Reclassification of Major Sources as Area Sources Under Section 112 of the Clean Air Act, 73854-73922 [2020-22044]
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ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2019–0282; FRL–10014–50–
OAR]
RIN 2060–AM75
Reclassification of Major Sources as
Area Sources Under Section 112 of the
Clean Air Act
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
This rule finalizes
amendments to the General Provisions
that apply to National Emission
Standards for Hazardous Air Pollutants
(NESHAP). These amendments
implement the plain language reading of
the ‘‘major source’’ and ‘‘area source’’
definitions of section 112 of the Clean
Air Act (CAA) and provide that a major
source can be reclassified to area source
status at any time upon reducing its
potential to emit (PTE) hazardous air
pollutants (HAP) to below the major
source thresholds (MST) of 10 tons per
year (tpy) of any single HAP and 25 tpy
of any combination of HAP. This rule
also finalizes amendments to clarify the
compliance dates, notification, and
recordkeeping requirements that apply
to sources choosing to reclassify to area
source status and to sources that revert
back to major source status, including a
requirement for electronic notification.
DATES: This final rule is effective on
January 19, 2021.
ADDRESSES: The Environmental
Protection Agency (EPA) has established
a docket for this action under Docket ID
No. EPA–HQ–OAR–2019–0282. All
documents in the docket are listed on
the https://www.regulations.gov/
website. Although listed, some
information is not publicly available,
e.g., Confidential Business Information
or other information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the internet and will be
publicly available only in hard copy
form. Publicly available docket
materials are available electronically
through https://www.regulations.gov/.
Out of an abundance of caution for
members of the public and our staff, the
EPA Docket Center and Reading Room
was closed to the public, with limited
exceptions, to reduce the risk of
transmitting COVID–19. Our Docket
Center staff will continue to provide
remote customer service via email,
phone, and webform. For further
information and updates on EPA Docket
SUMMARY:
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Center services and the current status,
please visit us online at https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For
questions about this final rule, contact
Ms. Elineth Torres, Sector Policies and
Programs Division (D205–02), Office of
Air Quality Planning and Standards,
U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
4347; fax number: (919) 541–4991; and
email address: torres.elineth@epa.gov.
Questions concerning specific
reclassifications should be directed to
the appropriate Regional office.
SUPPLEMENTARY INFORMATION:
Preamble acronyms and
abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
CAA Clean Air Act
CEDRI Compliance and Emissions Data
Reporting Interface
CFR Code of Federal Regulations
D.C. Cir. the United States Court of Appeals
for the District of Columbia Circuit
EAV equivalent annualized value
EIA economic impact analysis
EPA Environmental Protection Agency
FIP Federal Implementation Plan
HAP hazardous air pollutant(s)
MACT maximum achievable control
technology
MM2A Major MACT to Area
MRR monitoring, recordkeeping, and
reporting
MST major source thresholds
NESHAP national emission standards for
hazardous air pollutants
NMA National Mining Association
NSPS new source performance standards
NSR New Source Review
NTTAA National Technology Transfer and
Advancement Act
OIAI Once In, Always In
OMB Office of Management and Budget
PRA Paperwork Reduction Act
PSD prevention of significant deterioration
PTE potential to emit
PV present value
RTO regenerative thermal oxidizers
RFA Regulatory Flexibility Act
RIA Regulatory Impact Analysis
RTR residual risk and technology review
SIP State Implementation Plan
TIP Tribal Implementation Plan
TSM technical support memorandum
tpy tons per year
UMRA Unfunded Mandates Reform Act
VOC volatile organic compound(s)
Background information. On July 26,
2019, the EPA proposed revisions to the
General Provisions that apply to the
NESHAP to implement the plain
language reading of the ‘‘major source’’
and ‘‘area source’’ definitions of CAA
section 112 and provide that a major
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source can be reclassified to area source
status at any time upon limiting its
potential to emit HAP to below the MST
of 10 tpy of any single HAP and 25 tpy
of any combination of HAP (also
referred to herein as Major Maximum
Achievable Control Technology (MACT)
to Area or ‘‘MM2A proposal’’) (see 84
FR 36304). In this rule, we are taking
final action on some of the amendments
as proposed, and we are taking final
action on other amendments as
modified based on the public comments
to clarify the requirements that apply to
sources choosing to reclassify to area
source status at any time, including
reclassification that occurs after the first
substantive compliance date of
applicable major source NESHAP
requirements and the requirements that
apply to sources that reclassify from
major to area source status and then
revert back to their previous major
source status. Regarding the proposed
amendments to the PTE definition, we
are not finalizing the definition of
‘‘legally and practicably enforceable’’
PTE limits or the effectiveness criteria
for those limits in this action. We are,
however, promulgating a ministerial
amendment to the regulatory definition
of ‘‘potential to emit’’ in the interim. We
are also finalizing revisions to the
General Provisions tables and initial
notification requirements within most
NESHAP subparts to account for the
regulatory provisions we are finalizing
in this rule. We summarize some of the
more significant public comments we
received regarding the proposed rule
and provide our responses to those
comments in this preamble. A summary
of all other public comments on the
proposal and the EPA’s responses to
those comments is available in the
Response to Comments document
available in the docket No. EPA–HQ–
OAR–2019–0282. A ‘‘track changes’’
version of the regulatory language that
incorporates the changes finalized in
this rule is also available in the docket.
Organization of this document. The
information in this preamble is
organized as follows:
I. Executive Summary
A. Purpose of the Regulatory Action
B. Summary of the Major Provisions of the
Regulatory Action
C. Impacts of the Final Regulatory Action
II. General Information
A. Does this rule apply to me?
B. Where can I get a copy of this document
and other related information?
C. Judicial Review and Administrative
Reconsideration
III. Background
IV. Statutory Authority
V. Summary of Final Amendments
A. Final Amendments to 40 CFR Part 63,
Subpart A: General Provisions
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B. Amendments to Individual NESHAP
General Provisions Applicability Tables
C. Amendments to Individual NESHAP
VI. Other Considerations
A. PTE Determination
B. Reclassification Process and Permitting
VII. Interim Ministerial Revision of 40 CFR
Part 63 PTE Definition
VIII. Summary of Cost, Environmental, and
Economic Impacts
A. Analytical Scenarios
B. Cost Analysis
C. Environmental Analysis
D. Economic Analysis
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulations and
Regulatory Review
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
L. Determination Under CAA Section
307(d)
M. Congress Review Act (CRA)
I. Executive Summary
A. Purpose of the Regulatory Action
In this final rule (also referred to
herein as ‘‘final MM2A rule’’ or final
rule), the EPA is finalizing amendments
to the General Provisions of the
NESHAP regulations in 40 CFR part 63,
subpart A to implement the plain
language reading of the ‘‘major source’’
and ‘‘area source’’ statutory definitions
of section 112 of the CAA and provide
that a major source can be reclassified
to area source status at any time upon
reducing its emissions and PTE, as
defined in 40 CFR 63.2, to below the
MST of 10 tpy of any single HAP and
25 tpy of any combination of HAP. Prior
to proposing these amendments, the
EPA reviewed the statutory provisions
that govern when a major source can
reclassify to area source status,
including after being subject to major
source requirements under section 112
of the CAA (also referred to herein as
‘‘CAA section 112 requirements’’ or
‘‘requirements’’). After further review of
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CAA section 112 provisions and public
comments received on the MM2A
proposal, the EPA is finalizing its
conclusion that the statutory definitions
of major source and area source contain
no language fixing a source’s status at
any particular point in time and contain
no language suggesting a cutoff date
after which the source’s status cannot
change. Accordingly, the Agency is
finalizing its reading that a major source
may be reclassified as an area source at
any time upon reducing its HAP
emissions and PTE below the applicable
CAA section 112 MST. Thus, major
sources that reclassify to area source
status at any time, including after the
first substantive compliance date of an
applicable major NESHAP, will no
longer be subject to CAA section 112
major source NESHAP requirements and
will be subject to any applicable area
source NESHAP requirements. A full
discussion of the statutory authority for
this final MM2A rule can be found in
section IV of this preamble.
B. Summary of the Major Provisions of
the Regulatory Action
The EPA is finalizing amendments to
the General Provisions of the NESHAP
regulations in 40 CFR part 63, subpart
A to clarify the requirements that apply
to sources choosing to reclassify to area
source status at any time, including after
being subject to major source
requirements under section 112 of the
CAA. The EPA is finalizing
amendments to the applicability section
found in 40 CFR 63.1 by adding a new
paragraph (c)(6). This paragraph
specifies that a major source may
become an area source at any time upon
reducing its emissions of and PTE HAP,
as defined in this subpart, to below the
major source thresholds established in
40 CFR 63.2.
The EPA is finalizing in 40 CFR
63.1(c)(6) that a major source
reclassifying to area source status
remains subject to any applicable major
source NESHAP requirements until the
reclassification becomes effective. After
the reclassification becomes effective,
the source is subject to any applicable
area source NESHAP requirements in 40
CFR part 63. For sources that reclassify
from major to area source status and
then revert back to their previous major
source status, the EPA is also finalizing
in 40 CFR 63.1(c)(6) that the source
becomes subject to the applicable major
source NESHAP requirements of 40 CFR
part 63 immediately upon becoming a
major source again. The EPA is
finalizing in 40 CFR 63.1(c)(6)
regulatory text to address the interaction
of the reclassification of sources with
enforcement actions arising from
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violations that occurred before
reclassification. Specifically, we are
finalizing that the reclassification of a
source does not affect the source’s
liability or any enforcement
investigations or enforcement actions
for a source’s past conduct that occurred
prior to the source’s reclassification.
To ensure that all sources that
reclassify notify the EPA, the EPA is
finalizing amendments clarifying the
existing notification requirements in 40
CFR 63.9(b) and (j). With these
amendments, the notification
requirements of 40 CFR 63.9 will cover
not only cases where a source switches
from major to area source status, but
also cases where an area source reverts
to major source status. A source that
reclassifies in either direction must
notify the EPA of any changes in the
applicability of the standards that the
source was subject to per the
notification requirements of 40 CFR
63.9(j). The EPA is also finalizing
amendments to the notification
requirements in 40 CFR 63.9(b) and (j)
to require in certain circumstances that
the notification be submitted
electronically through the Compliance
and Emissions Data Reporting Interface
(CEDRI). The final rule amends the
General Provisions to add 40 CFR
63.9(k) to include the CEDRI submission
procedures. The EPA is finalizing
amendments to remove the time limit
for record retention in 40 CFR
63.10(b)(3) so sources that obtain
enforceable PTE limits after the effective
date of this final rule are required to
keep the applicability determination
records as long as they rely on the PTE
limits to be area sources. The EPA is
also finalizing amendments to 40 CFR
63.12(c) to clarify that a source may not
be exempted from electronic reporting
requirements. Further, the EPA is
finalizing amendments to 40 CFR 63.13
to clarify that when required by this
part, or at the request of the EPA
Regional office, submitting a report or
notification to CEDRI fulfills the
obligation to report to the EPA Regional
office.
This final action includes
amendments to the General Provisions
applicability tables contained within
most subparts of 40 CFR part 63 to add
a reference to the new provision in
63.1(c)(6) discussed above. We are also
finalizing revisions to several NESHAP
subparts by removing the date limitation
after which a major source cannot
become an area source. The provisions
amended are: 40 CFR part 63, subpart
HH at 63.760(a)(1); 40 CFR 63, subpart
HHH at 63.1270(a); 40 CFR part 63,
subpart QQQ at 63.1441; 40 CFR part
63, subpart QQQQQ at 63.9485; 40 CFR
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part 63, subpart RRRRR at 63.9581; and
Table 2 of 40 CFR part 63, subpart
WWWW. The final rule also includes
amendments to the initial notification
requirements of most NESHAP subparts
because the date that was specified in
the regulations has passed.
The EPA is still considering the
proposed effectiveness criteria for HAP
PTE limits and the proposed changes to
the definition of ‘‘potential to emit’’ in
40 CFR 63.2 and is not taking any final
action on those aspects of the proposed
rule at this time. Thus, this final rule
does not include responses to comments
on proposed effectiveness criteria for
PTE limits or comments related to the
proposed changes to the PTE definition.
The EPA is still reviewing comments
received and will respond to them in a
subsequent action. In the meantime,
while we continue to consider what
final action to take on the proposed
amendments, the EPA is making an
interim ministerial revision to the PTE
definition to address the court decision
in National Mining Association (NMA)
v. EPA, 59 F.3d 1351, 1363–1365 (D.C.
Cir. 1995). Specifically, this revision
removes the word ‘‘federally’’ from the
phrase ‘‘federally enforceable’’ in the
PTE definition. This interim ministerial
revision is also consistent with the
EPA’s long-standing policy 1 that allows
for any physical or operational
limitation on the capacity of the
stationary source to emit a pollutant to
be treated as part of the source’s design
if the limitation or the effect it would
have on emissions is, first, either
federally enforceable or legally
enforceable by a state or local permitting
authority and, second, practicably
enforceable.
C. Impacts of the Final Regulatory
Action
The final rule does not require any
source to reclassify to area source status.
An evaluation of the potential to
reclassify from major source to area
source status involves many sourcespecific considerations. Each source
will assess its own circumstances to
determine whether it is feasible and
advantageous to undergo the
reclassification process. The unique
nature of each source’s decision process
makes it difficult for the EPA to
determine the number and type of
sources that may choose to reclassify
under this rule. Because of this, the EPA
is limited to presenting illustrative
analyses concerning the impacts of this
final rule. The illustrative assessment of
impacts includes the potential net cost
savings and potential emissions changes
that may result from this final action.
The illustrative impacts are estimated
for the three analytical scenarios
established for the rule and are
estimated in relation to a baseline in
which sources remain subject to major
source NESHAP requirements after the
first substantive compliance date of
such standards. The potential impacts
presented in the preamble reflect the
results of the illustrative analysis of the
primary scenario, which, for analytical
purposes, is defined as including those
facilities whose actual emissions are
below 75 percent of the MST (i.e., 7.5
tpy for a single HAP and 18.75 tpy for
all HAP). This scenario is further
described in section VIII of this
preamble, in the technical support
memorandums (TSM),2 and the
Regulatory Impact Analysis (RIA) that is
available in the docket for this action.
The memorandums and RIA also
present an analysis of two alternative
scenarios to provide a range of
estimated potential cost impacts.3
The EPA estimates that this final
action may result in substantial annual
cost savings of $90.6 million (2017$)
based on illustrative estimates of its
potential reduction in administrative
burden if sources reclassify to area
source status.4 The voluntary actions
taken by sources to reclassify will be
carried out over a period of time, but
once a source reclassifies, the cost
savings will accrue for as long as the
source continues to operate as an area
source. While cost savings will accrue
for the life of the facility, we present a
5-year outlook of potential cost savings
from this action to provide insight into
the cost distribution over time. Results
are also presented as the present value
(PV) and equivalent annualized value
(EAV) of the cost savings of the final
MM2A rule in 2017 dollars. The PV is
the one-time value of a stream of
impacts over time, discounted to the
current (or nearly current) day. The EAV
is a measure of the annual cost that is
calculated consistent with the PV. The
illustrative cost savings of the final
MM2A rule in 2017 dollars are
presented in detail later in section VIII
of this preamble and in the RIA.
Table 1 presents a summary of key
results from the RIA for the final MM2A
rule. This table presents the PV and
EAV, estimated in 2017 dollars using
discount rates of 7 and 3 percent and
discounted to 2020, of the illustrative
net cost savings of the final MM2A rule.
The EAV estimates are consistent with
the PV and reflect the illustrative total
net cost savings of the rule from 2021,
the first year after rule promulgation,
and subsequent years.
TABLE 1—ILLUSTRATIVE NET COST SAVINGS INCREMENTAL TO THE BASELINE
[(Including following years) (Billions 2017$) *]
7 Percent
3 Percent
Present value
Equivalent
annualized
value
Present value
Equivalent
annualized
value
$0.86
0.07
$1.50
0.08
Potential Net Cost Savings ..............................................................................
* The overall analytic timeline begins in 2021 and continues thereafter for an indefinite period. The cost savings in 2016 dollars and discounted
to 2016, as defined as a present value, are $0.654 billion at 7 percent and $1.13 billion at 3 percent. As equivalent annualized values, the cost
savings are $52 million at 7 percent and $58 million at 3 percent.
1 See January 25, 1995, memorandum titled
‘‘Options for Limiting the Potential to Emit (PTE) of
a Stationary Source Under Section 112 and Title V
of the Clean Air Act (Act)’’ and December 20, 1999,
memorandum titled ‘‘Third Extension of January
25, 1995 Potential to Emit Transition Policy.’’
Available at https://www.epa.gov/guidance/
guidance-documents-managed-office-air-andradiation and in the docket of this rule.
2 See ‘‘Documentation of the Data for Analytical
Evaluations and Summary of Industries Potentially
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Impacted by the Final Rule titled Reclassification of
Major Sources as Area Sources Under Section 112
of the Clean Air Act,’’ and ‘‘Analysis of Illustrative
125% Scenario for MM2A Final—Potential Cost
Impacts from HAP Major Sources Reducing
Emissions as part of Reclassifying to HAP Area
Sources.’’
3 Alternative scenario 1 analyzes those facilities
whose actual emissions are below 50 percent of the
MST (5 tpy for a single HAP and 12.5 tpy for all
HAP). Alternative scenario 2 analyzes that sources
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below 125 percent of the MST (12.5 tpy for a single
HAP and 31.25 tpy for all HAP). Discussions of
these scenarios and results can be found in the RIA
for this final action.
4 Annual cost savings reflect impacts in Year 2 of
the reclassification process for all sources that
choose to reclassify under the primary scenario. All
cost savings are net of any additional permitting
and recordkeeping costs to state regulatory agencies
and sources. These annual cost savings are those for
2025 and subsequent years.
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Impacts in Table 1 reflect the
potential impacts of the final MM2A
rule for the year in which all
reclassifications are expected to have
taken place (2025) and beyond.
To assess the potential changes in
emissions that may result from the
reclassification of major sources to area
sources under this rule, we reviewed the
permits and other information from 69
sources that have reclassified since
January 2018, consistent with the EPA’s
plain language reading of the CAA
section 112 definitions of ‘‘major’’ and
‘‘area’’ source, and also performed an
illustrative analysis of 72 source
categories in detail. Because we do not
have information on the major sources
that may choose to reclassify to area
source status in the future and the
enforceable conditions they will take in
order to reclassify, we are not able to
provide an assessment of the emissions
impacts for actual reclassifications
beyond the 69 sources that have already
reclassified.5 Therefore, we conducted a
detailed illustrative analysis of 72
source categories to provide a broad
characterization of the potential changes
in emissions for all NESHAP source
categories that could be impacted by
this action. The assessment of the 69
reclassifications shows that 68 facilities
have requirements in their operating
permits that would continue to
implement the compliance methods
used to comply with the major source
NESHAP requirements and prevent
emissions increases. However, the EPA
found that one of the 69 reclassified
sources will not continue to employ the
same compliance methods that it used
to meet the major source NESHAP and
thus it may increase its emissions. For
the illustrative analysis of emissions
impacts conducted, we find that 65
source categories in the major source
NESHAP program will either not be
impacted or will not increase emissions
as a result of the rule. Based on the
broad assumptions applied in the
analysis, we found a potential for
emissions increases for some facilities
in seven source categories. While a
majority of facilities are not anticipated
to change emissions, approximately 3.1
percent of the facilities in the MM2A
database that we were able to analyze
could increase emissions if sources: (1)
Voluntarily opt to reclassify and (2)
were allowed to reduce operation of
adjustable add-on controls. We also
found a potential for emissions
decreases in cases where sources choose
to reduce emissions from above the
5 Of the 69 sources, 68 have already reclassified
and one was undergoing the process of
reclassification.
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MST to below the MST to reclassify.
The facilities that we were able to assess
for emission increases and decreases are
located across the United States (i.e., in
more than 10 states and in every region
of the United States) and are not
clustered in close proximity to each
other. Further discussion of the impacts
of the final rule are presented in section
VIII of this preamble and presented in
detail in the technical support
memorandums, titled Documentation of
the Emissions Analysis for the Final
Rule ‘‘Reclassification of Major Sources
as Area Sources Under Section 112 of
the Clean Air Act’’ and the Analysis of
the Illustrative 125% Scenario for
MM2A Rule—Potential Cost Impacts
from HAP Major Sources Reducing
Emissions as part of Reclassifying to
HAP Area Sources, and the RIA for the
final rule, all of which are available in
the docket for this action.
II. General Information
A. Does this rule apply to me?
Categories and entities potentially
impacted by this rule include sources
subject to NESHAP requirements under
section 112 of the CAA.
The final amendments are applicable
to sources that reclassify from major
source to area source status under
section 112 of the CAA and sources that
revert from their reclassified area source
status to their previous major source
status.
Federal, state, local, and tribal
governments may be affected by this
rule if they own or operate sources that
choose to request reclassification from
major source status to area source status
or if reclassified sources choose to revert
to their previous major source status at
some time in the future. The EPA is the
permitting authority for issuing,
rescinding, and amending permits for
sources that request reclassification in
Indian country, with four exceptions.6
State, local, or tribal regulatory
authorities 7 may receive requests to
6 Two tribes have approved title V programs or
delegation of 40 CFR part 71. The tribes may have
sources that request to no longer be covered by title
V. Neither of these two tribes have approved minor
source permitting programs but may in the future.
In the meantime, the tribes will need to coordinate
with the EPA, who is the permitting authority in
Indian country for these requests. In addition, two
other tribes have approved Tribal Implementation
Plans (TIPs) authorizing the issuance of minor
source permits. Only one of these tribes has a major
source that would be eligible to request
reclassification. If that source requests a new
permit, the tribe may issue the minor source permit,
but the EPA would need to be made aware of the
request, as the EPA is the permitting authority for
title V.
7 The term regulatory authority is intended to be
inclusive of the federal, state, tribal, or local air
pollution control agency with authority to process
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73857
issue new permits or make changes to
existing permits for sources in their
jurisdiction to address reclassificationrelated activities (e.g., title V, synthetic
minor permits, establishing limits on a
source’s PTE).
B. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of the final
MM2A rule is available on the internet.
Following signature by the EPA
Administrator, the EPA will post a copy
of this final action at https://
www.epa.gov/stationary-sources-airpollution/reclassification-majorsources-area-sources-under-section-112clean. Following publication in the
Federal Register, the EPA will post the
Federal Register version and key
technical documents at this same
website.
A redline version of the regulatory
language that incorporates the
amendments finalized in this rule is
available in the docket for this action
(Docket ID No. EPA–HQ–OAR–2019–
0282).
C. Judicial Review and Administrative
Reconsideration
Under CAA section 307(b)(1), judicial
review of this final rule is available only
by filing a petition for review in the
United States Court of Appeals for the
District of Columbia Circuit (DCCir.) by
January 19, 2021. Under CAA section
307(b)(2), the requirements established
by this final rule may not be challenged
separately in any civil or criminal
proceedings brought by the EPA to
enforce the requirements.
Section 307(d)(7)(B) of the CAA
further provides that only an objection
to a rule or procedure that was raised
with reasonable specificity during the
period for public comment (including
any public hearing) may be raised
during judicial review. This section also
provides a mechanism for the EPA to
reconsider the rule if the person raising
an objection can demonstrate to the
Administrator that it was impracticable
to raise such objection within the period
for public comment or if the grounds for
such objection arose after the period for
public comment (but within the time
specified for judicial review) and if such
objection is of central relevance to the
outcome of the rule. Any person seeking
to make such a demonstration should
submit a Petition for Reconsideration to
the Office of the Administrator, U.S.
EPA, Room 3000, WJC South Building,
reclassification requests and issuance of enforceable
PTE limits.
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1200 Pennsylvania Ave. NW,
Washington, DC 20460, with a copy to
both the person(s) listed in the
preceding FOR FURTHER INFORMATION
CONTACT section, and the Associate
General Counsel for the Air and
Radiation Law Office, Office of General
Counsel (Mail Code 2344A), U.S. EPA,
1200 Pennsylvania Ave. NW,
Washington, DC 20460.
III. Background
Shortly after the EPA began
implementing individual NESHAP
resulting from the 1990 CAA
Amendments, the Agency received
multiple requests to clarify when a
major source of HAP could avoid CAA
section 112 requirements applicable to
major sources by taking enforceable
limits on its PTE below the major source
thresholds. In response, the EPA issued,
on May 16, 1995, a memorandum from
John Seitz, Director of the Office of Air
Quality Planning and Standards, to the
EPA Regional Air Division Directors
(the May 1995 Seitz Memorandum).8
The May 1995 Seitz Memorandum
provided guidance on three timing
issues related to avoidance of CAA
section 112 requirements for major
sources:
• ‘‘By what date must a facility limit
its PTE if it wishes to avoid major
source requirements of a MACT
standard?’’
• ‘‘Is a facility that is required to
comply with a MACT standard
permanently subject to that standard?’’
•‘‘In the case of facilities with two or
more sources in different source
categories: If such a facility is a major
source for purposes of one MACT
standard, is the facility necessarily a
major source for purposes of
subsequently promulgated MACT
standards?’’
In the May 1995 Seitz Memorandum,
the EPA stated its interpretation of the
relevant statutory language that facilities
that are major sources of HAP may
switch to area source status at any time
until the ‘‘first compliance date’’ of the
standard.9 Under this interpretation,
facilities that are major sources on the
first substantive compliance date of an
8 See ‘‘Potential to Emit for MACT StandardsGuidance on Timing Issues.’’ From John Seitz,
Director, Office of Air Quality Planning and
Standards, to the EPA Regional Air Division
Directors. May 16, 1995, https://www.epa.gov/sites/
production/files/2018-02/documents/pteguid.pdf.
Also available in the docket of this rule.
9 The ‘‘first substantive compliance date’’ is
defined as the first date a source must comply with
an emissions limitation or other substantive
regulatory requirement (i.e., leak detection and
repair programs, work practice measures, etc . . . ,
but not a notice requirement) in the applicable
standard.
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applicable major source NESHAP were
required to comply permanently with
that major source standard even if the
source was subsequently to become an
area source by limiting its PTE. This
position was commonly referred to as
the ‘‘Once In, Always In’’ (OIAI) policy.
The May 1995 Seitz Memorandum
provided that a source that is major for
one NESHAP would not be considered
major for a subsequent NESHAP if the
source’s potential to emit HAP
emissions was reduced to below major
source levels by complying with the
first major source NESHAP. In the May
1995 Seitz Memorandum, the EPA set
forth transitional policy guidance that
was intended to remain in effect only
until the Agency proposed and
promulgated amendments to the 40 CFR
part 63 General Provisions.
After issuing the May 1995 Seitz
Memorandum, the EPA twice proposed
regulatory amendments that would have
altered the OIAI policy. In 2003, the
EPA proposed amendments that focused
on HAP emissions reductions resulting
from pollution prevention (P2)
activities. Apart from certain provisions
associated with the EPA’s National
Environmental Performance Track
Program—a national voluntary program
designed to recognize and encourage top
environmental performers whose
program participants go beyond
compliance with regulatory
requirements to attain levels of
environmental performance that benefit
people, communities, and the
environment—that proposal was never
finalized. See 68 FR 26249 (May 15,
2003); 69 FR 21737 (April 22, 2004). In
2007, the EPA issued a proposed rule to
replace the OIAI policy set forth in the
May 1995 Seitz Memorandum. See 72
FR 69 (January 3, 2007). In that
proposal, the EPA reviewed the
provisions in CAA section 112 relevant
to the OIAI policy interpretation,
applicable regulatory language,
stakeholder concerns, and potential
implications. Id. at 71–74. Based on that
review, the EPA proposed an
interpretation of the relevant statutory
language that a major source that is
subject to a major source NESHAP
would no longer be subject to that major
source standard if the source were to
become an area source through
enforceable limitations on its PTE HAP
emissions. Id. at 72–73. Under the 2007
proposal, major sources could take such
limits on their PTE and obtain ‘‘area
source’’ status at any time and would
not be limited to doing so only before
the ‘‘first substantive compliance date,’’
as the OIAI policy provided. Id. at 70.
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The EPA did not take final action on
this 2007 proposal.
In 2017, the EPA received public
comments pursuant to Executive Order
13777, Enforcing the Regulatory Reform
Agenda (February 24, 2017), and the
Presidential Memorandum on
Streamlining Permitting and Reducing
Regulatory Burdens for Domestic
Manufacturing (January 24, 2017)
supporting the withdrawal of the OIAI
policy.10 Per these comments, the OIAI
policy imposed an artificial time limit
on major sources obtaining area source
status not found in the definitions of
‘‘major source’’ and ‘‘area source’’ in
CAA sections 112(a)(1) and (2).
Commenters further stated that the
temporal limitation imposed by the
OIAI policy was inconsistent with the
CAA and created an arbitrary date by
which sources must determine whether
their HAP PTE will exceed either of the
major source thresholds.
On January 25, 2018, the EPA issued
a guidance memorandum from William
L. Wehrum, Assistant Administrator of
the Office of Air and Radiation, to the
EPA Regional Air Division Directors
titled ‘‘Reclassification of Major Sources
as Area Sources Under Section 112 of
the Clean Air Act’’ (MM2A
Memorandum).11 The MM2A
Memorandum discussed the statutory
provisions that govern when a source
subject to major source NESHAP
requirements under section 112 of the
CAA may be reclassified as an area
source and thereby avoid being subject
thereafter to major source NESHAP
requirements and other requirements
applicable to major sources under CAA
section 112. In the MM2A
Memorandum, the EPA discussed the
plain language of CAA section 112(a)
stating Congress’s definitions of ‘‘major
source’’ and ‘‘area source’’ and
determined that the OIAI policy
articulated in the 1995 Seitz
Memorandum was contrary to the plain
language of the CAA and, therefore,
must be withdrawn. In the MM2A
Memorandum, the EPA announced the
future publication of a proposed rule to
receive input from the public on adding
regulatory text consistent with the plain
reading of the statute as described in the
MM2A Memorandum.
On July 26, 2019, the EPA proposed
regulatory text to implement the plain
10 See Executive Order 13777 at 82 FR 12285
(February 24, 2017) and request for comment at 82
FR 17793 (April 13, 2017), Docket ID No. EPA–HQ–
OAR–2017–0190. See Presidential Memorandum at
82 FR 8667 (January 24, 2017) and request for
information at 82 FR 12786 (March 7, 2017), Docket
ID No. DOC–2017–0001.
11 See notice of issuance of this guidance
memorandum at 83 FR 5543 (February 8, 2018).
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language reading of the statute as
discussed in the MM2A Memorandum.
See 84 FR 36304. The 2019 MM2A
proposal superseded and replaced the
2007 proposal. See 72 FR 69 (January 3,
2007). The EPA solicited comment on
all aspects of the MM2A proposal,
including the EPA’s position that the
withdrawal of the OIAI policy and the
proposed approach gives proper effect
to the statutory definitions of ‘‘major
source’’ and ‘‘area source’’ in CAA
section 112(a) and is consistent with the
plain language and structure of the CAA
as well as the impacts of the proposal
on costs, benefits, and emissions
impacts. Publication of the MM2A
proposal in the Federal Register opened
comment on the proposal for an initial
60-day public comment period. The
EPA held a public hearing on August
15, 2019, in Washington, DC. In
response to requests for an extension of
the comment period, the EPA reopened
the public comment period for an
additional 30 days through November 1,
2019. The EPA received more than
16,000 comments on the MM2A
proposal. After review and
consideration of public comments, the
EPA is finalizing the implementation of
the plain language reading of the
definitions of major source and area
source under CAA section 112. Per CAA
section 307(d)(6)(B), the EPA is
providing a response to the to the most
significant comments received on the
MM2A proposal in this preamble, and
responses to the other comments in the
Response to Comments document
available in the docket.
IV. Statutory Authority
As discussed in the preamble of the
MM2A proposal at 84 FR 36304, 36309–
36313 (July 26, 2019), CAA section 112
distinguishes between major and area
sources of HAP emissions. Indeed, the
very first provisions in CAA section 112
are the major source definition in CAA
section 112(a)(1) and area source
definition in CAA section 112(a)(2)) that
create the major/area distinction. Major
sources emit more HAP than area
sources and, generally, different
requirements apply to major sources
and area sources. For some section 112
source categories, the EPA has
promulgated requirements for only
major sources, and HAP emissions from
area sources are not regulated under the
NESHAP program.
Whether a source is a ‘‘major source’’
or an ‘‘area source’’ depends on the
amount of HAP emitted by the source
based on its actual and potential
emissions. Congress defined ‘‘major
source’’ to mean a source that emits or
has the potential to emit at or above
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either of the statutory thresholds of 10
tpy of any one HAP or 25 tpy of total
HAP. CAA section 112(a)(1). An ‘‘area
source’’ is defined as any source of HAP
that is not a major source. CAA section
112(a)(2). If a source does not emit or
does not have the potential to emit at or
above either of the major source
thresholds, then it is an ‘‘area source.’’
The statutory definitions of ‘‘major
source’’ and ‘‘area source’’ do not
contain any language that fixes a
source’s status as a major source or area
source at any particular point in time,
nor do they otherwise contain any
language suggesting that there is a cutoff
date after which a source’s status cannot
change.
Congress did, however, create a
distinction based on timing in CAA
section 112 in defining and creating
provisions related to ‘‘new sources’’ and
‘‘existing sources.’’ Specifically,
Congress defined ‘‘new source’’ to mean
a source that is constructed or
reconstructed after the EPA first
proposes regulations covering the
source. CAA section 112(a)(4). An
‘‘existing source’’ is defined as any
source other than a new source. CAA
section 112(a)(10). A source will be
subject to different requirements
depending on whether it is a new source
or an existing source. See, e.g., CAA
section 112(d)(3) (identifying different
minimum levels of stringency (known
as ‘‘MACT floors’’) for new and existing
sources).
The emissions-based distinction
(arising from the definitions of major
source and area source) and the timingbased distinction (arising from the
definitions of new source and existing
source) are independent, and neither is
tied to the other. For example, the
statutory definition of ‘‘major source’’
does not provide that major source
status is determined based on a source’s
emissions or PTE as of the date that the
EPA first proposes regulations
applicable to that source or any other
point in time. As noted above, the plain
language of the ‘‘major source’’ and
‘‘area source’’ definitions create a
distinction that is based solely on
amount of emissions and PTE, and not
timing. Similarly, with respect to the
timing-based distinction, a source is a
‘‘new source’’ or an ‘‘existing source’’
based entirely on the timing of its
construction or reconstruction and
without consideration of its actual
emissions or PTE. The contrast between
the temporal distinction in the
contrasting definitions of existing and
new sources on the one hand, and the
absence of any temporal dimension to
the contrasting definitions of major and
area sources on the other, is further
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evidence that Congress did not intend to
place a temporal limitation on a source’s
ability to be classified as an area source
(including a source’s ability to be
classified as an area source through the
permitting authority’s ‘‘considering
controls’’ that may have been imposed
after the source was initially classified
as major).
Notwithstanding the independence of
the two distinctions that the statute
created based on amount of emissions
and timing (and without addressing that
independence or otherwise addressing
the plain language of the statutory
definitions of ‘‘major source’’ and ‘‘area
source’’), the EPA issued the May 1995
Seitz Memorandum, which set forth the
OIAI policy. Under the OIAI policy, a
source’s status as a major source for the
purpose of applying a specific major
source MACT standard issued under the
requirements of CAA section 112 was
deemed to be unalterably fixed on the
first substantive compliance date of the
specific applicable major source
requirements. Thus, a source that was a
major source on that first compliance
date would continue to be subject to the
major source requirements for that
specific NESHAP even if the source
reduced its emissions of and PTE HAP
to below the statutory thresholds in the
definition of ‘‘major source,’’ and, thus,
fell within the definition of ‘‘area
source.’’
On January 25, 2018, the EPA issued
the MM2A Memorandum. The MM2A
Memorandum discussed the statutory
definitions of ‘‘major source’’ and ‘‘area
source’’ and explained that the OIAI
policy articulated in the May 1995 Seitz
Memorandum was contrary to the plain
language of the CAA, and, therefore,
must be withdrawn.
As discussed above, Congress
expressly defined the terms ‘‘major
source’’ and ‘‘area source’’ in CAA
section 112(a) in unambiguous
language. Nonetheless, under the OIAI
policy, a source that reduced its
emissions of and PTE HAP to below the
statutory thresholds for major source
status after the relevant compliance date
would continue to be subject to the
requirements applicable to major
sources. This policy was applied
notwithstanding that the statutory
definitions of ‘‘major source’’ and ‘‘area
source’’ lack any reference to the
compliance date of major source
requirements or any other text that
indicates a time limit for changing
between major source status and area
source status. In short, Congress placed
no temporal limitations on the
determination of whether a source emits
or has the potential to emit HAP in
sufficient quantity to be a major source
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under CAA section 112. Because the
OIAI policy imposed such a temporal
limitation (before the ‘‘first compliance
date’’), the EPA had no authority for the
OIAI policy under the plain language of
the CAA. Under the plain language of
the statute, a major source that takes
enforceable limits on its PTE to bring its
HAP emissions below the CAA section
112 major source thresholds, no matter
when it may choose to do so, becomes
an area source under Congress’s
definition in CAA section 112(a)(2). In
this final action, we are implementing
the plain language of CAA section 112
and making clear that such a source can
reclassify to area source status at any
time, and after reclassification, will no
longer be subject to the CAA section 112
requirements applicable to the source as
a major source under CAA section 112—
so long as the source’s actual and PTE
HAP emissions remain below the CAA
section 112 thresholds—and will
instead be subject to any applicable area
source requirements.
A discussion of the statutory
definitions of ‘‘new source’’ and
‘‘existing source’’ in CAA section
112(a)(4) and (10) further demonstrates
that the OIAI policy was inconsistent
with the language of the statute. As
discussed above, the major source/area
source distinction and the new source/
existing source distinction are two
separate and independent features of the
statute. Significantly, the statutory
definitions of ‘‘new source’’ and
‘‘existing source’’ dictate that the new
source/existing source distinction is
determined by when a source
commences construction or
reconstruction and says nothing about
the source’s volume of emissions. No
one can reasonably suggest that this
silence concerning volume of emissions
indicates that Congress intended to give
the EPA the discretion to conclude that
sources should be classified as new or
existing based, in part, on how much
they emit. For example, if the EPA were
to say that a source is only a new source
if it both (1) commences construction
after regulations are first proposed (as
stated in CAA section 112(a)(4)), and (2)
emits more than 20 tpy of any single
HAP (which is not stated anywhere in
the statute), that second element would
be contrary to the plain language of the
statute. Similarly, the OIAI policy of
considering timing as part of the major
source/area source distinction is
contrary to the plain language of the
statute, because it interjects timing into
the major/area distinction when
Congress provided that such distinction
would be based only on the source’s
actual and potential emissions. In short,
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Congress’s creation of the timing
distinction in the new source and
existing source definitions shows that
Congress was explicit when it wanted to
classify sources based on timing, and it
did not do so in creating the major/area
source distinction.
Some commenters have argued that
the EPA’s plain language reading cannot
be correct in light of various provisions
in CAA section 112. The EPA has
considered these comments and
concluded that the EPA’s plain language
reading is the correct reading, for the
reasons discussed below, in the
Response to Comments document and
elsewhere in the record.
CAA section 112(i)(3)(A)—Some
commenters assert that the EPA’s plain
language reading of the definitions of
‘‘major source’’ and ‘‘area source’’ is
contradicted by CAA section
112(i)(3)(A). Specifically, they contend
that the first phrase in CAA section
112(i)(3)(A) precludes a major source
from reclassifying to area source status
after the source has become subject to a
major source standard and that this
statutory text compels the OIAI policy.
The EPA disagrees with this contention.
The first phrase in CAA section
112(i)(3)(A) states: ‘‘After the effective
date of any emissions standard,
limitation or regulation promulgated
under this section and applicable to a
source, no person may operate such
source in violation of such standard,
limitation or regulation . . . .’’ As
discussed in the proposal (84 FR 36311),
the EPA reads this phrase to have the
same meaning as similar ‘‘effective
date’’ provisions in the CAA, such as
CAA section 111(e), notwithstanding
that CAA section 112(i)(3)(A) has
somewhat different phrasing. In short,
this text simply provides that, after the
effective date of a CAA section 112 rule,
sources to which a standard is
applicable must comply with that
standard. This text is not reasonably
read to say that, once a standard is
applicable to a source, that standard
continues to be applicable to the source
for all time, even if the source’s
potential to emit changes such that it no
longer meets the applicability criteria
for the standard. Such a reading would
produce some results that are clearly
incorrect. For example, if the first
phrase in CAA section 112(i)(3)(A) were
read to say that a source’s applicable
requirements are determined at the
point in time that a source first becomes
subject to CAA section 112
requirements, then an area source
would continue to be subject to area
source requirements even if that source
increased its potential to emit above
either of the major source thresholds.
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Such a result would be contrary to the
EPA regulations, which provide that an
area source that increases its emissions
or PTE above the MST becomes subject
to the applicable major source
requirements. 40 CFR 63.6(a)(2),
63.6(b)(7), 63.6(c)(5).
Further, reliance on CAA 112(i)(3)(A)
to argue against the EPA’s plain
language reading and for a return to the
OIAI policy ignores that the ‘‘effective
date’’ of a CAA section 112 standard is
not the same as the ‘‘compliance date.’’
CAA section 112(i)(3)(A) expressly
provides that the EPA may set the
‘‘compliance date’’ for existing sources
up to 3 years after the ‘‘effective date.’’
Similarly, CAA section 112(i)(5) (which
is applicable in certain circumstances
for sources that make early reductions
in HAP emissions) provides for a
delayed compliance date that will be
after the effective date. This is
significant because the cutoff deadline
for reclassification that the commenters
say is required under CAA section
112(i)(3)(A) is not the effective date.
Under the OIAI policy, the cutoff date
for reclassification was the first
substantive compliance date, which (as
just discussed) is clearly distinguished
from the effective date in CAA section
112(i)(3)(A) in the statute. Thus,
commenters’ reading of CAA section
112(i)(3)(A) would not only be contrary
to the EPA’s plain language reading but
would also be contrary to the OIAI
policy under which sources could
reclassify after the effective date as long
as they did so before the first
substantive compliance date.
In sum, the EPA has concluded that
the CAA section 112 definitions of
‘‘major source’’ and ‘‘area source’’ and
the ‘‘effective date’’ provision in CAA
section 112(i)(3)(A) are properly read
together to say that sources must
comply with the applicable
requirements corresponding to their
major source or area source status, and
that if this status changes, then the
source becomes subject to the
requirements corresponding to its status
after the change.
CAA sections 112(c)(3) and (6)—Some
commenters argue that CAA sections
112(c)(3) and (6) reflect a Congressional
intent that sources be subject to
continuous, permanent compliance with
major source standards and that these
provisions are, therefore, inconsistent
with the EPA’s plain language reading.
But there is no inconsistency here.
Those provisions required the EPA to
ensure that sources accounting for 90
percent of the emissions of specific
pollutants were listed and regulated by
November 2000. The premise of the
commenters’ argument based on CAA
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sections 112(c)(3) and (6) is that these
provisions do not simply require the
EPA to list and regulate sufficient
source categories to meet the 90-percent
requirement at a given point in time;
rather, they require that the EPA’s
regulations ensure that 90 percent of
emissions are subject to regulation on an
ongoing basis. This is not a reasonable
reading of CAA sections 112(c)(3) and
(6) because, as explained in greater
detail in the proposed rule preamble at
84 FR 36311, the requirements of the
statute and subsequent standards will
result in the emissions from the listed
source categories falling below the 90percent threshold once those source
categories are regulated. If commenters’
interpretation were correct, CAA
sections 112(c)(3) and (6) would create
a never-ending cycle of listing and
regulation in order to achieve an
unattainable goal of ensuring that 90
percent of emissions are regulated. See
84 FR 36311.
In response to the EPA’s discussion in
the proposed rule preamble,
commenters have stated that the
statutory text in CAA sections 112(c)(3)
and (6) is properly read not to focus on
the source categories that those
provisions require to be listed but on the
individual sources that are within those
categories—specifically, that these
provisions require the EPA to regulate
the sources that produced those
emissions. But if the listing and
regulation required pursuant to CAA
sections (c)(3) and (6) were read to
apply to the sources that produced the
emissions as of the time of the listing of
the categories, then that would mean
that new sources within the listed
source categories would not be
regulated. The EPA does not think this
is a reasonable reading of those
provisions. Instead, the proper reading
of these provisions is that the EPA is to
list and regulate source categories, and
then a source is regulated pursuant to
the standard applicable to a given
source category to the extent that, and
as long as, the source remains within
the source category. Thus, under a
proper reading of CAA sections
112(c)(3) and (6), those provisions do
not prevent reclassification, so there is
no conflict between the EPA’s plain
language reading of CAA sections
112(a)(1)–(2) and the requirements of
CAA sections 112(c)(3) and (6).
CAA section 112(f)(2)—Commenters
also point to CAA section 112(f)(2)
(commonly referred to as the residual
risk provision) and contend that the
EPA’s plain language reading allows
reclassified sources to avoid the review
required under that provision. But this
argument fails to refute the discussion
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that the EPA provided in the proposed
rule preamble (at 84 FR 36311–36312).
First, as a general matter, Congress in
CAA section 112 plainly distinguished
between major sources emitting above
the MST and area sources emitting
below the MST and subjected them to
different requirements. Second, with
regard to CAA section 112(f), CAA
section 112(f)(5) contains an express
exemption from the CAA section (f)(2)
review for area sources, and there is no
statutory basis or logical reason for
treating an area source differently just
because it is a former major source. For
these reasons, CAA section 112(f) is not
inconsistent with the EPA’s plain
language reading.
CAA section 112(d)—Some
commenters have pointed to the
requirements of CAA section 112(d) as
requiring sources that are at any point
subjected to major source standards
must continue to be subject to major
source standards permanently. These
commenters have argued that the EPA’s
plain language reading undermines the
emissions reductions required by these
CAA section 112 standards. Section
112(d)—and in particular, sections
112(d)(2) and (3) of the CAA—addresses
how the EPA sets MACT standards for
major sources (based on the maximum
degree of emissions reduction the EPA
determines is achievable, which may be
a complete prohibition on emissions).
But the question of what standard is
applicable to major sources in a source
category—whether MACT floor
standards or otherwise—logically
cannot determine which sources are
major sources . Instead, the text and
structure of CAA section 112
demonstrate that whether a source is
classified as a major source or an area
source is the threshold question under
CAA section 112, and what
requirements apply to the source flows
from how the source is classified, with
major sources and area sources facing
significantly different regulation.
As noted above, the very first
provisions in CAA section 112 are the
major source definition in CAA section
112(a)(1) and area source definition in
CAA section 112(a)(2) that create the
major/area distinction. Following from
this threshold distinction, CAA section
112 treats major sources and area
sources differently in fundamental
ways. To state a few examples that
illustrate this:
(1) The EPA must list all categories of
major sources of HAP pursuant to CAA
section 112(c)(1), but only has to list
categories of area sources representing
90 percent of HAP under CAA section
112(c)(3). This distinction is then
carried over to what sources are
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regulated, as provided in CAA section
112(d)(1), which provides that the EPA
will regulate those categories listed
under CAA section 112(c).
(2) Major sources are subject to MACT
standards under CAA section 112(d)(2)
and (3), but area sources may be subject
to generally available control technology
(GACT) standards under CAA section
112(d)(5).
(3) Area source categories and
subcategories listed under CAA section
112(c)(3) and for which standards are
set under CAA section 112(d)(5) are not
subject to residual risk review under
CAA section 112(f)(2), pursuant to CAA
section 112(f)(5).
In short, to the extent that major
sources become area sources by
reducing their emissions of and PTE
HAP below the MST, and, thus, are no
longer subject to major source
requirements, that is not a ‘‘loophole’’ or
an ‘‘end-run’’ around the major source
requirements. That is simply the result
of the provisions and structure of CAA
section 112 that Congress enacted and
reflects the fundamental distinction
between how CAA section 112
addresses major sources and area
sources.
Further, allowing a major source to
take a PTE limit below the major source
threshold and thereby avoid having to
comply with major source requirements
is not a new concept under MM2A.
Indeed, that is precisely what happened
under the OIAI policy. The only change
under MM2A is one of timing. Under
the OIAI policy, major sources could
reclassify if they took the PTE limit
before the first substantive compliance
date. Under MM2A, sources can
reclassify at any time. Nothing in the
statute says, and there is no logical
reason why, a major source that could
reclassify to area source status on the
day before its first substantive
compliance date (as allowed under the
OIAI policy) is foreclosed from doing so
on the day after its first substantive
compliance date.
Similarly, having a source reclassify
after the first substantive compliance
date is not a new concept under MM2A.
During the time that the OIAI policy
was in effect, area sources were
reclassified to major source status at any
time that they increased emissions or
their PTE above the major source
threshold, even if the increase occurred
after the first substantive compliance
date under the applicable area source
rule.
For these reasons, the EPA concludes
that the standard-setting provisions in
CAA sections 112(d)(2) and (3) do not
contradict the plain language of the
major source and area source definitions
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on the issue of whether a source can
reclassify at any time.
Parties opposed to the EPA’s plain
language reading also suggest that the
EPA’s reading is inconsistent with the
purpose and provisions of CAA section
112 because it will lead major sources
that reclassify to area source status to
increase their emissions above what
they could emit if they continued to be
major sources. The EPA disagrees with
the suggestion that a source’s
reclassification from major source to
area source will necessarily lead to an
increase in emissions from the source
above what would have been allowed to
emit under the major source standard.
As discussed in section VIII of the
preamble, there are a number of reasons
why reclassified sources are generally
not expected to increase their emissions.
The EPA’s analysis of the sources that
have reclassified to date and sources
that might reclassify from various
source categories shows that in 68 out
of 69 operating permits for sources that
have already reclassified to area source
status since January 2018, sources
achieved and maintain area source
status by operating the emission
controls or continuing to implement the
practices they used to comply with the
major source NESHAP requirements.
However, the EPA found that one of the
69 reclassified sources will not continue
to employ the same compliance method
that it used to meet the major source
standard, and thus may increase its
emissions. In addition to this review of
actual reclassification actions since
January 2018, the EPA also prepared an
illustrative analysis for 72 source
categories in the major source NESHAP
program (114 total) to evaluate the
potential emissions impacts. After
considering the information and data
available for the illustrative emissions
analysis, we found that 65 source
categories will not change emissions as
a result of the rule. For the other seven,
there was a potential for (but not a
certainty of) emissions increases based
on conservative assumptions that are
likely to overstate the change in
emissions at some facilities. Sources in
these in seven source categories
assessed in the primary scenario could
increase emissions if those facilities (1)
opted to reclassify and (2) were
permitted to change the operation of
adjustable add-on controls. Further
details of this illustrative analysis and
the results are provided below in
section VIII.
Further, allowing major sources to
reclassify to area source status after the
first substantive compliance date may
create an incentive for sources to
evaluate their operations and consider
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changes that can further reduce their
HAP emissions to below the MST if the
source views those changes as an
opportunity to reduce costs of
production, increase productivity, or
reduce the costs of complying with
major source NESHAP requirements.
For example, sources using surface
coatings may see the opportunity to
become an area source as an extra
incentive to invest in the development
of new low- or no-HAP content coatings,
inks, and binders. Similarly, sources
with boilers and engines may benefit
from replacing old boilers and engines
with new, more efficient, and clean
technologies. Such a replacement not
only could help a source reduce HAP to
below the MST but could also reduce
fuel use and associated costs. To assess
the opportunity for such emission
decreases, we looked at an alternative
scenario and determined that some
sources operating between 75 and 125
percent of the MST could decrease
emissions if those sources were to
reclassify. Further details of this
illustrative analysis and the results are
provided below in section VIII.
In the MM2A proposal, the EPA took
comment on whether it can and should
promulgate regulatory provisions that
would prevent a source that has
reclassified from major to area source
status from increasing emissions above
what the source was allowed to emit
when it was a major source. See 84 FR
36312–36313. Upon further
consideration of this issue and the
comments received, the EPA has
concluded that the plain language of
CAA section 112 precludes the
promulgation of such provisions. As
discussed above, the plain language of
CAA section 112 provides that a source
is an area source if its emissions and
PTE are below the thresholds of 10 tpy
of any one HAP and 25 tpy of any
combination of HAP. Just as there is
nothing in the statutory definitions in
CAA sections 112(a)(1) and (2) or
elsewhere in CAA section 112 that sets,
or gives the EPA the authority to set, a
cut-off date after which a major source
cannot classify to area source status,
there is nothing in CAA section 112 that
imposes, or gives the EPA the authority
to impose, a requirement that a source
can only be an area source if it limits its
emissions to some level below the MST.
Congress clearly identified the
thresholds of 10 tpy of any one HAP and
25 tpy of all combined HAP as the
dividing line between major source
status and area source status. The EPA
cannot impose a different dividing line
from what Congress wrote into CAA
section 112. See Utility Air Regulatory
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Group v. EPA, 573 U.S. 302, 325–326
(2014) (where Congress created precise
numerical thresholds in the statute, the
EPA’s rewriting of the statutory
thresholds is impermissible).
Further, even if there were some
ambiguity in the text and structure of
CAA section 112 that gave the EPA the
discretion to impose such a
requirement, the EPA’s conclusion in
light of both the statute and policy
considerations is that such a
requirement should not be imposed. As
discussed above, whether a source is
classified as a major source or an area
source is the threshold question under
CAA section 112, and what
requirements apply to the source flows
from how the source is classified, with
major sources and area sources facing
significantly different statutory
requirements. If the EPA were to
mandate that a reclassified area source
maintain its emissions below the level
that the source was subject to as a major
source, that would be contrary to the
fundamental structure that Congress
created in CAA section 112. Further, as
discussed below in section VIII, even in
the absence of any provisions
preventing emissions above what a
reclassified source was allowed to emit
as a major source, most sources are not
expected to increase emissions and
those that do would have only modest
increases. Thus, as a matter of policy
judgment, the EPA would not interpret
any ambiguity in the statute to allow the
imposition of a new limit on reclassified
area sources more stringent than the
limit applied to other area sources.
For these reasons, the EPA is not
promulgating provisions that would
prevent a source that has reclassified
from major to area source status from
increasing emissions above what the
source was allowed to emit when it was
a major source.
V. Summary of Final Amendments
To implement the plain language
reading of the statute as discussed in
section IV above, the EPA is finalizing
amendments to the General Provisions
of 40 CFR part 63, subpart A. The EPA
is also finalizing amendments to the
General Provisions tables contained
within most subparts of 40 CFR part 63
to account for the regulatory provisions
we are finalizing in the General
Provisions of 40 CFR part 63, subpart A.
Finally, the EPA is finalizing changes to
several individual NESHAP intended to
remove rule-specific OIAI provisions.
For all comments not discussed in this
preamble, comment summaries and the
EPA’s responses can be found in the
Response to Comments document
available in the docket.
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A. Final Amendments to 40 CFR Part
63, Subpart A: General Provisions
1. Applicability
The EPA is finalizing amendments to
the applicability section of the General
Provisions of 40 CFR part 63.1 by
adding a new provision 40 CFR
63.1(c)(6) to implement the plain
language reading of the ‘‘major source’’
and ‘‘area source’’ statutory definitions
of section 112 of the CAA and provide
that a major source can be reclassified
to area source status at any time upon
reducing its actual emissions of and
potential to emit HAP to below the MST
of 10 tpy of any single HAP and 25 tpy
of any combination of HAP. At
proposal, this new applicability
provision also included regulatory
language addressing the compliance
date with applicable NESHAP
requirements for reclassification and
interactions with enforcement actions.
We received comments on all aspects of
the new applicability provision. Below
we discuss each aspect of the proposed
MM2A applicability provision and what
we are finalizing after considering
public comments.
a. Reclassification Provision
The EPA proposed to amend 40 CFR
63.1 by adding a new paragraph (c)(6).
As proposed, this paragraph specifies
that a major source can become an area
source at any time by limiting its PTE
HAP to below the major source
thresholds established in 40 CFR 63.2,
provided certain conditions are met. We
received comments in support of and
against the proposed text in 40 CFR
63.1(c)(6) and comments requesting
changes to or clarification on the
proposed provision. Comments against
the proposed reclassification provision
based on the statutory text or other legal
issues (such as legal comments
opposing the EPA’s plain language
reading of CAA section 112 definitions
of major and area sources allowing
sources to reclassify at any time) are
addressed in section IV of this preamble
and in the Response to Comments
document available in the docket. The
comments requesting changes to or
clarification on the new provision are
summarized below.
Some commenters recommended that
the EPA add language to the new
provision in 40 CFR 63.1(c)(6) to specify
that the provision applies to sources
that reclassify to area source status after
being subject to major source NESHAP
requirements. The EPA disagrees that
the language only applies to
reclassification by a major source after
the source has been subject to major
source NESHAP requirements. The
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regulatory language in this provision
implements the EPA’s plain language
reading of the definition of major and
area sources in section 112 of the CAA,
as discussed in length in section IV of
this preamble, allowing sources to
reclassify at any time. This provision
allows for reclassification to area source
status regardless of whether the
reclassification occurs before or after the
first substantive compliance date of a
major source NESHAP.
Other commenters stated that the
proposed provision in 40 CFR 63.1(c)(6)
could be read to require all types of
sources to obtain PTE limits in order to
be reclassified to area source status.
These commenters stated that this could
be problematic for sources that were
major at the first substantive compliance
date of a particular NESHAP but are no
longer within the definition of ‘‘major
source’’ at the time of reclassification
because the source’s emissions of and
PTE HAP are below the MST even in the
absence of a governmental restriction on
emissions in a PTE limit. The EPA
agrees with the commenters that the
language in the proposed provision can
be clarified and has amended the
language of 40 CFR 63.1(c)(6) in the
final rule to read: ‘‘A major source may
become an area source at any time upon
reducing its emissions of and potential
to emit (PTE) hazardous air pollutants,
as defined in this subpart, to below the
major source thresholds established in
40 CFR 63.2, subject to the provisions in
paragraphs (c)(6)(i) and (ii) of this
section.’’ The provisions in 40 CFR
63.1(c)(6)(i) and (ii) as finalized in this
action are discussed later in this
preamble.
In the final regulatory language of 40
CFR 63.1(c)(6), the EPA replaced the
phrase ‘‘limiting its potential to emit
(PTE) hazardous air pollutants . . .’’
with the phrase ‘‘reducing its emissions
of and potential to emit (PTE) hazardous
air pollutants . . .’’. This updated
language removes the ambiguity in the
proposed language and makes it clear
that PTE limits would be needed for
area source reclassification for sources
with PTE HAP at or above the MST. In
contrast, consistent with the statutory
definitions of ‘‘major source’’ and ‘‘area
source’’ and the regulatory definition of
PTE in 40 CFR 63.2, so called ‘‘true’’
area sources,12 which in this preamble
means sources that do not have the
capacity to emit HAP at major source
levels under their physical and
12 This preamble follows the convention about the
meaning of these terms adopted in an EPA
memorandum titled ‘‘Potential to Emit (PTE)
Guidance for Specific Source Categories’’ (April 14,
1998), available at https://www.epa.gov/sites/
production/files/2015-07/documents/lowmarch.pdf.
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73863
operational design (even if the source
owner and regulatory agency disregard
any enforceable limitations), are not
within the definition of ‘‘major source.’’
These ‘‘true’’ area sources do not need
to obtain enforceable PTE limits to be
reclassified to area source status.
Accordingly, sources that have
permanently removed equipment,
changed their processes, or by other
means currently do not have a
maximum capacity to emit HAP at
major source levels are ‘‘true’’ area
sources (i.e., enforceable limits are not
needed on the source’s physical or
operational design to restrict the
source’s PTE HAP below MST) and do
not need to adopt PTE limits to be
reclassified. Any source that adopts a
physical or operational limit on its
maximum capacity to emit (including
requirements for the use of air pollution
control equipment or restrictions on the
hours of operations or on the type or
amount of material combusted, stored,
or processed) to limit its PTE HAP
below the MST is not a true area source.
These are often referred to as
‘‘synthetic’’ area sources.13
Relatedly, commenters claimed that
the MM2A proposal did not appear to
explain that the definition of ‘‘potential
to emit’’ does not require enforceable
limitations for restrictions on HAP
emissions that are inherent in the
physical or operational design of the
production process. Note that the EPA
recognizes that, on a case-by-case basis,
a situation may warrant an assessment
of whether a given device or strategy
should be considered as air pollution
control equipment or as an inherent part
of the process.14 That said, the final rule
is not revising the EPA’s view on how
to determine ‘‘the maximum capacity of
a stationary source to emit a pollutant
under its physical and operational
design.’’ Sources with questions about
the proper way to determine PTE HAP
or whether they should obtain PTE
limits for reclassification to area source
13 We note that in the Oil and Natural Gas Federal
Implementation Plan (O&NG FIP) in Indian County,
‘‘true area sources’’ include the reductions due to
compliance with various NESHAP and new source
performance standards (NSPS) standards, which are
applicable requirements of the O&NG FIP. True
minor sources in the oil and natural gas production
and natural gas processing segments of the oil and
natural gas sector are required to comply with the
O&NG FIP instead of obtaining a source-specific
minor source permit, unless a source chooses to opt
out of the FIP and to obtain a source-specific minor
New Source Review (NSR) permit instead under the
‘‘Federal Minor New Source Review (NSR) Program
in Indian Country.’’ See FIP for True Minor Sources
in Indian Country in the Oil and Natural Gas
Production and Natural Gas Processing Segments of
the Oil and Natural Gas Sector. 81 FR 35944 (June
3, 2016).
14 See https://www.epa.gov/sites/production/files/
2015-07/documents/readymix2.pdf.
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status are encouraged to consult
applicable permitting program
regulations and work with their
corresponding regulatory authorities on
a determination that considers their
situation. See also, 40 CFR 63.10(b)(3),
which explains in detail the analysis
and contents of the records to be kept
for applicability determinations made
by a source for purposes of 40 CFR part
63.
Multiple commenters objected to the
EPA’s proposed viewpoint that a major
source that had been complying with a
NESHAP as of the first substantive
compliance date of the standard, but
reduced its PTE HAP below the MST by
complying with non-section 112 CAA
requirements, would be required to
obtain HAP PTE limits to ensure that
HAP emissions remain below the MST.
These commenters argued the EPA
should make clear in the final rule that
a limitation on another pollutant or
parameter can be recognized as a
limitation on the source’s potential to
emit HAP if the limitation on the other
pollutant emissions or parameter
results, as a practical matter, in a
restriction on the source’s HAP
emissions. The commenters noted that
limits that qualify to reduce a source’s
PTE HAP emissions do not need to be
‘‘HAP PTE limits,’’ i.e., a requirement
need not place limits directly on a HAP
to have the effect of limiting a HAP. The
commenters cited as example that
volatile organic compound (VOC) limits
could reduce HAP emissions and
further stated that the EPA provided no
explanation why requiring the source to
obtain HAP PTE limits is essential to
ensure that the area source’s HAP
emissions are effectively limited. The
EPA recognizes that the proposal may
have caused confusion about whether
the EPA recognizes HAP reductions due
to surrogate criteria pollutant controls
for purposes of reclassifying to area
source status.15 That said, the EPA has
concluded that it does not need to revise
the regulatory text to make this specific
point because the definition of PTE (as
revised in this final rule) allows for the
effect of such limitations to count
toward limiting the PTE HAP. A source
relying on the effect of non-HAP
enforceable limitation to constrain its
15 See, e.g., January 25, 1995, memorandum titled
‘‘Options for Limiting the Potential to Emit (PTE) of
a Stationary Source Under Section 112 and Title V
of the Clean Air Act (Act),’’ also, memorandum,
‘‘Crediting of Maximum Achievable Control
Technology (MACT) Emission Reductions for New
Source Review (NSR) Netting and Offsets,’’
available at https://www.epa.gov/sites/production/
files/2015-07/documents/netnoff.pdf. See, also, 81
FR 35944, explaining that HAP compliance
reductions of volatile organic HAP to meet MACT
may also result in emissions reductions of VOC.
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PTE HAP below the MST may need to
show the regulatory authority
processing the reclassification the effect
of such limitation on the source’s PTE
HAP to confirm that such source has a
PTE HAP that allows it to reclassify to
area source status.16 As explained
before, the determination of a source’s
PTE HAP under the PTE definition in 40
CFR 63.2 requires consideration of any
enforceable controls, including ‘‘nested’’
HAP usage limits in permits intended as
enforceable VOC limits, and other
enforceable non-HAP limitations within
a permit that have the effect of reducing
HAP emissions. To the extent that a
source’s PTE considering controls
exceeds the MST, a source would need
to obtain enforceable limitations
constraining its PTE HAP below the
MST in order to be reclassified to area
source status. Finally, the revised
language in 40 CFR 63.1(c)(6) that now
states ‘‘reducing emissions and its
potential to emit (PTE) hazardous air
pollutants . . .’’ (as opposed to the
proposed language stating ‘‘limiting its
potential to emit (PTE) hazardous air
pollutants . . .’’) supports the EPA’s
conclusion that the PTE regulatory
definition means that enforceable limits
on other pollutants can have the effect
of reducing PTE HAP and can be the
basis for reclassification. See also 40
CFR 63.10(b)(3) about the analysis and
record contents.
Finally, some commenters asked the
EPA to clarify what requirements apply
to sources that reclassified before the
effective date of this rule. These
commenters asked the EPA to state in
the final rule that sources that
reclassified to area source status prior to
the MM2A final rule would not be
required to undertake any additional
actions. To the extent that sources have
reclassified before the effective date of
this final rule, their ability to reclassify
is governed by the plain language
reading of the statute. We discuss the
notification and recordkeeping
requirements for sources that
reclassified before the effective date of
this final rule later in this preamble. In
contrast, sources that reclassify after the
effective date of this final rule are
governed by the plain language reading
of the statute and by the provisions
being finalized in this final rule. In
either case, a reclassification is not a
16 The EPA expects that state and local and tribal
agencies will exercise care when drafting
enforceable permit conditions in the situation
where the ‘‘effect’’ of criteria pollutant limits will
not be straight forward. See January 25, 1995,
memorandum titled ‘‘Options for Limiting the
Potential to Emit (PTE) of a Stationary Source
Under Section 112 and Title V of the Clean Air Act
(Act).’’
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safe harbor for the source if the limits
taken do not effectively limit the HAP
emissions and the source emits HAP in
excess of the MST.
b. Compliance Dates for Applicable
Standards
In the proposed language of 40 CFR
63.1(c)(6), the EPA included regulatory
text addressing applicability of
standards and other requirements under
40 CFR part 63 for sources that
reclassify to area source status,
including dates for compliance with
standards and notifications
requirements. Because sources must
comply with requirements
corresponding to their status, the
proposed provision in 40 CFR 63.1(c)(6)
specified, ‘‘Until the PTE limitations
become effective, the source remains
subject to major source requirements.
After the PTE limitations become
effective, the source is subject to any
applicable requirements for area
sources.’’ In response to comments and
to clarify the requirements associated
with applicability of NESHAP
requirements and the compliance dates
for sources reclassifying to area source
status, both before and after compliance
with applicable major source NESHAP
requirements, and for reclassified area
sources that subsequently become major
sources again, the EPA is consolidating
these requirements in the final
regulatory text at 40 CFR 63.1(c)(6)(i).
The final provision also addresses the
notification requirements for these
sources. We discuss notification
requirements below in section V.A.2 of
the preamble.
The final regulatory text in 40 CFR
63.1(c)(6)(i)(A) addresses the
applicability of standards and
compliance dates for sources
reclassifying to area source status either
before or after being subject to major
source requirements under 40 CFR part
63. The final regulatory text in 40 CFR
63.1(c)(6)(i)(B) addresses the
applicability of standards and
compliance dates for reclassified area
sources that subsequently become major
sources again. These final provisions are
discussed below.
In this final rule, the EPA is updating
the regulatory language in 40 CFR
63.1(c)(6)(i)(A) to include the
applicability of standards and
compliance dates for sources
reclassifying to area source status. The
final amended text in 40 CFR
63.1(c)(6)(i)(A) reads as follows: ‘‘A
major source reclassifying to area source
status under this part remains subject to
any applicable major source
requirements established under this part
until the reclassification becomes
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effective. After the reclassification
becomes effective, the source must
comply with any applicable area source
requirements established under this part
immediately, provided the compliance
date for the area source requirements
has passed. The owner or operator of a
major source that becomes an area
source subject to newly applicable area
source requirements under this part
must comply with the initial
notification pursuant to § 63.9(b). The
owner or operator of a reclassified
source must also provide to the
Administrator notification of the change
in the information already provided
under § 63.9(b) per § 63.9(j).’’
As stated in this provision, sources
remain subject to any applicable major
source requirements under 40 CFR part
63 ‘‘until the reclassification becomes
effective’’ instead of the proposed
language ‘‘until the PTE limitations
become effective.’’ In the MM2A
proposal, the EPA explained that
reclassification to area source status is a
voluntary action on the part of a source,
and sources are required to apply with
their corresponding regulatory authority
and follow the corresponding
authority’s procedures to be reclassified
to area source status. This includes
sources that, at the time of
reclassification, are no longer within the
definition of ‘‘major source’’ because
they are true area sources (as described
above in the preamble), because they
had already obtained PTE limits below
the MST, or due to other enforceable
compliance obligations under a permit,
permit by rule, or State Implementation
Plan (SIP). As explained elsewhere in
this preamble, such sources are area
sources under the CAA section 112
definition, but as a result of our
previous policy they may continue to
have enforceable permit conditions,
including major source NESHAP
requirements, for example, until their
title V permit is revised or revoked in
agreement with their permitting
authority procedures.
Because reclassification to area source
status currently occurs under a
regulatory authority’s area or minor
source program, the reclassification of a
source to area source status is effective
when the corresponding regulatory
authority grants a source’s request to be
considered an area source via a permit
registration, permit by rule,
applicability determination, etc. (As
explained in this preamble, 40 CFR part
63 separately requires notification of the
applicability of a standard and
recordkeeping of information on the
applicability determination decision.)
We expect that the process for sources
to reclassify to area source status for
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HAP will rely on existing programs (e.g.,
minor source programs, title V
permitting procedures, and/or approved
programs for issuing PTE limits under
CAA section 112(l)). Consistent with
how regulation of area sources is
currently implemented under CAA
programs, the EPA expects that
determinations of area source status or
major source status, as requested by a
source for reclassification, will occur in
a single action or concurrently with
permitting actions needed to reconcile
the revised requirements for the source
under the newly acquired status or as
appropriate for permit closure or
revocation. (A permitting authority
program may have simpler, less
burdensome processes for specific
groups of sources.) The language
finalized about the effective date of
reclassification equitably considers the
current implementation mechanisms
and sources situation.
As proposed, the regulatory language
in 40 CFR 63.1(c)(6)(i) stated that ‘‘[a]
major source that becomes an area
source must meet all applicable area
source requirements promulgated under
this part immediately upon becoming an
area source, provided the first
substantive compliance date for the area
source standard has passed, . . .’’ Some
commenters requested that the EPA
include language in the final rule
providing that sources reclassifying to
area source status may meet the major
source NESHAP requirements as a
means of complying with newly
applicable area source NESHAP
requirements. The EPA is not including
such language in the final rule. Any
source that reclassifies to area source
status is no longer subject to major
source NESHAP requirements and is
subject to area source NESHAP
requirements instead. That said, the area
source is not precluded from
streamlining the applicable area source
NESHAP requirements with permit
terms from a previously applicable
major source NESHAP standard if
compliance with applicable area source
NESHAP requirements is assured.
Because the reclassification to area
source status is a voluntary action on
the part of the source, the source must
evaluate the area source NESHAP
requirements that will become
applicable to the source at the time of
the reclassification to area source status
and be in a position to meet such
requirements at the time it reclassifies.
In the regulatory language of 40 CFR
63.1(c)(6)(i)(A), the EPA is finalizing the
proposed immediate compliance rule
for major sources that reclassify to area
source status. These sources will be
subject to applicable area source
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73865
NESHAP requirements in 40 CFR part
63 immediately upon reclassification to
area source status, provided the
compliance date for the area source
requirements has passed. In the MM2A
proposal, the EPA proposed to allow for
additional time for compliance with
applicable area source NESHAP
requirements for particular situations.
For reclassifications from major source
to area source status, the EPA proposed
that additional time (not to exceed 3
years) may be granted by the EPA (or a
delegated authority) in a compliance
schedule where an area source standard
would apply to an existing source upon
reclassification and different emission
points would need controls or different
emission controls would be necessary to
comply with the area source standard or
other physical changes would be needed
to comply with the standard.
