’’; changed ‘‘73 ±
9 °F’’ to ‘‘73 °F ± 9 °F’’);
• minor spelling changes (e.g.,
changed ‘‘a/c’’ to ‘‘AC’’); and
5 See staff’s briefing memorandum, available at
https://cpsc.gov/s3fs-public/ASTMs-Revised-SafetyStandard-for-Infant-and-Cradle-Swings.pdf?
dTN6hRTePdlXPZ8oDFUd8DGAFHvUmP5i, for
discussion of staff’s assessment that these added
requirements only address the hazard for certain
tethered strap designs.
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
• updated section numbers to reflect
added sections.
3. ASTM F2088–20
On June 15, 2020, ASTM approved a
revised version of the standard, ASTM
F2088–20. In accordance with CPSIA
section 104(b)(4)(B), ASTM notified
CPSC of this revision on October 5,
2020. ASTM F2088–20 includes several
substantive changes, several revisions to
clarify existing requirements, and
editorial revisions that do not alter
substantive requirements in the
standard or affect safety. The revisions
that ASTM included in the 2015 and
2019 versions of the standard are also in
the newly revised version, ASTM
F2088–20.6
Several changes in ASTM F2088–20
are intended to align with wording
changes ASTM initiated for all of its
juvenile products standards. After
publishing ASTM F2088–13, ASTM
convened a task group, the ASTM Ad
Hoc Wording Task Group (Ad Hoc TG)
to harmonize the wording of common
provisions (e.g., introduction, scope,
protective components), as well as
warning label requirements, across
durable infant and toddler product
voluntary standards. The Ad Hoc TG
consists of members of various durable
nursery products voluntary standards
committees, including CPSC staff. The
final Ad Hoc TG recommendations are
in a reference document, titled,
‘‘Recommended Language Approved by
Ad Hoc Task Group, Revision E, May
28, 2019,’’ and are part of the F15
Committee Documents. ASTM F15
committees have used these
recommendations to update juvenile
products standards so that common
provisions and requirements for
warnings are consistent across the
standards.7 There are substantive and
non-substantive revisions in ASTM
F2088–20 that are intended to align
with the Ad Hoc TG recommendations;
these revisions are explained in more
detail in subsections a. Substantive
Revisions and b. Non-Substantive
Revisions, below.
a. Substantive Revisions
ASTM F2088–20 includes revisions
and additions to substantive
requirements, as well as changes that
make existing requirements clearer or
more explicit.
Scope. A new section 1.3 specifies
that the standard covers products with
a powered mechanism that provides a
6 Some section and figure numbers may differ in
ASTM F2088–20 due to other revisions.
7 This process is ongoing, and ASTM has not yet
updated all of its juvenile products standards to
reflect these changes.
PO 00000
Frm 00087
Fmt 4700
Sfmt 4700
4963
swinging or gliding seat/cradle in any
direction relative to the frame. Section
1.3 also notes that swinging or gliding
mechanisms can be powered by
batteries, AC adapters, wind-up
mechanisms, or other means. These
revisions do not expand or modify the
scope of the standard. Other sections of
the standard already addressed the
listed features (e.g., requirements
regarding battery compartments and AC
adapters), indicating that products with
those features are within the scope of
the standard. This revision merely
highlights and clarifies that the standard
covers this range of products.
Accordingly, these changes to section
1.3 are neutral to the safety of infant
swings because they do not alter any
substantive requirements.
Section 1.3 also specifies that the
standard does not cover products that
are intended to provide sleeping
accommodations for the occupant. This
revision does not alter the scope of the
standard. However, explicitly stating
that the infant swing standard does not
cover products intended for infant sleep
will assist manufacturers to recognize
that the swing standard is not applicable
to products intended for sleep, which
are subject to other standards. As such,
this revision improves the safety of
infant swings because it clarifies the
types of products that are subject to the
standard.
Referenced Documents. Section 2.1
includes a new reference to ASTM
F2194, Standard Consumer Safety
Specification for Bassinets and Cradles,
because this standard is referenced as
part of a new requirement (see General
Requirements, below).
Terminology. ASTM F2088–20
updates two definitions and adds a third
to align with the Ad Hoc TG
recommendations. The terms
‘‘conspicuous’’ (Section 3.1.2) and
‘‘static load’’ (Section 3.1.11) were
already defined in the standard; the
revisions simply modify wording and
do not alter the substantive meaning of
the terms. ‘‘Protective component’’
(Section 3.1.10) was not previously
defined in the standard, but there were
already requirements for ‘‘protective
components’’ in the standard, and those
provisions described the meaning of the
term. The revision moves that
description to a formal definition.
ASTM F2088–20 also includes
updated definitions for ‘‘cradle swing’’
(Section 3.1.3) and ‘‘infant swing’’
(Section 3.1.5) to specify the maximum
developmental and age limit for each
product. This information was already
in the warning requirements; the
revisions only add these details to the
formal definitions.
E:\FR\FM\19JAR1.SGM
19JAR1
khammond on DSKJM1Z7X2PROD with RULES
4964
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
ASTM also added a new definition for
‘‘combination swing’’ (Section 3.1.1.) to
address products with both a cradle
swing and infant swing use, mode, or
position. The standard already
addressed ‘‘combination swings’’—
Section 8.5 describes them as products
with both a cradle mode and a seated
mode, and applies labeling
requirements to them. However, the
standard did not previously contain a
formal definition of the term.
ASTM also revised the definition of
‘‘travel swing’’ (Section 3.1.14).
Previously, ASTM defined ‘‘travel
swing’’ as a ‘‘low-profile, compact
swing,’’ grouping all compact swing
products into a single term. The revised
definition does the same, but because of
the revised definitions of ‘‘infant
swing,’’ ‘‘cradle swing,’’ and
‘‘combination swing,’’ the revised
definition of ‘‘travel swing’’ lists the
compact versions of each product type
(i.e., ‘‘low-profile, compact infant,
cradle, or combination swing’’).
These revisions to the terminology in
ASTM F2088–20 are neutral to the
safety of infant swings because they do
not alter the meaning of the terms or the
substantive requirements that apply to
these products.
General Requirements. ASTM F2088–
20 includes revised requirements for
protective components (Section 5.8).
The standard already required testing to
assess the potential removal of
protective components. The revision
specifies that all protective components
that are accessible to a child in or
around the product must be evaluated
according to the requirements for
protective components. As such, the
revision clarifies which protective
components to assess. This revision
improves the safety of infant swings
because it ensures that all accessible
protective components are tested for
potential removal.
The standard also includes a new
requirement that cradle swings or
combination swings in a cradle swing
use, mode, or position, while in the rest
(i.e., non-rocking) position, comply with
the requirements of ASTM F2194,
Standard Consumer Safety
Specification for Bassinets and Cradles
(section 5.11). As a general matter,
ASTM F2088–20 does not cover
products that are intended as sleeping
accommodations (section 1.3) and the
standard requires swings to display
warnings that the products are not safe
for unattended sleep (section 8.5.1).
However, cradle swings, when at rest,
have characteristics that are consistent
with a stationary bassinet or cradle,
where the occupant is lying flat, and is
not being rocked. As such, cradle
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
swings, while at rest, may serve as a
sleep surface, despite the on-product
warnings. If used as a sleep surface,
these swings may present hazards
consistent with a bassinet or cradle.
ASTM F2194 addresses these hazards,
including requirements to provide a safe
sleep environment. This addition
improves the safety of infant swings
because it requires swings that function
like bassinets or cradles to meet the
safety requirements for such products.
Performance Requirements. Section
6.5 already included requirements for
restraint systems and specified that a
restraint system is required to secure an
occupant in the seated position in any
manufacturer-recommended use
positions. However, ASTM F2088–20
adds to this requirement that cradle
swings and combination swings, when
in all manufacturer’s use positions as a
cradle swing, shall not have a restraint
system. This prevents occupants of
cradle swings (which are intended for
infants from birth to approximately 5
months old) from getting entangled in
restraints while lying flat, and is
consistent with the bassinet standard
(ASTM F2194). This revision improves
the safety of infant swings by addressing
a potential entanglement hazard.
Marking and Labeling. ASTM F2088–
20 does not include the previous
requirement that manufacturers mark
each product and its retail packaging
with a model number and change the
model number when they make changes
to the product that affect conformance
with the safety standard (previous
Section 8.1.2). The ASTM ballot that led
to removing this requirement suggested
that the rationale was to provide
consistency with other juvenile
products standards, which do not
contain this requirement. This
requirement likely was intended to
facilitate recalls, by providing a way to
identify products made during a certain
time. However, other remaining
requirements accomplish this purpose.
Section 8.1.2 still requires
manufacturers to mark products with
the month and year of manufacture, and
16 CFR 1130.4 requires manufacturers
that use model names or numbers to
permanently mark that identifying
information on their infant or toddler
products. Therefore, the revision is
neutral with respect to the safety of
infant swings because other
requirements accomplish the same
purpose.
