Endangered and Threatened Species: Designation of Nonessential Experimental Population of Central Valley Spring-Run Chinook Salmon in the Upper Yuba River Upstream of Englebright Dam, CA, 79980-79989 [2020-26946]
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National Oceanic and Atmospheric
Administration
50 CFR Part 223
[Docket No. 201125–0320]
RIN 0648–BK00
Endangered and Threatened Species:
Designation of Nonessential
Experimental Population of Central
Valley Spring-Run Chinook Salmon in
the Upper Yuba River Upstream of
Englebright Dam, CA
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; availability of a
draft environmental assessment; request
for comments.
AGENCY:
We, NMFS, propose a rule to
designate and authorize the release of a
nonessential experimental population
(NEP) of Central Valley (CV) spring-run
Chinook salmon (Oncorhynchus
SUMMARY:
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tshawytscha) under the Endangered
Species Act (ESA) in the upper Yuba
River and its tributaries upstream of
Englebright Dam, California and
establish take exceptions for the NEP for
particular activities. A draft
environmental assessment (EA) has
been prepared on this proposed action
and is available for comment.
DATES: Comments on this proposed rule
and EA, must be received no later than
January 11, 2021.
ADDRESSES: You may submit comments
on this proposed rule, identified by
NOAA–NMFS–2020–0139 by any of the
following methods:
• Electronic submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20200139 click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
Jonathan Ambrose, National Marine
Fisheries Service, 650 Capitol Mall,
Suite 5–100, Sacramento, California
95814.
• Phone: (916) 930–3717; Fax: (916)
930–3629.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are part of the public record
and will generally be posted to https://
www.regulations.gov without change.
All personal identifying information
(e.g., name, address, etc.), confidential
business information, or otherwise
sensitive information submitted
voluntarily by the sender will be
publicly accessible. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous). Attachments to electronic
comments will be accepted in Microsoft
Word, Excel, or Adobe PDF file formats
only.
You may access a copy of the draft EA
by the following:
• Visit NMFS’ National
Environmental Policy Act (NEPA)
website at: https://
www.westcoast.fisheries.noaa.gov/
publications/nepa/nepa_
documents.html.
FOR FURTHER INFORMATION CONTACT:
Jonathan Ambrose, by phone at (916)
930–3717, or by mail at National Marine
Fisheries Service, 650 Capitol Mall,
Suite 5–100, Sacramento, CA 95814; or
by mail at National Marine Fisheries
Service, 1315 East-West Highway, Silver
Spring, MD 20910.
SUPPLEMENTARY INFORMATION:
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Background Information Relevant to
Experimental Population Designation
NMFS listed the CV spring-run
Chinook salmon Evolutionarily
Significant Unit (ESU) 1 as threatened
under the ESA, 16 U.S.C. 1531 et seq.,
on September 16, 1999 (64 FR 50394),
and reaffirmed this status in a final rule
on June 28, 2005 (70 FR 37160) and 5year reviews announced on August 15,
2011 (76 FR 50447) and May 26, 2016
(81 FR 33468). The listed ESU of CV
spring-run Chinook salmon currently
includes all naturally spawned
populations of spring-run Chinook
salmon in the Sacramento River and its
tributaries, as well as the Feather River
Hatchery (FRH) spring-run Chinook
salmon program. On January 9, 2002 (67
FR 1116), NMFS issued protective
regulations under section 4(d) of the
ESA for CV spring-run Chinook salmon
that apply the take prohibitions of
section 9(a)(1) of the ESA, except for
listed exceptions (see 50 CFR 223.203).
Critical habitat has been designated for
CV spring-run Chinook salmon (70 FR
52488, September 2, 2005), and includes
most of the occupied riverine habitat
within their extant range. CV spring-run
Chinook salmon are also listed as a
threatened species by the State of
California under the California
Endangered Species Act (CESA),
California Fish and Game Code,
Division 3, Chapter 1.5.
On December 31, 2013, a final rule
was published in which NMFS
designated a nonessential experimental
population of CV spring-run Chinook
salmon in portions of the San Joaquin
River, California, under ESA section
10(j) (78 FR 79622).
In 2014, we adopted a final recovery
plan for the CV spring-run Chinook
salmon ESU (79 FR 42504, July 22,
2014). The Central Valley Recovery Plan
identifies re-establishing populations of
CV spring-run Chinook salmon above
impassable barriers to unoccupied
historical habitats as an important
recovery action (NMFS 2014). More
specifically, the Central Valley Recovery
Plan explains that re-establishing
populations above impassable barriers,
such as Englebright Dam, would aid in
recovery of the ESU by increasing
1 The ESA defines ‘‘species’’ to include ‘‘any
distinct population segment of any species of
vertebrate fish or wildlife which interbreeds when
mature’’ (16 U.S.C. 1532(16); see also 50 CFR
424.02). For Pacific salmon, NMFS determined that
an ESU will be considered a distinct population
segment and thus a species (56 FR 58612,
November 20, 1991). A group of Pacific salmon is
considered an ESU if it (1) is substantially
reproductively isolated from other nonspecific
population units; and (2) represents an important
component in the evolutionary legacy of the
species.
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abundance, spatial structure and
diversity and by reducing the risk of
extinction to the ESU as a whole.
To facilitate and encourage future
reintroduction efforts into the upper
Yuba River, NMFS is proposing a rule
to (a) designate and authorize the
release of an NEP of CV spring-run
Chinook salmon pursuant to ESA
section 10(j) in the upper Yuba River
and its tributaries upstream of
Englebright Dam, and (b) establish take
prohibitions for the NEP and exceptions
for particular activities.
Statutory and Regulatory Framework for
Experimental Population Designation
Section 10(j) of the ESA (16 U.S.C.
1539(j)), allows the Secretary of
Commerce to authorize the release of
any population of a listed species
outside their current range if the release
furthers their conservation. An
experimental population is a population
that is geographically separate from
nonexperimental populations of the
same species. Before authorizing the
release of an experimental population
the Secretary must determine whether
or not the population is essential to the
continued existence of the listed
species.
An experimental population is treated
as a threatened species, except that nonessential populations do not receive the
benefit of certain protections normally
applicable to threatened species (ESA
section 10(j)(2)(C)). Below we discuss
the impact of treating experimental
populations as threatened species and of
exceptions that apply to NEPs.
For endangered species, section 9 of
the ESA prohibits take of those species.
For a threatened species, ESA section 9
does not specifically prohibit take of
those species, but the ESA instead
authorizes NMFS to adopt regulations
under section 4(d) that prohibit take, or
that it deems necessary and advisable
for species conservation. The proposed
experimental population of CV springrun Chinook salmon must generally be
treated as a threatened species.
Therefore, we propose to issue tailored
protective regulations under ESA
section 4(d) for the proposed
experimental population of CV springrun Chinook salmon to identify take
prohibitions to provide for the
conservation of the species with
exceptions for particular activities.
Section 7 of the ESA provides for
Federal interagency cooperation and
consultation on Federal agency actions.
Section 7(a)(1) directs all Federal
agencies, in consultation with NMFS as
applicable depending on the species, to
use their authorities to further the
purposes of the ESA by carrying out
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programs for the conservation of listed
species. Section 7(a)(2) requires all
Federal agencies, in consultation with
NMFS as applicable depending on the
species, to insure any action they
authorize, fund or carry out is not likely
to jeopardize the continued existence of
a listed species or result in the
destruction or adverse modification of
designated critical habitat. Section 7
applies equally to endangered and
threatened species.
Although ESA section 10(j) provides
that an experimental population must
generally be treated as a threatened
species, for the purposes of ESA section
7, if the experimental population is
determined to be a NEP, section
10(j)(C)(i) requires that we treat the
experimental population as a species
proposed to be listed, rather than a
species that is listed (except when it
occurs within a National Wildlife
Refuge or National Park, in which case
it is treated as listed). ESA Section
7(a)(4) requires Federal agencies to
confer (rather than consult under ESA
section 7(a)(2)) with NMFS on actions
likely to jeopardize the continued
existence of a species proposed to be
listed. The results of a conference are
advisory recommendations, if any, on
ways to minimize or avoid adverse
effects rather than mandatory terms and
conditions under ESA section 7(a)(2)
consultations (compare 50 CFR
402.10(c) with 50 CFR 402.14(i)(1)(iv)).
ESA section 7(a)(1) also applies to
nonessential experimental populations.
As described above, section 7(a)(1)
requires Federal agencies, in
consultation with NMFS as applicable
depending on the species, to use their
authorities in furtherance of the
purposes of the ESA by carrying out
programs for the conservation of
threatened and endangered species. ESA
section 7(a)(2) consultation
requirements would not apply to any
Federal agency action affecting a NEP in
the NEP area, except when the NEP
occurs within a National Wildlife
Refuge or National Park. Section 7(a)(2)
consultation requirements would still
apply to any Federal agency action in
the NEP area that may affect CV springrun Chinook salmon or designated
critical habitat outside of the NEP area
or other ESA-listed species or
designated critical habitat for those
species.
NMFS has designated three
experimental populations (78 FR 2893,
January 15, 2013; 78 FR 79622,
December 31, 2013; 79 FR 40004, July
11, 2014) and promulgated regulations,
codified at 50 CFR part 222, subpart E,
to implement section 10(j) of the ESA
(81 FR 33416, May 26, 2016). NMFS’
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implementing regulations include the
following provisions.
50 CFR 222.501(b) defines an
‘‘essential experimental population’’ as
a population whose loss would reduce
the likelihood of the survival of the
species in the wild.’’All other
experimental populations are classified
as nonessential.
50 CFR 222.502(b) provides, before
authorizing the release of an
experimental population, the Secretary
must find that such release will further
the conservation of the species. In
addition, 50 CFR 222.502(b) provides:
In making such a finding, the
Secretary shall utilize the best scientific
and commercial data available to
consider:
(1) Any possible adverse effects on
extant populations of a species as a
result of removal of individuals, eggs, or
propagules for introduction elsewhere;
(2) The likelihood that any such
experimental population will become
established and survive in the
foreseeable future;
(3) The effects that establishment of
an experimental population will have
on the recovery of the species; and
(4) The extent to which the
introduced population may be affected
by existing or anticipated Federal or
State actions or private activities within
or adjacent to the experimental
population area.
50 CFR 222.502(c) describes four
components that must be provided in
any NMFS regulations designating an
experimental population under ESA
section 10(j):
(1) Appropriate means to identify the
experimental population, including, but
not limited to, its actual or proposed
location; actual or anticipated
migration; number of specimens
released or to be released; and other
criteria appropriate to identify the
experimental population(s);
(2) A finding, based solely on the best
scientific and commercial data
available, and the supporting factual
basis, on whether the experimental
population is, or is not, essential to the
continued existence of the species in the
wild;
(3) Management restrictions,
protective measures, or other special
management concerns of that
population, as appropriate, which may
include, but are not limited to, measures
to isolate and/or to contain the
experimental population designated in
the regulation from nonexperimental
populations and protective regulations
established pursuant to section 4(d) of
the ESA; and
(4) A process for periodic review and
evaluation of the success or failure of
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the release and the effect of the release
on the conservation and recovery of the
species.
In addition, as described above, ESA
section 10(j)(1) defines an
‘‘experimental population’’ as any
population authorized for release under
paragraph (2), when the population is
separate geographically from the
nonexperimental populations of the
same species. Accordingly, we must
establish that there are such times and
places when the experimental
population is wholly geographically
separate. Similarly, the statute requires
that we identify the experimental
population; the legislative history
indicates that the purpose of this
requirement is to provide notice as to
which populations of listed species are
experimental (see Joint Explanatory
Statement of the Committee of
Conference, H.R. Conf. Rep No. 97–835,
at 34 (1982)).