The EPA received many comments on
the proposed immediate compliance
rule, compliance extension provisions,
and the process for obtaining a
compliance extension. Some
commenters agreed with the proposed
immediate compliance rule for sources
that reclassify to area source status,
while others opposed the immediate
compliance rule if the EPA did not
include provisions to obtain a
compliance extension. Commenters
supporting the immediate compliance
rule without compliance extension
provisions argued that sources should
be aware of applicable requirements and
plan for timely compliance at the time
they request reclassification. These
commenters opposed the proposed
compliance extension provision, noting
that any provision to allow compliance
at periods later than 3 years from a
standard’s effective date was unlawful
and unnecessary. The commenters
argued that CAA section 112(i)(3)(A)
requires that compliance must be within
3 years of the effective date of the
standard; furthermore, CAA section
112(i)(3)(A) requires compliance ‘‘as
expeditiously as practicable.’’ The
commenters argued that just because
physical changes may be required for a
source to comply with newly applicable
area source NESHAP requirements, it
does not mean that compliance cannot
be achieved immediately upon
reclassification. The commenters
emphasized that CAA section 112(i)(3)
is clear on the compliance schedule for
existing sources; that the schedule is
determined by the effective date of any
emission standard, limitation, or
regulation promulgated under CAA
section 112; and that compliance has to
be as expeditious as practicable, but in
no event later than 3 years after the
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effective date of such standard. On the
other hand, some commenters stated
that there may be a short period of time
when a stationary source needs to
discontinue compliance with a major
source NESHAP requirement before
complying with the area source
NESHAP requirements to conduct
testing and verify monitoring protocols
or to physically install emission
controls. These commenters argued that
the rule should recognize the need for
such exceptions to the requirement to
comply immediately with the area
source NESHAP requirements and that
the regulatory authority must be able to
consider all the relevant factors in
allowing for a compliance extension.
While the commenters stated that a
stationary source would want an
exception to discontinue compliance
with major source NESHAP
requirements for a short period of time
in order to come into compliance with
the new area source NESHAP
requirements to which they will be
subject immediately after
reclassification, the commenters did not
provide supporting evidence or concrete
examples showing that there are real
situations where such compliance
exception is needed.
The EPA agrees with the commenters
that the statutory language in CAA
section 112(i)(3)(A) precludes the
compliance extension as proposed. For
this reason, the EPA is not finalizing the
proposed compliance extension for
sources reclassifying to area source
status. If a source reclassifies to area
source status in a source category for
which there are applicable area source
NESHAP requirements, and the effective
date of such requirements has passed,
the source must comply immediately
upon reclassification. If the compliance
date of the applicable area source
NESHAP requirements is in the future,
the source must comply by the future
compliance date specified in the
individual subpart. Because
reclassification is a voluntary action on
the part of the source, the immediate
compliance requirement does not
represent a compliance issue because a
source could delay their reclassification
until such time as they are able and
equipped to meet the applicable area
source NESHAP requirements.
In the MM2A proposal, the EPA
included in the proposed provision at
40 CFR 63.1(c)(6)(ii) regulatory language
addressing the compliance schedule for
sources that reclassify between major
and area source status more than once.
The EPA proposed that ‘‘A major source
subject to standards under part 63 that
subsequently becomes an area source,
and then later becomes a major source
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again by increasing its emissions to at or
above the major source thresholds, must
comply with the previous applicable
major source requirements of this part
immediately upon becoming a major
source again . . .’’ The EPA also
proposed a compliance extension
provision for these sources: If the
previously applicable standard has been
revised since the source was last subject
to the standard and, in order to comply,
the source must undergo a physical
change, install additional emission
controls, and/or implement new control
measures, the source will have up to the
same amount of time to comply as the
amount of time allowed for existing
sources subject to the revised standard.
The EPA received multiple comments
on the proposed compliance schedule
and compliance extension provision for
reclassified area sources reverting to
major source status.
Some commenters argued that there
was no need for the EPA to address
compliance timelines in the context of
the MM2A rulemaking for sources that
reclassify to area source status and then
revert back to major source status. These
commenters noted that the existing
General Provisions in 40 CFR 63.6(c)(5)
already include compliance dates for
area sources that become major sources,
and that by including compliance dates
within the provision in 40 CFR
63.1(c)(6), the EPA was creating
disparate compliance schedule
requirements. Several other commenters
agreed with the proposed immediate
compliance rule for area sources
reverting to major source status, stating
that sources should be aware of
applicable requirements and plan for
timely compliance at the time they
request reclassification. These
commenters opposed the proposed
compliance extension provision, noting
that any provision to allow compliance
at periods later than 3 years from a
standard’s effective date is unlawful and
unnecessary. The commenters argued
that CAA section 112(i)(3)(A) requires
that compliance must be within 3 years
of the effective date of the standard. In
addition, the commenters pointed out
that CAA section 112(i)(3)(A) does not
allow additional time for a source that
reverts to major source status when the
applicable major source NESHAP has
increased in stringency; thus, there is no
reason for the proposed extension. The
commenters noted that CAA section
112(g)(2) requires that any entity that
modifies or constructs a major source
first secure a determination that
applicable maximum-achievable
standards will be met. The commenters
argued that any source that proposes to
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increase its emissions to exceed the
MST should be required to plan
sufficiently to comply with the
applicable major source NESHAP
requirements before it increases its
emissions. These commenters stressed
that it would be inappropriate to allow
stationary sources to prolong
compliance with applicable standards,
and that allowing sources additional
time for compliance could incentivize
sources to continually shift stationary
source applicability status to avoid
complying with applicable NESHAP
requirements. These commenters
objected to any compliance extension,
stating that any extension or
consideration of special conditions
would remove the protections in
existing rules, allowing the public and
environment to be exposed to increased
HAP emissions.
Other commenters argued that the
proposed immediate compliance
provisions for sources that revert back to
their previous major source status are
onerous and seem to be designed to
discourage sources from opting to
become area sources. These commenters
supported the proposed compliance
extension provisions but noted that
there is no justification to conditioning
any extension to the immediate
compliance requirement for these
sources on an intervening change to the
major source standard. They argued that
this appeared to be a backdoor attempt
to force sources opting to become area
sources to continue using major
NESHAP add-on controls in case they
might need to become a major source
again, and that this is something for
which the EPA lacks authority. Some
commenters supported the immediate
compliance rule if appropriate
exceptions are made in the final rule
and it includes a reasonable process for
requesting an extension. The
commenters recommended that the
compliance extensions be left to the air
pollution control agencies and that the
EPA should not try to define what
changes would be eligible for a longer
compliance period, thus, eliminating
unnecessary EPA oversight of the
process for area sources and simplifying
the procedures for acquiring additional
compliance time. Finally, the
commenters stated that a source that
once was a major source may, for
example, maintain its area source status
for 20 years before seeking to become a
major source again; for this source,
many things may have changed while it
was an area source, including process
changes that render the previous
compliance approach inapplicable or
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require the source to comply in different
ways.
The EPA agrees with the commenters
that stated that the statutory language in
CAA section 112(i)(3)(A) is properly
read to preclude the proposed
compliance extension for sources that
revert back to their previous major
source status and are subject to major
source requirements for which the
compliance date of such requirements
has passed. These sources must comply
with the major source requirements
immediately, even if faced with the
circumstances listed in the proposal
(needing to ‘‘undergo a physical change,
install additional emissions controls
and/or implement new control
measures’’ in order to meet the
applicable NESHAP requirements). In
the circumstance where a source is
reverting back to major source status for
which there are applicable major source
NESHAP requirements and the
compliance date of such requirements at
the time of reclassification is still in the
future, the source needs to comply with
such requirements by the future
compliance date specified in the
individual subpart. In sum, a source
should not reclassify (in either
direction) until it is ready to meet the
requirements that are imposed by the
new classification.
For the reasons explained above, the
final regulatory text included in 40 CFR
63.1(c)(6)(i)(B) addresses the
applicability of standards and
compliance dates for reclassified area
sources that subsequently become major
sources again. In this provision, the EPA
is finalizing the proposed immediate
compliance rule for area sources that
become major sources again, if they
were previously major sources under 40
CFR part 63. The EPA has amended the
language to read as follows: ‘‘An area
source that previously was a major
source under this part and that becomes
a major source again must comply with
the applicable major source
requirements established under this part
immediately upon becoming a major
source again, provided the compliance
date for the major source requirements
has passed, notwithstanding any other
provision within the applicable
subparts. The owner or operator of a
source that becomes a major source
again must comply with the initial
notification pursuant to § 63.9(b). The
owner or operator must also provide to
the Administrator any change in the
information already provided under
§ 63.9(b) per § 63.9(j).’’ This updated
final provision in 40 CFR 63.1(c)(6)(i)(B)
for reclassified area sources that
subsequently become major sources
again covers both situations of sources
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that reclassify back to major source
status: (1) Major sources that reclassify
to area source status prior to being
subject to major NESHAP requirements
(including sources that reclassified
under the OIAI policy) and then return
to major source status and (2) major
sources that reclassify to area source
status after being subject to major
NESHAP requirements and then return
to major source status. On the other
hand, the compliance dates for area
sources that never operated as major
sources previously (including sources
constructed with enforceable controls or
other type of enforceable PTE limits) but
that increase emissions or PTE and
become major sources for the first time
are governed by the provisions in the
individual NESHAP (which are not
being amended in this rule) and not the
provisions applicable to reclassified
area sources that return to major source
status that are being finalized in this
action. The EPA is also finalizing
amendments to 40 CFR 63.6(c)(1) to
account for the immediate compliance
rule as included in the final revisions to
40 CFR 63.1(c)(6)(i)(A) and (B) as
discussed above.
Finally, while some commenters
requested assurance that if sources
revert back to their previous major
source status, sources will not be
considered new sources, others argued
the EPA should expressly provide that
relaxation or elimination of a PTE limit
that results in the source becoming a
major source requires that the source
comply with CAA section 112 NESHAP
requirements for a new source. These
commenters asserted that as a result of
a loophole in the existing 40 CFR part
63 regulations, some sources and states
are currently under the impression that
a source can have its original PTE limit
taken at the time of construction relaxed
or eliminated without triggering the
requirement to comply with major
source NESHAP requirements that
would have otherwise applied to the
source when it was built. This
confusion could have arisen from the
text in 40 CFR 63.6(c)(5) stating that
‘‘the owner or operator of an area source
that increases its emissions of (or its
potential to emit) hazardous air
pollutants such that the source becomes
a major source shall be subject to
relevant standards for existing sources.’’
As explained in section IV of this
preamble, the CAA section 112
definitions of ‘‘new source’’ and
‘‘existing source’’ dictate that the new
source/existing source distinction is
determined by when the affected source
commences construction or
reconstruction with respect to the date
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73867
of proposal of the standard and say
nothing about the source’s volume of
emissions. For this reason, the EPA
disagrees that a source reclassifying to
major source status after having
previously been subject to the major
source standards would necessarily be
classified as an existing source. The
EPA also disagrees with commenters
that a reclassifying source would
necessarily be a new source for
purposes of determining which standard
applies. Whether an affected source is
new or existing for purposes of
compliance with an applicable NESHAP
is dictated by when the source
commenced construction or
reconstruction in relation to when the
applicable NESHAP was proposed and
not whether the status of the source is
major or area.
Moreover, the regulatory text at 40
CFR 63.6(c)—Compliance dates for
existing sources—applies only to
‘‘existing sources.’’ Therefore, the
regulatory language at 40 CFR 63.6(c)(5)
states that ‘‘the owner or operator of an
[existing] area source that increases its
emissions . . . shall be subject to
relevant standards for existing sources.’’
The intent of 40 CFR 63.6(b)(7) and
(c)(5) was further explained in the
preamble for the March 23, 2001, rule
that proposed revisions to 40 CFR
63.6(b)(7) and (c)(5) (66 FR 16328),17
‘‘[w]e are proposing to revise 63.6(b)(7)
and (c)(5) to require new source MACT
only on affected sources that
commenced construction or
reconstruction after the proposal date of
the NESHAP . . . Affected sources at
former area sources that become major
that have not constructed or
reconstructed after the proposal date of
the NESHAP (emphasis added) would
be subject only to existing source MACT
. . . .’’ Again, each NESHAP provides
the dates that determine whether a
source is a new source or an existing
source. A source’s status of new or
existing is determined by dates given in
each individual NESHAP, and that does
not change when a source reclassifies. If
a major source reclassifies to area source
status after being subject to new major
source NESHAP requirements and then
returns back to major source status, the
sources that were originally subject to
new source requirements would once
again be subject to new source
requirements. In light of these
comments, the EPA is including in the
final rule amendments to 40 CFR
63.6(b)(7) and (c)(5) to reflect the new or
existing status of sources that become
major sources as being determined by
17 These provisions were finalized on April 5,
2002 (See 67 FR 16582).
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the dates provided in the applicable
subparts and to also reflect the
immediate compliance rule as finalized
in 40 CFR 63.1(c)(6)(i)(B) for reclassified
area sources that revert back to major
source status. The amendments to 40
CFR 63.6(b)(7) read as follows: ‘‘When
an area source increases its emissions of
(or its potential to emit) hazardous air
pollutants such that the source becomes
a major source, the portion of the
facility that meets the definition of a
new affected source must comply with
all requirements of that standard
applicable to new sources. The source
owner or operator must comply with the
relevant standard upon startup.’’ The
amendments to 40 CFR 63.6(c)(5) read
as follows: ‘‘Except as provided in
paragraph (b)(7) of this section, the
owner or operator of an area source that
increases its emissions of (or its
potential to emit) hazardous air
pollutants such that the source becomes
a major source and meets the definition
of an existing source in the applicable
major source standard shall be subject to
relevant standards for existing sources.
Except as provided in § 63.1(c)(6)(i)(B),
such sources must comply by the date
specified in the standards for existing
area sources that become major sources.
If no such compliance date is specified
in the standards, the source shall have
a period of time to comply with the
relevant emission standard that is
equivalent to the compliance period
specified in the relevant standard for
existing sources in existence at the time
the standard becomes effective.’’
c. Reclassifications and Enforcement
Actions
In the MM2A proposal, the EPA
included regulatory language in the
MM2A applicability provision in 40
CFR 63.1(c) to address the interaction of
the reclassification of sources and
potential enforcement actions.
Specifically, we noted reclassification of
a source from major to area source status
would not absolve a source of prior
liability for noncompliance. Although
sources that are the subject of an
investigation or enforcement action may
still seek area source status for purposes
of future applicability, such sources
remain liable for any previous or
pending violations of the CAA that
occurred prior to the reclassification.
Enforcement of major source
requirements could include penalties,
mitigation for illegal emissions, and/or
other remedies to address
noncompliance. Accordingly, a source
cannot use its new area source status as
a defense for major source NESHAP
violations that occurred prior to its
reclassification. Similarly, becoming a
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major source does not absolve a source
subject to an enforcement action or
investigation for area source violations
from the consequences of any actions
occurring when the source was an area
source.
Multiple commenters agreed with the
premise that a major source that
reclassifies should not be absolved from
potential enforcement actions that
occurred prior to the reclassification.
However, some commenters argued that
if a major source is rightfully an area
source at the time of an alleged
violation, then the source should not be
subject to enforcement as a major
source. Other commenters argued that it
is also appropriate for the EPA to
consider the misclassification of a major
source instead of the appropriate area
source classification, and the
requirements for major sources versus
area sources, and to examine a past
violation to determine if the source
actually violated the requirements of the
classification under which the firm
should have been registered.
One commenter recommended that
the EPA add language to 40 CFR
63.1(c)(6) that would allow for
modification of an enforcement order
affecting a reclassified source if the
enforcement order was based on the
enforcement authority’s finding that the
source was a major source or based on
the application of the OIAI policy. The
commenter argued that the EPA’s
proposed new language in 40 CFR
63.1(c)(6) would leave unclear whether
it is the EPA’s intent that: (1) Such a
source can never apply to the
enforcement authority for relief from
such obligations (which often include
obligations imposed pursuant to a
court’s equity jurisdiction or that
otherwise fall outside the universe of
obligations specified in the NESHAP) in
exchange for accepting restrictions on
its PTE in order to become a synthetic
HAP area source; or (2) the enforcement
authority can never enter into a
modification of the order, settlement, or
decree that grants such relief. The
commenter argued that this lack of
clarity could result in foreclosure of
such relief in future proceedings that are
informed by the final rules, depending
on the EPA’s posture at the time and the
deference that is sometimes given to
agencies’ interpretations of their own
regulations.
The commenter argued that because
the EPA has withdrawn the OIAI policy
on the grounds that it was inconsistent
with ‘‘the plain language reading of the
‘major source’ and ‘area source’
definitions of section 112’’ of the CAA,
then it stands to reason that: (1) No
historical application of the OIAI policy
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in the formulation of enforcement
orders and negotiation of settlement
agreements and consent decrees was
ever lawful or appropriate; and (2)
orders, agreements, and decrees that
were imposed or negotiated based
materially on the OIAI policy ought to
be subject to retroactive review, on a
case-by-case basis and subject to the
needs of the particular case, upon
application by the respondent for a
modification of the instrument. Finally,
a commenter argued that the EPA
should explicitly state in its regulations
that the consequence of violating PTE
limitations is the requirement to comply
with the applicable major source
NESHAP requirements—in addition to
an appropriate penalty for violating the
PTE limitations.
In the MM2A proposal, the EPA
included regulatory language in the
proposed MM2A applicability provision
in 40 CFR 63.1(c)(6) stating that
reclassification from major source to
area source does not affect a source’s
liability or any enforcement
investigations or enforcement actions
for a source’s past conduct or violations
of major source requirements that
occurred prior to the effective date of
the source’s enforceable limitations (i.e.,
the reclassification). This rule revision
underscores the importance of a
source’s PTE in determining NESHAP,
40 CFR part 63, applicability. The plain
language reading of the definitions of
‘‘major’’ and ‘‘area’’ source in section
112 of the CAA as explained in the 2018
MM2A Memorandum and implemented
through this rulemaking does not
change the Agency’s position that a
source may take enforceable production
and/or operational limits to effectively
constrain its PTE and, thereby, avoid
applicability. Rather, it eliminates the
timing constraint imposed by the OIAI
policy as to when a source may take
such limits to avoid applicability. If,
before taking such limits to avoid
applicability, a source emitted a single
HAP in an amount of 10 tpy or greater,
or emitted any collection of HAP in an
amount of 25 tpy or greater, or it is
determined that the source has (or had)
a PTE that meets or exceeds these
amounts, the source would be
considered a major source and subject to
the requirements of 40 CFR part 63 (as
applicable) up and until the
effectiveness of the limits. The same
holds true after taking such limits to
avoid applicability. That is, even after
taking such limits, if a source emits a
single HAP in an amount of 10 tpy or
greater, or emits any collection of HAP
in an amount of 25 tpy or greater, or it
is determined that the source has (or
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had) a PTE that meets or exceeds these
amounts, the source would be
considered a major source and subject to
the requirements of 40 CFR part 63 (as
applicable). Now, as before, any time a
source operates as a major source, it
must meet the applicable major source
requirements in 40 CFR part 63. Neither
this rule, nor the 2018 MM2A
Memorandum, intends to allow a source
that emits (or has the PTE) greater than
the MST to avoid compliance with
applicable requirements for major
sources. Any source that operates
without complying with the applicable
requirements is subject to enforcement.
The revision proposed at 40 CFR
63.1(c)(6) underscores the EPA’s
position that unless, and until, a source
has enforceable production and/or
operational limits that effectively limit a
source’s PTE (and are not just chimeras
that do not really restrain an operator
from emitting pollution in amounts
equal to or exceeding the major source
thresholds), the source is a major source
and must comply with the major source
requirements (as applicable). The D.C.
Cir. said as much in its review of the
2018 MM2A Memorandum, California
Communities Against Toxics, et al. v.
EPA, 934 F.3d. 627, 638–639 (D.C. Cir.
2019), (‘‘Major sources must obtain a
permit in order to operate, and unless
and until that permit is amended or set
aside, the stringent requirements set
forth therein must be complied with
while that equipment is operational.
The [MM2A Memorandum]itself does
not revoke or amend a single permit.’’)
Any order, settlement, or decree
(collectively, agreements) issued or
entered into addressing a source’s
compliance with the requirements of
NESHAP, 40 CFR part 63, is not affected
by this rule or the 2018 MM2A
Memorandum. Those agreements were
entered into based on the specifics of
each case. Reopening or modification of
settlements approved by, or orders
issued by, federal courts is governed by
the Federal Rules of Civil Procedure (F.
R. Civ. P. Rule 60). Nothing in this final
rule is intended to suggest that any of
the prerequisites for reopening any
judicial or administrative settlement or
modifying a prior order of a court
(including orders approving
settlements) have been met. There is no
additional clarification needed
regarding these authorities. While the
OIAI policy may have informed the
contours of those agreements, it did not
(and, in fact, could not) change the
statutory basis for those enforcement
actions. These agreements reflect a
mutual understanding of the parties that
settlement is in the interest of all
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involved after taking into account the
legal and factual circumstances at the
time of the settlement. Accordingly, the
EPA is finalizing the regulatory
language in 40 CFR 63.1(c)(6)(ii)
addressing the interaction of the
reclassification of sources with
enforcement actions as proposed.
d. Reclassifications and Operation of
Add-On Pollution Control Equipment
After the issuance of the MM2A
Memorandum, some stakeholders were
concerned that if sources were to
reclassify to area source status, they
could stop using the add-on emission
control equipment or emission
reduction practices implemented for
major source NESHAP compliance or no
longer maintain the same level of
control efficiency as before. At proposal,
the EPA requested comments on
whether facility owners or operators of
sources that reclassify will cease to
properly operate their add-on control
devices where the operation of the addon control device is needed to restrict
the PTE and appropriate monitoring,
recordkeeping, and reporting (MRR) are
established as enforceable conditions.
In the proposal, the EPA explained
that a source seeking reclassification
because it has reduced its HAP
emissions to below the MST through
use of add-on control devices or
emission reduction practices
implemented for compliance with major
source NESHAP requirements will need
to demonstrate to the regulatory
authority issuing the PTE limits the
degree to which the add-on control
devices and emission reduction
practices are needed to restrict the
source’s PTE. In the absence of the
applicability of the major source
NESHAP requirements, if the source
relies on its existing NESHAP add-on
control devices and/or emission
reduction practices to limit its HAP PTE
below the MST, the use of these control
devices and/or emission reduction
practices must be made enforceable
under a permitting authority’s legal
mechanism. Alternatively, if a source
intends to stop using the add-on control
device equipment or emission reduction
practices used to comply with a
previously applicable major source
NESHAP requirement, the source must
demonstrate that other physical controls
or operational limits that the source
adopts will restrict the source’s actual
emissions and maximum capacity to
emit HAP below the MST and that these
limits are or can be made enforceable to
ensure that the source will not emit or
have the potential to emit HAP at or
above the MST.
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Some commenters argued that there is
no reason to believe that facility owners
or operators would cease to properly
operate their add-on control devices
where the operation of the control is
needed to restrict the PTE and
appropriate MRR are established as
enforceable conditions. Similarly, some
commenters asserted that sources that
achieve area source status through
compliance with MACT have significant
disincentives to alter their control
measures to increase emissions
thereafter. They argued that HAP
emissions control devices are not
designed to achieve partial emissions
reductions; rather, they are designed to
reduce emissions by a specified
efficiency rate and a source that already
has invested in controls for the purpose
of major source MACT compliance is
unlikely to cease using them or remove
them in favor of less-effective measures
to limit its HAP emissions—especially if
the source’s reclassification to area
source status is contingent upon
compliance with an enforceable PTE
limit.
On the other hand, other commenters
expressed concern with the EPA
statement in the proposal saying that ‘‘it
has no reason to believe, and does not
anticipate’’ that sources will cease
operating their control devices and
hence increase emissions as a result of
the MM2A action. One commenter
argued that the EPA has collected
insufficient data and included no
explanation to support what the
commenter called an ‘‘economically
irrational conclusion.’’ The commenter
argued that the EPA has not
acknowledged the financial incentives
to reduce usage of expensive control
devices.
Commenters arguing that sources will
reduce control device operation and
emission monitoring if the major source
NESHAP requirements no longer apply
stated the EPA must include in the final
rule conditions requiring the continued
use of add-on controls and conditions
ensuring that monitoring and parametric
limits are adequate to meet the required
destruction efficiencies needed for
sources to constrain their PTE and
emissions at area source levels. These
commenters argued that without such
requirements, sources that reclassify are
likely to operate the control device only
part of the year. They claim sources will
make cost-saving business decisions to
turn off controls for several months a
year or use less-effective controls to
remain just below the MST. Some
commenters summarized, as an
example, the information collected by
the EPA to justify the monitoring
requirements for flares in the NESHAP
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for Petroleum Refineries and described
how, without rigorous monitoring, flare
efficiency could be highly variable and
substantially lower than 98 percent. The
commenters also argued that the EPA
cannot assume that other control
devices, such as fabric filter baghouses
and electrostatic precipitators, would be
as effective once the major source
NESHAP operating limits or monitoring
requirements no longer apply. The
commenters argued that the EPA must
require the facility to periodically
perform source tests to verify that the
restriction actually correlates with
emissions that are below the MST. The
commenters further argued that without
requirements ensuring proper operation,
maintenance, and monitoring of add-on
controls, sources will stop consistently
operating the control devices that limit
the release of HAP and allow the
sources to reclassify to area source
status.
The EPA sees these comments as
pertaining to the proposed effectiveness
criteria of PTE limits. In particular, the
EPA may consider provisions
concerning the operation and
monitoring of add-on controls in the
context of the criteria for ensuring that
a PTE limit used to reclassify from
major source to area source status is
practicably enforceable. As discussed
later in section VII of the preamble, the
EPA is not taking action on the
proposed amendments to 40 CFR 63.2 at
this time and is continuing to consider
the comments received on this aspect of
the MM2A proposal. The EPA intends
to take final action on this aspect of the
MM2A proposal in a separate final
action at a later date.
2. 40 CFR 63.9
Requirements
Notification
In the MM2A proposal, the EPA
included language in the reclassification
provision in 40 CFR 63.1(c)(6)
specifying that sources reclassifying
must comply with the notification
requirements of 40 CFR 63.9(b) and (j).
The EPA also proposed to clarify the
notification requirements for sources
reclassifying by amending 40 CFR
63.9(b) so that an owner or operator of
a facility must notify the Administrator
of any standards to which it becomes
subject. The proposed amendment
covers situations where a source
reclassifies from major to area source
status and where a source reclassifies
from major to area and subsequently
reverts back to major source status. The
EPA also proposed to clarify that a
source that reclassifies must notify the
EPA of any changes in the applicability
of the standards to which the source
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was subject per the notification
requirements of 40 CFR 63.9(j).
Most of the commenters supported
the proposed amendments to the
notification provisions in 40 CFR
63.9(b) and (j), but a few disagreed that
the established General Provisions
require notification when going from
being subject to not being subject. Other
commenters requested that the EPA
reduce the number of duplicative
notifications and simplify the regulatory
authorities that must review 40 CFR
63.9(j). Other commenters requested
clarification between notification
provisions within individual NESHAP
that allow for 120 days for notification
versus the 15-day notification in the
General Provisions in 40 CFR 63.9(b)
and (j). These commenters asked the
EPA to clarify the differences between
these requirements, harmonize the
reporting requirements, and minimize
duplicative requirements. The EPA
disagrees that the General Provisions do
not require a notification when a source
is no longer subject to a standard. The
provisions of 40 CFR 63.9(j) are
applicable to a change in information
already provided. The change in a
source’s status from major to area (or
vice versa) is a change in the
information provided that determined
the initial status of the source as subject
to the major or area source standards.
This is different from the initial
notification required by 40 CFR 63.9(b),
as that provides the relevant
information to the Administrator of the
newly governed provisions and is
required to be submitted, per 40 CFR
63.9(b)(2), no later than 120 days after
the source becomes subject. The
notification of a change in information
already required within 15 days is a
result of the previously applicable
standard. There are cases for which
there is no applicable area source
standard; the notification required by 40
CFR 63.9(j) is the only notification that
would be submitted in those cases.
These requirements in two provisions
do not require harmonizing, as they are
due to different NESHAP subparts being
applicable and are not duplicative.
The EPA is finalizing the
reclassification provision in 40 CFR
63.1(c)(6) notification requirements as
proposed for both major sources that
reclassify to area source status and area
sources that revert back to major source
status. The EPA is also finalizing the
proposed amendments to 40 CFR 63.9(b)
so that an owner or operator of a facility
must notify the Administrator of any
standards to which it becomes subject.
Further, for clarity, the EPA has
finalized at 40 CFR 63.9(j)(i)–(iv) the
data elements that a reclassifying source
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must provide in the notification of a
‘‘change in information already
provided’’ required under 40 CFR
63.9(j). Finally, the EPA is clarifying
that the notification requirement of 40
CFR 63.9(j) is an existing requirement.
Thus, the EPA requires any source that
reclassified after January 2018 (issuance
of the 2018 MM2A Memorandum) and
before the effective date of this final rule
that has not yet provided the
notification of a change in information
per 40 CFR 63.9(j) to provide such
notification within 15 calendar days
after the effective date of this final rule.
For the notification requirements in
40 CFR 63.9(b) and (j), the EPA also
proposed to require sources that
reclassify to submit the notification
electronically through CEDRI. The EPA
proposed amending the General
Provisions to add 40 CFR 63.9(k) to
include the CEDRI submission
procedures. Several commenters
support using CEDRI for notification of
status changes. Some commenters
requested the EPA to clarify that the
new requirements in 40 CFR 63.9(k)
only apply when a facility is
reclassifying from a major source to an
area source or from an area source to a
major source, so regulatory authorities
could not conclude that all notifications
or reports should be done using CEDRI.
Some commenters strongly supported
the Agency providing this information
to the public. While the EPA agrees that
the provisions of 40 CFR 63.9(k) only
apply when specifically directed there
from another provision, as stated in 40
CFR 63.9(k), ‘‘[i]f you are required to
submit notifications or reports following
the procedures specified in this
paragraph (k),’’ (emphasis added), we
do not believe that further clarification
within the regulatory language is
necessary. We are finalizing this
provision as proposed requiring sources
that reclassify to submit the notification
electronically through CEDRI.
Additionally, the EPA has clarified that
sources that reclassify between January
25, 2018, and the effective date of this
final rule also must submit the
notification through CEDRI. The EPA
acknowledges the support for the public
availability of the notifications and
notes that the submitted notifications,
along with any other notifications and
reports submitted through CEDRI,
become available to the public through
the WebFIRE database (https://
www.epa.gov/electronic-reporting-airemissions/webfire) after time for review
and approval by the regulatory agencies.
Multiple commenters recommended
that the EPA should clarify CEDRI
reporting. One commenter indicated
that notification is not delegable and
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needs to adjust the language in 40 CFR
63.13 that requires submittal of
information to Regional offices at
specific addresses. The commenter
pointed out that the proposed CEDRI
reporting makes this requirement
excessive and the regulatory text should
be fixed to remedy the requirement of
reporting in triplicate (Regional offices,
CEDRI, Administrator/state). The
commenter noted that the last sentence
of 40 CFR 63.12(c) does not address this
issue and should be deleted/altered to
avoid reporting in triplicate. Another
commenter indicated that a separate
notification to state agencies should be
sent directly to the permitting agency.
The commenter requested that the
following paragraph be added to 40 CFR
63.9(k):
‘‘If a state or local permitting agency has
received delegation for a Part 63 standard
that requires you to submit notifications or
reports and that permitting agency requires,
by way of statute, rule, policy, guidance,
permit, or other mechanism, that such
notifications or reports must be submitted
also to the permitting agency, then such
notifications and reports must be submitted
to the permitting agency as well as to
CEDRI.’’
The EPA agrees with the commenters
that the language at 40 CFR 63.13 and
63.12(c) was not clear that submission
to CEDRI, when required by regulation,
fulfills the obligation of submittal to the
EPA Regional office. Therefore, the EPA
is finalizing at 40 CFR 63.13 a clarifying
statement that when required by 40 CFR
part 63, the submission of a report or
notification to CEDRI fulfills the
obligation of reporting to the EPA
Regional office. The EPA does not agree
that additional language to reflect that
reporting to a delegated agency is
required in addition to reporting to
CEDRI, as that is implicit in 40 CFR
63.12(c), which requires that all
information required to be submitted to
the EPA be submitted to the delegated
authority. The manner of submission is
at the discretion of the delegated
authority, but the reports and
notifications that are required to be
submitted to the EPA electronically
through CEDRI must be delivered to the
EPA through CEDRI. However,
delegated authorities have the discretion
to consider the submission to CEDRI as
meeting the requirement to submit the
report to them.
In the MM2A proposal, the EPA
identified two broad circumstances in
which extensions of the timeframe for
electronic submittal may be provided. In
both circumstances, the decision to
accept the claim of needing additional
time to submit is within the discretion
of the Administrator, and submittal
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should occur as soon as possible. The
EPA provided these potential extensions
to protect owners or operators from
noncompliance in cases where they
cannot successfully submit a
notification by the submittal deadline
for reasons outside of their control. The
situation where an extension may be
warranted due to outages of the EPA’s
Central Data Exchange or CEDRI that
preclude an owner or operator from
accessing the system and submitting a
required notification is addressed in 40
CFR 63.9(k)(1). The situation where an
extension may be warranted due to a
force majeure event, which is defined as
an event that will be or has been caused
by circumstances beyond the control of
the affected facility, its contractors, or
any entity controlled by the affected
facility that prevents an owner or
operator from complying with the
requirement to submit electronically as
required by this rule, is addressed in 40
CFR 63.9(k)(2). Examples of such events
are acts of nature, acts of war or
terrorism, or equipment failure or safety
hazards beyond the control of the
facility. Finally, the EPA also proposed
to amend 40 CFR 63.12(c) to specify that
a delegated authority may not exempt
sources from reporting electronically to
the EPA when stipulated by this part.
One commenter recommended that
the CEDRI late-notification language in
proposed 40 CFR 63.9(k)(1) and (2)
should be stricken because air pollution
control agencies already have
experience in using enforcement
discretion for addressing late
notifications and that discretion should
not be codified or limited by regulation.
The commenter also argued that the full
range of circumstances that could
legitimately cause a late notification
cannot be covered by the regulation, and
the discretion to grant an extension
should not be solely within the
discretion of the Administrator. Another
commenter did not support the
proposed additional requirements
detailing when late notifications are
forgiven for a force majeure event or
federal EPA computer glitch but not in
other meritorious situations. Another
commenter suggested that time
extensions for electronic reporting
should be allowed for circumstances
other than CEDRI outage and force
majeure events, which allow for other
situation-specific reasons that may
impact the reasonable ability of a
facility to achieve timely electronic
reporting.
The EPA disagrees with the
commenter that the reporting extension
allowance for force majeure and CEDRI
outage should be stricken. Granting an
extension is at the discretion of the
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73871
Administrator, which is defined in 40
CFR 63.2 to be ‘‘the Administrator of the
United States Environmental Protection
Agency or his or her authorized
representative (e.g., a State that has been
delegated authority to implement the
provisions of this part).’’ The extension
provision does not remove the authority
of an air pollution control agency to
grant an extension for those subparts for
which they have been delegated
authority. Further, the EPA disagrees
with the commenters that other
situations that are not included in these
provisions are excluded from obtaining
an extension to their reporting deadline.
The extension provisions as proposed
and finalized are limited to those
circumstances out of control of the
facility and provide clear direction on
the process for requesting an extension.
Facilities may still engage with the
Administrator on any delays in
submittal not specifically covered under
the CEDRI outage or force majeure
provisions. After consideration of public
comments, the EPA is finalizing the
extension provisions as proposed.
The electronic submittal of the
notifications addressed in this
rulemaking will increase the usefulness
of the notification; is in keeping with
current trends in data availability and
transparency; will further assist in the
protection of public health and the
environment; will improve compliance
by facilitating the ability of delegated
state, local, tribal, and territorial air
agencies and the EPA to assess and
determine compliance and the
applicability of major and area source
standards to a facility; and will
ultimately reduce burden on regulated
facilities, delegated air agencies, and the
EPA. Electronic submittal also
eliminates paper-based, manual
processes, thereby saving time and
resources and providing data quickly
and accurately to the affected facilities,
air agencies, the EPA, and the public.
Moreover, electronic reporting is
consistent with the EPA’s plan 18 to
implement Executive Order 13563 and
is in keeping with the EPA’s Agencywide policy 19 developed in response to
the White House’s Digital Government
Strategy.20 For more information on the
18 The EPA’s ‘‘Final Plan for Periodic
Retrospective Reviews,’’ August 2011. Available at:
https://www.regulations.gov/document?D=EPA-HQOA-2011-0156-0154.
19 ‘‘E-Reporting Policy Statement for EPA
Regulations,’’ September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
20 ‘‘Digital Government: Building a 21st Century
Platform to Better Serve the American People,’’ May
2012. Available at: https://
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benefits of electronic reporting, see the
memorandum, ‘‘Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules,’’ available in Docket ID No. EPA–
HQ–OAR–2019–0282.
3. 40 CFR 63.10 Recordkeeping and
Reporting Requirements
In the MM2A proposal, the EPA
proposed to amend the recordkeeping
requirements for applicability
determinations in 40 CFR 63.10(b)(3) by
adding text to clarify that this
requirement applies to an owner or
operator with an existing or new
stationary source that is in a source
category regulated by a standard
established pursuant to CAA section
112 but that is not subject to the
relevant standard because of enforceable
limitations on the source’s PTE.
Specifically, the EPA proposed
removing the time limit for record
retention in 40 CFR 63.10(b)(3) and
requiring that the records be maintained
until the source becomes an affected
major source subject to major source
requirements under 40 CFR part 63.
Many commenters supported the
proposed amendment to remove the
time limit for record retention such that
sources that obtain new enforceable PTE
limits are required to keep the required
record of the applicability
determinations for as long as the source
continues to be an area source based on
PTE limitations. While many
commenters agreed with the removal of
time limit in 40 CFR 63.10(b)(3), some
commenters argued that major sources
that reclassify to area sources should not
be subject to additional recordkeeping
requirements that do not apply to other
area sources. These commenters argued
that the EPA should not revise the 5year record requirement for the
applicability determinations because the
EPA has not provided a proper
justification for adding this requirement
for ‘‘reclassified’’ area sources. The
commenter noted that the EPA has not
described any issue with respect to
compliance of PTE limits and emissionstandard applicability that arose from
the existing 5-year recordkeeping
requirement, nor has the EPA explained
why area source recordkeeping
requirements should differ based on
temporal considerations. The
commenters noted that title V major
sources are subject to a 5-year records
requirement for all applicability
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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determinations used to support
identification of applicable
requirements and application of the title
V permit shield, and this is consistent
with the statute of limitations that
generally allows only a 5-year period to
enforce against alleged violations. The
commenter argued that the EPA has not
explained why area sources should be
subject to more stringent recordkeeping
requirements. These commenters stated
that the change in the requirement
would impose a burden on the facility
without additional environmental
protection, because 5 years is sufficient
time considering that sources still need
to report annually that they are in
compliance. Some commenters also
noted that if the EPA or an air pollution
control agency has reason to doubt any
source’s exempt status, they can take
action under CAA sections 113 and 114
or state/local/tribal ‘‘Open Records’’
analogs to obtain the necessary
information.
The EPA disagrees that the extended
recordkeeping requirement as proposed
applies disproportionately to
reclassifying area sources or has any
temporal consideration. The
requirement to retain the applicability
determination applies to all area sources
that require an enforceable limitation on
the source’s potential to emit to not be
subject to a relevant standard or other
requirement established pursuant to
CAA section 112. The requirement for
an applicability determination is only
relevant to these sources; the
applicability determination itself, rather
than the recordkeeping requirement, is
the determining factor. The extension of
the recordkeeping requirement is in the
best interest of the source relying on an
applicability determination to avoid
CAA section 112 major source
requirements, as many sources will rely
on such determination for an extended
period of time that can last beyond the
5 years. The EPA disagrees with the
commenters that the revised record
retention requirements are unnecessary
due to annual reporting requirements.
While many sources may have annual or
semiannual reporting requirements after
reclassifying into an area source rule,
there are some major source NESHAP
that do not have a corresponding area
source standard. For these sources, the
retention of the applicability
determination enables the source to
easily demonstrate that the major source
standard does not apply without the
potential additional burden of recreating the applicability determination.
The EPA agrees with the commenter
that the EPA under CAA sections 113 or
114, and air pollution control agencies
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under their analogs, have the authority
to request the necessary information;
however, the retention of the
applicability determination while the
source continues to be an area source
based upon that PTE limit and
applicability determination provides a
lesser burden to facilities compared to
potentially re-creating the applicability
determination. For the reasons
presented above, the EPA is finalizing
removing the time limit for record
retention in 40 CFR 63.10(b)(3) and
requiring that the records be maintained
for as long as the source continues to be
an area source based on PTE limitations.
Other commenters requested
clarification as to whether the amended
recordkeeping requirement applies to
sources that became area sources prior
to the first substantive compliance date
of a NESHAP standard or that
reclassified after the 2018 MM2A
Memorandum. In the preamble of the
MM2A proposal, the EPA stated that
this amendment was directed to sources
that obtain new enforceable PTE limits.
The EPA agrees that the proposed
language was unclear as to the
applicability of the recordkeeping
provisions on sources with applicability
determinations preceding the date of
proposal. We have amended the
regulatory text in 40 CFR 63.10(b)(3)
clarifying that the owner or operator
must keep a record of the applicability
determination on site at the source for
a period of 5 years or until the source
changes its operation to become an
affected source subject to the relevant
standard or other requirement
established under this part, whichever
comes first if the determination is made
prior to January 19, 2021. For a
determination made on or after January
19, 2021, the owner or operator must
keep a record of the applicability
determination until the source changes
its operations to become an affected
source subject to the relevant standard
or other requirement established under
this part. The EPA does, however,
strongly recommend that all facilities
retain their applicability determination
for the time that the source continues to
be an area source based upon that PTE
limit and such applicability
determination.
In addition to the removal of the time
limit for record retention, the proposal
amended the text that describes the
record of the applicability
determination. In particular, the
proposal clarified that the record must
include an ‘‘emissions’’ analysis (or
other information) that demonstrates the
owner or operator’s conclusion that the
source is not subject to major source
requirements. The analysis (or other
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information) must be sufficiently
detailed to allow the Administrator to
make an ‘‘applicability’’ finding for the
source with regard to the relevant
standard or other requirements.
With regard to the analysis for
applicability determinations, some
commenters expressed concern with the
language that the applicability
determinations ‘‘should be performed in
accordance with EPA guidance
materials.’’ The commenters stated that
the language is vague and could create
binding requirements that are not
legislative rules and have not gone
through required notice-and-comment
rulemaking. The commenter suggested
that the EPA should indicate that this is
a recommendation rather than a
requirement by stating: ‘‘EPA
recommends that the analysis be
performed in accordance with EPA
guidance materials . . . .’’ The EPA
disagrees that further clarification is
necessary regarding the use of guidance
documents in this context, as the use of
EPA guidance materials was an element
of the existing provisions of 40 CFR
63.10(b)(3). However, to avoid creating
the impression of additional
requirements being imposed due to the
proposed edits to the language, the EPA
is retaining the sentence of 40 CFR
63.10(b)(3), which states: ‘‘If relevant,
the analysis should be performed in
accordance with EPA guidance
materials published to assist sources in
making applicability determinations
under CAA section 112, if any,’’ as
currently exists in the existing provision
without finalizing the changes proposed
to it.
The commenters also suggested that
the EPA clarify the applicability
determination analysis for specific
situations, and others advised that
additional guidance could be
incorporated into the regulation or the
preamble to the final rule to recognize
that sources often need to use best
engineering judgment to estimate
emissions from minor sources when
assessing the PTE of a whole facility.
The commenters then recommended
that the EPA indicate that the level of
detail and precision for potential to emit
calculations can be lower for operations
that contribute a relatively small
amount to total facility HAP emissions.
The wording in the proposed
amendments are intended to clarify and
to promote better understanding of the
current recordkeeping requirements.
The EPA did not propose a new view on
how to estimate PTE and, relatedly, on
how to do major source applicability
determinations. In section VII of this
preamble, we include references to our
PTE guidance that may be of help to
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parties with questions about the EPA’s
views on these issues.
The EPA also proposed to amend the
recordkeeping requirements for records
submitted through CEDRI by adding 40
CFR 63.10(g) to clarify that the records
submitted through CEDRI may be
maintained in electronic format. As
proposed, this provision does not
remove the requirement for facilities to
make records, data, and reports
available upon request by a delegated
air agency or the EPA. We are not
finalizing the proposed addition of 40
CFR 63.10(g) because the provision is
redundant with 40 CFR 63.10(b)(1),
which allows for storage of records on
computer.
B. Amendments to Individual NESHAP
General Provisions Applicability Tables
The EPA proposed to amend the
General Provisions applicability tables
contained within most subparts of 40
CFR part 63 to add a reference to a new
reclassification provision contained in
40 CFR 63.1(c)(6) discussed in the
section V.A of this preamble and add a
reference to reflect the proposed CEDRI
submission procedures of 40 CFR
63.9(k) discussed above in section V.A
of this preamble. We are finalizing the
amendments to the General Provisions
applicability tables as proposed.
Additionally, the EPA identified four
subparts containing the General
Provision applicability requirements
which did not properly reference the
notification provisions. These subparts
are 40 CFR part 63 subparts G, H, II, and
YY. Accordingly, we are also finalizing
revisions to these applicability
requirements of 40 CFR part 63 subparts
G, H, II, and YY to account for the final
amendments to the General Provisions
as described above in section V.A.
C. Amendments to Individual NESHAP
At proposal, the EPA identified one
general category of regulatory provisions
in several NESHAP subparts that reflect
the 1995 OIAI policy that requires
revision pursuant to this action. This
category of provisions addresses the
date by which a major source can
become an area source. We proposed to
revise the following provisions: 40 CFR
part 63, subpart QQQ at 63.1441; 40
CFR part 63, subpart QQQQQ at
63.9485; 40 CFR part 63, subpart RRRRR
at 63.9581; and Table 2 of 40 CFR part
63, subpart WWWW. We solicited
comment on whether there are any other
regulatory provisions in any of the
individual subparts that include OIAI
provisions that should be revised
pursuant to this action. The EPA
received comments regarding multiple
provisions in 40 CFR part 63, subpart F
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at 63.100(b)(4); subpart I at 63.190(b)(7);
subpart HH at 63.760(a)(1); and subpart
HHH at 63.1270. The EPA reviewed the
provisions raised by commenters in
these subparts and is including in this
final rule revisions to the provisions in
subpart HH at 63.760(a)(1) and subpart
HHH at 63.1270(a). The EPA is not
making changes with respect to the
identified provisions in subparts F and
I at 63.100(b)(4) and 63.190(b)(7). The
EPA sees these provisions as expired
exclusion provisions, not OIAI
provisions, that do not prevent a source
from reclassifying to area source status.
At proposal, we also identified several
area source NESHAP containing
notification provisions (i.e., initial
notification) applicable to existing
sources for which the dates have passed.
We proposed to amend the following
area source NESHAP that contain
notification requirements for existing
sources with specific deadlines that are
in the past: 40 CFR part 63, subpart
HHHHHH at 63.11175; 40 CFR part 63,
subpart XXXXXX at 63.11519; 40 CFR
part 63, subpart YYYYYY at 63.11529;
40 CFR part 63, subpart AAAAAAA at
63.11564; 40 CFR part 63, subpart
BBBBBBB at 63.11585; 40 CFR part 63,
subpart CCCCCCC at 63.11603.
Consistent with other area source
NESHAP notification requirements, we
proposed that, for an existing source
that reclassifies from major to area
source status, the notification shall be
submitted no later than 120 calendar
days after the source becomes subject to
the relevant area source NESHAP
requirements. Regarding whether there
are any other individual subparts that
would warrant modification because
initial notification requirements are in
the past, commenters pointed at the
initial notification requirements in
many of the major source NESHAP
subparts. They stated that if an area
source were to revert back to major
source status, these initial notification
requirements would have been in the
past. The EPA reviewed the initial
notification provisions of all NESHAP
subparts and is including in this final
rule amendments to the initial
notification requirements within most
NESHAP subparts to include additional
language so that the notification shall be
submitted no later than 120 calendar
days after the source becomes subject to
the relevant NESHAP requirements. The
EPA is amending the initial notification
requirements in the following subparts:
40 CFR part 63, subpart G at
63.151(b)(2) (i), (ii) and (ii); subpart H at
63.182(b)(2)(i), (ii), and (iii); subpart L at
63.311(a); subpart M at 63.324(g);
subpart N at 63.347(c)(1); subpart Q at
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63.405(a)(1) and (2); subpart S at
63.455(a); subpart T at 63.468(a), (b), (c),
and (d); subpart Y at 63.567(b)(2) and
(3); subpart DD at 63.697(a)(1); subpart
EE Table 1; subpart HH at 63.77(c)(1);
subpart JJ Table 1; subpart KK at
63.830(b)(1)(i), subpart CCC at
63.1163(a)(3); subpart PPP at 63.1434(d)
and (e), and at 63.1439(e)(3)(ii)(B) and
(C); subpart QQQ at 63.1454(b); subpart
UUU at 63.1574(b); subpart VVV at
63.1591(a)(1) and (2); subpart DDDD at
63.2280(b); subpart EEEE at
63.2382(b)(1) and (2); subpart FFFF at
63.2515(b); subpart GGGG at 63.2860(a);
subpart IIII at 63.3110(b); subpart JJJJ at
63.3400(b)(1); subpart KKKK at
63.3510(b); subpart MMMM at
63.3910(b); subpart NNNN at
63.4110(a)(1); subpart OOOO at
63.4310(b); subpart PPPP at 63.4510(b);
subpart QQQQ at 63.4710(b); subpart
RRRR at 63.4910(b); subpart SSSS at
63.5180(b)(1); subpart TTTT at
63.5415(b); subpart UUUU, Table 7;
subpart XXXX at 63.6009(b); subpart
YYYY at 63.6145(b); subpart ZZZZ at
63.6645(b) and (d), subpart AAAAA at
63.7130(b) and (c); subpart BBBBB at
63.7189(b); subpart CCCCC at 63.7340;
subpart DDDDD at 63.7545(b) and (c),
subpart EEEEE at 63.7750(b); subpart
FFFFF at 63.7840(b); subpart GGGGG at
63.7950(b) and (c); subpart HHHHH at
63.8070(b)(1); subpart IIIII at 63.8252(b);
subpart JJJJJ, Table 8; subpart KKKKK,
Table 9; subpart LLLLL at 63.8692(b),
subpart MMMMM at 63.8816(b); subpart
NNNNN at 63.9045(b), subpart PPPPP at
63.9345(b)(1); subpart QQQQQ at
63.9535(c); subpart RRRRR at
63.9640(b); subpart SSSSS at 63.9812(b);
subpart TTTTT at 63.9930(b); subpart
BBBBBB at 63.11086(e) and Table 3;
subpart CCCCCC at 63.11124(a)(1),
(b)(1), and Table 3; subpart HHHHHH at
63.11175(a); subpart PPPPPP at
63.11425(b) and (c); subpart QQQQQQ
at 63.11432(b) and (c); subpart RRRRRR
at 63.11441(a); subpart TTTTTT at
63.11469(a); subpart WWWWWW at
63.11509(a)(3); subpart XXXXXX at
63.11519(a)(1); subpart YYYYYY at
63.11529 (a); subpart AAAAAAA at
63.11564(a)(2); subpart BBBBBBB at
63.11585(b)(1); and subpart CCCCCCC at
63.11603(a)(1).
VI. Other Considerations
A. PTE Determination
In the MM2A proposal, the EPA
included a background discussion
associated with the HAP PTE
determination. The discussion was
intended to provide context for
evaluating whether the EPA should
include in the General Provisions to 40
CFR part 63 certain elements of the
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Federal Minor New Source Review
Program in Indian Country, which
included application content
requirements in those rules as well as
the proposed hierarchy of acceptable
data and methods a source seeking
reclassification would use to calculate
and determine the source PTE. We
received many comments regarding PTE
determinations, including suggestions
for clarification on how to do these
calculations, which are already
addressed in guidance. See section VII
of this preamble for additional
information regarding implementation
of PTE limits and the EPA guidance
addressing related topics. Importantly,
at this time, the EPA is not taking final
action on whether to include in the
General Provisions a hierarchy of data
and methods for calculating PTE. The
EPA will continue to evaluate whether
there is a need to issue guidance or
rulemaking for such hierarchy and
methods in the future.
In the MM2A proposal, the EPA
requested comments on whether it
would be appropriate to include in the
General Provisions of 40 CFR part 63 the
minimum requirements for the
information that a major source of HAP
must submit to its regulatory authority
when seeking to obtain PTE limitations
to reclassify as area sources under
section 112 of the CAA, similar to the
information included in a synthetic
minor source permit application under
Tribal Minor New Source Review. Most
of the industry and state commenters
asserted that regulatory authorities
should retain authority to determine
what a major source must submit to
reclassify. They argued that these
requirements already exist in federal,
state, and local rules, and asking state
and local governments to add new
regulatory requirements onto programs
that already provide for the creation and
enforcement of synthetic minor limits
would be an unnecessarily burdensome
administrative resource drain. The EPA
agrees with commenters that the
addition of minimum requirements for
the information that a major source of
HAP must submit to its regulatory
authority when seeking to obtain PTE
limitations to reclassify as area sources
under section 112 of the CAA ignores
that permitting authorities already have
permit application requirements under
their programs. Also, the EPA has
reconsidered that permit application
requirements for PTE programs would
be more appropriate under 40 CFR part
63, subpart E and is not including such
requirements in the final rule. See
section VII of this preamble. This
position does not, however, alter how
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the EPA will apply the policy that the
Agency has been following since 1995,
which allows for any physical or
operational limitation on the capacity of
the stationary source to emit a pollutant
(such as air pollution control equipment
and restrictions on hours of operation or
on the type or amount of material
combusted, stored, or processed), to be
treated as part of its design if the
limitation or the effect it would have on
emissions is federally enforceable or
legally enforceable by a state or local
permitting authority and practicably
enforceable.
B. Reclassification Process and
Permitting
The proposal addressed questions
from sources and permitting authorities
regarding permit process, mechanisms,
and the requirements for reclassifying to
area source status for 40 CFR part 70
sources. These questions were brought
to our attention per our request in the
MM2A Memorandum about specific
situations that may need to be
considered at proposal. The purpose of
the discussion was to inform
stakeholders about our expectations on
how the reclassification process will
work in those specific circumstances.
The EPA did not propose changes to any
of the rules for the permitting programs
or to their interpretation. Below, we
clarify the related proposal preamble
discussion, since it may have
introduced ambiguity about our
interpretation of the regulations.
Stakeholders asked the EPA to clarify
whether a reclassified source continues
to have an obligation to comply with the
major source requirements in their title
V permit that were included solely to
comply with the OIAI policy. These
scenarios consisted of sources that no
longer have the maximum capacity to
emit HAP in amounts that exceed major
source thresholds because of physical or
operational limitations but whose title V
permit still includes major source
NESHAP requirements. (Often, the
operational limitations are enforceable
limitations the source has taken to avoid
major source requirements in the future,
in agreement with the OIAI policy.) The
proposal’s preamble acknowledged that
in that case the source is an area source
under the CAA section 112 definition,
but it still must comply with its title V
permit terms and conditions until the
permit is revised or revoked in
agreement with the title V permitting
authority that issued the permit. The
proposal’s preamble advised that
sources must follow the permitting
authority’s procedures for permit
modification or closure. We continue to
stand by our view that the permitting
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authority will be in the best position to
help a source decide on the appropriate
procedures under the specific program
rules to reconcile permitting obligations.
The preamble illustrated, with
examples, how situations may differ and
that we expect those differences to
require different procedures. The
proposal concluded that in a
hypothetical situation when the major
source NESHAP permit terms are relied
upon to demonstrate compliance with
some other applicable requirement (e.g.,
in the case of streamlining the permit
conditions), concurrently with their
removal, the permitting authority may
need to reevaluate the MRR for
applicable requirements remaining in
the permit and that the regulations in 40
CFR part 71 would require a significant
modification to add these requirements
to a title V permit. With regard to this
advice, commenters argued that the EPA
misspoke in the proposal as to the
appropriate process for 40 CFR part 71
sources. The commenters argued that
revising the 40 CFR part 71 permit to
reflect a change in applicable
requirements may not always require a
significant modification to a title V
permit, and the EPA provided no
explanation in the proposal for this
cursory conclusion relative to 40 CFR
part 71. The EPA first clarifies that the
explanation in the proposal about the
procedures that apply to the changes in
the scenarios presented reflect the EPA’s
current view regarding the 40 CFR part
71 permitting authority for a general
case and does not imply that a
particular situation may not merit a
different treatment based on the facts
and the 40 CFR part 71 regulations. The
basis for the EPA conclusion in the
preamble is that removing nonapplicable NESHAP requirements
would almost always involve significant
changes to monitoring, recordkeeping,
and/or reporting, and, thus, the
modification would not qualify as a
minor modification under 40 CFR
71.7(e)(1)(i)(2). This is especially true if
revised monitoring requirements must
be added to substitute for removed
NESHAP monitoring requirements.
However, we recognize that the
procedures will generally depend on the
program regulations and the facts of the
situation. While the commenter does
not provide a compelling argument to
change our view on the permit
modification procedures that would
most likely apply for removing nolonger-applicable requirements from a
40 CFR part 71 permit, a source is free
to show that in its situation the changes
to existing monitoring, reporting, or
recordkeeping, etc., due to the removal
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of the no-longer-applicable
requirements are not significant.
Importantly, the EPA did not propose
changes to, and this final rule does not
make any changes to, the 40 CFR part
70 or 71 rules and is not prejudging any
future proposed process for modifying
any 40 CFR part 71 permits.
The EPA received multiple comments
regarding the public notice and
comment procedures associated with
reclassification. As discussed below in
section VII, the EPA is not taking action
on the proposed effectiveness criteria
for PTE limits at this time and is
continuing to consider the comments
received on this aspect of the MM2A
proposal. The EPA intends to take final
action on this aspect of the MM2A
proposal in a separate final action at a
later date. Notwithstanding this, on the
issue of public notice and comment
procedures currently in use for
reclassifications, the EPA reiterates that,
consistent with our long-standing
policy, regulatory agencies implement
public notice and comment procedures
for state, local, and tribal programs as
required under their regulations and
statutes. The authority under which the
PTE limits are issued contain issuance
procedures, including any procedures
for public notice and comment.
Importantly, regulatory authorities use
different issuing mechanisms depending
on the complexity of the PTE limits
required for the situation and the
pollutants addressed. Typically, states
issue enforceable PTE limits for
individual sources in a SIP construction
permit or a synthetic minor type of
operating permit (e.g., operating permits
other than title V permit). States can
also utilize less burdensome
mechanisms for limiting PTE, such as
general permits for source categories,
permits by rule, or registration
programs, as appropriate. Regardless of
the mechanism used to issue an
enforceable PTE limit, the regulatory
agency must follow the applicable
procedures for that mechanism,
including providing for public notice
and comment when required.
Some commenters on the proposal
asserted that the EPA had failed to
analyze federalism implications of the
proposal. According to the commenters,
states also rely on title V permitting fees
to support permitting, monitoring, and
enforcement of title V sources, and the
EPA had not considered how states will
do so with the loss of title V funds since
area sources are frequently exempted
from title V. The commenters stated that
the EPA had a duty to consult with state
and local governments for proposed
rules with federalism implications and
substantial compliance costs. The EPA
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73875
disagrees that this action imposes
substantial compliance costs to state
and local governments. As the EPA
explained in section IV of this preamble,
the OIAI policy imposed a time
constraint on the ability of a source to
change its status for purposes of
applicability with CAA section 112
standards that is not found in the
statute. This action simply implements
the plain language reading of the
statutory definitions of major source and
area source which contain no language
fixing a source’s status at any particular
point in time and contain no language
suggesting a cutoff date after which the
source’s status cannot change. This rule
explains what sources must do if and
when they elect to reclassify and does
not change the standards established
under CAA section 112 nor it changes
the permitting authority programs that
are used for processing reclassifications.
VII. Interim Ministerial Revision of 40
CFR Part 63 PTE Definition
The definition of PTE in 40 CFR 63.2
interprets the statutory term ‘‘potential
to emit’’ found in the definition of a
major source in section 112 of the CAA
and provides a legal mechanism for
sources that wish to restrain their
emissions to avoid triggering major
source requirements. Under the PTE
definition in 40 CFR 63.2 promulgated
in 1994, any physical or operational
limitation on the capacity of the
stationary source to emit a pollutant,
including air pollution control
equipment and restrictions on hours of
operation or on the type or amount of
material combusted, stored, or
processed, shall be treated as part of its
design if the limitation or the effect it
would have on emissions is federally
enforceable.21 In National Mining
Association (NMA) v. EPA, 59 F.3d 1351
(D.C. Cir. 1995), the D.C. Cir. remanded
the definition of ‘‘potential to emit’’
found in 40 CFR 63.2 to the EPA to
justify the requirement that physical or
operational limits be ‘‘federally
enforceable.’’ The NMA decision
confirmed that the EPA has an
obligation to ensure that limits
considered in determining a source’s
PTE are effective, but it stated that the
Agency had not adequately explained
how ‘‘federal enforceability’’ furthered
effectiveness. 59 F.3d at 1363–1365.
In the MM2A proposal, the EPA
proposed specific criteria that PTE
limits must meet for these limits to be
effective. The EPA also proposed to
amend the definition of ‘‘potential to
21 See 40 CFR 63.2 definition of ‘‘federally
enforceable’’ available at https://ecfr.io/Title-40/
se40.11.63_12.
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emit’’ in 40 CFR 63.2 accordingly by
removing the requirement for federally
enforceable PTE limits and requiring
instead that HAP PTE limits meet the
effectiveness criteria of being both
legally enforceable and practicably
enforceable. The EPA also proposed to
amend 40 CFR 63.2 to include the
definitions of ‘‘legally enforceable’’ and
‘‘practicably enforceable’’ described in
the MM2A proposal. The EPA then took
comment on the effectiveness criteria
and the proposed amendments to 40
CFR 63.2.
The EPA received significant
comments from many stakeholders on
the proposed effectiveness criteria and
proposed amendments to 40 CFR 63.2.
One of the main concerns raised by
stakeholders in their comments is the
interactions and effects of the proposed
amendments with other CAA programs,
including prevention of significant
deterioration (PSD), NSR, SIP, and title
V, and the impacts of the proposed
amendments to existing state, local, and
tribal agency rules. The EPA is not
taking action on the proposed
amendments to 40 CFR 63.2 at this time
and is continuing to consider the
comments received on this aspect of the
MM2A proposal. The EPA intends to
take final action on this aspect of the
MM2A proposal in a separate final
action at a later date.
In the meantime, the EPA is making
an interim ministerial revision to the
definition of ‘‘potential to emit’’ in 40
CFR 63.2. Specifically, the Agency is
removing the word ‘‘federally’’ from the
phrase ‘‘federally enforceable’’ in the
definition of ‘‘potential to emit.’’ A few
points need to be made to explain what
this interim ministerial revision is and
what it is not. First, this revision is not
the EPA’s final decision and should not
be read to suggest that the EPA is
leaning towards or away from any
particular final action on this aspect of
the proposal. This revision is simply an
interim revision to cover the period of
time while the EPA continues to
consider the comments on this aspect of
the proposal and until the Agency takes
final action with respect to the proposed
amendments concerning the proposed
effectiveness criteria and proposed
amendments to 40 CFR 63.2. Second,
this revision is ministerial because it
merely reflects the NMA decision,
which held that the EPA had not
explained why a PTE limit had to be
‘‘federally enforceable’’ to be considered
as the basis for reclassifying a major
source to area source status. See NMA
v. EPA, 59 F.3d at 1363–1365.22 Again,
22 The EPA notes that in two subsequent
decisions, the D.C. Cir. relied on the NMA decision
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this revision does not represent a final
decision by the EPA or signal any
direction that the EPA is intending to
take in a future final action. It simply
makes a ministerial change to the
regulatory text that appears in the CFR
to reflect the NMA decision.
Further, this interim ministerial
revision does not alter any rights or
legal consequences and simply
preserves the status quo that has been in
effect since the late 1990s. This revision
will not change how the EPA will apply
the transitional policy that the Agency
has been following since 1995. By
removing the word ‘‘federally,’’ the EPA
hopes to avoid any ongoing confusion
about how the transitional policy is
applied. This transitional policy allows
for any physical or operational
limitation on the capacity of the
stationary source to emit a pollutant
(such as air pollution control equipment
and restrictions on hours of operation or
on the type or amount of material
combusted, stored, or processed) to be
treated as part of its design if the
limitation or the effect it would have on
emissions is federally enforceable or
legally enforceable by a state or local
permitting authority and practicably
enforceable.
For implementing reclassifications in
the interim, state programs may use PTE
guidance they have developed for their
programs and/or may also continue to
rely on the EPA PTE guidance. As noted
in the proposal preamble, there is a
substantial body of EPA guidance and
administrative decisions relating to PTE
and PTE limits.23
and presented no additional legal analysis. In
Chemical Manufacturers Assoc, v. EPA, 70 F.3d 637
(D.C. Cir. 1995), the D.C. Cir. reviewed a ‘‘federally
enforceable’’ limitation in the PTE definition in the
PSD and NSR regulations and both vacated and
remanded the federal enforceability requirement in
those provisions with a three sentence decision that
provided no additional analysis and simply
referenced the NMA decision: ‘‘Petitioners
challenge regulations of the Environmental
Protection Agency that define the term ‘‘potential
to emit’’ to exclude controls and limitations on a
source’s maximum emissions capacity unless those
controls are federally enforceable. We recently
decided a similar challenge in National Mining
Association v. EPA, 313 U.S. App. D.C. 363, 59 F.3d
1351 (D.C. Cir. 1995). Accordingly, it is ordered and
adjudged that the regulations are vacated and the
case is remanded to the Environmental Protection
Agency for reconsideration in light of National
Mining Association.’’ In Clean Air Implementation
Project v. EPA, No 96–1224 1996 WL 393118 (D.C.
Cir., Jun. 28, 1996) (CAIP), the D.C. Cir. also vacated
and remanded the federal enforceability
requirement in the title V (40 CFR part 70)
regulations.
23 There is a substantial body of EPA guidance
and administrative decisions relating to PTE and
PTE limits. E.g., see generally, Terrell E. Hunt and
John S. Seitz, ‘‘Limiting Potential to Emit in New
Source Permitting’’ (June 13, 1989); John S. Seitz,
‘‘Options for Limiting the Potential to Emit (PTE) of
a Stationary Source Under Section 112 and Title V
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VIII. Summary of Cost, Environmental,
and Economic Impacts
In this section, the EPA summarizes
the findings of several analyses that we
conducted to assess the cost,
environmental, and economic impacts
of the final rule. It is important to restate
that the final rule does not require any
source to reclassify to area source status.
Each source must assess its own
circumstances to determine whether it
is feasible and advantageous to undergo
the reclassification process. The unique
nature of each source’s decision process
makes it difficult for the EPA to
determine the number and type of
sources that may choose to reclassify
under this rule. Because of this, the EPA
can only present illustrative analyses
concerning the impacts of this final rule.
For the final rule analyses, based on
comments received on the data used for
the overall analyses for the MM2A
proposal, the EPA updated the MM2A
database, removed double counting of
facilities, and expanded the number of
source categories evaluated for cost,
environmental, and economic impacts.
The updated MM2A database contains
data from the 2017 National Emissions
Inventory (NEI), data collected to
conduct residual risk and technology
reviews (RTR) under sections 112(d)(6)
and 112(f) of the CAA (henceforth
referred to as RTR modeling file data),
and data from the EPA’s Enforcement
and Compliance History On-line
(ECHO) database. The EPA used the
RTR modeling file data and NEI data to
estimate the number of facilities in each
of 74 source categories and the number
of sources within those facilities that
could be eligible to reclassify from
major to area source status. We used the
ECHO data to estimate the number of
facilities in 27 additional source
categories for which we did not have
RTR modeling file data, and we then
used an extrapolation methodology to
approximate the number of facilities
within these 27 source categories that
could be eligible to reclassify from
major to area source status.24
of the Clean Air Act’’ (January 25, 1995); Kathie
Stein, ‘‘Guidance on Enforceability Requirements
for Limiting Potential to Emit through SIP and § 112
Rules and General Permits’’ (January 25, 1995);
John Seitz and Robert Van Heuvelen, ‘‘Release of
Interim Policy on Federal Enforceability of
Limitations on Potential to Emit’’ (January 22,
1996); ‘‘In the Matter of Orange Recycling and
Ethanol Production Facility, Pencor-Masada
Oxynol, LLC,’’ Order on Petition No. II–2001–05
(April 8, 2002) at 4–7.
24 There are about 114 major source categories
subject to NESHAP. The EPA determined that 13
source categories are not impacted by this rule and
did not include these categories in the costs or
impacts analyses. For the remaining categories, 74
were analyzed using RTR modeling file data while
27 were analyzed using an extrapolation approach.
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As a result of updates to the MM2A
database, the number of facilities
estimated to be subject to major source
NESHAP has been reduced from 7,920
at proposal to 7,187. The detailed
methods applied to update the MM2A
database and estimate the number of
facilities subject to major source
NESHAP for purposes of the final rule
analyses are described in the TSM titled
‘‘Documentation of the Data for
Analytical Evaluations and Summary of
Industries Potentially Impacted by the
Final Rule titled Reclassification of
Major Sources as Area Sources Under
Section 112 of the Clean Air Act,’’
which is included in the docket for this
action.
A. Analytical Scenarios
The potential costs and cost savings
presented in the final cost memorandum
and RIA are the result of an illustrative
assessment. It is unknown how many
major sources would choose to take
enforceable PTE limits to levels below
the MST and reclassify to area source
status. If a source voluntarily chooses to
reclassify to area source status, it will no
longer be subject to previously
applicable major source NESHAP,
which may result in compliance cost
savings for the source. However, the
source will be required to comply with
any applicable area source NESHAP in
response to reclassification, which
could result in some compliance costs.
Facilities will also have costs associated
with applying to modify the facility’s
operating permit when they reclassify
from major to area source status.
Regulatory agencies will also have costs
to process those applications. Overall,
the sum of costs and cost savings of all
actions taken to reclassify under this
rule is expected to be a net annual cost
savings.
To illustrate the potential emissions
changes, costs, and economic impacts of
the final rule, we analyzed the same
three illustrative analytical scenarios as
at proposal. The primary analytical
scenario analyzes the sources with
actual emissions below 75 percent of the
MST (7.5 tpy of a single HAP or 18.75
tpy of all combined HAP). Alternative
scenario 1 analyzes facilities with actual
emissions below 50 percent of the MST
(5 tpy for a single HAP and 12.5 tpy for
all HAP). Alternative scenario 2
analyzes sources with actual emissions
between 75 percent and 125 percent of
the MST (12.5 tpy for a single HAP and
31.25 tpy for all HAP).
The primary analytical scenario
considers that sources will normally
build a compliance margin into their
operations to ensure that their emissions
remain below the MST and they do not
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revert to major source status. Some
commenters suggested that the EPA
should conduct its analyses based on
the assumption that all sources will
emit up to the MST, or the Agency
should analyze a scenario with a smaller
compliance margin (i.e., at 90 percent of
the MST). The appropriate compliance
margin to apply is specific to each
facility and its operating experience.
Some reclassified sources may choose to
operate 10 percent below the MST while
others may choose to maintain a larger
compliance margin to ensure they do
not jeopardize their area source status.
In addition, some facilities operating
slightly above the MST may opt for
reclassification to area source status by
taking PTE limitations and reducing
emissions to a level below the MST.
Therefore, we provide illustrative
analyses of potential changes in costs
and emissions at various compliance
margins. The level of actual emissions
relative to the MST at which facilities
may consider participating in the
MM2A reclassification process is
actually a continuous line from some
level below the MST to a reasonable
level above the MST, and our
illustrative analyses include three
points on this continuous line to
estimate the potential impacts of
different compliance margins on
participation under this final rule. In
this section, we present the primary
illustrative scenario and two alternative
scenarios, one above and one below the
primary scenario.
While different compliance margins
could be evaluated, the EPA has greater
confidence in the primary illustrative
scenario where sources at or below 75
percent of the MST can maintain
emissions below the MST and thus may
be more likely to opt for reclassification.