ASTM F2088–20 also includes
revised marking and labeling
requirements, including warning
formatting and wording, to align with
the Ad Hoc TG recommendations.
PO 00000
Frm 00088
Fmt 4700
Sfmt 4700
Revised wording of warnings
statements (Section 8.5) includes
changing ‘‘Always secure infant in the
restraint system provided’’ to
‘‘ALWAYS use restraints. Adjust to fit
snugly,’’ and changing ‘‘Never leave
infant unattended in swing’’ to ‘‘Stay
near and watch infant during use.’’ This
revised language more directly indicates
to caregivers what actions to take.
The revised standard also includes
two new warning subsections, for
combination swings (Section 8.5.3) and
travel swings (Section 8.5.4). The
standard already included the warning
requirements for these swing designs,
but they were embedded in the general
warning requirements. Moving them to
individual sections based on product
type highlights the importance of these
warnings and clearly matches warnings
with the corresponding product design.
The revised marking and labeling
requirements in ASTM F2088–20
improve the safety of infant swings by
providing clear, direct, and productspecific requirements, and providing
consistency across juvenile product
standards.
Instructional Literature. ASTM
F2088–20 includes revised requirements
for instructional literature (Section 9)
for consistency with the Ad Hoc TG
recommendations and the revised
warning label requirements in Section 8.
These revisions improve the safety of
infant swings by providing clear
warning information and instructional
literature that is consistent with the
corresponding on-product warnings and
across juvenile product standards.
b. Non-Substantive Revisions
ASTM F2088–20 also includes minor
additions and revisions that are editorial
and do not alter any substantive
requirements in the standard. Because
they do not change any substantive
requirements, these revisions are neutral
regarding the safety of infant swings.
Title. ASTM F2088–20 revises the
title for the standard, changing it from
‘‘Standard Consumer Safety
Specification for Infant Swings’’ to
‘‘Standard Consumer Safety
Specification for Infant and Cradle
Swings.’’ This title change does not alter
the scope of the standard; performance
requirements and test methods for
cradle swings have been in the standard
since ASTM first adopted it. This
revision makes it clear in the title that
the standard applies to cradle swings.
Introduction. The revised standard
includes updated introduction language
to align with the Ad Hoc TG
recommendations. This includes
replacing the statements regarding
reasonably foreseeable misuse or abuse
E:\FR\FM\19JAR1.SGM
19JAR1
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
khammond on DSKJM1Z7X2PROD with RULES
with a single statement that conveys the
same information. Specifically, the
revision retains the existing statement
that the voluntary standard covers
normal and reasonably foreseeable
misuse or abuse of infant swings, and
removes an additional sentence about
careless or blatant misuse. This revision
clarifies, and does not alter, the type of
use covered by the standard. In
addition, the introduction includes
minor wording changes (e.g., ‘‘infant
swing incidents’’ changed to ‘‘incidents
associated with swings intended for
infants’’).
Scope. ASTM F2088–20 includes
minor wording changes in the scope
section (e.g., deleting ‘‘consumer safety’’
from ‘‘this consumer safety
specification’’) to harmonize with the
Ad Hoc TG recommendations (Section
1.6).
Referenced Documents. ASTM
F2088–20 includes a revised list of
referenced documents. ASTM updated
the title of Section 2.2 from ‘‘Federal
Standards’’ to ‘‘Federal Regulations,’’
and added a new section 2.3 to include
ANSI standards. These revisions are
consistent with other ASTM standards
and aligns with the Ad Hoc TG
recommendations.
General Requirements. ASTM F2088–
20 includes several revisions to section
5 to harmonize the wording with the Ad
Hoc TG recommendations. These
revisions include minor wording
changes in the sections on ‘‘Scissoring,
Shearing, and Pinching’’ (Section 5.5),
‘‘Protective Components’’ (Section 5.8),
and ‘‘Toys’’ (Section 5.10) (e.g.,
changing ‘‘component’’ to
‘‘component(s),’’ changing ‘‘must meet’’
to ‘‘shall comply with’’).
Test Methods. Minor editorial
revisions in the test methods section
(Section 7) maintain consistency with
wording and unit expressions in the rest
of the standard and other ASTM
standards (e.g., adding a space after the
number to change ‘‘68 °F ± 9 °F’’ to
‘‘68 °F ± 9 °F,’’ changing ‘‘0.040’’ to
‘‘0.04,’’ and correcting the spelling of
‘‘Gauge’’). In addition, ASTM
harmonized the ‘‘Removal of Protective
Components Test’’ wording (Section
7.2) with the Ad Hoc TG
recommendations. These revisions do
not alter the substance of the
requirements.
C. Incorporation by Reference
Section 1223.2 of the direct final rule
incorporates by reference ASTM F2088–
20. The Office of the Federal Register
(OFR) has regulations regarding
incorporation by reference. 1 CFR part
51. Under these regulations, agencies
must discuss, in the preamble to a final
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
rule, ways in which the material the
agency incorporates by reference is
reasonably available to interested
parties, and how interested parties can
obtain the material. In addition, the
preamble to the final rule must
summarize the material. 1 CFR 51.5(b).
In accordance with the OFR
regulations, section B. Revisions to
ASTM F2088, of this preamble
summarizes the major provisions of
ASTM F2088–20 that the Commission
incorporates by reference into 16 CFR
part 1223. The standard is reasonably
available to interested parties and
interested parties can purchase a copy
of ASTM F2088–20 from ASTM
International, 100 Barr Harbor Drive,
P.O. Box C700, West Conshohocken, PA
19428–2959 USA; phone; 610–832–
9585; www.astm.org. Additionally, until
the direct final rule takes effect, a readonly copy of ASTM F2088–20 is
available for viewing on ASTM’s
website at: https://www.astm.org/
CPSC.htm. Once the rule takes effect, a
read-only copy of the standard will be
available for viewing on the ASTM
website at: https://www.astm.org/
READINGLIBRARY/. Interested parties
can also schedule an appointment to
inspect a copy of the standard at CPSC’s
Division of the Secretariat, U.S.
Consumer Product Safety Commission,
Room 820, 4330 East West Highway,
Bethesda, MD 20814, telephone: 301–
504–7479; email: cpsc-os@cpsc.gov.
D. Certification
Section 14(a) of the Consumer
Product Safety Act (CPSA; 15 U.S.C.
2051–2089) requires manufacturers of
products subject to a consumer product
safety rule under the CPSA, or to a
similar rule, ban, standard, or regulation
under any other act enforced by the
Commission, to certify that the products
comply with all applicable CPSC
requirements. 15 U.S.C. 2063(a). Such
certification must be based on a test of
each product, or on a reasonable testing
program, or, for children’s products, on
tests of a sufficient number of samples
by a third party conformity assessment
body accredited by CPSC to test
according to the applicable
requirements. As noted, standards
issued under section 104(b)(1)(B) of the
CPSIA are ‘‘consumer product safety
standards.’’ Thus, they are subject to the
testing and certification requirements of
section 14 of the CPSA.
Because infant swings are children’s
products, a CPSC-accepted third party
conformity assessment body must test
samples of the products. Products
subject to part 1223 also must comply
with all other applicable CPSC
requirements, such as the lead content
PO 00000
Frm 00089
Fmt 4700
Sfmt 4700
4965
requirements in section 101 of the
CPSIA,8 the phthalates prohibitions in
section 108 of the CPSIA 9 and 16 CFR
part 1307, the tracking label
requirements in section 14(a)(5) of the
CPSA,10 and the consumer registration
form requirements in section 104(d) of
the CPSIA.11
E. Notice of Requirements
In accordance with section
14(a)(3)(B)(iv) of the CPSIA, the
Commission previously published a
notice of requirements (NOR) for
accreditation of third party conformity
assessment bodies for testing infant
swings. 78 FR 15836 (Mar. 12, 2013).
The NOR provided the criteria and
process for CPSC to accept accreditation
of third party conformity assessment
bodies for testing infant swings to 16
CFR part 1223. The NORs for all
mandatory standards for durable infant
or toddler products are listed in the
Commission’s rule, ‘‘Requirements
Pertaining to Third Party Conformity
Assessment Bodies,’’ codified in 16 CFR
part 1112. Id.
ASTM F2088–20 includes revised
requirements for testing infant swings.
However, these revisions to test
requirements do not require additional
equipment or test protocols beyond
those that already exist in the standard.
Accordingly, the revisions do not
significantly change the way that third
party conformity assessment bodies test
these products for compliance with the
infant swings standard. Laboratories
will begin testing to the new standard
when ASTM F2088–20 goes into effect,
and the existing accreditations that the
Commission has accepted for testing to
this standard will cover testing to the
revised standard. Therefore, the
Commission considers the existing
CPSC-accepted laboratories for testing to
ASTM F2088–13 to be capable of testing
to ASTM F2088–20 as well.
