Manner of Federal Executions, 75846-75855 [2020-25867]
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Federal Register / Vol. 85, No. 229 / Friday, November 27, 2020 / Rules and Regulations
provide for the national defense. 50
U.S.C. 4558(c)(1)–(2). The DPA requires
that each proposed voluntary agreement
or proposed plan of action be reviewed
by the Attorney General prior to
becoming effective. If, after consulting
with the Chairman of the Federal Trade
Commission, the Attorney General finds
that the purposes of 50 U.S.C. 4558(c)
‘‘may not reasonably be achieved
through a voluntary agreement or plan
of action having less anticompetitive
effects or without any voluntary
agreement or plan of action,’’ the
agreement or plan may become
effective. 50 U.S.C. 4558(f)(1)(B).
The DPA therefore requires action
from the Attorney General from the
standpoint of the antitrust laws. As a
result, the Assistant Attorney General in
charge of the Antitrust Division is
already assigned the preparation of the
Attorney General’s approval or
disapproval whenever such action is
required by the DPA from the
standpoint of the antitrust laws. 28 CFR
0.40(e). Conditions that may pose a
direct threat to the national defense or
its preparedness programs are
inherently dynamic, and it is of utmost
importance to be able to respond rapidly
to such conditions. Therefore, the
Attorney General has made the
determination to promulgate a
regulation unambiguously delegating to
the Assistant Attorney General in charge
of the Antitrust Division his authority to
perform all functions that the Attorney
General is required or authorized to
perform by section 708 of the DPA (50
U.S.C. 4558).
Administrative Procedure Act—5
U.S.C. 553
This rule is a rule of agency
organization and relates to a matter
relating to agency management and is
therefore exempt from the requirements
of prior notice and comment and a 30day delay in the effective date. See 5
U.S.C. 553(a)(2), 553(b)(A), 553(d).
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Regulatory Flexibility Act
The Attorney General, in accordance
with the Regulatory Flexibility Act (5
U.S.C. 605(b)), has reviewed this
regulation and by approving it certifies
that this regulation will not have a
significant economic impact on a
substantial number of small entities
because it pertains to personnel and
administrative matters affecting the
Department. Further, a Regulatory
Flexibility Analysis is not required to be
prepared for this final rule because the
Department was not required to publish
a general notice of proposed rulemaking
for this matter. 5 U.S.C. 604(a).
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Executive Orders 12866, 13563, and
13771—Regulatory Review
This action has been drafted and
reviewed in accordance with section
1(b) of Executive Order 12866,
‘‘Regulatory Planning and Review,’’ and
section 1(b) of Executive Order 13563,
‘‘Improving Regulation and Regulatory
Review.’’ This rule is limited to agency
organization, management, and
personnel as described in section 3(d)(3)
of Executive Order 12866 and, therefore,
is not a ‘‘regulation’’ or ‘‘rule’’ as
defined by the order. Accordingly, this
action has not been reviewed by the
Office of Management and Budget.
This rule is not subject to the
requirements of Executive Order 13771,
‘‘Reducing Regulation and Controlling
Regulatory Costs,’’ because it is not a
significant regulatory action under
Executive Order 12866, and because it
is ‘‘related to agency organization,
management, or personnel’’ and thus
not a ‘‘regulation’’ or ‘‘rule’’ under
section 4(b) of Executive Order 13771.
Congressional Review Act, 5 U.S.C.
804(3)(B), (C). Therefore, the reporting
requirement of 5 U.S.C. 801 does not
apply.
List of Subjects in 28 CFR Part 0
Authority delegations (Government
agencies), Government employees,
National defense, Organization and
functions (Government agencies),
Privacy, Reporting and recordkeeping
requirements, Whistleblowing.
Accordingly, by virtue of the
authority vested in me as Attorney
General, including 5 U.S.C. 301 and 28
U.S.C. 509 and 510, part 0 of title 28 of
the Code of Federal Regulations is
amended as follows:
PART 0—ORGANIZATION OF THE
DEPARTMENT OF JUSTICE
1. The authority citation for part 0
continues to read as follows:
■
Authority: 5 U.S.C. 301; 28 U.S.C. 509,
510, 515–519.
2. Section 0.40(l) is added to read as
follows:
Executive Order 13132—Federalism
This rule will not have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with Executive Order 13132,
it is determined that this rule does not
have sufficient federalism implications
to warrant the preparation of a
federalism summary impact statement.
■
Executive Order 12988—Civil Justice
Reform
This rule was drafted in accordance
with the applicable standards set forth
in sections 3(a) and 3(b)(2) of Executive
Order 12988.
[FR Doc. 2020–26222 Filed 11–25–20; 8:45 am]
Unfunded Mandates Reform Act of
1995
This rule will not result in the
expenditure by State, local, and Tribal
governments, in the aggregate, or by the
private sector, of $100,000,000 or more
in any one year (adjusted annually for
inflation), and it will not significantly or
uniquely affect small governments.
Therefore, no actions were deemed
necessary under the provisions of the
Unfunded Mandates Reform Act of
1995.
Congressional Review Act
This action pertains to agency
management, personnel, and
organization and does not substantially
affect the rights or obligations of nonagency parties and, accordingly, is not
a ‘‘rule’’ as that term is used by the
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§ 0.40
General functions.
*
*
*
*
*
(l) As the delegate of the Attorney
General, performance of all functions
that the Attorney General is required or
authorized to perform by section 708 of
the Defense Production Act (50 U.S.C.
4558).
Dated: November 20, 2020.
William P. Barr,
Attorney General.
BILLING CODE 4410–14–P
DEPARTMENT OF JUSTICE
Office of the Attorney General
28 CFR Part 26
[Docket Number OAG 171; AG Order No.
4911–2020]
RIN 1105–AB63
Manner of Federal Executions
Office of the Attorney General,
Department of Justice.
ACTION: Final rule.
AGENCY:
The Department of Justice
(‘‘Department’’ or ‘‘DOJ’’) is finalizing
amendments to regulations to authorize
implementation of a sentence in a
Federal capital case in any manner
consistent with Federal law and to make
other amendments.
DATES: This final rule becomes effective
December 24, 2020.
SUMMARY:
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FOR FURTHER INFORMATION CONTACT:
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Laurence E. Rothenberg, Deputy
Assistant Attorney General, Office of
Legal Policy, U.S. Department of Justice,
(202) 514–3116.
SUPPLEMENTARY INFORMATION:
I. Background and Purpose
The Federal Death Penalty Act
provides that a capital sentence in a
Federal case is to be implemented ‘‘in
the manner prescribed by the law of the
State in which the sentence is
imposed.’’ 18 U.S.C. 3596(a). However,
if the ‘‘law of the State in which the
sentence is imposed’’ ‘‘does not provide
for implementation of a sentence of
death,’’ then the statute directs the court
to designate another State whose law
does ‘‘provide for the implementation of
a sentence of death, and the sentence
shall be implemented in the latter State
in the manner prescribed by such law.’’
Id.
The current execution regulations,
promulgated in a final rule published on
January 19, 1993, Implementation of
Death Sentences in Federal Cases, 58 FR
4898 (Jan. 19, 1993), and codified at 28
CFR part 26, authorize execution only
through lethal injection, except to the
extent a court orders otherwise.
Specifically, they direct the attorney for
the government to ‘‘file with the
sentencing court a proposed Judgment
and Order’’ stating that ‘‘[t]he sentence
shall be executed by intravenous
injection of a lethal substance or
substances in a quantity sufficient to
cause death.’’ 28 CFR 26.2(a). The
regulations further state that, except to
the extent a court orders otherwise, a
sentence of death shall be executed on
a date and at a time and at a ‘‘federal
penal or correctional institution
designated by the Director of the Federal
Bureau of Prisons . . . [b]y intravenous
injection of a lethal substance or
substances in a quantity sufficient to
cause death.’’ Id. § 26.3(a).
Execution by lethal injection is
authorized in all States that have capital
punishment. See In re Fed. Bureau of
Prisons’ Execution Protocol Cases, 955
F.3d 106, 114 (D.C. Cir. 2020) (Katsas,
J., concurring) (‘‘Every state that
authorizes capital punishment uses
lethal injection ‘as the exclusive or
primary means of implementing the
death penalty.’ ’’ (quoting Baze v. Rees,
553 U.S. 35, 42 (2008) (plurality
opinion))). However, some States also
authorize execution by other means in
certain circumstances. See, e.g., Ala.
Code 15–18–82.1(a) (by lethal injection
but electrocution or nitrogen hypoxia
may be elected); Miss. Code Ann. 99–
19–51(1)–(4) (by lethal injection but by
nitrogen hypoxia, electrocution, or
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firing squad if other methods are held
unconstitutional or otherwise
unavailable); Okla. Stat. tit. 22, sec.
1014 (same); Ark. Code Ann. 5–4–617(l)
(by electrocution if execution by lethal
injection is invalidated); Fla. Stat.
922.105 (by lethal injection but
electrocution may be elected); see also
Bucklew v. Precythe, 139 S. Ct. 1112,
1142 (2019) (Breyer, J., dissenting)
(noting States permitting use of nitrogen
hypoxia); Glossip v. Gross, 135 S. Ct.
2726, 2796 (2015) (Sotomayor, J.,
dissenting) (noting State using firing
squad). One State has recently used
electrocution. See Media Advisory,
Tenn. Dep’t of Corr. (Dec. 5, 2019, 7:27
p.m.), https://www.tn.gov/correction/
news/2019/12/5/media-advisory.html.
Some States also provide by law that a
prisoner may choose the manner of
execution from among several options,
in at least some circumstances. See Ala.
Code 15–18–82.1(b); Ariz. Rev. Stat.
Ann. 13–757(B); Cal. Penal Code 3604;
Fla. Stat. 922.105; Ky. Rev. Stat. Ann.
431.220(1)(b); S.C. Code Ann. 24–3–
530(A); Tenn. Code Ann. 40–23–114(b);
Va. Code Ann. 53.1–234. States may
authorize execution by other means in
the future, and it is possible that a State
in the future will provide that a manner
other than lethal injection is the only
authorized means of execution. Section
3596(a) would then require execution in
that manner for a Federal offender
sentenced in the State.
The current regulations also provide
that a Federal execution shall occur
‘‘[a]t a federal penal or correctional
institution designated by the Director of
the Federal Bureau of Prisons.’’ 28 CFR
26.3(a)(2). Section 3597(a), however,
provides that State and local facilities
and personnel may be used in carrying
out Federal executions. As discussed
above, future situations may arise in
which it is necessary to carry out an
execution by some means other than
lethal injection. However, the Federal
Bureau of Prisons (‘‘BOP’’) facility for
carrying out executions, located at the
Terre Haute correctional complex in
Indiana, is equipped for carrying out
executions only by lethal injection. If
cases arise in which the Department is
required to execute a Federal inmate
according to the law of a State that uses
a method other than lethal injection, the
most expedient means of carrying out
the execution may be to arrange for
State assistance.
II. Proposed Rule
The Department published a notice of
proposed rulemaking (‘‘NPRM’’) on
August 5, 2020, Manner of Federal
Executions, 86 FR 47324 (Aug. 5, 2020),
proposing amendments to 28 CFR part
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26 intended to provide the Federal
Government with greater flexibility to
conduct executions in any manner
authorized by section 3596(a) and to
implement the statutory authorization
in section 3597(a) that provides that
State and local facilities and personnel
may be used in carrying out Federal
executions. The proposed rule also
proposed various amendments to other
provisions of the regulations, as
described in detail below, that would
eliminate redundancies, such as
eliminating § 26.2 regarding filing of a
judgment and order with the sentencing
court, and that would update the
regulations for current practice by the
Department and its components, such as
granting authority for decision-making
about certain matters to the Director of
BOP or his designee, rather than to the
Warden of the institution where the
execution is to be conducted.
By the end of the 30-day comment
period on September 4, 2020, the
Department received 23 comments that
were responsive to the proposed rule.
Following are the Department’s
responses to those comments.
III. Summary of Changes in the Final
Rule
After evaluating the 23 public
comments, the Department has
determined that no major changes to the
proposed rule are necessary. As
described in the next section, the
majority of public comments reflected
general opposition to the death penalty.
Although the Department is mindful of
those views, no changes are necessary in
response to those comments, as the
death penalty is expressly authorized by
Federal statute and has been repeatedly
upheld by the Supreme Court as
constitutional. See Bucklew v. Precythe,
139 S. Ct. 1112, 1122 (2019) (‘‘The
Constitution allows capital
punishment.’’). Other comments
opposed various provisions in the rule
as unnecessary, unauthorized by the
statute, or contrary to the statute. The
Department disagrees with those
assertions for the reasons stated below
and declines to change the proposed
rule in response to them. Other
comments suggested amendments to the
existing regulations that were not
proposed by the Department and that
the Department has declined to adopt.
Other comments raised issues that are
more properly addressed in the BOP
execution protocol (including its
manual and addendum).
In response to three comments,
Department has amended the proposed
rule as follows: First, the final rule
corrects a scrivener’s error in the NPRM
that deleted ‘‘Except to the extent a
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court orders otherwise,’’ from the first
line of § 26.4; second, it adds, in
§ 26.4(a), a notice to the prisoner of the
method of execution to be employed or,
where applicable, of the prisoner’s
option to choose from among multiple
methods; and third, it clarifies in
§ 26.4(b) that the designee of the BOP
Director can allow other persons to visit
the inmate in the seven days prior to the
date of execution.
Although no commenter objected to a
proposed amendment in § 26.3(a)(3)
changing the officials responsible for
selection of personnel assisting the
execution from the United States
Marshal and the Warden of the
institution to solely the Director of BOP
or his designee, the Department has
determined upon further reflection that
that revision would not be efficient for
administrative and management
purposes. Instead, the final rule amends
the provision to provide that personnel
will be selected by the Director of the
United States Marshals Service and the
Director of BOP or their designees.