Sources in the MM2A database
operating between 50 and 75 percent of
the MST, and those operating between
75 and 125 percent of the MST, are also
addressed in our analyses, in the first
and second alternative scenarios,
respectively. These alternative scenarios
address the impacts of sources at
alternative compliance margins as
suggested by commenters. In addition to
these analytical scenarios, the updates
to the MM2A database detailed in the
TSM titled ‘‘Documentation of the Data
for Analytical Evaluations and
Summary of Industries Potentially
Impacted by the Final Rule titled
Reclassification of Major Sources as
Area Sources Under Section 112 of the
Clean Air Act’’ presents the incremental
count of facilities at 90 and 100 percent
of the MST to illustrate a comparison of
the difference between the number of
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73877
facilities in the database operating in the
primary scenario and these alternative
views suggested by commenters.25
B. Cost Analysis
For the illustrative cost analysis
conducted for the final rule, the EPA
analyzed: (1) Facilities with actual
emissions below each analytical
threshold, (2) the costs that we
estimated to be incurred by the facilities
associated with permitting actions
necessary to obtain area source status,
(3) the costs that we estimated to be
incurred by permitting authorities
associated with permitting actions
necessary to process permit applications
for facilities requesting reclassification,
and (4) cost-savings estimates based
solely on estimated reductions in labor
burden related to MRR requirements
that would either no longer apply or
would change based on the specific
requirements in the major source
NESHAP rules and any area source
NESHAP rules that apply to a particular
source category. As part of the overall
analysis of the 125-percent alternative
scenario, we examined the potential
control costs for major sources in eight
source categories that may opt to further
reduce HAP emissions in order to
reclassify to area source status. Details
of this potential control cost analysis are
presented in the TSM titled ‘‘Analysis of
Illustrative 125% Scenario for MM2A
Final—Potential Cost Impacts from HAP
Major Sources Reducing Emissions as
part of Reclassifying to HAP Area
Sources’’ which is available in the
docket for this action. The details of the
cost analysis are presented in the TSM
titled ‘‘Documentation of the
Compliance Cost Savings Analysis for
the Final Rulemaking Reclassification of
Major Sources as Area Sources Under
Section 112 of the Clean Air Act’’ and
also are summarized in the RIA. All of
these documents are available in the
docket for this action.
The illustrative cost analysis presents
estimates of the final rule’s net costs (or
savings) over two time periods. The first
estimate assumes that all potential
reclassifications that might occur as a
result of this rulemaking with take place
within 1 year of promulgation (i.e., by
2021). The second estimate assumes that
not all the reclassifications will occur
within 1 year after the MM2A rule is
finalized, and instead are assumed to
occur over a more extended period of
time.
25 See the Response to Comments document for
a detailed rationale for the selection of analytical
scenarios for the final rule and the EPA’s reasoning
for not evaluating impacts at 90 percent of the MST.
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For the first illustrative cost analysis,
Year 1 costs include the cost for each
facility to apply for and obtain an area
source or synthetic minor permit or a
title V permit modification and for the
regulatory agencies to review and
approve those applications and issue
the permits. These permitting costs to
the facilities and state agencies are onetime costs and occur only in Year 1
when a facility reclassifies. Then, in
Year 2 and beyond, facilities do not
incur the cost to process a
reclassification and the net costs (or
savings) are the sum of the projected
annual cost savings from not having to
comply with the major source NESHAP
MRR requirements and the estimated
cost of compliance with applicable area
source NESHAP requirements. These
projected savings are expected to
continue for each reclassified facility
each year beyond the second year, for
there is no time specified for review of
reclassifications under the CAA. The
permitting costs to the facilities and the
permitting costs to the regulatory
agencies are not included in the second
year because it is assumed the
permitting changes are all completed in
the year the source submits an
application for reclassification and no
action is needed in subsequent years in
relation to this action.
However, based on the number of
potential reclassifications discussed in
this analysis, we can confidently
conclude that not all of the
reclassifications will occur in the first
year after the rule is issued. The timing
of a reclassification is influenced by
several considerations, including time
for facilities to determine whether it is
in their best interest to reclassify, time
to prepare applications for
reclassification, and time for permitting
authorities to review applications and
process reclassification requests. There
is also time allotted for the EPA to
review determinations by permitting
authorities and for public participation
in the process. Therefore, it is
reasonable to assume that not all the
reclassifications will occur within 1
year after the MM2A rule is finalized,
and instead the reclassifications
assessed in the cost analysis are
assumed to occur over a more extended
period of time. To illustrate the spread
of costs over time, the EPA also presents
a 5-year outlook of costs and cost
savings.
A summary of the results of the
potential costs and cost savings across
different types of source categories from
the illustrative cost analysis for Year 1
and Year 2 and beyond is presented in
Table 2. Results are presented for the 74
source categories evaluated using RTR
modeling data and the 27 source
categories that were evaluated using the
extrapolation approach.
TABLE 2—ILLUSTRATIVE NET COSTS (OR COST SAVINGS) OF FINAL MM2A RULE FOR THE PRIMARY ANALYTICAL
SCENARIO
Total number of
facilities subject to
major source
NESHAP
Source category coverage
Facilities with
actual emissions
below 75 percent
of the MST 1
Potential net
annual costs (or
cost savings) in
2017$ for Year
1 2 4 and Year
2 3 4 and
beyond
Source categories with RTR data (74 categories) ....................................................
4,068
1,614
$10,147,526
(56,137,515)
1,680,049
(9,030,684)
Extrapolated source categories (24 categories) 5 .....................................................
1,294
266
Industrial, commercial, and institutional boilers and process heaters (3 categories) 5 ................................................................................................................
1,821
687
4,319,300
(25,456,533)
Total (101 source categories) ............................................................................
7,183
2,567
16,146,875
(90,624,732)
1 Results
are for sources with actual emissions below 75 percent of the MST (i.e., 7.5 tpy for one HAP and 18.75 tpy for combined HAP).
incurred by sources and permitting authority assumed in year 1.
2 impacts are also representative of annual impacts to all reclassified major sources in all subsequent years in the future. Numbers in
parenthesis are negative and reflect cost savings.
4 The analytic timeline begins in 2021 and continues thereafter for an indefinite period. Year 1 impacts are those for 1 year after reclassification
of a major source with reclassifications beginning in 2021, and year 2 impacts are those for the second year after reclassification of a major
source and annually afterwards.
5 Extrapolated using the EPA’s ECHO data.
2 Costs
3 Year
Table 3 presents the illustrative
potential cost (or cost savings) impact of
the final rule over time for the primary
analytical scenario. We present the
impacts over a 5-year outlook that
assumes all sources in our analysis will
reclassify over that timeframe and that
the reclassifications will be evenly
distributed over that period.
TABLE 3—ILLUSTRATIVE NET COSTS (OR COST SAVINGS) OF THE FINAL MM2A RULE OVER TIME FOR THE PRIMARY
ANALYTICAL SCENARIO *
Distribution of costs (or cost savings) over a 5-year period ($2017)
Source category coverage
2021
Source categories with RTR data (74
categories) ..........................................
Extrapolated Source Categories (24
categories) ..........................................
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2022
2023
2024
2025+
$2,536,882
$(11,497,497)
$(25,531,875)
$(39,566,254)
$(56,137,515)
420,012
(1,837,658)
(4,095,329)
(6,353,000)
(9,030,684)
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73879
TABLE 3—ILLUSTRATIVE NET COSTS (OR COST SAVINGS) OF THE FINAL MM2A RULE OVER TIME FOR THE PRIMARY
ANALYTICAL SCENARIO *—Continued
Distribution of costs (or cost savings) over a 5-year period ($2017)
Source category coverage
2021
2022
2023
2024
2025+
Industrial, Commercial, and Institutional
Boilers and Process Heaters (3 categories) ..............................................
1,079,825
(5,284,308)
(11,648,441)
(18,012,574)
(25,456,533)
Total (101 Source categories) ........
4,036,719
(18,619,464)
(41,275,647)
(63,931,830)
(90,624,732)
* These results reflect the aggregate of costs and cost savings for all facilities by year of impact.
Estimates for 2025 are also representative of all subsequent years.
The EPA also calculated the PV of the
illustrative cost savings for the main
illustrative scenario. The PV is the value
of a stream of impacts over time,
discounted to the current (or nearly
current) year. The PV of the cost savings
for the primary illustrative scenario is
$0.86 billion (in 2017 dollars) at a
discount rate of 7 percent, which is
discounted to 2020. At a discount rate
of 3 percent, the PV is $1.50 billion (in
2017 dollars), again discounted to 2020.
Another measure of the annual cost
savings to complement the estimates in
Table 2 is the EAV. This annual impact
estimate is calculated consistent with
the PV. The EAV is $67 million (2017
dollars) at a 7-percent discount rate for
the primary scenario. At a 3-percent
discount rate, the EAV is $75 million
(2017 dollars). The PVs and EAVs for
each alternative scenario and discount
rate in 2017 and 2016 dollars can be
found in the RIA for the final rule.
C. Environmental Analysis
At proposal, to assess the potential
environmental emissions impacts
associated with the reclassification of
sources, the EPA reviewed permits and
other information for 34 sources that
had reclassified to area source status
consistent with the EPA’s plain
language reading of the CAA section 112
definitions of ‘‘major’’ and ‘‘area’’
source since January 2018. The review
of these reclassifications provided a
representation of the potential realworld impacts on emissions by looking
at the facts and circumstances of actual
reclassification actions. In addition to
the evaluation of the reclassification
actions, at proposal the EPA also
performed an illustrative assessment for
six source categories: Wood Furniture
Manufacturing Operations, Surface
Coating of Metal Cans, Surface Coating
of Miscellaneous Metal Parts and
Products, Wet-Formed Fiberglass Mat
Production, Hydrochloric Acid
Production, and Non-Gasoline Organic
Liquids Distribution. The analysis of
these six source categories was
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informative in some respects but was
only illustrative and speculative in
nature and only presented a range of
possible outcomes dependent on the
assumptions that we made in the
assessment. The EPA received
numerous comments on the emissions
analyses presented at proposal. Many
commenters argued that the EPA had
failed to adequately assess the effects of
the rule on HAP emissions and did not
perform any health impact analysis.
These commenters argued the EPA did
not include enough source categories in
the emissions analysis at proposal to
draw reasonable conclusions.
Commenters also opined that the
analysis of the actual reclassifications
relied on a small sample, and a few
speculated that we had ‘‘cherry picked’’
permits to review.
For the final rule, the EPA expanded
the emissions impact analysis in several
ways to address these comments. We
enhanced the MM2A database to
include more source categories with
detailed data and improved the
methodology for analysis based on
public comments. We also expanded the
review of reclassification actions to
include the review of 35 additional
reclassifications received from March
2019 through February 2020.26 This
allowed us to more than double the
number of reclassifications reviewed for
the final rule. The details and results of
the analysis of 69 reclassification
actions are summarized below and
presented in detail in the Review of
Reclassification Actions TSM for the
final rule, which is available in the
docket for this action.27 The EPA
received several comments on the
permit reviews completed for the
proposal; we have considered the input
26 The EPA obtained information about these
reclassifications through the normal course of
business with the permitting authorities that notify
us of permitting actions within their jurisdictions.
27 See TSM titled ‘‘Review of Reclassification
Actions for the Final Rulemaking ‘‘Reclassification
of Major Sources as Area Sources under Section 112
of the Clean Air Act’’ available in the docket of this
rulemaking.
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from commenters in the review of the
reclassifications included in the final
analysis. Finally, we also expanded the
illustrative analysis of impacts on the
program from the six source categories
reviewed at proposal to 72 source
categories. The 72 source categories
included in the illustrative analysis
represent a broad array of the sources
subject to major source NESHAP
requirements and the types of sources
that could seek reclassification to area
source status under this final rule. We
discuss the reclassification actions
reviewed and the illustrative analyses of
source categories in detail below. Our
analysis indicates that 68 of the 69
sources that have reclassified will not
increase emissions. In addition to this
review of actual reclassification actions,
the EPA also prepared an illustrative
analysis for 72 source categories in the
major source NESHAP program (114
total) to evaluate the potential emissions
impacts. After consideration of the
information and data available for the
illustrative emissions analysis, we
found that 65 source categories will not
change emissions as a result of the rule.
For the other seven source categories,
there was a potential for (but not a
certainty of) emissions increases based
on conservative assumptions that are
likely to overstate the change in
emissions at some facilities. As is
discussed throughout this preamble and
in the TSMs and RIA, any analysis of
impacts includes uncertainties, and
each subsequent level of analysis
compounds the uncertainties to a much
greater level. Given the compounding of
uncertainty and illustrative nature of the
analysis, further quantification of effects
of these emissions increases would not
be reliable or informative. Instead, we
present a qualitative discussion of
benefits and disbenefits in the benefits/
disbenefits subsection of impacts below.
Further information of the analyses and
findings are presented below.
To assess the potential for emissions
impacts for the 69 reclassified sources,
the EPA focused its review on the
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enforceable conditions associated with
the PTE limitations applicable to the
emission units previously subject to
major source NESHAP requirements.
The EPA review focused on whether
these emission units at these facilities
continue to have enforceable conditions
that are either the same as or consistent
with the previous applicable major
source NESHAP compliance obligations.
Summaries of the permit reviews and
emissions evaluations are presented in
the Review of Reclassification Actions
TSM, which is available in the docket
for this action.
The EPA’s findings from its review of
permits for the reclassifications indicate
that of the 69 sources that reclassified to
area source status, 68 achieved and
maintain area source status by operating
the emission controls or continuing to
implement the practices they used to
comply with the major source NESHAP
requirements; we expect no emissions
increases due to reclassification for
these sources. While permitting
authorities could allow for changes in
the enforceable conditions or practices
that the sources used to comply with
major source NESHAP requirements
that could lead to emissions increases,
this happened for only one source out
of the 69 actual reclassifications. Below
is an overview of the EPA’s findings
from the permit reviews for these 69
reclassifications.28
Of the 69 sources that have
reclassified, 45 sources are in a coating
type source category; 11 are chemical
sources; six are fuel combustion/boiler
sources; five are oil and gas sources and
two are heavy industry sources. (See
Tables 3 and 4 of Review of
Reclassification Actions TSM available
in the docket for this action). Of the 69
reclassifications reviewed, 14 sources
are classified as true area sources
because these sources are no longer
physically or operationally able to emit
HAP above the MST. Of the 55 sources
with enforceable PTE limitations, 15
28 The analysis of the actual reclassifications
includes representation of some of the source
categories subject to major source NESHAP
requirements. While the actual reclassifications
demonstrate a cross-section of the types of
industries that have reclassified, we are unable to
determine if this cross-section of industries is
representative of all types of sources that may seek
reclassification in the future. The illustrative
emissions analysis includes a broader selection of
source categories across similar sectors of the
economy as these actual reclassifications (i.e.,
chemical, energy, combustion, coatings, and heavy
industry/manufacturing). While the illustrative
analysis is representative with respect to a broader
selection of industries in the major source program,
we are unable to definitively determine whether the
sources within those categories will seek
reclassification. Thus, we cannot make a
determination of the representativeness of the
actual reclassifications.
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sources had obtained those enforceable
PTE limitations before January 2018
(pre-existing PTE limitations) while 40
obtained the PTE limitations after
January 2018 in order to reclassify to
area source status (new PTE
limitations).
Of the 45 coating sources reviewed,
39 used compliant materials (low-HAP/
no-HAP) to meet applicable major
source requirements before
reclassification, and their continued use
of compliant materials is an enforceable
condition after reclassification. Five
sources relied on the use of regenerative
thermal oxidizers (RTOs) to meet
applicable major source requirements
and maintain enforceable conditions
requiring the operation of the RTOs after
reclassification. As described in detail
in the TSM, the EPA does not expect
emissions increases from these sources
due to reclassification to area source
status. Finally, one source used
compliant materials to meet applicable
major source requirements, but after
reclassification requested a change to
use a HAP-containing formulation with
accompanying process limitations to
maintain area source status. Had the
change in formulation happened while
the source was a major source, the
source would have had to use an addon control device to comply with the
applicable NESHAP. For this source, the
change in formulation after
reclassification could lead to emissions
increases of 4.3 tpy of xylene or 18.75
tpy of combined HAP.
Of the 11 chemical sources reviewed,
four sources are miscellaneous organic
chemical manufacturing facilities; these
relied on a variety of control
technologies (including RTOs,
scrubbers, and flares) and work
practices to maintain compliance before
reclassifying and continue to have
enforceable conditions requiring the
control technologies after
reclassification. Three sources are
gasoline distribution sources that relied
on vapor collection and vapor flare/
vapor combustion to meet applicable
major source requirements before
reclassification, and these controls are
enforceable conditions to maintain
compliance after reclassification. Three
sources are off-site waste recovery
facilities that relied on control
technologies such as vapor balance/
recovery systems, condensers, and
scrubbers to meet applicable major
source requirements before
reclassification. All these sources
continue to rely on the same (or
additional) requirements as enforceable
conditions to maintain compliance after
reclassification and the EPA does not
expect emissions increases due to
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reclassification to area source status.
Finally, one source is a former
hazardous waste combustor and cement
facility that until 2015 fueled its cement
kiln using collected hazardous and nonhazardous waste, using various control
technologies to maintain compliance.
This facility permanently removed all
equipment associated with Portland
cement manufacturing and took on a
new primary role as a hazardous waste
storage/transfer facility, using
throughput limits and a carbon
adsorption system to maintain
compliance.
Of the six combustion/boiler sources
reviewed, four made permanent
operational changes (ceased combustion
of coal and/or ceased operation of
boilers) allowing the sources to
reclassify to area source status. Another
source had material and operational
limitations prior to reclassification, both
of which continue to be enforceable
conditions after reclassification, and one
source took additional operational
restrictions on the usage of natural gas
as the mechanism to constrain their
emissions and PTE and reclassify to area
source status. Three of these sources
had emissions above MST before
reclassifying; the reclassification of
these three sources resulted in a HAP
reduction of 56.9 tpy single HAP and
78.8 tpy total HAP.
All five oil and gas production and
transmission sources reviewed relied on
the use of control technologies
(oxidation catalyst [enclosed
combustion device] and flares) to meet
applicable major source requirements
before reclassification, and their
continued use is an enforceable
condition to maintain compliance after
reclassification. One of these sources
took additional restrictions on the
amount of gas vented to the atmosphere
to reclassify to area source status. Also,
the reclassification of this facility
prevented additional emissions that
would have occurred if the source had
remained a major source. As described
in detail in the TSM, the EPA does not
expect emissions increases from these
sources due to reclassification to area
source status.
Of the two heavy industry sources
reviewed, one is a lime manufacturing
plant and the other is a flexible
polyurethane foam fabrication facility.
The lime manufacturing facility, after
reclassification, remains subject to other
regulatory requirements, including PM
emission limitations, the use of a
baghouse, and monitored opacity as an
operating limit via operation of a
continuous opacity monitoring system.
The flexible polyurethane foam
fabrication facility relied on compliant
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materials, control technology (carbon
adsorption systems), work practices,
and operational limitations to meet
applicable major source standards
before reclassification and continues to
rely on these as enforceable conditions
to maintain compliance after
reclassification. See the Review of
Reclassification Actions TSM available
in the docket for the detailed permit
reviews and emissions evaluations.
In response to comments, for the final
rule’s illustrative emissions impact
analysis, we have also updated the
assessment conducted at proposal for
six source categories and expanded our
assessment to numerous additional
source categories. We identified several
source categories that are unlikely to
experience a change in emissions as a
result of MM2A. We also conducted an
in-depth analysis of potential changes in
emissions upon reclassification for
many source categories where we have
information. We also reviewed the
updated operating permits for a variety
of industrial processes to interpret likely
response to the final MM2A rule. The
details and results of the emissions
analysis are summarized below and
presented in detail in the illustrative
emissions impact analysis TSM titled,
‘‘Documentation of the Emissions
Analysis for the Final Rule
Reclassification of Major Sources as
Area Sources Under Section 112 of the
Clean Air Act,’’ which is available in the
docket for this action.29
The EPA considered many factors in
assessing the potential emissions
impacts from the various NESHAP
source categories if facilities in these
source categories were to reclassify to
area source status. These factors include
backstop measures from regulatory and
technological limits, as well as
limitations on growth for economic
reasons. As for regulatory reasons, the
EPA assessed, if sources were to
reclassify, whether they would be
subject to the same NESHAP
requirements as before reclassification
(which would be the case where the
area source requirements are the same
as the major source requirements),
whether new area source NESHAP
requirements will be applicable and
how they impact emissions, whether
there are NSPS requirements that apply
to the source and control emissions at
the same levels as the major source
NESHAP requirements, and whether
there are PSD/NSR/SIP requirements the
effect of which will continue to control
29 See TSM, ‘‘Documentation of the Illustrative
Emissions Analysis for the Final Rule
Reclassification of Major Sources as Area Sources
Under Section 112 of the Clean Air Act,’’ available
in the docket of this rulemaking.
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HAP emissions to the same extent. As
for the technological and economic
reasons, the EPA reviewed whether the
measures used by the source to reduce
emissions could be reversed or
discontinued if sources were to
reclassify to area source status. This
includes, but is not limited to, changes
in coating/adhesive formulations, fuel
combustion technologies, and some
level of backstop for emissions from
add-on control technologies.
Commenters stated that there are also
other factors that will prevent emissions
increases, including environmental
management systems with which
sources are engaged that require them to
identify environmental impacts, set
performance objectives, implement of
standards for training and work
practices, audit implementation of such
standards, and take corrective action
when deviations occur. Other
commenters also mentioned that many
sources are also required to meet
Leadership in Energy and
Environmental Design standards that
incentivize efficient operations to
minimize waste and energy usage,
Occupational Safety and Health
Administration requirements that
protect workers from exposures to HAP
and other pollutants, and toxics release
inventory requirements. The
commenters pointed out that these
regulatory requirements continue to
apply even if the source reclassifies,
providing additional incentives for
sources to not increase emissions. The
EPA agrees with the commenters in that
environmental management systems,
even though they are voluntary and not
regulatory in nature, will also provide
additional incentive for some sources to
maintain compliance with
environmental legal obligations and not
increase emissions.
Based on the EPA’s illustrative
analysis of potential emissions impacts
from the 72 source categories, 65 source
categories will either not be impacted by
MM2A or are unlikely to experience any
emissions changes for the reasons
discussed in the above paragraph. After
considering the information available
for this illustrative analysis, we found
that some facilities in seven source
categories represented by detailed
information from RTR modeling files in
the MM2A database could increase
emissions if they were to reclassify and
were allowed to reduce operation of
adjustable add-on controls. These
facilities represent 7.9 percent of the
facilities illustrated in the primary
analytical scenario (i.e., 128 facilities
out of a total of 1,614 facilities in the
primary analytical scenario), and 3.1
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73881
percent of all the facilities included in
the analysis of the 72 source categories
(i.e., 128 facilities out of a total of 4,068
facilities operating in 72 source
categories). Several of the source
categories have only one or two
facilities impacted, while three source
categories have several facilities
impacted. The facilities that we were
able to assess are located in several
states and are not clustered in close
proximity to each other. The EPA was
unable to evaluate the source categories
included in the extrapolated approach
used for the cost assessment due to
insufficient information. Under
alternative scenario 2, we determined
that some facilities operating between
75 and 125 percent of the MST might
opt to decrease emissions to reclassify to
area source status as a result of the
MM2A rule.
The EPA made several conservative
assumptions when estimating the
potential effect on emissions resulting
from sources reclassifying from area to
major source status. By ‘‘conservative,’’
we mean that these assumptions are
likely to result in an overestimate of
emissions changes. We detail these
assumptions in the TSM referenced
above.30 Based on these conservative
assumptions, the potential change in
emissions in the illustrative analyses for
seven source categories could be an
increase ranging from 919 tpy to 956 tpy
of HAP across the NESHAP program
under the primary scenario.31 In
30 In general, the change in emissions is measured
as the difference between PTE with compliance
with the major source NESHAP and 75 percent of
the MST (the maximum emissions assumed with a
compliance margin for the primary scenario).
Where the EPA does not have information on the
PTE, we estimated the potential change in
emissions as the difference between actual
emissions and 75 percent of the MST. However, in
some cases it is inappropriate to assume changes
from minimal amounts of HAP (i.e. less than 1 tpy)
up 75 percent of the MST as it represents a 100
times to 1,000 times increase in emissions (and
production to the extent that production and
emissions correlate). Given the production
capacities at existing facilities along with economic
constraints on growth, it is highly unlikely a facility
would seek to increase emissions (and hence
production) by 100-times to 1,000-times. Most
mature industries will not experience tremendous
economic growth, and some may experience a
declining rate of production that impacts growth.
Therefore, we assume a conservative measure of
increase for facilities operating at very low levels
of HAP of 10 times (e.g., a facility operating at 0.5
tpy with not information on PTE would increase to
5 tpy). The measure for emission change in these
instances could be higher or lower, but we selected
10 times to demonstrate a conservatively high level
of potential emissions increase.
31 The EPA also identified some facilities in the
primary scenario that have an estimated PTE that
is above the MST, yet their actual emissions are
well below 75 percent of the MST. If these facilities
opt to reclassify by taking a limit on their PTE down
to a level below the MST, they will forego allowable
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addition, we also include an alternative
set of assumptions in the coatings sector
to reflect the findings from the review
of reclassification permits that shows
one facility could increase emissions.
For this alternative coating scenario, we
extrapolate those findings to other
facilities in the coatings sector using a
percentage that represents the portion of
the reclassified facilities that might
increase emissions (i.e., 2.3 percent of
the reclassified coatings facilities are
assumed to increase emissions). Using
this alternative assumption, we estimate
a potential emissions increase of 302 tpy
of combined HAP. The total range of
potential emissions increases is,
therefore, 919 tpy to 1258 tpy. Again, it
is important to note that this is likely an
overestimate of actual emissions
increases, as we explain in more detail
in the technical support memorandum.
Under the alternative scenario 2, we
estimate a potential reduction in HAP
emissions of 183 tpy.
In addition to approximating the
response to the MM2A rule, we present
information regarding the magnitude of
potential changes in HAP emissions and
discuss changes in health impacts for
benefit categories of criteria pollutants.
The combination of these evaluations
represents our assessment of benefits as
defined in Office of Management and
Budget (OMB) Circular A–4. Based on
the results of the EPA’s analysis of the
reclassifications of 69 sources and the
illustrative emissions analysis of 72
source categories, this final rule may
potentially result in both emission
reductions and increases from a broad
array of affected sources. For the 69
sources that have already reclassified,
we conclude there are no potential
emissions increases (except for one
source as discussed in section VIII
above) and, therefore, no health impacts
associated with nearly all of the known
reclassification actions. For the one
facility with a potential for an emissions
increase, the change in emissions would
be modest and is not likely to result in
significant health impacts. Because the
sources that the EPA has identified as
having a potential for some level of
emissions change (given the
uncertainties stated throughout this
preamble) are located across the United
States, we do not observe a
emissions under the major source program (i.e., the
reduction in PTE that the facility must take to
modify their PTE to down to 18.75 tpy). This
reduction in emissions can be viewed as foregone
emissions under PTE. For the facilities analyzed
where PTE (or allowable emissions) were identified,
the foregone allowable emissions totals a reduction
of about –227 tpy. Therefore, the potential change
in emissions for the seven source categories with
potential increases is a net change in emissions of
692–729 tpy.
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concentration of emissions changes in
any particular location. However, to
understand the potential impact of this
rulemaking on tribal and environmental
justice communities, we conducted two
analyses on the 69 sources that have
reclassified to area source status as
described above (from which we found
only one facility that could increase
emissions).
In the first analysis, we looked at
sources that were within 50 miles of an
area of Indian country. Of the 69 sources
that we analyzed, 30 are within 50 miles
of at least one area of Indian country.
Eleven of these are within 10 miles of
an area of Indian country and three are
in Indian country. However, after
reviewing the reclassification of these
sources, only one of these sources could
have an increase in emissions. The
potential increase will be minimal
because the source has limited its
emissions of and PTE HAP below the
MST. Therefore, the EPA expects there
will be no additional impact from
reclassification to most areas of Indian
country.
Second, we conducted a demographic
analysis of the populations within 5
miles of these same 69 sources. We then
compared the average concentrations of
low-income and minority populations
within that 5-mile radius and compared
them to the national average to
determine if these populations will be
disproportionality impacted. In this
analysis, we found that the 5-mile
radius around 13 of the 69 sources has
a minority population above the
national average, and the area
surrounding 39 sources has a lowincome population above the national
average. Although these results would
suggest that low-income populations
may be more impacted by this rule, as
stated above, only one of these sources
could have an increase in emissions.
Therefore, the EPA expects there will be
no additional impact to most of these
communities.
Based on the results of the EPA’s
analysis of the reclassifications of 69
sources and the illustrative emissions
impact analysis of 72 source categories,
this final rule could result in both
emissions reductions and increases from
a broad array of sources located in
different geographic areas. Uncertainties
in estimating the number of sources that
will seek reclassification, and the
resulting permit conditions that will
impact emissions are discussed at
length in this section of this preamble.
Therefore, we illustrate impacts using
certain assumptions to allow readers to
better understand the potential impacts
of the MM2A rule associated with HAP
pollutants. However, changes in HAP
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emissions may also impact other
pollutants as well.
Benefits/disbenefits. Although the
illustrative emissions analysis suggests
that there may be both emissions
increases and decreases, we are
uncertain of the magnitude and
geographic distribution of the changes
in emissions resulting from this
rulemaking across the broad array of
sources that could reclassify. As
discussed in the docket of this final
rule, the emissions from different
sources will be impacted in different
ways, and small changes in certain nonHAP pollutants, such as fine particulate
matter, can lead to significant changes
in monetized benefits/disbenefits. Due
to the voluntary nature of this action,
we are unable to quantify changes in
non-HAP emissions across these
sources. In place of quantitative
estimates of the number and economic
value of the non-HAP pollutant changes,
we instead discuss potential impacts in
qualitative terms. Similar uncertainties
related to the potential distribution of
changes in HAP emissions resulting
from this rulemaking also exist. As
such, we also present a qualitative
assessment of the potential impacts to
human health and the environment
from changes in selected HAP
emissions. For more information on the
qualitative characterization of benefits/
disbenefits, please refer to the benefits
analysis included in the RIA for this
final action.
D. Economic Analysis
The economic impact analysis (EIA),
an analysis that is included in the RIA,
focuses on impacts at an industry level,
and impacts are only calculated for the
scenario that includes facilities with
actual emissions below 75 percent of the
MST. As part of the EIA, the EPA
considered the impact of this
rulemaking on small entities (small
businesses, governments, and nonprofit
organizations). Impacts are calculated as
compliance costs (savings, in this
instance) as a percentage of sales for
businesses, and of budgets for other
organizations. For informational
purposes, the RIA includes the Small
Business Administration’s definition of
small entities by affected industry
categories (defined as North American
Industry Classification System) and
potential burden reductions from title V
and other permitting programs. Since
this rule significantly lessens the
regulatory burden that resulted from the
OIAI policy, no compliance costs are
directly imposed upon industry
categories as a result of this rule. We do,
however, consider the potential costs
some sources may incur to show
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compliance with applicable area source
NESHAP after they reclassify to area
source status. These avoided costs
accrue because some reclassified
sources will not be required to obtain or
maintain a title V permit or continue
meeting major source administrative
requirements under section 112 of the
CAA. Some of the facilities benefitting
from this action are owned by small
entities, and these entities may
experience a more beneficial impact
than the large entities that will also
experience a reduction in costs from the
burden reductions that would take place
as a result of this rule.
The results of the EIA for the primary
scenario show that the annual cost
savings per sales for all affected
industries is around 0.05 percent, using
the median of these annual cost savings
per sales estimates calculated by
industry, with sales averaging
approximately $9.3 billion per affected
industry, to determine average impact.
The details of the EIA and impacts on
employment, as well as results of the
EIA for the other two alternative
scenarios, are presented in the RIA of
the final rule, which is available in the
docket for this action.
IX. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order and 13563: Improving Regulation
and Regulatory Review
This action is an economically
significant regulatory action that was
submitted to OMB for review. Any
changes made in response to OMB
recommendations have been
documented in the docket. The EPA
prepared an analysis of the potential
costs and benefits associated with this
action. This analysis, the RIA for the
final MM2A rule, is available in the
docket and is summarized in section I
of this preamble.
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This action is considered an
Executive Order 13771 deregulatory
action. Details on the estimated
potential net cost savings of this final
rule can be found in the EPA’s analysis
of the potential costs and benefits
associated with this action (see the RIA
for the final rule, which is in the docket
for this action).
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C. Paperwork Reduction Act (PRA)
This action does not impose any new
information-collection burden under the
PRA. Specifically, this rule requires the
electronic reporting of the one-time
notification already required in 40 CFR
63.9(j) in the case where the facility is
notifying of a change in major source
status. OMB has previously approved
the information collection activities
contained in the existing regulations.
These amendments would neither
require additional reports nor require
that additional content be added to
already required reports. Therefore, this
action would not impose any new
information-collection burden.
Furthermore, approval of an Information
Collection Request (ICR) is not required
in connection with these final
amendments. This is because the
General Provisions do not themselves
require any reporting and recordkeeping
activities, and no ICR was submitted in
connection with their original
promulgation or their subsequent
amendment. Any recordkeeping and
reporting requirements are imposed
only through the incorporation of
specific elements of the General
Provisions in the individual NESHAP,
which are promulgated for particular
source categories that have their own
ICRs.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. In making this
determination, the impact of concern is
any significant adverse economic
impact on small entities. An agency may
certify that a rule will not have a
significant economic impact on a
substantial number of small entities if
the rule relieves regulatory burden, has
no net burden, or otherwise has a
positive economic effect on the small
entities subject to the rule.
Small entities that are subject to major
source NESHAP requirements would
not be required to take any action under
this final rule; any action a source takes
to reclassify as an area source would be
voluntary. We expect that sources that
reclassify will experience cost savings
that will outweigh any additional cost of
achieving area source status. The only
cost that would be incurred by
regulatory authorities would be the cost
of reviewing a sources’ application for
area source status and issuing
enforceable PTE limits, as appropriate.
No small government jurisdictions
operate their own air pollution control
permitting agencies, so none would be
required to incur costs under the final
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73883
rule. In addition, any costs associated
with the reclassification of major
sources as area sources (i.e., application
reviews and PTE issuance) are expected
to be offset by reduced reporting and
recordkeeping obligations for sources
that no longer must meet major source
NESHAP requirements.
Based on the considerations above,
we have, therefore, concluded that this
action will relieve regulatory burden for
all regulated small entities that
reclassify to area source status. We also
note that a small-entity analysis,
prepared at the discretion of the EPA
and reflecting the relief in regulatory
burden, was prepared for this final rule
and is included in the RIA, which is
available in the public docket for this
rulemaking. The results of this smallentity analysis show relatively small
reductions in burden estimate annual
costs (about 0.10 percent) as a
percentage of sales using the median
estimate as the average of impacts.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. This
action imposes no enforceable duty on
any state, local, or tribal governments or
the private sector. Since the impacts of
this action are merely illustrative of
potential outcomes, it precludes
identifying additional costs to states as
an unfunded mandate.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the federal
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action has tribal implications.
However, it will neither impose
substantial direct compliance costs on
federally recognized tribal governments,
nor preempt tribal law. There are two
tribes that currently implement title V
permit programs and one that
implements an approved TIP for minor
source permitting, the latter of which
also has a major source. As a result,
these tribes may have additional permit
actions if sources in their jurisdiction
seek reclassification to area source
status. Any tribal government that owns
or operates a source subject to major
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source NESHAP requirements would
not be required to take action under this
final rule; the reclassification provisions
in the final rule would be strictly
voluntary. In addition, achieving area
source status would result in reduced
burden on any source that no longer
must meet major source NESHAP
requirements. Under the final rule, a
tribal government with an air pollution
control agency to which we have
delegated CAA section 112 authority
would be required to review permit
applications and to modify permits as
necessary. However, any burden
associated with the review and
modification of permits will be offset by
reduced Agency oversight obligations
for sources no longer required to meet
major source requirements.
For sources located within Indian
country, where the EPA is the reviewing
authority, unless the EPA has approved
a non-federal minor source permitting
program or a delegation of the Federal
Indian Country Minor NSR Rule, the
Federal Indian Country Minor NSR Rule
at 40 CFR 49.151 through 49.165
provides a mechanism for an otherwise
major source to voluntarily accept
restrictions on its PTE to become a
synthetic source, among other
provisions. The Federal Indian Country
Minor NSR Rule applies to sources
located within the exterior boundaries
of an Indian reservation or other lands
as specified in 40 CFR part 49,
collectively referred to as ‘‘Indian
country.’’ See 40 CFR 49.151(c) and
49.152(d). This mechanism may also be
used by an otherwise major source of
HAP to voluntarily accept restrictions
on its PTE to become a synthetic area
HAP source. The EPA’s FIP program,
which includes the Federal Indian
Country Minor NSR Rule, provides
additional options for particular
situations, such as general permits for
specific source categories, to facilitate
minor source emissions management in
Indian country. Existing sources in
Indian country may have PTE limits that
preceded the EPA’s FIP for minor
sources and, for that reason, were issued
in a 40 CFR part 71 permit or FIP
permitting provision applicable to the
Indian reservation.
At proposal, the EPA specifically
solicited comment from tribal officials
and, consistent with EPA policy, offered
to consult with the potentially impacted
tribes and other tribes upon their
request. On June 27, 2019, the EPA sent
consultation letters to four tribes that
may be impacted by this action. The
EPA also gave an overview of the
proposed action on a call with the
National Tribal Air Association on June
27, 2019, and held an informational
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webinar for tribes on July 24, 2019. In
addition, we sent consultation letters to
the 573 federally recognized tribes on
September 27, 2019, and held an
informational call with one tribe on
October 21, 2019. The EPA did not
receive any requests for tribal
consultation on this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
The EPA interprets Executive Order
13045 as applying only to those
regulatory actions that concern
environmental health or safety risks that
the EPA has reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. This action is not
subject to Executive Order 13045
because it implements the plain reading
of the definitions of major source and
area source as established by Congress
in section 112 of the CAA.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
We have concluded that this final action
is not likely to have any adverse energy
effects.
J. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994)
because it does not establish an
environmental health or safety standard.
The final amendments to the General
Provisions are procedural changes and
do not impact the technology
performance nor level of control of the
NESHAP governed by the General
Provisions.
L. Determination Under CAA Section
307(d)
Pursuant to CAA section 307(d)(1)(V),
the Administrator determines that this
action is subject to the provisions of
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CAA section 307(d). Section
307(d)(1)(V) of the CAA provides that
the provisions of CAA section 307(d)
apply to ‘‘such other actions as the
Administrator may determine.’’
M. Congressional Review Act (CRA)
This action is subject to the CRA, and
the EPA will submit a rule report to
each House of the Congress and to the
Comptroller General of the United
States. This action is a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 63
Environmental protection, Area
sources, General provisions, Hazardous
air pollutants, Major sources, Potential
to emit.
Andrew Wheeler,
Administrator.
For the reasons set forth in the
preamble, the EPA amends 40 CFR part
63 as follows:
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart A—General Provisions
2. Amend § 63.1 by adding paragraph
(c)(6) to read as follows:
■
§ 63.1
Applicability.
*
*
*
*
*
(c) * * *
(6) A major source may become an
area source at any time upon reducing
its emissions of and potential to emit
hazardous air pollutants, as defined in
this subpart, to below the major source
thresholds established in § 63.2, subject
to the provisions in paragraphs (c)(6)(i)
and (ii) of this section.
(i) A major source reclassifying to area
source status is subject to the
applicability of standards, compliance
dates and notification requirements
specified in (c)(6)(i)(A) of this section.
An area source that previously was a
major source and becomes a major
source again is subject to the
applicability of standards, compliance
dates, and notification requirements
specified in (c)(6)(i)(B) of this section:
(A) A major source reclassifying to
area source status under this part
remains subject to any applicable major
source requirements established under
this part until the reclassification
becomes effective. After the
reclassification becomes effective, the
source is subject to any applicable area
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source requirements established under
this part immediately, provided the
compliance date for the area source
requirements has passed. The owner or
operator of a major source that becomes
an area source subject to newly
applicable area source requirements
under this part must comply with the
initial notification requirements
pursuant to § 63.9(b). The owner or
operator of a major source that becomes
an area source must also provide to the
Administrator any change in the
information already provided under
§ 63.9(b) per § 63.9(j).
(B) An area source that previously
was a major source under this part and
that becomes a major source again is
subject to the applicable major source
requirements established under this part
immediately upon becoming a major
source again, provided the compliance
date for the major source requirements
has passed, notwithstanding any
provision within the applicable
subparts. The owner or operator of an
area source that becomes a major source
again must comply with the initial
notification pursuant to § 63.9(b). The
owner or operator must also provide to
the Administrator any change in the
information already provided under
§ 63.9(b) per § 63.9(j).
(ii) Becoming an area source does not
absolve a source subject to an
enforcement action or investigation for
major source violations or infractions
from the consequences of any actions
occurring when the source was major.
Becoming a major source does not
absolve a source subject to an
enforcement action or investigation for
area source violations or infractions
from the consequences of any actions
occurring when the source was an area
source.
*
*
*
*
*
3. Amend § 63.2 by revising the
definition ‘‘Potential to emit’’ to read as
follows:
■
§ 63.2
Definitions.
*
*
*
*
*
Potential to emit means the maximum
capacity of a stationary source to emit
a pollutant under its physical and
operational design. Any physical or
operational limitation on the capacity of
the stationary source to emit a pollutant,
including air pollution control
equipment and restrictions on hours of
operation or on the type or amount of
material combusted, stored, or
processed, shall be treated as part of its
design if the limitation or the effect it
would have on emissions is enforceable.
*
*
*
*
*
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4. Amend § 63.6 by revising
paragraphs (b)(7) and (c)(1) and (5) to
read as follows:
■
§ 63.6 Compliance with standards and
maintenance requirements.
*
*
*
*
*
(b) * * *
(7) When an area source increases its
emissions of (or its potential to emit)
hazardous air pollutants such that the
source becomes a major source, the
portion of the facility that meets the
definition of a new affected source must
comply with all requirements of that
standard applicable to new sources. The
source owner or operator must comply
with the relevant standard upon startup.
*
*
*
*
*
(c) * * *
(1) After the effective date of a
relevant standard established under this
part pursuant to section 112(d) or 112(h)
of the Act, the owner or operator of an
existing source shall comply with such
standard by the compliance date
established by the Administrator in the
applicable subpart(s) of this part, except
as provided in § 63.1(c)(6)(i). Except as
otherwise provided for in section 112 of
the Act, in no case will the compliance
date established for an existing source
in an applicable subpart of this part
exceed 3 years after the effective date of
such standard.
*
*
*
*
*
(5) Except as provided in paragraph
(b)(7) of this section, the owner or
operator of an area source that increases
its emissions of (or its potential to emit)
hazardous air pollutants such that the
source becomes a major source and
meets the definition of an existing
source in the applicable major source
standard shall be subject to relevant
standards for existing sources. Except as
provided in paragraph § 63.1(c)(6)(i)(B),
such sources must comply by the date
specified in the standards for existing
area sources that become major sources.
If no such compliance date is specified
in the standards, the source shall have
a period of time to comply with the
relevant emission standard that is
equivalent to the compliance period
specified in the relevant standard for
existing sources in existence at the time
the standard becomes effective.
*
*
*
*
*
■ 5. Amend § 63.9 by revising
paragraphs (b)(1)(ii) and (j) and adding
paragraph (k) to read as follows:
§ 63.9
Notification requirements.
*
*
*
*
*
(b) * * *
(1) * * *
(ii) If an area source subsequently
becomes a major source that is subject
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73885
to the emission standard or other
requirement, such source shall be
subject to the notification requirements
of this section. Area sources previously
subject to major source requirements
that become major sources again are also
subject to the notification requirements
of this paragraph and must submit the
notification according to the
requirements of paragraph (k) of this
section.
*
*
*
*
*
(j) Change in information already
provided. Any change in the
information already provided under this
section shall be provided to the
Administrator within 15 calendar days
after the change. The owner or operator
of a major source that reclassifies to area
source status is also subject to the
notification requirements of this
paragraph. The owner or operator may
use the application for reclassification
with the regulatory authority (e.g.,
permit application) to fulfill the
requirements of this paragraph. A
source which reclassified after January
25, 2018, and before January 19, 2021,
and has not yet provided the
notification of a change in information
is required to provide such notification
no later than February 2, 2021,
according to the requirements of
paragraph (k) of this section. Beginning
January 19, 2021, the owner or operator
of a major source that reclassifies to area
source status must submit the
notification according to the
requirements of paragraph (k) of this
section. A notification of reclassification
must contain the following information:
(1) The name and address of the
owner or operator;
(2) The address (i.e., physical
location) of the affected source;
(3) An identification of the standard
being reclassified from and to (if
applicable); and
(4) Date of effectiveness of the
reclassification.
(k) Electronic submission of
notifications or reports. If you are
required to submit notifications or
reports following the procedure
specified in this paragraph (k), you must
submit notifications or reports to the
EPA via CEDRI, which can be accessed
through the EPA’s Central Data
Exchange (CDX) (https://cdx.epa.gov/).
The notification or report must be
submitted by the deadline specified.
The EPA will make all the information
submitted through CEDRI available to
the public without further notice to you.
Do not use CEDRI to submit information
you claim as confidential business
information (CBI). Anything submitted
using CEDRI cannot later be claimed to
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be CBI. Although we do not expect
persons to assert a claim of CBI, if
persons wish to assert a CBI, submit a
complete notification or report,
including information claimed to be
CBI, to the EPA. Submit the file on a
compact disc, flash drive, or other
commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described earlier in this paragraph
(k). All CBI claims must be asserted at
the time of submission. Furthermore,
under section 114(c) of the Act
emissions data is not entitled to
confidential treatment and requires EPA
to make emissions data available to the
public. Thus, emissions data will not be
protected as CBI and will be made
publicly available.
(1) If you are required to
electronically submit a notification or
report by this paragraph (k) through
CEDRI in the EPA’s CDX, you may
assert a claim of EPA system outage for
failure to timely comply with the
electronic submittal requirement. To
assert a claim of EPA system outage, you
must meet the requirements outlined in
paragraphs (k)(1)(i) through (vii) of this
section.
(i) You must have been or will be
precluded from accessing CEDRI and
submitting a required notification or
report within the time prescribed due to
an outage of either the EPA’s CEDRI or
CDX systems.
(ii) The outage must have occurred
within the period of time beginning 5
business days prior to the date that the
notification or report is due.
(iii) The outage may be planned or
unplanned.
(iv) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(v) You must provide to the
Administrator a written description
identifying:
(A) The date(s) and time(s) when CDX
or CEDRI was accessed and the system
was unavailable;
(B) A rationale for attributing the
delay in submitting beyond the
regulatory deadline to EPA system
outage;
(C) Measures taken or to be taken to
minimize the delay in submitting; and
(D) The date by which you propose to
submit, or if you have already met the
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electronic submittal requirement in this
paragraph (k) at the time of the
notification, the date you submitted the
notification or report.
(vi) The decision to accept the claim
of EPA system outage and allow an
extension to the reporting deadline is
solely within the discretion of the
Administrator.
(vii) In any circumstance, the
notification or report must be submitted
electronically as soon as possible after
the outage is resolved.
(2) If you are required to
electronically submit a notification or
report by this paragraph (k) through
CEDRI in the EPA’s CDX, you may
assert a claim of force majeure for
failure to timely comply with the
electronic submittal requirement. To
assert a claim of force majeure, you
must meet the requirements outlined in
paragraphs (k)(2)(i) through (v) of this
section.
(i) You may submit a claim if a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning five business
days prior to the date the submission is
due. For the purposes of this section, a
force majeure event is defined as an
event that will be or has been caused by
circumstances beyond the control of the
affected facility, its contractors, or any
entity controlled by the affected facility
that prevents you from complying with
the requirement to submit a notification
or report electronically within the time
period prescribed. Examples of such
events are acts of nature (e.g.,
hurricanes, earthquakes, or floods), acts
of war or terrorism, or equipment failure
or safety hazard beyond the control of
the affected facility (e.g., large scale
power outage).
(ii) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in submitting
through CEDRI.
(iii) You must provide to the
Administrator:
(A) A written description of the force
majeure event;
(B) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to the force majeure event;
(C) Measures taken or to be taken to
minimize the delay in reporting; and
(D) The date by which you propose to
submit the notification or report, or if
you have already met the electronic
submittal requirement in this paragraph
(k) at the time of the notification, the
date you submitted the notification or
report.
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(iv) The decision to accept the claim
of force majeure and allow an extension
to the submittal deadline is solely
within the discretion of the
Administrator.
(v) In any circumstance, the reporting
must occur as soon as possible after the
force majeure event occurs.
■ 6. Amend § 63.10 by revising
paragraph (b)(3) to read as follows:
§ 63.10 Recordkeeping and reporting
requirements.
*
*
*
*
*
(b) * * *
(3) If an owner or operator determines
that his or her existing or new stationary
source is in the source category
regulated by a standard established
pursuant to section 112 of the Act, but
that source is not subject to the relevant
standard (or other requirement
established under this part) because of
enforceable limitations on the source’s
potential to emit, or the source
otherwise qualifies for an exclusion, the
owner or operator must keep a record of
the applicability determination. The
applicability determination must be
kept on site at the source for a period
of 5 years after the determination, or
until the source changes its operations
to become an affected source subject to
the relevant standard (or other
requirement established under this
part), whichever comes first if the
determination is made prior to January
19, 2021. The applicability
determination must be kept until the
source changes its operations to become
an affected source subject to the relevant
standard (or other requirement
established under this part) if the
determination was made on or after
January 19, 2021. The record of the
applicability determination must be
signed by the person making the
determination and include an emissions
analysis (or other information) that
demonstrates the owner or operator’s
conclusion that the source is unaffected
(e.g., because the source is an area
source). The analysis (or other
information) must be sufficiently
detailed to allow the Administrator to
make an applicability finding for the
source with regard to the relevant
standard or other requirement. If
applicable, the analysis must be
performed in accordance with
requirements established in relevant
subparts of this part for this purpose for
particular categories of stationary
sources. If relevant, the analysis should
be performed in accordance with EPA
guidance materials published to assist
sources in making applicability
determinations under section 112 of the
Act, if any. The requirements to
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determine applicability of a standard
under § 63.1(b)(3) and to record the
results of that determination under this
paragraph (b)(3) of this section shall not
by themselves create an obligation for
the owner or operator to obtain a title
V permit.
*
*
*
*
*
■ 7. Amend § 63.12 by revising
paragraph (c) to read as follows:
§ 63.12
State authority and delegations.
*
*
*
*
*
(c) All information required to be
submitted to the EPA under this part
also shall be submitted to the
appropriate state agency of any state to
which authority has been delegated
under section 112(l) of the Act,
provided that each specific delegation
may exempt sources from a certain
federal or state reporting requirement.
Any information required to be
submitted electronically by this part via
the EPA’s CEDRI may, at the discretion
of the delegated authority, satisfy the
requirements of this paragraph. The
Administrator may permit all or some of
the information to be submitted to the
appropriate state agency only, instead of
to the EPA and the state agency with the
exception of federal electronic reporting
requirements under this part. Sources
may not be exempted from federal
electronic reporting requirements.
■ 8. Amend § 63.13 by revising
paragraph (a) introductory text to read
as follows:
§ 63.13 Addresses of State air pollution
control agencies and EPA Regional Offices.
(a) All requests, reports, applications,
submittals, and other communications
to the Administrator pursuant to this
part shall be submitted to the
appropriate Regional Office of the U.S.
Environmental Protection Agency
indicated in the following list of EPA
Regional offices. If a request, report,
application, submittal, or other
communication is required by this part
to be submitted electronically via the
EPA’s CEDRI then such submission
satisfies the requirements of this
paragraph (a).
*
*
*
*
*
Subpart F—National Emission
Standards for Organic Hazardous Air
Pollutants From the Synthetic Organic
Chemical Manufacturing Industry
9. Amend table 3 to subpart F of part
63 by adding in numerical order an
entry for § 63.1(c)(6), revising the entry
for § 63.9(j), and adding in numerical
order an entry for § 63.9(k) to read as
follows:
■
TABLE 3 TO SUBPART F OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPARTS F, G, AND H a TO SUBPART F
Reference
Applies to subparts F, G, and H
*
*
63.1(c)(6) ........................................
Yes.
*
*
63.9(j) .............................................
63.9(k) ............................................
*
*
*
*
Yes ................................................. Only as related to change to major source status.
Yes ................................................. Only as specified in § 63.9(j).
*
*
Comment
*
*
*
*
*
*
*
*
*
*
*
a Wherever
subpart A specifies ‘‘postmark’’ dates, submittals may be sent by methods other than the U.S. Mail (e.g., by fax or courier). Submittals shall be sent by the specified dates, but a postmark is not necessarily required.
*
*
*
*
*
Subpart G—National Emission
Standards for Organic Hazardous Air
Pollutants From the Synthetic Organic
Chemical Manufacturing Industry for
Process Vents, Storage Vessels,
Transfer Operations, and Wastewater
10. Amend § 63.151 by revising
paragraphs (b)(2)(i) through (iii) to read
as follows:
■
§ 63.151
Initial notification.
*
*
*
*
*
(b) * * *
(2) * * *
(i) For an existing source, the Initial
Notification shall be submitted within
120 calendar days after the date of
promulgation, or no later than 120 days
after the source becomes subject to this
subpart, whichever is later.
(ii) For a new source that has an
initial start-up 90 calendar days after the
date of promulgation of this subpart or
later, the application for approval of
construction or reconstruction required
by § 63.5(d) of subpart A shall be
submitted in lieu of the Initial
Notification. The application shall be
submitted as soon as practicable before
construction or reconstruction is
planned to commence (but it need not
be sooner than 90 calendar days after
the date of promulgation of this
subpart). For a new source that
reclassifies to major source status after
January 19, 2021 and greater than 90
days after the initial start-up, the source
shall submit the initial notification
required by § 63.9(b) no later than 120
days after the source becomes subject to
this subpart.
(iii) For a new source that has an
initial start-up prior to 90 calendar days
after the date of promulgation, the
Initial Notification shall be submitted
within 90 calendar days after the date of
promulgation of this subpart, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later. The application for approval of
construction or reconstruction described
in § 63.5(d) of subpart A is not required
for these sources.
*
*
*
*
*
11. Amend table 1A to subpart G by
revising the entry for § 63.9 to read as
follows:
■
TABLE 1A TO SUBPART G OF PART 63—APPLICABLE 40 CFR PART 63 GENERAL PROVISIONS
40 CFR part 63, subpart A, provisions applicable to subpart G
*
*
*
§ 63.9(a)(2), (b)(4)(i),a (b)(4)(ii), (b)(4)(iii), (b)(5),a (c), (d), (j), and (k).
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TABLE 1A TO SUBPART G OF PART 63—APPLICABLE 40 CFR PART 63 GENERAL PROVISIONS—Continued
40 CFR part 63, subpart A, provisions applicable to subpart G
*
a The
*
*
*
*
*
*
*
notifications specified in § 63.9(b)(4)(i) and (b)(5) shall be submitted at the times specified in 40 CFR part 65.
*
*
*
*
Subpart H—National Emission
Standards for Organic Hazardous Air
Pollutants for Equipment Leaks
12. Amend § 63.182 by revising
paragraphs (b)(2)(i) through (iii) to read
as follows:
■
§ 63.182
Reporting requirements.
*
*
*
*
*
(b) * * *
(2) * * *
(i) For an existing source, the Initial
Notification shall be submitted within
120 calendar days after the date of
promulgation or no later than 120
calendar days after the source becomes
subject to this subpart, whichever is
later.
(ii) For a new source that has an
initial start-up 90 days after the date of
promulgation of this subpart or later, the
application for approval of construction
or reconstruction required by § 63.5(d)
of subpart A of this part shall be
submitted in lieu of the Initial
Notification. The application shall be
submitted as soon as practicable before
the construction or reconstruction is
planned to commence (but it need not
be sooner than 90 days after the date of
promulgation of the subpart that
references this subpart). For a new
source that reclassifies to major source
status after January 19, 2021 and greater
than 90 days after the initial start-up,
the source shall submit the initial
notification required by § 63.9(b) no
later than 120 days after the source
becomes subject to this subpart.
(iii) For a new source that has an
initial start-up prior to 90 days after the
date of promulgation of the applicable
subpart, the Initial Notification shall be
submitted within 90 days after the date
of promulgation of the subpart that
references this subpart, or no later than
120 calendar days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
13. Amend table 4 to subpart H by
revising entry for § 63.9 to read as
follows:
■
TABLE 4 TO SUBPART H OF PART 63—APPLICABLE 40 CFR PART 63 GENERAL PROVISIONS
40 CFR part 63, subpart A, provisions applicable to subpart H
*
*
*
§ 63.9(a)(2), (b)(4)(i),a (b)(4)(ii), (b)(4)(iii), (b)(5),a (c), (d), (j) and (k).
*
a The
*
*
*
*
*
*
*
*
*
*
notifications specified in § 63.9(b)(4)(i) and (b)(5) shall be submitted at the times specified in 40 CFR part 65.
Subpart J—National Emission
Standards for Hazardous Air Pollutants
for Polyvinyl Chloride and Copolymers
Production
14. Amend § 63.215 by revising
paragraph (b) introductory text and
adding paragraph (b)(4) to read as
follows:
■
§ 63.215
me?
What General Provisions apply to
*
*
*
*
*
(b) The provisions in subpart A of this
part also apply to this subpart as
specified in paragraphs (b)(1) through
(4) of this section.
*
*
*
*
*
(4) The specific notification procedure
of § 63.9(j) and (k) relating to a change
in major source status.
§ 63.311 Reporting and recordkeeping
requirements.
(a) General requirements. After the
effective date of an approved permit in
a state under part 70 of this chapter, the
owner or operator shall submit all
notifications and reports required by
this subpart to the state permitting
authority except a source that
reclassifies to an area source must
follow the notification procedures of
§ 63.9(j) and (k). Use of information
provided by the certified observer shall
be a sufficient basis for notifications
required under § 70.5(c)(9) of this
chapter and the reasonable inquiry
requirement of § 70.5(d) of this chapter.
*
*
*
*
*
Subpart M—National
Perchloroethylene Air Emission
Standards for Dry Cleaning Facilities
Subpart L—National Emission
Standards for Coke Oven Batteries
■
15. Amend § 63.311 by revising
paragraph (a) to read as follows:
§ 63.324 Reporting and recordkeeping
requirements.
■
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16. Amend § 63.324 by adding
paragraph (g) to read as follows:
*
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*
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*
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*
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(g) Each owner or operator of a dry
cleaning facility that reclassifies from a
major source to an area source must
follow the procedures of § 63.9(j) and (k)
to provide notification of the change in
status.
Subpart N—National Emission
Standards for Chromium Emissions
From Hard and Decorative Chromium
Electroplating and Chromium
Anodizing Tanks
17. Amend § 63.347 by revising
paragraph (c)(1) introductory text to
read as follows:
■
§ 63.347
Reporting requirements.
*
*
*
*
*
(c) * * *
(1) The owner or operator of an
affected source that has an initial
startup before January 25, 1995, shall
notify the Administrator in writing that
the source is subject to this subpart. The
notification shall be submitted no later
than 180 calendar days after January 25,
1995, or no later than 120 days after the
source becomes subject to this subpart,
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whichever is later, and shall contain the
following information:
*
*
*
*
*
18. Amend table 1 to subpart N of part
63 by adding in numerical order entries
■
for §§ 63.1(c)(6) and 63.9(k) to read as
follows:
TABLE 1 TO SUBPART N OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART N
General provisions reference
Applies to subpart N
Comment
*
*
63.1(c)(6) ........................................
Yes.
*
*
63.9(k) ............................................
*
*
*
Yes ................................................. Only as specified in § 63.9(j).
*
*
*
*
*
*
*
*
Subpart O—Ethylene Oxide Emissions
Standards for Sterilization Facilities
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
19. Amend § 63.360 in table 1 of
§ 63.360 by adding in numerical order
§ 63.360
■
*
*
*
*
*
*
*
*
Applicability.
*
*
*
TABLE 1 OF § 63.360—GENERAL PROVISIONS APPLICABILITY TO SUBPART O
Applies to sources using 1 to 10
tons in subpart O a
Applies to sources using 10 tons
in subpart O a
Reference
*
*
63.1(c)(6) .......................................
*
*
Yes
*
*
*
63.9(k) ...........................................
*
*
Yes
*
*
*
*
*
a See
*
*
Comment
*
*
*
*
Only as specified in § 63.9(j).
*
*
definition.
*
*
*
*
Subpart Q—National Emission
Standards for Hazardous Air Pollutants
for Industrial Process Cooling Towers
20. Amend § 63.405 by revising
paragraphs (a)(1) introductory text,
(a)(2), and (b)(1) to read as follows:
■
§ 63.405
Notification requirements.
(a) * * *
(1) In accordance with § 63.9(b) of
subpart A, owners or operators of all
affected IPCT’s that have an initial
startup before September 8, 1994, shall
notify the Administrator in writing. The
notification, which shall be submitted
not later than 12 months after
September 8, 1994, or no later than 120
days after the source becomes subject to
this subpart, whichever is later, shall
provide the following information:
*
*
*
*
*
(2) In accordance with § 63.9(b) of
subpart A, owners or operators of all
affected IPCT’s that have an initial
startup on or after September 8, 1994,
shall notify the Administrator in writing
that the source is subject to the relevant
standard no later than 12 months after
initial startup or no later than 120 days
after the source becomes subject to this
subpart, whichever is later. The
notification shall provide all the
information required in paragraphs
(a)(1)(i) through (iv) of this section.
(b) * * *
(1) In accordance with § 63.9(h) of
subpart A, owners or operators of
affected IPCT’s shall submit to the
Administrator a notification of
compliance status within 60 days of the
date on which the IPCT is brought into
compliance with § 63.402 of this subpart
and not later than 18 months after
September 8, 1994, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
21. Amend table 1 to subpart Q of part
63 by revising the entry for § 63.9 to
read as follows:
■
TABLE 1 TO SUBPART Q OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART Q
Reference
Applies to subpart Q
*
*
63.9(a), (b)(1), (b)(3), (c), (h)(1),
(h)(3), (h)(6), (j), and (k).
*
VerDate Sep<11>2014
*
*
*
Yes ................................................. § 63.9(k) only as specified in 63.9(j).
*
21:08 Nov 18, 2020
Comment
*
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*
*
*
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Subpart R—National Emission
Standards for Gasoline Distribution
Facilities (Bulk Gasoline Terminals and
Pipeline Breakout Stations)
for §§ 63.1(c)(6) and 63.9(k) to read as
follows:
22. Amend table 1 to subpart R of part
63 by adding in numerical order entries
■
TABLE 1 TO SUBPART R OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART R
Reference
Applies to subpart R
*
*
63.1(c)(6) ........................................
Yes.
*
*
63.9(k) ............................................
*
*
*
Yes ................................................. Only as specified in § 63.9(j).
*
*
Comment
*
*
*
Subpart S—National Emission
Standards for Hazardous Air Pollutants
From the Pulp and Paper Industry
23. Amend § 63.455 by revising
paragraph (a) to read as follows:
■
*
*
§ 63.455
*
Reporting requirements.
(a) Each owner or operator of a source
subject to this subpart shall comply
with the reporting requirements of
subpart A of this part as specified in
Table 1 to subpart S of part 63 and all
the following requirements in this
section. The initial notification report
specified under § 63.9(b)(2) of subpart A
*
*
*
*
*
*
of this part shall be submitted by April
15, 1999, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later.
*
*
*
*
*
■ 24. Amend table 1 to subpart S of part
63 by adding in numerical order entries
for §§ 63.1(c)(6) and 63.9(k) to read as
follows:
TABLE 1 TO SUBPART S OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART S a
Reference
Applies to subpart S
*
*
63.1(c)(6) ........................................
Yes.
*
*
63.9(k) ............................................
*
*
*
Yes ................................................. Only as specified in § 63.9(j).
*
*
Comment
*
*
*
*
*
*
*
*
*
*
*
*
a Wherever
subpart A specifies ‘‘postmark’’ dates, submittals may be sent by methods other than the U.S. Mail (e.g., by fax or courier). Submittals shall be sent by the specified dates, but a postmark is not required.
Subpart T—National Emission
Standards for Halogenated Solvent
Cleaning
25. Amend § 63.468 by revising the
introductory text of paragraphs (a), (b),
(c), and (d) to read as follows:
■
§ 63.468
Reporting requirements.
(a) Each owner or operator of an
existing solvent cleaning machine
subject to the provisions of this subpart
shall submit an initial notification
report to the Administrator no later than
August 29, 1995, or no later than 120
days after the source becomes subject to
this subpart, whichever is later. This
report shall include the information
specified in paragraphs (a)(1) through
(6) of this section.
*
*
*
*
*
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(b) Each owner or operator of a new
solvent cleaning machine subject to the
provisions of this subpart shall submit
an initial notification report to the
Administrator. New sources for which
construction or reconstruction had
commenced and initial startup had not
occurred before December 2, 1994, shall
submit this report as soon as practicable
before startup but no later than January
31, 1995, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later. New sources
for which the construction or
reconstruction commenced after
December 2, 1994, shall submit this
report as soon as practicable before the
construction or reconstruction is
planned to commence or for sources
which reclassify to major source status,
no later than 120 days after the source
becomes subject to this subpart. This
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report shall include all of the
information required in § 63.5(d)(1) of
subpart A (General Provisions), with the
revisions and additions in paragraphs
(b)(1) through (b)(3) of this section.
*
*
*
*
*
(c) Each owner or operator of a batch
cold solvent cleaning machine subject to
the provisions of this subpart shall
submit a compliance report to the
Administrator. For existing sources, this
report shall be submitted to the
Administrator no later than 150 days
after the compliance date specified in
§ 63.460(d), or no later than 120 days
after the source becomes subject to this
subpart, whichever is later. For new
sources, this report shall be submitted to
the Administrator no later than 150 days
after startup or May 1, 1995, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
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later. This report shall include the
requirements specified in paragraphs
(c)(1) through (4) of this section.
*
*
*
*
*
(d) Each owner or operator of a batch
vapor or in-line solvent cleaning
machine complying with the provisions
of § 63.463 shall submit to the
Administrator an initial statement of
compliance for each solvent cleaning
machine. For existing sources, this
report shall be submitted to the
Administrator no later than 150 days
after the compliance date specified in
§ 63.460(d), or no later than 120 days
after the source becomes subject to this
subpart, whichever is later. For new
sources, this report shall be submitted to
the Administrator no later than 150 days
after startup or May 1, 1995, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later. This statement shall include the
requirements specified in paragraphs
(d)(1) through (6) of this section.
*
*
*
*
*
■ 26. Amend appendix B to subpart T of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
APPENDIX B TO SUBPART T OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART T
Applies to subpart T
Reference
Comments
BCC
BVI
*
*
63.1(c)(6) .......................................
*
*
Yes ................................................ Yes.
*
*
63.9(k) ...........................................
*
*
*
Yes ................................................ Yes ................................................
*
*
*
*
*
*
*
*
Subpart U—National Emission
Standards for Hazardous Air Pollutant
Emissions: Group I Polymers and
Resins
27. Amend table 1 to subpart U of part
63 by adding in numerical order an
entry for § 63.1(c)(6), revising the entry
for § 63.9(j), and adding in numerical
order an entry for § 63.9(k) to read as
follows:
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
*
*
TABLE 1 TO SUBPART U OF PART 63— TABLE 1 TO SUBPART U OF PART 63—
APPLICABILITY OF GENERAL PROVIAPPLICABILITY OF GENERAL PROVISIONS TO SUBPART U AFFECTED
SIONS TO SUBPART U AFFECTED
SOURCES
SOURCES—Continued
Reference
Applies to
subpart U
*
*
§ 63.1(c)(6) ...
*
Yes.
*
*
§ 63.9(j) ........
*
Yes ...............
§ 63.9(k) .......
Yes ...............
Applies to
subpart U
Reference
Explanation
Explanation
■
*
*
*
*
*
*
For change in
major
source status only.
Only as specified in
§ 63.9(j).
*
*
*
*
*
*
*
*
Subpart W—National Emission
Standards for Hazardous Air Pollutants
for Epoxy Resins Production and NonNylon Polyamides Production
28. Amend table 1 to subpart W of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
■
TABLE 1 TO SUBPART W OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART W
Applies to subpart W
WSR alternative standard,
and BLR equipment leak
standard
(40 CFR part 63, subpart
H)
Reference
BLR
WSR
*
§ 63.1(c)(6) .........................
*
*
Yes ....................................
*
Yes ....................................
*
Yes.
*
§ 63.9(k) .............................
*
*
Yes ....................................
*
Yes ....................................
*
*
Yes ....................................
*
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*
*
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Comment
*
*
Only as specified in
§ 63.9(j).
*
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shall notify the Administrator in writing
that the source is subject to the relevant
standard. The notification shall be
submitted not later than 365 days after
■ 29. Amend table 1 to subpart X of part
the effective date of the emissions
63 by adding in numerical order an
standards or no later than 120 days after
entry for § 63.9(k) to read as follows:
the source becomes subject to this
subpart, whichever is later, and shall
TABLE 1 TO SUBPART X OF PART 63— provide the following information:
GENERAL PROVISIONS APPLICABILITY *
*
*
*
*
TO SUBPART X
(3) Initial notification for sources with
startup after the effective date. The
Applies to
Reference
Comment
owner or operator of a new or
subpart X
reconstructed source or a source that
has been reconstructed such that it is
*
*
*
*
*
subject to the emissions standards that
63.9(k) .......... Yes ............... Only as spec- has an initial startup after the effective
ified in
date but before the compliance date, and
63.9(j).
for which an application for approval of
construction or reconstruction is not
*
*
*
*
*
required under § 63.5(d) of subpart A of
this part and § 63.566 of this subpart, or
*
*
*
*
*
a sources which reclassifies to major
source status after the effective date,
Subpart Y–National Emission
shall notify the Administrator in writing
Standards for Marine Tank Vessel
Loading Operations
that the source is subject to the standard
no later than 365 days, 120 days after
■ 30.Amend § 63.567 by revising
initial startup, or no later than 120 days
paragraphs (b)(2) introductory text and
after the source becomes subject to this
(b)(3) to read as follows:
subpart, whichever occurs before
notification of the initial performance
§ 63.567 Recordkeeping and reporting
test in § 63.9(e) of subpart A of this part.
requirements.
The notification shall provide all the
*
*
*
*
*
information required in paragraph (b)(2)
(b) * * *
(2) Initial notification for sources with of this section, delivered or postmarked
with the notification required in
startup before the effective date. The
paragraph (b)(4) of this section.
owner or operator of a source with
initial startup before the effective date
*
*
*
*
*
Subpart X—National Emission
Standards for Hazardous Air Pollutants
From Secondary Lead Smelting
31. Amend table 1 of § 63.560 by
adding in numerical order entries for
§§ 63.1(c)(6) and 63.9(k) to read as
follows:
■
§ 63.560 Applicability and designation of
affected sources.
*
*
*
*
*
TABLE 1 TO § 63.560—GENERAL PROVISIONS APPLICABILITY TO SUBPART
Y
Applies to
affected
sources in
subpart Y
Reference
*
*
63.1(c)(6) ......
Yes.
*
*
63.9(k) ..........
*
Yes ...............
*
*
*
*
Comment
*
*
*
*
Only as specified in
§ 63.9(j).
*
*
Subpart AA—National Emission
Standards for Hazardous Air Pollutants
From Phosphoric Acid Manufacturing
Plants
32. Amend appendix A to subpart AA
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
■
APPENDIX A TO SUBPART AA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART AA
40 CFR citation
Requirement
Applies to subpart AA
Comment
*
*
§ 63.1(c)(6) ....................................
*
*
*
....................................................... Yes ................................................
*
None.
*
*
§ 63.9(k) ........................................
*
*
*
....................................................... Yes ................................................
*
*
Only as specified in § 63.9(j).
*
*
*
Subpart BB—National Emission
Standards for Hazardous Air Pollutants
From Phosphate Fertilizers Production
Plants
*
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
33. Amend appendix A to subpart BB
of part 63 by adding in numerical order
■
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*
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APPENDIX A TO SUBPART BB OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART BB
40 CFR citation
Requirement
Applies to subpart BB
Comment
*
*
§ 63.1(c)(6) ....................................
*
*
*
....................................................... Yes ................................................
*
None.
*
*
§ 63.9(k) ........................................
*
*
*
....................................................... Yes ................................................
*
*
Only as specified in § 63.9(j).
