Agency Information Collection Activities: Request for Renewal of a Previously Approved Information Collection(s): Safety Management Systems for Part 121 Certificate Holders, 79256-79258 [2020-27000]
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79256
Federal Register / Vol. 85, No. 237 / Wednesday, December 9, 2020 / Notices
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–PEARL–2020–30, and
should be submitted on or before
December 30, 2020.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–26995 Filed 12–8–20; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–173, OMB Control No.
3235–0178]
Submission for OMB Review;
Comment Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–02736
jbell on DSKJLSW7X2PROD with NOTICES
Extension:
Rule 31a–1
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
12 17
CFR 200.30–3(a)(12).
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Rule 31a–1 (17 CFR 270.31a–1) under
the Investment Company Act of 1940
(the ‘‘Act’’) (15 U.S.C. 80a) is entitled
‘‘Records to be maintained by registered
investment companies, certain majorityowned subsidiaries thereof, and other
persons having transactions with
registered investment companies.’’ Rule
31a–1 requires registered investment
companies (‘‘funds’’), and every
underwriter, broker, dealer, or
investment adviser that is a majorityowned subsidiary of a fund, to maintain
and keep current accounts, books, and
other documents which constitute the
record forming the basis for financial
statements required to be filed pursuant
to section 31 of the Act (15 U.S.C. 80a–
30) and of the auditor’s certificates
relating thereto. The rule lists specific
records to be maintained by funds. The
rule also requires certain underwriters,
brokers, dealers, depositors, and
investment advisers to maintain the
records that they are required to
maintain under federal securities laws.
The Commission periodically inspects
the operations of funds to insure their
compliance with the provisions of the
Act and the rules thereunder. The books
and records required to be maintained
by rule 31a–1 constitute a major focus
of the Commission’s inspection
program.
There are approximately 3,964
investment companies registered with
the Commission, all of which are
required to comply with rule 31a–1. For
purposes of determining the burden
imposed by rule 31a–1, the Commission
staff estimates that each fund is divided
into approximately four series, on
average, and that each series is required
to comply with the recordkeeping
requirements of rule 31a–1. Based on
conversations with fund representatives,
it is estimated that rule 31a–1 imposes
an average burden of approximately
1,750 hours annually per series for a
total of 7,000 annual hours per fund.
The estimated total annual burden for
all 3,964 funds subject to the rule
therefore is approximately 27,748,000
hours. Based on conversations with
fund representatives, however, the
Commission staff estimates that even
absent the requirements of rule 31a–1,
90 percent of the records created
pursuant to the rule are the type that
generally would be created as a matter
of normal business practice and to
prepare financial statements. Thus, the
Commission staff estimates that the total
annual burden associated with rule 31a–
1 is 2,774,800 hours.
The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act, and is not
derived from a comprehensive or even
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a representative survey or study. The
collection of information required by
rule 31a–1 is mandatory. Responses will
not be kept confidential. The records
required by rule 31a–1 are required to
be preserved pursuant to rule 31a–2
under the Investment Company Act (17
CFR 270.31a–2). Rule 31a–2 requires
that certain of these records be
preserved permanently, and that others
be preserved six years from the end of
the fiscal year in which any transaction
occurred. In both cases, the records
should be kept in an easily accessible
place for the first two years. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: PRA_Mailbox@sec.gov.
Dated: December 4, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–27029 Filed 12–8–20; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No. 2120–0671]
Agency Information Collection
Activities: Request for Renewal of a
Previously Approved Information
Collection(s): Safety Management
Systems for Part 121 Certificate
Holders
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice and request for
comments.
AGENCY:
E:\FR\FM\09DEN1.SGM
09DEN1
Federal Register / Vol. 85, No. 237 / Wednesday, December 9, 2020 / Notices
In accordance with the
Paperwork Reduction Act of 1995, FAA
invites public comments about our
intention to request the Office of
Management and Budget (OMB)
approval to renew an information
collection used to support the analysis
of safety data as part of Safety
Management Systems required for part
121 certificate holders. The information
to be collected will be used to identify
hazards and show ongoing compliance
with part 5, Safety Management
Systems. All collected data and records
are maintained by the certificate holders
and not submitted to the FAA.