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IV. Responses to Public Comments on
the Proposed Rule
As noted above, a large majority of
comments did not address specific
proposed changes to the regulations.
Rather, they expressed opposition to the
use of capital punishment in general.
Furthermore, many of those comments
misunderstood the nature of the
proposed amendments as designed to
expedite executions or expand the use
of capital punishment. As described
above, the proposed amendments are
not designed to achieve those objectives.
One comment by counsel for Federal
death row inmates, as well as several
other comments, had specific comments
on the edits proposed in the NPRM.
Following are responses to those
comments.
A. Manner of Execution
The proposed rule proposed to amend
part 26 to provide, in 28 CFR 26.3(a)(4),
that Federal executions are to be carried
out by lethal injection ‘‘or by any other
manner prescribed by the law of the
State in which the sentence was
imposed or which has been designated
by a court in accordance with 18 U.S.C.
3596(a).’’ The amendment would ensure
that the Department would be
authorized to use the widest range of
manners of execution permitted by law.
Two commenters opposed this
amendment.
One commenter argued that the rule
should specify the guidelines that the
Department would follow to ensure the
humane implementation of a sentence
and gave several examples of
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procedures for lethal injection that the
commenter argued should be delineated
in the regulations, as well as how a
prisoner’s medical conditions would be
accommodated. A second commenter
argued that the language of the preamble
of the proposed rule inappropriately
referred to authorizing any method
under Federal law while the statute
refers to requiring use of any method
authorized by State law.
The Department declines to make
changes to the proposed rule in
response to these comments.
The issues raised by the first
commenter included detailed matters
about lethal injection, such as the nature
of drugs used, placement and other
procedures for use of the IV for
provision of the drugs, and use of lethal
injection in inmates with certain
medical conditions. These are matters
that the current regulations do not
address and that the proposed rule did
not propose to address. To the extent
that the comment is arguing that issues
it raises should nevertheless be
addressed in the regulations, the
Department considers these matters
properly addressed in the BOP
execution protocol, which includes
more granular details regarding
execution procedures.
The Department notes that this
comment included a recommendation
for consideration of alternative methods
of execution, such as the firing squad,
for prisoners with medical conditions
for whom the commenter contended
lethal injection would be inappropriate.
The Department takes this comment as
consistent with the overall purpose of
the proposed rule to provide for
methods of execution besides lethal
injection, where they are prescribed by
the relevant State law, although the
specific application of any method to a
particular prisoner is beyond the scope
of this rulemaking.
This commenter also recommended
that the notice of the date of execution
provided to a prisoner also should state
the method of execution to be used. The
Department agrees with this
recommendation. As the final rule
provides for the possibility that methods
other than lethal injection may be
employed by the Department, it is
reasonable that a prisoner be provided
with notice of the method to implement
that prisoner’s sentence. In addition, as
noted above, some State laws provide
the prisoner the option to choose the
method of execution.
For these reasons, in § 26.4(a), the
final rule inserts ‘‘the manner of
execution and’’ before ‘‘date designated
for execution,’’ deletes ‘‘date of’’ after
‘‘previously scheduled and noticed,’’
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and adds a new sentence at the end of
the paragraph to read as follows: ‘‘If
applicable law provides that the
prisoner may choose among multiple
manners of execution, the Director or
his designee shall notify the prisoner of
that option.’’
The second commenter
misunderstands the proposed rule. The
commenter is correct that the Federal
Death Penalty Act refers to the use of
the method of execution ‘‘prescribed by
the law of the State in which the
sentence was imposed.’’ However, the
preamble of the proposed rule properly
referred to ‘‘federal’’ law, because it is
the Federal Death Penalty Act that
provides the authority for the rule. In
any event, the text of the proposed rule
uses exactly the language of the statute,
namely, ‘‘by any other manner
prescribed by the law of the State in
which the sentence was imposed,’’ as
the commenter apparently was
concerned that it should do.
B. Use of State Facilities
The NPRM proposed to permit use of
State facilities, in accordance with the
authorization in section 3597(a), by
striking ‘‘federal’’ before ‘‘penal or
correctional institution’’ in § 26.3(a)(2),
and replacing ‘‘[b]y’’ with ‘‘[u]nder the
supervision of’’ a United States Marshal
in § 26.3(a)(3). This change also is
addressed in the regulatory certification
with regard to Executive Order 13132 on
federalism, which stated that there were
no federalism implications under that
order.
Several commenters objected to these
changes. One commenter argued that it
was ‘‘implausible’’ that the change
would not have an impact on States and
that the federalism implications were
‘‘self-evident.’’ In addition, this
commenter alleged that the provision
could violate the constitutional ‘‘anticommandeering’’ principle. A second
commenter opposed the provision on
unclear grounds but possibly because
the commenter believed that State
officials would not be able to implement
a Federal sentence without facing
criminal liability for doing so. A third
commenter stated that rather than using
State facilities, the Department should
expand the capabilities of the Terre
Haute facility or other facilities to be
able to implement executions through
means other than lethal injection.
The Department declines to make
changes to the proposed rule in
response to the comments. Each of the
commenters misunderstands the need
for this change and the nature of the
change. First, as noted, the change does
nothing more than implement an
existing statutory provision, which
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expressly provides the Federal
Government with the option to contract
with willing States to use their facilities
and personnel in Federal executions.
The policy implications or trade-offs,
such as whether to expand Federal
capabilities or potential liability for
State workers, are not at issue in this
rulemaking, which simply ensures that
the Department is able to use an option
expressly provided by statute.
Second, as to the federalism
implications, the Department reiterates
that the rule will not have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government as laid out in
Executive Order 13132. The commenter
misunderstands the purpose of
Executive Order 13132. It is intended to
limit Federal power to make national
standards in policy and legislation that
would preempt States from developing
their own, and to prevent imposition of
‘‘unfunded mandates’’ on States by the
Federal Government. The amendments
at issue here do not implicate these
concerns, nor do they implicate the anticommandeering principle. The Federal
Government would be implementing its
own policy by an agreement with a
willing State government and would
cover any costs to the State, as expressly
provided by section 3597(a). It is
notable that Federal executions
routinely occurred in State facilities in
the 20th century, and that practice does
not appear to have raised any federalism
concerns. See Execution Protocol Cases,
955 F.3d at 137 (Rao, J., concurring). It
also is significant that no State
government—that is, none of the
affected entities—commented in
opposition to the proposed regulation.
For these reasons, the final rule makes
no changes to the proposed rule’s
amendments to implement the statutory
authority to use and pay for State
facilities.
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C. Other Amendments
1. § 26.1
The NPRM proposed to add a new
provision, § 26.1(b), that would
authorize the Attorney General to vary
from the regulation to the extent
necessary to comply with applicable
law. One commenter commented that
the NPRM did not provide sufficient
explanation of why the addition of this
paragraph was necessary or identify the
legal basis for that paragraph. In
addition, the commenter claimed that
the new paragraph would provide a
catch-all provision allowing the
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Attorney General to ignore or change
regulations at will with no further
process, and ad hoc, even in specific
cases for impermissible reasons, at the
last moment, and without notice. The
commenter claimed that this would be
a conflict of interest as well, because the
Attorney General could change the
regulations that apply to the individual
his agency is responsible for prosecuting
and executing. The comment identified
these alleged concerns but did not
suggest specific changes to the proposed
rule.
The Department declines to make
changes to the proposed rule in
response to the comment. This
provision was added to account for the
statutory requirement that the Attorney
General implement an execution ‘‘in the
manner prescribed by the law of the
State in which the sentence is
imposed.’’ 18 U.S.C. 3596(a). The new
paragraph is therefore intended only to
ensure that the Attorney General can
comply with State statutes that
contradict the regulations. It is possible
that at some point in the future a State
statute that applies to the execution of
a Federal inmate may differ, even in a
minor respect, from the regulations. The
specifics of such a difference are not
currently foreseeable, however. Hence,
in order to allow the execution to
proceed without undue delay, this
provision authorizes the Attorney
General to account for that difference.
The language of new § 26.1(b) itself
clearly indicates that this is the
intended purpose. It states, emphasis
added, ‘‘Where applicable law conflicts
with any provision of this part, the
Attorney General may vary from that
provision to the extent necessary to
comply with the applicable law.’’ In
fact, rather than providing the Attorney
General with discretion to act arbitrarily
or ad hoc, this provision limits the
Attorney General’s ability to vary from
the regulation only in circumstances
where controlling law requires him to
do so and only to the extent necessary.
For these reasons, the final rule
adopts new § 26.1(b) as proposed.
The NPRM also proposed to add a
new provision, § 26.1(c), that would
reiterate the Attorney General’s
authority to manage the Department’s
execution process, by stating that any
task or duty assigned to any officer or
employee of the Department of Justice
under part 26 may be delegated by the
Attorney General to any other officer or
employee of the Department of Justice.
Two commenters opposed this
provision, stating that this change
would allow the Attorney General to
change regulations without notice to the
public, rewrite the statute in violation of
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Congress’s specific designation of
certain officials—particularly a United
States Marshal—to carry out certain
duties, and violate the ‘‘statutory
scheme’’ for executions in which the
U.S. Marshals Service is given
responsibility and accountability for
implementation.
The Department declines to make
changes to the proposed rule in
response to the comments. As the
NPRM explained, the proposed new
paragraph is in line with the Attorney
General’s well-established authority to
manage the Department. The
commenters’ arguments to the contrary
are unavailing. First, one commenter’s
claim that the Attorney General could
change regulations without notice is not
relevant, as this provision itself is notice
to the public that the Attorney General
may re-designate responsibilities to
other officials. Second, two commenters
argued that the Attorney General lacks
authority to reassign responsibilities
that Congress has vested in other
components by default. These
comments ignore the plain language of
the relevant sections of title 28 of the
U.S. Code: ‘‘All functions of other
officers of the Department of Justice and
all functions of agencies and employees
of the Department of Justice are vested
in the Attorney General,’’ 28 U.S.C. 509;
‘‘The Attorney General may from time to
time make such provisions as he
considers appropriate authorizing the
performance by any other officer,
employee, or agency of the Department
of Justice of any function of the
Attorney General,’’ 28 U.S.C. 510. One
commenter also argued that the
provision would violate the ‘‘statutory
scheme’’ for executions because the
Director of the U.S. Marshals Service is
accountable to Congress, as a Senateconfirmed officer. However, the U.S.
Marshals Service is ‘‘a bureau within
the Department of Justice under the
authority and direction of the Attorney
General,’’ 28 U.S.C. 561(a), and, as the
provisions of title 28 noted above
establish, the ultimate accountability for
all actions of the Department and its
officials lies with the Attorney General,
who is also a Senate-confirmed officer.
Likewise, the same principle applies to
the commenter’s arguments that the U.S.
Marshals Service is ‘‘uniquely suited’’ to
carrying out the law in localities across
the country. As a matter of law, the
Attorney General, through all the
components of the Department of
Justice, enforces Federal law in all
districts of the Nation. This is true
notwithstanding the 26-year-old internal
DOJ memo cited by the commenter,
Memorandum to U.S. Marshals Service
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Director Gonzalez et al. from Deborah
Westbrook, General Counsel, The
‘‘Violent Crime Control and Law
Enforcement Act of 1994’’ (House
Report 103–771) (Sept. 9, 1994), which
makes the factual determination that the
U.S. Marshals Service would be
responsible for implementation of death
sentences. Finally, the commenter is
incorrect that implementing executions
‘‘falls squarely within the ‘primary role
and mission’ ’’ of the U.S. Marshals
Service of enforcing court orders—and
no other component’s role and mission.
As explained in more detail later in this
preamble, although all death sentences
are embodied in court orders, the details
of implementing a death sentence by the
Department of Justice do not depend on
a court order alone.
2. § 26.2
The NPRM proposed removing the
content of § 26.2, concerning a proposed
Judgment and Order, and reserving it for
future use. One commenter commented
that the NPRM did not provide
sufficient explanation for why the
deletion of this section was necessary.
In addition, the commenter claimed that
deleting this section—and in particular,
the requirement that the court’s
Judgment and Order include a statement
that the sentence be executed on a date
and at a place designated by the Director
of the BOP—runs afoul of a claimed
legal principle that BOP’s authority to
set an execution date is derived solely
from the authority of the courts. The
commenter further asserted that vesting
authority for setting an execution date
in BOP would deprive courts of
necessary oversight over when and
whether death-sentenced inmates had
exhausted their judicial remedies.
The Department declines to make
changes to the proposed rule in
response to the comment. Section 26.2
was promulgated in 1993, requiring
prosecutors to submit a proposed
Judgment and Order to the court in
cases in which the defendant was
sentenced to death. The content of the
Judgment and Order would include four
basic points: (1) The sentence was to be
executed by a United States Marshal, (2)
by injection of a lethal substance, (3) on
a date and at a place designated by BOP,
and (4) the prisoner under sentence of
death was to be committed to the
custody of the Attorney General or his
designee for detention pending
execution of the sentence.
Subsequently, Congress enacted the
Federal Death Penalty Act, 18 U.S.C.
3591 et seq. Within that Act, section
3596(a) essentially codified two of these
points, leaving out that the execution
occur by lethal injection and on a date
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and at a place designated by BOP. The
rule’s requirement that the Judgment
and Order specify the manner of
execution as lethal injection is
inconsistent with section 3596(a), which
authorizes executions ‘‘in the manner
prescribed by the law of the State in
which the sentence is imposed,’’ which
may not necessarily involve lethal
injection. As to the requirement for the
Judgment and Order to specify that
executions occur on a date and at a
place designated by BOP, that provision
is also reflected in § 26.3(a)(1) and (2)
(‘‘Except to the extent a court orders
otherwise, a sentence of death shall be
executed: (1) On a date and at a time
designated by the Director of the Federal
Bureau of Prisons . . . ; (2) At a federal
penal or correctional institution
designated by the Director of the Federal
Bureau of Prisons . . . .’’). The
provisions of 18 U.S.C. 3596 and 28 CFR
26.3 thus render § 26.2 unnecessary,
meriting its removal.