*
*
*
Subpart CC–National Emission
Standards for Hazardous Air Pollutants
From Petroleum Refineries
34. Amend appendix to subpart CC of
part 63 in table 6 by adding in
■
*
*
numerical order an entry for § 63.1(c)(6)
revising the entry for § 63.9(j), and
adding in numerical order an entry for
§ 63.9(k) to read as follows:
*
*
*
Appendix to Subpart CC of Part 63–
Tables
*
*
*
*
*
TABLE 6—GENERAL PROVISIONS APPLICABILITY TO SUBPART CC a
Reference
Applies to subpart CC
*
*
63.1(c)(6) ........................................
Yes.
*
*
63.9(j) .............................................
63.9(k) ............................................
*
*
*
Yes .................................................
Yes ................................................. Only as specified in § 63.9(j).
*
*
Comment
*
*
*
*
*
*
*
*
*
*
*
*
a Wherever
subpart A specifies ‘‘postmark’’ dates, submittals may be sent by methods other than the U.S. Mail (e.g., by fax or courier). Submittals shall be sent by the specified dates, but a postmark is not required.
*
*
*
*
§ 63.697
*
Subpart DD—National Emission
Standards for Hazardous Air Pollutants
From Off-Site Waste and Recovery
Operations
35. Amend § 63.697 by revising
paragraph (a)(1) introductory text to
read as follows:
■
Reporting requirements.
(a) * * *
(1) The owner or operator of an
affected source must submit notices to
the Administrator in accordance with
the applicable notification requirements
in 40 CFR 63.9 as specified in Table 2
of this subpart. For the purpose of this
subpart, an owner or operator subject to
the initial notification requirements
under 40 CFR 63.9(b)(2) must submit
the required notification on or before
October 19, 1999, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
■ 36. Amend table 2 to subpart DD of
part 63 by adding in numerical order an
entry for § 63.1(c)(6) in numerical order,
revising the entry for § 63.9(j), and
adding in numerical order an entry for
§ 63.9(k) to read as follows:
TABLE 2 TO SUBPART DD OF PART 63—APPLICABILITY OF PARAGRAPHS IN SUBPART A OF THIS PART 63—GENERAL
PROVISIONS TO SUBPART DD
Subpart A reference
Applies to subpart DD
*
*
63.1(c)(6) ........................................
*
*
Yes.
*
*
63.9(j) .............................................
63.9(k) ............................................
*
*
*
*
Yes ................................................. For change in major source status only.
Yes ................................................. Only as specified in § 63.9(j).
*
*
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*
Explanation
*
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*
*
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*
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*
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*
*
*
*
63.9(b)(2) and adding in numerical
order entries for §§ 63.1(c)(6) and
63.9(k) to read as follows:
Subpart EE–National Emission
Standards for Magnetic Tape
Manufacturing Operations
37. Amend table 1 to subpart EE of
part 63 by revising the entry for
■
TABLE 1 TO SUBPART EE OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART EE
Reference
Applies to subpart EE
*
*
63.1(c)(6) ........................................
*
Comment
*
*
*
*
Yes.
*
*
63.9(b)(2) .......................................
*
*
*
*
*
Yes ................................................. § 63.753(a)(1) requires submittal of the initial notification at least 1
year prior to the compliance date or as specified in § 63.9(b)(2);
§ 63.753(a)(2) allows a title V or part 70 permit application to be
substituted for the initial notification in certain circumstances.
*
*
63.9(k) ............................................
*
*
*
Yes ................................................. Only as specified in § 63.9(j).
*
*
*
*
*
*
*
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
Subpart GG–National Emission
Standards for Aerospace
Manufacturing and Rework Facilities
38. Amend table 1 to subpart GG of
part 63 by adding in numerical order
■
TABLE 1 TO SUBPART GG OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART GG
Applies to affected sources in
subpart GG
Reference
*
*
63.1(c)(6) ........................................
Yes.
*
*
63.9(k) ............................................
*
*
*
Yes ................................................. Only as specified in § 63.9(j).
*
*
Comment
*
*
Subpart HH—National Emission
Standards for Hazardous Air Pollutants
From Oil and Natural Gas Production
Facilities
39. Amend § 63.760 by revising
paragraph (a)(1) introductory text to
read as follows:
■
§ 63.760 Applicability and designation of
affected source.
(a) * * *
(1) Facilities that are major or area
sources of hazardous air pollutants
(HAP) as defined in § 63.761. Emissions
for major source determination purposes
can be estimated using the maximum
natural gas or hydrocarbon liquid
throughput, as appropriate, calculated
in paragraphs (a)(1)(i) through (iii) of
this section. As an alternative to
calculating the maximum natural gas or
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*
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*
*
*
hydrocarbon liquid throughput, the
owner or operator of a new or existing
source may use the facility’s design
maximum natural gas or hydrocarbon
liquid throughput to estimate the
maximum potential emissions. Other
means to determine the facility’s major
source status are allowed, provided the
information is documented and
recorded to the Administrator’s
satisfaction in accordance with
§ 63.10(b)(3). A facility that is
determined to be an area source, but
subsequently increases its emissions or
its potential to emit above the major
source levels, and becomes a major
source, must comply with all provisions
of this subpart applicable to a major
source starting on the applicable
compliance date specified in paragraph
(f) of this section. Nothing in this
paragraph is intended to preclude a
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*
*
*
*
*
*
source from limiting its potential to emit
through other appropriate mechanisms
that may be available through the
permitting authority.
*
*
*
*
*
■ 40. Amend § 63.775 by revising
paragraph (c)(1) to read as follows:
§ 63.775
Reporting requirements.
*
*
*
*
*
(c) * * *
(1) The initial notifications required
under § 63.9(b)(2) not later than January
3, 2008, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later. In addition
to submitting your initial notification to
the addressees specified under § 63.9(a),
you must also submit a copy of the
initial notification to the EPA’s Office of
Air Quality Planning and Standards.
Send your notification via email to Oil
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and Gas Sector@epa.gov or via U.S. mail
or other mail delivery service to U.S.
EPA, Sector Policies and Programs
Division/Fuels and Incineration Group
(E143–01), Attn: Oil and Gas Project
Leader, Research Triangle Park, NC
27711.
*
*
*
*
*
41. Amend appendix to subpart HH of
part 63 in table 2 by adding in
numerical order entries for §§ 63.1(c)(6)
and 63.9(k) to read as follows:
■
Appendix to Subpart HH of Part 63—
Tables
*
*
*
*
TABLE 2 TO SUBPART HH OF PART
Subpart II—National Emission
63—APPLICABILITY OF 40 CFR Standards for Shipbuilding and Ship
PART 63 GENERAL PROVISIONS TO Repair (Surface Coating)
SUBPART HH
42. Amend table 1 to subpart II of part
63 by removing the entry for § 63.9(i)–
(j) and adding in its place § 63.9(i)–(k).
The addition reads as follows:
■
General
provisions
reference
Applicable to
subpart HH
*
*
§ 63.1(c)(6) ...
Yes.
*
*
§ 63.9(k) .......
*
Yes ...............
*
*
*
*
*
Explanation
*
*
*
*
Only as specified in
§ 63.9(j).
*
*
TABLE 1 TO SUBPART II OF PART 63—GENERAL PROVISIONS OF APPLICABILITY TO SUBPART II
Reference
Applies to subpart II
*
*
63.9(i)–(k) .......................................
*
Comment
*
*
*
*
Yes ................................................. § 63.9(k) only as specified in § 63.9(j).
*
*
*
*
*
*
*
adding in numerical order entries for
§§ 63.1(c)(6) and 63.9(k) to read as
follows:
Subpart JJ—National Emission
Standards for Wood Furniture
Manufacturing Operations
43. Amend table 1 to subpart JJ of part
63 by revising the entry for § 63.9(b) and
■
TABLE 1 TO SUBPART JJ OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART JJ
Reference
Applies to subpart JJ
*
*
63.1(c)(6) ........................................
*
Comment
*
*
*
*
Yes.
*
*
63.9(b) ............................................
*
*
*
*
*
Yes ................................................. Existing sources are required to submit initial notification report within
270 days of the effective date or no later than 120 days after the
source becomes subject to this subpart, whichever is later.
*
*
63.9(k) ............................................
*
*
*
Yes ................................................. Only as specified in 63.9(j).
*
*
*
Subpart KK—National Emission
Standards for the Printing and
Publishing Industry
44. Amend § 63.830 by revising
(b)(1)(i) to read as follows:
■
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*
§ 63.830
*
Reporting requirements.
*
*
*
*
*
(b) * * *
(1) * * *
(i) Initial notifications for existing
sources shall be submitted no later than
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*
*
*
*
one year before the compliance date
specified in § 63.826(a), or no later than
120 days after the source becomes
subject to this subpart, whichever is
later.
*
*
*
*
*
■ 45. Amend table 1 to subpart KK of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
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TABLE 1 TO SUBPART KK OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART KK
General provisions
reference
Applicable to subpart KK
*
*
§ 63.1(c)(6) .....................................
Yes.
*
*
§ 63.9(k) .........................................
*
*
*
Yes ................................................. Only as specified in 63.9(j).
*
*
Comment
*
*
*
Subpart LL—National Emission
Standards for Hazardous Air Pollutants
for Primary Aluminum Reduction
Plants
*
*
*
*
*
*
*
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
46. Amend appendix A to subpart LL
of part 63 adding in numerical order
■
APPENDIX A TO SUBPART LL OF PART 63—APPLICABILITY OF GENERAL PROVISIONS
Reference sections(s)
Requirement
Applies to subpart LL
Comment
*
*
63.1(c)(6) .......................................
*
*
Reclassification ............................. Yes.
*
*
63.9(k) ...........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart MM—National Emission
Standards for Hazardous Air Pollutants
for Chemical Recovery Combustion
Sources at Kraft, Soda, Sulfite, and
Stand-Alone Semichemical Pulp Mills
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
47. Amend table 1 to subpart MM of
part 63 by adding in numerical order
■
TABLE 1 TO SUBPART MM OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART MM
General provisions
reference
Summary of
requirements
Applies to subpart MM
Explanation
*
*
63.1(c)(6) .......................................
*
*
Reclassification ............................. Yes.
*
*
63.9(k) ...........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart YY—National Emission
Standards for Hazardous Air Pollutants
for Source Categories: Generic
Maximum Achievable Control
Technology Standards
48. Amend § 63.1100 by revising
paragraph (b) to read as follows:
■
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*
§ 63.1100
*
Applicability.
*
*
*
*
(b) Subpart A requirements. The
following provisions of subpart A of this
part (General Provisions), §§ 63.1
through 63.5, and §§ 63.12 through
63.15, apply to owners or operators of
affected sources subject to this subpart.
For sources that reclassify from major
source to area source status, the
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*
*
*
Only as specified in § 63.9(j).
*
*
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*
*
*
applicable provisions of § 63.9(j) and (k)
apply. Beginning no later than the
compliance dates specified in
§ 63.1102(c), for ethylene production
affected sources, §§ 63.7(a)(4), (c), (e)(4),
and (g)(2) and 63.10(b)(2)(vi) also apply.
*
*
*
*
*
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Subpart CCC—National Emission
Standards for Hazardous Air Pollutants
for Steel Pickling—HCl Process
Facilities and Hydrochloric Acid
Regeneration Plants
49. Amend § 63.1163 by revising
paragraph (a)(3) to read as follows:
■
§ 63.1163
Notification requirements.
(a) * * *
(3) As required by § 63.9(b)(3) of
subpart A of this part, the owner or
operator of a new or reconstructed
affected source, or a source that has
been reconstructed such that it is an
affected source, that has an initial
startup after the effective date and for
which an application for approval of
construction or reconstruction is not
required under § 63.5(d) of subpart A of
this part, shall notify the Administrator
in writing that the source is subject to
the standards no later than 120 days
after initial startup, or no later than 120
days after the source becomes subject to
this subpart, whichever is later. The
notification shall contain the
information specified in §§ 63.9(b)(2)(i)
through (v) of subpart A of this part,
delivered or postmarked with the
notification required in § 63.9(b)(5) of
subpart A of this part.
*
*
*
*
*
50. Amend table 1 to subpart CCC of
part 63 by adding in numerical order
entries for §§ 63.9(j) and 63.9(k) to read
as follows:
■
TABLE 1 TO SUBPART CCC OF PART
63—APPLICABILITY OF GENERAL
PROVISIONS (40 CFR PART 63,
SUBPART A) TO SUBPART CCC—
Continued
Reference
Applies to
subpart CCC
*
*
63.9(j) ...........
63.9(k) ..........
*
Yes.
Yes ...............
*
*
*
*
*
Explanation
*
Only as specified in
§ 63.9(j).
*
TABLE 1 TO SUBPART CCC OF PART
63—APPLICABILITY OF GENERAL Subpart DDD—National Emission
PROVISIONS (40 CFR PART 63, Standards for Hazardous Air Pollutants
SUBPART A) TO SUBPART CCC
for Mineral Wool Production
Applies to
subpart CCC
Reference
Explanation
51. Amend table 1 to subpart DDD of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
■
TABLE 1 TO SUBPART DDD OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART DDD OF PART 63
General provisions
citation
Requirement
Applies to subpart DDD?
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
....................................................... Yes ................................................
*
*
*
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
*
*
Subpart EEE—National Emission
Standards for Hazardous Air Pollutants
from Hazardous Waste Combustors
TABLE 1 TO SUBPART EEE OF PART
Subpart GGG—National Emission
63—GENERAL PROVISIONS APPLICA- Standards for Pharmaceuticals
Production
BLE TO SUBPART EEE
52. Amend table 1 to subpart EEE of
part 63 by adding in numerical order an
entry for § 63.9(k) to read as follows:
Reference
Applies to
subpart EEE
Explanation
*
*
63.9(k) ..........
*
Yes ...............
*
*
Only as specified in
§ 63.9(j).
■
*
*
*
*
53. Amend table 1 to subpart GGG of
part 63 is amended by adding in
numerical order an entry for § 63.1(c)(6),
revising the entry for § 63.9(j), and
adding in numerical order an entry for
§ 63.9(k) to read as follows:
■
*
TABLE 1 TO SUBPART GGG OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART GGG
General provisions
reference
Summary of
requirements
Applies to subpart GGG
Comments
*
*
63.1(c)(6) .......................................
*
*
Reclassification ............................. Yes.
*
*
63.9(j) ............................................
*
*
*
Change in information provided .... Yes ................................................
63.9(k) ...........................................
Electronic reporting procedures ....
*
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*
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Yes ................................................
*
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*
*
For change in major source status
only.
Only as specified in § 63.9(j).
*
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*
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Subpart HHH—National Emission
Standards for Hazardous Air Pollutants
From Natural Gas Transmission and
Storage Facilities
54. Amend § 63.1270 by revising
paragraph (a) introductory text to read
as follows:
■
§ 63.1270 Applicability and designation of
affected source.
(a) This subpart applies to owners and
operators of natural gas transmission
and storage facilities that transport or
store natural gas prior to entering the
pipeline to a local distribution company
or to a final end user (if there is no local
distribution company), and that are
major sources of hazardous air
pollutants (HAP) emissions as defined
in § 63.1271. Emissions for major source
determination purposes can be
estimated using the maximum natural
gas throughput calculated in either
paragraph (a)(1) or (2) of this section
and paragraphs (a)(3) and (4) of this
section. As an alternative to calculating
the maximum natural gas throughput,
the owner or operator of a new or
existing source may use the facility
design maximum natural gas throughput
to estimate the maximum potential
emissions. Other means to determine
the facility’s major source status are
allowed, provided the information is
documented and recorded to the
Administrator’s satisfaction in
accordance with § 63.10(b)(3). A
compressor station that transports
natural gas prior to the point of custody
transfer or to a natural gas processing
plant (if present) is not considered a
part of the natural gas transmission and
storage source category. A facility that is
determined to be an area source, but
subsequently increases its emissions or
its potential to emit above the major
source levels (without obtaining and
complying with other limitations that
keep its potential to emit HAP below
major source levels), and becomes a
major source, must comply with all
applicable provisions of this subpart
starting on the applicable compliance
date specified in paragraph (d) of this
section. Nothing in this paragraph is
intended to preclude a source from
limiting its potential to emit through
other appropriate mechanisms that may
be available through the permitting
authority.
*
*
*
*
*
■ 55. Amend table 2 to subpart HHH of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
Subpart III—National Emission
Standards for Hazardous Air Pollutants
for Flexible Polyurethane Foam
Production
56. Amend table 1 to subpart III of
part 63 by adding in numerical order an
entry for § 63.9(k) to read as follows:
■
TABLE 1 TO SUBPART III OF PART
63—APPLICABILITY GENERAL PROVISIONS (40 CFR PART 63, SUBPART
A) TO SUBPART III
Subpart A
reference
Applies to
Subpart III
Comment
*
*
§ 63.9(k) .......
*
Yes ...............
*
*
Only as specified in
§ 63.9(j).
*
*
*
*
*
APPENDIX: TABLE 2 TO SUBPART HHH
OF PART 63-APPLICABILITY OF 40 Subpart JJJ—National Emission
CFR PART 63 GENERAL PROVISIONS Standards for Hazardous Air Pollutant
TO SUBPART HHH
Emissions: Group IV Polymers and
Resins
General
provisions
Reference
Applicable to
subpart HHH
*
*
§ 63.1(c)(6) ...
Yes.
*
*
§ 63.9(k) .......
*
Yes ...............
*
*
*
*
Explanation
*
*
*
*
Only as specified in
§ 63.9(j).
*
57. Amend table 1 to subpart JJJ of
part 63 is amended by adding in
numerical order an entry for § 63.1(c)(6),
revising the entry for § 63.9(j), and
adding in numerical order an entry for
§ 63.9(k) to read as follows:
■
*
TABLE 1 TO SUBPART JJJ OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART JJJ AFFECTED SOURCES
Reference
Applies to Subpart JJJ
*
*
*
§ 63.1(c)(6) ............................................................. Yes.
*
Explanation
*
*
*
*
*
*
§ 63.9(j) ................................................................... Yes .........................................................................
§ 63.9(k) .................................................................. Yes .........................................................................
*
*
*
Subpart LLL—National Emission
Standards for Hazardous Air Pollutants
From the Portland Cement
Manufacturing Industry
*
*
*
*
For change in major source status only.
Only as specified in § 63.9(j).
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
58. Amend table 1 to subpart LLL of
part 63 by adding in numerical order
■
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73899
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TABLE 1 TO SUBPART LLL OF PART 63—APPLICABILITY OF GENERAL PROVISIONS
Citation
Requirement
Applies to subpart LLL
Explanation
*
*
63.1(c)(6) .......................................
*
*
Reclassification ............................. Yes.
*
*
63.9(k) ...........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart MMM—National Emission
Standards for Hazardous Air Pollutants
for Pesticide Active Ingredient
Production
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
*
*
entry for § 63.1(c)(6), revising the entry
for § 63.9(j), and adding in numerical
order an entry for § 63.9(k) to read as
follows:
59. Amend table 1 to subpart MMM of
part 63 by adding in numerical order an
■
TABLE 1 TO SUBPART MMM OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART MMM
Reference to subpart A
Applies to subpart MMM
*
*
§ 63.1(c)(6) .....................................
*
*
§ 63.9(j) ..........................................
§ 63.9(k) .........................................
*
*
Explanation
*
*
*
*
Yes.
*
*
*
*
*
Yes ................................................. For change in major source status only, § 63.1368(h) specifies procedures for other notification of changes.
Yes ................................................. Only as specified in § 63.9(j).
*
*
Subpart NNN—National Emission
Standards for Hazardous Air Pollutants
for Wool Fiberglass Manufacturing
*
*
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
60. Amend table 1 to subpart NNN of
part 63 by adding in numerical order
■
TABLE 1 TO SUBPART NNN OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART NNN
General provisions
citation
Requirement
Applies to subpart NNN?
*
*
§ 63.1(c)(6) ....................................
*
*
....................................................... Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Yes ................................................ Only as specified in § 63.9(j).
*
*
*
Subpart OOO—National Emission
Standards for Hazardous Air Pollutant
Emissions: Manufacture of Amino/
Phenolic Resins
*
Explanation
*
*
entry for § 63.1(c)(6), revising the entry
for § 63.9(j), and adding in numerical
order an entry for § 63.9(k) to read as
follows:
61. Amend table 1 to subpart OOO of
part 63 by adding in numerical order an
■
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*
*
*
*
*
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 1 TO SUBPART OOO OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART OOO AFFECTED
SOURCES
Reference
Applies to subpart OOO
*
*
*
63.1(c)(6) ................................................................ Yes.
*
Explanation
*
*
*
*
*
*
*
63.9(j) ..................................................................... Yes .........................................................................
63.9(k) .................................................................... Yes .........................................................................
*
*
*
Subpart PPP—National Emission
Standards for Hazardous Air Pollutant
Emissions for Polyether Polyols
Production
62. Amend § 63.1434 by revising
paragraphs (d) and (e) to read as follows:
■
§ 63.1434
Equipment leak provisions.
*
*
*
*
*
(d) When the HON equipment leak
Initial Notification requirements
contained in §§ 63.182(a)(1) and
63.182(b) are referred to in 40 CFR part
63, subpart H, the owner or operator
shall comply with the Initial
Notification requirements contained in
§ 63.1439(e)(3), for the purposes of this
subpart. The Initial Notification shall be
submitted no later than June 1, 2000, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later, for existing sources.
(e) The HON equipment leak
Notification of Compliance Status
required by §§ 63.182(a)(2) and
63.182(c) shall be submitted within 150
days (rather than 90 days) of the
*
*
*
For change in major source status only.
Only as specified in § 63.9(j).
*
applicable compliance date specified in
§ 63.1422 for the equipment leak
provisions. The Initial Notification shall
be submitted no later than June 1, 2000,
or no later than 120 days after the
source becomes subject to this subpart,
whichever is later, for existing sources.
*
*
*
*
*
■ 63. Amend § 63.1439 by revising
paragraphs (e)(3)(ii)(B) and (C) to read as
follows:
§ 63.1439 General recordkeeping and
reporting provisions.
*
*
*
*
*
(e) * * *
(3) * * *
(ii) * * *
(B) For a new source that has an
initial start-up on or after August 30,
1999, the application for approval of
construction or reconstruction required
by the General Provisions in § 63.5(d)
shall be submitted in lieu of the Initial
Notification. The application shall be
submitted as soon as practical before
construction or reconstruction is
*
*
*
planned to commence (but it need not
be sooner than August 30, 1999). For a
new source that reclassifies to major
source status after January 19, 2021, and
greater than 90 days after the initial
start-up, the source shall submit the
initial notification required by 63.9(b)
no later than 120 days after the source
becomes subject to this subpart.
(C) For a new source that has an
initial start-up prior to August 30, 1999,
the Initial Notification shall be
submitted no later than August 30,
1999, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later. The application for
approval of construction or
reconstruction described in the General
Provisions’ requirements in § 63.5(d) is
not required for these sources.
*
*
*
*
*
■ 64. Amend table 1 to subpart PPP of
part 63 by adding in numerical order an
entry for § 63.1(c)(6), revising the entry
for § 63.9(j), and adding in numerical
order an entry for § 63.9(k) to read as
follows:
TABLE 1 TO SUBPART PPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPP AFFECTED
SOURCES
Reference
Applies to subpart PPP
*
*
*
63.1(c)(6) ................................................................ Yes.
*
Explanation
*
*
*
*
*
*
*
63.9(j) ..................................................................... Yes .........................................................................
63.9(k) .................................................................... Yes .........................................................................
*
*
*
Subpart QQQ—National Emission
Standards for Hazardous Air Pollutants
for Primary Copper Smelting
65. Revise § 63.1441 to read as
follows:
■
§ 63.1441
Am I subject to this subpart?
You are subject to this subpart if you
own or operate a primary copper
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*
*
For change in major source status only.
Only as specified in § 63.9(j).
*
smelter that is (or is part of) a major
source of hazardous air pollutant (HAP)
emissions and your primary copper
smelter uses batch copper converters as
defined in § 63.1459. Your primary
copper smelter is a major source of HAP
if it emits or has the potential to emit
any single HAP at the rate of 10 tons or
more per year or any combination of
Sfmt 4700
*
*
*
HAP at a rate of 25 tons or more per
year.
■ 66. Amend § 63.1454 by revising
paragraph (b) to read as follows:
§ 63.1454 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start your affected source before June 12,
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2002, you must submit your initial
notification not later than October 10,
2002, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
Subpart RRR—National Emission
Standards for Hazardous Air Pollutants
for Secondary Aluminum Production
order entries for §§ 63.1(c)(6) and
63.9(k) to read as follows:
67. Amend appendix A to subpart
RRR of part 63 by adding in numerical
■
APPENDIX A TO SUBPART RRR OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART RRR
Citation
Requirement
Applies to subpart RRR
Comment
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
*
*
Subpart TTT—National Emission
Standards for Hazardous Air Pollutants
for Primary Lead Smelting
68. Amend table 1 to subpart TTT of
part 63 by adding in numerical order an
entry for § 63.9(k) to read as follows:
■
TABLE 1 TO SUBPART TTT OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART TTT
Reference
Applies to subpart TTT
*
*
*
63.9(k) ............................................................................
*
*
*
*
*
*
Yes ................................................................................. Only as specified in 63.9(j).
*
Subpart UUU—National Emission
Standards for Hazardous Air Pollutants
for Petroleum Refineries: Catalytic
Cracking Units, Catalytic Reforming
Units, and Sulfur Recovery Units
69. Amend § 63.1574 by revising
paragraph (b) to read as follows:
■
Comment
*
*
§ 63.1574 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
startup your new affected source before
April 11, 2002, you must submit the
initial notification no later than August
9, 2002, or no later than 120 days after
*
*
the source becomes subject to this
subpart, whichever is later.
*
*
*
*
*
■ 70. Amend table 44 to subpart UUU of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
*
*
*
*
*
TABLE 44 TO SUBPART UUU OF PART 63—APPLICABILITY OF NESHAP GENERAL PROVISIONS TO SUBPART UUU
*
*
*
Citation
*
*
Subject
*
Applies to subpart UUU
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
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*
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*
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*
*
Only as specified in § 63.9(j).
*
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*
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73902
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
Subpart VVV—National Emission
Standards for Hazardous Air
Pollutants: Publicly Owned Treatment
Works
71. Amend § 63.1591 by revising
paragraphs (a)(1) and (2) to read as
follows:
■
§ 63.1591 What are my notification
requirements?
(a) * * *
(1) If you have an existing Group 1 or
Group 2 POTW treatment plant, you
must submit an initial notification by
October 26, 2018, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
(2) If you have a new Group 1 or
Group 2 POTW treatment plant, you
must submit an initial notification upon
startup, or when the source becomes
subject to this subpart, whichever is
later.
*
*
*
*
*
■ 72. Amend table 1 to subpart VVV of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 1 TO SUBPART VVV OF PART 63—APPLICABILITY OF 40 CFR PART 63 GENERAL PROVISIONS TO SUBPART VVV
General provisions
reference
Applicable to subpart VVV
*
*
*
§ 63.1(c)(6) .....................................................................
Yes.
*
*
*
§ 63.9(k) ..........................................................................
*
*
*
*
Yes ................................................................................. Only as specified in § 63.9(j).
*
*
*
Explanation
*
*
*
*
*
*
*
*
Subpart XXX—National Emission
Standards for Hazardous Air Pollutants
for Ferroalloys Production:
Ferromanganese and Silicomanganese
73. Amend table 1 to subpart XXX of
part 63 by adding in numerical order an
entry for § 63.9(k) to read as follows:
■
TABLE 1 TO SUBPART XXX OF PART 63—GENERAL PROVISIONS APPLICABILITY TO SUBPART XXX
Reference
Applies to subpart XXX
*
*
*
§ 63.9(k) ..........................................................................
*
*
74. Amend § 63.2280 by revising
paragraph (b) to read as follows:
■
§ 63.2280 What notifications must I submit
and when?
*
*
*
*
*
*
*
*
Yes ................................................................................. Only as specified in § 63.9(j).
*
Subpart DDDD—National Emission
Standards for Hazardous Air
Pollutants: Plywood and Composite
Wood Products
*
Comment
*
*
(b) You must submit an Initial
Notification no later than 120 calendar
days after September 28, 2004, 120
calendar days after initial startup, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later, as specified in
§ 63.9(b)(2). Initial Notifications
required to be submitted after August
13, 2020, for affected sources that
commence construction or
*
*
reconstruction after September 6, 2019,
and on and after August 13, 2021, for all
other affected sources submitting initial
notifications required in § 63.9(b) must
be submitted following the procedure
specified in § 63.2281(h), (k), and (l).
*
*
*
*
*
■ 75. Amend table 10 to subpart DDDD
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
TABLE 10 TO SUBPART DDDD OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART DDDD
Citation
*
*
§ 63.9(k) .....................................
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Brief description
*
Electronic reporting procedures.
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except as noted in
footnote ‘‘1’’ to this table
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*
Electronic reporting procedures.
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*
*
Yes, only as specified in
§ 63.9(j).
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and after August 13,
2021,
except as noted in
footnote ‘‘1’’ to this table
*
Yes, only as specified in
§ 63.9(j).
73903
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TABLE 10 TO SUBPART DDDD OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART DDDD—Continued
Citation
Subject
*
*
76. Amend § 63.2382 by revising
paragraphs (b)(1) and (2) to read as
follows:
■
§ 63.2382 What notifications must I submit
and when and what information should be
submitted?
*
*
*
*
Brief description
*
Subpart EEEE—National Emission
Standards for Hazardous Air
Pollutants: Organic Liquids
Distribution (Non-Gasoline)
*
Applies to this subpart
before August 13, 2021,
except as noted in
footnote ‘‘1’’ to this table
*
*
(b) Initial Notification. (1) If you
startup your affected source before
February 3, 2004, you must submit the
Initial Notification no later than 120
calendar days after February 3, 2004, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later.
(2) If you startup your new or
reconstructed affected source on or after
February 3, 2004, you must submit the
Initial Notification no later than 120
Applies to this subpart on
and after August 13,
2021,
except as noted in
footnote ‘‘1’’ to this table
*
*
days after initial startup, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later.
*
*
*
*
*
■ 77. Amend table 12 to subpart EEEE
of part 63 by revising the entry for
§ 63.9(j) and adding in numerical order
an entry for § 63.9(k) to read as follows:
TABLE 12 TO SUBPART EEEE OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART EEEE
*
*
*
*
*
*
*
Citation
Subject
Brief description
Applies to subpart EEEE
*
§ 63.9(j) .............
*
*
Change in Previous Information .............
*
*
Must submit within 15 days after the
change.
§ 63.9(k) ............
Electronic reporting procedures .............
Procedure to report electronically for notification in § 63.9(j).
*
*
Yes for change to major source status,
other changes are reported in the first
and subsequent compliance reports.
Yes, only as specified in § 63.9(j).
*
*
*
Subpart FFFF—National Emission
Standards for Hazardous Air
Pollutants: Miscellaneous Organic
Chemical Manufacturing
78. Amend § 63.2515 by designating
the text of paragraph (b) introductory
text after the subject heading as
paragraph (b)(1) and revising newly
■
*
*
designated paragraph (b)(1) to read as
follows:
§ 63.2515 What notifications must I submit
and when?
*
*
*
*
*
(b) * * *
(1) As specified in § 63.9(b)(2), if you
startup your affected source before
November 10, 2003, you must submit an
*
*
initial notification not later than 120
calendar days after November 10, 2003,
or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 79. Amend table 12 to subpart FFFF
of part 63 by revising the entry for
§ 63.9(j) and adding in numerical order
an entry for § 63.9(k) to read as follows:
TABLE 12 TO SUBPART FFFF OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART FFFF
*
*
*
*
*
*
*
Citation
Subject
Explanation
*
§ 63.9(j) .............
*
*
Change in previous information ...............
§ 63.9(k) ............
Electronic reporting procedures ...............
*
*
*
*
Yes, for change in major source status, otherwise § 63.2520(e) specifies reporting
requirements for process changes.
Yes, as specified in § 63.9(j).
*
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73904
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
Subpart GGGG—National Emission
Standards for Hazardous Air
Pollutants: Solvent Extraction for
Vegetable Oil Production
80. Amend § 63.2860 by revising
paragraph (a) introductory text to read
as follows:
■
§ 63.2860 What notifications must I submit
and when?
*
*
*
*
(a) Initial notification for existing
sources. For an existing source, submit
an initial notification to the agency
responsible for these NESHAP no later
than 120 days after the effective date of
this subpart, or no later than 120 days
after the source becomes subject to this
subpart, whichever is later. In the
notification, include the items in
*
paragraphs (a)(1) through (5) of this
section:
*
*
*
*
*
■ 81. Amend § 63.2870 in table 1 to
§ 63.2870 by adding in numerical order
entries for § 63.9(j) and (k) to read as
follows:
§ 63.2870 What Parts of the General
Provisions apply to me?
*
*
*
*
*
TABLE 1 TO § 63.2870—APPLICABILITY OF 40 CFR PART 63, SUBPART A, TO 40 CFR PART 63, SUBPART GGGG
General
provisions
citation
Brief description of
requirement
Subject of citation
*
§ 63.9(j) ..............
§ 63.9(k) .............
Applies to subpart
*
*
*
Notification requirements ...... Change in previous information.
Notification requirements ...... Electronic reporting procedures.
*
*
*
Subpart HHHH—National Emission
Standards for Hazardous Air Pollutants
for Wet-Formed Fiberglass Mat
Production
Explanation
*
*
*
Yes.
Yes ........................................
*
*
Only as specified in § 63.9(j).
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
82. Amend table 2 to subpart HHHH
of part 63 by adding in numerical order
■
TABLE 2 TO SUBPART HHHH OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART HHHH
*
*
*
*
*
*
Citation
Requirement
§ 63.1(c)(6) ....................................
Reclassification .............................
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart IIII—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of
Automobiles and Light-Duty Trucks
83. Amend § 63.3110 by revising
paragraph (b) to read as follows:
■
§ 63.3110
submit?
What notifications must I
*
*
*
*
*
(b) You must submit the Initial
Notification required by § 63.9(b) for a
new or reconstructed affected source no
later than 120 days after initial startup,
120 days after the source becomes
subject to this subpart, or 120 days after
June 25, 2004, whichever is later. For an
VerDate Sep<11>2014
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Jkt 253001
Applies to subpart HHHH
*
Frm 00052
Explanation
Yes.
Fmt 4701
*
*
Only as specified in § 63.9(j).
*
existing affected source, you must
submit the Initial Notification no later
than 1 year after April 26, 2004, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later. Existing sources that
have previously submitted notifications
of applicability of this rule pursuant to
section 112(j) of the CAA are not
required to submit an Initial
Notification under § 63.9(b) except to
identify and describe all additions to the
affected source made pursuant to
§ 63.3082(c). If you elect to include the
surface coating of new other motor
vehicle bodies, body parts for new other
motor vehicles, parts for new other
PO 00000
*
Sfmt 4700
*
*
motor vehicles, or aftermarket repair or
replacement parts for other motor
vehicles in your affected source
pursuant to § 63.3082(c) and your
affected source has an initial startup
before February 20, 2007, then you must
submit an Initial Notification of this
election no later than 120 days after
initial startup or February 20, 2007, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 84. Amend table 2 to subpart IIII of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
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TABLE 2 TO SUBPART IIII OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART IIII OF PART 63
*
*
*
Citation
*
*
*
Applicable to
subpart IIII
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
*
*
*
*
*
*
*
(b) * * *
(1) Initial notification for existing
affected sources must be submitted no
later than 1 year before the compliance
date specified in § 63.3330(a), or no later
85. Amend § 63.3400 by revising
paragraph (b)(1) to read as follows:
■
*
*
*
*
Only as specified in § 63.9(j).
*
§ 63.3400 What notifications and reports
must I submit?
Subpart JJJJ—National Emission
Standards for Hazardous Air
Pollutants: Paper and Other Web
Coating
*
*
*
than 120 days after the source becomes
subject to this subpart, whichever is
later.
*
*
*
*
*
■ 86. Amend table 2 to subpart JJJJ of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 2 TO SUBPART JJJJ OF PART 63—APPLICABILITY OF 40 CFR PART 63 GENERAL PROVISIONS TO SUBPART JJJJ
*
*
*
General provisions
reference
*
*
*
Applicable to subpart JJJJ
Explanation
*
*
§ 63.1(c)(6) .....................................
Yes.
*
*
§ 63.9(k) .........................................
*
*
*
Yes ................................................. Only as specified in § 63.9(j).
*
*
*
Subpart KKKK—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Metal
Cans
87. Amend § 63.3510 by revising
paragraph (b) to read as follows:
■
§ 63.3510
submit?
*
*
What notifications must I
*
*
*
*
*
*
*
*
*
(b) Initial Notification. You must
submit the Initial Notification required
by § 63.9(b) for a new or reconstructed
affected source no later than 120 days
after initial startup, no later than 120
days after the source becomes subject to
this subpart, or 120 days after November
13, 2003, whichever is later. For an
existing affected source, you must
submit the Initial Notification no later
*
*
*
*
*
*
than November 13, 2004, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later.
*
*
*
*
*
■ 88. Amend table 5 to subpart KKKK of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 5 TO SUBPART KKKK OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART KKKK
*
*
*
Citation
*
*
*
Applicable to subpart
KKKK
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
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*
*
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*
*
*
Only as specified in § 63.9(j).
*
Sfmt 4700
*
*
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*
73906
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
Subpart MMMM—National Emission
Standards for Hazardous Air Pollutants
for Surface Coating of Miscellaneous
Metal Parts and Products
89. Amend § 63.3910 by revising
paragraph (b) to read as follows:
■
§ 63.3910
submit?
What notifications must I
*
*
*
*
*
(b) Initial notification. You must
submit the initial notification required
by § 63.9(b) for a new or reconstructed
affected source no later than 120 days
after initial startup, 120 days after
January 2, 2004, or no later than 120
days after the source becomes subject to
this subpart, whichever is later. For an
existing affected source, you must
submit the initial notification no later
than 1 year after January 2, 2004, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later. If you are using
compliance with the Surface Coating of
Automobiles and Light-Duty Trucks
NESHAP (subpart IIII of this part) as
provided for under § 63.3881(d) to
constitute compliance with this subpart
for any or all of your metal parts coating
operations, then you must include a
statement to this effect in your initial
notification, and no other notifications
are required under this subpart in regard
to those metal parts coating operations.
If you are complying with another
NESHAP that constitutes the
predominant activity at your facility
under § 63.3881(e)(2) to constitute
compliance with this subpart for your
metal parts coating operations, then you
must include a statement to this effect
in your initial notification, and no other
notifications are required under this
subpart in regard to those metal parts
coating operations. If you own or
operate an existing loop slitter or flame
lamination affected source, submit an
initial notification no later than 120
days after April 14, 2003, or no later
than 120 days after the source becomes
subject to this subpart.
*
*
*
*
*
■ 90. Amend table 2 to subpart MMMM
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 2 TO SUBPART MMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMM OF PART 63
*
*
*
Citation
*
*
*
Applicable to subpart
MMMM
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart NNNN—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Large
Appliances
91. Amend § 63.4110 by revising
paragraph (a)(1) to read as follows:
■
§ 63.4110
submit.
What notifications must I
(a) * * *
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
(1) You must submit the Initial
Notification required by § 63.9(b) for an
existing affected source no later than
July 23, 2003, or no later than 120 days
after the source becomes subject to this
subpart. For a new or reconstructed
affected source, you must submit the
Initial Notification no later than 120
days after initial startup, November 20,
2002, or no later than 120 days after the
*
*
*
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 92. Amend table 2 to subpart NNNN
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 2 TO SUBPART NNNN OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART NNNN
*
*
*
Citation
*
*
*
Applicable
to subpart
NNNN
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
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*
*
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*
*
*
Only as specified in § 63.9(j).
*
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*
*
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
(b) Initial Notification. You must
submit the Initial Notification required
by § 63.9(b) for a new or reconstructed
affected source no later than 120 days
after initial startup, 120 days after May
29, 2003, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later. For an
existing affected source, you must
submit the Initial Notification no later
Subpart OOOO—National Emission
Standards for Hazardous Air
Pollutants: Printing, Coating, and
Dyeing of Fabrics and Other Textiles
93. Amend § 63.4310 by revising
paragraph (b) to read as follows:
■
§ 63.4310
submit?
*
*
What notifications must I
*
*
*
than 1 year after May 29, 2003, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 94. Amend table 3 to subpart OOOO
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 3 TO SUBPART OOOO OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART OOOO
*
*
*
Citation
*
*
*
Applicable
to subpart
OOOO
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart PPPP—National Emission
Standards for Hazardous Air Pollutants
for Surface Coating of Plastic Parts
and Products
95. Amend § 63.4510 by revising
paragraph (b) to read as follows:
■
§ 63.4510
submit?
What notifications must I
*
*
*
*
*
(b) Initial notification. You must
submit the initial notification required
by § 63.9(b) for a new or reconstructed
affected source no later than 120 days
after initial startup, 120 days after April
19, 2004, or no later than 120 days after
the source becomes subject to this
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
subpart, whichever is later. For an
existing affected source, you must
submit the initial notification no later
than 1 year after April 19, 2004, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later. If you are using
compliance with the Surface Coating of
Automobiles and Light-Duty Trucks
NESHAP (subpart IIII of this part) as
provided for under § 63.4481(d) to
constitute compliance with this subpart
for any or all of your plastic parts
coating operations, then you must
include a statement to this effect in your
initial notification, and no other
notifications are required under this
*
*
*
subpart in regard to those plastic parts
coating operations. If you are complying
with another NESHAP that constitutes
the predominant activity at your facility
under § 63.4481(e)(2) to constitute
compliance with this subpart for your
plastic parts coating operations, then
you must include a statement to this
effect in your initial notification, and no
other notifications are required under
this subpart in regard to those plastic
parts coating operations.
*
*
*
*
*
■ 96. Amend table 2 to subpart PPPP of
part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 2 TO SUBPART PPPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPPP OF PART 63
*
*
*
Citation
*
*
*
Applicable
to subpart
PPPP
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart QQQQ—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Wood
Building Products
97. Amend § 63.4710 by revising
paragraph (b) to read as follows:
■
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*
*
§ 63.4710
submit?
*
*
*
*
*
(b) Initial Notification. You must
submit the Initial Notification required
by § 63.9(b) for a new or reconstructed
affected source no later than 120 days
PO 00000
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Fmt 4701
*
Sfmt 4700
*
*
*
Only as specified in § 63.9(j).
*
What notifications must I
*
*
*
after initial startup, 120 days after May
28, 2003, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later. For an
existing affected source, you must
submit the Initial Notification no later
than 120 days after May 28, 2003, or no
E:\FR\FM\19NOR2.SGM
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later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
98. Amend table 4 to subpart QQQQ
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
■
TABLE 4 TO SUBPART QQQQ OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART QQQQ OF PART 63
*
*
*
Citation
*
*
*
Applicable
to subpart
QQQQ
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart RRRR—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Metal
Furniture
99. Amend § 63.4910 by revising
paragraph (b) to read as follows:
■
§ 63.4910
submit?
*
What notifications must I
*
*
*
*
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
(b) Initial Notification. You must
submit the Initial Notification required
by § 63.9(b) for a new or reconstructed
affected source no later than 120 days
after initial startup, 120 days after May
23, 2003, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later. For an
existing affected source, you must
submit the Initial Notification no later
*
*
*
than 1 year after May 23, 2003, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 100. Amend table 2 to subpart RRRR
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 2 TO SUBPART RRRR OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART RRRR
*
*
*
Citation
*
*
*
Applicable
to subpart
Subject
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart SSSS—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Metal
Coil
101. Amend § 63.5180 by revising
paragraph (b)(1) to read as follows:
■
*
*
§ 63.5180
*
What reports must I submit
*
*
*
*
(b) * * *
(1) Submit an initial notification for
an existing source no later than 2 years
after June 10, 2002, or no later than 120
*
*
*
Only as specified in § 63.9(j).
*
*
*
*
*
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
■ 102. Amend table 2 to subpart SSSS
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
TABLE 2 TO SUBPART SSSS OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART SSSS
*
*
*
*
*
*
Applicable
to subpart
SSSS
General provisions
reference
Explanation
*
*
*
§ 63.1(c)(6) .....................................................................
Yes.
*
*
*
§ 63.9(k) ..........................................................................
*
*
*
*
Yes ................................................................................. Only as specified in § 63.9(j).
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*
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*
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*
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TABLE 2 TO SUBPART SSSS OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART SSSS—Continued
*
*
*
*
*
Applicable
to subpart
SSSS
General provisions
reference
*
*
*
*
Subpart TTTT—National Emission
Standards for Hazardous Air Pollutants
for Leather Finishing Operations
103. Amend § 63.5415 by revising
paragraph (b) to read as follows:
■
*
*
Explanation
*
§ 63.5415 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
February 27, 2002, you must submit an
Initial Notification not later than June
27, 2002, or no later than 120 days after
*
*
the source becomes subject to this
subpart, whichever is later.
*
*
*
*
*
■ 104. Amend table 2 to subpart TTTT
of part 63 by adding in numerical order
entries for §§ 63.9(j) and (k) to read as
follows:
TABLE 2 TO SUBPART TTTT OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART TTTT
*
*
*
*
*
General provisions citation
Subject of citation
Brief description of
requirement
*
§ 63.9(j) ..............................
*
*
Notification requirements ..
§ 63.9(k) .............................
Notification requirements ..
*
Change in previous information.
Electronic reporting procedures.
*
*
*
*
*
Applies to subpart
*
Yes.
Explanation
*
Yes ....................................
*
*
*
Only as specified in
§ 63.9(j).
*
*
*
*
Subpart UUUU—National Emission
Standards for Hazardous Air Pollutants
for Cellulose Products Manufacturing
105. Amend table 7 to subpart UUUU
of part 63 by revising entry 4 to read as
follows:
■
TABLE 7 TO SUBPART UUUU OF PART 63—NOTIFICATIONS
*
*
*
*
If you . . .
*
then you must . . .
*
*
*
*
*
*
*
4. start up your affected source before June 11, 2002 ............................ submit an initial notification no later than 120 days after June 11, 2002,
or no later than 120 after the source becomes subject to this subpart, whichever is later, as specified in § 63.9(b)(2).
*
*
*
*
*
*
106. Amend table 8 to subpart UUUU
of part 63 by revising entry 7 to read as
follows:
■
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 8 TO SUBPART UUUU OF PART 63—REPORTING REQUIREMENTS
*
*
*
*
You must submit a compliance report, which must contain the following
information . . .
*
*
*
107. Table 10 to subpart UUUU of part
63 is amended by revising the entry for
§ 63.9(j) and adding an entry for
■
*
*
*
*
*
*
*
and you must submit the report . . .
*
*
*
*
7. the report must contain any changes in information already provided,
as specified in § 63.9(j), except changes in major source status must
be reported per § 63.9(j);
*
*
*
§ 63.9(k), in numerical order, to read as
follows:
TABLE 10 TO SUBPART UUUU OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART UUUU
*
*
*
Citation
*
*
Subject
*
Brief description
Applies to subpart UUUU
*
*
§ 63.9(j) .........................................
*
*
*
Change in previous information .... Must submit within 15 days of the
change.
§ 63.9(k) ........................................
Electronic reporting procedures ....
*
*
*
Subpart VVVV—National Emission
Standards for Hazardous Air Pollutants
for Boat Manufacturing
Procedure for electronically reporting the notification required by
§ 63.9(j).
*
*
*
*
Yes, except the notification for all
but change in major source status must be submitted as part
of the next semiannual compliance report, as specified in
Table 8 to this subpart.
Yes, as specified in § 63.9(j).
*
*
*
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
108. Amend table 8 to subpart VVVV
of part 63 by adding in numerical order
■
TABLE 8 TO SUBPART VVVV OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (40 CFR PART 63, SUBPART A) TO
SUBPART VVVV
*
*
*
Citation
*
*
*
Applies to subpart
VVVV
Requirement
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
*
*
*
*
*
109. Amend table 2 to subpart
WWWW of part 63 by revising entry 1
to read as follows:
■
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*
*
*
Only as specified in § 63.9(j).
Subpart WWWW—National Emissions
Standards for Hazardous Air
Pollutants: Reinforced Plastic
Composites Production
VerDate Sep<11>2014
*
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 2 TO SUBPART WWWW OF PART 63—COMPLIANCE DATES FOR NEW AND EXISTING REINFORCED PLASTIC
COMPOSITES FACILITIES
*
*
*
*
*
*
*
If your facility is . . .
And . . .
Then you must comply by this
date . . .
1. An existing source .....................
a. Is a major source on or before the publication date of this subpart
April 21, 2006.
*
*
*
110. Amend table 15 to subpart
WWWW of part 63 by adding in
*
*
*
*
numerical order entries for §§ 63.1(c)(6)
and 63.9(k) to read as follows:
■
TABLE 15 TO SUBPART WWWW OF PART 63—APPLICABILITY OF GENERAL PROVISIONS (SUBPART A) TO SUBPART
WWWW OF PART 63
*
*
*
*
*
*
And applies to subpart WWWW of
part 63
The general provisions reference
That addresses
*
*
§ 63.1(c)(6) ....................................
*
*
*
Reclassification ............................. Yes ................................................
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart XXXX—National Emissions
Standards for Hazardous Air
Pollutants: Rubber Tire Manufacturing
111. Amend § 63.6009 by revising
paragraph (b) to read as follows:
■
*
Subject to the following additional
information
*
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
startup your affected source before July
9, 2002, you must submit an Initial
Notification not later than November 6,
*
*
*
Only as specified in § 63.9(j).
*
§ 63.6009 What notifications must I submit
and when?
*
*
*
2002, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 112. Amend table 17 to subpart XXXX
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
TABLE 17 TO SUBPART XXXX OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO THIS SUBPART XXXX
*
*
Citation
*
§ 63.9(k) .............................
*
*
*
*
Notification ........................
*
113. Amend § 63.6145 by revising
paragraph (b) to read as follows:
21:08 Nov 18, 2020
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*
Using a control device
*
Yes, as specified in
§ 63.9(j).
*
§ 63.6145 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your new or reconstructed
stationary combustion turbine before
March 5, 2004, you must submit an
Initial Notification not later than 120
PO 00000
Frm 00059
Fmt 4701
*
Sfmt 4700
*
Applicable to subpart XXXX?
*
Electronic reporting procedures.
*
■
*
Brief description of
applicable sections
Subject
Subpart YYYY—National Emission
Standards for Hazardous Air Pollutants
for Stationary Combustion Turbines
VerDate Sep<11>2014
*
Not using a control device
*
*
*
Yes, as specified in
§ 63.9(j).
*
calendar days after March 5, 2004, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 114. Amend table 7 to subpart YYYY
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
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73912
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 7 TO SUBPART YYYY OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART YYYY
*
*
*
Citation
*
*
Applies to subpart
YYYY
Requirement
*
*
§ 63.9(k) ........................................
*
*
Explanation
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
Subpart ZZZZ—National Emissions
Standards for Hazardous Air Pollutants
for Stationary Reciprocating Internal
Combustion Engines
115. Amend § 63.6645 by revising
paragraphs (b) and (d) to read as
follows:
■
§ 63.6645 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your stationary RICE with a site
*
*
*
Only as specified in § 63.9(j).
*
rating of more than 500 brake HP
located at a major source of HAP
emissions before the effective date of
this subpart, you must submit an Initial
Notification not later than December 13,
2004, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
(d) As specified in § 63.9(b)(2), if you
start up your stationary RICE with a site
rating of equal to or less than 500 brake
HP located at a major source of HAP
*
*
*
emissions before the effective date of
this subpart and you are required to
submit an initial notification, you must
submit an Initial Notification not later
than July 16, 2008, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
■ 116. Amend table 8 to subpart ZZZZ
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
*
*
*
*
*
TABLE 8 TO SUBPART ZZZZ OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART ZZZZ
*
*
*
General provisions citation
*
117. Amend § 63.7130 by revising
paragraphs (b) and (c) to read as follows:
§ 63.7130 What notifications must I submit
and when?
*
*
Applies to subpart
*
■
*
*
*
*
*
*
Only as specified in § 63.9(j).
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
January 5, 2004, you must submit an
initial notification not later than 120
calendar days after January 5, 2004, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later.
(c) If you startup your new or
reconstructed affected source on or after
January 5, 2004, you must submit an
*
Explanation
*
*
*
Electronic reporting procedures .... Yes ................................................
Subpart AAAAA—National Emission
Standards for Hazardous Air Pollutants
for Lime Manufacturing Plants
*
*
Subject of citation
*
*
§ 63.9(k) ........................................
*
*
*
*
initial notification not later than 120
calendar days after you start up your
affected source, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
■ 118. Amend table 8 to subpart
AAAAA of part 63 by adding in
numerical order entries for §§ 63.1(c)(6)
and 63.9(k) to read as follows:
TABLE 8 TO SUBPART AAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAA
*
*
*
Citation
*
Summary of requirement
*
*
Am I subject to this requirement?
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
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*
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*
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*
Frm 00060
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Explanations
*
*
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*
*
*
Only as specified in § 63.9(j).
*
Sfmt 4700
*
*
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73913
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
Subpart BBBBB—National Emission
Standards for Hazardous Air Pollutants
for Semiconductor Manufacturing
119. Amend § 63.7189 by revising
paragraph (b) to read as follows:
■
§ 63.7189 What applications and
notifications must I submit and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before May
22, 2003, you must submit an Initial
Notification not later than 120 calendar
days after May 22, 2003, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later.
*
*
*
*
*
Subpart CCCCC—National Emission
Standards for Hazardous Air Pollutants
for Coke Ovens: Pushing, Quenching,
and Battery Stacks
§ 63.7189 What notifications must I submit
and when?
§ 63.7840 What notifications must I submit
and when?
*
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
startup your affected source before
January 31, 2013, you must submit an
Initial Notification not later than 120
days after January 31, 2013, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later.
(c) As specified in § 63.9(b)(4) and (5),
if you startup your new or reconstructed
affected source on or after January 31,
2013, you must submit an Initial
Notification not later than 15 days after
the actual date of startup of the affected
source. For a new or reconstructed
affected source that has reclassified to
major source status, you must submit an
Initial Notification not later 120 days
after the source becomes subject to this
subpart.
*
*
*
*
*
Subpart EEEEE—National Emission
Standards for Hazardous Air Pollutants
for Iron and Steel Foundries
120. Amend § 63.7340 by revising
paragraph (b) to read as follows:
■
122. Amend § 63.7750 by revising
paragraph (b) to read as follows:
§ 63.7340 What notifications must I submit
and when?
■
*
§ 63.7750 What notifications must I submit
and when?
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
startup your affected source before April
14, 2003, you must submit your initial
notification no later than August 12,
2003, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
Subpart DDDDD—National Emission
Standards for Hazardous Air Pollutants
for Major Sources: Industrial,
Commercial, and Institutional Boilers
and Process Heaters
121. Amend § 63.7545 by revising
paragraphs (b) and (c) to read as follows:
■
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your iron and steel foundry
before April 22, 2004, you must submit
your initial notification no later than
August 20, 2004, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
Subpart FFFFF—National Emission
Standards for Hazardous Air Pollutants
for Integrated Iron and Steel
Manufacturing Facilities
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
startup your affected source before May
20, 2003, you must submit your initial
notification no later than September 17,
2003, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
Subpart GGGGG—National Emission
Standards for Hazardous Air
Pollutants: Site Remediation
124. Amend § 63.7950 by revising
paragraphs (b) and (c) to read as follows:
■
§ 63.7950 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
October 8, 2003, you must submit an
Initial Notification not later than 120
calendar days after October 8, 2003, or
no later than 120 calendar days after the
source becomes subject to this subpart,
whichever is later.
(c) As specified in § 63.9(b)(3), if you
start up your new or reconstructed
affected source on or after the effective
date, you must submit an Initial
Notification no later than 120 calendar
days after initial startup, or no later than
120 calendar days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 125. Amend table 3 to subpart GGGGG
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
123. Amend § 63.7840 by revising
paragraph (b) to read as follows:
■
TABLE 3 TO SUBPART GGGGG OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART GGGGG
*
*
*
Citation
VerDate Sep<11>2014
*
Subject
*
*
§ 63.9(k) ........................................
*
*
Brief description
*
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*
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*
Yes.
*
*
*
*
Sfmt 4700
E:\FR\FM\19NOR2.SGM
*
Applies to subpart GGGGG
*
*
*
Electronic reporting procedures .... Electronic reporting procedures for
notifications per § 63.9(j).
*
21:08 Nov 18, 2020
*
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73914
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
§ 63.8070 What notifications must I submit
and when?
Subpart HHHHH—National Emission
Standards for Hazardous Air
Pollutants: Miscellaneous Coating
Manufacturing
*
*
*
*
*
(b) * * *
(1) As specified in § 63.9(b)(2), if you
have an existing affected source on
December 11, 2003, you must submit an
initial notification not later than 120
calendar days after December 11, 2003,
126. Amend § 63.8070 by revising
paragraph (b)(1) to read as follows:
■
or no later than 120 calendar days after
the source becomes subject to this
subpart, whichever is later.
*
*
*
*
*
■ 127. Amend table 10 to subpart
HHHHH of part 63 by revising the entry
for § 63.9(j) and adding in numerical
order an entry for § 63.9(k) to read as
follows:
TABLE 10 TO SUBPART HHHHH OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART HHHHH
*
*
*
Citation
*
Subject
*
*
§ 63.9(j) ..........................................
§ 63.9(k) .........................................
*
*
*
*
Explanation
*
*
*
*
*
Change in previous information ..... Yes, for change in major source status, otherwise § 63.8075(e)(8)
specifies reporting requirements for process changes.
Electronic reporting procedures ..... Yes, as specified in § 63.9(j).
*
*
*
*
§ 63.825 What notifications must I submit
and when?
Subpart IIIII—National Emission
Standards for Hazardous Air
Pollutants: Mercury Emissions From
Mercury Cell Chlor-Alkali Plants
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
December 19, 2003, you must submit an
Initial Notification no later than 120
calendar days after December 19, 2003,
128. Amend § 63.8252 by revising
paragraph (b) to read as follows:
■
*
*
or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 129. Amend table 10 to subpart IIIII of
part 63 by adding in numerical order an
entry for § 63.9(k) to read as follows:
TABLE 10 TO SUBPART IIIII OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART IIIII
*
*
*
Citation
*
*
*
*
*
Applies to
subpart IIIII
Subject
*
*
§ 63.9(k) ........................................
*
*
*
Explanation
*
*
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
*
*
130. Amend table 8 to subpart JJJJJ of
part 63 by revising entry 1 to read as
follows:
■
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*
*
*
Only as specified in § 63.9(j).
Subpart JJJJJ—National Emission
Standards for Hazardous Air Pollutants
for Brick and Structural Clay Products
Manufacturing
VerDate Sep<11>2014
*
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*
73915
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 8 TO SUBPART JJJJJ OF PART 63—DEADLINES FOR SUBMITTING NOTIFICATIONS
*
*
*
*
*
*
*
If you . . .
You must . . .
No later than . . .
As specified in . . .
1. Start up your affected
source before December
28, 2015.
Submit an Initial Notification.
June 22, 2016, or no later than 120 days after the
source becomes subject to this subpart, whichever
is later.
§ 63.9(b)(2).
*
*
*
*
*
*
*
131. Amend table 10 to subpart JJJJJ of
part 63 adding in numerical order an
entry for § 63.9(k) to read as follows:
■
TABLE 10 TO SUBPART JJJJJ OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART JJJJJ
*
*
*
*
*
*
Citation
Subject
Brief description
§ 63.9(k) ..............................
Electronic reporting procedures.
Electronic reporting procedures for notifications per
§ 63.9(j).
*
*
*
*
*
Applies to subpart JJJJJ?
*
Yes.
*
*
Subpart KKKKK—National Emission
Standards for Hazardous Air Pollutants
for Clay Ceramics Manufacturing
132. Amend table 9 to subpart KKKKK
of part 63 by revising entry 1 to read as
follows:
■
TABLE 9 TO SUBPART KKKKK OF PART 63—DEADLINES FOR SUBMITTING NOTIFICATIONS
*
*
*
*
*
*
If you . . .
You must . . .
No later than . . .
As specified in . . .
1. Start up your affected source
before December 28, 2015.
Submit an Initial Notification .........
June 22, 2016, or no later than
120 days after the source becomes subject to this subpart,
whichever is later.
§ 63.9(b)(2).
*
*
*
133. Amend table 11 to subpart
KKKKK of part 63 adding in numerical
■
*
*
*
*
*
order an entry for § 63.9(k) to read as
follows:
TABLE 11 TO SUBPART KKKKK OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART KKKKK
*
*
*
Citation
VerDate Sep<11>2014
*
Subject
*
*
§ 63.9(k) ........................................
*
*
Brief description
*
Jkt 253001
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*
Frm 00063
Fmt 4701
*
Yes.
*
*
*
*
Sfmt 4700
E:\FR\FM\19NOR2.SGM
*
Applies to subpart KKKKK?
*
*
*
Electronic reporting procedures .... Electronic reporting procedures for
notifications per § 63.9(j).
*
21:08 Nov 18, 2020
*
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
§ 63.8692 What notifications must I submit
and when?
Subpart LLLLL—National Emission
Standards for Hazardous Air
Pollutants: Asphalt Processing and
Asphalt Roofing Manufacturing
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
April 29, 2003, you must submit an
Initial Notification not later than 120
calendar days after April 29, 2003, or no
134. Amend § 63.8692 by revising
paragraph (b) to read as follows:
■
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 135. Amend table 7 to subpart LLLLL
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
TABLE 7 TO SUBPART LLLLL OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART LLLLL
Citation
Subject
Brief description
*
§ 63.9(k) ..............................
*
*
Electronic reporting procedures.
*
*
*
Electronic reporting procedures for notifications per
§ 63.9(j).
*
*
*
Subpart MMMMM—National Emission
Standards for Hazardous Air
Pollutants: Flexible Polyurethane
Foam Fabrication Operations
136. Amend § 63.8816 by revising
paragraph (b) to read as follows:
■
*
Applies to subpart LLLLL
*
§ 63.8816 What notifications must I submit
and when?
*
*
*
*
*
(b) If you own or operate an existing
loop slitter or flame lamination affected
source, submit an initial notification no
later than 120 days after April 14, 2003,
or no later than 120 days after the
*
Yes.
*
*
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 137. Amend table 7 to subpart
MMMMM of part 63 by adding in
numerical order an entry for § 63.9(k) to
read as follows:
TABLE 7 TO SUBPART MMMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMMM
*
*
*
Citation
*
*
Applies to subpart
MMMMM
Requirement
*
*
§ 63.9(k) ........................................
*
*
Explanation
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
Subpart NNNNN—National Emission
Standards for Hazardous Air
Pollutants: Hydrochloric Acid
Production
138. Amend § 63.9045 by revising
paragraph (b) to read as follows:
■
*
*
*
Only as specified in § 63.9(j).
*
§ 63.9045 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
April 17, 2003, you must submit an
Initial Notification not later than 120
calendar days after April 17, 2003, or no
*
*
*
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 139. Amend table 7 to subpart
NNNNN of part 63 by adding in
numerical order an entry for § 63.9(k) to
read as follows:
TABLE 7 TO SUBPART NNNNN OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART NNNNN
*
*
*
Citation
VerDate Sep<11>2014
*
*
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*
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*
*
Only as specified in § 63.9(j).
*
Sfmt 4700
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Explanation
*
*
*
Electronic reporting procedures .... Yes ................................................
*
21:08 Nov 18, 2020
*
Applies to subpart
NNNNN
Requirement
*
*
§ 63.9(k) ........................................
*
*
*
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*
73917
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
Subpart PPPPP—National Emission
Standards for Hazardous Air Pollutants
for Engine Test Cells/Stands
140. Amend § 63.9345 by revising
paragraph (b)(1) to read as follows:
■
§ 63.9345 What notifications must I submit
and when?
*
*
*
*
*
(b) * * *
(1) As specified in § 63.9(b)(2), if you
start up your new or reconstructed
affected source before the effective date
of this subpart, you must submit an
Initial Notification not later than 120
calendar days after May 27, 2003, or no
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 141. Amend table 7 to subpart PPPPP
of part 63 by adding in numerical order
entries for §§ 63.1(c)(6) and 63.9(k) to
read as follows:
*
*
*
*
*
TABLE 7 TO SUBPART PPPPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPPPP
*
*
*
Citation
*
*
Subject
*
Brief description
*
Applies to subpart PPPPP
*
*
§ 63.1(c)(6) ....................................
*
*
*
Applicability ................................... Reclassification .............................
*
Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Notifications ................................... Electronic reporting procedures ....
*
*
Yes, only as specified in § 63.9(j).
*
*
*
Subpart QQQQQ—National Emission
Standards for Hazardous Air Pollutants
for Friction Materials Manufacturing
Facilities
142. Amend § 63.9485 by revising
paragraph (a) to read as follows:
■
§ 63.9485
Am I subject to this subpart?
(a) You are subject to this subpart if
you own or operate a friction materials
manufacturing facility (as defined in
§ 63.9565) that is (or is part of) a major
source of hazardous air pollutants
(HAP) emissions. Your friction materials
*
*
manufacturing facility is a major source
of HAP if it emits or has the potential
to emit any single HAP at a rate of 9.07
megagrams (10 tons) or more per year or
any combination of HAP at a rate of
22.68 megagrams (25 tons) or more per
year.
*
*
*
*
*
■ 143. Amend § 63.9535 by revising
paragraph (c) to read as follows:
§ 63.9535 What notifications must I submit
and when?
*
*
*
*
*
*
*
*
(c) As specified in § 63.9(b)(2), if you
start up your affected source before
October 18, 2002, you must submit your
initial notification no later than 120
calendar days after October 18, 2002, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 144. Amend table 1 to subpart
QQQQQ of part 63 by adding in
numerical order an entry for § 63.9(k) to
read as follows:
*
*
*
*
*
TABLE 1 TO SUBPART QQQQQ OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART QQQQQ
*
*
*
Citation
Subject
*
*
§ 63.9(k) ........................................
*
*
*
145. Revise § 63.9581 to read as
follows:
Am I subject to this subpart?
You are subject to this subpart if you
own or operate a taconite iron ore
processing plant that is (or is part of) a
major source of hazardous air pollutant
(HAP) emissions. Your taconite iron ore
21:08 Nov 18, 2020
*
Applies to subpart QQQQQ?
Jkt 253001
*
§ 63.9640 What notifications must I submit
and when?
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
PO 00000
Frm 00065
Fmt 4701
Sfmt 4700
*
Explanation
*
*
Only as specified in § 63.9(j).
*
processing plant is a major source of
HAP if it emits or has the potential to
emit any single HAP at a rate of 10 tons
or more per year or any combination of
HAP at a rate of 25 tons or more per
year.
■ 146. Amend § 63.9640 by revising
paragraph (b) to read as follows:
■
VerDate Sep<11>2014
*
*
*
*
Electronic reporting procedures .... Yes ................................................
Subpart RRRRR—National Emission
Standards for Hazardous Air
Pollutants: Taconite Iron Ore
Processing
§ 63.9581
*
*
*
October 30, 2003, you must submit your
initial notification no later than 120
calendar days after October 30, 2003, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 147. Amend table 2 to subpart RRRRR
of part 63 by adding in numerical order
entries for § 63.1(c)(6) and § 63.9(k) to
read as follows:
*
*
*
*
*
E:\FR\FM\19NOR2.SGM
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 2 TO SUBPART RRRRR OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART RRRRR OF PART 63
*
*
*
Citation
*
Subject
*
*
Applies to subpart RRRRR
Explanation
*
*
§ 63.1(c)(6) ....................................
*
*
Reclassification ............................. Yes.
*
*
§ 63.9(k) ........................................
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
*
Subpart SSSSS—National Emission
Standards for Hazardous Air Pollutants
for Refractory Products Manufacturing
148. Amend § 63.9812 by revising
paragraph (b) to read as follows:
■
*
*
*
*
*
*
*
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
April 16, 2003, you must submit an
Initial Notification no later than 120
calendar days after April 16, 2003, or no
*
*
*
Only as specified in § 63.9(j).
*
§ 63.9812 What notifications must I submit
and when?
*
*
*
later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
■ 149. Amend table 11 to subpart SSSSS
of part 63 by adding in numerical order
an entry for § 63.9(k) to read as follows:
*
*
*
*
*
TABLE 11 TO SUBPART SSSSS OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART SSSSS
*
*
*
Citation
*
*
*
150. Amend § 63.9930 by revising
paragraph (b) to read as follows:
■
§ 63.9930 What notifications must I submit
and when?
*
*
*
Brief description
*
*
*
*
Yes, only as specified in § 63.9(j).
*
(b) As specified in § 63.9(b)(2), if you
start up your affected source before
October 10, 2003, you must submit your
initial notification no later than 120
calendar days after October 10, 2003, or
no later than 120 days after the source
becomes subject to this subpart,
whichever is later.
*
*
*
*
*
*
Applies to subpart SSSSS
*
*
*
Notifications ................................... Electronic reporting procedures ....
Subpart TTTTT—National Emissions
Standards for Hazardous Air Pollutants
for Primary Magnesium Refining
*
*
Subject
*
*
§ 63.9(k) ........................................
*
*
*
*
Subpart WWWWW—National Emission
Standards for Hospital Ethylene Oxide
Sterilizers
151. Amend table 1 to subpart
WWWWW of part 63 by removing the
entry for § 63.9(d)–(j) and adding in
numerical order entries for §§ 63.9(d)–(i)
and 63.9(j)–(k).
The additions read as follows:
*
*
*
*
*
■
TABLE 1 TO SUBPART WWWWW OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART WWWWW
*
*
*
Citation
Subject
*
*
§ 63.9(d)–(i) ...................................
§ 63.9(j)–(k) ...................................
*
VerDate Sep<11>2014
*
*
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*
Frm 00066
*
Applies to subpart WWWWW
*
*
Other notifications ......................... No.
Change in information already Yes.
submitted Electronic reporting.
*
21:08 Nov 18, 2020
*
Fmt 4701
Sfmt 4700
*
Explanation
*
*
*
*
*
*
E:\FR\FM\19NOR2.SGM
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73919
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
Subpart BBBBBB—National Emission
Standards for Hazardous Air Pollutants
for Source Category: Gasoline
Distribution Bulk Terminals, Bulk
Plants, and Pipeline Facilities
152. Amend § 63.11086 by revising
paragraph (e) introductory text to read
as follows:
■
§ 63.11086 What requirements must I meet
of my facility is a bulk gasoline plant?
*
*
*
*
*
(e) You must submit an Initial
Notification that you are subject to this
subpart by May 9, 2008, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later unless you meet the requirements
in paragraph (g) of this section. The
Initial Notification must contain the
information specified in paragraphs
(e)(1) through (4) of this section. The
notification must be submitted to the
applicable EPA Regional Office and the
delegated state authority, as specified in
§ 63.13.
*
*
*
*
*
■ 153. Amend table 3 to subpart
BBBBBB of part 63 by revising the entry
for § 63.9(b) and adding in numerical
order an entry for § 63.9(k) to read as
follows:
TABLE 3 TO SUBPART BBBBBB OF PART 63—APPLICABILITY OF GENERAL PROVISIONS
Applies to subpart
BBBBBB
Citation
Subject
Brief description
*
§ 63.9(b) (1)–(2), (4)–(5) ....
*
*
Initial Notifications ..............
*
*
*
Submit notification within 120 days after effective date,
or no later than 120 days after the source becomes
subject to this subpart, whichever is later; notification
of intent to construct/reconstruct, notification of commencement of construction/reconstruction, notification of startup; contents of each.
*
§ 63.9(k) ..............................
*
*
Notifications .......................
*
*
*
Electronic reporting procedures .....................................
*
*
*
Subpart CCCCCC—National Emission
Standards for Hazardous Air Pollutants
for Source Category: Gasoline
Dispensing Facilities
154. Amend § 63.11124 by revising
paragraphs (a)(1) introductory text and
(b)(1) introductory text to read as
follows:
■
§ 63.11124 What notifications must I
submit and when?
(a) * * *
(1) You must submit an Initial
Notification that you are subject to this
subpart by May 9, 2008, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later, or at the time you become subject
to the control requirements in
§ 63.11117, unless you meet the
requirements in paragraph (a)(3) of this
section. If your affected source is subject
to the control requirements in
*
*
§ 63.11117 only because it loads
gasoline into fuel tanks other than those
in motor vehicles, as defined in
§ 63.11132, you must submit the Initial
Notification by May 24, 2011, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later. The Initial Notification must
contain the information specified in
paragraphs (a)(1)(i) through (iii) of this
section. The notification must be
submitted to the applicable EPA
Regional office and delegated state
authority as specified in § 63.13.
