Hazardous Materials: Adoption of Miscellaneous Petitions To Reduce Regulatory Burdens, 75680-75717 [2020-23712]
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Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Parts 107, 171, 172, 173, 178,
179, and 180
[Docket No. PHMSA–2017–0120 (HM–219C)]
RIN 2137–AF33
Hazardous Materials: Adoption of
Miscellaneous Petitions To Reduce
Regulatory Burdens
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), Department of Transportation
(DOT).
ACTION: Final rule.
AGENCY:
The Pipeline and Hazardous
Materials Safety Administration
(PHMSA) is amending the Hazardous
Materials Regulations in response to 24
petitions for rulemaking submitted by
the regulated community between
February 2015 and March 2018. This
final rule updates, clarifies, or provides
relief from various regulatory
requirements without adversely
affecting safety. PHMSA also, as of the
effective date of this final rule,
withdraws its September 28, 2017
enforcement discretion regarding the
phase-out of mobile refrigeration
systems.
DATES: Effective date: This rule is
effective December 28, 2020.
Incorporation by reference date: The
incorporation by reference of certain
publications listed in this final rule is
approved by the Director of the Federal
Register as of December 28, 2020.
Delayed compliance date: Except as
provided by the compliance timelines
set forth in this final rule in connection
with petitions for rulemaking P–1646,
P–1691 and P–1692, compliance with
the amendments adopted in this final
rule is required beginning November 26,
2021.
FOR FURTHER INFORMATION CONTACT:
Steven Andrews at (202) 366–8553 in
the Office of Hazardous Materials
Safety, Pipeline and Hazardous
Materials Safety Administration, U.S.
Department of Transportation, 1200
New Jersey Avenue SE, Washington, DC
20590–0001.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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Abbreviations and Terms
AAR Association of American Railroads
ACC American Chemistry Council
ADR European Agreement Concerning the
International Carriage of Dangerous Goods
by Road
AESC Association of Energy Service
Companies
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AFSL American Fireworks Standards
Laboratory
APA American Pyrotechnics Association
ASME American Society of Mechanical
Engineers
ASME BPVC ASME Boiler and Pressure
Vessel Code
ASTM American Society for Testing and
Materials
ATCCRP Advanced Tank Car Collaborative
Research Program
CEQ Council on Environmental Quality
CFR Code of Federal Regulations
Chemours The Chemours Company
CI The Chlorine Institute
CGA Compressed Gas Association
COSTHA Council on Safe Transportation of
Hazardous Articles
CPC Casualty Prevention Circular
CPSC Consumer Product Safety
Commission
DGAC Dangerous Goods Advisory Council
DOT Department of Transportation
EC European Community
EPA Environmental Protection Agency
EU European Union
GIS Gentry Investigative Service
GTTC Global Transport Tank Consultants
HMR Hazardous Materials Regulations
HMT Hazardous Materials Table (49 CFR
172.101)
IAEA International Atomic Energy Agency
IBC Intermediate Bulk Container
ICAO International Civil Aviation
Organization
ICAO Technical Instructions ICAO
Technical Instructions for the Safe
Transport of Dangerous Goods
IIAR International Institute of Ammonia
Refrigeration
IMDG Code International Maritime
Dangerous Goods Code
IME Institute of Makers of Explosives
IVODGA International Vessel Operators
Dangerous Goods Association
JPG Jet Perforating Gun
MAWP Maximum Allowable Working
Pressure
MTC UN Manual of Tests and Criteria
NBIC National Board Inspection Code
NFA National Fireworks Association
NPRM Notice of Proposed Rulemaking
OMB Office of Management and Budget
PHMSA Pipeline and Hazardous Materials
Safety Administration
PIH Poison-by-Inhalation Hazard
PRD Pressure Relief Device
PSI Pounds per Square Inch
PSIG Pounds per Square Inch Gauge
RCRA Resource Conservation and Recovery
Act
RFI Request for Information
RIA Regulatory Impact Analysis
RID European Agreement Concerning the
International Carriage of Dangerous Goods
by Rail
RIPA Reusable Industrial Packaging
Association
RSI Railway Supply Institute
SBA Small Business Administration
SFX Stage FX
TC Transport Canada
TCC AAR Tank Car Committee
TFI The Fertilizer Institute
TDG Transport of Dangerous Goods
TPED Transportable Pressure Equipment
Directive
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UN United Nations
UN Model Regulations United Nations
Recommendations on the Transport of
Dangerous Goods: Model Regulations
Unified Agenda Unified Agenda of Federal
Regulatory and Deregulatory Actions
Table of Contents
I. Background
II. Incorporation by Reference Discussion
Under 1 CFR part 51
III. NPRM: Publication and Public
Comments; Executive Order 13924
IV. Discussion of Amendments and
Applicable Comments
V. Section-by-Section Review
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
C. Executive Order 13771
D. Executive Order 13132
E. Executive Order 13175
F. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
G. Paperwork Reduction Act
H. Regulation Identifier Number (RIN)
I. Unfunded Mandates Reform Act
J. Environmental Assessment
K. Privacy Act
L. Executive Order 13609 and International
Trade Analysis
M. Executive Order 13211
N. National Technology Transfer and
Advancement Act
List of Subjects
I. Background
The Administrative Procedure Act 1
requires Federal agencies to give
interested persons the right to petition
an agency to issue, amend, or repeal a
rule. The Department of Transportation
(DOT) and PHMSA implementing
regulations at 49 Code of Federal
Regulations (CFR) 5.13(c) and 106.95,
respectively, allow persons to ask
PHMSA to add, revise, or delete a
regulation by filing a petition for
rulemaking containing adequate support
for the requested action.
This final rule revises the Hazardous
Materials Regulations (HMR 2) in
response to petitions for rulemaking
submitted by shippers, carriers,
manufacturers, and industry
representatives. These revisions update,
clarify, or provide relief from various
regulatory requirements without
adversely affecting safety. PHMSA
discusses the petitions and revisions in
detail in Section IV (Discussion of
Amendments and Applicable
Comments) of the preamble to this final
rule. In this final rule, PHMSA is:
• Revising § 173.31 to prohibit the
use of tank cars with shells or heads
constructed of non-normalized steel in
15
U.S.C. 553 et seq.
CFR parts 171–180.
2 49
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the transportation of poison-byinhalation hazard (PIH) materials by rail
after December 31, 2020.
• Harmonizing availability of limited
quantity shipping exceptions for more
than 100 entries for corrosive materials
in the Hazardous Materials Table (HMT,
§ 172.101).
• Revising § 172.302(b)(2) to allow a
minimum height of 12 mm (0.47 inches)
for a proper shipping name marked on
a portable tank with a capacity of less
than 3,785 L (1,000 gallons).
• Revising § 173.28(c)(1)(i) to allow
for regulatory flexibility for cleaning
metal drums for reuse and clarifying the
existing cleaning standard.
• Revising § 173.5b to allow for the
continued use of portable and mobile
refrigerator systems placed into service
prior to 1991 that are rated to a
minimum service pressure of 250
pounds per square inch (psig).
• Incorporating by reference updated
editions of multiple Compressed Gas
Association (CGA) publications into
§ 171.7.
• Removing the reference to special
provision 103 in § 172.101 from Column
(7) for four HMT entries.
• Removing the words ‘‘manufactured
before September 1, 1995’’ from
§ 180.417(a)(3) to allow for an
alternative report for cargo tanks
manufactured after September 1, 1995.
• Revising the basis weight tolerance
provided in § 178.521 from ±5 percent
to ±10 percent from the nominal basis
weight reported in the initial design
qualification test report for paper
shipping sacks.
• Revising § 173.308(d)(3) to
harmonize with the International
Maritime Dangerous Goods (IMDG)
Code by removing the requirement for a
closed transport container to have the
warning mark ‘‘WARNING—MAY
CONTAIN EXPLOSIVE MIXTURES
WITH AIR—KEEP IGNITION SOURCES
AWAY WHEN OPENING’’ when
transporting lighters.
• Revising §§ 173.244(a)(2) and
173.314(c) to make the ‘‘interim’’ rail
tank car specifications the ‘‘final’’
specifications for the transportation of
PIH materials.
• Revising § 173.31 to prohibit the
use of certain rail tank cars for the
transportation of PIH materials after
December 31, 2027.
• Allowing all waste materials to be
managed in accordance with the lab
pack exception and associated
paragraphs in § 173.12 irrespective of
whether they meet the definition of a
hazardous waste per Environmental
Protection Agency (EPA) regulations
implementing the Resource
Conservation and Recovery Act
(RCRA).3
• Incorporating by reference the 2017
edition of the American Society of
Mechanical Engineers (ASME) Boiler
and Pressure Vessel Code (BPVC)
Sections II (Parts A and B), V, VIII
(Division 1), and IX into § 171.7.
• Revising §§ 171.23, 173.302, and
173.304 to permit the import of filled pimarked foreign pressure receptacles for
intermediate storage, transport to point
of use, discharge, and export as well as
the import of certain pi-marked foreign
pressure receptacles for filling,
intermediate storage, and export.
• Revising § 172.101(c) to clarify that
the word ‘‘stabilized’’ must be included
as part of the proper shipping name
when stabilization is required for
transportation.
• Revising § 171.7(r) to update the
address of the Institute of Makers of
Explosives (IME) and to incorporate by
reference the Association of Energy
Service Companies (AESC)/IME Jet
Perforating Gun (JPG) Standard, also
known as the ‘‘Guide to Obtaining DOT
Approval of Jet Perforating Guns using
AESC/IME Perforating Gun
Specifications,’’ Ver. 02, dated
September 1, 2017.
• Incorporating by reference the
January 1, 2018, edition of the American
Pyrotechnics Association (APA)
Standard 87–1 A, B, C, ‘‘Standard for
Construction and Approval for
Transportation of Fireworks, Novelties,
and Theatrical Pyrotechnics,’’ replacing
the December 1, 2001 edition into
§ 171.7.
PHMSA discusses the petitions and
revisions in detail in Section IV
(Discussion of Amendments and
Applicable Comments) of the preamble
to this final rule. PHMSA also, as of the
effective date of this final rule,
withdraws its September 28, 2017,
enforcement discretion regarding the
phase-out of mobile refrigeration
systems.
II. Incorporation by Reference
Discussion Under 1 CFR part 51
The European Union (EU) standards,
the APA standards, and the AESC/IME
standards are free and accessible to the
public on the internet, with access
provided through the parent
organization websites. The CGA and
ASME references are available for
interested parties to purchase in either
print or electronic editions through the
parent organization websites. The
specific standards are discussed in
greater detail in the section-by-section
review (see § 171.7).
III. NPRM: Publication and Public
Comments: Executive Order 13924
On August 14, 2019, PHMSA
published a notice of proposed
rulemaking (NPRM) in the Federal
Register titled, ‘‘Hazardous Materials:
Adoption of Miscellaneous Petitions to
Reduce Regulatory Burdens’’ 4 under
Docket No. PHMSA–2017–0120 (HM–
219C). The NPRM proposed revisions to
the HMR in response to 24 petitions for
rulemaking submitted to PHMSA by
various stakeholders. PHMSA discusses
these petitions and revisions in detail in
Section IV (Discussion of Amendments
and Applicable Comments) of the
preamble to this final rule.
The comment period for the NPRM
closed on October 15, 2019. PHMSA
received a total of 49 sets of comments
from 48 separate entities, 6 of which
had submitted petitions that were the
basis for HMR amendments proposed in
the NPRM. There were no late-filed
comments. An alphabetical list of the
persons, companies, and associations
that submitted comments to the HM–
219C NPRM may be found in the below
table:
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Commenter name
Docket No.
American Fireworks Standards Laboratory (AFSL) ...............................................................................................
American Chemistry Council (ACC), the Chlorine Institute (CI), and The Fertilizer Institute (TFI) .......................
American Pyrotechnics Association (APA) ............................................................................................................
American Pyrotechnics Association (APA) ............................................................................................................
Association of American Railroads (AAR) ..............................................................................................................
Anthony Munoz .......................................................................................................................................................
Charles Wald ..........................................................................................................................................................
Chemours Company (Chemours) ..........................................................................................................................
Compressed Gas Association (CGA) .....................................................................................................................
3 42
U.S.C. 6901 et seq.
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PHMSA–2017–0120–0050.
PHMSA–2017–0120–0034.
PHMSA–2017–0120–0045.
PHMSA–2017–0120–0053.
PHMSA–2017–0120–0028.
PHMSA–2017–0120–0016.
PHMSA–2017–0120–0014.
PHMSA–2017–0120–0055.
PHMSA–2017–0120–0008.
FR 41556 (Aug. 14, 2019).
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Commenter name
Docket No.
Council on the Safe Transportation of Hazardous Articles (COSTHA) .................................................................
Crazy Debbie’s Fireworks, LLC ..............................................................................................................................
Daniel Butt ..............................................................................................................................................................
David Carlson .........................................................................................................................................................
Dangerous Goods Advisory Council (DGAC) ........................................................................................................
Dow Chemical Company ........................................................................................................................................
Fireworks by Grucci, Inc. ........................................................................................................................................
Fireworks Over America .........................................................................................................................................
Galaxy Fireworks, Inc. ............................................................................................................................................
Garrett’s Fireworks .................................................................................................................................................
Gentry Investigative Service, LLC (GIS) ................................................................................................................
Global Transport Tank Consultants (GTTC) ..........................................................................................................
ICON Pyrotechnics International ............................................................................................................................
Institute of Makers of Explosives (IME) .................................................................................................................
International Vessel Operators Dangerous Goods Association (IVODGA) ...........................................................
Inter-Oriental Fireworks (HK) LTD .........................................................................................................................
Jake’s Fireworks .....................................................................................................................................................
Huang Johnson ......................................................................................................................................................
Matson ....................................................................................................................................................................
Matthew Jones .......................................................................................................................................................
National Fireworks Association (NFA) ....................................................................................................................
NextFX ....................................................................................................................................................................
NJP Engineering LLC .............................................................................................................................................
Owen Compliance Services ...................................................................................................................................
Precocious Pyrotechnics ........................................................................................................................................
Pyrotechnics Guild International, Inc. .....................................................................................................................
Pyrotechnics Guild International, Inc. .....................................................................................................................
Rebecca Thomas ...................................................................................................................................................
ResPyro—Kent Orwoll/VP Manufacturing ..............................................................................................................
ResPyro—Steve Comen/CEO ................................................................................................................................
Reusable Industrial Packaging Association (RIPA) ...............................................................................................
Santore and Sons ...................................................................................................................................................
Stage FX (SFX)/Lyle Salmi ....................................................................................................................................
StageFX/Dennis Slicer ...........................................................................................................................................
Ultratec Special Effects—John Thomas .................................................................................................................
Ultratec Special Effects—Otis Hart ........................................................................................................................
Veolia ES Technical Solutions, LLC ......................................................................................................................
Western Enterprises Inc. ........................................................................................................................................
Winco Fireworks International ................................................................................................................................
Yienger Fireworks ...................................................................................................................................................
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The comments submitted to this
docket may be accessed via the docket
file numbers listed in the above table, as
well as at https://www.regulations.gov.
PHMSA developed this final rule in
consideration of the comments received
to the public docket.
Following the closing of the comment
period, Executive Order (E.O.) 13924,
‘‘Regulatory Relief to Support Economic
Recovery,’’ 5 directed Federal agencies
to respond to the economic harm caused
by the novel coronavirus by reviewing
their regulations and rescinding or
modifying those regulations to reduce
regulatory burdens and thereby promote
economic growth. E.O. 13924 at § 4.
PHMSA understands the cost savings
expected from this final rule to be
consistent with E.O. 13924’s mandate.
IV. Discussion of Amendments and
Applicable Comments
Based on an assessment of the 24
petitions and the comments received,
5 85
FR 31353 (May 22, 2020).
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PHMSA is amending the HMR as
detailed in this section.
1. Phase-Out of Non-Normalized Tank
Cars Used To Transport PIH Materials
In its petition (P–1646), the
Association of American Railroads
(AAR) requests that PHMSA consider an
amendment to § 173.31 to codify a
prohibition on the use of rail tank cars
with shells or heads constructed of nonnormalized steel for transportation of
PIH materials.6 In P–1646, AAR claims
that the continued use of pressurized
tank cars constructed from nonnormalized steel for rail transportation
of PIH materials poses an unnecessary
6 PHMSA notes that petition P–1646 (codifying an
industry phase-out of legacy tank cars with nonnormalized steel for PIH service by December 31,
2020) is related to two other AAR petitions
addressed in this final rule: P–1691 (re-designating
the ‘‘interim’’ HM–246 standard for PIH tank cars
as a ‘‘permanent’’ standard), and P–1692 (codifying
an industry phase-out of legacy tank cars not built
to the HM–246 standard for PIH service by
December 31, 2027). See Sections IV.13
(Finalization of the HM–246 Tank Car Standard)
and IV.14 (Phase-out of Non-HM–246 Compliant
Rail Tank Cars).
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PHMSA–2017–0120–0018.
PHMSA–2017–0120–0049.
PHMSA–2017–0120–0039.
PHMSA–2017–0120–0012.
PHMSA–2017–0120–0042.
PHMSA–2017–0120–0037.
PHMSA–2017–0120–0040.
PHMSA–2017–0120–0027.
PHMSA–2017–0120–0026.
PHMSA–2017–0120–0031.
PHMSA–2017–0120–0010.
PHMSA–2017–0120–0007.
PHMSA–2017–0120–0035.
PHMSA–2017–0120–0011.
PHMSA–2017–0120–0017.
PHMSA–2017–0120–0051.
PHMSA–2017–0120–0036.
PHMSA–2017–0120–0020.
PHMSA–2017–0120–0013.
PHMSA–2017–0120–0054.
PHMSA–2017–0120–0047.
PHMSA–2017–0120–0023.
PHMSA–2017–0120–0009.
PHMSA–2017–0120–0015.
PHMSA–2017–0120–0046.
PHMSA–2017–0120–0038.
PHMSA–2017–0120–0041.
PHMSA–2017–0120–0033.
PHMSA–2017–0120–0025.
PHMSA–2017–0120–0021.
PHMSA–2017–0120–0052.
PHMSA–2017–0120–0032.
PHMSA–2017–0120–0024.
PHMSA–2017–0120–0029.
PHMSA–2017–0120–0044.
PHMSA–2017–0120–0048.
PHMSA–2017–0120–0006.
PHMSA–2017–0120–0019.
PHMSA–2017–0120–0043.
PHMSA–2017–0120–0030.
risk to the public because at lower
temperatures non-normalized steel is
susceptible to brittle fractures, which
are far more likely to result in a
catastrophic failure and instantaneous
release of a tank car’s entire contents
than ductile fractures. AAR notes that
while a slow release of contents
generally has time to dissipate in the
atmosphere, an instantaneous release
from a catastrophic failure creates a
concentrated toxic cloud with potential
catastrophic consequences for the
nearby population.
PHMSA agrees with AAR’s safety
rationale for its recommendation of a
regulatory prohibition on the use of rail
tank cars with shells or heads
constructed of non-normalized steel for
transportation of PIH materials. Further,
PHMSA expects that a regulatory phaseout of these rail tank cars would
reinforce the voluntary phase-out of
legacy PIH tank cars pursuant to current
industry efforts. In 2008, PHMSA
considered mandating a 5-year phaseout of non-normalized steel tank cars in
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PIH service.7 However, in 2009, based
in part on statements from owners that
they were voluntarily phasing out such
tank cars, PHMSA declined to require
the phase-out but did require that
owners prioritize replacement of the
non-normalized steel tank cars from
their PIH fleets.8 Those voluntary efforts
have been memorialized in interchange
rules issued by AAR requiring
compliance with design standards or
operating conditions as a condition of
shipping hazardous materials by rail.
On April 7, 2017, AAR adopted an
interchange rule in Casualty Prevention
Circular (CPC)-1325 9 that implemented
a phase-out of these non-normalized
(legacy) steel tank cars in PIH service by
July 1, 2019. On July 27, 2018, AAR
revised CPC–1325 and re-issued it as
CPC–1336, but retained the phase-out
deadline for the non-normalized steel
tank cars,10 effective July 1, 2019.
Because AAR has already adopted a
phase-out schedule, there are no
additional costs associated with PHMSA
implementing a December 31, 2020,
date as a regulatory deadline. A more
detailed discussion of this economic
analysis can be found in the
accompanying Regulatory Impact
Analysis (RIA).
PHMSA received comments from
AAR, the Chemours Company
(Chemours), and a joint comment from
the American Chemistry Council (ACC),
the Chlorine Institute (CI), and The
Fertilizer Institute (TFI) in support of
the proposal to amend the HMR to
include a regulatory phase-out of the
use of pressurized tank cars constructed
from non-normalized steel for rail
transportation of PIH materials. These
associations represent major
stakeholders impacted by this change,
including the shippers who own or
lease the tank cars, and may bear the
cost of implementing any phase-out,
and the railroads who must transport
the freight under their obligations as
common carriers. PHMSA’s actions to
align the HMR with industry’s voluntary
phase-out the use of non-normalized
(legacy) steel tank cars in PIH service in
7 See
73 FR 17817 (April 1, 2008).
FR 1770 (Jan. 13, 2009).
9 CPCs are documents issued by AAR to its
members outlining requirements for the
transportation of hazardous materials by rail.
10 A piece of rail equipment, such as a tank car,
that does not meet AAR interchange standards is
effectively prohibited from movement on the U.S.,
Canadian, and Mexican freight rail system. The
AAR Tank Car Committee (TCC) initially developed
a phase-out schedule for non-normalized tank cars
in 2008 under AAR CPC–1187, which prohibited
the use of non-normalized tank cars after December
31, 2018. Prior to adoption of the final AAR
interchange phase-out requirements in CPC–1325,
AAR TCC solicited comments to amend CPC–1187
via CPC–1324.
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this final rule provide both shippers and
carriers with regulatory certainty on the
transportation of PIH materials by rail.
This regulatory certainty makes
transportation cost known to industry
and, more importantly, locks-in within
the HMR safety benefits from the
transportation of PIH materials by rail
achieved by industry’s voluntary efforts
to phasing-out the use of tank cars with
shells or heads constructed of nonnormalized steel.
Therefore, in this final rule, PHMSA
is revising § 173.31 to provide for a
regulatory phase-out non-normalized
steel rail tank cars for the transportation
of PIH materials by December 31, 2020.
2. Limited Quantity Shipments of
Hydrogen Peroxide
In its petition (P–1658), Steris
requests that PHMSA revise Column
(8A) of the HMT to make available the
limited quantity packaging exceptions at
§ 173.152 for ‘‘UN2014, Hydrogen
peroxide aqueous solution.’’ Steris notes
that the United Nations (UN)
Recommendations on the Transport of
Dangerous Goods: Model Regulations
(Model Regulations) authorize shipment
of limited quantities of UN2014
(Hydrogen peroxide). Steris contends
that this amendment would provide
economic and logistical consistency in
global transportation and facilitate
commerce for domestic companies
without adversely impacting safety.
PHMSA received no comments on this
proposed revision in the NPRM.
The HMR at subpart D of part 173
provides, among other provisions,
exceptions for some classes of
hazardous materials when shipped
under certain limited quantity
thresholds. However, while other
international standards and regulations,
such as the UN Model Regulations,
provide for the transport of UN2014 in
limited quantities (up to 60 percent
concentration), UN2014 is not
authorized a limited quantity exception
within the HMR as currently written.
PHMSA has considered the operational
experience in international
transportation of UN2014 pursuant to
the UN Model Regulations as well as in
the domestic transport of materials of
the same hazard class in limited
quantities as allowed by current HMR
exceptions and concluded that a limited
quantity exception should be extended
to UN2014 as well. PHMSA is unaware
of any characteristics of UN2014
(Hydrogen peroxide) making it uniquely
unsuitable for limited quantity
shipment when other hazardous
materials assigned the same hazard class
can be shipped in limited quantities.
Consequently, PHMSA expects that
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expanding the applicability of the
limited quantity exception to this
material will not adversely affect
safety—particularly as other HMR
requirements would still apply to assure
safe shipment of limited quantities of
UN2014 (Hydrogen peroxide). PHMSA
expects cost savings to be achieved from
this amendment to the HMR, as
extension of the limited quantity
exceptions to apply to another material
will reduce regulatory burdens on
regulated entities. However, since
limited quantity shipments within the
United States have not been authorized
for UN2014 (Hydrogen peroxide)
previously, there is inadequate domestic
data available to quantify the specific
cost savings that would result from this
change. A more detailed discussion of
the economic analysis can be found in
the accompanying RIA.
Therefore, in this final rule, PHMSA
is revising Column (8A) of the HMT for
‘‘UN2014, Hydrogen peroxide aqueous
solution’’ to allow limited quantity
packaging for this material by
referencing the exception in § 173.152.
3. Markings on Portable Tanks
In his petition (P–1666), William J.
Briner requests that PHMSA revise
§ 172.302(b)(2) of the HMR consistent
with section 5.3.2.0.2 of the IMDG Code
to allow a minimum height of 12 mm
(0.47 inches) for proper shipping name
markings on portable tanks with a
capacity of less than 3,785 L (1,000
gallons). The petitioner contends that
the revision would provide regulatory
flexibility for the size of markings on
portable tanks without adversely
impacting safety. PHMSA received no
comments on this proposed revision in
the NPRM.
As currently codified in the HMR,
§ 172.302(b)(2) requires markings on
portable tanks with capacity less than
3,785 L (1,000 gallons) to have a width
of at least 4.0 mm (0.16 inch) and a
height of at least 25 mm (1 inch).
Through its technical review of this
petition, PHMSA determined that
harmonizing the height of this marking
with that in the IMDG Code (12 mm)
would not cause a reduction in hazard
communication and, therefore, would
not have a negative effect on safety.
PHMSA expects that harmonizing this
requirement with international
standards would provide cost savings
and efficiencies in transportation;
however, PHMSA is unable to quantify
these potential cost savings as there is
no cost data on the savings gained from
using smaller markings and the number
of stakeholders affected. A more
detailed discussion of the economic
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analysis can be found in the
accompanying RIA.
Therefore, in this final rule, PHMSA
is revising § 172.302(b)(2) to allow a
minimum height of 12 mm (0.47 inches)
for proper shipping name markings on
portable tanks with a capacity of less
than 3,785 L (1,000 gallons).
4. Reconditioning of Metal Drums
In its petition (P–1670), the Reusable
Industrial Packaging Association (RIPA)
requests that PHMSA revise
§ 173.28(c)(1)(i) to require that labels be
substantially removed, rather than
completely removed, during the
reconditioning of metal drums. RIPA
states that a strict reading of the current
HMR requirement asks for an
impossible standard, as the full removal
of coatings and labels (including their
adhesive residues) is practically
impossible. RIPA justifies this request
by noting that current cleaning and
surface preparation processes have been
utilized for decades and, from its
standpoint, have never been considered
a safety issue.
In the NPRM, PHMSA responded to
P–1670 by proposing to allow tightly
adhering paint, mill scale, and rust to
remain on no more than 10 percent of
the surface area of a drum being
reconditioned. While supportive of
revising this section, RIPA notes in its
comments to the NPRM that the
proposed revision fails to achieve
PHMSA’s goal of allowing some coating
residue to remain on steel drums
provided safety is not compromised.
RIPA contends it is technically
impossible to meet a requirement that
entails the removal of 90 percent of
‘‘tightly adhering paint . . .’’ from the
entire surface area of every steel drum
and contends that the limit of 10
percent surface area for exterior coatings
is arbitrary and will be difficult to
enforce. Lastly, RIPA notes that mill
scale does not appear on metal used to
manufacture or recondition steel drums
and should be removed from the
proposed revisions to § 173.28(c)(1)(i).
Therefore, in its comments to the
NPRM, RIPA suggests that
§ 173.28(c)(1)(i) be revised to read,
‘‘Cleaning to base material of
construction, with all former contents,
internal and external corrosion
removed, and any external coatings and
labels sufficiently removed to expose
any metal deterioration which adversely
affects transportation safety.’’ RIPA
contends this will establish a workable
safety standard based upon adequate
removal of surface coating materials to
expose evidence of metal deterioration.
PHMSA received no other comments on
this proposed change to the HMR.
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After further consideration, PHMSA
agrees that identifying a specific
numeric threshold for sufficient removal
of coatings and labels to expose
deterioration is impracticable and
expects that the language RIPA suggests
in its comments to the NPRM will
appropriately address the issue by
ensuring external coatings and labels are
sufficiently removed to expose metal
deterioration that could adversely
impact transportation safety.
Furthermore, PHMSA expects cost
savings to be achieved through this
amendment, as it provides for a partial
relaxation of the requirements in the
HMR; however, PHMSA is unable to
quantify these potential cost savings
because it does not have data on the cost
differences between ‘‘removed’’ and
‘‘substantially removed’’ or the number
of persons affected. A more detailed
discussion of the economic analysis can
be found in the accompanying RIA.
Therefore, in this final rule, PHMSA
is revising § 173.28(c)(1)(i) to read,
‘‘Cleaning to base material of
construction, with all former contents,
internal and external corrosion
removed, and any external coatings and
labels sufficiently removed to expose
any metal deterioration that adversely
affects transportation safety.’’
5. Limited Quantity Harmonization
In its petition (P–1676), URS
Corporation requests that PHMSA revise
Column (8A) of the HMT to extend
exceptions allowing for shipment of
limited quantities of 45 additional
hazardous materials. URS Corporation
noted that the absence from the HMR of
limited quantity exceptions for those
materials is inconsistent with provisions
under various international standards
authorizing limited quantity shipment
of the same materials. URS Corporation
contends that this inconsistency
between domestic and international
standards regarding the limited quantity
exception for these 45 proper shipping
names causes confusion regarding the
pertinent regulatory requirements with
importing hazardous materials
shipments into the United States that
had been prepared as limited quantity
shipments under international
regulations.
As noted in the NPRM, PHMSA
conducted a technical review of the
petition and identified a total of 114
entries in the HMT—including the 45
listed in URS Corporation’s petition—
that are not in alignment with the UN
Model Regulations permitting limited
quantity shipment of hazardous
materials. In addition, PHMSA
determined that HMR treatment of 64 of
those 114 entries also diverged from the
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International Civil Aviation
Organization Technical Instructions for
the Safe Transport of Dangerous Goods
(ICAO Technical Instructions)
permitting limited quantity shipment of
hazardous materials. Further, in
reviewing the HMR, PHMSA
determined that these hazardous
materials currently without limited
quantity exceptions are of the same
hazard classes as materials for which
the HMR already contains an exception
allowing limited quantity shipment.
PHMSA expects that expanding the
applicability of the limited quantity
exception to these additional materials
would not adversely affect safety.
PHMSA is unaware of any
characteristics of the hazardous
materials at issue that makes them
uniquely unsuitable for limited quantity
shipment when the HMR authorizes
other hazardous materials assigned the
same hazard class to be shipped in
limited quantities. Consequently,
PHMSA expects that expanding the
applicability of the limited quantity
exception to other materials that are
within the same hazard class will not
adversely affect safety—particularly as
other HMR requirements would still
apply to assure safe shipment of limited
quantities of those materials. By way of
example, limited quantities of these
hazardous materials will still need to
display a conspicuous marking
indicating they are limited quantity
shipments pursuant to § 172.315, and
will still need to be packaged in
accordance with other requirements in
49 CFR part 173. The operational
experience of safe transportation of
limited quantities of these materials
pursuant to UN Model Regulations
provides additional evidence that
extension of the HMR’s limited quantity
exceptions to those materials will not
adversely affect safety. Furthermore,
PHMSA expects cost savings to be
achieved through this amendment, as it
provides exceptions to the requirements
in the HMR that impose compliance
burdens on regulated entities; however,
due to a lack of domestic data on these
types of shipments, PHMSA is unable to
quantify the specific cost savings that
would result from this change. A more
detailed discussion of the economic
analysis can be found in the
accompanying RIA.
The Council on Safe Transportation of
Hazardous Articles (COSTHA) and
International Vessel Operators
Dangerous Goods Association (IVODGA)
submitted comments to the NPRM in
support of this proposed revision, while
also noting that PHMSA overlooked one
listing in the HMT for harmonization.
The commenters explain that the HMT
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listing for ‘‘UN3170, Aluminum
smelting by-products or Aluminum
remelting by-products’’ includes a
change in Column (8A) from ‘‘None’’ to
‘‘151’’ for Packing Group (PG) II but
failed to revise the PG III entry. PHMSA
acknowledges that this was an oversight
and is revising the language in the HMT
to include ‘‘UN3170, Aluminum
smelting by-products or Aluminum
remelting by-products’’ PG III materials
in this final rule.
Therefore, in this final rule, PHMSA
is revising Column (8A) (exceptions) of
the HMT consistent with the UN Model
Regulations to allow an additional 114
hazardous materials entries to be
shipped as limited quantities under the
HMR. The complete list of hazardous
materials affected by this provision is in
the amendments to the HMT at the end
of this final rule.
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6. Mobile Refrigeration Units
put into service before June 1, 1991, or
if the MAWP is a result of upgrading
components.
As described in the RIA, although
PHMSA describes the nature of cost
savings associated with adoption of this
petition, PHMSA was unable to estimate
the cost savings with sufficient accuracy
to quantify them due to data
uncertainties. Therefore, in this final
rule, PHMSA is revising § 173.5b to
allow the continued use of certain
portable and mobile refrigerator systems
that meet the 250 psig service pressure
specification by removing the
prohibition on use of refrigeration
systems placed into service before June
1, 1991. Further, PHMSA, as of the
effective date of this final rule,
withdraws its September 28, 2017,
enforcement discretion regarding the
phase-out of mobile refrigeration
systems because it will no longer be
necessary.
In its petition (P–1677), the
International Institute of Ammonia
Refrigeration (IIAR) requests that
PHMSA revise § 173.5b to allow the
continued use of mobile refrigeration
units (which are commonly used by the
U.S. produce industry) that were placed
into service prior to 1991, provided they
are tested to a service pressure of 250
psig. PHMSA received no comments on
this proposed revision in the NPRM.
As currently written, § 173.5b(b)(6) of
the HMR requires that mobile
refrigeration systems placed into service
prior to June 1, 1991 be phased-out by
October 1, 2017; however, PHMSA
issued an enforcement discretion
memorandum 11 on September 28, 2017,
permitting the continued use of mobile
refrigeration units that are tested to a
service pressure of 250 psig. In its
technical review conducted in
connection with the Enforcement
Discretion Memorandum, PHMSA
determined there is no reduction in
safety by authorizing the continued use
of mobile refrigeration units that are
tested to a service pressure of 250 psig
because the purpose of § 173.5b is to
eliminate the use of systems with a
maximum allowable working pressure
(MAWP) of 150 psig. PHMSA
consequently incorporated that
conservatism within the Enforcement
Discretion Memorandum in the
proposed HMR amendments set forth in
the NPRM. The proposed amendment
would allow the system to be used if its
components are designed for a MAWP
of 250 psig regardless of whether it was
PHMSA received multiple petitions to
update CGA standards currently
incorporated by reference in § 171.7 of
the HMR. These petitions include:
• Petition P–1679. CGA requests that
PHMSA incorporate by reference CGA
C–6.3, ‘‘Standard for Visual Inspection
of Low Pressure Aluminum Alloy
Cylinders, 2013, Third Edition’’ 12 into
§ 171.7 to replace the outdated reference
to the First Edition of this standard
published in 1991. This publication is
an industry standard governing periodic
inspection of aluminum alloy
compressed gas cylinders with service
pressures of 500 psi (3450 kPa) or less.
Notable changes from the previous
edition consist of updating HMR
citations and changing the
characterization of the document from a
‘‘guideline’’ to a ‘‘standard.’’
• Petition P–1680. CGA requests that
PHMSA incorporate by reference CGA
S–7, ‘‘Method for Selecting Pressure
Relief Devices for Compressed Gas
Mixtures in Cylinders, 2013, Fifth
Edition’’ into § 171.7 to replace the
outdated reference to the Fourth Edition
of this standard published in 2005. This
industry standard governs methods for
selecting pressure relief devices (PRDs)
for compressed gas mixtures packaged
in cylinders having water capacities of
1000 lb (454 kg) or less. Notable changes
from the previous edition of this
document includes revising reference
temperatures, changing the
11 Enforcement Discretion Memorandum for
Mobile Refrigeration Units—https://
www.regulations.gov/document?D=PHMSA-20160085-0004.
12 The previous edition of this document was
titled, ‘‘Guidelines for Visual Inspection and
Requalification of Low Pressure Aluminum
Compressed Gas Cylinders, 1991, First Edition.’’
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Standards
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characterization of this document from
a ‘‘publication’’ to a ‘‘standard,’’ and
expanding its scope to address PRDs for
five additional gases.
• Petitions P–1684 and P–1693. In
two separate petitions, Worthington
Cylinders and CGA request that PHMSA
incorporate by reference CGA C–11,
‘‘Practices for Inspection of Compressed
Gas Cylinders at Time of Manufacture,
2013, Fifth Edition’’ into § 171.7 to
replace the outdated reference to the
Third Edition of this standard published
in 2001. These petitions also request
revisions to § 178.35(b) and (c) to refer
to CGA C–11. This updated publication
outlines best practices for inspection of
cylinders consistent with industry
practice and clarifies the parameters of
inspector actions when inspecting
compressed gas cylinders.
• Petition P–1694. CGA requests that
PHMSA incorporate by reference CGA
C–6.1–2013, ‘‘Standards for Visual
Inspection of High Pressure Aluminum
Compressed Gas Cylinders’’ into § 171.7
to replace the outdated reference to the
Fourth Edition of this standard
published in 2002. This standard was
developed for the visual inspection of
aluminum alloy compressed gas
cylinders with service pressures of 1800
psi (12410 kPa) or greater. Notable
changes from the previous edition of
this publication include new guidelines
for the use of ultrasonic inspection (UE),
and incorporation by reference of
another CGA publication (CGA Safety
Bulletin 22 Aluminum Cylinders—
Guidelines for Heat Exposure) for use
with aluminum cylinders.
PHMSA evaluated the recommended
CGA standards as part of its technical
review of these petitions. In each
instance, PHMSA compared the two
editions—the edition currently
incorporated by reference in the HMR
and the update edition proposed to be
incorporated by the petitioner—for any
changes or substantial revisions.
PHMSA found only non-substantial
revisions during that review and
determined that they would not result
in a reduction in safety. Moreover,
insofar as the revisions in the updated
CGA standards reflect lessons learned
from operational experience and best
practices developed since the earlier
standards were placed in effect,
incorporation of those updated
standards could promote safety. There
were no quantifiable cost savings
identified, as these revisions to the CGA
standards incorporated by reference are
primarily technical in nature and are
not expected to have a material effect on
the cost of business. A more detailed
discussion of the economic analysis can
be found in the accompanying RIA.
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PHMSA received comments from
CGA, COSTHA, and Gentry
Investigative Service (GIS) in support of
this proposal. However, in its comment,
GIS notes that there are newer editions
of the CGA publications and suggests
that these editions should be
incorporated as part of this final rule.
Although PHMSA acknowledges that
newer editions have been recently
developed, PHMSA declines to
incorporate by reference in this
rulemaking newer editions of CGA
documents. PHMSA has yet to evaluate
those more recent editions, which were
not proposed in the HM–219C NPRM.
PHMSA, however, encourages industry
to petition PHMSA to include any
newer edition of incorporated-byreference publications as desired and
supported by technical analysis within
those petitions.
Therefore, in this final rule, PHMSA
is updating CGA standards incorporated
by reference in § 171.7 of the HMR as
proposed in the NPRM.
8. Special Provision for Explosives
In its petition (P–1681), IME requests
that PHMSA remove special provision
103 from § 172.102 and from Column (7)
of the HMT for the following entries:
‘‘UN0361, Detonator assemblies, nonelectric, for blasting’’; ‘‘UN0365,
Detonators for ammunition’’; ‘‘UN0255,
Detonators, electric, for blasting’’; and
‘‘UN0267, Detonators, non-electric, for
blasting.’’ IME explains that this change
would harmonize the HMR with the UN
Model Regulations, and would enhance
continuity when transporting these
materials domestically and
internationally. PHMSA proposed these
changes in the NPRM and PHMSA
received comments in support from
IME, Owen Compliance Services, and
COSTHA.
Special provision 103 restricts
classification of detonators as Division
1.4B if they are shipped in packages
containing more than 25 grams of net
explosive mass that could be involved
in a limited propagation explosion.
However, the UN Model Regulations
contain no quantified mass restriction
for the same materials: rather, they
require only that detonators must pass
the tests prescribed by the UN Manual
of Tests and Criteria (MTC)—in this
case, the UN Test Series 6
requirements—to be classified as
Division 1.4B. The UN MTC contains
the criteria, test methods, and
procedures used for the classification of
dangerous goods (i.e., hazardous
materials) per the provisions of UN
Model Regulations to ensure an
appropriate level of safety, and
demonstrate whether exposure of the
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material to fire or explosion during
shipment conditions will result in a
mass detonation of the material. Only
those detonators that successfully pass
tests prescribed for Division 1.4B may
be classed in this hazardous materials
category.
PHMSA agrees that the removal of
special provision 103 would harmonize
with the international regulations and
would have no negative impact on
safety. Special provision 103 is
outdated, as the HMR has since aligned
its classification methodologies with the
UN performance-based classification
method to improve harmonization with
the internationally-accepted system for
the classification of explosives. Finally,
the operational experience of safe
transportation of these materials
pursuant to UN Model Regulations
provides further evidence that the
amendments to the HMR as proposed
will not adversely affect safety—
particularly as other HMR requirements
would still apply to assure safe
shipment. However, since special
provision 103 is no longer widely used,
PHMSA does not expect there would be
any quantifiable cost savings. A more
detailed discussion of the economic
analysis can be found in the
accompanying RIA.
Therefore, in this final rule, PHMSA
is removing the references to special
provision 103 from four entries in
Column (7) (Special provisions) of the
HMT, and removing special provision
103 from § 172.102 altogether.
9. Safety Devices
In its petition (P–1683), the Ford
Motor Company requests that PHMSA
remove the word ‘‘None’’ from Column
(8A) of the HMT for the proper shipping
name ‘‘UN0503, Safety Devices,
pyrotechnic’’ and replace it with ‘‘166,’’
which would allow for the packaging
exceptions currently authorized for
other safety devices in § 173.166.
PHMSA proposed this revision in the
HM–219C NPRM. PHMSA separately
published a notice of request for
information (RFI) in the Federal
Register soliciting information and data
from stakeholders regarding the
classification, testing, and conditions for
transportation relevant to the potential
classification of safety devices.13 To
13 85 FR 35368 (June 9, 2020). PHMSA has
continued to see advancements in technologies for
articles containing hazardous materials; those
advancements have been the subject of requests for
approvals or special permits for transportation as
safety devices (UN0503 and UN3268). As such,
PHMSA is, in the RFI, requesting information or
data from stakeholders regarding the classification,
testing, and conditions for transportation of these
devices requesting an approval to be classified as
safety devices.
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ensure a more fulsome safety analysis of
the HMR amendments requested in P–
1683, PHMSA is not adopting the
amendments proposed in the NPRM at
this time and may instead consider
them in a future rulemaking that could
be informed by the information and data
received in response to the RFI.
10. Alternative Reports for Cargo Tanks
In its petition (P–1685), Polar Service
Systems requests that PHMSA revise
§ 180.417(a)(3) to remove the words
‘‘manufactured before September 1,
1995,’’ thereby allowing an alternative
report in lieu of obtaining the
manufacturers certificate of compliance
for cargo tanks manufactured after
September 1, 1995. The petitioner notes
that there is no provision to allow for
the use of alternative reports when a
certificate of compliance is unavailable
for cargo tanks manufactured after
September 1, 1995,14 and explains that
some cargo tank manufacturers have
gone out of business in the past 25
years, making it impossible for a tank
owner to obtain a missing certificate of
compliance from these manufacturers.
Therefore, these alternative reports
would replace a missing certificate of
compliance for cargo tanks
manufactured after September 1, 1995.
PHMSA received no comments on this
proposed revision in the NPRM.
PHMSA’s technical review of the
petition determined there are challenges
in maintaining the required
documentation for cargo tanks and cargo
tank motor vehicles when cargo tank
manufacturers are no longer in business.
This is true irrespective of the
timeframe set forth in § 180.417.
Further, PHMSA does not expect there
would be a reduction in safety in
allowing alternative reports for cargo
tanks manufactured after September 1,
1995, because the testing and
recordkeeping requirements that
PHMSA would demand in those
alternative reports provide much of the
same information that would be in a
manufacturer’s certificate. Further,
PHMSA’s experience administering the
alternative reporting requirement under
existing HMR provisions demonstrates
that extension of this compliance
flexibility to additional cargo tanks
would not adversely affect safety.
Similarly, this amendment is not
expected to result in any material cost
to industry; rather, cargo tanks
manufactured after September 1, 1995,
with useful life remaining would not be
forced out of service, thereby saving
regulated entities the cost of
replacement. A more detailed
14 See
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discussion of the economic analysis can
be found in the accompanying RIA.
Therefore, in this final rule, PHMSA
is revising the language in
§ 180.417(a)(3) to allow for alternative
reports when a manufacturer’s
certificate is not available regardless of
the date of manufacture of the cargo
tank.
11. Weight Tolerances for Paper
Shipping Sacks
In its petition (P–1688), the Paper
Shipping Sack Manufacturers
Association requests that PHMSA
amend § 178.521 to revise the basis
weight tolerances for liners and
mediums used in the manufacture of
multi-wall shipping sacks from ±5
percent to ±10 percent from the nominal
basis weight reported to PHMSA in the
initial design qualification test. The
petitioner explains that multi-wall sacks
are manufactured on the same or
technically equivalent machines that
manufacture the liners for fiberboard
boxes and further notes that PHMSA
revised the basis weight tolerances from
±5 percent to ±10 percent for fiberboard
boxes in the HM–219A final rule.15
PHMSA notes that the petitioner is
correct in that the paper used to
manufacture multi-wall shipping sacks
is made on the same or similar
machines as those used to make
fiberboard boxes. Given the technical
data presented in the petition, which
included linerboard drop and dynamic
compression tests, PHMSA concluded
that a small reduction (or a nearly
infinite increase) in basis weight of the
paper used in manufacturing fiberboard
boxes would not affect the safety of the
packaging, and PHMSA expects that
multi-wall shipping sacks—made of
similar materials and manufactured on
the same or technically equivalent
machines—will behave similarly such
that there will be no adverse impact to
safety. Furthermore, PHMSA estimates
the total potential annualized cost
savings to the industry of between
$20,000 and $200,000. A more detailed
discussion of the economic analysis can
be found in the accompanying RIA.
PHMSA received one comment from
David Carlson in support of this
proposal. However, in addition to his
support, Mr. Carlson requested that
PHMSA extend a similar provision to
11G packagings in this final rule.
PHMSA notes that 11G packagings were
not discussed in the NPRM, and while
there may be merits to this proposed
revision, PHMSA has not conducted a
technical analysis of that proposal and
is not adopting it at this time. PHMSA
15 83
FR 55792 (Nov. 7, 2018).
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would like to allow further stakeholder
engagement and opportunity to
comment on any proposed changes
before making this specific
determination. The commenter is
encouraged to petition PHMSA with
supporting data to include 11G
packagings in a future rulemaking.
Therefore, based on its technical
analysis showing no negative impact on
safety, PHMSA is amending § 178.521 to
revise the nominal basis weight reported
in the initial design qualification test
report from ±5 percent to ±10 percent.
12. Markings on Closed Transport
Containers
In its petition (P–1690), Matson
requests that PHMSA amend
§ 173.308(d)(3) to remove the
requirement for a warning to be placed
on the access door of a closed transport
vehicle or a closed freight container
when lighters are transported by vessel.
Matson explains that the IMDG Code
does not require a similar warning,
thereby noting inconsistencies between
the HMR and the international
requirements that could cause confusion
regarding the pertinent requirements
governing international shipments.
PHMSA received one comment from
IVODGA in support of this proposal.
The petitioner is correct in that the
current HMR requirement is
inconsistent with the IMDG Code. The
IMDG Code does not require this
additional marking and has not
experienced an appreciable adverse
safety impact. PHMSA is, further,
unaware of a compelling safety
justification for requiring the marking—
particularly as other HMR hazard
communication requirements (such as
transport documents and container
placards) would remain operative even
if the amendment is adopted. In
addition, the amendment would
improve the internal consistency of the
HMR, which does not impose the same
restriction on other packages containing
a Division 2.1 flammable gas as it does
packages composed of lighters
containing Division 2.1 flammable
gasses. Furthermore, while PHMSA was
unable to quantify any specific cost
savings associated with this
amendment, no costs are anticipated. A
more detailed discussion of the
economic analysis can be found in the
accompanying RIA.
Therefore, based on its technical
analysis, PHMSA is amending
§ 173.308(d)(3) to remove the
requirement for vessel transport of a
closed transport vehicle or freight
container to display the warning mark
‘‘WARNING—MAY CONTAIN
EXPLOSIVE MIXTURES WITH AIR—
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KEEP IGNITION SOURCES AWAY
WHEN OPENING’’ on the access door.
13. Finalization of the HM–246 Tank
Car Standard
In a joint petition (P–1691), AAR, CI,
ACC, TFI, and the Railway Supply
Institute (RSI) request that PHMSA
revise §§ 173.314(c) and 173.244(a)(2) of
the HMR to convert ‘‘interim’’ rail tank
car specifications to ‘‘final’’ tank car
specifications. The interim tank car
specifications were issued as part of the
HM–246 final rule titled, ‘‘Hazardous
Materials: Improving the Safety of
Railroad Tank Car Transportation of
Hazardous Materials’’ 16 to be used for
rail tank cars transporting PIH materials
until PHMSA issued a permanent
standard. The petitioners note that the
PIH tank cars built in compliance with
the HM–246 interim specifications have
performed well and with no noteworthy
safety concerns.
The HM–246 final rule prescribed
enhanced safety measures for PIH
materials transported in rail tank cars.
These safety measures include stronger
tanks made from normalized steel and
capable of withstanding higher tank test
pressures, fittings, tank head-puncture
resistance protection, and thermal
protection for some commodities. The
HM–246 final rule was the result of
industry consensus that an updated
regulatory standard was necessary to
improve accident survivability, even as
research continued to develop a longterm PIH tank car specification.
Following publication of the HM–246
final rule and adoption of the interim
specifications, the Advanced Tank Car
Collaborative Research Program
(ATCCRP) 17 suggested the HM–246
interim specifications provide
significant safety improvements over
legacy designs and noted a scarcity of
other feasible options beyond the
interim specifications. In addition,
conclusions from various ATCCRP
projects provide scientific support to
make the interim specifications
permanent. Conclusions resulting from
these safety research efforts, as reported
by ATCCRP, include:
• The interim specifications provide
significant improvement in accident
16 74
FR 1769 (Jan. 13, 2009).
ATCCRP coordinates research efforts to
enhance the safety and security of rail tank car
shipments of toxic-by-inhalation hazard (TIH)
materials. It is a joint effort comprised of shippers
of tank cars carrying TIH materials (represented by
ACC, CI, and TFI); railroads that transport
hazardous materials (represented by AAR); and rail
tank car builders and lessors (represented by RSI).
For more information, see https://
tankcarresourcecenter.com/wp-cojntent/uploads/
2017/11/ATCCRP-Research-Background-2016.pdf.
17 The
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survivability over the legacy designs
(i.e., legacy specifications); and
• No design feature or material was
identified that would provide a
significantly greater level of
improvement, or would be a reasonable
alternative (from an economic or
manufacturability standpoint) that
should be required industry-wide.
PHMSA received comments to the
HM–219C NPRM from AAR, The Dow
Chemical Company, Chemours, and a
joint comment from ACC, CI, and TFI in
support of this proposal. These
commenters noted that by redesignating the HM–246 specifications
as permanent, PHMSA will provide
regulatory certainty to the stakeholder
community that an ‘‘interim’’ standard
cannot. In its comment, AAR
recommended that PHMSA coordinate
with Transport Canada (TC) to assign a
unique designator when translating the
interim tank car specifications into
permanent tank car specifications.
PHMSA agrees with AAR and
collaborated with TC during the final
rule drafting stage to assign a unique
designator to denote those permanent
tank car specifications. This unique
identifier will help ensure that tank cars
used to transport PIH materials built to
the permanent specifications can more
easily move between the United States
and Canada without encountering
delays.
PHMSA’s technical review of this
petition determined that the HM–246
compliant rail tank cars have an
established safety record with no major
incidents attributed to the tank car
design. As explained by ATCCRP and
discussed at greater length in Section
IV.14. (Phase-out of Non-HM–246
Compliant Rail Tank Cars), the HM–246
interim specifications represent a
substantial safety improvement over
legacy tank cars in PIH service. This
amendment is not expected to result in
any new material costs to industry. Any
costs associated with phasing out legacy
tank cars result from the decision by
AAR to utilize interchange agreements
to mandate retirement of these cars from
PIH service by the date (December 31,
2027) specified in CPC–1336; this final
rule would align the HMR with those
industry efforts. A more detailed
discussion of this economic analysis can
be found in the accompanying RIA.
Therefore, in this final rule, PHMSA
is amending §§ 173.314(c) and
173.244(a)(2) of the HMR to make the
HM–246 rail tank car specifications
permanent for the transportation of PIH
materials and is assigning the unique
identifier of ‘‘DOT–105H600W’’ for
HM–246 tank cars transporting PIH
materials by rail.
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14. Phase-Out of Non-HM–246
Compliant Rail Tank Cars
In its petition (P–1692), AAR requests
that PHMSA amend § 173.31 to adopt a
6-year phase-out for PIH rail tank cars
that do not meet the interim HM–246
specifications as implemented in the
HM–246 final rule published on January
13, 2009. Specifically, AAR argues that
collaborative research undertaken by
industry and government partners
(through ATCCRP) has confirmed that
HM–246 specification cars have the
highest accident survivability rate over
other designs and are the most feasible
available technology to transport PIH
materials.
In 2006, after several major PIH rail
tank car accidents, AAR began to release
a series of CPCs that mandated the use
of a safer design for tank cars that
transport PIH materials. On March 31,
2008, AAR published CPC–1187, which
implemented design specifications for
tank cars used in PIH service and
included a 10-year phase-out schedule
for tank cars that did not meet the CPC–
1187 specifications. According to CPC–
1187, non-compliant tank cars would
not be accepted for interchange after
December 31, 2018. PHMSA published
an NPRM 18 proposing revisions to the
HMR to improve the crashworthiness
protection of rail tank cars designed to
transport PIH materials on April 1, 2008
and later issued a final rule establishing
the interim HM–246 specifications in
January 13, 2009. The interim HM–246
specifications effectively adopted AAR’s
CPC–1187 tank car specifications for the
transportation of PIH materials until
further research could be completed on
enhanced tank car specifications.
In the HM–246 NPRM, PHMSA
considered adopting a phase-out of tank
cars that did not meet the proposed
interim specifications. However,
PHMSA did not codify a phase-out
timeline in the final rule, stating
‘‘[a]lthough PHMSA continues to expect
that an accelerated phase-out of these
cars is justified, PHMSA recognizes the
voluntary efforts already underway by
many fleet owners to phase out these
cars, in many cases on schedules more
aggressive than the five-year deadline
proposed in the NPRM.’’ 19 Instead, the
HM–246 final rule adopted the interim
tank car specifications; subsequently,
AAR suspended CPC–1187 until new
tank car specifications could be
finalized and suspended the December
2018 retirement deadline for noncompliant tank cars.
As discussed in the previous subsection (‘‘Finalization of the HM–246
18 73
19 74
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Tank Car Standard’’), research
conducted under the ATCCRP has since
demonstrated that the HM–246 interim
tank car specifications provide
significant improvements in
survivability and there is no reason to
expect a different design would provide
a significantly greater level of
improvement. However, despite initial
indications in 2009 that voluntary
efforts would result in an accelerated
phase-out of those tank cars in PIH
service that failed to comply with the
HM–246 interim specifications, the
industry had not adopted a voluntary
phase-out schedule as of December 2016
that would eliminate such tank cars
from PIH service.
On December 16, 2016, AAR
submitted its petition (P–1692)
requesting that PHMSA adopt a 6-year
phase-out for PIH rail tank cars that do
not meet the interim specifications as
implemented in the HM–246 final rule
published on January 13, 2009. AAR
argued that collaborative research
undertaken by industry and government
partners (through ATCCRP) over the last
7 years had confirmed that HM–246
specification cars have the highest
accident survivability rate over other
designs and are the most feasible
technology to transport PIH materials.
Before PHMSA completed its review
of P–1692, AAR adopted CPC–1325 in
April 2017, which implemented a
mandatory phase-out by July 1, 2023, of
any tank car in PIH service that does not
comply with the HM–246 interim
specifications. Prior to AAR’s adoption
of CPC–1325, TFI commented to the P–
1692 docket 20 that it opposed
implementation of the July 1, 2023,
phase-out schedule. TFI contended that
DOT has sole authority over hazardous
materials packaging and that because
AAR’s adoption of the phase-out
schedule was done without performing
an economic analysis, it was impossible
to estimate the full extent of its potential
costs or benefits.