In any event, the commenter’s
premise that BOP’s authority to set an
execution date derives solely from the
courts is incorrect as a matter of law.
See, e.g., LeCroy v. United States, 975
F.3d 1192, 1195–96 (11th Cir. 2020)
(recognizing that, while the courts may
historically have had some
‘‘concurrent’’ responsibility in setting
execution dates, ‘‘[t]he Code of Federal
Regulations vests the Bureau Director
with broad authority and discretion to
set execution dates as an initial
matter’’); United States v. Lee, No. 4:97–
cr–00243–LPR–2, 2020 WL 3921174, at
*3 (E.D. Ark. July 10, 2020) (expressing
skepticism ‘‘that the founding
generation . . . understood the
implementation of a sentence to be of an
entirely judicial nature’’ and noting that
‘‘until 1830 courts were all over the
place as to whether they would set
execution dates themselves or leave it to
the Executive Branch’’). The Executive
Branch’s authority to set an execution
date, and the Attorney General’s
codification of that authority in the 1993
regulations, also are consistent with the
Executive Branch’s constitutional and
statutory duties in general. Cf. United
States v. Tipton, 90 F.3d 861, 902–03
(4th Cir. 1996) (concluding that ‘‘absent
directly preempting congressional
action, the Attorney General had
constitutional and statutory authority to
provide by regulation the means for
executing death sentences imposed
under [the Anti-Drug Abuse Act of
1988],’’ which preceded the Federal
Death Penalty Act). Moreover, even if
BOP’s authority to set an execution date
were derived from the authority of the
courts, nothing would compel the court
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to use the precise ‘‘magic words’’
contained in § 26.2 to effectuate the
delegation of its authority to BOP. Lee,
2020 WL 3921174, at *4 (rejecting claim
that the only way a court may properly
delegate its authority to implement a
death sentence is by adopting the
content of § 26.2 in an order).
The commenter’s concern that
removal of § 26.2 would deprive courts
of oversight relating to execution dates
also is misplaced. Section 26.3(a)’s
prefatory language belies this concern,
authorizing BOP’s Director to set an
execution date and time ‘‘[e]xcept to the
extent a court orders otherwise.’’ And
nothing in the proposed amendment of
the regulations, including the deletion
of § 26.2, alters the courts’ power to set
aside or postpone execution dates
pursuant to their authority to issue stays
and injunctions. See LeCroy, 975 F.3d at
1196 (‘‘the regulations . . . sensibly
recognize—as they must—a court’s
authority to stay or enjoin a scheduled
execution’’).
For these reasons, the final rule
removes § 26.2 as proposed.
3. § 26.3
Section 26.3(a)(1) addresses the date
and time of an execution and specifies
that if the date designated for execution
passes by reason of a stay of execution,
then a new date shall be designated
promptly by the Director of the Federal
Bureau of Prisons when the stay is
lifted. The NPRM did not propose any
changes to this paragraph. Nonetheless,
several commenters sua sponte
suggested alterations to this provision,
contending that: The BOP Director lacks
authority to designate the date and time
of an execution; the Department should
further define the phrase ‘‘when the stay
is lifted’’ and the term ‘‘promptly’’; and
the regulations should set out
procedures to follow in the event of a
stay.
The Department declines to make
changes to the proposed rule in
response to the comments. First, the
suggested changes are beyond the scope
of the current rulemaking, in which the
Department did not propose any
changes to this portion of the
regulations. In any event, as explained
above in this preamble, the Attorney
General may delegate authority in
execution-related matters to the BOP
Director. Moreover, as reflected in the
current regulations, detailed procedures
are better addressed in the Federal
execution protocol. The Department
also notes that the existing rule (along
with § 26.4(a)) appropriately takes into
account the possibility that an inmate’s
or court’s last-minute actions may delay
an execution past midnight, causing the
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execution to be performed the day after
it had been formally scheduled. The
Department may consider the
suggestions and proposals made in the
comments if it undertakes further
changes to the regulations or execution
protocol.
For these reasons, the final rule makes
no changes to § 26.3(a)(1).
In § 26.3(a)(3), the NPRM proposed
clarifying that ‘‘qualified’’ personnel
must carry out an execution, regardless
of manner. Commenters suggested that
‘‘qualified’’ must be defined with
objective criteria.
The Department declines to make
changes to the proposed rule in
response to the comment. The
regulatory requirement that the
Department employ ‘‘qualified
personnel’’ in an execution is not new;
the current language of § 26.3(a)(4)
requires that lethal injections ‘‘be
administered by qualified personnel.’’
With the expansion of permissible
Federal execution methods, moving this
phrase from paragraph (a)(4) to
paragraph (a)(3) merely ensures that
whatever method of execution is
employed in light of the relevant State’s
laws, the personnel implementing that
method will be suitably qualified. To
the extent that the Department considers
it appropriate to set out further details
regarding qualifications, it may do so in
the Federal execution protocol, as it has
done in the addendum to the protocol
regarding lethal injection. The
Department notes that the relevant
qualifications may change depending on
the execution method called for by State
law, and that to the extent that States
change their methods, see supra
(discussing expansion of Federal
execution methods), entrenching static
qualification criteria in regulations
would be antithetical to the
rulemaking’s goal of ensuring that
Federal executions may be responsibly
carried out in accordance with any
State’s prescribed method of execution.
The amendments to § 26.3(a)(3) in the
NPRM also had the effect of revising the
official responsible for selection of
personnel assisting the execution from
the Marshal and the Warden of the
institution to solely the Director of BOP
or his designee. No commenter
commented on this provision. The
Department has determined that that
revision would not be efficient for
administrative and management
purposes, however. Instead, the final
rule amends the provision to provide
that personnel will be selected by the
Director of the U.S. Marshals Service
and the Director of BOP or their
designees.
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For these reasons, the final rule
revises § 26.3(a)(3) to provide that the
sentence of death be executed under the
supervision of a United States Marshal
designated by the Director of the United
States Marshals Service, assisted by
additional qualified personnel who are
selected by the Director of the United
States Marshals Service and the Director
of the Federal Bureau of Prisons, or their
designees, and acting at the direction of
the Marshal.
4. § 26.4
In the first line of § 26.4, the proposed
rule eliminated the phrase ‘‘Except to
the extent a court orders otherwise’’.
One commenter claimed that this
change was unexplained, contrary to the
original justification for the existing
regulation, and would ‘‘eliminate
judicial oversight over critical aspects of
the execution process.’’
The Department notes that this
change was a scrivener’s error that
inadvertently appeared in the final text
of the NPRM during the process of
formatting the operative text of the
proposed rule.
For this reason, the final rule reinserts the phrase ‘‘Except to the extent
a court orders otherwise,’’ in the first
line of § 26.4.
Section 26.4(a) provides that a
prisoner will receive notice of the date
designated for execution ‘‘at least 20
days in advance, except when the date
follows a postponement of fewer than
20 days of a previously scheduled and
noticed date of execution, in which
case’’ the prisoner shall be notified ‘‘as
soon as possible.’’ The only change
proposed to this section in the NPRM
was to place responsibility for such
notification with the ‘‘Director of the
Federal Bureau of Prisons or his
designee’’ instead of with the
‘‘Warden.’’
Commenters provided a number of
suggestions unrelated to the proposed
change, including arguments that this
regulation should: Require notice to
counsel; define what constitutes
sufficient notice; limit who can be a
‘‘designee’’ for purposes of notice; and
limit the Government’s ability to
continue a noticed execution date.
Commenters also criticized the existing
regime as limiting prisoners’ ability to
apply for clemency.
The Department declines to make
changes to the proposed rule in
response to the comments. These
suggestions are beyond the scope of the
current rulemaking, which sought only
to change the official charged with
providing notice of an execution date,
not to alter the contours of that notice.
In all respects relevant to these
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comments, the proposed rule is the
same as the existing rule. Moreover, as
discussed in connection with
§ 26.3(a)(1), the prompt rescheduling of
an execution date may be necessary and
appropriate where last-minute litigation
requires a delay of execution past
midnight of an originally scheduled
date. Further, the Department observes
that prisoners are free to prepare
clemency petitions at any time and, per
28 CFR 1.10(b), to file such petitions as
soon as proceedings on their direct
appeal and first petition under 28 U.S.C.
2255 have terminated.
Furthermore, commenters’ suggestion
that 28 CFR 1.10(b) provides prisoners
with a right to 30 days to file a clemency
petition is incorrect; that provision
creates a limitation, not an entitlement,
providing that such petitions should be
filed ‘‘no later than 30 days after the
petitioner has received notification from
the Bureau of Prisons of the scheduled
date of execution.’’ (Emphasis added.)
Nor does the existing regulation conflict
with 28 CFR 1.10(c), which permits
prisoners’ counsel to request to make an
oral presentation to the Office of the
Pardon Attorney within the Department.
Clemency counsel may still request and
make such presentations well before a
scheduled execution, even if the
prisoner receives the minimum 20-day
notice. Indeed, a clemency proceeding
may be conducted within 20 days where
an impending execution date requires
such dispatch.
For these reasons, the final rule
adopts new § 26.4(a) as proposed. The
Department may consider the
suggestions and proposals made in the
comments if it undertakes further
changes to the regulations or to the
execution protocol.
Section 26.4(b) governs prisoner
access to other persons in the week
before the designated execution date,
limiting such access to spiritual
advisers, defense attorneys, family
members, institution officials, and—
upon the approval of the BOP Director—
‘‘such other proper persons as the
prisoner may request.’’ The NPRM
proposed to clarify that the BOP
Director may approve prisoner requests
for types of visitors not listed in the
regulation, eliminating a reference to the
‘‘Warden.’’ It did not propose any other
changes to this provision. Commenters
nevertheless suggested a wide range of
changes nonresponsive to the proposal,
suggesting that the language limiting
prisoner visits should be deleted, and
that the regulation should be revised to
permit attendance by anyone the inmate
wants, subject to disapproval by
officials only for good cause.
Commenters also suggested replacing
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‘‘defense attorneys’’ with ‘‘members of
defense team,’’ adding ‘‘all’’ before
‘‘members of his family,’’ and
eliminating ‘‘only’’ before the list of
permitted visitors in the week before the
execution. Some commenters even
suggested removing all ‘‘restrict[ions on]
the type of visitors’’ other than that they
‘‘pass the security clearances’’ at the
facility.
The Department declines to make
changes to the proposed rule in
response to the comments. The NPRM
did not propose substantive changes to
the categories of persons to whom a
prisoner may have access in the week
before his execution date, and the
comments are thus beyond the scope of
the present rulemaking. The Department
may consider the suggestions and
proposals made in the comments if it
undertakes further changes to the
regulations or to the execution protocol.
Even were these comments responsive
to proposed changes to the rules, the
Department notes that to the extent that
commenters desire a regulation creating
a prisoner entitlement to unlimited
types or numbers of visitors, their
proposals are inconsistent with the need
to limit visiting when necessary to
ensure the security and good order of
the institution and consideration of
institution resources. The existing rule
strikes an appropriate balance between
providing a prisoner with access to
spiritual, legal, and familial support,
while maintaining security and
conserving resources. The existing rule
also already provides a mechanism to
permit additional visitors identified by
commenters (such as friends or
paralegals working with a legal defense
team), where BOP agrees that a
prisoner’s particular circumstances so
warrant and the additions can be made
without disrupting that balance or
disturbing prison officials’ discretion to
determine which visitors may enter
these high-security facilities, as
provided at 28 CFR part 540, subpart D.
The Department further notes that
additional details, such as those relating
to the frequency or method of visitation,
are better addressed in the more finely
reticulated provisions of BOP policy.
Another comment noted that
proposed § 26.4(b), by deleting
‘‘Warden,’’ would authorize only the
BOP Director to allow other persons to
visit the inmate, which may be
impractical. The commenter’s
observation is correct as to the proposed
paragraph and the practical impact of
deleting ‘‘Warden’’; the Department did
not add ‘‘or his designee’’ after the
reference to the BOP Director in
§ 26.4(b), when it deleted ‘‘Warden,’’
whereas the reference to the ‘‘Warden’’
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throughout the regulation was
elsewhere replaced with the BOP
Director ‘‘or his designee.’’ For the sake
of consistency with the rest of the
amendments in the proposed rule, the
Department agrees with the commenter
that § 26.4(b) should also refer to the
Director’s designee.
For these reasons, the final rule
revises § 26.4(b) as proposed, but also
adds ‘‘or his designee’’ after ‘‘Director of
the Federal Bureau of Prisons.’’
Section 26.4(c) governs execution
attendance, requiring certain official
personnel to attend and imposing limits
on the numbers and types of other
persons whom the prisoner and officials
may designate to attend. The NPRM
proposed eliminating references to the
‘‘Warden,’’ thus eliminating the
requirement that the Warden attend
executions, while maintaining the
requirement that the Marshal attend.
The only other proposed change was to
vest authority for selecting necessary
personnel in the Marshal and the BOP
Director or his designee, instead of in
the Marshal and the Warden. With
respect to § 26.4(c)(1), commenters
expressed concern that such authority
could not be vested in the BOP Director
or his designee and sought clarification
whether the regulation was intended to
require the agreement of both the
Marshal and the BOP Director or his
designee regarding personnel
attendance. With respect to § 26.4(c)(3),
although the commenters recognized
that its text in the proposed rule
remained materially unchanged from
the existing regulation, they nonetheless
proposed changes to it. Specifically,
commenters requested that the
regulation be revised to provide
prisoners with an entitlement to have
persons they specify attend their
executions, suggesting that the inability
of a prisoner-designated witness to
attend should halt or delay an
execution, potentially through litigation.