*
*
*
*
*
(b) * * *
(1) You must submit an Initial
Notification that you are subject to this
subpart by May 9, 2008, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later, or at the time you become subject
to the control requirements in
*
Yes.
*
Yes, only as specified by
§ 63.9(j).
*
*
§ 63.11118. If your affected source is
subject to the control requirements in
§ 63.11118 only because it loads
gasoline into fuel tanks other than those
in motor vehicles, as defined in
§ 63.11132, you must submit the Initial
Notification by May 24, 2011, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later. The Initial Notification must
contain the information specified in
paragraphs (b)(1)(i) through (iii) of this
section. The notification must be
submitted to the applicable EPA
Regional office and delegated state
authority as specified in § 63.13.
*
*
*
*
*
■ 155. Amend table 3 to subpart
CCCCCC of part 63 by revising the entry
for § 63.9(b) and adding in numerical
order an entry for § 63.9(k) to read as
follows:
TABLE 3 TO SUBPART CCCCCC OF PART 63—APPLICABILITY OF GENERAL PROVISIONS
Applies to subpart
CCCCCC
Citation
Subject
Brief description
*
§ 63.9(b)(1)–(2), (4)–(5) ......
*
*
Initial Notifications ..............
*
*
*
Submit notification within 120 days after effective date,
or no later than 120 days after the source becomes
subject to this subpart, whichever is later; notification
of intent to construct/reconstruct, notification of commencement of construction/reconstruction, notification of startup; contents of each.
VerDate Sep<11>2014
21:08 Nov 18, 2020
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*
Yes.
73920
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
TABLE 3 TO SUBPART CCCCCC OF PART 63—APPLICABILITY OF GENERAL PROVISIONS—Continued
Applies to subpart
CCCCCC
Citation
Subject
Brief description
*
§ 63.9(k) ..............................
*
*
Notifications .......................
*
*
*
Electronic reporting procedures .....................................
*
*
*
Subpart HHHHHH—National Emission
Standards for Hazardous Air
Pollutants: Paint Stripping and
Miscellaneous Surface Coating
Operations at Area Sources
156. Amend § 63.11175 by revising
paragraph (a) introductory text to read
as follows:
■
§ 63.11175
submit?
What notifications must I
(a) Initial Notification. If you are the
owner or operator of a paint stripping
*
*
operation using paint strippers
containing MeCl and/or a surface
coating operation subject to this subpart,
you must submit the initial notification
required by § 63.9(b). For a new affected
source, you must submit the Initial
Notification no later than 180 days after
initial startup, or no later than 120 days
after the source becomes subject to this
subpart, or July 7, 2008, whichever is
later. For an existing affected source,
you must submit the initial notification
no later than January 11, 2010, or no
*
Yes, only as specified in
§ 63.9(j).
*
*
later than 120 days after the source
becomes subject to this subpart. The
initial notification must provide the
information specified in paragraphs
(a)(1) through (8) of this section.
*
*
*
*
*
■ 157. Amend table 1 to subpart
HHHHHH of part 63 by adding in
numerical order an entry for § 63.9(k) to
read as follows:
TABLE 1 TO SUBPART HHHHHH OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART HHHHHH OF PART
63
Citation
Subject
*
*
§ 63.9(k) ........................................
*
*
*
*
Electronic reporting procedures .... Yes ................................................
*
*
Subpart PPPPPP—National Emission
Standards for Hazardous Air Pollutants
for Lead Acid Battery Manufacturing
Area Sources
158. Amend § 63.11425 by revising
paragraphs (b) and (c) to read as follows:
■
§ 63.11425 What General Provisions apply
to this subpart?
*
*
*
*
*
(b) For existing sources, the initial
notification required by § 63.9(b) must
be submitted not later than November
13, 2007, or no later than 120 days after
the source becomes subject to this
subpart, whichever is later.
(c) For existing sources, the initial
notification of compliance required by
§ 63.9(h) must be submitted not later
than March 13, 2009, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later.
Subpart QQQQQQ—National Emission
Standards for Hazardous Air Pollutants
for Wood Preserving Area Sources
159. Amend § 63.11432 by revising
paragraphs (b) introductory text and (c)
to read as follows:
■
VerDate Sep<11>2014
21:08 Nov 18, 2020
Applicable to subpart HHHHHH
Jkt 253001
*
*
*
*
*
*
(b) If you own or operate a new or
existing affected source that uses any
wood preservative containing
chromium, arsenic, dioxins, or
methylene chloride, you must submit an
initial notification of applicability
required by § 63.9(b)(2) no later than 90
days after the applicable compliance
date specified in § 63.11429, or no later
than 90 days after the source becomes
subject to this subpart, whichever is
later. The initial notification may be
combined with the notification of
compliance status required in paragraph
(c) of this section. The notification of
applicability must include the following
information:
*
*
*
*
*
(c) If you own or operate a new or
existing affected source that uses any
wood preservative containing
chromium, arsenic, dioxins, or
methylene chloride, you must submit a
notification of compliance status
required by § 63.9(h) no later than 90
days after the applicable compliance
date specified in § 63.11429, or no later
Frm 00068
Fmt 4701
*
*
Only as specified in § 63.9(j).
*
§ 63.11432 What General Provisions apply
to this subpart?
PO 00000
Explanation
Sfmt 4700
*
*
than 90 days after the source becomes
subject to this subpart, whichever is
later. Your notification of compliance
status must include this certification of
compliance, signed by a responsible
official, for the standards in § 63.11430:
‘‘This facility complies with the
management practices to minimize air
emissions from the preservative
treatment of wood in accordance with
§ 63.11430.’’
*
*
*
*
*
Subpart RRRRRR—National Emission
Standards for Hazardous Air Pollutants
for Clay Ceramics Manufacturing Area
Sources
160. Amend § 63.11441 by revising
paragraph (a) to read as follows:
■
§ 63.11441 What are the notification
requirements?
(a) You must submit an Initial
Notification required by § 63.9(b)(2) no
later than 120 days after the applicable
compliance date specified in § 63.11437,
or no later than 120 days after the
source becomes subject to this subpart,
whichever is later. The Initial
Notification must include the
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Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 / Rules and Regulations
information specified in §§ 63.9(b)(2)(i)
through (iv) and may be combined with
the Notification of Compliance Status
required in paragraph (b) of this section.
*
*
*
*
*
Subpart TTTTTT—National Emission
Standards for Hazardous Air Pollutants
for Secondary Nonferrous Metals
Processing Area Sources
161. Amend § 63.11469 by revising
paragraph (a) to read as follows:
■
§ 63.11469 What are the notification
requirements?
(a) You must submit the Initial
Notification required by § 63.9(b)(2) no
later than 120 days after the applicable
compliance date specified in § 63.11464,
or no later than 120 days after the
source becomes subject to this subpart,
whichever is later. The Initial
Notification must include the
information specified in § 63.9(b)(2)(i)
through (iv) and may be combined with
the Notification of Compliance Status
required in § 63.11467 and paragraph (b)
of this section if you choose to submit
both notifications within 120 days.
*
*
*
*
*
Subpart WWWWWW—National
Emission Standards for Hazardous Air
Pollutants: Area Source Standards for
Plating and Polishing Operations
162. Amend § 63.11509 by revising
paragraph (a)(3) to read as follows:
■
§ 63.11509 What are my notification,
reporting, and recordkeeping
requirements?
(a) * * *
(3) If you start up your affected source
on or before July 1, 2008, you must
submit an Initial Notification not later
than 120 calendar days after July 1,
2008, or no later than 120 days after the
source becomes subject to this subpart,
whichever is later.
*
*
*
*
*
Subpart XXXXXX—National Emission
Standards for Hazardous Air Pollutants
Area Source Standards for Nine Metal
Fabrication and Finishing Source
Categories
163. Amend § 63.11519 by revising
paragraph (a)(1) introductory text to
read as follows:
■
§ 63.11519 What are my notifications,
recordkeeping, and reporting
requirements?
(a) * * *
(1) Initial notification. If you are the
owner or operator of an area source in
one of the nine metal fabrication and
finishing source categories, as defined
VerDate Sep<11>2014
21:08 Nov 18, 2020
Jkt 253001
in § 63.11514, you must submit the
initial notification required by § 63.9(b),
for a new affected source no later than
120 days after initial startup, or no later
than 120 days after the source becomes
subject to this subpart, or November 20,
2008, whichever is later. For an existing
affected source, you must submit the
initial notification no later than July 25,
2011, or 120 days after the source
becomes subject to this subpart,
whichever is later. Your initial
notification must provide the
information specified in paragraphs
(a)(1)(i) through (iv) of this section.
*
*
*
*
*
Subpart YYYYYY—National Emission
Standards for Hazardous Air Pollutants
for Area Sources: Ferroalloys
Production Facilities
164. Amend § 63.11529 by revising
paragraph (a) to read as follows:
■
§ 63.11529 What are the notification,
reporting, and recordkeeping
requirements?
(a) Initial Notification. You must
submit the Initial Notification required
by § 63.9(b)(2) no later than 120 days
after December 23, 2008, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later. The Initial Notification must
include the information specified in
§ 63.9(b)(2)(i) through (iv).
*
*
*
*
*
Subpart AAAAAAA—National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Asphalt
Processing and Asphalt Roofing
Manufacturing
165. Amend § 63.11564 by revising
paragraph (a)(2) to read as follows:
■
§ 63.11564 What are my notification,
recordkeeping, and reporting
requirements?
(a) * * *
(2) As specified in § 63.9(b)(2), if you
have an existing affected source, you
must submit an Initial Notification not
later than 120 calendar days after
December 2, 2009, or no later than 120
days after the source becomes subject to
this subpart, whichever is later.
*
*
*
*
*
Subpart BBBBBBB—National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Chemical
Preparations Industry
§ 63.11585 What are my notification,
recordkeeping, and reporting
requirements?
*
*
*
*
*
(b) * * *
(1) Initial Notification of
Applicability. If you own or operate an
existing affected source, you must
submit an initial notification of
applicability as required by § 63.9(b)(2)
no later than April 29, 2010, or no later
than 120 days after the source becomes
subject to this subpart, whichever is
later. If you own or operate a new
affected source, you must submit an
initial notification of applicability
required by § 63.9(b)(2) no later than
120 days after initial start-up of
operation, or no later than 120 days after
the source becomes subject to this
subpart, or April 29, 2010, whichever is
later. The initial notification of
applicability must include the
information specified in §§ 63.9(b)(2)(i)
through (iii).
*
*
*
*
*
Subpart CCCCCCC—National
Emission Standards for Hazardous Air
Pollutants for Area Sources: Paints
and Allied Products Manufacturing
167. Amend § 63.11603 by revising
paragraph (a)(1) introductory text to
read as follows:
■
§ 63.11603 What are the notification,
recordkeeping, and reporting
requirements?
(a) * * *
(1) Initial Notification of
Applicability. If you own or operate an
existing affected source, you must
submit an initial notification of
applicability required by § 63.9(b)(2) no
later than June 1, 2010, or no later than
120 days after the source becomes
subject to this subpart, whichever is
later. If you own or operate a new
affected source, you must submit an
initial notification of applicability
required by § 63.9(b)(2) no later than
180 days after initial start-up of the
operations, or no later than 120 days
after the source becomes subject to this
subpart, or June 1, 2010, whichever is
later. The notification of applicability
must include the information specified
in paragraphs (a)(1)(i) through (iii) of
this section.
*
*
*
*
*
Subpart HHHHHHH—National
Emission Standards for Hazardous Air
Pollutant Emissions for Polyvinyl
Chloride and Copolymers Production
168. Amend table 4 to subpart
HHHHHHH of part 63 by revising the
entry for § 63.1 and adding in numerical
■
166. Amend § 63.11585 by revising
paragraph (b)(1) to read as follows:
■
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order an entry for § 63.9(k) to read as
follows:
TABLE 4 TO SUBPART HHHHHHH OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO PART 63
Applies to subpart
HHHHHHH
Citation
Subject
§ 63.1(a)(1)–(a)(4), (a)(6), (a)(10)–(a)(12), (b)(1), (b)(3),
(c)(1), (c)(2), (c)(5), (c)(6), (e).
Applicability ........................
Yes.
*
*
*
§ 63.9(k) ..........................................................................
*
Electronic reporting procedures.
*
*
Yes .....................................
*
*
*
*
*
*
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Only as specified in
§ 63.9(j).
*
Agencies
[Federal Register Volume 85, Number 224 (Thursday, November 19, 2020)]
[Rules and Regulations]
[Pages 73854-73922]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-22044]
[[Page 73853]]
Vol. 85
Thursday,
No. 224
November 19, 2020
Part II
Environmental Protection Agency
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40 CFR Part 63
Reclassification of Major Sources as Area Sources Under Section 112 of
the Clean Air Act; Final Rule
Federal Register / Vol. 85, No. 224 / Thursday, November 19, 2020 /
Rules and Regulations
[[Page 73854]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2019-0282; FRL-10014-50-OAR]
RIN 2060-AM75
Reclassification of Major Sources as Area Sources Under Section
112 of the Clean Air Act
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This rule finalizes amendments to the General Provisions that
apply to National Emission Standards for Hazardous Air Pollutants
(NESHAP). These amendments implement the plain language reading of the
``major source'' and ``area source'' definitions of section 112 of the
Clean Air Act (CAA) and provide that a major source can be reclassified
to area source status at any time upon reducing its potential to emit
(PTE) hazardous air pollutants (HAP) to below the major source
thresholds (MST) of 10 tons per year (tpy) of any single HAP and 25 tpy
of any combination of HAP. This rule also finalizes amendments to
clarify the compliance dates, notification, and recordkeeping
requirements that apply to sources choosing to reclassify to area
source status and to sources that revert back to major source status,
including a requirement for electronic notification.
DATES: This final rule is effective on January 19, 2021.
ADDRESSES: The Environmental Protection Agency (EPA) has established a
docket for this action under Docket ID No. EPA-HQ-OAR-2019-0282. All
documents in the docket are listed on the https://www.regulations.gov/
website. Although listed, some information is not publicly available,
e.g., Confidential Business Information or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available electronically through https://www.regulations.gov/. Out of an abundance of caution for members of the
public and our staff, the EPA Docket Center and Reading Room was closed
to the public, with limited exceptions, to reduce the risk of
transmitting COVID-19. Our Docket Center staff will continue to provide
remote customer service via email, phone, and webform. For further
information and updates on EPA Docket Center services and the current
status, please visit us online at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For questions about this final rule,
contact Ms. Elineth Torres, Sector Policies and Programs Division
(D205-02), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-4347; fax number: (919) 541-4991;
and email address: [email protected]. Questions concerning
specific reclassifications should be directed to the appropriate
Regional office.
SUPPLEMENTARY INFORMATION:
Preamble acronyms and abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
CAA Clean Air Act
CEDRI Compliance and Emissions Data Reporting Interface
CFR Code of Federal Regulations
D.C. Cir. the United States Court of Appeals for the District of
Columbia Circuit
EAV equivalent annualized value
EIA economic impact analysis
EPA Environmental Protection Agency
FIP Federal Implementation Plan
HAP hazardous air pollutant(s)
MACT maximum achievable control technology
MM2A Major MACT to Area
MRR monitoring, recordkeeping, and reporting
MST major source thresholds
NESHAP national emission standards for hazardous air pollutants
NMA National Mining Association
NSPS new source performance standards
NSR New Source Review
NTTAA National Technology Transfer and Advancement Act
OIAI Once In, Always In
OMB Office of Management and Budget
PRA Paperwork Reduction Act
PSD prevention of significant deterioration
PTE potential to emit
PV present value
RTO regenerative thermal oxidizers
RFA Regulatory Flexibility Act
RIA Regulatory Impact Analysis
RTR residual risk and technology review
SIP State Implementation Plan
TIP Tribal Implementation Plan
TSM technical support memorandum
tpy tons per year
UMRA Unfunded Mandates Reform Act
VOC volatile organic compound(s)
Background information. On July 26, 2019, the EPA proposed
revisions to the General Provisions that apply to the NESHAP to
implement the plain language reading of the ``major source'' and ``area
source'' definitions of CAA section 112 and provide that a major source
can be reclassified to area source status at any time upon limiting its
potential to emit HAP to below the MST of 10 tpy of any single HAP and
25 tpy of any combination of HAP (also referred to herein as Major
Maximum Achievable Control Technology (MACT) to Area or ``MM2A
proposal'') (see 84 FR 36304). In this rule, we are taking final action
on some of the amendments as proposed, and we are taking final action
on other amendments as modified based on the public comments to clarify
the requirements that apply to sources choosing to reclassify to area
source status at any time, including reclassification that occurs after
the first substantive compliance date of applicable major source NESHAP
requirements and the requirements that apply to sources that reclassify
from major to area source status and then revert back to their previous
major source status. Regarding the proposed amendments to the PTE
definition, we are not finalizing the definition of ``legally and
practicably enforceable'' PTE limits or the effectiveness criteria for
those limits in this action. We are, however, promulgating a
ministerial amendment to the regulatory definition of ``potential to
emit'' in the interim. We are also finalizing revisions to the General
Provisions tables and initial notification requirements within most
NESHAP subparts to account for the regulatory provisions we are
finalizing in this rule. We summarize some of the more significant
public comments we received regarding the proposed rule and provide our
responses to those comments in this preamble. A summary of all other
public comments on the proposal and the EPA's responses to those
comments is available in the Response to Comments document available in
the docket No. EPA-HQ-OAR-2019-0282. A ``track changes'' version of the
regulatory language that incorporates the changes finalized in this
rule is also available in the docket.
Organization of this document. The information in this preamble is
organized as follows:
I. Executive Summary
A. Purpose of the Regulatory Action
B. Summary of the Major Provisions of the Regulatory Action
C. Impacts of the Final Regulatory Action
II. General Information
A. Does this rule apply to me?
B. Where can I get a copy of this document and other related
information?
C. Judicial Review and Administrative Reconsideration
III. Background
IV. Statutory Authority
V. Summary of Final Amendments
A. Final Amendments to 40 CFR Part 63, Subpart A: General
Provisions
[[Page 73855]]
B. Amendments to Individual NESHAP General Provisions
Applicability Tables
C. Amendments to Individual NESHAP
VI. Other Considerations
A. PTE Determination
B. Reclassification Process and Permitting
VII. Interim Ministerial Revision of 40 CFR Part 63 PTE Definition
VIII. Summary of Cost, Environmental, and Economic Impacts
A. Analytical Scenarios
B. Cost Analysis
C. Environmental Analysis
D. Economic Analysis
IX. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulations and Regulatory Review
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
L. Determination Under CAA Section 307(d)
M. Congress Review Act (CRA)
I. Executive Summary
A. Purpose of the Regulatory Action
In this final rule (also referred to herein as ``final MM2A rule''
or final rule), the EPA is finalizing amendments to the General
Provisions of the NESHAP regulations in 40 CFR part 63, subpart A to
implement the plain language reading of the ``major source'' and ``area
source'' statutory definitions of section 112 of the CAA and provide
that a major source can be reclassified to area source status at any
time upon reducing its emissions and PTE, as defined in 40 CFR 63.2, to
below the MST of 10 tpy of any single HAP and 25 tpy of any combination
of HAP. Prior to proposing these amendments, the EPA reviewed the
statutory provisions that govern when a major source can reclassify to
area source status, including after being subject to major source
requirements under section 112 of the CAA (also referred to herein as
``CAA section 112 requirements'' or ``requirements''). After further
review of CAA section 112 provisions and public comments received on
the MM2A proposal, the EPA is finalizing its conclusion that the
statutory definitions of major source and area source contain no
language fixing a source's status at any particular point in time and
contain no language suggesting a cutoff date after which the source's
status cannot change. Accordingly, the Agency is finalizing its reading
that a major source may be reclassified as an area source at any time
upon reducing its HAP emissions and PTE below the applicable CAA
section 112 MST. Thus, major sources that reclassify to area source
status at any time, including after the first substantive compliance
date of an applicable major NESHAP, will no longer be subject to CAA
section 112 major source NESHAP requirements and will be subject to any
applicable area source NESHAP requirements. A full discussion of the
statutory authority for this final MM2A rule can be found in section IV
of this preamble.
B. Summary of the Major Provisions of the Regulatory Action
The EPA is finalizing amendments to the General Provisions of the
NESHAP regulations in 40 CFR part 63, subpart A to clarify the
requirements that apply to sources choosing to reclassify to area
source status at any time, including after being subject to major
source requirements under section 112 of the CAA. The EPA is finalizing
amendments to the applicability section found in 40 CFR 63.1 by adding
a new paragraph (c)(6). This paragraph specifies that a major source
may become an area source at any time upon reducing its emissions of
and PTE HAP, as defined in this subpart, to below the major source
thresholds established in 40 CFR 63.2.
The EPA is finalizing in 40 CFR 63.1(c)(6) that a major source
reclassifying to area source status remains subject to any applicable
major source NESHAP requirements until the reclassification becomes
effective. After the reclassification becomes effective, the source is
subject to any applicable area source NESHAP requirements in 40 CFR
part 63. For sources that reclassify from major to area source status
and then revert back to their previous major source status, the EPA is
also finalizing in 40 CFR 63.1(c)(6) that the source becomes subject to
the applicable major source NESHAP requirements of 40 CFR part 63
immediately upon becoming a major source again. The EPA is finalizing
in 40 CFR 63.1(c)(6) regulatory text to address the interaction of the
reclassification of sources with enforcement actions arising from
violations that occurred before reclassification. Specifically, we are
finalizing that the reclassification of a source does not affect the
source's liability or any enforcement investigations or enforcement
actions for a source's past conduct that occurred prior to the source's
reclassification.
To ensure that all sources that reclassify notify the EPA, the EPA
is finalizing amendments clarifying the existing notification
requirements in 40 CFR 63.9(b) and (j). With these amendments, the
notification requirements of 40 CFR 63.9 will cover not only cases
where a source switches from major to area source status, but also
cases where an area source reverts to major source status. A source
that reclassifies in either direction must notify the EPA of any
changes in the applicability of the standards that the source was
subject to per the notification requirements of 40 CFR 63.9(j). The EPA
is also finalizing amendments to the notification requirements in 40
CFR 63.9(b) and (j) to require in certain circumstances that the
notification be submitted electronically through the Compliance and
Emissions Data Reporting Interface (CEDRI). The final rule amends the
General Provisions to add 40 CFR 63.9(k) to include the CEDRI
submission procedures. The EPA is finalizing amendments to remove the
time limit for record retention in 40 CFR 63.10(b)(3) so sources that
obtain enforceable PTE limits after the effective date of this final
rule are required to keep the applicability determination records as
long as they rely on the PTE limits to be area sources. The EPA is also
finalizing amendments to 40 CFR 63.12(c) to clarify that a source may
not be exempted from electronic reporting requirements. Further, the
EPA is finalizing amendments to 40 CFR 63.13 to clarify that when
required by this part, or at the request of the EPA Regional office,
submitting a report or notification to CEDRI fulfills the obligation to
report to the EPA Regional office.
This final action includes amendments to the General Provisions
applicability tables contained within most subparts of 40 CFR part 63
to add a reference to the new provision in 63.1(c)(6) discussed above.
We are also finalizing revisions to several NESHAP subparts by removing
the date limitation after which a major source cannot become an area
source. The provisions amended are: 40 CFR part 63, subpart HH at
63.760(a)(1); 40 CFR 63, subpart HHH at 63.1270(a); 40 CFR part 63,
subpart QQQ at 63.1441; 40 CFR part 63, subpart QQQQQ at 63.9485; 40
CFR
[[Page 73856]]
part 63, subpart RRRRR at 63.9581; and Table 2 of 40 CFR part 63,
subpart WWWW. The final rule also includes amendments to the initial
notification requirements of most NESHAP subparts because the date that
was specified in the regulations has passed.
The EPA is still considering the proposed effectiveness criteria
for HAP PTE limits and the proposed changes to the definition of
``potential to emit'' in 40 CFR 63.2 and is not taking any final action
on those aspects of the proposed rule at this time. Thus, this final
rule does not include responses to comments on proposed effectiveness
criteria for PTE limits or comments related to the proposed changes to
the PTE definition. The EPA is still reviewing comments received and
will respond to them in a subsequent action. In the meantime, while we
continue to consider what final action to take on the proposed
amendments, the EPA is making an interim ministerial revision to the
PTE definition to address the court decision in National Mining
Association (NMA) v. EPA, 59 F.3d 1351, 1363-1365 (D.C. Cir. 1995).
Specifically, this revision removes the word ``federally'' from the
phrase ``federally enforceable'' in the PTE definition. This interim
ministerial revision is also consistent with the EPA's long-standing
policy \1\ that allows for any physical or operational limitation on
the capacity of the stationary source to emit a pollutant to be treated
as part of the source's design if the limitation or the effect it would
have on emissions is, first, either federally enforceable or legally
enforceable by a state or local permitting authority and, second,
practicably enforceable.
---------------------------------------------------------------------------
\1\ See January 25, 1995, memorandum titled ``Options for
Limiting the Potential to Emit (PTE) of a Stationary Source Under
Section 112 and Title V of the Clean Air Act (Act)'' and December
20, 1999, memorandum titled ``Third Extension of January 25, 1995
Potential to Emit Transition Policy.'' Available at https://www.epa.gov/guidance/guidance-documents-managed-office-air-and-radiation and in the docket of this rule.
---------------------------------------------------------------------------
C. Impacts of the Final Regulatory Action
The final rule does not require any source to reclassify to area
source status. An evaluation of the potential to reclassify from major
source to area source status involves many source-specific
considerations. Each source will assess its own circumstances to
determine whether it is feasible and advantageous to undergo the
reclassification process. The unique nature of each source's decision
process makes it difficult for the EPA to determine the number and type
of sources that may choose to reclassify under this rule. Because of
this, the EPA is limited to presenting illustrative analyses concerning
the impacts of this final rule. The illustrative assessment of impacts
includes the potential net cost savings and potential emissions changes
that may result from this final action. The illustrative impacts are
estimated for the three analytical scenarios established for the rule
and are estimated in relation to a baseline in which sources remain
subject to major source NESHAP requirements after the first substantive
compliance date of such standards. The potential impacts presented in
the preamble reflect the results of the illustrative analysis of the
primary scenario, which, for analytical purposes, is defined as
including those facilities whose actual emissions are below 75 percent
of the MST (i.e., 7.5 tpy for a single HAP and 18.75 tpy for all HAP).
This scenario is further described in section VIII of this preamble, in
the technical support memorandums (TSM),\2\ and the Regulatory Impact
Analysis (RIA) that is available in the docket for this action. The
memorandums and RIA also present an analysis of two alternative
scenarios to provide a range of estimated potential cost impacts.\3\
---------------------------------------------------------------------------
\2\ See ``Documentation of the Data for Analytical Evaluations
and Summary of Industries Potentially Impacted by the Final Rule
titled Reclassification of Major Sources as Area Sources Under
Section 112 of the Clean Air Act,'' and ``Analysis of Illustrative
125% Scenario for MM2A Final--Potential Cost Impacts from HAP Major
Sources Reducing Emissions as part of Reclassifying to HAP Area
Sources.''
\3\ Alternative scenario 1 analyzes those facilities whose
actual emissions are below 50 percent of the MST (5 tpy for a single
HAP and 12.5 tpy for all HAP). Alternative scenario 2 analyzes that
sources below 125 percent of the MST (12.5 tpy for a single HAP and
31.25 tpy for all HAP). Discussions of these scenarios and results
can be found in the RIA for this final action.
---------------------------------------------------------------------------
The EPA estimates that this final action may result in substantial
annual cost savings of $90.6 million (2017$) based on illustrative
estimates of its potential reduction in administrative burden if
sources reclassify to area source status.\4\ The voluntary actions
taken by sources to reclassify will be carried out over a period of
time, but once a source reclassifies, the cost savings will accrue for
as long as the source continues to operate as an area source. While
cost savings will accrue for the life of the facility, we present a 5-
year outlook of potential cost savings from this action to provide
insight into the cost distribution over time. Results are also
presented as the present value (PV) and equivalent annualized value
(EAV) of the cost savings of the final MM2A rule in 2017 dollars. The
PV is the one-time value of a stream of impacts over time, discounted
to the current (or nearly current) day. The EAV is a measure of the
annual cost that is calculated consistent with the PV. The illustrative
cost savings of the final MM2A rule in 2017 dollars are presented in
detail later in section VIII of this preamble and in the RIA.
---------------------------------------------------------------------------
\4\ Annual cost savings reflect impacts in Year 2 of the
reclassification process for all sources that choose to reclassify
under the primary scenario. All cost savings are net of any
additional permitting and recordkeeping costs to state regulatory
agencies and sources. These annual cost savings are those for 2025
and subsequent years.
---------------------------------------------------------------------------
Table 1 presents a summary of key results from the RIA for the
final MM2A rule. This table presents the PV and EAV, estimated in 2017
dollars using discount rates of 7 and 3 percent and discounted to 2020,
of the illustrative net cost savings of the final MM2A rule. The EAV
estimates are consistent with the PV and reflect the illustrative total
net cost savings of the rule from 2021, the first year after rule
promulgation, and subsequent years.
Table 1--Illustrative Net Cost Savings Incremental to the Baseline
[(Including following years) (Billions 2017$) *]
----------------------------------------------------------------------------------------------------------------
7 Percent 3 Percent
-------------------------------------------------------------------
Equivalent Equivalent
Present value annualized Present value annualized
value value
----------------------------------------------------------------------------------------------------------------
Potential Net Cost Savings.................. $0.86 0.07 $1.50 0.08
----------------------------------------------------------------------------------------------------------------
* The overall analytic timeline begins in 2021 and continues thereafter for an indefinite period. The cost
savings in 2016 dollars and discounted to 2016, as defined as a present value, are $0.654 billion at 7 percent
and $1.13 billion at 3 percent. As equivalent annualized values, the cost savings are $52 million at 7 percent
and $58 million at 3 percent.
[[Page 73857]]
Impacts in Table 1 reflect the potential impacts of the final MM2A
rule for the year in which all reclassifications are expected to have
taken place (2025) and beyond.
To assess the potential changes in emissions that may result from
the reclassification of major sources to area sources under this rule,
we reviewed the permits and other information from 69 sources that have
reclassified since January 2018, consistent with the EPA's plain
language reading of the CAA section 112 definitions of ``major'' and
``area'' source, and also performed an illustrative analysis of 72
source categories in detail. Because we do not have information on the
major sources that may choose to reclassify to area source status in
the future and the enforceable conditions they will take in order to
reclassify, we are not able to provide an assessment of the emissions
impacts for actual reclassifications beyond the 69 sources that have
already reclassified.\5\ Therefore, we conducted a detailed
illustrative analysis of 72 source categories to provide a broad
characterization of the potential changes in emissions for all NESHAP
source categories that could be impacted by this action. The assessment
of the 69 reclassifications shows that 68 facilities have requirements
in their operating permits that would continue to implement the
compliance methods used to comply with the major source NESHAP
requirements and prevent emissions increases. However, the EPA found
that one of the 69 reclassified sources will not continue to employ the
same compliance methods that it used to meet the major source NESHAP
and thus it may increase its emissions. For the illustrative analysis
of emissions impacts conducted, we find that 65 source categories in
the major source NESHAP program will either not be impacted or will not
increase emissions as a result of the rule. Based on the broad
assumptions applied in the analysis, we found a potential for emissions
increases for some facilities in seven source categories. While a
majority of facilities are not anticipated to change emissions,
approximately 3.1 percent of the facilities in the MM2A database that
we were able to analyze could increase emissions if sources: (1)
Voluntarily opt to reclassify and (2) were allowed to reduce operation
of adjustable add-on controls. We also found a potential for emissions
decreases in cases where sources choose to reduce emissions from above
the MST to below the MST to reclassify. The facilities that we were
able to assess for emission increases and decreases are located across
the United States (i.e., in more than 10 states and in every region of
the United States) and are not clustered in close proximity to each
other. Further discussion of the impacts of the final rule are
presented in section VIII of this preamble and presented in detail in
the technical support memorandums, titled Documentation of the
Emissions Analysis for the Final Rule ``Reclassification of Major
Sources as Area Sources Under Section 112 of the Clean Air Act'' and
the Analysis of the Illustrative 125% Scenario for MM2A Rule--Potential
Cost Impacts from HAP Major Sources Reducing Emissions as part of
Reclassifying to HAP Area Sources, and the RIA for the final rule, all
of which are available in the docket for this action.
---------------------------------------------------------------------------
\5\ Of the 69 sources, 68 have already reclassified and one was
undergoing the process of reclassification.
---------------------------------------------------------------------------
II. General Information
A. Does this rule apply to me?
Categories and entities potentially impacted by this rule include
sources subject to NESHAP requirements under section 112 of the CAA.
The final amendments are applicable to sources that reclassify from
major source to area source status under section 112 of the CAA and
sources that revert from their reclassified area source status to their
previous major source status.
Federal, state, local, and tribal governments may be affected by
this rule if they own or operate sources that choose to request
reclassification from major source status to area source status or if
reclassified sources choose to revert to their previous major source
status at some time in the future. The EPA is the permitting authority
for issuing, rescinding, and amending permits for sources that request
reclassification in Indian country, with four exceptions.\6\ State,
local, or tribal regulatory authorities \7\ may receive requests to
issue new permits or make changes to existing permits for sources in
their jurisdiction to address reclassification-related activities
(e.g., title V, synthetic minor permits, establishing limits on a
source's PTE).
---------------------------------------------------------------------------
\6\ Two tribes have approved title V programs or delegation of
40 CFR part 71. The tribes may have sources that request to no
longer be covered by title V. Neither of these two tribes have
approved minor source permitting programs but may in the future. In
the meantime, the tribes will need to coordinate with the EPA, who
is the permitting authority in Indian country for these requests. In
addition, two other tribes have approved Tribal Implementation Plans
(TIPs) authorizing the issuance of minor source permits. Only one of
these tribes has a major source that would be eligible to request
reclassification. If that source requests a new permit, the tribe
may issue the minor source permit, but the EPA would need to be made
aware of the request, as the EPA is the permitting authority for
title V.
\7\ The term regulatory authority is intended to be inclusive of
the federal, state, tribal, or local air pollution control agency
with authority to process reclassification requests and issuance of
enforceable PTE limits.
---------------------------------------------------------------------------
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
the final MM2A rule is available on the internet. Following signature
by the EPA Administrator, the EPA will post a copy of this final action
at https://www.epa.gov/stationary-sources-air-pollution/reclassification-major-sources-area-sources-under-section-112-clean.
Following publication in the Federal Register, the EPA will post the
Federal Register version and key technical documents at this same
website.
A redline version of the regulatory language that incorporates the
amendments finalized in this rule is available in the docket for this
action (Docket ID No. EPA-HQ-OAR-2019-0282).
C. Judicial Review and Administrative Reconsideration
Under CAA section 307(b)(1), judicial review of this final rule is
available only by filing a petition for review in the United States
Court of Appeals for the District of Columbia Circuit (DCCir.) by
January 19, 2021. Under CAA section 307(b)(2), the requirements
established by this final rule may not be challenged separately in any
civil or criminal proceedings brought by the EPA to enforce the
requirements.
Section 307(d)(7)(B) of the CAA further provides that only an
objection to a rule or procedure that was raised with reasonable
specificity during the period for public comment (including any public
hearing) may be raised during judicial review. This section also
provides a mechanism for the EPA to reconsider the rule if the person
raising an objection can demonstrate to the Administrator that it was
impracticable to raise such objection within the period for public
comment or if the grounds for such objection arose after the period for
public comment (but within the time specified for judicial review) and
if such objection is of central relevance to the outcome of the rule.
Any person seeking to make such a demonstration should submit a
Petition for Reconsideration to the Office of the Administrator, U.S.
EPA, Room 3000, WJC South Building,
[[Page 73858]]
1200 Pennsylvania Ave. NW, Washington, DC 20460, with a copy to both
the person(s) listed in the preceding FOR FURTHER INFORMATION CONTACT
section, and the Associate General Counsel for the Air and Radiation
Law Office, Office of General Counsel (Mail Code 2344A), U.S. EPA, 1200
Pennsylvania Ave. NW, Washington, DC 20460.
III. Background
Shortly after the EPA began implementing individual NESHAP
resulting from the 1990 CAA Amendments, the Agency received multiple
requests to clarify when a major source of HAP could avoid CAA section
112 requirements applicable to major sources by taking enforceable
limits on its PTE below the major source thresholds. In response, the
EPA issued, on May 16, 1995, a memorandum from John Seitz, Director of
the Office of Air Quality Planning and Standards, to the EPA Regional
Air Division Directors (the May 1995 Seitz Memorandum).\8\ The May 1995
Seitz Memorandum provided guidance on three timing issues related to
avoidance of CAA section 112 requirements for major sources:
---------------------------------------------------------------------------
\8\ See ``Potential to Emit for MACT Standards-Guidance on
Timing Issues.'' From John Seitz, Director, Office of Air Quality
Planning and Standards, to the EPA Regional Air Division Directors.
May 16, 1995, https://www.epa.gov/sites/production/files/2018-02/documents/pteguid.pdf. Also available in the docket of this rule.
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``By what date must a facility limit its PTE if it wishes
to avoid major source requirements of a MACT standard?''
``Is a facility that is required to comply with a MACT
standard permanently subject to that standard?''
``In the case of facilities with two or more sources in
different source categories: If such a facility is a major source for
purposes of one MACT standard, is the facility necessarily a major
source for purposes of subsequently promulgated MACT standards?''
In the May 1995 Seitz Memorandum, the EPA stated its interpretation
of the relevant statutory language that facilities that are major
sources of HAP may switch to area source status at any time until the
``first compliance date'' of the standard.\9\ Under this
interpretation, facilities that are major sources on the first
substantive compliance date of an applicable major source NESHAP were
required to comply permanently with that major source standard even if
the source was subsequently to become an area source by limiting its
PTE. This position was commonly referred to as the ``Once In, Always
In'' (OIAI) policy. The May 1995 Seitz Memorandum provided that a
source that is major for one NESHAP would not be considered major for a
subsequent NESHAP if the source's potential to emit HAP emissions was
reduced to below major source levels by complying with the first major
source NESHAP. In the May 1995 Seitz Memorandum, the EPA set forth
transitional policy guidance that was intended to remain in effect only
until the Agency proposed and promulgated amendments to the 40 CFR part
63 General Provisions.
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\9\ The ``first substantive compliance date'' is defined as the
first date a source must comply with an emissions limitation or
other substantive regulatory requirement (i.e., leak detection and
repair programs, work practice measures, etc . . . , but not a
notice requirement) in the applicable standard.
---------------------------------------------------------------------------
After issuing the May 1995 Seitz Memorandum, the EPA twice proposed
regulatory amendments that would have altered the OIAI policy. In 2003,
the EPA proposed amendments that focused on HAP emissions reductions
resulting from pollution prevention (P2) activities. Apart from certain
provisions associated with the EPA's National Environmental Performance
Track Program--a national voluntary program designed to recognize and
encourage top environmental performers whose program participants go
beyond compliance with regulatory requirements to attain levels of
environmental performance that benefit people, communities, and the
environment--that proposal was never finalized. See 68 FR 26249 (May
15, 2003); 69 FR 21737 (April 22, 2004). In 2007, the EPA issued a
proposed rule to replace the OIAI policy set forth in the May 1995
Seitz Memorandum. See 72 FR 69 (January 3, 2007). In that proposal, the
EPA reviewed the provisions in CAA section 112 relevant to the OIAI
policy interpretation, applicable regulatory language, stakeholder
concerns, and potential implications. Id. at 71-74. Based on that
review, the EPA proposed an interpretation of the relevant statutory
language that a major source that is subject to a major source NESHAP
would no longer be subject to that major source standard if the source
were to become an area source through enforceable limitations on its
PTE HAP emissions. Id. at 72-73. Under the 2007 proposal, major sources
could take such limits on their PTE and obtain ``area source'' status
at any time and would not be limited to doing so only before the
``first substantive compliance date,'' as the OIAI policy provided. Id.
at 70. The EPA did not take final action on this 2007 proposal.
In 2017, the EPA received public comments pursuant to Executive
Order 13777, Enforcing the Regulatory Reform Agenda (February 24,
2017), and the Presidential Memorandum on Streamlining Permitting and
Reducing Regulatory Burdens for Domestic Manufacturing (January 24,
2017) supporting the withdrawal of the OIAI policy.\10\ Per these
comments, the OIAI policy imposed an artificial time limit on major
sources obtaining area source status not found in the definitions of
``major source'' and ``area source'' in CAA sections 112(a)(1) and (2).
Commenters further stated that the temporal limitation imposed by the
OIAI policy was inconsistent with the CAA and created an arbitrary date
by which sources must determine whether their HAP PTE will exceed
either of the major source thresholds.
---------------------------------------------------------------------------
\10\ See Executive Order 13777 at 82 FR 12285 (February 24,
2017) and request for comment at 82 FR 17793 (April 13, 2017),
Docket ID No. EPA-HQ-OAR-2017-0190. See Presidential Memorandum at
82 FR 8667 (January 24, 2017) and request for information at 82 FR
12786 (March 7, 2017), Docket ID No. DOC-2017-0001.
---------------------------------------------------------------------------
On January 25, 2018, the EPA issued a guidance memorandum from
William L. Wehrum, Assistant Administrator of the Office of Air and
Radiation, to the EPA Regional Air Division Directors titled
``Reclassification of Major Sources as Area Sources Under Section 112
of the Clean Air Act'' (MM2A Memorandum).\11\ The MM2A Memorandum
discussed the statutory provisions that govern when a source subject to
major source NESHAP requirements under section 112 of the CAA may be
reclassified as an area source and thereby avoid being subject
thereafter to major source NESHAP requirements and other requirements
applicable to major sources under CAA section 112. In the MM2A
Memorandum, the EPA discussed the plain language of CAA section 112(a)
stating Congress's definitions of ``major source'' and ``area source''
and determined that the OIAI policy articulated in the 1995 Seitz
Memorandum was contrary to the plain language of the CAA and,
therefore, must be withdrawn. In the MM2A Memorandum, the EPA announced
the future publication of a proposed rule to receive input from the
public on adding regulatory text consistent with the plain reading of
the statute as described in the MM2A Memorandum.
---------------------------------------------------------------------------
\11\ See notice of issuance of this guidance memorandum at 83 FR
5543 (February 8, 2018).
---------------------------------------------------------------------------
On July 26, 2019, the EPA proposed regulatory text to implement the
plain
[[Page 73859]]
language reading of the statute as discussed in the MM2A Memorandum.
See 84 FR 36304. The 2019 MM2A proposal superseded and replaced the
2007 proposal. See 72 FR 69 (January 3, 2007). The EPA solicited
comment on all aspects of the MM2A proposal, including the EPA's
position that the withdrawal of the OIAI policy and the proposed
approach gives proper effect to the statutory definitions of ``major
source'' and ``area source'' in CAA section 112(a) and is consistent
with the plain language and structure of the CAA as well as the impacts
of the proposal on costs, benefits, and emissions impacts. Publication
of the MM2A proposal in the Federal Register opened comment on the
proposal for an initial 60-day public comment period. The EPA held a
public hearing on August 15, 2019, in Washington, DC. In response to
requests for an extension of the comment period, the EPA reopened the
public comment period for an additional 30 days through November 1,
2019. The EPA received more than 16,000 comments on the MM2A proposal.
After review and consideration of public comments, the EPA is
finalizing the implementation of the plain language reading of the
definitions of major source and area source under CAA section 112. Per
CAA section 307(d)(6)(B), the EPA is providing a response to the to the
most significant comments received on the MM2A proposal in this
preamble, and responses to the other comments in the Response to
Comments document available in the docket.
IV. Statutory Authority
As discussed in the preamble of the MM2A proposal at 84 FR 36304,
36309-36313 (July 26, 2019), CAA section 112 distinguishes between
major and area sources of HAP emissions. Indeed, the very first
provisions in CAA section 112 are the major source definition in CAA
section 112(a)(1) and area source definition in CAA section 112(a)(2))
that create the major/area distinction. Major sources emit more HAP
than area sources and, generally, different requirements apply to major
sources and area sources. For some section 112 source categories, the
EPA has promulgated requirements for only major sources, and HAP
emissions from area sources are not regulated under the NESHAP program.
Whether a source is a ``major source'' or an ``area source''
depends on the amount of HAP emitted by the source based on its actual
and potential emissions. Congress defined ``major source'' to mean a
source that emits or has the potential to emit at or above either of
the statutory thresholds of 10 tpy of any one HAP or 25 tpy of total
HAP. CAA section 112(a)(1). An ``area source'' is defined as any source
of HAP that is not a major source. CAA section 112(a)(2). If a source
does not emit or does not have the potential to emit at or above either
of the major source thresholds, then it is an ``area source.'' The
statutory definitions of ``major source'' and ``area source'' do not
contain any language that fixes a source's status as a major source or
area source at any particular point in time, nor do they otherwise
contain any language suggesting that there is a cutoff date after which
a source's status cannot change.
Congress did, however, create a distinction based on timing in CAA
section 112 in defining and creating provisions related to ``new
sources'' and ``existing sources.'' Specifically, Congress defined
``new source'' to mean a source that is constructed or reconstructed
after the EPA first proposes regulations covering the source. CAA
section 112(a)(4). An ``existing source'' is defined as any source
other than a new source. CAA section 112(a)(10). A source will be
subject to different requirements depending on whether it is a new
source or an existing source. See, e.g., CAA section 112(d)(3)
(identifying different minimum levels of stringency (known as ``MACT
floors'') for new and existing sources).
The emissions-based distinction (arising from the definitions of
major source and area source) and the timing-based distinction (arising
from the definitions of new source and existing source) are
independent, and neither is tied to the other. For example, the
statutory definition of ``major source'' does not provide that major
source status is determined based on a source's emissions or PTE as of
the date that the EPA first proposes regulations applicable to that
source or any other point in time. As noted above, the plain language
of the ``major source'' and ``area source'' definitions create a
distinction that is based solely on amount of emissions and PTE, and
not timing. Similarly, with respect to the timing-based distinction, a
source is a ``new source'' or an ``existing source'' based entirely on
the timing of its construction or reconstruction and without
consideration of its actual emissions or PTE. The contrast between the
temporal distinction in the contrasting definitions of existing and new
sources on the one hand, and the absence of any temporal dimension to
the contrasting definitions of major and area sources on the other, is
further evidence that Congress did not intend to place a temporal
limitation on a source's ability to be classified as an area source
(including a source's ability to be classified as an area source
through the permitting authority's ``considering controls'' that may
have been imposed after the source was initially classified as major).
Notwithstanding the independence of the two distinctions that the
statute created based on amount of emissions and timing (and without
addressing that independence or otherwise addressing the plain language
of the statutory definitions of ``major source'' and ``area source''),
the EPA issued the May 1995 Seitz Memorandum, which set forth the OIAI
policy. Under the OIAI policy, a source's status as a major source for
the purpose of applying a specific major source MACT standard issued
under the requirements of CAA section 112 was deemed to be unalterably
fixed on the first substantive compliance date of the specific
applicable major source requirements. Thus, a source that was a major
source on that first compliance date would continue to be subject to
the major source requirements for that specific NESHAP even if the
source reduced its emissions of and PTE HAP to below the statutory
thresholds in the definition of ``major source,'' and, thus, fell
within the definition of ``area source.''
On January 25, 2018, the EPA issued the MM2A Memorandum. The MM2A
Memorandum discussed the statutory definitions of ``major source'' and
``area source'' and explained that the OIAI policy articulated in the
May 1995 Seitz Memorandum was contrary to the plain language of the
CAA, and, therefore, must be withdrawn.
As discussed above, Congress expressly defined the terms ``major
source'' and ``area source'' in CAA section 112(a) in unambiguous
language. Nonetheless, under the OIAI policy, a source that reduced its
emissions of and PTE HAP to below the statutory thresholds for major
source status after the relevant compliance date would continue to be
subject to the requirements applicable to major sources. This policy
was applied notwithstanding that the statutory definitions of ``major
source'' and ``area source'' lack any reference to the compliance date
of major source requirements or any other text that indicates a time
limit for changing between major source status and area source status.
In short, Congress placed no temporal limitations on the determination
of whether a source emits or has the potential to emit HAP in
sufficient quantity to be a major source
[[Page 73860]]
under CAA section 112. Because the OIAI policy imposed such a temporal
limitation (before the ``first compliance date''), the EPA had no
authority for the OIAI policy under the plain language of the CAA.
Under the plain language of the statute, a major source that takes
enforceable limits on its PTE to bring its HAP emissions below the CAA
section 112 major source thresholds, no matter when it may choose to do
so, becomes an area source under Congress's definition in CAA section
112(a)(2). In this final action, we are implementing the plain language
of CAA section 112 and making clear that such a source can reclassify
to area source status at any time, and after reclassification, will no
longer be subject to the CAA section 112 requirements applicable to the
source as a major source under CAA section 112--so long as the source's
actual and PTE HAP emissions remain below the CAA section 112
thresholds--and will instead be subject to any applicable area source
requirements.
A discussion of the statutory definitions of ``new source'' and
``existing source'' in CAA section 112(a)(4) and (10) further
demonstrates that the OIAI policy was inconsistent with the language of
the statute. As discussed above, the major source/area source
distinction and the new source/existing source distinction are two
separate and independent features of the statute. Significantly, the
statutory definitions of ``new source'' and ``existing source'' dictate
that the new source/existing source distinction is determined by when a
source commences construction or reconstruction and says nothing about
the source's volume of emissions. No one can reasonably suggest that
this silence concerning volume of emissions indicates that Congress
intended to give the EPA the discretion to conclude that sources should
be classified as new or existing based, in part, on how much they emit.
For example, if the EPA were to say that a source is only a new source
if it both (1) commences construction after regulations are first
proposed (as stated in CAA section 112(a)(4)), and (2) emits more than
20 tpy of any single HAP (which is not stated anywhere in the statute),
that second element would be contrary to the plain language of the
statute. Similarly, the OIAI policy of considering timing as part of
the major source/area source distinction is contrary to the plain
language of the statute, because it interjects timing into the major/
area distinction when Congress provided that such distinction would be
based only on the source's actual and potential emissions. In short,
Congress's creation of the timing distinction in the new source and
existing source definitions shows that Congress was explicit when it
wanted to classify sources based on timing, and it did not do so in
creating the major/area source distinction.
Some commenters have argued that the EPA's plain language reading
cannot be correct in light of various provisions in CAA section 112.
The EPA has considered these comments and concluded that the EPA's
plain language reading is the correct reading, for the reasons
discussed below, in the Response to Comments document and elsewhere in
the record.
CAA section 112(i)(3)(A)--Some commenters assert that the EPA's
plain language reading of the definitions of ``major source'' and
``area source'' is contradicted by CAA section 112(i)(3)(A).
Specifically, they contend that the first phrase in CAA section
112(i)(3)(A) precludes a major source from reclassifying to area source
status after the source has become subject to a major source standard
and that this statutory text compels the OIAI policy. The EPA disagrees
with this contention. The first phrase in CAA section 112(i)(3)(A)
states: ``After the effective date of any emissions standard,
limitation or regulation promulgated under this section and applicable
to a source, no person may operate such source in violation of such
standard, limitation or regulation . . . .'' As discussed in the
proposal (84 FR 36311), the EPA reads this phrase to have the same
meaning as similar ``effective date'' provisions in the CAA, such as
CAA section 111(e), notwithstanding that CAA section 112(i)(3)(A) has
somewhat different phrasing. In short, this text simply provides that,
after the effective date of a CAA section 112 rule, sources to which a
standard is applicable must comply with that standard. This text is not
reasonably read to say that, once a standard is applicable to a source,
that standard continues to be applicable to the source for all time,
even if the source's potential to emit changes such that it no longer
meets the applicability criteria for the standard. Such a reading would
produce some results that are clearly incorrect. For example, if the
first phrase in CAA section 112(i)(3)(A) were read to say that a
source's applicable requirements are determined at the point in time
that a source first becomes subject to CAA section 112 requirements,
then an area source would continue to be subject to area source
requirements even if that source increased its potential to emit above
either of the major source thresholds. Such a result would be contrary
to the EPA regulations, which provide that an area source that
increases its emissions or PTE above the MST becomes subject to the
applicable major source requirements. 40 CFR 63.6(a)(2), 63.6(b)(7),
63.6(c)(5).
Further, reliance on CAA 112(i)(3)(A) to argue against the EPA's
plain language reading and for a return to the OIAI policy ignores that
the ``effective date'' of a CAA section 112 standard is not the same as
the ``compliance date.'' CAA section 112(i)(3)(A) expressly provides
that the EPA may set the ``compliance date'' for existing sources up to
3 years after the ``effective date.'' Similarly, CAA section 112(i)(5)
(which is applicable in certain circumstances for sources that make
early reductions in HAP emissions) provides for a delayed compliance
date that will be after the effective date. This is significant because
the cutoff deadline for reclassification that the commenters say is
required under CAA section 112(i)(3)(A) is not the effective date.
Under the OIAI policy, the cutoff date for reclassification was the
first substantive compliance date, which (as just discussed) is clearly
distinguished from the effective date in CAA section 112(i)(3)(A) in
the statute. Thus, commenters' reading of CAA section 112(i)(3)(A)
would not only be contrary to the EPA's plain language reading but
would also be contrary to the OIAI policy under which sources could
reclassify after the effective date as long as they did so before the
first substantive compliance date.
In sum, the EPA has concluded that the CAA section 112 definitions
of ``major source'' and ``area source'' and the ``effective date''
provision in CAA section 112(i)(3)(A) are properly read together to say
that sources must comply with the applicable requirements corresponding
to their major source or area source status, and that if this status
changes, then the source becomes subject to the requirements
corresponding to its status after the change.
CAA sections 112(c)(3) and (6)--Some commenters argue that CAA
sections 112(c)(3) and (6) reflect a Congressional intent that sources
be subject to continuous, permanent compliance with major source
standards and that these provisions are, therefore, inconsistent with
the EPA's plain language reading. But there is no inconsistency here.
Those provisions required the EPA to ensure that sources accounting for
90 percent of the emissions of specific pollutants were listed and
regulated by November 2000. The premise of the commenters' argument
based on CAA
[[Page 73861]]
sections 112(c)(3) and (6) is that these provisions do not simply
require the EPA to list and regulate sufficient source categories to
meet the 90-percent requirement at a given point in time; rather, they
require that the EPA's regulations ensure that 90 percent of emissions
are subject to regulation on an ongoing basis. This is not a reasonable
reading of CAA sections 112(c)(3) and (6) because, as explained in
greater detail in the proposed rule preamble at 84 FR 36311, the
requirements of the statute and subsequent standards will result in the
emissions from the listed source categories falling below the 90-
percent threshold once those source categories are regulated. If
commenters' interpretation were correct, CAA sections 112(c)(3) and (6)
would create a never-ending cycle of listing and regulation in order to
achieve an unattainable goal of ensuring that 90 percent of emissions
are regulated. See 84 FR 36311.
In response to the EPA's discussion in the proposed rule preamble,
commenters have stated that the statutory text in CAA sections
112(c)(3) and (6) is properly read not to focus on the source
categories that those provisions require to be listed but on the
individual sources that are within those categories--specifically, that
these provisions require the EPA to regulate the sources that produced
those emissions. But if the listing and regulation required pursuant to
CAA sections (c)(3) and (6) were read to apply to the sources that
produced the emissions as of the time of the listing of the categories,
then that would mean that new sources within the listed source
categories would not be regulated. The EPA does not think this is a
reasonable reading of those provisions. Instead, the proper reading of
these provisions is that the EPA is to list and regulate source
categories, and then a source is regulated pursuant to the standard
applicable to a given source category to the extent that, and as long
as, the source remains within the source category. Thus, under a proper
reading of CAA sections 112(c)(3) and (6), those provisions do not
prevent reclassification, so there is no conflict between the EPA's
plain language reading of CAA sections 112(a)(1)-(2) and the
requirements of CAA sections 112(c)(3) and (6).
CAA section 112(f)(2)--Commenters also point to CAA section
112(f)(2) (commonly referred to as the residual risk provision) and
contend that the EPA's plain language reading allows reclassified
sources to avoid the review required under that provision. But this
argument fails to refute the discussion that the EPA provided in the
proposed rule preamble (at 84 FR 36311-36312). First, as a general
matter, Congress in CAA section 112 plainly distinguished between major
sources emitting above the MST and area sources emitting below the MST
and subjected them to different requirements. Second, with regard to
CAA section 112(f), CAA section 112(f)(5) contains an express exemption
from the CAA section (f)(2) review for area sources, and there is no
statutory basis or logical reason for treating an area source
differently just because it is a former major source. For these
reasons, CAA section 112(f) is not inconsistent with the EPA's plain
language reading.
CAA section 112(d)--Some commenters have pointed to the
requirements of CAA section 112(d) as requiring sources that are at any
point subjected to major source standards must continue to be subject
to major source standards permanently. These commenters have argued
that the EPA's plain language reading undermines the emissions
reductions required by these CAA section 112 standards. Section
112(d)--and in particular, sections 112(d)(2) and (3) of the CAA--
addresses how the EPA sets MACT standards for major sources (based on
the maximum degree of emissions reduction the EPA determines is
achievable, which may be a complete prohibition on emissions). But the
question of what standard is applicable to major sources in a source
category--whether MACT floor standards or otherwise--logically cannot
determine which sources are major sources . Instead, the text and
structure of CAA section 112 demonstrate that whether a source is
classified as a major source or an area source is the threshold
question under CAA section 112, and what requirements apply to the
source flows from how the source is classified, with major sources and
area sources facing significantly different regulation.
As noted above, the very first provisions in CAA section 112 are
the major source definition in CAA section 112(a)(1) and area source
definition in CAA section 112(a)(2) that create the major/area
distinction. Following from this threshold distinction, CAA section 112
treats major sources and area sources differently in fundamental ways.
To state a few examples that illustrate this:
(1) The EPA must list all categories of major sources of HAP
pursuant to CAA section 112(c)(1), but only has to list categories of
area sources representing 90 percent of HAP under CAA section
112(c)(3). This distinction is then carried over to what sources are
regulated, as provided in CAA section 112(d)(1), which provides that
the EPA will regulate those categories listed under CAA section 112(c).
(2) Major sources are subject to MACT standards under CAA section
112(d)(2) and (3), but area sources may be subject to generally
available control technology (GACT) standards under CAA section
112(d)(5).
(3) Area source categories and subcategories listed under CAA
section 112(c)(3) and for which standards are set under CAA section
112(d)(5) are not subject to residual risk review under CAA section
112(f)(2), pursuant to CAA section 112(f)(5).
In short, to the extent that major sources become area sources by
reducing their emissions of and PTE HAP below the MST, and, thus, are
no longer subject to major source requirements, that is not a
``loophole'' or an ``end-run'' around the major source requirements.
That is simply the result of the provisions and structure of CAA
section 112 that Congress enacted and reflects the fundamental
distinction between how CAA section 112 addresses major sources and
area sources.
Further, allowing a major source to take a PTE limit below the
major source threshold and thereby avoid having to comply with major
source requirements is not a new concept under MM2A. Indeed, that is
precisely what happened under the OIAI policy. The only change under
MM2A is one of timing. Under the OIAI policy, major sources could
reclassify if they took the PTE limit before the first substantive
compliance date. Under MM2A, sources can reclassify at any time.
Nothing in the statute says, and there is no logical reason why, a
major source that could reclassify to area source status on the day
before its first substantive compliance date (as allowed under the OIAI
policy) is foreclosed from doing so on the day after its first
substantive compliance date.
Similarly, having a source reclassify after the first substantive
compliance date is not a new concept under MM2A. During the time that
the OIAI policy was in effect, area sources were reclassified to major
source status at any time that they increased emissions or their PTE
above the major source threshold, even if the increase occurred after
the first substantive compliance date under the applicable area source
rule.
For these reasons, the EPA concludes that the standard-setting
provisions in CAA sections 112(d)(2) and (3) do not contradict the
plain language of the major source and area source definitions
[[Page 73862]]
on the issue of whether a source can reclassify at any time.
Parties opposed to the EPA's plain language reading also suggest
that the EPA's reading is inconsistent with the purpose and provisions
of CAA section 112 because it will lead major sources that reclassify
to area source status to increase their emissions above what they could
emit if they continued to be major sources. The EPA disagrees with the
suggestion that a source's reclassification from major source to area
source will necessarily lead to an increase in emissions from the
source above what would have been allowed to emit under the major
source standard. As discussed in section VIII of the preamble, there
are a number of reasons why reclassified sources are generally not
expected to increase their emissions. The EPA's analysis of the sources
that have reclassified to date and sources that might reclassify from
various source categories shows that in 68 out of 69 operating permits
for sources that have already reclassified to area source status since
January 2018, sources achieved and maintain area source status by
operating the emission controls or continuing to implement the
practices they used to comply with the major source NESHAP
requirements. However, the EPA found that one of the 69 reclassified
sources will not continue to employ the same compliance method that it
used to meet the major source standard, and thus may increase its
emissions. In addition to this review of actual reclassification
actions since January 2018, the EPA also prepared an illustrative
analysis for 72 source categories in the major source NESHAP program
(114 total) to evaluate the potential emissions impacts. After
considering the information and data available for the illustrative
emissions analysis, we found that 65 source categories will not change
emissions as a result of the rule. For the other seven, there was a
potential for (but not a certainty of) emissions increases based on
conservative assumptions that are likely to overstate the change in
emissions at some facilities. Sources in these in seven source
categories assessed in the primary scenario could increase emissions if
those facilities (1) opted to reclassify and (2) were permitted to
change the operation of adjustable add-on controls. Further details of
this illustrative analysis and the results are provided below in
section VIII.
Further, allowing major sources to reclassify to area source status
after the first substantive compliance date may create an incentive for
sources to evaluate their operations and consider changes that can
further reduce their HAP emissions to below the MST if the source views
those changes as an opportunity to reduce costs of production, increase
productivity, or reduce the costs of complying with major source NESHAP
requirements. For example, sources using surface coatings may see the
opportunity to become an area source as an extra incentive to invest in
the development of new low- or no-HAP content coatings, inks, and
binders. Similarly, sources with boilers and engines may benefit from
replacing old boilers and engines with new, more efficient, and clean
technologies. Such a replacement not only could help a source reduce
HAP to below the MST but could also reduce fuel use and associated
costs. To assess the opportunity for such emission decreases, we looked
at an alternative scenario and determined that some sources operating
between 75 and 125 percent of the MST could decrease emissions if those
sources were to reclassify. Further details of this illustrative
analysis and the results are provided below in section VIII.
In the MM2A proposal, the EPA took comment on whether it can and
should promulgate regulatory provisions that would prevent a source
that has reclassified from major to area source status from increasing
emissions above what the source was allowed to emit when it was a major
source. See 84 FR 36312-36313. Upon further consideration of this issue
and the comments received, the EPA has concluded that the plain
language of CAA section 112 precludes the promulgation of such
provisions. As discussed above, the plain language of CAA section 112
provides that a source is an area source if its emissions and PTE are
below the thresholds of 10 tpy of any one HAP and 25 tpy of any
combination of HAP. Just as there is nothing in the statutory
definitions in CAA sections 112(a)(1) and (2) or elsewhere in CAA
section 112 that sets, or gives the EPA the authority to set, a cut-off
date after which a major source cannot classify to area source status,
there is nothing in CAA section 112 that imposes, or gives the EPA the
authority to impose, a requirement that a source can only be an area
source if it limits its emissions to some level below the MST. Congress
clearly identified the thresholds of 10 tpy of any one HAP and 25 tpy
of all combined HAP as the dividing line between major source status
and area source status. The EPA cannot impose a different dividing line
from what Congress wrote into CAA section 112. See Utility Air
Regulatory Group v. EPA, 573 U.S. 302, 325-326 (2014) (where Congress
created precise numerical thresholds in the statute, the EPA's
rewriting of the statutory thresholds is impermissible).
Further, even if there were some ambiguity in the text and
structure of CAA section 112 that gave the EPA the discretion to impose
such a requirement, the EPA's conclusion in light of both the statute
and policy considerations is that such a requirement should not be
imposed. As discussed above, whether a source is classified as a major
source or an area source is the threshold question under CAA section
112, and what requirements apply to the source flows from how the
source is classified, with major sources and area sources facing
significantly different statutory requirements. If the EPA were to
mandate that a reclassified area source maintain its emissions below
the level that the source was subject to as a major source, that would
be contrary to the fundamental structure that Congress created in CAA
section 112. Further, as discussed below in section VIII, even in the
absence of any provisions preventing emissions above what a
reclassified source was allowed to emit as a major source, most sources
are not expected to increase emissions and those that do would have
only modest increases. Thus, as a matter of policy judgment, the EPA
would not interpret any ambiguity in the statute to allow the
imposition of a new limit on reclassified area sources more stringent
than the limit applied to other area sources.
For these reasons, the EPA is not promulgating provisions that
would prevent a source that has reclassified from major to area source
status from increasing emissions above what the source was allowed to
emit when it was a major source.
V. Summary of Final Amendments
To implement the plain language reading of the statute as discussed
in section IV above, the EPA is finalizing amendments to the General
Provisions of 40 CFR part 63, subpart A. The EPA is also finalizing
amendments to the General Provisions tables contained within most
subparts of 40 CFR part 63 to account for the regulatory provisions we
are finalizing in the General Provisions of 40 CFR part 63, subpart A.
Finally, the EPA is finalizing changes to several individual NESHAP
intended to remove rule-specific OIAI provisions. For all comments not
discussed in this preamble, comment summaries and the EPA's responses
can be found in the Response to Comments document available in the
docket.
[[Page 73863]]
A. Final Amendments to 40 CFR Part 63, Subpart A: General Provisions
1. Applicability
The EPA is finalizing amendments to the applicability section of
the General Provisions of 40 CFR part 63.1 by adding a new provision 40
CFR 63.1(c)(6) to implement the plain language reading of the ``major
source'' and ``area source'' statutory definitions of section 112 of
the CAA and provide that a major source can be reclassified to area
source status at any time upon reducing its actual emissions of and
potential to emit HAP to below the MST of 10 tpy of any single HAP and
25 tpy of any combination of HAP. At proposal, this new applicability
provision also included regulatory language addressing the compliance
date with applicable NESHAP requirements for reclassification and
interactions with enforcement actions. We received comments on all
aspects of the new applicability provision. Below we discuss each
aspect of the proposed MM2A applicability provision and what we are
finalizing after considering public comments.
a. Reclassification Provision
The EPA proposed to amend 40 CFR 63.1 by adding a new paragraph
(c)(6). As proposed, this paragraph specifies that a major source can
become an area source at any time by limiting its PTE HAP to below the
major source thresholds established in 40 CFR 63.2, provided certain
conditions are met. We received comments in support of and against the
proposed text in 40 CFR 63.1(c)(6) and comments requesting changes to
or clarification on the proposed provision. Comments against the
proposed reclassification provision based on the statutory text or
other legal issues (such as legal comments opposing the EPA's plain
language reading of CAA section 112 definitions of major and area
sources allowing sources to reclassify at any time) are addressed in
section IV of this preamble and in the Response to Comments document
available in the docket. The comments requesting changes to or
clarification on the new provision are summarized below.
Some commenters recommended that the EPA add language to the new
provision in 40 CFR 63.1(c)(6) to specify that the provision applies to
sources that reclassify to area source status after being subject to
major source NESHAP requirements. The EPA disagrees that the language
only applies to reclassification by a major source after the source has
been subject to major source NESHAP requirements. The regulatory
language in this provision implements the EPA's plain language reading
of the definition of major and area sources in section 112 of the CAA,
as discussed in length in section IV of this preamble, allowing sources
to reclassify at any time. This provision allows for reclassification
to area source status regardless of whether the reclassification occurs
before or after the first substantive compliance date of a major source
NESHAP.
Other commenters stated that the proposed provision in 40 CFR
63.1(c)(6) could be read to require all types of sources to obtain PTE
limits in order to be reclassified to area source status. These
commenters stated that this could be problematic for sources that were
major at the first substantive compliance date of a particular NESHAP
but are no longer within the definition of ``major source'' at the time
of reclassification because the source's emissions of and PTE HAP are
below the MST even in the absence of a governmental restriction on
emissions in a PTE limit. The EPA agrees with the commenters that the
language in the proposed provision can be clarified and has amended the
language of 40 CFR 63.1(c)(6) in the final rule to read: ``A major
source may become an area source at any time upon reducing its
emissions of and potential to emit (PTE) hazardous air pollutants, as
defined in this subpart, to below the major source thresholds
established in 40 CFR 63.2, subject to the provisions in paragraphs
(c)(6)(i) and (ii) of this section.'' The provisions in 40 CFR
63.1(c)(6)(i) and (ii) as finalized in this action are discussed later
in this preamble.
In the final regulatory language of 40 CFR 63.1(c)(6), the EPA
replaced the phrase ``limiting its potential to emit (PTE) hazardous
air pollutants . . .'' with the phrase ``reducing its emissions of and
potential to emit (PTE) hazardous air pollutants . . .''. This updated
language removes the ambiguity in the proposed language and makes it
clear that PTE limits would be needed for area source reclassification
for sources with PTE HAP at or above the MST. In contrast, consistent
with the statutory definitions of ``major source'' and ``area source''
and the regulatory definition of PTE in 40 CFR 63.2, so called ``true''
area sources,\12\ which in this preamble means sources that do not have
the capacity to emit HAP at major source levels under their physical
and operational design (even if the source owner and regulatory agency
disregard any enforceable limitations), are not within the definition
of ``major source.'' These ``true'' area sources do not need to obtain
enforceable PTE limits to be reclassified to area source status.
Accordingly, sources that have permanently removed equipment, changed
their processes, or by other means currently do not have a maximum
capacity to emit HAP at major source levels are ``true'' area sources
(i.e., enforceable limits are not needed on the source's physical or
operational design to restrict the source's PTE HAP below MST) and do
not need to adopt PTE limits to be reclassified. Any source that adopts
a physical or operational limit on its maximum capacity to emit
(including requirements for the use of air pollution control equipment
or restrictions on the hours of operations or on the type or amount of
material combusted, stored, or processed) to limit its PTE HAP below
the MST is not a true area source. These are often referred to as
``synthetic'' area sources.\13\
---------------------------------------------------------------------------
\12\ This preamble follows the convention about the meaning of
these terms adopted in an EPA memorandum titled ``Potential to Emit
(PTE) Guidance for Specific Source Categories'' (April 14, 1998),
available at https://www.epa.gov/sites/production/files/2015-07/documents/lowmarch.pdf.
\13\ We note that in the Oil and Natural Gas Federal
Implementation Plan (O&NG FIP) in Indian County, ``true area
sources'' include the reductions due to compliance with various
NESHAP and new source performance standards (NSPS) standards, which
are applicable requirements of the O&NG FIP. True minor sources in
the oil and natural gas production and natural gas processing
segments of the oil and natural gas sector are required to comply
with the O&NG FIP instead of obtaining a source-specific minor
source permit, unless a source chooses to opt out of the FIP and to
obtain a source-specific minor New Source Review (NSR) permit
instead under the ``Federal Minor New Source Review (NSR) Program in
Indian Country.'' See FIP for True Minor Sources in Indian Country
in the Oil and Natural Gas Production and Natural Gas Processing
Segments of the Oil and Natural Gas Sector. 81 FR 35944 (June 3,
2016).
---------------------------------------------------------------------------
Relatedly, commenters claimed that the MM2A proposal did not appear
to explain that the definition of ``potential to emit'' does not
require enforceable limitations for restrictions on HAP emissions that
are inherent in the physical or operational design of the production
process. Note that the EPA recognizes that, on a case-by-case basis, a
situation may warrant an assessment of whether a given device or
strategy should be considered as air pollution control equipment or as
an inherent part of the process.\14\ That said, the final rule is not
revising the EPA's view on how to determine ``the maximum capacity of a
stationary source to emit a pollutant under its physical and
operational design.'' Sources with questions about the proper way to
determine PTE HAP or whether they should obtain PTE limits for
reclassification to area source
[[Page 73864]]
status are encouraged to consult applicable permitting program
regulations and work with their corresponding regulatory authorities on
a determination that considers their situation. See also, 40 CFR
63.10(b)(3), which explains in detail the analysis and contents of the
records to be kept for applicability determinations made by a source
for purposes of 40 CFR part 63.
---------------------------------------------------------------------------
\14\ See https://www.epa.gov/sites/production/files/2015-07/documents/readymix2.pdf.