DATES: Written comments should be
submitted by February 8, 2021.
ADDRESSES: Please send written
comments:
By Electronic Docket:
www.regulations.gov (Enter docket
number into search field).
By Mail: Docket Management Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, West Building,
Room W12–140, Washington, DC 20590,
between 9 a.m. and 5 p.m.
By Fax: 202–493–2251.
FOR FURTHER INFORMATION CONTACT:
Sean Denniston, Safety Management
Program Office (AFS–910), by email at:
sean.denniston@faa.gov or by phone:
202–267–1493.
SUPPLEMENTARY INFORMATION:
Public Comments Invited: You are
asked to comment on any aspect of this
SUMMARY:
information collection, including (a)
Whether the proposed collection of
information is necessary for FAA’s
performance; (b) the accuracy of the
estimated burden; (c) ways for the FAA
to enhance the quality, utility and
clarity of the information collection; and
(d) ways that the burden could be
minimized without reducing the quality
of the collected information. The agency
will summarize and/or include your
comments in the request for OMB’s
clearance of this information collection.
OMB Control Number: 2120–0763.
Title: Safety Management Systems for
Part 121.
Form Numbers: None.
Type of Review: Renewal of an
Information Collection with changes.
Background: The information
collection involves the collection and
analysis of safety data as part of a Safety
Management System (SMS), as required
for Part 121 certificate holders by 14
CFR Part 5, Safety Management
Systems. The information to be
collected will continue to be used to
identify hazards and show compliance
with Part 5.
The existing information collection
included the submission of SMS
Implementation Plans to the FAA by
March 9, 2018. That portion of the
information collection has been
completed and only new applicants for
a Part 121 certificate will be required to
submit SMS Implementation Plans in
79257
the future. While the burden for existing
Part 121 certificate holders is
significantly reduced, it is anticipated
there will be some ongoing
recordkeeping requirements for Part 5
compliance.
The FAA previously published a 60Day Federal Register Notice on June 20,
2018 (83 FR 28758) and a 30-Day
Federal Register Notice on September
17, 2018 (83 FR 46990). The FAA did
not receive any comments on either
notice. Since the 60-Day and 30-Day
notices there have been changes to the
original request. The current number of
Part 121 certificate holders in 2020 is 68
compared to 90 in 2015. The 68 Part 121
certificate holders implemented a Safety
Management System by the March 9,
2018 Part 5 deadline. The burden
analysis has been revised reflecting Part
121 SMS implementation, revised
industry numbers, and analysis of postimplementation recordkeeping.
Respondents: All 68 existing Part 121
certificate holders.
Frequency: Implementation plan
collection: 1 future applicant for Part
121 certificate (anticipating no more
than one new applicant a year).
Recordkeeping requirement: Annual
recordkeeping requirements for all 68
existing Part 121 certificates.
Estimated Average Burden per
Response:
Number of air
carriers
Air carrier groups
Part 121 Certificate Holders
Large (50+ aircraft) ..............................................................................................................................................................................
Medium (10–49 aircraft) ......................................................................................................................................................................
Small (<9 aircraft) ................................................................................................................................................................................
Number of Operators ...........................................................................................................................................................................
25
19
24
68
Respondents:
Summary (annual numbers)
Reporting
Recordkeeping
Disclosure
jbell on DSKJLSW7X2PROD with NOTICES
Large and Medium Air Carrier
Number of Respondents ..............................................................................................................
Number of Responses per respondent .......................................................................................
Time per Response .....................................................................................................................
Total number of responses ..........................................................................................................
Total burden (hours) ....................................................................................................................
........................
........................
........................
........................
........................
Summary (annual numbers)
Reporting
44
1
2,000
44
99,440
Recordkeeping
N/A
N/A
N/A
N/A
N/A
Disclosure
Small Air Carrier
Number of Respondents ..............................................................................................................
