Extension of the Prohibition Against Certain Flights in the Damascus Flight Information Region (FIR) (OSTT), 75840-75845 [2020-25970]
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Federal Register / Vol. 85, No. 229 / Friday, November 27, 2020 / Rules and Regulations
(d) Subject
Air Transport Association (ATA) of
America Code 53, Fuselage; 57, Wings.
(e) Reason
This AD was prompted by reports of
cracking at hole location #10 on the left-hand
side of frame 4. The FAA is issuing this AD
to address fatigue cracking, which could
result in reduced structural integrity of the
fuselage.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(g) Requirements
(1) For airplanes identified in paragraph
(c)(1) of this AD: Except as specified in
paragraphs (h)(1) and (3) of this AD, comply
with all required actions and compliance
times specified in, and in accordance with,
European Union Aviation Safety Agency
(EASA) AD 2020–0110R1, dated May 27,
2020 (‘‘EASA AD 2020–0110R1’’).
(2) For airplanes identified in paragraph
(c)(2) of this AD: Except as specified in
paragraphs (h)(2) and (3) of this AD, comply
with all required actions and compliance
times specified in, and in accordance with,
EASA AD 2020–0111R2, dated June 16, 2020
(‘‘EASA AD 2020–0111R2’’).
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(h) Exceptions to EASA AD 2020–0110R1
and EASA AD 2020–0111R2
(1) Where EASA AD 2020–0110R1 refers to
its effective date, this AD requires using the
effective date of this AD.
(2) Where paragraph (4) of EASA AD 2020–
0111R2 refers to June 3, 2020 (‘‘the effective
date of this [EASA] AD at original issue’’),
this AD requires using the effective date of
this AD.
(3) The ‘‘Remarks’’ section of EASA AD
2020–0110R1 and EASA AD 2020–0111R2
does not apply to this AD.
(i) Other FAA AD Provisions
The following provisions also apply to this
AD:
(1) Alternative Methods of Compliance
(AMOCs): The Manager, Large Aircraft
Section, International Validation Branch,
FAA, has the authority to approve AMOCs
for this AD, if requested using the procedures
found in 14 CFR 39.19. In accordance with
14 CFR 39.19, send your request to your
principal inspector or responsible Flight
Standards Office, as appropriate. If sending
information directly to the Large Aircraft
Section, International Validation Branch,
send it to the attention of the person
identified in paragraph (j) of this AD.
Information may be emailed to: 9-AVS-AIR730-AMOC@faa.gov. Before using any
approved AMOC, notify your appropriate
principal inspector, or lacking a principal
inspector, the manager of the responsible
Flight Standards Office.
(2) Contacting the Manufacturer: For any
requirement in this AD to obtain instructions
from a manufacturer, the instructions must
be accomplished using a method approved
by the Manager, Large Aircraft Section,
International Validation Branch, FAA; or
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EASA; or Airbus SAS’s EASA Design
Organization Approval (DOA). If approved by
the DOA, the approval must include the
DOA-authorized signature.
(3) Required for Compliance (RC): Except
as required by paragraph (i)(2) of this AD, if
any service information contains procedures
or tests that are identified as RC, those
procedures and tests must be done to comply
with this AD; any procedures or tests that are
not identified as RC are recommended. Those
procedures and tests that are not identified
as RC may be deviated from using accepted
methods in accordance with the operator’s
maintenance or inspection program without
obtaining approval of an AMOC, provided
the procedures and tests identified as RC can
be done and the airplane can be put back in
an airworthy condition. Any substitutions or
changes to procedures or tests identified as
RC require approval of an AMOC.
(j) Related Information
For more information about this AD,
contact Dan Rodina, Aerospace Engineer,
Large Aircraft Section, International
Validation Branch, FAA, 2200 South 216th
St., Des Moines, WA 98198; telephone and
fax 206–231–3225; email Dan.Rodina@
faa.gov.
(k) Material Incorporated by Reference
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless this AD specifies otherwise.
(i) European Union Aviation Safety Agency
(EASA) AD 2020–0110R1, dated May 27,
2020.
(ii) European Union Aviation Safety
Agency (EASA) AD 2020–0111R2, dated June
16, 2020.
(3) For EASA AD 2020–0110R1 and EASA
AD 2020–0111R2, contact the EASA, KonradAdenauer-Ufer 3, 50668 Cologne, Germany;
telephone +49 221 8999 000; email ADs@
easa.europa.eu; Internet
www.easa.europa.eu. You may find this
EASA AD on the EASA website at https://
ad.easa.europa.eu.
(4) You may view this material at the FAA,
Airworthiness Products Section, Operational
Safety Branch, 2200 South 216th St., Des
Moines, WA. For information on the
availability of this material at the FAA, call
206–231–3195. This material may be found
in the AD docket on the internet at https://
www.regulations.gov by searching for and
locating Docket No. FAA–2020–0788.
(5) You may view this material that is
incorporated by reference at the National
Archives and Records Administration
(NARA). For information on the availability
of this material at NARA, email fedreg.legal@
nara.gov, or go to: https://www.archives.gov/
federal-register/cfr/ibr-locations.html.
Issued on November 4, 2020.
Lance T. Gant,
Director, Compliance & Airworthiness
Division, Aircraft Certification Service.
[FR Doc. 2020–26046 Filed 11–25–20; 8:45 am]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA–2017–0768; Amdt. No.
91–348C]
RIN 2120–AL55
Extension of the Prohibition Against
Certain Flights in the Damascus Flight
Information Region (FIR) (OSTT)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
This action extends the
prohibition against certain flight
operations in the Damascus Flight
Information Region (FIR) (OSTT) by all:
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
when the operator of such aircraft is a
foreign air carrier. The FAA finds this
action necessary to address significant,
continuing hazards to U.S. civil aviation
associated with the ongoing and
complex conflict in Syria. The FAA also
republishes the approval process and
exemption information for this Special
Federal Aviation Regulation (SFAR),
consistent with other recently published
flight prohibition SFARs, and makes
minor administrative revisions.
DATES: This final rule is effective on
November 27, 2020.
FOR FURTHER INFORMATION CONTACT:
Stephen Moates, Air Transportation
Division, Flight Standards Service,
Federal Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone 202–267–8166;
email Stephen.moates@faa.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Executive Summary
This action extends the expiration
date of the prohibition against certain
U.S. civil flight operations in the
Damascus FIR (OSTT) by all: U.S. air
carriers; U.S. commercial operators;
persons exercising the privileges of an
airman certificate issued by the FAA,
except when such persons are operating
U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
Specifically, this amendment extends
the expiration date of SFAR No. 114,
§ 91.1609 of title 14, Code of Federal
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Federal Register / Vol. 85, No. 229 / Friday, November 27, 2020 / Rules and Regulations
Regulations (CFR), from December 30,
2020, to December 30, 2023, due to the
significant, continuing hazards to U.S.
civil aviation operation in the Damascus
FIR (OSTT) associated with the ongoing
and complex conflict in Syria, as
described in the preamble to this final
rule. This action also republishes the
approval process and exemption
information for this SFAR, consistent
with other recently published flight
prohibition SFARs, and makes minor
administrative revisions.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety
of flight in the U.S. and for the safety
of U.S. civil operators, U.S.-registered
civil aircraft, and U.S.-certificated
airmen throughout the world. Sections
106(f) and (g) of title 49, U.S. Code
(U.S.C.), subtitle I, establish the FAA
Administrator’s authority to issue rules
on aviation safety. Subtitle VII of title
49, Aviation Programs, describes in
more detail the scope of the Agency’s
authority. Section 40101(d)(1) provides
that the Administrator shall consider in
the public interest, among other matters,
assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise this authority
consistently with the obligations of the
U.S. Government under international
agreements.