Similar comments were relayed to
PHMSA by a group of shipper
associations during a January 13, 2017
meeting.21 AAR met with PHMSA and
the Federal Railroad Administration
(FRA) on August 1, 2017, during which
AAR suggested its phase-out schedule
did not conflict with DOT regulations
and that the phase-out schedule was
intended to remove an older, less-safe
20 Docket No. PHMSA–2016–0165, available at
www.regulations.gov.
21 Attendees included representatives from TFI,
ACC, CI, and API. Meeting Notes from the Listening
Session for Petitions P–1678 and P–1692, available
at https://www.regulations.gov/
document?D=PHMSA-2016-0165-0007.
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car design from PIH service.22 PHMSA
later notified AAR on December 7, 2017,
that it was accepting P–1692 and would
conduct a ‘‘safety and policy review that
will aid in determining whether the
HMR should mandate a phase-out
period and, if so, what period would
ensure safety and protect the public
interest.’’ 23
On July 27, 2018, AAR revised CPC–
1325 and re-issued it as CPC–1336,
extending the phase-out schedule for
non-HM–246 compliant tank cars from
6 years (July 1, 2023) to 10 years
(December 31, 2027). On August 15,
2018, the railroads (represented by
AAR) and a group of leading PIH
material shippers (represented by ACC,
CI, and TFI) submitted a joint comment
to P–1692 proposing a phase-out date of
December 31, 2027, for all non-HM–246
specification rail tank cars. The
December 31, 2027, phase-out date is in
lieu of the 6-year timeline requested in
AAR’s original petition. The joint
commenters met with PHMSA on
September 6, 2018, and urged PHMSA
to act quickly in completing a
rulemaking that would adopt the
petition’s proposed 10-year phase-out
timeline.24 The joint commenters
contend that codifying the phase-out in
the HMR would improve safety and
increase market certainty. PHMSA in
the NPRM proposed revision of the
HMR to adopt the joint commenters’
December 31, 2027 deadline. PHMSA
received no adverse comments in
response to that NPRM proposal.
PHMSA received comments in support
of this proposal from AAR, the Dow
Chemical Company, Chemours, and a
joint comment by ACC, CI, and TFI.
PHMSA expects the phase-out of
legacy rail tank cars for PIH service will
have a positive impact on safety because
they would be replaced with more
robust tank cars for use in the
transportation of PIH materials and
because regulatory certainty could foster
market certainty. In the NPRM, PHMSA
proposed a phase-out deadline of
December 31, 2027; however, the phaseout will go into effect under mandatory
railroad interchange rules regardless of
whether PHMSA adopts this date into
regulation. As a result, there is no cost
associated with PHMSA promulgating
this date as a regulatory deadline for the
22 AAR Presentation on Tank Car Phase Out and
TCC Authority from August 1, 2017, available at
https://www.regulations.gov/document?D=PHMSA2016-0165-0011.
23 P–1692 Acceptance Letter, available at https://
www.regulations.gov/document?D=PHMSA-20160165-0012.
24 Meeting Summary, available at https://
www.regulations.gov/document?D=PHMSA-20160165-0014.
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phase-out. A more detailed discussion
of the economic analysis can be found
in the accompanying RIA.
As such, PHMSA is codifying the
phase-out of all non-HM–246 rail tank
cars for use in the transportation of PIH
materials. PHMSA’s actions in this final
rule provide both shippers and carriers
with regulatory certainty on the
transportation of PIH materials by rail.
This regulatory certainty makes
transportation cost predictable to
industry and—more importantly—locksin safety benefits associated with
industry’s movement to phase-out nonHM–246 tank cars in the transportation
of PIH materials by rail.
Therefore, PHMSA is revising
§ 173.31 to phase-out all non-HM–246
rail tank cars for the transportation of
PIH materials by December 31, 2027, to
align with the agreed upon phase-out
dates between AAR and leading PIH
material shippers.
15. Allow Non-RCRA Waste To Use Lab
Pack Exception
In its petition (P–1695), Veolia
requests that PHMSA amend § 171.8 by
adding a definition of ‘‘waste material’’
to allow for all waste material to be
managed in accordance with the lab
packs exception and associated
paragraphs in § 173.12, regardless of
whether it meets the definition of a
‘‘hazardous waste’’ in EPA regulations
implementing RCRA at 40 CFR 261.3.
The ‘‘lab pack exception’’ for waste
under § 173.12(b) provides for
exceptions from some HMR packaging
requirements (such as those pertaining
to chemical constituent marking and
specification packaging requirements for
combination packages) to facilitate
transportation for disposal of certain
waste materials when shipped in
packages satisfying packaging
requirements identified in that section.
The petitioner notes that PHMSA has
stated in a letter of interpretation (16–
0099) 25 that this exception only applies
to ‘‘hazardous wastes’’ as defined by
EPA’s regulations implementing RCRA;
amendment of the HMR to make the lab
pack exception in § 173.12 more broadly
available to ‘‘waste materials’’ would
provide regulatory relief in the disposal
and recovery of hazardous materials.
PHMSA received comments from Veolia
and COSTHA in support of this
proposal.
PHMSA’s technical review of the
petition supports the petitioner’s
interpretation. Neither the regulatory
text nor the preamble of the December
25 PHMSA Letter of Interpretation, Reference No.
16–0099, available at https://www.phmsa.dot.gov/
regulations/title49/interp/16-0099.
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21, 1990 final rule codifying § 173.12(b)
indicate the lab pack exception is
limited to ‘‘hazardous wastes’’ as that
term is defined under the EPA’s RCRA
regulations.26 PHMSA expects that
making all waste material eligible for
the lab pack exception would not lead
to a reduction in safety because waste
materials present no greater hazard than
materials defined as a hazardous waste
according to the EPA’s RCRA
regulations. Further, insofar as the lab
pack exception would make it easier for
regulated entities without sophisticated
compliance programs, or limited storage
space, to dispose of waste consistent
with the HMR, the final rule could
improve safety. In addition, there are no
costs expected based on this revision.
Extension of the lab pack exception
offers additional flexibility for
transporting waste materials; it does not
increase compliance costs or changes to
how waste material is handled. A more
detailed discussion of the economic
analysis can be found in the
accompanying RIA.
Therefore, in this final rule, PHMSA
is adding a definition of ‘‘waste
material’’ to allow for all waste material
to be managed in accordance with the
lab packs exception and associated
paragraphs in § 173.12.
16. Incorporation of ASME Code
Sections II, V, VIII, and IX
In its petition (P–1700), Trinity
Containers requests that PHMSA
incorporate by reference the 2017
edition of the ASME BPVC Sections II
(Parts A and B), V, VIII (Division 1), and
IX into § 171.7(g)(1) of the HMR. The
ASME BPVC is a consensus industry
standard for the design and construction
of boilers and pressure vessels.
Significant revisions to the relevant
portions of the ASME BPVC introduced
in the 2017 edition include the
following:
• ASME BPVC Section II, Part A:
Incorporation of 25 new American
Society for Testing and Materials
(ASTM) and 7 new international
specifications authorized in connection
within ferrous material within ASMEcompliant boilers and pressure vessels;
• ASME BPVC Section II, Part B:
Incorporation of 10 new ASTM
specifications authorized for use in
connection with non-ferrous material
within ASME-compliant boilers and
pressure vessels;
• ASME BPVC Section V:
Incorporation of 19 new ASTM
specifications providing for ASMEcompliant methodologies in conducting
non-destructive examination of boilers
26 See
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and pressure vessels, as well as
revisions of existing standards
pertaining to acoustic emissions testing
and block calibration;
• ASME BPVC Section VIII, Division
1: Revision of existing specifications for
the construction of pressure vessels to
expand coverage of openings and quickaction/actuation closures, clarify
guidelines on performance of manual
and automated ultrasonic testing, and
provide new procedural pathways for
manufacturers to obtain ASME
certifications; and
• ASME BPVC Section IX: Revision of
existing specifications for welding,
brazing and fusing qualifications to
expand acceptable testing methods and
clarify welder personnel qualification
requirements.
The petitioner contends that without
regulatory amendment, ASME
certificate holders would be obliged to
comply with obsolete industry
standards for manufacturing cargo
tanks, non-specification tanks, and
implements of husbandry to the ASME
BPVC referenced in § 171.7(g)(1).
PHMSA received comments on this
proposal from Global Transport Tank
Consultants (GTTC), GIS, and NJP
Engineering. GTTC requests that
PHMSA clarify which sections are being
updated and whether the updated
ASME BPVC Section VIII, Division 1
‘‘Design Margin’’ would be applicable to
any of the cargo tank packaging
‘‘designed’’ to the requirements of
ASME BVCP Section VIII, Division 1. In
addition, GTTC asks if it was PHMSA’s
intention to require the repair of ASME
‘‘marked’’ packaging to meet the
requirements of the 1992 edition of the
National Board Inspection Code (NBIC)
currently incorporated by reference in to
HMR. GTTC and GIS request that
PHMSA incorporate the 2019 editions of
the ASME BPVC and the NBIC since
they are currently available.
NJP Engineering supports the HMR
amendments proposed in the NPRM but
requests correction of an alleged
oversight by PHMSA in incorporating
the 2015 edition of the ASME BPVC.27
NJP Engineering notes that the ASME
BPVC standard contains a requirement
for a 6 percent knuckle radius on
torispherical heads that is the subject of
exception in three places (see
§§ 178.346–1(d)(8), 178.347–1(d)(8), and
178.348(e)(2)(viii)) within the HMR.
These HMR exceptions reference
standard ASME BPVC standard UG–
32(e) and were added to the HMR in
response to the incorporation of the
previous 1998 edition of the ASME
BPVC. However, prior to the
27 See
81 FR 25613 (Apr. 29, 2016).
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incorporation of the 2015 edition,
ASME removed paragraph (b) from UG–
32, resulting in the re-designation of the
former UG–32(e) as UG–32(d). NJP
Engineering seeks clarification that it
was PHMSA’s intention to retain those
exceptions and recommends that ‘‘UG–
32(e)’’ be replaced with ‘‘UG–32(d)’’
accordingly.
In this final rule, PHMSA is
incorporating by reference the 2017
editions of the ASME BPVC Section II,
Part A (Ferrous Materials
Specifications); Section II, Part B
(Nonferrous Material Specifications);
Section V (Nondestructive
Examination); Section VIII, Division 1
(Rules for Construction of Pressure
Vessels Division); and Section IX
(Welding, Brazing, and Fusing
Qualifications). PHMSA’s technical
review of P–1700 determined that the
HMR’s incorporation by reference of the
obsolete 2015 edition of the ASME
BPVC could induce confusion among
stakeholders about the controlling
edition of the ASME BPVC. PHMSA
agrees with the petitioner that adopting
the updated edition would help ensure
that the HMR remains consistent with
the best practices used by the industry.
The design margin(s) in the HMR for
DOT specification cargo tanks remain as
currently authorized; 28 this rulemaking
does not authorize the ‘‘design margin’’
described in the 2017 edition of the
ASME BPVC Sections II (Parts A and B),
V, VIII (Division 1), and IX into the
HMR for DOT specification cargo tanks,
even as it would apply to specification
portable tanks. This distinction was
clarified in a letter of interpretation (17–
0083 29) published in response to
PHMSA’s incorporation by reference of
the 2015 edition of the ASME BPVC
Section VIII Division. This rulemaking
did not consider incorporating the
updated NBIC; however, the 2017
edition is under review currently as part
of the HM–241 30 rulemaking. The 1992
edition of the NBIC currently
incorporated by reference into the HMR
will remain in effect for the repair of
ASME packagings manufactured in
accordance with the HMR. PHMSA will
retain the exceptions in §§ 178.346–
1(d)(8), 178.347–1(d)(8), and
28 The ASME design margin does not apply to
DOT specification cargo tanks because of the
structural integrity sections in part 178, which
specify alternative design margins. In contrast, the
ASME design margin applies to portable tanks as
the HMR contains no exception allowing the use of
an alternative design margin.
29 PHMSA Letter of Interpretation Reference No.
17–0083, available at https://www.phmsa.dot.gov/
regulations/title49/interp/17-0083.
30 See Spring 2020 Unified Agenda at https://
www.reginfo.gov/public/do/
eAgendaViewRule?pubId=202004&RIN=2137-AE58.
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178.348(e)(2)(viii), and agrees that ‘‘UG–
32(e)’’ should be replaced with ‘‘UG–
32(d)’’ provisions. PHMSA is making an
additional editorial change to the HMR
to update the references to UG–32 as
recommended by NJP Engineering.
PHMSA expects that the cost-savings
associated with P–1700 would be
modest. A more detailed discussion of
this economic analysis can be found in
the accompanying RIA.
17. Import of Foreign Pi-Marked
Cylinders
In its petition (P–1701), CGA requests
that PHMSA modify §§ 171.23, 173.302,
and 173.304 to permit the transportation
of filled pi-marked foreign pressure
receptacles in compliance with
applicable requirements of the European
Agreement Concerning the International
Carriage of Dangerous Goods by Road
(ADR) and EU Directive 2010/35/EU of
the European Parliament and of the
Council. The HMR currently allows pimarked cylinders (which are filled and
shipped within the EU and marked with
a pi (p) symbol to denote compliance
with the ADR and EU Directive 2010/
35/EU) to be imported through use of
special permits. The petitioner requests
revisions to the HMR authorizing
without the need for a special permit,
the (1) import, intermediate storage,
transport to point of use, discharge, and
export, as well as (2) import of empty
pi-marked foreign pressure receptacles
for filling, intermediate storage, and
export. Entegris provided comments to
the P–1701 docket 31 and requested
additional revisions to §§ 171.23(a) and
173.302(a)(2) to allow shipment of
adsorbed gasses within those pi-marked
cylinders that were the subject of CGA’s
petition for rulemaking. The changes to
§ 171.23(a)(3) requested by Entegris are
intended to allow for domestic sourcing
as well as the import of empty pimarked pressure receptacles for filling
and export.
PHMSA’s technical review did not
find evidence to suggest there would be
any adverse safety impacts resulting
from those HMR amendments. The
shipping of pi-marked cylinders within
the United States has been allowed for
many years through special permits—
with at least 3,000 shipments occurring
since the special permits were first
issued; there is also extensive
operational experience in the safe
international shipment of pi-marked
cylinders. Although there is limited
market data on the current export of pimarked cylinders pursuant to special
permit, PHMSA expects that adopting
31 https://www.regulations.gov/
docket?D=PHMSA-2017-0026.
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these amendments would not result in
a change to the number of pi-marked
cylinders that are transported or the risk
profile of their transportation.
Nonetheless, cost savings are expected
to be minimal, resulting primarily from
the potential time savings for industry
and government due to the elimination
of the need for a special permit. A more
detailed discussion of the economic
analysis can be found in the
accompanying RIA.
PHMSA received comments from
CGA and Chemours in support of this
proposal. COSTHA notes that the 2017
edition of the ADR is being referenced
in § 171.7 of the NPRM. COSTHA also
notes that as of September 2019, the
most current edition of the ADR is the
2019 edition that became effective July
1, 2019. PHMSA will consider updating
this reference in a future rulemaking, as
it has yet to conduct a technical
evaluation of the 2019 edition of the
ADR.
In this final rule, PHMSA is
modifying §§ 171.23, 173.302, and
173.304 to permit the import of filled pimarked foreign pressure receptacles for
storage incidental to movement,
transport to point of use, discharge, and
export. PHMSA is also permitting the
transportation of pi-marked foreign
pressure receptacles for export,
including filling and storage incidental
to movement. In addition, PHMSA is
revising §§ 171.23(a) and 173.302(a)(2)
to ensure that the authorization for pimarked cylinders is applicable to
adsorbed gas packages. Finally, to align
with similar ADR provisions and
increase shipper and carrier awareness
of the requirements for pi-marked
cylinders, PHMSA is requiring a
notation on the shipping paper
following the basic description of the
hazardous material to certify
compliance with the pi-marked cylinder
requirements. PHMSA is updating
§ 171.7 to include the ADR and EU
Directive 2010/35/EU of the European
Parliament and of the Council into the
HMR.
18. Placement of the Word ‘‘Stabilized’’
in Shipping Description
In its petition (P–1706), Evonik
requests that PHMSA revise how the
word ‘‘stabilized’’ should appear when
providing the shipping name for a
hazardous material to maintain
consistency with the IMDG Code. The
HMR does not allow the word
‘‘stabilized’’ to appear as part of the
proper shipping name, whereas the
IMDG Code requires it, when
stabilization is required prior to
transportation. The petitioner claims
that this causes needless discrepancies
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with the IMDG Code in connection with
international shipments. PHMSA
received comments from the Dow
Chemical Company, Dangerous Goods
Advisory Council (DGAC), and IVODGA
supporting this proposal.
PHMSA’s technical review confirmed
inconsistency between the HMR and the
IMDG Code and revealed that hazardous
materials that have some instability but
that are not specifically identified or
classified as self-reactive substances or
organic peroxides cannot be shipped in
compliance with both the IMDG Code
and the HMR as currently written. In
addition, PHMSA determined that
requiring the use of the word
‘‘stabilized’’ when stabilization is
required by § 173.21(f) would not result
in any reduction in safety, but would
instead increase safety by indicating
that a material has been stabilized in
preparing it for transportation. Although
this amendment may incur costs for
manufacturers and shippers related to
training and compliance, costs are
expected to be negligible because
affected entities that engage in
international commerce are already
aware of the requirement under the
IMDG Code. A more detailed discussion
of the economic analysis can be found
in the accompanying RIA.
Therefore, in this final rule, PHMSA
is revising § 172.101(c) to clarify that the
word ‘‘stabilized’’ must be included as
part of the proper shipping name when
the HMR requires stabilization before
transportation.
19. Incorporation by Reference of an
AESC/IME Standard
In its petition (P–1710), IME requests
that PHMSA update § 171.7(r) to update
IME’s corporate address and incorporate
by reference the AESC/IME JPG
Standard, also called the ‘‘Guide to
Obtaining DOT Approval of Jet
Perforating Guns using AESC/IME
Perforating Gun Specifications,’’
Version 02, dated September 1, 2017.
IME also proposes that PHMSA include
a new § 173.67 codifying PHMSA’s
current practice excepting JPGs
conforming to the AESC/IME JPG
Standard from the exhaustive testing
generally required pursuant to § 173.56
to receive an EX number authorizing
transportation of a new explosive.32
JPGs use shaped explosive charges to
produce a high-pressure jet penetrating
the liner or casing of a wellbore to
32 PHMSA’s use of the 2008 version of the AESC/
IME JPG Standard in its § 173.56 reviews is an
informal practice and not a regulatory requirement.
See Correspondence from Theodore L. Willke
(PHMSA) to Lon Santis (IME) (Nov. 19, 2008),
https://www.ocsresponds.com/ref/AESC-IMEPerf
GunApproval(2008.11.19).pdf.
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enhance production of oil and gas wells.
The petitioners note that the initial
version of the AESC/IME JPG Standard
has been used by PHMSA since 2008.
Entities seeking PHMSA’s assignment of
an EX number for a JPG product submit
applications demonstrating conformity
with one of 13 standard design
templates within the AESC/IME JPG
Standard, thereby avoiding having to
submit their product for explosive
laboratory testing normally required
under § 173.56. IME submits that the
HMR amendments identified in its
petition would codify existing PHMSA
practices for review of JPG products
under § 173.56. PHMSA received no
adverse comments on the petition or the
proposals in the NPRM.
PHMSA expects that adoption of the
petition as proposed in the NPRM will
not have an adverse effect on safety.
PHMSA has relied on AESC/IME’s JPG
Standard to expedite its review of
applications since 2008; PHMSA is
unaware any significant operational or
testing experience indicating that
historical practice is unsafe. Further, the
most recent version of the AESC/IME
JPG Standard is potentially more
conservative than the current standard,
as it would narrow the universe of JPG
product designs (from 13 to 8) eligible
for expedited review to only those 1.1D
products without a detonator.
Furthermore, the economic analysis
suggests potential annualized cost
savings of approximately $360,000 for
manufacturers of JPGs that would avail
themselves of the newly-codified
regulations incorporating the updated
AESC/IME JPG Standard to avoid the
need for explosives laboratory testing.
Additional cost savings are expected for
both manufacturers and PHMSA due to
reduced labor requirements for
processing applications for EX
approvals. A more detailed discussion
of the economic analysis can be found
in the accompanying RIA.
Therefore, in this final rule, PHMSA
is updating IME’s address in § 171.7(r),
incorporating the updated AESC/IME
JPG Standard into a new § 171.7(r)(3) of
the HMR, and adding a new § 173.67
codifying existing practice allowing
AESC/IME JPG Standard-compliant
products access to expedited PHMSA
review under § 173.56.
20. Incorporation by Reference of an
Updated APA Standard 87–1
In its petition (P–1711), the APA
requests that PHMSA incorporate by
reference the 2018 edition of APA
Standard 87–1, ‘‘Standard for
Construction and Approval for
Transportation of Fireworks, Novelties,
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and Theatrical Pyrotechnics’’ 33 to
replace the outdated reference to the
2001 edition of this standard, noting
advances in product safety and design
in the fireworks industry over the last
15 years. Significant changes from the
previous edition of APA Standard 87–1
include the following:
• Re-organizing Standard 87–1 into
three parts: APA Standard 87–1A
(consumer fireworks), APA Standard
87–1B (display fireworks), and APA
Standard 87–1C (entertainment and
technical industry fireworks, otherwise
referred to as articles pyrotechnics).
• Updating the product descriptions
throughout each of those parts to
accommodate new types and
configurations popularized since the
2001 edition of APA Standard 87–1.
The petitioner contends that because
the classification system in the 2001
edition of APA Standard 87–1 does not
reflect new product types and
configurations (e.g., combination
devices containing multiple tubes, and
combinations of effects previously
limited to single tubes), those new
products are not eligible pursuant to
§§ 173.64 and 173.65 for expedited
PHMSA review and approval.34 The
petitioner submits that incorporation by
reference of the updated version of APA
Standard 87–1 would relieve
administrative burdens on industry by
facilitating expedited PHMSA review
and approval of fireworks products and
provide regulatory certainty regarding
compliance with the HMR.
PHMSA received numerous
comments to the NPRM regarding this
petition, and to address each issue,
PHMSA broke them out into the
following sub-sections for detailed
discussion.
General Comments: Support
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PHMSA received comments in
support of this proposal from Charles
Ward; Huang Johnson; Western
Enterprises Inc.; ResPyro (Steve Comen);
StageFX (Lyle Salmi); Galaxy Fireworks,
Inc.; ResPyro (Kent Orwoll); NextFX;
Fireworks Over America; Dennis Slicer;
Santore and Sons; Pyrotechnics Guild
International (Paul Smith); Garrett’s
33 APA Standard 87–1 is a consensus industry
standard in which fireworks classifications are
assigned based upon the weight and type of
chemical composition for each type of device,
including specific permissible and restricted
chemicals.
34 Sections 173.64 and 173.65 permit fireworks
manufactured in compliance with APA Standard
87–1 to be classified and approved on an expedited
basis, as each application for a new fireworks
product would otherwise have to provide productspecific testing required under § 173.56 to obtain an
EX number from PHMSA authorizing their
transportation.
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Fireworks; ICON Pyrotechnics
Internationals; American Fireworks
Standards Laboratory (AFSL); InterOriental Fireworks LTD; APA; APA
Rebuttal to National Fireworks
Association (NFA); and Matthew Jones.
These commenters generally supported
incorporating the updated APA
Standard 87–1, noting that it will add
numerous new devices, expand the
permitted chemical list, and is directed
toward hazard classification for
transportation. The commenters add
that the updated APA Standard 87–1
provides defined criteria that will
relieve the burden of submitting new
fireworks designs to a third-party test
lab for classification and will reduce the
regulatory burden on industry,
including manufacturers and small
business importers, who often have to
spend their time helping their foreign
manufacturers obtain EX approvals.
General Comment: Opposed
PHMSA received comments opposing
incorporation of APA Standard 87–1A
from Yienger Fireworks, NFA, and
Crazy Debbie’s Fireworks. NFA and
Crazy Debbie’s Fireworks explain that
while many of the proposed revisions to
APA Standards 87–1A, B, and C would
clarify the requirements applicable to
fireworks devices, there are certain
revisions in APA Standard 87–1A that
will not reduce regulatory burdens and
do not relate to improving
transportation safety. These commenters
further contend that APA Standard 87–
1A would conflict with the regulatory
regime of the Consumer Product Safety
Commission (CPSC) governing the
safety of fireworks from a consumer-use
standpoint.
Instead, PHMSA’s incorporation of
APA Standard 87–1 pertains to its
distinguishable jurisdictional
responsibility over regulation of
packaging and transportation of
fireworks and other hazardous
materials. PHMSA-imposed restrictions
on packaging and shipment of
hazardous materials for transportation
that give rise to incidental effects on the
way those materials are marketed to
consumers are, therefore, not
duplicative or conflicting regulations. In
addition, PHMSA notes that the APA
87–1 standards were developed with the
resources of the APA, which welcomed
broad input and participation from the
fireworks industry. APA allowed
organizations, including the NFA, to
participate in that process as an
organization.
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Comments Regarding Section 2.4:
Break/Burst Charge Limits
PHMSA received several comments
on section 2.4 of APA Standard 87–1A,
which outlines the general requirements
that must be met for construction and
design of consumer firework devices
and novelties. Jake’s Fireworks, NFA,
Crazy Debbie’s Fireworks, Ultratec
Special Effects and the APA provided
comments specifically on the break/
burst charge limits outlined in this
section of APA Standard 87–1A:
• Jake’s Fireworks contends that APA
Standard 87–1A’s limitation on metals
in the composition of a break/burst
charges was rejected by the CPSC
commissioners, alleging that in doing
so, the CPSC rejected metal composition
as a factor in the safety of break/burst
charges.
• Ultratec Special Effects states that
some of the weight limit increases for
devices per tube in APA Standard 87–
1A will allow for a break/burst charge
of 42.5 grams, which is more than
enough to produce a salute device. It
also claims that if these devices were
subject to UN Series 6 testing, they
would likely be classified as 1.3G or
1.1G devices, further adding that reports
and airburst reports should always be
subject to UN Series 6 testing since
these devices are highly energetic and
should be scrutinized for proper
construction and packing techniques to
ensure safe transportation. Ultratec
Special Effects adds that many of these
devices are currently unregulated due to
older issued EX numbers that have
vague specifications and no specified
part numbers.
• NFA asserts that adoption of the
language for break/burst charges in APA
Standard 87–1A will not reduce
regulatory burdens and will create
conflict and confusion between agency
regulations instead, further claiming
that it is unrelated to safe transportation
of hazardous materials in commerce.
• Crazy Debbie’s Fireworks alleges
that APA Standards 87–1A and C
should have identical break/burst
charge limits for the same fireworks. By
way of example, Crazy Debbie’s
Fireworks notes that for the same
firework—‘‘UN0336, Fireworks, 1.4G’’—
each of APA Standard 87–1A and
Standard 87–1C impose two different
break/burst composition restrictions.
Under APA Standard 87–1A, this
material is limited to less than 149
microns (100 mesh) metals in the break/
burst charges, but APA Standard 87–1C
states that aluminum particles greater
than 53 microns in diameter must not
exceed 10 percent by weight of the
break/burst charge.
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APA Standard 87–1A’s restrictions on
metal size and chemical composition
within break/burst charges for consumer
fireworks are not new regulatory
requirements; rather, they have been in
place since the 2001 edition of APA
Standard 87–1 currently incorporated
into § 171.7, as metal size and chemical
composition directly impact hazard
classification. For this reason, PHMSA
is not persuaded by the commenters’
arguments that APA Standard 87–1A’s
limitations on break/burst device metal
composition are unnecessary; rather,
PHMSA understands those metal size
limitations to be essential to safe
transportation of consumer fireworks
whose chemical structure and metal
composition makes them inherently
more dangerous than fireworks with
different constituents. Further, even if
the CPSC may not have had reservations
about whether an adequate technical
basis to conclude that the precise metal
composition limits at issue in its
rulemaking would ensure consumer
product safety, PHMSA is satisfied,
based on its experience regulating
transportation of hazardous materials
(an activity that involves a different risk
profile than use of fireworks by
individual consumers) that the
approach taken in APA Standard 87–1
and 87–1A is appropriate for its
transportation regulatory oversight
activities. PHMSA notes that none of the
commenters on the NPRM provided
technical or operational data supporting
a contrary conclusion.
In addition, Ultratec Special Effects’
assertion that APA Standard 87–1A will
allow for an increased break/burst
charge of 42.5 grams, and therefore
allow salute device access to the
expedited review processes under
§§ 173.64 and 173.65, is incorrect. A
device containing a burst charge weight
of 42.5 grams would not comply with
either the existing APA Standard 87–1
nor the updated APA Standard 87–1A.
The only weight increases in the
updated APA Standard 87–1A pertain to
fountain devices, which do not contain
burst/break charges; the break/burst
charge weight limit of 15 grams for
aerial shells did not change. Devices
with break/burst charges exceeding 15
grams would have to be submitted to a
DOT-approved test laboratory pursuant
to § 173.56, where the device would be
subjected to the UN Series 6 testing and
subsequently reviewed by PHMSA.
Further, although PHMSA
acknowledges that the HMR allows the
use of the default UN classification
testing (including UN Series 6 testing)
instead of reliance on compliance with
APA Standard 87–1A, PHMSA is not
convinced that UN Series 6 testing is
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necessarily superior to APA Standard
87–1A’s approach of limiting the metal
particle sizes and chemical
composition. Indeed, insofar as both
APA Standards (87–1 and 87–1A) as
well as the UN Model Regulations
classify fireworks with an eye toward
limiting the amount of flash powder
compositions that can be present in
fireworks, they do so by different
approaches: APA Standard 87–1 and the
updated 87–1A do so by way of
adjusting chemical composition and
metal particle sizes to control flash
powder compositions, while the UN
Model Regulations rely on the use of a
flash powder test to determine the
presence of flash powder compositions.
Based on its long experience regulating
safe transportation of fireworks, PHMSA
is satisfied that both the APA Standard
(87 and 87–1A) and UN approaches are
appropriate. PHMSA notes that none of
the commenters on the NPRM provided
technical or operational data supporting
a contrary conclusion.
PHMSA is aware of the different
limits on metal size permitted under
APA Standards 87–1A and C for the
same UN0336, 1.4G firework. As
explained above, PHMSA understands
metal size to be an important factor in
classifying fireworks to ensure their safe
transportation. But metal size is not
necessarily the only component that
should be considered in the
classification of fireworks under the
HMR. Indeed, the differences between
APA Standards 87–1A and C with
respect to the same fireworks reflect the
common-sense proposition that other
characteristics of fireworks can
influence their classification for
regulation of their transportation—and
that those transportation-relevant
characteristics often derive from (or
incidentally effect) the end uses of the
fireworks. As explained by APA in
supplemental comments submitted in
response to Crazy Debbie’s Fireworks et
al., the chemical composition and
design of articles pyrotechnics governed
by APA Standard 87–1C are much more
energetic than the consumer fireworks
governed by APA Standard 87–1A—
hence, the difference in authorized
metal sizes despite the same 1.4G
classification. PHMSA understands the
different metal size limits for consumer
applications (APA Standard 87–1A) and
articles pyrotechnics applications (APA
Standard 87–1C) to be appropriate.
Comments Regarding Reloadable Aerial
Shell Kits
PHMSA received comments from
Jake’s Fireworks, NFA, and Crazy
Debbie’s Fireworks, on sections 2.4 and
3.2.5.1 of APA Standard 87–1A
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75693
pertaining to reloadable aerial shell kits.
These commenters do not view those
requirements (for fully assembled tubes,
inner packaging and a base) as being
related to the risk of harm in the
transportation of these products, instead
claiming they relate to the kits’
packaging and design as it interfaces
with the consumer, which they allege is
subject to the jurisdiction of the CPSC
and distinct from transportation safety
regulated by PHMSA. NFA further
claims adoption of this portion of the
proposed language under section 3.2.5.1
will not reduce regulatory burdens, may
create conflict and confusion between
CPSC and PHMSA regulations, and
eliminate a currently-allowed industry
practice prior to an item being offered
for retail sale.
However, APA submitted
supplemental comments noting that
NFA, et al. were not criticizing the
NPRM so much as existing HMR
requirements as elaborated by PHMSA
safety guidance 35 on reloadable aerial
shell kits. APA further explained that
the transportation of completed kits
with inner packaging significantly
increases safety in the event of an
incident occurring during
transportation: If a trailer load or
shipping container of reloadable shells
did not have the separation provided by
inner packaging required under APA
Standard 87–1A, the product could
behave as a 1.3G explosive and pose far
more serious transportation risks than a
1.4G incident.
PHMSA agrees with APA that
Standard 87–1A’s requirement for
reloadable aerial shell kits to contain
fully assembled tube and be packaged in
an inner packaging with base is not a
new regulatory requirement: Those
elements are in the 2001 edition of APA
Standard 87–1, in addition to the
PHMSA guidance identified above.
PHMSA further agrees with APA that
the requirements for inner packagings
and bases for reloadable aerial shell kits
in APA Standard 87–1A are important
contributors to the safe shipment of
aerial shell kits. Indeed, PHMSA’s
technical review regarding P–1710
included research yielding a
preliminary conclusion that reloadable
aerial shell kits can be shipped in bulk
safely as 1.4G explosives.
Comments Regarding Appendices
PHMSA received comments from
Jake’s Fireworks and the NFA on
‘‘Appendix VI: General Requirements
35 https://www.phmsa.dot.gov/sites/
phmsa.dot.gov/files/docs/approvals-and-permits/
hazmat/energetic-materials-approvals/18296/safety
guidancefortheclassificationofanaerialshellkit.pdf.
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Pertaining to the Consumer Product
Safety Commission.’’ The commenters
note that the requirements in Appendix
VI do not relate to matters of
transportation safety, but rather concern
consumer safety issues which are within
the jurisdiction of the CPSC.
PHMSA agrees with the commenters
that Appendix VI of APA Standard 87–
1A is within the jurisdiction of CPSC,
and will therefore not incorporate it by
reference in this final rule. Nor will
PHMSA incorporate by reference any of
Appendices II–V of APA Standard 87–
1A, Appendices II–IV of APA Standard
87–1B, and Appendices II–IV of APA
Standard 87–1C, as PHMSA has not
conducted a technical evaluation of
those Appendices.
Conclusion Regarding Incorporation by
Reference of Updated APA Standard
Based on PHMSA’s technical analysis
and the comments received on the
NPRM, PHMSA will in this final rule
incorporate by reference the updated
APA Standards 87–1A, B, and C, with
their respective Appendix I Permitted
and Restricted Chemicals lists. Other
Appendices of APA Standard 87–1A
(Appendices II–VI), APA Standard 87–
1B (Appendices II–IV), and APA
Standard 87–1C (Appendices II–IV) will
not be incorporated by reference.
PHMSA expects the updated APA
Standards 87–1A, B, and C will provide
clarity to the fireworks industry, while
maintaining the composition
restrictions for classification that are
needed to ensure the safe transportation
of fireworks. Furthermore, PHMSA’s
decision to incorporate by reference the
updated APA Standard 87–1 is based on
its review of the requirements for
consumer fireworks in APA Standard
87–1A, display fireworks in APA
Standard 87–1B, and professional
fireworks (classed as articles
pyrotechnics) in APA Standard 87–1C.
These standards add numerous new
devices, expand the permitted chemical
list, and are directed toward hazard
classification for transportation. PHMSA
is also clarifying that in incorporating
Appendix I of each of APA Standards
87–1A, B, and C, it will adopt a onepercent manufacturing tolerance for the
application of the chemical constituent
limits in updated APA Standard 87–1.
This would mean that for individual
chemical constituents, an increase or
decrease of one-percent of that
material’s share of the composition
compared to the limits set forth in the
updated APA Standard will be
permitted for chemicals (other than red
phosphorous and silver fulminate).
PHMSA expects its incorporation of
the updated APA Standard 87–1 will
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provide cost savings to the fireworks
industry by streamlining the EX
approval process for many types of
pyrotechnic devices. The EX approval
processes within the updated APA
Standard 87–1 will relieve the burden of
submitting new fireworks designs to a
third-party test lab for classification—a
compliance cost often borne by
distributors and small business
importers, who often must contract to
assist foreign manufacturing sources in
obtaining EX approvals for their
manufactured products. In addition,
PHMSA expects that the incorporation
of the revised APA standards will
provide opportunities for the fireworks
industry to work with the Department of
Defense in developing incendiary type
devices for training exercises. PHMSA
estimates that adoption of this petition
would provide an annualized cost
savings of approximately $270,000 to
industry through expediting the
approval process to reduce explosives
lab testing requirements. A more
detailed discussion of the economic
analysis can be found in the
accompanying RIA.
V. Section-by-Section Review
Below is a section-by-section
description of the amendments in this
final rule.
1. Appendix A to Part 107, Subpart D
Appendix A to Part 107, Subpart D
sets forth the guidelines PHMSA uses
(as of October 2, 2013) in making initial
baseline determinations for civil
penalties. In this final rule, PHMSA is
updating the references to APA
Standard 87–1 to reflect the new edition
of this standard.
2. Section 107.402
Section 107.402 outlines how to apply
for designation as a certification agency.
PHMSA is updating the references to
the APA Standard 87–1 to reflect the
new edition of this standard in
§ 107.402(d).
3. Section 171.7
Section 171.7 lists all standards
incorporated by reference into the HMR
that are not specifically set forth in the
regulations. In this final rule, PHMSA is
incorporating by reference the following
publications by the APA, ASME, CGA,
EU, and AESC/IME:
• European Agreement concerning
the International Carriage of Dangerous
Goods by Road, 2017, into § 171.23. The
ADR is the European agreement
concerning the international carriage of
dangerous goods by road within the EU.
• Directive 2010/35/EU of the
European Parliament and of the
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Council, June 16, 2010, into § 171.23.
The aim of Directive 2010/35/EU of the
European Parliament and of the Council
on Transportable Pressure Equipment
(2010 TPED) is to promote the free
movement of transportable pressure
equipment (TPE) within the European
Community (EC). It provides for a legal
structure whereby TPE can be
manufactured and sold and used
throughout the EC.
• CGA C–6.1, Standards for Visual
Inspection of High Pressure Aluminum
Compressed Gas Cylinders, 2002,
Fourth Edition, into §§ 180.205 and
180.209. This publication has been
prepared as a guide for the visual
inspection of aluminum compressed gas
cylinders with service pressures of 1800
psig or greater. It is general in nature
and does not cover all circumstances for
each individual cylinder type or lading.
• CGA C–6.3, Guidelines for Visual
Inspection and Requalification of Low
Pressure Aluminum Compressed Gas
Cylinders, 2013, Third Edition, into
§§ 180.205 and 180.209. This
publication has been prepared as a
guide for the periodic inspection of
aluminum alloy compressed gas
cylinders with service pressures of 500
psi or less. This publication is general
in nature and will not cover all
circumstances for each individual
cylinder type or lading.
• CGA C–11, Recommended Practices
for Inspection of Compressed Gas
Cylinders at Time of Manufacture, 2013,
Fifth Edition, into § 178.35. The purpose
of this publication is to promote safety
by outlining inspection requirements of
DOT and UN pressure vessels as
interpreted and practiced by
manufacturers and inspectors.
• CGA S–7, Method for Selecting
Pressure Relief Devices for Compressed
Gas Mixtures in Cylinders, 2013, Fifth
Edition, into § 173.301. This method is
applicable to the determination of the
PRD to use with compressed gas
mixtures in cylinders. This method is
limited to those compressed gas
mixtures with known flammability,
toxicity, state, and corrosively.
• ASME Boiler and Pressure Vessel
Code (ASME BPVC), 2017 Edition, July
1, 2017 (as follows), into §§ 172.102;
173.3; 173.5b; 173.24b; 173.306;
173.315; 173.318; 173.420; 178.255–1;
178.255–2; 178.255–14; 178.255–15;
178.273; 178.274; 178.276; 178.277;
178.320; 178.337–1; 178.337–2;
178.337–3; 178.337–4; 178.337–6;
178.337–16; 178.337–18; 178.338–1;
178.338–2; 178.338–3; 178.338–4;
178.338–5; 178.338–6; 178.338–13;
178.338–16; 178.338–18; 178.338–19;
178.345–1; 178.345–2; 178.345–3;
178.345–4; 178.345–7; 178.345–14;
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178.345–15; 178.346–1; 178.347–1;
178.348–1; 179.400–3; and 180.407. The
ASME BPVC is a standard that regulates
the design and construction of boilers
and pressure vessels. The document is
written and maintained by volunteers
chosen for their technical expertise.
• AESC/IME JPG Standard, Guide to
Obtaining DOT Approval of Jet
Perforating Guns using AESC/IME
Perforating Gun Specifications, Ver. 02,
dated September 1, 2017, into § 173.67.
The AESC/IME JPG Standard was
developed by IME, AESC, and PHMSA
to provide an efficient and economical
mechanism to obtain explosives
approvals of JPGs in compliance with
the HMR. Applications that are
prepared and submitted using the
standard are processed by PHMSA with
minimal delay and without the need for
expensive and time-consuming testing.
• APA Standards: 87–1A Standard
for the Construction, Classification,
Approval and Transportation of
Consumer Fireworks, January 1, 2018
edition into §§ 107.402(d), 173.59,
173.64, 173.65, and Appendix A to Part
107, Subpart D (Guidelines for Civil
Penalties); 87–1B Standard for the
Construction, Classification, Approval,
and Transportation of Display
Fireworks, January 1, 2018 edition into
§ 173.64 and Appendix C to Part 107,
Subpart D (Guidelines for Civil
Penalties); and 87–1C Standard for the
Construction, Classification, Approval,
and Transportation of Entertainment
Industry and Technical (EI&T)
Pyrotechnics, January 1, 2018 edition
version into § 173.64 and Appendix A to
Part 107, Subpart D (Guidelines for Civil
Penalties). APA Standard 87–1A, B, and
C is a consensus standard in which
fireworks classifications are assigned
based upon the weight and type of
chemical composition contained for
each specific type of device, including
specific permissible and restricted
chemicals.
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4. Section 171.8
Section 171.8 defines terms generally
used throughout the HMR that have
broad or multi-modal applicability.
PHMSA is adding a definition for
‘‘waste material’’ to allow wastes that do
not meet the EPA/RCRA definition of
hazardous waste to be managed in
accordance with the lab pack exception
and associated paragraphs in § 171.23.
5. Section 171.23
Section 171.23 covers the
requirements for specific materials and
packagings transported under the ICAO
Technical Instructions, IMDG Code, TC
Transport of Dangerous Goods (TDG)
Regulations, or the International Atomic
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Energy Agency (IAEA) Regulations.
PHMSA is revising § 171.23(a)(3) to
allow for the use of pressure vessels and
pressure receptacles that are marked
with a pi mark in accordance with the
European Directive 2010/35/EU on
TPED and that comply with the
requirements of Packing Instruction
P200, P208 and 6.2 of ADR concerning
PRD use, test period, filling ratios, test
pressure, maximum working pressure,
and material compatibility for the lading
contained or gas being filled. This
revision allows for import, intermediate
storage, transport to point of use,
discharge, and export of pi-marked
cylinders. Note that since the
publication of the NPRM, PHMSA has
made minor editorial revisions to this
section such as revising § 171.23(a)(3) to
refer to 6.2.2. of the ADR instead of 6.2.
PHMSA also removed the word
‘‘import’’ from § 171.23(a)(3)(i) and
‘‘export’’ from § 171.23(a)(3)(ii).
6. Section 172.101
The HMT is contained in § 172.101.
The HMT lists alphabetically, by proper
shipping name, those materials that
have been designated hazardous
materials for transportation purpose. It
provides information used on shipping
papers, package marking, and labeling,
as well as other pertinent shipping
information for hazardous materials. In
this final rule, PHMSA is removing
references to special provision 103 from
Column (7) of the HMT for the following
four explosive entries: ‘‘UN0361,
Detonator assemblies, non-electric, for
blasting’’; ‘‘UN0365, Detonators for
ammunition’’; ‘‘UN0255, Detonators,
electric, for blasting’’; and ‘‘UN0267,
Detonators, non-electric, for blasting.’’
PHMSA is also revising more than 100
entries to harmonize the limited
quantity exceptions in Column (8A)
with the ICAO Technical Instructions
and the UN Model Regulations.
7. Section 172.102
Section 172.102 lists special
provisions applicable to the
transportation of specific hazardous
materials. Special provisions contain
packaging requirements, prohibitions,
and exceptions applicable to particular
quantities or forms of hazardous
materials. Consistent with the § 172.101
Column (7) revisions to ‘‘UN0361,
Detonator assemblies, non-electric, for
blasting’’; ‘‘UN0365, Detonators for
ammunition’’; ‘‘UN0255, Detonators,
electric, for blasting’’; and ‘‘UN0267,
Detonators, non-electric, for blasting,’’
PHMSA is removing special provision
103 as it would no longer apply to any
HMT entry.
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8. Section 172.302
Section 172.302 describes the general
marking requirements for bulk
packagings. In this final rule, PHMSA is
revising the minimum size of the
marking requirement on certain portable
tanks in § 172.302(b)(2). This revision
requires a minimum marking of 12 mm
(0.47 inch) in height as applicable to
portable tanks with capacities less than
3,785 L (1,000 gallons).
9. Section 173.5b
Section 173.5b authorizes the
transportation by highway of residual
amounts of Division 2.2 refrigerant gases
or anhydrous ammonia contained in
non-specification pressure vessels that
are components of refrigeration systems.
PHMSA is revising paragraph (b) to
indefinitely allow the use of
refrigeration systems placed into service
prior to June 1, 1991 under specified
conditions.
10. Section 173.28
Section 173.28 outlines the
requirements for the reuse,
reconditioning, and re-manufacture of
packagings. In this final rule, PHMSA is
modifying language in § 173.28(c)(1)(i)
to clarify requirements for
reconditioning metal drums and to
allow for the sufficient removal of
external coatings to ensure there is no
adverse effect on transportation safety.
11. Section 173.31
Section 173.31 outlines the
requirements for shipping hazardous
materials in tank cars. In this final rule,
PHMSA is prohibiting the use of tank
cars that were manufactured using nonnormalized steel for head or shell
construction for the transportation of
PIH materials after December 31, 2020.
Furthermore, PHMSA is phasing out all
non-HM–246 compliant tank cars for the
transportation of PIH materials by
December 31, 2027.
12. Section 173.56
Section 173.56 outlines the
definitions and procedures for the
classification and approval of a new
explosive. In this final rule, PHMSA is
adding a reference to the new § 173.67,
which would apply to exceptions for
Division 1.1 JPGs.
13. Section 173.59
Section 173.59 outlines the
description of terms for explosives. In
this final rule, PHMSA is updating a
reference to the APA documents in the
definition of consumer fireworks.
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14. Section 173.64
Section 173.64 outlines the
exceptions for Division 1.3 and 1.4
fireworks. In this final rule, PHMSA is
updating a reference to the APA
documents in § 173.64(a)(1) and (3).
15. Section 173.65
Section 173.65 outlines the
exceptions for Division 1.4G consumer
fireworks. In this final rule, PHMSA is
updating a reference to the APA
documents in § 173.65(a)(1), (a)(3)(i),
and (a)(4)(iv).
16. Section 173.67
In this final rule, PHMSA is adding a
new § 173.67 to outline exceptions for
Division 1.1 JPGs.
17. Section 173.151
Section 173.151 outlines exceptions
for Class 4 materials. In this final rule,
PHMSA is revising the limited
quantities provisions in this section to
present limited quantities in appropriate
SI units in liters in addition to
kilograms.
18. Section 173.244
Section 173.244 outlines the
requirements for bulk packaging for
certain pyrophoric liquids, dangerous
when wet (Division 4.3) materials, and
poisonous liquids with inhalation
hazards (Division 6.1). In this final rule,
PHMSA is modifying the list of
authorized tank car specifications in the
table of PIH materials (§ 173.244(a)(2))
by replacing the delimiter ‘‘I’’ with ‘‘W’’
to reflect the change of the interim tank
car standard to a permanent standard.
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19. Section 173.302
Section 173.302 outlines the
requirements for the filling of cylinders
with nonliquefied (permanent)
compressed gases or adsorbed gases. In
this final rule, PHMSA is revising
§ 173.302(a)(1) to refer to exceptions in
§ 171.23(a)(3) for the importation of pimarked cylinders. PHMSA is also
revising § 173.302(a)(2) to make
adsorbed gases eligible for the
exceptions provided in § 171.23(a)(3).
deleting § 173.308(d)(3), which requires
a closed transport vehicle or closed
freight container being transported by
vessel to contain the marking,
‘‘WARNING—MAY CONTAIN
EXPLOSIVE MIXTURES WITH AIR—
KEEP IGNITION SOURCES AWAY
WHEN OPENING.’’
22. Section 173.314
Section 173.314 outlines the
requirements for transporting
compressed gases in tank cars and
multi-unit tank cars. In this final rule,
PHMSA is modifying the table in
§ 173.314(c), which lists the authorized
tank car specifications for specific
compressed gases. The changes replace
the last specification delimiter ‘‘J’’ with
‘‘H’’ and ‘‘I’’ with ‘‘W’’ to reflect the
change of the interim HM–246 tank car
specification standard for PIH materials
to a permanent standard.
23. Section 178.35
Section 178.35 prescribes the
manufacturing and testing specifications
for cylinders used for the transportation
of hazardous materials in commerce. In
this final rule, PHMSA is modifying
§ 178.35(b) and (c) to clarify inspection
requirements as stipulated in CGA C–
11. This includes revision to the
inspector duties as consistent with CGA
C–11.
24. Section 178.521
Section 178.521 prescribes the
requirements for paper bags used as
non-bulk packagings for hazardous
materials. In this final rule, PHMSA is
revising § 178.521(b)(4) to allow for a
weight tolerance of ±10 percent from the
nominal basis weight reported in the
initial design qualification test report
instead of ±5 percent.
20. Section 173.304
Section 173.304 outlines the
requirements for the filling of cylinders
with liquefied compressed gases. In this
final rule, PHMSA is revising
§ 173.304(a) to refer to exceptions in
§ 171.23(a)(3) for the importation of pimarked cylinders.
25. Section 179.22
Section 179.22 specifies additional
marking requirements for tank cars. In
this final rule, PHMSA is modifying
§ 179.22(e) to provide for new markings
for tank cars manufactured after March
16, 2009, to meet the requirements of
§§ 173.244(a)(2) or (3) or 173.314(c) or
(d) to reflect the change of the interim
tank car standard to a permanent
standard. PHMSA is replacing ‘‘I’’ with
‘‘W’’ for cars manufactured before the
effective date of this final rule and
specifying that tank cars manufactured
after the effective date will be marked
with ‘‘W’’ following the test pressure
and with a delimiter of ‘‘H.’’
21. Section 173.308
Section 173.308 outlines the
requirements for the shipment of
lighters. In this final rule, PHMSA is
26. Section 180.209
Section 180.209 specifies
requirements for requalification of
specification cylinders. In this final
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rule, PHMSA is modifying
§ 180.209(l)(2) to reference § 171.23(a)(5)
in lieu of paragraph (4).
27. Section 180.213
Section 180.213 specifies
requirements for requalification
markings. In this final rule, PHMSA is
modifying § 180.213(d)(2) to reference
§ 171.23(a)(5) in lieu of paragraph (4).
28. Section 180.417
Section 180.417 prescribes the
reporting and record retention
requirements pertaining to cargo tanks.
Currently, §§ 180.417(a)(3)(i) and (ii)
allow the use of alternative reports
when a manufacturer’s certificate and
related papers are not available for DOT
specification cargo tanks that were
manufactured before September 1, 1995.
In this final rule, PHMSA is removing
the provision that limits use of
alternative reports to those DOT
specification cargo tanks ‘‘manufactured
before September 1, 1995’’ from
§ 180.417(a)(3).
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
This rulemaking is published under
the authority of Federal hazardous
materials transportation law 36 (Federal
hazmat law.). Section 5103(b) of the
Federal hazmat law authorizes the
Secretary of Transportation to
‘‘prescribe regulations for the safe
transportation, including security, of
hazardous materials in intrastate,
interstate, and foreign commerce.’’ The
Secretary’s authority regarding
hazardous materials safety is delegated
to PHMSA at 49 CFR 1.97. This
rulemaking amends several sections of
the HMR in response to petitions for
rulemaking received from the regulated
community.
B. Executive Order 12866 and DOT
Regulatory Policies and Procedures
This final rule is not considered a
significant regulatory action under
section 3(f) of E.O. 12866, ‘‘Regulatory
Planning and Review’’ 37 and, therefore,
was not formally reviewed by the Office
of Management and Budget (OMB). This
rulemaking is also not considered a
significant rulemaking under the DOT
regulations governing rulemaking
procedures at 49 CFR part 5, subpart B.
E.O. 12866 requires agencies to regulate
in the ‘‘most cost-effective manner,’’ to
make a ‘‘reasoned determination that
the benefits of the intended regulation
justify its costs,’’ and to develop
36 49
37 58
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FR 51735 (Oct. 4, 1993).
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regulations that ‘‘impose the least
burden on society.’’ Similarly, DOT
regulations at § 5.5(f)–(g) require that
regulations issued by PHMSA and other
DOT Operating Administrations
‘‘should be designed to minimize
burdens and reduce barriers to market
entry whenever possible, consistent
with the effective promotion of safety’’
and should generally ‘‘not be issued
unless their benefits are expected to
exceed their costs.’’
In addition, E.O. 12866 and DOT
implementing regulations at 49 CFR
5.5(i) require PHMSA to provide a
meaningful opportunity for public
participation, which also reinforces
requirements for notice and comment
under the Administrative Procedure
Act. Therefore, in the NPRM, PHMSA
sought public comment on its proposed
revisions to the HMR, the preliminary
cost and cost savings analyses in the
Preliminary RIA, as well as any
information that could assist in
quantifying the benefits of this
rulemaking. Those comments are
addressed in this final rule, and
additional discussion about the
economic impacts of the final rule are
provided within the RIA posted in the
docket.
In this final rule, PHMSA is
introducing amendments to the HMR
responding to 24 petitions that have
been submitted by stakeholders.
Overall, this rulemaking maintains the
continued safe transportation of
75697
hazardous materials while producing a
net cost savings. PHMSA estimates a
present value of quantified net cost
savings of approximately $0.72 million
annualized at a 7 percent discount rate
over a perpetual time horizon. These
estimates do not include non-monetized
and qualitative cost/cost savings
discussed in the RIA.
PHMSA’s cost/cost savings analysis
relies on the monetization of impacts for
three petitions included in this
rulemaking. The following table
presents a summary of the three
petitions that would have monetized
impacts upon codification and
contribute to PHMSA’s estimation of
quantified net cost savings.
TABLE 1—SUMMARY OF COST/COST SAVINGS OF PETITIONS FOR REGULATORY REFORM
Monetized costs/(cost savings) by petition
Annualized
cost savings
(millions)
Petition topic
P–1688 .....................
P–1710 .....................
P–1711 .....................
Weight Tolerances for Paper Shipping Sacks .................................................................
Incorporation of an Institute of Makers of Explosives Standard ......................................
Incorporation of American Pyrotechnics Association Standard .......................................
$1.30
5.10
3.90
$0.09
0.36
0.27
Total ..................
...........................................................................................................................................
10.30
0.72
In addition to those three items, this
rulemaking amends the HMR in
response to other petitions that are
either (1) cost neutral or (2) deregulatory
in nature in that they provide relief from
unnecessary requirements or provide
additional flexibility, but which have
not been monetized due to information
gaps preventing quantification of cost
savings. Furthermore, PHMSA’s actions
in this final rule provide regulatory
certainty to industry and allow efficient
movement of hazardous materials
resulting in increased economic activity.
PHMSA’s findings are described in
further detail in the RIA posted in the
docket.
C. Executive Order 13771
This final rule is a deregulatory action
under E.O. 13771, ‘‘Reducing Regulation
and Controlling Regulatory Costs.’’ 38
Details on the estimated cost savings of
this final rule can be found in the RIA
posted in the docket.
D. Executive Order 13132
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Total cost
savings
(millions)
Petition #
This rulemaking was analyzed in
accordance with the principles and
criteria contained in E.O. 13132,
‘‘Federalism’’, 39 and the presidential
memorandum (‘‘Preemption’’) that was
38 82
39 64
FR 9339 (Jan. 30, 2017).
FR 43255 (Aug. 10, 1999).
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published in the Federal Register. 40
E.O. 13132 requires agencies to assure
meaningful and timely input by State
and local officials in the development of
regulatory policies that may have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’ This rulemaking
may preempt State, local, and Tribal
requirements, but does not propose any
regulation that has substantial direct
effects on the States, the relationship
between the national government and
the States, or the distribution of power
and responsibilities among the various
levels of government. Therefore, the
consultation and funding requirements
of E.O. 13132 do not apply.