Status of the Species
Life history and the historical
population trend of CV spring-run
Chinook salmon are summarized by
Healy (1991), USFWS (1995),
Yoshiyama et al., (1998), Yoshiyama et
al., (2001), and Moyle (2002). Section
4(f) of the ESA requires the Secretary of
Commerce to develop recovery plans for
all listed species unless the Secretary
determines that such a plan will not
promote the conservation of a listed
species. Prior to developing the Central
Valley Recovery Plan (NMFS 2014), we
assembled a team of scientists from
Federal and State agencies, consulting
firms, non-profit organizations and
academia. This group, known as the
Central Valley Technical Recovery
Team (CVTRT), was tasked with
identifying population structure and
recommending recovery criteria (also
known as delisting criteria) for ESAlisted salmon and steelhead in the
Sacramento River and San Joaquin
Rivers and their tributaries. The CVTRT
recommended biological viability
criteria at the ESU level and population
level (Lindley et al., 2007) for recovery
planning consideration. The CVTRT
identified the current risk level of each
population based on the gap between
recent abundance and productivity and
the desired recovery goals. The CVTRT
concluded that the greatest risk facing
the ESUs resulted from the loss of
historical diversity following the
construction of major dams that blocked
access to historical spawning and
rearing habitat (Lindley et al., 2007).
The CVTRT also recommended
spatial structure and diversity metrics
for each population (Lindley et al.,
2004). Spatial structure refers to the
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geographic distribution of a population
and the processes that affect the
distribution. Populations with restricted
distribution and few spawning areas are
at a higher risk of extinction from
catastrophic environmental events (e.g.,
a volcanic eruption) than are
populations with more widespread and
complex spatial structure. A population
with complex spatial structure typically
has multiple spawning areas which
allows the expression of diverse life
history characteristics. Diversity is the
combination of genetic and phenotypic
characteristics within and between
populations (McElhany et al., 2000).
Phenotypic diversity allows more
diverse populations to use a wider array
of environments and protects
populations against short-term temporal
and spatial environmental changes.
Genotypic diversity, on the other hand,
provides populations with the ability to
survive long-term changes in the
environment by providing genetic
variations that may prove successful
under different situations. The
combination of phenotypic and
genotypic diversity, expressed in a
natural setting, provides populations
with the ability to utilize the full range
of habitat and environmental conditions
and to have the resiliency to survive and
adapt to long-term changes in the
environment.
In 2016, NMFS completed a periodic
review as required by the ESA section
4(c)(2)(A), and concluded that the CV
spring-run Chinook salmon ESU should
remain listed as threatened (81 FR
33468, May 26, 2016). An analysis
conducted by NMFS’ Southwest
Fisheries Science Center (Johnson and
Lindley, 2016) indicated that the extant
independent populations of the CV
spring-run Chinook salmon ESU
remained at a moderate to low
extinction risk since the last status
review (Williams et al., 2011). The
analysis noted some improvements in
the viability of the ESU, particularly
with respect to the increased spatial
diversity of the dependent Battle Creek
and Clear Creek populations. The
analysis identified as key threats the
recent catastrophic declines of many of
the extant populations, high pre-spawn
mortality during the 2012–2015 drought
in California, uncertain juvenile
survival due to drought and ocean
conditions, as well as straying of CV
spring-run Chinook salmon from the
FRH (Johnson and Lindley, 2016).
Analysis of the Statutory Requirements
1. Will authorizing release of an
experimental population further the
conservation of the species?
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Section 3(3) of the ESA, 16 U.S.C.
1532(3), defines ‘‘conservation’’ as ‘‘the
use of all methods and procedures
which are necessary to bring any
endangered species or threatened
species to the point at which the
measures provided pursuant to this
[Act] are no longer necessary.’’ We
discuss in more detail below each of the
factors we considered in determining if
authorizing release of an experimental
population in the upper Yuba River and
its tributaries upstream of Englebright
Dam would further the conservation of
CV spring-run Chinook salmon.
As described above, under 50 CFR
222.502(b), NMFS must consider several
factors in finding whether authorizing
release of an experimental population
will further the conservation of the
species, including any possible adverse
effects on extant populations of the
species as a result of removal of
individuals for introduction elsewhere;
the likelihood that the experimental
population will become established and
survive in the foreseeable future; the
effects that establishment of the
experimental population will have on
the recovery of the species; and the
extent to which the experimental
populations may be affected by existing
or anticipated Federal or State actions or
private activities within or adjacent to
the experimental population area. We
describe authorizing release as
reintroduction below, because springrun Chinook salmon historically used
habitat in the upper Yuba River
upstream of Englebright Dam (NMFS
2014).
We discuss possible adverse effects on
extant populations below in relation to
a donor source for reintroduction into
the upper Yuba River.
Regarding the likelihood that
reintroduction efforts will be successful
in the foreseeable future, important
questions are: What are the most
appropriate sources of broodstock to
establish the experimental population,
and are the sources available?
Reintroduction efforts have the best
chance for success when the donor
population has life-history
characteristics compatible with the
anticipated environmental conditions of
the habitat into which fish will be
reintroduced (Araki et al., 2008).
Populations found in watersheds closest
to the reintroduction area are most
likely to have adaptive traits that will
lead to a successful reintroduction.
Therefore, only CV spring-run Chinook
salmon populations found in Central
Valley will be used in establishing the
experimental populations in the NEP
area.
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We preliminarily identify a donor
source for reintroduction into the upper
Yuba River as CV spring-run Chinook
salmon produced from the FRH. The
Yuba River is a tributary to the Feather
River, and CV spring-run Chinook
salmon from the FRH are the
geographically closest donor source that
could be used with minimal impact to
the wild population for reintroduction
into the upper Yuba River. The donor
stock raised at the FRH may include CV
spring-run Chinook salmon from either
the Feather or Yuba River. NMFS, in
consultation with the California
Department of Fish and Wildlife, may
later consider diversifying the donor
stock with CV spring-run Chinook
salmon from other nearby streams if
those populations can sustain removal
of fish. Any collection of CV spring-run
Chinook salmon would be subject to a
Hatchery and Genetic Management Plan
(HGMP) in relation to a hatchery source
and approval of a permit under ESA
section 10(a)(l)(A), which includes
analysis under NEPA and ESA section
7.
Use of donor stock from the FRH for
the initial phases of a reintroduction
program will minimize the number of
individuals needed from existing
populations. Supplementation to the
donor stock, if necessary, would be
dependent upon genetic diversity needs
and the extent of adverse effects to other
populations. It is anticipated that over
time, the FRH would produce juveniles
and adults for a future reintroduction
program in sufficient numbers to enable
the return of a sufficient number of
adults to establish a self-sustaining
population in the upper Yuba River.
Once a self-sustaining population is
established, it is anticipated that the
FRH contribution of CV spring-run
Chinook salmon would be phased out.
We also consider the suitability of
habitat available to the experimental
population. NMFS initiated a habitat
assessment of the upper Yuba River and
determined conditions were suitable for
Chinook salmon spawning, adult
holding, and juvenile rearing (Stillwater
Sciences 2013). The relative abundance
of habitat types, habitat quality and
environmental conditions vary between
the North, Middle, and South Yuba
Rivers. Under current conditions when
compared to one another, habitat
suitability is best in the North Yuba
River. The Middle Yuba River maintains
significant quantities of suitable habitat
and habitat conditions are less suitable
in the South Yuba River. Habitat
conditions in the Middle and South
Yuba Rivers could improve with
anticipated additional instream flow
releases from dams in the upper
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watersheds as part of the Federal Energy
Regulatory Commission’s relicensing
process pursuant to the Federal Power
Act.
In addition, there are Federal and
State laws and regulations that will help
ensure the establishment and survival of
the experimental population by
protecting aquatic and riparian habitat
in the NEP area. Section 404 of the
Clean Water Act (CWA), 33 U.S.C. 1344,
establishes a program to regulate the
discharge of dredged or fill material into
waters of the United States, which
generally requires avoidance,
minimization, and mitigation for
potential adverse effects of dredge and
fill activities within the nation’s
waterways. Under CWA section 401, 33
U.S.C. 1341, a Federal agency may not
issue a permit or license to conduct any
activity that may result in any discharge
into waters of the United States, unless
a state or authorized tribe where the
discharge would originate issues a
section 401 water quality certification
verifying compliance with existing
water quality requirements or waives
the certification requirement. In
addition, construction and operational
storm water runoff is subject to
restrictions under CWA section 402, 33
U.S.C. 1342, which establishes the
National Pollutant Discharge
Elimination System permit program,
and state water quality laws.
At the state level, the California Fish
and Game Code (CFGC) Fish and
Wildlife Protection and Conservation
provisions (CFGC section 1600, et seq.),
the CESA (CFGC section 2050, et seq.),
and the California Environmental
Quality Act (CEQA) (Public Resources
Code section 21000, et seq.) set forth
criteria for the incorporation of
avoidance, minimization, and feasible
mitigation measures for on-going
activities as well as for individual
projects. The CFGC Fish and Wildlife
Protection and Conservation provisions
were enacted to provide conservation
for the state’s fish and wildlife resources
and include requirements to protect
riparian habitat resources on the bed,
channel, or bank of streams and other
waterways. The CESA prohibits the
taking of listed species except as
otherwise provided in State law. Under
the CEQA, no public agency shall
approve or carry out a project without
identifying all feasible mitigation
measures necessary to reduce impacts to
a less than significant level, and public
agencies shall incorporate such
measures absent overriding
consideration.
Regarding the effects that
establishment of the experimental
population will have on the recovery of
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the species, the Central Valley Recovery
Plan characterizes the NEP area as
having the potential to support a viable
population of Chinook salmon (NMFS
2014). The Central Valley Recovery Plan
establishes a framework for
reintroduction of Chinook salmon and
steelhead to historical habitats upstream
of dams. The framework recommends
that a reintroduction program should
include feasibility studies, habitat
evaluations, fish passage design studies,
and a pilot reintroduction phase prior to
implementation of the long-term
reintroduction program. In addition, the
Central Valley Recovery Plan contains
specific management strategies for
recovering CV spring-run Chinook
salmon that include securing existing
populations and reintroducing this
species into historically occupied
habitats above rim dams in the Central
Valley of California (NMFS 2014). The
Central Valley Recovery Plan concludes,
and we continue to agree, that
establishing an experimental population
in the NEP area that persists into the
foreseeable future is expected to reduce
extinction risk from natural and
anthropogenic factors by increasing
abundance, productivity, spatial
structure, and diversity within
California’s Central Valley. These
expected improvements in the overall
viability CV spring-run Chinook salmon,
in addition to other actions being
implemented throughout the Central
Valley, which are described next, will
contribute to this species’ near-term
viability and recovery.
Across the Central Valley, a number
of actions are being undertaken to
improve habitat quality and quantity for
CV spring-run Chinook salmon.
Collectively, implementation of the San
Joaquin River Restoration Program
(https://www.restoresjr.net/), Battle Creek
Salmon and Steelhead Restoration
Project (https://www.usbr.gov/mp/
battlecreek/), and the Central Valley
Flood Protection Plan (DWR 2011) will
result in many projects that will
improve habitat conditions. The San
Joaquin River Restoration Program will
improve passage survival and spatial
distribution for CV spring-run Chinook
salmon in the San Joaquin River
corridor. The Battle Creek Salmon and
Steelhead Restoration Project will
improve passage and rearing survival,
spawning opportunities and spatial
distribution in Battle Creek. The Central
Valley Flood Protection Plan (DWR
2011) will improve juvenile rearing
conditions during outmigration by
creating and improving access to high
quality floodplain habitats.
Climate change is expected to
exacerbate existing habitat stressors in
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California’s Central Valley and increase
threats to Chinook salmon and steelhead
by reducing the quantity and quality of
freshwater habitat (Lindley et al., 2007).
Significant contraction of thermally
suitable habitat is predicted, and as cold
water sources contract, access to cooler
headwater streams is expected to
become increasingly important for CV
spring-run Chinook salmon in the
Central Valley (Crozier et al., 2018). For
this reason and other reasons described
above, we anticipate reintroduction of
CV spring-run Chinook salmon into
headwater streams upstream of
Englebright Dam will contribute to their
conservation and recovery.