The Department declines to make
changes to the proposed rule in
response to the comments.
With respect to § 26.4(c)(1), as
explained above, the BOP Director, or
his designee, may properly be vested
with authority in execution-related
matters. With respect to the
commenter’s concerns about potential
disagreements between Department
officials regarding the personnel
necessary to attend the execution, those
concerns are unfounded as a practical
matter, as each official selects personnel
from his own agency to attend and no
disagreements about personnel have
ever arisen between the Marshal and the
Warden under the existing regulation. In
any event, the Attorney General has
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ultimate authority over all relevant
officials and functions of the
Department.
With respect to § 26.4(c)(3), no
changes were proposed to this
provision, and the commenters’
proposed alterations are outside the
scope of this rulemaking. In any event,
the commenters erroneously suggest
that the existing rule can be read to
provide certain potential witnesses an
entitlement to attend an execution. The
clear language of the regulation specifies
that ‘‘[n]ot more than the following
numbers of’’ certain persons designated
by the prisoner ‘‘shall be present’’ at an
execution. (Emphasis added.) As the
Seventh Circuit concluded in
interpreting analogous language in
§ 26.4(c)(4), these terms establish ‘‘a
limitation on, not an entitlement to,
witness attendance.’’ Peterson v. Barr,
965 F.3d 549, 553 (7th Cir. 2020) (also
rejecting the argument that § 26.4(c)(4)
required the attendance of witnesses
designated by Department officials
‘‘before the execution may proceed’’).
To the extent commenters suggest that
the regulation should instead provide an
entitlement for specific persons to
attend an execution, or even to permit
potential witnesses to delay or halt an
execution if unable or unwilling to
attend, the Department disagrees. Such
a regime could permit a prisoner’s
lawyers or family members to
unilaterally halt an execution they
oppose by the simple expedient of
refusing to attend. The existing rule
provides a reasonable avenue for
Department officials to permit a
prisoner’s spiritual advisor, defense
attorneys, and friends or relatives to
attend without effecting this
unprecedented and potentially
disruptive change in execution
procedures.
For these reasons, the final rule
adopts the amendments to § 26.4(c) as
proposed, and declines to make any
changes to § 26.4(c)(3) as suggested by
the commenters.
Current § 26.4(f) provides that ‘‘[n]o
photographic or other visual or audio
recording of the execution shall be
permitted.’’ One commenter objected to
this paragraph, stating that defense
counsel should be permitted to videoand audio-record executions, and
alternatively recommends that the
Department also record executions. The
commenter states that a recording is
necessary to ensure a record for review
by courts and by the legislature to
adjudge whether the execution method
is humane. The commenter states that
witness observation through the
window of rooms adjacent to the
execution room is insufficient.
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The Department declines to make
changes to the proposed rule in
response to the comment. The NPRM
did not propose changes to § 26.4(f) and
the Department will not change this
provision in response to the comment.
The Department values preserving the
order, privacy, and solemnity of the
proceeding more than the speculative
value of audio or video recording of the
execution. Recording also risks
revealing the identities of personnel
performing tasks implementing an
execution; these persons’ identities are
not publicly available in order to protect
them from harassment and threats.
Further, multiple witnesses as identified
in § 26.4(c) may attend the execution to
observe. The presence of these
witnesses accommodates the public
interest in reports and eyewitness
accounts of the execution.
Accordingly, the Department adopts
the rule as proposed without revising
§ 26.4(f).
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5. § 26.5
The proposed rule proposed to extend
to non-DOJ employees (including
contractors) existing protections that
currently apply to DOJ employees,
allowing them not to be in attendance
at or to participate in any execution if
such attendance or participation is
contrary to the moral or religious
convictions of the DOJ employee. The
new language was almost the exact
language on this matter used in 18
U.S.C. 3597(b).
No comments were received on this
proposed amendment. Therefore, the
final rule adopts the amendments to
§ 26.5 as proposed.
6. Access to Mobile Phones
One commenter commented that
attorneys for the prisoner present at the
execution should be allowed to have
mobile phones or immediate access to a
dedicated phone line to communicate
outside the facility. The commenter
further stated that prisoners should be
able to communicate with counsel by
phone when in the execution facility.
The Department declines to make
changes to the proposed rule in
response to the comment. Modifying the
rule to detail the manner and means of
accommodating phone communication
between the prisoner and his attorney,
and attorney access to phone
communications when inside the
execution facility, is unnecessary. The
current rule and the NPRM do not
address phone calls and visits with
attorneys. The BOP execution protocol
addresses this subject and permits calls
and visits between the prisoner and his
attorney including during the final 24
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hours leading to the execution. The
Department declines to incorporate the
details of the manner and means of
those communications into the text of
the rule.
7. References to the Director of BOP or
His Designee
One commenter objected to all those
provisions (§§ 26.3(a)(3), 26.4(a),
26.4(c)(1), 26.4(c)(4), 26.4(e), and
26.4(g)) in which the proposed rule
proposed to add ‘‘or his designee’’ after
‘‘Director of the Federal Bureau of
Prisons’’ or replace ‘‘Warden’’ with
‘‘Director of the Federal Bureau of
Prisons or his designee.’’ The
commenter stated that the rule fails to
define who can be a designee and fails
to set any limits on which designees
may make the decision or take the
action described in the rule. Thus, the
comment recommended that the rule
include a definition of ‘‘designee’’ to
ensure the person entrusted with the
task is competent to do so and is
specifically authorized.
The Director of the Federal Bureau of
Prisons is authorized to redelegate
duties vested in him. See 28 CFR 0.97.
The authority to redelegate
responsibilities regarding management
of Federal correctional institutions and
the custody and care of persons held
therein allows appropriate flexibility in
managing correctional institutions,
including activities related to
executions. Adopting the
recommendation would unnecessarily
curtail flexibility. Further, to the extent
the Director redelegates the duties
vested in him by this rule, such
delegations would be better placed in
the BOP execution protocol, which sets
forth internal policy and procedures for
carrying out the execution of a person
convicted of a capital offense. Therefore,
this subject is not suited to further
elaboration in the rule and there is no
need to modify the rule as the
commenter recommends.
V. Regulatory Review
A. Regulatory Flexibility Act
The Attorney General, in accordance
with the Regulatory Flexibility Act (5
U.S.C. 605(b)), has reviewed this final
rule and by approving it certifies that
this regulation will not have a
significant economic impact on a
substantial number of small entities
because it concerns the manner of
implementing Federal death sentences
on individuals convicted of capital
offenses.
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B. Executive Orders 12866, 13563, and
13771—Regulatory Planning and
Review
This final rule has been drafted and
reviewed in accordance with Executive
Order 12866, ‘‘Regulatory Planning and
Review,’’ section 1(b), ‘‘The Principles
of Regulation,’’ and Executive Order
13563, ‘‘Improving Regulation and
Regulatory Review.’’ The Office of
Information and Regulatory Affairs has
determined that the rule is a ‘‘significant
regulatory action’’ under Executive
Order 12866, section 3(f).
In the proposed rule, the Department
stated that if finalized, the rule could
entail financial costs if, at some point in
the future, a prisoner is to be executed
by a manner other than lethal injection.
The Department would then either have
to provide its own system for an
execution by a manner other than lethal
injection or pay for the use of State or
local facilities and personnel to perform
the execution. In such a circumstance,
the cost would likely be the
development of Federal capabilities to
implement such a sentence or payment
for the use of State or local facilities and
personnel. No further information either
in support of this analysis or in
contradiction of it was received during
the public comment period. The
Department has therefore not changed
its analysis of the impact of the rule.
This final rule is not a regulatory
action for purposes of Executive Order
13771.
C. Executive Order 13132—Federalism
This final rule will not have
substantial direct effects on the States,
on the relationship between the
National Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. Section 3597 of
title 18 provides that the Federal
Government ‘‘may use appropriate State
or local facilities for the purpose [of
implementing a sentence of death], may
use the services of an appropriate State
or local official or of a person such an
official employs for the purpose, and
shall pay the costs thereof.’’ The
statutory authorization and the rule to
implement it are directed at the Federal
Government. Neither the statute nor the
final rule imposes any requirements for
action or costs on States. Any actions
using the services of State or local
governments would be done by
agreement, and with the Federal
Government paying the costs thereof. As
noted above, some commenters opposed
the rule on federalism grounds, but
those commenters misunderstood the
requirements of Executive Order 13132
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and the impact of the rule. Therefore, in
accordance with Executive Order 13132,
it is determined that this final rule does
not have sufficient federalism
implications to warrant the preparation
of a federalism assessment.
(c) Any task or duty assigned to any
officer or employee of the Department of
Justice by this part may be delegated by
the Attorney General to any other officer
or employee of the Department of
Justice.
E. Executive Order 12988—Civil Justice
Reform
This final rule meets the applicable
standards set forth in sections 3(a) and
3(b)(2) of Executive Order 12988.
§ 26.2
F. Unfunded Mandates Reform Act of
1995
This final rule will not result in the
expenditure by State, local, and Tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any one year (adjusted for inflation),
and it will not significantly or uniquely
affect small governments. Therefore, no
actions were deemed necessary under
the provisions of the Unfunded
Mandates Reform Act of 1995.
§ 26.3 Date, time, place, and manner of
execution.
G. Congressional Review Act
This final rule is not a major rule as
defined by the Congressional Review
Act, 5 U.S.C. 804. This rule will not
result in an annual effect on the
economy of $100 million or more; a
major increase in costs or prices; or
significant adverse effects on
competition, employment, investment,
productivity, or innovation, or on the
ability of United States-based
enterprises to compete with foreignbased enterprises in domestic and
export markets.
List of Subjects in 28 CFR Part 26
Law enforcement officers, Prisoners.
Accordingly, for the reasons stated in
the preamble, part 26 of chapter I of title
28 of the Code of Federal Regulations is
amended as follows:
PART 26—DEATH SENTENCES
PROCEDURES
1. The authority citation for part 26 is
revised to read as follows:
■
Authority: 5 U.S.C. 301; 18 U.S.C. 4001(b),
4002, 3596, 3597; 28 U.S.C. 509, 510, 2261,
2265.
2. Amend § 26.1 by:
a. Designating the existing language as
paragraph (a); and
■ b. Adding new paragraphs (b) and (c)
to read as follows:
■
■
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§ 26.1
Applicability.
*
*
*
*
*
(b) Where applicable law conflicts
with any provision of this part, the
Attorney General may vary from that
provision to the extent necessary to
comply with the applicable law.
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16:10 Nov 25, 2020
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[Removed and Reserved]
3. Remove and reserve § 26.2.
■ 4. Amend § 26.3 by revising the
section heading and paragraphs (a)(2),
(3), and (4) to read as follows:
■
(a) * * *
(2) At a penal or correctional
institution designated by the Director of
the Federal Bureau of Prisons;
(3) Under the supervision of a United
States Marshal (Marshal) designated by
the Director of the United States
Marshals Service, assisted by additional
qualified personnel selected by the
Director of the United States Marshals
Service and the Director of the Federal
Bureau of Prisons, or their designees,
and acting at the direction of the
Marshal; and
(4) By intravenous injection of a lethal
substance or substances in a quantity
sufficient to cause death, such substance
or substances to be determined by the
Director of the Federal Bureau of
Prisons, or by any other manner
prescribed by the law of the State in
which the sentence was imposed or
which has been designated by a court in
accordance with 18 U.S.C. 3596(a).
*
*
*
*
*
■ 5. Amend § 26.4 by revising the
introductory text, paragraphs (a), (b), (c),
(e), and (g) to read as follows:
§ 26.4
Other execution procedures.
Except to the extent a court orders
otherwise:
(a) The Director of the Federal Bureau
of Prisons or his designee shall notify
the prisoner under sentence of death of
the manner of execution and the date
designated for execution at least 20 days
in advance, except when the date
follows a postponement of fewer than
20 days of a previously scheduled and
noticed execution, in which case the
Director of the Federal Bureau of
Prisons or his designee shall notify the
prisoner as soon as possible. If
applicable law provides that the
prisoner may choose among multiple
manners of execution, the Director or
his designee shall notify the prisoner of
that option.
(b) Beginning seven days before the
designated date of execution, the
prisoner shall have access only to his
spiritual advisers (not to exceed two),
his defense attorneys, members of his
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Fmt 4700
Sfmt 4700
family, and the officers and employees
of the institution designated in
§ 26.3(a)(2). Upon approval of the
Director of the Federal Bureau of
Prisons or his designee, the prisoner
may be granted access to such other
persons as the prisoner may request.
(c) In addition to the Marshal, the
following persons shall be present at the
execution:
(1) Necessary personnel selected by
the Marshal and the Director of the
Federal Bureau of Prisons or his
designee;
(2) Those attorneys of the Department
of Justice whom the Deputy Attorney
General determines are necessary;
(3) Not more than the following
numbers of persons selected by the
prisoner:
(i) One spiritual adviser;
(ii) Two defense attorneys; and
(iii) Three adult friends or relatives;
and
(4) Not more than the following
numbers of persons selected by the
Director of the Federal Bureau of
Prisons or his designee:
(i) Eight citizens; and
(ii) Ten representatives of the press.
*
*
*
*
*
(e) The Director of the Federal Bureau
of Prisons or his designee should notify
those individuals described in
paragraph (c) of this section as soon as
practicable before the designated time of
execution.
*
*
*
*
*
(g) After the execution has been
carried out, qualified personnel selected
by the Director of the Federal Bureau of
Prisons or his designee shall conduct an
examination of the body of the prisoner
to determine that death has occurred
and shall inform the Marshal and the
Director of the Federal Bureau of
Prisons or his designee of his
determination. Upon notification of the
prisoner’s death, the Marshal shall
ensure that appropriate notice of the
sentence’s implementation is filed with
the sentencing court.