The FAA is promulgating this
rulemaking under the authority
described in 49 U.S.C. 44701, General
requirements. Under that section, the
FAA is charged broadly with promoting
safe flight of civil aircraft in air
commerce by prescribing, among other
things, regulations and minimum
standards for practices, methods, and
procedures that the Administrator finds
necessary for safety in air commerce and
national security.
This regulation is within the scope of
the FAA’s authority because it
continues to prohibit the persons
described in paragraph (a) of SFAR No.
114, § 91.1609, from conducting flight
operations in the Damascus FIR (OSTT)
due to the significant, continuing
hazards to the safety of U.S. civil flight
operations, as described in the preamble
to this final rule.
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B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds that those procedures are
‘‘impracticable, unnecessary, or contrary
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to the public interest.’’ Section 553(d)
also authorizes agencies to forgo the
delay in the effective date of the final
rule for good cause found and published
with the rule. In this instance, the FAA
finds good cause exists to forgo notice
and comment because notice and
comment would be impracticable and
contrary to the public interest. In
addition, it is contrary to the public
interest to delay the effective date of this
SFAR.
The risk environment for U.S. civil
aviation in airspace managed by other
countries with respect to safety of flight
is fluid due to the risks posed by
weapons capable of targeting, or
otherwise negatively affecting, U.S. civil
aviation, as well as other hazards to U.S.
civil aviation associated with fighting,
extremist or militant activity, or
heightened tensions. This fluidity and
the need for the FAA to rely upon
classified information in assessing these
risks make issuing notice and seeking
comments impracticable and contrary to
the public interest. With respect to the
impracticability of notice and comment
procedures, the potential for rapid
changes in the risks to U.S. civil
aviation significantly limits how far in
advance of a new or amended flight
prohibition the FAA can usefully assess
the risk environment. Furthermore, to
the extent that these rules and any
amendments to them are based upon
classified information, the FAA is not
legally permitted to share such
information with the general public,
who cannot meaningfully comment on
information to which they are not
legally allowed access.
Under these conditions, public
interest considerations favor not
providing notice and seeking comment
for this rule. While there is a public
interest in having an opportunity for the
public to comment on agency action,
there is a greater public interest in
having the FAA’s flight prohibitions,
and any amendments thereto, reflect the
Agency’s current understanding of the
risk environment for U.S. civil aviation.
This allows the FAA to protect the
safety of U.S. operators’ aircraft and the
lives of their passengers and crews
without overrestricting U.S. operators’
routing options.
The FAA has determined extending
the expiration date of SFAR No. 114,
§ 91.1609, is necessary due to safety-offlight hazards associated with the
ongoing and complex conflict in Syria.
These hazards continue to present
significant risks to U.S. civil aviation
operations in the Damascus FIR (OSTT),
as described in the preamble to this
rule. Therefore, the FAA’s flight
prohibition for U.S. civil aviation
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operations in the Damascus FIR (OSTT)
must continue, without interruption.
Accordingly, the FAA finds good
cause exists to forgo notice and
comment and any delay in the effective
date for this rule.
III. Background
On December 10, 2018, the FAA
amended SFAR No. 114, § 91.1609, to
extend the expiration date of the rule
from December 30, 2018, to December
30, 2020.1 In issuing the 2018 final rule,
the FAA stated the situation in the
Damascus FIR (OSTT) remained
hazardous for U.S. civil aviation due to
a variety of aviation safety risks
associated with the ongoing conflict in
Syria.2
IV. Discussion of the Final Rule
The situation in the Damascus FIR
(OSTT) continues to present an
unacceptable level of risk for U.S. civil
aviation safety. The conflict in Syria
between pro-Assad regime forces, third
country military forces, as well as
opposition groups, and extremist
elements, is extremely complex.
The presence of third parties
conducting independent military
operations in Syria against pro-Assad
regime forces, opposition groups, and
extremist elements, exacerbates the
situation. Third-party airstrikes in Syria
often result in Syrian military air
defense responses. Syrian authorities do
not adequately de-conflict these air
defense activities, which include
indiscriminate surface-to-air missile
(SAM) fire, with civil aviation
operations in the Damascus FIR (OSTT),
including, but not limited to, civil flight
operations in close proximity to
international airports in Syria. For
example, in late February 2020, Syrian
air defense activities forced a
commercial Cham Wings Airbus 320
passenger flight on final approach to
Damascus International Airport to divert
to an alternate airfield in Syria.
The lack of de-confliction of Syrian
air defense activity with civil air traffic
is just one of the risks to U.S. civil
aviation operations in the Damascus FIR
(OSTT) emanating from third-party
involvement in Syria. Russia, Iran, and
the Lebanese terrorist organization,
Hizballah, all of which are Syrian
regime allies, continue to conduct
military operations in Syria and have
deployed significant air defense and
electronic warfare capabilities,
including Global Positioning System
1 Extension of the Prohibition Against Certain
Flights in the Damascus Flight Information Region
(FIR)(OSTT) final rule, 83 FR 63410, December 10,
2018.
2 Id. at 63411.
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(GPS) jammers, which present a risk to
U.S. civil aviation operations in the
Damascus FIR (OSTT). In March 2020,
Russian, Turkish and Syrian forces
clashed in Idlib Province. During these
clashes, fighter aircraft and possible
SAMs shot down several manned and
unmanned aircraft.
In addition to the hazards associated
with third-party involvement in the
Syrian conflict, extremist threats to civil
aviation safety continue to exist in
Syria. Terrorist groups, including the
Islamic State of Iraq and ash-Sham
(ISIS) and al Qaida-aligned entities
possess, or have access to, a wide array
of anti-aircraft weapons that pose a risk
to civil aviation operations in the
Damascus FIR (OSTT). Anti-regime
forces, extremists, and militants have
successfully shot down multiple
military aircraft using man-portable air
defense systems (MANPADS) during the
Syrian conflict. Additionally, various
elements have successfully targeted
military aircraft using advanced antitank guided missiles (ATGMs). ATGMs
primarily pose a risk to civil aircraft
operating near, or parked at, an airport.
Finally, various groups employ
unmanned aircraft systems to surveil
and attack Syrian and Syrian-allied
fielded forces and airfields.
As a result of the ongoing military
activities by multiple actors and the lack
of progress towards ending the conflict,
the FAA expects significant hazards to
the safety of U.S. civil aviation in the
Damascus FIR (OSTT) will endure.