Accordingly, the existing NOR for this
standard will remain in place, and
CPSC-accepted third party conformity
assessment bodies are expected to
update the scope of the testing
laboratories’ accreditations to reflect the
revised standard in the normal course of
renewing their accreditations.
F. Direct Final Rule Process
The Commission is issuing this rule
as a direct final rule. Although the
Administrative Procedure Act (APA; 5
U.S.C. 551–559) generally requires
agencies to provide notice of a rule and
8 15
U.S.C. 1278a.
U.S.C. 2057c.
10 15 U.S.C. 2063(a)(5).
11 15 U.S.C. 2056a(d).
9 15
E:\FR\FM\19JAR1.SGM
19JAR1
khammond on DSKJM1Z7X2PROD with RULES
4966
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
an opportunity for interested parties to
comment on it, section 553 of the APA
provides an exception when the agency,
‘‘for good cause finds,’’ that notice and
comment are ‘‘impracticable,
unnecessary, or contrary to the public
interest.’’ Id. 553(b)(B). The Commission
concludes that when it updates a
reference to an ASTM standard that the
Commission incorporated by reference
under section 104(b) of the CPSIA,
notice and comment are not necessary.
Under the process set out in section
104(b)(4)(B) of the CPSIA, when ASTM
revises a standard that the Commission
has previously incorporated by
reference under section 104(b)(1)(B) of
the CPSIA, that revision will become the
new CPSC standard, unless the
Commission determines that ASTM’s
revision does not improve the safety of
the product. Thus, unless the
Commission makes such a
determination, the ASTM revision
becomes CPSC’s standard by operation
of law. The Commission is allowing
ASTM F2088–20 to become CPSC’s new
standard. The purpose of this direct
final rule is to update the reference in
the Code of Federal Regulations (CFR)
so that it reflects the version of the
standard that takes effect by statute.
This rule updates the reference in the
CFR, but under the terms of the CPSIA,
ASTM F2088–20 takes effect as the new
CPSC standard for infant swings, even if
the Commission does not issue this rule.
Thus, public comments would not alter
substantive changes to the standard or
the effect of the revised standard as a
consumer product safety standard under
section 104(b) of the CPSIA. Under
these circumstances, notice and
comment are unnecessary.
In Recommendation 95–4, the
Administrative Conference of the
United States (ACUS) endorses direct
final rulemaking as an appropriate
procedure to expedite rules that are
noncontroversial and that are not
expected to generate significant adverse
comments. See 60 FR 43108 (Aug. 18,
1995). ACUS recommends that agencies
use the direct final rule process when
they act under the ‘‘unnecessary’’ prong
of the good cause exemption in 5 U.S.C.
553(b)(B). Consistent with the ACUS
recommendation, the Commission is
publishing this rule as a direct final
rule, because CPSC does not expect any
significant adverse comments.
Unless CPSC receives a significant
adverse comment within 30 days of this
notification, the rule will become
effective on April 3, 2021. In accordance
with ACUS’s recommendation, the
Commission considers a significant
adverse comment to be ‘‘one where the
commenter explains why the rule would
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
be inappropriate,’’ including an
assertion challenging ‘‘the rule’s
underlying premise or approach,’’ or a
claim that the rule ‘‘would be ineffective
or unacceptable without change.’’ 60 FR
43108, 43111. As noted, this rule merely
updates a reference in the CFR to reflect
a change that occurs by statute.
If the Commission receives a
significant adverse comment, the
Commission will withdraw this direct
final rule. Depending on the comment
and other circumstances, the
Commission may then incorporate the
adverse comment into a subsequent
direct final rule or publish a notice of
proposed rulemaking, providing an
opportunity for public comment.
G. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA;
5 U.S.C. 601–612) generally requires
agencies to review proposed and final
rules for their potential economic
impact on small entities, including
small businesses, and prepare regulatory
flexibility analyses. 5 U.S.C. 603, 604.
The RFA applies to any rule that is
subject to notice and comment
procedures under section 553 of the
APA. Id. As discussed in section F.
Direct Final Rule Process of this
preamble, the Commission has
determined that notice and the
opportunity to comment are
unnecessary for this rule. Therefore, the
RFA does not apply. CPSC also notes
the limited nature of this document,
which merely updates the incorporation
by reference to reflect the mandatory
CPSC standard that takes effect under
section 104 of the CPSIA.
H. Paperwork Reduction Act
The current mandatory standard for
infant swings includes requirements for
marking, labeling, and instructional
literature that constitute a ‘‘collection of
information,’’ as defined in the
Paperwork Reduction Act (PRA; 44
U.S.C. 3501–3521). The revised
mandatory standard does not alter these
requirements. The Commission took the
steps required by the PRA for
information collections when it adopted
16 CFR part 1223, including obtaining
approval and a control number. Because
the information collection is unchanged,
the revision does not affect the
information collection requirements or
approval related to the standard.
I. Environmental Considerations
The Commission’s regulations
provide a categorical exclusion for the
Commission’s rules from any
requirement to prepare an
environmental assessment or an
environmental impact statement where
PO 00000
Frm 00090
Fmt 4700
Sfmt 4700
they ‘‘have little or no potential for
affecting the human environment.’’ 16
CFR 1021.5(c)(2). This rule falls within
the categorical exclusion, so no
environmental assessment or
environmental impact statement is
required.
J. Preemption
Section 26(a) of the CPSA provides
that where a consumer product safety
standard is in effect and applies to a
product, no state or political
subdivision of a state may either
establish or continue in effect a
requirement dealing with the same risk
of injury unless the state requirement is
identical to the Federal standard. 15
U.S.C. 2075(a). Section 26(c) of the
CPSA also provides that states or
political subdivisions of states may
apply to CPSC for an exemption from
this preemption under certain
circumstances. Section 104(b) of the
CPSIA deems rules issued under that
provision ‘‘consumer product safety
standards.’’ Therefore, once a rule
issued under section 104 of the CPSIA
takes effect, it will preempt in
accordance with section 26(a) of the
CPSA.
K. Effective Date
Under the procedure set forth in
section 104(b)(4)(B) of the CPSIA, when
a voluntary standards organization
revises a standard that the Commission
adopted as a mandatory standard, the
revision becomes the CPSC standard
within 180 days of notification to the
Commission, unless the Commission
determines that the revision does not
improve the safety of the product, or the
Commission sets a later date in the
Federal Register. 15 U.S.C.
2056a(b)(4)(B). The Commission is
taking neither of those actions with
respect to the standard for infant
swings. Therefore, ASTM F2088–20
automatically will take effect as the new
mandatory standard for infant swings on
April 3, 2021, 180 days after the
Commission received notice of the
revision on October 5, 2020. As a direct
final rule, unless the Commission
receives a significant adverse comment
within 30 days of this notice, the rule
will become effective on April 3, 2021.
L. Congressional Review Act
The Congressional Review Act (CRA;
5 U.S.C. 801–808) states that before a
rule may take effect, the agency issuing
the rule must submit the rule, and
certain related information, to each
House of Congress and the Comptroller
General. 5 U.S.C. 801(a)(1). The CRA
submission must indicate whether the
rule is a ‘‘major rule.’’ The CRA states
E:\FR\FM\19JAR1.SGM
19JAR1
Federal Register / Vol. 86, No. 11 / Tuesday, January 19, 2021 / Rules and Regulations
that the Office of Information and
Regulatory Affairs (OIRA) determines
whether a rule qualifies as a ‘‘major
rule.’’
Pursuant to the CRA, this rule does
not qualify as a ‘‘major rule,’’ as defined
in 5 U.S.C. 804(2). To comply with the
CRA, CPSC will submit the required
information to each House of Congress
and the Comptroller General.
List of Subjects in 16 CFR Part 1223
Consumer protection, Imports,
Incorporation by reference, Imports,
Infants and children, Law enforcement,
Safety, Toys.
For the reasons discussed in the
preamble, the Commission amends 16
CFR chapter II as follows:
PART 1223—SAFETY STANDARD FOR
INFANT SWINGS
1. Revise the authority citation for part
1223 to read as follows:
■
Authority: Sec. 104, Pub. L. 110–314, 122
Stat. 3016 (15 U.S.C. 2056a); Sec 3, Pub. L.
112–28, 125 Stat. 273.
■
2. Revise § 1223.2 to read as follows:
khammond on DSKJM1Z7X2PROD with RULES
§ 1223.2
Requirements for infant swings.
Each infant swing shall comply with
all applicable provisions of ASTM
F2088–20, Standard Consumer Safety
Specification for Infant and Cradle
Swings, approved on June 15, 2020. The
Director of the Federal Register
approves this incorporation by reference
in accordance with 5 U.S.C. 552(a) and
1 CFR part 51. You may obtain a copy
from ASTM International, 100 Barr
Harbor Drive, P.O. Box C700, West
Conshohocken, PA 19428–2959; phone:
(610) 832–9585; www.astm.org. A readonly copy of the standard is available
for viewing on the ASTM website at
https://www.astm.org/
READINGLIBRARY/. You may inspect a
copy at the Division of the Secretariat,
U.S. Consumer Product Safety
Commission, Room 820, 4330 East West
Highway, Bethesda, MD 20814,
telephone (301) 504–7479, email: cpscos@cpsc.gov, or at the National Archives
and Records Administration (NARA).