Regarding the extent to which the
experimental populations may be
affected by existing or anticipated
Federal or State actions or private
activities within or adjacent to the
experimental population area, the NEP
and adjacent areas are characterized by
snow-covered subalpine zones near the
Sierra-Nevada Mountain crest, are
largely forested, and have been affected
by mining, logging, dams and water
diversions, with limited residential
development. The NEP area is sparsely
populated and ongoing State, Federal
and local activities include forest
management, limited mining, road
maintenance, limited residential
development, grazing, and tourism and
recreation. These activities are
anticipated to have minor impacts to CV
spring-run Chinook salmon in the NEP
and adjacent areas. Potential impacts are
further minimized through application
of the aforementioned State and Federal
regulations. Dams and water diversions
in the NEP area currently limit fish
populations in some parts of the NEP
area. NMFS anticipates a future
reintroduction project will target stream
reaches that are not blocked by dams or
impaired from inadequate flows due to
water diversions. NMFS further
anticipates a reintroduction program
will specifically target river reaches in
the NEP area with abundant high
quality habitat.
The habitat improvement actions
called for in the Central Valley Recovery
Plan, in combination with the protective
measures proposed in this rule, as well
as compliance with existing Federal,
State, and local laws, statutes, and
regulations, including those mentioned
above, are expected to contribute to the
establishment and survival of the
proposed experimental population in
the upper Yuba River in the foreseeable
future. Although the donor source for
this reintroduction effort is anticipated
to include hatchery-origin individuals
from the FRH, based on the factors
discussed above, we conclude it is
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probable that a self-sustaining
experimental population of CV springrun Chinook salmon will become
established and survive in the upper
Yuba River. Furthermore, we conclude
that such a self-sustaining experimental
population of genetically compatible
individuals is likely to further the
conservation of the species, as discussed
above.
2. Identification of the Experimental
Population and Geographic Separation
From the Nonexperimental Populations
of the Same Species
ESA section 10(j)(2)(B) requires that
we identify experimental populations
by regulation. ESA section 10(j)(1) also
provides that a population is considered
an experimental population only when,
and at such times as, it is wholly
separate geographically from the
nonexperimental population of the same
species. NMFS proposes that the NEP
area would extend upstream from
Englebright Dam and include the North,
Middle, and South Yuba Rivers and
their tributaries up to the ridgeline.
Under this proposed rule, the
experimental population would be
identified as the CV spring-run Chinook
salmon population when it is
geographically located anywhere in the
NEP area. Reintroduced CV spring-run
Chinook salmon would only be part of
the experimental population when they
are present in the NEP area, and would
not be part of the experimental
population when they are outside the
NEP area, even if they originated within
the NEP area. When reintroduced
juvenile CV spring-run Chinook salmon
pass downstream of Englebright Dam
into the lower Yuba River, through the
lower Feather River and Sacramento
River and when they migrate further
downstream to the Sacramento River
Delta and the Pacific Ocean, they would
no longer be geographically separated
from other extant CV spring-run
Chinook salmon populations, and thus
the ‘‘experimental population’’
designation would not apply, unless
and until they return as adults and reenter the NEP area.
The proposed NEP area provides the
requisite level of geographic separation
because CV spring-run Chinook salmon
are currently extirpated from this area
due to the presence of Englebright Dam,
which blocks their upstream migration.
Straying of fish from other spring-run
Chinook populations into the NEP area
is not possible due to the presence of
this dam. As a result, the geographic
description of the CV spring-run
Chinook ESU does not include the NEP
area. The ‘‘experimental population’’
designation is geographically based and
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does not travel with the fish outside of
the NEP area.
NMFS anticipates that CV spring-run
Chinook salmon used for the initial
stages of a reintroduction program
would be marked, for example, with
specific fin clips and/or coded-wire tags
to evaluate stray rates and allow for
brood stock collection of returning
adults that originated from the
experimental population. Any marking
of individuals of the experimental
population, such as clips or tags, would
be for the purpose of evaluating the
effectiveness of a near-term and longterm fish passage program, and would
not be for the purpose of identifying fish
from the NEP area other than for brood
stock collection of returning adults. As
discussed above, the experimental
population is identified based on the
geographic location of the fish. Indeed,
if the reintroduction is successful as
expected, and fish begin reproducing
naturally, their offspring would not be
distinguishable from fish from other
Chinook salmon populations. Outside of
the NEP area, e.g., downstream of
Englebright Dam in the lower Yuba,
lower Feather and Sacramento Rivers, or
in the ocean, any such unmarked fish
(juveniles and adults alike) would not
be considered members of an
experimental population. They would
be considered part of the CV spring-run
Chinook salmon ESU currently listed
under the ESA. Likewise, any fish that
were marked for reintroduction in the
NEP area would not be considered part
of the experimental population once
they left the NEP area; rather, they
would be considered part of the ESU
currently listed under the ESA.
3. Is the experimental population
essential to the continued existence of
the species?
As discussed above, ESA section
10(j)(2)(B) requires the Secretary to
determine whether experimental
populations would be ‘‘essential to the
continued existence’’ of the listed
species. The statute does not elaborate
on how this determination is to be
made. However, as noted above,
Congress gave some further attention to
the term when it described an essential
experimental population as one whose
loss ‘‘would be likely to appreciably
reduce the likelihood of survival of that
species in the wild.’’ (Joint Explanatory
Statement, supra, at 34). NMFS
regulations incorporated this concept
into its definition of an essential
experimental population at 50 CFR
222.501(b), which provides, in relevant
part, ‘‘The term essential experimental
population means an experimental
population whose loss would be likely
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to appreciably reduce the likelihood of
the survival of the species in the wild.’’
In determining whether the
experimental population of CV springrun Chinook salmon is essential, we
used the best available information as
required by ESA section 10(j)(2)(B).
Furthermore, we considered the
geographic location of the experimental
population in relation to other
populations of CV spring-run Chinook
salmon, and the likelihood of survival of
these populations without the existence
of the experimental population.
The CV spring-run Chinook salmon
ESU includes four independent
populations and several dependent or
establishing populations. Given current
protections and restoration efforts, these
populations are persisting without the
presence of a population in the NEP
area. It is expected that the experimental
population will exist as a separate
population from those in the
Sacramento River basin and will not be
essential to the survival of those
populations. Based on these
considerations, we conclude that the
loss of the experimental population of
CV spring-run Chinook in the NEP area
is not likely to appreciably reduce the
likelihood of the survival of the species
in the wild. Accordingly, NMFS is
proposing to designate this
experimental population as
nonessential. Under section
10(j)(2)(C)(ii) of the ESA, we cannot
designate critical habitat for a
nonessential experimental population.
Additional Management Restrictions,
Protective Measures, and Other Special
Management Considerations
As indicated above, ESA section
10(j)(2)(C) requires that experimental
populations be treated as threatened
species, except that for nonessential
experimental populations, certain
portions of ESA section 7 do not apply
and critical habitat cannot be
designated. Congress intended that the
Secretary would issue regulations,
under ESA section 4(d), deemed
necessary and advisable to provide for
the conservation of experimental
populations as for any threatened
species (Joint Explanatory Statement,
supra, at 34). In addition, when
amending the ESA to add section 10(j),
Congress specifically intended to
provide broad discretion and flexibility
to the Secretary in managing
experimental populations so as to
reduce opposition to releasing listed
species outside their current range (H.R.
Rep. No. 567, 97th Cong. 2d Sess. 34
(1982)). Therefore, we propose to
exercise the authority to issue protective
regulations under ESA section 4(d) for
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the proposed experimental population
of CV spring-run Chinook salmon to
identify take prohibitions necessary to
provide for the conservation of the
species and otherwise provide
assurances to people in the NEP area.
The ESA defines ‘‘take’’ to mean
harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or
to attempt to engage in any such
conduct (16 U.S.C. 1532(19)).
Concurrent with the proposed ESA
section 10(j) experimental population
designation, we propose protective
regulations under ESA section 4(d) for
the experimental population that would
prohibit take of CV spring-run Chinook
salmon that are part of the experimental
population, except in the following
circumstances in the NEP area:
1. Any take by authorized
governmental entity personnel acting in
compliance with 50 CFR 223.203(b)(3)
to aid a sick, injured or stranded fish;
dispose of a dead fish; or salvage a dead
fish which may be useful for scientific
study.
2. Any take that is incidental 2 to an
otherwise lawful activity and is
unintentional, not due to negligent
conduct. Otherwise lawful activities
include, but are not limited to,
recreation, forestry, water management,
agriculture, power production, mining,
transportation management, rural
development, or livestock grazing, when
such activities are in full compliance
with all applicable laws and regulations.
3. Any take that is pursuant to a
permit issued by NMFS under section
10 of the ESA (16 U.S.C. 1539) and
regulations in 50 CFR part 222
applicable to such a permit.
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Process for Periodic Review
Evaluation of a future reintroduction
program is likely to be assessed by
certain new monitoring programs
developed specifically for this purpose.
NMFS anticipates monitoring in the
NEP area, including fish passage
efficiency, spawning success, adult and
smolt injury and mortality rates,
juvenile salmon collection efficiencies,
competition with resident species,
predation, disease and other types of
monitoring will be necessary to gauge
the success of the program. As data are
collected through monitoring efforts,
NMFS and other partners in a future
reintroduction project can evaluate the
success of the program. In addition,
results of a reintroduction project will
be evaluated during subsequent 5-year
2 Incidental take refers to takings that result from,
but are not the purpose of, carrying out an
otherwise lawful activity conducted by the Federal
agency or applicant. 50 CFR 402.02
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status reviews for the CV spring-run
Chinook salmon ESU under ESA section
4(c)(2).
Proposed Experimental Population
Findings
Based on the best available scientific
information, we have determined that
the designation and authorization for
the release of a NEP of CV spring-run
Chinook salmon in the NEP area
upstream of Englebright Dam will
further the conservation of CV springrun Chinook salmon. CV spring-run
Chinook salmon used to initiate the
reintroduction are anticipated to come
from the FRH using either donor stock
from the Feather or Yuba Rivers, which
is part of the CV spring-run Chinook
salmon ESU. The collection of donor
stock from the FRH will be permitted
only after issuance of a permit under
section 10(a)(1)(A) of the ESA, which
includes analysis under NEPA and ESA
section 7. The experimental population
fish are expected to remain
geographically separate from fish in
other populations of the CV spring-run
Chinook salmon ESU during the life
stages in which they remain in, or are
returned to, the NEP area. At all times
when members of the experimental
population are downstream of
Englebright Dam, the experimental
population designation will not apply.
Establishing an experimental population
of CV spring-run Chinook salmon in the
NEP area would likely contribute to the
viability of the ESU as a whole.
Reintroduction is a recommended
recovery action in the Central Valley
Recovery Plan (NMFS 2014).
Designation of CV spring-run Chinook
salmon in the NEP area as a
nonessential experimental population
would ensure that their reintroduction
does not impose undue regulatory
restrictions on landowners and others
because this proposed rule would apply
only limited take prohibitions, as
compared to the prohibitions that
typically apply to CV spring-run
Chinook salmon. In particular, the
proposed rule expressly provides an
exception for take of NEP fish in the
NEP area provided that the take is
incidental to otherwise lawful activity
and unintentional, not due to negligent
conduct.
We further determine, based on the
best available scientific information,
that the proposed experimental
population would not be essential to the
continued existence of the CV springrun Chinook salmon ESU, because
absence of the experimental population
would not be likely to appreciably
reduce the likelihood of the survival of
the ESU in the wild. However, as
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described above, the experimental
population is expected to contribute to
the recovery of the CV spring-run
Chinook salmon ESU if reintroduction
is successful. We therefore propose that
the experimental population would be a
nonessential experimental population.