Number of Responses per respondent .......................................................................................
Time per Response .....................................................................................................................
Total number of responses ..........................................................................................................
Total burden (hours) ....................................................................................................................
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1
1,000
24
24,000
N/A
N/A
N/A
N/A
N/A
79258
Federal Register / Vol. 85, No. 237 / Wednesday, December 9, 2020 / Notices
Estimated annual collection activity
for one new medium Part 121 air carrier.
Summary (annual numbers)
GAP analysis
Implementation
plan
SMS
Medium Air Carrier
Number of Respondents ............................................................................................................
Number of Responses per respondent .....................................................................................
Time per Response ...................................................................................................................
Total number of responses ........................................................................................................
Total burden (hours) ..................................................................................................................
Estimated Total Annual Burden:
Total annual burden for existing Part
121 certificate holders 123,400 hours.
Total annual burden for new Part 121
certificate applicant 2,732 hours.
Issued in Washington, DC.
Robert C. Carty,
Deputy Executive Director, Flight Standards
Service.
[FR Doc. 2020–27000 Filed 12–8–20; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Highway Administration
Notice of Intent To Prepare a Draft
Environmental Impact Statement for
the El Camino Real Roadway Renewal
Project on State Route 82, in San
Mateo County, California
Federal Highway
Administration (FHWA), U.S.
Department of Transportation (DOT).
ACTION: Notice of Intent (NOI) to prepare
a Draft Environmental Impact Statement
(Draft EIS) for the El Camino Real
Roadway Renewal Project.
AGENCY:
The FHWA on behalf of the
California Department of Transportation
(Caltrans), is issuing this notice to
advise the public that a Draft EIS will
be prepared for the El Camino Real
Roadway Renewal Project (Project), a
proposed highway project on State
Route 82 in San Mateo County,
California.
DATES: This notice will be accompanied
by a 30-day public scoping comment
period from Monday, November 16,
2020, to December 17, 2020. The
deadline for public comments is 5:00
p.m. (PST) on December 17, 2020.
Because COVID–19 social distancing
advisories are still in effect, no physical
public meetings will be held during the
public scoping comment period.
However, Caltrans will be making
project information available on the
internet at www.ECRalternatives.com
throughout the entire public comment
period. A link to the above website is
jbell on DSKJLSW7X2PROD with NOTICES
SUMMARY:
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16:16 Dec 08, 2020
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accessible through the project website at
www.ElCaminoRealProject.com or
https://dot.ca.gov/caltrans-near-me/
district-4/d4-projects/d4-san-mateo-82el-camino-real-project. Project materials
will be posted on the
www.ECRalternatives.com website and
will include project background, project
schedule, frequently asked questions,
archival information from prior public
outreach presentations, the El Camino
Real Task Force effort 2017–2018, newly
developed narrated presentation slides
about the ECR Project’s purpose and
need, the alternatives being considered,
tree survey information, and
information regarding the HowardRalston Eucalyptus Tree Rows, a
resource on the National Register of
Historic Places, and other historic
resources in the project area. A poster
gallery will also be available that
features project alternatives and key
slide content.
The virtual public information tour
will also include a virtual public forum
for the public to share thoughts on the
project material, the project alternatives
under consideration, suggest other
alternatives, and read what other
members of the public are saying about
the project. All comments offered
through the virtual public forum will be
moderated to maintain respectful
discourse. Comments shared through
the virtual public forum will become
part of the public record.
In addition, the public can submit
formal scoping comments through the
www.ECRalternatives.com website via
an electronic comment submission
form, via email at ECRproject@
dot.ca.gov, or via USPS at the contact
information listed below. In addition to
email notifications, Caltrans has mailed
notification postcards via USPS to the
public, based on information collected
from early pubic outreach efforts, and to
city, county and state officials with
jurisdiction in the project area.
Postcards provide contact information
for requesting information in alternative
formats or alternative language
translation services.
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1
1
2,732
1
2,732
........................
........................
........................
........................
........................