For information on the availability of
this material at NARA, email
fedreg.legal@nara.gov, or go to:
www.archives.gov/federal-register/cfr/
ibr-locations.html.
Alberta E. Mills,
Secretary, Consumer Product Safety
Commission.
[FR Doc. 2020–28362 Filed 1–15–21; 8:45 am]
BILLING CODE 6355–01–P
VerDate Sep<11>2014
16:33 Jan 17, 2021
Jkt 253001
Notification of continuation of
temporary travel restrictions; correction.
DEPARTMENT OF HOMELAND
SECURITY
ACTION:
U.S. Customs and Border Protection
SUMMARY:
19 CFR Chapter I
Notification of Temporary Travel
Restrictions Applicable to Land Ports
of Entry and Ferries Service Between
the United States and Canada;
Correction
Office of the Secretary, U.S.
Department of Homeland Security; U.S.
Customs and Border Protection, U.S.
Department of Homeland Security.
ACTION: Notification of continuation of
temporary travel restrictions; correction.
AGENCY:
The Department of Homeland
Security (DHS) is making corrections to
a notice that appeared in the Federal
Register on December 22, 2020. The
document contained incorrect dates.
DATES: The corrections apply to the
notification published in the Federal
Register December 22, 2020.
FOR FURTHER INFORMATION CONTACT:
Stephanie Watson, Office of Field
Operations Coronavirus Coordination
Cell, U.S. Customs and Border
Protection (CBP) at 202–325–0840.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Correction
In the Federal Register of December
22, 2020, in FR Doc. 2020–28381—
• On page 83432, in the first column,
correct the words ‘‘January 21, 2020.’’ to
read, ‘‘January 21, 2021.’’; and
• On page 83433, in the second
column, correct the words ‘‘January 21,
2020.’’ to read, ‘‘January 21, 2021.’’
Christina E. McDonald,
Associate General Counsel for Regulatory
Affairs.
[FR Doc. 2020–28875 Filed 1–15–21; 8:45 am]
BILLING CODE 9111–12–P
DEPARTMENT OF HOMELAND
SECURITY
U.S. Customs and Border Protection
19 CFR Chapter I
Notification of Temporary Travel
Restrictions Applicable to Land Ports
of Entry and Ferries Service Between
the United States and Mexico;
Correction
Office of the Secretary, U.S.
Department of Homeland Security; U.S.
Customs and Border Protection, U.S.
Department of Homeland Security.
AGENCY:
PO 00000
Frm 00091
Fmt 4700
Sfmt 4700
4967
The Department of Homeland
Security (DHS) is making corrections to
a notice that appeared in the Federal
Register on December 22, 2020. The
document contained incorrect dates.
DATES: The corrections apply to the
notification published in the Federal
Register December 22, 2020.
FOR FURTHER INFORMATION CONTACT:
Stephanie Watson, Office of Field
Operations Coronavirus Coordination
Cell, U.S. Customs and Border
Protection (CBP) at 202–325–0840.
SUPPLEMENTARY INFORMATION:
Correction
In the Federal Register of December
22, 2020, in FR Doc. 2020–28375—
• On page 83433, in the third column,
correct the words ‘‘January 21, 2020.’’ to
read, ‘‘January 21, 2021.’’; and
• On page 83434, in the third column,
correct the words ‘‘January 21, 2020.’’ to
read, ‘‘January 21, 2021.’’
Christina E. McDonald,
Associate General Counsel for Regulatory
Affairs, U.S. Department of Homeland
Security.
[FR Doc. 2020–28876 Filed 1–15–21; 8:45 am]
BILLING CODE 9112–FP–P
DEPARTMENT OF HOMELAND
SECURITY
U.S. Customs and Border Protection
19 CFR Chapter I
Notification of Temporary Travel
Restrictions Applicable to Land Ports
of Entry and Ferries Service Between
the United States and Mexico
Office of the Secretary, U.S.
Department of Homeland Security; U.S.
Customs and Border Protection, U.S.
Department of Homeland Security.
ACTION: Notification of continuation of
temporary travel restrictions.
AGENCY:
This document announces the
decision of the Secretary of Homeland
Security (Secretary) to continue to
temporarily limit the travel of
individuals from Mexico into the United
States at land ports of entry along the
United States-Mexico border. Such
travel will be limited to ‘‘essential
travel,’’ as further defined in this
document.
DATES: These restrictions go into effect
at 12 a.m. Eastern Standard Time (EST)
on January 22, 2021 and will remain in
effect until 11:59 p.m. EST on February
21, 2021.
SUMMARY:
E:\FR\FM\19JAR1.SGM
19JAR1
Agencies
[Federal Register Volume 86, Number 11 (Tuesday, January 19, 2021)]
[Rules and Regulations]
[Pages 4961-4967]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-28362]
=======================================================================
-----------------------------------------------------------------------
CONSUMER PRODUCT SAFETY COMMISSION
16 CFR Part 1223
[Docket No. CPSC-2013-0025]
Revisions to Safety Standard for Infant Swings
AGENCY: Consumer Product Safety Commission.
ACTION: Direct final rule.
-----------------------------------------------------------------------
SUMMARY: In November 2012, the U.S. Consumer Product Safety Commission
(CPSC) published a consumer product safety standard for infant swings
under section 104 of the Consumer Product Safety Improvement Act of
2008 (CPSIA). The standard incorporated by reference the ASTM voluntary
standard that was in effect for infant swings at the time. The CPSIA
sets forth a process for updating mandatory standards for durable
infant or toddler products that are based on a voluntary standard, when
a voluntary standards organization revises the standard. Consistent
with the CPSIA update process, the Commission issued a direct final
rule in October 2013, to revise the incorporation by reference for the
mandatory swings standard, to reflect ASTM'S revised voluntary
standard. Since 2013, ASTM has revised the voluntary standard for
infant swings three times. This direct final rule updates the mandatory
standard for infant swings to incorporate by reference ASTM's 2020
version of the voluntary standard.
DATES: The rule is effective on April 3, 2021, unless CPSC receives a
significant adverse comment by February 18, 2021. If CPSC receives such
a comment, it will publish a notice in the Federal Register,
withdrawing this direct final rule before its effective date. The
incorporation by reference of the publication listed in this rule is
approved by the Director of the Federal Register as of April 3, 2021.
ADDRESSES: You can submit comments, identified by Docket No. CPSC-2013-
0025, by any of the following methods:
Electronic Submissions: Submit electronic comments to the Federal
eRulemaking Portal at: https://www.regulations.gov. Follow the
instructions for submitting comments. CPSC does not accept comments
submitted by electronic mail (email), except through https://www.regulations.gov. CPSC encourages you to submit electronic comments
by using the Federal eRulemaking Portal, as described above.
Mail/hand delivery/courier Written Submissions: Submit comments by
mail/hand delivery/courier to: Division of the Secretariat, Consumer
Product Safety Commission, Room 820, 4330 East West Highway, Bethesda,
MD 20814; telephone: (301) 504-7479. Alternatively, as a temporary
option during the COVID-19 pandemic, you may email such submissions to:
[email protected].
Instructions: All submissions must include the agency name and
docket number for this notice. CPSC may post all comments without
change, including any personal identifiers, contact information, or
other personal information provided, to: https://www.regulations.gov.
Do not submit electronically: Confidential business information, trade
secret information, or other sensitive or protected information that
you do not want to be available to the public. If you wish to submit
such information, please submit it according to the instructions for
mail/hand delivery/courier written submissions.
Docket: For access to the docket to read background documents or
comments received, go to: https://www.regulations.gov, and insert the
docket number, CPSC-2013-0025, into the ``Search'' box, and follow the
prompts.
FOR FURTHER INFORMATION CONTACT: Keysha Walker, Compliance Officer,
U.S. Consumer Product Safety Commission, 4330 East West Highway,
Bethesda, MD 20814; telephone (301) 504-6820; email: [email protected].
SUPPLEMENTARY INFORMATION:
A. Background
1. Statutory Authority
Section 104(b)(1) of the CPSIA requires the Commission to assess
the effectiveness of voluntary standards for durable infant or toddler
products and adopt mandatory standards for these products. 15 U.S.C.
2056a(b)(1). The mandatory standard must be ``substantially the same
as'' the voluntary standard, or may be ``more stringent than'' the
voluntary standard, if the Commission determines that more stringent
requirements would further reduce the risk of injury associated with
the product. Id.