---------------------------------------------------------------------------
Multiple commenters objected to the EPA's proposed viewpoint that a
major source that had been complying with a NESHAP as of the first
substantive compliance date of the standard, but reduced its PTE HAP
below the MST by complying with non-section 112 CAA requirements, would
be required to obtain HAP PTE limits to ensure that HAP emissions
remain below the MST. These commenters argued the EPA should make clear
in the final rule that a limitation on another pollutant or parameter
can be recognized as a limitation on the source's potential to emit HAP
if the limitation on the other pollutant emissions or parameter
results, as a practical matter, in a restriction on the source's HAP
emissions. The commenters noted that limits that qualify to reduce a
source's PTE HAP emissions do not need to be ``HAP PTE limits,'' i.e.,
a requirement need not place limits directly on a HAP to have the
effect of limiting a HAP. The commenters cited as example that volatile
organic compound (VOC) limits could reduce HAP emissions and further
stated that the EPA provided no explanation why requiring the source to
obtain HAP PTE limits is essential to ensure that the area source's HAP
emissions are effectively limited. The EPA recognizes that the proposal
may have caused confusion about whether the EPA recognizes HAP
reductions due to surrogate criteria pollutant controls for purposes of
reclassifying to area source status.\15\ That said, the EPA has
concluded that it does not need to revise the regulatory text to make
this specific point because the definition of PTE (as revised in this
final rule) allows for the effect of such limitations to count toward
limiting the PTE HAP. A source relying on the effect of non-HAP
enforceable limitation to constrain its PTE HAP below the MST may need
to show the regulatory authority processing the reclassification the
effect of such limitation on the source's PTE HAP to confirm that such
source has a PTE HAP that allows it to reclassify to area source
status.\16\ As explained before, the determination of a source's PTE
HAP under the PTE definition in 40 CFR 63.2 requires consideration of
any enforceable controls, including ``nested'' HAP usage limits in
permits intended as enforceable VOC limits, and other enforceable non-
HAP limitations within a permit that have the effect of reducing HAP
emissions. To the extent that a source's PTE considering controls
exceeds the MST, a source would need to obtain enforceable limitations
constraining its PTE HAP below the MST in order to be reclassified to
area source status. Finally, the revised language in 40 CFR 63.1(c)(6)
that now states ``reducing emissions and its potential to emit (PTE)
hazardous air pollutants . . .'' (as opposed to the proposed language
stating ``limiting its potential to emit (PTE) hazardous air pollutants
. . .'') supports the EPA's conclusion that the PTE regulatory
definition means that enforceable limits on other pollutants can have
the effect of reducing PTE HAP and can be the basis for
reclassification. See also 40 CFR 63.10(b)(3) about the analysis and
record contents.
---------------------------------------------------------------------------
\15\ See, e.g., January 25, 1995, memorandum titled ``Options
for Limiting the Potential to Emit (PTE) of a Stationary Source
Under Section 112 and Title V of the Clean Air Act (Act),'' also,
memorandum, ``Crediting of Maximum Achievable Control Technology
(MACT) Emission Reductions for New Source Review (NSR) Netting and
Offsets,'' available at https://www.epa.gov/sites/production/files/2015-07/documents/netnoff.pdf. See, also, 81 FR 35944, explaining
that HAP compliance reductions of volatile organic HAP to meet MACT
may also result in emissions reductions of VOC.
\16\ The EPA expects that state and local and tribal agencies
will exercise care when drafting enforceable permit conditions in
the situation where the ``effect'' of criteria pollutant limits will
not be straight forward. See January 25, 1995, memorandum titled
``Options for Limiting the Potential to Emit (PTE) of a Stationary
Source Under Section 112 and Title V of the Clean Air Act (Act).''
---------------------------------------------------------------------------
Finally, some commenters asked the EPA to clarify what requirements
apply to sources that reclassified before the effective date of this
rule. These commenters asked the EPA to state in the final rule that
sources that reclassified to area source status prior to the MM2A final
rule would not be required to undertake any additional actions. To the
extent that sources have reclassified before the effective date of this
final rule, their ability to reclassify is governed by the plain
language reading of the statute. We discuss the notification and
recordkeeping requirements for sources that reclassified before the
effective date of this final rule later in this preamble. In contrast,
sources that reclassify after the effective date of this final rule are
governed by the plain language reading of the statute and by the
provisions being finalized in this final rule. In either case, a
reclassification is not a safe harbor for the source if the limits
taken do not effectively limit the HAP emissions and the source emits
HAP in excess of the MST.
b. Compliance Dates for Applicable Standards
In the proposed language of 40 CFR 63.1(c)(6), the EPA included
regulatory text addressing applicability of standards and other
requirements under 40 CFR part 63 for sources that reclassify to area
source status, including dates for compliance with standards and
notifications requirements. Because sources must comply with
requirements corresponding to their status, the proposed provision in
40 CFR 63.1(c)(6) specified, ``Until the PTE limitations become
effective, the source remains subject to major source requirements.
After the PTE limitations become effective, the source is subject to
any applicable requirements for area sources.'' In response to comments
and to clarify the requirements associated with applicability of NESHAP
requirements and the compliance dates for sources reclassifying to area
source status, both before and after compliance with applicable major
source NESHAP requirements, and for reclassified area sources that
subsequently become major sources again, the EPA is consolidating these
requirements in the final regulatory text at 40 CFR 63.1(c)(6)(i). The
final provision also addresses the notification requirements for these
sources. We discuss notification requirements below in section V.A.2 of
the preamble.
The final regulatory text in 40 CFR 63.1(c)(6)(i)(A) addresses the
applicability of standards and compliance dates for sources
reclassifying to area source status either before or after being
subject to major source requirements under 40 CFR part 63. The final
regulatory text in 40 CFR 63.1(c)(6)(i)(B) addresses the applicability
of standards and compliance dates for reclassified area sources that
subsequently become major sources again. These final provisions are
discussed below.
In this final rule, the EPA is updating the regulatory language in
40 CFR 63.1(c)(6)(i)(A) to include the applicability of standards and
compliance dates for sources reclassifying to area source status. The
final amended text in 40 CFR 63.1(c)(6)(i)(A) reads as follows: ``A
major source reclassifying to area source status under this part
remains subject to any applicable major source requirements established
under this part until the reclassification becomes
[[Page 73865]]
effective. After the reclassification becomes effective, the source
must comply with any applicable area source requirements established
under this part immediately, provided the compliance date for the area
source requirements has passed. The owner or operator of a major source
that becomes an area source subject to newly applicable area source
requirements under this part must comply with the initial notification
pursuant to Sec. 63.9(b). The owner or operator of a reclassified
source must also provide to the Administrator notification of the
change in the information already provided under Sec. 63.9(b) per
Sec. 63.9(j).''
As stated in this provision, sources remain subject to any
applicable major source requirements under 40 CFR part 63 ``until the
reclassification becomes effective'' instead of the proposed language
``until the PTE limitations become effective.'' In the MM2A proposal,
the EPA explained that reclassification to area source status is a
voluntary action on the part of a source, and sources are required to
apply with their corresponding regulatory authority and follow the
corresponding authority's procedures to be reclassified to area source
status. This includes sources that, at the time of reclassification,
are no longer within the definition of ``major source'' because they
are true area sources (as described above in the preamble), because
they had already obtained PTE limits below the MST, or due to other
enforceable compliance obligations under a permit, permit by rule, or
State Implementation Plan (SIP). As explained elsewhere in this
preamble, such sources are area sources under the CAA section 112
definition, but as a result of our previous policy they may continue to
have enforceable permit conditions, including major source NESHAP
requirements, for example, until their title V permit is revised or
revoked in agreement with their permitting authority procedures.
Because reclassification to area source status currently occurs
under a regulatory authority's area or minor source program, the
reclassification of a source to area source status is effective when
the corresponding regulatory authority grants a source's request to be
considered an area source via a permit registration, permit by rule,
applicability determination, etc. (As explained in this preamble, 40
CFR part 63 separately requires notification of the applicability of a
standard and recordkeeping of information on the applicability
determination decision.) We expect that the process for sources to
reclassify to area source status for HAP will rely on existing programs
(e.g., minor source programs, title V permitting procedures, and/or
approved programs for issuing PTE limits under CAA section 112(l)).
Consistent with how regulation of area sources is currently implemented
under CAA programs, the EPA expects that determinations of area source
status or major source status, as requested by a source for
reclassification, will occur in a single action or concurrently with
permitting actions needed to reconcile the revised requirements for the
source under the newly acquired status or as appropriate for permit
closure or revocation. (A permitting authority program may have
simpler, less burdensome processes for specific groups of sources.) The
language finalized about the effective date of reclassification
equitably considers the current implementation mechanisms and sources
situation.
As proposed, the regulatory language in 40 CFR 63.1(c)(6)(i) stated
that ``[a] major source that becomes an area source must meet all
applicable area source requirements promulgated under this part
immediately upon becoming an area source, provided the first
substantive compliance date for the area source standard has passed, .
. .'' Some commenters requested that the EPA include language in the
final rule providing that sources reclassifying to area source status
may meet the major source NESHAP requirements as a means of complying
with newly applicable area source NESHAP requirements. The EPA is not
including such language in the final rule. Any source that reclassifies
to area source status is no longer subject to major source NESHAP
requirements and is subject to area source NESHAP requirements instead.
That said, the area source is not precluded from streamlining the
applicable area source NESHAP requirements with permit terms from a
previously applicable major source NESHAP standard if compliance with
applicable area source NESHAP requirements is assured. Because the
reclassification to area source status is a voluntary action on the
part of the source, the source must evaluate the area source NESHAP
requirements that will become applicable to the source at the time of
the reclassification to area source status and be in a position to meet
such requirements at the time it reclassifies.
In the regulatory language of 40 CFR 63.1(c)(6)(i)(A), the EPA is
finalizing the proposed immediate compliance rule for major sources
that reclassify to area source status. These sources will be subject to
applicable area source NESHAP requirements in 40 CFR part 63
immediately upon reclassification to area source status, provided the
compliance date for the area source requirements has passed. In the
MM2A proposal, the EPA proposed to allow for additional time for
compliance with applicable area source NESHAP requirements for
particular situations. For reclassifications from major source to area
source status, the EPA proposed that additional time (not to exceed 3
years) may be granted by the EPA (or a delegated authority) in a
compliance schedule where an area source standard would apply to an
existing source upon reclassification and different emission points
would need controls or different emission controls would be necessary
to comply with the area source standard or other physical changes would
be needed to comply with the standard.
The EPA received many comments on the proposed immediate compliance
rule, compliance extension provisions, and the process for obtaining a
compliance extension. Some commenters agreed with the proposed
immediate compliance rule for sources that reclassify to area source
status, while others opposed the immediate compliance rule if the EPA
did not include provisions to obtain a compliance extension. Commenters
supporting the immediate compliance rule without compliance extension
provisions argued that sources should be aware of applicable
requirements and plan for timely compliance at the time they request
reclassification. These commenters opposed the proposed compliance
extension provision, noting that any provision to allow compliance at
periods later than 3 years from a standard's effective date was
unlawful and unnecessary. The commenters argued that CAA section
112(i)(3)(A) requires that compliance must be within 3 years of the
effective date of the standard; furthermore, CAA section 112(i)(3)(A)
requires compliance ``as expeditiously as practicable.'' The commenters
argued that just because physical changes may be required for a source
to comply with newly applicable area source NESHAP requirements, it
does not mean that compliance cannot be achieved immediately upon
reclassification. The commenters emphasized that CAA section 112(i)(3)
is clear on the compliance schedule for existing sources; that the
schedule is determined by the effective date of any emission standard,
limitation, or regulation promulgated under CAA section 112; and that
compliance has to be as expeditious as practicable, but in no event
later than 3 years after the
[[Page 73866]]
effective date of such standard. On the other hand, some commenters
stated that there may be a short period of time when a stationary
source needs to discontinue compliance with a major source NESHAP
requirement before complying with the area source NESHAP requirements
to conduct testing and verify monitoring protocols or to physically
install emission controls. These commenters argued that the rule should
recognize the need for such exceptions to the requirement to comply
immediately with the area source NESHAP requirements and that the
regulatory authority must be able to consider all the relevant factors
in allowing for a compliance extension. While the commenters stated
that a stationary source would want an exception to discontinue
compliance with major source NESHAP requirements for a short period of
time in order to come into compliance with the new area source NESHAP
requirements to which they will be subject immediately after
reclassification, the commenters did not provide supporting evidence or
concrete examples showing that there are real situations where such
compliance exception is needed.
The EPA agrees with the commenters that the statutory language in
CAA section 112(i)(3)(A) precludes the compliance extension as
proposed. For this reason, the EPA is not finalizing the proposed
compliance extension for sources reclassifying to area source status.
If a source reclassifies to area source status in a source category for
which there are applicable area source NESHAP requirements, and the
effective date of such requirements has passed, the source must comply
immediately upon reclassification. If the compliance date of the
applicable area source NESHAP requirements is in the future, the source
must comply by the future compliance date specified in the individual
subpart. Because reclassification is a voluntary action on the part of
the source, the immediate compliance requirement does not represent a
compliance issue because a source could delay their reclassification
until such time as they are able and equipped to meet the applicable
area source NESHAP requirements.
In the MM2A proposal, the EPA included in the proposed provision at
40 CFR 63.1(c)(6)(ii) regulatory language addressing the compliance
schedule for sources that reclassify between major and area source
status more than once. The EPA proposed that ``A major source subject
to standards under part 63 that subsequently becomes an area source,
and then later becomes a major source again by increasing its emissions
to at or above the major source thresholds, must comply with the
previous applicable major source requirements of this part immediately
upon becoming a major source again . . .'' The EPA also proposed a
compliance extension provision for these sources: If the previously
applicable standard has been revised since the source was last subject
to the standard and, in order to comply, the source must undergo a
physical change, install additional emission controls, and/or implement
new control measures, the source will have up to the same amount of
time to comply as the amount of time allowed for existing sources
subject to the revised standard. The EPA received multiple comments on
the proposed compliance schedule and compliance extension provision for
reclassified area sources reverting to major source status.
Some commenters argued that there was no need for the EPA to
address compliance timelines in the context of the MM2A rulemaking for
sources that reclassify to area source status and then revert back to
major source status. These commenters noted that the existing General
Provisions in 40 CFR 63.6(c)(5) already include compliance dates for
area sources that become major sources, and that by including
compliance dates within the provision in 40 CFR 63.1(c)(6), the EPA was
creating disparate compliance schedule requirements. Several other
commenters agreed with the proposed immediate compliance rule for area
sources reverting to major source status, stating that sources should
be aware of applicable requirements and plan for timely compliance at
the time they request reclassification. These commenters opposed the
proposed compliance extension provision, noting that any provision to
allow compliance at periods later than 3 years from a standard's
effective date is unlawful and unnecessary. The commenters argued that
CAA section 112(i)(3)(A) requires that compliance must be within 3
years of the effective date of the standard. In addition, the
commenters pointed out that CAA section 112(i)(3)(A) does not allow
additional time for a source that reverts to major source status when
the applicable major source NESHAP has increased in stringency; thus,
there is no reason for the proposed extension. The commenters noted
that CAA section 112(g)(2) requires that any entity that modifies or
constructs a major source first secure a determination that applicable
maximum-achievable standards will be met. The commenters argued that
any source that proposes to increase its emissions to exceed the MST
should be required to plan sufficiently to comply with the applicable
major source NESHAP requirements before it increases its emissions.
These commenters stressed that it would be inappropriate to allow
stationary sources to prolong compliance with applicable standards, and
that allowing sources additional time for compliance could incentivize
sources to continually shift stationary source applicability status to
avoid complying with applicable NESHAP requirements. These commenters
objected to any compliance extension, stating that any extension or
consideration of special conditions would remove the protections in
existing rules, allowing the public and environment to be exposed to
increased HAP emissions.
Other commenters argued that the proposed immediate compliance
provisions for sources that revert back to their previous major source
status are onerous and seem to be designed to discourage sources from
opting to become area sources. These commenters supported the proposed
compliance extension provisions but noted that there is no
justification to conditioning any extension to the immediate compliance
requirement for these sources on an intervening change to the major
source standard. They argued that this appeared to be a backdoor
attempt to force sources opting to become area sources to continue
using major NESHAP add-on controls in case they might need to become a
major source again, and that this is something for which the EPA lacks
authority. Some commenters supported the immediate compliance rule if
appropriate exceptions are made in the final rule and it includes a
reasonable process for requesting an extension. The commenters
recommended that the compliance extensions be left to the air pollution
control agencies and that the EPA should not try to define what changes
would be eligible for a longer compliance period, thus, eliminating
unnecessary EPA oversight of the process for area sources and
simplifying the procedures for acquiring additional compliance time.
Finally, the commenters stated that a source that once was a major
source may, for example, maintain its area source status for 20 years
before seeking to become a major source again; for this source, many
things may have changed while it was an area source, including process
changes that render the previous compliance approach inapplicable or
[[Page 73867]]
require the source to comply in different ways.
The EPA agrees with the commenters that stated that the statutory
language in CAA section 112(i)(3)(A) is properly read to preclude the
proposed compliance extension for sources that revert back to their
previous major source status and are subject to major source
requirements for which the compliance date of such requirements has
passed. These sources must comply with the major source requirements
immediately, even if faced with the circumstances listed in the
proposal (needing to ``undergo a physical change, install additional
emissions controls and/or implement new control measures'' in order to
meet the applicable NESHAP requirements). In the circumstance where a
source is reverting back to major source status for which there are
applicable major source NESHAP requirements and the compliance date of
such requirements at the time of reclassification is still in the
future, the source needs to comply with such requirements by the future
compliance date specified in the individual subpart. In sum, a source
should not reclassify (in either direction) until it is ready to meet
the requirements that are imposed by the new classification.
For the reasons explained above, the final regulatory text included
in 40 CFR 63.1(c)(6)(i)(B) addresses the applicability of standards and
compliance dates for reclassified area sources that subsequently become
major sources again. In this provision, the EPA is finalizing the
proposed immediate compliance rule for area sources that become major
sources again, if they were previously major sources under 40 CFR part
63. The EPA has amended the language to read as follows: ``An area
source that previously was a major source under this part and that
becomes a major source again must comply with the applicable major
source requirements established under this part immediately upon
becoming a major source again, provided the compliance date for the
major source requirements has passed, notwithstanding any other
provision within the applicable subparts. The owner or operator of a
source that becomes a major source again must comply with the initial
notification pursuant to Sec. 63.9(b). The owner or operator must also
provide to the Administrator any change in the information already
provided under Sec. 63.9(b) per Sec. 63.9(j).'' This updated final
provision in 40 CFR 63.1(c)(6)(i)(B) for reclassified area sources that
subsequently become major sources again covers both situations of
sources that reclassify back to major source status: (1) Major sources
that reclassify to area source status prior to being subject to major
NESHAP requirements (including sources that reclassified under the OIAI
policy) and then return to major source status and (2) major sources
that reclassify to area source status after being subject to major
NESHAP requirements and then return to major source status. On the
other hand, the compliance dates for area sources that never operated
as major sources previously (including sources constructed with
enforceable controls or other type of enforceable PTE limits) but that
increase emissions or PTE and become major sources for the first time
are governed by the provisions in the individual NESHAP (which are not
being amended in this rule) and not the provisions applicable to
reclassified area sources that return to major source status that are
being finalized in this action. The EPA is also finalizing amendments
to 40 CFR 63.6(c)(1) to account for the immediate compliance rule as
included in the final revisions to 40 CFR 63.1(c)(6)(i)(A) and (B) as
discussed above.
Finally, while some commenters requested assurance that if sources
revert back to their previous major source status, sources will not be
considered new sources, others argued the EPA should expressly provide
that relaxation or elimination of a PTE limit that results in the
source becoming a major source requires that the source comply with CAA
section 112 NESHAP requirements for a new source. These commenters
asserted that as a result of a loophole in the existing 40 CFR part 63
regulations, some sources and states are currently under the impression
that a source can have its original PTE limit taken at the time of
construction relaxed or eliminated without triggering the requirement
to comply with major source NESHAP requirements that would have
otherwise applied to the source when it was built. This confusion could
have arisen from the text in 40 CFR 63.6(c)(5) stating that ``the owner
or operator of an area source that increases its emissions of (or its
potential to emit) hazardous air pollutants such that the source
becomes a major source shall be subject to relevant standards for
existing sources.'' As explained in section IV of this preamble, the
CAA section 112 definitions of ``new source'' and ``existing source''
dictate that the new source/existing source distinction is determined
by when the affected source commences construction or reconstruction
with respect to the date of proposal of the standard and say nothing
about the source's volume of emissions. For this reason, the EPA
disagrees that a source reclassifying to major source status after
having previously been subject to the major source standards would
necessarily be classified as an existing source. The EPA also disagrees
with commenters that a reclassifying source would necessarily be a new
source for purposes of determining which standard applies. Whether an
affected source is new or existing for purposes of compliance with an
applicable NESHAP is dictated by when the source commenced construction
or reconstruction in relation to when the applicable NESHAP was
proposed and not whether the status of the source is major or area.
Moreover, the regulatory text at 40 CFR 63.6(c)--Compliance dates
for existing sources--applies only to ``existing sources.'' Therefore,
the regulatory language at 40 CFR 63.6(c)(5) states that ``the owner or
operator of an [existing] area source that increases its emissions . .
. shall be subject to relevant standards for existing sources.'' The
intent of 40 CFR 63.6(b)(7) and (c)(5) was further explained in the
preamble for the March 23, 2001, rule that proposed revisions to 40 CFR
63.6(b)(7) and (c)(5) (66 FR 16328),\17\ ``[w]e are proposing to revise
63.6(b)(7) and (c)(5) to require new source MACT only on affected
sources that commenced construction or reconstruction after the
proposal date of the NESHAP . . . Affected sources at former area
sources that become major that have not constructed or reconstructed
after the proposal date of the NESHAP (emphasis added) would be subject
only to existing source MACT . . . .'' Again, each NESHAP provides the
dates that determine whether a source is a new source or an existing
source. A source's status of new or existing is determined by dates
given in each individual NESHAP, and that does not change when a source
reclassifies. If a major source reclassifies to area source status
after being subject to new major source NESHAP requirements and then
returns back to major source status, the sources that were originally
subject to new source requirements would once again be subject to new
source requirements. In light of these comments, the EPA is including
in the final rule amendments to 40 CFR 63.6(b)(7) and (c)(5) to reflect
the new or existing status of sources that become major sources as
being determined by
[[Page 73868]]
the dates provided in the applicable subparts and to also reflect the
immediate compliance rule as finalized in 40 CFR 63.1(c)(6)(i)(B) for
reclassified area sources that revert back to major source status. The
amendments to 40 CFR 63.6(b)(7) read as follows: ``When an area source
increases its emissions of (or its potential to emit) hazardous air
pollutants such that the source becomes a major source, the portion of
the facility that meets the definition of a new affected source must
comply with all requirements of that standard applicable to new
sources. The source owner or operator must comply with the relevant
standard upon startup.'' The amendments to 40 CFR 63.6(c)(5) read as
follows: ``Except as provided in paragraph (b)(7) of this section, the
owner or operator of an area source that increases its emissions of (or
its potential to emit) hazardous air pollutants such that the source
becomes a major source and meets the definition of an existing source
in the applicable major source standard shall be subject to relevant
standards for existing sources. Except as provided in Sec.
63.1(c)(6)(i)(B), such sources must comply by the date specified in the
standards for existing area sources that become major sources. If no
such compliance date is specified in the standards, the source shall
have a period of time to comply with the relevant emission standard
that is equivalent to the compliance period specified in the relevant
standard for existing sources in existence at the time the standard
becomes effective.''
---------------------------------------------------------------------------
\17\ These provisions were finalized on April 5, 2002 (See 67 FR
16582).
---------------------------------------------------------------------------
c. Reclassifications and Enforcement Actions
In the MM2A proposal, the EPA included regulatory language in the
MM2A applicability provision in 40 CFR 63.1(c) to address the
interaction of the reclassification of sources and potential
enforcement actions. Specifically, we noted reclassification of a
source from major to area source status would not absolve a source of
prior liability for noncompliance. Although sources that are the
subject of an investigation or enforcement action may still seek area
source status for purposes of future applicability, such sources remain
liable for any previous or pending violations of the CAA that occurred
prior to the reclassification. Enforcement of major source requirements
could include penalties, mitigation for illegal emissions, and/or other
remedies to address noncompliance. Accordingly, a source cannot use its
new area source status as a defense for major source NESHAP violations
that occurred prior to its reclassification. Similarly, becoming a
major source does not absolve a source subject to an enforcement action
or investigation for area source violations from the consequences of
any actions occurring when the source was an area source.
Multiple commenters agreed with the premise that a major source
that reclassifies should not be absolved from potential enforcement
actions that occurred prior to the reclassification. However, some
commenters argued that if a major source is rightfully an area source
at the time of an alleged violation, then the source should not be
subject to enforcement as a major source. Other commenters argued that
it is also appropriate for the EPA to consider the misclassification of
a major source instead of the appropriate area source classification,
and the requirements for major sources versus area sources, and to
examine a past violation to determine if the source actually violated
the requirements of the classification under which the firm should have
been registered.
One commenter recommended that the EPA add language to 40 CFR
63.1(c)(6) that would allow for modification of an enforcement order
affecting a reclassified source if the enforcement order was based on
the enforcement authority's finding that the source was a major source
or based on the application of the OIAI policy. The commenter argued
that the EPA's proposed new language in 40 CFR 63.1(c)(6) would leave
unclear whether it is the EPA's intent that: (1) Such a source can
never apply to the enforcement authority for relief from such
obligations (which often include obligations imposed pursuant to a
court's equity jurisdiction or that otherwise fall outside the universe
of obligations specified in the NESHAP) in exchange for accepting
restrictions on its PTE in order to become a synthetic HAP area source;
or (2) the enforcement authority can never enter into a modification of
the order, settlement, or decree that grants such relief. The commenter
argued that this lack of clarity could result in foreclosure of such
relief in future proceedings that are informed by the final rules,
depending on the EPA's posture at the time and the deference that is
sometimes given to agencies' interpretations of their own regulations.
The commenter argued that because the EPA has withdrawn the OIAI
policy on the grounds that it was inconsistent with ``the plain
language reading of the `major source' and `area source' definitions of
section 112'' of the CAA, then it stands to reason that: (1) No
historical application of the OIAI policy in the formulation of
enforcement orders and negotiation of settlement agreements and consent
decrees was ever lawful or appropriate; and (2) orders, agreements, and
decrees that were imposed or negotiated based materially on the OIAI
policy ought to be subject to retroactive review, on a case-by-case
basis and subject to the needs of the particular case, upon application
by the respondent for a modification of the instrument. Finally, a
commenter argued that the EPA should explicitly state in its
regulations that the consequence of violating PTE limitations is the
requirement to comply with the applicable major source NESHAP
requirements--in addition to an appropriate penalty for violating the
PTE limitations.
In the MM2A proposal, the EPA included regulatory language in the
proposed MM2A applicability provision in 40 CFR 63.1(c)(6) stating that
reclassification from major source to area source does not affect a
source's liability or any enforcement investigations or enforcement
actions for a source's past conduct or violations of major source
requirements that occurred prior to the effective date of the source's
enforceable limitations (i.e., the reclassification). This rule
revision underscores the importance of a source's PTE in determining
NESHAP, 40 CFR part 63, applicability. The plain language reading of
the definitions of ``major'' and ``area'' source in section 112 of the
CAA as explained in the 2018 MM2A Memorandum and implemented through
this rulemaking does not change the Agency's position that a source may
take enforceable production and/or operational limits to effectively
constrain its PTE and, thereby, avoid applicability. Rather, it
eliminates the timing constraint imposed by the OIAI policy as to when
a source may take such limits to avoid applicability. If, before taking
such limits to avoid applicability, a source emitted a single HAP in an
amount of 10 tpy or greater, or emitted any collection of HAP in an
amount of 25 tpy or greater, or it is determined that the source has
(or had) a PTE that meets or exceeds these amounts, the source would be
considered a major source and subject to the requirements of 40 CFR
part 63 (as applicable) up and until the effectiveness of the limits.
The same holds true after taking such limits to avoid applicability.
That is, even after taking such limits, if a source emits a single HAP
in an amount of 10 tpy or greater, or emits any collection of HAP in an
amount of 25 tpy or greater, or it is determined that the source has
(or
[[Page 73869]]
had) a PTE that meets or exceeds these amounts, the source would be
considered a major source and subject to the requirements of 40 CFR
part 63 (as applicable). Now, as before, any time a source operates as
a major source, it must meet the applicable major source requirements
in 40 CFR part 63. Neither this rule, nor the 2018 MM2A Memorandum,
intends to allow a source that emits (or has the PTE) greater than the
MST to avoid compliance with applicable requirements for major sources.
Any source that operates without complying with the applicable
requirements is subject to enforcement. The revision proposed at 40 CFR
63.1(c)(6) underscores the EPA's position that unless, and until, a
source has enforceable production and/or operational limits that
effectively limit a source's PTE (and are not just chimeras that do not
really restrain an operator from emitting pollution in amounts equal to
or exceeding the major source thresholds), the source is a major source
and must comply with the major source requirements (as applicable). The
D.C. Cir. said as much in its review of the 2018 MM2A Memorandum,
California Communities Against Toxics, et al. v. EPA, 934 F.3d. 627,
638-639 (D.C. Cir. 2019), (``Major sources must obtain a permit in
order to operate, and unless and until that permit is amended or set
aside, the stringent requirements set forth therein must be complied
with while that equipment is operational. The [MM2A Memorandum]itself
does not revoke or amend a single permit.'')
Any order, settlement, or decree (collectively, agreements) issued
or entered into addressing a source's compliance with the requirements
of NESHAP, 40 CFR part 63, is not affected by this rule or the 2018
MM2A Memorandum. Those agreements were entered into based on the
specifics of each case. Reopening or modification of settlements
approved by, or orders issued by, federal courts is governed by the
Federal Rules of Civil Procedure (F. R. Civ. P. Rule 60). Nothing in
this final rule is intended to suggest that any of the prerequisites
for reopening any judicial or administrative settlement or modifying a
prior order of a court (including orders approving settlements) have
been met. There is no additional clarification needed regarding these
authorities. While the OIAI policy may have informed the contours of
those agreements, it did not (and, in fact, could not) change the
statutory basis for those enforcement actions. These agreements reflect
a mutual understanding of the parties that settlement is in the
interest of all involved after taking into account the legal and
factual circumstances at the time of the settlement. Accordingly, the
EPA is finalizing the regulatory language in 40 CFR 63.1(c)(6)(ii)
addressing the interaction of the reclassification of sources with
enforcement actions as proposed.
d. Reclassifications and Operation of Add-On Pollution Control
Equipment
After the issuance of the MM2A Memorandum, some stakeholders were
concerned that if sources were to reclassify to area source status,
they could stop using the add-on emission control equipment or emission
reduction practices implemented for major source NESHAP compliance or
no longer maintain the same level of control efficiency as before. At
proposal, the EPA requested comments on whether facility owners or
operators of sources that reclassify will cease to properly operate
their add-on control devices where the operation of the add-on control
device is needed to restrict the PTE and appropriate monitoring,
recordkeeping, and reporting (MRR) are established as enforceable
conditions.
In the proposal, the EPA explained that a source seeking
reclassification because it has reduced its HAP emissions to below the
MST through use of add-on control devices or emission reduction
practices implemented for compliance with major source NESHAP
requirements will need to demonstrate to the regulatory authority
issuing the PTE limits the degree to which the add-on control devices
and emission reduction practices are needed to restrict the source's
PTE. In the absence of the applicability of the major source NESHAP
requirements, if the source relies on its existing NESHAP add-on
control devices and/or emission reduction practices to limit its HAP
PTE below the MST, the use of these control devices and/or emission
reduction practices must be made enforceable under a permitting
authority's legal mechanism. Alternatively, if a source intends to stop
using the add-on control device equipment or emission reduction
practices used to comply with a previously applicable major source
NESHAP requirement, the source must demonstrate that other physical
controls or operational limits that the source adopts will restrict the
source's actual emissions and maximum capacity to emit HAP below the
MST and that these limits are or can be made enforceable to ensure that
the source will not emit or have the potential to emit HAP at or above
the MST.
Some commenters argued that there is no reason to believe that
facility owners or operators would cease to properly operate their add-
on control devices where the operation of the control is needed to
restrict the PTE and appropriate MRR are established as enforceable
conditions. Similarly, some commenters asserted that sources that
achieve area source status through compliance with MACT have
significant disincentives to alter their control measures to increase
emissions thereafter. They argued that HAP emissions control devices
are not designed to achieve partial emissions reductions; rather, they
are designed to reduce emissions by a specified efficiency rate and a
source that already has invested in controls for the purpose of major
source MACT compliance is unlikely to cease using them or remove them
in favor of less-effective measures to limit its HAP emissions--
especially if the source's reclassification to area source status is
contingent upon compliance with an enforceable PTE limit.
On the other hand, other commenters expressed concern with the EPA
statement in the proposal saying that ``it has no reason to believe,
and does not anticipate'' that sources will cease operating their
control devices and hence increase emissions as a result of the MM2A
action. One commenter argued that the EPA has collected insufficient
data and included no explanation to support what the commenter called
an ``economically irrational conclusion.'' The commenter argued that
the EPA has not acknowledged the financial incentives to reduce usage
of expensive control devices.
Commenters arguing that sources will reduce control device
operation and emission monitoring if the major source NESHAP
requirements no longer apply stated the EPA must include in the final
rule conditions requiring the continued use of add-on controls and
conditions ensuring that monitoring and parametric limits are adequate
to meet the required destruction efficiencies needed for sources to
constrain their PTE and emissions at area source levels. These
commenters argued that without such requirements, sources that
reclassify are likely to operate the control device only part of the
year. They claim sources will make cost-saving business decisions to
turn off controls for several months a year or use less-effective
controls to remain just below the MST. Some commenters summarized, as
an example, the information collected by the EPA to justify the
monitoring requirements for flares in the NESHAP
[[Page 73870]]
for Petroleum Refineries and described how, without rigorous
monitoring, flare efficiency could be highly variable and substantially
lower than 98 percent. The commenters also argued that the EPA cannot
assume that other control devices, such as fabric filter baghouses and
electrostatic precipitators, would be as effective once the major
source NESHAP operating limits or monitoring requirements no longer
apply. The commenters argued that the EPA must require the facility to
periodically perform source tests to verify that the restriction
actually correlates with emissions that are below the MST. The
commenters further argued that without requirements ensuring proper
operation, maintenance, and monitoring of add-on controls, sources will
stop consistently operating the control devices that limit the release
of HAP and allow the sources to reclassify to area source status.
The EPA sees these comments as pertaining to the proposed
effectiveness criteria of PTE limits. In particular, the EPA may
consider provisions concerning the operation and monitoring of add-on
controls in the context of the criteria for ensuring that a PTE limit
used to reclassify from major source to area source status is
practicably enforceable. As discussed later in section VII of the
preamble, the EPA is not taking action on the proposed amendments to 40
CFR 63.2 at this time and is continuing to consider the comments
received on this aspect of the MM2A proposal. The EPA intends to take
final action on this aspect of the MM2A proposal in a separate final
action at a later date.
2. 40 CFR 63.9 Notification Requirements
In the MM2A proposal, the EPA included language in the
reclassification provision in 40 CFR 63.1(c)(6) specifying that sources
reclassifying must comply with the notification requirements of 40 CFR
63.9(b) and (j). The EPA also proposed to clarify the notification
requirements for sources reclassifying by amending 40 CFR 63.9(b) so
that an owner or operator of a facility must notify the Administrator
of any standards to which it becomes subject. The proposed amendment
covers situations where a source reclassifies from major to area source
status and where a source reclassifies from major to area and
subsequently reverts back to major source status. The EPA also proposed
to clarify that a source that reclassifies must notify the EPA of any
changes in the applicability of the standards to which the source was
subject per the notification requirements of 40 CFR 63.9(j).
Most of the commenters supported the proposed amendments to the
notification provisions in 40 CFR 63.9(b) and (j), but a few disagreed
that the established General Provisions require notification when going
from being subject to not being subject. Other commenters requested
that the EPA reduce the number of duplicative notifications and
simplify the regulatory authorities that must review 40 CFR 63.9(j).
Other commenters requested clarification between notification
provisions within individual NESHAP that allow for 120 days for
notification versus the 15-day notification in the General Provisions
in 40 CFR 63.9(b) and (j). These commenters asked the EPA to clarify
the differences between these requirements, harmonize the reporting
requirements, and minimize duplicative requirements. The EPA disagrees
that the General Provisions do not require a notification when a source
is no longer subject to a standard. The provisions of 40 CFR 63.9(j)
are applicable to a change in information already provided. The change
in a source's status from major to area (or vice versa) is a change in
the information provided that determined the initial status of the
source as subject to the major or area source standards. This is
different from the initial notification required by 40 CFR 63.9(b), as
that provides the relevant information to the Administrator of the
newly governed provisions and is required to be submitted, per 40 CFR
63.9(b)(2), no later than 120 days after the source becomes subject.
The notification of a change in information already required within 15
days is a result of the previously applicable standard. There are cases
for which there is no applicable area source standard; the notification
required by 40 CFR 63.9(j) is the only notification that would be
submitted in those cases. These requirements in two provisions do not
require harmonizing, as they are due to different NESHAP subparts being
applicable and are not duplicative.
The EPA is finalizing the reclassification provision in 40 CFR
63.1(c)(6) notification requirements as proposed for both major sources
that reclassify to area source status and area sources that revert back
to major source status. The EPA is also finalizing the proposed
amendments to 40 CFR 63.9(b) so that an owner or operator of a facility
must notify the Administrator of any standards to which it becomes
subject. Further, for clarity, the EPA has finalized at 40 CFR
63.9(j)(i)-(iv) the data elements that a reclassifying source must
provide in the notification of a ``change in information already
provided'' required under 40 CFR 63.9(j). Finally, the EPA is
clarifying that the notification requirement of 40 CFR 63.9(j) is an
existing requirement. Thus, the EPA requires any source that
reclassified after January 2018 (issuance of the 2018 MM2A Memorandum)
and before the effective date of this final rule that has not yet
provided the notification of a change in information per 40 CFR 63.9(j)
to provide such notification within 15 calendar days after the
effective date of this final rule.
For the notification requirements in 40 CFR 63.9(b) and (j), the
EPA also proposed to require sources that reclassify to submit the
notification electronically through CEDRI. The EPA proposed amending
the General Provisions to add 40 CFR 63.9(k) to include the CEDRI
submission procedures. Several commenters support using CEDRI for
notification of status changes. Some commenters requested the EPA to
clarify that the new requirements in 40 CFR 63.9(k) only apply when a
facility is reclassifying from a major source to an area source or from
an area source to a major source, so regulatory authorities could not
conclude that all notifications or reports should be done using CEDRI.
Some commenters strongly supported the Agency providing this
information to the public. While the EPA agrees that the provisions of
40 CFR 63.9(k) only apply when specifically directed there from another
provision, as stated in 40 CFR 63.9(k), ``[i]f you are required to
submit notifications or reports following the procedures specified in
this paragraph (k),'' (emphasis added), we do not believe that further
clarification within the regulatory language is necessary. We are
finalizing this provision as proposed requiring sources that reclassify
to submit the notification electronically through CEDRI. Additionally,
the EPA has clarified that sources that reclassify between January 25,
2018, and the effective date of this final rule also must submit the
notification through CEDRI. The EPA acknowledges the support for the
public availability of the notifications and notes that the submitted
notifications, along with any other notifications and reports submitted
through CEDRI, become available to the public through the WebFIRE
database (https://www.epa.gov/electronic-reporting-air-emissions/webfire) after time for review and approval by the regulatory agencies.
Multiple commenters recommended that the EPA should clarify CEDRI
reporting. One commenter indicated that notification is not delegable
and
[[Page 73871]]
needs to adjust the language in 40 CFR 63.13 that requires submittal of
information to Regional offices at specific addresses. The commenter
pointed out that the proposed CEDRI reporting makes this requirement
excessive and the regulatory text should be fixed to remedy the
requirement of reporting in triplicate (Regional offices, CEDRI,
Administrator/state). The commenter noted that the last sentence of 40
CFR 63.12(c) does not address this issue and should be deleted/altered
to avoid reporting in triplicate. Another commenter indicated that a
separate notification to state agencies should be sent directly to the
permitting agency. The commenter requested that the following paragraph
be added to 40 CFR 63.9(k):
``If a state or local permitting agency has received delegation
for a Part 63 standard that requires you to submit notifications or
reports and that permitting agency requires, by way of statute,
rule, policy, guidance, permit, or other mechanism, that such
notifications or reports must be submitted also to the permitting
agency, then such notifications and reports must be submitted to the
permitting agency as well as to CEDRI.''
The EPA agrees with the commenters that the language at 40 CFR
63.13 and 63.12(c) was not clear that submission to CEDRI, when
required by regulation, fulfills the obligation of submittal to the EPA
Regional office. Therefore, the EPA is finalizing at 40 CFR 63.13 a
clarifying statement that when required by 40 CFR part 63, the
submission of a report or notification to CEDRI fulfills the obligation
of reporting to the EPA Regional office. The EPA does not agree that
additional language to reflect that reporting to a delegated agency is
required in addition to reporting to CEDRI, as that is implicit in 40
CFR 63.12(c), which requires that all information required to be
submitted to the EPA be submitted to the delegated authority. The
manner of submission is at the discretion of the delegated authority,
but the reports and notifications that are required to be submitted to
the EPA electronically through CEDRI must be delivered to the EPA
through CEDRI. However, delegated authorities have the discretion to
consider the submission to CEDRI as meeting the requirement to submit
the report to them.
In the MM2A proposal, the EPA identified two broad circumstances in
which extensions of the timeframe for electronic submittal may be
provided. In both circumstances, the decision to accept the claim of
needing additional time to submit is within the discretion of the
Administrator, and submittal should occur as soon as possible. The EPA
provided these potential extensions to protect owners or operators from
noncompliance in cases where they cannot successfully submit a
notification by the submittal deadline for reasons outside of their
control. The situation where an extension may be warranted due to
outages of the EPA's Central Data Exchange or CEDRI that preclude an
owner or operator from accessing the system and submitting a required
notification is addressed in 40 CFR 63.9(k)(1). The situation where an
extension may be warranted due to a force majeure event, which is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by the affected facility that prevents an owner or
operator from complying with the requirement to submit electronically
as required by this rule, is addressed in 40 CFR 63.9(k)(2). Examples
of such events are acts of nature, acts of war or terrorism, or
equipment failure or safety hazards beyond the control of the facility.
Finally, the EPA also proposed to amend 40 CFR 63.12(c) to specify that
a delegated authority may not exempt sources from reporting
electronically to the EPA when stipulated by this part.
One commenter recommended that the CEDRI late-notification language
in proposed 40 CFR 63.9(k)(1) and (2) should be stricken because air
pollution control agencies already have experience in using enforcement
discretion for addressing late notifications and that discretion should
not be codified or limited by regulation. The commenter also argued
that the full range of circumstances that could legitimately cause a
late notification cannot be covered by the regulation, and the
discretion to grant an extension should not be solely within the
discretion of the Administrator. Another commenter did not support the
proposed additional requirements detailing when late notifications are
forgiven for a force majeure event or federal EPA computer glitch but
not in other meritorious situations. Another commenter suggested that
time extensions for electronic reporting should be allowed for
circumstances other than CEDRI outage and force majeure events, which
allow for other situation-specific reasons that may impact the
reasonable ability of a facility to achieve timely electronic
reporting.
The EPA disagrees with the commenter that the reporting extension
allowance for force majeure and CEDRI outage should be stricken.
Granting an extension is at the discretion of the Administrator, which
is defined in 40 CFR 63.2 to be ``the Administrator of the United
States Environmental Protection Agency or his or her authorized
representative (e.g., a State that has been delegated authority to
implement the provisions of this part).'' The extension provision does
not remove the authority of an air pollution control agency to grant an
extension for those subparts for which they have been delegated
authority. Further, the EPA disagrees with the commenters that other
situations that are not included in these provisions are excluded from
obtaining an extension to their reporting deadline. The extension
provisions as proposed and finalized are limited to those circumstances
out of control of the facility and provide clear direction on the
process for requesting an extension. Facilities may still engage with
the Administrator on any delays in submittal not specifically covered
under the CEDRI outage or force majeure provisions. After consideration
of public comments, the EPA is finalizing the extension provisions as
proposed.
The electronic submittal of the notifications addressed in this
rulemaking will increase the usefulness of the notification; is in
keeping with current trends in data availability and transparency; will
further assist in the protection of public health and the environment;
will improve compliance by facilitating the ability of delegated state,
local, tribal, and territorial air agencies and the EPA to assess and
determine compliance and the applicability of major and area source
standards to a facility; and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic submittal
also eliminates paper-based, manual processes, thereby saving time and
resources and providing data quickly and accurately to the affected
facilities, air agencies, the EPA, and the public. Moreover, electronic
reporting is consistent with the EPA's plan \18\ to implement Executive
Order 13563 and is in keeping with the EPA's Agency-wide policy \19\
developed in response to the White House's Digital Government
Strategy.\20\ For more information on the
[[Page 73872]]
benefits of electronic reporting, see the memorandum, ``Electronic
Reporting Requirements for New Source Performance Standards (NSPS) and
National Emission Standards for Hazardous Air Pollutants (NESHAP)
Rules,'' available in Docket ID No. EPA-HQ-OAR-2019-0282.
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\18\ The EPA's ``Final Plan for Periodic Retrospective
Reviews,'' August 2011. Available at: https://www.regulations.gov/document?D=EPA-HQ-OA-2011-0156-0154.
\19\ ``E-Reporting Policy Statement for EPA Regulations,''
September 2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\20\ ``Digital Government: Building a 21st Century Platform to
Better Serve the American People,'' May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
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3. 40 CFR 63.10 Recordkeeping and Reporting Requirements
In the MM2A proposal, the EPA proposed to amend the recordkeeping
requirements for applicability determinations in 40 CFR 63.10(b)(3) by
adding text to clarify that this requirement applies to an owner or
operator with an existing or new stationary source that is in a source
category regulated by a standard established pursuant to CAA section
112 but that is not subject to the relevant standard because of
enforceable limitations on the source's PTE. Specifically, the EPA
proposed removing the time limit for record retention in 40 CFR
63.10(b)(3) and requiring that the records be maintained until the
source becomes an affected major source subject to major source
requirements under 40 CFR part 63.
Many commenters supported the proposed amendment to remove the time
limit for record retention such that sources that obtain new
enforceable PTE limits are required to keep the required record of the
applicability determinations for as long as the source continues to be
an area source based on PTE limitations. While many commenters agreed
with the removal of time limit in 40 CFR 63.10(b)(3), some commenters
argued that major sources that reclassify to area sources should not be
subject to additional recordkeeping requirements that do not apply to
other area sources. These commenters argued that the EPA should not
revise the 5-year record requirement for the applicability
determinations because the EPA has not provided a proper justification
for adding this requirement for ``reclassified'' area sources. The
commenter noted that the EPA has not described any issue with respect
to compliance of PTE limits and emission-standard applicability that
arose from the existing 5-year recordkeeping requirement, nor has the
EPA explained why area source recordkeeping requirements should differ
based on temporal considerations. The commenters noted that title V
major sources are subject to a 5-year records requirement for all
applicability determinations used to support identification of
applicable requirements and application of the title V permit shield,
and this is consistent with the statute of limitations that generally
allows only a 5-year period to enforce against alleged violations. The
commenter argued that the EPA has not explained why area sources should
be subject to more stringent recordkeeping requirements. These
commenters stated that the change in the requirement would impose a
burden on the facility without additional environmental protection,
because 5 years is sufficient time considering that sources still need
to report annually that they are in compliance. Some commenters also
noted that if the EPA or an air pollution control agency has reason to
doubt any source's exempt status, they can take action under CAA
sections 113 and 114 or state/local/tribal ``Open Records'' analogs to
obtain the necessary information.
The EPA disagrees that the extended recordkeeping requirement as
proposed applies disproportionately to reclassifying area sources or
has any temporal consideration. The requirement to retain the
applicability determination applies to all area sources that require an
enforceable limitation on the source's potential to emit to not be
subject to a relevant standard or other requirement established
pursuant to CAA section 112. The requirement for an applicability
determination is only relevant to these sources; the applicability
determination itself, rather than the recordkeeping requirement, is the
determining factor. The extension of the recordkeeping requirement is
in the best interest of the source relying on an applicability
determination to avoid CAA section 112 major source requirements, as
many sources will rely on such determination for an extended period of
time that can last beyond the 5 years. The EPA disagrees with the
commenters that the revised record retention requirements are
unnecessary due to annual reporting requirements. While many sources
may have annual or semiannual reporting requirements after
reclassifying into an area source rule, there are some major source
NESHAP that do not have a corresponding area source standard. For these
sources, the retention of the applicability determination enables the
source to easily demonstrate that the major source standard does not
apply without the potential additional burden of re-creating the
applicability determination. The EPA agrees with the commenter that the
EPA under CAA sections 113 or 114, and air pollution control agencies
under their analogs, have the authority to request the necessary
information; however, the retention of the applicability determination
while the source continues to be an area source based upon that PTE
limit and applicability determination provides a lesser burden to
facilities compared to potentially re-creating the applicability
determination. For the reasons presented above, the EPA is finalizing
removing the time limit for record retention in 40 CFR 63.10(b)(3) and
requiring that the records be maintained for as long as the source
continues to be an area source based on PTE limitations.
Other commenters requested clarification as to whether the amended
recordkeeping requirement applies to sources that became area sources
prior to the first substantive compliance date of a NESHAP standard or
that reclassified after the 2018 MM2A Memorandum. In the preamble of
the MM2A proposal, the EPA stated that this amendment was directed to
sources that obtain new enforceable PTE limits. The EPA agrees that the
proposed language was unclear as to the applicability of the
recordkeeping provisions on sources with applicability determinations
preceding the date of proposal. We have amended the regulatory text in
40 CFR 63.10(b)(3) clarifying that the owner or operator must keep a
record of the applicability determination on site at the source for a
period of 5 years or until the source changes its operation to become
an affected source subject to the relevant standard or other
requirement established under this part, whichever comes first if the
determination is made prior to January 19, 2021. For a determination
made on or after January 19, 2021, the owner or operator must keep a
record of the applicability determination until the source changes its
operations to become an affected source subject to the relevant
standard or other requirement established under this part. The EPA
does, however, strongly recommend that all facilities retain their
applicability determination for the time that the source continues to
be an area source based upon that PTE limit and such applicability
determination.
In addition to the removal of the time limit for record retention,
the proposal amended the text that describes the record of the
applicability determination. In particular, the proposal clarified that
the record must include an ``emissions'' analysis (or other
information) that demonstrates the owner or operator's conclusion that
the source is not subject to major source requirements. The analysis
(or other
[[Page 73873]]
information) must be sufficiently detailed to allow the Administrator
to make an ``applicability'' finding for the source with regard to the
relevant standard or other requirements.
With regard to the analysis for applicability determinations, some
commenters expressed concern with the language that the applicability
determinations ``should be performed in accordance with EPA guidance
materials.'' The commenters stated that the language is vague and could
create binding requirements that are not legislative rules and have not
gone through required notice[hyphen]and[hyphen]comment rulemaking. The
commenter suggested that the EPA should indicate that this is a
recommendation rather than a requirement by stating: ``EPA recommends
that the analysis be performed in accordance with EPA guidance
materials . . . .'' The EPA disagrees that further clarification is
necessary regarding the use of guidance documents in this context, as
the use of EPA guidance materials was an element of the existing
provisions of 40 CFR 63.10(b)(3). However, to avoid creating the
impression of additional requirements being imposed due to the proposed
edits to the language, the EPA is retaining the sentence of 40 CFR
63.10(b)(3), which states: ``If relevant, the analysis should be
performed in accordance with EPA guidance materials published to assist
sources in making applicability determinations under CAA section 112,
if any,'' as currently exists in the existing provision without
finalizing the changes proposed to it.
The commenters also suggested that the EPA clarify the
applicability determination analysis for specific situations, and
others advised that additional guidance could be incorporated into the
regulation or the preamble to the final rule to recognize that sources
often need to use best engineering judgment to estimate emissions from
minor sources when assessing the PTE of a whole facility. The
commenters then recommended that the EPA indicate that the level of
detail and precision for potential to emit calculations can be lower
for operations that contribute a relatively small amount to total
facility HAP emissions. The wording in the proposed amendments are
intended to clarify and to promote better understanding of the current
recordkeeping requirements. The EPA did not propose a new view on how
to estimate PTE and, relatedly, on how to do major source applicability
determinations. In section VII of this preamble, we include references
to our PTE guidance that may be of help to parties with questions about
the EPA's views on these issues.
The EPA also proposed to amend the recordkeeping requirements for
records submitted through CEDRI by adding 40 CFR 63.10(g) to clarify
that the records submitted through CEDRI may be maintained in
electronic format. As proposed, this provision does not remove the
requirement for facilities to make records, data, and reports available
upon request by a delegated air agency or the EPA. We are not
finalizing the proposed addition of 40 CFR 63.10(g) because the
provision is redundant with 40 CFR 63.10(b)(1), which allows for
storage of records on computer.
B. Amendments to Individual NESHAP General Provisions Applicability
Tables
The EPA proposed to amend the General Provisions applicability
tables contained within most subparts of 40 CFR part 63 to add a
reference to a new reclassification provision contained in 40 CFR
63.1(c)(6) discussed in the section V.A of this preamble and add a
reference to reflect the proposed CEDRI submission procedures of 40 CFR
63.9(k) discussed above in section V.A of this preamble. We are
finalizing the amendments to the General Provisions applicability
tables as proposed. Additionally, the EPA identified four subparts
containing the General Provision applicability requirements which did
not properly reference the notification provisions. These subparts are
40 CFR part 63 subparts G, H, II, and YY. Accordingly, we are also
finalizing revisions to these applicability requirements of 40 CFR part
63 subparts G, H, II, and YY to account for the final amendments to the
General Provisions as described above in section V.A.
C. Amendments to Individual NESHAP
At proposal, the EPA identified one general category of regulatory
provisions in several NESHAP subparts that reflect the 1995 OIAI policy
that requires revision pursuant to this action. This category of
provisions addresses the date by which a major source can become an
area source. We proposed to revise the following provisions: 40 CFR
part 63, subpart QQQ at 63.1441; 40 CFR part 63, subpart QQQQQ at
63.9485; 40 CFR part 63, subpart RRRRR at 63.9581; and Table 2 of 40
CFR part 63, subpart WWWW. We solicited comment on whether there are
any other regulatory provisions in any of the individual subparts that
include OIAI provisions that should be revised pursuant to this action.
The EPA received comments regarding multiple provisions in 40 CFR part
63, subpart F at 63.100(b)(4); subpart I at 63.190(b)(7); subpart HH at
63.760(a)(1); and subpart HHH at 63.1270. The EPA reviewed the
provisions raised by commenters in these subparts and is including in
this final rule revisions to the provisions in subpart HH at
63.760(a)(1) and subpart HHH at 63.1270(a). The EPA is not making
changes with respect to the identified provisions in subparts F and I
at 63.100(b)(4) and 63.190(b)(7). The EPA sees these provisions as
expired exclusion provisions, not OIAI provisions, that do not prevent
a source from reclassifying to area source status.
At proposal, we also identified several area source NESHAP
containing notification provisions (i.e., initial notification)
applicable to existing sources for which the dates have passed. We
proposed to amend the following area source NESHAP that contain
notification requirements for existing sources with specific deadlines
that are in the past: 40 CFR part 63, subpart HHHHHH at 63.11175; 40
CFR part 63, subpart XXXXXX at 63.11519; 40 CFR part 63, subpart YYYYYY
at 63.11529; 40 CFR part 63, subpart AAAAAAA at 63.11564; 40 CFR part
63, subpart BBBBBBB at 63.11585; 40 CFR part 63, subpart CCCCCCC at
63.11603. Consistent with other area source NESHAP notification
requirements, we proposed that, for an existing source that
reclassifies from major to area source status, the notification shall
be submitted no later than 120 calendar days after the source becomes
subject to the relevant area source NESHAP requirements. Regarding
whether there are any other individual subparts that would warrant
modification because initial notification requirements are in the past,
commenters pointed at the initial notification requirements in many of
the major source NESHAP subparts. They stated that if an area source
were to revert back to major source status, these initial notification
requirements would have been in the past. The EPA reviewed the initial
notification provisions of all NESHAP subparts and is including in this
final rule amendments to the initial notification requirements within
most NESHAP subparts to include additional language so that the
notification shall be submitted no later than 120 calendar days after
the source becomes subject to the relevant NESHAP requirements. The EPA
is amending the initial notification requirements in the following
subparts: 40 CFR part 63, subpart G at 63.151(b)(2) (i), (ii) and (ii);
subpart H at 63.182(b)(2)(i), (ii), and (iii); subpart L at 63.311(a);
subpart M at 63.324(g); subpart N at 63.347(c)(1); subpart Q at
[[Page 73874]]
63.405(a)(1) and (2); subpart S at 63.455(a); subpart T at 63.468(a),
(b), (c), and (d); subpart Y at 63.567(b)(2) and (3); subpart DD at
63.697(a)(1); subpart EE Table 1; subpart HH at 63.77(c)(1); subpart JJ
Table 1; subpart KK at 63.830(b)(1)(i), subpart CCC at 63.1163(a)(3);
subpart PPP at 63.1434(d) and (e), and at 63.1439(e)(3)(ii)(B) and (C);
subpart QQQ at 63.1454(b); subpart UUU at 63.1574(b); subpart VVV at
63.1591(a)(1) and (2); subpart DDDD at 63.2280(b); subpart EEEE at
63.2382(b)(1) and (2); subpart FFFF at 63.2515(b); subpart GGGG at
63.2860(a); subpart IIII at 63.3110(b); subpart JJJJ at 63.3400(b)(1);
subpart KKKK at 63.3510(b); subpart MMMM at 63.3910(b); subpart NNNN at
63.4110(a)(1); subpart OOOO at 63.4310(b); subpart PPPP at 63.4510(b);
subpart QQQQ at 63.4710(b); subpart RRRR at 63.4910(b); subpart SSSS at
63.5180(b)(1); subpart TTTT at 63.5415(b); subpart UUUU, Table 7;
subpart XXXX at 63.6009(b); subpart YYYY at 63.6145(b); subpart ZZZZ at
63.6645(b) and (d), subpart AAAAA at 63.7130(b) and (c); subpart BBBBB
at 63.7189(b); subpart CCCCC at 63.7340; subpart DDDDD at 63.7545(b)
and (c), subpart EEEEE at 63.7750(b); subpart FFFFF at 63.7840(b);
subpart GGGGG at 63.7950(b) and (c); subpart HHHHH at 63.8070(b)(1);
subpart IIIII at 63.8252(b); subpart JJJJJ, Table 8; subpart KKKKK,
Table 9; subpart LLLLL at 63.8692(b), subpart MMMMM at 63.8816(b);
subpart NNNNN at 63.9045(b), subpart PPPPP at 63.9345(b)(1); subpart
QQQQQ at 63.9535(c); subpart RRRRR at 63.9640(b); subpart SSSSS at
63.9812(b); subpart TTTTT at 63.9930(b); subpart BBBBBB at 63.11086(e)
and Table 3; subpart CCCCCC at 63.11124(a)(1), (b)(1), and Table 3;
subpart HHHHHH at 63.11175(a); subpart PPPPPP at 63.11425(b) and (c);
subpart QQQQQQ at 63.11432(b) and (c); subpart RRRRRR at 63.11441(a);
subpart TTTTTT at 63.11469(a); subpart WWWWWW at 63.11509(a)(3);
subpart XXXXXX at 63.11519(a)(1); subpart YYYYYY at 63.11529 (a);
subpart AAAAAAA at 63.11564(a)(2); subpart BBBBBBB at 63.11585(b)(1);
and subpart CCCCCCC at 63.11603(a)(1).
VI. Other Considerations
A. PTE Determination
In the MM2A proposal, the EPA included a background discussion
associated with the HAP PTE determination. The discussion was intended
to provide context for evaluating whether the EPA should include in the
General Provisions to 40 CFR part 63 certain elements of the Federal
Minor New Source Review Program in Indian Country, which included
application content requirements in those rules as well as the proposed
hierarchy of acceptable data and methods a source seeking
reclassification would use to calculate and determine the source PTE.
We received many comments regarding PTE determinations, including
suggestions for clarification on how to do these calculations, which
are already addressed in guidance. See section VII of this preamble for
additional information regarding implementation of PTE limits and the
EPA guidance addressing related topics. Importantly, at this time, the
EPA is not taking final action on whether to include in the General
Provisions a hierarchy of data and methods for calculating PTE. The EPA
will continue to evaluate whether there is a need to issue guidance or
rulemaking for such hierarchy and methods in the future.
In the MM2A proposal, the EPA requested comments on whether it
would be appropriate to include in the General Provisions of 40 CFR
part 63 the minimum requirements for the information that a major
source of HAP must submit to its regulatory authority when seeking to
obtain PTE limitations to reclassify as area sources under section 112
of the CAA, similar to the information included in a synthetic minor
source permit application under Tribal Minor New Source Review. Most of
the industry and state commenters asserted that regulatory authorities
should retain authority to determine what a major source must submit to
reclassify. They argued that these requirements already exist in
federal, state, and local rules, and asking state and local governments
to add new regulatory requirements onto programs that already provide
for the creation and enforcement of synthetic minor limits would be an
unnecessarily burdensome administrative resource drain. The EPA agrees
with commenters that the addition of minimum requirements for the
information that a major source of HAP must submit to its regulatory
authority when seeking to obtain PTE limitations to reclassify as area
sources under section 112 of the CAA ignores that permitting
authorities already have permit application requirements under their
programs. Also, the EPA has reconsidered that permit application
requirements for PTE programs would be more appropriate under 40 CFR
part 63, subpart E and is not including such requirements in the final
rule. See section VII of this preamble. This position does not,
however, alter how the EPA will apply the policy that the Agency has
been following since 1995, which allows for any physical or operational
limitation on the capacity of the stationary source to emit a pollutant
(such as air pollution control equipment and restrictions on hours of
operation or on the type or amount of material combusted, stored, or
processed), to be treated as part of its design if the limitation or
the effect it would have on emissions is federally enforceable or
legally enforceable by a state or local permitting authority and
practicably enforceable.
B. Reclassification Process and Permitting
The proposal addressed questions from sources and permitting
authorities regarding permit process, mechanisms, and the requirements
for reclassifying to area source status for 40 CFR part 70 sources.
These questions were brought to our attention per our request in the
MM2A Memorandum about specific situations that may need to be
considered at proposal. The purpose of the discussion was to inform
stakeholders about our expectations on how the reclassification process
will work in those specific circumstances. The EPA did not propose
changes to any of the rules for the permitting programs or to their
interpretation. Below, we clarify the related proposal preamble
discussion, since it may have introduced ambiguity about our
interpretation of the regulations.
Stakeholders asked the EPA to clarify whether a reclassified source
continues to have an obligation to comply with the major source
requirements in their title V permit that were included solely to
comply with the OIAI policy. These scenarios consisted of sources that
no longer have the maximum capacity to emit HAP in amounts that exceed
major source thresholds because of physical or operational limitations
but whose title V permit still includes major source NESHAP
requirements. (Often, the operational limitations are enforceable
limitations the source has taken to avoid major source requirements in
the future, in agreement with the OIAI policy.) The proposal's preamble
acknowledged that in that case the source is an area source under the
CAA section 112 definition, but it still must comply with its title V
permit terms and conditions until the permit is revised or revoked in
agreement with the title V permitting authority that issued the permit.
The proposal's preamble advised that sources must follow the permitting
authority's procedures for permit modification or closure. We continue
to stand by our view that the permitting
[[Page 73875]]
authority will be in the best position to help a source decide on the
appropriate procedures under the specific program rules to reconcile
permitting obligations.
The preamble illustrated, with examples, how situations may differ
and that we expect those differences to require different procedures.
The proposal concluded that in a hypothetical situation when the major
source NESHAP permit terms are relied upon to demonstrate compliance
with some other applicable requirement (e.g., in the case of
streamlining the permit conditions), concurrently with their removal,
the permitting authority may need to reevaluate the MRR for applicable
requirements remaining in the permit and that the regulations in 40 CFR
part 71 would require a significant modification to add these
requirements to a title V permit. With regard to this advice,
commenters argued that the EPA misspoke in the proposal as to the
appropriate process for 40 CFR part 71 sources. The commenters argued
that revising the 40 CFR part 71 permit to reflect a change in
applicable requirements may not always require a significant
modification to a title V permit, and the EPA provided no explanation
in the proposal for this cursory conclusion relative to 40 CFR part 71.
The EPA first clarifies that the explanation in the proposal about the
procedures that apply to the changes in the scenarios presented reflect
the EPA's current view regarding the 40 CFR part 71 permitting
authority for a general case and does not imply that a particular
situation may not merit a different treatment based on the facts and
the 40 CFR part 71 regulations. The basis for the EPA conclusion in the
preamble is that removing non-applicable NESHAP requirements would
almost always involve significant changes to monitoring, recordkeeping,
and/or reporting, and, thus, the modification would not qualify as a
minor modification under 40 CFR 71.7(e)(1)(i)(2). This is especially
true if revised monitoring requirements must be added to substitute for
removed NESHAP monitoring requirements. However, we recognize that the
procedures will generally depend on the program regulations and the
facts of the situation. While the commenter does not provide a
compelling argument to change our view on the permit modification
procedures that would most likely apply for removing no-longer-
applicable requirements from a 40 CFR part 71 permit, a source is free
to show that in its situation the changes to existing monitoring,
reporting, or recordkeeping, etc., due to the removal of the no-longer-
applicable requirements are not significant. Importantly, the EPA did
not propose changes to, and this final rule does not make any changes
to, the 40 CFR part 70 or 71 rules and is not prejudging any future
proposed process for modifying any 40 CFR part 71 permits.
The EPA received multiple comments regarding the public notice and
comment procedures associated with reclassification. As discussed below
in section VII, the EPA is not taking action on the proposed
effectiveness criteria for PTE limits at this time and is continuing to
consider the comments received on this aspect of the MM2A proposal. The
EPA intends to take final action on this aspect of the MM2A proposal in
a separate final action at a later date. Notwithstanding this, on the
issue of public notice and comment procedures currently in use for
reclassifications, the EPA reiterates that, consistent with our long-
standing policy, regulatory agencies implement public notice and
comment procedures for state, local, and tribal programs as required
under their regulations and statutes. The authority under which the PTE
limits are issued contain issuance procedures, including any procedures
for public notice and comment. Importantly, regulatory authorities use
different issuing mechanisms depending on the complexity of the PTE
limits required for the situation and the pollutants addressed.
Typically, states issue enforceable PTE limits for individual sources
in a SIP construction permit or a synthetic minor type of operating
permit (e.g., operating permits other than title V permit). States can
also utilize less burdensome mechanisms for limiting PTE, such as
general permits for source categories, permits by rule, or registration
programs, as appropriate. Regardless of the mechanism used to issue an
enforceable PTE limit, the regulatory agency must follow the applicable
procedures for that mechanism, including providing for public notice
and comment when required.
Some commenters on the proposal asserted that the EPA had failed to
analyze federalism implications of the proposal. According to the
commenters, states also rely on title V permitting fees to support
permitting, monitoring, and enforcement of title V sources, and the EPA
had not considered how states will do so with the loss of title V funds
since area sources are frequently exempted from title V. The commenters
stated that the EPA had a duty to consult with state and local
governments for proposed rules with federalism implications and
substantial compliance costs. The EPA disagrees that this action
imposes substantial compliance costs to state and local governments. As
the EPA explained in section IV of this preamble, the OIAI policy
imposed a time constraint on the ability of a source to change its
status for purposes of applicability with CAA section 112 standards
that is not found in the statute. This action simply implements the
plain language reading of the statutory definitions of major source and
area source which contain no language fixing a source's status at any
particular point in time and contain no language suggesting a cutoff
date after which the source's status cannot change. This rule explains
what sources must do if and when they elect to reclassify and does not
change the standards established under CAA section 112 nor it changes
the permitting authority programs that are used for processing
reclassifications.
VII. Interim Ministerial Revision of 40 CFR Part 63 PTE Definition
The definition of PTE in 40 CFR 63.2 interprets the statutory term
``potential to emit'' found in the definition of a major source in
section 112 of the CAA and provides a legal mechanism for sources that
wish to restrain their emissions to avoid triggering major source
requirements. Under the PTE definition in 40 CFR 63.2 promulgated in
1994, any physical or operational limitation on the capacity of the
stationary source to emit a pollutant, including air pollution control
equipment and restrictions on hours of operation or on the type or
amount of material combusted, stored, or processed, shall be treated as
part of its design if the limitation or the effect it would have on
emissions is federally enforceable.\21\ In National Mining Association
(NMA) v. EPA, 59 F.3d 1351 (D.C. Cir. 1995), the D.C. Cir. remanded the
definition of ``potential to emit'' found in 40 CFR 63.2 to the EPA to
justify the requirement that physical or operational limits be
``federally enforceable.'' The NMA decision confirmed that the EPA has
an obligation to ensure that limits considered in determining a
source's PTE are effective, but it stated that the Agency had not
adequately explained how ``federal enforceability'' furthered
effectiveness. 59 F.3d at 1363-1365.
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\21\ See 40 CFR 63.2 definition of ``federally enforceable''
available at https://ecfr.io/Title-40/se40.11.63_12.
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In the MM2A proposal, the EPA proposed specific criteria that PTE
limits must meet for these limits to be effective. The EPA also
proposed to amend the definition of ``potential to
[[Page 73876]]
emit'' in 40 CFR 63.2 accordingly by removing the requirement for
federally enforceable PTE limits and requiring instead that HAP PTE
limits meet the effectiveness criteria of being both legally
enforceable and practicably enforceable. The EPA also proposed to amend
40 CFR 63.2 to include the definitions of ``legally enforceable'' and
``practicably enforceable'' described in the MM2A proposal. The EPA
then took comment on the effectiveness criteria and the proposed
amendments to 40 CFR 63.2.
The EPA received significant comments from many stakeholders on the
proposed effectiveness criteria and proposed amendments to 40 CFR 63.2.
One of the main concerns raised by stakeholders in their comments is
the interactions and effects of the proposed amendments with other CAA
programs, including prevention of significant deterioration (PSD), NSR,
SIP, and title V, and the impacts of the proposed amendments to
existing state, local, and tribal agency rules. The EPA is not taking
action on the proposed amendments to 40 CFR 63.2 at this time and is
continuing to consider the comments received on this aspect of the MM2A
proposal. The EPA intends to take final action on this aspect of the
MM2A proposal in a separate final action at a later date.
In the meantime, the EPA is making an interim ministerial revision
to the definition of ``potential to emit'' in 40 CFR 63.2.
Specifically, the Agency is removing the word ``federally'' from the
phrase ``federally enforceable'' in the definition of ``potential to
emit.'' A few points need to be made to explain what this interim
ministerial revision is and what it is not. First, this revision is not
the EPA's final decision and should not be read to suggest that the EPA
is leaning towards or away from any particular final action on this
aspect of the proposal. This revision is simply an interim revision to
cover the period of time while the EPA continues to consider the
comments on this aspect of the proposal and until the Agency takes
final action with respect to the proposed amendments concerning the
proposed effectiveness criteria and proposed amendments to 40 CFR 63.2.
Second, this revision is ministerial because it merely reflects the NMA
decision, which held that the EPA had not explained why a PTE limit had
to be ``federally enforceable'' to be considered as the basis for
reclassifying a major source to area source status. See NMA v. EPA, 59
F.3d at 1363-1365.\22\ Again, this revision does not represent a final
decision by the EPA or signal any direction that the EPA is intending
to take in a future final action. It simply makes a ministerial change
to the regulatory text that appears in the CFR to reflect the NMA
decision.
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\22\ The EPA notes that in two subsequent decisions, the D.C.
Cir. relied on the NMA decision and presented no additional legal
analysis. In Chemical Manufacturers Assoc, v. EPA, 70 F.3d 637 (D.C.
Cir. 1995), the D.C. Cir. reviewed a ``federally enforceable''
limitation in the PTE definition in the PSD and NSR regulations and
both vacated and remanded the federal enforceability requirement in
those provisions with a three sentence decision that provided no
additional analysis and simply referenced the NMA decision:
``Petitioners challenge regulations of the Environmental Protection
Agency that define the term ``potential to emit'' to exclude
controls and limitations on a source's maximum emissions capacity
unless those controls are federally enforceable. We recently decided
a similar challenge in National Mining Association v. EPA, 313 U.S.