The Federal hazmat law contains an
express preemption provision, 49 U.S.C.
5125(b), that preempts State, local, and
Indian Tribal requirements on the
following subjects:
(1) The designation, description, and
classification of hazardous materials;
(2) The packing, repacking, handling,
labeling, marking, and placarding of
hazardous materials;
(3) The preparation, execution, and
use of shipping documents related to
40 74
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hazardous materials and requirements
related to the number, contents, and
placement of those documents;
(4) The written notification,
recording, and reporting of the
unintentional release in transportation
of hazardous material; and
(5) The design, manufacture,
fabrication, marking, maintenance,
recondition, repair, or testing of a
packaging or container represented,
marked, certified, or sold as qualified
for use in transporting hazardous
material.
This final rule addresses covered
certain of the subject items above and
preempts State, local, and Indian Tribe
requirements concerning those subjects
unless the non-Federal requirements are
‘‘substantively the same’’ as the Federal
requirements. PHMSA received no
comments on the NPRM regarding the
effect of the adoption of the specific
proposals on State, local or tribal
governments.
E. Executive Order 13175
This rulemaking was analyzed in
accordance with the principles and
criteria contained in E.O. 13175,
‘‘Consultation and Coordination with
Indian Tribal Governments’’ 41 and DOT
Order 5301.1, ‘‘Department of
41 65
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Transportation Policies, Programs, and
Procedures Affecting American Indians,
Alaska Natives, and Tribes.’’ E.O. 13175
requires agencies to assure meaningful
and timely input from Tribal
government representatives in the
development of rules that significantly
or uniquely affect Tribal communities
by imposing ‘‘substantial direct
compliance costs’’ or ‘‘substantial direct
effects’’ on such communities or the
relationship and distribution of power
between the Federal Government and
Tribes. PHMSA assessed the impact of
the rulemaking on Indian Tribal
communities and determined that it
would not significantly or uniquely
affect Tribal communities or Indian
Tribal governments. Therefore, the
funding and consultation requirements
of E.O. 13175 do not apply. Further,
PHMSA did not receive comments on
the Tribal implications of the
rulemaking.
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F. Regulatory Flexibility Act, Executive
Order 13272, and DOT Procedures and
Policies
The Regulatory Flexibility Act 42
requires agencies to consider whether
their rulemakings will have a
‘‘significant economic impact on a
substantial number of small entities’’ to
include small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations under 50,000. This
rulemaking has been developed in
accordance with E.O. 13272, ‘‘Proper
Consideration of Small Entities in
Agency Rulemaking,’’ 43 and DOT
implementing regulations at 49 CFR
5.13(f) to ensure compliance with the
Regulatory Flexibility Act requirements
regarding evaluation of potential
impacts of draft rules on small entities.
1. Need for and objectives of the final
rule.
This final rule amends miscellaneous
provisions in the HMR in response to 24
petitions for rulemaking. While
maintaining safety, this final rule would
amend certain requirements that are
overly burdensome and provide clarity
and flexibility where requested by the
regulated community. The changes are
generally intended to provide relief to
shippers, carriers, and packaging
manufacturers, including small entities.
2. Significant issues raised by the
public comments, a statement of the
assessment by PHMSA regarding such
issues, and a statement of any changes
made in the proposed rule as a result of
such comments.
PHMSA did not receive any public
comments suggesting that the proposed
amendments would have a significant
impact on small entities. Please refer to
Section IV. (Discussion of Amendments
and Applicable Comments) above and
the RIA for PHMSA’s responses to
comments submitted in the rulemaking
docket.
3. PHMSA’s response to any
comments of the Chief Counsel for
Advocacy of the Small Business
Association (SBA).
PHMSA received no comments filed
by the SBA in response to the NPRM,
Firm size
category
NAICS
Industry title
322220 ...................................
322220 ...................................
322220 ...................................
Paper Bag and Coated and Treated Paper Manufacturing ...
Paper Bag and Coated and Treated Paper Manufacturing ...
Paper Bag and Coated and Treated Paper Manufacturing ...
Depending on the industrial sector,
the SBA defines small entities either by
a revenue threshold or by the number of
employees. As identified in the
accompanying RIA, the entities affected
by the adoption of petition P–1688 are
in North American Industrial
Classification System (NAICS) code
322220—Paper Bag and Coated and
Treated Paper Products Manufacturing.
Firms in this NAICS sector manufacture
a wide range of products, of which only
a small subset are shipping sacks or
shipping sack feed stock. Data are not
available that would enable PHMSA to
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identify how many firms within the
larger NAICS manufacture both
shipping sacks and feed stock for
shipping sacks, much less identify the
number of small entities. Neither can
PHMSA estimate the revenues for those
small entities with any degree of
certainty. As noted in the RIA, the highend cost savings estimate is roughly
$160,000 in cost savings per year.
PHMSA does not believe these modest
cost savings, spread among all affected
manufacturers, would rise to the level of
a significant impact for affected small
entities.
43 67
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and therefore has introduced no changes
to this final rule in response.
4. An estimate of the number of small
entities to which the rule will apply or
an explanation of why no such estimate
is available.
This final rule affects numerous small
entities across a wide range of
industries. However, quantified impacts
on entities, large or small, could only be
assessed for a few of the changes
incorporated in this final rule due to
data limitations. These impacts are
explained, discussed and assessed in
the accompanying RIA. For the
purposes of identifying affected small
entities, PHMSA focused on the
industries for which quantified impacts
could be estimated. PHMSA assumes
that any change that did not draw
comment from the industry and could
not be quantified is unlikely to have a
significant economic or other impact on
small entities. PHMSA therefore limits
the discussion here to the three items
for which impacts could be quantified:
(1) The adoption of petition P–1688
adopting a wider range of basis weight
for the paper stock used to manufacture
UN specification paper sacks; (2) P–
1710 adopting a new AESC/IME
standard for JPGs; and (3) P–1711
incorporating by reference an updated
APA Standard 87–1 pertaining to
fireworks.
The table below presents the U.S.
Census Bureau Statistics of U.S.
Businesses (SUBS) revenue data for
each relevant NAICS Code that could be
affected by incorporating P–1688.
Total
< 500
500+
Fmt 4701
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575
511
64
Total firm
revenue in
category
($1,000s)
20,836,474
7,225,805
13,610,669
The second industry to consider is
associated with petition P–1710 and
affects manufacturers of JPGs. As
described in the RIA, there are five
NAICS sectors that manufacture, operate
or contract JPG services. These sectors
include:
• NAICS Code 325920, Explosives
Manufacturing
• NAICS Code 213111, Drilling Oil and
Gas Wells
• NAICS Code 213112, Support
Activities for Oil and Gas Operations
FR 53461 (Aug. 16, 2002).
Frm 00020
Number of
firms in
category
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• NAICS Code 333132, Oil and Gas
Field Machinery and Equipment
Manufacturing
• NAICS Code 423830, Industrial
Machinery and Equipment Merchant
Wholesalers
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The RIA quantifies impacts related to
elimination of testing requirements. The
entities most directly impacted by this
elimination are manufacturers of JPGs.
While the firms involved in drilling
wells, and equipment wholesalers, and
support activities for oil and gas
operations may use JPGs they are
unlikely to manufacture them. PHMSA
therefore uses NAICS codes 325920 and
333132 to identify the entities most
likely to be affected by the cost savings
associated with the changes associated
with adoption of this petition. The small
business size threshold for NAICS
325920—Explosives Manufacturing—is
fewer than 750 employees. For NAICS
333132 the threshold for a small
business is fewer than 1,250 employees.
Given the size threshold for NAICS
333132—Oil and Gas Field Machinery
Industry title
325920 ...................................
325920 ...................................
325920 ...................................
Explosives Manufacturing .......................................................
Explosives Manufacturing .......................................................
Explosives Manufacturing .......................................................
NAICS
Industry title
333132 ...................................
333132 ...................................
333132 ...................................
Oil and Gas Field Machinery and Equipment Manufacturing
Oil and Gas Field Machinery and Equipment Manufacturing
Oil and Gas Field Machinery and Equipment Manufacturing
The other NAICS under consideration
(Explosives Manufacturing) has a
threshold of 750 employees. 15 of the 52
firms in this sector have more than 500
employees. Again, it appears likely that
the larger firms are clustered nearer the
500-employee threshold and hence
would qualify as small businesses given
a threshold of 750 employees.
Both industrial sectors manufacture a
wide range of products: Explosives
range from munitions, to fireworks,
demolitions explosives, etc. JPGs make
up a small fraction of the product
output for these firms. Similarly, there
is a wide range of drilling and other
equipment manufactured for oil and gas
exploration, of which JPGs make up a
small fraction. Given the nature of the
data available from the Census Bureau
or other sources, PHMSA is unable to
identify the number of firms in either of
these broader industrial sectors that
manufacture JPGs, much less those that
would qualify as small entities. Nor
could PHMSA identify revenues for
small entities for use in making a
significance determination with any
degree of certainty. Although PHMSA
cannot determine the number of JPG
manufacturers or their revenues with
any degree of specificity, PHMSA does
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Total
< 500
500+
Firm size
category
not believe that the cost savings would
amount to a significant impact on small
entities, as estimated cost savings would
be $360,000 split among all
manufacturers of JPGs.
PHMSA concludes by evaluating the
last provision of this final rule for which
it has quantified the economic impacts:
That element responding to petition P–
1711 by incorporating an updated
edition of APA Standard 87–1 by
reference. This provision is the only
element of the NPRM that drew adverse
comments. These adverse comments are
addressed above in the preamble. To
summarize PHMSA’s response, the
items that drew the most concern
appear to be unchanged from the
existing regulatory requirements. Insofar
as that is the case, the negative
consequences for small entities alleged
by the comments on the NPRM do not
result from adoption of the updated
APA Standard 87–1.
PHMSA did quantify some cost
savings related to testing fireworks
associated with adoption of the updated
APA Standard 87–1. These cost savings
result from reducing UN series 5 and 6
testing requirements for certain classes
of fireworks. As described in the RIA,
PHMSA estimated that this change may
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and Equipment Manufacturing, and
looking at the Census Bureau SUBS
tables, for this NAICS, it seems likely
that virtually all firms in this industry
qualify as small businesses. The average
number of employees per firm with 500
employees or more is essentially 500
employees, indicating that even the
largest firms in this industry are not
much larger than 500 employees. Given
that the threshold is more than double
500 employees, it seems reasonable to
assume that essentially all firms in this
industry fall under the SBA threshold.
Firm size
category
NAICS
Sfmt 4700
75699
Total
< 500
500+
Number of
firms in
category
52
37
15
Number of
firms in
category
502
456
46
Total firm
revenue in
category
($1,000s)
2,382,540
560,068
1,822,472
Total firm
revenue in
category
($1,000s)
12,526,389
4,285,830
8,240,559
reduce testing costs by roughly $270,000
per year. Such a reduction in costs
would be to the benefit of the fireworks
industry, and PHMSA does not interpret
these cost savings to be significant.
As described in the RIA, virtually all
consumer fireworks, and roughly 75
percent of display fireworks, are
manufactured in China. The RIA
describes the U.S. fireworks industry as
having about $1.2 billion in revenue, of
which consumer fireworks revenues
account for about $885 million and
display fireworks account for the
remaining $353 million.
Fireworks manufacturers fall into a
miscellaneous NAICS code—NAICS
325998—All Other Miscellaneous
Chemical Product and Preparation
Manufacturing. Fireworks
manufacturing makes up a small
fraction of the economic activity in this
industry, which has a total revenue of
roughly $22 billion according to the
Census Bureau SUBS data. The SBA
size threshold for this industry is 500
employees: Firms with fewer than 500
employees are defined as small entities
and those with 500 or more employees
are not defined as small entities. The
table below presents the relevant SUBS
data for this NAICS code.
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Industry title
325998 ...................................
All Other Miscellaneous Chemical Product and Preparation
Manufacturing.
All Other Miscellaneous Chemical Product and Preparation
Manufacturing.
All Other Miscellaneous Chemical Product and Preparation
Manufacturing.
325998 ...................................
325998 ...................................
jbell on DSKJLSW7X2PROD with RULES3
Firm size
category
NAICS
As with other sectors assessed in this
section, PHMSA cannot estimate the
number of entities within the broader
NAICS category that manufacture
fireworks. The NAICS category in
question contains firms that
manufacture a wide range of products,
only one small subset of which are
fireworks. Given the lack of data with
more detailed specificity, PHMSA
cannot identify firms that manufacture
fireworks, much less identify small
entities that manufacture fireworks, or
estimate revenue for those small
entities. Given the relatively modest
estimate of $270,000 in annual cost
savings, and that those savings would be
split among multiple firms, PHMSA
does not expect the impacts to be
significant.
5. A description of the projected
reporting, recordkeeping and other
compliance requirements of the rule,
including an estimate of the classes of
small entities which will be subject to
the requirement and the type of
professional skills necessary for
preparation of the report or record.
There are no reporting or
recordkeeping requirements under the
‘‘Paperwork Reduction Act’’ associated
with this final rule.
6. Alternative proposals for small
entities.
The Regulatory Flexibility Act directs
agencies to establish exceptions and
differing compliance standards for small
entities, where it is possible to do so
and still meet the objectives of the
applicable regulatory statutes.
To the extent that PHMSA received
adverse comments, they were not
targeted at alleviating burdens on small
entities. While PHMSA may consider
guidance to the extent that it is
necessary to help clarify responsibilities
for small entities, PHMSA does not
expect that establishing exceptions to
the HMR amendments in this final rule
or alternative requirements for small
entities to address potential concerns
about the impact on small entities
would accomplish the safety objectives
of Federal hazmat law. Moreover, many
of the HMR amendments introduced in
this final rule—insofar as they relate to
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Number of
firms in
category
Total firm
revenue in
category
($1,000s)
Total
1,064
21,932,497
< 500
974
8,690,809
500+
90
13,241,688
or incorporate by reference technical
specifications or industry standards—do
not accommodate different regulatory
approaches based on whether the entity
is small entity or not. Further, as
explained at length in Section IV.
(Discussion of Amendments and
Applicable Comments) of this final rule,
the HMR amendments introduced in
this final rule are generally deregulatory
in nature and intended to provide
reduce regulatory burdens on small
entities and other members of the
regulated community.
7. Conclusion.
The changes in this final rule are
generally intended to provide relief to
shippers, carriers, and packaging
manufactures and testers, including
small entities. As discussed above, a
shortage of pertinent data prevents
PHMSA from quantifying economic
impacts on small entities potentially
affected by most of the HMR
amendments introduced in this final
rule. However, PHMSA has developed
estimates for the numbers of small
businesses that may be affected by the
HMR revisions introduced in this final
rule for which PHMSA has provided
quantified cost benefits. For those HMR
amendments, PHMSA has compared
cost savings impacts to average small
entity annual revenue and in none of
those cases does an impact rise to even
1 percent of average small entity
revenue, and in all cases the impacts
reduce costs for the entities affected.
Therefore, PHMSA determines that this
final rule will not have a significant
economic impact on a substantial
number of small entities.
The Unfunded Mandates Reform Act
(UMRA) 45 requires agencies to prepare
a written assessment of the costs,
benefits, and other effects of proposed
or final rules that include a Federal
mandate likely to result in the
expenditure by State, local, or Tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually, adjusted for inflation. A
Federal mandate is defined, in part, as
a regulation that imposes an enforceable
duty upon State, local, or Tribal
governments or would reduce or
eliminate the amount of authorization of
appropriation for Federal financial
assistance that would be provided to
State, local, or Tribal governments for
the purpose of complying with a
previous Federal mandate.
This final rule does not impose
unfunded mandates under the UMRA. It
does not result in costs of $100 million
or more, adjusted for inflation, to either
State, local, or tribal governments, in the
aggregate, or to the private sector in any
one year, and is the least burdensome
alternative that achieves the objective of
the rule.
G. Paperwork Reduction Act
J. Environmental Assessment
PHMSA has analyzed this final rule in
accordance with the Paperwork
Reduction Act of 1995.44 This final rule
does not impose new information
collection requirements. PHMSA did
not receive any comments regarding
information collection activities under
this final rule.
H. Regulation Identifier Number (RIN)
A regulation identifier number (RIN)
is assigned to each regulatory action
listed in the Unified Agenda of Federal
Regulatory and Deregulatory Actions
(Unified Agenda). The Regulatory
Information Service Center publishes
the Unified Agenda in April and
October of each year. The RIN contained
in the heading of this final rule can be
used to cross-reference this action with
the Unified Agenda.
I. Unfunded Mandates Reform Act
The National Environmental Policy
Act of 1969 (NEPA) 46 requires Federal
agencies to consider the consequences
of major Federal actions and prepare a
detailed statement on actions
significantly affecting the quality of the
human environment. The Council on
Environmental Quality (CEQ)
45 2
44 44
PO 00000
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U.S.C. 1501 et seq.
U.S.C. 4321 et seq.
46 42
Sfmt 4700
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implementing regulations (40 CFR part
1500–1508) require Federal agencies to
conduct an environmental review
considering (1) the need for the action,
(2) a description of the action and
alternatives, (3) probable environmental
impacts of the action and alternatives,
and (4) comments from the public and
the agencies and persons consulted
during the consideration process. DOT
Order 5610.1C, ‘‘Procedures for
Considering Environmental Impacts,’’
establishes departmental procedures for
evaluation of environmental impacts
under NEPA and its implementing
regulations.
PHMSA has completed its NEPA
analysis. Based on the environmental
assessment herein, PHMSA determined
that an environmental impact statement
is not required for this final rule because
the HMR amendments introduced will
not result in a significant environmental
impact requiring the preparation of an
environmental impact statement.
PHMSA notes that it received no
comments from the public on the NEPA
analysis within the NPRM.
1. Need for the Action
PHMSA is amending the HMR in
response to petitions for rulemaking
submitted by the regulated community
to update, clarify, or provide relief from
miscellaneous regulatory requirements.
PHMSA expects that the HMR revisions
in this final rule will provide cost
benefits to the regulated community
without adversely affecting safety.
PHMSA has provided a brief summary
of each of those HMR revisions,
including their impact on safety, in
Section IV (Discussion of Amendments
and Applicable Comments) of this final
rule.
2. Alternatives
In this rulemaking, PHMSA
considered the following alternatives:
Alternative 1: No Action
The No Action Alternative would not
proceed with a rulemaking on any of the
previously-accepted petitions for
rulemaking submitted by stakeholders.
In the No Action Alternative, current
HMR provisions would remain in effect.
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Alternative 2: Amend the HMR as
Provided in This Final Rule
The Final Rule Alternative would
adopt the HMR amendments set forth in
this final rule.
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3. Environmental Impacts
Hazardous materials are substances
that may pose a threat to public safety
or the environment during
transportation because of their physical,
chemical, or nuclear properties. Under
the HMR, hazardous materials are
transported by aircraft, vessel, rail, and
highway. The HMR embodies a risk
management approach that is
prevention-oriented and focused on
identifying a safety hazard and reducing
the probability and quantity of a
hazardous material release. The
potential for environmental damage or
contamination exists when packages of
hazardous materials are involved in
accidents or en route incidents resulting
from cargo shifts, valve failures, package
failures, loading, unloading, collisions,
handling problems, or deliberate
sabotage. The release of hazardous
materials can cause the loss of
ecological resources (e.g., wildlife
habitats) and the contamination of air,
aquatic environments, and soil.
Contamination of soil can lead to the
contamination of ground water.
Compliance with the HMR substantially
reduces the possibility of accidental
release of hazardous materials, thereby
minimizing the potential a significant
impact on public health and the
environment.
Alternative 1: No Action
If PHMSA were to select the No
Action Alternative, current regulations
would remain in place. However,
efficiencies gained through
harmonization of HMR provisions with
international (UN, ICAO, IMDG, and
EU) and consensus standards (AAR,
APA, ASME, CGA, IME) for domestic
U.S. industry would not be realized,
thereby foregoing cost and safety
benefits identified in Section IV.
(Discussion of Amendments and
Applicable Comments) of this final rule.
Consistency between HMR requirements
and international regulations and
updated industry standards can promote
the safety of international hazardous
materials transportation through a better
understanding of HMR requirements, an
increased level of industry compliance,
and fewer disruptions in transport of
hazardous materials from their points of
origin to their points of destination.
Each of those consequences promote
protection of human health and the
environment; they also result in
decreased compliance costs for
regulated entities.
PO 00000
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Fmt 4701
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75701
Nor, moreover, would the No Action
Alternative provide meaningful safety
benefits in declining to adopt HMR
revisions in this final rule affording
regulated entities greater flexibility in
complying with HMR requirements. As
explained in greater detail in Section IV.
(Discussion of Amendments and
Applicable Comments) PHMSA does
not expect those flexibility-affording
HMR amendments in the final rule
(including, but not limited to, extension
of regulatory exceptions to additional
commodities; relaxation of labelling
requirements or cleaning requirements)
to adversely affect safety. Further, the
regulatory flexibilities foregone in the
No Action Alternative do not exist in
isolation: Rather, they are each
backstopped by the robust, proven
safety framework provided by other
HMR requirements governing the
transportation of hazardous materials.
Alternative 2: Go Forward With the
Proposed Amendments to the HMR in
This Final Rule
PHMSA selected the Final Rule
Alternative as the preferred alternative.
The Final Rule Alternative updates,
clarifies, or provides relief from a
variety of HMR regulatory requirements.
As explained at greater length in Section
IV (Discussion of Amendments and
Applicable Comments) of this final rule
and the above discussion of the No
Action Alternative, PHMSA expects the
Final Rule Alternative will realize cost
benefits from providing greater
compliance flexibility for regulated
entities without adversely affecting
safety. Further, PHMSA expects cost
and safety benefits from harmonizing
HMR requirements with international
and domestic U.S. industry standards
can also promote safety, thereby
minimizing the risk of environmental
impacts from the release of hazardous
materials to the environment during
shipment. For example, the Final Rule
Alternative’s regulatory phase out of
legacy-specification PIH tank cars
consistent with industry (AAR)
consensus standards and contractual
practices (e.g., interchange rules)
permanently locks-in the safety benefits
associated with a more robust tank car
design for transporting PIH material.
The table below summarizes the
anticipated environmental impacts from
each of the elements of the final rule
alternative:
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SUMMARY OF PROBABLE ENVIRONMENTAL IMPACTS BY AMENDMENTS
Proposed amendment(s) to HMR
(lettered as above herein)
Type of amendment(s)
A. Phase-Out of Non-Normalized Tank Cars Used to Transport PIH material ...
B. Limited Quantity Shipments of Hydrogen Peroxide ........................................
C. Markings on Portable Tanks ............................................................................
D. Reconditioning of Metal Drums .......................................................................
E. Limited Quantity Harmonization .......................................................................
F. Mobile Refrigeration Units ................................................................................
G. Incorporation by Reference of CGA Standards ..............................................
H. Special Provision for Explosives .....................................................................
I. Cargo Tank Reports ..........................................................................................
J. Weight Tolerances for Paper Shipping Sacks .................................................
K. Markings on Closed Transport Containers ......................................................
L. Finalization of the HM–246 Tank Car Standard ..............................................
M. Phase-out of non-HM–246 Tank Cars ............................................................
O. Allow Non-RCRA Waste to Use Lab Pack Exception ....................................
P. Incorporation of ASME Code Sections II, V, VIII, and IX ................................
Q. Import of Foreign Pi-Marked Cylinders ...........................................................
R. Placement of the word ‘‘stabilized’’ in shipping description ............................
S. Incorporation of an IME Standard ...................................................................
T. Incorporation of APA Standard ........................................................................
Regulatory Flexibility ...........................
Regulatory Flexibility—Harmonization
Regulatory Flexibility ...........................
Regulatory Flexibility ...........................
Regulatory Flexibility—Harmonization
Regulatory Flexibility ...........................
Standard Incorporation ........................
Regulatory Flexibility ...........................
Regulatory Flexibility ...........................
Regulatory Flexibility ...........................
Regulatory Flexibility ...........................
Regulatory Flexibility ...........................
Harmonization .....................................
Regulatory Flexibility ...........................
Standard Incorporation ........................
Regulatory Flexibility—Harmonization
Regulatory Flexibility ...........................
Standard Incorporation ........................
Standard Incorporation ........................
4. Agencies consulted
PHMSA expects this final rule would
affect hazardous materials shippers and
carriers by highway, rail, vessel, and
aircraft, as well as package
manufacturers and testers. PHMSA
sought therefore sought comment from
the following Federal Agencies and
modal partners:
• Federal Aviation Administration
• Federal Motor Carrier Safety
Administration
• Federal Railroad Administration
• U.S. Coast Guard
PHMSA did not receive any adverse
comments on the amendments in this
final rule from these or any other
Federal Agencies.
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5. Conclusion
PHMSA finds that no significant
environmental impacts will result from
this final rule. The revisions in the final
rule are intended to update, clarify, or
provide relief from certain existing HMR
requirements by eliminating
unnecessary regulatory requirements;
aligning HMR requirements with
international and industry standards;
and introducing editorial clarifications
to make HMR requirements easier to
understand. PHMSA does not expect
those HMR revisions to adversely
impact safety, much less cause a
significant environmental impact under
NEPA.
K. Privacy Act
In accordance with 5 U.S.C. 553(c),
DOT solicits comments from the public
to better inform its rulemaking process.
DOT posts these comments, without
edit, including any personal information
the commenter provides, to https://
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19:55 Nov 24, 2020
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www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
https://www.dot.gov/privacy.
L. Executive Order 13609 and
International Trade Analysis
Under E.O. 13609, ‘‘Promoting
International Regulatory
Cooperation,’’ 47 agencies must consider
whether the impacts associated with
significant variations between domestic
and international regulatory approaches
are unnecessary or may impair the
ability of American business to export
and compete internationally. In meeting
shared challenges involving health,
safety, labor, security, environmental,
and other issues, international
regulatory cooperation can identify
approaches that are at least as protective
as those that are or would be adopted in
the absence of such cooperation.
International regulatory cooperation can
also reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements.
Similarly, the Trade Agreements Act
of 1979,48 as amended by the Uruguay
Round Agreements Act,49 prohibits
Federal agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. For purposes of these
requirements, Federal agencies may
participate in the establishment of
international standards, so long as the
standards have a legitimate domestic
objective, such as providing for safety,
and do not operate to exclude imports
47 77
FR 26413 (May 4, 2012).
Law 96–39.
49 Public Law 103–465.
Environmental
impact(s) anticipated
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
adverse
that meet this objective. The statute also
requires consideration of international
standards and, where appropriate, that
they be the basis for U.S. standards.
PHMSA participates in the
establishment of international standards
to protect the safety of the American
public. PHMSA has assessed the effects
of the rulemaking to ensure that it does
not cause unnecessary obstacles to
foreign trade. As explained in greater
detail in Section IV. (Discussion of
Amendments and Applicable
Comments) of the preamble to this final
rule, several of the HMR amendments
introduced in this rulemaking better
align U.S. requirements for
transportation of hazardous materials
with international (e.g., UN, IMDG)
standards. Further, insofar as those and
other HMR amendments in this final
rule are expected to reduce regulatory
burdens, improve the clarity of HMR
provisions, and afford regulated entities
greater flexibility in satisfying HMR
requirements, PHMSA expects the final
rule to make a positive contribution to
U.S. domestic and international trade.
Accordingly, this final rule is consistent
with E.O. 13609 and PHMSA’s
obligations under the Trade Agreement
Act, as amended.
M. Executive Order 13211
E.O. 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ 50
requires Federal agencies to prepare a
Statement of Energy Effects for any
‘‘significant energy action.’’ Under E.O.
13211, a ‘‘significant energy action’’ is
defined as any action by an agency
48 Public
PO 00000
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impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
impacts.
50 66
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25NOR3
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(normally published in the Federal
Register) that promulgates, or is
expected to lead to the promulgation of,
a final rule or regulation (including a
notice of inquiry, ANPRM, and NPRM)
that: (1)(i) Is a significant regulatory
action under E.O. 12866 or any
successor order, and (ii) is likely to have
a significant adverse effect on the
supply, distribution, or use of energy; or
(2) is designated by the Administrator of
the Office of Information and Regulatory
Affairs as a significant energy action.
This final rule is not significant
energy action as contemplated by E.O.
13211. It is neither a ‘‘significant
regulatory action’’ under E.O. 12866,
nor expected to have a significant
adverse effect on the supply,
distribution or use of energy in the
United States. The Administrator of
OIRA has not designated the final rule
as a significant energy action.
N. National Technology Transfer and
Advancement Act
The National Technology Transfer
and Advancement Act of 1995 51 directs
Federal agencies to use voluntary
consensus standards in their regulatory
activities unless doing so would be
inconsistent with applicable law or
otherwise impractical. Voluntary
consensus standards are technical
standards (e.g., specification of
materials, test methods, or performance
requirements) that are developed or
adopted by voluntary consensus
standards bodies. This final rule
incorporates updates to multiple
voluntary consensus standards which
are listed in § 171.7. See Section II,
‘‘Incorporation by Reference Discussion
Under 1 CFR part 51’’ for availability.
List of Subjects
49 CFR Part 107
Administrative practice and
procedure, Hazardous materials
transportation, Incorporation by
reference, Packaging and containers,
Penalties, Reporting and recordkeeping
requirements.
49 CFR Part 171
Exports, Hazardous materials
transportation, Hazardous waste,
Imports, Incorporation by reference,
Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials
transportation, Hazardous waste,
Incorporation by reference, Labeling,
Markings, Packaging and containers,
Reporting and recordkeeping
requirements.
49 CFR Part 173
Hazardous materials transportation,
Incorporation by reference, Packaging
and containers, Radioactive materials,
Reporting and recordkeeping
requirements, Uranium.
49 CFR Part 178
Hazardous materials transportation,
Incorporation by reference, Motor
vehicle safety, Packaging and
containers, Reporting and recordkeeping
requirements.
49 CFR Part 179
Hazardous materials transportation,
Incorporation by reference, Railroad
safety, Reporting and recordkeeping
requirements.
49 CFR Part 180
Hazardous materials transportation,
Incorporation by reference, Motor
carriers, Motor vehicle safety, Packaging
and containers, Railroad safety,
Reporting and recordkeeping
requirements.
In consideration of the foregoing,
PHMSA amends 49 CFR chapter I as
follows:
PART 107—HAZARDOUS MATERIALS
PROGRAM PROCEDURES
1. The authority citation for part 107
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701;
Pub. L. 101–410, Section 4; Pub. L. 104–121,
Sections 212–213; Pub. L. 104–134, Section
31001; Pub. L. 114–74, Section 4 (28 U.S.C.
2461 note); 49 CFR 1.81 and 1.97; 33 U.S.C.
1321.
2. In Appendix A to subpart D of part
107, in the List of Frequently Cited
Violations, under ‘‘Offeror
Requirements—Specific hazardous
materials’’ revise sections B.1 through 7
to read as follows:
■
Appendix A to Subpart D of Part 107—
Guidelines for Civil Penalties
*
Violation description
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*
*
*
*
*
*
Offeror Requirements—Specific hazardous materials
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*
Baseline
assessment
*
*
*
.....................................
172.320 .......................
$1,000.
173.54, 173.56(b) ........
.....................................
$5,000.
*
.....................................
.....................................
173.54, 173.56(b) ........
$7,500.
$12,500 and up.
.....................................
.....................................
.....................................
173.54(c). ....................
.....................................
.....................................
$3,000.
$4,000.
$6,000.
U.S.C. 272 note.
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*
Section or cite
*
*
*
*
*
B. Class 1—Explosives:
1. Failure to mark the package with the EX number for each substance contained in the
package or, alternatively, indicate the EX number for each substance in association
with the description on the shipping description.
2. Offering an unapproved explosive for transportation:
a. Division 1.4 fireworks meeting the chemistry requirements of APA 87–1A or 87–
1C.
b. Division 1.3 fireworks meeting the chemistry requirements of APA 87–1B ..............
c. All other explosives (including forbidden) ..................................................................
3. Offering an unapproved explosive for transportation that minimally deviates from an
approved design in a manner that does not impact safety:
a. Division 1.4 ................................................................................................................
b. Division 1.3 ................................................................................................................
c. All other explosives ....................................................................................................
4. Offering a leaking or damaged package of explosives for transportation:
a. Division 1.3 and 1.4 ...................................................................................................
b. All other explosives ....................................................................................................
51 15
*
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$16,500.
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Violation description
Section or cite
5. Offering a Class 1 material that is fitted with its own means of ignition or initiation,
without providing protection from accidental actuation.
6. Packaging explosives in the same outer packaging with other materials ........................
7. Transporting a detonator on the same vehicle as incompatible materials using the approved method listed in 177.835(g)(3) without meeting the requirements of IME Standard 22.
*
*
*
*
*
*
*
*
3. In § 107.402, revise paragraph (d)
introductory text to read as follows:
■
§ 107.402 Application for designation as a
certification agency.
*
*
*
*
*
(d) Fireworks Certification Agency.
Prior to reviewing, and certifying
Division 1.4G consumer fireworks
(UN0336) for compliance with the APA
87–1A, excluding appendices II through
VI, (IBR, see § 171.7 of this chapter) as
specified in part 173 of this chapter, a
person must apply to, and be approved
by, the Associate Administrator to act as
a Fireworks Certification Agency.
*
*
*
*
*
PART 171—GENERAL INFORMATION,
REGULATIONS, AND DEFINITIONS
4. The authority citation for part 171
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701;
Pub. L. 101–410, Section 4; Pub. L. 104–134,
Section 31001; Pub. L. 114–74, Section 4 (28
U.S.C. 2461 note); 49 CFR 1.81 and 1.97.
5. In § 171.7;
a. Revise paragraphs (f), (g), and (n)(4),
(6), (9), and (20);
■ b. Add paragraph (p);
■ c. Revise paragraph (r) introductory
text; and
■ d. Add paragraphs (r)(3) and (dd)(4).
The revisions and additions read as
follows:
■
■
§ 171.7
Reference material.
jbell on DSKJLSW7X2PROD with RULES3
*
*
*
*
*
(f) American Pyrotechnics Association
(APA), P.O. Box 30438, Bethesda, MD
20824, (301) 907–8181,
www.americanpyro.com.
(1) APA 87–1A: Standard for the
Construction, Classification, Approval
and Transportation of Consumer
Fireworks, final draft January 1, 2018
(excluding appendices II through VI),
into §§ 107.402(d); 173.59; 173.64; and
173.65.
(2) APA 87–1B: Standard for the
Construction, Classification, Approval,
and Transportation of Display
Fireworks, final draft January 1, 2018
(excluding appendices II through IV),
into § 173.64.
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19:55 Nov 24, 2020
Jkt 253001
*
Note 1 to paragraph (g)(1): The
requirement for a 6% knuckle radius on
torispherical heads are excepted.
(2) ASME B31.4–2012, Pipeline
Transportation Systems for Liquids and
Slurries, November 12, 2012, into
§ 173.5a.
*
*
*
*
*
(n) * * *
(4) CGA C–6.1—2013, Standards for
Visual Inspection of High Pressure
PO 00000
Frm 00026
Fmt 4701
173.60(b)(5) ................
$15,000.
173.61 .........................
177.835(g)(3) ..............
$9,300.
$10,000.
*
(3) APA 87–1C: Standard for the
Construction, Classification, Approval,
and Transportation of Entertainment
Industry and Technical (EI&T)
Pyrotechnics, final draft January 1, 2018
(excluding appendices II through IV),
into § 173.64.
(g) The American Society of
Mechanical Engineers (ASME), 150
Clove Road, Little Falls, NJ 07424–2139,
telephone: 1–800–843–2763, https://
www.asme.org.
(1) ASME Boiler and Pressure Vessel
Code (ASME Code), 2017 Edition, July
1, 2017 (as follows), into §§ 172.102;
173.3; 173.5b; 173.24b; 173.306;
173.315; 173.318; 173.420; 178.255–1;
178.255–2; 178.255–14; 178.255–15;
178.273; 178.274; 178.276; 178.277;
178.320; 178.337–1; 178.337–2;
178.337–3; 178.337–4; 178.337–6;
178.337–16; 178.337–18; 178.338–1;
178.338–2; 178.338–3; 178.338–4;
178.338–5; 178.338–6; 178.338–13;
178.338–16; 178.338–18; 178.338–19;
178.345–1; 178.345–2; 178.345–3;
178.345–4; 178.345–7; 178.345–14;
178.345–15; 178.346–1; 178.347–1;
178.348–1; 179.400–3; 180.407:
(i) ASME BPVC.II.A–2017 (vols. 1 and
2), Section II—Materials—Part A—
Ferrous Materials Specifications.
(ii) ASME BPVC.II.B–2017, Section
II—Materials—Part B—Nonferrous
Material Specifications.
(iii) ASME BPVC.V–2017, Section V—
Nondestructive Examination.
(iv) ASME BPVC.VIII.1–2017, Section
VIII—Rules for Construction of Pressure
Vessels Division 1.
(v) ASME BPVC.IX–2017, Section
IX—Qualification Standard for Welding,
Brazing, and Fusing Procedures;
Welders; Brazers; and Welding, Brazing,
and Fusing Operators.
Sfmt 4700
Baseline
assessment
*
*
Aluminum Compressed Gas Cylinders,
Sixth Edition, copyright 2013 (corrected
4/14/2015), into §§ 180.205; 180.209.
*
*
*
*
*
(6) CGA C–6.3—2013, Standard for
Visual Inspection of Low Pressure
Aluminum Alloy Compressed Gas
Cylinders, Third Edition, copyright
2013, into §§ 180.205; 180.209.
*
*
*
*
*
(9) CGA C–11—2013, Practices for
Inspection of Compressed Gas Cylinders
at Time of Manufacture, Fifth Edition,
copyright 2013, into § 178.35.
*
*
*
*
*
(20) CGA S–7—2013, Standard for
Selecting Pressure Relief Devices for
Compressed Gas Mixtures in Cylinders,
Fifth Edition, copyright 2013, into
§ 173.301.
*
*
*
*
*
(p) European Union. Rue de la Loi/
Wetstraat, 175B–1048 Bruxelles/Brussel
Belgique/Belgie¨], https://europa.eu/
european-union/documentspublications_en.
(1) Directive 2010/35/EU of the
European Parliament and of the
Council, ‘‘on transportable pressure
equipment and repealing Council
Directives 76/767/EEC, 84/525/EEC, 84/
526/EEC, 84/527/EEC and 1999/36/EC’’,
June 16, 2010, into § 171.23.
(2) [Reserved].
*
*
*
*
*
(r) Institute of Makers of Explosives,
1212 New York Ave NW, #650,
Washington, DC 20005.
*
*
*
*
*
(3) AESC/IME JPG Standard, Guide to
Obtaining DOT Approval of Jet
Perforating Guns using AESC/IME
Perforating Gun Specifications, Ver. 02,
dated September 1, 2017, into § 173.67.
*
*
*
*
*
(dd) * * *
(4) ECE/TRANS/257 (Vol.I), European
Agreement concerning the International
Carriage of Dangerous Goods by Road,
copyright 2016, into § 171.23.
*
*
*
*
*
■ 6. In § 171.8, add a definition for
‘‘waste material’’ in alphabetical order
to read as follows:
E:\FR\FM\25NOR3.SGM
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Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
§ 171.8
Definitions and abbreviations.
*
*
*
*
*
Waste material means, for the
purposes of lab pack requirements in
§ 173.12 of this subchapter, all
hazardous materials which are destined
for disposal or recovery, and not so
limited to only those defined as a
hazardous waste in this section.
*
*
*
*
*
■ 7. In § 171.23, revise paragraph (a) to
read as follows:
§ 171.23 Requirements for specific
materials and packagings transported
under the ICAO Technical Instructions,
IMDG Code, Transport Canada TDG
Regulations, or the IAEA Regulations.
jbell on DSKJLSW7X2PROD with RULES3
*
*
*
*
*
(a) Conditions and requirements for
cylinders and pressure receptacles—(1)
Applicability. Except as provided in this
paragraph (a), a filled cylinder (pressure
receptacle) manufactured to other than
a DOT specification or a UN standard in
accordance with part 178 of this
subchapter, a DOT exemption or special
permit cylinder, a TC, CTC, CRC, or
BTC cylinder authorized under § 171.12,
or a cylinder used as a fire extinguisher
in conformance with § 173.309(a) of this
subchapter, may not be transported to,
from, or within the United States.
(2) Conditions. Cylinders (including
UN pressure receptacles) transported to,
from, or within the United States must
conform to the applicable requirements
of this subchapter. Unless otherwise
excepted in this subchapter, a cylinder
must not be transported unless—
(i) The cylinder is manufactured,
inspected and tested in accordance with
a DOT specification or a UN standard
prescribed in part 178 of this
subchapter, or a TC, CTC, CRC, or BTC
specification set out in the Transport
Canada TDG Regulations (IBR, see
§ 171.7), except that cylinders not
conforming to these requirements must
meet the requirements in paragraph
(a)(3), (4), or (5) of this section;
(ii) The cylinder is equipped with a
pressure relief device in accordance
with § 173.301(f) of this subchapter and
conforms to the applicable requirements
in part 173 of this subchapter for the
hazardous material involved;
(iii) The openings on an aluminum
cylinder in oxygen service conform to
the requirements of this paragraph,
except when the cylinder is used for
aircraft parts or used aboard an aircraft
in accordance with the applicable
airworthiness requirements and
operating regulations. An aluminum
DOT specification cylinder must have
an opening configured with straight
(parallel) threads. A UN pressure
receptacle may have straight (parallel)
VerDate Sep<11>2014
19:55 Nov 24, 2020
Jkt 253001
or tapered threads provided the UN
pressure receptacle is marked with the
thread type, e.g. ‘‘17E, 25E, 18P, or 25P’’
and fitted with the properly marked
valve; and
(iv) A UN pressure receptacle is
marked with ‘‘USA’’ as a country of
approval in conformance with §§ 178.69
and 178.70 of this subchapter, or ‘‘CAN’’
for Canada.
(3) Pi-marked pressure receptacles.
Pressure receptacles that are marked
with a pi mark in accordance with the
European Directive 2010/35/EU (IBR,
see § 171.7) on transportable pressure
equipment (TPED) and that comply with
the requirements of Packing Instruction
P200 or P208 and 6.2 of ECE/TRANS/
257 (Vol. I), the Agreement Concerning
the International Carriage of Dangerous
Goods by Road (ADR) (IBR, see § 171.7)
concerning pressure relief device use,
test period, filling ratios, test pressure,
maximum working pressure, and
material compatibility for the lading
contained or gas being filled, are
authorized as follows:
(i) Filled pressure receptacles
imported for intermediate storage,
transport to point of use, discharge, and
export without further filling; and
(ii) Pressure receptacles imported or
domestically sourced for the purpose of
filling, intermediate storage, and export.
(iii) The bill of lading or other
shipping paper must identify the
cylinder and include the following
certification: ‘‘This cylinder (These
cylinders) conform(s) to the
requirements for pi-marked cylinders
found in 171.23(a)(3).’’
(4) Importation of cylinders for
discharge within a single port area.
Except as provided in § 171.23(a)(3), a
cylinder manufactured to other than a
DOT specification or UN standard in
accordance with part 178 of this
subchapter, or a TC, CTC, BTC, or CRC
specification cylinder set out in the
Transport Canada TDG Regulations
(IBR, see § 171.7), and certified as being
in conformance with the transportation
regulations of another country may be
authorized, upon written request to and
approval by the Associate
Administrator, for transportation within
a single port area, provided—
(i) The cylinder is transported in a
closed freight container;
(ii) The cylinder is certified by the
importer to provide a level of safety at
least equivalent to that required by the
regulations in this subchapter for a
comparable DOT, TC, CTC, BTC, or CRC
specification or UN cylinder; and
(iii) The cylinder is not refilled for
export unless in compliance with
paragraph (a)(5) of this section.
PO 00000
Frm 00027
Fmt 4701
Sfmt 4700
75705
(5) Filling of cylinders for export or for
use on board a vessel. A cylinder not
manufactured, inspected, tested and
marked in accordance with part 178 of
this subchapter, or a cylinder
manufactured to other than a UN
standard, DOT specification, exemption
or special permit, or other than a TC,
CTC, BTC, or CRC specification, may be
filled with a gas in the United States
and offered for transportation and
transported for export or alternatively,
for use on board a vessel, if the
following conditions are met:
(i) The cylinder has been requalified
and marked with the month and year of
requalification in accordance with
subpart C of part 180 of this subchapter,
or has been requalified as authorized by
the Associate Administrator;
(ii) In addition to other requirements
of this subchapter, the maximum filling
density, service pressure, and pressure
relief device for each cylinder conform
to the requirements of this part for the
gas involved; and
(iii) The bill of lading or other
shipping paper identifies the cylinder
and includes the following certification:
‘‘This cylinder has (These cylinders
have) been qualified, as required, and
filled in accordance with the DOT
requirements for export.’’
(6) Cylinders not equipped with
pressure relief devices. A DOT
specification or a UN cylinder
manufactured, inspected, tested and
marked in accordance with part 178 of
this subchapter and otherwise conforms
to the requirements of part 173 of this
subchapter for the gas involved, except
that the cylinder is not equipped with
a pressure relief device may be filled
with a gas and offered for transportation
and transported for export if the
following conditions are met:
(i) Each DOT specification cylinder or
UN pressure receptacle must be plainly
and durably marked ‘‘For Export Only’’;
(ii) The shipping paper must carry the
following certification: ‘‘This cylinder
has (These cylinders have) been retested
and refilled in accordance with the DOT
requirements for export.’’; and
(iii) The emergency response
information provided with the shipment
and available from the emergency
response telephone contact person must
indicate that the pressure receptacles
are not fitted with pressure relief
devices and provide appropriate
guidance for exposure to fire.
*
*
*
*
*
E:\FR\FM\25NOR3.SGM
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Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
■
8. The authority citation for part 172
continues to read as follows:
*
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81, 1.96 and 1.97.
Symbols
Hazardous materials
descriptions
and proper shipping
names
Hazard
class or
division
Identification
Nos.
PG
§ 172.101 Purpose and use of the
hazardous materials table.
*
*
*
*
(c) * * *
(17) Unless it is already included in
the proper shipping name in the
Label
codes
Special provisions
(§ 172.102)
Exceptions
(1)
Hazardous Materials Table
(8)
(9)
(10)
Packaging
(§ 173.***)
Quantity limitations
(see §§ 173.27 and 175.75)
Vessel stowage
Non-bulk
Bulk
Passenger
aircraft/rail
Cargo aircraft only
Location
Other
(10B)
(2)
(3)
(4)
(5)
(6)
(7)
(8A)
(8B)
(8C)
(9A)
(9B)
(10A)
...............
6.1 ........
...............
UN1545
.........
II .....
...............
6.1, 3 ....
......................
387, A3, A7,
IB2, T7,
TP2.
..................
153 ..........
..................
202 ..........
..................
243 ..........
......................
Forbidden ....
......................
60 L .............
...............
D ...........
4.3 ........
*
UN3170
II .....
*
4.3 ........
*
151 ..........
*
212 ..........
242 ..........
*
15 kg ............
*
50 kg ............
B ...........
13, 85, 103,
148
III ....
4.3 ........
151 ..........
213 ..........
241 ..........
25 kg ............
100 kg ..........
B ...........
13, 85, 103,
148
I ......
*
8, 3 .......
*
None ........
*
201 ..........
243 ..........
*
0.5L ..............
*
2.5L ..............
A ...........
52
II .....
8, 3 .......
154 ..........
201 ..........
243 ..........
1L .................
30L ...............
A ...........
52
*
150 ..........
*
202 ..........
242 ..........
*
5 L ...............
*
60 L .............
B ...........
95, 102
*
154 ..........
*
202 ..........
242 ..........
*
1 L ...............
*
30 L .............
C ...........
40, 53, 58
*
154 ..........
*
202 ..........
243 ..........
*
Forbidden ....
*
30 L .............
D ...........
40, 44, 53,
58, 89,
100, 141
*
154 ..........
*
213 ..........
None ........
*
25 kg ............
*
230 kg ..........
A ...........
52
*
151 ..........
*
213 ..........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
*
151 ..........
*
223 ..........
None ........
*
Forbidden ....
*
Forbidden ....
D ...........
12, 25, 40,
127
*
153 ..........
*
213 ..........
240 ..........
*
100 kg ..........
*
200 kg ..........
C ...........
52, 53, 70
*
151 ..........
*
213 ..........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
151 ..........
213 ..........
240 ..........
25 kg ............
100 kg ..........
A ...........
*
151 ..........
*
213 ..........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
*
151 ..........
*
213 ..........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
*
151 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
A ...........
13, 74, 91,
147, 148
*
152 ..........
*
229 ..........
None ........
*
Forbidden ....
*
Forbidden ....
D ...........
53, 56, 58
*
*
Amine, liquid, corrosive, flammable,
n.o.s. or Polyamines,
liquid, corrosive,
flammable, n.o.s.
8 ...........
*
*
UN2734
3 ...........
*
UN1111
II .....
*
3 ...........
8 ...........
*
UN1730
II .....
*
8 ...........
8 ...........
*
UN1732
II .....
*
8, 6.1 ....
8 ...........
*
UN3028
.........
*
8 ...........
4.1 ........
*
UN1312
III ....
*
4.1 ........
4.1 ........
*
UN2956
III ....
*
4.1 ........
6.1 ........
*
UN2716
III ....
*
6.1 ........
Calcium resinate .........
4.1 ........
*
UN1313
III ....
*
4.1 ........
Calcium resinate,
fused.
4.1 ........
UN1314
III ....
4.1 ........
4.1 ........
*
UN2717
III ....
*
4.1 ........
4.1 ........
*
UN2000
III ....
*
4.1 ........
4.1 ........
*
UN1333
II .....
*
4.1 ........
5.1 ........
*
UN2626
II .....
*
5.1 ........
Amyl mercaptan ..........
*
Antimony
pentachloride, liquid.
*
Antimony pentafluoride
*
Batteries, dry, containing potassium
hydroxide solid, electric storage.
*
Borneol ........................
*
5-tert-Butyl-2,4,6trinitro-m-xylene or
Musk xylene.
*
1,4-Butynediol .............
*
*
Camphor, synthetic .....
*
Celluloid, in block,
rods, rolls, sheets,
tubes, etc., except
scrap.
jbell on DSKJLSW7X2PROD with RULES3
§ 172.101
[REVISE] .....................
Allyl isothiocyanate,
stabilized.
Aluminum smelting byproducts or Aluminum remelting byproducts.
G ........
§ 172.101 Table, the qualifying word
‘‘stabilized’’ may be added in
association with the proper shipping
name, as appropriate, where without
stabilization the substance would be
forbidden for transportation according
to § 173.21(f) of this subchapter.
*
*
*
*
*
9. In § 172.101, add paragraph (c)(17)
and amend the Hazardous Materials
Table to revise entries under
‘‘[REVISE]’’ to read as follows:
PART 172—HAZARDOUS MATERIALS
TABLE, SPECIAL PROVISIONS,
HAZARDOUS MATERIALS
COMMUNICATIONS, EMERGENCY
RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
*
Cerium, slabs, ingots,
or rods.
*
Chloric acid aqueous
solution, with not
more than 10 percent chloric acid.
VerDate Sep<11>2014
19:55 Nov 24, 2020
Jkt 253001
PO 00000
128, B115,
IB7, IP2,
IP21, T3,
TP33, W31,
W40.
128, B115,
IB8, IP21,
T1, TP33,
W31.
A3, A6, N34,
T14, TP2,
TP27.
IB2, T11,
TP2, TP27.
A3, A6, IB2,
T4, TP1.
B2, IB2, T7,
TP2.
A3, A6, A7,
A10, IB2,
N3, N36,
T7, TP2.
237 ...............
A1, IB8, IP3,
T1, TP33.
159 ...............
A1, IB8, IP3,
T1, TP33.
A1, A19, IB6,
T1, TP33.
A1, A19, IB4,
T1, TP33.
A1, IB8, IP3,
T1, TP33.
420 ...............
IB8, IP2, IP4,
N34, W100.
IB2, T4, TP1,
W31.
Frm 00028
Fmt 4701
Sfmt 4700
E:\FR\FM\25NOR3.SGM
25NOR3
25, 40
75707
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
Symbols
Hazardous materials
descriptions
and proper shipping
names
(1)
Hazard
class or
division
(2)
(5)
(6)
1-Chloropropane .........
3 ...........
*
UN1278
II .....
*
3 ...........
Chromium trioxide, anhydrous.
5.1 ........
UN1463
II .....
5.1, 6.1,
8.
8 ...........
*
UN2920
I ......
*
8, 3 .......
II .....
8, 3 .......
A6, B10, T14,
TP2, TP27.
B2, IB2, T11,
TP2, TP27.
I ......
*
8, 5.1 ....
II .....
8, 5.1 ....
*
*
Corrosive liquids, oxidizing, n.o.s.
8 ...........
*
Corrosive solids, flammable, n.o.s.
8 ...........
*
Corrosive solids, oxidizing, n.o.s.
8 ...........
*
G ........
G ........
Corrosive solids,
water-reactive, n.o.s.
8 ...........
Corrosive liquids, oxidizing, n.o.s.
8 ...........
*
G ........
G ........
Corrosive solids, oxidizing, n.o.s.
8 ...........
Corrosive solids, selfheating, n.o.s.
8 ...........
*
G ........
Corrosive solids,
water-reactive, n.o.s.
8 ...........
*
Cyanuric chloride ........
VerDate Sep<11>2014
Other
(10A)
(10B)
(8A)
(8B)
(8C)
(9A)
(9B)
*
150 ..........
*
202 ..........
242 ..........
*
Forbidden ....
*
60 L .............
E ...........
152 ..........
212 ..........
242 ..........
5 kg ..............
25 kg ............
A ...........
66, 90
*
None ........
*
201 ..........
243 ..........
*
0.5 L ............
*
2.5 L ............
C ...........
25, 40
154 ..........
202 ..........
243 ..........
1 L ...............
30 L .............
C ...........
25, 40
A6, A7 ..........
*
None ........
*
201 ..........
243 ..........
*
Forbidden ....
*
2.5 L ............
C ...........
89
A6, A7, IB2 ...
154 ..........
202 ..........
243 ..........
1 L ...............
30 L .............
C ...........
89
IB6, T6, TP33
*
None ........
*
211 ..........
242 ..........
*
1 kg ..............
*
25 kg ............
B ...........
12, 25
154 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
B ...........
12, 25
IB2, IP8, N34,
T7, TP2.
IB8, IP2, IP4,
T3, TP33,
W31.
I ......
*
8, 4.1 ....
II .....
8, 4.1 ....
I ......
*
8, 5.1 ....
T6, TP33 ......
*
None ........
*
211 ..........
242 ..........
*
1 kg ..............
*
25 kg ............
C ...........
II .....
8, 5.1 ....
154, IB6, IP2,
T3, TP33.
154 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
C ...........
I ......
*
8, 4.3 ....
*
None ........
*
211 ..........
243 ..........
*
1 kg ..............
*
25 kg ............
D ...........
13, 148
II .....
8, 4.3 ....
154 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
D ...........
13, 148
IB8, IP2, IP4,
T3, TP33.
I ......
8, 5.1 ....
IB4, IP1, T6,
TP33.
IB6, IP2, T3,
TP33,
W100.
A6, A7 ..........
None ........
201 ..........
243 ..........
Forbidden ....
2.5 L ............
C ...........
89
II .....
8, 5.1 ....
A6, A7, IB2 ...
154 ..........
202 ..........
243 ..........
1 L ...............
30 L .............
C ...........
89
I ......
*
8, 5.1 ....
T6, TP33 ......
*
None ........
*
211 ..........
242 ..........
*
1 kg ..............
*
25 kg ............
C ...........
II .....
8, 5.1 ....
154 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
C ...........
I ......
8, 4.2 ....
II .....
8, 4.2 ....
I ......
*
8, 4.3 ....
II .....
8, 4.3 ....
154, IB6, IP2,
T3, TP33.
T6, TP33 ......
IB6, IP2, T3,
TP33.
IB4, IP1, T6,
TP33.
IB6, IP2, T3,
TP33,
W100.
None ........
211 ..........
243 ..........
1 kg ..............
25 kg ............
C ...........
154 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
C ...........
*
None ........
*
211 ..........
243 ..........
*
1 kg ..............
*
25 kg ............
D ...........
13, 148
154 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
D ...........
13,148
*
None ........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
A ...........
12, 25, 40,
53, 58
*
154 ..........
*
202 ..........
243 ..........
*
1 L ...............
*
30 L .............
A ...........
40, 52
*
151 ..........
*
212 ..........
None ........
*
Forbidden ....
*
50 kg ............
A ...........
74
4.1 ........
II .....
4.1, 6.1
1.4B ......
*
UN0361
.........
*
1.4B ......
148 ...............
*
63(f), 63(g)
*
62 ............
None ........
*
Forbidden ....
*
75 kg ............
05 .........
25
1.4B ......