Section 104(b)(4)(B) of the CPSIA specifies the process for when a
voluntary standards organization revises a standard that the Commission
incorporated by reference under section 104(b)(1). First, the voluntary
standards organization must notify the Commission of the revision. Once
the Commission receives this notification, the Commission may reject or
accept the revised standard. The Commission may reject the revised
standard by notifying the voluntary standards organization that it has
determined that the revised standard does not improve the safety of the
consumer product and that it is retaining the existing standard. When
rejecting a revision, the Commission must notify the voluntary
standards organization of this determination within 90 days of
receiving notice of the revision. If the Commission does not take this
action to reject the revised standard, the revised voluntary standard
will be considered a consumer product safety standard issued under
section 9 of the Consumer Product Safety Act (15 U.S.C. 2058),
effective 180 days after the Commission received notification of the
revision (or a later date specified by the Commission in the Federal
Register). 15 U.S.C. 2056a(b)(4)(B).
2. Safety Standard for Infant Swings
Under section 104(b)(1) of the CPSIA, the Commission adopted a
mandatory rule for infant swings, codified in 16 CFR part 1223. The
rule incorporated by reference ASTM F2088-12a, Standard Consumer Safety
Specification for Infant Swings, with modifications to the labeling and
test method requirements.\1\ 77 FR 66703 (Nov. 7, 2012). At the time
the Commission published the final rule, ASTM F2088-12a was the current
version of the voluntary standard.
---------------------------------------------------------------------------
\1\ The modifications included changes to the required warning
label content and a revised test method to address an omission in
the voluntary standard for toy mobiles attached to swings.
---------------------------------------------------------------------------
In April 2013, ASTM notified CPSC that it had issued a revised
standard for infant swings, ASTM F2088-13. In accordance with the
procedures set out in section 104(b)(4)(B) of the CPSIA, the revised
standard became the new
[[Page 4962]]
mandatory standard for infant swings. The Commission published a direct
final rule to update 16 CFR part 1223, incorporating by reference ASTM
F2088-13, without modification. 78 FR 37706 (June 24, 2013). After the
Commission issued the revised mandatory standard in 2013, ASTM approved
two more revisions: ASTM F2088-15 and ASTM F2088-19. However, ASTM did
not officially notify CPSC of these revisions under CPSIA section
104(b)(4)(B). Consequently, these revised standards did not become the
mandatory standards by operation of law, and the Commission did not
update the mandatory standard to incorporate by reference these revised
ASTM standards. Therefore, ASTM F2088-13 remained the mandatory
standard.
On October 5, 2020, ASTM notified CPSC that it had revised the
voluntary standard for infant swings, approving ASTM F2088-20 on June
15, 2020.\2\ As this preamble discusses, based on CPSC staff's review
of ASTM F2088-20,\3\ the Commission will allow the revised voluntary
standard to become the mandatory standard because the revised
requirements in the voluntary standard either improve the safety of
infant swings, or are safety neutral. Accordingly, by operation of law
under section 104(b)(4)(B) of the CPSIA, ASTM F2088-20 will become the
mandatory consumer product safety standard for infant swings on April
3, 2021. 15 U.S.C. 2056a(b)(4)(B). This direct final rule updates 16
CFR part 1223 to incorporate by reference the revised voluntary
standard, ASTM F2088-20.
---------------------------------------------------------------------------
\2\ ASTM published ASTM F2088-20 in July 2020.
\3\ CPSC staff's briefing memorandum regarding ASTM F2088-20 is
available at: https://cpsc.gov/s3fs-public/ASTMs-Revised-Safety-Standard-for-Infant-and-Cradle-Swings.pdf?dTN6hRTePdlXPZ8oDFUd8DGAFHvUmP5i.
---------------------------------------------------------------------------
B. Revisions to ASTM F2088
The ASTM standard for infant swings includes performance
requirements, test methods, and requirements for warning labels and
instructional literature, to address hazards to infants associated with
infant swings. ASTM has revised the voluntary standard for infant
swings three times since ASTM F2088-13, which is the current mandatory
standard. This section describes the changes in these three editions of
the standard--ASTM F2088-15, ASTM F2088-19, and ASTM F2088-20. The
revisions that ASTM included in the 2015 and 2019 versions of the
standard are also in the newly revised version, ASTM F2088-20, although
some section and figure numbers have changed to accommodate other
revisions.
1. ASTM F2088-15
On October 1, 2015, ASTM approved a revised version of the
standard, ASTM F2088-15. ASTM did not notify the Commission of this
revision. ASTM F2088-15 included one substantive change, several
revisions to clarify existing requirements, and editorial revisions
that did not alter substantive requirements in the standard or affect
safety. The revisions that ASTM included in the 2015 version of the
standard are also in the newly revised version, ASTM F2088-20.
a. Substantive Revisions
Section 6.5.2 of ASTM F2088-15 states: ``Swings with a maximum seat
back angle greater than 50 degrees from horizontal measured in
accordance with 7.13 shall include shoulder straps as part of the
restraint system.'' This requirement was already in the standard in
ASTM F2088-13. However, ASTM F2088-15 added revised procedures for
measuring the seat back and bottom angles for seat designs without a
defined intersection of the seat bottom and back (i.e., curved seats),
by adding a new figure to indicate how to determine the intersection
for curved seats (Figure 11, sections 7.13-7.15). ASTM F2088-15 also
added the word ``gently'' to the direction to ``gently place the Hinged
Weight Gage--Infant'' in this procedure (sections 7.13-7.15).
ASTM F2088-13 did not address how to measure seat angles for curved
seat designs. Without a defined method, test laboratories were left to
interpret how to place the Hinged Weight Gauge--Infant in the seat,
resulting in inconsistent measurements among test laboratories.
Inconsistent measurements among test laboratories are problematic
because these seat back angle measurements determine whether the
product requires shoulder straps. Shoulder straps provide additional
safety for infant swings, by preventing infant occupants from slumping
forward when the seat back angle is greater than 50 degrees. Therefore,
greater consistency in seat back measurements for curved seat designs
improves the safety of infant swings, by ensuring that shoulder straps
are included for infant swings with larger seat back angles.
b. Non-Substantive Revisions
ASTM F2088-15 also added information to provide greater clarity to
consumers. ASTM F2088-13 already required a warning statement to
``discontinue use of swing when infant attempts to climb out.'' ASTM
F2088-15 added ``(approximately 9 months)'' to this warning, to provide
additional guidance to consumers on when to stop using the product
(section 8.3.1.1(3)). ASTM F2088-15 also added minor formatting changes
to align with ASTM form and style guidelines (e.g., changed ``in'' to
``in.''). These revisions are neutral regarding the safety of infant
swings because they do not change any substantive requirements.
2. ASTM F2088-19
On November 15, 2019, ASTM approved a revised version of the
standard, ASTM F2088-19. ASTM did not notify the Commission of this
revision. ASTM F2088-19 included one substantive change, as well as
several editorial revisions that did not alter substantive requirements
in the standard or affect safety. The revisions that ASTM included in
the 2019 version of the standard are also in the newly revised version,
ASTM F2088-20.
a. Substantive Revisions
ASTM F2088-19 added a definition for ``tethered strap'' (section
3.1.11), a performance requirement (section 6.9), and a test method
(section 7.16) to address possible entanglement of non-occupant
children in exposed tethered straps that connect the underside of the
seat to the product frame or to other straps. The new requirements only
apply to tethered straps, and not straps that are loose or hanging from
the product (i.e., not connected to other components). The new
requirement limits the length of tethered straps to a maximum of 16
inches, when measured from the back of the seat to the first attachment
point (e.g., another strap or part of the product frame) in accordance
with the test method in section 7.16.
ASTM based the 16-inch limit on the approximate perimeter of the
small head probe described in ASTM F406-19, Standard Consumer Safety
Specification for Non-Full-Size Baby Cribs/Play Yards, which is 16.3
inches (section X1.4). The small head probe represents a 5th percentile
6-month-old child, which is the youngest child with the developmental
ability to become entrapped in a tethered strap.\4\ The ASTM ballot
that lead to these requirements stated that they were intended to
prevent a 6-month-old or older child from becoming entangled if exposed
tethered straps under the seat of an infant swing formed a loop.
---------------------------------------------------------------------------
\4\ ASTM F406-19, Section 5.15.3 states: ``The small head probe
represents the 5th percentile 6-month-old child because that is the
youngest child having the developmental abilities to become
entrapped.''
---------------------------------------------------------------------------
[[Page 4963]]
The new test method regarding tethered straps first assesses
whether, over the course of five attempts, the tethered straps separate
from the seat using a pull force of 5 pounds. If the tethered straps
separate in all five attempts, the tethered straps are exempt from the
length limit. If the tethered straps remain attached in any one of the
five attempts, the tethered straps under the seat are subject to the
16-inch maximum length limit. The test method also explains how to
measure the length of the strap to determine whether it complies with
the 16-inch limit, and refers to the new Figures 14 and 15 as examples.