App. D.C. 363, 59 F.3d 1351 (D.C. Cir. 1995). Accordingly, it is
ordered and adjudged that the regulations are vacated and the case
is remanded to the Environmental Protection Agency for
reconsideration in light of National Mining Association.'' In Clean
Air Implementation Project v. EPA, No 96-1224 1996 WL 393118 (D.C.
Cir., Jun. 28, 1996) (CAIP), the D.C. Cir. also vacated and remanded
the federal enforceability requirement in the title V (40 CFR part
70) regulations.
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Further, this interim ministerial revision does not alter any
rights or legal consequences and simply preserves the status quo that
has been in effect since the late 1990s. This revision will not change
how the EPA will apply the transitional policy that the Agency has been
following since 1995. By removing the word ``federally,'' the EPA hopes
to avoid any ongoing confusion about how the transitional policy is
applied. This transitional policy allows for any physical or
operational limitation on the capacity of the stationary source to emit
a pollutant (such as air pollution control equipment and restrictions
on hours of operation or on the type or amount of material combusted,
stored, or processed) to be treated as part of its design if the
limitation or the effect it would have on emissions is federally
enforceable or legally enforceable by a state or local permitting
authority and practicably enforceable.
For implementing reclassifications in the interim, state programs
may use PTE guidance they have developed for their programs and/or may
also continue to rely on the EPA PTE guidance. As noted in the proposal
preamble, there is a substantial body of EPA guidance and
administrative decisions relating to PTE and PTE limits.\23\
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\23\ There is a substantial body of EPA guidance and
administrative decisions relating to PTE and PTE limits. E.g., see
generally, Terrell E. Hunt and John S. Seitz, ``Limiting Potential
to Emit in New Source Permitting'' (June 13, 1989); John S. Seitz,
``Options for Limiting the Potential to Emit (PTE) of a Stationary
Source Under Section 112 and Title V of the Clean Air Act'' (January
25, 1995); Kathie Stein, ``Guidance on Enforceability Requirements
for Limiting Potential to Emit through SIP and Sec. 112 Rules and
General Permits'' (January 25, 1995); John Seitz and Robert Van
Heuvelen, ``Release of Interim Policy on Federal Enforceability of
Limitations on Potential to Emit'' (January 22, 1996); ``In the
Matter of Orange Recycling and Ethanol Production Facility, Pencor-
Masada Oxynol, LLC,'' Order on Petition No. II-2001-05 (April 8,
2002) at 4-7.
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VIII. Summary of Cost, Environmental, and Economic Impacts
In this section, the EPA summarizes the findings of several
analyses that we conducted to assess the cost, environmental, and
economic impacts of the final rule. It is important to restate that the
final rule does not require any source to reclassify to area source
status. Each source must assess its own circumstances to determine
whether it is feasible and advantageous to undergo the reclassification
process. The unique nature of each source's decision process makes it
difficult for the EPA to determine the number and type of sources that
may choose to reclassify under this rule. Because of this, the EPA can
only present illustrative analyses concerning the impacts of this final
rule.
For the final rule analyses, based on comments received on the data
used for the overall analyses for the MM2A proposal, the EPA updated
the MM2A database, removed double counting of facilities, and expanded
the number of source categories evaluated for cost, environmental, and
economic impacts. The updated MM2A database contains data from the 2017
National Emissions Inventory (NEI), data collected to conduct residual
risk and technology reviews (RTR) under sections 112(d)(6) and 112(f)
of the CAA (henceforth referred to as RTR modeling file data), and data
from the EPA's Enforcement and Compliance History On-line (ECHO)
database. The EPA used the RTR modeling file data and NEI data to
estimate the number of facilities in each of 74 source categories and
the number of sources within those facilities that could be eligible to
reclassify from major to area source status. We used the ECHO data to
estimate the number of facilities in 27 additional source categories
for which we did not have RTR modeling file data, and we then used an
extrapolation methodology to approximate the number of facilities
within these 27 source categories that could be eligible to reclassify
from major to area source status.\24\
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\24\ There are about 114 major source categories subject to
NESHAP. The EPA determined that 13 source categories are not
impacted by this rule and did not include these categories in the
costs or impacts analyses. For the remaining categories, 74 were
analyzed using RTR modeling file data while 27 were analyzed using
an extrapolation approach.
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[[Page 73877]]
As a result of updates to the MM2A database, the number of
facilities estimated to be subject to major source NESHAP has been
reduced from 7,920 at proposal to 7,187. The detailed methods applied
to update the MM2A database and estimate the number of facilities
subject to major source NESHAP for purposes of the final rule analyses
are described in the TSM titled ``Documentation of the Data for
Analytical Evaluations and Summary of Industries Potentially Impacted
by the Final Rule titled Reclassification of Major Sources as Area
Sources Under Section 112 of the Clean Air Act,'' which is included in
the docket for this action.
A. Analytical Scenarios
The potential costs and cost savings presented in the final cost
memorandum and RIA are the result of an illustrative assessment. It is
unknown how many major sources would choose to take enforceable PTE
limits to levels below the MST and reclassify to area source status. If
a source voluntarily chooses to reclassify to area source status, it
will no longer be subject to previously applicable major source NESHAP,
which may result in compliance cost savings for the source. However,
the source will be required to comply with any applicable area source
NESHAP in response to reclassification, which could result in some
compliance costs. Facilities will also have costs associated with
applying to modify the facility's operating permit when they reclassify
from major to area source status. Regulatory agencies will also have
costs to process those applications. Overall, the sum of costs and cost
savings of all actions taken to reclassify under this rule is expected
to be a net annual cost savings.
To illustrate the potential emissions changes, costs, and economic
impacts of the final rule, we analyzed the same three illustrative
analytical scenarios as at proposal. The primary analytical scenario
analyzes the sources with actual emissions below 75 percent of the MST
(7.5 tpy of a single HAP or 18.75 tpy of all combined HAP). Alternative
scenario 1 analyzes facilities with actual emissions below 50 percent
of the MST (5 tpy for a single HAP and 12.5 tpy for all HAP).
Alternative scenario 2 analyzes sources with actual emissions between
75 percent and 125 percent of the MST (12.5 tpy for a single HAP and
31.25 tpy for all HAP).
The primary analytical scenario considers that sources will
normally build a compliance margin into their operations to ensure that
their emissions remain below the MST and they do not revert to major
source status. Some commenters suggested that the EPA should conduct
its analyses based on the assumption that all sources will emit up to
the MST, or the Agency should analyze a scenario with a smaller
compliance margin (i.e., at 90 percent of the MST). The appropriate
compliance margin to apply is specific to each facility and its
operating experience. Some reclassified sources may choose to operate
10 percent below the MST while others may choose to maintain a larger
compliance margin to ensure they do not jeopardize their area source
status. In addition, some facilities operating slightly above the MST
may opt for reclassification to area source status by taking PTE
limitations and reducing emissions to a level below the MST. Therefore,
we provide illustrative analyses of potential changes in costs and
emissions at various compliance margins. The level of actual emissions
relative to the MST at which facilities may consider participating in
the MM2A reclassification process is actually a continuous line from
some level below the MST to a reasonable level above the MST, and our
illustrative analyses include three points on this continuous line to
estimate the potential impacts of different compliance margins on
participation under this final rule. In this section, we present the
primary illustrative scenario and two alternative scenarios, one above
and one below the primary scenario.
While different compliance margins could be evaluated, the EPA has
greater confidence in the primary illustrative scenario where sources
at or below 75 percent of the MST can maintain emissions below the MST
and thus may be more likely to opt for reclassification. Sources in the
MM2A database operating between 50 and 75 percent of the MST, and those
operating between 75 and 125 percent of the MST, are also addressed in
our analyses, in the first and second alternative scenarios,
respectively. These alternative scenarios address the impacts of
sources at alternative compliance margins as suggested by commenters.
In addition to these analytical scenarios, the updates to the MM2A
database detailed in the TSM titled ``Documentation of the Data for
Analytical Evaluations and Summary of Industries Potentially Impacted
by the Final Rule titled Reclassification of Major Sources as Area
Sources Under Section 112 of the Clean Air Act'' presents the
incremental count of facilities at 90 and 100 percent of the MST to
illustrate a comparison of the difference between the number of
facilities in the database operating in the primary scenario and these
alternative views suggested by commenters.\25\
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\25\ See the Response to Comments document for a detailed
rationale for the selection of analytical scenarios for the final
rule and the EPA's reasoning for not evaluating impacts at 90
percent of the MST.
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B. Cost Analysis
For the illustrative cost analysis conducted for the final rule,
the EPA analyzed: (1) Facilities with actual emissions below each
analytical threshold, (2) the costs that we estimated to be incurred by
the facilities associated with permitting actions necessary to obtain
area source status, (3) the costs that we estimated to be incurred by
permitting authorities associated with permitting actions necessary to
process permit applications for facilities requesting reclassification,
and (4) cost-savings estimates based solely on estimated reductions in
labor burden related to MRR requirements that would either no longer
apply or would change based on the specific requirements in the major
source NESHAP rules and any area source NESHAP rules that apply to a
particular source category. As part of the overall analysis of the 125-
percent alternative scenario, we examined the potential control costs
for major sources in eight source categories that may opt to further
reduce HAP emissions in order to reclassify to area source status.
Details of this potential control cost analysis are presented in the
TSM titled ``Analysis of Illustrative 125% Scenario for MM2A Final--
Potential Cost Impacts from HAP Major Sources Reducing Emissions as
part of Reclassifying to HAP Area Sources'' which is available in the
docket for this action. The details of the cost analysis are presented
in the TSM titled ``Documentation of the Compliance Cost Savings
Analysis for the Final Rulemaking Reclassification of Major Sources as
Area Sources Under Section 112 of the Clean Air Act'' and also are
summarized in the RIA. All of these documents are available in the
docket for this action.
The illustrative cost analysis presents estimates of the final
rule's net costs (or savings) over two time periods. The first estimate
assumes that all potential reclassifications that might occur as a
result of this rulemaking with take place within 1 year of promulgation
(i.e., by 2021). The second estimate assumes that not all the
reclassifications will occur within 1 year after the MM2A rule is
finalized, and instead are assumed to occur over a more extended period
of time.
[[Page 73878]]
For the first illustrative cost analysis, Year 1 costs include the
cost for each facility to apply for and obtain an area source or
synthetic minor permit or a title V permit modification and for the
regulatory agencies to review and approve those applications and issue
the permits. These permitting costs to the facilities and state
agencies are one-time costs and occur only in Year 1 when a facility
reclassifies. Then, in Year 2 and beyond, facilities do not incur the
cost to process a reclassification and the net costs (or savings) are
the sum of the projected annual cost savings from not having to comply
with the major source NESHAP MRR requirements and the estimated cost of
compliance with applicable area source NESHAP requirements. These
projected savings are expected to continue for each reclassified
facility each year beyond the second year, for there is no time
specified for review of reclassifications under the CAA. The permitting
costs to the facilities and the permitting costs to the regulatory
agencies are not included in the second year because it is assumed the
permitting changes are all completed in the year the source submits an
application for reclassification and no action is needed in subsequent
years in relation to this action.
However, based on the number of potential reclassifications
discussed in this analysis, we can confidently conclude that not all of
the reclassifications will occur in the first year after the rule is
issued. The timing of a reclassification is influenced by several
considerations, including time for facilities to determine whether it
is in their best interest to reclassify, time to prepare applications
for reclassification, and time for permitting authorities to review
applications and process reclassification requests. There is also time
allotted for the EPA to review determinations by permitting authorities
and for public participation in the process. Therefore, it is
reasonable to assume that not all the reclassifications will occur
within 1 year after the MM2A rule is finalized, and instead the
reclassifications assessed in the cost analysis are assumed to occur
over a more extended period of time. To illustrate the spread of costs
over time, the EPA also presents a 5-year outlook of costs and cost
savings.
A summary of the results of the potential costs and cost savings
across different types of source categories from the illustrative cost
analysis for Year 1 and Year 2 and beyond is presented in Table 2.
Results are presented for the 74 source categories evaluated using RTR
modeling data and the 27 source categories that were evaluated using
the extrapolation approach.
Table 2--Illustrative Net Costs (or Cost Savings) of Final MM2A Rule for the Primary Analytical Scenario
----------------------------------------------------------------------------------------------------------------
Potential net
annual costs (or
Total number of Facilities with cost savings) in
Source category coverage facilities actual emissions 2017$ for Year 1
subject to major below 75 percent 2 4 and Year 2 3
source NESHAP of the MST 1 4 and beyond
----------------------------------------------------------------------------------------------------------------
Source categories with RTR data (74 categories)........ 4,068 1,614 $10,147,526
(56,137,515)
Extrapolated source categories (24 categories) \5\..... 1,294 266 1,680,049
(9,030,684)
Industrial, commercial, and institutional boilers and 1,821 687 4,319,300
process heaters (3 categories) \5\.................... (25,456,533)
--------------------------------------------------------
Total (101 source categories)...................... 7,183 2,567 16,146,875
(90,624,732)
----------------------------------------------------------------------------------------------------------------
\1\ Results are for sources with actual emissions below 75 percent of the MST (i.e., 7.5 tpy for one HAP and
18.75 tpy for combined HAP).
\2\ Costs incurred by sources and permitting authority assumed in year 1.
\3\ Year 2 impacts are also representative of annual impacts to all reclassified major sources in all subsequent
years in the future. Numbers in parenthesis are negative and reflect cost savings.
\4\ The analytic timeline begins in 2021 and continues thereafter for an indefinite period. Year 1 impacts are
those for 1 year after reclassification of a major source with reclassifications beginning in 2021, and year 2
impacts are those for the second year after reclassification of a major source and annually afterwards.
\5\ Extrapolated using the EPA's ECHO data.
Table 3 presents the illustrative potential cost (or cost savings)
impact of the final rule over time for the primary analytical scenario.
We present the impacts over a 5-year outlook that assumes all sources
in our analysis will reclassify over that timeframe and that the
reclassifications will be evenly distributed over that period.
Table 3--Illustrative Net Costs (or Cost Savings) of the Final MM2A Rule Over Time for the Primary Analytical Scenario *
--------------------------------------------------------------------------------------------------------------------------------------------------------
Distribution of costs (or cost savings) over a 5-year period ($2017)
Source category coverage ----------------------------------------------------------------------------------------------
2021 2022 2023 2024 2025+
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source categories with RTR data (74 categories).......... $2,536,882 $(11,497,497) $(25,531,875) $(39,566,254) $(56,137,515)
Extrapolated Source Categories (24 categories)........... 420,012 (1,837,658) (4,095,329) (6,353,000) (9,030,684)
[[Page 73879]]
Industrial, Commercial, and Institutional Boilers and 1,079,825 (5,284,308) (11,648,441) (18,012,574) (25,456,533)
Process Heaters (3 categories)..........................
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Total (101 Source categories)........................ 4,036,719 (18,619,464) (41,275,647) (63,931,830) (90,624,732)
--------------------------------------------------------------------------------------------------------------------------------------------------------
* These results reflect the aggregate of costs and cost savings for all facilities by year of impact.
Estimates for 2025 are also representative of all subsequent years.
The EPA also calculated the PV of the illustrative cost savings for
the main illustrative scenario. The PV is the value of a stream of
impacts over time, discounted to the current (or nearly current) year.
The PV of the cost savings for the primary illustrative scenario is
$0.86 billion (in 2017 dollars) at a discount rate of 7 percent, which
is discounted to 2020. At a discount rate of 3 percent, the PV is $1.50
billion (in 2017 dollars), again discounted to 2020. Another measure of
the annual cost savings to complement the estimates in Table 2 is the
EAV. This annual impact estimate is calculated consistent with the PV.
The EAV is $67 million (2017 dollars) at a 7-percent discount rate for
the primary scenario. At a 3-percent discount rate, the EAV is $75
million (2017 dollars). The PVs and EAVs for each alternative scenario
and discount rate in 2017 and 2016 dollars can be found in the RIA for
the final rule.
C. Environmental Analysis
At proposal, to assess the potential environmental emissions
impacts associated with the reclassification of sources, the EPA
reviewed permits and other information for 34 sources that had
reclassified to area source status consistent with the EPA's plain
language reading of the CAA section 112 definitions of ``major'' and
``area'' source since January 2018. The review of these
reclassifications provided a representation of the potential real-world
impacts on emissions by looking at the facts and circumstances of
actual reclassification actions. In addition to the evaluation of the
reclassification actions, at proposal the EPA also performed an
illustrative assessment for six source categories: Wood Furniture
Manufacturing Operations, Surface Coating of Metal Cans, Surface
Coating of Miscellaneous Metal Parts and Products, Wet-Formed
Fiberglass Mat Production, Hydrochloric Acid Production, and Non-
Gasoline Organic Liquids Distribution. The analysis of these six source
categories was informative in some respects but was only illustrative
and speculative in nature and only presented a range of possible
outcomes dependent on the assumptions that we made in the assessment.
The EPA received numerous comments on the emissions analyses presented
at proposal. Many commenters argued that the EPA had failed to
adequately assess the effects of the rule on HAP emissions and did not
perform any health impact analysis. These commenters argued the EPA did
not include enough source categories in the emissions analysis at
proposal to draw reasonable conclusions. Commenters also opined that
the analysis of the actual reclassifications relied on a small sample,
and a few speculated that we had ``cherry picked'' permits to review.
For the final rule, the EPA expanded the emissions impact analysis
in several ways to address these comments. We enhanced the MM2A
database to include more source categories with detailed data and
improved the methodology for analysis based on public comments. We also
expanded the review of reclassification actions to include the review
of 35 additional reclassifications received from March 2019 through
February 2020.\26\ This allowed us to more than double the number of
reclassifications reviewed for the final rule. The details and results
of the analysis of 69 reclassification actions are summarized below and
presented in detail in the Review of Reclassification Actions TSM for
the final rule, which is available in the docket for this action.\27\
The EPA received several comments on the permit reviews completed for
the proposal; we have considered the input from commenters in the
review of the reclassifications included in the final analysis.
Finally, we also expanded the illustrative analysis of impacts on the
program from the six source categories reviewed at proposal to 72
source categories. The 72 source categories included in the
illustrative analysis represent a broad array of the sources subject to
major source NESHAP requirements and the types of sources that could
seek reclassification to area source status under this final rule. We
discuss the reclassification actions reviewed and the illustrative
analyses of source categories in detail below. Our analysis indicates
that 68 of the 69 sources that have reclassified will not increase
emissions. In addition to this review of actual reclassification
actions, the EPA also prepared an illustrative analysis for 72 source
categories in the major source NESHAP program (114 total) to evaluate
the potential emissions impacts. After consideration of the information
and data available for the illustrative emissions analysis, we found
that 65 source categories will not change emissions as a result of the
rule. For the other seven source categories, there was a potential for
(but not a certainty of) emissions increases based on conservative
assumptions that are likely to overstate the change in emissions at
some facilities. As is discussed throughout this preamble and in the
TSMs and RIA, any analysis of impacts includes uncertainties, and each
subsequent level of analysis compounds the uncertainties to a much
greater level. Given the compounding of uncertainty and illustrative
nature of the analysis, further quantification of effects of these
emissions increases would not be reliable or informative. Instead, we
present a qualitative discussion of benefits and disbenefits in the
benefits/disbenefits subsection of impacts below. Further information
of the analyses and findings are presented below.
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\26\ The EPA obtained information about these reclassifications
through the normal course of business with the permitting
authorities that notify us of permitting actions within their
jurisdictions.
\27\ See TSM titled ``Review of Reclassification Actions for the
Final Rulemaking ``Reclassification of Major Sources as Area Sources
under Section 112 of the Clean Air Act'' available in the docket of
this rulemaking.
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To assess the potential for emissions impacts for the 69
reclassified sources, the EPA focused its review on the
[[Page 73880]]
enforceable conditions associated with the PTE limitations applicable
to the emission units previously subject to major source NESHAP
requirements. The EPA review focused on whether these emission units at
these facilities continue to have enforceable conditions that are
either the same as or consistent with the previous applicable major
source NESHAP compliance obligations. Summaries of the permit reviews
and emissions evaluations are presented in the Review of
Reclassification Actions TSM, which is available in the docket for this
action.
The EPA's findings from its review of permits for the
reclassifications indicate that of the 69 sources that reclassified to
area source status, 68 achieved and maintain area source status by
operating the emission controls or continuing to implement the
practices they used to comply with the major source NESHAP
requirements; we expect no emissions increases due to reclassification
for these sources. While permitting authorities could allow for changes
in the enforceable conditions or practices that the sources used to
comply with major source NESHAP requirements that could lead to
emissions increases, this happened for only one source out of the 69
actual reclassifications. Below is an overview of the EPA's findings
from the permit reviews for these 69 reclassifications.\28\
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\28\ The analysis of the actual reclassifications includes
representation of some of the source categories subject to major
source NESHAP requirements. While the actual reclassifications
demonstrate a cross-section of the types of industries that have
reclassified, we are unable to determine if this cross-section of
industries is representative of all types of sources that may seek
reclassification in the future. The illustrative emissions analysis
includes a broader selection of source categories across similar
sectors of the economy as these actual reclassifications (i.e.,
chemical, energy, combustion, coatings, and heavy industry/
manufacturing). While the illustrative analysis is representative
with respect to a broader selection of industries in the major
source program, we are unable to definitively determine whether the
sources within those categories will seek reclassification. Thus, we
cannot make a determination of the representativeness of the actual
reclassifications.
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Of the 69 sources that have reclassified, 45 sources are in a
coating type source category; 11 are chemical sources; six are fuel
combustion/boiler sources; five are oil and gas sources and two are
heavy industry sources. (See Tables 3 and 4 of Review of
Reclassification Actions TSM available in the docket for this action).
Of the 69 reclassifications reviewed, 14 sources are classified as true
area sources because these sources are no longer physically or
operationally able to emit HAP above the MST. Of the 55 sources with
enforceable PTE limitations, 15 sources had obtained those enforceable
PTE limitations before January 2018 (pre-existing PTE limitations)
while 40 obtained the PTE limitations after January 2018 in order to
reclassify to area source status (new PTE limitations).
Of the 45 coating sources reviewed, 39 used compliant materials
(low-HAP/no-HAP) to meet applicable major source requirements before
reclassification, and their continued use of compliant materials is an
enforceable condition after reclassification. Five sources relied on
the use of regenerative thermal oxidizers (RTOs) to meet applicable
major source requirements and maintain enforceable conditions requiring
the operation of the RTOs after reclassification. As described in
detail in the TSM, the EPA does not expect emissions increases from
these sources due to reclassification to area source status. Finally,
one source used compliant materials to meet applicable major source
requirements, but after reclassification requested a change to use a
HAP-containing formulation with accompanying process limitations to
maintain area source status. Had the change in formulation happened
while the source was a major source, the source would have had to use
an add-on control device to comply with the applicable NESHAP. For this
source, the change in formulation after reclassification could lead to
emissions increases of 4.3 tpy of xylene or 18.75 tpy of combined HAP.
Of the 11 chemical sources reviewed, four sources are miscellaneous
organic chemical manufacturing facilities; these relied on a variety of
control technologies (including RTOs, scrubbers, and flares) and work
practices to maintain compliance before reclassifying and continue to
have enforceable conditions requiring the control technologies after
reclassification. Three sources are gasoline distribution sources that
relied on vapor collection and vapor flare/vapor combustion to meet
applicable major source requirements before reclassification, and these
controls are enforceable conditions to maintain compliance after
reclassification. Three sources are off-site waste recovery facilities
that relied on control technologies such as vapor balance/recovery
systems, condensers, and scrubbers to meet applicable major source
requirements before reclassification. All these sources continue to
rely on the same (or additional) requirements as enforceable conditions
to maintain compliance after reclassification and the EPA does not
expect emissions increases due to reclassification to area source
status. Finally, one source is a former hazardous waste combustor and
cement facility that until 2015 fueled its cement kiln using collected
hazardous and non-hazardous waste, using various control technologies
to maintain compliance. This facility permanently removed all equipment
associated with Portland cement manufacturing and took on a new primary
role as a hazardous waste storage/transfer facility, using throughput
limits and a carbon adsorption system to maintain compliance.
Of the six combustion/boiler sources reviewed, four made permanent
operational changes (ceased combustion of coal and/or ceased operation
of boilers) allowing the sources to reclassify to area source status.
Another source had material and operational limitations prior to
reclassification, both of which continue to be enforceable conditions
after reclassification, and one source took additional operational
restrictions on the usage of natural gas as the mechanism to constrain
their emissions and PTE and reclassify to area source status. Three of
these sources had emissions above MST before reclassifying; the
reclassification of these three sources resulted in a HAP reduction of
56.9 tpy single HAP and 78.8 tpy total HAP.
All five oil and gas production and transmission sources reviewed
relied on the use of control technologies (oxidation catalyst [enclosed
combustion device] and flares) to meet applicable major source
requirements before reclassification, and their continued use is an
enforceable condition to maintain compliance after reclassification.
One of these sources took additional restrictions on the amount of gas
vented to the atmosphere to reclassify to area source status. Also, the
reclassification of this facility prevented additional emissions that
would have occurred if the source had remained a major source. As
described in detail in the TSM, the EPA does not expect emissions
increases from these sources due to reclassification to area source
status.
Of the two heavy industry sources reviewed, one is a lime
manufacturing plant and the other is a flexible polyurethane foam
fabrication facility. The lime manufacturing facility, after
reclassification, remains subject to other regulatory requirements,
including PM emission limitations, the use of a baghouse, and monitored
opacity as an operating limit via operation of a continuous opacity
monitoring system. The flexible polyurethane foam fabrication facility
relied on compliant
[[Page 73881]]
materials, control technology (carbon adsorption systems), work
practices, and operational limitations to meet applicable major source
standards before reclassification and continues to rely on these as
enforceable conditions to maintain compliance after reclassification.
See the Review of Reclassification Actions TSM available in the docket
for the detailed permit reviews and emissions evaluations.
In response to comments, for the final rule's illustrative
emissions impact analysis, we have also updated the assessment
conducted at proposal for six source categories and expanded our
assessment to numerous additional source categories. We identified
several source categories that are unlikely to experience a change in
emissions as a result of MM2A. We also conducted an in-depth analysis
of potential changes in emissions upon reclassification for many source
categories where we have information. We also reviewed the updated
operating permits for a variety of industrial processes to interpret
likely response to the final MM2A rule. The details and results of the
emissions analysis are summarized below and presented in detail in the
illustrative emissions impact analysis TSM titled, ``Documentation of
the Emissions Analysis for the Final Rule Reclassification of Major
Sources as Area Sources Under Section 112 of the Clean Air Act,'' which
is available in the docket for this action.\29\
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\29\ See TSM, ``Documentation of the Illustrative Emissions
Analysis for the Final Rule Reclassification of Major Sources as
Area Sources Under Section 112 of the Clean Air Act,'' available in
the docket of this rulemaking.
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The EPA considered many factors in assessing the potential
emissions impacts from the various NESHAP source categories if
facilities in these source categories were to reclassify to area source
status. These factors include backstop measures from regulatory and
technological limits, as well as limitations on growth for economic
reasons. As for regulatory reasons, the EPA assessed, if sources were
to reclassify, whether they would be subject to the same NESHAP
requirements as before reclassification (which would be the case where
the area source requirements are the same as the major source
requirements), whether new area source NESHAP requirements will be
applicable and how they impact emissions, whether there are NSPS
requirements that apply to the source and control emissions at the same
levels as the major source NESHAP requirements, and whether there are
PSD/NSR/SIP requirements the effect of which will continue to control
HAP emissions to the same extent. As for the technological and economic
reasons, the EPA reviewed whether the measures used by the source to
reduce emissions could be reversed or discontinued if sources were to
reclassify to area source status. This includes, but is not limited to,
changes in coating/adhesive formulations, fuel combustion technologies,
and some level of backstop for emissions from add-on control
technologies. Commenters stated that there are also other factors that
will prevent emissions increases, including environmental management
systems with which sources are engaged that require them to identify
environmental impacts, set performance objectives, implement of
standards for training and work practices, audit implementation of such
standards, and take corrective action when deviations occur. Other
commenters also mentioned that many sources are also required to meet
Leadership in Energy and Environmental Design standards that
incentivize efficient operations to minimize waste and energy usage,
Occupational Safety and Health Administration requirements that protect
workers from exposures to HAP and other pollutants, and toxics release
inventory requirements. The commenters pointed out that these
regulatory requirements continue to apply even if the source
reclassifies, providing additional incentives for sources to not
increase emissions. The EPA agrees with the commenters in that
environmental management systems, even though they are voluntary and
not regulatory in nature, will also provide additional incentive for
some sources to maintain compliance with environmental legal
obligations and not increase emissions.
Based on the EPA's illustrative analysis of potential emissions
impacts from the 72 source categories, 65 source categories will either
not be impacted by MM2A or are unlikely to experience any emissions
changes for the reasons discussed in the above paragraph. After
considering the information available for this illustrative analysis,
we found that some facilities in seven source categories represented by
detailed information from RTR modeling files in the MM2A database could
increase emissions if they were to reclassify and were allowed to
reduce operation of adjustable add-on controls. These facilities
represent 7.9 percent of the facilities illustrated in the primary
analytical scenario (i.e., 128 facilities out of a total of 1,614
facilities in the primary analytical scenario), and 3.1 percent of all
the facilities included in the analysis of the 72 source categories
(i.e., 128 facilities out of a total of 4,068 facilities operating in
72 source categories). Several of the source categories have only one
or two facilities impacted, while three source categories have several
facilities impacted. The facilities that we were able to assess are
located in several states and are not clustered in close proximity to
each other. The EPA was unable to evaluate the source categories
included in the extrapolated approach used for the cost assessment due
to insufficient information. Under alternative scenario 2, we
determined that some facilities operating between 75 and 125 percent of
the MST might opt to decrease emissions to reclassify to area source
status as a result of the MM2A rule.
The EPA made several conservative assumptions when estimating the
potential effect on emissions resulting from sources reclassifying from
area to major source status. By ``conservative,'' we mean that these
assumptions are likely to result in an overestimate of emissions
changes. We detail these assumptions in the TSM referenced above.\30\
Based on these conservative assumptions, the potential change in
emissions in the illustrative analyses for seven source categories
could be an increase ranging from 919 tpy to 956 tpy of HAP across the
NESHAP program under the primary scenario.\31\ In
[[Page 73882]]
addition, we also include an alternative set of assumptions in the
coatings sector to reflect the findings from the review of
reclassification permits that shows one facility could increase
emissions. For this alternative coating scenario, we extrapolate those
findings to other facilities in the coatings sector using a percentage
that represents the portion of the reclassified facilities that might
increase emissions (i.e., 2.3 percent of the reclassified coatings
facilities are assumed to increase emissions). Using this alternative
assumption, we estimate a potential emissions increase of 302 tpy of
combined HAP. The total range of potential emissions increases is,
therefore, 919 tpy to 1258 tpy. Again, it is important to note that
this is likely an overestimate of actual emissions increases, as we
explain in more detail in the technical support memorandum. Under the
alternative scenario 2, we estimate a potential reduction in HAP
emissions of 183 tpy.
---------------------------------------------------------------------------
\30\ In general, the change in emissions is measured as the
difference between PTE with compliance with the major source NESHAP
and 75 percent of the MST (the maximum emissions assumed with a
compliance margin for the primary scenario). Where the EPA does not
have information on the PTE, we estimated the potential change in
emissions as the difference between actual emissions and 75 percent
of the MST. However, in some cases it is inappropriate to assume
changes from minimal amounts of HAP (i.e. less than 1 tpy) up 75
percent of the MST as it represents a 100 times to 1,000 times
increase in emissions (and production to the extent that production
and emissions correlate). Given the production capacities at
existing facilities along with economic constraints on growth, it is
highly unlikely a facility would seek to increase emissions (and
hence production) by 100-times to 1,000-times. Most mature
industries will not experience tremendous economic growth, and some
may experience a declining rate of production that impacts growth.
Therefore, we assume a conservative measure of increase for
facilities operating at very low levels of HAP of 10 times (e.g., a
facility operating at 0.5 tpy with not information on PTE would
increase to 5 tpy). The measure for emission change in these
instances could be higher or lower, but we selected 10 times to
demonstrate a conservatively high level of potential emissions
increase.
\31\ The EPA also identified some facilities in the primary
scenario that have an estimated PTE that is above the MST, yet their
actual emissions are well below 75 percent of the MST. If these
facilities opt to reclassify by taking a limit on their PTE down to
a level below the MST, they will forego allowable emissions under
the major source program (i.e., the reduction in PTE that the
facility must take to modify their PTE to down to 18.75 tpy). This
reduction in emissions can be viewed as foregone emissions under
PTE. For the facilities analyzed where PTE (or allowable emissions)
were identified, the foregone allowable emissions totals a reduction
of about -227 tpy. Therefore, the potential change in emissions for
the seven source categories with potential increases is a net change
in emissions of 692-729 tpy.
---------------------------------------------------------------------------
In addition to approximating the response to the MM2A rule, we
present information regarding the magnitude of potential changes in HAP
emissions and discuss changes in health impacts for benefit categories
of criteria pollutants. The combination of these evaluations represents
our assessment of benefits as defined in Office of Management and
Budget (OMB) Circular A-4. Based on the results of the EPA's analysis
of the reclassifications of 69 sources and the illustrative emissions
analysis of 72 source categories, this final rule may potentially
result in both emission reductions and increases from a broad array of
affected sources. For the 69 sources that have already reclassified, we
conclude there are no potential emissions increases (except for one
source as discussed in section VIII above) and, therefore, no health
impacts associated with nearly all of the known reclassification
actions. For the one facility with a potential for an emissions
increase, the change in emissions would be modest and is not likely to
result in significant health impacts. Because the sources that the EPA
has identified as having a potential for some level of emissions change
(given the uncertainties stated throughout this preamble) are located
across the United States, we do not observe a concentration of
emissions changes in any particular location. However, to understand
the potential impact of this rulemaking on tribal and environmental
justice communities, we conducted two analyses on the 69 sources that
have reclassified to area source status as described above (from which
we found only one facility that could increase emissions).
In the first analysis, we looked at sources that were within 50
miles of an area of Indian country. Of the 69 sources that we analyzed,
30 are within 50 miles of at least one area of Indian country. Eleven
of these are within 10 miles of an area of Indian country and three are
in Indian country. However, after reviewing the reclassification of
these sources, only one of these sources could have an increase in
emissions. The potential increase will be minimal because the source
has limited its emissions of and PTE HAP below the MST. Therefore, the
EPA expects there will be no additional impact from reclassification to
most areas of Indian country.
Second, we conducted a demographic analysis of the populations
within 5 miles of these same 69 sources. We then compared the average
concentrations of low-income and minority populations within that 5-
mile radius and compared them to the national average to determine if
these populations will be disproportionality impacted. In this
analysis, we found that the 5-mile radius around 13 of the 69 sources
has a minority population above the national average, and the area
surrounding 39 sources has a low-income population above the national
average. Although these results would suggest that low-income
populations may be more impacted by this rule, as stated above, only
one of these sources could have an increase in emissions. Therefore,
the EPA expects there will be no additional impact to most of these
communities.
Based on the results of the EPA's analysis of the reclassifications
of 69 sources and the illustrative emissions impact analysis of 72
source categories, this final rule could result in both emissions
reductions and increases from a broad array of sources located in
different geographic areas. Uncertainties in estimating the number of
sources that will seek reclassification, and the resulting permit
conditions that will impact emissions are discussed at length in this
section of this preamble. Therefore, we illustrate impacts using
certain assumptions to allow readers to better understand the potential
impacts of the MM2A rule associated with HAP pollutants. However,
changes in HAP emissions may also impact other pollutants as well.
Benefits/disbenefits. Although the illustrative emissions analysis
suggests that there may be both emissions increases and decreases, we
are uncertain of the magnitude and geographic distribution of the
changes in emissions resulting from this rulemaking across the broad
array of sources that could reclassify. As discussed in the docket of
this final rule, the emissions from different sources will be impacted
in different ways, and small changes in certain non-HAP pollutants,
such as fine particulate matter, can lead to significant changes in
monetized benefits/disbenefits. Due to the voluntary nature of this
action, we are unable to quantify changes in non-HAP emissions across
these sources. In place of quantitative estimates of the number and
economic value of the non-HAP pollutant changes, we instead discuss
potential impacts in qualitative terms. Similar uncertainties related
to the potential distribution of changes in HAP emissions resulting
from this rulemaking also exist. As such, we also present a qualitative
assessment of the potential impacts to human health and the environment
from changes in selected HAP emissions. For more information on the
qualitative characterization of benefits/disbenefits, please refer to
the benefits analysis included in the RIA for this final action.
D. Economic Analysis
The economic impact analysis (EIA), an analysis that is included in
the RIA, focuses on impacts at an industry level, and impacts are only
calculated for the scenario that includes facilities with actual
emissions below 75 percent of the MST. As part of the EIA, the EPA
considered the impact of this rulemaking on small entities (small
businesses, governments, and nonprofit organizations). Impacts are
calculated as compliance costs (savings, in this instance) as a
percentage of sales for businesses, and of budgets for other
organizations. For informational purposes, the RIA includes the Small
Business Administration's definition of small entities by affected
industry categories (defined as North American Industry Classification
System) and potential burden reductions from title V and other
permitting programs. Since this rule significantly lessens the
regulatory burden that resulted from the OIAI policy, no compliance
costs are directly imposed upon industry categories as a result of this
rule. We do, however, consider the potential costs some sources may
incur to show
[[Page 73883]]
compliance with applicable area source NESHAP after they reclassify to
area source status. These avoided costs accrue because some
reclassified sources will not be required to obtain or maintain a title
V permit or continue meeting major source administrative requirements
under section 112 of the CAA. Some of the facilities benefitting from
this action are owned by small entities, and these entities may
experience a more beneficial impact than the large entities that will
also experience a reduction in costs from the burden reductions that
would take place as a result of this rule.
The results of the EIA for the primary scenario show that the
annual cost savings per sales for all affected industries is around
0.05 percent, using the median of these annual cost savings per sales
estimates calculated by industry, with sales averaging approximately
$9.3 billion per affected industry, to determine average impact. The
details of the EIA and impacts on employment, as well as results of the
EIA for the other two alternative scenarios, are presented in the RIA
of the final rule, which is available in the docket for this action.
IX. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order and 13563: Improving Regulation and Regulatory Review
This action is an economically significant regulatory action that
was submitted to OMB for review. Any changes made in response to OMB
recommendations have been documented in the docket. The EPA prepared an
analysis of the potential costs and benefits associated with this
action. This analysis, the RIA for the final MM2A rule, is available in
the docket and is summarized in section I of this preamble.
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This action is considered an Executive Order 13771 deregulatory
action. Details on the estimated potential net cost savings of this
final rule can be found in the EPA's analysis of the potential costs
and benefits associated with this action (see the RIA for the final
rule, which is in the docket for this action).
C. Paperwork Reduction Act (PRA)
This action does not impose any new information-collection burden
under the PRA. Specifically, this rule requires the electronic
reporting of the one-time notification already required in 40 CFR
63.9(j) in the case where the facility is notifying of a change in
major source status. OMB has previously approved the information
collection activities contained in the existing regulations. These
amendments would neither require additional reports nor require that
additional content be added to already required reports. Therefore,
this action would not impose any new information-collection burden.
Furthermore, approval of an Information Collection Request (ICR) is not
required in connection with these final amendments. This is because the
General Provisions do not themselves require any reporting and
recordkeeping activities, and no ICR was submitted in connection with
their original promulgation or their subsequent amendment. Any
recordkeeping and reporting requirements are imposed only through the
incorporation of specific elements of the General Provisions in the
individual NESHAP, which are promulgated for particular source
categories that have their own ICRs.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. In
making this determination, the impact of concern is any significant
adverse economic impact on small entities. An agency may certify that a
rule will not have a significant economic impact on a substantial
number of small entities if the rule relieves regulatory burden, has no
net burden, or otherwise has a positive economic effect on the small
entities subject to the rule.
Small entities that are subject to major source NESHAP requirements
would not be required to take any action under this final rule; any
action a source takes to reclassify as an area source would be
voluntary. We expect that sources that reclassify will experience cost
savings that will outweigh any additional cost of achieving area source
status. The only cost that would be incurred by regulatory authorities
would be the cost of reviewing a sources' application for area source
status and issuing enforceable PTE limits, as appropriate. No small
government jurisdictions operate their own air pollution control
permitting agencies, so none would be required to incur costs under the
final rule. In addition, any costs associated with the reclassification
of major sources as area sources (i.e., application reviews and PTE
issuance) are expected to be offset by reduced reporting and
recordkeeping obligations for sources that no longer must meet major
source NESHAP requirements.
Based on the considerations above, we have, therefore, concluded
that this action will relieve regulatory burden for all regulated small
entities that reclassify to area source status. We also note that a
small-entity analysis, prepared at the discretion of the EPA and
reflecting the relief in regulatory burden, was prepared for this final
rule and is included in the RIA, which is available in the public
docket for this rulemaking. The results of this small-entity analysis
show relatively small reductions in burden estimate annual costs (about
0.10 percent) as a percentage of sales using the median estimate as the
average of impacts.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. This action imposes
no enforceable duty on any state, local, or tribal governments or the
private sector. Since the impacts of this action are merely
illustrative of potential outcomes, it precludes identifying additional
costs to states as an unfunded mandate.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the federal government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action has tribal implications. However, it will neither
impose substantial direct compliance costs on federally recognized
tribal governments, nor preempt tribal law. There are two tribes that
currently implement title V permit programs and one that implements an
approved TIP for minor source permitting, the latter of which also has
a major source. As a result, these tribes may have additional permit
actions if sources in their jurisdiction seek reclassification to area
source status. Any tribal government that owns or operates a source
subject to major
[[Page 73884]]
source NESHAP requirements would not be required to take action under
this final rule; the reclassification provisions in the final rule
would be strictly voluntary. In addition, achieving area source status
would result in reduced burden on any source that no longer must meet
major source NESHAP requirements. Under the final rule, a tribal
government with an air pollution control agency to which we have
delegated CAA section 112 authority would be required to review permit
applications and to modify permits as necessary. However, any burden
associated with the review and modification of permits will be offset
by reduced Agency oversight obligations for sources no longer required
to meet major source requirements.
For sources located within Indian country, where the EPA is the
reviewing authority, unless the EPA has approved a non-federal minor
source permitting program or a delegation of the Federal Indian Country
Minor NSR Rule, the Federal Indian Country Minor NSR Rule at 40 CFR
49.151 through 49.165 provides a mechanism for an otherwise major
source to voluntarily accept restrictions on its PTE to become a
synthetic source, among other provisions. The Federal Indian Country
Minor NSR Rule applies to sources located within the exterior
boundaries of an Indian reservation or other lands as specified in 40
CFR part 49, collectively referred to as ``Indian country.'' See 40 CFR
49.151(c) and 49.152(d). This mechanism may also be used by an
otherwise major source of HAP to voluntarily accept restrictions on its
PTE to become a synthetic area HAP source. The EPA's FIP program, which
includes the Federal Indian Country Minor NSR Rule, provides additional
options for particular situations, such as general permits for specific
source categories, to facilitate minor source emissions management in
Indian country. Existing sources in Indian country may have PTE limits
that preceded the EPA's FIP for minor sources and, for that reason,
were issued in a 40 CFR part 71 permit or FIP permitting provision
applicable to the Indian reservation.
At proposal, the EPA specifically solicited comment from tribal
officials and, consistent with EPA policy, offered to consult with the
potentially impacted tribes and other tribes upon their request. On
June 27, 2019, the EPA sent consultation letters to four tribes that
may be impacted by this action. The EPA also gave an overview of the
proposed action on a call with the National Tribal Air Association on
June 27, 2019, and held an informational webinar for tribes on July 24,
2019. In addition, we sent consultation letters to the 573 federally
recognized tribes on September 27, 2019, and held an informational call
with one tribe on October 21, 2019. The EPA did not receive any
requests for tribal consultation on this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
The EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that the EPA has reason to believe may disproportionately affect
children, per the definition of ``covered regulatory action'' in
section 2-202 of the Executive Order. This action is not subject to
Executive Order 13045 because it implements the plain reading of the
definitions of major source and area source as established by Congress
in section 112 of the CAA.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution, or use of energy. We have concluded that this final
action is not likely to have any adverse energy effects.
J. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994)
because it does not establish an environmental health or safety
standard. The final amendments to the General Provisions are procedural
changes and do not impact the technology performance nor level of
control of the NESHAP governed by the General Provisions.
L. Determination Under CAA Section 307(d)
Pursuant to CAA section 307(d)(1)(V), the Administrator determines
that this action is subject to the provisions of CAA section 307(d).
Section 307(d)(1)(V) of the CAA provides that the provisions of CAA
section 307(d) apply to ``such other actions as the Administrator may
determine.''
M. Congressional Review Act (CRA)
This action is subject to the CRA, and the EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is a ``major rule'' as defined by 5
U.S.C. 804(2).
List of Subjects in 40 CFR Part 63
Environmental protection, Area sources, General provisions,
Hazardous air pollutants, Major sources, Potential to emit.
Andrew Wheeler,
Administrator.
For the reasons set forth in the preamble, the EPA amends 40 CFR
part 63 as follows:
PART 63--NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation part 63 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart A--General Provisions
0
2. Amend Sec. 63.1 by adding paragraph (c)(6) to read as follows:
Sec. 63.1 Applicability.
* * * * *
(c) * * *
(6) A major source may become an area source at any time upon
reducing its emissions of and potential to emit hazardous air
pollutants, as defined in this subpart, to below the major source
thresholds established in Sec. 63.2, subject to the provisions in
paragraphs (c)(6)(i) and (ii) of this section.
(i) A major source reclassifying to area source status is subject
to the applicability of standards, compliance dates and notification
requirements specified in (c)(6)(i)(A) of this section. An area source
that previously was a major source and becomes a major source again is
subject to the applicability of standards, compliance dates, and
notification requirements specified in (c)(6)(i)(B) of this section:
(A) A major source reclassifying to area source status under this
part remains subject to any applicable major source requirements
established under this part until the reclassification becomes
effective. After the reclassification becomes effective, the source is
subject to any applicable area
[[Page 73885]]
source requirements established under this part immediately, provided
the compliance date for the area source requirements has passed. The
owner or operator of a major source that becomes an area source subject
to newly applicable area source requirements under this part must
comply with the initial notification requirements pursuant to Sec.
63.9(b). The owner or operator of a major source that becomes an area
source must also provide to the Administrator any change in the
information already provided under Sec. 63.9(b) per Sec. 63.9(j).
(B) An area source that previously was a major source under this
part and that becomes a major source again is subject to the applicable
major source requirements established under this part immediately upon
becoming a major source again, provided the compliance date for the
major source requirements has passed, notwithstanding any provision
within the applicable subparts. The owner or operator of an area source
that becomes a major source again must comply with the initial
notification pursuant to Sec. 63.9(b). The owner or operator must also
provide to the Administrator any change in the information already
provided under Sec. 63.9(b) per Sec. 63.9(j).
(ii) Becoming an area source does not absolve a source subject to
an enforcement action or investigation for major source violations or
infractions from the consequences of any actions occurring when the
source was major. Becoming a major source does not absolve a source
subject to an enforcement action or investigation for area source
violations or infractions from the consequences of any actions
occurring when the source was an area source.
* * * * *
0
3. Amend Sec. 63.2 by revising the definition ``Potential to emit'' to
read as follows:
Sec. 63.2 Definitions.
* * * * *
Potential to emit means the maximum capacity of a stationary source
to emit a pollutant under its physical and operational design. Any
physical or operational limitation on the capacity of the stationary
source to emit a pollutant, including air pollution control equipment
and restrictions on hours of operation or on the type or amount of
material combusted, stored, or processed, shall be treated as part of
its design if the limitation or the effect it would have on emissions
is enforceable.
* * * * *
0
4. Amend Sec. 63.6 by revising paragraphs (b)(7) and (c)(1) and (5) to
read as follows:
Sec. 63.6 Compliance with standards and maintenance requirements.
* * * * *
(b) * * *
(7) When an area source increases its emissions of (or its
potential to emit) hazardous air pollutants such that the source
becomes a major source, the portion of the facility that meets the
definition of a new affected source must comply with all requirements
of that standard applicable to new sources. The source owner or
operator must comply with the relevant standard upon startup.
* * * * *
(c) * * *
(1) After the effective date of a relevant standard established
under this part pursuant to section 112(d) or 112(h) of the Act, the
owner or operator of an existing source shall comply with such standard
by the compliance date established by the Administrator in the
applicable subpart(s) of this part, except as provided in Sec.
63.1(c)(6)(i). Except as otherwise provided for in section 112 of the
Act, in no case will the compliance date established for an existing
source in an applicable subpart of this part exceed 3 years after the
effective date of such standard.
* * * * *
(5) Except as provided in paragraph (b)(7) of this section, the
owner or operator of an area source that increases its emissions of (or
its potential to emit) hazardous air pollutants such that the source
becomes a major source and meets the definition of an existing source
in the applicable major source standard shall be subject to relevant
standards for existing sources. Except as provided in paragraph Sec.
63.1(c)(6)(i)(B), such sources must comply by the date specified in the
standards for existing area sources that become major sources. If no
such compliance date is specified in the standards, the source shall
have a period of time to comply with the relevant emission standard
that is equivalent to the compliance period specified in the relevant
standard for existing sources in existence at the time the standard
becomes effective.
* * * * *
0
5. Amend Sec. 63.9 by revising paragraphs (b)(1)(ii) and (j) and
adding paragraph (k) to read as follows:
Sec. 63.9 Notification requirements.
* * * * *
(b) * * *
(1) * * *
(ii) If an area source subsequently becomes a major source that is
subject to the emission standard or other requirement, such source
shall be subject to the notification requirements of this section. Area
sources previously subject to major source requirements that become
major sources again are also subject to the notification requirements
of this paragraph and must submit the notification according to the
requirements of paragraph (k) of this section.
* * * * *
(j) Change in information already provided. Any change in the
information already provided under this section shall be provided to
the Administrator within 15 calendar days after the change. The owner
or operator of a major source that reclassifies to area source status
is also subject to the notification requirements of this paragraph. The
owner or operator may use the application for reclassification with the
regulatory authority (e.g., permit application) to fulfill the
requirements of this paragraph. A source which reclassified after
January 25, 2018, and before January 19, 2021, and has not yet provided
the notification of a change in information is required to provide such
notification no later than February 2, 2021, according to the
requirements of paragraph (k) of this section. Beginning January 19,
2021, the owner or operator of a major source that reclassifies to area
source status must submit the notification according to the
requirements of paragraph (k) of this section. A notification of
reclassification must contain the following information:
(1) The name and address of the owner or operator;
(2) The address (i.e., physical location) of the affected source;
(3) An identification of the standard being reclassified from and
to (if applicable); and
(4) Date of effectiveness of the reclassification.
(k) Electronic submission of notifications or reports. If you are
required to submit notifications or reports following the procedure
specified in this paragraph (k), you must submit notifications or
reports to the EPA via CEDRI, which can be accessed through the EPA's
Central Data Exchange (CDX) (https://cdx.epa.gov/). The notification or
report must be submitted by the deadline specified. The EPA will make
all the information submitted through CEDRI available to the public
without further notice to you. Do not use CEDRI to submit information
you claim as confidential business information (CBI). Anything
submitted using CEDRI cannot later be claimed to
[[Page 73886]]
be CBI. Although we do not expect persons to assert a claim of CBI, if
persons wish to assert a CBI, submit a complete notification or report,
including information claimed to be CBI, to the EPA. Submit the file on
a compact disc, flash drive, or other commonly used electronic storage
medium and clearly mark the medium as CBI. Mail the electronic medium
to U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader, Measurement
Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be submitted to the EPA via the EPA's
CDX as described earlier in this paragraph (k). All CBI claims must be
asserted at the time of submission. Furthermore, under section 114(c)
of the Act emissions data is not entitled to confidential treatment and
requires EPA to make emissions data available to the public. Thus,
emissions data will not be protected as CBI and will be made publicly
available.
(1) If you are required to electronically submit a notification or
report by this paragraph (k) through CEDRI in the EPA's CDX, you may
assert a claim of EPA system outage for failure to timely comply with
the electronic submittal requirement. To assert a claim of EPA system
outage, you must meet the requirements outlined in paragraphs (k)(1)(i)
through (vii) of this section.
(i) You must have been or will be precluded from accessing CEDRI
and submitting a required notification or report within the time
prescribed due to an outage of either the EPA's CEDRI or CDX systems.
(ii) The outage must have occurred within the period of time
beginning 5 business days prior to the date that the notification or
report is due.
(iii) The outage may be planned or unplanned.
(iv) You must submit notification to the Administrator in writing
as soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(v) You must provide to the Administrator a written description
identifying:
(A) The date(s) and time(s) when CDX or CEDRI was accessed and the
system was unavailable;
(B) A rationale for attributing the delay in submitting beyond the
regulatory deadline to EPA system outage;
(C) Measures taken or to be taken to minimize the delay in
submitting; and
(D) The date by which you propose to submit, or if you have already
met the electronic submittal requirement in this paragraph (k) at the
time of the notification, the date you submitted the notification or
report.
(vi) The decision to accept the claim of EPA system outage and
allow an extension to the reporting deadline is solely within the
discretion of the Administrator.
(vii) In any circumstance, the notification or report must be
submitted electronically as soon as possible after the outage is
resolved.
(2) If you are required to electronically submit a notification or
report by this paragraph (k) through CEDRI in the EPA's CDX, you may
assert a claim of force majeure for failure to timely comply with the
electronic submittal requirement. To assert a claim of force majeure,
you must meet the requirements outlined in paragraphs (k)(2)(i) through
(v) of this section.
(i) You may submit a claim if a force majeure event is about to
occur, occurs, or has occurred or there are lingering effects from such
an event within the period of time beginning five business days prior
to the date the submission is due. For the purposes of this section, a
force majeure event is defined as an event that will be or has been
caused by circumstances beyond the control of the affected facility,
its contractors, or any entity controlled by the affected facility that
prevents you from complying with the requirement to submit a
notification or report electronically within the time period
prescribed. Examples of such events are acts of nature (e.g.,
hurricanes, earthquakes, or floods), acts of war or terrorism, or
equipment failure or safety hazard beyond the control of the affected
facility (e.g., large scale power outage).
(ii) You must submit notification to the Administrator in writing
as soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in submitting through CEDRI.
(iii) You must provide to the Administrator:
(A) A written description of the force majeure event;
(B) A rationale for attributing the delay in reporting beyond the
regulatory deadline to the force majeure event;
(C) Measures taken or to be taken to minimize the delay in
reporting; and
(D) The date by which you propose to submit the notification or
report, or if you have already met the electronic submittal requirement
in this paragraph (k) at the time of the notification, the date you
submitted the notification or report.
(iv) The decision to accept the claim of force majeure and allow an
extension to the submittal deadline is solely within the discretion of
the Administrator.
(v) In any circumstance, the reporting must occur as soon as
possible after the force majeure event occurs.
0
6. Amend Sec. 63.10 by revising paragraph (b)(3) to read as follows:
Sec. 63.10 Recordkeeping and reporting requirements.
* * * * *
(b) * * *
(3) If an owner or operator determines that his or her existing or
new stationary source is in the source category regulated by a standard
established pursuant to section 112 of the Act, but that source is not
subject to the relevant standard (or other requirement established
under this part) because of enforceable limitations on the source's
potential to emit, or the source otherwise qualifies for an exclusion,
the owner or operator must keep a record of the applicability
determination. The applicability determination must be kept on site at
the source for a period of 5 years after the determination, or until
the source changes its operations to become an affected source subject
to the relevant standard (or other requirement established under this
part), whichever comes first if the determination is made prior to
January 19, 2021. The applicability determination must be kept until
the source changes its operations to become an affected source subject
to the relevant standard (or other requirement established under this
part) if the determination was made on or after January 19, 2021. The
record of the applicability determination must be signed by the person
making the determination and include an emissions analysis (or other
information) that demonstrates the owner or operator's conclusion that
the source is unaffected (e.g., because the source is an area source).
The analysis (or other information) must be sufficiently detailed to
allow the Administrator to make an applicability finding for the source
with regard to the relevant standard or other requirement. If
applicable, the analysis must be performed in accordance with
requirements established in relevant subparts of this part for this
purpose for particular categories of stationary sources. If relevant,
the analysis should be performed in accordance with EPA guidance
materials published to assist sources in making applicability
determinations under section 112 of the Act, if any. The requirements
to
[[Page 73887]]
determine applicability of a standard under Sec. 63.1(b)(3) and to
record the results of that determination under this paragraph (b)(3) of
this section shall not by themselves create an obligation for the owner
or operator to obtain a title V permit.
* * * * *
0
7. Amend Sec. 63.12 by revising paragraph (c) to read as follows:
Sec. 63.12 State authority and delegations.
* * * * *
(c) All information required to be submitted to the EPA under this
part also shall be submitted to the appropriate state agency of any
state to which authority has been delegated under section 112(l) of the
Act, provided that each specific delegation may exempt sources from a
certain federal or state reporting requirement. Any information
required to be submitted electronically by this part via the EPA's
CEDRI may, at the discretion of the delegated authority, satisfy the
requirements of this paragraph. The Administrator may permit all or
some of the information to be submitted to the appropriate state agency
only, instead of to the EPA and the state agency with the exception of
federal electronic reporting requirements under this part. Sources may
not be exempted from federal electronic reporting requirements.
0
8. Amend Sec. 63.13 by revising paragraph (a) introductory text to
read as follows:
Sec. 63.13 Addresses of State air pollution control agencies and EPA
Regional Offices.
(a) All requests, reports, applications, submittals, and other
communications to the Administrator pursuant to this part shall be
submitted to the appropriate Regional Office of the U.S. Environmental
Protection Agency indicated in the following list of EPA Regional
offices. If a request, report, application, submittal, or other
communication is required by this part to be submitted electronically
via the EPA's CEDRI then such submission satisfies the requirements of
this paragraph (a).
* * * * *
Subpart F--National Emission Standards for Organic Hazardous Air
Pollutants From the Synthetic Organic Chemical Manufacturing
Industry
0
9. Amend table 3 to subpart F of part 63 by adding in numerical order
an entry for Sec. 63.1(c)(6), revising the entry for Sec. 63.9(j),
and adding in numerical order an entry for Sec. 63.9(k) to read as
follows:
Table 3 to Subpart F of Part 63--General Provisions Applicability to
Subparts F, G, and H a to Subpart F
------------------------------------------------------------------------
Applies to
Reference subparts F, G, Comment
and H
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(j)....................... Yes.............. Only as related to
change to major
source status.
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
\a\ Wherever subpart A specifies ``postmark'' dates, submittals may be
sent by methods other than the U.S. Mail (e.g., by fax or courier).
Submittals shall be sent by the specified dates, but a postmark is not
necessarily required.
* * * * *
Subpart G--National Emission Standards for Organic Hazardous Air
Pollutants From the Synthetic Organic Chemical Manufacturing
Industry for Process Vents, Storage Vessels, Transfer Operations,
and Wastewater
0
10. Amend Sec. 63.151 by revising paragraphs (b)(2)(i) through (iii)
to read as follows:
Sec. 63.151 Initial notification.
* * * * *
(b) * * *
(2) * * *
(i) For an existing source, the Initial Notification shall be
submitted within 120 calendar days after the date of promulgation, or
no later than 120 days after the source becomes subject to this
subpart, whichever is later.
(ii) For a new source that has an initial start-up 90 calendar days
after the date of promulgation of this subpart or later, the
application for approval of construction or reconstruction required by
Sec. 63.5(d) of subpart A shall be submitted in lieu of the Initial
Notification. The application shall be submitted as soon as practicable
before construction or reconstruction is planned to commence (but it
need not be sooner than 90 calendar days after the date of promulgation
of this subpart). For a new source that reclassifies to major source
status after January 19, 2021 and greater than 90 days after the
initial start-up, the source shall submit the initial notification
required by Sec. 63.9(b) no later than 120 days after the source
becomes subject to this subpart.
(iii) For a new source that has an initial start-up prior to 90
calendar days after the date of promulgation, the Initial Notification
shall be submitted within 90 calendar days after the date of
promulgation of this subpart, or no later than 120 days after the
source becomes subject to this subpart, whichever is later. The
application for approval of construction or reconstruction described in
Sec. 63.5(d) of subpart A is not required for these sources.
* * * * *
0
11. Amend table 1A to subpart G by revising the entry for Sec. 63.9 to
read as follows:
Table 1A to Subpart G of Part 63--Applicable 40 CFR Part 63 General
Provisions
------------------------------------------------------------------------
40 CFR part 63, subpart A, provisions applicable to subpart G
-------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(a)(2), (b)(4)(i),\a\ (b)(4)(ii), (b)(4)(iii), (b)(5),\a\
(c), (d), (j), and (k).
[[Page 73888]]
* * * * * * *
------------------------------------------------------------------------
\a\ The notifications specified in Sec. 63.9(b)(4)(i) and (b)(5) shall
be submitted at the times specified in 40 CFR part 65.
* * * * *
Subpart H--National Emission Standards for Organic Hazardous Air
Pollutants for Equipment Leaks
0
12. Amend Sec. 63.182 by revising paragraphs (b)(2)(i) through (iii)
to read as follows:
Sec. 63.182 Reporting requirements.
* * * * *
(b) * * *
(2) * * *
(i) For an existing source, the Initial Notification shall be
submitted within 120 calendar days after the date of promulgation or no
later than 120 calendar days after the source becomes subject to this
subpart, whichever is later.
(ii) For a new source that has an initial start-up 90 days after
the date of promulgation of this subpart or later, the application for
approval of construction or reconstruction required by Sec. 63.5(d) of
subpart A of this part shall be submitted in lieu of the Initial
Notification. The application shall be submitted as soon as practicable
before the construction or reconstruction is planned to commence (but
it need not be sooner than 90 days after the date of promulgation of
the subpart that references this subpart). For a new source that
reclassifies to major source status after January 19, 2021 and greater
than 90 days after the initial start-up, the source shall submit the
initial notification required by Sec. 63.9(b) no later than 120 days
after the source becomes subject to this subpart.
(iii) For a new source that has an initial start-up prior to 90
days after the date of promulgation of the applicable subpart, the
Initial Notification shall be submitted within 90 days after the date
of promulgation of the subpart that references this subpart, or no
later than 120 calendar days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
13. Amend table 4 to subpart H by revising entry for Sec. 63.9 to read
as follows:
Table 4 to Subpart H of Part 63--Applicable 40 CFR Part 63 General
Provisions
------------------------------------------------------------------------
40 CFR part 63, subpart A, provisions applicable to subpart H
-------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(a)(2), (b)(4)(i),\a\ (b)(4)(ii), (b)(4)(iii), (b)(5),\a\
(c), (d), (j) and (k).
* * * * * * *
------------------------------------------------------------------------
\a\ The notifications specified in Sec. 63.9(b)(4)(i) and (b)(5) shall
be submitted at the times specified in 40 CFR part 65.
Subpart J--National Emission Standards for Hazardous Air Pollutants
for Polyvinyl Chloride and Copolymers Production
0
14. Amend Sec. 63.215 by revising paragraph (b) introductory text and
adding paragraph (b)(4) to read as follows:
Sec. 63.215 What General Provisions apply to me?
* * * * *
(b) The provisions in subpart A of this part also apply to this
subpart as specified in paragraphs (b)(1) through (4) of this section.
* * * * *
(4) The specific notification procedure of Sec. 63.9(j) and (k)
relating to a change in major source status.
Subpart L--National Emission Standards for Coke Oven Batteries
0
15. Amend Sec. 63.311 by revising paragraph (a) to read as follows:
Sec. 63.311 Reporting and recordkeeping requirements.
(a) General requirements. After the effective date of an approved
permit in a state under part 70 of this chapter, the owner or operator
shall submit all notifications and reports required by this subpart to
the state permitting authority except a source that reclassifies to an
area source must follow the notification procedures of Sec. 63.9(j)
and (k). Use of information provided by the certified observer shall be
a sufficient basis for notifications required under Sec. 70.5(c)(9) of
this chapter and the reasonable inquiry requirement of Sec. 70.5(d) of
this chapter.
* * * * *
Subpart M--National Perchloroethylene Air Emission Standards for
Dry Cleaning Facilities
0
16. Amend Sec. 63.324 by adding paragraph (g) to read as follows:
Sec. 63.324 Reporting and recordkeeping requirements.
* * * * *
(g) Each owner or operator of a dry cleaning facility that
reclassifies from a major source to an area source must follow the
procedures of Sec. 63.9(j) and (k) to provide notification of the
change in status.
Subpart N--National Emission Standards for Chromium Emissions From
Hard and Decorative Chromium Electroplating and Chromium Anodizing
Tanks
0
17. Amend Sec. 63.347 by revising paragraph (c)(1) introductory text
to read as follows:
Sec. 63.347 Reporting requirements.
* * * * *
(c) * * *
(1) The owner or operator of an affected source that has an initial
startup before January 25, 1995, shall notify the Administrator in
writing that the source is subject to this subpart. The notification
shall be submitted no later than 180 calendar days after January 25,
1995, or no later than 120 days after the source becomes subject to
this subpart,
[[Page 73889]]
whichever is later, and shall contain the following information:
* * * * *
0
18. Amend table 1 to subpart N of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart N of Part 63--General Provisions Applicability to
Subpart N
------------------------------------------------------------------------
Applies to
General provisions reference subpart N Comment
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart O--Ethylene Oxide Emissions Standards for Sterilization
Facilities
0
19. Amend Sec. 63.360 in table 1 of Sec. 63.360 by adding in
numerical order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read
as follows:
Sec. 63.360 Applicability.
* * * * *
Table 1 of Sec. 63.360--General Provisions Applicability to Subpart O
----------------------------------------------------------------------------------------------------------------
Applies to sources Applies to sources
Reference using 10 tons in using 1 to 10 tons in Comment
subpart O \a\ subpart O \a\
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................... Yes
* * * * * * *
63.9(k).............................. Yes Only as specified in
Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
\a\ See definition.
* * * * *
Subpart Q--National Emission Standards for Hazardous Air Pollutants
for Industrial Process Cooling Towers
0
20. Amend Sec. 63.405 by revising paragraphs (a)(1) introductory text,
(a)(2), and (b)(1) to read as follows:
Sec. 63.405 Notification requirements.
(a) * * *
(1) In accordance with Sec. 63.9(b) of subpart A, owners or
operators of all affected IPCT's that have an initial startup before
September 8, 1994, shall notify the Administrator in writing. The
notification, which shall be submitted not later than 12 months after
September 8, 1994, or no later than 120 days after the source becomes
subject to this subpart, whichever is later, shall provide the
following information:
* * * * *
(2) In accordance with Sec. 63.9(b) of subpart A, owners or
operators of all affected IPCT's that have an initial startup on or
after September 8, 1994, shall notify the Administrator in writing that
the source is subject to the relevant standard no later than 12 months
after initial startup or no later than 120 days after the source
becomes subject to this subpart, whichever is later. The notification
shall provide all the information required in paragraphs (a)(1)(i)
through (iv) of this section.
(b) * * *
(1) In accordance with Sec. 63.9(h) of subpart A, owners or
operators of affected IPCT's shall submit to the Administrator a
notification of compliance status within 60 days of the date on which
the IPCT is brought into compliance with Sec. 63.402 of this subpart
and not later than 18 months after September 8, 1994, or no later than
120 days after the source becomes subject to this subpart, whichever is
later.
* * * * *
0
21. Amend table 1 to subpart Q of part 63 by revising the entry for
Sec. 63.9 to read as follows:
Table 1 to Subpart Q of Part 63--General Provisions Applicability to
Subpart Q
------------------------------------------------------------------------
Applies to
Reference subpart Q Comment
------------------------------------------------------------------------
* * * * * * *
63.9(a), (b)(1), (b)(3), (c), Yes.............. Sec. 63.9(k) only
(h)(1), (h)(3), (h)(6), (j), as specified in
and (k). 63.9(j).
* * * * * * *
------------------------------------------------------------------------
[[Page 73890]]
Subpart R--National Emission Standards for Gasoline Distribution
Facilities (Bulk Gasoline Terminals and Pipeline Breakout Stations)
0
22. Amend table 1 to subpart R of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart R of Part 63--General Provisions Applicability to
Subpart R
------------------------------------------------------------------------
Applies to
Reference subpart R Comment
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart S--National Emission Standards for Hazardous Air Pollutants
From the Pulp and Paper Industry
0
23. Amend Sec. 63.455 by revising paragraph (a) to read as follows:
Sec. 63.455 Reporting requirements.
(a) Each owner or operator of a source subject to this subpart
shall comply with the reporting requirements of subpart A of this part
as specified in Table 1 to subpart S of part 63 and all the following
requirements in this section. The initial notification report specified
under Sec. 63.9(b)(2) of subpart A of this part shall be submitted by
April 15, 1999, or no later than 120 days after the source becomes
subject to this subpart, whichever is later.
* * * * *
0
24. Amend table 1 to subpart S of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart S of Part 63--General Provisions Applicability to
Subpart S a
------------------------------------------------------------------------
Applies to
Reference subpart S Comment
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
\a\ Wherever subpart A specifies ``postmark'' dates, submittals may be
sent by methods other than the U.S. Mail (e.g., by fax or courier).
Submittals shall be sent by the specified dates, but a postmark is not
required.
Subpart T--National Emission Standards for Halogenated Solvent
Cleaning
0
25. Amend Sec. 63.468 by revising the introductory text of paragraphs
(a), (b), (c), and (d) to read as follows:
Sec. 63.468 Reporting requirements.
(a) Each owner or operator of an existing solvent cleaning machine
subject to the provisions of this subpart shall submit an initial
notification report to the Administrator no later than August 29, 1995,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later. This report shall include the information
specified in paragraphs (a)(1) through (6) of this section.
* * * * *
(b) Each owner or operator of a new solvent cleaning machine
subject to the provisions of this subpart shall submit an initial
notification report to the Administrator. New sources for which
construction or reconstruction had commenced and initial startup had
not occurred before December 2, 1994, shall submit this report as soon
as practicable before startup but no later than January 31, 1995, or no
later than 120 days after the source becomes subject to this subpart,
whichever is later. New sources for which the construction or
reconstruction commenced after December 2, 1994, shall submit this
report as soon as practicable before the construction or reconstruction
is planned to commence or for sources which reclassify to major source
status, no later than 120 days after the source becomes subject to this
subpart. This report shall include all of the information required in
Sec. 63.5(d)(1) of subpart A (General Provisions), with the revisions
and additions in paragraphs (b)(1) through (b)(3) of this section.
* * * * *
(c) Each owner or operator of a batch cold solvent cleaning machine
subject to the provisions of this subpart shall submit a compliance
report to the Administrator. For existing sources, this report shall be
submitted to the Administrator no later than 150 days after the
compliance date specified in Sec. 63.460(d), or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
For new sources, this report shall be submitted to the Administrator no
later than 150 days after startup or May 1, 1995, or no later than 120
days after the source becomes subject to this subpart, whichever is
[[Page 73891]]
later. This report shall include the requirements specified in
paragraphs (c)(1) through (4) of this section.
* * * * *
(d) Each owner or operator of a batch vapor or in-line solvent
cleaning machine complying with the provisions of Sec. 63.463 shall
submit to the Administrator an initial statement of compliance for each
solvent cleaning machine. For existing sources, this report shall be
submitted to the Administrator no later than 150 days after the
compliance date specified in Sec. 63.460(d), or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
For new sources, this report shall be submitted to the Administrator no
later than 150 days after startup or May 1, 1995, or no later than 120
days after the source becomes subject to this subpart, whichever is
later. This statement shall include the requirements specified in
paragraphs (d)(1) through (6) of this section.
* * * * *
0
26. Amend appendix B to subpart T of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Appendix B to Subpart T of Part 63--General Provisions Applicability to Subpart T
----------------------------------------------------------------------------------------------------------------
Applies to subpart T
Reference -------------------------------------------------- Comments
BCC BVI
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................... Yes.................... Yes....................
* * * * * * *
63.9(k).............................. Yes.................... Yes.................... Only as specified in
Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
* * * * *
Subpart U--National Emission Standards for Hazardous Air Pollutant
Emissions: Group I Polymers and Resins
0
27. Amend table 1 to subpart U of part 63 by adding in numerical order
an entry for Sec. 63.1(c)(6), revising the entry for Sec. 63.9(j),
and adding in numerical order an entry for Sec. 63.9(k) to read as
follows:
Table 1 to Subpart U of Part 63--Applicability of General Provisions to
Subpart U Affected Sources
------------------------------------------------------------------------
Applies to subpart
Reference U Explanation
------------------------------------------------------------------------
* * * * *
Sec. 63.1(c)(6)............... Yes...............