Therefore, as a result of the significant,
continuing risk to the safety of U.S. civil
aviation in the Damascus FIR (OSTT),
the FAA extends the expiration date of
SFAR No. 114, § 91.1609, from
December 30, 2020, to December 30,
2023.
Amendments to SFAR No. 114,
§ 91.1609, could be appropriate if the
risk to aviation safety and security
changes. In this regard, the FAA will
continue to monitor the situation and
evaluate the extent to which persons
described in paragraph (a) of this rule
might be able to operate safely in the
Damascus FIR (OSTT). The FAA may
amend or rescind SFAR No. 114,
§ 91.1609, as necessary, prior to its
expiration date.
The FAA also republishes the details
concerning the approval and exemption
processes in Sections V and VI of this
preamble, with clarifications for
consistency with other recently
published flight prohibition SFARs.
Lastly, the FAA makes minor
administrative revisions, including
updating the applicability paragraph of
the regulatory text to make it consistent
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with other recently published flight
prohibition SFARs.
V. Approval Process Based on a
Request From a Department, Agency, or
Instrumentality of the United States
Government
A. Approval Process Based on an
Authorization Request from a
Department, Agency, or Instrumentality
of the United States Government
In some instances, U.S. Government
departments, agencies, or
instrumentalities may need to engage
U.S. civil aviation to support their
activities in the Damascus FIR (OSTT).
If a department, agency, or
instrumentality of the U.S. Government
determines that it has a critical need to
engage any person described in SFAR
No. 114, § 91.1609, including a U.S. air
carrier or commercial operator, to
transport civilian or military passengers
or cargo or conduct other operations in
the Damascus FIR (OSTT), that
department, agency, or instrumentality
may request the FAA to approve
persons described in paragraph (a) of
SFAR No. 114, § 91.1609, to conduct
such operations.
The requesting department, agency, or
instrumentality of the U.S. Government
must submit the request for approval to
the FAA’s Associate Administrator for
Aviation Safety in a letter signed by an
appropriate senior official of the
requesting department, agency, or
instrumentality.3 The FAA will not
accept or consider requests for approval
from anyone other than the requesting
department, agency, or instrumentality.
In addition, the senior official signing
the letter requesting FAA approval on
behalf of the requesting department,
agency, or instrumentality must be
sufficiently positioned within the
organization to demonstrate that the
senior leadership of the requesting
department, agency, or instrumentality
supports the request for approval and is
committed to taking all necessary steps
to minimize operational risks to the
proposed flights. The senior official
must also be in a position to: (1) Attest
to the accuracy of all representations
made to the FAA in the request for
approval, and (2) ensure that any
support from the requesting U.S.
Government department, agency, or
3 This approval procedure applies to U.S.
Government departments, agencies, or
instrumentalities; it does not apply to the public.
The FAA describes this procedure in the interest of
providing transparency with respect to the FAA’s
process for interacting with U.S. Government
departments, agencies, or instrumentalities that
seek to engage U.S. civil aviation to operate within
the area in which this SFAR prohibits their
operations.
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instrumentality described in the request
for approval is in fact brought to bear
and is maintained over time. Unless
justified by exigent circumstances,
requests for approval must be submitted
to the FAA no less than 30 calendar
days before the date on which the
requesting department, agency, or
instrumentality wishes the proposed
operation(s) to commence.
The requestor must send the request
to the Associate Administrator for
Aviation Safety, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
Electronic submissions are acceptable
and the requesting entity may request
that the FAA notify it electronically as
to whether the FAA grants the approval
request. If a requestor wishes to make an
electronic submission to the FAA, the
requestor should contact the Air
Transportation Division, Flight
Standards Service, at (202) 267–8166, to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons described
in SFAR No. 114, § 91.1609, or for
multiple flight operations. To the extent
known, the letter must identify the
person(s) the requester expects the
SFAR to cover on whose behalf the U.S.
Government department, agency, or
instrumentality seeks FAA approval,
and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service that the person(s)
covered by the SFAR will provide;
• To the extent known, the specific
locations in the Damascus FIR (OSTT)
where the proposed operation(s) will
occur, including, but not limited to, the
flight path and altitude of the aircraft
while it is operating in the Damascus
FIR (OSTT) and the airports, airfields, or
landing zones at which the aircraft will
take off and land; and
• The method by which the
department, agency, or instrumentality
will provide, or how the operator will
otherwise obtain, current threat
information and an explanation of how
the operator will integrate this
information into all phases of the
proposed operations (i.e., the premission planning and briefing, in-flight,
and post-flight phases).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
its prime contractor has a
subcontract(s)) for specific flight
operations in the Damascus FIR (OSTT).
The requestor may identify additional
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operators to the FAA at any time after
the FAA issues its approval. Neither the
operators listed in the original request,
nor any operators the requestor
subsequently seeks to add to the
approval, may commence operations
under the approval until the FAA issues
them an Operations Specification
(OpSpec) or Letter of Authorization
(LOA), as appropriate, for operations in
the Damascus FIR (OSTT). The approval
conditions discussed below apply to all
operators, whether included in the
original list or subsequently added to
the approval. Requestors should send
updated lists to the email address they
obtain from the Air Transportation
Division by calling (202) 267–8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector
Stephen Moates for instructions on
submitting it to the FAA. His contact
information appears in the FOR FURTHER
INFORMATION CONTACT section of this
final rule.
FAA approval of an operation under
SFAR No. 114, § 91.1609, does not
relieve persons subject to this SFAR of
the responsibility to comply with all
other applicable FAA rules and
regulations. Operators of civil aircraft
must comply with the conditions of
their certificates, OpSpecs, and LOAs,
as applicable. Operators must also
comply with all rules and regulations of
other U.S. Government departments or
agencies that may apply to the proposed
operation(s), including, but not limited
to, regulations issued by the
Transportation Security Administration.
B. Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety organization will
send an approval letter to the requesting
department, agency, or instrumentality
informing it that the FAA’s approval is
subject to all of the following
conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses,
relating to any event arising out of or
related to the approved operations in
the Damascus FIR (OSTT); and
(b) The operator’s written agreement
to indemnify the U.S. Government with
respect to any and all third-party
damages, claims, and liabilities,
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including without limitation legal fees
and expenses, relating to any event
arising from or related to the approved
operations in the Damascus FIR (OSTT).
(3) Other conditions the FAA may
specify, including those the FAA might
impose in OpSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
non-premium war risk insurance policy
the FAA issues under chapter 443 of
title 49, U.S. Code.
If the FAA approves the proposed
operation(s), the FAA will issue an
OpSpec or LOA, as applicable, to the
operator(s) identified in the original
request authorizing them to conduct the
approved operation(s). In addition, the
FAA will notify the U.S. Government
department, agency, or instrumentality
that requested the FAA’s approval of
any additional conditions beyond those
contained in the approval letter.