*
UN0255
.........
*
1.4B ......
148 ...............
*
63(f), 63(g)
*
62 ............
None ........
*
Forbidden ....
*
75 kg ............
05 .........
25
1.4B ......
*
UN0365
.........
*
1.4B ......
......................
*
None ........
*
62 ............
None ........
*
Forbidden ....
*
75 kg ............
05 .........
25
1.4B ......
*
UN0267
.........
*
1.4B ......
......................
*
63(f), 63(g)
*
62 ............
None ........
*
Forbidden ....
*
75 kg ............
05 .........
25
3 ...........
*
UN2375
II .....
*
3 ...........
*
150 ..........
*
202 ..........
243 ..........
*
5 L ...............
*
60 L .............
E ...........
52
8 ...........
*
UN2686
II .....
*
8, 3 .......
*
154 ..........
*
202 ..........
243 ..........
*
1 L ...............
*
30 L .............
A ...........
52
8 ...........
*
UN2685
II .....
*
8, 3 .......
*
154 ..........
*
202 ..........
243 ..........
*
1 L ...............
*
30 L .............
A ...........
52
8 ...........
*
UN2751
II .....
*
8 ...........
*
154 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
D ...........
12, 25, 40,
53, 58
*
Diethylthiophosphoryl
chloride.
Location
*
UN1868
*
N,NDiethylethylenediamine.
*
UN3096
Cargo aircraft only
*
8, 3 .......
*
2-Diethylaminoethanol
UN3095
(7)
Passenger
aircraft/rail
II .....
*
Diethyl sulfide ..............
*
UN3084
Bulk
*
UN2357
*
Detonators, non-electric, for blasting.
UN3093
Non-bulk
8 ...........
*
Detonators for ammunition.
*
UN3096
Exceptions
*
8 ...........
*
Detonators, electric, for
blasting.
*
UN3084
(10)
Vessel stowage
II .....
*
Detonator assemblies,
non-electric, for
blasting.
*
UN2921
(9)
Quantity limitations
(see §§ 173.27 and 175.75)
*
UN2670
*
Decaborane .................
*
UN3093
(8)
Packaging
(§ 173.***)
8 ...........
*
Cyclohexylamine .........
jbell on DSKJLSW7X2PROD with RULES3
Label
codes
(4)
Corrosive liquids, flammable, n.o.s.
G ........
PG
Special provisions
(§ 172.102)
(3)
*
G ........
Identification
Nos.
19:55 Nov 24, 2020
Jkt 253001
IB8, IP2, IP4,
T3, TP33.
IB2, T7, TP2
*
PO 00000
A19, A20,
IB6, IP2,
T3, TP33,
W31.
IB2, T7, TP1,
TP13.
B2, IB2, T7,
TP2.
IB2, T7, TP2
B2, IB2, T7,
TP2.
Frm 00029
Fmt 4701
Sfmt 4700
E:\FR\FM\25NOR3.SGM
25NOR3
75708
Symbols
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
Hazardous materials
descriptions
and proper shipping
names
(1)
Hazard
class or
division
(2)
Label
codes
(8)
(9)
(10)
Packaging
(§ 173.***)
Quantity limitations
(see §§ 173.27 and 175.75)
Vessel stowage
Exceptions
Non-bulk
Bulk
Passenger
aircraft/rail
Cargo aircraft only
Location
Other
(8A)
(8B)
(8C)
(9A)
(9B)
(10A)
(10B)
*
154 ..........
*
202 ..........
242 ..........
*
1 L ...............
*
30 L .............
A ...........
40, 53, 58
* ...............
154 ..........
..................
202 ..........
* ...............
243 ..........
......................
1 L ...............
* ...................
30 L .............
...............
A ...........
*
52
243 ..........
*
Forbidden ....
*
Forbidden ....
D ...........
40
*
100 kg ..........
D ...........
(4)
(5)
(6)
Difluorophosphoric
acid, anhydrous.
8 ...........
*
UN1768
II .....
*
8 ...........
* ...................................
Di-n-butylamine ...........
...............
8 ...........
* ............
UN2248
.........
II .....
* ............
8, 3 .......
A6, A7, B2,
IB2, N5,
N34, T8,
TP2.
......................
IB2, T7, TP2
6.1 ........
*
UN1603
II .....
*
6.1, 3 ....
IB2, T7, TP2
*
153 ..........
*
202 ..........
4.1 ........
*
UN1353
III ....
*
4.1 ........
A1, IB8, IP3 ..
*
151 ..........
*
213 ..........
240 ..........
*
25 kg ............
4.1 ........
*
UN1324
III ....
*
4.1 ........
......................
*
151 ..........
*
183 ..........
None ........
*
25 kg ............
*
100 kg ..........
D ...........
28
4.1 ........
*
UN2623
III ....
*
4.1 ........
A1, A19 ........
*
151 ..........
*
213 ..........
None ........
*
25 kg ............
*
100 kg ..........
A ...........
52
4.1 ........
*
UN3097
II .....
4.1, 5.1
131 ...............
*
151 ..........
*
214 ..........
214 ..........
*
Forbidden ....
*
Forbidden ....
E ...........
40
III ....
4.1, 5.1
131, T1,
TP33.
151 ..........
214 ..........
214 ..........
Forbidden ....
Forbidden ....
D ...........
40
II .....
*
4.1, 8 ....
*
151 ..........
*
212 ..........
242 ..........
*
15 kg ............
*
50 kg ............
D ...........
40
III ....
4.1, 8 ....
151 ..........
213 ..........
242 ..........
25 kg ............
100 kg ..........
D ...........
40
*
154 ..........
*
202 ..........
242 ..........
*
1 L ...............
*
30 L .............
A ...........
53, 58
*
154 ..........
*
202 ..........
242 ..........
*
1 L ...............
*
30 L .............
A ...........
53, 58
*
154 ..........
*
162 ..........
240 ..........
*
20 kg ............
*
20 kg ............
B ...........
25
*
151 ..........
*
212 ..........
241 ..........
*
15 kg ............
*
50 kg ............
E ...........
74
*
150 ..........
*
202 ..........
242 ..........
*
5 L ...............
*
60 L .............
B ...........
*
154 ..........
*
202 ..........
242 ..........
*
1 L ...............
*
30 L .............
A ...........
53, 58
52
*
Ethyl bromoacetate .....
*
Fibers or Fabrics impregnated with
weakly nitrated nitrocellulose, n.o.s.
*
Films, nitrocellulose
base, gelatine coated (except scrap).
*
Firelighters, solid with
flammable liquid.
*
Flammable solid, oxidizing, n.o.s.
*
Flammable solids, cor- 4.1 ........
rosive, organic, n.o.s.
*
Fluorophosphoric acid
anhydrous.
*
8 ...........
8 ...........
*
UN1778
II .....
*
8 ...........
8 ...........
*
UN2803
III ....
*
8 ...........
4.1 ........
*
UN1326
II .....
*
4.1 ........
3 ...........
*
UN2458
II .....
*
3 ...........
8 ...........
*
UN1782
II .....
*
8 ...........
8 ...........
*
UN1783
II .....
*
8 ...........
IB2, T7, TP2
*
154 ..........
*
202 ..........
242 ..........
*
1 L ...............
*
30 L .............
A ...........
III ....
8 ...........
IB3, T4, TP1
154 ..........
203 ..........
241 ..........
5 L ...............
60 L .............
A ...........
I ......
*
8, 6.1 ....
*
None ........
*
201 ..........
243 ..........
*
Forbidden ....
*
2.5 L ............
D ...........
40, 52
II .....
8, 6.1 ....
154 ..........
202 ..........
243 ..........
Forbidden ....
30 L .............
D ...........
40, 52
III ....
8, 6.1 ....
154 ..........
203 ..........
241 ..........
5 L ...............
60 L .............
D ...........
40, 52
II .....
*
5.1, 8 ....
*
152 ..........
*
202 ..........
243 ..........
*
1 L ...............
*
5 L ...............
D ...........
25, 66, 75.
*
Hexadienes .................
*
Hexafluorophosphoric
acid.
*
Hexamethylenediamine
solution.
*
Hydrazine aqueous solution, with more
than 37% hydrazine,
by mass.
8 ...........
*
Hydrogen peroxide and
peroxyacetic acid
mixtures, stabilized
with acids, water,
and not more than 5
percent peroxyacetic
acid.
VerDate Sep<11>2014
A1, IB6, IP2,
T3, TP33.
A1, IB6, T1,
TP33.
II .....
*
Hafnium powder,
wetted with not less
than 25 percent
water (a visible excess of water must
be present) (a) mechanically produced,
particle size less
than 53 microns; (b)
chemically produced,
particle size less
than 840 microns.
*
*
UN1776
*
Gallium ........................
*
UN2925
(7)
8 ...........
*
Fluorosilicic acid ..........
jbell on DSKJLSW7X2PROD with RULES3
PG
Special provisions
(§ 172.102)
(3)
*
G ........
Identification
Nos.
5.1 ........
19:55 Nov 24, 2020
*
UN2030
*
UN3149
Jkt 253001
PO 00000
A6, A7, B2,
IB2, N3,
N34, T8,
TP2.
A6, A7, B2,
B15, IB2,
N3, N34,
T8, TP2.
T1, TP33 ......
A6, A19, A20,
IB6, IP2,
N34, T3,
TP33, W31,
W40.
IB2, T4, TP1
A6, A7, B2,
IB2, N3,
N34, T8,
TP2.
B16, B53,
T10, TP2,
TP13.
B16, B53,
IB2, T7,
TP2, TP13.
B16, B53,
IB3, T4,
TP1.
145, A2, A3,
A6, B53,
IB2, IP5,
T7, TP2,
TP6, TP24.
Frm 00030
Fmt 4701
Sfmt 4700
E:\FR\FM\25NOR3.SGM
25NOR3
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
Symbols
Hazardous materials
descriptions
and proper shipping
names
Hazard
class or
division
Identification
Nos.
PG
Label
codes
Special provisions
(§ 172.102)
Exceptions
(1)
(9)
(10)
Quantity limitations
(see §§ 173.27 and 175.75)
Vessel stowage
Non-bulk
Bulk
Passenger
aircraft/rail
Cargo aircraft only
Location
Other
(2)
(3)
(4)
(5)
(6)
(7)
(8A)
(8B)
(8C)
(9A)
(9B)
(10A)
5.1 ........
UN2014
II .....
5.1, 8 ....
12, A60, B53,
B80, B81,
B85, IB2,
IP5, T7,
TP2, TP6,
TP24,
TP37.
152 ..........
202 ..........
243 ..........
Forbidden ....
Forbidden ....
D ...........
25, 66, 75
5.1 ........
UN2014
II .....
5.1, 8 ....
A2, A3, A6,
B53, IB2,
IP5, T7,
TP2, TP6,
TP24,
TP37.
152 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
D ...........
25, 66, 75
8 ...........
*
UN1740
II .....
*
8 ...........
*
154 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
A ...........
25, 40, 52,
53, 58
III ....
8 ...........
154 ..........
213 ..........
240 ..........
25 kg ............
100 kg ..........
A ...........
25, 40, 52
*
154 ..........
*
212 ..........
240 ..........
*
Forbidden ....
*
50 kg ............
D ...........
40, 53, 58,
66, 74
*
151 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
B ...........
34.
151 ..........
213 ..........
240 ..........
25 kg ............
100 kg ..........
B ...........
34
*
150 ..........
*
202 ..........
243 ..........
*
Forbidden ....
*
60 L .............
B ...........
40, 95, 102
150 ..........
203 ..........
242 ..........
5 L ...............
220 L ...........
A ...........
40, 95, 102
*
150 ..........
*
202 ..........
242 ..........
*
5 L ...............
*
60 L .............
E.
*
150 ..........
*
202 ..........
242 ..........
*
5 L ...............
*
60 L .............
E ...........
*
154 ..........
*
158 ..........
242 ..........
*
Forbidden ....
*
30 L .............
D ...........
40. 53. 58
*
154 ..........
*
158 ..........
242 ..........
*
Forbidden ....
*
30 L .............
D ...........
40, 53, 58
*
154 ..........
*
158 ..........
242 ..........
*
Forbidden ....
*
30 L .............
D ...........
53, 58, 66,
74, 89, 90
*
*
Iodine monochloride,
solid.
8 ...........
*
UN1792
II .....
*
8 ...........
4.1 ........
*
UN2989
II .....
*
4.1 ........
III ....
4.1 ........
II .....
*
3, 6.1 ....
III ....
3, 6.1 ....
*
Lead phosphite, dibasic.
*
Mercaptans, liquid,
flammable, toxic,
n.o.s. or Mercaptan
mixtures, liquid,
flammable, toxic,
n.o.s.
3 ...........
*
*
UN1228
IB8, IP2, IP4,
N3, N34,
T3, TP33.
IB8, IP3, N3,
N34, T1,
TP33.
B6, IB8, IP2,
IP4, N41,
T7, TP2.
IB8, IP2, IP4,
T3, TP33.
IB8, IP3, T1,
TP33.
IB2, T11,
TP2, TP27.
A6, B1, IB3,
T7, TP1,
TP28.
(10B)
3 ...........
*
UN2460
II .....
*
3 ...........
3 ...........
*
UN1234
II .....
*
3 ...........
8 ...........
*
UN1826
II .....
*
8 ...........
*
8 ...........
Nitrating acid mixtures
with not more than
50 percent nitric acid.
*
UN1796
II .....
*
8 ...........
*
Nitric acid other than
8 ...........
red fuming, with at
least 65 percent, but
not more than 70
percent nitric acid.
Nitric acid other than
8 ...........
red fuming, with
more than 20 percent and less than
65 percent nitric acid.
Nitric acid other than
8 ...........
red fuming with not
more than 20 percent nitric acid.
*
UN2031
II .....
*
8, 5.1 ....
UN2031
II .....
8 ...........
A6, A212, B2,
B47, B53,
IB2, IP15,
T8, TP2.
154 ..........
158 ..........
242 ..........
Forbidden ....
30 L .............
D ...........
44, 66, 53,
58, 74, 89,
90
UN2031
II .....
8 ...........
A6, B2, B47,
B53, IB2,
T8, TP2.
154 ..........
158 ..........
242 ..........
1 L ...............
30 L .............
D ...........
53, 58
2.2 ........
*
UN2422
.........
*
2.2 ........
......................
*
306 ..........
*
304 ..........
314, 315 ..
*
75 kg ............
*
150 kg ..........
A.
2.2 ........
UN1976
.........
2.2 ........
T50 ...............
306 ..........
304 ..........
314, 315 ..
75 kg ............
150 kg ..........
A.
2.2 ........
UN2424
.........
2.2 ........
T50 ...............
306 ..........
304 ..........
314, 315 ..
75 kg ............
150 kg ..........
A.
4.3 ........
*
UN3398
I ......
*
4.3 ........
*
None ........
*
201 ..........
244 ..........
*
Forbidden ....
*
1 L ...............
D ...........
13, 40, 52,
148
II .....
4.3 ........
151 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
D ...........
13, 40, 52,
148
2-Methyl-2-butene .......
*
Methylal .......................
*
Nitrating acid mixtures
spent with not more
than 50 percent nitric
acid.
*
jbell on DSKJLSW7X2PROD with RULES3
(8)
Packaging
(§ 173.***)
Hydrogen, peroxide,
aqueous solutions
with more than 40
percent but not more
than 60 percent hydrogen peroxide
(stabilized as necessary).
Hydrogen peroxide,
aqueous solutions
with not less than 20
percent but not more
than 40 percent hydrogen peroxide
(stabilized as necessary).
Hydrogendifluoride,
solid, n.o.s.
Octafluorobut-2-ene or
Refrigerant gas R
1318.
Octafluorocyclobutane,
or Refrigerant gas
RC 318.
Octafluoropropane or
Refrigerant gas R
218.
*
G ........
75709
Organometallic substance, liquid, waterreactive.
VerDate Sep<11>2014
19:55 Nov 24, 2020
Jkt 253001
PO 00000
IB2, IP8, T7,
TP1.
IB2, IP8, T7,
TP2.
A7, B2, IB2,
T8, TP2.
A7, B2, IB2,
T8, TP2,
TP13.
A6, B2, B47,
B53, IB2,
IP15, T8,
TP2.
T13, TP2,
TP7, TP36,
TP47, W31.
IB1, IP2, T7,
TP2, TP7,
TP36,
TP47, W31.
Frm 00031
Fmt 4701
Sfmt 4700
E:\FR\FM\25NOR3.SGM
25NOR3
75710
Symbols
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
Hazardous materials
descriptions
and proper shipping
names
Hazard
class or
division
Identification
Nos.
PG
Special provisions
(§ 172.102)
Label
codes
Exceptions
(1)
G ........
(2)
(3)
Organometallic substance, liquid, waterreactive, flammable.
(4)
(8B)
(8C)
(9A)
(9B)
(10A)
203 ..........
242 ..........
5 L ...............
60 L .............
E ...........
13, 40, 52,
148
I ......
4.3, 3 ....
None ........
201 ..........
244 ..........
Forbidden ....
1 L ...............
D ...........
13, 40, 52,
148
II .....
4.3, 3 ....
151 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
D ...........
13, 40, 52,
148
III ....
4.3, 3 ....
151 ..........
203 ..........
242 ..........
5 L ...............
60 L .............
E ...........
13, 40, 52,
148
I ......
4.3, 4.2
*
None ........
*
211 ..........
242 ..........
*
Forbidden ....
*
15 kg ............
E ...........
13, 40, 52,
148
II .....
4.3, 4.2
151 ..........
212 ..........
242 ..........
15 kg ............
50 kg ............
E ...........
13, 40, 52,
148
III ....
4.3, 4.2
151 ..........
213 ..........
241 ..........
25 kg ............
100 kg ..........
E ...........
13, 40, 52,
148
I ......
*
5.1, 8 ....
62, A6 ...........
*
None ........
*
201 ..........
244 ..........
*
Forbidden ....
*
2.5 L ............
D ...........
II .....
5.1, 8 ....
62, IB1 ..........
152 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
B ...........
III ....
5.1, 8 ....
62, IB2 ..........
152 ..........
203 ..........
242 ..........
2.5 L ............
30 L .............
B ...........
13, 56, 58,
138
13, 56, 58,
138
13, 56, 58,
138
*
UN3121
I ......
5.1, 4.3
62 .................
*
None ........
*
214 ..........
214 ..........
*
Forbidden ....
*
Forbidden ....
...............
13, 148
8 ...........
UN1802
II .....
II .....
5.1, 4.3
8, 5.1 ....
62 .................
IB2, N41, T7,
TP2.
152 ..........
154 ..........
214 ..........
202 ..........
214 ..........
243 ..........
Forbidden ....
Forbidden ....
Forbidden ....
30 L .............
...............
C ...........
13, 148
53, 58, 66
5.1 ........
*
UN1483
II .....
*
5.1 ........
*
152 ..........
*
212 ..........
242 ..........
*
5 kg ..............
*
25 kg ............
C ...........
13, 52, 66,
75, 148
III ....
5.1 ........
152 ..........
213 ..........
240 ..........
25 kg ............
100 kg ..........
C ...........
13, 52, 66,
75, 148
*
151 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
B ...........
13, 74, 147,
148
*
151 ..........
*
213 ..........
243 ..........
*
25 kg ............
*
100 kg ..........
A ...........
74
*
154 ..........
*
212 ..........
240 ..........
*
Forbidden ....
*
50 kg ............
C ...........
12, 25, 40,
53, 58
*
154 ..........
*
212 ..........
240 ..........
*
Forbidden ....
*
50 kg ............
C ...........
151 ..........
212 ..........
240 ..........
15 kg ............
50 kg ............
B ...........
40, 44, 53,
58, 89,
100, 141
74
154 ..........
202 ..........
242 ..........
Forbidden ....
30 L .............
C ...........
40, 53, 58
*
151 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
B ...........
13, 74, 147,
148
*
150 ..........
*
202 ..........
243 ..........
*
Forbidden ....
*
60 L .............
E ...........
40
*
154 ..........
*
202 ..........
243 ..........
*
1 L ...............
*
30 L .............
A ...........
40, 52
*
*
UN3397
*
UN3098
*
N40, T9, TP7,
TP33,
TP36,
TP47, W31.
IB4, T3,
TP33,
TP36,
TP47, W31.
IB6, T1,
TP33,
TP36,
TP47, W31.
*
*
UN1339
II .....
*
4.1 ........
4.1 ........
*
UN1338
III ....
*
4.1 ........
8 ...........
*
UN1939
II .....
*
8 ...........
Phosphorus
pentachloride.
8 ...........
*
UN1806
II .....
*
8 ...........
Phosphorus
sesquisulfide, free
from yellow or white
phosphorus.
Phosphorus tribromide
4.1 ........
UN1341
II .....
4.1 ........
8 ...........
UN1808
II .....
8 ...........
4.1 ........
*
UN1343
II .....
*
4.1 ........
3 ...........
*
UN2404
II .....
*
3, 6.1 ....
8 ...........
*
UN2258
II .....
*
8, 3 .......
*
Phosphorus, amorphous.
*
Phosphorus
oxybromide.
*
*
jbell on DSKJLSW7X2PROD with RULES3
UN3399
4.1 ........
Phosphorus
heptasulfide, free
from yellow or white
phosphorus.
Phosphorus trisulfide,
free from yellow or
white phosphorus.
*
Propionitrile .................
*
1,2-Propylenediamine
VerDate Sep<11>2014
Other
(8A)
*
Peroxides, inorganic,
n.o.s.
Location
151 ..........
5.1 ........
Perchloric acid with not
more than 50 percent acid by mass.
Cargo aircraft only
(7)
5.1 ........
Oxidizing solid, water
reactive, n.o.s.
Passenger
aircraft/rail
IB2, IP4, T7,
TP2, TP7,
TP36,
TP47, W31.
T13, TP2,
TP7, TP36,
TP47, W31.
IB1, IP2, T7,
TP2, TP7,
TP36,
TP47, W31.
IB2, IP4, T7,
TP2, TP7,
TP36,
TP47, W31.
*
G ........
Bulk
(6)
4.3 ........
Oxidizing liquid, corrosive, n.o.s.
Non-bulk
4.3 ........
*
G ........
(10)
Vessel stowage
(5)
4.3 ........
Organometallic substance, solid, waterreactive, self-heating.
(9)
Quantity limitations
(see §§ 173.27 and 175.75)
III ....
*
G ........
(8)
Packaging
(§ 173.***)
19:55 Nov 24, 2020
Jkt 253001
PO 00000
A7, A20, IB6,
IP2, N34,
T3, TP33,
W100.
A7, A20,
B134, IB8,
IP21, N34,
T1, TP33,
W100.
A20, IB4,
N34, T3,
TP33, W31.
A1, A19, B1,
B9, B26,
IB8, IP3,
T1, TP33.
B8, IB8, IP2,
IP4, N41,
N43, T3,
TP33.
A7, IB8, IP2,
IP4, N34,
T3, TP33.
A20, IB4,
N34, T3,
TP33, W31.
A3, A6, A7,
B2, B25,
IB2, N34,
N43, T7,
TP2.
A20, IB4,
N34, T3,
TP33, W31.
IB2, T7, TP1,
TP13.
A3, A6, IB2,
N34, T7,
TP2.
Frm 00032
Fmt 4701
Sfmt 4700
E:\FR\FM\25NOR3.SGM
25NOR3
(10B)
75711
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
Symbols
Hazardous materials
descriptions
and proper shipping
names
(1)
Hazard
class or
division
(2)
(3)
(4)
3 ...........
*
UN1282
4.1 ........
*
UN1346
8 ...........
II .....
*
3 ...........
III ....
*
4.1 ........
*
UN1906
II .....
*
8 ...........
5.1 ........
*
UN1496
II .....
*
5.1 ........
4.1 ........
*
UN1350
III ....
*
4.1 ........
8 ...........
*
UN1832
II .....
*
8 ...........
Tetrafluoromethane or
2.2 ........
Refrigerant gas R 14.
UN1982
.........
2.2 ........
3 ...........
8 ...........
*
UN2056
UN1837
II .....
II .....
*
3 ...........
8 ...........
4.1 ........
*
UN1871
II .....
*
4.1 ........
4.1 ........
*
UN1352
II .....
*
4.1 ........
4.1 ........
UN2878
III ....
4.1 ........
6.1 ........
*
UN3123
I ......
6.1, 4.3
II .....
6.1, 4.3
*
Silicon powder, amorphous.
*
Sludge, acid ................
*
Sodium chlorite ...........
*
Sulfur ...........................
*
Sulfuric acid, spent .....
*
Tetrahydrofuran ...........
Thiophosphoryl chloride.
*
Titanium hydride .........
*
Titanium powder,
wetted with not less
than 25 percent
water (a visible excess of water must
be present) (a) mechanically produced,
particle size less
than 53 microns; (b)
chemically produced,
particle size less
than 840 microns.
Titanium sponge granules or Titanium
sponge powders.
*
Toxic liquids, water-reactive, n.o.s.
*
G ........
Toxins, extracted from
living sources, liquid,
n.o.s.
6.1 ........
*
UN3172
G ........
Toxins, extracted from
living sources, solid,
n.o.s.
6.1 ........
UN3462
*
jbell on DSKJLSW7X2PROD with RULES3
G ........
Toxins, extracted from
living sources, solid,
n.o.s.
6.1 ........
*
Triallylamine ................
Water-reactive liquid,
corrosive, n.o.s.
VerDate Sep<11>2014
*
UN3462
(10)
Vessel stowage
Passenger
aircraft/rail
Cargo aircraft only
Location
Other
(8C)
(9A)
(9B)
(10A)
(10B)
*
60 L .............
Non-bulk
Bulk
(8A)
(8B)
*
202 ..........
242 ..........
*
5 L ...............
B ...........
21, 100
*
151 ..........
*
213 ..........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
74
*
154 ..........
*
202 ..........
242 ..........
*
Forbidden ....
*
30 L .............
C ...........
14, 53, 58
*
152 ..........
*
212 ..........
242 ..........
*
5 kg ..............
*
25 kg ............
A ...........
56, 58
*
151 ..........
*
None ........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
25, 74
*
154 ..........
*
202 ..........
242 ..........
*
Forbidden ....
*
30 L .............
C ...........
14, 53, 58
306 ..........
302 ..........
None ........
75 kg ............
150 kg ..........
A ...........
*
150 ..........
154 ..........
*
202 ..........
202 ..........
242 ..........
242 ..........
*
5 L ...............
Forbidden ....
*
60 L .............
30 L .............
B ...........
C ...........
*
151 ..........
*
212 ..........
241 ..........
*
15 kg ............
*
50 kg ............
E ...........
*
151 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
E ...........
74
151 ..........
213 ..........
240 ..........
25 kg ............
100 kg ..........
D ...........
13, 74, 147,
148
A4 .................
*
None ........
*
201 ..........
243 ..........
*
Forbidden ....
*
1 L ...............
E ...........
13,40, 148
IB2 ................
153 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
E ...........
13, 40, 148
I ......
*
6.1 ........
141 ...............
*
None ........
*
201 ..........
243 ..........
*
1 L ...............
*
30 L .............
B ...........
40
II .....
III ....
I ......
6.1 ........
6.1 ........
6.1 ........
141, IB2 ........
141, IB3 ........
141, IB7, IP1,
T6, TP33.
153 ..........
153 ..........
None ........
202 ..........
203 ..........
211 ..........
243 ..........
241 ..........
243 ..........
5 L ...............
60 L .............
5 kg ..............
60 L .............
220 L ...........
50 kg ............
B ...........
B ...........
B ...........
40
40
II .....
6.1 ........
153 ..........
212 ..........
243 ..........
25 kg ............
100 kg ..........
B ...........
III ....
6.1 ........
141, IB8, IP2,
IP4, T3
TP33.
141, IB8, IP3,
T1 TP33.
153 ..........
213 ..........
241 ..........
100 kg ..........
200 kg ..........
A ...........
I ......
*
6.1 ........
*
None ........
*
211 ..........
243 ..........
*
5 kg ..............
*
50 kg ............
B ...........
II .....
6.1 ........
153 ..........
212 ..........
243 ..........
25 kg ............
100 kg ..........
B ...........
III ....
6.1 ........
153 ..........
213 ..........
241 ..........
100 kg ..........
200 kg ..........
A ...........
*
150 ..........
*
203 ..........
242 ..........
*
5 L ...............
*
60 L .............
A ...........
*
None ........
*
201 ..........
243 ..........
*
Forbidden ....
*
1 L ...............
D ...........
13, 148
151 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
E ...........
13, 85, 148
151 ..........
203 ..........
242 ..........
5 L ...............
60 L .............
E ...........
13, 148
IB2, T4, TP2
A1, IB8, IP3,
T1, TP33.
A3, A7, B2,
IB2, N34,
T8, TP2,
TP28.
A9, IB8, IP2,
IP4, N34,
T3, TP33.
30, B120,
IB8, IP3,
T1, TP33.
A3, A7, B2,
B83, B84,
IB2, N34,
T8, TP2.
......................
IB2, T4, TP1
A3, A7, B2,
B8, B25,
IB2, N34,
T7, TP2.
A19, A20,
IB4, N34,
T3, TP33,
W31, W40.
A19, A20,
IB6, IP2,
N34, T3,
TP33, W31,
W40.
A1, B134,
IB8, IP21,
T1, TP33,
W100.
*
III ....
*
3, 8 .......
4.3 ........
*
UN3129
I ......
*
4.3, 8 ....
II .....
4.3, 8 ....
III ....
4.3, 8 ....
Jkt 253001
(9)
Quantity limitations
(see §§ 173.27 and 175.75)
*
150 ..........
*
UN2610
19:55 Nov 24, 2020
(8)
Packaging
(§ 173.***)
Exceptions
(7)
3 ...........
*
G ........
Label
codes
(6)
Pyridine .......................
G ........
PG
Special provisions
(§ 172.102)
(5)
*
I .........
Identification
Nos.
PO 00000
141, IB7, IP1,
T6, TP33.
141, IB8, IP2,
IP4, T3
TP33.
141, IB8, IP3,
T1 TP33.
B1, IB3, T4,
TP1.
T14, TP2,
TP7, TP13.
IB1, T11,
TP2, TP7.
IB2, T7, TP2,
TP7.
Frm 00033
Fmt 4701
Sfmt 4700
E:\FR\FM\25NOR3.SGM
25NOR3
40, 53, 58
G
40, 52
75712
Symbols
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
Hazardous materials
descriptions
and proper shipping
names
Hazard
class or
division
Identification
Nos.
Special provisions
(§ 172.102)
Label
codes
PG
Exceptions
(1)
G ........
G ........
(2)
Water-reactive liquid,
n.o.s.
Water-reactive liquid,
toxic, n.o.s.
(6)
(7)
(8A)
(8B)
(8C)
(9A)
(9B)
(10A)
None ........
201 ..........
244 ..........
Forbidden ....
1 L ...............
E ...........
13, 40, 148
II .....
4.3 ........
151 ..........
202 ..........
243 ..........
1 L ...............
5 L ...............
E ...........
13, 40, 148
III ....
4.3 ........
151 ..........
203 ..........
242 ..........
5 L ...............
60 L .............
E ...........
13, 40, 148
I ......
4.3, 6.1
T13, TP2,
TP7, TP41,
W31.
IB1, T7, TP2,
TP7, W31.
IB2, T7, TP2,
TP7, W31.
A4 .................
None ........
201 ..........
243 ..........
Forbidden ....
1 L ...............
D ...........
13, 148
II .....
III ....
4.3, 6.1
4.3, 6.1
IB1 ................
IB2 ................
151 ..........
151 ..........
202 ..........
203 ..........
243 ..........
242 ..........
1 L ...............
5 L ...............
5 L ...............
60 L .............
E ...........
E ...........
13, 85, 148
13, 85, 148
II .....
4.3, 5.1
......................
*
151 ..........
*
214 ..........
214 ..........
*
Forbidden ....
*
Forbidden ....
E ...........
13, 40, 148
III ....
4.3, 5.1
......................
151 ..........
214 ..........
214 ..........
Forbidden ....
Forbidden ....
E ...........
13, 40, 148
*
152 ..........
*
212 ..........
242 ..........
*
5 kg ..............
*
25 kg ............
E ...........
*
154 ..........
*
213 ..........
240 ..........
*
25 kg ............
*
100 kg ..........
A ...........
*
151 ..........
*
212 ..........
240 ..........
*
15 kg ............
*
50 kg ............
E ...........
*
151 ..........
*
212 ..........
241 ..........
*
15 kg ............
*
50 kg ............
E ...........
UN3130
*
UN3133
*
5.1 ........
*
UN1512
II .....
*
5.1 ........
8 ...........
*
UN2331
III ....
*
8 ...........
4.1 ........
*
UN1437
II .....
*
4.1 ........
4.1 ........
*
UN1358
II .....
*
4.1 ........
3 ...........
*
UN1308
I ......
*
3 ...........
......................
*
None ........
*
201 ..........
243 ..........
*
Forbidden ....
*
Forbidden ....
B ...........
II .....
III ....
3 ...........
3 ...........
IB2 ................
B1, IB2 .........
150 ..........
150 ..........
202 ..........
203 ..........
242 ..........
242 ..........
5 L ...............
60 L .............
60 L .............
220 L ...........
B ...........
B ...........
*
*
§ 172.102
*
A19, A20,
IB4, N34,
T3, TP33,
W31, W40.
A19, A20,
IB6, IP2,
N34, T3,
TP33, W31,
W40.
*
*
13. In § 173.5b, revise paragraph (b) to
read as follows:
§ 173.5b Portable and mobile refrigeration
systems.
*
§ 172.302 General marking requirements
for bulk packagings.
*
*
*
*
*
(b) * * *
(2) Have a width of at least 4.0 mm
(0.16 inch) and a height of at least 12
mm (0.47 inch) for portable tanks with
capacities of less than 3,785 L (1,000
gallons) and a width of at least 4.0 mm
(0.16 inch) and a height of 25 mm (one
inch) for IBCs; and
*
*
*
*
*
jbell on DSKJLSW7X2PROD with RULES3
IB8, IP3, T1,
TP33.
■
10. In § 172.102, amend paragraph
(c)(1) by removing special provision
103.
■ 11. In § 172.302, revise paragraph
(b)(2) to read as follows:
■
PART 173—SHIPPERS—GENERAL
REQUIREMENTS FOR SHIPMENTS
AND PACKAGINGS
12. The authority citation for part 173
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128, 44701; 49
CFR 1.81, 1.96 and 1.97.
19:55 Nov 24, 2020
IB8, IP4, T3,
TP33.
*
[Amended]
VerDate Sep<11>2014
Other
4.3 ........
*
Zirconium suspended
in a liquid.
Location
(5)
*
Zirconium powder,
wetted with not less
than 25 percent
water (a visible excess of water must
be present) (a) mechanically produced,
particle size less
than 53 microns; (b)
chemically produced,
particle size less
than 840 microns.
Cargo aircraft only
I ......
*
Zirconium hydride .......
Passenger
aircraft/rail
Bulk
(4)
*
Zinc chloride, anhydrous.
Non-bulk
UN3148
4.3 ........
Zinc ammonium nitrite
(10)
Vessel stowage
(3)
4.3 ........
Water-reactive, solid,
oxidizing, n.o.s.
(9)
Quantity limitations
(see §§ 173.27 and 175.75)
4.3 ........
*
G ........
(8)
Packaging
(§ 173.***)
Jkt 253001
*
*
*
*
(b) Refrigeration systems placed into
service prior to June 1, 1991. (1) For
refrigeration systems placed into service
prior to June 1, 1991, each pressure
vessel and associated piping must be
rated at a MAWP of not less than 250
psig. During transportation, pressure in
the components that are part of the
evaporating line may not exceed 150
psig.
(2) Each pressure vessel and
associated piping that is part of the
evaporating line must be marked ‘‘LOW
SIDE’’ in a permanent and clearly
visible manner. The evaporating line
must have a pressure gauge with
corresponding temperature markings
mounted in a manner that is easily
readable when standing on the ground.
The gauge must be permanently marked
or tagged ‘‘SATURATION GAUGE.’’
(3) Each pressure vessel and
associated piping containing liquid
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*
(10B)
53, 58
13, 74, 147,
148
*
anhydrous ammonia must be isolated
using appropriate means from piping
and components marked ‘‘LOW SIDE.’’
(4) Prior to transportation, each
pressure vessel and associated piping
must be relieved of enough gaseous
lading to ensure that the MAWP is not
exceeded at transport temperatures up
to 54 °C (130 °F).
*
*
*
*
*
14. In § 173.28, revise paragraph
(c)(1)(i) to read as follows:
■
§ 173.28 Reuse, reconditioning and
remanufacture of packagings.
*
*
*
*
*
(c) * * *
(1) * * *
(i) Cleaning to base material of
construction, with all former contents,
internal and external corrosion
removed, and any external coatings and
labels sufficiently removed to expose
any metal deterioration that adversely
affects transportation safety;
*
*
*
*
*
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15. In § 173.31, add paragraph (a)(6)(v)
and revise paragraph (e) to read as
follows:
■
§ 173.31
Use of tank cars.
*
*
*
*
*
(a) * * *
(6) * * *
(v) When a tank car delimiter is a
‘‘H’’, offerors may not use a tank car
with any other delimiter.
*
*
*
*
*
(e) Special requirements for
poisonous by inhalation (PIH)
material—(1) Interior heater coils. Tank
cars used for PIH material may not have
interior heater coils.
(2) Tank car specifications. A tank car
used for a PIH material must have a tank
test pressure of 20.7 Bar (300 psig) or
greater, head protection, and a metal
jacket (e.g., DOT 105S300W), except
that—
(i) A higher test pressure is required
if otherwise specified in this
subchapter; and
(ii) Each tank car constructed on or
after March 16, 2009, and used for the
transportation of PIH materials must
meet the applicable authorized tank car
specifications and standards listed in
§§ 173.244(a)(2) or (3) and 173.314(c) or
(d).
(iii) A tank car owner retiring or
otherwise removing a tank car from
service transporting PIH material, other
than because of damage to the car, must
retire or remove cars constructed of nonnormalized steel in the head or shell
before removing any car in service
transporting PIH materials constructed
of normalized steel meeting the
applicable DOT specification.
(3) Phase-out of non-normalized steel
tank cars. After December 31, 2020, tank
cars manufactured with non-normalized
steel for head or shell construction may
not be used for the transportation of PIH
material.
(4) Phase-out of legacy tank cars.
After December 31, 2027, tank cars not
meeting the requirements of
§§ 173.244(a)(2) or (3) and 173.314(c) or
(d) may not be used for the
transportation of PIH material.
*
*
*
*
*
■ 16. In § 173.56, revise paragraph (b)
introductory text to read as follows:
§ 173.56 New explosives—definition and
procedures for classification and approval.
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*
*
*
*
*
(b) Examination, classification and
approval. Except as provided in
§§ 173.64, 173.65, and 173.67, no person
may offer a new explosive for
transportation unless that person has
specified to the examining agency the
ranges of composition of ingredients
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and compounds, showing the intended
manufacturing tolerances in the
composition of substances or design of
articles which will be allowed in that
material or device, and unless it has
been examined, classed and approved as
follows:
*
*
*
*
*
■ 17. In § 173.59, revise the definition of
‘‘consumer firework’’ to read as follows:
§ 173.59 Description of terms for
explosives.
*
*
*
*
*
Consumer firework. Any finished
firework device that is in a form
intended for use by the public that
complies with any limits and
requirements of the APA Standard 87–
1A (IBR, see § 171.7 of this subchapter)
and the construction, performance,
chemical composition, and labeling
requirements codified by the U.S.
Consumer Product Safety Commission
in 16 CFR parts 1500 and 1507. A
consumer firework does not include
firework devices, kits or components
banned by the U.S. Consumer Product
Safety Commission in 16 CFR
1500.17(a)(8).
*
*
*
*
*
■ 18. In § 173.64, revise paragraphs
(a)(1) and (3) to read as follows:
§ 173.64 Exceptions for Division 1.3 and
1.4 fireworks.
(a) * * *
(1) The fireworks are manufactured in
accordance with the applicable
requirements in APA 87–1A, 87–1B,
and 87–1C (IBR, see § 171.7 of this
subchapter);
*
*
*
*
*
(3) The manufacturer applies in
writing to the Associate Administrator
following the applicable requirements
in APA 87–1A, 87–1B, and 87–1C and
is notified in writing by the Associate
Administrator that the fireworks have
been classed, approved, and assigned an
EX number. Each application must be
complete and include all relevant
background data and copies of all
applicable drawings, test results, and
any other pertinent information on each
device for which approval is being
requested. The manufacturer must sign
the application and certify that the
device for which approval is requested
conforms to the appropriate APA
Standard, that the descriptions and
technical information contained in the
application are complete and accurate,
and with respect to APA 87–1A that no
duplicate application has been
submitted to a fireworks certification
agency. If the application is denied, the
manufacturer will be notified in writing
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75713
of the reasons for the denial. The
Associate Administrator may require
that the fireworks be examined by an
agency listed in § 173.56(b)(1) of this
part.
*
*
*
*
*
■ 19. In § 173.65, revise paragraphs
(a)(1), (a)(3)(i), and (a)(4)(iv) to read as
follows:
§ 173.65 Exceptions for Division 1.4G
consumer fireworks.
(a) * * *
(1) The fireworks are manufactured in
accordance with the applicable
requirements in APA 87–1A (IBR, see
§ 171.7 of this subchapter);
*
*
*
*
*
(3) * * *
(i) Certified that it complies with APA
87–1A, and meets the requirements of
this section; and
*
*
*
*
*
(4) * * *
(iv) Signed certification declaring that
the device for which certification is
requested conforms to the APA 87–1A,
that the descriptions and technical
information contained in the
application are complete and accurate,
and that no duplicate applications have
been submitted to PHMSA. If the
application is denied, the Fireworks
Certification Agency must notify the
manufacturer in writing of the reasons
for the denial. As detailed in the DOTapproval issued to the Fireworks
Certification Agency, following the
issuance of a denial from a Fireworks
Certification Agency, a manufacturer
may seek reconsideration from the
Fireworks Certification Agency, or may
appeal the reconsideration decision of
the Fireworks Certification Agency to
the PHMSA Administrator.
*
*
*
*
*
■ 20. Add § 173.67 to subpart C to read
as follows:
§ 173.67 Exceptions for Division 1.1 jet
perforating guns.
(a) Notwithstanding the requirements
of § 173.56(b), Division 1.1 jet
perforating guns may be classed and
approved by the Associate
Administrator without prior
examination and offered for
transportation if the following
conditions are met:
(1) The jet perforating guns are
manufactured in accordance with the
applicable requirements in AESC/IME
JPG Standard (IBR, see § 171.7 of this
subchapter);
(2) The jet perforating gun must be of
a type described in the AESC/IME JPG
Standard;
(3) The applicant applies in writing to
the Associate Administrator following
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the applicable requirements in the
AESC/IME JPG Standard, and is notified
in writing by the Associate
Administrator that the jet perforating
gun has been classed, approved, and
assigned an EX number. Each
application must be complete and
include all relevant background data,
the applicable drawings, and any other
pertinent information as described in
the AESC/IME JPG Standard on each jet
perforating gun for which approval is
being requested. The manufacturer must
sign the application and certify that the
jet perforating gun for which approval is
requested conforms to the AESC/IME
JPG Standard and that the descriptions
and technical information contained in
the application are complete and
accurate. If the application is denied,
the applicant will be notified in writing
of the reasons for the denial. The
Associate Administrator may require
that the jet perforating gun be examined
as provided under § 173.56(b)(1).
(b) [Reserved]
■ 21. In § 173.151, revise paragraphs
(b)(1)(i) and (ii) to read as follow:
§ 173.151
Exceptions for Class 4
*
*
*
*
*
(b) * * *
(1) * * *
(i) For flammable solids in Packing
Group II, inner packagings not over 1.0
kg (2.2 pounds) or 1 L (0.3 gallon) net
capacity each, packed in a strong outer
packaging.
(ii) For flammable solids in Packing
Group III, inner packagings not over 5.0
kg (11 pounds) or 5.0 L (1.3 gallon) net
capacity each, packed in a strong outer
packaging.
*
*
*
*
*
22. In § 173.244, revise the table in
paragraph (a)(2) to read as follows:
■
§ 173.244 Bulk packaging for certain
pyrophoric liquids (Division 4.2), dangerous
when wet (Division 4.3) materials, and
poisonous liquids with inhalation hazards
(Division 6.1).
*
*
*
(a) * * *
(2) * * *
*
*
TABLE 1 TO PARAGRAPH (a)(2)
Authorized tank car
specification
Proper shipping name
Acetone cyanohydrin, stabilized (Note 1) .......................................................................................
Acrolein (Note 1) .............................................................................................................................
Allyl Alcohol .....................................................................................................................................
Bromine ...........................................................................................................................................
Chloropicrin .....................................................................................................................................
Chlorosulfonic acid ..........................................................................................................................
Dimethyl sulfate ...............................................................................................................................
Ethyl chloroformate .........................................................................................................................
Hexachlorocyclopentadiene ............................................................................................................
Hydrocyanic acid, aqueous solution or Hydrogen cyanide, aqueous solution with not more than
20% hydrogen cyanide (Note 2).
Hydrogen cyanide, stabilized (Note 2) ............................................................................................
Hydrogen fluoride, anhydrous .........................................................................................................
Poison inhalation hazard, Zone A materials not specifically identified in this table .......................
Poison inhalation hazard, Zone B materials not specifically identified in this table .......................
Phosphorus trichloride ....................................................................................................................
Sulfur trioxide, stabilized .................................................................................................................
Sulfuric acid, fuming ........................................................................................................................
Titanium tetrachloride ......................................................................................................................
105H500W,
105H600W
105H500W,
105H500W
105H500W,
105H500W,
105H500W,
105H500W,
105H500W,
105H500W,
105H600W
105H500W,
105H600W
105H500W,
105H500W,
105H500W,
105H500W,
105H500W,
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
112H500W
Note 1 to table 1 to paragraph (a)(2): Each tank car must have a reclosing pressure relief device having a start-to-discharge pressure of 10.34
Bar (150 psig). Restenciling to a lower test pressure is not authorized.
Note 2 to table 1 to paragraph (a)(2): Each tank car must have a reclosing pressure relief device having a start-to-discharge pressure of 15.51
Bar (225 psig). Restenciling to a lower test pressure is not authorized.
*
*
*
*
*
23. In § 173.302, revise paragraph (a)
to read as follows:
■
jbell on DSKJLSW7X2PROD with RULES3
§ 173.302 Filling of cylinders with nonliquefied (permanent) compressed gases or
adsorbed gases.
(a) General requirements. (1) Except
as provided in § 171.23(a)(3) of this
subchapter, a cylinder filled with a nonliquefied compressed gas (except gas in
solution) must be offered for
transportation in accordance with the
requirements of this section and
§ 173.301 of this subpart. In addition, a
DOT specification cylinder must meet
the requirements in §§ 173.301a,
173.302a, and 173.305 of the subpart, as
applicable. UN pressure receptacles
must meet the requirements in
§§ 173.301b and 173.302b of this
subpart, as applicable. Where more than
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one section applies to a cylinder, the
most restrictive requirements must be
followed.
(2) Adsorbed gas. Except as provided
in § 171.23(a)(3) of this subchapter, a
cylinder filled with an adsorbed gas
must be offered for transportation in
accordance with the requirements of
paragraph (d) of this section, and
§§ 173.301, and 173.302c of this
subpart. UN cylinders must meet the
requirements in §§ 173.301b and
173.302b of this subpart, as applicable.
Where more than one section applies to
a cylinder, the most restrictive
requirements must be followed.
*
*
*
*
*
24. In § 173.304, revise paragraph (a)
introductory text to read as follows:
■
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§ 173.304 Filling of cylinders with liquefied
compressed gases.
(a) General requirements. Except as
provided in § 171.23(a)(3) of this
subchapter, a cylinder filled with a
liquefied compressed gas (except gas in
solution) must be offered for
transportation in accordance with the
requirements of this section and the
general requirements in § 173.301 of this
subpart. In addition, a DOT
specification cylinder must meet the
requirement in §§ 173.301a, 173.304a,
and 173.305 of this subpart, as
applicable. UN pressure receptacles
must be shipped in accordance with the
requirements in §§ 173.301b and
173.304b of this subpart, as applicable.
*
*
*
*
*
■ 25. In § 173.308, revise paragraph (d)
to read as follows:
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§ 173.308
Lighters.
*
*
*
*
*
(d) Shipping paper and marking
requirements. (1) In addition to the
requirements of subpart C of part 172,
shipping papers must be annotated with
the lighter design test report identifier
(see paragraph (b)(4)(i)(C) of this
section) traceable to the test report
assigned to the lighters or, if applicable,
the previously issued approval number
(i.e., T* * *), in association with the
basic description.
(2) In addition to the requirements of
subpart D of part 172, a lighter design
test report identifier (see paragraph
(b)(4)(i)(C) of this section) or, if
applicable, the previously issued
approval number (i.e., T* * *), must be
75715
marked on a package containing
lighters.
*
*
*
*
*
■ 26. In § 173.314, amend paragraph (c)
by revising the table to read as follows:
§ 173.314 Compressed gases in tank cars
and multi-unit tank cars.
*
*
*
(c) * * *
*
*
TABLE 1 TO PARAGRAPH (c)
Proper shipping name
Outage and filling
limits
(see note 1)
Authorized tank car class
(see note 11)
Ammonia, anhydrous, or ammonia solutions >50 percent ammonia ...........
Notes 2, 10 .........
105, 112, 114, 120 ............
Chlorine trifluoride .........................................................................................
Chlorine pentafluoride ...................................................................................
Dimethyl ether ...............................................................................................
Note 3 .................
Note 3 .................
Note 4 .................
Note 3 .................
Note 5 .................
Note 6 .................
125 ......................
Note 3 .................
Note 3 .................
Note 3 .................
Dimethylamine, anhydrous ............................................................................
Dinitrogen tetroxide, inhibited ........................................................................
Division 2.1 materials not specifically identified in this table ........................
Note 3 .................
Note 3 .................
Notes 9, 10 .........
Division 2.2 materials not specifically identified in this table ........................
Note 3 .................
Division 2.3 Zone A materials not specifically identified in this table ...........
Division 2.3 Zone B materials not specifically identified in this table ...........
None ...................
Note 3 .................
Division 2.3 Zone C materials not specifically identified in this table ...........
Note 3 .................
Division 2.3 Zone D materials not specifically identified in this table ...........
Note 3 .................
Ethylamine .....................................................................................................
Note 3 .................
Helium, compressed ......................................................................................
Hydrogen .......................................................................................................
Hydrogen chloride, refrigerated liquid ...........................................................
Note 4 .................
Note 4 .................
Note 7 .................
106 ....................................
105, 109, 112, 114, 120 ....
107 ....................................
105, 106 ............................
105 ....................................
105 ....................................
106 ....................................
106, 110 ............................
106, 110 ............................
105, 106, 110, 112, 114,
120.
105, 106, 112 ....................
105, 106, 112 ....................
105, 106, 110, 112, 114,
120.
105, 106, 109, 110, 112,
114, 120.
See § 173.245. ..................
105, 106, 110, 112, 114,
120.
105, 106, 110, 112, 114,
120.
105, 106, 109, 110, 112,
114, 120.
105, 106, 110, 112, 114,
120.
107 ....................................
107 ....................................
105 ....................................
Hydrogen sulfide ............................................................................................
Note 3 .................
Hydrogen sulfide, liquefied ............................................................................
Methyl bromide ..............................................................................................
Methyl chloride ..............................................................................................
Methyl mercaptan ..........................................................................................
Methylamine, anhydrous ...............................................................................
Nitrogen, compressed ...................................................................................
Nitrosyl chloride .............................................................................................
68 ........................
Note 3 .................
Note 3 .................
Note 3 .................
Note 3 .................
Note 4 .................
124 ......................
110 ......................
Note 5 .................
Note 4 .................
Note 3 .................
125 ......................
120 ......................
Note 8 .................
Ammonia solutions with >35 percent, but ≤50 percent ammonia by mass ..
Argon, compressed .......................................................................................
Boron trichloride ............................................................................................
Carbon dioxide, refrigerated liquid ................................................................
Chlorine .........................................................................................................
jbell on DSKJLSW7X2PROD with RULES3
Nitrous oxide, refrigerated liquid ...................................................................
Oxygen, compressed .....................................................................................
Phosgene .......................................................................................................
Sulfur dioxide, liquefied .................................................................................
Sulfuryl fluoride ..............................................................................................
Vinyl fluoride, stabilized .................................................................................
105, 106, 110, 112, 114,
120.
106 ....................................
105, 106 ............................
105, 106, 112 ....................
105, 106 ............................
105, 106, 112 ....................
107 ....................................
105 ....................................
106 ....................................
105 ....................................
107 ....................................
106 ....................................
105, 106, 110 ....................
105 ....................................
105 ....................................
Authorized tank
car specification
(see note 12)
105H500W,
112H500W
105H600W
105H500W
105H600W
105H600W
105H500W
105H500W,
112H500H
105H600W,
112H600W
105H600W
105H500W
105H500W
105H500W
105H500W
Notes to table 1 to paragraph (c): 1. The percent filling density for liquefied gases is hereby defined as the percent ratio of the mass of gas
in the tank to the mass of water that the tank will hold. For determining the water capacity of the tank in kilograms, the mass of 1 L of water at
15.5 °C in air is 1 kg. (the mass of one gallon of water at 60 °F in air is 8.32828 pounds).
2. The liquefied gas must be loaded so that the outage is at least two percent of the total capacity of the tank at the reference temperature of
46 °C (115 °F) for a noninsulated tank; 43 °C (110 °F) for a tank having a thermal protection system incorporating a metal jacket that provides an
overall thermal conductance at 15.5 °C (60 °F) of no more than 10.22 kilojoules per hour per square meter per degree Celsius (0.5 Btu per hour/
per square foot/per degree F) temperature differential; and 41 °C (105 °F) for an insulated tank having an insulation system incorporating a metal
jacket that provides an overall thermal conductance at 15.5 °C (60 °F) of no more than 1.5333 kilojoules per hour per square meter per degree
Celsius (0.075 Btu per hour/per square foot/per degree F) temperature differential.
3. The requirements of § 173.24b(a) apply.
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4. The gas pressure at 54.44 °C (130 °F.) in any non-insulated tank car may not exceed 7⁄10 of the marked test pressure, except that a tank
may be charged with helium to a pressure 10 percent in excess of the marked maximum gas pressure at 54.44 °C (130 °F.) of each tank.
5. The liquid portion of the gas at ¥17.77 °C (0 °F.) must not completely fill the tank.
6. The maximum permitted filling density is 125 percent. The quantity of chlorine loaded into a single unit-tank car may not be loaded in excess of the normal lading weights nor in excess of 81.65 Mg (90 tons).
7. 89 percent maximum to 80.1 percent minimum at a test pressure of 6.2 Bar (90 psig).
8. 59.6 percent maximum to 53.6 percent minimum at a test pressure of 7.2 Bar (105 psig).
9. For a liquefied petroleum gas, the liquefied gas must be loaded so that the outage is at least one percent of the total capacity of the tank at
the reference temperature of 46 °C (115 °F) for a noninsulated tank; 43 °C (110 °F) for a tank having a thermal protection system incorporating a
metal jacket that provides an overall thermal conductance at 15.5 °C (60 °F) of no more than 10.22 kilojoules per hour per square meter per degree Celsius (0.5 Btu per hour/per square foot/per degree F) temperature differential; and 41 °C (105 °F) for an insulated tank having an insulation system incorporating a metal jacket that provides an overall thermal conductance at 15.5 °C (60 °F) of no more than 1.5333 kilojoules per
hour per square meter per degree Celsius (0.075 Btu per hour/per square foot/per degree F) temperature differential.
10. For liquefied petroleum gas and anhydrous ammonia, during the months of November through March (winter), the following reference temperatures may be used: 38 °C (100 °F) for a noninsulated tank; 32 °C (90 °F) for a tank having a thermal protection system incorporating a metal
jacket that provides an overall thermal conductance at 15.5 °C (60 °F) of no more than 10.22 kilojoules per hour per square meter per degree
Celsius (0.5 Btu per hour/per square foot/per degree F) temperature differential; and 29 °C (85 °F) for an insulated tank having an insulation system incorporating a metal jacket and insulation that provides an overall thermal conductance at 15.5 °C (60 °F) of no more than 1.5333 kilojoules
per hour per square meter per degree Celsius (0.075 Btu per hour/per square foot/per degree F) temperature differential. The winter reference
temperatures may only be used for a tank car shipped directly to a consumer for unloading and not stored in transit. The offeror of the tank must
inform each customer that the tank car was filled based on winter reference temperatures. The tank must be unloaded as soon as possible after
March in order to retain the specified outage and to prevent a release of hazardous material which might occur due to the tank car becoming liquid full at higher temperatures.
11. For materials poisonous by inhalation, the single unit tank car tanks authorized are only those cars approved by the Tank Car Committee
for transportation of the specified material and built prior to March 16, 2009.