Public Comment
We want the final rule to be as
effective and accurate as possible, and
the final EA to evaluate the potential
issues and reasonable range of
alternatives. Therefore, we invite the
public, State, Tribal, and government
agencies, the scientific community,
environmental groups, industry, local
landowners, and all interested parties to
provide comments on the proposed rule
and draft EA (see ADDRESSES section
above). We request that submitted
comments be relevant to the proposed
designation of an experimental
population in the NEP area. The most
helpful comments are as specific as
possible, provide relevant information
or suggested changes, the basis for the
suggested changes, and any additional
supporting information where
appropriate. For example, comments
could tell us the numbers or titles of the
sections or paragraphs that are unclearly
written, which sections or sentences are
too long, or the sections where lists or
tables would be useful.
Prior to issuing a final rule, we will
take into consideration the comments
and supporting materials received. We
are interested in all public comments,
but are specifically interested in
obtaining feedback on:
(1) The best source of ESA-listed fish
for establishing an experimental
population of CV spring-run Chinook
salmon in the NEP area and the
scientific basis for such comments.
(2) The proposed NEP area
(geographical scope) for the
experimental population.
(3) The extent to which the
experimental population would be
affected by current or future Federal,
State, Tribal, or private actions within
or adjacent to the experimental
population area.
(4) Any necessary management
restrictions, protective measures, or
other management measures that we
may not have considered.
(5) The likelihood that the
experimental population will become
established in the NEP area.
(6) Whether the proposed
experimental population is essential or
nonessential.
(7) Whether the proposed
experimental population designation
and release will further the conservation
of the species and whether we have
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used the best available scientific
information in making this
determination.
Information Quality Act and Peer
Review
Pursuant to the Information Quality
Act (Section 515 of Pub. L. 106–554),
the Office of Management and Budget
(OMB) issued a Final Information
Quality Bulletin for Peer Review, which
was published in the Federal Register
on January 14, 2005 (70 FR 2664). The
Bulletin established minimum peer
review standards, a transparent process
for public disclosure of peer review
planning, and opportunities for public
participation with regard to certain
types of information disseminated by
the Federal Government. The peer
review requirements of the OMB
Bulletin apply to influential or highly
influential scientific information
disseminated on or after June 16, 2005.
There are no documents supporting this
proposed rule that meet these criteria.
Classification
Executive Order 12866
This proposed rule has been
determined to be not significant under
Executive Order 12866.
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Regulatory Flexibility Act (5 U.S.C. 601
et seq.)
Under the Regulatory Flexibility Act
(as amended by the Small Business
Regulatory Enforcement Fairness Act
(SBREFA) of 1996; 5 U.S.C. 801 et seq.),
whenever a Federal agency is required
to publish a notice of rulemaking for
any proposed or final rule, it must
prepare, and make available for public
comment, a regulatory flexibility
analysis that describes the effect of the
rule on small entities (i.e., small
businesses, small organizations, and
small government jurisdictions).
However, no regulatory flexibility
analysis is required if the head of an
agency certifies that the rule will not
have a significant economic impact on
a substantial number of small entities.
The SBREFA amended the Regulatory
Flexibility Act to require Federal
agencies to provide a statement of the
factual basis for certifying that a rule
will not have a significant economic
impact on a substantial number of small
entities.
We are certifying that this proposed
rule, if implemented, would not have a
significant economic effect on a
substantial number of small entities.
The following discussion explains our
rationale.
This proposal would designate and
authorize the release of a nonessential
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experimental population of CV springrun salmon in the NEP area. While in
the NEP area, the experimental
population would be protected from
some types of take, but we would
impose no prohibitions on the take of
the experimental population fish that is
incidental to otherwise lawful activity
and unintentional, not due to negligent
conduct (see below). The effect of the
proposal would not increase the
regulatory burdens associated with the
ESA on affected entities, including
small entities, to conduct otherwise
lawful activities as a result of
reintroduction of CV spring-run
Chinook salmon to the NEP area. If this
proposal is adopted, the area affected by
this rule includes the entire NEP area.
Land ownership includes Federal lands
and private lands with the primary uses
being recreation, forestry, water
management, power production,
mining, transportation management,
rural development, and livestock
grazing. Accordingly, the rule, if
implemented, may impact those uses.
However, this proposed rule would
apply only limited take prohibitions as
compared with the prohibitions that
typically apply to listed CV spring-run
Chinook salmon. In particular, the
proposed rule expressly provides an
exception for the take of experimental
population fish in the NEP area
provided that the take is incidental to
otherwise lawful activity and
unintentional, not due to negligent
conduct. Based on the nonexperimental
population designation under the
proposed rule, there would only be the
requirement under ESA section 7 (other
than section (a)(1) requiring Federal
agencies, in consultation with NMFS as
applicable depending on the species, to
use their authorities to further the
purposes of the ESA by carrying out
programs for the conservation of listed
species) for Federal agencies to confer
with NMFS. The more burdensome
requirement to consult, with respect to
effects of agency actions on the
experimental population is not
applicable. Additionally, critical habitat
cannot be designated for a nonessential
experimental population. Due to the
minimal regulatory overlay provided by
the nonessential experimental
population designation, we do not
expect this rule to have any significant
effect on recreation, forestry, water
management, power production,
mining, transportation management,
rural development, livestock grazing or
other lawful activities within the NEP
area.
Because this proposal would require
no additional regulatory requirements
on small entities and would impose
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79987
little to no regulatory requirements for
activities within the affected area, the
Chief Council for Regulation certified
that this proposed rule would not have
a significant economic effect on a
substantial number of small entities.
Accordingly, no initial regulatory
flexibility analysis is required, and none
has been prepared.
Executive Order 12630
In accordance with Executive Order
12630, the proposed rule does not have
significant takings implications. A
takings implication assessment is not
required because this proposed rule: (1)
Would not effectively compel a property
owner to have the government
physically invade their property, and (2)
would not deny all economically
beneficial or productive use of the land
or aquatic resources. This proposed rule
would substantially advance a
legitimate government interest
(conservation and recovery of a listed
fish species) and would not present a
barrier to all reasonable and expected
beneficial use of private property.
Executive Order 13132
In accordance with Executive Order
13132, we have determined that this
proposed rule does not have federalism
implications as that term is defined in
Executive Order 13132.
Executive Order 13771
This proposed rule is not an
Executive Order 13771 regulatory action
because this rule is not significant under
Executive Order 12866.
Paperwork Reduction Act of 1995 (44
U.S.C. 3501 et seq.)
OMB regulations at 5 CFR 1320,
which implement provisions of the
Paperwork Reduction Act (44 U.S.C.
3501 et seq.), require that Federal
agencies obtain approval from OMB
before collecting information from the
public. A Federal agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid OMB control number.
This proposed rule does not include any
new collections of information that
require approval by OMB under the
Paperwork Reduction Act.
National Environmental Policy Act
In compliance with all provisions of
the National Environmental Policy Act
of 1969 (NEPA), we have analyzed the
impact on the human environment and
considered a reasonable range of
alternatives for this proposed rule. We
have prepared a draft EA on this
proposed action and have made it
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available for public inspection (see
ADDRESSES section above). All
appropriate NEPA documents will be
finalized before this rule is finalized.
Government-to-Government
Relationship With Tribes (Executive
Order 13175)
Executive Order 13175, Consultation
and Coordination with Indian Tribal
Governments, outlines the
responsibilities of the Federal
Government in matters affecting tribal
interests. If we issue a regulation with
tribal implications (defined as having a
substantial direct effect on one or more
Indian tribes, on the relationship
between the Federal Government and
Indian tribes, or on the distribution of
power and responsibilities between the
Federal Government and Indian tribes),
we must consult with those
governments or the Federal Government
must provide funds necessary to pay
direct compliance costs incurred by
tribal governments.
There are no tribally owned or
managed lands in the NEP area. As part
of NMFS’s obligations under the
National Historic Preservation Act,
NMFS inquired with federally
recognized and non-federally
recognized tribes with potential interest
in the NEP area to inform them of the
proposed rule and solicit information on
cultural resources eligible for listing on
the National Register of Historic Places.
To date, responses have been limited
and no concerns over the proposed rule
have been raised. NMFS invites tribes to
meet with us to have detailed
discussions that could lead to
government-to-government consultation
meetings with tribal governments. We
will continue to coordinate with
potentially affected tribes as we gather
public comment on this proposed rule
and consider next steps.
References Cited
A complete list of all references cited
in this proposed rule is available upon
request from National Marine Fisheries
Service office (see FOR FURTHER
INFORMATION CONTACT).
Scientific name
*
*
*
PART 223—THREATENED MARINE
AND ANADROMOUS SPECIES
1. The authority citation for part 223
continues to read as follows:
■
Authority: 16 U.S.C. 1531–1543; subpart
B, § 223.201–202 is also issued under 16
U.S.C. 1361 et seq.; 16 U.S.C. 5503(d) for
§ 223.206(d)(9).
2. In § 223.102, amend the table in
paragraph (e) by adding, in alphabetical
order, an entry under Fishes for
‘‘Salmon, Chinook (Central Valley
spring-run ESU–XN: Yuba)’’ to read as
follows:
■
*
*
*
(e) * * *
Citation(s) for listing
determinations(s)
Description of listed entity
*
For the reasons set out in the
preamble, 50 CFR part 223 is proposed
to be amended as follows:
§ 223.102 Enumeration of threatened
marine and anadromous species.
Species 1
Common name
Dated: December 2, 2020.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
*
*
*
Critical
habitat
*
ESA rules
*
FISHES
*
Salmon, Chinook (Central
Valley spring-run ESU–
XN: Yuba).
*
Oncorhynchus
tshawytscha.
*
*
*
*
Central Valley spring-run Chinook salmon only
when, and at such times as, they are found in
the upper Yuba River watershed, upstream of
Englebright Dam.
*
*
*
*
[Federal Register citation and date when
published as a final
rule].
*
*
*
NA
223.301
*
1 Species
includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7, 1996), and
evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
*
*
*
*
*
3. In § 223.301, add paragraph (d) to
read as follows:
■
§ 223.301 Special rules—marine and
anadromous fishes.
jbell on DSKJLSW7X2PROD with PROPOSALS
*
*
*
*
*
(d) Upper Yuba River Central Valley
spring-run Chinook Salmon
Experimental Population
(Oncorhynchus tshawytscha). (1) The
Upper Yuba River Central Valley springrun Chinook salmon population
identified in paragraph (d)(2) of this
section is designated as a nonessential
experimental population under section
10(j) of the ESA and shall be treated as
VerDate Sep<11>2014
22:58 Dec 10, 2020
Jkt 253001
a ‘‘threatened species’’ pursuant to 16
U.S.C. 1539(j)(2)(C).
(2) Upper Yuba River Central Valley
spring-run Chinook Salmon
Experimental Population. All Central
Valley spring-run Chinook salmon
within the experimental population area
in the upper Yuba River watershed
upstream of Englebright Dam, as defined
here, are considered part of the Upper
Yuba River Central Valley spring-run
Chinook salmon experimental
population. The boundaries of the
experimental population area include
Englebright Dam and all tributaries
draining into Englebright Reservoir up
to the ridgeline.
PO 00000
Frm 00059
Fmt 4702
Sfmt 4702
(3) Prohibitions. Except as expressly
allowed in paragraph (d)(4) of this
section, all prohibitions of section
9(a)(1) of the ESA (16 U.S.C. 1538 (a)(1))
apply to fish that are part of the Upper
Yuba River Central Valley spring-run
Chinook salmon nonessential
experimental population identified in
paragraph (d)(2) of this section.
(4) Exceptions to the Application of
Section 9 Take Prohibitions in the
Experimental Population Area. The
following forms of take in the
experimental population area identified
in paragraph (d)(2) of this section are
not prohibited by this section:
E:\FR\FM\11DEP1.SGM
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Federal Register / Vol. 85, No. 239 / Friday, December 11, 2020 / Proposed Rules
jbell on DSKJLSW7X2PROD with PROPOSALS
(i) Any taking of Central Valley
spring-run Chinook salmon by
authorized governmental entity
personnel acting in compliance with 50
CFR 223.203(b)(3) to aid a sick, injured
or stranded fish; dispose of a dead fish;
or salvage a dead fish which may be
useful for scientific study.