VI. Information Regarding Petitions for
Exemption
Any operations not conducted under
an approval the FAA issues through the
approval process set forth previously
may only occur in accordance with an
exemption from SFAR No. 114,
§ 91.1609. A petition for exemption
must comply with 14 CFR part 11. The
FAA will consider whether exceptional
circumstances exist beyond those the
approval process described in the
previous section contemplates. To
determine whether a petition for
exemption from the prohibition this
SFAR establishes fulfills the standard of
14 CFR 11.81, the FAA consistently
finds necessary the following
information:
• The proposed operation(s),
including the nature of the operation;
• The service the person(s) covered
by the SFAR will provide;
• The specific locations in the
Damascus FIR (OSTT) where the
proposed operation(s) will occur,
including, but not limited to, the flight
path and altitude of the aircraft while it
is operating in the Damascus FIR
(OSTT) and the airports, airfields, or
landing zones at which the aircraft will
take off and land;
• The method by which the operator
will obtain current threat information
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (i.e.,
the pre-mission planning and briefing,
in-flight, and post-flight phases); and
• The plans and procedures the
operator will use to minimize the risks,
identified in this preamble, to the
proposed operations, to establish that
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75843
granting the exemption would not
adversely affect safety or would provide
a level of safety at least equal to that
provided by this SFAR. The FAA has
found comprehensive, organized plans
and procedures of this nature to be
helpful in facilitating the agency’s safety
evaluation of petitions for exemption
from flight prohibition SFARs.
The FAA includes, as a condition of
each such exemption it issues, a release
and agreement to indemnify, as
described previously.
The FAA recognizes that, with the
support of the U.S. Government, the
governments of other countries could
plan operations SFAR No. 114,
§ 91.1609, affects. While the FAA will
not permit these operations through the
approval process, the FAA will consider
exemption requests for such operations
on an expedited basis and in accordance
with the order of preference set forth in
paragraph (c) of SFAR No. 114,
§ 91.1609.
If a petition for exemption includes
security-sensitive or proprietary
information, requestors may contact
Aviation Safety Inspector Stephen
Moates for instructions on submitting it
to the FAA. His contact information
appears in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Orders 12866 and 13563
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354),
as codified in 5 U.S.C. 603 et seq.,
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act of 1979 (Pub. L. 96–39),
as codified in 19 U.S.C. Chapter 13,
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Agreements Act
requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. Chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
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Federal Register / Vol. 85, No. 229 / Friday, November 27, 2020 / Rules and Regulations
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
In conducting these analyses, the FAA
has determined this final rule has
benefits that justify its costs. This rule
is a significant regulatory action, as
defined in section 3(f) of Executive
Order 12866, as it raises novel policy
issues contemplated under that
Executive Order. This rule also
complies with the requirements of the
Department of Transportation’s
administrative rule on rulemaking at 49
CFR part 5. As 5 U.S.C. 553 does not
require notice and comment for this
final rule, 5 U.S.C. 603 and 604 do not
require regulatory flexibility analyses
regarding impacts on small entities.
This rule will not create unnecessary
obstacles to the foreign commerce of the
United States. This rule will not impose
an unfunded mandate on State, local, or
tribal governments, or on the private
sector, by exceeding the threshold
identified previously.
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A. Regulatory Evaluation
This action extends the expiration
date of the SFAR prohibiting certain
flight operations in the Damascus FIR
(OSTT) for an additional three years due
to the significant, continuing hazards to
U.S. civil aviation detailed in the
preamble of this final rule. U.S.
Government departments, agencies, and
instrumentalities may take advantage of
the approval process on behalf of U.S.
operators and airmen with whom they
have a contract, grant, or cooperative
agreement, or with whom their prime
contractor has a subcontract. U.S.
operators and airmen who seek to
conduct operations in the Damascus FIR
(OSTT) without any of the foregoing
types of arrangements with the U.S.
Government may petition for exemption
from this rule.
The FAA acknowledges this flight
prohibition might result in additional
costs to some U.S. operators, such as
increased fuel costs and other
operational-related costs. However, the
FAA expects the benefits of this action
exceed the costs because it will result in
the avoidance of risks of fatalities,
injuries, and property damage that
could occur if a U.S. operator’s aircraft
were shot down (or otherwise damaged)
while operating in the Damascus FIR
(OSTT).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
in 5 U.S.C. 603, requires an agency to
prepare an initial regulatory flexibility
analysis describing impacts on small
entities whenever 5 U.S.C. 553 or any
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other law requires an agency to publish
a general notice of proposed rulemaking
for any proposed rule. Similarly, 5
U.S.C. 604 requires an agency to prepare
a final regulatory flexibility analysis
when an agency issues a final rule
under 5 U.S.C. 553, after that section or
any other law requires publication of a
general notice of proposed rulemaking.
The FAA concludes good cause exists to
forgo notice and comment and to not
delay the effective date for this rule. As
5 U.S.C. 553 does not require notice and
comment in this situation, 5 U.S.C. 603
and 604 similarly do not require
regulatory flexibility analyses.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to this Act, the establishment
of standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standard has a legitimate
domestic objective, such as the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that its purpose is to protect the safety
of U.S. civil aviation from risks to their
operations in the Damascus FIR (OSTT),
a location outside the U.S. Therefore,
the rule complies with the Trade
Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $155
million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires the FAA to
PO 00000
Frm 00012
Fmt 4700
Sfmt 4700
consider the impact of paperwork and
other information collection burdens it
imposes on the public. The FAA has
determined no new requirement for
information collection is associated
with this final rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, the FAA’s policy is to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined no ICAO Standards and
Recommended Practices correspond to
this regulation. The FAA finds this
action is fully consistent with the
obligations under 49 U.S.C.
40105(b)(1)(A) to ensure the FAA
exercises its duties consistently with the
obligations of the United States under
international agreements.
While the FAA’s flight prohibition
does not apply to foreign air carriers,
DOT codeshare authorizations prohibit
foreign air carriers from carrying a U.S.
codeshare partner’s code on a flight
segment that operates in airspace for
which the FAA has issued a flight
prohibition for U.S. civil aviation. In
addition, foreign air carriers and other
foreign operators may choose to avoid,
or be advised or directed by their civil
aviation authorities to avoid, airspace
for which the FAA has issued a flight
prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action
under Executive Order 12114,
Environmental Effects Abroad of Major
Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order
12114 requires the FAA to be informed
of environmental considerations and
take those considerations into account
when making decisions on major
Federal actions that could have
environmental impacts anywhere
beyond the borders of the United States.
The FAA has determined this action is
exempt pursuant to Section 2–5(a)(i) of
Executive Order 12114 because it does
not have the potential for a significant
effect on the environment outside the
United States.
In accordance with FAA Order
1050.1F, Environmental Impacts:
Policies and Procedures, paragraph 8–
6(c), FAA has prepared a memorandum
for the record stating the reason(s) for
this determination and has placed it in
the docket for this rulemaking.
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Federal Register / Vol. 85, No. 229 / Friday, November 27, 2020 / Rules and Regulations
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under
the principles and criteria of Executive
Order 13132, Federalism. The Agency
has determined this action would not
have a substantial direct effect on the
States, or the relationship between the
Federal Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. Therefore, this
rule will not have federalism
implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this rule under
Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use. The Agency has
determined it is not a ‘‘significant
energy action’’ under the executive
order and will not be likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609 and has determined that
this action will have no effect on
international regulatory cooperation.
D. Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs
This rule is not subject to the
requirements of Executive Order 13771,
Reducing Regulation and Controlling
Regulatory Costs, because the FAA is
issuing it with respect to a national
security function of the United States.
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IX. Additional Information
A. Availability of Rulemaking
Documents
An electronic copy of a rulemaking
document may be obtained from the
internet by—
• Searching the docket for this
rulemaking at https://
www.regulations.gov;
• Visiting the FAA’s Regulations and
Policies web page at https://
www.faa.gov/regulations_policies; or
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• Accessing the Government
Publishing Office’s website at https://
www.govinfo.gov.
Copies may also be obtained by
sending a request (identified by
amendment or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue SW,
Washington, DC 20591, or by calling
(202) 267–9677.
Except for classified material, all
documents the FAA considered in
developing this rule, including
economic analyses and technical
reports, may be accessed from the
internet through the docket for this
rulemaking.
B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104–121) (set forth as
a note to 5 U.S.C. 601) requires FAA to
comply with small entity requests for
information or advice about compliance
with statutes and regulations within its
jurisdiction. A small entity with
questions regarding this document may
contact its local FAA official, or the
persons listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. To find out
more about SBREFA on the internet,
visit https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight, Syria.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506–46507, 47122, 47508, 47528–
47531, 47534, Pub. L. 114–190, 130 Stat. 615
(49 U.S.C. 44703 note); articles 12 and 29 of
the Convention on International Civil
Aviation (61 Stat. 1180), (126 Stat. 11).
2. Amend § 91.1609 by revising
paragraphs (a)(2), (3), and (e) to read as
follows:
■
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Fmt 4700
Sfmt 4700
75845
§ 91.1609 Special Federal Aviation
Regulation No. 114—Prohibition Against
Certain Flights in the Damascus Flight
Information Region (FIR) (OSTT).
(a) * * *
(2) All persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and
(3) All operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
*
*
*
*
*
(e) Expiration. This SFAR will remain
in effect until December 30, 2023. The
FAA may amend, rescind, or extend this
SFAR, as necessary.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and 44701(a)(5),
on November 16, 2020.
Steve Dickson,
Administrator.
[FR Doc. 2020–25970 Filed 11–25–20; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF JUSTICE
28 CFR Part 0
[AG Order No. 4917–2020]
Delegation of Defense Production Act
Authority
Office of the Attorney General,
Department of Justice.
ACTION: Final rule.
AGENCY:
This final rule authorizes the
Assistant Attorney General in charge of
the Antitrust Division to perform, as the
delegate of the Attorney General, all
functions that the Attorney General is
required or authorized to perform by
section 708 of the Defense Production
Act (‘‘DPA’’).
DATES: Effective Date: November 27,
2020.
FOR FURTHER INFORMATION CONTACT:
David G. B. Lawrence, Chief,
Competition Policy & Advocacy Section,
Antitrust Division, U.S. Department of
Justice, Washington, DC 20530;
telephone (202) 532–4698.
SUPPLEMENTARY INFORMATION: Under the
DPA, upon finding that conditions exist
which may pose a direct threat to the
national defense or its preparedness
programs, the President or his designee
may consult with representatives of
industry, business, financing,
agriculture, labor, and other interests in
order to provide for the making by such
persons, with the approval of the
President or his designee, of voluntary
agreements and plans of action to help
SUMMARY:
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Agencies
[Federal Register Volume 85, Number 229 (Friday, November 27, 2020)]
[Rules and Regulations]
[Pages 75840-75845]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-25970]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2017-0768; Amdt. No. 91-348C]
RIN 2120-AL55
Extension of the Prohibition Against Certain Flights in the
Damascus Flight Information Region (FIR) (OSTT)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action extends the prohibition against certain flight
operations in the Damascus Flight Information Region (FIR) (OSTT) by
all: U.S. air carriers; U.S. commercial operators; persons exercising
the privileges of an airman certificate issued by the FAA, except when
such persons are operating U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered civil aircraft, except when
the operator of such aircraft is a foreign air carrier. The FAA finds
this action necessary to address significant, continuing hazards to
U.S. civil aviation associated with the ongoing and complex conflict in
Syria. The FAA also republishes the approval process and exemption
information for this Special Federal Aviation Regulation (SFAR),
consistent with other recently published flight prohibition SFARs, and
makes minor administrative revisions.
DATES: This final rule is effective on November 27, 2020.
FOR FURTHER INFORMATION CONTACT: Stephen Moates, Air Transportation
Division, Flight Standards Service, Federal Aviation Administration,
800 Independence Avenue SW, Washington, DC 20591; telephone 202-267-
8166; email [email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action extends the expiration date of the prohibition against
certain U.S. civil flight operations in the Damascus FIR (OSTT) by all:
U.S. air carriers; U.S. commercial operators; persons exercising the
privileges of an airman certificate issued by the FAA, except when such
persons are operating U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered civil aircraft, except when
the operator of such aircraft is a foreign air carrier. Specifically,
this amendment extends the expiration date of SFAR No. 114, Sec.
91.1609 of title 14, Code of Federal
[[Page 75841]]
Regulations (CFR), from December 30, 2020, to December 30, 2023, due to
the significant, continuing hazards to U.S. civil aviation operation in
the Damascus FIR (OSTT) associated with the ongoing and complex
conflict in Syria, as described in the preamble to this final rule.
This action also republishes the approval process and exemption
information for this SFAR, consistent with other recently published
flight prohibition SFARs, and makes minor administrative revisions.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety of flight in the U.S. and for
the safety of U.S. civil operators, U.S.-registered civil aircraft, and
U.S.-certificated airmen throughout the world. Sections 106(f) and (g)
of title 49, U.S. Code (U.S.C.), subtitle I, establish the FAA
Administrator's authority to issue rules on aviation safety. Subtitle
VII of title 49, Aviation Programs, describes in more detail the scope
of the Agency's authority. Section 40101(d)(1) provides that the
Administrator shall consider in the public interest, among other
matters, assigning, maintaining, and enhancing safety and security as
the highest priorities in air commerce. Section 40105(b)(1)(A) requires
the Administrator to exercise this authority consistently with the
obligations of the U.S. Government under international agreements.
The FAA is promulgating this rulemaking under the authority
described in 49 U.S.C. 44701, General requirements. Under that section,
the FAA is charged broadly with promoting safe flight of civil aircraft
in air commerce by prescribing, among other things, regulations and
minimum standards for practices, methods, and procedures that the
Administrator finds necessary for safety in air commerce and national
security.
This regulation is within the scope of the FAA's authority because
it continues to prohibit the persons described in paragraph (a) of SFAR
No. 114, Sec. 91.1609, from conducting flight operations in the
Damascus FIR (OSTT) due to the significant, continuing hazards to the
safety of U.S. civil flight operations, as described in the preamble to
this final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' Section 553(d) also
authorizes agencies to forgo the delay in the effective date of the
final rule for good cause found and published with the rule. In this
instance, the FAA finds good cause exists to forgo notice and comment
because notice and comment would be impracticable and contrary to the
public interest. In addition, it is contrary to the public interest to
delay the effective date of this SFAR.