These figures illustrate how to measure the exposed length on two types
of tethered strap configurations. For straps that attach to a rigid
portion of the product, the length is measured from the point where the
strap connects with the rigid surface (Figure 14). For straps that
attach to another strap, the length is measured from the point where
the strap first attaches to the other strap (Figure 15).
ASTM F2088-15 did not address the entanglement hazard for non-
occupant children associated with tethered straps. As such, these added
requirements improve the safety of infant swings by addressing this
hazard for certain tethered strap designs.\5\
---------------------------------------------------------------------------
\5\ See staff's briefing memorandum, available at https://cpsc.gov/s3fs-public/ASTMs-Revised-Safety-Standard-for-Infant-and-Cradle-Swings.pdf?dTN6hRTePdlXPZ8oDFUd8DGAFHvUmP5i, for discussion
of staff's assessment that these added requirements only address the
hazard for certain tethered strap designs.
---------------------------------------------------------------------------
b. Non-Substantive Revisions
ASTM F2088-19 also included minor additions and revisions that did
not affect the substantive requirements in the standard. The following
revisions are neutral regarding the safety of infant swings because
they do not change any substantive requirements:
Section 1.5 says ``safety, health and environmental,''
instead of ``safety and health'';
a new section 1.6 indicates that ASTM developed the
standard in accordance with principles recognized by the World Trade
Organization;
in section 2.1, the list of referenced ASTM standards
reflects a change to the title of ASTM D3359 and adds ASTM F406,
Standard Consumer Safety Specification for Non-Full-Size Baby Cribs/
Play Yards;
revised unit expressions align with ASTM form and style
guidelines (e.g., changed ``hour'' to ``h''; changed ``73
9 [deg]F'' to ``73 [deg]F 9 [deg]F'');
minor spelling changes (e.g., changed ``a/c'' to ``AC'');
and
updated section numbers to reflect added sections.
3. ASTM F2088-20
On June 15, 2020, ASTM approved a revised version of the standard,
ASTM F2088-20. In accordance with CPSIA section 104(b)(4)(B), ASTM
notified CPSC of this revision on October 5, 2020. ASTM F2088-20
includes several substantive changes, several revisions to clarify
existing requirements, and editorial revisions that do not alter
substantive requirements in the standard or affect safety. The
revisions that ASTM included in the 2015 and 2019 versions of the
standard are also in the newly revised version, ASTM F2088-20.\6\
---------------------------------------------------------------------------
\6\ Some section and figure numbers may differ in ASTM F2088-20
due to other revisions.
---------------------------------------------------------------------------
Several changes in ASTM F2088-20 are intended to align with wording
changes ASTM initiated for all of its juvenile products standards.
After publishing ASTM F2088-13, ASTM convened a task group, the ASTM Ad
Hoc Wording Task Group (Ad Hoc TG) to harmonize the wording of common
provisions (e.g., introduction, scope, protective components), as well
as warning label requirements, across durable infant and toddler
product voluntary standards. The Ad Hoc TG consists of members of
various durable nursery products voluntary standards committees,
including CPSC staff. The final Ad Hoc TG recommendations are in a
reference document, titled, ``Recommended Language Approved by Ad Hoc
Task Group, Revision E, May 28, 2019,'' and are part of the F15
Committee Documents. ASTM F15 committees have used these
recommendations to update juvenile products standards so that common
provisions and requirements for warnings are consistent across the
standards.\7\ There are substantive and non-substantive revisions in
ASTM F2088-20 that are intended to align with the Ad Hoc TG
recommendations; these revisions are explained in more detail in
subsections a. Substantive Revisions and b. Non-Substantive Revisions,
below.
---------------------------------------------------------------------------
\7\ This process is ongoing, and ASTM has not yet updated all of
its juvenile products standards to reflect these changes.
---------------------------------------------------------------------------
a. Substantive Revisions
ASTM F2088-20 includes revisions and additions to substantive
requirements, as well as changes that make existing requirements
clearer or more explicit.
Scope. A new section 1.3 specifies that the standard covers
products with a powered mechanism that provides a swinging or gliding
seat/cradle in any direction relative to the frame. Section 1.3 also
notes that swinging or gliding mechanisms can be powered by batteries,
AC adapters, wind-up mechanisms, or other means. These revisions do not
expand or modify the scope of the standard. Other sections of the
standard already addressed the listed features (e.g., requirements
regarding battery compartments and AC adapters), indicating that
products with those features are within the scope of the standard. This
revision merely highlights and clarifies that the standard covers this
range of products. Accordingly, these changes to section 1.3 are
neutral to the safety of infant swings because they do not alter any
substantive requirements.
Section 1.3 also specifies that the standard does not cover
products that are intended to provide sleeping accommodations for the
occupant. This revision does not alter the scope of the standard.
However, explicitly stating that the infant swing standard does not
cover products intended for infant sleep will assist manufacturers to
recognize that the swing standard is not applicable to products
intended for sleep, which are subject to other standards. As such, this
revision improves the safety of infant swings because it clarifies the
types of products that are subject to the standard.
Referenced Documents. Section 2.1 includes a new reference to ASTM
F2194, Standard Consumer Safety Specification for Bassinets and
Cradles, because this standard is referenced as part of a new
requirement (see General Requirements, below).
Terminology. ASTM F2088-20 updates two definitions and adds a third
to align with the Ad Hoc TG recommendations. The terms ``conspicuous''
(Section 3.1.2) and ``static load'' (Section 3.1.11) were already
defined in the standard; the revisions simply modify wording and do not
alter the substantive meaning of the terms. ``Protective component''
(Section 3.1.10) was not previously defined in the standard, but there
were already requirements for ``protective components'' in the
standard, and those provisions described the meaning of the term. The
revision moves that description to a formal definition.
ASTM F2088-20 also includes updated definitions for ``cradle
swing'' (Section 3.1.3) and ``infant swing'' (Section 3.1.5) to specify
the maximum developmental and age limit for each product. This
information was already in the warning requirements; the revisions only
add these details to the formal definitions.
[[Page 4964]]
ASTM also added a new definition for ``combination swing'' (Section
3.1.1.) to address products with both a cradle swing and infant swing
use, mode, or position. The standard already addressed ``combination
swings''--Section 8.5 describes them as products with both a cradle
mode and a seated mode, and applies labeling requirements to them.
However, the standard did not previously contain a formal definition of
the term.
ASTM also revised the definition of ``travel swing'' (Section
3.1.14). Previously, ASTM defined ``travel swing'' as a ``low-profile,
compact swing,'' grouping all compact swing products into a single
term. The revised definition does the same, but because of the revised
definitions of ``infant swing,'' ``cradle swing,'' and ``combination
swing,'' the revised definition of ``travel swing'' lists the compact
versions of each product type (i.e., ``low-profile, compact infant,
cradle, or combination swing'').
These revisions to the terminology in ASTM F2088-20 are neutral to
the safety of infant swings because they do not alter the meaning of
the terms or the substantive requirements that apply to these products.
General Requirements. ASTM F2088-20 includes revised requirements
for protective components (Section 5.8). The standard already required
testing to assess the potential removal of protective components. The
revision specifies that all protective components that are accessible
to a child in or around the product must be evaluated according to the
requirements for protective components. As such, the revision clarifies
which protective components to assess. This revision improves the
safety of infant swings because it ensures that all accessible
protective components are tested for potential removal.
The standard also includes a new requirement that cradle swings or
combination swings in a cradle swing use, mode, or position, while in
the rest (i.e., non-rocking) position, comply with the requirements of
ASTM F2194, Standard Consumer Safety Specification for Bassinets and
Cradles (section 5.11). As a general matter, ASTM F2088-20 does not
cover products that are intended as sleeping accommodations (section
1.3) and the standard requires swings to display warnings that the
products are not safe for unattended sleep (section 8.5.1). However,
cradle swings, when at rest, have characteristics that are consistent
with a stationary bassinet or cradle, where the occupant is lying flat,
and is not being rocked. As such, cradle swings, while at rest, may
serve as a sleep surface, despite the on-product warnings. If used as a
sleep surface, these swings may present hazards consistent with a
bassinet or cradle. ASTM F2194 addresses these hazards, including
requirements to provide a safe sleep environment. This addition
improves the safety of infant swings because it requires swings that
function like bassinets or cradles to meet the safety requirements for
such products.
Performance Requirements. Section 6.5 already included requirements
for restraint systems and specified that a restraint system is required
to secure an occupant in the seated position in any manufacturer-
recommended use positions. However, ASTM F2088-20 adds to this
requirement that cradle swings and combination swings, when in all
manufacturer's use positions as a cradle swing, shall not have a
restraint system. This prevents occupants of cradle swings (which are
intended for infants from birth to approximately 5 months old) from
getting entangled in restraints while lying flat, and is consistent
with the bassinet standard (ASTM F2194). This revision improves the
safety of infant swings by addressing a potential entanglement hazard.