*
*
*
*
*
■ 6. Amend § 26.5 by revising the first
sentence to read as follows:
§ 26.5 Attendance at or participation in
executions by Department of Justice
personnel.
No officer or employee of the
Department of Justice or a State
department of corrections, or any
employee providing services to those
departments under contract, shall be
required, as a condition of that
employment or contractual obligation,
to be in attendance at or to participate
in any execution if such attendance or
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Federal Register / Vol. 85, No. 229 / Friday, November 27, 2020 / Rules and Regulations
participation is contrary to the moral or
religious convictions of the officer or
employee, or, if the employee is a
medical professional, if the employee
considers such participation or
attendance contrary to medical ethics.
* * *
Dated: November 18, 2020.
William P. Barr,
Attorney General.
[FR Doc. 2020–25867 Filed 11–25–20; 8:45 am]
BILLING CODE 4410–19–P
NATIONAL LABOR RELATIONS
BOARD
29 CFR Part 102
Rule Exempting an Amended System
of Records From Certain Provisions of
the Privacy Act
AGENCY:
National Labor Relations
Board.
ACTION:
Direct final rule.
The National Labor Relations
Board (NLRB) exempts a new system of
records, NLRB iTrak and Banned Entry
List, from certain provisions of the
Privacy Act of 1974, pursuant to
sections (k)(1), (2), and (5) of that Act.
DATES: This rule is effective January 26,
2021 without further action, unless
adverse comment is received by
December 28, 2020. If adverse comment
is received, the NLRB will publish a
timely withdrawal of the rule in the
Federal Register.
ADDRESSES: All persons who desire to
submit written comments for
consideration by the Agency regarding
the rule shall mail them to the Agency’s
Senior Agency Official for Privacy,
National Labor Relations Board, 1015
Half Street SE, Third Floor, Washington,
DC 20570–0001, or submit them
electronically to privacy@nlrb.gov.
Comments may also be submitted
electronically through https://
www.regulations.gov, which contains a
copy of this rule and any submitted
comments.
FOR FURTHER INFORMATION CONTACT:
Prem Aburvasamy, Senior Agency
Official for Privacy, National Labor
Relations Board, 1015 Half Street SE,
Third Floor, Washington, DC 20570–
0001, (202) 273–3733, privacy@nlrb.gov.
SUPPLEMENTARY INFORMATION: Elsewhere
in this issue of the Federal Register, the
Agency has announced a new system of
records, NLRB–34, NLRB iTrak and
Banned Entry List, pursuant to the
Privacy Act of 1974, 5 U.S.C. 552a.
Pursuant to subsections (k)(1), (2), and
(5) of the Privacy Act, and for the
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SUMMARY:
VerDate Sep<11>2014
16:10 Nov 25, 2020
Jkt 253001
reasons set forth below, the Board
includes within 29 CFR 102.119
additional paragraphs (q) and (r),
exempting portions of the amended
system of records (NLRB–34) from
subsections (c)(3), (d), (e)(1), (e)(4)(G),
(e)(4)(H), (e)(4)(I), and (f) of the Privacy
Act.
Subsection (k)(1) of the Privacy Act
authorizes the head of an agency to
exempt a system of records from
subsections (c)(3), (d), (e)(1), (e)(4)(G),
(e)(4)(H), (e)(4)(I), and (f) of the Privacy
Act (5 U.S.C. 552a(c)(3), (d), (e)(1),
(e)(4)(G), (e)(4)(H), (e)(4)(I), (f))
(hereinafter, ‘‘the applicable
subsections’’) if records are properly
classified pursuant to an Executive
order, within the meaning of section
552(b)(1) of the Freedom of Information
Act.
Subsections (k)(2) and (5) of the
Privacy Act, in combination, authorize
the head of an agency to exempt a
system of records from the applicable
subsections if records are created or
maintained for the purpose of law
enforcement (other than material within
the scope of subsection (j)(2) of the
Privacy Act), as well as determining
suitability, eligibility, or qualifications
for Federal civilian employment,
military service, Federal contracts, or
access to classified information, but
only to the extent that the disclosure of
such material would reveal the identity
of a source who furnished information
to the Government under an express
promise that the identity of the source
would be held in confidence, or, prior
to September 27, 1975, under an
implied promise that the identity of the
source would be held in confidence. As
indicated in the Agency’s accompanying
Privacy Act system of records notice
issuing NLRB–34, this system contains
information compiled by the Agency in
the course of carrying out its security
responsibilities.
The requirements of the applicable
subsections, if applied to the system of
records NLRB–34, would substantially
compromise the ability of the Agency’s
Security Branch staff to effectively
conduct investigations concerning the
suitability, eligibility, and fitness for
service of applicants for Federal
employment and contract positions at
the Agency, in addition to determining
the appropriate level of access to the
Agency’s facilities. For instance, the
disclosure requirements as set forth in
the provisions for notice, access,
amendment, review, and accountings
could enable subject individuals to take
action to jeopardize the physical safety
or anonymity of confidential sources
used during investigatory proceedings.
Additionally, the disclosure of
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Frm 00023
Fmt 4700
Sfmt 4700
75855
information gathered during a security
investigation may unreasonably weaken
the interests of protecting properly
classified information and the
objectivity of certain examination
materials.
This rule relates to individuals rather
than small business entities.
Accordingly, pursuant to the
requirements of the Regulatory
Flexibility Act, 5 U.S.C. 601–612, this
rule will not have a significant impact
on a substantial number of small
business entities.
In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.), the Agency has determined that
this rule would not impose new
recordkeeping, application, reporting, or
other types of information collection
requirements on the public.
The rule will not have a substantial
direct effect on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among levels of
government. Therefore, it is determined
that this rule does not have federalism
implications under Executive Order
13132.
In accordance with Executive Order
12866, it has been determined that this
rule is not a ‘‘significant regulatory
action,’’ and therefore does not require
a Regulatory Impact Analysis.
List of Subjects in 29 CFR Part 102
Privacy, Reporting and recordkeeping
requirements.
For the reasons stated in the
preamble, the NLRB amends 29 CFR
part 102 as follows:
PART 102—RULES AND
REGULATIONS, SERIES 8
1. The authority citation for part 102
is revised to read as follows:
■
Authority: 29 U.S.C. 151, 156. Section
102.117 also issued under 5 U.S.C.
552(a)(4)(A), and § 102.119 also issued under
5 U.S.C. 552a(j) and (k). Sections 102.143
through 102.155 also issued under 5 U.S.C.
504(c)(1).
Subpart K—Records and Information
2. Section 102.119 is amended by
revising the section heading and adding
paragraphs (q) and (r) to read as follows:
■
E:\FR\FM\27NOR1.SGM
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Agencies
[Federal Register Volume 85, Number 229 (Friday, November 27, 2020)]
[Rules and Regulations]
[Pages 75846-75855]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-25867]
-----------------------------------------------------------------------
DEPARTMENT OF JUSTICE
Office of the Attorney General
28 CFR Part 26
[Docket Number OAG 171; AG Order No. 4911-2020]
RIN 1105-AB63
Manner of Federal Executions
AGENCY: Office of the Attorney General, Department of Justice.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of Justice (``Department'' or ``DOJ'') is
finalizing amendments to regulations to authorize implementation of a
sentence in a Federal capital case in any manner consistent with
Federal law and to make other amendments.
DATES: This final rule becomes effective December 24, 2020.
[[Page 75847]]
FOR FURTHER INFORMATION CONTACT: Laurence E. Rothenberg, Deputy
Assistant Attorney General, Office of Legal Policy, U.S. Department of
Justice, (202) 514-3116.
SUPPLEMENTARY INFORMATION:
I. Background and Purpose
The Federal Death Penalty Act provides that a capital sentence in a
Federal case is to be implemented ``in the manner prescribed by the law
of the State in which the sentence is imposed.'' 18 U.S.C. 3596(a).
However, if the ``law of the State in which the sentence is imposed''
``does not provide for implementation of a sentence of death,'' then
the statute directs the court to designate another State whose law does
``provide for the implementation of a sentence of death, and the
sentence shall be implemented in the latter State in the manner
prescribed by such law.'' Id.
The current execution regulations, promulgated in a final rule
published on January 19, 1993, Implementation of Death Sentences in
Federal Cases, 58 FR 4898 (Jan. 19, 1993), and codified at 28 CFR part
26, authorize execution only through lethal injection, except to the
extent a court orders otherwise. Specifically, they direct the attorney
for the government to ``file with the sentencing court a proposed
Judgment and Order'' stating that ``[t]he sentence shall be executed by
intravenous injection of a lethal substance or substances in a quantity
sufficient to cause death.'' 28 CFR 26.2(a). The regulations further
state that, except to the extent a court orders otherwise, a sentence
of death shall be executed on a date and at a time and at a ``federal
penal or correctional institution designated by the Director of the
Federal Bureau of Prisons . . . [b]y intravenous injection of a lethal
substance or substances in a quantity sufficient to cause death.'' Id.
Sec. 26.3(a).
Execution by lethal injection is authorized in all States that have
capital punishment. See In re Fed. Bureau of Prisons' Execution
Protocol Cases, 955 F.3d 106, 114 (D.C. Cir. 2020) (Katsas, J.,
concurring) (``Every state that authorizes capital punishment uses
lethal injection `as the exclusive or primary means of implementing the
death penalty.' '' (quoting Baze v. Rees, 553 U.S. 35, 42 (2008)
(plurality opinion))). However, some States also authorize execution by
other means in certain circumstances. See, e.g., Ala. Code 15-18-
82.1(a) (by lethal injection but electrocution or nitrogen hypoxia may
be elected); Miss. Code Ann. 99-19-51(1)-(4) (by lethal injection but
by nitrogen hypoxia, electrocution, or firing squad if other methods
are held unconstitutional or otherwise unavailable); Okla. Stat. tit.
22, sec. 1014 (same); Ark. Code Ann. 5-4-617(l) (by electrocution if
execution by lethal injection is invalidated); Fla. Stat. 922.105 (by
lethal injection but electrocution may be elected); see also Bucklew v.
Precythe, 139 S. Ct. 1112, 1142 (2019) (Breyer, J., dissenting) (noting
States permitting use of nitrogen hypoxia); Glossip v. Gross, 135 S.
Ct. 2726, 2796 (2015) (Sotomayor, J., dissenting) (noting State using
firing squad). One State has recently used electrocution. See Media
Advisory, Tenn. Dep't of Corr. (Dec. 5, 2019, 7:27 p.m.), https://www.tn.gov/correction/news/2019/12/5/media-advisory.html. Some States
also provide by law that a prisoner may choose the manner of execution
from among several options, in at least some circumstances. See Ala.
Code 15-18-82.1(b); Ariz. Rev. Stat. Ann. 13-757(B); Cal. Penal Code
3604; Fla. Stat. 922.105; Ky. Rev. Stat. Ann. 431.220(1)(b); S.C. Code
Ann. 24-3-530(A); Tenn. Code Ann. 40-23-114(b); Va. Code Ann. 53.1-234.
States may authorize execution by other means in the future, and it is
possible that a State in the future will provide that a manner other
than lethal injection is the only authorized means of execution.
Section 3596(a) would then require execution in that manner for a
Federal offender sentenced in the State.
The current regulations also provide that a Federal execution shall
occur ``[a]t a federal penal or correctional institution designated by
the Director of the Federal Bureau of Prisons.'' 28 CFR 26.3(a)(2).
Section 3597(a), however, provides that State and local facilities and
personnel may be used in carrying out Federal executions. As discussed
above, future situations may arise in which it is necessary to carry
out an execution by some means other than lethal injection. However,
the Federal Bureau of Prisons (``BOP'') facility for carrying out
executions, located at the Terre Haute correctional complex in Indiana,
is equipped for carrying out executions only by lethal injection. If
cases arise in which the Department is required to execute a Federal
inmate according to the law of a State that uses a method other than
lethal injection, the most expedient means of carrying out the
execution may be to arrange for State assistance.
II. Proposed Rule
The Department published a notice of proposed rulemaking (``NPRM'')
on August 5, 2020, Manner of Federal Executions, 86 FR 47324 (Aug. 5,
2020), proposing amendments to 28 CFR part 26 intended to provide the
Federal Government with greater flexibility to conduct executions in
any manner authorized by section 3596(a) and to implement the statutory
authorization in section 3597(a) that provides that State and local
facilities and personnel may be used in carrying out Federal
executions. The proposed rule also proposed various amendments to other
provisions of the regulations, as described in detail below, that would
eliminate redundancies, such as eliminating Sec. 26.2 regarding filing
of a judgment and order with the sentencing court, and that would
update the regulations for current practice by the Department and its
components, such as granting authority for decision-making about
certain matters to the Director of BOP or his designee, rather than to
the Warden of the institution where the execution is to be conducted.
By the end of the 30-day comment period on September 4, 2020, the
Department received 23 comments that were responsive to the proposed
rule. Following are the Department's responses to those comments.
III. Summary of Changes in the Final Rule
After evaluating the 23 public comments, the Department has
determined that no major changes to the proposed rule are necessary. As
described in the next section, the majority of public comments
reflected general opposition to the death penalty. Although the
Department is mindful of those views, no changes are necessary in
response to those comments, as the death penalty is expressly
authorized by Federal statute and has been repeatedly upheld by the
Supreme Court as constitutional. See Bucklew v. Precythe, 139 S. Ct.
1112, 1122 (2019) (``The Constitution allows capital punishment.'').
Other comments opposed various provisions in the rule as unnecessary,
unauthorized by the statute, or contrary to the statute. The Department
disagrees with those assertions for the reasons stated below and
declines to change the proposed rule in response to them. Other
comments suggested amendments to the existing regulations that were not
proposed by the Department and that the Department has declined to
adopt. Other comments raised issues that are more properly addressed in
the BOP execution protocol (including its manual and addendum).