VerDate Sep<11>2014
22:58 Dec 10, 2020
Jkt 253001
(ii) Any taking of Central Valley
spring-run Chinook salmon that is
unintentional, not due to negligent
conduct, and incidental to, and not the
purpose of, the carrying out of an
otherwise lawful activity.
(iii) Any taking of Central Valley
spring-run Chinook salmon pursuant to
PO 00000
Frm 00060
Fmt 4702
Sfmt 9990
79989
a permit issued by NMFS under section
10 of the ESA (16 U.S.C. 1539) and
regulations in part 222 of this chapter
applicable to such a permit.
*
*
*
*
*
[FR Doc. 2020–26946 Filed 12–10–20; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\11DEP1.SGM
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Agencies
[Federal Register Volume 85, Number 239 (Friday, December 11, 2020)]
[Proposed Rules]
[Pages 79980-79989]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-26946]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 223
[Docket No. 201125-0320]
RIN 0648-BK00
Endangered and Threatened Species: Designation of Nonessential
Experimental Population of Central Valley Spring-Run Chinook Salmon in
the Upper Yuba River Upstream of Englebright Dam, CA
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; availability of a draft environmental
assessment; request for comments.
-----------------------------------------------------------------------
SUMMARY: We, NMFS, propose a rule to designate and authorize the
release of a nonessential experimental population (NEP) of Central
Valley (CV) spring-run Chinook salmon (Oncorhynchus
[[Page 79981]]
tshawytscha) under the Endangered Species Act (ESA) in the upper Yuba
River and its tributaries upstream of Englebright Dam, California and
establish take exceptions for the NEP for particular activities. A
draft environmental assessment (EA) has been prepared on this proposed
action and is available for comment.
DATES: Comments on this proposed rule and EA, must be received no later
than January 11, 2021.
ADDRESSES: You may submit comments on this proposed rule, identified by
NOAA-NMFS-2020-0139 by any of the following methods:
Electronic submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2020-0139 click the
``Comment Now!'' icon, complete the required fields, and enter or
attach your comments.
Mail: Submit written comments to Jonathan Ambrose,
National Marine Fisheries Service, 650 Capitol Mall, Suite 5-100,
Sacramento, California 95814.
Phone: (916) 930-3717; Fax: (916) 930-3629.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are part of the
public record and will generally be posted to https://www.regulations.gov without change. All personal identifying
information (e.g., name, address, etc.), confidential business
information, or otherwise sensitive information submitted voluntarily
by the sender will be publicly accessible. NMFS will accept anonymous
comments (enter ``N/A'' in the required fields if you wish to remain
anonymous). Attachments to electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF file formats only.
You may access a copy of the draft EA by the following:
Visit NMFS' National Environmental Policy Act (NEPA)
website at: https://www.westcoast.fisheries.noaa.gov/publications/nepa/nepa_documents.html.
FOR FURTHER INFORMATION CONTACT: Jonathan Ambrose, by phone at (916)
930-3717, or by mail at National Marine Fisheries Service, 650 Capitol
Mall, Suite 5-100, Sacramento, CA 95814; or by mail at National Marine
Fisheries Service, 1315 East-West Highway, Silver Spring, MD 20910.
SUPPLEMENTARY INFORMATION:
Background Information Relevant to Experimental Population Designation
NMFS listed the CV spring-run Chinook salmon Evolutionarily
Significant Unit (ESU) \1\ as threatened under the ESA, 16 U.S.C. 1531
et seq., on September 16, 1999 (64 FR 50394), and reaffirmed this
status in a final rule on June 28, 2005 (70 FR 37160) and 5-year
reviews announced on August 15, 2011 (76 FR 50447) and May 26, 2016 (81
FR 33468). The listed ESU of CV spring-run Chinook salmon currently
includes all naturally spawned populations of spring-run Chinook salmon
in the Sacramento River and its tributaries, as well as the Feather
River Hatchery (FRH) spring-run Chinook salmon program. On January 9,
2002 (67 FR 1116), NMFS issued protective regulations under section
4(d) of the ESA for CV spring-run Chinook salmon that apply the take
prohibitions of section 9(a)(1) of the ESA, except for listed
exceptions (see 50 CFR 223.203). Critical habitat has been designated
for CV spring-run Chinook salmon (70 FR 52488, September 2, 2005), and
includes most of the occupied riverine habitat within their extant
range. CV spring-run Chinook salmon are also listed as a threatened
species by the State of California under the California Endangered
Species Act (CESA), California Fish and Game Code, Division 3, Chapter
1.5.
---------------------------------------------------------------------------
\1\ The ESA defines ``species'' to include ``any distinct
population segment of any species of vertebrate fish or wildlife
which interbreeds when mature'' (16 U.S.C. 1532(16); see also 50 CFR
424.02). For Pacific salmon, NMFS determined that an ESU will be
considered a distinct population segment and thus a species (56 FR
58612, November 20, 1991). A group of Pacific salmon is considered
an ESU if it (1) is substantially reproductively isolated from other
nonspecific population units; and (2) represents an important
component in the evolutionary legacy of the species.
---------------------------------------------------------------------------
On December 31, 2013, a final rule was published in which NMFS
designated a nonessential experimental population of CV spring-run
Chinook salmon in portions of the San Joaquin River, California, under
ESA section 10(j) (78 FR 79622).
In 2014, we adopted a final recovery plan for the CV spring-run
Chinook salmon ESU (79 FR 42504, July 22, 2014). The Central Valley
Recovery Plan identifies re-establishing populations of CV spring-run
Chinook salmon above impassable barriers to unoccupied historical
habitats as an important recovery action (NMFS 2014). More
specifically, the Central Valley Recovery Plan explains that re-
establishing populations above impassable barriers, such as Englebright
Dam, would aid in recovery of the ESU by increasing abundance, spatial
structure and diversity and by reducing the risk of extinction to the
ESU as a whole.
To facilitate and encourage future reintroduction efforts into the
upper Yuba River, NMFS is proposing a rule to (a) designate and
authorize the release of an NEP of CV spring-run Chinook salmon
pursuant to ESA section 10(j) in the upper Yuba River and its
tributaries upstream of Englebright Dam, and (b) establish take
prohibitions for the NEP and exceptions for particular activities.
Statutory and Regulatory Framework for Experimental Population
Designation
Section 10(j) of the ESA (16 U.S.C. 1539(j)), allows the Secretary
of Commerce to authorize the release of any population of a listed
species outside their current range if the release furthers their
conservation. An experimental population is a population that is
geographically separate from nonexperimental populations of the same
species. Before authorizing the release of an experimental population
the Secretary must determine whether or not the population is essential
to the continued existence of the listed species.
An experimental population is treated as a threatened species,
except that non-essential populations do not receive the benefit of
certain protections normally applicable to threatened species (ESA
section 10(j)(2)(C)). Below we discuss the impact of treating
experimental populations as threatened species and of exceptions that
apply to NEPs.
For endangered species, section 9 of the ESA prohibits take of
those species. For a threatened species, ESA section 9 does not
specifically prohibit take of those species, but the ESA instead
authorizes NMFS to adopt regulations under section 4(d) that prohibit
take, or that it deems necessary and advisable for species
conservation. The proposed experimental population of CV spring-run
Chinook salmon must generally be treated as a threatened species.
Therefore, we propose to issue tailored protective regulations under
ESA section 4(d) for the proposed experimental population of CV spring-
run Chinook salmon to identify take prohibitions to provide for the
conservation of the species with exceptions for particular activities.
Section 7 of the ESA provides for Federal interagency cooperation
and consultation on Federal agency actions. Section 7(a)(1) directs all
Federal agencies, in consultation with NMFS as applicable depending on
the species, to use their authorities to further the purposes of the
ESA by carrying out
[[Page 79982]]
programs for the conservation of listed species. Section 7(a)(2)
requires all Federal agencies, in consultation with NMFS as applicable
depending on the species, to insure any action they authorize, fund or
carry out is not likely to jeopardize the continued existence of a
listed species or result in the destruction or adverse modification of
designated critical habitat. Section 7 applies equally to endangered
and threatened species.
Although ESA section 10(j) provides that an experimental population
must generally be treated as a threatened species, for the purposes of
ESA section 7, if the experimental population is determined to be a
NEP, section 10(j)(C)(i) requires that we treat the experimental
population as a species proposed to be listed, rather than a species
that is listed (except when it occurs within a National Wildlife Refuge
or National Park, in which case it is treated as listed). ESA Section
7(a)(4) requires Federal agencies to confer (rather than consult under
ESA section 7(a)(2)) with NMFS on actions likely to jeopardize the
continued existence of a species proposed to be listed. The results of
a conference are advisory recommendations, if any, on ways to minimize
or avoid adverse effects rather than mandatory terms and conditions
under ESA section 7(a)(2) consultations (compare 50 CFR 402.10(c) with
50 CFR 402.14(i)(1)(iv)). ESA section 7(a)(1) also applies to
nonessential experimental populations. As described above, section
7(a)(1) requires Federal agencies, in consultation with NMFS as
applicable depending on the species, to use their authorities in
furtherance of the purposes of the ESA by carrying out programs for the
conservation of threatened and endangered species. ESA section 7(a)(2)
consultation requirements would not apply to any Federal agency action
affecting a NEP in the NEP area, except when the NEP occurs within a
National Wildlife Refuge or National Park. Section 7(a)(2) consultation
requirements would still apply to any Federal agency action in the NEP
area that may affect CV spring-run Chinook salmon or designated
critical habitat outside of the NEP area or other ESA-listed species or
designated critical habitat for those species.
NMFS has designated three experimental populations (78 FR 2893,
January 15, 2013; 78 FR 79622, December 31, 2013; 79 FR 40004, July 11,
2014) and promulgated regulations, codified at 50 CFR part 222, subpart
E, to implement section 10(j) of the ESA (81 FR 33416, May 26, 2016).
NMFS' implementing regulations include the following provisions.
50 CFR 222.501(b) defines an ``essential experimental population''
as a population whose loss would reduce the likelihood of the survival
of the species in the wild.''All other experimental populations are
classified as nonessential.
50 CFR 222.502(b) provides, before authorizing the release of an
experimental population, the Secretary must find that such release will
further the conservation of the species. In addition, 50 CFR 222.502(b)
provides:
In making such a finding, the Secretary shall utilize the best
scientific and commercial data available to consider:
(1) Any possible adverse effects on extant populations of a species
as a result of removal of individuals, eggs, or propagules for
introduction elsewhere;
(2) The likelihood that any such experimental population will
become established and survive in the foreseeable future;
(3) The effects that establishment of an experimental population
will have on the recovery of the species; and
(4) The extent to which the introduced population may be affected
by existing or anticipated Federal or State actions or private
activities within or adjacent to the experimental population area.
50 CFR 222.502(c) describes four components that must be provided
in any NMFS regulations designating an experimental population under
ESA section 10(j):
(1) Appropriate means to identify the experimental population,
including, but not limited to, its actual or proposed location; actual
or anticipated migration; number of specimens released or to be
released; and other criteria appropriate to identify the experimental
population(s);
(2) A finding, based solely on the best scientific and commercial
data available, and the supporting factual basis, on whether the
experimental population is, or is not, essential to the continued
existence of the species in the wild;
(3) Management restrictions, protective measures, or other special
management concerns of that population, as appropriate, which may
include, but are not limited to, measures to isolate and/or to contain
the experimental population designated in the regulation from
nonexperimental populations and protective regulations established
pursuant to section 4(d) of the ESA; and
(4) A process for periodic review and evaluation of the success or
failure of the release and the effect of the release on the
conservation and recovery of the species.