12. Except as provided by paragraph (d) of this section, for materials poisonous by inhalation, fusion-welded tank car tanks built on or after
March 16, 2009 used for the transportation of the PIH materials noted, must meet the applicable authorized tank car specification and must be
equipped with a head shield as prescribed in § 179.16(c)(1).
*
*
*
*
*
PART 178—SPECIFICATIONS FOR
PACKAGINGS
27. The authority citation for part 178
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.81 and 1.97.
28. In § 178.35, revise paragraphs
(b)(2) and (c) as follows:
■
§ 178.35 General requirements for
specification cylinders.
jbell on DSKJLSW7X2PROD with RULES3
*
*
*
*
*
(b) * * *
(2) For DOT Specifications 3B, 3BN,
3E, 4B, 4BA, 4B240ET, 4AA480, 4L, 8,
8AL, 4BW, 4E, 4D (with a water
capacity less than 1,100 cubic inches)
and Specification 39 (with a marked
service pressure 900 psig or lower), and
manufactured within the United States,
a competent inspector of the
manufacturer.
(c) Duties of inspector. The inspector
shall determine that each cylinder made
is in conformance with the applicable
specification. Inspections shall conform
to CGA C–11 (IBR, see § 171.7 of this
subchapter) except as otherwise
specified in the applicable specification.
(1) Seamless cylinders. Seamless
cylinders shall be inspected in
accordance with Section 5 of CGA C–11.
For cylinders made by the billetpiercing process, billets must be
inspected and shown to be free from
piping (laminations), cracks, excessive
segregation and other injurious defects
after parting or, when applicable, after
nick and cold break.
(2) Welded cylinders. Welded
cylinders shall be inspected in
accordance with Section 6 of CGA C–11.
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Note: The recommended locations for
test specimens are depicted in Figures 1
through 5 in appendix A to subpart C
of part 178.
(3) Non-refillable cylinders. Nonrefillable cylinders shall be inspected in
accordance with Section 7 of CGA C–11
(4) Inspector’s report. The inspector
shall prepare a report containing, at a
minimum, the applicable information
listed in CGA C–11. Any additional
information or markings that are
required by the applicable specification
must be shown on the test report. The
signature of the inspector on the reports
certifies that the processes of
manufacture and heat treatment of
cylinders were observed and found
satisfactory. The inspector must furnish
the completed test reports required by
this subpart to the maker of the cylinder
and, upon request, to the purchaser. The
test report must be retained by the
inspector for 15 years from the original
test date of the cylinder.
*
*
*
*
*
■ 29. In § 178.521, revise paragraph
(b)(4) as follows:
§ 178.521
Standards for paper bags.
*
*
*
*
*
(b) * * *
(4) UN5M1 and UN5M2 multi-wall
paper bags that have paper wall basis
weights that vary by not more than plus
or minus 10 percent from the nominal
basis weight reported in the initial
design qualification test report.
PART 179—SPECIFICATIONS FOR
TANK CARS.
30. The authority citation for part 179
continues to read as follows:
■
PO 00000
Frm 00038
Fmt 4701
Sfmt 4700
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.81 and 1.97.
31. In § 179.22, revise paragraph (e) as
follows:
■
§ 179.22
Marking.
*
*
*
*
*
(e) Each tank car manufactured after
March 16, 2009, and before December
28, 2020, to meet the requirements of
§§ 173.244(a)(2) or (3) or 173.314(c) or
(d) that is marked with the letter ‘‘I’’ in
the specification marking, following the
test pressure, shall be re-marked with
the letter ‘‘W’’ with a delimeter of letter
‘‘H’’ at the tank car’s next qualification.
(Example: DOT 105J600I would be remarked as 105H600W.) Each new tank
car manufactured after December 28,
2020 shall be marked with the letter
‘‘W’’ following the test pressure and
with a delimiter of ‘‘H’’. (Example:
105H600W).
PART 180—CONTINUING
QUALIFICATION AND MAINTENANCE
OF PACKAGINGS
32. The authority citation for part 180
continues to read as follows:
■
Authority: 49 U.S.C. 5101–5128; 49 CFR
1.81 and 1.97.
33. In § 180.209, revise paragraph
(l)(2) to read as follows:
■
§ 180.209 Requirements for requalification
of specification cylinders.
*
*
*
*
*
(l) * * *
(2) It is offered for transportation in
conformance with the requirements of
§§ 171.12(a)(4) or 171.23(a)(5) of this
subchapter.
*
*
*
*
*
E:\FR\FM\25NOR3.SGM
25NOR3
Federal Register / Vol. 85, No. 228 / Wednesday, November 25, 2020 / Rules and Regulations
34. In § 180.213, revise paragraph
(d)(2) to read as follows:
subchapter may not be marked with a
RIN.
*
*
*
*
*
■
§ 180.213
Requalification markings.
*
*
*
*
(d) * * *
(2) Exception: A cylinder subject to
the requirements of § 171.23(a)(5) of this
jbell on DSKJLSW7X2PROD with RULES3
*
VerDate Sep<11>2014
19:55 Nov 24, 2020
Jkt 253001
*
75717
(3) DOT Specification cargo tanks.
*
*
*
*
§ 180.417 Reporting and record retention
requirements.
Issued in Washington, DC, on October 21,
2020, under authority delegated in 49 CFR
1.97.
Howard R. Elliott,
Administrator, Pipeline and Hazardous
Materials Safety Administration.
*
[FR Doc. 2020–23712 Filed 11–24–20; 8:45 am]
35. In § 180.417, revise the paragraph
(a)(3) subject heading to read as follows:
■
*
*
(a) * * *
PO 00000
Frm 00039
*
*
BILLING CODE 4910–60–P
Fmt 4701
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E:\FR\FM\25NOR3.SGM
25NOR3
Agencies
[Federal Register Volume 85, Number 228 (Wednesday, November 25, 2020)]
[Rules and Regulations]
[Pages 75680-75717]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-23712]
[[Page 75679]]
Vol. 85
Wednesday,
No. 228
November 25, 2020
Part III
Department of Transportation
-----------------------------------------------------------------------
Pipeline and Hazardous Materials Safety Administration
-----------------------------------------------------------------------
49 CFR Parts 107, 171, 172, et al.
Hazardous Materials: Adoption of Miscellaneous Petitions To Reduce
Regulatory Burdens; Final Rule
Federal Register / Vol. 85 , No. 228 / Wednesday, November 25, 2020 /
Rules and Regulations
[[Page 75680]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
49 CFR Parts 107, 171, 172, 173, 178, 179, and 180
[Docket No. PHMSA-2017-0120 (HM-219C)]
RIN 2137-AF33
Hazardous Materials: Adoption of Miscellaneous Petitions To
Reduce Regulatory Burdens
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
Department of Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Pipeline and Hazardous Materials Safety Administration
(PHMSA) is amending the Hazardous Materials Regulations in response to
24 petitions for rulemaking submitted by the regulated community
between February 2015 and March 2018. This final rule updates,
clarifies, or provides relief from various regulatory requirements
without adversely affecting safety. PHMSA also, as of the effective
date of this final rule, withdraws its September 28, 2017 enforcement
discretion regarding the phase-out of mobile refrigeration systems.
DATES: Effective date: This rule is effective December 28, 2020.
Incorporation by reference date: The incorporation by reference of
certain publications listed in this final rule is approved by the
Director of the Federal Register as of December 28, 2020.
Delayed compliance date: Except as provided by the compliance
timelines set forth in this final rule in connection with petitions for
rulemaking P-1646, P-1691 and P-1692, compliance with the amendments
adopted in this final rule is required beginning November 26, 2021.
FOR FURTHER INFORMATION CONTACT: Steven Andrews at (202) 366-8553 in
the Office of Hazardous Materials Safety, Pipeline and Hazardous
Materials Safety Administration, U.S. Department of Transportation,
1200 New Jersey Avenue SE, Washington, DC 20590-0001.
SUPPLEMENTARY INFORMATION:
Abbreviations and Terms
AAR Association of American Railroads
ACC American Chemistry Council
ADR European Agreement Concerning the International Carriage of
Dangerous Goods by Road
AESC Association of Energy Service Companies
AFSL American Fireworks Standards Laboratory
APA American Pyrotechnics Association
ASME American Society of Mechanical Engineers
ASME BPVC ASME Boiler and Pressure Vessel Code
ASTM American Society for Testing and Materials
ATCCRP Advanced Tank Car Collaborative Research Program
CEQ Council on Environmental Quality
CFR Code of Federal Regulations
Chemours The Chemours Company
CI The Chlorine Institute
CGA Compressed Gas Association
COSTHA Council on Safe Transportation of Hazardous Articles
CPC Casualty Prevention Circular
CPSC Consumer Product Safety Commission
DGAC Dangerous Goods Advisory Council
DOT Department of Transportation
EC European Community
EPA Environmental Protection Agency
EU European Union
GIS Gentry Investigative Service
GTTC Global Transport Tank Consultants
HMR Hazardous Materials Regulations
HMT Hazardous Materials Table (49 CFR 172.101)
IAEA International Atomic Energy Agency
IBC Intermediate Bulk Container
ICAO International Civil Aviation Organization
ICAO Technical Instructions ICAO Technical Instructions for the Safe
Transport of Dangerous Goods
IIAR International Institute of Ammonia Refrigeration
IMDG Code International Maritime Dangerous Goods Code
IME Institute of Makers of Explosives
IVODGA International Vessel Operators Dangerous Goods Association
JPG Jet Perforating Gun
MAWP Maximum Allowable Working Pressure
MTC UN Manual of Tests and Criteria
NBIC National Board Inspection Code
NFA National Fireworks Association
NPRM Notice of Proposed Rulemaking
OMB Office of Management and Budget
PHMSA Pipeline and Hazardous Materials Safety Administration
PIH Poison-by-Inhalation Hazard
PRD Pressure Relief Device
PSI Pounds per Square Inch
PSIG Pounds per Square Inch Gauge
RCRA Resource Conservation and Recovery Act
RFI Request for Information
RIA Regulatory Impact Analysis
RID European Agreement Concerning the International Carriage of
Dangerous Goods by Rail
RIPA Reusable Industrial Packaging Association
RSI Railway Supply Institute
SBA Small Business Administration
SFX Stage FX
TC Transport Canada
TCC AAR Tank Car Committee
TFI The Fertilizer Institute
TDG Transport of Dangerous Goods
TPED Transportable Pressure Equipment Directive
UN United Nations
UN Model Regulations United Nations Recommendations on the Transport
of Dangerous Goods: Model Regulations
Unified Agenda Unified Agenda of Federal Regulatory and Deregulatory
Actions
Table of Contents
I. Background
II. Incorporation by Reference Discussion Under 1 CFR part 51
III. NPRM: Publication and Public Comments; Executive Order 13924
IV. Discussion of Amendments and Applicable Comments
V. Section-by-Section Review
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
B. Executive Order 12866 and DOT Regulatory Policies and
Procedures
C. Executive Order 13771
D. Executive Order 13132
E. Executive Order 13175
F. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
G. Paperwork Reduction Act
H. Regulation Identifier Number (RIN)
I. Unfunded Mandates Reform Act
J. Environmental Assessment
K. Privacy Act
L. Executive Order 13609 and International Trade Analysis
M. Executive Order 13211
N. National Technology Transfer and Advancement Act
List of Subjects
I. Background
The Administrative Procedure Act \1\ requires Federal agencies to
give interested persons the right to petition an agency to issue,
amend, or repeal a rule. The Department of Transportation (DOT) and
PHMSA implementing regulations at 49 Code of Federal Regulations (CFR)
5.13(c) and 106.95, respectively, allow persons to ask PHMSA to add,
revise, or delete a regulation by filing a petition for rulemaking
containing adequate support for the requested action.
---------------------------------------------------------------------------
\1\ 5 U.S.C. 553 et seq.
---------------------------------------------------------------------------
This final rule revises the Hazardous Materials Regulations (HMR
\2\) in response to petitions for rulemaking submitted by shippers,
carriers, manufacturers, and industry representatives. These revisions
update, clarify, or provide relief from various regulatory requirements
without adversely affecting safety. PHMSA discusses the petitions and
revisions in detail in Section IV (Discussion of Amendments and
Applicable Comments) of the preamble to this final rule. In this final
rule, PHMSA is:
---------------------------------------------------------------------------
\2\ 49 CFR parts 171-180.
---------------------------------------------------------------------------
Revising Sec. 173.31 to prohibit the use of tank cars
with shells or heads constructed of non-normalized steel in
[[Page 75681]]
the transportation of poison-by-inhalation hazard (PIH) materials by
rail after December 31, 2020.
Harmonizing availability of limited quantity shipping
exceptions for more than 100 entries for corrosive materials in the
Hazardous Materials Table (HMT, Sec. 172.101).
Revising Sec. 172.302(b)(2) to allow a minimum height of
12 mm (0.47 inches) for a proper shipping name marked on a portable
tank with a capacity of less than 3,785 L (1,000 gallons).
Revising Sec. 173.28(c)(1)(i) to allow for regulatory
flexibility for cleaning metal drums for reuse and clarifying the
existing cleaning standard.
Revising Sec. 173.5b to allow for the continued use of
portable and mobile refrigerator systems placed into service prior to
1991 that are rated to a minimum service pressure of 250 pounds per
square inch (psig).
Incorporating by reference updated editions of multiple
Compressed Gas Association (CGA) publications into Sec. 171.7.
Removing the reference to special provision 103 in Sec.
172.101 from Column (7) for four HMT entries.
Removing the words ``manufactured before September 1,
1995'' from Sec. 180.417(a)(3) to allow for an alternative report for
cargo tanks manufactured after September 1, 1995.
Revising the basis weight tolerance provided in Sec.
178.521 from 5 percent to 10 percent from the
nominal basis weight reported in the initial design qualification test
report for paper shipping sacks.
Revising Sec. 173.308(d)(3) to harmonize with the
International Maritime Dangerous Goods (IMDG) Code by removing the
requirement for a closed transport container to have the warning mark
``WARNING--MAY CONTAIN EXPLOSIVE MIXTURES WITH AIR--KEEP IGNITION
SOURCES AWAY WHEN OPENING'' when transporting lighters.
Revising Sec. Sec. 173.244(a)(2) and 173.314(c) to make
the ``interim'' rail tank car specifications the ``final''
specifications for the transportation of PIH materials.
Revising Sec. 173.31 to prohibit the use of certain rail
tank cars for the transportation of PIH materials after December 31,
2027.
Allowing all waste materials to be managed in accordance
with the lab pack exception and associated paragraphs in Sec. 173.12
irrespective of whether they meet the definition of a hazardous waste
per Environmental Protection Agency (EPA) regulations implementing the
Resource Conservation and Recovery Act (RCRA).\3\
---------------------------------------------------------------------------
\3\ 42 U.S.C. 6901 et seq.
---------------------------------------------------------------------------
Incorporating by reference the 2017 edition of the
American Society of Mechanical Engineers (ASME) Boiler and Pressure
Vessel Code (BPVC) Sections II (Parts A and B), V, VIII (Division 1),
and IX into Sec. 171.7.
Revising Sec. Sec. 171.23, 173.302, and 173.304 to permit
the import of filled pi-marked foreign pressure receptacles for
intermediate storage, transport to point of use, discharge, and export
as well as the import of certain pi-marked foreign pressure receptacles
for filling, intermediate storage, and export.
Revising Sec. 172.101(c) to clarify that the word
``stabilized'' must be included as part of the proper shipping name
when stabilization is required for transportation.
Revising Sec. 171.7(r) to update the address of the
Institute of Makers of Explosives (IME) and to incorporate by reference
the Association of Energy Service Companies (AESC)/IME Jet Perforating
Gun (JPG) Standard, also known as the ``Guide to Obtaining DOT Approval
of Jet Perforating Guns using AESC/IME Perforating Gun
Specifications,'' Ver. 02, dated September 1, 2017.
Incorporating by reference the January 1, 2018, edition of
the American Pyrotechnics Association (APA) Standard 87-1 A, B, C,
``Standard for Construction and Approval for Transportation of
Fireworks, Novelties, and Theatrical Pyrotechnics,'' replacing the
December 1, 2001 edition into Sec. 171.7.
PHMSA discusses the petitions and revisions in detail in Section IV
(Discussion of Amendments and Applicable Comments) of the preamble to
this final rule. PHMSA also, as of the effective date of this final
rule, withdraws its September 28, 2017, enforcement discretion
regarding the phase-out of mobile refrigeration systems.
II. Incorporation by Reference Discussion Under 1 CFR part 51
The European Union (EU) standards, the APA standards, and the AESC/
IME standards are free and accessible to the public on the internet,
with access provided through the parent organization websites. The CGA
and ASME references are available for interested parties to purchase in
either print or electronic editions through the parent organization
websites. The specific standards are discussed in greater detail in the
section-by-section review (see Sec. 171.7).
III. NPRM: Publication and Public Comments: Executive Order 13924
On August 14, 2019, PHMSA published a notice of proposed rulemaking
(NPRM) in the Federal Register titled, ``Hazardous Materials: Adoption
of Miscellaneous Petitions to Reduce Regulatory Burdens'' \4\ under
Docket No. PHMSA-2017-0120 (HM-219C). The NPRM proposed revisions to
the HMR in response to 24 petitions for rulemaking submitted to PHMSA
by various stakeholders. PHMSA discusses these petitions and revisions
in detail in Section IV (Discussion of Amendments and Applicable
Comments) of the preamble to this final rule.
---------------------------------------------------------------------------
\4\ 84 FR 41556 (Aug. 14, 2019).
---------------------------------------------------------------------------
The comment period for the NPRM closed on October 15, 2019. PHMSA
received a total of 49 sets of comments from 48 separate entities, 6 of
which had submitted petitions that were the basis for HMR amendments
proposed in the NPRM. There were no late-filed comments. An
alphabetical list of the persons, companies, and associations that
submitted comments to the HM-219C NPRM may be found in the below table:
----------------------------------------------------------------------------------------------------------------
Commenter name Docket No.
----------------------------------------------------------------------------------------------------------------
American Fireworks Standards Laboratory (AFSL).......... PHMSA-2017-0120-0050.
American Chemistry Council (ACC), the Chlorine Institute PHMSA-2017-0120-0034.
(CI), and The Fertilizer Institute (TFI).
American Pyrotechnics Association (APA)................. PHMSA-2017-0120-0045.
American Pyrotechnics Association (APA)................. PHMSA-2017-0120-0053.
Association of American Railroads (AAR)................. PHMSA-2017-0120-0028.
Anthony Munoz........................................... PHMSA-2017-0120-0016.
Charles Wald............................................ PHMSA-2017-0120-0014.
Chemours Company (Chemours)............................. PHMSA-2017-0120-0055.
Compressed Gas Association (CGA)........................ PHMSA-2017-0120-0008.
[[Page 75682]]
Council on the Safe Transportation of Hazardous Articles PHMSA-2017-0120-0018.
(COSTHA).
Crazy Debbie's Fireworks, LLC........................... PHMSA-2017-0120-0049.
Daniel Butt............................................. PHMSA-2017-0120-0039.
David Carlson........................................... PHMSA-2017-0120-0012.
Dangerous Goods Advisory Council (DGAC)................. PHMSA-2017-0120-0042.
Dow Chemical Company.................................... PHMSA-2017-0120-0037.
Fireworks by Grucci, Inc................................ PHMSA-2017-0120-0040.
Fireworks Over America.................................. PHMSA-2017-0120-0027.
Galaxy Fireworks, Inc................................... PHMSA-2017-0120-0026.
Garrett's Fireworks..................................... PHMSA-2017-0120-0031.
Gentry Investigative Service, LLC (GIS)................. PHMSA-2017-0120-0010.
Global Transport Tank Consultants (GTTC)................ PHMSA-2017-0120-0007.
ICON Pyrotechnics International......................... PHMSA-2017-0120-0035.
Institute of Makers of Explosives (IME)................. PHMSA-2017-0120-0011.
International Vessel Operators Dangerous Goods PHMSA-2017-0120-0017.
Association (IVODGA).
Inter-Oriental Fireworks (HK) LTD....................... PHMSA-2017-0120-0051.
Jake's Fireworks........................................ PHMSA-2017-0120-0036.
Huang Johnson........................................... PHMSA-2017-0120-0020.
Matson.................................................. PHMSA-2017-0120-0013.
Matthew Jones........................................... PHMSA-2017-0120-0054.
National Fireworks Association (NFA).................... PHMSA-2017-0120-0047.
NextFX.................................................. PHMSA-2017-0120-0023.
NJP Engineering LLC..................................... PHMSA-2017-0120-0009.
Owen Compliance Services................................ PHMSA-2017-0120-0015.
Precocious Pyrotechnics................................. PHMSA-2017-0120-0046.
Pyrotechnics Guild International, Inc................... PHMSA-2017-0120-0038.
Pyrotechnics Guild International, Inc................... PHMSA-2017-0120-0041.
Rebecca Thomas.......................................... PHMSA-2017-0120-0033.
ResPyro--Kent Orwoll/VP Manufacturing................... PHMSA-2017-0120-0025.
ResPyro--Steve Comen/CEO................................ PHMSA-2017-0120-0021.
Reusable Industrial Packaging Association (RIPA)........ PHMSA-2017-0120-0052.
Santore and Sons........................................ PHMSA-2017-0120-0032.
Stage FX (SFX)/Lyle Salmi............................... PHMSA-2017-0120-0024.
StageFX/Dennis Slicer................................... PHMSA-2017-0120-0029.
Ultratec Special Effects--John Thomas................... PHMSA-2017-0120-0044.
Ultratec Special Effects--Otis Hart..................... PHMSA-2017-0120-0048.
Veolia ES Technical Solutions, LLC...................... PHMSA-2017-0120-0006.
Western Enterprises Inc................................. PHMSA-2017-0120-0019.
Winco Fireworks International........................... PHMSA-2017-0120-0043.
Yienger Fireworks....................................... PHMSA-2017-0120-0030.
----------------------------------------------------------------------------------------------------------------
The comments submitted to this docket may be accessed via the
docket file numbers listed in the above table, as well as at https://www.regulations.gov. PHMSA developed this final rule in consideration
of the comments received to the public docket.
Following the closing of the comment period, Executive Order (E.O.)
13924, ``Regulatory Relief to Support Economic Recovery,'' \5\ directed
Federal agencies to respond to the economic harm caused by the novel
coronavirus by reviewing their regulations and rescinding or modifying
those regulations to reduce regulatory burdens and thereby promote
economic growth. E.O. 13924 at Sec. 4. PHMSA understands the cost
savings expected from this final rule to be consistent with E.O.
13924's mandate.
---------------------------------------------------------------------------
\5\ 85 FR 31353 (May 22, 2020).
---------------------------------------------------------------------------
IV. Discussion of Amendments and Applicable Comments
Based on an assessment of the 24 petitions and the comments
received, PHMSA is amending the HMR as detailed in this section.
1. Phase-Out of Non-Normalized Tank Cars Used To Transport PIH
Materials
In its petition (P-1646), the Association of American Railroads
(AAR) requests that PHMSA consider an amendment to Sec. 173.31 to
codify a prohibition on the use of rail tank cars with shells or heads
constructed of non-normalized steel for transportation of PIH
materials.\6\ In P-1646, AAR claims that the continued use of
pressurized tank cars constructed from non-normalized steel for rail
transportation of PIH materials poses an unnecessary risk to the public
because at lower temperatures non-normalized steel is susceptible to
brittle fractures, which are far more likely to result in a
catastrophic failure and instantaneous release of a tank car's entire
contents than ductile fractures. AAR notes that while a slow release of
contents generally has time to dissipate in the atmosphere, an
instantaneous release from a catastrophic failure creates a
concentrated toxic cloud with potential catastrophic consequences for
the nearby population.
---------------------------------------------------------------------------
\6\ PHMSA notes that petition P-1646 (codifying an industry
phase-out of legacy tank cars with non-normalized steel for PIH
service by December 31, 2020) is related to two other AAR petitions
addressed in this final rule: P-1691 (re-designating the ``interim''
HM-246 standard for PIH tank cars as a ``permanent'' standard), and
P-1692 (codifying an industry phase-out of legacy tank cars not
built to the HM-246 standard for PIH service by December 31, 2027).
See Sections IV.13 (Finalization of the HM-246 Tank Car Standard)
and IV.14 (Phase-out of Non-HM-246 Compliant Rail Tank Cars).
---------------------------------------------------------------------------
PHMSA agrees with AAR's safety rationale for its recommendation of
a regulatory prohibition on the use of rail tank cars with shells or
heads constructed of non-normalized steel for transportation of PIH
materials. Further, PHMSA expects that a regulatory phase-out of these
rail tank cars would reinforce the voluntary phase-out of legacy PIH
tank cars pursuant to current industry efforts. In 2008, PHMSA
considered mandating a 5-year phase-out of non-normalized steel tank
cars in
[[Page 75683]]
PIH service.\7\ However, in 2009, based in part on statements from
owners that they were voluntarily phasing out such tank cars, PHMSA
declined to require the phase-out but did require that owners
prioritize replacement of the non-normalized steel tank cars from their
PIH fleets.\8\ Those voluntary efforts have been memorialized in
interchange rules issued by AAR requiring compliance with design
standards or operating conditions as a condition of shipping hazardous
materials by rail. On April 7, 2017, AAR adopted an interchange rule in
Casualty Prevention Circular (CPC)-1325 \9\ that implemented a phase-
out of these non-normalized (legacy) steel tank cars in PIH service by
July 1, 2019. On July 27, 2018, AAR revised CPC-1325 and re-issued it
as CPC-1336, but retained the phase-out deadline for the non-normalized
steel tank cars,\10\ effective July 1, 2019. Because AAR has already
adopted a phase-out schedule, there are no additional costs associated
with PHMSA implementing a December 31, 2020, date as a regulatory
deadline. A more detailed discussion of this economic analysis can be
found in the accompanying Regulatory Impact Analysis (RIA).
---------------------------------------------------------------------------
\7\ See 73 FR 17817 (April 1, 2008).
\8\ 74 FR 1770 (Jan. 13, 2009).
\9\ CPCs are documents issued by AAR to its members outlining
requirements for the transportation of hazardous materials by rail.
\10\ A piece of rail equipment, such as a tank car, that does
not meet AAR interchange standards is effectively prohibited from
movement on the U.S., Canadian, and Mexican freight rail system. The
AAR Tank Car Committee (TCC) initially developed a phase-out
schedule for non-normalized tank cars in 2008 under AAR CPC-1187,
which prohibited the use of non-normalized tank cars after December
31, 2018. Prior to adoption of the final AAR interchange phase-out
requirements in CPC-1325, AAR TCC solicited comments to amend CPC-
1187 via CPC-1324.
---------------------------------------------------------------------------
PHMSA received comments from AAR, the Chemours Company (Chemours),
and a joint comment from the American Chemistry Council (ACC), the
Chlorine Institute (CI), and The Fertilizer Institute (TFI) in support
of the proposal to amend the HMR to include a regulatory phase-out of
the use of pressurized tank cars constructed from non-normalized steel
for rail transportation of PIH materials. These associations represent
major stakeholders impacted by this change, including the shippers who
own or lease the tank cars, and may bear the cost of implementing any
phase-out, and the railroads who must transport the freight under their
obligations as common carriers. PHMSA's actions to align the HMR with
industry's voluntary phase-out the use of non-normalized (legacy) steel
tank cars in PIH service in this final rule provide both shippers and
carriers with regulatory certainty on the transportation of PIH
materials by rail. This regulatory certainty makes transportation cost
known to industry and, more importantly, locks-in within the HMR safety
benefits from the transportation of PIH materials by rail achieved by
industry's voluntary efforts to phasing-out the use of tank cars with
shells or heads constructed of non-normalized steel.
Therefore, in this final rule, PHMSA is revising Sec. 173.31 to
provide for a regulatory phase-out non-normalized steel rail tank cars
for the transportation of PIH materials by December 31, 2020.
2. Limited Quantity Shipments of Hydrogen Peroxide
In its petition (P-1658), Steris requests that PHMSA revise Column
(8A) of the HMT to make available the limited quantity packaging
exceptions at Sec. 173.152 for ``UN2014, Hydrogen peroxide aqueous
solution.'' Steris notes that the United Nations (UN) Recommendations
on the Transport of Dangerous Goods: Model Regulations (Model
Regulations) authorize shipment of limited quantities of UN2014
(Hydrogen peroxide). Steris contends that this amendment would provide
economic and logistical consistency in global transportation and
facilitate commerce for domestic companies without adversely impacting
safety. PHMSA received no comments on this proposed revision in the
NPRM.
The HMR at subpart D of part 173 provides, among other provisions,
exceptions for some classes of hazardous materials when shipped under
certain limited quantity thresholds. However, while other international
standards and regulations, such as the UN Model Regulations, provide
for the transport of UN2014 in limited quantities (up to 60 percent
concentration), UN2014 is not authorized a limited quantity exception
within the HMR as currently written. PHMSA has considered the
operational experience in international transportation of UN2014
pursuant to the UN Model Regulations as well as in the domestic
transport of materials of the same hazard class in limited quantities
as allowed by current HMR exceptions and concluded that a limited
quantity exception should be extended to UN2014 as well. PHMSA is
unaware of any characteristics of UN2014 (Hydrogen peroxide) making it
uniquely unsuitable for limited quantity shipment when other hazardous
materials assigned the same hazard class can be shipped in limited
quantities. Consequently, PHMSA expects that expanding the
applicability of the limited quantity exception to this material will
not adversely affect safety--particularly as other HMR requirements
would still apply to assure safe shipment of limited quantities of
UN2014 (Hydrogen peroxide). PHMSA expects cost savings to be achieved
from this amendment to the HMR, as extension of the limited quantity
exceptions to apply to another material will reduce regulatory burdens
on regulated entities. However, since limited quantity shipments within
the United States have not been authorized for UN2014 (Hydrogen
peroxide) previously, there is inadequate domestic data available to
quantify the specific cost savings that would result from this change.
A more detailed discussion of the economic analysis can be found in the
accompanying RIA.
Therefore, in this final rule, PHMSA is revising Column (8A) of the
HMT for ``UN2014, Hydrogen peroxide aqueous solution'' to allow limited
quantity packaging for this material by referencing the exception in
Sec. 173.152.
3. Markings on Portable Tanks
In his petition (P-1666), William J. Briner requests that PHMSA
revise Sec. 172.302(b)(2) of the HMR consistent with section 5.3.2.0.2
of the IMDG Code to allow a minimum height of 12 mm (0.47 inches) for
proper shipping name markings on portable tanks with a capacity of less
than 3,785 L (1,000 gallons). The petitioner contends that the revision
would provide regulatory flexibility for the size of markings on
portable tanks without adversely impacting safety. PHMSA received no
comments on this proposed revision in the NPRM.
As currently codified in the HMR, Sec. 172.302(b)(2) requires
markings on portable tanks with capacity less than 3,785 L (1,000
gallons) to have a width of at least 4.0 mm (0.16 inch) and a height of
at least 25 mm (1 inch). Through its technical review of this petition,
PHMSA determined that harmonizing the height of this marking with that
in the IMDG Code (12 mm) would not cause a reduction in hazard
communication and, therefore, would not have a negative effect on
safety. PHMSA expects that harmonizing this requirement with
international standards would provide cost savings and efficiencies in
transportation; however, PHMSA is unable to quantify these potential
cost savings as there is no cost data on the savings gained from using
smaller markings and the number of stakeholders affected. A more
detailed discussion of the economic
[[Page 75684]]
analysis can be found in the accompanying RIA.
Therefore, in this final rule, PHMSA is revising Sec.
172.302(b)(2) to allow a minimum height of 12 mm (0.47 inches) for
proper shipping name markings on portable tanks with a capacity of less
than 3,785 L (1,000 gallons).
4. Reconditioning of Metal Drums
In its petition (P-1670), the Reusable Industrial Packaging
Association (RIPA) requests that PHMSA revise Sec. 173.28(c)(1)(i) to
require that labels be substantially removed, rather than completely
removed, during the reconditioning of metal drums. RIPA states that a
strict reading of the current HMR requirement asks for an impossible
standard, as the full removal of coatings and labels (including their
adhesive residues) is practically impossible. RIPA justifies this
request by noting that current cleaning and surface preparation
processes have been utilized for decades and, from its standpoint, have
never been considered a safety issue.
In the NPRM, PHMSA responded to P-1670 by proposing to allow
tightly adhering paint, mill scale, and rust to remain on no more than
10 percent of the surface area of a drum being reconditioned. While
supportive of revising this section, RIPA notes in its comments to the
NPRM that the proposed revision fails to achieve PHMSA's goal of
allowing some coating residue to remain on steel drums provided safety
is not compromised. RIPA contends it is technically impossible to meet
a requirement that entails the removal of 90 percent of ``tightly
adhering paint . . .'' from the entire surface area of every steel drum
and contends that the limit of 10 percent surface area for exterior
coatings is arbitrary and will be difficult to enforce. Lastly, RIPA
notes that mill scale does not appear on metal used to manufacture or
recondition steel drums and should be removed from the proposed
revisions to Sec. 173.28(c)(1)(i). Therefore, in its comments to the
NPRM, RIPA suggests that Sec. 173.28(c)(1)(i) be revised to read,
``Cleaning to base material of construction, with all former contents,
internal and external corrosion removed, and any external coatings and
labels sufficiently removed to expose any metal deterioration which
adversely affects transportation safety.'' RIPA contends this will
establish a workable safety standard based upon adequate removal of
surface coating materials to expose evidence of metal deterioration.
PHMSA received no other comments on this proposed change to the HMR.
After further consideration, PHMSA agrees that identifying a
specific numeric threshold for sufficient removal of coatings and
labels to expose deterioration is impracticable and expects that the
language RIPA suggests in its comments to the NPRM will appropriately
address the issue by ensuring external coatings and labels are
sufficiently removed to expose metal deterioration that could adversely
impact transportation safety. Furthermore, PHMSA expects cost savings
to be achieved through this amendment, as it provides for a partial
relaxation of the requirements in the HMR; however, PHMSA is unable to
quantify these potential cost savings because it does not have data on
the cost differences between ``removed'' and ``substantially removed''
or the number of persons affected. A more detailed discussion of the
economic analysis can be found in the accompanying RIA.
Therefore, in this final rule, PHMSA is revising Sec.
173.28(c)(1)(i) to read, ``Cleaning to base material of construction,
with all former contents, internal and external corrosion removed, and
any external coatings and labels sufficiently removed to expose any
metal deterioration that adversely affects transportation safety.''
5. Limited Quantity Harmonization
In its petition (P-1676), URS Corporation requests that PHMSA
revise Column (8A) of the HMT to extend exceptions allowing for
shipment of limited quantities of 45 additional hazardous materials.
URS Corporation noted that the absence from the HMR of limited quantity
exceptions for those materials is inconsistent with provisions under
various international standards authorizing limited quantity shipment
of the same materials. URS Corporation contends that this inconsistency
between domestic and international standards regarding the limited
quantity exception for these 45 proper shipping names causes confusion
regarding the pertinent regulatory requirements with importing
hazardous materials shipments into the United States that had been
prepared as limited quantity shipments under international regulations.
As noted in the NPRM, PHMSA conducted a technical review of the
petition and identified a total of 114 entries in the HMT--including
the 45 listed in URS Corporation's petition--that are not in alignment
with the UN Model Regulations permitting limited quantity shipment of
hazardous materials. In addition, PHMSA determined that HMR treatment
of 64 of those 114 entries also diverged from the International Civil
Aviation Organization Technical Instructions for the Safe Transport of
Dangerous Goods (ICAO Technical Instructions) permitting limited
quantity shipment of hazardous materials. Further, in reviewing the
HMR, PHMSA determined that these hazardous materials currently without
limited quantity exceptions are of the same hazard classes as materials
for which the HMR already contains an exception allowing limited
quantity shipment.
PHMSA expects that expanding the applicability of the limited
quantity exception to these additional materials would not adversely
affect safety. PHMSA is unaware of any characteristics of the hazardous
materials at issue that makes them uniquely unsuitable for limited
quantity shipment when the HMR authorizes other hazardous materials
assigned the same hazard class to be shipped in limited quantities.
Consequently, PHMSA expects that expanding the applicability of the
limited quantity exception to other materials that are within the same
hazard class will not adversely affect safety--particularly as other
HMR requirements would still apply to assure safe shipment of limited
quantities of those materials. By way of example, limited quantities of
these hazardous materials will still need to display a conspicuous
marking indicating they are limited quantity shipments pursuant to
Sec. 172.315, and will still need to be packaged in accordance with
other requirements in 49 CFR part 173. The operational experience of
safe transportation of limited quantities of these materials pursuant
to UN Model Regulations provides additional evidence that extension of
the HMR's limited quantity exceptions to those materials will not
adversely affect safety. Furthermore, PHMSA expects cost savings to be
achieved through this amendment, as it provides exceptions to the
requirements in the HMR that impose compliance burdens on regulated
entities; however, due to a lack of domestic data on these types of
shipments, PHMSA is unable to quantify the specific cost savings that
would result from this change. A more detailed discussion of the
economic analysis can be found in the accompanying RIA.
The Council on Safe Transportation of Hazardous Articles (COSTHA)
and International Vessel Operators Dangerous Goods Association (IVODGA)
submitted comments to the NPRM in support of this proposed revision,
while also noting that PHMSA overlooked one listing in the HMT for
harmonization. The commenters explain that the HMT
[[Page 75685]]
listing for ``UN3170, Aluminum smelting by-products or Aluminum
remelting by-products'' includes a change in Column (8A) from ``None''
to ``151'' for Packing Group (PG) II but failed to revise the PG III
entry. PHMSA acknowledges that this was an oversight and is revising
the language in the HMT to include ``UN3170, Aluminum smelting by-
products or Aluminum remelting by-products'' PG III materials in this
final rule.
Therefore, in this final rule, PHMSA is revising Column (8A)
(exceptions) of the HMT consistent with the UN Model Regulations to
allow an additional 114 hazardous materials entries to be shipped as
limited quantities under the HMR. The complete list of hazardous
materials affected by this provision is in the amendments to the HMT at
the end of this final rule.
6. Mobile Refrigeration Units
In its petition (P-1677), the International Institute of Ammonia
Refrigeration (IIAR) requests that PHMSA revise Sec. 173.5b to allow
the continued use of mobile refrigeration units (which are commonly
used by the U.S. produce industry) that were placed into service prior
to 1991, provided they are tested to a service pressure of 250 psig.
PHMSA received no comments on this proposed revision in the NPRM.
As currently written, Sec. 173.5b(b)(6) of the HMR requires that
mobile refrigeration systems placed into service prior to June 1, 1991
be phased-out by October 1, 2017; however, PHMSA issued an enforcement
discretion memorandum \11\ on September 28, 2017, permitting the
continued use of mobile refrigeration units that are tested to a
service pressure of 250 psig. In its technical review conducted in
connection with the Enforcement Discretion Memorandum, PHMSA determined
there is no reduction in safety by authorizing the continued use of
mobile refrigeration units that are tested to a service pressure of 250
psig because the purpose of Sec. 173.5b is to eliminate the use of
systems with a maximum allowable working pressure (MAWP) of 150 psig.
PHMSA consequently incorporated that conservatism within the
Enforcement Discretion Memorandum in the proposed HMR amendments set
forth in the NPRM. The proposed amendment would allow the system to be
used if its components are designed for a MAWP of 250 psig regardless
of whether it was put into service before June 1, 1991, or if the MAWP
is a result of upgrading components.
---------------------------------------------------------------------------
\11\ Enforcement Discretion Memorandum for Mobile Refrigeration
Units--https://www.regulations.gov/document?D=PHMSA-2016-0085-0004.
---------------------------------------------------------------------------
As described in the RIA, although PHMSA describes the nature of
cost savings associated with adoption of this petition, PHMSA was
unable to estimate the cost savings with sufficient accuracy to
quantify them due to data uncertainties. Therefore, in this final rule,
PHMSA is revising Sec. 173.5b to allow the continued use of certain
portable and mobile refrigerator systems that meet the 250 psig service
pressure specification by removing the prohibition on use of
refrigeration systems placed into service before June 1, 1991. Further,
PHMSA, as of the effective date of this final rule, withdraws its
September 28, 2017, enforcement discretion regarding the phase-out of
mobile refrigeration systems because it will no longer be necessary.
7. Incorporation by Reference of CGA Standards
PHMSA received multiple petitions to update CGA standards currently
incorporated by reference in Sec. 171.7 of the HMR. These petitions
include:
Petition P-1679. CGA requests that PHMSA incorporate by
reference CGA C-6.3, ``Standard for Visual Inspection of Low Pressure
Aluminum Alloy Cylinders, 2013, Third Edition'' \12\ into Sec. 171.7
to replace the outdated reference to the First Edition of this standard
published in 1991. This publication is an industry standard governing
periodic inspection of aluminum alloy compressed gas cylinders with
service pressures of 500 psi (3450 kPa) or less. Notable changes from
the previous edition consist of updating HMR citations and changing the
characterization of the document from a ``guideline'' to a
``standard.''
---------------------------------------------------------------------------
\12\ The previous edition of this document was titled,
``Guidelines for Visual Inspection and Requalification of Low
Pressure Aluminum Compressed Gas Cylinders, 1991, First Edition.''
---------------------------------------------------------------------------
Petition P-1680. CGA requests that PHMSA incorporate by
reference CGA S-7, ``Method for Selecting Pressure Relief Devices for
Compressed Gas Mixtures in Cylinders, 2013, Fifth Edition'' into Sec.
171.7 to replace the outdated reference to the Fourth Edition of this
standard published in 2005. This industry standard governs methods for
selecting pressure relief devices (PRDs) for compressed gas mixtures
packaged in cylinders having water capacities of 1000 lb (454 kg) or
less. Notable changes from the previous edition of this document
includes revising reference temperatures, changing the characterization
of this document from a ``publication'' to a ``standard,'' and
expanding its scope to address PRDs for five additional gases.
Petitions P-1684 and P-1693. In two separate petitions,
Worthington Cylinders and CGA request that PHMSA incorporate by
reference CGA C-11, ``Practices for Inspection of Compressed Gas
Cylinders at Time of Manufacture, 2013, Fifth Edition'' into Sec.
171.7 to replace the outdated reference to the Third Edition of this
standard published in 2001. These petitions also request revisions to
Sec. 178.35(b) and (c) to refer to CGA C-11. This updated publication
outlines best practices for inspection of cylinders consistent with
industry practice and clarifies the parameters of inspector actions
when inspecting compressed gas cylinders.
Petition P-1694. CGA requests that PHMSA incorporate by
reference CGA C-6.1-2013, ``Standards for Visual Inspection of High
Pressure Aluminum Compressed Gas Cylinders'' into Sec. 171.7 to
replace the outdated reference to the Fourth Edition of this standard
published in 2002. This standard was developed for the visual
inspection of aluminum alloy compressed gas cylinders with service
pressures of 1800 psi (12410 kPa) or greater. Notable changes from the
previous edition of this publication include new guidelines for the use
of ultrasonic inspection (UE), and incorporation by reference of
another CGA publication (CGA Safety Bulletin 22 Aluminum Cylinders--
Guidelines for Heat Exposure) for use with aluminum cylinders.
PHMSA evaluated the recommended CGA standards as part of its
technical review of these petitions. In each instance, PHMSA compared
the two editions--the edition currently incorporated by reference in
the HMR and the update edition proposed to be incorporated by the
petitioner--for any changes or substantial revisions. PHMSA found only
non-substantial revisions during that review and determined that they
would not result in a reduction in safety. Moreover, insofar as the
revisions in the updated CGA standards reflect lessons learned from
operational experience and best practices developed since the earlier
standards were placed in effect, incorporation of those updated
standards could promote safety. There were no quantifiable cost savings
identified, as these revisions to the CGA standards incorporated by
reference are primarily technical in nature and are not expected to
have a material effect on the cost of business. A more detailed
discussion of the economic analysis can be found in the accompanying
RIA.
[[Page 75686]]
PHMSA received comments from CGA, COSTHA, and Gentry Investigative
Service (GIS) in support of this proposal. However, in its comment, GIS
notes that there are newer editions of the CGA publications and
suggests that these editions should be incorporated as part of this
final rule. Although PHMSA acknowledges that newer editions have been
recently developed, PHMSA declines to incorporate by reference in this
rulemaking newer editions of CGA documents. PHMSA has yet to evaluate
those more recent editions, which were not proposed in the HM-219C
NPRM. PHMSA, however, encourages industry to petition PHMSA to include
any newer edition of incorporated-by-reference publications as desired
and supported by technical analysis within those petitions.
Therefore, in this final rule, PHMSA is updating CGA standards
incorporated by reference in Sec. 171.7 of the HMR as proposed in the
NPRM.
8. Special Provision for Explosives
In its petition (P-1681), IME requests that PHMSA remove special
provision 103 from Sec. 172.102 and from Column (7) of the HMT for the
following entries: ``UN0361, Detonator assemblies, non-electric, for
blasting''; ``UN0365, Detonators for ammunition''; ``UN0255,
Detonators, electric, for blasting''; and ``UN0267, Detonators, non-
electric, for blasting.'' IME explains that this change would harmonize
the HMR with the UN Model Regulations, and would enhance continuity
when transporting these materials domestically and internationally.
PHMSA proposed these changes in the NPRM and PHMSA received comments in
support from IME, Owen Compliance Services, and COSTHA.
Special provision 103 restricts classification of detonators as
Division 1.4B if they are shipped in packages containing more than 25
grams of net explosive mass that could be involved in a limited
propagation explosion. However, the UN Model Regulations contain no
quantified mass restriction for the same materials: rather, they
require only that detonators must pass the tests prescribed by the UN
Manual of Tests and Criteria (MTC)--in this case, the UN Test Series 6
requirements--to be classified as Division 1.4B. The UN MTC contains
the criteria, test methods, and procedures used for the classification
of dangerous goods (i.e., hazardous materials) per the provisions of UN
Model Regulations to ensure an appropriate level of safety, and
demonstrate whether exposure of the material to fire or explosion
during shipment conditions will result in a mass detonation of the
material. Only those detonators that successfully pass tests prescribed
for Division 1.4B may be classed in this hazardous materials category.
PHMSA agrees that the removal of special provision 103 would
harmonize with the international regulations and would have no negative
impact on safety. Special provision 103 is outdated, as the HMR has
since aligned its classification methodologies with the UN performance-
based classification method to improve harmonization with the
internationally-accepted system for the classification of explosives.
Finally, the operational experience of safe transportation of these
materials pursuant to UN Model Regulations provides further evidence
that the amendments to the HMR as proposed will not adversely affect
safety--particularly as other HMR requirements would still apply to
assure safe shipment. However, since special provision 103 is no longer
widely used, PHMSA does not expect there would be any quantifiable cost
savings. A more detailed discussion of the economic analysis can be
found in the accompanying RIA.
Therefore, in this final rule, PHMSA is removing the references to
special provision 103 from four entries in Column (7) (Special
provisions) of the HMT, and removing special provision 103 from Sec.
172.102 altogether.
9. Safety Devices
In its petition (P-1683), the Ford Motor Company requests that
PHMSA remove the word ``None'' from Column (8A) of the HMT for the
proper shipping name ``UN0503, Safety Devices, pyrotechnic'' and
replace it with ``166,'' which would allow for the packaging exceptions
currently authorized for other safety devices in Sec. 173.166.
PHMSA proposed this revision in the HM-219C NPRM. PHMSA separately
published a notice of request for information (RFI) in the Federal
Register soliciting information and data from stakeholders regarding
the classification, testing, and conditions for transportation relevant
to the potential classification of safety devices.\13\ To ensure a more
fulsome safety analysis of the HMR amendments requested in P-1683,
PHMSA is not adopting the amendments proposed in the NPRM at this time
and may instead consider them in a future rulemaking that could be
informed by the information and data received in response to the RFI.
---------------------------------------------------------------------------
\13\ 85 FR 35368 (June 9, 2020). PHMSA has continued to see
advancements in technologies for articles containing hazardous
materials; those advancements have been the subject of requests for
approvals or special permits for transportation as safety devices
(UN0503 and UN3268). As such, PHMSA is, in the RFI, requesting
information or data from stakeholders regarding the classification,
testing, and conditions for transportation of these devices
requesting an approval to be classified as safety devices.
---------------------------------------------------------------------------
10. Alternative Reports for Cargo Tanks
In its petition (P-1685), Polar Service Systems requests that PHMSA
revise Sec. 180.417(a)(3) to remove the words ``manufactured before
September 1, 1995,'' thereby allowing an alternative report in lieu of
obtaining the manufacturers certificate of compliance for cargo tanks
manufactured after September 1, 1995. The petitioner notes that there
is no provision to allow for the use of alternative reports when a
certificate of compliance is unavailable for cargo tanks manufactured
after September 1, 1995,\14\ and explains that some cargo tank
manufacturers have gone out of business in the past 25 years, making it
impossible for a tank owner to obtain a missing certificate of
compliance from these manufacturers. Therefore, these alternative
reports would replace a missing certificate of compliance for cargo
tanks manufactured after September 1, 1995. PHMSA received no comments
on this proposed revision in the NPRM.
---------------------------------------------------------------------------
\14\ See 59 FR 1786 (Jan. 12, 1994).
---------------------------------------------------------------------------
PHMSA's technical review of the petition determined there are
challenges in maintaining the required documentation for cargo tanks
and cargo tank motor vehicles when cargo tank manufacturers are no
longer in business. This is true irrespective of the timeframe set
forth in Sec. 180.417. Further, PHMSA does not expect there would be a
reduction in safety in allowing alternative reports for cargo tanks
manufactured after September 1, 1995, because the testing and
recordkeeping requirements that PHMSA would demand in those alternative
reports provide much of the same information that would be in a
manufacturer's certificate. Further, PHMSA's experience administering
the alternative reporting requirement under existing HMR provisions
demonstrates that extension of this compliance flexibility to
additional cargo tanks would not adversely affect safety. Similarly,
this amendment is not expected to result in any material cost to
industry; rather, cargo tanks manufactured after September 1, 1995,
with useful life remaining would not be forced out of service, thereby
saving regulated entities the cost of replacement. A more detailed
[[Page 75687]]
discussion of the economic analysis can be found in the accompanying
RIA.
Therefore, in this final rule, PHMSA is revising the language in
Sec. 180.417(a)(3) to allow for alternative reports when a
manufacturer's certificate is not available regardless of the date of
manufacture of the cargo tank.
11. Weight Tolerances for Paper Shipping Sacks
In its petition (P-1688), the Paper Shipping Sack Manufacturers
Association requests that PHMSA amend Sec. 178.521 to revise the basis
weight tolerances for liners and mediums used in the manufacture of
multi-wall shipping sacks from 5 percent to 10
percent from the nominal basis weight reported to PHMSA in the initial
design qualification test. The petitioner explains that multi-wall
sacks are manufactured on the same or technically equivalent machines
that manufacture the liners for fiberboard boxes and further notes that
PHMSA revised the basis weight tolerances from 5 percent to
10 percent for fiberboard boxes in the HM-219A final
rule.\15\
---------------------------------------------------------------------------
\15\ 83 FR 55792 (Nov. 7, 2018).
---------------------------------------------------------------------------
PHMSA notes that the petitioner is correct in that the paper used
to manufacture multi-wall shipping sacks is made on the same or similar
machines as those used to make fiberboard boxes. Given the technical
data presented in the petition, which included linerboard drop and
dynamic compression tests, PHMSA concluded that a small reduction (or a
nearly infinite increase) in basis weight of the paper used in
manufacturing fiberboard boxes would not affect the safety of the
packaging, and PHMSA expects that multi-wall shipping sacks--made of
similar materials and manufactured on the same or technically
equivalent machines--will behave similarly such that there will be no
adverse impact to safety. Furthermore, PHMSA estimates the total
potential annualized cost savings to the industry of between $20,000
and $200,000. A more detailed discussion of the economic analysis can
be found in the accompanying RIA.
PHMSA received one comment from David Carlson in support of this
proposal. However, in addition to his support, Mr. Carlson requested
that PHMSA extend a similar provision to 11G packagings in this final
rule. PHMSA notes that 11G packagings were not discussed in the NPRM,
and while there may be merits to this proposed revision, PHMSA has not
conducted a technical analysis of that proposal and is not adopting it
at this time. PHMSA would like to allow further stakeholder engagement
and opportunity to comment on any proposed changes before making this
specific determination. The commenter is encouraged to petition PHMSA
with supporting data to include 11G packagings in a future rulemaking.
Therefore, based on its technical analysis showing no negative
impact on safety, PHMSA is amending Sec. 178.521 to revise the nominal
basis weight reported in the initial design qualification test report
from 5 percent to 10 percent.
12. Markings on Closed Transport Containers
In its petition (P-1690), Matson requests that PHMSA amend Sec.
173.308(d)(3) to remove the requirement for a warning to be placed on
the access door of a closed transport vehicle or a closed freight
container when lighters are transported by vessel. Matson explains that
the IMDG Code does not require a similar warning, thereby noting
inconsistencies between the HMR and the international requirements that
could cause confusion regarding the pertinent requirements governing
international shipments. PHMSA received one comment from IVODGA in
support of this proposal. The petitioner is correct in that the current
HMR requirement is inconsistent with the IMDG Code. The IMDG Code does
not require this additional marking and has not experienced an
appreciable adverse safety impact. PHMSA is, further, unaware of a
compelling safety justification for requiring the marking--particularly
as other HMR hazard communication requirements (such as transport
documents and container placards) would remain operative even if the
amendment is adopted. In addition, the amendment would improve the
internal consistency of the HMR, which does not impose the same
restriction on other packages containing a Division 2.1 flammable gas
as it does packages composed of lighters containing Division 2.1
flammable gasses. Furthermore, while PHMSA was unable to quantify any
specific cost savings associated with this amendment, no costs are
anticipated. A more detailed discussion of the economic analysis can be
found in the accompanying RIA.
Therefore, based on its technical analysis, PHMSA is amending Sec.
173.308(d)(3) to remove the requirement for vessel transport of a
closed transport vehicle or freight container to display the warning
mark ``WARNING--MAY CONTAIN EXPLOSIVE MIXTURES WITH AIR--KEEP IGNITION
SOURCES AWAY WHEN OPENING'' on the access door.
13. Finalization of the HM-246 Tank Car Standard
In a joint petition (P-1691), AAR, CI, ACC, TFI, and the Railway
Supply Institute (RSI) request that PHMSA revise Sec. Sec. 173.314(c)
and 173.244(a)(2) of the HMR to convert ``interim'' rail tank car
specifications to ``final'' tank car specifications. The interim tank
car specifications were issued as part of the HM-246 final rule titled,
``Hazardous Materials: Improving the Safety of Railroad Tank Car
Transportation of Hazardous Materials'' \16\ to be used for rail tank
cars transporting PIH materials until PHMSA issued a permanent
standard. The petitioners note that the PIH tank cars built in
compliance with the HM-246 interim specifications have performed well
and with no noteworthy safety concerns.
---------------------------------------------------------------------------
\16\ 74 FR 1769 (Jan. 13, 2009).
---------------------------------------------------------------------------
The HM-246 final rule prescribed enhanced safety measures for PIH
materials transported in rail tank cars. These safety measures include
stronger tanks made from normalized steel and capable of withstanding
higher tank test pressures, fittings, tank head-puncture resistance
protection, and thermal protection for some commodities. The HM-246
final rule was the result of industry consensus that an updated
regulatory standard was necessary to improve accident survivability,
even as research continued to develop a long-term PIH tank car
specification. Following publication of the HM-246 final rule and
adoption of the interim specifications, the Advanced Tank Car
Collaborative Research Program (ATCCRP) \17\ suggested the HM-246
interim specifications provide significant safety improvements over
legacy designs and noted a scarcity of other feasible options beyond
the interim specifications. In addition, conclusions from various
ATCCRP projects provide scientific support to make the interim
specifications permanent. Conclusions resulting from these safety
research efforts, as reported by ATCCRP, include:
---------------------------------------------------------------------------
\17\ The ATCCRP coordinates research efforts to enhance the
safety and security of rail tank car shipments of toxic-by-
inhalation hazard (TIH) materials. It is a joint effort comprised of
shippers of tank cars carrying TIH materials (represented by ACC,
CI, and TFI); railroads that transport hazardous materials
(represented by AAR); and rail tank car builders and lessors
(represented by RSI). For more information, see https://tankcarresourcecenter.com/wp-cojntent/uploads/2017/11/ATCCRP-Research-Background-2016.pdf.
---------------------------------------------------------------------------
The interim specifications provide significant improvement
in accident
[[Page 75688]]
survivability over the legacy designs (i.e., legacy specifications);
and
No design feature or material was identified that would
provide a significantly greater level of improvement, or would be a
reasonable alternative (from an economic or manufacturability
standpoint) that should be required industry-wide.