In response to three comments, Department has amended the proposed
rule as follows: First, the final rule corrects a scrivener's error in
the NPRM that deleted ``Except to the extent a
[[Page 75848]]
court orders otherwise,'' from the first line of Sec. 26.4; second, it
adds, in Sec. 26.4(a), a notice to the prisoner of the method of
execution to be employed or, where applicable, of the prisoner's option
to choose from among multiple methods; and third, it clarifies in Sec.
26.4(b) that the designee of the BOP Director can allow other persons
to visit the inmate in the seven days prior to the date of execution.
Although no commenter objected to a proposed amendment in Sec.
26.3(a)(3) changing the officials responsible for selection of
personnel assisting the execution from the United States Marshal and
the Warden of the institution to solely the Director of BOP or his
designee, the Department has determined upon further reflection that
that revision would not be efficient for administrative and management
purposes. Instead, the final rule amends the provision to provide that
personnel will be selected by the Director of the United States
Marshals Service and the Director of BOP or their designees.
IV. Responses to Public Comments on the Proposed Rule
As noted above, a large majority of comments did not address
specific proposed changes to the regulations. Rather, they expressed
opposition to the use of capital punishment in general. Furthermore,
many of those comments misunderstood the nature of the proposed
amendments as designed to expedite executions or expand the use of
capital punishment. As described above, the proposed amendments are not
designed to achieve those objectives.
One comment by counsel for Federal death row inmates, as well as
several other comments, had specific comments on the edits proposed in
the NPRM. Following are responses to those comments.
A. Manner of Execution
The proposed rule proposed to amend part 26 to provide, in 28 CFR
26.3(a)(4), that Federal executions are to be carried out by lethal
injection ``or by any other manner prescribed by the law of the State
in which the sentence was imposed or which has been designated by a
court in accordance with 18 U.S.C. 3596(a).'' The amendment would
ensure that the Department would be authorized to use the widest range
of manners of execution permitted by law. Two commenters opposed this
amendment.
One commenter argued that the rule should specify the guidelines
that the Department would follow to ensure the humane implementation of
a sentence and gave several examples of procedures for lethal injection
that the commenter argued should be delineated in the regulations, as
well as how a prisoner's medical conditions would be accommodated. A
second commenter argued that the language of the preamble of the
proposed rule inappropriately referred to authorizing any method under
Federal law while the statute refers to requiring use of any method
authorized by State law.
The Department declines to make changes to the proposed rule in
response to these comments.
The issues raised by the first commenter included detailed matters
about lethal injection, such as the nature of drugs used, placement and
other procedures for use of the IV for provision of the drugs, and use
of lethal injection in inmates with certain medical conditions. These
are matters that the current regulations do not address and that the
proposed rule did not propose to address. To the extent that the
comment is arguing that issues it raises should nevertheless be
addressed in the regulations, the Department considers these matters
properly addressed in the BOP execution protocol, which includes more
granular details regarding execution procedures.
The Department notes that this comment included a recommendation
for consideration of alternative methods of execution, such as the
firing squad, for prisoners with medical conditions for whom the
commenter contended lethal injection would be inappropriate. The
Department takes this comment as consistent with the overall purpose of
the proposed rule to provide for methods of execution besides lethal
injection, where they are prescribed by the relevant State law,
although the specific application of any method to a particular
prisoner is beyond the scope of this rulemaking.
This commenter also recommended that the notice of the date of
execution provided to a prisoner also should state the method of
execution to be used. The Department agrees with this recommendation.
As the final rule provides for the possibility that methods other than
lethal injection may be employed by the Department, it is reasonable
that a prisoner be provided with notice of the method to implement that
prisoner's sentence. In addition, as noted above, some State laws
provide the prisoner the option to choose the method of execution.
For these reasons, in Sec. 26.4(a), the final rule inserts ``the
manner of execution and'' before ``date designated for execution,''
deletes ``date of'' after ``previously scheduled and noticed,'' and
adds a new sentence at the end of the paragraph to read as follows:
``If applicable law provides that the prisoner may choose among
multiple manners of execution, the Director or his designee shall
notify the prisoner of that option.''
The second commenter misunderstands the proposed rule. The
commenter is correct that the Federal Death Penalty Act refers to the
use of the method of execution ``prescribed by the law of the State in
which the sentence was imposed.'' However, the preamble of the proposed
rule properly referred to ``federal'' law, because it is the Federal
Death Penalty Act that provides the authority for the rule. In any
event, the text of the proposed rule uses exactly the language of the
statute, namely, ``by any other manner prescribed by the law of the
State in which the sentence was imposed,'' as the commenter apparently
was concerned that it should do.
B. Use of State Facilities
The NPRM proposed to permit use of State facilities, in accordance
with the authorization in section 3597(a), by striking ``federal''
before ``penal or correctional institution'' in Sec. 26.3(a)(2), and
replacing ``[b]y'' with ``[u]nder the supervision of'' a United States
Marshal in Sec. 26.3(a)(3). This change also is addressed in the
regulatory certification with regard to Executive Order 13132 on
federalism, which stated that there were no federalism implications
under that order.
Several commenters objected to these changes. One commenter argued
that it was ``implausible'' that the change would not have an impact on
States and that the federalism implications were ``self-evident.'' In
addition, this commenter alleged that the provision could violate the
constitutional ``anti-commandeering'' principle. A second commenter
opposed the provision on unclear grounds but possibly because the
commenter believed that State officials would not be able to implement
a Federal sentence without facing criminal liability for doing so. A
third commenter stated that rather than using State facilities, the
Department should expand the capabilities of the Terre Haute facility
or other facilities to be able to implement executions through means
other than lethal injection.
The Department declines to make changes to the proposed rule in
response to the comments. Each of the commenters misunderstands the
need for this change and the nature of the change. First, as noted, the
change does nothing more than implement an existing statutory
provision, which
[[Page 75849]]
expressly provides the Federal Government with the option to contract
with willing States to use their facilities and personnel in Federal
executions. The policy implications or trade-offs, such as whether to
expand Federal capabilities or potential liability for State workers,
are not at issue in this rulemaking, which simply ensures that the
Department is able to use an option expressly provided by statute.
Second, as to the federalism implications, the Department
reiterates that the rule will not have substantial direct effects on
the States, on the relationship between the National Government and the
States, or on the distribution of power and responsibilities among the
various levels of government as laid out in Executive Order 13132. The
commenter misunderstands the purpose of Executive Order 13132. It is
intended to limit Federal power to make national standards in policy
and legislation that would preempt States from developing their own,
and to prevent imposition of ``unfunded mandates'' on States by the
Federal Government. The amendments at issue here do not implicate these
concerns, nor do they implicate the anti-commandeering principle. The
Federal Government would be implementing its own policy by an agreement
with a willing State government and would cover any costs to the State,
as expressly provided by section 3597(a). It is notable that Federal
executions routinely occurred in State facilities in the 20th century,
and that practice does not appear to have raised any federalism
concerns. See Execution Protocol Cases, 955 F.3d at 137 (Rao, J.,
concurring). It also is significant that no State government--that is,
none of the affected entities--commented in opposition to the proposed
regulation.
For these reasons, the final rule makes no changes to the proposed
rule's amendments to implement the statutory authority to use and pay
for State facilities.
C. Other Amendments
1. Sec. 26.1
The NPRM proposed to add a new provision, Sec. 26.1(b), that would
authorize the Attorney General to vary from the regulation to the
extent necessary to comply with applicable law. One commenter commented
that the NPRM did not provide sufficient explanation of why the
addition of this paragraph was necessary or identify the legal basis
for that paragraph. In addition, the commenter claimed that the new
paragraph would provide a catch-all provision allowing the Attorney
General to ignore or change regulations at will with no further
process, and ad hoc, even in specific cases for impermissible reasons,
at the last moment, and without notice. The commenter claimed that this
would be a conflict of interest as well, because the Attorney General
could change the regulations that apply to the individual his agency is
responsible for prosecuting and executing. The comment identified these
alleged concerns but did not suggest specific changes to the proposed
rule.
The Department declines to make changes to the proposed rule in
response to the comment. This provision was added to account for the
statutory requirement that the Attorney General implement an execution
``in the manner prescribed by the law of the State in which the
sentence is imposed.'' 18 U.S.C. 3596(a). The new paragraph is
therefore intended only to ensure that the Attorney General can comply
with State statutes that contradict the regulations. It is possible
that at some point in the future a State statute that applies to the
execution of a Federal inmate may differ, even in a minor respect, from
the regulations. The specifics of such a difference are not currently
foreseeable, however. Hence, in order to allow the execution to proceed
without undue delay, this provision authorizes the Attorney General to
account for that difference. The language of new Sec. 26.1(b) itself
clearly indicates that this is the intended purpose. It states,
emphasis added, ``Where applicable law conflicts with any provision of
this part, the Attorney General may vary from that provision to the
extent necessary to comply with the applicable law.'' In fact, rather
than providing the Attorney General with discretion to act arbitrarily
or ad hoc, this provision limits the Attorney General's ability to vary
from the regulation only in circumstances where controlling law
requires him to do so and only to the extent necessary.
For these reasons, the final rule adopts new Sec. 26.1(b) as
proposed.
The NPRM also proposed to add a new provision, Sec. 26.1(c), that
would reiterate the Attorney General's authority to manage the
Department's execution process, by stating that any task or duty
assigned to any officer or employee of the Department of Justice under
part 26 may be delegated by the Attorney General to any other officer
or employee of the Department of Justice. Two commenters opposed this
provision, stating that this change would allow the Attorney General to
change regulations without notice to the public, rewrite the statute in
violation of Congress's specific designation of certain officials--
particularly a United States Marshal--to carry out certain duties, and
violate the ``statutory scheme'' for executions in which the U.S.
Marshals Service is given responsibility and accountability for
implementation.
The Department declines to make changes to the proposed rule in
response to the comments. As the NPRM explained, the proposed new
paragraph is in line with the Attorney General's well-established
authority to manage the Department. The commenters' arguments to the
contrary are unavailing. First, one commenter's claim that the Attorney
General could change regulations without notice is not relevant, as
this provision itself is notice to the public that the Attorney General
may re-designate responsibilities to other officials. Second, two
commenters argued that the Attorney General lacks authority to reassign
responsibilities that Congress has vested in other components by
default. These comments ignore the plain language of the relevant
sections of title 28 of the U.S. Code: ``All functions of other
officers of the Department of Justice and all functions of agencies and
employees of the Department of Justice are vested in the Attorney
General,'' 28 U.S.C. 509; ``The Attorney General may from time to time
make such provisions as he considers appropriate authorizing the
performance by any other officer, employee, or agency of the Department
of Justice of any function of the Attorney General,'' 28 U.S.C. 510.
One commenter also argued that the provision would violate the
``statutory scheme'' for executions because the Director of the U.S.
Marshals Service is accountable to Congress, as a Senate-confirmed
officer. However, the U.S. Marshals Service is ``a bureau within the
Department of Justice under the authority and direction of the Attorney
General,'' 28 U.S.C. 561(a), and, as the provisions of title 28 noted
above establish, the ultimate accountability for all actions of the
Department and its officials lies with the Attorney General, who is
also a Senate-confirmed officer. Likewise, the same principle applies
to the commenter's arguments that the U.S. Marshals Service is
``uniquely suited'' to carrying out the law in localities across the
country. As a matter of law, the Attorney General, through all the
components of the Department of Justice, enforces Federal law in all
districts of the Nation. This is true notwithstanding the 26-year-old
internal DOJ memo cited by the commenter, Memorandum to U.S. Marshals
Service
[[Page 75850]]
Director Gonzalez et al. from Deborah Westbrook, General Counsel, The
``Violent Crime Control and Law Enforcement Act of 1994'' (House Report
103-771) (Sept. 9, 1994), which makes the factual determination that
the U.S. Marshals Service would be responsible for implementation of
death sentences. Finally, the commenter is incorrect that implementing
executions ``falls squarely within the `primary role and mission' '' of
the U.S. Marshals Service of enforcing court orders--and no other
component's role and mission. As explained in more detail later in this
preamble, although all death sentences are embodied in court orders,
the details of implementing a death sentence by the Department of
Justice do not depend on a court order alone.
2. Sec. 26.2
The NPRM proposed removing the content of Sec. 26.2, concerning a
proposed Judgment and Order, and reserving it for future use. One
commenter commented that the NPRM did not provide sufficient
explanation for why the deletion of this section was necessary. In
addition, the commenter claimed that deleting this section--and in
particular, the requirement that the court's Judgment and Order include
a statement that the sentence be executed on a date and at a place
designated by the Director of the BOP--runs afoul of a claimed legal
principle that BOP's authority to set an execution date is derived
solely from the authority of the courts. The commenter further asserted
that vesting authority for setting an execution date in BOP would
deprive courts of necessary oversight over when and whether death-
sentenced inmates had exhausted their judicial remedies.
The Department declines to make changes to the proposed rule in
response to the comment. Section 26.2 was promulgated in 1993,
requiring prosecutors to submit a proposed Judgment and Order to the
court in cases in which the defendant was sentenced to death. The
content of the Judgment and Order would include four basic points: (1)
The sentence was to be executed by a United States Marshal, (2) by
injection of a lethal substance, (3) on a date and at a place
designated by BOP, and (4) the prisoner under sentence of death was to
be committed to the custody of the Attorney General or his designee for
detention pending execution of the sentence. Subsequently, Congress
enacted the Federal Death Penalty Act, 18 U.S.C. 3591 et seq. Within
that Act, section 3596(a) essentially codified two of these points,
leaving out that the execution occur by lethal injection and on a date
and at a place designated by BOP. The rule's requirement that the
Judgment and Order specify the manner of execution as lethal injection
is inconsistent with section 3596(a), which authorizes executions ``in
the manner prescribed by the law of the State in which the sentence is
imposed,'' which may not necessarily involve lethal injection. As to
the requirement for the Judgment and Order to specify that executions
occur on a date and at a place designated by BOP, that provision is
also reflected in Sec. 26.3(a)(1) and (2) (``Except to the extent a
court orders otherwise, a sentence of death shall be executed: (1) On a
date and at a time designated by the Director of the Federal Bureau of
Prisons . . . ; (2) At a federal penal or correctional institution
designated by the Director of the Federal Bureau of Prisons . . . .'').