The risk environment for U.S. civil aviation in airspace managed by
other countries with respect to safety of flight is fluid due to the
risks posed by weapons capable of targeting, or otherwise negatively
affecting, U.S. civil aviation, as well as other hazards to U.S. civil
aviation associated with fighting, extremist or militant activity, or
heightened tensions. This fluidity and the need for the FAA to rely
upon classified information in assessing these risks make issuing
notice and seeking comments impracticable and contrary to the public
interest. With respect to the impracticability of notice and comment
procedures, the potential for rapid changes in the risks to U.S. civil
aviation significantly limits how far in advance of a new or amended
flight prohibition the FAA can usefully assess the risk environment.
Furthermore, to the extent that these rules and any amendments to them
are based upon classified information, the FAA is not legally permitted
to share such information with the general public, who cannot
meaningfully comment on information to which they are not legally
allowed access.
Under these conditions, public interest considerations favor not
providing notice and seeking comment for this rule. While there is a
public interest in having an opportunity for the public to comment on
agency action, there is a greater public interest in having the FAA's
flight prohibitions, and any amendments thereto, reflect the Agency's
current understanding of the risk environment for U.S. civil aviation.
This allows the FAA to protect the safety of U.S. operators' aircraft
and the lives of their passengers and crews without overrestricting
U.S. operators' routing options.
The FAA has determined extending the expiration date of SFAR No.
114, Sec. 91.1609, is necessary due to safety-of-flight hazards
associated with the ongoing and complex conflict in Syria. These
hazards continue to present significant risks to U.S. civil aviation
operations in the Damascus FIR (OSTT), as described in the preamble to
this rule. Therefore, the FAA's flight prohibition for U.S. civil
aviation operations in the Damascus FIR (OSTT) must continue, without
interruption.
Accordingly, the FAA finds good cause exists to forgo notice and
comment and any delay in the effective date for this rule.
III. Background
On December 10, 2018, the FAA amended SFAR No. 114, Sec. 91.1609,
to extend the expiration date of the rule from December 30, 2018, to
December 30, 2020.\1\ In issuing the 2018 final rule, the FAA stated
the situation in the Damascus FIR (OSTT) remained hazardous for U.S.
civil aviation due to a variety of aviation safety risks associated
with the ongoing conflict in Syria.\2\
---------------------------------------------------------------------------
\1\ Extension of the Prohibition Against Certain Flights in the
Damascus Flight Information Region (FIR)(OSTT) final rule, 83 FR
63410, December 10, 2018.
\2\ Id. at 63411.
---------------------------------------------------------------------------
IV. Discussion of the Final Rule
The situation in the Damascus FIR (OSTT) continues to present an
unacceptable level of risk for U.S. civil aviation safety. The conflict
in Syria between pro-Assad regime forces, third country military
forces, as well as opposition groups, and extremist elements, is
extremely complex.
The presence of third parties conducting independent military
operations in Syria against pro-Assad regime forces, opposition groups,
and extremist elements, exacerbates the situation. Third-party
airstrikes in Syria often result in Syrian military air defense
responses. Syrian authorities do not adequately de-conflict these air
defense activities, which include indiscriminate surface-to-air missile
(SAM) fire, with civil aviation operations in the Damascus FIR (OSTT),
including, but not limited to, civil flight operations in close
proximity to international airports in Syria. For example, in late
February 2020, Syrian air defense activities forced a commercial Cham
Wings Airbus 320 passenger flight on final approach to Damascus
International Airport to divert to an alternate airfield in Syria.
The lack of de-confliction of Syrian air defense activity with
civil air traffic is just one of the risks to U.S. civil aviation
operations in the Damascus FIR (OSTT) emanating from third-party
involvement in Syria. Russia, Iran, and the Lebanese terrorist
organization, Hizballah, all of which are Syrian regime allies,
continue to conduct military operations in Syria and have deployed
significant air defense and electronic warfare capabilities, including
Global Positioning System
[[Page 75842]]
(GPS) jammers, which present a risk to U.S. civil aviation operations
in the Damascus FIR (OSTT). In March 2020, Russian, Turkish and Syrian
forces clashed in Idlib Province. During these clashes, fighter
aircraft and possible SAMs shot down several manned and unmanned
aircraft.
In addition to the hazards associated with third-party involvement
in the Syrian conflict, extremist threats to civil aviation safety
continue to exist in Syria. Terrorist groups, including the Islamic
State of Iraq and ash-Sham (ISIS) and al Qaida-aligned entities
possess, or have access to, a wide array of anti-aircraft weapons that
pose a risk to civil aviation operations in the Damascus FIR (OSTT).
Anti-regime forces, extremists, and militants have successfully shot
down multiple military aircraft using man-portable air defense systems
(MANPADS) during the Syrian conflict. Additionally, various elements
have successfully targeted military aircraft using advanced anti-tank
guided missiles (ATGMs). ATGMs primarily pose a risk to civil aircraft
operating near, or parked at, an airport. Finally, various groups
employ unmanned aircraft systems to surveil and attack Syrian and
Syrian-allied fielded forces and airfields.
As a result of the ongoing military activities by multiple actors
and the lack of progress towards ending the conflict, the FAA expects
significant hazards to the safety of U.S. civil aviation in the
Damascus FIR (OSTT) will endure. Therefore, as a result of the
significant, continuing risk to the safety of U.S. civil aviation in
the Damascus FIR (OSTT), the FAA extends the expiration date of SFAR
No. 114, Sec. 91.1609, from December 30, 2020, to December 30, 2023.
Amendments to SFAR No. 114, Sec. 91.1609, could be appropriate if
the risk to aviation safety and security changes. In this regard, the
FAA will continue to monitor the situation and evaluate the extent to
which persons described in paragraph (a) of this rule might be able to
operate safely in the Damascus FIR (OSTT). The FAA may amend or rescind
SFAR No. 114, Sec. 91.1609, as necessary, prior to its expiration
date.
The FAA also republishes the details concerning the approval and
exemption processes in Sections V and VI of this preamble, with
clarifications for consistency with other recently published flight
prohibition SFARs. Lastly, the FAA makes minor administrative
revisions, including updating the applicability paragraph of the
regulatory text to make it consistent with other recently published
flight prohibition SFARs.
V. Approval Process Based on a Request From a Department, Agency, or
Instrumentality of the United States Government
A. Approval Process Based on an Authorization Request from a
Department, Agency, or Instrumentality of the United States Government
In some instances, U.S. Government departments, agencies, or
instrumentalities may need to engage U.S. civil aviation to support
their activities in the Damascus FIR (OSTT). If a department, agency,
or instrumentality of the U.S. Government determines that it has a
critical need to engage any person described in SFAR No. 114, Sec.
91.1609, including a U.S. air carrier or commercial operator, to
transport civilian or military passengers or cargo or conduct other
operations in the Damascus FIR (OSTT), that department, agency, or
instrumentality may request the FAA to approve persons described in
paragraph (a) of SFAR No. 114, Sec. 91.1609, to conduct such
operations.