PHMSA received comments to the HM-219C NPRM from AAR, The Dow
Chemical Company, Chemours, and a joint comment from ACC, CI, and TFI
in support of this proposal. These commenters noted that by re-
designating the HM-246 specifications as permanent, PHMSA will provide
regulatory certainty to the stakeholder community that an ``interim''
standard cannot. In its comment, AAR recommended that PHMSA coordinate
with Transport Canada (TC) to assign a unique designator when
translating the interim tank car specifications into permanent tank car
specifications. PHMSA agrees with AAR and collaborated with TC during
the final rule drafting stage to assign a unique designator to denote
those permanent tank car specifications. This unique identifier will
help ensure that tank cars used to transport PIH materials built to the
permanent specifications can more easily move between the United States
and Canada without encountering delays.
PHMSA's technical review of this petition determined that the HM-
246 compliant rail tank cars have an established safety record with no
major incidents attributed to the tank car design. As explained by
ATCCRP and discussed at greater length in Section IV.14. (Phase-out of
Non-HM-246 Compliant Rail Tank Cars), the HM-246 interim specifications
represent a substantial safety improvement over legacy tank cars in PIH
service. This amendment is not expected to result in any new material
costs to industry. Any costs associated with phasing out legacy tank
cars result from the decision by AAR to utilize interchange agreements
to mandate retirement of these cars from PIH service by the date
(December 31, 2027) specified in CPC-1336; this final rule would align
the HMR with those industry efforts. A more detailed discussion of this
economic analysis can be found in the accompanying RIA.
Therefore, in this final rule, PHMSA is amending Sec. Sec.
173.314(c) and 173.244(a)(2) of the HMR to make the HM-246 rail tank
car specifications permanent for the transportation of PIH materials
and is assigning the unique identifier of ``DOT-105H600W'' for HM-246
tank cars transporting PIH materials by rail.
14. Phase-Out of Non-HM-246 Compliant Rail Tank Cars
In its petition (P-1692), AAR requests that PHMSA amend Sec.
173.31 to adopt a 6-year phase-out for PIH rail tank cars that do not
meet the interim HM-246 specifications as implemented in the HM-246
final rule published on January 13, 2009. Specifically, AAR argues that
collaborative research undertaken by industry and government partners
(through ATCCRP) has confirmed that HM-246 specification cars have the
highest accident survivability rate over other designs and are the most
feasible available technology to transport PIH materials.
In 2006, after several major PIH rail tank car accidents, AAR began
to release a series of CPCs that mandated the use of a safer design for
tank cars that transport PIH materials. On March 31, 2008, AAR
published CPC-1187, which implemented design specifications for tank
cars used in PIH service and included a 10-year phase-out schedule for
tank cars that did not meet the CPC-1187 specifications. According to
CPC-1187, non-compliant tank cars would not be accepted for interchange
after December 31, 2018. PHMSA published an NPRM \18\ proposing
revisions to the HMR to improve the crashworthiness protection of rail
tank cars designed to transport PIH materials on April 1, 2008 and
later issued a final rule establishing the interim HM-246
specifications in January 13, 2009. The interim HM-246 specifications
effectively adopted AAR's CPC-1187 tank car specifications for the
transportation of PIH materials until further research could be
completed on enhanced tank car specifications.
---------------------------------------------------------------------------
\18\ 73 FR 17817 (Apr. 1, 2008).
---------------------------------------------------------------------------
In the HM-246 NPRM, PHMSA considered adopting a phase-out of tank
cars that did not meet the proposed interim specifications. However,
PHMSA did not codify a phase-out timeline in the final rule, stating
``[a]lthough PHMSA continues to expect that an accelerated phase-out of
these cars is justified, PHMSA recognizes the voluntary efforts already
underway by many fleet owners to phase out these cars, in many cases on
schedules more aggressive than the five-year deadline proposed in the
NPRM.'' \19\ Instead, the HM-246 final rule adopted the interim tank
car specifications; subsequently, AAR suspended CPC-1187 until new tank
car specifications could be finalized and suspended the December 2018
retirement deadline for non-compliant tank cars.
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\19\ 74 FR at 1777-78.
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As discussed in the previous sub-section (``Finalization of the HM-
246 Tank Car Standard''), research conducted under the ATCCRP has since
demonstrated that the HM-246 interim tank car specifications provide
significant improvements in survivability and there is no reason to
expect a different design would provide a significantly greater level
of improvement. However, despite initial indications in 2009 that
voluntary efforts would result in an accelerated phase-out of those
tank cars in PIH service that failed to comply with the HM-246 interim
specifications, the industry had not adopted a voluntary phase-out
schedule as of December 2016 that would eliminate such tank cars from
PIH service.
On December 16, 2016, AAR submitted its petition (P-1692)
requesting that PHMSA adopt a 6-year phase-out for PIH rail tank cars
that do not meet the interim specifications as implemented in the HM-
246 final rule published on January 13, 2009. AAR argued that
collaborative research undertaken by industry and government partners
(through ATCCRP) over the last 7 years had confirmed that HM-246
specification cars have the highest accident survivability rate over
other designs and are the most feasible technology to transport PIH
materials.
Before PHMSA completed its review of P-1692, AAR adopted CPC-1325
in April 2017, which implemented a mandatory phase-out by July 1, 2023,
of any tank car in PIH service that does not comply with the HM-246
interim specifications. Prior to AAR's adoption of CPC-1325, TFI
commented to the P-1692 docket \20\ that it opposed implementation of
the July 1, 2023, phase-out schedule. TFI contended that DOT has sole
authority over hazardous materials packaging and that because AAR's
adoption of the phase-out schedule was done without performing an
economic analysis, it was impossible to estimate the full extent of its
potential costs or benefits.
---------------------------------------------------------------------------
\20\ Docket No. PHMSA-2016-0165, available at
www.regulations.gov.
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Similar comments were relayed to PHMSA by a group of shipper
associations during a January 13, 2017 meeting.\21\ AAR met with PHMSA
and the Federal Railroad Administration (FRA) on August 1, 2017, during
which AAR suggested its phase-out schedule did not conflict with DOT
regulations and that the phase-out schedule was intended to remove an
older, less-safe
[[Page 75689]]
car design from PIH service.\22\ PHMSA later notified AAR on December
7, 2017, that it was accepting P-1692 and would conduct a ``safety and
policy review that will aid in determining whether the HMR should
mandate a phase-out period and, if so, what period would ensure safety
and protect the public interest.'' \23\
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\21\ Attendees included representatives from TFI, ACC, CI, and
API. Meeting Notes from the Listening Session for Petitions P-1678
and P-1692, available at https://www.regulations.gov/document?D=PHMSA-2016-0165-0007.
\22\ AAR Presentation on Tank Car Phase Out and TCC Authority
from August 1, 2017, available at https://www.regulations.gov/document?D=PHMSA-2016-0165-0011.
\23\ P-1692 Acceptance Letter, available at https://www.regulations.gov/document?D=PHMSA-2016-0165-0012.
---------------------------------------------------------------------------
On July 27, 2018, AAR revised CPC-1325 and re-issued it as CPC-
1336, extending the phase-out schedule for non-HM-246 compliant tank
cars from 6 years (July 1, 2023) to 10 years (December 31, 2027). On
August 15, 2018, the railroads (represented by AAR) and a group of
leading PIH material shippers (represented by ACC, CI, and TFI)
submitted a joint comment to P-1692 proposing a phase-out date of
December 31, 2027, for all non-HM-246 specification rail tank cars. The
December 31, 2027, phase-out date is in lieu of the 6-year timeline
requested in AAR's original petition. The joint commenters met with
PHMSA on September 6, 2018, and urged PHMSA to act quickly in
completing a rulemaking that would adopt the petition's proposed 10-
year phase-out timeline.\24\ The joint commenters contend that
codifying the phase-out in the HMR would improve safety and increase
market certainty. PHMSA in the NPRM proposed revision of the HMR to
adopt the joint commenters' December 31, 2027 deadline. PHMSA received
no adverse comments in response to that NPRM proposal. PHMSA received
comments in support of this proposal from AAR, the Dow Chemical
Company, Chemours, and a joint comment by ACC, CI, and TFI.
---------------------------------------------------------------------------
\24\ Meeting Summary, available at https://www.regulations.gov/document?D=PHMSA-2016-0165-0014.
---------------------------------------------------------------------------
PHMSA expects the phase-out of legacy rail tank cars for PIH
service will have a positive impact on safety because they would be
replaced with more robust tank cars for use in the transportation of
PIH materials and because regulatory certainty could foster market
certainty. In the NPRM, PHMSA proposed a phase-out deadline of December
31, 2027; however, the phase-out will go into effect under mandatory
railroad interchange rules regardless of whether PHMSA adopts this date
into regulation. As a result, there is no cost associated with PHMSA
promulgating this date as a regulatory deadline for the phase-out. A
more detailed discussion of the economic analysis can be found in the
accompanying RIA.
As such, PHMSA is codifying the phase-out of all non-HM-246 rail
tank cars for use in the transportation of PIH materials. PHMSA's
actions in this final rule provide both shippers and carriers with
regulatory certainty on the transportation of PIH materials by rail.
This regulatory certainty makes transportation cost predictable to
industry and--more importantly--locks-in safety benefits associated
with industry's movement to phase-out non-HM-246 tank cars in the
transportation of PIH materials by rail.
Therefore, PHMSA is revising Sec. 173.31 to phase-out all non-HM-
246 rail tank cars for the transportation of PIH materials by December
31, 2027, to align with the agreed upon phase-out dates between AAR and
leading PIH material shippers.
15. Allow Non-RCRA Waste To Use Lab Pack Exception
In its petition (P-1695), Veolia requests that PHMSA amend Sec.
171.8 by adding a definition of ``waste material'' to allow for all
waste material to be managed in accordance with the lab packs exception
and associated paragraphs in Sec. 173.12, regardless of whether it
meets the definition of a ``hazardous waste'' in EPA regulations
implementing RCRA at 40 CFR 261.3. The ``lab pack exception'' for waste
under Sec. 173.12(b) provides for exceptions from some HMR packaging
requirements (such as those pertaining to chemical constituent marking
and specification packaging requirements for combination packages) to
facilitate transportation for disposal of certain waste materials when
shipped in packages satisfying packaging requirements identified in
that section. The petitioner notes that PHMSA has stated in a letter of
interpretation (16-0099) \25\ that this exception only applies to
``hazardous wastes'' as defined by EPA's regulations implementing RCRA;
amendment of the HMR to make the lab pack exception in Sec. 173.12
more broadly available to ``waste materials'' would provide regulatory
relief in the disposal and recovery of hazardous materials. PHMSA
received comments from Veolia and COSTHA in support of this proposal.
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\25\ PHMSA Letter of Interpretation, Reference No. 16-0099,
available at https://www.phmsa.dot.gov/regulations/title49/interp/16-0099.
---------------------------------------------------------------------------
PHMSA's technical review of the petition supports the petitioner's
interpretation. Neither the regulatory text nor the preamble of the
December 21, 1990 final rule codifying Sec. 173.12(b) indicate the lab
pack exception is limited to ``hazardous wastes'' as that term is
defined under the EPA's RCRA regulations.\26\ PHMSA expects that making
all waste material eligible for the lab pack exception would not lead
to a reduction in safety because waste materials present no greater
hazard than materials defined as a hazardous waste according to the
EPA's RCRA regulations. Further, insofar as the lab pack exception
would make it easier for regulated entities without sophisticated
compliance programs, or limited storage space, to dispose of waste
consistent with the HMR, the final rule could improve safety. In
addition, there are no costs expected based on this revision. Extension
of the lab pack exception offers additional flexibility for
transporting waste materials; it does not increase compliance costs or
changes to how waste material is handled. A more detailed discussion of
the economic analysis can be found in the accompanying RIA.
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\26\ See 55 FR 52402, 52423 (Dec. 21, 1990).
---------------------------------------------------------------------------
Therefore, in this final rule, PHMSA is adding a definition of
``waste material'' to allow for all waste material to be managed in
accordance with the lab packs exception and associated paragraphs in
Sec. 173.12.
16. Incorporation of ASME Code Sections II, V, VIII, and IX
In its petition (P-1700), Trinity Containers requests that PHMSA
incorporate by reference the 2017 edition of the ASME BPVC Sections II
(Parts A and B), V, VIII (Division 1), and IX into Sec. 171.7(g)(1) of
the HMR. The ASME BPVC is a consensus industry standard for the design
and construction of boilers and pressure vessels. Significant revisions
to the relevant portions of the ASME BPVC introduced in the 2017
edition include the following:
ASME BPVC Section II, Part A: Incorporation of 25 new
American Society for Testing and Materials (ASTM) and 7 new
international specifications authorized in connection within ferrous
material within ASME-compliant boilers and pressure vessels;
ASME BPVC Section II, Part B: Incorporation of 10 new ASTM
specifications authorized for use in connection with non-ferrous
material within ASME-compliant boilers and pressure vessels;
ASME BPVC Section V: Incorporation of 19 new ASTM
specifications providing for ASME-compliant methodologies in conducting
non-destructive examination of boilers
[[Page 75690]]
and pressure vessels, as well as revisions of existing standards
pertaining to acoustic emissions testing and block calibration;
ASME BPVC Section VIII, Division 1: Revision of existing
specifications for the construction of pressure vessels to expand
coverage of openings and quick-action/actuation closures, clarify
guidelines on performance of manual and automated ultrasonic testing,
and provide new procedural pathways for manufacturers to obtain ASME
certifications; and
ASME BPVC Section IX: Revision of existing specifications
for welding, brazing and fusing qualifications to expand acceptable
testing methods and clarify welder personnel qualification
requirements.
The petitioner contends that without regulatory amendment, ASME
certificate holders would be obliged to comply with obsolete industry
standards for manufacturing cargo tanks, non-specification tanks, and
implements of husbandry to the ASME BPVC referenced in Sec.
171.7(g)(1).
PHMSA received comments on this proposal from Global Transport Tank
Consultants (GTTC), GIS, and NJP Engineering. GTTC requests that PHMSA
clarify which sections are being updated and whether the updated ASME
BPVC Section VIII, Division 1 ``Design Margin'' would be applicable to
any of the cargo tank packaging ``designed'' to the requirements of
ASME BVCP Section VIII, Division 1. In addition, GTTC asks if it was
PHMSA's intention to require the repair of ASME ``marked'' packaging to
meet the requirements of the 1992 edition of the National Board
Inspection Code (NBIC) currently incorporated by reference in to HMR.
GTTC and GIS request that PHMSA incorporate the 2019 editions of the
ASME BPVC and the NBIC since they are currently available.
NJP Engineering supports the HMR amendments proposed in the NPRM
but requests correction of an alleged oversight by PHMSA in
incorporating the 2015 edition of the ASME BPVC.\27\ NJP Engineering
notes that the ASME BPVC standard contains a requirement for a 6
percent knuckle radius on torispherical heads that is the subject of
exception in three places (see Sec. Sec. 178.346-1(d)(8), 178.347-
1(d)(8), and 178.348(e)(2)(viii)) within the HMR. These HMR exceptions
reference standard ASME BPVC standard UG-32(e) and were added to the
HMR in response to the incorporation of the previous 1998 edition of
the ASME BPVC. However, prior to the incorporation of the 2015 edition,
ASME removed paragraph (b) from UG-32, resulting in the re-designation
of the former UG-32(e) as UG-32(d). NJP Engineering seeks clarification
that it was PHMSA's intention to retain those exceptions and recommends
that ``UG-32(e)'' be replaced with ``UG-32(d)'' accordingly.
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\27\ See 81 FR 25613 (Apr. 29, 2016).
---------------------------------------------------------------------------
In this final rule, PHMSA is incorporating by reference the 2017
editions of the ASME BPVC Section II, Part A (Ferrous Materials
Specifications); Section II, Part B (Nonferrous Material
Specifications); Section V (Nondestructive Examination); Section VIII,
Division 1 (Rules for Construction of Pressure Vessels Division); and
Section IX (Welding, Brazing, and Fusing Qualifications). PHMSA's
technical review of P-1700 determined that the HMR's incorporation by
reference of the obsolete 2015 edition of the ASME BPVC could induce
confusion among stakeholders about the controlling edition of the ASME
BPVC. PHMSA agrees with the petitioner that adopting the updated
edition would help ensure that the HMR remains consistent with the best
practices used by the industry.
The design margin(s) in the HMR for DOT specification cargo tanks
remain as currently authorized; \28\ this rulemaking does not authorize
the ``design margin'' described in the 2017 edition of the ASME BPVC
Sections II (Parts A and B), V, VIII (Division 1), and IX into the HMR
for DOT specification cargo tanks, even as it would apply to
specification portable tanks. This distinction was clarified in a
letter of interpretation (17-0083 \29\) published in response to
PHMSA's incorporation by reference of the 2015 edition of the ASME BPVC
Section VIII Division. This rulemaking did not consider incorporating
the updated NBIC; however, the 2017 edition is under review currently
as part of the HM-241 \30\ rulemaking. The 1992 edition of the NBIC
currently incorporated by reference into the HMR will remain in effect
for the repair of ASME packagings manufactured in accordance with the
HMR. PHMSA will retain the exceptions in Sec. Sec. 178.346-1(d)(8),
178.347-1(d)(8), and 178.348(e)(2)(viii), and agrees that ``UG-32(e)''
should be replaced with ``UG-32(d)'' provisions. PHMSA is making an
additional editorial change to the HMR to update the references to UG-
32 as recommended by NJP Engineering. PHMSA expects that the cost-
savings associated with P-1700 would be modest. A more detailed
discussion of this economic analysis can be found in the accompanying
RIA.
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\28\ The ASME design margin does not apply to DOT specification
cargo tanks because of the structural integrity sections in part
178, which specify alternative design margins. In contrast, the ASME
design margin applies to portable tanks as the HMR contains no
exception allowing the use of an alternative design margin.
\29\ PHMSA Letter of Interpretation Reference No. 17-0083,
available at https://www.phmsa.dot.gov/regulations/title49/interp/17-0083.
\30\ See Spring 2020 Unified Agenda at https://www.reginfo.gov/public/do/eAgendaViewRule?pubId=202004&RIN=2137-AE58.
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17. Import of Foreign Pi-Marked Cylinders
In its petition (P-1701), CGA requests that PHMSA modify Sec. Sec.
171.23, 173.302, and 173.304 to permit the transportation of filled pi-
marked foreign pressure receptacles in compliance with applicable
requirements of the European Agreement Concerning the International
Carriage of Dangerous Goods by Road (ADR) and EU Directive 2010/35/EU
of the European Parliament and of the Council. The HMR currently allows
pi-marked cylinders (which are filled and shipped within the EU and
marked with a pi ([pi]) symbol to denote compliance with the ADR and EU
Directive 2010/35/EU) to be imported through use of special permits.
The petitioner requests revisions to the HMR authorizing without the
need for a special permit, the (1) import, intermediate storage,
transport to point of use, discharge, and export, as well as (2) import
of empty pi-marked foreign pressure receptacles for filling,
intermediate storage, and export. Entegris provided comments to the P-
1701 docket \31\ and requested additional revisions to Sec. Sec.
171.23(a) and 173.302(a)(2) to allow shipment of adsorbed gasses within
those pi-marked cylinders that were the subject of CGA's petition for
rulemaking. The changes to Sec. 171.23(a)(3) requested by Entegris are
intended to allow for domestic sourcing as well as the import of empty
pi-marked pressure receptacles for filling and export.
---------------------------------------------------------------------------
\31\ https://www.regulations.gov/docket?D=PHMSA-2017-0026.
---------------------------------------------------------------------------
PHMSA's technical review did not find evidence to suggest there
would be any adverse safety impacts resulting from those HMR
amendments. The shipping of pi-marked cylinders within the United
States has been allowed for many years through special permits--with at
least 3,000 shipments occurring since the special permits were first
issued; there is also extensive operational experience in the safe
international shipment of pi-marked cylinders. Although there is
limited market data on the current export of pi-marked cylinders
pursuant to special permit, PHMSA expects that adopting
[[Page 75691]]
these amendments would not result in a change to the number of pi-
marked cylinders that are transported or the risk profile of their
transportation. Nonetheless, cost savings are expected to be minimal,
resulting primarily from the potential time savings for industry and
government due to the elimination of the need for a special permit. A
more detailed discussion of the economic analysis can be found in the
accompanying RIA.
PHMSA received comments from CGA and Chemours in support of this
proposal. COSTHA notes that the 2017 edition of the ADR is being
referenced in Sec. 171.7 of the NPRM. COSTHA also notes that as of
September 2019, the most current edition of the ADR is the 2019 edition
that became effective July 1, 2019. PHMSA will consider updating this
reference in a future rulemaking, as it has yet to conduct a technical
evaluation of the 2019 edition of the ADR.
In this final rule, PHMSA is modifying Sec. Sec. 171.23, 173.302,
and 173.304 to permit the import of filled pi-marked foreign pressure
receptacles for storage incidental to movement, transport to point of
use, discharge, and export. PHMSA is also permitting the transportation
of pi-marked foreign pressure receptacles for export, including filling
and storage incidental to movement. In addition, PHMSA is revising
Sec. Sec. 171.23(a) and 173.302(a)(2) to ensure that the authorization
for pi-marked cylinders is applicable to adsorbed gas packages.
Finally, to align with similar ADR provisions and increase shipper and
carrier awareness of the requirements for pi-marked cylinders, PHMSA is
requiring a notation on the shipping paper following the basic
description of the hazardous material to certify compliance with the
pi-marked cylinder requirements. PHMSA is updating Sec. 171.7 to
include the ADR and EU Directive 2010/35/EU of the European Parliament
and of the Council into the HMR.
18. Placement of the Word ``Stabilized'' in Shipping Description
In its petition (P-1706), Evonik requests that PHMSA revise how the
word ``stabilized'' should appear when providing the shipping name for
a hazardous material to maintain consistency with the IMDG Code. The
HMR does not allow the word ``stabilized'' to appear as part of the
proper shipping name, whereas the IMDG Code requires it, when
stabilization is required prior to transportation. The petitioner
claims that this causes needless discrepancies with the IMDG Code in
connection with international shipments. PHMSA received comments from
the Dow Chemical Company, Dangerous Goods Advisory Council (DGAC), and
IVODGA supporting this proposal.
PHMSA's technical review confirmed inconsistency between the HMR
and the IMDG Code and revealed that hazardous materials that have some
instability but that are not specifically identified or classified as
self-reactive substances or organic peroxides cannot be shipped in
compliance with both the IMDG Code and the HMR as currently written. In
addition, PHMSA determined that requiring the use of the word
``stabilized'' when stabilization is required by Sec. 173.21(f) would
not result in any reduction in safety, but would instead increase
safety by indicating that a material has been stabilized in preparing
it for transportation. Although this amendment may incur costs for
manufacturers and shippers related to training and compliance, costs
are expected to be negligible because affected entities that engage in
international commerce are already aware of the requirement under the
IMDG Code. A more detailed discussion of the economic analysis can be
found in the accompanying RIA.
Therefore, in this final rule, PHMSA is revising Sec. 172.101(c)
to clarify that the word ``stabilized'' must be included as part of the
proper shipping name when the HMR requires stabilization before
transportation.
19. Incorporation by Reference of an AESC/IME Standard
In its petition (P-1710), IME requests that PHMSA update Sec.
171.7(r) to update IME's corporate address and incorporate by reference
the AESC/IME JPG Standard, also called the ``Guide to Obtaining DOT
Approval of Jet Perforating Guns using AESC/IME Perforating Gun
Specifications,'' Version 02, dated September 1, 2017. IME also
proposes that PHMSA include a new Sec. 173.67 codifying PHMSA's
current practice excepting JPGs conforming to the AESC/IME JPG Standard
from the exhaustive testing generally required pursuant to Sec. 173.56
to receive an EX number authorizing transportation of a new
explosive.\32\
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\32\ PHMSA's use of the 2008 version of the AESC/IME JPG
Standard in its Sec. 173.56 reviews is an informal practice and not
a regulatory requirement. See Correspondence from Theodore L. Willke
(PHMSA) to Lon Santis (IME) (Nov. 19, 2008), https://www.ocsresponds.com/ref/AESC-IMEPerfGunApproval(2008.11.19).pdf.
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JPGs use shaped explosive charges to produce a high-pressure jet
penetrating the liner or casing of a wellbore to enhance production of
oil and gas wells. The petitioners note that the initial version of the
AESC/IME JPG Standard has been used by PHMSA since 2008. Entities
seeking PHMSA's assignment of an EX number for a JPG product submit
applications demonstrating conformity with one of 13 standard design
templates within the AESC/IME JPG Standard, thereby avoiding having to
submit their product for explosive laboratory testing normally required
under Sec. 173.56. IME submits that the HMR amendments identified in
its petition would codify existing PHMSA practices for review of JPG
products under Sec. 173.56. PHMSA received no adverse comments on the
petition or the proposals in the NPRM.
PHMSA expects that adoption of the petition as proposed in the NPRM
will not have an adverse effect on safety. PHMSA has relied on AESC/
IME's JPG Standard to expedite its review of applications since 2008;
PHMSA is unaware any significant operational or testing experience
indicating that historical practice is unsafe. Further, the most recent
version of the AESC/IME JPG Standard is potentially more conservative
than the current standard, as it would narrow the universe of JPG
product designs (from 13 to 8) eligible for expedited review to only
those 1.1D products without a detonator. Furthermore, the economic
analysis suggests potential annualized cost savings of approximately
$360,000 for manufacturers of JPGs that would avail themselves of the
newly-codified regulations incorporating the updated AESC/IME JPG
Standard to avoid the need for explosives laboratory testing.
Additional cost savings are expected for both manufacturers and PHMSA
due to reduced labor requirements for processing applications for EX
approvals. A more detailed discussion of the economic analysis can be
found in the accompanying RIA.
Therefore, in this final rule, PHMSA is updating IME's address in
Sec. 171.7(r), incorporating the updated AESC/IME JPG Standard into a
new Sec. 171.7(r)(3) of the HMR, and adding a new Sec. 173.67
codifying existing practice allowing AESC/IME JPG Standard-compliant
products access to expedited PHMSA review under Sec. 173.56.
20. Incorporation by Reference of an Updated APA Standard 87-1
In its petition (P-1711), the APA requests that PHMSA incorporate
by reference the 2018 edition of APA Standard 87-1, ``Standard for
Construction and Approval for Transportation of Fireworks, Novelties,
[[Page 75692]]
and Theatrical Pyrotechnics'' \33\ to replace the outdated reference to
the 2001 edition of this standard, noting advances in product safety
and design in the fireworks industry over the last 15 years.
Significant changes from the previous edition of APA Standard 87-1
include the following:
---------------------------------------------------------------------------
\33\ APA Standard 87-1 is a consensus industry standard in which
fireworks classifications are assigned based upon the weight and
type of chemical composition for each type of device, including
specific permissible and restricted chemicals.
---------------------------------------------------------------------------
Re-organizing Standard 87-1 into three parts: APA Standard
87-1A (consumer fireworks), APA Standard 87-1B (display fireworks), and
APA Standard 87-1C (entertainment and technical industry fireworks,
otherwise referred to as articles pyrotechnics).
Updating the product descriptions throughout each of those
parts to accommodate new types and configurations popularized since the
2001 edition of APA Standard 87-1.
The petitioner contends that because the classification system in
the 2001 edition of APA Standard 87-1 does not reflect new product
types and configurations (e.g., combination devices containing multiple
tubes, and combinations of effects previously limited to single tubes),
those new products are not eligible pursuant to Sec. Sec. 173.64 and
173.65 for expedited PHMSA review and approval.\34\ The petitioner
submits that incorporation by reference of the updated version of APA
Standard 87-1 would relieve administrative burdens on industry by
facilitating expedited PHMSA review and approval of fireworks products
and provide regulatory certainty regarding compliance with the HMR.
---------------------------------------------------------------------------
\34\ Sections 173.64 and 173.65 permit fireworks manufactured in
compliance with APA Standard 87-1 to be classified and approved on
an expedited basis, as each application for a new fireworks product
would otherwise have to provide product-specific testing required
under Sec. 173.56 to obtain an EX number from PHMSA authorizing
their transportation.
---------------------------------------------------------------------------
PHMSA received numerous comments to the NPRM regarding this
petition, and to address each issue, PHMSA broke them out into the
following sub-sections for detailed discussion.
General Comments: Support
PHMSA received comments in support of this proposal from Charles
Ward; Huang Johnson; Western Enterprises Inc.; ResPyro (Steve Comen);
StageFX (Lyle Salmi); Galaxy Fireworks, Inc.; ResPyro (Kent Orwoll);
NextFX; Fireworks Over America; Dennis Slicer; Santore and Sons;
Pyrotechnics Guild International (Paul Smith); Garrett's Fireworks;
ICON Pyrotechnics Internationals; American Fireworks Standards
Laboratory (AFSL); Inter-Oriental Fireworks LTD; APA; APA Rebuttal to
National Fireworks Association (NFA); and Matthew Jones. These
commenters generally supported incorporating the updated APA Standard
87-1, noting that it will add numerous new devices, expand the
permitted chemical list, and is directed toward hazard classification
for transportation. The commenters add that the updated APA Standard
87-1 provides defined criteria that will relieve the burden of
submitting new fireworks designs to a third-party test lab for
classification and will reduce the regulatory burden on industry,
including manufacturers and small business importers, who often have to
spend their time helping their foreign manufacturers obtain EX
approvals.
General Comment: Opposed
PHMSA received comments opposing incorporation of APA Standard 87-
1A from Yienger Fireworks, NFA, and Crazy Debbie's Fireworks. NFA and
Crazy Debbie's Fireworks explain that while many of the proposed
revisions to APA Standards 87-1A, B, and C would clarify the
requirements applicable to fireworks devices, there are certain
revisions in APA Standard 87-1A that will not reduce regulatory burdens
and do not relate to improving transportation safety. These commenters
further contend that APA Standard 87-1A would conflict with the
regulatory regime of the Consumer Product Safety Commission (CPSC)
governing the safety of fireworks from a consumer-use standpoint.
Instead, PHMSA's incorporation of APA Standard 87-1 pertains to its
distinguishable jurisdictional responsibility over regulation of
packaging and transportation of fireworks and other hazardous
materials. PHMSA-imposed restrictions on packaging and shipment of
hazardous materials for transportation that give rise to incidental
effects on the way those materials are marketed to consumers are,
therefore, not duplicative or conflicting regulations. In addition,
PHMSA notes that the APA 87-1 standards were developed with the
resources of the APA, which welcomed broad input and participation from
the fireworks industry. APA allowed organizations, including the NFA,
to participate in that process as an organization.
Comments Regarding Section 2.4: Break/Burst Charge Limits
PHMSA received several comments on section 2.4 of APA Standard 87-
1A, which outlines the general requirements that must be met for
construction and design of consumer firework devices and novelties.
Jake's Fireworks, NFA, Crazy Debbie's Fireworks, Ultratec Special
Effects and the APA provided comments specifically on the break/burst
charge limits outlined in this section of APA Standard 87-1A:
Jake's Fireworks contends that APA Standard 87-1A's
limitation on metals in the composition of a break/burst charges was
rejected by the CPSC commissioners, alleging that in doing so, the CPSC
rejected metal composition as a factor in the safety of break/burst
charges.
Ultratec Special Effects states that some of the weight
limit increases for devices per tube in APA Standard 87-1A will allow
for a break/burst charge of 42.5 grams, which is more than enough to
produce a salute device. It also claims that if these devices were
subject to UN Series 6 testing, they would likely be classified as 1.3G
or 1.1G devices, further adding that reports and airburst reports
should always be subject to UN Series 6 testing since these devices are
highly energetic and should be scrutinized for proper construction and
packing techniques to ensure safe transportation. Ultratec Special
Effects adds that many of these devices are currently unregulated due
to older issued EX numbers that have vague specifications and no
specified part numbers.
NFA asserts that adoption of the language for break/burst
charges in APA Standard 87-1A will not reduce regulatory burdens and
will create conflict and confusion between agency regulations instead,
further claiming that it is unrelated to safe transportation of
hazardous materials in commerce.
Crazy Debbie's Fireworks alleges that APA Standards 87-1A
and C should have identical break/burst charge limits for the same
fireworks. By way of example, Crazy Debbie's Fireworks notes that for
the same firework--``UN0336, Fireworks, 1.4G''--each of APA Standard
87-1A and Standard 87-1C impose two different break/burst composition
restrictions. Under APA Standard 87-1A, this material is limited to
less than 149 microns (100 mesh) metals in the break/burst charges, but
APA Standard 87-1C states that aluminum particles greater than 53
microns in diameter must not exceed 10 percent by weight of the break/
burst charge.
[[Page 75693]]
APA Standard 87-1A's restrictions on metal size and chemical
composition within break/burst charges for consumer fireworks are not
new regulatory requirements; rather, they have been in place since the
2001 edition of APA Standard 87-1 currently incorporated into Sec.
171.7, as metal size and chemical composition directly impact hazard
classification. For this reason, PHMSA is not persuaded by the
commenters' arguments that APA Standard 87-1A's limitations on break/
burst device metal composition are unnecessary; rather, PHMSA
understands those metal size limitations to be essential to safe
transportation of consumer fireworks whose chemical structure and metal
composition makes them inherently more dangerous than fireworks with
different constituents. Further, even if the CPSC may not have had
reservations about whether an adequate technical basis to conclude that
the precise metal composition limits at issue in its rulemaking would
ensure consumer product safety, PHMSA is satisfied, based on its
experience regulating transportation of hazardous materials (an
activity that involves a different risk profile than use of fireworks
by individual consumers) that the approach taken in APA Standard 87-1
and 87-1A is appropriate for its transportation regulatory oversight
activities. PHMSA notes that none of the commenters on the NPRM
provided technical or operational data supporting a contrary
conclusion.
In addition, Ultratec Special Effects' assertion that APA Standard
87-1A will allow for an increased break/burst charge of 42.5 grams, and
therefore allow salute device access to the expedited review processes
under Sec. Sec. 173.64 and 173.65, is incorrect. A device containing a
burst charge weight of 42.5 grams would not comply with either the
existing APA Standard 87-1 nor the updated APA Standard 87-1A. The only
weight increases in the updated APA Standard 87-1A pertain to fountain
devices, which do not contain burst/break charges; the break/burst
charge weight limit of 15 grams for aerial shells did not change.
Devices with break/burst charges exceeding 15 grams would have to be
submitted to a DOT-approved test laboratory pursuant to Sec. 173.56,
where the device would be subjected to the UN Series 6 testing and
subsequently reviewed by PHMSA.
Further, although PHMSA acknowledges that the HMR allows the use of
the default UN classification testing (including UN Series 6 testing)
instead of reliance on compliance with APA Standard 87-1A, PHMSA is not
convinced that UN Series 6 testing is necessarily superior to APA
Standard 87-1A's approach of limiting the metal particle sizes and
chemical composition. Indeed, insofar as both APA Standards (87-1 and
87-1A) as well as the UN Model Regulations classify fireworks with an
eye toward limiting the amount of flash powder compositions that can be
present in fireworks, they do so by different approaches: APA Standard
87-1 and the updated 87-1A do so by way of adjusting chemical
composition and metal particle sizes to control flash powder
compositions, while the UN Model Regulations rely on the use of a flash
powder test to determine the presence of flash powder compositions.
Based on its long experience regulating safe transportation of
fireworks, PHMSA is satisfied that both the APA Standard (87 and 87-1A)
and UN approaches are appropriate. PHMSA notes that none of the
commenters on the NPRM provided technical or operational data
supporting a contrary conclusion.
PHMSA is aware of the different limits on metal size permitted
under APA Standards 87-1A and C for the same UN0336, 1.4G firework. As
explained above, PHMSA understands metal size to be an important factor
in classifying fireworks to ensure their safe transportation. But metal
size is not necessarily the only component that should be considered in
the classification of fireworks under the HMR. Indeed, the differences
between APA Standards 87-1A and C with respect to the same fireworks
reflect the common-sense proposition that other characteristics of
fireworks can influence their classification for regulation of their
transportation--and that those transportation-relevant characteristics
often derive from (or incidentally effect) the end uses of the
fireworks. As explained by APA in supplemental comments submitted in
response to Crazy Debbie's Fireworks et al., the chemical composition
and design of articles pyrotechnics governed by APA Standard 87-1C are
much more energetic than the consumer fireworks governed by APA
Standard 87-1A--hence, the difference in authorized metal sizes despite
the same 1.4G classification. PHMSA understands the different metal
size limits for consumer applications (APA Standard 87-1A) and articles
pyrotechnics applications (APA Standard 87-1C) to be appropriate.
Comments Regarding Reloadable Aerial Shell Kits
PHMSA received comments from Jake's Fireworks, NFA, and Crazy
Debbie's Fireworks, on sections 2.4 and 3.2.5.1 of APA Standard 87-1A
pertaining to reloadable aerial shell kits. These commenters do not
view those requirements (for fully assembled tubes, inner packaging and
a base) as being related to the risk of harm in the transportation of
these products, instead claiming they relate to the kits' packaging and
design as it interfaces with the consumer, which they allege is subject
to the jurisdiction of the CPSC and distinct from transportation safety
regulated by PHMSA. NFA further claims adoption of this portion of the
proposed language under section 3.2.5.1 will not reduce regulatory
burdens, may create conflict and confusion between CPSC and PHMSA
regulations, and eliminate a currently-allowed industry practice prior
to an item being offered for retail sale.
However, APA submitted supplemental comments noting that NFA, et
al. were not criticizing the NPRM so much as existing HMR requirements
as elaborated by PHMSA safety guidance \35\ on reloadable aerial shell
kits. APA further explained that the transportation of completed kits
with inner packaging significantly increases safety in the event of an
incident occurring during transportation: If a trailer load or shipping
container of reloadable shells did not have the separation provided by
inner packaging required under APA Standard 87-1A, the product could
behave as a 1.3G explosive and pose far more serious transportation
risks than a 1.4G incident.
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\35\ https://www.phmsa.dot.gov/sites/phmsa.dot.gov/files/docs/approvals-and-permits/hazmat/energetic-materials-approvals/18296/safetyguidancefortheclassificationofanaerialshellkit.pdf.
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PHMSA agrees with APA that Standard 87-1A's requirement for
reloadable aerial shell kits to contain fully assembled tube and be
packaged in an inner packaging with base is not a new regulatory
requirement: Those elements are in the 2001 edition of APA Standard 87-
1, in addition to the PHMSA guidance identified above. PHMSA further
agrees with APA that the requirements for inner packagings and bases
for reloadable aerial shell kits in APA Standard 87-1A are important
contributors to the safe shipment of aerial shell kits. Indeed, PHMSA's
technical review regarding P-1710 included research yielding a
preliminary conclusion that reloadable aerial shell kits can be shipped
in bulk safely as 1.4G explosives.
Comments Regarding Appendices
PHMSA received comments from Jake's Fireworks and the NFA on
``Appendix VI: General Requirements
[[Page 75694]]
Pertaining to the Consumer Product Safety Commission.'' The commenters
note that the requirements in Appendix VI do not relate to matters of
transportation safety, but rather concern consumer safety issues which
are within the jurisdiction of the CPSC.
PHMSA agrees with the commenters that Appendix VI of APA Standard
87-1A is within the jurisdiction of CPSC, and will therefore not
incorporate it by reference in this final rule. Nor will PHMSA
incorporate by reference any of Appendices II-V of APA Standard 87-1A,
Appendices II-IV of APA Standard 87-1B, and Appendices II-IV of APA
Standard 87-1C, as PHMSA has not conducted a technical evaluation of
those Appendices.
Conclusion Regarding Incorporation by Reference of Updated APA Standard
Based on PHMSA's technical analysis and the comments received on
the NPRM, PHMSA will in this final rule incorporate by reference the
updated APA Standards 87-1A, B, and C, with their respective Appendix I
Permitted and Restricted Chemicals lists. Other Appendices of APA
Standard 87-1A (Appendices II-VI), APA Standard 87-1B (Appendices II-
IV), and APA Standard 87-1C (Appendices II-IV) will not be incorporated
by reference. PHMSA expects the updated APA Standards 87-1A, B, and C
will provide clarity to the fireworks industry, while maintaining the
composition restrictions for classification that are needed to ensure
the safe transportation of fireworks. Furthermore, PHMSA's decision to
incorporate by reference the updated APA Standard 87-1 is based on its
review of the requirements for consumer fireworks in APA Standard 87-
1A, display fireworks in APA Standard 87-1B, and professional fireworks
(classed as articles pyrotechnics) in APA Standard 87-1C. These
standards add numerous new devices, expand the permitted chemical list,
and are directed toward hazard classification for transportation. PHMSA
is also clarifying that in incorporating Appendix I of each of APA
Standards 87-1A, B, and C, it will adopt a one-percent manufacturing
tolerance for the application of the chemical constituent limits in
updated APA Standard 87-1. This would mean that for individual chemical
constituents, an increase or decrease of one-percent of that material's
share of the composition compared to the limits set forth in the
updated APA Standard will be permitted for chemicals (other than red
phosphorous and silver fulminate).
PHMSA expects its incorporation of the updated APA Standard 87-1
will provide cost savings to the fireworks industry by streamlining the
EX approval process for many types of pyrotechnic devices. The EX
approval processes within the updated APA Standard 87-1 will relieve
the burden of submitting new fireworks designs to a third-party test
lab for classification--a compliance cost often borne by distributors
and small business importers, who often must contract to assist foreign
manufacturing sources in obtaining EX approvals for their manufactured
products. In addition, PHMSA expects that the incorporation of the
revised APA standards will provide opportunities for the fireworks
industry to work with the Department of Defense in developing
incendiary type devices for training exercises. PHMSA estimates that
adoption of this petition would provide an annualized cost savings of
approximately $270,000 to industry through expediting the approval
process to reduce explosives lab testing requirements. A more detailed
discussion of the economic analysis can be found in the accompanying
RIA.
V. Section-by-Section Review
Below is a section-by-section description of the amendments in this
final rule.
1. Appendix A to Part 107, Subpart D
Appendix A to Part 107, Subpart D sets forth the guidelines PHMSA
uses (as of October 2, 2013) in making initial baseline determinations
for civil penalties. In this final rule, PHMSA is updating the
references to APA Standard 87-1 to reflect the new edition of this
standard.
2. Section 107.402
Section 107.402 outlines how to apply for designation as a
certification agency. PHMSA is updating the references to the APA
Standard 87-1 to reflect the new edition of this standard in Sec.
107.402(d).
3. Section 171.7
Section 171.7 lists all standards incorporated by reference into
the HMR that are not specifically set forth in the regulations. In this
final rule, PHMSA is incorporating by reference the following
publications by the APA, ASME, CGA, EU, and AESC/IME:
European Agreement concerning the International Carriage
of Dangerous Goods by Road, 2017, into Sec. 171.23. The ADR is the
European agreement concerning the international carriage of dangerous
goods by road within the EU.
Directive 2010/35/EU of the European Parliament and of the
Council, June 16, 2010, into Sec. 171.23. The aim of Directive 2010/
35/EU of the European Parliament and of the Council on Transportable
Pressure Equipment (2010 TPED) is to promote the free movement of
transportable pressure equipment (TPE) within the European Community
(EC). It provides for a legal structure whereby TPE can be manufactured
and sold and used throughout the EC.
CGA C-6.1, Standards for Visual Inspection of High
Pressure Aluminum Compressed Gas Cylinders, 2002, Fourth Edition, into
Sec. Sec. 180.205 and 180.209. This publication has been prepared as a
guide for the visual inspection of aluminum compressed gas cylinders
with service pressures of 1800 psig or greater. It is general in nature
and does not cover all circumstances for each individual cylinder type
or lading.
CGA C-6.3, Guidelines for Visual Inspection and
Requalification of Low Pressure Aluminum Compressed Gas Cylinders,
2013, Third Edition, into Sec. Sec. 180.205 and 180.209. This
publication has been prepared as a guide for the periodic inspection of
aluminum alloy compressed gas cylinders with service pressures of 500
psi or less. This publication is general in nature and will not cover
all circumstances for each individual cylinder type or lading.
CGA C-11, Recommended Practices for Inspection of
Compressed Gas Cylinders at Time of Manufacture, 2013, Fifth Edition,
into Sec. 178.35. The purpose of this publication is to promote safety
by outlining inspection requirements of DOT and UN pressure vessels as
interpreted and practiced by manufacturers and inspectors.
CGA S-7, Method for Selecting Pressure Relief Devices for
Compressed Gas Mixtures in Cylinders, 2013, Fifth Edition, into Sec.
173.301. This method is applicable to the determination of the PRD to
use with compressed gas mixtures in cylinders. This method is limited
to those compressed gas mixtures with known flammability, toxicity,
state, and corrosively.
ASME Boiler and Pressure Vessel Code (ASME BPVC), 2017
Edition, July 1, 2017 (as follows), into Sec. Sec. 172.102; 173.3;
173.5b; 173.24b; 173.306; 173.315; 173.318; 173.420; 178.255-1;
178.255-2; 178.255-14; 178.255-15; 178.273; 178.274; 178.276; 178.277;
178.320; 178.337-1; 178.337-2; 178.337-3; 178.337-4; 178.337-6;
178.337-16; 178.337-18; 178.338-1; 178.338-2; 178.338-3; 178.338-4;
178.338-5; 178.338-6; 178.338-13; 178.338-16; 178.338-18; 178.338-19;
178.345-1; 178.345-2; 178.345-3; 178.345-4; 178.345-7; 178.345-14;
[[Page 75695]]
178.345-15; 178.346-1; 178.347-1; 178.348-1; 179.400-3; and 180.407.
The ASME BPVC is a standard that regulates the design and construction
of boilers and pressure vessels. The document is written and maintained
by volunteers chosen for their technical expertise.
AESC/IME JPG Standard, Guide to Obtaining DOT Approval of
Jet Perforating Guns using AESC/IME Perforating Gun Specifications,
Ver. 02, dated September 1, 2017, into Sec. 173.67. The AESC/IME JPG
Standard was developed by IME, AESC, and PHMSA to provide an efficient
and economical mechanism to obtain explosives approvals of JPGs in
compliance with the HMR. Applications that are prepared and submitted
using the standard are processed by PHMSA with minimal delay and
without the need for expensive and time-consuming testing.
APA Standards: 87-1A Standard for the Construction,
Classification, Approval and Transportation of Consumer Fireworks,
January 1, 2018 edition into Sec. Sec. 107.402(d), 173.59, 173.64,
173.65, and Appendix A to Part 107, Subpart D (Guidelines for Civil
Penalties); 87-1B Standard for the Construction, Classification,
Approval, and Transportation of Display Fireworks, January 1, 2018
edition into Sec. 173.64 and Appendix C to Part 107, Subpart D
(Guidelines for Civil Penalties); and 87-1C Standard for the
Construction, Classification, Approval, and Transportation of
Entertainment Industry and Technical (EI&T) Pyrotechnics, January 1,
2018 edition version into Sec. 173.64 and Appendix A to Part 107,
Subpart D (Guidelines for Civil Penalties). APA Standard 87-1A, B, and
C is a consensus standard in which fireworks classifications are
assigned based upon the weight and type of chemical composition
contained for each specific type of device, including specific
permissible and restricted chemicals.
4. Section 171.8
Section 171.8 defines terms generally used throughout the HMR that
have broad or multi-modal applicability. PHMSA is adding a definition
for ``waste material'' to allow wastes that do not meet the EPA/RCRA
definition of hazardous waste to be managed in accordance with the lab
pack exception and associated paragraphs in Sec. 171.23.
5. Section 171.23
Section 171.23 covers the requirements for specific materials and
packagings transported under the ICAO Technical Instructions, IMDG
Code, TC Transport of Dangerous Goods (TDG) Regulations, or the
International Atomic Energy Agency (IAEA) Regulations. PHMSA is
revising Sec. 171.23(a)(3) to allow for the use of pressure vessels
and pressure receptacles that are marked with a pi mark in accordance
with the European Directive 2010/35/EU on TPED and that comply with the
requirements of Packing Instruction P200, P208 and 6.2 of ADR
concerning PRD use, test period, filling ratios, test pressure, maximum
working pressure, and material compatibility for the lading contained
or gas being filled. This revision allows for import, intermediate
storage, transport to point of use, discharge, and export of pi-marked
cylinders. Note that since the publication of the NPRM, PHMSA has made
minor editorial revisions to this section such as revising Sec.
171.23(a)(3) to refer to 6.2.2. of the ADR instead of 6.2. PHMSA also
removed the word ``import'' from Sec. 171.23(a)(3)(i) and ``export''
from Sec. 171.23(a)(3)(ii).
6. Section 172.101
The HMT is contained in Sec. 172.101. The HMT lists
alphabetically, by proper shipping name, those materials that have been
designated hazardous materials for transportation purpose. It provides
information used on shipping papers, package marking, and labeling, as
well as other pertinent shipping information for hazardous materials.
In this final rule, PHMSA is removing references to special provision
103 from Column (7) of the HMT for the following four explosive
entries: ``UN0361, Detonator assemblies, non-electric, for blasting'';
``UN0365, Detonators for ammunition''; ``UN0255, Detonators, electric,
for blasting''; and ``UN0267, Detonators, non-electric, for blasting.''
PHMSA is also revising more than 100 entries to harmonize the limited
quantity exceptions in Column (8A) with the ICAO Technical Instructions
and the UN Model Regulations.
7. Section 172.102
Section 172.102 lists special provisions applicable to the
transportation of specific hazardous materials. Special provisions
contain packaging requirements, prohibitions, and exceptions applicable
to particular quantities or forms of hazardous materials. Consistent
with the Sec. 172.101 Column (7) revisions to ``UN0361, Detonator
assemblies, non-electric, for blasting''; ``UN0365, Detonators for
ammunition''; ``UN0255, Detonators, electric, for blasting''; and
``UN0267, Detonators, non-electric, for blasting,'' PHMSA is removing
special provision 103 as it would no longer apply to any HMT entry.
8. Section 172.302
Section 172.302 describes the general marking requirements for bulk
packagings. In this final rule, PHMSA is revising the minimum size of
the marking requirement on certain portable tanks in Sec.
172.302(b)(2). This revision requires a minimum marking of 12 mm (0.47
inch) in height as applicable to portable tanks with capacities less
than 3,785 L (1,000 gallons).
9. Section 173.5b
Section 173.5b authorizes the transportation by highway of residual
amounts of Division 2.2 refrigerant gases or anhydrous ammonia
contained in non-specification pressure vessels that are components of
refrigeration systems. PHMSA is revising paragraph (b) to indefinitely
allow the use of refrigeration systems placed into service prior to
June 1, 1991 under specified conditions.
10. Section 173.28
Section 173.28 outlines the requirements for the reuse,
reconditioning, and re-manufacture of packagings. In this final rule,
PHMSA is modifying language in Sec. 173.28(c)(1)(i) to clarify
requirements for reconditioning metal drums and to allow for the
sufficient removal of external coatings to ensure there is no adverse
effect on transportation safety.
11. Section 173.31
Section 173.31 outlines the requirements for shipping hazardous
materials in tank cars. In this final rule, PHMSA is prohibiting the
use of tank cars that were manufactured using non-normalized steel for
head or shell construction for the transportation of PIH materials
after December 31, 2020. Furthermore, PHMSA is phasing out all non-HM-
246 compliant tank cars for the transportation of PIH materials by
December 31, 2027.
12. Section 173.56
Section 173.56 outlines the definitions and procedures for the
classification and approval of a new explosive. In this final rule,
PHMSA is adding a reference to the new Sec. 173.67, which would apply
to exceptions for Division 1.1 JPGs.
13. Section 173.59
Section 173.59 outlines the description of terms for explosives. In
this final rule, PHMSA is updating a reference to the APA documents in
the definition of consumer fireworks.
[[Page 75696]]
14. Section 173.64
Section 173.64 outlines the exceptions for Division 1.3 and 1.4
fireworks. In this final rule, PHMSA is updating a reference to the APA
documents in Sec. 173.64(a)(1) and (3).
15. Section 173.65
Section 173.65 outlines the exceptions for Division 1.4G consumer
fireworks. In this final rule, PHMSA is updating a reference to the APA
documents in Sec. 173.65(a)(1), (a)(3)(i), and (a)(4)(iv).
16. Section 173.67
In this final rule, PHMSA is adding a new Sec. 173.67 to outline
exceptions for Division 1.1 JPGs.
17. Section 173.151
Section 173.151 outlines exceptions for Class 4 materials. In this
final rule, PHMSA is revising the limited quantities provisions in this
section to present limited quantities in appropriate SI units in liters
in addition to kilograms.
18. Section 173.244
Section 173.244 outlines the requirements for bulk packaging for
certain pyrophoric liquids, dangerous when wet (Division 4.3)
materials, and poisonous liquids with inhalation hazards (Division
6.1). In this final rule, PHMSA is modifying the list of authorized
tank car specifications in the table of PIH materials (Sec.
173.244(a)(2)) by replacing the delimiter ``I'' with ``W'' to reflect
the change of the interim tank car standard to a permanent standard.
19. Section 173.302
Section 173.302 outlines the requirements for the filling of
cylinders with nonliquefied (permanent) compressed gases or adsorbed
gases. In this final rule, PHMSA is revising Sec. 173.302(a)(1) to
refer to exceptions in Sec. 171.23(a)(3) for the importation of pi-
marked cylinders. PHMSA is also revising Sec. 173.302(a)(2) to make
adsorbed gases eligible for the exceptions provided in Sec.
171.23(a)(3).
20. Section 173.304
Section 173.304 outlines the requirements for the filling of
cylinders with liquefied compressed gases. In this final rule, PHMSA is
revising Sec. 173.304(a) to refer to exceptions in Sec. 171.23(a)(3)
for the importation of pi-marked cylinders.
21. Section 173.308
Section 173.308 outlines the requirements for the shipment of
lighters. In this final rule, PHMSA is deleting Sec. 173.308(d)(3),
which requires a closed transport vehicle or closed freight container
being transported by vessel to contain the marking, ``WARNING--MAY
CONTAIN EXPLOSIVE MIXTURES WITH AIR--KEEP IGNITION SOURCES AWAY WHEN
OPENING.''
22. Section 173.314
Section 173.314 outlines the requirements for transporting
compressed gases in tank cars and multi-unit tank cars. In this final
rule, PHMSA is modifying the table in Sec. 173.314(c), which lists the
authorized tank car specifications for specific compressed gases. The
changes replace the last specification delimiter ``J'' with ``H'' and
``I'' with ``W'' to reflect the change of the interim HM-246 tank car
specification standard for PIH materials to a permanent standard.
23. Section 178.35
Section 178.35 prescribes the manufacturing and testing
specifications for cylinders used for the transportation of hazardous
materials in commerce. In this final rule, PHMSA is modifying Sec.
178.35(b) and (c) to clarify inspection requirements as stipulated in
CGA C-11. This includes revision to the inspector duties as consistent
with CGA C-11.
24. Section 178.521
Section 178.521 prescribes the requirements for paper bags used as
non-bulk packagings for hazardous materials. In this final rule, PHMSA
is revising Sec. 178.521(b)(4) to allow for a weight tolerance of
10 percent from the nominal basis weight reported in the
initial design qualification test report instead of 5
percent.
25. Section 179.22
Section 179.22 specifies additional marking requirements for tank
cars. In this final rule, PHMSA is modifying Sec. 179.22(e) to provide
for new markings for tank cars manufactured after March 16, 2009, to
meet the requirements of Sec. Sec. 173.244(a)(2) or (3) or 173.314(c)
or (d) to reflect the change of the interim tank car standard to a
permanent standard. PHMSA is replacing ``I'' with ``W'' for cars
manufactured before the effective date of this final rule and
specifying that tank cars manufactured after the effective date will be
marked with ``W'' following the test pressure and with a delimiter of
``H.''
26. Section 180.209
Section 180.209 specifies requirements for requalification of
specification cylinders. In this final rule, PHMSA is modifying Sec.
180.209(l)(2) to reference Sec. 171.23(a)(5) in lieu of paragraph (4).
27. Section 180.213
Section 180.213 specifies requirements for requalification
markings. In this final rule, PHMSA is modifying Sec. 180.213(d)(2) to
reference Sec. 171.23(a)(5) in lieu of paragraph (4).
28. Section 180.417
Section 180.417 prescribes the reporting and record retention
requirements pertaining to cargo tanks. Currently, Sec. Sec.
180.417(a)(3)(i) and (ii) allow the use of alternative reports when a
manufacturer's certificate and related papers are not available for DOT
specification cargo tanks that were manufactured before September 1,
1995. In this final rule, PHMSA is removing the provision that limits
use of alternative reports to those DOT specification cargo tanks
``manufactured before September 1, 1995'' from Sec. 180.417(a)(3).
VI. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This Rulemaking
This rulemaking is published under the authority of Federal
hazardous materials transportation law \36\ (Federal hazmat law.).
Section 5103(b) of the Federal hazmat law authorizes the Secretary of
Transportation to ``prescribe regulations for the safe transportation,
including security, of hazardous materials in intrastate, interstate,
and foreign commerce.'' The Secretary's authority regarding hazardous
materials safety is delegated to PHMSA at 49 CFR 1.97. This rulemaking
amends several sections of the HMR in response to petitions for
rulemaking received from the regulated community.