The provisions of 18 U.S.C. 3596 and 28 CFR 26.3 thus render Sec. 26.2
unnecessary, meriting its removal.
In any event, the commenter's premise that BOP's authority to set
an execution date derives solely from the courts is incorrect as a
matter of law. See, e.g., LeCroy v. United States, 975 F.3d 1192, 1195-
96 (11th Cir. 2020) (recognizing that, while the courts may
historically have had some ``concurrent'' responsibility in setting
execution dates, ``[t]he Code of Federal Regulations vests the Bureau
Director with broad authority and discretion to set execution dates as
an initial matter''); United States v. Lee, No. 4:97-cr-00243-LPR-2,
2020 WL 3921174, at *3 (E.D. Ark. July 10, 2020) (expressing skepticism
``that the founding generation . . . understood the implementation of a
sentence to be of an entirely judicial nature'' and noting that ``until
1830 courts were all over the place as to whether they would set
execution dates themselves or leave it to the Executive Branch''). The
Executive Branch's authority to set an execution date, and the Attorney
General's codification of that authority in the 1993 regulations, also
are consistent with the Executive Branch's constitutional and statutory
duties in general. Cf. United States v. Tipton, 90 F.3d 861, 902-03
(4th Cir. 1996) (concluding that ``absent directly preempting
congressional action, the Attorney General had constitutional and
statutory authority to provide by regulation the means for executing
death sentences imposed under [the Anti-Drug Abuse Act of 1988],''
which preceded the Federal Death Penalty Act). Moreover, even if BOP's
authority to set an execution date were derived from the authority of
the courts, nothing would compel the court to use the precise ``magic
words'' contained in Sec. 26.2 to effectuate the delegation of its
authority to BOP. Lee, 2020 WL 3921174, at *4 (rejecting claim that the
only way a court may properly delegate its authority to implement a
death sentence is by adopting the content of Sec. 26.2 in an order).
The commenter's concern that removal of Sec. 26.2 would deprive
courts of oversight relating to execution dates also is misplaced.
Section 26.3(a)'s prefatory language belies this concern, authorizing
BOP's Director to set an execution date and time ``[e]xcept to the
extent a court orders otherwise.'' And nothing in the proposed
amendment of the regulations, including the deletion of Sec. 26.2,
alters the courts' power to set aside or postpone execution dates
pursuant to their authority to issue stays and injunctions. See LeCroy,
975 F.3d at 1196 (``the regulations . . . sensibly recognize--as they
must--a court's authority to stay or enjoin a scheduled execution'').
For these reasons, the final rule removes Sec. 26.2 as proposed.
3. Sec. 26.3
Section 26.3(a)(1) addresses the date and time of an execution and
specifies that if the date designated for execution passes by reason of
a stay of execution, then a new date shall be designated promptly by
the Director of the Federal Bureau of Prisons when the stay is lifted.
The NPRM did not propose any changes to this paragraph. Nonetheless,
several commenters sua sponte suggested alterations to this provision,
contending that: The BOP Director lacks authority to designate the date
and time of an execution; the Department should further define the
phrase ``when the stay is lifted'' and the term ``promptly''; and the
regulations should set out procedures to follow in the event of a stay.
The Department declines to make changes to the proposed rule in
response to the comments. First, the suggested changes are beyond the
scope of the current rulemaking, in which the Department did not
propose any changes to this portion of the regulations. In any event,
as explained above in this preamble, the Attorney General may delegate
authority in execution-related matters to the BOP Director. Moreover,
as reflected in the current regulations, detailed procedures are better
addressed in the Federal execution protocol. The Department also notes
that the existing rule (along with Sec. 26.4(a)) appropriately takes
into account the possibility that an inmate's or court's last-minute
actions may delay an execution past midnight, causing the
[[Page 75851]]
execution to be performed the day after it had been formally scheduled.
The Department may consider the suggestions and proposals made in the
comments if it undertakes further changes to the regulations or
execution protocol.
For these reasons, the final rule makes no changes to Sec.
26.3(a)(1).
In Sec. 26.3(a)(3), the NPRM proposed clarifying that
``qualified'' personnel must carry out an execution, regardless of
manner. Commenters suggested that ``qualified'' must be defined with
objective criteria.
The Department declines to make changes to the proposed rule in
response to the comment. The regulatory requirement that the Department
employ ``qualified personnel'' in an execution is not new; the current
language of Sec. 26.3(a)(4) requires that lethal injections ``be
administered by qualified personnel.'' With the expansion of
permissible Federal execution methods, moving this phrase from
paragraph (a)(4) to paragraph (a)(3) merely ensures that whatever
method of execution is employed in light of the relevant State's laws,
the personnel implementing that method will be suitably qualified. To
the extent that the Department considers it appropriate to set out
further details regarding qualifications, it may do so in the Federal
execution protocol, as it has done in the addendum to the protocol
regarding lethal injection. The Department notes that the relevant
qualifications may change depending on the execution method called for
by State law, and that to the extent that States change their methods,
see supra (discussing expansion of Federal execution methods),
entrenching static qualification criteria in regulations would be
antithetical to the rulemaking's goal of ensuring that Federal
executions may be responsibly carried out in accordance with any
State's prescribed method of execution.
The amendments to Sec. 26.3(a)(3) in the NPRM also had the effect
of revising the official responsible for selection of personnel
assisting the execution from the Marshal and the Warden of the
institution to solely the Director of BOP or his designee. No commenter
commented on this provision. The Department has determined that that
revision would not be efficient for administrative and management
purposes, however. Instead, the final rule amends the provision to
provide that personnel will be selected by the Director of the U.S.
Marshals Service and the Director of BOP or their designees.
For these reasons, the final rule revises Sec. 26.3(a)(3) to
provide that the sentence of death be executed under the supervision of
a United States Marshal designated by the Director of the United States
Marshals Service, assisted by additional qualified personnel who are
selected by the Director of the United States Marshals Service and the
Director of the Federal Bureau of Prisons, or their designees, and
acting at the direction of the Marshal.
4. Sec. 26.4
In the first line of Sec. 26.4, the proposed rule eliminated the
phrase ``Except to the extent a court orders otherwise''. One commenter
claimed that this change was unexplained, contrary to the original
justification for the existing regulation, and would ``eliminate
judicial oversight over critical aspects of the execution process.''
The Department notes that this change was a scrivener's error that
inadvertently appeared in the final text of the NPRM during the process
of formatting the operative text of the proposed rule.
For this reason, the final rule re-inserts the phrase ``Except to
the extent a court orders otherwise,'' in the first line of Sec. 26.4.
Section 26.4(a) provides that a prisoner will receive notice of the
date designated for execution ``at least 20 days in advance, except
when the date follows a postponement of fewer than 20 days of a
previously scheduled and noticed date of execution, in which case'' the
prisoner shall be notified ``as soon as possible.'' The only change
proposed to this section in the NPRM was to place responsibility for
such notification with the ``Director of the Federal Bureau of Prisons
or his designee'' instead of with the ``Warden.''
Commenters provided a number of suggestions unrelated to the
proposed change, including arguments that this regulation should:
Require notice to counsel; define what constitutes sufficient notice;
limit who can be a ``designee'' for purposes of notice; and limit the
Government's ability to continue a noticed execution date. Commenters
also criticized the existing regime as limiting prisoners' ability to
apply for clemency.
The Department declines to make changes to the proposed rule in
response to the comments. These suggestions are beyond the scope of the
current rulemaking, which sought only to change the official charged
with providing notice of an execution date, not to alter the contours
of that notice. In all respects relevant to these comments, the
proposed rule is the same as the existing rule. Moreover, as discussed
in connection with Sec. 26.3(a)(1), the prompt rescheduling of an
execution date may be necessary and appropriate where last-minute
litigation requires a delay of execution past midnight of an originally
scheduled date. Further, the Department observes that prisoners are
free to prepare clemency petitions at any time and, per 28 CFR 1.10(b),
to file such petitions as soon as proceedings on their direct appeal
and first petition under 28 U.S.C. 2255 have terminated.
Furthermore, commenters' suggestion that 28 CFR 1.10(b) provides
prisoners with a right to 30 days to file a clemency petition is
incorrect; that provision creates a limitation, not an entitlement,
providing that such petitions should be filed ``no later than 30 days
after the petitioner has received notification from the Bureau of
Prisons of the scheduled date of execution.'' (Emphasis added.) Nor
does the existing regulation conflict with 28 CFR 1.10(c), which
permits prisoners' counsel to request to make an oral presentation to
the Office of the Pardon Attorney within the Department. Clemency
counsel may still request and make such presentations well before a
scheduled execution, even if the prisoner receives the minimum 20-day
notice. Indeed, a clemency proceeding may be conducted within 20 days
where an impending execution date requires such dispatch.
For these reasons, the final rule adopts new Sec. 26.4(a) as
proposed. The Department may consider the suggestions and proposals
made in the comments if it undertakes further changes to the
regulations or to the execution protocol.
Section 26.4(b) governs prisoner access to other persons in the
week before the designated execution date, limiting such access to
spiritual advisers, defense attorneys, family members, institution
officials, and--upon the approval of the BOP Director--``such other
proper persons as the prisoner may request.'' The NPRM proposed to
clarify that the BOP Director may approve prisoner requests for types
of visitors not listed in the regulation, eliminating a reference to
the ``Warden.'' It did not propose any other changes to this provision.
Commenters nevertheless suggested a wide range of changes nonresponsive
to the proposal, suggesting that the language limiting prisoner visits
should be deleted, and that the regulation should be revised to permit
attendance by anyone the inmate wants, subject to disapproval by
officials only for good cause. Commenters also suggested replacing
[[Page 75852]]
``defense attorneys'' with ``members of defense team,'' adding ``all''
before ``members of his family,'' and eliminating ``only'' before the
list of permitted visitors in the week before the execution. Some
commenters even suggested removing all ``restrict[ions on] the type of
visitors'' other than that they ``pass the security clearances'' at the
facility.
The Department declines to make changes to the proposed rule in
response to the comments. The NPRM did not propose substantive changes
to the categories of persons to whom a prisoner may have access in the
week before his execution date, and the comments are thus beyond the
scope of the present rulemaking. The Department may consider the
suggestions and proposals made in the comments if it undertakes further
changes to the regulations or to the execution protocol.
Even were these comments responsive to proposed changes to the
rules, the Department notes that to the extent that commenters desire a
regulation creating a prisoner entitlement to unlimited types or
numbers of visitors, their proposals are inconsistent with the need to
limit visiting when necessary to ensure the security and good order of
the institution and consideration of institution resources. The
existing rule strikes an appropriate balance between providing a
prisoner with access to spiritual, legal, and familial support, while
maintaining security and conserving resources. The existing rule also
already provides a mechanism to permit additional visitors identified
by commenters (such as friends or paralegals working with a legal
defense team), where BOP agrees that a prisoner's particular
circumstances so warrant and the additions can be made without
disrupting that balance or disturbing prison officials' discretion to
determine which visitors may enter these high-security facilities, as
provided at 28 CFR part 540, subpart D. The Department further notes
that additional details, such as those relating to the frequency or
method of visitation, are better addressed in the more finely
reticulated provisions of BOP policy.
Another comment noted that proposed Sec. 26.4(b), by deleting
``Warden,'' would authorize only the BOP Director to allow other
persons to visit the inmate, which may be impractical. The commenter's
observation is correct as to the proposed paragraph and the practical
impact of deleting ``Warden''; the Department did not add ``or his
designee'' after the reference to the BOP Director in Sec. 26.4(b),
when it deleted ``Warden,'' whereas the reference to the ``Warden''
throughout the regulation was elsewhere replaced with the BOP Director
``or his designee.'' For the sake of consistency with the rest of the
amendments in the proposed rule, the Department agrees with the
commenter that Sec. 26.4(b) should also refer to the Director's
designee.
For these reasons, the final rule revises Sec. 26.4(b) as
proposed, but also adds ``or his designee'' after ``Director of the
Federal Bureau of Prisons.''
Section 26.4(c) governs execution attendance, requiring certain
official personnel to attend and imposing limits on the numbers and
types of other persons whom the prisoner and officials may designate to
attend. The NPRM proposed eliminating references to the ``Warden,''
thus eliminating the requirement that the Warden attend executions,
while maintaining the requirement that the Marshal attend. The only
other proposed change was to vest authority for selecting necessary
personnel in the Marshal and the BOP Director or his designee, instead
of in the Marshal and the Warden. With respect to Sec. 26.4(c)(1),
commenters expressed concern that such authority could not be vested in
the BOP Director or his designee and sought clarification whether the
regulation was intended to require the agreement of both the Marshal
and the BOP Director or his designee regarding personnel attendance.
With respect to Sec. 26.4(c)(3), although the commenters recognized
that its text in the proposed rule remained materially unchanged from
the existing regulation, they nonetheless proposed changes to it.
Specifically, commenters requested that the regulation be revised to
provide prisoners with an entitlement to have persons they specify
attend their executions, suggesting that the inability of a prisoner-
designated witness to attend should halt or delay an execution,
potentially through litigation.
The Department declines to make changes to the proposed rule in
response to the comments.