In addition, as described above, ESA section 10(j)(1) defines an
``experimental population'' as any population authorized for release
under paragraph (2), when the population is separate geographically
from the nonexperimental populations of the same species. Accordingly,
we must establish that there are such times and places when the
experimental population is wholly geographically separate. Similarly,
the statute requires that we identify the experimental population; the
legislative history indicates that the purpose of this requirement is
to provide notice as to which populations of listed species are
experimental (see Joint Explanatory Statement of the Committee of
Conference, H.R. Conf. Rep No. 97-835, at 34 (1982)).
Status of the Species
Life history and the historical population trend of CV spring-run
Chinook salmon are summarized by Healy (1991), USFWS (1995), Yoshiyama
et al., (1998), Yoshiyama et al., (2001), and Moyle (2002). Section
4(f) of the ESA requires the Secretary of Commerce to develop recovery
plans for all listed species unless the Secretary determines that such
a plan will not promote the conservation of a listed species. Prior to
developing the Central Valley Recovery Plan (NMFS 2014), we assembled a
team of scientists from Federal and State agencies, consulting firms,
non-profit organizations and academia. This group, known as the Central
Valley Technical Recovery Team (CVTRT), was tasked with identifying
population structure and recommending recovery criteria (also known as
delisting criteria) for ESA-listed salmon and steelhead in the
Sacramento River and San Joaquin Rivers and their tributaries. The
CVTRT recommended biological viability criteria at the ESU level and
population level (Lindley et al., 2007) for recovery planning
consideration. The CVTRT identified the current risk level of each
population based on the gap between recent abundance and productivity
and the desired recovery goals. The CVTRT concluded that the greatest
risk facing the ESUs resulted from the loss of historical diversity
following the construction of major dams that blocked access to
historical spawning and rearing habitat (Lindley et al., 2007).
The CVTRT also recommended spatial structure and diversity metrics
for each population (Lindley et al., 2004). Spatial structure refers to
the
[[Page 79983]]
geographic distribution of a population and the processes that affect
the distribution. Populations with restricted distribution and few
spawning areas are at a higher risk of extinction from catastrophic
environmental events (e.g., a volcanic eruption) than are populations
with more widespread and complex spatial structure. A population with
complex spatial structure typically has multiple spawning areas which
allows the expression of diverse life history characteristics.
Diversity is the combination of genetic and phenotypic characteristics
within and between populations (McElhany et al., 2000). Phenotypic
diversity allows more diverse populations to use a wider array of
environments and protects populations against short-term temporal and
spatial environmental changes. Genotypic diversity, on the other hand,
provides populations with the ability to survive long-term changes in
the environment by providing genetic variations that may prove
successful under different situations. The combination of phenotypic
and genotypic diversity, expressed in a natural setting, provides
populations with the ability to utilize the full range of habitat and
environmental conditions and to have the resiliency to survive and
adapt to long-term changes in the environment.
In 2016, NMFS completed a periodic review as required by the ESA
section 4(c)(2)(A), and concluded that the CV spring-run Chinook salmon
ESU should remain listed as threatened (81 FR 33468, May 26, 2016). An
analysis conducted by NMFS' Southwest Fisheries Science Center (Johnson
and Lindley, 2016) indicated that the extant independent populations of
the CV spring-run Chinook salmon ESU remained at a moderate to low
extinction risk since the last status review (Williams et al., 2011).
The analysis noted some improvements in the viability of the ESU,
particularly with respect to the increased spatial diversity of the
dependent Battle Creek and Clear Creek populations. The analysis
identified as key threats the recent catastrophic declines of many of
the extant populations, high pre-spawn mortality during the 2012-2015
drought in California, uncertain juvenile survival due to drought and
ocean conditions, as well as straying of CV spring-run Chinook salmon
from the FRH (Johnson and Lindley, 2016).
Analysis of the Statutory Requirements
1. Will authorizing release of an experimental population further
the conservation of the species?
Section 3(3) of the ESA, 16 U.S.C. 1532(3), defines
``conservation'' as ``the use of all methods and procedures which are
necessary to bring any endangered species or threatened species to the
point at which the measures provided pursuant to this [Act] are no
longer necessary.'' We discuss in more detail below each of the factors
we considered in determining if authorizing release of an experimental
population in the upper Yuba River and its tributaries upstream of
Englebright Dam would further the conservation of CV spring-run Chinook
salmon.
As described above, under 50 CFR 222.502(b), NMFS must consider
several factors in finding whether authorizing release of an
experimental population will further the conservation of the species,
including any possible adverse effects on extant populations of the
species as a result of removal of individuals for introduction
elsewhere; the likelihood that the experimental population will become
established and survive in the foreseeable future; the effects that
establishment of the experimental population will have on the recovery
of the species; and the extent to which the experimental populations
may be affected by existing or anticipated Federal or State actions or
private activities within or adjacent to the experimental population
area. We describe authorizing release as reintroduction below, because
spring-run Chinook salmon historically used habitat in the upper Yuba
River upstream of Englebright Dam (NMFS 2014).
We discuss possible adverse effects on extant populations below in
relation to a donor source for reintroduction into the upper Yuba
River.
Regarding the likelihood that reintroduction efforts will be
successful in the foreseeable future, important questions are: What are
the most appropriate sources of broodstock to establish the
experimental population, and are the sources available? Reintroduction
efforts have the best chance for success when the donor population has
life-history characteristics compatible with the anticipated
environmental conditions of the habitat into which fish will be
reintroduced (Araki et al., 2008). Populations found in watersheds
closest to the reintroduction area are most likely to have adaptive
traits that will lead to a successful reintroduction. Therefore, only
CV spring-run Chinook salmon populations found in Central Valley will
be used in establishing the experimental populations in the NEP area.
We preliminarily identify a donor source for reintroduction into
the upper Yuba River as CV spring-run Chinook salmon produced from the
FRH. The Yuba River is a tributary to the Feather River, and CV spring-
run Chinook salmon from the FRH are the geographically closest donor
source that could be used with minimal impact to the wild population
for reintroduction into the upper Yuba River. The donor stock raised at
the FRH may include CV spring-run Chinook salmon from either the
Feather or Yuba River. NMFS, in consultation with the California
Department of Fish and Wildlife, may later consider diversifying the
donor stock with CV spring-run Chinook salmon from other nearby streams
if those populations can sustain removal of fish. Any collection of CV
spring-run Chinook salmon would be subject to a Hatchery and Genetic
Management Plan (HGMP) in relation to a hatchery source and approval of
a permit under ESA section 10(a)(l)(A), which includes analysis under
NEPA and ESA section 7.
Use of donor stock from the FRH for the initial phases of a
reintroduction program will minimize the number of individuals needed
from existing populations. Supplementation to the donor stock, if
necessary, would be dependent upon genetic diversity needs and the
extent of adverse effects to other populations. It is anticipated that
over time, the FRH would produce juveniles and adults for a future
reintroduction program in sufficient numbers to enable the return of a
sufficient number of adults to establish a self-sustaining population
in the upper Yuba River. Once a self-sustaining population is
established, it is anticipated that the FRH contribution of CV spring-
run Chinook salmon would be phased out.
We also consider the suitability of habitat available to the
experimental population. NMFS initiated a habitat assessment of the
upper Yuba River and determined conditions were suitable for Chinook
salmon spawning, adult holding, and juvenile rearing (Stillwater
Sciences 2013). The relative abundance of habitat types, habitat
quality and environmental conditions vary between the North, Middle,
and South Yuba Rivers. Under current conditions when compared to one
another, habitat suitability is best in the North Yuba River. The
Middle Yuba River maintains significant quantities of suitable habitat
and habitat conditions are less suitable in the South Yuba River.
Habitat conditions in the Middle and South Yuba Rivers could improve
with anticipated additional instream flow releases from dams in the
upper
[[Page 79984]]
watersheds as part of the Federal Energy Regulatory Commission's
relicensing process pursuant to the Federal Power Act.
In addition, there are Federal and State laws and regulations that
will help ensure the establishment and survival of the experimental
population by protecting aquatic and riparian habitat in the NEP area.
Section 404 of the Clean Water Act (CWA), 33 U.S.C. 1344, establishes a
program to regulate the discharge of dredged or fill material into
waters of the United States, which generally requires avoidance,
minimization, and mitigation for potential adverse effects of dredge
and fill activities within the nation's waterways. Under CWA section
401, 33 U.S.C. 1341, a Federal agency may not issue a permit or license
to conduct any activity that may result in any discharge into waters of
the United States, unless a state or authorized tribe where the
discharge would originate issues a section 401 water quality
certification verifying compliance with existing water quality
requirements or waives the certification requirement. In addition,
construction and operational storm water runoff is subject to
restrictions under CWA section 402, 33 U.S.C. 1342, which establishes
the National Pollutant Discharge Elimination System permit program, and
state water quality laws.
At the state level, the California Fish and Game Code (CFGC) Fish
and Wildlife Protection and Conservation provisions (CFGC section 1600,
et seq.), the CESA (CFGC section 2050, et seq.), and the California
Environmental Quality Act (CEQA) (Public Resources Code section 21000,
et seq.) set forth criteria for the incorporation of avoidance,
minimization, and feasible mitigation measures for on-going activities
as well as for individual projects. The CFGC Fish and Wildlife
Protection and Conservation provisions were enacted to provide
conservation for the state's fish and wildlife resources and include
requirements to protect riparian habitat resources on the bed, channel,
or bank of streams and other waterways. The CESA prohibits the taking
of listed species except as otherwise provided in State law. Under the
CEQA, no public agency shall approve or carry out a project without
identifying all feasible mitigation measures necessary to reduce
impacts to a less than significant level, and public agencies shall
incorporate such measures absent overriding consideration.
Regarding the effects that establishment of the experimental
population will have on the recovery of the species, the Central Valley
Recovery Plan characterizes the NEP area as having the potential to
support a viable population of Chinook salmon (NMFS 2014). The Central
Valley Recovery Plan establishes a framework for reintroduction of
Chinook salmon and steelhead to historical habitats upstream of dams.
The framework recommends that a reintroduction program should include
feasibility studies, habitat evaluations, fish passage design studies,
and a pilot reintroduction phase prior to implementation of the long-
term reintroduction program. In addition, the Central Valley Recovery
Plan contains specific management strategies for recovering CV spring-
run Chinook salmon that include securing existing populations and
reintroducing this species into historically occupied habitats above
rim dams in the Central Valley of California (NMFS 2014). The Central
Valley Recovery Plan concludes, and we continue to agree, that
establishing an experimental population in the NEP area that persists
into the foreseeable future is expected to reduce extinction risk from
natural and anthropogenic factors by increasing abundance,
productivity, spatial structure, and diversity within California's
Central Valley. These expected improvements in the overall viability CV
spring-run Chinook salmon, in addition to other actions being
implemented throughout the Central Valley, which are described next,
will contribute to this species' near-term viability and recovery.
Across the Central Valley, a number of actions are being undertaken
to improve habitat quality and quantity for CV spring-run Chinook
salmon. Collectively, implementation of the San Joaquin River
Restoration Program (https://www.restoresjr.net/), Battle Creek Salmon
and Steelhead Restoration Project (https://www.usbr.gov/mp/battlecreek/
), and the Central Valley Flood Protection Plan (DWR 2011) will result
in many projects that will improve habitat conditions. The San Joaquin
River Restoration Program will improve passage survival and spatial
distribution for CV spring-run Chinook salmon in the San Joaquin River
corridor. The Battle Creek Salmon and Steelhead Restoration Project
will improve passage and rearing survival, spawning opportunities and
spatial distribution in Battle Creek. The Central Valley Flood
Protection Plan (DWR 2011) will improve juvenile rearing conditions
during outmigration by creating and improving access to high quality
floodplain habitats.
Climate change is expected to exacerbate existing habitat stressors
in California's Central Valley and increase threats to Chinook salmon
and steelhead by reducing the quantity and quality of freshwater
habitat (Lindley et al., 2007). Significant contraction of thermally
suitable habitat is predicted, and as cold water sources contract,
access to cooler headwater streams is expected to become increasingly
important for CV spring-run Chinook salmon in the Central Valley
(Crozier et al., 2018). For this reason and other reasons described
above, we anticipate reintroduction of CV spring-run Chinook salmon
into headwater streams upstream of Englebright Dam will contribute to
their conservation and recovery.