The requesting department, agency, or instrumentality of the U.S.
Government must submit the request for approval to the FAA's Associate
Administrator for Aviation Safety in a letter signed by an appropriate
senior official of the requesting department, agency, or
instrumentality.\3\ The FAA will not accept or consider requests for
approval from anyone other than the requesting department, agency, or
instrumentality. In addition, the senior official signing the letter
requesting FAA approval on behalf of the requesting department, agency,
or instrumentality must be sufficiently positioned within the
organization to demonstrate that the senior leadership of the
requesting department, agency, or instrumentality supports the request
for approval and is committed to taking all necessary steps to minimize
operational risks to the proposed flights. The senior official must
also be in a position to: (1) Attest to the accuracy of all
representations made to the FAA in the request for approval, and (2)
ensure that any support from the requesting U.S. Government department,
agency, or instrumentality described in the request for approval is in
fact brought to bear and is maintained over time. Unless justified by
exigent circumstances, requests for approval must be submitted to the
FAA no less than 30 calendar days before the date on which the
requesting department, agency, or instrumentality wishes the proposed
operation(s) to commence.
---------------------------------------------------------------------------
\3\ This approval procedure applies to U.S. Government
departments, agencies, or instrumentalities; it does not apply to
the public. The FAA describes this procedure in the interest of
providing transparency with respect to the FAA's process for
interacting with U.S. Government departments, agencies, or
instrumentalities that seek to engage U.S. civil aviation to operate
within the area in which this SFAR prohibits their operations.
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The requestor must send the request to the Associate Administrator
for Aviation Safety, Federal Aviation Administration, 800 Independence
Avenue SW, Washington, DC 20591. Electronic submissions are acceptable
and the requesting entity may request that the FAA notify it
electronically as to whether the FAA grants the approval request. If a
requestor wishes to make an electronic submission to the FAA, the
requestor should contact the Air Transportation Division, Flight
Standards Service, at (202) 267-8166, to obtain the appropriate email
address. A single letter may request approval from the FAA for multiple
persons described in SFAR No. 114, Sec. 91.1609, or for multiple
flight operations. To the extent known, the letter must identify the
person(s) the requester expects the SFAR to cover on whose behalf the
U.S. Government department, agency, or instrumentality seeks FAA
approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service that the person(s) covered by the SFAR will
provide;
To the extent known, the specific locations in the
Damascus FIR (OSTT) where the proposed operation(s) will occur,
including, but not limited to, the flight path and altitude of the
aircraft while it is operating in the Damascus FIR (OSTT) and the
airports, airfields, or landing zones at which the aircraft will take
off and land; and
The method by which the department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (i.e., the pre-mission planning and briefing, in-
flight, and post-flight phases).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or its prime contractor has a subcontract(s))
for specific flight operations in the Damascus FIR (OSTT). The
requestor may identify additional
[[Page 75843]]
operators to the FAA at any time after the FAA issues its approval.
Neither the operators listed in the original request, nor any operators
the requestor subsequently seeks to add to the approval, may commence
operations under the approval until the FAA issues them an Operations
Specification (OpSpec) or Letter of Authorization (LOA), as
appropriate, for operations in the Damascus FIR (OSTT). The approval
conditions discussed below apply to all operators, whether included in
the original list or subsequently added to the approval. Requestors
should send updated lists to the email address they obtain from the Air
Transportation Division by calling (202) 267-8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Stephen Moates for instructions
on submitting it to the FAA. His contact information appears in the FOR
FURTHER INFORMATION CONTACT section of this final rule.
FAA approval of an operation under SFAR No. 114, Sec. 91.1609,
does not relieve persons subject to this SFAR of the responsibility to
comply with all other applicable FAA rules and regulations. Operators
of civil aircraft must comply with the conditions of their
certificates, OpSpecs, and LOAs, as applicable. Operators must also
comply with all rules and regulations of other U.S. Government
departments or agencies that may apply to the proposed operation(s),
including, but not limited to, regulations issued by the Transportation
Security Administration.
B. Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
organization will send an approval letter to the requesting department,
agency, or instrumentality informing it that the FAA's approval is
subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, relating to any event arising out of or related to the
approved operations in the Damascus FIR (OSTT); and
(b) The operator's written agreement to indemnify the U.S.
Government with respect to any and all third-party damages, claims, and
liabilities, including without limitation legal fees and expenses,
relating to any event arising from or related to the approved
operations in the Damascus FIR (OSTT).
(3) Other conditions the FAA may specify, including those the FAA
might impose in OpSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy the FAA issues under chapter 443 of title 49, U.S. Code.
If the FAA approves the proposed operation(s), the FAA will issue
an OpSpec or LOA, as applicable, to the operator(s) identified in the
original request authorizing them to conduct the approved operation(s).
In addition, the FAA will notify the U.S. Government department,
agency, or instrumentality that requested the FAA's approval of any
additional conditions beyond those contained in the approval letter.
VI. Information Regarding Petitions for Exemption
Any operations not conducted under an approval the FAA issues
through the approval process set forth previously may only occur in
accordance with an exemption from SFAR No. 114, Sec. 91.1609. A
petition for exemption must comply with 14 CFR part 11. The FAA will
consider whether exceptional circumstances exist beyond those the
approval process described in the previous section contemplates. To
determine whether a petition for exemption from the prohibition this
SFAR establishes fulfills the standard of 14 CFR 11.81, the FAA
consistently finds necessary the following information:
The proposed operation(s), including the nature of the
operation;
The service the person(s) covered by the SFAR will
provide;
The specific locations in the Damascus FIR (OSTT) where
the proposed operation(s) will occur, including, but not limited to,
the flight path and altitude of the aircraft while it is operating in
the Damascus FIR (OSTT) and the airports, airfields, or landing zones
at which the aircraft will take off and land;
The method by which the operator will obtain current
threat information and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(i.e., the pre-mission planning and briefing, in-flight, and post-
flight phases); and
The plans and procedures the operator will use to minimize
the risks, identified in this preamble, to the proposed operations, to
establish that granting the exemption would not adversely affect safety
or would provide a level of safety at least equal to that provided by
this SFAR. The FAA has found comprehensive, organized plans and
procedures of this nature to be helpful in facilitating the agency's
safety evaluation of petitions for exemption from flight prohibition
SFARs.
The FAA includes, as a condition of each such exemption it issues,
a release and agreement to indemnify, as described previously.
The FAA recognizes that, with the support of the U.S. Government,
the governments of other countries could plan operations SFAR No. 114,
Sec. 91.1609, affects. While the FAA will not permit these operations
through the approval process, the FAA will consider exemption requests
for such operations on an expedited basis and in accordance with the
order of preference set forth in paragraph (c) of SFAR No. 114, Sec.
91.1609.
If a petition for exemption includes security-sensitive or
proprietary information, requestors may contact Aviation Safety
Inspector Stephen Moates for instructions on submitting it to the FAA.