More information can also be found at
the project website at
www.ElCaminoRealProject.com or
https://dot.ca.gov/caltrans-near-me/
district-4/d4-projects/d4-san-mateo-82el-camino-real-project.
FOR FURTHER INFORMATION CONTACT:
Yolanda Rivas, Senior Environmental
Planner, Caltrans District 4, P.O. Box
23660, MS–8B, Oakland, CA 94623–
0660, telephone (510) 506–1461, or
email Yolanda.rivas@dot.ca.gov. For
FHWA, contact David Tedrick,
telephone (916) 498–5024, or email
david.tedrick@dot.gov.
SUPPLEMENTARY INFORMATION: Effective
July 1, 2007, the FHWA assigned, and
Caltrans assumed, environmental
responsibilities for this project pursuant
to 23 U.S.C. 327. Caltrans as the
assigned National Environmental Policy
Act (NEPA) agency, will prepare a Draft
EIS on a proposal for 3.6-mile roadway
rehabilitation project in San Mateo
County, California. The project limits
extend from East Santa Inez Avenue in
the City of San Mateo to Millbrae
Avenue in the City of Millbrae.
The project is needed to address the
overall condition of the existing
roadway by correcting the following
deficiencies: The pavement is currently
rated as poor, with moderate alligator
cracking and very poor ride quality
indicating roadway structural
inadequacy; water ponding and frequent
localized flooding occurs due to uneven
roadway surfaces and inadequate or
impacted drainage systems; pedestrian
access is impaired due to lack of
updated curb ramps and uneven
sidewalks; pedestrian infrastructure is
not compliant with state and federal
Americans with Disabilities Act (ADA)
requirements; existing sidewalks lack
accessible pedestrian signals systems,
countdown pedestrian systems, highvisibility striping, or current devices;
and pavement markings.
The purpose of the project is to
preserve and extend the life of the
roadway and improve ride quality,
improve drainage efficiency to reduce
localized flooding, improve visibility for
E:\FR\FM\09DEN1.SGM
09DEN1
]]>Agencies
[Federal Register Volume 85, Number 237 (Wednesday, December 9, 2020)]
[Notices]
[Pages 79256-79258]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-27000]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No. 2120-0671]
Agency Information Collection Activities: Request for Renewal of
a Previously Approved Information Collection(s): Safety Management
Systems for Part 121 Certificate Holders
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice and request for comments.
-----------------------------------------------------------------------
[[Page 79257]]
SUMMARY: In accordance with the Paperwork Reduction Act of 1995, FAA
invites public comments about our intention to request the Office of
Management and Budget (OMB) approval to renew an information collection
used to support the analysis of safety data as part of Safety
Management Systems required for part 121 certificate holders. The
information to be collected will be used to identify hazards and show
ongoing compliance with part 5, Safety Management Systems. All
collected data and records are maintained by the certificate holders
and not submitted to the FAA.
DATES: Written comments should be submitted by February 8, 2021.
ADDRESSES: Please send written comments:
By Electronic Docket: www.regulations.gov (Enter docket number into
search field).
By Mail: Docket Management Facility, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, West Building, Room W12-140,
Washington, DC 20590, between 9 a.m. and 5 p.m.
By Fax: 202-493-2251.
FOR FURTHER INFORMATION CONTACT: Sean Denniston, Safety Management
Program Office (AFS-910), by email at: [email protected] or by
phone: 202-267-1493.
SUPPLEMENTARY INFORMATION:
Public Comments Invited: You are asked to comment on any aspect of
this information collection, including (a) Whether the proposed
collection of information is necessary for FAA's performance; (b) the
accuracy of the estimated burden; (c) ways for the FAA to enhance the
quality, utility and clarity of the information collection; and (d)
ways that the burden could be minimized without reducing the quality of
the collected information. The agency will summarize and/or include
your comments in the request for OMB's clearance of this information
collection.
OMB Control Number: 2120-0763.
Title: Safety Management Systems for Part 121.
Form Numbers: None.
Type of Review: Renewal of an Information Collection with changes.