Marking and Labeling. ASTM F2088-20 does not include the previous
requirement that manufacturers mark each product and its retail
packaging with a model number and change the model number when they
make changes to the product that affect conformance with the safety
standard (previous Section 8.1.2). The ASTM ballot that led to removing
this requirement suggested that the rationale was to provide
consistency with other juvenile products standards, which do not
contain this requirement. This requirement likely was intended to
facilitate recalls, by providing a way to identify products made during
a certain time. However, other remaining requirements accomplish this
purpose. Section 8.1.2 still requires manufacturers to mark products
with the month and year of manufacture, and 16 CFR 1130.4 requires
manufacturers that use model names or numbers to permanently mark that
identifying information on their infant or toddler products. Therefore,
the revision is neutral with respect to the safety of infant swings
because other requirements accomplish the same purpose.
ASTM F2088-20 also includes revised marking and labeling
requirements, including warning formatting and wording, to align with
the Ad Hoc TG recommendations.
Revised wording of warnings statements (Section 8.5) includes
changing ``Always secure infant in the restraint system provided'' to
``ALWAYS use restraints. Adjust to fit snugly,'' and changing ``Never
leave infant unattended in swing'' to ``Stay near and watch infant
during use.'' This revised language more directly indicates to
caregivers what actions to take.
The revised standard also includes two new warning subsections, for
combination swings (Section 8.5.3) and travel swings (Section 8.5.4).
The standard already included the warning requirements for these swing
designs, but they were embedded in the general warning requirements.
Moving them to individual sections based on product type highlights the
importance of these warnings and clearly matches warnings with the
corresponding product design.
The revised marking and labeling requirements in ASTM F2088-20
improve the safety of infant swings by providing clear, direct, and
product-specific requirements, and providing consistency across
juvenile product standards.
Instructional Literature. ASTM F2088-20 includes revised
requirements for instructional literature (Section 9) for consistency
with the Ad Hoc TG recommendations and the revised warning label
requirements in Section 8. These revisions improve the safety of infant
swings by providing clear warning information and instructional
literature that is consistent with the corresponding on-product
warnings and across juvenile product standards.
b. Non-Substantive Revisions
ASTM F2088-20 also includes minor additions and revisions that are
editorial and do not alter any substantive requirements in the
standard. Because they do not change any substantive requirements,
these revisions are neutral regarding the safety of infant swings.
Title. ASTM F2088-20 revises the title for the standard, changing
it from ``Standard Consumer Safety Specification for Infant Swings'' to
``Standard Consumer Safety Specification for Infant and Cradle
Swings.'' This title change does not alter the scope of the standard;
performance requirements and test methods for cradle swings have been
in the standard since ASTM first adopted it. This revision makes it
clear in the title that the standard applies to cradle swings.
Introduction. The revised standard includes updated introduction
language to align with the Ad Hoc TG recommendations. This includes
replacing the statements regarding reasonably foreseeable misuse or
abuse
[[Page 4965]]
with a single statement that conveys the same information.
Specifically, the revision retains the existing statement that the
voluntary standard covers normal and reasonably foreseeable misuse or
abuse of infant swings, and removes an additional sentence about
careless or blatant misuse. This revision clarifies, and does not
alter, the type of use covered by the standard. In addition, the
introduction includes minor wording changes (e.g., ``infant swing
incidents'' changed to ``incidents associated with swings intended for
infants'').
Scope. ASTM F2088-20 includes minor wording changes in the scope
section (e.g., deleting ``consumer safety'' from ``this consumer safety
specification'') to harmonize with the Ad Hoc TG recommendations
(Section 1.6).
Referenced Documents. ASTM F2088-20 includes a revised list of
referenced documents. ASTM updated the title of Section 2.2 from
``Federal Standards'' to ``Federal Regulations,'' and added a new
section 2.3 to include ANSI standards. These revisions are consistent
with other ASTM standards and aligns with the Ad Hoc TG
recommendations.
General Requirements. ASTM F2088-20 includes several revisions to
section 5 to harmonize the wording with the Ad Hoc TG recommendations.
These revisions include minor wording changes in the sections on
``Scissoring, Shearing, and Pinching'' (Section 5.5), ``Protective
Components'' (Section 5.8), and ``Toys'' (Section 5.10) (e.g., changing
``component'' to ``component(s),'' changing ``must meet'' to ``shall
comply with'').
Test Methods. Minor editorial revisions in the test methods section
(Section 7) maintain consistency with wording and unit expressions in
the rest of the standard and other ASTM standards (e.g., adding a space
after the number to change ``68 [deg]F 9 [deg]F'' to ``68
[deg]F 9 [deg]F,'' changing ``0.040'' to ``0.04,'' and
correcting the spelling of ``Gauge''). In addition, ASTM harmonized the
``Removal of Protective Components Test'' wording (Section 7.2) with
the Ad Hoc TG recommendations. These revisions do not alter the
substance of the requirements.
C. Incorporation by Reference
Section 1223.2 of the direct final rule incorporates by reference
ASTM F2088-20. The Office of the Federal Register (OFR) has regulations
regarding incorporation by reference. 1 CFR part 51. Under these
regulations, agencies must discuss, in the preamble to a final rule,
ways in which the material the agency incorporates by reference is
reasonably available to interested parties, and how interested parties
can obtain the material. In addition, the preamble to the final rule
must summarize the material. 1 CFR 51.5(b).
In accordance with the OFR regulations, section B. Revisions to
ASTM F2088, of this preamble summarizes the major provisions of ASTM
F2088-20 that the Commission incorporates by reference into 16 CFR part
1223. The standard is reasonably available to interested parties and
interested parties can purchase a copy of ASTM F2088-20 from ASTM
International, 100 Barr Harbor Drive, P.O. Box C700, West Conshohocken,
PA 19428-2959 USA; phone; 610-832-9585; www.astm.org. Additionally,
until the direct final rule takes effect, a read-only copy of ASTM
F2088-20 is available for viewing on ASTM's website at: https://www.astm.org/CPSC.htm. Once the rule takes effect, a read-only copy of
the standard will be available for viewing on the ASTM website at:
https://www.astm.org/READINGLIBRARY/. Interested parties can also
schedule an appointment to inspect a copy of the standard at CPSC's
Division of the Secretariat, U.S. Consumer Product Safety Commission,
Room 820, 4330 East West Highway, Bethesda, MD 20814, telephone: 301-
504-7479; email: [email protected].
D. Certification
Section 14(a) of the Consumer Product Safety Act (CPSA; 15 U.S.C.
2051-2089) requires manufacturers of products subject to a consumer
product safety rule under the CPSA, or to a similar rule, ban,
standard, or regulation under any other act enforced by the Commission,
to certify that the products comply with all applicable CPSC
requirements. 15 U.S.C. 2063(a). Such certification must be based on a
test of each product, or on a reasonable testing program, or, for
children's products, on tests of a sufficient number of samples by a
third party conformity assessment body accredited by CPSC to test
according to the applicable requirements. As noted, standards issued
under section 104(b)(1)(B) of the CPSIA are ``consumer product safety
standards.'' Thus, they are subject to the testing and certification
requirements of section 14 of the CPSA.
Because infant swings are children's products, a CPSC-accepted
third party conformity assessment body must test samples of the
products. Products subject to part 1223 also must comply with all other
applicable CPSC requirements, such as the lead content requirements in
section 101 of the CPSIA,\8\ the phthalates prohibitions in section 108
of the CPSIA \9\ and 16 CFR part 1307, the tracking label requirements
in section 14(a)(5) of the CPSA,\10\ and the consumer registration form
requirements in section 104(d) of the CPSIA.\11\
---------------------------------------------------------------------------
\8\ 15 U.S.C. 1278a.
\9\ 15 U.S.C. 2057c.
\10\ 15 U.S.C. 2063(a)(5).
\11\ 15 U.S.C. 2056a(d).
---------------------------------------------------------------------------
E. Notice of Requirements
In accordance with section 14(a)(3)(B)(iv) of the CPSIA, the
Commission previously published a notice of requirements (NOR) for
accreditation of third party conformity assessment bodies for testing
infant swings. 78 FR 15836 (Mar. 12, 2013). The NOR provided the
criteria and process for CPSC to accept accreditation of third party
conformity assessment bodies for testing infant swings to 16 CFR part
1223. The NORs for all mandatory standards for durable infant or
toddler products are listed in the Commission's rule, ``Requirements
Pertaining to Third Party Conformity Assessment Bodies,'' codified in
16 CFR part 1112. Id.
ASTM F2088-20 includes revised requirements for testing infant
swings. However, these revisions to test requirements do not require
additional equipment or test protocols beyond those that already exist
in the standard. Accordingly, the revisions do not significantly change
the way that third party conformity assessment bodies test these
products for compliance with the infant swings standard. Laboratories
will begin testing to the new standard when ASTM F2088-20 goes into
effect, and the existing accreditations that the Commission has
accepted for testing to this standard will cover testing to the revised
standard. Therefore, the Commission considers the existing CPSC-
accepted laboratories for testing to ASTM F2088-13 to be capable of
testing to ASTM F2088-20 as well. Accordingly, the existing NOR for
this standard will remain in place, and CPSC-accepted third party
conformity assessment bodies are expected to update the scope of the
testing laboratories' accreditations to reflect the revised standard in
the normal course of renewing their accreditations.