With respect to Sec. 26.4(c)(1), as explained above, the BOP
Director, or his designee, may properly be vested with authority in
execution-related matters. With respect to the commenter's concerns
about potential disagreements between Department officials regarding
the personnel necessary to attend the execution, those concerns are
unfounded as a practical matter, as each official selects personnel
from his own agency to attend and no disagreements about personnel have
ever arisen between the Marshal and the Warden under the existing
regulation. In any event, the Attorney General has ultimate authority
over all relevant officials and functions of the Department.
With respect to Sec. 26.4(c)(3), no changes were proposed to this
provision, and the commenters' proposed alterations are outside the
scope of this rulemaking. In any event, the commenters erroneously
suggest that the existing rule can be read to provide certain potential
witnesses an entitlement to attend an execution. The clear language of
the regulation specifies that ``[n]ot more than the following numbers
of'' certain persons designated by the prisoner ``shall be present'' at
an execution. (Emphasis added.) As the Seventh Circuit concluded in
interpreting analogous language in Sec. 26.4(c)(4), these terms
establish ``a limitation on, not an entitlement to, witness
attendance.'' Peterson v. Barr, 965 F.3d 549, 553 (7th Cir. 2020) (also
rejecting the argument that Sec. 26.4(c)(4) required the attendance of
witnesses designated by Department officials ``before the execution may
proceed''). To the extent commenters suggest that the regulation should
instead provide an entitlement for specific persons to attend an
execution, or even to permit potential witnesses to delay or halt an
execution if unable or unwilling to attend, the Department disagrees.
Such a regime could permit a prisoner's lawyers or family members to
unilaterally halt an execution they oppose by the simple expedient of
refusing to attend. The existing rule provides a reasonable avenue for
Department officials to permit a prisoner's spiritual advisor, defense
attorneys, and friends or relatives to attend without effecting this
unprecedented and potentially disruptive change in execution
procedures.
For these reasons, the final rule adopts the amendments to Sec.
26.4(c) as proposed, and declines to make any changes to Sec.
26.4(c)(3) as suggested by the commenters.
Current Sec. 26.4(f) provides that ``[n]o photographic or other
visual or audio recording of the execution shall be permitted.'' One
commenter objected to this paragraph, stating that defense counsel
should be permitted to video- and audio-record executions, and
alternatively recommends that the Department also record executions.
The commenter states that a recording is necessary to ensure a record
for review by courts and by the legislature to adjudge whether the
execution method is humane. The commenter states that witness
observation through the window of rooms adjacent to the execution room
is insufficient.
[[Page 75853]]
The Department declines to make changes to the proposed rule in
response to the comment. The NPRM did not propose changes to Sec.
26.4(f) and the Department will not change this provision in response
to the comment. The Department values preserving the order, privacy,
and solemnity of the proceeding more than the speculative value of
audio or video recording of the execution. Recording also risks
revealing the identities of personnel performing tasks implementing an
execution; these persons' identities are not publicly available in
order to protect them from harassment and threats. Further, multiple
witnesses as identified in Sec. 26.4(c) may attend the execution to
observe. The presence of these witnesses accommodates the public
interest in reports and eyewitness accounts of the execution.
Accordingly, the Department adopts the rule as proposed without
revising Sec. 26.4(f).
5. Sec. 26.5
The proposed rule proposed to extend to non-DOJ employees
(including contractors) existing protections that currently apply to
DOJ employees, allowing them not to be in attendance at or to
participate in any execution if such attendance or participation is
contrary to the moral or religious convictions of the DOJ employee. The
new language was almost the exact language on this matter used in 18
U.S.C. 3597(b).
No comments were received on this proposed amendment. Therefore,
the final rule adopts the amendments to Sec. 26.5 as proposed.
6. Access to Mobile Phones
One commenter commented that attorneys for the prisoner present at
the execution should be allowed to have mobile phones or immediate
access to a dedicated phone line to communicate outside the facility.
The commenter further stated that prisoners should be able to
communicate with counsel by phone when in the execution facility.
The Department declines to make changes to the proposed rule in
response to the comment. Modifying the rule to detail the manner and
means of accommodating phone communication between the prisoner and his
attorney, and attorney access to phone communications when inside the
execution facility, is unnecessary. The current rule and the NPRM do
not address phone calls and visits with attorneys. The BOP execution
protocol addresses this subject and permits calls and visits between
the prisoner and his attorney including during the final 24 hours
leading to the execution. The Department declines to incorporate the
details of the manner and means of those communications into the text
of the rule.
7. References to the Director of BOP or His Designee
One commenter objected to all those provisions (Sec. Sec.
26.3(a)(3), 26.4(a), 26.4(c)(1), 26.4(c)(4), 26.4(e), and 26.4(g)) in
which the proposed rule proposed to add ``or his designee'' after
``Director of the Federal Bureau of Prisons'' or replace ``Warden''
with ``Director of the Federal Bureau of Prisons or his designee.'' The
commenter stated that the rule fails to define who can be a designee
and fails to set any limits on which designees may make the decision or
take the action described in the rule. Thus, the comment recommended
that the rule include a definition of ``designee'' to ensure the person
entrusted with the task is competent to do so and is specifically
authorized.
The Director of the Federal Bureau of Prisons is authorized to
redelegate duties vested in him. See 28 CFR 0.97. The authority to
redelegate responsibilities regarding management of Federal
correctional institutions and the custody and care of persons held
therein allows appropriate flexibility in managing correctional
institutions, including activities related to executions. Adopting the
recommendation would unnecessarily curtail flexibility. Further, to the
extent the Director redelegates the duties vested in him by this rule,
such delegations would be better placed in the BOP execution protocol,
which sets forth internal policy and procedures for carrying out the
execution of a person convicted of a capital offense. Therefore, this
subject is not suited to further elaboration in the rule and there is
no need to modify the rule as the commenter recommends.
V. Regulatory Review
A. Regulatory Flexibility Act
The Attorney General, in accordance with the Regulatory Flexibility
Act (5 U.S.C. 605(b)), has reviewed this final rule and by approving it
certifies that this regulation will not have a significant economic
impact on a substantial number of small entities because it concerns
the manner of implementing Federal death sentences on individuals
convicted of capital offenses.
B. Executive Orders 12866, 13563, and 13771--Regulatory Planning and
Review
This final rule has been drafted and reviewed in accordance with
Executive Order 12866, ``Regulatory Planning and Review,'' section
1(b), ``The Principles of Regulation,'' and Executive Order 13563,
``Improving Regulation and Regulatory Review.'' The Office of
Information and Regulatory Affairs has determined that the rule is a
``significant regulatory action'' under Executive Order 12866, section
3(f).
In the proposed rule, the Department stated that if finalized, the
rule could entail financial costs if, at some point in the future, a
prisoner is to be executed by a manner other than lethal injection. The
Department would then either have to provide its own system for an
execution by a manner other than lethal injection or pay for the use of
State or local facilities and personnel to perform the execution. In
such a circumstance, the cost would likely be the development of
Federal capabilities to implement such a sentence or payment for the
use of State or local facilities and personnel. No further information
either in support of this analysis or in contradiction of it was
received during the public comment period. The Department has therefore
not changed its analysis of the impact of the rule.
This final rule is not a regulatory action for purposes of
Executive Order 13771.
C. Executive Order 13132--Federalism
This final rule will not have substantial direct effects on the
States, on the relationship between the National Government and the
States, or on the distribution of power and responsibilities among the
various levels of government. Section 3597 of title 18 provides that
the Federal Government ``may use appropriate State or local facilities
for the purpose [of implementing a sentence of death], may use the
services of an appropriate State or local official or of a person such
an official employs for the purpose, and shall pay the costs thereof.''
The statutory authorization and the rule to implement it are directed
at the Federal Government. Neither the statute nor the final rule
imposes any requirements for action or costs on States. Any actions
using the services of State or local governments would be done by
agreement, and with the Federal Government paying the costs thereof. As
noted above, some commenters opposed the rule on federalism grounds,
but those commenters misunderstood the requirements of Executive Order
13132
[[Page 75854]]
and the impact of the rule. Therefore, in accordance with Executive
Order 13132, it is determined that this final rule does not have
sufficient federalism implications to warrant the preparation of a
federalism assessment.
E. Executive Order 12988--Civil Justice Reform
This final rule meets the applicable standards set forth in
sections 3(a) and 3(b)(2) of Executive Order 12988.
F. Unfunded Mandates Reform Act of 1995
This final rule will not result in the expenditure by State, local,
and Tribal governments, in the aggregate, or by the private sector, of
$100 million or more in any one year (adjusted for inflation), and it
will not significantly or uniquely affect small governments. Therefore,
no actions were deemed necessary under the provisions of the Unfunded
Mandates Reform Act of 1995.
G. Congressional Review Act
This final rule is not a major rule as defined by the Congressional
Review Act, 5 U.S.C. 804. This rule will not result in an annual effect
on the economy of $100 million or more; a major increase in costs or
prices; or significant adverse effects on competition, employment,
investment, productivity, or innovation, or on the ability of United
States-based enterprises to compete with foreign-based enterprises in
domestic and export markets.
List of Subjects in 28 CFR Part 26
Law enforcement officers, Prisoners.
Accordingly, for the reasons stated in the preamble, part 26 of
chapter I of title 28 of the Code of Federal Regulations is amended as
follows:
PART 26--DEATH SENTENCES PROCEDURES
0
1. The authority citation for part 26 is revised to read as follows:
Authority: 5 U.S.C. 301; 18 U.S.C. 4001(b), 4002, 3596, 3597; 28
U.S.C. 509, 510, 2261, 2265.
0
2. Amend Sec. 26.1 by:
0
a. Designating the existing language as paragraph (a); and
0
b. Adding new paragraphs (b) and (c) to read as follows:
Sec. 26.1 Applicability.
* * * * *
(b) Where applicable law conflicts with any provision of this part,
the Attorney General may vary from that provision to the extent
necessary to comply with the applicable law.
(c) Any task or duty assigned to any officer or employee of the
Department of Justice by this part may be delegated by the Attorney
General to any other officer or employee of the Department of Justice.
Sec. 26.2 [Removed and Reserved]
0
3. Remove and reserve Sec. 26.2.
0
4. Amend Sec. 26.3 by revising the section heading and paragraphs
(a)(2), (3), and (4) to read as follows:
Sec. 26.3 Date, time, place, and manner of execution.
(a) * * *
(2) At a penal or correctional institution designated by the
Director of the Federal Bureau of Prisons;
(3) Under the supervision of a United States Marshal (Marshal)
designated by the Director of the United States Marshals Service,
assisted by additional qualified personnel selected by the Director of
the United States Marshals Service and the Director of the Federal
Bureau of Prisons, or their designees, and acting at the direction of
the Marshal; and
(4) By intravenous injection of a lethal substance or substances in
a quantity sufficient to cause death, such substance or substances to
be determined by the Director of the Federal Bureau of Prisons, or by
any other manner prescribed by the law of the State in which the
sentence was imposed or which has been designated by a court in
accordance with 18 U.S.C. 3596(a).
* * * * *
0
5. Amend Sec. 26.4 by revising the introductory text, paragraphs (a),
(b), (c), (e), and (g) to read as follows:
Sec. 26.4 Other execution procedures.
Except to the extent a court orders otherwise:
(a) The Director of the Federal Bureau of Prisons or his designee
shall notify the prisoner under sentence of death of the manner of
execution and the date designated for execution at least 20 days in
advance, except when the date follows a postponement of fewer than 20
days of a previously scheduled and noticed execution, in which case the
Director of the Federal Bureau of Prisons or his designee shall notify
the prisoner as soon as possible. If applicable law provides that the
prisoner may choose among multiple manners of execution, the Director
or his designee shall notify the prisoner of that option.
(b) Beginning seven days before the designated date of execution,
the prisoner shall have access only to his spiritual advisers (not to
exceed two), his defense attorneys, members of his family, and the
officers and employees of the institution designated in Sec.
26.3(a)(2). Upon approval of the Director of the Federal Bureau of
Prisons or his designee, the prisoner may be granted access to such
other persons as the prisoner may request.
(c) In addition to the Marshal, the following persons shall be
present at the execution:
(1) Necessary personnel selected by the Marshal and the Director of
the Federal Bureau of Prisons or his designee;
(2) Those attorneys of the Department of Justice whom the Deputy
Attorney General determines are necessary;
(3) Not more than the following numbers of persons selected by the
prisoner:
(i) One spiritual adviser;
(ii) Two defense attorneys; and
(iii) Three adult friends or relatives; and
(4) Not more than the following numbers of persons selected by the
Director of the Federal Bureau of Prisons or his designee:
(i) Eight citizens; and
(ii) Ten representatives of the press.
* * * * *
(e) The Director of the Federal Bureau of Prisons or his designee
should notify those individuals described in paragraph (c) of this
section as soon as practicable before the designated time of execution.
* * * * *
(g) After the execution has been carried out, qualified personnel
selected by the Director of the Federal Bureau of Prisons or his
designee shall conduct an examination of the body of the prisoner to
determine that death has occurred and shall inform the Marshal and the
Director of the Federal Bureau of Prisons or his designee of his
determination. Upon notification of the prisoner's death, the Marshal
shall ensure that appropriate notice of the sentence's implementation
is filed with the sentencing court.
* * * * *
0
6. Amend Sec. 26.5 by revising the first sentence to read as follows:
Sec. 26.5 Attendance at or participation in executions by Department
of Justice personnel.
No officer or employee of the Department of Justice or a State
department of corrections, or any employee providing services to those
departments under contract, shall be required, as a condition of that
employment or contractual obligation, to be in attendance at or to
participate in any execution if such attendance or
[[Page 75855]]
participation is contrary to the moral or religious convictions of the
officer or employee, or, if the employee is a medical professional, if
the employee considers such participation or attendance contrary to
medical ethics. * * *
Dated: November 18, 2020.
William P. Barr,
Attorney General.
[FR Doc. 2020-25867 Filed 11-25-20; 8:45 am]
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