Background: The information collection involves the collection and
analysis of safety data as part of a Safety Management System (SMS), as
required for Part 121 certificate holders by 14 CFR Part 5, Safety
Management Systems. The information to be collected will continue to be
used to identify hazards and show compliance with Part 5.
The existing information collection included the submission of SMS
Implementation Plans to the FAA by March 9, 2018. That portion of the
information collection has been completed and only new applicants for a
Part 121 certificate will be required to submit SMS Implementation
Plans in the future. While the burden for existing Part 121 certificate
holders is significantly reduced, it is anticipated there will be some
ongoing recordkeeping requirements for Part 5 compliance.
The FAA previously published a 60-Day Federal Register Notice on
June 20, 2018 (83 FR 28758) and a 30-Day Federal Register Notice on
September 17, 2018 (83 FR 46990). The FAA did not receive any comments
on either notice. Since the 60-Day and 30-Day notices there have been
changes to the original request. The current number of Part 121
certificate holders in 2020 is 68 compared to 90 in 2015. The 68 Part
121 certificate holders implemented a Safety Management System by the
March 9, 2018 Part 5 deadline. The burden analysis has been revised
reflecting Part 121 SMS implementation, revised industry numbers, and
analysis of post-implementation recordkeeping.
Respondents: All 68 existing Part 121 certificate holders.
Frequency: Implementation plan collection: 1 future applicant for
Part 121 certificate (anticipating no more than one new applicant a
year). Recordkeeping requirement: Annual recordkeeping requirements for
all 68 existing Part 121 certificates.
Estimated Average Burden per Response:
------------------------------------------------------------------------
Number of air
Air carrier groups carriers
------------------------------------------------------------------------
Part 121 Certificate Holders
------------------------------------------------------------------------
Large (50+ aircraft).................................... 25
Medium (10-49 aircraft)................................. 19
Small (<9 aircraft)..................................... 24
Number of Operators..................................... 68
------------------------------------------------------------------------
Respondents:
----------------------------------------------------------------------------------------------------------------
Summary (annual numbers) Reporting Recordkeeping Disclosure
----------------------------------------------------------------------------------------------------------------
Large and Medium Air Carrier
----------------------------------------------------------------------------------------------------------------
Number of Respondents........................................... .............. 44 N/A
Number of Responses per respondent.............................. .............. 1 N/A
Time per Response............................................... .............. 2,000 N/A
Total number of responses....................................... .............. 44 N/A
Total burden (hours)............................................ .............. 99,440 N/A
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Summary (annual numbers) Reporting Recordkeeping Disclosure
----------------------------------------------------------------------------------------------------------------
Small Air Carrier
----------------------------------------------------------------------------------------------------------------
Number of Respondents........................................... .............. 24 N/A
Number of Responses per respondent.............................. .............. 1 N/A
Time per Response............................................... .............. 1,000 N/A
Total number of responses....................................... .............. 24 N/A
Total burden (hours)............................................ .............. 24,000 N/A
----------------------------------------------------------------------------------------------------------------
[[Page 79258]]
Estimated annual collection activity for one new medium Part 121
air carrier.
----------------------------------------------------------------------------------------------------------------
Implementation
Summary (annual numbers) GAP analysis plan SMS
----------------------------------------------------------------------------------------------------------------
Medium Air Carrier
----------------------------------------------------------------------------------------------------------------
Number of Respondents.......................................... .............. 1 ..............
Number of Responses per respondent............................. .............. 1 ..............
Time per Response.............................................. .............. 2,732 ..............
Total number of responses...................................... .............. 1 ..............
Total burden (hours)........................................... .............. 2,732 ..............
----------------------------------------------------------------------------------------------------------------
Estimated Total Annual Burden:
Total annual burden for existing Part 121 certificate holders
123,400 hours.
Total annual burden for new Part 121 certificate applicant 2,732
hours.
Issued in Washington, DC.
Robert C. Carty,
Deputy Executive Director, Flight Standards Service.
[FR Doc. 2020-27000 Filed 12-8-20; 8:45 am]
BILLING CODE 4910-13-P