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\36\ 49 U.S.C. 5101 et seq.
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B. Executive Order 12866 and DOT Regulatory Policies and Procedures
This final rule is not considered a significant regulatory action
under section 3(f) of E.O. 12866, ``Regulatory Planning and Review''
\37\ and, therefore, was not formally reviewed by the Office of
Management and Budget (OMB). This rulemaking is also not considered a
significant rulemaking under the DOT regulations governing rulemaking
procedures at 49 CFR part 5, subpart B. E.O. 12866 requires agencies to
regulate in the ``most cost-effective manner,'' to make a ``reasoned
determination that the benefits of the intended regulation justify its
costs,'' and to develop
[[Page 75697]]
regulations that ``impose the least burden on society.'' Similarly, DOT
regulations at Sec. 5.5(f)-(g) require that regulations issued by
PHMSA and other DOT Operating Administrations ``should be designed to
minimize burdens and reduce barriers to market entry whenever possible,
consistent with the effective promotion of safety'' and should
generally ``not be issued unless their benefits are expected to exceed
their costs.''
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\37\ 58 FR 51735 (Oct. 4, 1993).
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In addition, E.O. 12866 and DOT implementing regulations at 49 CFR
5.5(i) require PHMSA to provide a meaningful opportunity for public
participation, which also reinforces requirements for notice and
comment under the Administrative Procedure Act. Therefore, in the NPRM,
PHMSA sought public comment on its proposed revisions to the HMR, the
preliminary cost and cost savings analyses in the Preliminary RIA, as
well as any information that could assist in quantifying the benefits
of this rulemaking. Those comments are addressed in this final rule,
and additional discussion about the economic impacts of the final rule
are provided within the RIA posted in the docket.
In this final rule, PHMSA is introducing amendments to the HMR
responding to 24 petitions that have been submitted by stakeholders.
Overall, this rulemaking maintains the continued safe transportation of
hazardous materials while producing a net cost savings. PHMSA estimates
a present value of quantified net cost savings of approximately $0.72
million annualized at a 7 percent discount rate over a perpetual time
horizon. These estimates do not include non-monetized and qualitative
cost/cost savings discussed in the RIA.
PHMSA's cost/cost savings analysis relies on the monetization of
impacts for three petitions included in this rulemaking. The following
table presents a summary of the three petitions that would have
monetized impacts upon codification and contribute to PHMSA's
estimation of quantified net cost savings.
Table 1--Summary of Cost/Cost Savings of Petitions for Regulatory Reform
----------------------------------------------------------------------------------------------------------------
Monetized costs/(cost savings) by petition
-----------------------------------------------------------------------------------------------------------------
Total cost Annualized
Petition # Petition topic savings cost savings
(millions) (millions)
----------------------------------------------------------------------------------------------------------------
P-1688..................................... Weight Tolerances for Paper $1.30 $0.09
Shipping Sacks.
P-1710..................................... Incorporation of an Institute of 5.10 0.36
Makers of Explosives Standard.
P-1711..................................... Incorporation of American 3.90 0.27
Pyrotechnics Association Standard.
-------------------------------
Total.................................. ................................... 10.30 0.72
----------------------------------------------------------------------------------------------------------------
In addition to those three items, this rulemaking amends the HMR in
response to other petitions that are either (1) cost neutral or (2)
deregulatory in nature in that they provide relief from unnecessary
requirements or provide additional flexibility, but which have not been
monetized due to information gaps preventing quantification of cost
savings. Furthermore, PHMSA's actions in this final rule provide
regulatory certainty to industry and allow efficient movement of
hazardous materials resulting in increased economic activity.
PHMSA's findings are described in further detail in the RIA posted
in the docket.
C. Executive Order 13771
This final rule is a deregulatory action under E.O. 13771,
``Reducing Regulation and Controlling Regulatory Costs.'' \38\ Details
on the estimated cost savings of this final rule can be found in the
RIA posted in the docket.
---------------------------------------------------------------------------
\38\ 82 FR 9339 (Jan. 30, 2017).
---------------------------------------------------------------------------
D. Executive Order 13132
This rulemaking was analyzed in accordance with the principles and
criteria contained in E.O. 13132, ``Federalism'', \39\ and the
presidential memorandum (``Preemption'') that was published in the
Federal Register. \40\ E.O. 13132 requires agencies to assure
meaningful and timely input by State and local officials in the
development of regulatory policies that may have ``substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.'' This
rulemaking may preempt State, local, and Tribal requirements, but does
not propose any regulation that has substantial direct effects on the
States, the relationship between the national government and the
States, or the distribution of power and responsibilities among the
various levels of government. Therefore, the consultation and funding
requirements of E.O. 13132 do not apply.
---------------------------------------------------------------------------
\39\ 64 FR 43255 (Aug. 10, 1999).
\40\ 74 FR 24693 (May 22, 2009).
---------------------------------------------------------------------------
The Federal hazmat law contains an express preemption provision, 49
U.S.C. 5125(b), that preempts State, local, and Indian Tribal
requirements on the following subjects:
(1) The designation, description, and classification of hazardous
materials;
(2) The packing, repacking, handling, labeling, marking, and
placarding of hazardous materials;
(3) The preparation, execution, and use of shipping documents
related to hazardous materials and requirements related to the number,
contents, and placement of those documents;
(4) The written notification, recording, and reporting of the
unintentional release in transportation of hazardous material; and
(5) The design, manufacture, fabrication, marking, maintenance,
recondition, repair, or testing of a packaging or container
represented, marked, certified, or sold as qualified for use in
transporting hazardous material.
This final rule addresses covered certain of the subject items
above and preempts State, local, and Indian Tribe requirements
concerning those subjects unless the non-Federal requirements are
``substantively the same'' as the Federal requirements. PHMSA received
no comments on the NPRM regarding the effect of the adoption of the
specific proposals on State, local or tribal governments.
E. Executive Order 13175
This rulemaking was analyzed in accordance with the principles and
criteria contained in E.O. 13175, ``Consultation and Coordination with
Indian Tribal Governments'' \41\ and DOT Order 5301.1, ``Department of
[[Page 75698]]
Transportation Policies, Programs, and Procedures Affecting American
Indians, Alaska Natives, and Tribes.'' E.O. 13175 requires agencies to
assure meaningful and timely input from Tribal government
representatives in the development of rules that significantly or
uniquely affect Tribal communities by imposing ``substantial direct
compliance costs'' or ``substantial direct effects'' on such
communities or the relationship and distribution of power between the
Federal Government and Tribes. PHMSA assessed the impact of the
rulemaking on Indian Tribal communities and determined that it would
not significantly or uniquely affect Tribal communities or Indian
Tribal governments. Therefore, the funding and consultation
requirements of E.O. 13175 do not apply. Further, PHMSA did not receive
comments on the Tribal implications of the rulemaking.
---------------------------------------------------------------------------
\41\ 65 FR 67249 (Nov. 6, 2000).
---------------------------------------------------------------------------
F. Regulatory Flexibility Act, Executive Order 13272, and DOT
Procedures and Policies
The Regulatory Flexibility Act \42\ requires agencies to consider
whether their rulemakings will have a ``significant economic impact on
a substantial number of small entities'' to include small businesses,
not-for-profit organizations that are independently owned and operated
and are not dominant in their fields, and governmental jurisdictions
with populations under 50,000. This rulemaking has been developed in
accordance with E.O. 13272, ``Proper Consideration of Small Entities in
Agency Rulemaking,'' \43\ and DOT implementing regulations at 49 CFR
5.13(f) to ensure compliance with the Regulatory Flexibility Act
requirements regarding evaluation of potential impacts of draft rules
on small entities.
---------------------------------------------------------------------------
\42\ 65 FR 67249 (Nov. 6, 2000).
\43\ 67 FR 53461 (Aug. 16, 2002).
---------------------------------------------------------------------------
1. Need for and objectives of the final rule.
This final rule amends miscellaneous provisions in the HMR in
response to 24 petitions for rulemaking. While maintaining safety, this
final rule would amend certain requirements that are overly burdensome
and provide clarity and flexibility where requested by the regulated
community. The changes are generally intended to provide relief to
shippers, carriers, and packaging manufacturers, including small
entities.
2. Significant issues raised by the public comments, a statement of
the assessment by PHMSA regarding such issues, and a statement of any
changes made in the proposed rule as a result of such comments.
PHMSA did not receive any public comments suggesting that the
proposed amendments would have a significant impact on small entities.
Please refer to Section IV. (Discussion of Amendments and Applicable
Comments) above and the RIA for PHMSA's responses to comments submitted
in the rulemaking docket.
3. PHMSA's response to any comments of the Chief Counsel for
Advocacy of the Small Business Association (SBA).
PHMSA received no comments filed by the SBA in response to the
NPRM, and therefore has introduced no changes to this final rule in
response.
4. An estimate of the number of small entities to which the rule
will apply or an explanation of why no such estimate is available.
This final rule affects numerous small entities across a wide range
of industries. However, quantified impacts on entities, large or small,
could only be assessed for a few of the changes incorporated in this
final rule due to data limitations. These impacts are explained,
discussed and assessed in the accompanying RIA. For the purposes of
identifying affected small entities, PHMSA focused on the industries
for which quantified impacts could be estimated. PHMSA assumes that any
change that did not draw comment from the industry and could not be
quantified is unlikely to have a significant economic or other impact
on small entities. PHMSA therefore limits the discussion here to the
three items for which impacts could be quantified: (1) The adoption of
petition P-1688 adopting a wider range of basis weight for the paper
stock used to manufacture UN specification paper sacks; (2) P-1710
adopting a new AESC/IME standard for JPGs; and (3) P-1711 incorporating
by reference an updated APA Standard 87-1 pertaining to fireworks.
The table below presents the U.S. Census Bureau Statistics of U.S.
Businesses (SUBS) revenue data for each relevant NAICS Code that could
be affected by incorporating P-1688.
----------------------------------------------------------------------------------------------------------------
Total firm
Firm size Number of revenue in
NAICS Industry title category firms in category
category ($1,000s)
----------------------------------------------------------------------------------------------------------------
322220................................ Paper Bag and Coated and Total 575 20,836,474
Treated Paper
Manufacturing.
322220................................ Paper Bag and Coated and < 500 511 7,225,805
Treated Paper
Manufacturing.
322220................................ Paper Bag and Coated and 500+ 64 13,610,669
Treated Paper
Manufacturing.
----------------------------------------------------------------------------------------------------------------
Depending on the industrial sector, the SBA defines small entities
either by a revenue threshold or by the number of employees. As
identified in the accompanying RIA, the entities affected by the
adoption of petition P-1688 are in North American Industrial
Classification System (NAICS) code 322220--Paper Bag and Coated and
Treated Paper Products Manufacturing. Firms in this NAICS sector
manufacture a wide range of products, of which only a small subset are
shipping sacks or shipping sack feed stock. Data are not available that
would enable PHMSA to identify how many firms within the larger NAICS
manufacture both shipping sacks and feed stock for shipping sacks, much
less identify the number of small entities. Neither can PHMSA estimate
the revenues for those small entities with any degree of certainty. As
noted in the RIA, the high-end cost savings estimate is roughly
$160,000 in cost savings per year. PHMSA does not believe these modest
cost savings, spread among all affected manufacturers, would rise to
the level of a significant impact for affected small entities.
The second industry to consider is associated with petition P-1710
and affects manufacturers of JPGs. As described in the RIA, there are
five NAICS sectors that manufacture, operate or contract JPG services.
These sectors include:
NAICS Code 325920, Explosives Manufacturing
NAICS Code 213111, Drilling Oil and Gas Wells
NAICS Code 213112, Support Activities for Oil and Gas
Operations
[[Page 75699]]
NAICS Code 333132, Oil and Gas Field Machinery and Equipment
Manufacturing
NAICS Code 423830, Industrial Machinery and Equipment Merchant
Wholesalers
The RIA quantifies impacts related to elimination of testing
requirements. The entities most directly impacted by this elimination
are manufacturers of JPGs. While the firms involved in drilling wells,
and equipment wholesalers, and support activities for oil and gas
operations may use JPGs they are unlikely to manufacture them. PHMSA
therefore uses NAICS codes 325920 and 333132 to identify the entities
most likely to be affected by the cost savings associated with the
changes associated with adoption of this petition. The small business
size threshold for NAICS 325920--Explosives Manufacturing--is fewer
than 750 employees. For NAICS 333132 the threshold for a small business
is fewer than 1,250 employees. Given the size threshold for NAICS
333132--Oil and Gas Field Machinery and Equipment Manufacturing, and
looking at the Census Bureau SUBS tables, for this NAICS, it seems
likely that virtually all firms in this industry qualify as small
businesses. The average number of employees per firm with 500 employees
or more is essentially 500 employees, indicating that even the largest
firms in this industry are not much larger than 500 employees. Given
that the threshold is more than double 500 employees, it seems
reasonable to assume that essentially all firms in this industry fall
under the SBA threshold.
----------------------------------------------------------------------------------------------------------------
Total firm
Firm size Number of revenue in
NAICS Industry title category firms in category
category ($1,000s)
----------------------------------------------------------------------------------------------------------------
325920................................ Explosives Manufacturing Total 52 2,382,540
325920................................ Explosives Manufacturing < 500 37 560,068
325920................................ Explosives Manufacturing 500+ 15 1,822,472
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Total firm
Firm size Number of revenue in
NAICS Industry title category firms in category
category ($1,000s)
----------------------------------------------------------------------------------------------------------------
333132................................ Oil and Gas Field Total 502 12,526,389
Machinery and Equipment
Manufacturing.
333132................................ Oil and Gas Field < 500 456 4,285,830
Machinery and Equipment
Manufacturing.
333132................................ Oil and Gas Field 500+ 46 8,240,559
Machinery and Equipment
Manufacturing.
----------------------------------------------------------------------------------------------------------------
The other NAICS under consideration (Explosives Manufacturing) has
a threshold of 750 employees. 15 of the 52 firms in this sector have
more than 500 employees. Again, it appears likely that the larger firms
are clustered nearer the 500-employee threshold and hence would qualify
as small businesses given a threshold of 750 employees.
Both industrial sectors manufacture a wide range of products:
Explosives range from munitions, to fireworks, demolitions explosives,
etc. JPGs make up a small fraction of the product output for these
firms. Similarly, there is a wide range of drilling and other equipment
manufactured for oil and gas exploration, of which JPGs make up a small
fraction. Given the nature of the data available from the Census Bureau
or other sources, PHMSA is unable to identify the number of firms in
either of these broader industrial sectors that manufacture JPGs, much
less those that would qualify as small entities. Nor could PHMSA
identify revenues for small entities for use in making a significance
determination with any degree of certainty. Although PHMSA cannot
determine the number of JPG manufacturers or their revenues with any
degree of specificity, PHMSA does not believe that the cost savings
would amount to a significant impact on small entities, as estimated
cost savings would be $360,000 split among all manufacturers of JPGs.
PHMSA concludes by evaluating the last provision of this final rule
for which it has quantified the economic impacts: That element
responding to petition P-1711 by incorporating an updated edition of
APA Standard 87-1 by reference. This provision is the only element of
the NPRM that drew adverse comments. These adverse comments are
addressed above in the preamble. To summarize PHMSA's response, the
items that drew the most concern appear to be unchanged from the
existing regulatory requirements. Insofar as that is the case, the
negative consequences for small entities alleged by the comments on the
NPRM do not result from adoption of the updated APA Standard 87-1.
PHMSA did quantify some cost savings related to testing fireworks
associated with adoption of the updated APA Standard 87-1. These cost
savings result from reducing UN series 5 and 6 testing requirements for
certain classes of fireworks. As described in the RIA, PHMSA estimated
that this change may reduce testing costs by roughly $270,000 per year.
Such a reduction in costs would be to the benefit of the fireworks
industry, and PHMSA does not interpret these cost savings to be
significant.
As described in the RIA, virtually all consumer fireworks, and
roughly 75 percent of display fireworks, are manufactured in China. The
RIA describes the U.S. fireworks industry as having about $1.2 billion
in revenue, of which consumer fireworks revenues account for about $885
million and display fireworks account for the remaining $353 million.
Fireworks manufacturers fall into a miscellaneous NAICS code--NAICS
325998--All Other Miscellaneous Chemical Product and Preparation
Manufacturing. Fireworks manufacturing makes up a small fraction of the
economic activity in this industry, which has a total revenue of
roughly $22 billion according to the Census Bureau SUBS data. The SBA
size threshold for this industry is 500 employees: Firms with fewer
than 500 employees are defined as small entities and those with 500 or
more employees are not defined as small entities. The table below
presents the relevant SUBS data for this NAICS code.
[[Page 75700]]
----------------------------------------------------------------------------------------------------------------
Total firm
Firm size Number of revenue in
NAICS Industry title category firms in category
category ($1,000s)
----------------------------------------------------------------------------------------------------------------
325998................................ All Other Miscellaneous Total 1,064 21,932,497
Chemical Product and
Preparation
Manufacturing.
325998................................ All Other Miscellaneous < 500 974 8,690,809
Chemical Product and
Preparation
Manufacturing.
325998................................ All Other Miscellaneous 500+ 90 13,241,688
Chemical Product and
Preparation
Manufacturing.
----------------------------------------------------------------------------------------------------------------
As with other sectors assessed in this section, PHMSA cannot
estimate the number of entities within the broader NAICS category that
manufacture fireworks. The NAICS category in question contains firms
that manufacture a wide range of products, only one small subset of
which are fireworks. Given the lack of data with more detailed
specificity, PHMSA cannot identify firms that manufacture fireworks,
much less identify small entities that manufacture fireworks, or
estimate revenue for those small entities. Given the relatively modest
estimate of $270,000 in annual cost savings, and that those savings
would be split among multiple firms, PHMSA does not expect the impacts
to be significant.
5. A description of the projected reporting, recordkeeping and
other compliance requirements of the rule, including an estimate of the
classes of small entities which will be subject to the requirement and
the type of professional skills necessary for preparation of the report
or record.
There are no reporting or recordkeeping requirements under the
``Paperwork Reduction Act'' associated with this final rule.
6. Alternative proposals for small entities.
The Regulatory Flexibility Act directs agencies to establish
exceptions and differing compliance standards for small entities, where
it is possible to do so and still meet the objectives of the applicable
regulatory statutes.
To the extent that PHMSA received adverse comments, they were not
targeted at alleviating burdens on small entities. While PHMSA may
consider guidance to the extent that it is necessary to help clarify
responsibilities for small entities, PHMSA does not expect that
establishing exceptions to the HMR amendments in this final rule or
alternative requirements for small entities to address potential
concerns about the impact on small entities would accomplish the safety
objectives of Federal hazmat law. Moreover, many of the HMR amendments
introduced in this final rule--insofar as they relate to or incorporate
by reference technical specifications or industry standards--do not
accommodate different regulatory approaches based on whether the entity
is small entity or not. Further, as explained at length in Section IV.
(Discussion of Amendments and Applicable Comments) of this final rule,
the HMR amendments introduced in this final rule are generally
deregulatory in nature and intended to provide reduce regulatory
burdens on small entities and other members of the regulated community.
7. Conclusion.
The changes in this final rule are generally intended to provide
relief to shippers, carriers, and packaging manufactures and testers,
including small entities. As discussed above, a shortage of pertinent
data prevents PHMSA from quantifying economic impacts on small entities
potentially affected by most of the HMR amendments introduced in this
final rule. However, PHMSA has developed estimates for the numbers of
small businesses that may be affected by the HMR revisions introduced
in this final rule for which PHMSA has provided quantified cost
benefits. For those HMR amendments, PHMSA has compared cost savings
impacts to average small entity annual revenue and in none of those
cases does an impact rise to even 1 percent of average small entity
revenue, and in all cases the impacts reduce costs for the entities
affected. Therefore, PHMSA determines that this final rule will not
have a significant economic impact on a substantial number of small
entities.
G. Paperwork Reduction Act
PHMSA has analyzed this final rule in accordance with the Paperwork
Reduction Act of 1995.\44\ This final rule does not impose new
information collection requirements. PHMSA did not receive any comments
regarding information collection activities under this final rule.
---------------------------------------------------------------------------
\44\ 44 U.S.C. 3501 et seq.
---------------------------------------------------------------------------
H. Regulation Identifier Number (RIN)
A regulation identifier number (RIN) is assigned to each regulatory
action listed in the Unified Agenda of Federal Regulatory and
Deregulatory Actions (Unified Agenda). The Regulatory Information
Service Center publishes the Unified Agenda in April and October of
each year. The RIN contained in the heading of this final rule can be
used to cross-reference this action with the Unified Agenda.
I. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act (UMRA) \45\ requires agencies to
prepare a written assessment of the costs, benefits, and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local, or Tribal governments, in
the aggregate, or by the private sector, of $100 million or more
annually, adjusted for inflation. A Federal mandate is defined, in
part, as a regulation that imposes an enforceable duty upon State,
local, or Tribal governments or would reduce or eliminate the amount of
authorization of appropriation for Federal financial assistance that
would be provided to State, local, or Tribal governments for the
purpose of complying with a previous Federal mandate.
---------------------------------------------------------------------------
\45\ 2 U.S.C. 1501 et seq.
---------------------------------------------------------------------------
This final rule does not impose unfunded mandates under the UMRA.
It does not result in costs of $100 million or more, adjusted for
inflation, to either State, local, or tribal governments, in the
aggregate, or to the private sector in any one year, and is the least
burdensome alternative that achieves the objective of the rule.
J. Environmental Assessment
The National Environmental Policy Act of 1969 (NEPA) \46\ requires
Federal agencies to consider the consequences of major Federal actions
and prepare a detailed statement on actions significantly affecting the
quality of the human environment. The Council on Environmental Quality
(CEQ)
[[Page 75701]]
implementing regulations (40 CFR part 1500-1508) require Federal
agencies to conduct an environmental review considering (1) the need
for the action, (2) a description of the action and alternatives, (3)
probable environmental impacts of the action and alternatives, and (4)
comments from the public and the agencies and persons consulted during
the consideration process. DOT Order 5610.1C, ``Procedures for
Considering Environmental Impacts,'' establishes departmental
procedures for evaluation of environmental impacts under NEPA and its
implementing regulations.
---------------------------------------------------------------------------
\46\ 42 U.S.C. 4321 et seq.
---------------------------------------------------------------------------
PHMSA has completed its NEPA analysis. Based on the environmental
assessment herein, PHMSA determined that an environmental impact
statement is not required for this final rule because the HMR
amendments introduced will not result in a significant environmental
impact requiring the preparation of an environmental impact statement.
PHMSA notes that it received no comments from the public on the NEPA
analysis within the NPRM.
1. Need for the Action
PHMSA is amending the HMR in response to petitions for rulemaking
submitted by the regulated community to update, clarify, or provide
relief from miscellaneous regulatory requirements. PHMSA expects that
the HMR revisions in this final rule will provide cost benefits to the
regulated community without adversely affecting safety. PHMSA has
provided a brief summary of each of those HMR revisions, including
their impact on safety, in Section IV (Discussion of Amendments and
Applicable Comments) of this final rule.
2. Alternatives
In this rulemaking, PHMSA considered the following alternatives:
Alternative 1: No Action
The No Action Alternative would not proceed with a rulemaking on
any of the previously-accepted petitions for rulemaking submitted by
stakeholders. In the No Action Alternative, current HMR provisions
would remain in effect.
Alternative 2: Amend the HMR as Provided in This Final Rule
The Final Rule Alternative would adopt the HMR amendments set forth
in this final rule.
3. Environmental Impacts
Hazardous materials are substances that may pose a threat to public
safety or the environment during transportation because of their
physical, chemical, or nuclear properties. Under the HMR, hazardous
materials are transported by aircraft, vessel, rail, and highway. The
HMR embodies a risk management approach that is prevention-oriented and
focused on identifying a safety hazard and reducing the probability and
quantity of a hazardous material release. The potential for
environmental damage or contamination exists when packages of hazardous
materials are involved in accidents or en route incidents resulting
from cargo shifts, valve failures, package failures, loading,
unloading, collisions, handling problems, or deliberate sabotage. The
release of hazardous materials can cause the loss of ecological
resources (e.g., wildlife habitats) and the contamination of air,
aquatic environments, and soil. Contamination of soil can lead to the
contamination of ground water. Compliance with the HMR substantially
reduces the possibility of accidental release of hazardous materials,
thereby minimizing the potential a significant impact on public health
and the environment.
Alternative 1: No Action
If PHMSA were to select the No Action Alternative, current
regulations would remain in place. However, efficiencies gained through
harmonization of HMR provisions with international (UN, ICAO, IMDG, and
EU) and consensus standards (AAR, APA, ASME, CGA, IME) for domestic
U.S. industry would not be realized, thereby foregoing cost and safety
benefits identified in Section IV. (Discussion of Amendments and
Applicable Comments) of this final rule. Consistency between HMR
requirements and international regulations and updated industry
standards can promote the safety of international hazardous materials
transportation through a better understanding of HMR requirements, an
increased level of industry compliance, and fewer disruptions in
transport of hazardous materials from their points of origin to their
points of destination. Each of those consequences promote protection of
human health and the environment; they also result in decreased
compliance costs for regulated entities.
Nor, moreover, would the No Action Alternative provide meaningful
safety benefits in declining to adopt HMR revisions in this final rule
affording regulated entities greater flexibility in complying with HMR
requirements. As explained in greater detail in Section IV. (Discussion
of Amendments and Applicable Comments) PHMSA does not expect those
flexibility-affording HMR amendments in the final rule (including, but
not limited to, extension of regulatory exceptions to additional
commodities; relaxation of labelling requirements or cleaning
requirements) to adversely affect safety. Further, the regulatory
flexibilities foregone in the No Action Alternative do not exist in
isolation: Rather, they are each backstopped by the robust, proven
safety framework provided by other HMR requirements governing the
transportation of hazardous materials.
Alternative 2: Go Forward With the Proposed Amendments to the HMR in
This Final Rule
PHMSA selected the Final Rule Alternative as the preferred
alternative. The Final Rule Alternative updates, clarifies, or provides
relief from a variety of HMR regulatory requirements. As explained at
greater length in Section IV (Discussion of Amendments and Applicable
Comments) of this final rule and the above discussion of the No Action
Alternative, PHMSA expects the Final Rule Alternative will realize cost
benefits from providing greater compliance flexibility for regulated
entities without adversely affecting safety. Further, PHMSA expects
cost and safety benefits from harmonizing HMR requirements with
international and domestic U.S. industry standards can also promote
safety, thereby minimizing the risk of environmental impacts from the
release of hazardous materials to the environment during shipment. For
example, the Final Rule Alternative's regulatory phase out of legacy-
specification PIH tank cars consistent with industry (AAR) consensus
standards and contractual practices (e.g., interchange rules)
permanently locks-in the safety benefits associated with a more robust
tank car design for transporting PIH material.
The table below summarizes the anticipated environmental impacts
from each of the elements of the final rule alternative:
[[Page 75702]]
Summary of Probable Environmental Impacts by Amendments
----------------------------------------------------------------------------------------------------------------
Proposed amendment(s) to HMR (lettered as above Environmental impact(s)
herein) Type of amendment(s) anticipated
----------------------------------------------------------------------------------------------------------------
A. Phase-Out of Non-Normalized Tank Cars Used to Regulatory Flexibility......... No adverse impacts.
Transport PIH material.
B. Limited Quantity Shipments of Hydrogen Peroxide. Regulatory Flexibility-- No adverse impacts.
Harmonization.
C. Markings on Portable Tanks...................... Regulatory Flexibility......... No adverse impacts.
D. Reconditioning of Metal Drums................... Regulatory Flexibility......... No adverse impacts.
E. Limited Quantity Harmonization.................. Regulatory Flexibility-- No adverse impacts.
Harmonization.
F. Mobile Refrigeration Units...................... Regulatory Flexibility......... No adverse impacts.
G. Incorporation by Reference of CGA Standards..... Standard Incorporation......... No adverse impacts.
H. Special Provision for Explosives................ Regulatory Flexibility......... No adverse impacts.
I. Cargo Tank Reports.............................. Regulatory Flexibility......... No adverse impacts.
J. Weight Tolerances for Paper Shipping Sacks...... Regulatory Flexibility......... No adverse impacts.
K. Markings on Closed Transport Containers......... Regulatory Flexibility......... No adverse impacts.
L. Finalization of the HM-246 Tank Car Standard.... Regulatory Flexibility......... No adverse impacts.
M. Phase-out of non-HM-246 Tank Cars............... Harmonization.................. No adverse impacts.
O. Allow Non-RCRA Waste to Use Lab Pack Exception.. Regulatory Flexibility......... No adverse impacts.
P. Incorporation of ASME Code Sections II, V, VIII, Standard Incorporation......... No adverse impacts.
and IX.
Q. Import of Foreign Pi-Marked Cylinders........... Regulatory Flexibility-- No adverse impacts.
Harmonization.
R. Placement of the word ``stabilized'' in shipping Regulatory Flexibility......... No adverse impacts.
description.
S. Incorporation of an IME Standard................ Standard Incorporation......... No adverse impacts.
T. Incorporation of APA Standard................... Standard Incorporation......... No adverse impacts.
----------------------------------------------------------------------------------------------------------------
4. Agencies consulted
PHMSA expects this final rule would affect hazardous materials
shippers and carriers by highway, rail, vessel, and aircraft, as well
as package manufacturers and testers. PHMSA sought therefore sought
comment from the following Federal Agencies and modal partners:
Federal Aviation Administration
Federal Motor Carrier Safety Administration
Federal Railroad Administration
U.S. Coast Guard
PHMSA did not receive any adverse comments on the amendments in
this final rule from these or any other Federal Agencies.
5. Conclusion
PHMSA finds that no significant environmental impacts will result
from this final rule. The revisions in the final rule are intended to
update, clarify, or provide relief from certain existing HMR
requirements by eliminating unnecessary regulatory requirements;
aligning HMR requirements with international and industry standards;
and introducing editorial clarifications to make HMR requirements
easier to understand. PHMSA does not expect those HMR revisions to
adversely impact safety, much less cause a significant environmental
impact under NEPA.
K. Privacy Act
In accordance with 5 U.S.C. 553(c), DOT solicits comments from the
public to better inform its rulemaking process. DOT posts these
comments, without edit, including any personal information the
commenter provides, to https://www.regulations.gov, as described in the
system of records notice (DOT/ALL-14 FDMS), which can be reviewed at
https://www.dot.gov/privacy.
L. Executive Order 13609 and International Trade Analysis
Under E.O. 13609, ``Promoting International Regulatory
Cooperation,'' \47\ agencies must consider whether the impacts
associated with significant variations between domestic and
international regulatory approaches are unnecessary or may impair the
ability of American business to export and compete internationally. In
meeting shared challenges involving health, safety, labor, security,
environmental, and other issues, international regulatory cooperation
can identify approaches that are at least as protective as those that
are or would be adopted in the absence of such cooperation.
International regulatory cooperation can also reduce, eliminate, or
prevent unnecessary differences in regulatory requirements.
---------------------------------------------------------------------------
\47\ 77 FR 26413 (May 4, 2012).
---------------------------------------------------------------------------
Similarly, the Trade Agreements Act of 1979,\48\ as amended by the
Uruguay Round Agreements Act,\49\ prohibits Federal agencies from
establishing any standards or engaging in related activities that
create unnecessary obstacles to the foreign commerce of the United
States. For purposes of these requirements, Federal agencies may
participate in the establishment of international standards, so long as
the standards have a legitimate domestic objective, such as providing
for safety, and do not operate to exclude imports that meet this
objective. The statute also requires consideration of international
standards and, where appropriate, that they be the basis for U.S.
standards.
---------------------------------------------------------------------------
\48\ Public Law 96-39.
\49\ Public Law 103-465.
---------------------------------------------------------------------------
PHMSA participates in the establishment of international standards
to protect the safety of the American public. PHMSA has assessed the
effects of the rulemaking to ensure that it does not cause unnecessary
obstacles to foreign trade. As explained in greater detail in Section
IV. (Discussion of Amendments and Applicable Comments) of the preamble
to this final rule, several of the HMR amendments introduced in this
rulemaking better align U.S. requirements for transportation of
hazardous materials with international (e.g., UN, IMDG) standards.
Further, insofar as those and other HMR amendments in this final rule
are expected to reduce regulatory burdens, improve the clarity of HMR
provisions, and afford regulated entities greater flexibility in
satisfying HMR requirements, PHMSA expects the final rule to make a
positive contribution to U.S. domestic and international trade.
Accordingly, this final rule is consistent with E.O. 13609 and PHMSA's
obligations under the Trade Agreement Act, as amended.
M. Executive Order 13211
E.O. 13211, ``Actions Concerning Regulations That Significantly
Affect Energy Supply, Distribution, or Use'' \50\ requires Federal
agencies to prepare a Statement of Energy Effects for any ``significant
energy action.'' Under E.O. 13211, a ``significant energy action'' is
defined as any action by an agency
[[Page 75703]]
(normally published in the Federal Register) that promulgates, or is
expected to lead to the promulgation of, a final rule or regulation
(including a notice of inquiry, ANPRM, and NPRM) that: (1)(i) Is a
significant regulatory action under E.O. 12866 or any successor order,
and (ii) is likely to have a significant adverse effect on the supply,
distribution, or use of energy; or (2) is designated by the
Administrator of the Office of Information and Regulatory Affairs as a
significant energy action.
---------------------------------------------------------------------------
\50\ 66 FR 28355 (May 22, 2001).
---------------------------------------------------------------------------
This final rule is not significant energy action as contemplated by
E.O. 13211. It is neither a ``significant regulatory action'' under
E.O. 12866, nor expected to have a significant adverse effect on the
supply, distribution or use of energy in the United States. The
Administrator of OIRA has not designated the final rule as a
significant energy action.
N. National Technology Transfer and Advancement Act
The National Technology Transfer and Advancement Act of 1995 \51\
directs Federal agencies to use voluntary consensus standards in their
regulatory activities unless doing so would be inconsistent with
applicable law or otherwise impractical. Voluntary consensus standards
are technical standards (e.g., specification of materials, test
methods, or performance requirements) that are developed or adopted by
voluntary consensus standards bodies. This final rule incorporates
updates to multiple voluntary consensus standards which are listed in
Sec. 171.7. See Section II, ``Incorporation by Reference Discussion
Under 1 CFR part 51'' for availability.
---------------------------------------------------------------------------
\51\ 15 U.S.C. 272 note.
---------------------------------------------------------------------------
List of Subjects
49 CFR Part 107
Administrative practice and procedure, Hazardous materials
transportation, Incorporation by reference, Packaging and containers,
Penalties, Reporting and recordkeeping requirements.
49 CFR Part 171
Exports, Hazardous materials transportation, Hazardous waste,
Imports, Incorporation by reference, Reporting and recordkeeping
requirements.
49 CFR Part 172
Education, Hazardous materials transportation, Hazardous waste,
Incorporation by reference, Labeling, Markings, Packaging and
containers, Reporting and recordkeeping requirements.
49 CFR Part 173
Hazardous materials transportation, Incorporation by reference,
Packaging and containers, Radioactive materials, Reporting and
recordkeeping requirements, Uranium.
49 CFR Part 178
Hazardous materials transportation, Incorporation by reference,
Motor vehicle safety, Packaging and containers, Reporting and
recordkeeping requirements.
49 CFR Part 179
Hazardous materials transportation, Incorporation by reference,
Railroad safety, Reporting and recordkeeping requirements.
49 CFR Part 180
Hazardous materials transportation, Incorporation by reference,
Motor carriers, Motor vehicle safety, Packaging and containers,
Railroad safety, Reporting and recordkeeping requirements.
In consideration of the foregoing, PHMSA amends 49 CFR chapter I as
follows:
PART 107--HAZARDOUS MATERIALS PROGRAM PROCEDURES
0
1. The authority citation for part 107 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; Pub. L. 101-410, Section
4; Pub. L. 104-121, Sections 212-213; Pub. L. 104-134, Section
31001; Pub. L. 114-74, Section 4 (28 U.S.C. 2461 note); 49 CFR 1.81
and 1.97; 33 U.S.C. 1321.
0
2. In Appendix A to subpart D of part 107, in the List of Frequently
Cited Violations, under ``Offeror Requirements--Specific hazardous
materials'' revise sections B.1 through 7 to read as follows:
Appendix A to Subpart D of Part 107--Guidelines for Civil Penalties
* * * * *
----------------------------------------------------------------------------------------------------------------
Violation description Section or cite Baseline assessment
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Offeror Requirements--Specific hazardous materials
----------------------------------------------------------------------------------------------------------------
* * * * * * *
B. Class 1--Explosives: ............................ ...........................
1. Failure to mark the package with the EX number 172.320..................... $1,000.
for each substance contained in the package or,
alternatively, indicate the EX number for each
substance in association with the description on
the shipping description.
2. Offering an unapproved explosive for 173.54, 173.56(b)........... ...........................
transportation:
a. Division 1.4 fireworks meeting the ............................ $5,000.
chemistry requirements of APA 87-1A or 87-1C.
b. Division 1.3 fireworks meeting the ............................ $7,500.
chemistry requirements of APA 87-1B.
c. All other explosives (including forbidden) ............................ $12,500 and up.
3. Offering an unapproved explosive for 173.54, 173.56(b)........... ...........................
transportation that minimally deviates from an
approved design in a manner that does not impact
safety:
a. Division 1.4.............................. ............................ $3,000.
b. Division 1.3.............................. ............................ $4,000.
c. All other explosives...................... ............................ $6,000.
4. Offering a leaking or damaged package of 173.54(c)................... ...........................
explosives for transportation:
a. Division 1.3 and 1.4...................... ............................ $12,500.
b. All other explosives...................... ............................ $16,500.
[[Page 75704]]
5. Offering a Class 1 material that is fitted 173.60(b)(5)................ $15,000.
with its own means of ignition or initiation,
without providing protection from accidental
actuation.
6. Packaging explosives in the same outer 173.61...................... $9,300.
packaging with other materials.
7. Transporting a detonator on the same vehicle 177.835(g)(3)............... $10,000.
as incompatible materials using the approved
method listed in 177.835(g)(3) without meeting
the requirements of IME Standard 22.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
* * * * *
0
3. In Sec. 107.402, revise paragraph (d) introductory text to read as
follows:
Sec. 107.402 Application for designation as a certification agency.
* * * * *
(d) Fireworks Certification Agency. Prior to reviewing, and
certifying Division 1.4G consumer fireworks (UN0336) for compliance
with the APA 87-1A, excluding appendices II through VI, (IBR, see Sec.
171.7 of this chapter) as specified in part 173 of this chapter, a
person must apply to, and be approved by, the Associate Administrator
to act as a Fireworks Certification Agency.
* * * * *
PART 171--GENERAL INFORMATION, REGULATIONS, AND DEFINITIONS
0
4. The authority citation for part 171 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; Pub. L. 101-410, Section
4; Pub. L. 104-134, Section 31001; Pub. L. 114-74, Section 4 (28
U.S.C. 2461 note); 49 CFR 1.81 and 1.97.
0
5. In Sec. 171.7;
0
a. Revise paragraphs (f), (g), and (n)(4), (6), (9), and (20);
0
b. Add paragraph (p);
0
c. Revise paragraph (r) introductory text; and
0
d. Add paragraphs (r)(3) and (dd)(4).
The revisions and additions read as follows:
Sec. 171.7 Reference material.
* * * * *
(f) American Pyrotechnics Association (APA), P.O. Box 30438,
Bethesda, MD 20824, (301) 907-8181, www.americanpyro.com.
(1) APA 87-1A: Standard for the Construction, Classification,
Approval and Transportation of Consumer Fireworks, final draft January
1, 2018 (excluding appendices II through VI), into Sec. Sec.
107.402(d); 173.59; 173.64; and 173.65.
(2) APA 87-1B: Standard for the Construction, Classification,
Approval, and Transportation of Display Fireworks, final draft January
1, 2018 (excluding appendices II through IV), into Sec. 173.64.
(3) APA 87-1C: Standard for the Construction, Classification,
Approval, and Transportation of Entertainment Industry and Technical
(EI&T) Pyrotechnics, final draft January 1, 2018 (excluding appendices
II through IV), into Sec. 173.64.
(g) The American Society of Mechanical Engineers (ASME), 150 Clove
Road, Little Falls, NJ 07424-2139, telephone: 1-800-843-2763, https://www.asme.org.
(1) ASME Boiler and Pressure Vessel Code (ASME Code), 2017 Edition,
July 1, 2017 (as follows), into Sec. Sec. 172.102; 173.3; 173.5b;
173.24b; 173.306; 173.315; 173.318; 173.420; 178.255-1; 178.255-2;
178.255-14; 178.255-15; 178.273; 178.274; 178.276; 178.277; 178.320;
178.337-1; 178.337-2; 178.337-3; 178.337-4; 178.337-6; 178.337-16;
178.337-18; 178.338-1; 178.338-2; 178.338-3; 178.338-4; 178.338-5;
178.338-6; 178.338-13; 178.338-16; 178.338-18; 178.338-19; 178.345-1;
178.345-2; 178.345-3; 178.345-4; 178.345-7; 178.345-14; 178.345-15;
178.346-1; 178.347-1; 178.348-1; 179.400-3; 180.407:
(i) ASME BPVC.II.A-2017 (vols. 1 and 2), Section II--Materials--
Part A--Ferrous Materials Specifications.
(ii) ASME BPVC.II.B-2017, Section II--Materials--Part B--Nonferrous
Material Specifications.
(iii) ASME BPVC.V-2017, Section V--Nondestructive Examination.
(iv) ASME BPVC.VIII.1-2017, Section VIII--Rules for Construction of
Pressure Vessels Division 1.
(v) ASME BPVC.IX-2017, Section IX--Qualification Standard for
Welding, Brazing, and Fusing Procedures; Welders; Brazers; and Welding,
Brazing, and Fusing Operators.
Note 1 to paragraph (g)(1): The requirement for a 6% knuckle
radius on torispherical heads are excepted.
(2) ASME B31.4-2012, Pipeline Transportation Systems for Liquids
and Slurries, November 12, 2012, into Sec. 173.5a.
* * * * *
(n) * * *
(4) CGA C-6.1--2013, Standards for Visual Inspection of High
Pressure Aluminum Compressed Gas Cylinders, Sixth Edition, copyright
2013 (corrected 4/14/2015), into Sec. Sec. 180.205; 180.209.
* * * * *
(6) CGA C-6.3--2013, Standard for Visual Inspection of Low Pressure
Aluminum Alloy Compressed Gas Cylinders, Third Edition, copyright 2013,
into Sec. Sec. 180.205; 180.209.
* * * * *
(9) CGA C-11--2013, Practices for Inspection of Compressed Gas
Cylinders at Time of Manufacture, Fifth Edition, copyright 2013, into
Sec. 178.35.
* * * * *
(20) CGA S-7--2013, Standard for Selecting Pressure Relief Devices
for Compressed Gas Mixtures in Cylinders, Fifth Edition, copyright
2013, into Sec. 173.301.
* * * * *
(p) European Union. Rue de la Loi/Wetstraat, 175B-1048 Bruxelles/
Brussel Belgique/Belgi[euml]], https://europa.eu/european-union/documents-publications_en.
(1) Directive 2010/35/EU of the European Parliament and of the
Council, ``on transportable pressure equipment and repealing Council
Directives 76/767/EEC, 84/525/EEC, 84/526/EEC, 84/527/EEC and 1999/36/
EC'', June 16, 2010, into Sec. 171.23.
(2) [Reserved].
* * * * *
(r) Institute of Makers of Explosives, 1212 New York Ave NW, #650,
Washington, DC 20005.
* * * * *
(3) AESC/IME JPG Standard, Guide to Obtaining DOT Approval of Jet
Perforating Guns using AESC/IME Perforating Gun Specifications, Ver.
02, dated September 1, 2017, into Sec. 173.67.
* * * * *
(dd) * * *
(4) ECE/TRANS/257 (Vol.I), European Agreement concerning the
International Carriage of Dangerous Goods by Road, copyright 2016, into
Sec. 171.23.
* * * * *
0
6. In Sec. 171.8, add a definition for ``waste material'' in
alphabetical order to read as follows:
[[Page 75705]]
Sec. 171.8 Definitions and abbreviations.
* * * * *
Waste material means, for the purposes of lab pack requirements in
Sec. 173.12 of this subchapter, all hazardous materials which are
destined for disposal or recovery, and not so limited to only those
defined as a hazardous waste in this section.
* * * * *
0
7. In Sec. 171.23, revise paragraph (a) to read as follows:
Sec. 171.23 Requirements for specific materials and packagings
transported under the ICAO Technical Instructions, IMDG Code, Transport
Canada TDG Regulations, or the IAEA Regulations.
* * * * *
(a) Conditions and requirements for cylinders and pressure
receptacles--(1) Applicability. Except as provided in this paragraph
(a), a filled cylinder (pressure receptacle) manufactured to other than
a DOT specification or a UN standard in accordance with part 178 of
this subchapter, a DOT exemption or special permit cylinder, a TC, CTC,
CRC, or BTC cylinder authorized under Sec. 171.12, or a cylinder used
as a fire extinguisher in conformance with Sec. 173.309(a) of this
subchapter, may not be transported to, from, or within the United
States.
(2) Conditions. Cylinders (including UN pressure receptacles)
transported to, from, or within the United States must conform to the
applicable requirements of this subchapter. Unless otherwise excepted
in this subchapter, a cylinder must not be transported unless--
(i) The cylinder is manufactured, inspected and tested in
accordance with a DOT specification or a UN standard prescribed in part
178 of this subchapter, or a TC, CTC, CRC, or BTC specification set out
in the Transport Canada TDG Regulations (IBR, see Sec. 171.7), except
that cylinders not conforming to these requirements must meet the
requirements in paragraph (a)(3), (4), or (5) of this section;
(ii) The cylinder is equipped with a pressure relief device in
accordance with Sec. 173.301(f) of this subchapter and conforms to the
applicable requirements in part 173 of this subchapter for the
hazardous material involved;
(iii) The openings on an aluminum cylinder in oxygen service
conform to the requirements of this paragraph, except when the cylinder
is used for aircraft parts or used aboard an aircraft in accordance
with the applicable airworthiness requirements and operating
regulations. An aluminum DOT specification cylinder must have an
opening configured with straight (parallel) threads. A UN pressure
receptacle may have straight (parallel) or tapered threads provided the
UN pressure receptacle is marked with the thread type, e.g. ``17E, 25E,
18P, or 25P'' and fitted with the properly marked valve; and
(iv) A UN pressure receptacle is marked with ``USA'' as a country
of approval in conformance with Sec. Sec. 178.69 and 178.70 of this
subchapter, or ``CAN'' for Canada.
(3) Pi-marked pressure receptacles. Pressure receptacles that are
marked with a pi mark in accordance with the European Directive 2010/
35/EU (IBR, see Sec. 171.7) on transportable pressure equipment (TPED)
and that comply with the requirements of Packing Instruction P200 or
P208 and 6.2 of ECE/TRANS/257 (Vol. I), the Agreement Concerning the
International Carriage of Dangerous Goods by Road (ADR) (IBR, see Sec.
171.7) concerning pressure relief device use, test period, filling
ratios, test pressure, maximum working pressure, and material
compatibility for the lading contained or gas being filled, are
authorized as follows:
(i) Filled pressure receptacles imported for intermediate storage,
transport to point of use, discharge, and export without further
filling; and
(ii) Pressure receptacles imported or domestically sourced for the
purpose of filling, intermediate storage, and export.
(iii) The bill of lading or other shipping paper must identify the
cylinder and include the following certification: ``This cylinder
(These cylinders) conform(s) to the requirements for pi-marked
cylinders found in 171.23(a)(3).''
(4) Importation of cylinders for discharge within a single port
area. Except as provided in Sec. 171.23(a)(3), a cylinder manufactured
to other than a DOT specification or UN standard in accordance with
part 178 of this subchapter, or a TC, CTC, BTC, or CRC specification
cylinder set out in the Transport Canada TDG Regulations (IBR, see
Sec. 171.7), and certified as being in conformance with the
transportation regulations of another country may be authorized, upon
written request to and approval by the Associate Administrator, for
transportation within a single port area, provided--
(i) The cylinder is transported in a closed freight container;
(ii) The cylinder is certified by the importer to provide a level
of safety at least equivalent to that required by the regulations in
this subchapter for a comparable DOT, TC, CTC, BTC, or CRC
specification or UN cylinder; and
(iii) The cylinder is not refilled for export unless in compliance
with paragraph (a)(5) of this section.
(5) Filling of cylinders for export or for use on board a vessel. A
cylinder not manufactured, inspected, tested and marked in accordance
with part 178 of this subchapter, or a cylinder manufactured to other
than a UN standard, DOT specification, exemption or special permit, or
other than a TC, CTC, BTC, or CRC specification, may be filled with a
gas in the United States and offered for transportation and transported
for export or alternatively, for use on board a vessel, if the
following conditions are met:
(i) The cylinder has been requalified and marked with the month and
year of requalification in accordance with subpart C of part 180 of
this subchapter, or has been requalified as authorized by the Associate
Administrator;
(ii) In addition to other requirements of this subchapter, the
maximum filling density, service pressure, and pressure relief device
for each cylinder conform to the requirements of this part for the gas
involved; and
(iii) The bill of lading or other shipping paper identifies the
cylinder and includes the following certification: ``This cylinder has
(These cylinders have) been qualified, as required, and filled in
accordance with the DOT requirements for export.''
(6) Cylinders not equipped with pressure relief devices. A DOT
specification or a UN cylinder manufactured, inspected, tested and
marked in accordance with part 178 of this subchapter and otherwise
conforms to the requirements of part 173 of this subchapter for the gas
involved, except that the cylinder is not equipped with a pressure
relief device may be filled with a gas and offered for transportation
and transported for export if the following conditions are met:
(i) Each DOT specification cylinder or UN pressure receptacle must
be plainly and durably marked ``For Export Only'';
(ii) The shipping paper must carry the following certification:
``This cylinder has (These cylinders have) been retested and refilled
in accordance with the DOT requirements for export.''; and
(iii) The emergency response information provided with the shipment
and available from the emergency response telephone contact person must
indicate that the pressure receptacles are not fitted with pressure
relief devices and provide appropriate guidance for exposure to fire.
* * * * *
[[Page 75706]]
PART 172--HAZARDOUS MATERIALS TABLE, SPECIAL PROVISIONS, HAZARDOUS
MATERIALS COMMUNICATIONS, EMERGENCY RESPONSE INFORMATION, AND
TRAINING REQUIREMENTS
0
8. The authority citation for part 172 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81, 1.96 and
1.97.
0
9. In Sec. 172.101, add paragraph (c)(17) and amend the Hazardous
Materials Table to revise entries under ``[REVISE]'' to read as
follows:
Sec. 172.101 Purpose and use of the hazardous materials table.
* * * * *
(c) * * *
(17) Unless it is already included in the proper shipping name in
the Sec. 172.101 Table, the qualifying word ``stabilized'' may be
added in association with the proper shipping name, as appropriate,
where without stabilization the substance would be forbidden for
transportation according to Sec. 173.21(f) of this subchapter.
* * * * *
Sec. 172.101 Hazardous Materials Table
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(8) (9) (10)
---------------------------------------------------------------------------------------
Hazardous Packaging (Sec. 173.***) Quantity limitations (see Vessel stowage
materials Hazard Identi- Special ------------------------------------ Sec. Sec. 173.27 and -----------------------
Symbols descriptions class or fication PG Label provisions 175.75)
and proper division Nos. codes (Sec. ----------------------------
shipping names 172.102) Exceptions Non-bulk Bulk Passenger Location Other
aircraft/ Cargo air-
rail craft only
(1) (2)............. (3)...... (4)...... (5)... (6)..... (7)............ (8A)...... (8B)...... (8C)...... (9A)........ (9B)........ (10A)... (10B)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[REVISE]........ ......... ......... ...... ........ ............... .......... .......... .......... ............ ............ ........ ............
Allyl 6.1...... UN1545... II.... 6.1, 3.. 387, A3, A7, 153....... 202....... 243....... Forbidden... 60 L........ D....... 25, 40
isothiocyanate, IB2, T7, TP2.
stabilized.
* * * * * * *
Aluminum 4.3...... UN3170... II.... 4.3..... 128, B115, IB7, 151....... 212....... 242....... 15 kg....... 50 kg....... B....... 13, 85, 103,
smelting by- IP2, IP21, T3, 148
products or TP33, W31, W40.
Aluminum
remelting by-
products.
III... 4.3..... 128, B115, IB8, 151....... 213....... 241....... 25 kg....... 100 kg...... B....... 13, 85, 103,
IP21, T1, 148
TP33, W31.
* * * * * * *
G............................ Amine, liquid, 8........ UN2734... I..... 8, 3.... A3, A6, N34, None...... 201....... 243....... 0.5L........ 2.5L........ A....... 52
corrosive, T14, TP2, TP27.
flammable,
n.o.s. or
Polyamines,
liquid,
corrosive,
flammable,
n.o.s.
II.... 8, 3.... IB2, T11, TP2, 154....... 201....... 243....... 1L.......... 30L......... A....... 52
TP27.
* * * * * * *
Amyl mercaptan.. 3........ UN1111... II.... 3....... A3, A6, IB2, 150....... 202....... 242....... 5 L......... 60 L........ B....... 95, 102
T4, TP1.
* * * * * * *
Antimony 8........ UN1730... II.... 8....... B2, IB2, T7, 154....... 202....... 242....... 1 L......... 30 L........ C....... 40, 53, 58
pentachloride, TP2.
liquid.
* * * * * * *
Antimony 8........ UN1732... II.... 8, 6.1.. A3, A6, A7, 154....... 202....... 243....... Forbidden... 30 L........ D....... 40, 44, 53,
pentafluoride. A10, IB2, N3, 58, 89,
N36, T7, TP2. 100, 141
* * * * * * *
Batteries, dry, 8........ UN3028... ...... 8....... 237............ 154....... 213....... None...... 25 kg....... 230 kg...... A....... 52
containing
potassium
hydroxide
solid, electric
storage.
* * * * * * *
Borneol......... 4.1...... UN1312... III... 4.1..... A1, IB8, IP3, 151....... 213....... 240....... 25 kg....... 100 kg...... A....... ............
T1, TP33.
* * * * * * *
5-tert-Butyl- 4.1...... UN2956... III... 4.1..... 159............ 151....... 223....... None...... Forbidden... Forbidden... D....... 12, 25, 40,
2,4,6-trinitro- 127
m-xylene or
Musk xylene.
* * * * * * *
1,4-Butynediol.. 6.1...... UN2716... III... 6.1..... A1, IB8, IP3, 153....... 213....... 240....... 100 kg...... 200 kg...... C....... 52, 53, 70
T1, TP33.
* * * * * * *
Calcium resinate 4.1...... UN1313... III... 4.1..... A1, A19, IB6, 151....... 213....... 240....... 25 kg....... 100 kg...... A....... ............
T1, TP33.
Calcium 4.1...... UN1314... III... 4.1..... A1, A19, IB4, 151....... 213....... 240....... 25 kg....... 100 kg...... A....... ............
resinate, fused. T1, TP33.
* * * * * * *
Camphor, 4.1...... UN2717... III... 4.1..... A1, IB8, IP3, 151....... 213....... 240....... 25 kg....... 100 kg...... A....... ............
synthetic. T1, TP33.
* * * * * * *
Celluloid, in 4.1...... UN2000... III... 4.1..... 420............ 151....... 213....... 240....... 25 kg....... 100 kg...... A....... ............
block, rods,
rolls, sheets,
tubes, etc.,
except scrap.
* * * * * * *
Cerium, slabs, 4.1...... UN1333... II.... 4.1..... IB8, IP2, IP4, 151....... 212....... 240....... 15 kg....... 50 kg....... A....... 13, 74, 91,
ingots, or rods. N34, W100. 147, 148
* * * * * * *
Chloric acid 5.1...... UN2626... II.... 5.1..... IB2, T4, TP1, 152....... 229....... None...... Forbidden... Forbidden... D....... 53, 56, 58
aqueous W31.
solution, with
not more than
10 percent
chloric acid.
[[Page 75707]]
* * * * * * *
1-Chloropropane. 3........ UN1278... II.... 3....... IB2, IP8, N34, 150....... 202....... 242....... Forbidden... 60 L........ E....... ............
T7, TP2.
Chromium 5.1...... UN1463... II.... 5.1, IB8, IP2, IP4, 152....... 212....... 242....... 5 kg........ 25 kg....... A....... 66, 90
trioxide, 6.1, 8. T3, TP33, W31.
anhydrous.
* * * * * * *
Corrosive 8........ UN2920... I..... 8, 3.... A6, B10, T14, None...... 201....... 243....... 0.5 L....... 2.5 L....... C....... 25, 40
liquids, TP2, TP27.
flammable,
n.o.s.
II.... 8, 3.... B2, IB2, T11, 154....... 202....... 243....... 1 L......... 30 L........ C....... 25, 40
TP2, TP27.