Regarding the extent to which the experimental populations may be
affected by existing or anticipated Federal or State actions or private
activities within or adjacent to the experimental population area, the
NEP and adjacent areas are characterized by snow-covered subalpine
zones near the Sierra-Nevada Mountain crest, are largely forested, and
have been affected by mining, logging, dams and water diversions, with
limited residential development. The NEP area is sparsely populated and
ongoing State, Federal and local activities include forest management,
limited mining, road maintenance, limited residential development,
grazing, and tourism and recreation. These activities are anticipated
to have minor impacts to CV spring-run Chinook salmon in the NEP and
adjacent areas. Potential impacts are further minimized through
application of the aforementioned State and Federal regulations. Dams
and water diversions in the NEP area currently limit fish populations
in some parts of the NEP area. NMFS anticipates a future reintroduction
project will target stream reaches that are not blocked by dams or
impaired from inadequate flows due to water diversions. NMFS further
anticipates a reintroduction program will specifically target river
reaches in the NEP area with abundant high quality habitat.
The habitat improvement actions called for in the Central Valley
Recovery Plan, in combination with the protective measures proposed in
this rule, as well as compliance with existing Federal, State, and
local laws, statutes, and regulations, including those mentioned above,
are expected to contribute to the establishment and survival of the
proposed experimental population in the upper Yuba River in the
foreseeable future. Although the donor source for this reintroduction
effort is anticipated to include hatchery-origin individuals from the
FRH, based on the factors discussed above, we conclude it is
[[Page 79985]]
probable that a self-sustaining experimental population of CV spring-
run Chinook salmon will become established and survive in the upper
Yuba River. Furthermore, we conclude that such a self-sustaining
experimental population of genetically compatible individuals is likely
to further the conservation of the species, as discussed above.
2. Identification of the Experimental Population and Geographic
Separation From the Nonexperimental Populations of the Same Species
ESA section 10(j)(2)(B) requires that we identify experimental
populations by regulation. ESA section 10(j)(1) also provides that a
population is considered an experimental population only when, and at
such times as, it is wholly separate geographically from the
nonexperimental population of the same species. NMFS proposes that the
NEP area would extend upstream from Englebright Dam and include the
North, Middle, and South Yuba Rivers and their tributaries up to the
ridgeline. Under this proposed rule, the experimental population would
be identified as the CV spring-run Chinook salmon population when it is
geographically located anywhere in the NEP area. Reintroduced CV
spring-run Chinook salmon would only be part of the experimental
population when they are present in the NEP area, and would not be part
of the experimental population when they are outside the NEP area, even
if they originated within the NEP area. When reintroduced juvenile CV
spring-run Chinook salmon pass downstream of Englebright Dam into the
lower Yuba River, through the lower Feather River and Sacramento River
and when they migrate further downstream to the Sacramento River Delta
and the Pacific Ocean, they would no longer be geographically separated
from other extant CV spring-run Chinook salmon populations, and thus
the ``experimental population'' designation would not apply, unless and
until they return as adults and re-enter the NEP area.
The proposed NEP area provides the requisite level of geographic
separation because CV spring-run Chinook salmon are currently
extirpated from this area due to the presence of Englebright Dam, which
blocks their upstream migration. Straying of fish from other spring-run
Chinook populations into the NEP area is not possible due to the
presence of this dam. As a result, the geographic description of the CV
spring-run Chinook ESU does not include the NEP area. The
``experimental population'' designation is geographically based and
does not travel with the fish outside of the NEP area.
NMFS anticipates that CV spring-run Chinook salmon used for the
initial stages of a reintroduction program would be marked, for
example, with specific fin clips and/or coded-wire tags to evaluate
stray rates and allow for brood stock collection of returning adults
that originated from the experimental population. Any marking of
individuals of the experimental population, such as clips or tags,
would be for the purpose of evaluating the effectiveness of a near-term
and long-term fish passage program, and would not be for the purpose of
identifying fish from the NEP area other than for brood stock
collection of returning adults. As discussed above, the experimental
population is identified based on the geographic location of the fish.
Indeed, if the reintroduction is successful as expected, and fish begin
reproducing naturally, their offspring would not be distinguishable
from fish from other Chinook salmon populations. Outside of the NEP
area, e.g., downstream of Englebright Dam in the lower Yuba, lower
Feather and Sacramento Rivers, or in the ocean, any such unmarked fish
(juveniles and adults alike) would not be considered members of an
experimental population. They would be considered part of the CV
spring-run Chinook salmon ESU currently listed under the ESA. Likewise,
any fish that were marked for reintroduction in the NEP area would not
be considered part of the experimental population once they left the
NEP area; rather, they would be considered part of the ESU currently
listed under the ESA.
3. Is the experimental population essential to the continued existence
of the species?
As discussed above, ESA section 10(j)(2)(B) requires the Secretary
to determine whether experimental populations would be ``essential to
the continued existence'' of the listed species. The statute does not
elaborate on how this determination is to be made. However, as noted
above, Congress gave some further attention to the term when it
described an essential experimental population as one whose loss
``would be likely to appreciably reduce the likelihood of survival of
that species in the wild.'' (Joint Explanatory Statement, supra, at
34). NMFS regulations incorporated this concept into its definition of
an essential experimental population at 50 CFR 222.501(b), which
provides, in relevant part, ``The term essential experimental
population means an experimental population whose loss would be likely
to appreciably reduce the likelihood of the survival of the species in
the wild.''
In determining whether the experimental population of CV spring-run
Chinook salmon is essential, we used the best available information as
required by ESA section 10(j)(2)(B). Furthermore, we considered the
geographic location of the experimental population in relation to other
populations of CV spring-run Chinook salmon, and the likelihood of
survival of these populations without the existence of the experimental
population.
The CV spring-run Chinook salmon ESU includes four independent
populations and several dependent or establishing populations. Given
current protections and restoration efforts, these populations are
persisting without the presence of a population in the NEP area. It is
expected that the experimental population will exist as a separate
population from those in the Sacramento River basin and will not be
essential to the survival of those populations. Based on these
considerations, we conclude that the loss of the experimental
population of CV spring-run Chinook in the NEP area is not likely to
appreciably reduce the likelihood of the survival of the species in the
wild. Accordingly, NMFS is proposing to designate this experimental
population as nonessential. Under section 10(j)(2)(C)(ii) of the ESA,
we cannot designate critical habitat for a nonessential experimental
population.
Additional Management Restrictions, Protective Measures, and Other
Special Management Considerations
As indicated above, ESA section 10(j)(2)(C) requires that
experimental populations be treated as threatened species, except that
for nonessential experimental populations, certain portions of ESA
section 7 do not apply and critical habitat cannot be designated.
Congress intended that the Secretary would issue regulations, under ESA
section 4(d), deemed necessary and advisable to provide for the
conservation of experimental populations as for any threatened species
(Joint Explanatory Statement, supra, at 34). In addition, when amending
the ESA to add section 10(j), Congress specifically intended to provide
broad discretion and flexibility to the Secretary in managing
experimental populations so as to reduce opposition to releasing listed
species outside their current range (H.R. Rep. No. 567, 97th Cong. 2d
Sess. 34 (1982)). Therefore, we propose to exercise the authority to
issue protective regulations under ESA section 4(d) for
[[Page 79986]]
the proposed experimental population of CV spring-run Chinook salmon to
identify take prohibitions necessary to provide for the conservation of
the species and otherwise provide assurances to people in the NEP area.
The ESA defines ``take'' to mean harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or to attempt to engage in any
such conduct (16 U.S.C. 1532(19)). Concurrent with the proposed ESA
section 10(j) experimental population designation, we propose
protective regulations under ESA section 4(d) for the experimental
population that would prohibit take of CV spring-run Chinook salmon
that are part of the experimental population, except in the following
circumstances in the NEP area:
1. Any take by authorized governmental entity personnel acting in
compliance with 50 CFR 223.203(b)(3) to aid a sick, injured or stranded
fish; dispose of a dead fish; or salvage a dead fish which may be
useful for scientific study.
2. Any take that is incidental \2\ to an otherwise lawful activity
and is unintentional, not due to negligent conduct. Otherwise lawful
activities include, but are not limited to, recreation, forestry, water
management, agriculture, power production, mining, transportation
management, rural development, or livestock grazing, when such
activities are in full compliance with all applicable laws and
regulations.
---------------------------------------------------------------------------
\2\ Incidental take refers to takings that result from, but are
not the purpose of, carrying out an otherwise lawful activity
conducted by the Federal agency or applicant. 50 CFR 402.02
---------------------------------------------------------------------------
3. Any take that is pursuant to a permit issued by NMFS under
section 10 of the ESA (16 U.S.C. 1539) and regulations in 50 CFR part
222 applicable to such a permit.
Process for Periodic Review
Evaluation of a future reintroduction program is likely to be
assessed by certain new monitoring programs developed specifically for
this purpose. NMFS anticipates monitoring in the NEP area, including
fish passage efficiency, spawning success, adult and smolt injury and
mortality rates, juvenile salmon collection efficiencies, competition
with resident species, predation, disease and other types of monitoring
will be necessary to gauge the success of the program. As data are
collected through monitoring efforts, NMFS and other partners in a
future reintroduction project can evaluate the success of the program.
In addition, results of a reintroduction project will be evaluated
during subsequent 5-year status reviews for the CV spring-run Chinook
salmon ESU under ESA section 4(c)(2).
Proposed Experimental Population Findings
Based on the best available scientific information, we have
determined that the designation and authorization for the release of a
NEP of CV spring-run Chinook salmon in the NEP area upstream of
Englebright Dam will further the conservation of CV spring-run Chinook
salmon. CV spring-run Chinook salmon used to initiate the
reintroduction are anticipated to come from the FRH using either donor
stock from the Feather or Yuba Rivers, which is part of the CV spring-
run Chinook salmon ESU. The collection of donor stock from the FRH will
be permitted only after issuance of a permit under section 10(a)(1)(A)
of the ESA, which includes analysis under NEPA and ESA section 7. The
experimental population fish are expected to remain geographically
separate from fish in other populations of the CV spring-run Chinook
salmon ESU during the life stages in which they remain in, or are
returned to, the NEP area. At all times when members of the
experimental population are downstream of Englebright Dam, the
experimental population designation will not apply. Establishing an
experimental population of CV spring-run Chinook salmon in the NEP area
would likely contribute to the viability of the ESU as a whole.
Reintroduction is a recommended recovery action in the Central Valley
Recovery Plan (NMFS 2014). Designation of CV spring-run Chinook salmon
in the NEP area as a nonessential experimental population would ensure
that their reintroduction does not impose undue regulatory restrictions
on landowners and others because this proposed rule would apply only
limited take prohibitions, as compared to the prohibitions that
typically apply to CV spring-run Chinook salmon. In particular, the
proposed rule expressly provides an exception for take of NEP fish in
the NEP area provided that the take is incidental to otherwise lawful
activity and unintentional, not due to negligent conduct.
We further determine, based on the best available scientific
information, that the proposed experimental population would not be
essential to the continued existence of the CV spring-run Chinook
salmon ESU, because absence of the experimental population would not be
likely to appreciably reduce the likelihood of the survival of the ESU
in the wild. However, as described above, the experimental population
is expected to contribute to the recovery of the CV spring-run Chinook
salmon ESU if reintroduction is successful. We therefore propose that
the experimental population would be a nonessential experimental
population.