F. Direct Final Rule Process
The Commission is issuing this rule as a direct final rule.
Although the Administrative Procedure Act (APA; 5 U.S.C. 551-559)
generally requires agencies to provide notice of a rule and
[[Page 4966]]
an opportunity for interested parties to comment on it, section 553 of
the APA provides an exception when the agency, ``for good cause
finds,'' that notice and comment are ``impracticable, unnecessary, or
contrary to the public interest.'' Id. 553(b)(B). The Commission
concludes that when it updates a reference to an ASTM standard that the
Commission incorporated by reference under section 104(b) of the CPSIA,
notice and comment are not necessary.
Under the process set out in section 104(b)(4)(B) of the CPSIA,
when ASTM revises a standard that the Commission has previously
incorporated by reference under section 104(b)(1)(B) of the CPSIA, that
revision will become the new CPSC standard, unless the Commission
determines that ASTM's revision does not improve the safety of the
product. Thus, unless the Commission makes such a determination, the
ASTM revision becomes CPSC's standard by operation of law. The
Commission is allowing ASTM F2088-20 to become CPSC's new standard. The
purpose of this direct final rule is to update the reference in the
Code of Federal Regulations (CFR) so that it reflects the version of
the standard that takes effect by statute. This rule updates the
reference in the CFR, but under the terms of the CPSIA, ASTM F2088-20
takes effect as the new CPSC standard for infant swings, even if the
Commission does not issue this rule. Thus, public comments would not
alter substantive changes to the standard or the effect of the revised
standard as a consumer product safety standard under section 104(b) of
the CPSIA. Under these circumstances, notice and comment are
unnecessary.
In Recommendation 95-4, the Administrative Conference of the United
States (ACUS) endorses direct final rulemaking as an appropriate
procedure to expedite rules that are noncontroversial and that are not
expected to generate significant adverse comments. See 60 FR 43108
(Aug. 18, 1995). ACUS recommends that agencies use the direct final
rule process when they act under the ``unnecessary'' prong of the good
cause exemption in 5 U.S.C. 553(b)(B). Consistent with the ACUS
recommendation, the Commission is publishing this rule as a direct
final rule, because CPSC does not expect any significant adverse
comments.
Unless CPSC receives a significant adverse comment within 30 days
of this notification, the rule will become effective on April 3, 2021.
In accordance with ACUS's recommendation, the Commission considers a
significant adverse comment to be ``one where the commenter explains
why the rule would be inappropriate,'' including an assertion
challenging ``the rule's underlying premise or approach,'' or a claim
that the rule ``would be ineffective or unacceptable without change.''
60 FR 43108, 43111. As noted, this rule merely updates a reference in
the CFR to reflect a change that occurs by statute.
If the Commission receives a significant adverse comment, the
Commission will withdraw this direct final rule. Depending on the
comment and other circumstances, the Commission may then incorporate
the adverse comment into a subsequent direct final rule or publish a
notice of proposed rulemaking, providing an opportunity for public
comment.
G. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA; 5 U.S.C. 601-612) generally
requires agencies to review proposed and final rules for their
potential economic impact on small entities, including small
businesses, and prepare regulatory flexibility analyses. 5 U.S.C. 603,
604. The RFA applies to any rule that is subject to notice and comment
procedures under section 553 of the APA. Id. As discussed in section F.
Direct Final Rule Process of this preamble, the Commission has
determined that notice and the opportunity to comment are unnecessary
for this rule. Therefore, the RFA does not apply. CPSC also notes the
limited nature of this document, which merely updates the incorporation
by reference to reflect the mandatory CPSC standard that takes effect
under section 104 of the CPSIA.
H. Paperwork Reduction Act
The current mandatory standard for infant swings includes
requirements for marking, labeling, and instructional literature that
constitute a ``collection of information,'' as defined in the Paperwork
Reduction Act (PRA; 44 U.S.C. 3501-3521). The revised mandatory
standard does not alter these requirements. The Commission took the
steps required by the PRA for information collections when it adopted
16 CFR part 1223, including obtaining approval and a control number.
Because the information collection is unchanged, the revision does not
affect the information collection requirements or approval related to
the standard.
I. Environmental Considerations
The Commission's regulations provide a categorical exclusion for
the Commission's rules from any requirement to prepare an environmental
assessment or an environmental impact statement where they ``have
little or no potential for affecting the human environment.'' 16 CFR
1021.5(c)(2). This rule falls within the categorical exclusion, so no
environmental assessment or environmental impact statement is required.
J. Preemption
Section 26(a) of the CPSA provides that where a consumer product
safety standard is in effect and applies to a product, no state or
political subdivision of a state may either establish or continue in
effect a requirement dealing with the same risk of injury unless the
state requirement is identical to the Federal standard. 15 U.S.C.
2075(a). Section 26(c) of the CPSA also provides that states or
political subdivisions of states may apply to CPSC for an exemption
from this preemption under certain circumstances. Section 104(b) of the
CPSIA deems rules issued under that provision ``consumer product safety
standards.'' Therefore, once a rule issued under section 104 of the
CPSIA takes effect, it will preempt in accordance with section 26(a) of
the CPSA.
K. Effective Date
Under the procedure set forth in section 104(b)(4)(B) of the CPSIA,
when a voluntary standards organization revises a standard that the
Commission adopted as a mandatory standard, the revision becomes the
CPSC standard within 180 days of notification to the Commission, unless
the Commission determines that the revision does not improve the safety
of the product, or the Commission sets a later date in the Federal
Register. 15 U.S.C. 2056a(b)(4)(B). The Commission is taking neither of
those actions with respect to the standard for infant swings.
Therefore, ASTM F2088-20 automatically will take effect as the new
mandatory standard for infant swings on April 3, 2021, 180 days after
the Commission received notice of the revision on October 5, 2020. As a
direct final rule, unless the Commission receives a significant adverse
comment within 30 days of this notice, the rule will become effective
on April 3, 2021.
L. Congressional Review Act
The Congressional Review Act (CRA; 5 U.S.C. 801-808) states that
before a rule may take effect, the agency issuing the rule must submit
the rule, and certain related information, to each House of Congress
and the Comptroller General. 5 U.S.C. 801(a)(1). The CRA submission
must indicate whether the rule is a ``major rule.'' The CRA states
[[Page 4967]]
that the Office of Information and Regulatory Affairs (OIRA) determines
whether a rule qualifies as a ``major rule.''
Pursuant to the CRA, this rule does not qualify as a ``major
rule,'' as defined in 5 U.S.C. 804(2). To comply with the CRA, CPSC
will submit the required information to each House of Congress and the
Comptroller General.
List of Subjects in 16 CFR Part 1223
Consumer protection, Imports, Incorporation by reference, Imports,
Infants and children, Law enforcement, Safety, Toys.
For the reasons discussed in the preamble, the Commission amends 16
CFR chapter II as follows:
PART 1223--SAFETY STANDARD FOR INFANT SWINGS
0
1. Revise the authority citation for part 1223 to read as follows:
Authority: Sec. 104, Pub. L. 110-314, 122 Stat. 3016 (15 U.S.C.
2056a); Sec 3, Pub. L. 112-28, 125 Stat. 273.
0
2. Revise Sec. 1223.2 to read as follows:
Sec. 1223.2 Requirements for infant swings.
Each infant swing shall comply with all applicable provisions of
ASTM F2088-20, Standard Consumer Safety Specification for Infant and
Cradle Swings, approved on June 15, 2020. The Director of the Federal
Register approves this incorporation by reference in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. You may obtain a copy from ASTM
International, 100 Barr Harbor Drive, P.O. Box C700, West Conshohocken,
PA 19428-2959; phone: (610) 832-9585; www.astm.org. A read-only copy of
the standard is available for viewing on the ASTM website at https://www.astm.org/READINGLIBRARY/. You may inspect a copy at the Division of
the Secretariat, U.S. Consumer Product Safety Commission, Room 820,
4330 East West Highway, Bethesda, MD 20814, telephone (301) 504-7479,
email: [email protected], or at the National Archives and Records
Administration (NARA). For information on the availability of this
material at NARA, email [email protected], or go to:
www.archives.gov/federal-register/cfr/ibr-locations.html.
Alberta E. Mills,
Secretary, Consumer Product Safety Commission.
[FR Doc. 2020-28362 Filed 1-15-21; 8:45 am]
BILLING CODE 6355-01-P