* * * * * * *
G............................ Corrosive 8........ UN3093... I..... 8, 5.1.. A6, A7......... None...... 201....... 243....... Forbidden... 2.5 L....... C....... 89
liquids,
oxidizing,
n.o.s.
II.... 8, 5.1.. A6, A7, IB2.... 154....... 202....... 243....... 1 L......... 30 L........ C....... 89
* * * * * * *
Corrosive 8........ UN2921... I..... 8, 4.1.. IB6, T6, TP33.. None...... 211....... 242....... 1 kg........ 25 kg....... B....... 12, 25
solids,
flammable,
n.o.s.
II.... 8, 4.1.. IB8, IP2, IP4, 154....... 212....... 242....... 15 kg....... 50 kg....... B....... 12, 25
T3, TP33.
* * * * * * *
G............................ Corrosive 8........ UN3084... I..... 8, 5.1.. T6, TP33....... None...... 211....... 242....... 1 kg........ 25 kg....... C....... ............
solids,
oxidizing,
n.o.s.
II.... 8, 5.1.. 154, IB6, IP2, 154....... 212....... 242....... 15 kg....... 50 kg....... C....... ............
T3, TP33.
* * * * * * *
G............................ Corrosive 8........ UN3096... I..... 8, 4.3.. IB4, IP1, T6, None...... 211....... 243....... 1 kg........ 25 kg....... D....... 13, 148
solids, water- TP33.
reactive, n.o.s.
II.... 8, 4.3.. IB6, IP2, T3, 154....... 212....... 242....... 15 kg....... 50 kg....... D....... 13, 148
TP33, W100.
G............................ Corrosive 8........ UN3093... I..... 8, 5.1.. A6, A7......... None...... 201....... 243....... Forbidden... 2.5 L....... C....... 89
liquids,
oxidizing,
n.o.s.
II.... 8, 5.1.. A6, A7, IB2.... 154....... 202....... 243....... 1 L......... 30 L........ C....... 89
* * * * * * *
G............................ Corrosive 8........ UN3084... I..... 8, 5.1.. T6, TP33....... None...... 211....... 242....... 1 kg........ 25 kg....... C....... ............
solids,
oxidizing,
n.o.s.
II.... 8, 5.1.. 154, IB6, IP2, 154....... 212....... 242....... 15 kg....... 50 kg....... C....... ............
T3, TP33.
G............................ Corrosive 8........ UN3095... I..... 8, 4.2.. T6, TP33....... None...... 211....... 243....... 1 kg........ 25 kg....... C....... ............
solids, self-
heating, n.o.s.
II.... 8, 4.2.. IB6, IP2, T3, 154....... 212....... 242....... 15 kg....... 50 kg....... C....... ............
TP33.
* * * * * * *
G............................ Corrosive 8........ UN3096... I..... 8, 4.3.. IB4, IP1, T6, None...... 211....... 243....... 1 kg........ 25 kg....... D....... 13, 148
solids, water- TP33.
reactive, n.o.s.
II.... 8, 4.3.. IB6, IP2, T3, 154....... 212....... 242....... 15 kg....... 50 kg....... D....... 13,148
TP33, W100.
* * * * * * *
Cyanuric 8........ UN2670... II.... 8....... IB8, IP2, IP4, None...... 212....... 240....... 15 kg....... 50 kg....... A....... 12, 25, 40,
chloride. T3, TP33. 53, 58
* * * * * * *
Cyclohexylamine. 8........ UN2357... II.... 8, 3.... IB2, T7, TP2... 154....... 202....... 243....... 1 L......... 30 L........ A....... 40, 52
* * * * * * *
Decaborane...... 4.1...... UN1868... II.... 4.1, 6.1 A19, A20, IB6, 151....... 212....... None...... Forbidden... 50 kg....... A....... 74
IP2, T3, TP33,
W31.
* * * * * * *
Detonator 1.4B..... UN0361... ...... 1.4B.... 148............ 63(f), 62........ None...... Forbidden... 75 kg....... 05...... 25
assemblies, non- 63(g).
electric, for
blasting.
* * * * * * *
Detonators, 1.4B..... UN0255... ...... 1.4B.... 148............ 63(f), 62........ None...... Forbidden... 75 kg....... 05...... 25
electric, for 63(g).
blasting.
* * * * * * *
Detonators for 1.4B..... UN0365... ...... 1.4B.... ............... None...... 62........ None...... Forbidden... 75 kg....... 05...... 25
ammunition.
* * * * * * *
Detonators, non- 1.4B..... UN0267... ...... 1.4B.... ............... 63(f), 62........ None...... Forbidden... 75 kg....... 05...... 25
electric, for 63(g).
blasting.
* * * * * * *
Diethyl sulfide. 3........ UN2375... II.... 3....... IB2, T7, TP1, 150....... 202....... 243....... 5 L......... 60 L........ E....... 52
TP13.
* * * * * * *
2- 8........ UN2686... II.... 8, 3.... B2, IB2, T7, 154....... 202....... 243....... 1 L......... 30 L........ A....... 52
Diethylaminoeth TP2.
anol.
* * * * * * *
N,N- 8........ UN2685... II.... 8, 3.... IB2, T7, TP2... 154....... 202....... 243....... 1 L......... 30 L........ A....... 52
Diethylethylene
diamine.
* * * * * * *
Diethylthiophosp 8........ UN2751... II.... 8....... B2, IB2, T7, 154....... 212....... 240....... 15 kg....... 50 kg....... D....... 12, 25, 40,
horyl chloride. TP2. 53, 58
[[Page 75708]]
* * * * * * *
Difluorophosphor 8........ UN1768... II.... 8....... A6, A7, B2, 154....... 202....... 242....... 1 L......... 30 L........ A....... 40, 53, 58
ic acid, IB2, N5, N34,
anhydrous. T8, TP2.
*............... ......... *........ ...... *....... ............... *......... .......... *......... ............ *........... ........ *
Di-n-butylamine. 8........ UN2248... II.... 8, 3.... IB2, T7, TP2... 154....... 202....... 243....... 1 L......... 30 L........ A....... 52
* * * * * * *
Ethyl 6.1...... UN1603... II.... 6.1, 3.. IB2, T7, TP2... 153....... 202....... 243....... Forbidden... Forbidden... D....... 40
bromoacetate.
* * * * * * *
Fibers or 4.1...... UN1353... III... 4.1..... A1, IB8, IP3... 151....... 213....... 240....... 25 kg....... 100 kg...... D....... ............
Fabrics
impregnated
with weakly
nitrated
nitrocellulose,
n.o.s.
* * * * * * *
Films, 4.1...... UN1324... III... 4.1..... ............... 151....... 183....... None...... 25 kg....... 100 kg...... D....... 28
nitrocellulose
base, gelatine
coated (except
scrap).
* * * * * * *
Firelighters, 4.1...... UN2623... III... 4.1..... A1, A19........ 151....... 213....... None...... 25 kg....... 100 kg...... A....... 52
solid with
flammable
liquid.
* * * * * * *
G............................ Flammable solid, 4.1...... UN3097... II.... 4.1, 5.1 131............ 151....... 214....... 214....... Forbidden... Forbidden... E....... 40
oxidizing,
n.o.s.
III... 4.1, 5.1 131, T1, TP33.. 151....... 214....... 214....... Forbidden... Forbidden... D....... 40
* * * * * * *
Flammable 4.1...... UN2925... II.... 4.1, 8.. A1, IB6, IP2, 151....... 212....... 242....... 15 kg....... 50 kg....... D....... 40
solids, T3, TP33.
corrosive,
organic, n.o.s.
III... 4.1, 8.. A1, IB6, T1, 151....... 213....... 242....... 25 kg....... 100 kg...... D....... 40
TP33.
* * * * * * *
Fluorophosphoric 8........ UN1776... II.... 8....... A6, A7, B2, 154....... 202....... 242....... 1 L......... 30 L........ A....... 53, 58
acid anhydrous. IB2, N3, N34,
T8, TP2.
* * * * * * *
Fluorosilicic 8........ UN1778... II.... 8....... A6, A7, B2, 154....... 202....... 242....... 1 L......... 30 L........ A....... 53, 58
acid. B15, IB2, N3,
N34, T8, TP2.
* * * * * * *
Gallium......... 8........ UN2803... III... 8....... T1, TP33....... 154....... 162....... 240....... 20 kg....... 20 kg....... B....... 25
* * * * * * *
Hafnium powder, 4.1...... UN1326... II.... 4.1..... A6, A19, A20, 151....... 212....... 241....... 15 kg....... 50 kg....... E....... 74
wetted with not IB6, IP2, N34,
less than 25 T3, TP33, W31,
percent water W40.
(a visible
excess of water
must be
present) (a)
mechanically
produced,
particle size
less than 53
microns; (b)
chemically
produced,
particle size
less than 840
microns.
* * * * * * *
Hexadienes...... 3........ UN2458... II.... 3....... IB2, T4, TP1... 150....... 202....... 242....... 5 L......... 60 L........ B....... ............
* * * * * * *
Hexafluorophosph 8........ UN1782... II.... 8....... A6, A7, B2, 154....... 202....... 242....... 1 L......... 30 L........ A....... 53, 58
oric acid. IB2, N3, N34,
T8, TP2.
* * * * * * *
Hexamethylenedia 8........ UN1783... II.... 8....... IB2, T7, TP2... 154....... 202....... 242....... 1 L......... 30 L........ A....... 52
mine solution.
III... 8....... IB3, T4, TP1... 154....... 203....... 241....... 5 L......... 60 L........ A....... ............
* * * * * * *
Hydrazine 8........ UN2030... I..... 8, 6.1.. B16, B53, T10, None...... 201....... 243....... Forbidden... 2.5 L....... D....... 40, 52
aqueous TP2, TP13.
solution, with
more than 37%
hydrazine, by
mass.
II.... 8, 6.1.. B16, B53, IB2, 154....... 202....... 243....... Forbidden... 30 L........ D....... 40, 52
T7, TP2, TP13.
III... 8, 6.1.. B16, B53, IB3, 154....... 203....... 241....... 5 L......... 60 L........ D....... 40, 52
T4, TP1.
* * * * * * *
Hydrogen 5.1...... UN3149... II.... 5.1, 8.. 145, A2, A3, 152....... 202....... 243....... 1 L......... 5 L......... D....... 25, 66, 75.
peroxide and A6, B53, IB2,
peroxyacetic IP5, T7, TP2,
acid mixtures, TP6, TP24.
stabilized with
acids, water,
and not more
than 5 percent
peroxyacetic
acid.
[[Page 75709]]
Hydrogen, 5.1...... UN2014... II.... 5.1, 8.. 12, A60, B53, 152....... 202....... 243....... Forbidden... Forbidden... D....... 25, 66, 75
peroxide, B80, B81, B85,
aqueous IB2, IP5, T7,
solutions with TP2, TP6,
more than 40 TP24, TP37.
percent but not
more than 60
percent
hydrogen
peroxide
(stabilized as
necessary).
Hydrogen 5.1...... UN2014... II.... 5.1, 8.. A2, A3, A6, 152....... 202....... 243....... 1 L......... 5 L......... D....... 25, 66, 75
peroxide, B53, IB2, IP5,
aqueous T7, TP2, TP6,
solutions with TP24, TP37.
not less than
20 percent but
not more than
40 percent
hydrogen
peroxide
(stabilized as
necessary).
* * * * * * *
Hydrogendifluori 8........ UN1740... II.... 8....... IB8, IP2, IP4, 154....... 212....... 240....... 15 kg....... 50 kg....... A....... 25, 40, 52,
de, solid, N3, N34, T3, 53, 58
n.o.s. TP33.
III... 8....... IB8, IP3, N3, 154....... 213....... 240....... 25 kg....... 100 kg...... A....... 25, 40, 52
N34, T1, TP33.
* * * * * * *
Iodine 8........ UN1792... II.... 8....... B6, IB8, IP2, 154....... 212....... 240....... Forbidden... 50 kg....... D....... 40, 53, 58,
monochloride, IP4, N41, T7, 66, 74
solid. TP2.
* * * * * * *
Lead phosphite, 4.1...... UN2989... II.... 4.1..... IB8, IP2, IP4, 151....... 212....... 240....... 15 kg....... 50 kg....... B....... 34.
dibasic. T3, TP33.
III... 4.1..... IB8, IP3, T1, 151....... 213....... 240....... 25 kg....... 100 kg...... B....... 34
TP33.
* * * * * * *
Mercaptans, 3........ UN1228... II.... 3, 6.1.. IB2, T11, TP2, 150....... 202....... 243....... Forbidden... 60 L........ B....... 40, 95, 102
liquid, TP27.
flammable,
toxic, n.o.s.
or Mercaptan
mixtures,
liquid,
flammable,
toxic, n.o.s.
III... 3, 6.1.. A6, B1, IB3, 150....... 203....... 242....... 5 L......... 220 L....... A....... 40, 95, 102
T7, TP1, TP28.
* * * * * * *
2-Methyl-2- 3........ UN2460... II.... 3....... IB2, IP8, T7, 150....... 202....... 242....... 5 L......... 60 L........ E.......
butene. TP1.
* * * * * * *
Methylal........ 3........ UN1234... II.... 3....... IB2, IP8, T7, 150....... 202....... 242....... 5 L......... 60 L........ E....... ............
TP2.
* * * * * * *
Nitrating acid 8........ UN1826... II.... 8....... A7, B2, IB2, 154....... 158....... 242....... Forbidden... 30 L........ D....... 40. 53. 58
mixtures spent T8, TP2.
with not more
than 50 percent
nitric acid.
* * * * * * *
Nitrating acid 8........ UN1796... II.... 8....... A7, B2, IB2, 154....... 158....... 242....... Forbidden... 30 L........ D....... 40, 53, 58
mixtures with T8, TP2, TP13.
not more than
50 percent
nitric acid.
* * * * * * *
Nitric acid 8........ UN2031... II.... 8, 5.1.. A6, B2, B47, 154....... 158....... 242....... Forbidden... 30 L........ D....... 53, 58, 66,
other than red B53, IB2, 74, 89, 90
fuming, with at IP15, T8, TP2.
least 65
percent, but
not more than
70 percent
nitric acid.
Nitric acid 8........ UN2031... II.... 8....... A6, A212, B2, 154....... 158....... 242....... Forbidden... 30 L........ D....... 44, 66, 53,
other than red B47, B53, IB2, 58, 74, 89,
fuming, with IP15, T8, TP2. 90
more than 20
percent and
less than 65
percent nitric
acid.
Nitric acid 8........ UN2031... II.... 8....... A6, B2, B47, 154....... 158....... 242....... 1 L......... 30 L........ D....... 53, 58
other than red B53, IB2, T8,
fuming with not TP2.
more than 20
percent nitric
acid.
* * * * * * *
Octafluorobut-2- 2.2...... UN2422... ...... 2.2..... ............... 306....... 304....... 314, 315.. 75 kg....... 150 kg...... A.......
ene or
Refrigerant gas
R 1318.
Octafluorocyclob 2.2...... UN1976... ...... 2.2..... T50............ 306....... 304....... 314, 315.. 75 kg....... 150 kg...... A.......
utane, or
Refrigerant gas
RC 318.
Octafluoropropan 2.2...... UN2424... ...... 2.2..... T50............ 306....... 304....... 314, 315.. 75 kg....... 150 kg...... A.......
e or
Refrigerant gas
R 218.
* * * * * * *
G............................ Organometallic 4.3...... UN3398... I..... 4.3..... T13, TP2, TP7, None...... 201....... 244....... Forbidden... 1 L......... D....... 13, 40, 52,
substance, TP36, TP47, 148
liquid, water- W31.
reactive.
II.... 4.3..... IB1, IP2, T7, 151....... 202....... 243....... 1 L......... 5 L......... D....... 13, 40, 52,
TP2, TP7, 148
TP36, TP47,
W31.
[[Page 75710]]
III... 4.3..... IB2, IP4, T7, 151....... 203....... 242....... 5 L......... 60 L........ E....... 13, 40, 52,
TP2, TP7, 148
TP36, TP47,
W31.
G............................ Organometallic 4.3...... UN3399... I..... 4.3, 3.. T13, TP2, TP7, None...... 201....... 244....... Forbidden... 1 L......... D....... 13, 40, 52,
substance, TP36, TP47, 148
liquid, water- W31.
reactive,
flammable.
II.... 4.3, 3.. IB1, IP2, T7, 151....... 202....... 243....... 1 L......... 5 L......... D....... 13, 40, 52,
TP2, TP7, 148
TP36, TP47,
W31.
III... 4.3, 3.. IB2, IP4, T7, 151....... 203....... 242....... 5 L......... 60 L........ E....... 13, 40, 52,
TP2, TP7, 148
TP36, TP47,
W31.
* * * * * * *
G............................ Organometallic 4.3...... UN3397... I..... 4.3, 4.2 N40, T9, TP7, None...... 211....... 242....... Forbidden... 15 kg....... E....... 13, 40, 52,
substance, TP33, TP36, 148
solid, water- TP47, W31.
reactive, self-
heating.
II.... 4.3, 4.2 IB4, T3, TP33, 151....... 212....... 242....... 15 kg....... 50 kg....... E....... 13, 40, 52,
TP36, TP47, 148
W31.
III... 4.3, 4.2 IB6, T1, TP33, 151....... 213....... 241....... 25 kg....... 100 kg...... E....... 13, 40, 52,
TP36, TP47, 148
W31.
* * * * * * *
G............................ Oxidizing 5.1...... UN3098... I..... 5.1, 8.. 62, A6......... None...... 201....... 244....... Forbidden... 2.5 L....... D....... 13, 56, 58,
liquid, 138
corrosive,
n.o.s.
II.... 5.1, 8.. 62, IB1........ 152....... 202....... 243....... 1 L......... 5 L......... B....... 13, 56, 58,
138
III... 5.1, 8.. 62, IB2........ 152....... 203....... 242....... 2.5 L....... 30 L........ B....... 13, 56, 58,
138
* * * * * * *
G............................ Oxidizing solid, 5.1...... UN3121... I..... 5.1, 4.3 62............. None...... 214....... 214....... Forbidden... Forbidden... ........ 13, 148
water reactive,
n.o.s.
II.... 5.1, 4.3 62............. 152....... 214....... 214....... Forbidden... Forbidden... ........ 13, 148
Perchloric acid 8........ UN1802... II.... 8, 5.1.. IB2, N41, T7, 154....... 202....... 243....... Forbidden... 30 L........ C....... 53, 58, 66
with not more TP2.
than 50 percent
acid by mass.
* * * * * * *
Peroxides, 5.1...... UN1483... II.... 5.1..... A7, A20, IB6, 152....... 212....... 242....... 5 kg........ 25 kg....... C....... 13, 52, 66,
inorganic, IP2, N34, T3, 75, 148
n.o.s. TP33, W100.
III... 5.1..... A7, A20, B134, 152....... 213....... 240....... 25 kg....... 100 kg...... C....... 13, 52, 66,
IB8, IP21, 75, 148
N34, T1, TP33,
W100.
* * * * * * *
Phosphorus 4.1...... UN1339... II.... 4.1..... A20, IB4, N34, 151....... 212....... 240....... 15 kg....... 50 kg....... B....... 13, 74, 147,
heptasulfide, T3, TP33, W31. 148
free from
yellow or white
phosphorus.
* * * * * * *
Phosphorus, 4.1...... UN1338... III... 4.1..... A1, A19, B1, 151....... 213....... 243....... 25 kg....... 100 kg...... A....... 74
amorphous. B9, B26, IB8,
IP3, T1, TP33.
* * * * * * *
Phosphorus 8........ UN1939... II.... 8....... B8, IB8, IP2, 154....... 212....... 240....... Forbidden... 50 kg....... C....... 12, 25, 40,
oxybromide. IP4, N41, N43, 53, 58
T3, TP33.
* * * * * * *
Phosphorus 8........ UN1806... II.... 8....... A7, IB8, IP2, 154....... 212....... 240....... Forbidden... 50 kg....... C....... 40, 44, 53,
pentachloride. IP4, N34, T3, 58, 89,
TP33. 100, 141
Phosphorus 4.1...... UN1341... II.... 4.1..... A20, IB4, N34, 151....... 212....... 240....... 15 kg....... 50 kg....... B....... 74
sesquisulfide, T3, TP33, W31.
free from
yellow or white
phosphorus.
Phosphorus 8........ UN1808... II.... 8....... A3, A6, A7, B2, 154....... 202....... 242....... Forbidden... 30 L........ C....... 40, 53, 58
tribromide. B25, IB2, N34,
N43, T7, TP2.
* * * * * * *
Phosphorus 4.1...... UN1343... II.... 4.1..... A20, IB4, N34, 151....... 212....... 240....... 15 kg....... 50 kg....... B....... 13, 74, 147,
trisulfide, T3, TP33, W31. 148
free from
yellow or white
phosphorus.
* * * * * * *
Propionitrile... 3........ UN2404... II.... 3, 6.1.. IB2, T7, TP1, 150....... 202....... 243....... Forbidden... 60 L........ E....... 40
TP13.
* * * * * * *
1,2- 8........ UN2258... II.... 8, 3.... A3, A6, IB2, 154....... 202....... 243....... 1 L......... 30 L........ A....... 40, 52
Propylenediamin N34, T7, TP2.
e.
[[Page 75711]]
* * * * * * *
Pyridine........ 3........ UN1282... II.... 3....... IB2, T4, TP2... 150....... 202....... 242....... 5 L......... 60 L........ B....... 21, 100
* * * * * * *
Silicon powder, 4.1...... UN1346... III... 4.1..... A1, IB8, IP3, 151....... 213....... 240....... 25 kg....... 100 kg...... A....... 74
amorphous. T1, TP33.
* * * * * * *
Sludge, acid.... 8........ UN1906... II.... 8....... A3, A7, B2, 154....... 202....... 242....... Forbidden... 30 L........ C....... 14, 53, 58
IB2, N34, T8,
TP2, TP28.
* * * * * * *
Sodium chlorite. 5.1...... UN1496... II.... 5.1..... A9, IB8, IP2, 152....... 212....... 242....... 5 kg........ 25 kg....... A....... 56, 58
IP4, N34, T3,
TP33.
* * * * * * *
I............................ Sulfur.......... 4.1...... UN1350... III... 4.1..... 30, B120, IB8, 151....... None...... 240....... 25 kg....... 100 kg...... A....... 25, 74
IP3, T1, TP33.
* * * * * * *
Sulfuric acid, 8........ UN1832... II.... 8....... A3, A7, B2, 154....... 202....... 242....... Forbidden... 30 L........ C....... 14, 53, 58
spent. B83, B84, IB2,
N34, T8, TP2.
Tetrafluorometha 2.2...... UN1982... ...... 2.2..... ............... 306....... 302....... None...... 75 kg....... 150 kg...... A....... ............
ne or
Refrigerant gas
R 14.
* * * * * * *
Tetrahydrofuran. 3........ UN2056... II.... 3....... IB2, T4, TP1... 150....... 202....... 242....... 5 L......... 60 L........ B....... ............
Thiophosphoryl 8........ UN1837... II.... 8....... A3, A7, B2, B8, 154....... 202....... 242....... Forbidden... 30 L........ C....... 40, 53, 58
chloride. B25, IB2, N34,
T7, TP2.
* * * * * * *
Titanium hydride 4.1...... UN1871... II.... 4.1..... A19, A20, IB4, 151....... 212....... 241....... 15 kg....... 50 kg....... E....... ............
N34, T3, TP33,
W31, W40.
* * * * * * *
Titanium powder, 4.1...... UN1352... II.... 4.1..... A19, A20, IB6, 151....... 212....... 240....... 15 kg....... 50 kg....... E....... 74
wetted with not IP2, N34, T3,
less than 25 TP33, W31, W40.
percent water
(a visible
excess of water
must be
present) (a)
mechanically
produced,
particle size
less than 53
microns; (b)
chemically
produced,
particle size
less than 840
microns.
Titanium sponge 4.1...... UN2878... III... 4.1..... A1, B134, IB8, 151....... 213....... 240....... 25 kg....... 100 kg...... D....... 13, 74, 147,
granules or IP21, T1, 148
Titanium sponge TP33, W100.
powders.
* * * * * * *
G............................ Toxic liquids, 6.1...... UN3123... I..... 6.1, 4.3 A4............. None...... 201....... 243....... Forbidden... 1 L......... E....... 13,40, 148
water-reactive,
n.o.s.
II.... 6.1, 4.3 IB2............ 153....... 202....... 243....... 1 L......... 5 L......... E....... 13, 40, 148
* * * * * * *
G............................ Toxins, 6.1...... UN3172... I..... 6.1..... 141............ None...... 201....... 243....... 1 L......... 30 L........ B....... 40
extracted from
living sources,
liquid, n.o.s.
II.... 6.1..... 141, IB2....... 153....... 202....... 243....... 5 L......... 60 L........ B....... 40
III... 6.1..... 141, IB3....... 153....... 203....... 241....... 60 L........ 220 L....... B....... 40
G............................ Toxins, 6.1...... UN3462... I..... 6.1..... 141, IB7, IP1, None...... 211....... 243....... 5 kg........ 50 kg....... B....... ............
extracted from T6, TP33.
living sources,
solid, n.o.s.
II.... 6.1..... 141, IB8, IP2, 153....... 212....... 243....... 25 kg....... 100 kg...... B....... ............
IP4, T3 TP33.
III... 6.1..... 141, IB8, IP3, 153....... 213....... 241....... 100 kg...... 200 kg...... A....... ............
T1 TP33.
* * * * * * *
G............................ Toxins, 6.1...... UN3462... I..... 6.1..... 141, IB7, IP1, None...... 211....... 243....... 5 kg........ 50 kg....... B....... G
extracted from T6, TP33.
living sources,
solid, n.o.s.
II.... 6.1..... 141, IB8, IP2, 153....... 212....... 243....... 25 kg....... 100 kg...... B....... ............
IP4, T3 TP33.
III... 6.1..... 141, IB8, IP3, 153....... 213....... 241....... 100 kg...... 200 kg...... A....... ............
T1 TP33.
* * * * * * *
Triallylamine... 3........ UN2610... III... 3, 8.... B1, IB3, T4, 150....... 203....... 242....... 5 L......... 60 L........ A....... 40, 52
TP1.
* * * * * * *
G............................ Water-reactive 4.3...... UN3129... I..... 4.3, 8.. T14, TP2, TP7, None...... 201....... 243....... Forbidden... 1 L......... D....... 13, 148
liquid, TP13.
corrosive,
n.o.s.
II.... 4.3, 8.. IB1, T11, TP2, 151....... 202....... 243....... 1 L......... 5 L......... E....... 13, 85, 148
TP7.
III... 4.3, 8.. IB2, T7, TP2, 151....... 203....... 242....... 5 L......... 60 L........ E....... 13, 148
TP7.
[[Page 75712]]
G............................ Water-reactive 4.3...... UN3148... I..... 4.3..... T13, TP2, TP7, None...... 201....... 244....... Forbidden... 1 L......... E....... 13, 40, 148
liquid, n.o.s. TP41, W31.
II.... 4.3..... IB1, T7, TP2, 151....... 202....... 243....... 1 L......... 5 L......... E....... 13, 40, 148
TP7, W31.
III... 4.3..... IB2, T7, TP2, 151....... 203....... 242....... 5 L......... 60 L........ E....... 13, 40, 148
TP7, W31.
G............................ Water-reactive 4.3...... UN3130... I..... 4.3, 6.1 A4............. None...... 201....... 243....... Forbidden... 1 L......... D....... 13, 148
liquid, toxic,
n.o.s.
II.... 4.3, 6.1 IB1............ 151....... 202....... 243....... 1 L......... 5 L......... E....... 13, 85, 148
III... 4.3, 6.1 IB2............ 151....... 203....... 242....... 5 L......... 60 L........ E....... 13, 85, 148
* * * * * * *
G............................ Water-reactive, 4.3...... UN3133... II.... 4.3, 5.1 ............... 151....... 214....... 214....... Forbidden... Forbidden... E....... 13, 40, 148
solid,
oxidizing,
n.o.s.
III... 4.3, 5.1 ............... 151....... 214....... 214....... Forbidden... Forbidden... E....... 13, 40, 148
* * * * * * *
Zinc ammonium 5.1...... UN1512... II.... 5.1..... IB8, IP4, T3, 152....... 212....... 242....... 5 kg........ 25 kg....... E....... ............
nitrite. TP33.
* * * * * * *
Zinc chloride, 8........ UN2331... III... 8....... IB8, IP3, T1, 154....... 213....... 240....... 25 kg....... 100 kg...... A....... 53, 58
anhydrous. TP33.
* * * * * * *
Zirconium 4.1...... UN1437... II.... 4.1..... A19, A20, IB4, 151....... 212....... 240....... 15 kg....... 50 kg....... E....... ............
hydride. N34, T3, TP33,
W31, W40.
* * * * * * *
Zirconium 4.1...... UN1358... II.... 4.1..... A19, A20, IB6, 151....... 212....... 241....... 15 kg....... 50 kg....... E....... 13, 74, 147,
powder, wetted IP2, N34, T3, 148
with not less TP33, W31, W40.
than 25 percent
water (a
visible excess
of water must
be present) (a)
mechanically
produced,
particle size
less than 53
microns; (b)
chemically
produced,
particle size
less than 840
microns.
* * * * * * *
Zirconium 3........ UN1308... I..... 3....... ............... None...... 201....... 243....... Forbidden... Forbidden... B....... ............
suspended in a
liquid.
II.... 3....... IB2............ 150....... 202....... 242....... 5 L......... 60 L........ B....... ............
III... 3....... B1, IB2........ 150....... 203....... 242....... 60 L........ 220 L....... B....... ............
* * * * * * *
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Sec. 172.102 [Amended]
0
10. In Sec. 172.102, amend paragraph (c)(1) by removing special
provision 103.
0
11. In Sec. 172.302, revise paragraph (b)(2) to read as follows:
Sec. 172.302 General marking requirements for bulk packagings.
* * * * *
(b) * * *
(2) Have a width of at least 4.0 mm (0.16 inch) and a height of at
least 12 mm (0.47 inch) for portable tanks with capacities of less than
3,785 L (1,000 gallons) and a width of at least 4.0 mm (0.16 inch) and
a height of 25 mm (one inch) for IBCs; and
* * * * *
PART 173--SHIPPERS--GENERAL REQUIREMENTS FOR SHIPMENTS AND
PACKAGINGS
0
12. The authority citation for part 173 continues to read as follows:
Authority: 49 U.S.C. 5101-5128, 44701; 49 CFR 1.81, 1.96 and
1.97.
0
13. In Sec. 173.5b, revise paragraph (b) to read as follows:
Sec. 173.5b Portable and mobile refrigeration systems.
* * * * *
(b) Refrigeration systems placed into service prior to June 1,
1991. (1) For refrigeration systems placed into service prior to June
1, 1991, each pressure vessel and associated piping must be rated at a
MAWP of not less than 250 psig. During transportation, pressure in the
components that are part of the evaporating line may not exceed 150
psig.
(2) Each pressure vessel and associated piping that is part of the
evaporating line must be marked ``LOW SIDE'' in a permanent and clearly
visible manner. The evaporating line must have a pressure gauge with
corresponding temperature markings mounted in a manner that is easily
readable when standing on the ground. The gauge must be permanently
marked or tagged ``SATURATION GAUGE.''
(3) Each pressure vessel and associated piping containing liquid
anhydrous ammonia must be isolated using appropriate means from piping
and components marked ``LOW SIDE.''
(4) Prior to transportation, each pressure vessel and associated
piping must be relieved of enough gaseous lading to ensure that the
MAWP is not exceeded at transport temperatures up to 54 [deg]C (130
[deg]F).
* * * * *
0
14. In Sec. 173.28, revise paragraph (c)(1)(i) to read as follows:
Sec. 173.28 Reuse, reconditioning and remanufacture of packagings.
* * * * *
(c) * * *
(1) * * *
(i) Cleaning to base material of construction, with all former
contents, internal and external corrosion removed, and any external
coatings and labels sufficiently removed to expose any metal
deterioration that adversely affects transportation safety;
* * * * *
[[Page 75713]]
0
15. In Sec. 173.31, add paragraph (a)(6)(v) and revise paragraph (e)
to read as follows:
Sec. 173.31 Use of tank cars.
* * * * *
(a) * * *
(6) * * *
(v) When a tank car delimiter is a ``H'', offerors may not use a
tank car with any other delimiter.
* * * * *
(e) Special requirements for poisonous by inhalation (PIH)
material--(1) Interior heater coils. Tank cars used for PIH material
may not have interior heater coils.
(2) Tank car specifications. A tank car used for a PIH material
must have a tank test pressure of 20.7 Bar (300 psig) or greater, head
protection, and a metal jacket (e.g., DOT 105S300W), except that--
(i) A higher test pressure is required if otherwise specified in
this subchapter; and
(ii) Each tank car constructed on or after March 16, 2009, and used
for the transportation of PIH materials must meet the applicable
authorized tank car specifications and standards listed in Sec. Sec.
173.244(a)(2) or (3) and 173.314(c) or (d).
(iii) A tank car owner retiring or otherwise removing a tank car
from service transporting PIH material, other than because of damage to
the car, must retire or remove cars constructed of non-normalized steel
in the head or shell before removing any car in service transporting
PIH materials constructed of normalized steel meeting the applicable
DOT specification.
(3) Phase-out of non-normalized steel tank cars. After December 31,
2020, tank cars manufactured with non-normalized steel for head or
shell construction may not be used for the transportation of PIH
material.
(4) Phase-out of legacy tank cars. After December 31, 2027, tank
cars not meeting the requirements of Sec. Sec. 173.244(a)(2) or (3)
and 173.314(c) or (d) may not be used for the transportation of PIH
material.
* * * * *
0
16. In Sec. 173.56, revise paragraph (b) introductory text to read as
follows:
Sec. 173.56 New explosives--definition and procedures for
classification and approval.
* * * * *
(b) Examination, classification and approval. Except as provided in
Sec. Sec. 173.64, 173.65, and 173.67, no person may offer a new
explosive for transportation unless that person has specified to the
examining agency the ranges of composition of ingredients and
compounds, showing the intended manufacturing tolerances in the
composition of substances or design of articles which will be allowed
in that material or device, and unless it has been examined, classed
and approved as follows:
* * * * *
0
17. In Sec. 173.59, revise the definition of ``consumer firework'' to
read as follows:
Sec. 173.59 Description of terms for explosives.
* * * * *
Consumer firework. Any finished firework device that is in a form
intended for use by the public that complies with any limits and
requirements of the APA Standard 87-1A (IBR, see Sec. 171.7 of this
subchapter) and the construction, performance, chemical composition,
and labeling requirements codified by the U.S. Consumer Product Safety
Commission in 16 CFR parts 1500 and 1507. A consumer firework does not
include firework devices, kits or components banned by the U.S.
Consumer Product Safety Commission in 16 CFR 1500.17(a)(8).
* * * * *
0
18. In Sec. 173.64, revise paragraphs (a)(1) and (3) to read as
follows:
Sec. 173.64 Exceptions for Division 1.3 and 1.4 fireworks.
(a) * * *
(1) The fireworks are manufactured in accordance with the
applicable requirements in APA 87-1A, 87-1B, and 87-1C (IBR, see Sec.
171.7 of this subchapter);
* * * * *
(3) The manufacturer applies in writing to the Associate
Administrator following the applicable requirements in APA 87-1A, 87-
1B, and 87-1C and is notified in writing by the Associate Administrator
that the fireworks have been classed, approved, and assigned an EX
number. Each application must be complete and include all relevant
background data and copies of all applicable drawings, test results,
and any other pertinent information on each device for which approval
is being requested. The manufacturer must sign the application and
certify that the device for which approval is requested conforms to the
appropriate APA Standard, that the descriptions and technical
information contained in the application are complete and accurate, and
with respect to APA 87-1A that no duplicate application has been
submitted to a fireworks certification agency. If the application is
denied, the manufacturer will be notified in writing of the reasons for
the denial. The Associate Administrator may require that the fireworks
be examined by an agency listed in Sec. 173.56(b)(1) of this part.
* * * * *
0
19. In Sec. 173.65, revise paragraphs (a)(1), (a)(3)(i), and
(a)(4)(iv) to read as follows:
Sec. 173.65 Exceptions for Division 1.4G consumer fireworks.
(a) * * *
(1) The fireworks are manufactured in accordance with the
applicable requirements in APA 87-1A (IBR, see Sec. 171.7 of this
subchapter);
* * * * *
(3) * * *
(i) Certified that it complies with APA 87-1A, and meets the
requirements of this section; and
* * * * *
(4) * * *
(iv) Signed certification declaring that the device for which
certification is requested conforms to the APA 87-1A, that the
descriptions and technical information contained in the application are
complete and accurate, and that no duplicate applications have been
submitted to PHMSA. If the application is denied, the Fireworks
Certification Agency must notify the manufacturer in writing of the
reasons for the denial. As detailed in the DOT-approval issued to the
Fireworks Certification Agency, following the issuance of a denial from
a Fireworks Certification Agency, a manufacturer may seek
reconsideration from the Fireworks Certification Agency, or may appeal
the reconsideration decision of the Fireworks Certification Agency to
the PHMSA Administrator.
* * * * *
0
20. Add Sec. 173.67 to subpart C to read as follows:
Sec. 173.67 Exceptions for Division 1.1 jet perforating guns.
(a) Notwithstanding the requirements of Sec. 173.56(b), Division
1.1 jet perforating guns may be classed and approved by the Associate
Administrator without prior examination and offered for transportation
if the following conditions are met:
(1) The jet perforating guns are manufactured in accordance with
the applicable requirements in AESC/IME JPG Standard (IBR, see Sec.
171.7 of this subchapter);
(2) The jet perforating gun must be of a type described in the
AESC/IME JPG Standard;
(3) The applicant applies in writing to the Associate Administrator
following
[[Page 75714]]
the applicable requirements in the AESC/IME JPG Standard, and is
notified in writing by the Associate Administrator that the jet
perforating gun has been classed, approved, and assigned an EX number.
Each application must be complete and include all relevant background
data, the applicable drawings, and any other pertinent information as
described in the AESC/IME JPG Standard on each jet perforating gun for
which approval is being requested. The manufacturer must sign the
application and certify that the jet perforating gun for which approval
is requested conforms to the AESC/IME JPG Standard and that the
descriptions and technical information contained in the application are
complete and accurate. If the application is denied, the applicant will
be notified in writing of the reasons for the denial. The Associate
Administrator may require that the jet perforating gun be examined as
provided under Sec. 173.56(b)(1).
(b) [Reserved]
0
21. In Sec. 173.151, revise paragraphs (b)(1)(i) and (ii) to read as
follow:
Sec. 173.151 Exceptions for Class 4
* * * * *
(b) * * *
(1) * * *
(i) For flammable solids in Packing Group II, inner packagings not
over 1.0 kg (2.2 pounds) or 1 L (0.3 gallon) net capacity each, packed
in a strong outer packaging.
(ii) For flammable solids in Packing Group III, inner packagings
not over 5.0 kg (11 pounds) or 5.0 L (1.3 gallon) net capacity each,
packed in a strong outer packaging.
* * * * *
0
22. In Sec. 173.244, revise the table in paragraph (a)(2) to read as
follows:
Sec. 173.244 Bulk packaging for certain pyrophoric liquids (Division
4.2), dangerous when wet (Division 4.3) materials, and poisonous
liquids with inhalation hazards (Division 6.1).
* * * * *
(a) * * *
(2) * * *
Table 1 to Paragraph (a)(2)
------------------------------------------------------------------------
Authorized tank car
Proper shipping name specification
------------------------------------------------------------------------
Acetone cyanohydrin, stabilized (Note 1)..... 105H500W, 112H500W
Acrolein (Note 1)............................ 105H600W
Allyl Alcohol................................ 105H500W, 112H500W
Bromine...................................... 105H500W
Chloropicrin................................. 105H500W, 112H500W
Chlorosulfonic acid.......................... 105H500W, 112H500W
Dimethyl sulfate............................. 105H500W, 112H500W
Ethyl chloroformate.......................... 105H500W, 112H500W
Hexachlorocyclopentadiene.................... 105H500W, 112H500W
Hydrocyanic acid, aqueous solution or 105H500W, 112H500W
Hydrogen cyanide, aqueous solution with not
more than 20% hydrogen cyanide (Note 2).
Hydrogen cyanide, stabilized (Note 2)........ 105H600W
Hydrogen fluoride, anhydrous................. 105H500W, 112H500W
Poison inhalation hazard, Zone A materials 105H600W
not specifically identified in this table.
Poison inhalation hazard, Zone B materials 105H500W, 112H500W
not specifically identified in this table.
Phosphorus trichloride....................... 105H500W, 112H500W
Sulfur trioxide, stabilized.................. 105H500W, 112H500W
Sulfuric acid, fuming........................ 105H500W, 112H500W
Titanium tetrachloride....................... 105H500W, 112H500W
------------------------------------------------------------------------
Note 1 to table 1 to paragraph (a)(2): Each tank car must have a
reclosing pressure relief device having a start-to-discharge pressure
of 10.34 Bar (150 psig). Restenciling to a lower test pressure is not
authorized.
Note 2 to table 1 to paragraph (a)(2): Each tank car must have a
reclosing pressure relief device having a start-to-discharge pressure
of 15.51 Bar (225 psig). Restenciling to a lower test pressure is not
authorized.
* * * * *
0
23. In Sec. 173.302, revise paragraph (a) to read as follows:
Sec. 173.302 Filling of cylinders with non-liquefied (permanent)
compressed gases or adsorbed gases.
(a) General requirements. (1) Except as provided in Sec.
171.23(a)(3) of this subchapter, a cylinder filled with a non-liquefied
compressed gas (except gas in solution) must be offered for
transportation in accordance with the requirements of this section and
Sec. 173.301 of this subpart. In addition, a DOT specification
cylinder must meet the requirements in Sec. Sec. 173.301a, 173.302a,
and 173.305 of the subpart, as applicable. UN pressure receptacles must
meet the requirements in Sec. Sec. 173.301b and 173.302b of this
subpart, as applicable. Where more than one section applies to a
cylinder, the most restrictive requirements must be followed.
(2) Adsorbed gas. Except as provided in Sec. 171.23(a)(3) of this
subchapter, a cylinder filled with an adsorbed gas must be offered for
transportation in accordance with the requirements of paragraph (d) of
this section, and Sec. Sec. 173.301, and 173.302c of this subpart. UN
cylinders must meet the requirements in Sec. Sec. 173.301b and
173.302b of this subpart, as applicable. Where more than one section
applies to a cylinder, the most restrictive requirements must be
followed.
* * * * *
0
24. In Sec. 173.304, revise paragraph (a) introductory text to read as
follows:
Sec. 173.304 Filling of cylinders with liquefied compressed gases.
(a) General requirements. Except as provided in Sec. 171.23(a)(3)
of this subchapter, a cylinder filled with a liquefied compressed gas
(except gas in solution) must be offered for transportation in
accordance with the requirements of this section and the general
requirements in Sec. 173.301 of this subpart. In addition, a DOT
specification cylinder must meet the requirement in Sec. Sec.
173.301a, 173.304a, and 173.305 of this subpart, as applicable. UN
pressure receptacles must be shipped in accordance with the
requirements in Sec. Sec. 173.301b and 173.304b of this subpart, as
applicable.
* * * * *
0
25. In Sec. 173.308, revise paragraph (d) to read as follows:
[[Page 75715]]
Sec. 173.308 Lighters.
* * * * *
(d) Shipping paper and marking requirements. (1) In addition to the
requirements of subpart C of part 172, shipping papers must be
annotated with the lighter design test report identifier (see paragraph
(b)(4)(i)(C) of this section) traceable to the test report assigned to
the lighters or, if applicable, the previously issued approval number
(i.e., T* * *), in association with the basic description.
(2) In addition to the requirements of subpart D of part 172, a
lighter design test report identifier (see paragraph (b)(4)(i)(C) of
this section) or, if applicable, the previously issued approval number
(i.e., T* * *), must be marked on a package containing lighters.
* * * * *
0
26. In Sec. 173.314, amend paragraph (c) by revising the table to read
as follows:
Sec. 173.314 Compressed gases in tank cars and multi-unit tank cars.
* * * * *
(c) * * *
Table 1 to Paragraph (c)
----------------------------------------------------------------------------------------------------------------
Authorized tank car
Proper shipping name Outage and filling Authorized tank car specification (see
limits (see note 1) class (see note 11) note 12)
----------------------------------------------------------------------------------------------------------------
Ammonia, anhydrous, or ammonia solutions >50 Notes 2, 10......... 105, 112, 114, 120.. 105H500W, 112H500W
percent ammonia.
Note 3.............. 106................. ....................
Ammonia solutions with >35 percent, but <=50 Note 3.............. 105, 109, 112, 114, ....................
percent ammonia by mass. 120.
Argon, compressed............................. Note 4.............. 107................. ....................
Boron trichloride............................. Note 3.............. 105, 106............ ....................
Carbon dioxide, refrigerated liquid........... Note 5.............. 105................. ....................
Chlorine...................................... Note 6.............. 105................. 105H600W
125................. 106................. ....................
Chlorine trifluoride.......................... Note 3.............. 106, 110............ ....................
Chlorine pentafluoride........................ Note 3.............. 106, 110............ ....................
Dimethyl ether................................ Note 3.............. 105, 106, 110, 112, ....................
114, 120.
Dimethylamine, anhydrous...................... Note 3.............. 105, 106, 112....... ....................
Dinitrogen tetroxide, inhibited............... Note 3.............. 105, 106, 112....... 105H500W
Division 2.1 materials not specifically Notes 9, 10......... 105, 106, 110, 112, ....................
identified in this table. 114, 120.
Division 2.2 materials not specifically Note 3.............. 105, 106, 109, 110, ....................
identified in this table. 112, 114, 120.
Division 2.3 Zone A materials not specifically None................ See Sec. 173.245.. 105H600W
identified in this table.
Division 2.3 Zone B materials not specifically Note 3.............. 105, 106, 110, 112, 105H600W
identified in this table. 114, 120.
Division 2.3 Zone C materials not specifically Note 3.............. 105, 106, 110, 112, 105H500W
identified in this table. 114, 120.
Division 2.3 Zone D materials not specifically Note 3.............. 105, 106, 109, 110, 105H500W, 112H500H
identified in this table. 112, 114, 120.
Ethylamine.................................... Note 3.............. 105, 106, 110, 112, ....................
114, 120.
Helium, compressed............................ Note 4.............. 107................. ....................
Hydrogen...................................... Note 4.............. 107................. ....................
Hydrogen chloride, refrigerated liquid........ Note 7.............. 105................. 105H600W, 112H600W
Hydrogen sulfide.............................. Note 3.............. 105, 106, 110, 112, 105H600W
114, 120.
Hydrogen sulfide, liquefied................... 68.................. 106................. ....................
Methyl bromide................................ Note 3.............. 105, 106............ 105H500W
Methyl chloride............................... Note 3.............. 105, 106, 112....... ....................
Methyl mercaptan.............................. Note 3.............. 105, 106............ 105H500W
Methylamine, anhydrous........................ Note 3.............. 105, 106, 112....... ....................
Nitrogen, compressed.......................... Note 4.............. 107................. ....................
Nitrosyl chloride............................. 124................. 105................. 105H500W
110................. 106................. ....................
Nitrous oxide, refrigerated liquid............ Note 5.............. 105................. ....................
Oxygen, compressed............................ Note 4.............. 107................. ....................
Phosgene...................................... Note 3.............. 106................. ....................
Sulfur dioxide, liquefied..................... 125................. 105, 106, 110....... 105H500W
Sulfuryl fluoride............................. 120................. 105................. ....................
Vinyl fluoride, stabilized.................... Note 8.............. 105................. ....................
----------------------------------------------------------------------------------------------------------------
Notes to table 1 to paragraph (c): 1. The percent filling density for liquefied gases is hereby defined as the
percent ratio of the mass of gas in the tank to the mass of water that the tank will hold. For determining the
water capacity of the tank in kilograms, the mass of 1 L of water at 15.5 [deg]C in air is 1 kg. (the mass of
one gallon of water at 60 [deg]F in air is 8.32828 pounds).
2. The liquefied gas must be loaded so that the outage is at least two percent of the total capacity of the tank
at the reference temperature of 46 [deg]C (115 [deg]F) for a noninsulated tank; 43 [deg]C (110 [deg]F) for a
tank having a thermal protection system incorporating a metal jacket that provides an overall thermal
conductance at 15.5 [deg]C (60 [deg]F) of no more than 10.22 kilojoules per hour per square meter per degree
Celsius (0.5 Btu per hour/per square foot/per degree F) temperature differential; and 41 [deg]C (105 [deg]F)
for an insulated tank having an insulation system incorporating a metal jacket that provides an overall
thermal conductance at 15.5 [deg]C (60 [deg]F) of no more than 1.5333 kilojoules per hour per square meter per
degree Celsius (0.075 Btu per hour/per square foot/per degree F) temperature differential.
3. The requirements of Sec. 173.24b(a) apply.
[[Page 75716]]
4. The gas pressure at 54.44 [deg]C (130 [deg]F.) in any non-insulated tank car may not exceed \7/10\ of the
marked test pressure, except that a tank may be charged with helium to a pressure 10 percent in excess of the
marked maximum gas pressure at 54.44 [deg]C (130 [deg]F.) of each tank.
5. The liquid portion of the gas at -17.77 [deg]C (0 [deg]F.) must not completely fill the tank.
6. The maximum permitted filling density is 125 percent. The quantity of chlorine loaded into a single unit-tank
car may not be loaded in excess of the normal lading weights nor in excess of 81.65 Mg (90 tons).
7. 89 percent maximum to 80.1 percent minimum at a test pressure of 6.2 Bar (90 psig).
8. 59.6 percent maximum to 53.6 percent minimum at a test pressure of 7.2 Bar (105 psig).
9. For a liquefied petroleum gas, the liquefied gas must be loaded so that the outage is at least one percent of
the total capacity of the tank at the reference temperature of 46 [deg]C (115 [deg]F) for a noninsulated tank;
43 [deg]C (110 [deg]F) for a tank having a thermal protection system incorporating a metal jacket that
provides an overall thermal conductance at 15.5 [deg]C (60 [deg]F) of no more than 10.22 kilojoules per hour
per square meter per degree Celsius (0.5 Btu per hour/per square foot/per degree F) temperature differential;
and 41 [deg]C (105 [deg]F) for an insulated tank having an insulation system incorporating a metal jacket that
provides an overall thermal conductance at 15.5 [deg]C (60 [deg]F) of no more than 1.5333 kilojoules per hour
per square meter per degree Celsius (0.075 Btu per hour/per square foot/per degree F) temperature
differential.
10. For liquefied petroleum gas and anhydrous ammonia, during the months of November through March (winter), the
following reference temperatures may be used: 38 [deg]C (100 [deg]F) for a noninsulated tank; 32 [deg]C (90
[deg]F) for a tank having a thermal protection system incorporating a metal jacket that provides an overall
thermal conductance at 15.5 [deg]C (60 [deg]F) of no more than 10.22 kilojoules per hour per square meter per
degree Celsius (0.5 Btu per hour/per square foot/per degree F) temperature differential; and 29 [deg]C (85
[deg]F) for an insulated tank having an insulation system incorporating a metal jacket and insulation that
provides an overall thermal conductance at 15.5 [deg]C (60 [deg]F) of no more than 1.5333 kilojoules per hour
per square meter per degree Celsius (0.075 Btu per hour/per square foot/per degree F) temperature
differential. The winter reference temperatures may only be used for a tank car shipped directly to a consumer
for unloading and not stored in transit. The offeror of the tank must inform each customer that the tank car
was filled based on winter reference temperatures. The tank must be unloaded as soon as possible after March
in order to retain the specified outage and to prevent a release of hazardous material which might occur due
to the tank car becoming liquid full at higher temperatures.
11. For materials poisonous by inhalation, the single unit tank car tanks authorized are only those cars
approved by the Tank Car Committee for transportation of the specified material and built prior to March 16,
2009.
12. Except as provided by paragraph (d) of this section, for materials poisonous by inhalation, fusion-welded
tank car tanks built on or after March 16, 2009 used for the transportation of the PIH materials noted, must
meet the applicable authorized tank car specification and must be equipped with a head shield as prescribed in
Sec. 179.16(c)(1).
* * * * *
PART 178--SPECIFICATIONS FOR PACKAGINGS
0
27. The authority citation for part 178 continues to read as follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.81 and 1.97.
0
28. In Sec. 178.35, revise paragraphs (b)(2) and (c) as follows:
Sec. 178.35 General requirements for specification cylinders.
* * * * *
(b) * * *
(2) For DOT Specifications 3B, 3BN, 3E, 4B, 4BA, 4B240ET, 4AA480,
4L, 8, 8AL, 4BW, 4E, 4D (with a water capacity less than 1,100 cubic
inches) and Specification 39 (with a marked service pressure 900 psig
or lower), and manufactured within the United States, a competent
inspector of the manufacturer.
(c) Duties of inspector. The inspector shall determine that each
cylinder made is in conformance with the applicable specification.
Inspections shall conform to CGA C-11 (IBR, see Sec. 171.7 of this
subchapter) except as otherwise specified in the applicable
specification.
(1) Seamless cylinders. Seamless cylinders shall be inspected in
accordance with Section 5 of CGA C-11. For cylinders made by the
billet-piercing process, billets must be inspected and shown to be free
from piping (laminations), cracks, excessive segregation and other
injurious defects after parting or, when applicable, after nick and
cold break.
(2) Welded cylinders. Welded cylinders shall be inspected in
accordance with Section 6 of CGA C-11. Note: The recommended locations
for test specimens are depicted in Figures 1 through 5 in appendix A to
subpart C of part 178.
(3) Non-refillable cylinders. Non-refillable cylinders shall be
inspected in accordance with Section 7 of CGA C-11
(4) Inspector's report. The inspector shall prepare a report
containing, at a minimum, the applicable information listed in CGA C-
11. Any additional information or markings that are required by the
applicable specification must be shown on the test report. The
signature of the inspector on the reports certifies that the processes
of manufacture and heat treatment of cylinders were observed and found
satisfactory. The inspector must furnish the completed test reports
required by this subpart to the maker of the cylinder and, upon
request, to the purchaser. The test report must be retained by the
inspector for 15 years from the original test date of the cylinder.
* * * * *
0
29. In Sec. 178.521, revise paragraph (b)(4) as follows:
Sec. 178.521 Standards for paper bags.
* * * * *
(b) * * *
(4) UN5M1 and UN5M2 multi-wall paper bags that have paper wall
basis weights that vary by not more than plus or minus 10 percent from
the nominal basis weight reported in the initial design qualification
test report.
PART 179--SPECIFICATIONS FOR TANK CARS.
0
30. The authority citation for part 179 continues to read as follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.81 and 1.97.
0
31. In Sec. 179.22, revise paragraph (e) as follows:
Sec. 179.22 Marking.
* * * * *
(e) Each tank car manufactured after March 16, 2009, and before
December 28, 2020, to meet the requirements of Sec. Sec. 173.244(a)(2)
or (3) or 173.314(c) or (d) that is marked with the letter ``I'' in the
specification marking, following the test pressure, shall be re-marked
with the letter ``W'' with a delimeter of letter ``H'' at the tank
car's next qualification. (Example: DOT 105J600I would be re-marked as
105H600W.) Each new tank car manufactured after December 28, 2020 shall
be marked with the letter ``W'' following the test pressure and with a
delimiter of ``H''. (Example: 105H600W).
PART 180--CONTINUING QUALIFICATION AND MAINTENANCE OF PACKAGINGS
0
32. The authority citation for part 180 continues to read as follows:
Authority: 49 U.S.C. 5101-5128; 49 CFR 1.81 and 1.97.
0
33. In Sec. 180.209, revise paragraph (l)(2) to read as follows:
Sec. 180.209 Requirements for requalification of specification
cylinders.
* * * * *
(l) * * *
(2) It is offered for transportation in conformance with the
requirements of Sec. Sec. 171.12(a)(4) or 171.23(a)(5) of this
subchapter.
* * * * *
[[Page 75717]]
0
34. In Sec. 180.213, revise paragraph (d)(2) to read as follows:
Sec. 180.213 Requalification markings.
* * * * *
(d) * * *
(2) Exception: A cylinder subject to the requirements of Sec.
171.23(a)(5) of this subchapter may not be marked with a RIN.
* * * * *
0
35. In Sec. 180.417, revise the paragraph (a)(3) subject heading to
read as follows:
Sec. 180.417 Reporting and record retention requirements.
* * * * *
(a) * * *
(3) DOT Specification cargo tanks.
* * * * *
Issued in Washington, DC, on October 21, 2020, under authority
delegated in 49 CFR 1.97.
Howard R. Elliott,
Administrator, Pipeline and Hazardous Materials Safety Administration.
[FR Doc. 2020-23712 Filed 11-24-20; 8:45 am]
BILLING CODE 4910-60-P