His contact information appears in the FOR FURTHER INFORMATION CONTACT
section of this final rule.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must undergo several economic
analyses. First, Executive Orders 12866 and 13563 direct that each
Federal agency shall propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify its
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354),
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act of 1979 (Pub. L. 96-39), as codified in 19 U.S.C.
Chapter 13, prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Agreements Act requires agencies
to consider international standards and, where appropriate, that they
be the basis of U.S. standards. Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104-4), as codified in 2 U.S.C. Chapter 25,
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted
[[Page 75844]]
for inflation with base year of 1995). This portion of the preamble
summarizes the FAA's analysis of the economic impacts of this final
rule.
In conducting these analyses, the FAA has determined this final
rule has benefits that justify its costs. This rule is a significant
regulatory action, as defined in section 3(f) of Executive Order 12866,
as it raises novel policy issues contemplated under that Executive
Order. This rule also complies with the requirements of the Department
of Transportation's administrative rule on rulemaking at 49 CFR part 5.
As 5 U.S.C. 553 does not require notice and comment for this final
rule, 5 U.S.C. 603 and 604 do not require regulatory flexibility
analyses regarding impacts on small entities. This rule will not create
unnecessary obstacles to the foreign commerce of the United States.
This rule will not impose an unfunded mandate on State, local, or
tribal governments, or on the private sector, by exceeding the
threshold identified previously.
A. Regulatory Evaluation
This action extends the expiration date of the SFAR prohibiting
certain flight operations in the Damascus FIR (OSTT) for an additional
three years due to the significant, continuing hazards to U.S. civil
aviation detailed in the preamble of this final rule. U.S. Government
departments, agencies, and instrumentalities may take advantage of the
approval process on behalf of U.S. operators and airmen with whom they
have a contract, grant, or cooperative agreement, or with whom their
prime contractor has a subcontract. U.S. operators and airmen who seek
to conduct operations in the Damascus FIR (OSTT) without any of the
foregoing types of arrangements with the U.S. Government may petition
for exemption from this rule.
The FAA acknowledges this flight prohibition might result in
additional costs to some U.S. operators, such as increased fuel costs
and other operational-related costs. However, the FAA expects the
benefits of this action exceed the costs because it will result in the
avoidance of risks of fatalities, injuries, and property damage that
could occur if a U.S. operator's aircraft were shot down (or otherwise
damaged) while operating in the Damascus FIR (OSTT).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), in 5 U.S.C. 603, requires an
agency to prepare an initial regulatory flexibility analysis describing
impacts on small entities whenever 5 U.S.C. 553 or any other law
requires an agency to publish a general notice of proposed rulemaking
for any proposed rule. Similarly, 5 U.S.C. 604 requires an agency to
prepare a final regulatory flexibility analysis when an agency issues a
final rule under 5 U.S.C. 553, after that section or any other law
requires publication of a general notice of proposed rulemaking. The
FAA concludes good cause exists to forgo notice and comment and to not
delay the effective date for this rule. As 5 U.S.C. 553 does not
require notice and comment in this situation, 5 U.S.C. 603 and 604
similarly do not require regulatory flexibility analyses.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to this Act, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that its purpose is to protect the safety of U.S. civil
aviation from risks to their operations in the Damascus FIR (OSTT), a
location outside the U.S. Therefore, the rule complies with the Trade
Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155 million in lieu of $100
million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
the FAA to consider the impact of paperwork and other information
collection burdens it imposes on the public. The FAA has determined no
new requirement for information collection is associated with this
final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, the FAA's policy is to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined no ICAO Standards and Recommended Practices correspond to
this regulation. The FAA finds this action is fully consistent with the
obligations under 49 U.S.C. 40105(b)(1)(A) to ensure the FAA exercises
its duties consistently with the obligations of the United States under
international agreements.
While the FAA's flight prohibition does not apply to foreign air
carriers, DOT codeshare authorizations prohibit foreign air carriers
from carrying a U.S. codeshare partner's code on a flight segment that
operates in airspace for which the FAA has issued a flight prohibition
for U.S. civil aviation. In addition, foreign air carriers and other
foreign operators may choose to avoid, or be advised or directed by
their civil aviation authorities to avoid, airspace for which the FAA
has issued a flight prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action under Executive Order 12114,
Environmental Effects Abroad of Major Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order 12114 requires the FAA to be
informed of environmental considerations and take those considerations
into account when making decisions on major Federal actions that could
have environmental impacts anywhere beyond the borders of the United
States. The FAA has determined this action is exempt pursuant to
Section 2-5(a)(i) of Executive Order 12114 because it does not have the
potential for a significant effect on the environment outside the
United States.
In accordance with FAA Order 1050.1F, Environmental Impacts:
Policies and Procedures, paragraph 8-6(c), FAA has prepared a
memorandum for the record stating the reason(s) for this determination
and has placed it in the docket for this rulemaking.
[[Page 75845]]
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under the principles and criteria of
Executive Order 13132, Federalism. The Agency has determined this
action would not have a substantial direct effect on the States, or the
relationship between the Federal Government and the States, or on the
distribution of power and responsibilities among the various levels of
government. Therefore, this rule will not have federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this rule under Executive Order 13211, Actions
Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use. The Agency has determined it is not a
``significant energy action'' under the executive order and will not be
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609 and has determined that this action will have no
effect on international regulatory cooperation.
D. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs
This rule is not subject to the requirements of Executive Order
13771, Reducing Regulation and Controlling Regulatory Costs, because
the FAA is issuing it with respect to a national security function of
the United States.
IX. Additional Information
A. Availability of Rulemaking Documents
An electronic copy of a rulemaking document may be obtained from
the internet by--
Searching the docket for this rulemaking at https://www.regulations.gov;
Visiting the FAA's Regulations and Policies web page at
https://www.faa.gov/regulations_policies; or
Accessing the Government Publishing Office's website at
https://www.govinfo.gov.
Copies may also be obtained by sending a request (identified by
amendment or docket number of this rulemaking) to the Federal Aviation
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue
SW, Washington, DC 20591, or by calling (202) 267-9677.
Except for classified material, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the internet through the docket for this
rulemaking.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601)
requires FAA to comply with small entity requests for information or
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the persons listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Syria.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105, 40113,
40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122,
47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49 U.S.C.
44703 note); articles 12 and 29 of the Convention on International
Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Amend Sec. 91.1609 by revising paragraphs (a)(2), (3), and (e) to
read as follows:
Sec. 91.1609 Special Federal Aviation Regulation No. 114--
Prohibition Against Certain Flights in the Damascus Flight Information
Region (FIR) (OSTT).
(a) * * *
(2) All persons exercising the privileges of an airman certificate
issued by the FAA, except when such persons are operating U.S.-
registered aircraft for a foreign air carrier; and
(3) All operators of U.S.-registered civil aircraft, except when
the operator of such aircraft is a foreign air carrier.
* * * * *
(e) Expiration. This SFAR will remain in effect until December 30,
2023. The FAA may amend, rescind, or extend this SFAR, as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f) and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on
November 16, 2020.
Steve Dickson,
Administrator.
[FR Doc. 2020-25970 Filed 11-25-20; 8:45 am]
BILLING CODE 4910-13-P