Public Comment
We want the final rule to be as effective and accurate as possible,
and the final EA to evaluate the potential issues and reasonable range
of alternatives. Therefore, we invite the public, State, Tribal, and
government agencies, the scientific community, environmental groups,
industry, local landowners, and all interested parties to provide
comments on the proposed rule and draft EA (see ADDRESSES section
above). We request that submitted comments be relevant to the proposed
designation of an experimental population in the NEP area. The most
helpful comments are as specific as possible, provide relevant
information or suggested changes, the basis for the suggested changes,
and any additional supporting information where appropriate. For
example, comments could tell us the numbers or titles of the sections
or paragraphs that are unclearly written, which sections or sentences
are too long, or the sections where lists or tables would be useful.
Prior to issuing a final rule, we will take into consideration the
comments and supporting materials received. We are interested in all
public comments, but are specifically interested in obtaining feedback
on:
(1) The best source of ESA-listed fish for establishing an
experimental population of CV spring-run Chinook salmon in the NEP area
and the scientific basis for such comments.
(2) The proposed NEP area (geographical scope) for the experimental
population.
(3) The extent to which the experimental population would be
affected by current or future Federal, State, Tribal, or private
actions within or adjacent to the experimental population area.
(4) Any necessary management restrictions, protective measures, or
other management measures that we may not have considered.
(5) The likelihood that the experimental population will become
established in the NEP area.
(6) Whether the proposed experimental population is essential or
nonessential.
(7) Whether the proposed experimental population designation and
release will further the conservation of the species and whether we
have
[[Page 79987]]
used the best available scientific information in making this
determination.
Information Quality Act and Peer Review
Pursuant to the Information Quality Act (Section 515 of Pub. L.
106-554), the Office of Management and Budget (OMB) issued a Final
Information Quality Bulletin for Peer Review, which was published in
the Federal Register on January 14, 2005 (70 FR 2664). The Bulletin
established minimum peer review standards, a transparent process for
public disclosure of peer review planning, and opportunities for public
participation with regard to certain types of information disseminated
by the Federal Government. The peer review requirements of the OMB
Bulletin apply to influential or highly influential scientific
information disseminated on or after June 16, 2005. There are no
documents supporting this proposed rule that meet these criteria.
Classification
Executive Order 12866
This proposed rule has been determined to be not significant under
Executive Order 12866.
Regulatory Flexibility Act (5 U.S.C. 601 et seq.)
Under the Regulatory Flexibility Act (as amended by the Small
Business Regulatory Enforcement Fairness Act (SBREFA) of 1996; 5 U.S.C.
801 et seq.), whenever a Federal agency is required to publish a notice
of rulemaking for any proposed or final rule, it must prepare, and make
available for public comment, a regulatory flexibility analysis that
describes the effect of the rule on small entities (i.e., small
businesses, small organizations, and small government jurisdictions).
However, no regulatory flexibility analysis is required if the head of
an agency certifies that the rule will not have a significant economic
impact on a substantial number of small entities. The SBREFA amended
the Regulatory Flexibility Act to require Federal agencies to provide a
statement of the factual basis for certifying that a rule will not have
a significant economic impact on a substantial number of small
entities.
We are certifying that this proposed rule, if implemented, would
not have a significant economic effect on a substantial number of small
entities. The following discussion explains our rationale.
This proposal would designate and authorize the release of a
nonessential experimental population of CV spring-run salmon in the NEP
area. While in the NEP area, the experimental population would be
protected from some types of take, but we would impose no prohibitions
on the take of the experimental population fish that is incidental to
otherwise lawful activity and unintentional, not due to negligent
conduct (see below). The effect of the proposal would not increase the
regulatory burdens associated with the ESA on affected entities,
including small entities, to conduct otherwise lawful activities as a
result of reintroduction of CV spring-run Chinook salmon to the NEP
area. If this proposal is adopted, the area affected by this rule
includes the entire NEP area. Land ownership includes Federal lands and
private lands with the primary uses being recreation, forestry, water
management, power production, mining, transportation management, rural
development, and livestock grazing. Accordingly, the rule, if
implemented, may impact those uses.
However, this proposed rule would apply only limited take
prohibitions as compared with the prohibitions that typically apply to
listed CV spring-run Chinook salmon. In particular, the proposed rule
expressly provides an exception for the take of experimental population
fish in the NEP area provided that the take is incidental to otherwise
lawful activity and unintentional, not due to negligent conduct. Based
on the nonexperimental population designation under the proposed rule,
there would only be the requirement under ESA section 7 (other than
section (a)(1) requiring Federal agencies, in consultation with NMFS as
applicable depending on the species, to use their authorities to
further the purposes of the ESA by carrying out programs for the
conservation of listed species) for Federal agencies to confer with
NMFS. The more burdensome requirement to consult, with respect to
effects of agency actions on the experimental population is not
applicable. Additionally, critical habitat cannot be designated for a
nonessential experimental population. Due to the minimal regulatory
overlay provided by the nonessential experimental population
designation, we do not expect this rule to have any significant effect
on recreation, forestry, water management, power production, mining,
transportation management, rural development, livestock grazing or
other lawful activities within the NEP area.
Because this proposal would require no additional regulatory
requirements on small entities and would impose little to no regulatory
requirements for activities within the affected area, the Chief Council
for Regulation certified that this proposed rule would not have a
significant economic effect on a substantial number of small entities.
Accordingly, no initial regulatory flexibility analysis is required,
and none has been prepared.
Executive Order 12630
In accordance with Executive Order 12630, the proposed rule does
not have significant takings implications. A takings implication
assessment is not required because this proposed rule: (1) Would not
effectively compel a property owner to have the government physically
invade their property, and (2) would not deny all economically
beneficial or productive use of the land or aquatic resources. This
proposed rule would substantially advance a legitimate government
interest (conservation and recovery of a listed fish species) and would
not present a barrier to all reasonable and expected beneficial use of
private property.
Executive Order 13132
In accordance with Executive Order 13132, we have determined that
this proposed rule does not have federalism implications as that term
is defined in Executive Order 13132.
Executive Order 13771
This proposed rule is not an Executive Order 13771 regulatory
action because this rule is not significant under Executive Order
12866.
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.)
OMB regulations at 5 CFR 1320, which implement provisions of the
Paperwork Reduction Act (44 U.S.C. 3501 et seq.), require that Federal
agencies obtain approval from OMB before collecting information from
the public. A Federal agency may not conduct or sponsor, and a person
is not required to respond to, a collection of information unless it
displays a currently valid OMB control number. This proposed rule does
not include any new collections of information that require approval by
OMB under the Paperwork Reduction Act.
National Environmental Policy Act
In compliance with all provisions of the National Environmental
Policy Act of 1969 (NEPA), we have analyzed the impact on the human
environment and considered a reasonable range of alternatives for this
proposed rule. We have prepared a draft EA on this proposed action and
have made it
[[Page 79988]]
available for public inspection (see ADDRESSES section above). All
appropriate NEPA documents will be finalized before this rule is
finalized.
Government-to-Government Relationship With Tribes (Executive Order
13175)
Executive Order 13175, Consultation and Coordination with Indian
Tribal Governments, outlines the responsibilities of the Federal
Government in matters affecting tribal interests. If we issue a
regulation with tribal implications (defined as having a substantial
direct effect on one or more Indian tribes, on the relationship between
the Federal Government and Indian tribes, or on the distribution of
power and responsibilities between the Federal Government and Indian
tribes), we must consult with those governments or the Federal
Government must provide funds necessary to pay direct compliance costs
incurred by tribal governments.
There are no tribally owned or managed lands in the NEP area. As
part of NMFS's obligations under the National Historic Preservation
Act, NMFS inquired with federally recognized and non-federally
recognized tribes with potential interest in the NEP area to inform
them of the proposed rule and solicit information on cultural resources
eligible for listing on the National Register of Historic Places. To
date, responses have been limited and no concerns over the proposed
rule have been raised. NMFS invites tribes to meet with us to have
detailed discussions that could lead to government-to-government
consultation meetings with tribal governments. We will continue to
coordinate with potentially affected tribes as we gather public comment
on this proposed rule and consider next steps.
References Cited
A complete list of all references cited in this proposed rule is
available upon request from National Marine Fisheries Service office
(see FOR FURTHER INFORMATION CONTACT).
Dated: December 2, 2020.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 223 is
proposed to be amended as follows:
PART 223--THREATENED MARINE AND ANADROMOUS SPECIES
0
1. The authority citation for part 223 continues to read as follows:
Authority: 16 U.S.C. 1531-1543; subpart B, Sec. 223.201-202 is
also issued under 16 U.S.C. 1361 et seq.; 16 U.S.C. 5503(d) for
Sec. 223.206(d)(9).
0
2. In Sec. 223.102, amend the table in paragraph (e) by adding, in
alphabetical order, an entry under Fishes for ``Salmon, Chinook
(Central Valley spring-run ESU-XN: Yuba)'' to read as follows:
Sec. 223.102 Enumeration of threatened marine and anadromous
species.
* * * * *
(e) * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
Species \1\
----------------------------------------------------------------------------------------------- Citation(s) for listing Critical ESA rules
Common name Scientific name Description of listed entity determinations(s) habitat
--------------------------------------------------------------------------------------------------------------------------------------------------------
* * * * * * *
Fishes
* * * * * * *
Salmon, Chinook (Central Valley Oncorhynchus tshawytscha Central Valley spring-run [Federal Register citation NA 223.301
spring-run ESU-XN: Yuba). Chinook salmon only when, and date when published
and at such times as, they as a final rule].
are found in the upper Yuba
River watershed, upstream of
Englebright Dam.
* * * * * * *
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Species includes taxonomic species, subspecies, distinct population segments (DPSs) (for a policy statement, see 61 FR 4722, February 7, 1996), and
evolutionarily significant units (ESUs) (for a policy statement, see 56 FR 58612, November 20, 1991).
* * * * *
0
3. In Sec. 223.301, add paragraph (d) to read as follows:
Sec. 223.301 Special rules--marine and anadromous fishes.
* * * * *
(d) Upper Yuba River Central Valley spring-run Chinook Salmon
Experimental Population (Oncorhynchus tshawytscha). (1) The Upper Yuba
River Central Valley spring-run Chinook salmon population identified in
paragraph (d)(2) of this section is designated as a nonessential
experimental population under section 10(j) of the ESA and shall be
treated as a ``threatened species'' pursuant to 16 U.S.C.
1539(j)(2)(C).
(2) Upper Yuba River Central Valley spring-run Chinook Salmon
Experimental Population. All Central Valley spring-run Chinook salmon
within the experimental population area in the upper Yuba River
watershed upstream of Englebright Dam, as defined here, are considered
part of the Upper Yuba River Central Valley spring-run Chinook salmon
experimental population. The boundaries of the experimental population
area include Englebright Dam and all tributaries draining into
Englebright Reservoir up to the ridgeline.
(3) Prohibitions. Except as expressly allowed in paragraph (d)(4)
of this section, all prohibitions of section 9(a)(1) of the ESA (16
U.S.C. 1538 (a)(1)) apply to fish that are part of the Upper Yuba River
Central Valley spring-run Chinook salmon nonessential experimental
population identified in paragraph (d)(2) of this section.
(4) Exceptions to the Application of Section 9 Take Prohibitions in
the Experimental Population Area. The following forms of take in the
experimental population area identified in paragraph (d)(2) of this
section are not prohibited by this section:
[[Page 79989]]
(i) Any taking of Central Valley spring-run Chinook salmon by
authorized governmental entity personnel acting in compliance with 50
CFR 223.203(b)(3) to aid a sick, injured or stranded fish; dispose of a
dead fish; or salvage a dead fish which may be useful for scientific
study.
(ii) Any taking of Central Valley spring-run Chinook salmon that is
unintentional, not due to negligent conduct, and incidental to, and not
the purpose of, the carrying out of an otherwise lawful activity.
(iii) Any taking of Central Valley spring-run Chinook salmon
pursuant to a permit issued by NMFS under section 10 of the ESA (16
U.S.C. 1539) and regulations in part 222 of this chapter applicable to
such a permit.
* * * * *
[FR Doc. 2020-26946 Filed 12-10-20; 8:45 am]
BILLING CODE 3510-22-P