* * * * *
Sec. 63.9(j).................. Yes............... For change in
major source
status only.
Sec. 63.9(k).................. Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
* * * * *
Subpart W--National Emission Standards for Hazardous Air Pollutants
for Epoxy Resins Production and Non-Nylon Polyamides Production
0
28. Amend table 1 to subpart W of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart W of Part 63--General Provisions Applicability to Subpart W
----------------------------------------------------------------------------------------------------------------
Applies to subpart W
------------------------------------------------------------
WSR alternative
standard, and BLR
Reference equipment leak Comment
BLR WSR standard (40 CFR
part 63, subpart
H)
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)............... Yes............... Yes............... Yes...............
* * * * * * *
Sec. 63.9(k).................. Yes............... Yes............... Yes............... Only as specified
in Sec.
63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73892]]
Subpart X--National Emission Standards for Hazardous Air Pollutants
From Secondary Lead Smelting
0
29. Amend table 1 to subpart X of part 63 by adding in numerical order
an entry for Sec. 63.9(k) to read as follows:
Table 1 to Subpart X of Part 63--General Provisions Applicability to
Subpart X
------------------------------------------------------------------------
Applies to subpart
Reference X Comment
------------------------------------------------------------------------
* * * * *
63.9(k)......................... Yes............... Only as specified
in 63.9(j).
* * * * *
------------------------------------------------------------------------
* * * * *
Subpart Y-National Emission Standards for Marine Tank Vessel
Loading Operations
0
30.Amend Sec. 63.567 by revising paragraphs (b)(2) introductory text
and (b)(3) to read as follows:
Sec. 63.567 Recordkeeping and reporting requirements.
* * * * *
(b) * * *
(2) Initial notification for sources with startup before the
effective date. The owner or operator of a source with initial startup
before the effective date shall notify the Administrator in writing
that the source is subject to the relevant standard. The notification
shall be submitted not later than 365 days after the effective date of
the emissions standards or no later than 120 days after the source
becomes subject to this subpart, whichever is later, and shall provide
the following information:
* * * * *
(3) Initial notification for sources with startup after the
effective date. The owner or operator of a new or reconstructed source
or a source that has been reconstructed such that it is subject to the
emissions standards that has an initial startup after the effective
date but before the compliance date, and for which an application for
approval of construction or reconstruction is not required under Sec.
63.5(d) of subpart A of this part and Sec. 63.566 of this subpart, or
a sources which reclassifies to major source status after the effective
date, shall notify the Administrator in writing that the source is
subject to the standard no later than 365 days, 120 days after initial
startup, or no later than 120 days after the source becomes subject to
this subpart, whichever occurs before notification of the initial
performance test in Sec. 63.9(e) of subpart A of this part. The
notification shall provide all the information required in paragraph
(b)(2) of this section, delivered or postmarked with the notification
required in paragraph (b)(4) of this section.
* * * * *
0
31. Amend table 1 of Sec. 63.560 by adding in numerical order entries
for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Sec. 63.560 Applicability and designation of affected sources.
* * * * *
Table 1 to Sec. 63.560--General Provisions Applicability to Subpart Y
------------------------------------------------------------------------
Applies to
Reference affected sources Comment
in subpart Y
------------------------------------------------------------------------
* * * * *
63.1(c)(6)...................... Yes...............
* * * * *
63.9(k)......................... Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
Subpart AA--National Emission Standards for Hazardous Air
Pollutants From Phosphoric Acid Manufacturing Plants
0
32. Amend appendix A to subpart AA of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Appendix A to Subpart AA of Part 63--Applicability of General Provisions (40 CFR Part 63, Subpart A) to Subpart
AA
----------------------------------------------------------------------------------------------------------------
40 CFR citation Requirement Applies to subpart AA Comment
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... ....................... Yes.................... None.
* * * * * * *
Sec. 63.9(k)....................... ....................... Yes.................... Only as specified in
Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart BB--National Emission Standards for Hazardous Air
Pollutants From Phosphate Fertilizers Production Plants
0
33. Amend appendix A to subpart BB of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
[[Page 73893]]
Appendix A to Subpart BB of Part 63--Applicability of General Provisions (40 CFR Part 63, Subpart A) to Subpart
BB
----------------------------------------------------------------------------------------------------------------
40 CFR citation Requirement Applies to subpart BB Comment
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... ....................... Yes.................... None.
* * * * * * *
Sec. 63.9(k)....................... ....................... Yes.................... Only as specified in
Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart CC-National Emission Standards for Hazardous Air Pollutants
From Petroleum Refineries
0
34. Amend appendix to subpart CC of part 63 in table 6 by adding in
numerical order an entry for Sec. 63.1(c)(6) revising the entry for
Sec. 63.9(j), and adding in numerical order an entry for Sec. 63.9(k)
to read as follows:
Appendix to Subpart CC of Part 63-Tables
* * * * *
Table 6--General Provisions Applicability to Subpart CC a
------------------------------------------------------------------------
Applies to
Reference subpart CC Comment
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(j)....................... Yes.............. .....................
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
\a\ Wherever subpart A specifies ``postmark'' dates, submittals may be
sent by methods other than the U.S. Mail (e.g., by fax or courier).
Submittals shall be sent by the specified dates, but a postmark is not
required.
* * * * *
Subpart DD--National Emission Standards for Hazardous Air
Pollutants From Off-Site Waste and Recovery Operations
0
35. Amend Sec. 63.697 by revising paragraph (a)(1) introductory text
to read as follows:
Sec. 63.697 Reporting requirements.
(a) * * *
(1) The owner or operator of an affected source must submit notices
to the Administrator in accordance with the applicable notification
requirements in 40 CFR 63.9 as specified in Table 2 of this subpart.
For the purpose of this subpart, an owner or operator subject to the
initial notification requirements under 40 CFR 63.9(b)(2) must submit
the required notification on or before October 19, 1999, or no later
than 120 days after the source becomes subject to this subpart,
whichever is later.
* * * * *
0
36. Amend table 2 to subpart DD of part 63 by adding in numerical order
an entry for Sec. 63.1(c)(6) in numerical order, revising the entry
for Sec. 63.9(j), and adding in numerical order an entry for Sec.
63.9(k) to read as follows:
Table 2 to Subpart DD of Part 63--Applicability of Paragraphs in Subpart
A of This Part 63--General Provisions to Subpart DD
------------------------------------------------------------------------
Applies to
Subpart A reference subpart DD Explanation
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(j)....................... Yes.............. For change in major
source status only.
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
[[Page 73894]]
* * * * *
Subpart EE-National Emission Standards for Magnetic Tape
Manufacturing Operations
0
37. Amend table 1 to subpart EE of part 63 by revising the entry for
63.9(b)(2) and adding in numerical order entries for Sec. Sec.
63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart EE of Part 63--Applicability of General Provisions to
Subpart EE
------------------------------------------------------------------------
Applies to
Reference subpart EE Comment
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(b)(2).................... Yes.............. Sec. 63.753(a)(1)
requires submittal
of the initial
notification at
least 1 year prior
to the compliance
date or as specified
in Sec.
63.9(b)(2); Sec.
63.753(a)(2) allows
a title V or part 70
permit application
to be substituted
for the initial
notification in
certain
circumstances.
* * * * * * *
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart GG-National Emission Standards for Aerospace Manufacturing
and Rework Facilities
0
38. Amend table 1 to subpart GG of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart GG of Part 63--General Provisions Applicability to
Subpart GG
------------------------------------------------------------------------
Applies to
Reference affected sources Comment
in subpart GG
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(k)....................... Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart HH--National Emission Standards for Hazardous Air
Pollutants From Oil and Natural Gas Production Facilities
0
39. Amend Sec. 63.760 by revising paragraph (a)(1) introductory text
to read as follows:
Sec. 63.760 Applicability and designation of affected source.
(a) * * *
(1) Facilities that are major or area sources of hazardous air
pollutants (HAP) as defined in Sec. 63.761. Emissions for major source
determination purposes can be estimated using the maximum natural gas
or hydrocarbon liquid throughput, as appropriate, calculated in
paragraphs (a)(1)(i) through (iii) of this section. As an alternative
to calculating the maximum natural gas or hydrocarbon liquid
throughput, the owner or operator of a new or existing source may use
the facility's design maximum natural gas or hydrocarbon liquid
throughput to estimate the maximum potential emissions. Other means to
determine the facility's major source status are allowed, provided the
information is documented and recorded to the Administrator's
satisfaction in accordance with Sec. 63.10(b)(3). A facility that is
determined to be an area source, but subsequently increases its
emissions or its potential to emit above the major source levels, and
becomes a major source, must comply with all provisions of this subpart
applicable to a major source starting on the applicable compliance date
specified in paragraph (f) of this section. Nothing in this paragraph
is intended to preclude a source from limiting its potential to emit
through other appropriate mechanisms that may be available through the
permitting authority.
* * * * *
0
40. Amend Sec. 63.775 by revising paragraph (c)(1) to read as follows:
Sec. 63.775 Reporting requirements.
* * * * *
(c) * * *
(1) The initial notifications required under Sec. 63.9(b)(2) not
later than January 3, 2008, or no later than 120 days after the source
becomes subject to this subpart, whichever is later. In addition to
submitting your initial notification to the addressees specified under
Sec. 63.9(a), you must also submit a copy of the initial notification
to the EPA's Office of Air Quality Planning and Standards. Send your
notification via email to Oil
[[Page 73895]]
and Gas [email protected] or via U.S. mail or other mail delivery service
to U.S. EPA, Sector Policies and Programs Division/Fuels and
Incineration Group (E143-01), Attn: Oil and Gas Project Leader,
Research Triangle Park, NC 27711.
* * * * *
0
41. Amend appendix to subpart HH of part 63 in table 2 by adding in
numerical order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read
as follows:
Appendix to Subpart HH of Part 63--Tables
* * * * *
Table 2 to Subpart HH of Part 63--Applicability of 40 CFR Part 63
General Provisions to Subpart HH
------------------------------------------------------------------------
Applicable to
General provisions reference subpart HH Explanation
------------------------------------------------------------------------
* * * * *
Sec. 63.1(c)(6)............... Yes...............
* * * * *
Sec. 63.9(k).................. Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
Subpart II--National Emission Standards for Shipbuilding and Ship
Repair (Surface Coating)
0
42. Amend table 1 to subpart II of part 63 by removing the entry for
Sec. 63.9(i)-(j) and adding in its place Sec. 63.9(i)-(k).
The addition reads as follows:
Table 1 to Subpart II of Part 63--General Provisions of Applicability to
Subpart II
------------------------------------------------------------------------
Applies to
Reference subpart II Comment
------------------------------------------------------------------------
* * * * * * *
63.9(i)-(k)................... Yes.............. Sec. 63.9(k) only
as specified in Sec.
63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart JJ--National Emission Standards for Wood Furniture
Manufacturing Operations
0
43. Amend table 1 to subpart JJ of part 63 by revising the entry for
Sec. 63.9(b) and adding in numerical order entries for Sec. Sec.
63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart JJ of Part 63--General Provisions Applicability to
Subpart JJ
------------------------------------------------------------------------
Applies to
Reference subpart JJ Comment
------------------------------------------------------------------------
* * * * * * *
63.1(c)(6).................... Yes..............
* * * * * * *
63.9(b)....................... Yes.............. Existing sources are
required to submit
initial notification
report within 270
days of the
effective date or no
later than 120 days
after the source
becomes subject to
this subpart,
whichever is later.
* * * * * * *
63.9(k)....................... Yes.............. Only as specified in
63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart KK--National Emission Standards for the Printing and
Publishing Industry
0
44. Amend Sec. 63.830 by revising (b)(1)(i) to read as follows:
Sec. 63.830 Reporting requirements.
* * * * *
(b) * * *
(1) * * *
(i) Initial notifications for existing sources shall be submitted
no later than one year before the compliance date specified in Sec.
63.826(a), or no later than 120 days after the source becomes subject
to this subpart, whichever is later.
* * * * *
0
45. Amend table 1 to subpart KK of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
[[Page 73896]]
Table 1 to Subpart KK of Part 63--Applicability of General Provisions to
Subpart KK
------------------------------------------------------------------------
Applicable to
General provisions reference subpart KK Comment
------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)............. Yes..............
* * * * * * *
Sec. 63.9(k)................ Yes.............. Only as specified in
63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart LL--National Emission Standards for Hazardous Air
Pollutants for Primary Aluminum Reduction Plants
0
46. Amend appendix A to subpart LL of part 63 adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Appendix A to Subpart LL of Part 63--Applicability of General Provisions
----------------------------------------------------------------------------------------------------------------
Reference sections(s) Requirement Applies to subpart LL Comment
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................... Reclassification....... Yes....................
* * * * * * *
63.9(k).............................. Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart MM--National Emission Standards for Hazardous Air
Pollutants for Chemical Recovery Combustion Sources at Kraft, Soda,
Sulfite, and Stand-Alone Semichemical Pulp Mills
0
47. Amend table 1 to subpart MM of part 63 by adding in numerical order
entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart MM of Part 63--General Provisions Applicability to Subpart MM
----------------------------------------------------------------------------------------------------------------
General provisions reference Summary of requirements Applies to subpart MM Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................... Reclassification....... Yes....................
* * * * * * *
63.9(k).............................. Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart YY--National Emission Standards for Hazardous Air
Pollutants for Source Categories: Generic Maximum Achievable
Control Technology Standards
0
48. Amend Sec. 63.1100 by revising paragraph (b) to read as follows:
Sec. 63.1100 Applicability.
* * * * *
(b) Subpart A requirements. The following provisions of subpart A
of this part (General Provisions), Sec. Sec. 63.1 through 63.5, and
Sec. Sec. 63.12 through 63.15, apply to owners or operators of
affected sources subject to this subpart. For sources that reclassify
from major source to area source status, the applicable provisions of
Sec. 63.9(j) and (k) apply. Beginning no later than the compliance
dates specified in Sec. 63.1102(c), for ethylene production affected
sources, Sec. Sec. 63.7(a)(4), (c), (e)(4), and (g)(2) and
63.10(b)(2)(vi) also apply.
* * * * *
[[Page 73897]]
Subpart CCC--National Emission Standards for Hazardous Air
Pollutants for Steel Pickling--HCl Process Facilities and
Hydrochloric Acid Regeneration Plants
0
49. Amend Sec. 63.1163 by revising paragraph (a)(3) to read as
follows:
Sec. 63.1163 Notification requirements.
(a) * * *
(3) As required by Sec. 63.9(b)(3) of subpart A of this part, the
owner or operator of a new or reconstructed affected source, or a
source that has been reconstructed such that it is an affected source,
that has an initial startup after the effective date and for which an
application for approval of construction or reconstruction is not
required under Sec. 63.5(d) of subpart A of this part, shall notify
the Administrator in writing that the source is subject to the
standards no later than 120 days after initial startup, or no later
than 120 days after the source becomes subject to this subpart,
whichever is later. The notification shall contain the information
specified in Sec. Sec. 63.9(b)(2)(i) through (v) of subpart A of this
part, delivered or postmarked with the notification required in Sec.
63.9(b)(5) of subpart A of this part.
* * * * *
0
50. Amend table 1 to subpart CCC of part 63 by adding in numerical
order entries for Sec. Sec. 63.9(j) and 63.9(k) to read as follows:
Table 1 to Subpart CCC of Part 63--Applicability of General Provisions
(40 CFR Part 63, Subpart A) to Subpart CCC
------------------------------------------------------------------------
Applies to subpart
Reference CCC Explanation
------------------------------------------------------------------------
* * * * *
63.9(j)......................... Yes...............
63.9(k)......................... Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
Subpart DDD--National Emission Standards for Hazardous Air
Pollutants for Mineral Wool Production
0
51. Amend table 1 to subpart DDD of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart DDD of Part 63--Applicability of General Provisions (40 CFR Part 63, Subpart A) to Subpart
DDD of Part 63
----------------------------------------------------------------------------------------------------------------
General provisions citation Requirement Applies to subpart DDD? Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... ....................... Yes.................... Only as specified in
Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart EEE--National Emission Standards for Hazardous Air
Pollutants from Hazardous Waste Combustors
0
52. Amend table 1 to subpart EEE of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 1 to Subpart EEE of Part 63--General Provisions Applicable to
Subpart EEE
------------------------------------------------------------------------
Applies to subpart
Reference EEE Explanation
------------------------------------------------------------------------
* * * * *
63.9(k)......................... Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
Subpart GGG--National Emission Standards for Pharmaceuticals
Production
0
53. Amend table 1 to subpart GGG of part 63 is amended by adding in
numerical order an entry for Sec. 63.1(c)(6), revising the entry for
Sec. 63.9(j), and adding in numerical order an entry for Sec. 63.9(k)
to read as follows:
Table 1 to Subpart GGG of Part 63--General Provisions Applicability to Subpart GGG
----------------------------------------------------------------------------------------------------------------
General provisions reference Summary of requirements Applies to subpart GGG Comments
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................... Reclassification....... Yes....................
* * * * * * *
63.9(j).............................. Change in information Yes.................... For change in major
provided. source status only.
63.9(k).............................. Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73898]]
Subpart HHH--National Emission Standards for Hazardous Air
Pollutants From Natural Gas Transmission and Storage Facilities
0
54. Amend Sec. 63.1270 by revising paragraph (a) introductory text to
read as follows:
Sec. 63.1270 Applicability and designation of affected source.
(a) This subpart applies to owners and operators of natural gas
transmission and storage facilities that transport or store natural gas
prior to entering the pipeline to a local distribution company or to a
final end user (if there is no local distribution company), and that
are major sources of hazardous air pollutants (HAP) emissions as
defined in Sec. 63.1271. Emissions for major source determination
purposes can be estimated using the maximum natural gas throughput
calculated in either paragraph (a)(1) or (2) of this section and
paragraphs (a)(3) and (4) of this section. As an alternative to
calculating the maximum natural gas throughput, the owner or operator
of a new or existing source may use the facility design maximum natural
gas throughput to estimate the maximum potential emissions. Other means
to determine the facility's major source status are allowed, provided
the information is documented and recorded to the Administrator's
satisfaction in accordance with Sec. 63.10(b)(3). A compressor station
that transports natural gas prior to the point of custody transfer or
to a natural gas processing plant (if present) is not considered a part
of the natural gas transmission and storage source category. A facility
that is determined to be an area source, but subsequently increases its
emissions or its potential to emit above the major source levels
(without obtaining and complying with other limitations that keep its
potential to emit HAP below major source levels), and becomes a major
source, must comply with all applicable provisions of this subpart
starting on the applicable compliance date specified in paragraph (d)
of this section. Nothing in this paragraph is intended to preclude a
source from limiting its potential to emit through other appropriate
mechanisms that may be available through the permitting authority.
* * * * *
0
55. Amend table 2 to subpart HHH of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Appendix: Table 2 to Subpart HHH of Part 63-Applicability of 40 CFR part
63 General Provisions to Subpart HHH
------------------------------------------------------------------------
Applicable to
General provisions Reference subpart HHH Explanation
------------------------------------------------------------------------
* * * * *
Sec. 63.1(c)(6)............... Yes...............
* * * * *
Sec. 63.9(k).................. Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
Subpart III--National Emission Standards for Hazardous Air
Pollutants for Flexible Polyurethane Foam Production
0
56. Amend table 1 to subpart III of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 1 to Subpart III of Part 63--Applicability General Provisions (40
CFR Part 63, Subpart A) to Subpart III
------------------------------------------------------------------------
Applies to Subpart
Subpart A reference III Comment
------------------------------------------------------------------------
* * * * *
Sec. 63.9(k).................. Yes............... Only as specified
in Sec.
63.9(j).
* * * * *
------------------------------------------------------------------------
Subpart JJJ--National Emission Standards for Hazardous Air
Pollutant Emissions: Group IV Polymers and Resins
0
57. Amend table 1 to subpart JJJ of part 63 is amended by adding in
numerical order an entry for Sec. 63.1(c)(6), revising the entry for
Sec. 63.9(j), and adding in numerical order an entry for Sec. 63.9(k)
to read as follows:
Table 1 to Subpart JJJ of Part 63--Applicability of General Provisions to Subpart JJJ Affected Sources
----------------------------------------------------------------------------------------------------------------
Applies to Subpart
Reference JJJ Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)................. Yes..................
* * * * * * *
Sec. 63.9(j).................... Yes.................. For change in major source status only.
Sec. 63.9(k).................... Yes.................. Only as specified in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart LLL--National Emission Standards for Hazardous Air
Pollutants From the Portland Cement Manufacturing Industry
0
58. Amend table 1 to subpart LLL of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
[[Page 73899]]
Table 1 to Subpart LLL of Part 63--Applicability of General Provisions
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart LLL Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................... Reclassification....... Yes....................
* * * * * * *
63.9(k).............................. Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart MMM--National Emission Standards for Hazardous Air
Pollutants for Pesticide Active Ingredient Production
0
59. Amend table 1 to subpart MMM of part 63 by adding in numerical
order an entry for Sec. 63.1(c)(6), revising the entry for Sec.
63.9(j), and adding in numerical order an entry for Sec. 63.9(k) to
read as follows:
Table 1 to Subpart MMM of Part 63--General Provisions Applicability to
Subpart MMM
------------------------------------------------------------------------
Applies to
Reference to subpart A subpart MMM Explanation
------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)............. Yes..............
* * * * * * *
Sec. 63.9(j)................ Yes.............. For change in major
source status only,
Sec. 63.1368(h)
specifies procedures
for other
notification of
changes.
Sec. 63.9(k)................ Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart NNN--National Emission Standards for Hazardous Air
Pollutants for Wool Fiberglass Manufacturing
0
60. Amend table 1 to subpart NNN of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart NNN of Part 63--Applicability of General Provisions (40 CFR Part 63, Subpart A) to Subpart
NNN
----------------------------------------------------------------------------------------------------------------
General provisions citation Requirement Applies to subpart NNN? Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... ....................... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Yes.................... Only as specified in
Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart OOO--National Emission Standards for Hazardous Air
Pollutant Emissions: Manufacture of Amino/Phenolic Resins
0
61. Amend table 1 to subpart OOO of part 63 by adding in numerical
order an entry for Sec. 63.1(c)(6), revising the entry for Sec.
63.9(j), and adding in numerical order an entry for Sec. 63.9(k) to
read as follows:
[[Page 73900]]
Table 1 to Subpart OOO of Part 63--Applicability of General Provisions to Subpart OOO Affected Sources
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Reference OOO Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................ Yes..................
* * * * * * *
63.9(j)........................... Yes.................. For change in major source status only.
63.9(k)........................... Yes.................. Only as specified in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart PPP--National Emission Standards for Hazardous Air
Pollutant Emissions for Polyether Polyols Production
0
62. Amend Sec. 63.1434 by revising paragraphs (d) and (e) to read as
follows:
Sec. 63.1434 Equipment leak provisions.
* * * * *
(d) When the HON equipment leak Initial Notification requirements
contained in Sec. Sec. 63.182(a)(1) and 63.182(b) are referred to in
40 CFR part 63, subpart H, the owner or operator shall comply with the
Initial Notification requirements contained in Sec. 63.1439(e)(3), for
the purposes of this subpart. The Initial Notification shall be
submitted no later than June 1, 2000, or no later than 120 days after
the source becomes subject to this subpart, whichever is later, for
existing sources.
(e) The HON equipment leak Notification of Compliance Status
required by Sec. Sec. 63.182(a)(2) and 63.182(c) shall be submitted
within 150 days (rather than 90 days) of the applicable compliance date
specified in Sec. 63.1422 for the equipment leak provisions. The
Initial Notification shall be submitted no later than June 1, 2000, or
no later than 120 days after the source becomes subject to this
subpart, whichever is later, for existing sources.
* * * * *
0
63. Amend Sec. 63.1439 by revising paragraphs (e)(3)(ii)(B) and (C) to
read as follows:
Sec. 63.1439 General recordkeeping and reporting provisions.
* * * * *
(e) * * *
(3) * * *
(ii) * * *
(B) For a new source that has an initial start-up on or after
August 30, 1999, the application for approval of construction or
reconstruction required by the General Provisions in Sec. 63.5(d)
shall be submitted in lieu of the Initial Notification. The application
shall be submitted as soon as practical before construction or
reconstruction is planned to commence (but it need not be sooner than
August 30, 1999). For a new source that reclassifies to major source
status after January 19, 2021, and greater than 90 days after the
initial start-up, the source shall submit the initial notification
required by 63.9(b) no later than 120 days after the source becomes
subject to this subpart.
(C) For a new source that has an initial start-up prior to August
30, 1999, the Initial Notification shall be submitted no later than
August 30, 1999, or no later than 120 days after the source becomes
subject to this subpart, whichever is later. The application for
approval of construction or reconstruction described in the General
Provisions' requirements in Sec. 63.5(d) is not required for these
sources.
* * * * *
0
64. Amend table 1 to subpart PPP of part 63 by adding in numerical
order an entry for Sec. 63.1(c)(6), revising the entry for Sec.
63.9(j), and adding in numerical order an entry for Sec. 63.9(k) to
read as follows:
Table 1 to Subpart PPP of Part 63--Applicability of General Provisions to Subpart PPP Affected Sources
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Reference PPP Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.1(c)(6)........................ Yes..................
* * * * * * *
63.9(j)........................... Yes.................. For change in major source status only.
63.9(k)........................... Yes.................. Only as specified in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart QQQ--National Emission Standards for Hazardous Air
Pollutants for Primary Copper Smelting
0
65. Revise Sec. 63.1441 to read as follows:
Sec. 63.1441 Am I subject to this subpart?
You are subject to this subpart if you own or operate a primary
copper smelter that is (or is part of) a major source of hazardous air
pollutant (HAP) emissions and your primary copper smelter uses batch
copper converters as defined in Sec. 63.1459. Your primary copper
smelter is a major source of HAP if it emits or has the potential to
emit any single HAP at the rate of 10 tons or more per year or any
combination of HAP at a rate of 25 tons or more per year.
0
66. Amend Sec. 63.1454 by revising paragraph (b) to read as follows:
Sec. 63.1454 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start your affected
source before June 12,
[[Page 73901]]
2002, you must submit your initial notification not later than October
10, 2002, or no later than 120 days after the source becomes subject to
this subpart, whichever is later.
* * * * *
Subpart RRR--National Emission Standards for Hazardous Air
Pollutants for Secondary Aluminum Production
0
67. Amend appendix A to subpart RRR of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Appendix A to Subpart RRR of Part 63--General Provisions Applicability to Subpart RRR
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart RRR Comment
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart TTT--National Emission Standards for Hazardous Air
Pollutants for Primary Lead Smelting
0
68. Amend table 1 to subpart TTT of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 1 to Subpart TTT of Part 63--General Provisions Applicability to Subpart TTT
----------------------------------------------------------------------------------------------------------------
Reference Applies to subpart TTT Comment
----------------------------------------------------------------------------------------------------------------
* * * * * * *
63.9(k)............................... Yes...................... Only as specified in 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart UUU--National Emission Standards for Hazardous Air
Pollutants for Petroleum Refineries: Catalytic Cracking Units,
Catalytic Reforming Units, and Sulfur Recovery Units
0
69. Amend Sec. 63.1574 by revising paragraph (b) to read as follows:
Sec. 63.1574 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you startup your new
affected source before April 11, 2002, you must submit the initial
notification no later than August 9, 2002, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
* * * * *
0
70. Amend table 44 to subpart UUU of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
* * * * *
Table 44 to Subpart UUU of Part 63--Applicability of NESHAP General Provisions to Subpart UUU
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Subject Applies to subpart UUU Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73902]]
Subpart VVV--National Emission Standards for Hazardous Air
Pollutants: Publicly Owned Treatment Works
0
71. Amend Sec. 63.1591 by revising paragraphs (a)(1) and (2) to read
as follows:
Sec. 63.1591 What are my notification requirements?
(a) * * *
(1) If you have an existing Group 1 or Group 2 POTW treatment
plant, you must submit an initial notification by October 26, 2018, or
no later than 120 days after the source becomes subject to this
subpart, whichever is later.
(2) If you have a new Group 1 or Group 2 POTW treatment plant, you
must submit an initial notification upon startup, or when the source
becomes subject to this subpart, whichever is later.
* * * * *
0
72. Amend table 1 to subpart VVV of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 1 to Subpart VVV of Part 63--Applicability of 40 CFR Part 63 General Provisions to Subpart VVV
----------------------------------------------------------------------------------------------------------------
General provisions reference Applicable to subpart VVV Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)..................... Yes......................
* * * * * * *
Sec. 63.9(k)........................ Yes...................... Only as specified in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart XXX--National Emission Standards for Hazardous Air
Pollutants for Ferroalloys Production: Ferromanganese and
Silicomanganese
0
73. Amend table 1 to subpart XXX of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 1 to Subpart XXX of Part 63--General Provisions Applicability to Subpart XXX
----------------------------------------------------------------------------------------------------------------
Reference Applies to subpart XXX Comment
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)........................ Yes...................... Only as specified in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart DDDD--National Emission Standards for Hazardous Air
Pollutants: Plywood and Composite Wood Products
0
74. Amend Sec. 63.2280 by revising paragraph (b) to read as follows:
Sec. 63.2280 What notifications must I submit and when?
* * * * *
(b) You must submit an Initial Notification no later than 120
calendar days after September 28, 2004, 120 calendar days after initial
startup, or no later than 120 days after the source becomes subject to
this subpart, whichever is later, as specified in Sec. 63.9(b)(2).
Initial Notifications required to be submitted after August 13, 2020,
for affected sources that commence construction or reconstruction after
September 6, 2019, and on and after August 13, 2021, for all other
affected sources submitting initial notifications required in Sec.
63.9(b) must be submitted following the procedure specified in Sec.
63.2281(h), (k), and (l).
* * * * *
0
75. Amend table 10 to subpart DDDD of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 10 to Subpart DDDD of Part 63--Applicability of General Provisions to Subpart DDDD
----------------------------------------------------------------------------------------------------------------
Applies to this
Applies to this subpart on and
subpart before after August 13,
Citation Subject Brief description August 13, 2021, 2021, except as
except as noted in noted in footnote
footnote ``1'' to ``1'' to this
this table table
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k).................. Electronic Electronic Yes, only as Yes, only as
reporting reporting specified in Sec. specified in Sec.
procedures. procedures. 63.9(j). 63.9(j).
[[Page 73903]]
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart EEEE--National Emission Standards for Hazardous Air
Pollutants: Organic Liquids Distribution (Non-Gasoline)
0
76. Amend Sec. 63.2382 by revising paragraphs (b)(1) and (2) to read
as follows:
Sec. 63.2382 What notifications must I submit and when and what
information should be submitted?
* * * * *
(b) Initial Notification. (1) If you startup your affected source
before February 3, 2004, you must submit the Initial Notification no
later than 120 calendar days after February 3, 2004, or no later than
120 days after the source becomes subject to this subpart, whichever is
later.
(2) If you startup your new or reconstructed affected source on or
after February 3, 2004, you must submit the Initial Notification no
later than 120 days after initial startup, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
* * * * *
0
77. Amend table 12 to subpart EEEE of part 63 by revising the entry for
Sec. 63.9(j) and adding in numerical order an entry for Sec. 63.9(k)
to read as follows:
Table 12 to Subpart EEEE of Part 63--Applicability of General Provisions
to Subpart EEEE
* * * * * * *
------------------------------------------------------------------------
Brief Applies to
Citation Subject description subpart EEEE
------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(j)....... Change in Must submit Yes for change
Previous within 15 days to major
Information. after the source status,
change. other changes
are reported
in the first
and subsequent
compliance
reports.
Sec. 63.9(k)....... Electronic Procedure to Yes, only as
reporting report specified in
procedures. electronically Sec.
for 63.9(j).
notification
in Sec.
63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart FFFF--National Emission Standards for Hazardous Air
Pollutants: Miscellaneous Organic Chemical Manufacturing
0
78. Amend Sec. 63.2515 by designating the text of paragraph (b)
introductory text after the subject heading as paragraph (b)(1) and
revising newly designated paragraph (b)(1) to read as follows:
Sec. 63.2515 What notifications must I submit and when?
* * * * *
(b) * * *
(1) As specified in Sec. 63.9(b)(2), if you startup your affected
source before November 10, 2003, you must submit an initial
notification not later than 120 calendar days after November 10, 2003,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
79. Amend table 12 to subpart FFFF of part 63 by revising the entry for
Sec. 63.9(j) and adding in numerical order an entry for Sec. 63.9(k)
to read as follows:
Table 12 to Subpart FFFF of Part 63--Applicability of General Provisions
to Subpart FFFF
* * * * * * *
------------------------------------------------------------------------
Citation Subject Explanation
------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(j)........... Change in previous Yes, for change in major
information. source status,
otherwise Sec.
63.2520(e) specifies
reporting requirements
for process changes.
Sec. 63.9(k)........... Electronic Yes, as specified in
reporting Sec. 63.9(j).
procedures.
* * * * * * *
------------------------------------------------------------------------
[[Page 73904]]
Subpart GGGG--National Emission Standards for Hazardous Air
Pollutants: Solvent Extraction for Vegetable Oil Production
0
80. Amend Sec. 63.2860 by revising paragraph (a) introductory text to
read as follows:
Sec. 63.2860 What notifications must I submit and when?
* * * * *
(a) Initial notification for existing sources. For an existing
source, submit an initial notification to the agency responsible for
these NESHAP no later than 120 days after the effective date of this
subpart, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. In the notification, include the
items in paragraphs (a)(1) through (5) of this section:
* * * * *
0
81. Amend Sec. 63.2870 in table 1 to Sec. 63.2870 by adding in
numerical order entries for Sec. 63.9(j) and (k) to read as follows:
Sec. 63.2870 What Parts of the General Provisions apply to me?
* * * * *
Table 1 to Sec. 63.2870--Applicability of 40 CFR Part 63, Subpart A, to 40 CFR Part 63, Subpart GGGG
----------------------------------------------------------------------------------------------------------------
General provisions Brief description of
citation Subject of citation requirement Applies to subpart Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(j)........... Notification Change in previous Yes.................
requirements. information.
Sec. 63.9(k)........... Notification Electronic reporting Yes................. Only as specified
requirements. procedures. in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart HHHH--National Emission Standards for Hazardous Air
Pollutants for Wet-Formed Fiberglass Mat Production
0
82. Amend table 2 to subpart HHHH of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart HHHH of Part 63--Applicability of General Provisions (40 CFR Part 63, Subpart A) to Subpart
HHHH
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart HHHH Explanation
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart IIII--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Automobiles and Light-Duty Trucks
0
83. Amend Sec. 63.3110 by revising paragraph (b) to read as follows:
Sec. 63.3110 What notifications must I submit?
* * * * *
(b) You must submit the Initial Notification required by Sec.
63.9(b) for a new or reconstructed affected source no later than 120
days after initial startup, 120 days after the source becomes subject
to this subpart, or 120 days after June 25, 2004, whichever is later.
For an existing affected source, you must submit the Initial
Notification no later than 1 year after April 26, 2004, or no later
than 120 days after the source becomes subject to this subpart,
whichever is later. Existing sources that have previously submitted
notifications of applicability of this rule pursuant to section 112(j)
of the CAA are not required to submit an Initial Notification under
Sec. 63.9(b) except to identify and describe all additions to the
affected source made pursuant to Sec. 63.3082(c). If you elect to
include the surface coating of new other motor vehicle bodies, body
parts for new other motor vehicles, parts for new other motor vehicles,
or aftermarket repair or replacement parts for other motor vehicles in
your affected source pursuant to Sec. 63.3082(c) and your affected
source has an initial startup before February 20, 2007, then you must
submit an Initial Notification of this election no later than 120 days
after initial startup or February 20, 2007, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
* * * * *
0
84. Amend table 2 to subpart IIII of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
[[Page 73905]]
Table 2 to Subpart IIII of Part 63--Applicability of General Provisions to Subpart IIII of Part 63
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject IIII Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart JJJJ--National Emission Standards for Hazardous Air
Pollutants: Paper and Other Web Coating
0
85. Amend Sec. 63.3400 by revising paragraph (b)(1) to read as
follows:
Sec. 63.3400 What notifications and reports must I submit?
* * * * *
(b) * * *
(1) Initial notification for existing affected sources must be
submitted no later than 1 year before the compliance date specified in
Sec. 63.3330(a), or no later than 120 days after the source becomes
subject to this subpart, whichever is later.
* * * * *
0
86. Amend table 2 to subpart JJJJ of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart JJJJ of Part 63--Applicability of 40 CFR Part 63
General Provisions to Subpart JJJJ
* * * * * * *
------------------------------------------------------------------------
Applicable to
General provisions reference subpart JJJJ Explanation
------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)............. Yes..............
* * * * * * *
Sec. 63.9(k)................ Yes.............. Only as specified in
Sec. 63.9(j).
* * * * * * *
------------------------------------------------------------------------
Subpart KKKK--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Metal Cans
0
87. Amend Sec. 63.3510 by revising paragraph (b) to read as follows:
Sec. 63.3510 What notifications must I submit?
* * * * *
(b) Initial Notification. You must submit the Initial Notification
required by Sec. 63.9(b) for a new or reconstructed affected source no
later than 120 days after initial startup, no later than 120 days after
the source becomes subject to this subpart, or 120 days after November
13, 2003, whichever is later. For an existing affected source, you must
submit the Initial Notification no later than November 13, 2004, or no
later than 120 days after the source becomes subject to this subpart,
whichever is later.
* * * * *
0
88. Amend table 5 to subpart KKKK of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 5 to Subpart KKKK of Part 63--Applicability of General Provisions to Subpart KKKK
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject KKKK Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73906]]
Subpart MMMM--National Emission Standards for Hazardous Air
Pollutants for Surface Coating of Miscellaneous Metal Parts and
Products
0
89. Amend Sec. 63.3910 by revising paragraph (b) to read as follows:
Sec. 63.3910 What notifications must I submit?
* * * * *
(b) Initial notification. You must submit the initial notification
required by Sec. 63.9(b) for a new or reconstructed affected source no
later than 120 days after initial startup, 120 days after January 2,
2004, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. For an existing affected source, you
must submit the initial notification no later than 1 year after January
2, 2004, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. If you are using compliance with the
Surface Coating of Automobiles and Light-Duty Trucks NESHAP (subpart
IIII of this part) as provided for under Sec. 63.3881(d) to constitute
compliance with this subpart for any or all of your metal parts coating
operations, then you must include a statement to this effect in your
initial notification, and no other notifications are required under
this subpart in regard to those metal parts coating operations. If you
are complying with another NESHAP that constitutes the predominant
activity at your facility under Sec. 63.3881(e)(2) to constitute
compliance with this subpart for your metal parts coating operations,
then you must include a statement to this effect in your initial
notification, and no other notifications are required under this
subpart in regard to those metal parts coating operations. If you own
or operate an existing loop slitter or flame lamination affected
source, submit an initial notification no later than 120 days after
April 14, 2003, or no later than 120 days after the source becomes
subject to this subpart.
* * * * *
0
90. Amend table 2 to subpart MMMM of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart MMMM of Part 63--Applicability of General Provisions to Subpart MMMM of Part 63
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject MMMM Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart NNNN--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Large Appliances
0
91. Amend Sec. 63.4110 by revising paragraph (a)(1) to read as
follows:
Sec. 63.4110 What notifications must I submit.
(a) * * *
(1) You must submit the Initial Notification required by Sec.
63.9(b) for an existing affected source no later than July 23, 2003, or
no later than 120 days after the source becomes subject to this
subpart. For a new or reconstructed affected source, you must submit
the Initial Notification no later than 120 days after initial startup,
November 20, 2002, or no later than 120 days after the source becomes
subject to this subpart, whichever is later.
* * * * *
0
92. Amend table 2 to subpart NNNN of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart NNNN of Part 63--Applicability of General Provisions to Subpart NNNN
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject NNNN Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73907]]
Subpart OOOO--National Emission Standards for Hazardous Air
Pollutants: Printing, Coating, and Dyeing of Fabrics and Other
Textiles
0
93. Amend Sec. 63.4310 by revising paragraph (b) to read as follows:
Sec. 63.4310 What notifications must I submit?
* * * * *
(b) Initial Notification. You must submit the Initial Notification
required by Sec. 63.9(b) for a new or reconstructed affected source no
later than 120 days after initial startup, 120 days after May 29, 2003,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later. For an existing affected source, you must
submit the Initial Notification no later than 1 year after May 29,
2003, or no later than 120 days after the source becomes subject to
this subpart, whichever is later.
* * * * *
0
94. Amend table 3 to subpart OOOO of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 3 to Subpart OOOO of Part 63--Applicability of General Provisions to Subpart OOOO
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject OOOO Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart PPPP--National Emission Standards for Hazardous Air
Pollutants for Surface Coating of Plastic Parts and Products
0
95. Amend Sec. 63.4510 by revising paragraph (b) to read as follows:
Sec. 63.4510 What notifications must I submit?
* * * * *
(b) Initial notification. You must submit the initial notification
required by Sec. 63.9(b) for a new or reconstructed affected source no
later than 120 days after initial startup, 120 days after April 19,
2004, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. For an existing affected source, you
must submit the initial notification no later than 1 year after April
19, 2004, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. If you are using compliance with the
Surface Coating of Automobiles and Light-Duty Trucks NESHAP (subpart
IIII of this part) as provided for under Sec. 63.4481(d) to constitute
compliance with this subpart for any or all of your plastic parts
coating operations, then you must include a statement to this effect in
your initial notification, and no other notifications are required
under this subpart in regard to those plastic parts coating operations.
If you are complying with another NESHAP that constitutes the
predominant activity at your facility under Sec. 63.4481(e)(2) to
constitute compliance with this subpart for your plastic parts coating
operations, then you must include a statement to this effect in your
initial notification, and no other notifications are required under
this subpart in regard to those plastic parts coating operations.
* * * * *
0
96. Amend table 2 to subpart PPPP of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart PPPP of Part 63--Applicability of General Provisions to Subpart PPPP of Part 63
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject PPPP Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart QQQQ--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Wood Building Products
0
97. Amend Sec. 63.4710 by revising paragraph (b) to read as follows:
Sec. 63.4710 What notifications must I submit?
* * * * *
(b) Initial Notification. You must submit the Initial Notification
required by Sec. 63.9(b) for a new or reconstructed affected source no
later than 120 days after initial startup, 120 days after May 28, 2003,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later. For an existing affected source, you must
submit the Initial Notification no later than 120 days after May 28,
2003, or no
[[Page 73908]]
later than 120 days after the source becomes subject to this subpart,
whichever is later.
* * * * *
0
98. Amend table 4 to subpart QQQQ of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 4 to Subpart QQQQ of Part 63--Applicability of General Provisions to Subpart QQQQ of Part 63
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject QQQQ Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart RRRR--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Metal Furniture
0
99. Amend Sec. 63.4910 by revising paragraph (b) to read as follows:
Sec. 63.4910 What notifications must I submit?
* * * * *
(b) Initial Notification. You must submit the Initial Notification
required by Sec. 63.9(b) for a new or reconstructed affected source no
later than 120 days after initial startup, 120 days after May 23, 2003,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later. For an existing affected source, you must
submit the Initial Notification no later than 1 year after May 23,
2003, or no later than 120 days after the source becomes subject to
this subpart, whichever is later.
* * * * *
0
100. Amend table 2 to subpart RRRR of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart RRRR of Part 63--Applicability of General Provisions to Subpart RRRR
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Subject Applicable to subpart Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart SSSS--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Metal Coil
0
101. Amend Sec. 63.5180 by revising paragraph (b)(1) to read as
follows:
Sec. 63.5180 What reports must I submit
* * * * *
(b) * * *
(1) Submit an initial notification for an existing source no later
than 2 years after June 10, 2002, or no later than 120 days after the
source becomes subject to this subpart, whichever is later.
* * * * *
0
102. Amend table 2 to subpart SSSS of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 2 to Subpart SSSS of Part 63--Applicability of General Provisions to Subpart SSSS
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
General provisions reference SSSS Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6)..................... Yes......................
* * * * * * *
Sec. 63.9(k)........................ Yes...................... Only as specified in Sec. 63.9(j).
[[Page 73909]]
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart TTTT--National Emission Standards for Hazardous Air
Pollutants for Leather Finishing Operations
0
103. Amend Sec. 63.5415 by revising paragraph (b) to read as follows:
Sec. 63.5415 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before February 27, 2002, you must submit an Initial
Notification not later than June 27, 2002, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
* * * * *
0
104. Amend table 2 to subpart TTTT of part 63 by adding in numerical
order entries for Sec. Sec. 63.9(j) and (k) to read as follows:
Table 2 to Subpart TTTT of Part 63--Applicability of General Provisions to Subpart TTTT
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subject of Brief description
General provisions citation citation of requirement Applies to subpart Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(j).................. Notification Change in previous Yes...............
requirements. information.
Sec. 63.9(k).................. Notification Electronic Yes............... Only as specified
requirements. reporting in Sec.
procedures. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart UUUU--National Emission Standards for Hazardous Air
Pollutants for Cellulose Products Manufacturing
0
105. Amend table 7 to subpart UUUU of part 63 by revising entry 4 to
read as follows:
Table 7 to Subpart UUUU of Part 63--Notifications
* * * * * * *
------------------------------------------------------------------------
If you . . . then you must . . .
------------------------------------------------------------------------
* * * * * * *
4. start up your affected source before submit an initial notification
June 11, 2002. no later than 120 days after
June 11, 2002, or no later
than 120 after the source
becomes subject to this
subpart, whichever is later,
as specified in Sec.
63.9(b)(2).
* * * * * * *
------------------------------------------------------------------------
0
106. Amend table 8 to subpart UUUU of part 63 by revising entry 7 to
read as follows:
[[Page 73910]]
Table 8 to Subpart UUUU of Part 63--Reporting Requirements
* * * * * * *
------------------------------------------------------------------------
You must submit a compliance report,
which must contain the following and you must submit the report
information . . . . . .
------------------------------------------------------------------------
* * * * * * *
7. the report must contain any changes ...............................
in information already provided, as
specified in Sec. 63.9(j), except
changes in major source status must be
reported per Sec. 63.9(j);
* * * * * * *
------------------------------------------------------------------------
0
107. Table 10 to subpart UUUU of part 63 is amended by revising the
entry for Sec. 63.9(j) and adding an entry for Sec. 63.9(k), in
numerical order, to read as follows:
Table 10 to Subpart UUUU of Part 63--Applicability of General Provisions to Subpart UUUU
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Subject Brief description Applies to subpart UUUU
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(j)....................... Change in previous Must submit within 15 Yes, except the
information. days of the change. notification for all
but change in major
source status must be
submitted as part of
the next semiannual
compliance report, as
specified in Table 8
to this subpart.
Sec. 63.9(k)....................... Electronic reporting Procedure for Yes, as specified in
procedures. electronically Sec. 63.9(j).
reporting the
notification required
by Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart VVVV--National Emission Standards for Hazardous Air
Pollutants for Boat Manufacturing
0
108. Amend table 8 to subpart VVVV of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 8 to Subpart VVVV of Part 63--Applicability of General Provisions (40 CFR Part 63, Subpart A) to Subpart
VVVV
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart VVVV Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart WWWW--National Emissions Standards for Hazardous Air
Pollutants: Reinforced Plastic Composites Production
0
109. Amend table 2 to subpart WWWW of part 63 by revising entry 1 to
read as follows:
[[Page 73911]]
Table 2 to Subpart WWWW of Part 63--Compliance Dates for New and
Existing Reinforced Plastic Composites Facilities
* * * * * * *
------------------------------------------------------------------------
Then you must
If your facility is . . . And . . . comply by this
date . . .
------------------------------------------------------------------------
1. An existing source......... a. Is a major source April 21, 2006.
on or before the
publication date of
this subpart.
* * * * * * *
------------------------------------------------------------------------
0
110. Amend table 15 to subpart WWWW of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 15 to Subpart WWWW of Part 63--Applicability of General Provisions (Subpart A) to Subpart WWWW of Part 63
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subject to the
The general provisions reference That addresses And applies to subpart following additional
WWWW of part 63 information
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes.................... .......................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart XXXX--National Emissions Standards for Hazardous Air
Pollutants: Rubber Tire Manufacturing
0
111. Amend Sec. 63.6009 by revising paragraph (b) to read as follows:
Sec. 63.6009 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you startup your affected
source before July 9, 2002, you must submit an Initial Notification not
later than November 6, 2002, or no later than 120 days after the source
becomes subject to this subpart, whichever is later.
* * * * *
0
112. Amend table 17 to subpart XXXX of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 17 to Subpart XXXX of Part 63--Applicability of General Provisions to This Subpart XXXX
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applicable to subpart XXXX?
Brief description ---------------------------------------
Citation Subject of applicable Using a control Not using a
sections device control device
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k).................. Notification...... Electronic Yes, as specified Yes, as specified
reporting in Sec. 63.9(j). in Sec.
procedures. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart YYYY--National Emission Standards for Hazardous Air
Pollutants for Stationary Combustion Turbines
0
113. Amend Sec. 63.6145 by revising paragraph (b) to read as follows:
Sec. 63.6145 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your new or
reconstructed stationary combustion turbine before March 5, 2004, you
must submit an Initial Notification not later than 120 calendar days
after March 5, 2004, or no later than 120 days after the source becomes
subject to this subpart, whichever is later.
* * * * *
0
114. Amend table 7 to subpart YYYY of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
[[Page 73912]]
Table 7 to Subpart YYYY of Part 63--Applicability of General Provisions to Subpart YYYY
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart YYYY Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart ZZZZ--National Emissions Standards for Hazardous Air
Pollutants for Stationary Reciprocating Internal Combustion Engines
0
115. Amend Sec. 63.6645 by revising paragraphs (b) and (d) to read as
follows:
Sec. 63.6645 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your
stationary RICE with a site rating of more than 500 brake HP located at
a major source of HAP emissions before the effective date of this
subpart, you must submit an Initial Notification not later than
December 13, 2004, or no later than 120 days after the source becomes
subject to this subpart, whichever is later.
* * * * *
(d) As specified in Sec. 63.9(b)(2), if you start up your
stationary RICE with a site rating of equal to or less than 500 brake
HP located at a major source of HAP emissions before the effective date
of this subpart and you are required to submit an initial notification,
you must submit an Initial Notification not later than July 16, 2008,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
116. Amend table 8 to subpart ZZZZ of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
* * * * *
Table 8 to Subpart ZZZZ of Part 63--Applicability of General Provisions to Subpart ZZZZ
* * * * * * *
----------------------------------------------------------------------------------------------------------------
General provisions citation Subject of citation Applies to subpart Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart AAAAA--National Emission Standards for Hazardous Air
Pollutants for Lime Manufacturing Plants
0
117. Amend Sec. 63.7130 by revising paragraphs (b) and (c) to read as
follows:
Sec. 63.7130 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before January 5, 2004, you must submit an initial notification
not later than 120 calendar days after January 5, 2004, or no later
than 120 days after the source becomes subject to this subpart,
whichever is later.
(c) If you startup your new or reconstructed affected source on or
after January 5, 2004, you must submit an initial notification not
later than 120 calendar days after you start up your affected source,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
118. Amend table 8 to subpart AAAAA of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
Table 8 to Subpart AAAAA of Part 63--Applicability of General Provisions to Subpart AAAAA
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Am I subject to this
Citation Summary of requirement requirement? Explanations
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73913]]
Subpart BBBBB--National Emission Standards for Hazardous Air
Pollutants for Semiconductor Manufacturing
0
119. Amend Sec. 63.7189 by revising paragraph (b) to read as follows:
Sec. 63.7189 What applications and notifications must I submit and
when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before May 22, 2003, you must submit an Initial Notification not
later than 120 calendar days after May 22, 2003, or no later than 120
days after the source becomes subject to this subpart, whichever is
later.
* * * * *
Subpart CCCCC--National Emission Standards for Hazardous Air
Pollutants for Coke Ovens: Pushing, Quenching, and Battery Stacks
0
120. Amend Sec. 63.7340 by revising paragraph (b) to read as follows:
Sec. 63.7340 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you startup your affected
source before April 14, 2003, you must submit your initial notification
no later than August 12, 2003, or no later than 120 days after the
source becomes subject to this subpart, whichever is later.
* * * * *
Subpart DDDDD--National Emission Standards for Hazardous Air
Pollutants for Major Sources: Industrial, Commercial, and
Institutional Boilers and Process Heaters
0
121. Amend Sec. 63.7545 by revising paragraphs (b) and (c) to read as
follows:
Sec. 63.7189 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you startup your affected
source before January 31, 2013, you must submit an Initial Notification
not later than 120 days after January 31, 2013, or no later than 120
days after the source becomes subject to this subpart, whichever is
later.
(c) As specified in Sec. 63.9(b)(4) and (5), if you startup your
new or reconstructed affected source on or after January 31, 2013, you
must submit an Initial Notification not later than 15 days after the
actual date of startup of the affected source. For a new or
reconstructed affected source that has reclassified to major source
status, you must submit an Initial Notification not later 120 days
after the source becomes subject to this subpart.
* * * * *
Subpart EEEEE--National Emission Standards for Hazardous Air
Pollutants for Iron and Steel Foundries
0
122. Amend Sec. 63.7750 by revising paragraph (b) to read as follows:
Sec. 63.7750 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your iron and
steel foundry before April 22, 2004, you must submit your initial
notification no later than August 20, 2004, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
* * * * *
Subpart FFFFF--National Emission Standards for Hazardous Air
Pollutants for Integrated Iron and Steel Manufacturing Facilities
0
123. Amend Sec. 63.7840 by revising paragraph (b) to read as follows:
Sec. 63.7840 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you startup your affected
source before May 20, 2003, you must submit your initial notification
no later than September 17, 2003, or no later than 120 days after the
source becomes subject to this subpart, whichever is later.
* * * * *
Subpart GGGGG--National Emission Standards for Hazardous Air
Pollutants: Site Remediation
0
124. Amend Sec. 63.7950 by revising paragraphs (b) and (c) to read as
follows:
Sec. 63.7950 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before October 8, 2003, you must submit an Initial Notification
not later than 120 calendar days after October 8, 2003, or no later
than 120 calendar days after the source becomes subject to this
subpart, whichever is later.
(c) As specified in Sec. 63.9(b)(3), if you start up your new or
reconstructed affected source on or after the effective date, you must
submit an Initial Notification no later than 120 calendar days after
initial startup, or no later than 120 calendar days after the source
becomes subject to this subpart, whichever is later.
* * * * *
0
125. Amend table 3 to subpart GGGGG of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 3 to Subpart GGGGG of Part 63--Applicability of General Provisions to Subpart GGGGG
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description GGGGG
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Electronic reporting Yes.
procedures. procedures for
notifications per Sec.
63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73914]]
Subpart HHHHH--National Emission Standards for Hazardous Air
Pollutants: Miscellaneous Coating Manufacturing
0
126. Amend Sec. 63.8070 by revising paragraph (b)(1) to read as
follows:
Sec. 63.8070 What notifications must I submit and when?
* * * * *
(b) * * *
(1) As specified in Sec. 63.9(b)(2), if you have an existing
affected source on December 11, 2003, you must submit an initial
notification not later than 120 calendar days after December 11, 2003,
or no later than 120 calendar days after the source becomes subject to
this subpart, whichever is later.
* * * * *
0
127. Amend table 10 to subpart HHHHH of part 63 by revising the entry
for Sec. 63.9(j) and adding in numerical order an entry for Sec.
63.9(k) to read as follows:
Table 10 to Subpart HHHHH of Part 63--Applicability of General
Provisions to Subpart HHHHH
* * * * * * *
------------------------------------------------------------------------
Citation Subject Explanation
------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(j)................ Change in Yes, for change in
previous major source status,
information. otherwise Sec.
63.8075(e)(8)
specifies reporting
requirements for
process changes.
Sec. 63.9(k)................ Electronic Yes, as specified in
reporting Sec. 63.9(j).
procedures.
* * * * * * *
------------------------------------------------------------------------
Subpart IIIII--National Emission Standards for Hazardous Air
Pollutants: Mercury Emissions From Mercury Cell Chlor-Alkali Plants
0
128. Amend Sec. 63.8252 by revising paragraph (b) to read as follows:
Sec. 63.825 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before December 19, 2003, you must submit an Initial
Notification no later than 120 calendar days after December 19, 2003,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
129. Amend table 10 to subpart IIIII of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 10 to Subpart IIIII of Part 63--Applicability of General Provisions to Subpart IIIII
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject IIIII Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart JJJJJ--National Emission Standards for Hazardous Air
Pollutants for Brick and Structural Clay Products Manufacturing
0
130. Amend table 8 to subpart JJJJJ of part 63 by revising entry 1 to
read as follows:
[[Page 73915]]
Table 8 to Subpart JJJJJ of Part 63--Deadlines for Submitting Notifications
* * * * * * *
----------------------------------------------------------------------------------------------------------------
If you . . . You must . . . No later than . . . As specified in . . .
----------------------------------------------------------------------------------------------------------------
1. Start up your affected source Submit an Initial June 22, 2016, or no later Sec. 63.9(b)(2).
before December 28, 2015. Notification. than 120 days after the
source becomes subject to
this subpart, whichever is
later.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
0
131. Amend table 10 to subpart JJJJJ of part 63 adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 10 to Subpart JJJJJ of Part 63--Applicability of General Provisions to Subpart JJJJJ
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description JJJJJ?
----------------------------------------------------------------------------------------------------------------
Sec. 63.9(k)..................... Electronic reporting Electronic reporting Yes.
procedures. procedures for
notifications per Sec.
63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart KKKKK--National Emission Standards for Hazardous Air
Pollutants for Clay Ceramics Manufacturing
0
132. Amend table 9 to subpart KKKKK of part 63 by revising entry 1 to
read as follows:
Table 9 to Subpart KKKKK of Part 63--Deadlines for Submitting Notifications
* * * * * * *
----------------------------------------------------------------------------------------------------------------
If you . . . You must . . . No later than . . . As specified in . . .
----------------------------------------------------------------------------------------------------------------
1. Start up your affected source Submit an Initial June 22, 2016, or no Sec. 63.9(b)(2).
before December 28, 2015. Notification. later than 120 days
after the source
becomes subject to
this subpart,
whichever is later.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
0
133. Amend table 11 to subpart KKKKK of part 63 adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 11 to Subpart KKKKK of Part 63--Applicability of General Provisions to Subpart KKKKK
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description KKKKK?
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Electronic reporting Yes.
procedures. procedures for
notifications per Sec.
63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73916]]
Subpart LLLLL--National Emission Standards for Hazardous Air
Pollutants: Asphalt Processing and Asphalt Roofing Manufacturing
0
134. Amend Sec. 63.8692 by revising paragraph (b) to read as follows:
Sec. 63.8692 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before April 29, 2003, you must submit an Initial Notification
not later than 120 calendar days after April 29, 2003, or no later than
120 days after the source becomes subject to this subpart, whichever is
later.
* * * * *
0
135. Amend table 7 to subpart LLLLL of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 7 to Subpart LLLLL of Part 63--Applicability of General Provisions to Subpart LLLLL
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description LLLLL
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)..................... Electronic reporting Electronic reporting Yes.
procedures. procedures for
notifications per Sec.
63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart MMMMM--National Emission Standards for Hazardous Air
Pollutants: Flexible Polyurethane Foam Fabrication Operations
0
136. Amend Sec. 63.8816 by revising paragraph (b) to read as follows:
Sec. 63.8816 What notifications must I submit and when?
* * * * *
(b) If you own or operate an existing loop slitter or flame
lamination affected source, submit an initial notification no later
than 120 days after April 14, 2003, or no later than 120 days after the
source becomes subject to this subpart, whichever is later.
* * * * *
0
137. Amend table 7 to subpart MMMMM of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 7 to Subpart MMMMM of Part 63--Applicability of General Provisions to Subpart MMMMM
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Requirement MMMMM Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart NNNNN--National Emission Standards for Hazardous Air
Pollutants: Hydrochloric Acid Production
0
138. Amend Sec. 63.9045 by revising paragraph (b) to read as follows:
Sec. 63.9045 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before April 17, 2003, you must submit an Initial Notification
not later than 120 calendar days after April 17, 2003, or no later than
120 days after the source becomes subject to this subpart, whichever is
later.
* * * * *
0
139. Amend table 7 to subpart NNNNN of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 7 to Subpart NNNNN of Part 63--Applicability of General Provisions to Subpart NNNNN
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Requirement NNNNN Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73917]]
Subpart PPPPP--National Emission Standards for Hazardous Air
Pollutants for Engine Test Cells/Stands
0
140. Amend Sec. 63.9345 by revising paragraph (b)(1) to read as
follows:
Sec. 63.9345 What notifications must I submit and when?
* * * * *
(b) * * *
(1) As specified in Sec. 63.9(b)(2), if you start up your new or
reconstructed affected source before the effective date of this
subpart, you must submit an Initial Notification not later than 120
calendar days after May 27, 2003, or no later than 120 days after the
source becomes subject to this subpart, whichever is later.
* * * * *
0
141. Amend table 7 to subpart PPPPP of part 63 by adding in numerical
order entries for Sec. Sec. 63.1(c)(6) and 63.9(k) to read as follows:
* * * * *
Table 7 to Subpart PPPPP of Part 63--Applicability of General Provisions to Subpart PPPPP
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description PPPPP
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Applicability.......... Reclassification....... Yes.
* * * * * * *
Sec. 63.9(k)....................... Notifications.......... Electronic reporting Yes, only as specified
procedures. in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart QQQQQ--National Emission Standards for Hazardous Air
Pollutants for Friction Materials Manufacturing Facilities
0
142. Amend Sec. 63.9485 by revising paragraph (a) to read as follows:
Sec. 63.9485 Am I subject to this subpart?
(a) You are subject to this subpart if you own or operate a
friction materials manufacturing facility (as defined in Sec. 63.9565)
that is (or is part of) a major source of hazardous air pollutants
(HAP) emissions. Your friction materials manufacturing facility is a
major source of HAP if it emits or has the potential to emit any single
HAP at a rate of 9.07 megagrams (10 tons) or more per year or any
combination of HAP at a rate of 22.68 megagrams (25 tons) or more per
year.
* * * * *
0
143. Amend Sec. 63.9535 by revising paragraph (c) to read as follows:
Sec. 63.9535 What notifications must I submit and when?
* * * * *
(c) As specified in Sec. 63.9(b)(2), if you start up your affected
source before October 18, 2002, you must submit your initial
notification no later than 120 calendar days after October 18, 2002, or
no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
144. Amend table 1 to subpart QQQQQ of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
* * * * *
Table 1 to Subpart QQQQQ of Part 63--Applicability of General Provisions to Subpart QQQQQ
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject QQQQQ? Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart RRRRR--National Emission Standards for Hazardous Air
Pollutants: Taconite Iron Ore Processing
0
145. Revise Sec. 63.9581 to read as follows:
Sec. 63.9581 Am I subject to this subpart?
You are subject to this subpart if you own or operate a taconite
iron ore processing plant that is (or is part of) a major source of
hazardous air pollutant (HAP) emissions. Your taconite iron ore
processing plant is a major source of HAP if it emits or has the
potential to emit any single HAP at a rate of 10 tons or more per year
or any combination of HAP at a rate of 25 tons or more per year.
0
146. Amend Sec. 63.9640 by revising paragraph (b) to read as follows:
Sec. 63.9640 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before October 30, 2003, you must submit your initial
notification no later than 120 calendar days after October 30, 2003, or
no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
0
147. Amend table 2 to subpart RRRRR of part 63 by adding in numerical
order entries for Sec. 63.1(c)(6) and Sec. 63.9(k) to read as
follows:
* * * * *
[[Page 73918]]
Table 2 to Subpart RRRRR of Part 63--Applicability of General Provisions to Subpart RRRRR of Part 63
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject RRRRR Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.1(c)(6).................... Reclassification....... Yes....................
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart SSSSS--National Emission Standards for Hazardous Air
Pollutants for Refractory Products Manufacturing
0
148. Amend Sec. 63.9812 by revising paragraph (b) to read as follows:
Sec. 63.9812 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before April 16, 2003, you must submit an Initial Notification
no later than 120 calendar days after April 16, 2003, or no later than
120 days after the source becomes subject to this subpart, whichever is
later.
* * * * *
0
149. Amend table 11 to subpart SSSSS of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
* * * * *
Table 11 to Subpart SSSSS of Part 63--Applicability of General Provisions to Subpart SSSSS
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description SSSSS
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Notifications.......... Electronic reporting Yes, only as specified
procedures. in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart TTTTT--National Emissions Standards for Hazardous Air
Pollutants for Primary Magnesium Refining
0
150. Amend Sec. 63.9930 by revising paragraph (b) to read as follows:
Sec. 63.9930 What notifications must I submit and when?
* * * * *
(b) As specified in Sec. 63.9(b)(2), if you start up your affected
source before October 10, 2003, you must submit your initial
notification no later than 120 calendar days after October 10, 2003, or
no later than 120 days after the source becomes subject to this
subpart, whichever is later.
* * * * *
Subpart WWWWW--National Emission Standards for Hospital Ethylene
Oxide Sterilizers
0
151. Amend table 1 to subpart WWWWW of part 63 by removing the entry
for Sec. 63.9(d)-(j) and adding in numerical order entries for
Sec. Sec. 63.9(d)-(i) and 63.9(j)-(k).
The additions read as follows:
* * * * *
Table 1 to Subpart WWWWW of Part 63--Applicability of General Provisions to Subpart WWWWW
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject WWWWW Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(d)-(i)................... Other notifications.... No.....................
Sec. 63.9(j)-(k)................... Change in information Yes....................
already submitted
Electronic reporting.
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[[Page 73919]]
Subpart BBBBBB--National Emission Standards for Hazardous Air
Pollutants for Source Category: Gasoline Distribution Bulk
Terminals, Bulk Plants, and Pipeline Facilities
0
152. Amend Sec. 63.11086 by revising paragraph (e) introductory text
to read as follows:
Sec. 63.11086 What requirements must I meet of my facility is a bulk
gasoline plant?
* * * * *
(e) You must submit an Initial Notification that you are subject to
this subpart by May 9, 2008, or no later than 120 days after the source
becomes subject to this subpart, whichever is later unless you meet the
requirements in paragraph (g) of this section. The Initial Notification
must contain the information specified in paragraphs (e)(1) through (4)
of this section. The notification must be submitted to the applicable
EPA Regional Office and the delegated state authority, as specified in
Sec. 63.13.
* * * * *
0
153. Amend table 3 to subpart BBBBBB of part 63 by revising the entry
for Sec. 63.9(b) and adding in numerical order an entry for Sec.
63.9(k) to read as follows:
Table 3 to Subpart BBBBBB of Part 63--Applicability of General Provisions
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description BBBBBB
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(b) (1)-(2), (4)-(5).... Initial Notifications. Submit notification within Yes.
120 days after effective
date, or no later than 120
days after the source
becomes subject to this
subpart, whichever is
later; notification of
intent to construct/
reconstruct, notification
of commencement of
construction/
reconstruction,
notification of startup;
contents of each.
* * * * * * *
Sec. 63.9(k)..................... Notifications......... Electronic reporting Yes, only as specified
procedures. by Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart CCCCCC--National Emission Standards for Hazardous Air
Pollutants for Source Category: Gasoline Dispensing Facilities
0
154. Amend Sec. 63.11124 by revising paragraphs (a)(1) introductory
text and (b)(1) introductory text to read as follows:
Sec. 63.11124 What notifications must I submit and when?
(a) * * *
(1) You must submit an Initial Notification that you are subject to
this subpart by May 9, 2008, or no later than 120 days after the source
becomes subject to this subpart, whichever is later, or at the time you
become subject to the control requirements in Sec. 63.11117, unless
you meet the requirements in paragraph (a)(3) of this section. If your
affected source is subject to the control requirements in Sec.
63.11117 only because it loads gasoline into fuel tanks other than
those in motor vehicles, as defined in Sec. 63.11132, you must submit
the Initial Notification by May 24, 2011, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
The Initial Notification must contain the information specified in
paragraphs (a)(1)(i) through (iii) of this section. The notification
must be submitted to the applicable EPA Regional office and delegated
state authority as specified in Sec. 63.13.
* * * * *
(b) * * *
(1) You must submit an Initial Notification that you are subject to
this subpart by May 9, 2008, or no later than 120 days after the source
becomes subject to this subpart, whichever is later, or at the time you
become subject to the control requirements in Sec. 63.11118. If your
affected source is subject to the control requirements in Sec.
63.11118 only because it loads gasoline into fuel tanks other than
those in motor vehicles, as defined in Sec. 63.11132, you must submit
the Initial Notification by May 24, 2011, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
The Initial Notification must contain the information specified in
paragraphs (b)(1)(i) through (iii) of this section. The notification
must be submitted to the applicable EPA Regional office and delegated
state authority as specified in Sec. 63.13.
* * * * *
0
155. Amend table 3 to subpart CCCCCC of part 63 by revising the entry
for Sec. 63.9(b) and adding in numerical order an entry for Sec.
63.9(k) to read as follows:
Table 3 to Subpart CCCCCC of Part 63--Applicability of General Provisions
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject Brief description CCCCCC
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(b)(1)-(2), (4)-(5)..... Initial Notifications. Submit notification within Yes.
120 days after effective
date, or no later than 120
days after the source
becomes subject to this
subpart, whichever is
later; notification of
intent to construct/
reconstruct, notification
of commencement of
construction/
reconstruction,
notification of startup;
contents of each.
[[Page 73920]]
* * * * * * *
Sec. 63.9(k)..................... Notifications......... Electronic reporting Yes, only as specified
procedures. in Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart HHHHHH--National Emission Standards for Hazardous Air
Pollutants: Paint Stripping and Miscellaneous Surface Coating
Operations at Area Sources
0
156. Amend Sec. 63.11175 by revising paragraph (a) introductory text
to read as follows:
Sec. 63.11175 What notifications must I submit?
(a) Initial Notification. If you are the owner or operator of a
paint stripping operation using paint strippers containing MeCl and/or
a surface coating operation subject to this subpart, you must submit
the initial notification required by Sec. 63.9(b). For a new affected
source, you must submit the Initial Notification no later than 180 days
after initial startup, or no later than 120 days after the source
becomes subject to this subpart, or July 7, 2008, whichever is later.
For an existing affected source, you must submit the initial
notification no later than January 11, 2010, or no later than 120 days
after the source becomes subject to this subpart. The initial
notification must provide the information specified in paragraphs
(a)(1) through (8) of this section.
* * * * *
0
157. Amend table 1 to subpart HHHHHH of part 63 by adding in numerical
order an entry for Sec. 63.9(k) to read as follows:
Table 1 to Subpart HHHHHH of Part 63--Applicability of General Provisions to Subpart HHHHHH of Part 63
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject HHHHHH Explanation
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
Subpart PPPPPP--National Emission Standards for Hazardous Air
Pollutants for Lead Acid Battery Manufacturing Area Sources
0
158. Amend Sec. 63.11425 by revising paragraphs (b) and (c) to read as
follows:
Sec. 63.11425 What General Provisions apply to this subpart?
* * * * *
(b) For existing sources, the initial notification required by
Sec. 63.9(b) must be submitted not later than November 13, 2007, or no
later than 120 days after the source becomes subject to this subpart,
whichever is later.
(c) For existing sources, the initial notification of compliance
required by Sec. 63.9(h) must be submitted not later than March 13,
2009, or no later than 120 days after the source becomes subject to
this subpart, whichever is later.
Subpart QQQQQQ--National Emission Standards for Hazardous Air
Pollutants for Wood Preserving Area Sources
0
159. Amend Sec. 63.11432 by revising paragraphs (b) introductory text
and (c) to read as follows:
Sec. 63.11432 What General Provisions apply to this subpart?
* * * * *
(b) If you own or operate a new or existing affected source that
uses any wood preservative containing chromium, arsenic, dioxins, or
methylene chloride, you must submit an initial notification of
applicability required by Sec. 63.9(b)(2) no later than 90 days after
the applicable compliance date specified in Sec. 63.11429, or no later
than 90 days after the source becomes subject to this subpart,
whichever is later. The initial notification may be combined with the
notification of compliance status required in paragraph (c) of this
section. The notification of applicability must include the following
information:
* * * * *
(c) If you own or operate a new or existing affected source that
uses any wood preservative containing chromium, arsenic, dioxins, or
methylene chloride, you must submit a notification of compliance status
required by Sec. 63.9(h) no later than 90 days after the applicable
compliance date specified in Sec. 63.11429, or no later than 90 days
after the source becomes subject to this subpart, whichever is later.
Your notification of compliance status must include this certification
of compliance, signed by a responsible official, for the standards in
Sec. 63.11430: ``This facility complies with the management practices
to minimize air emissions from the preservative treatment of wood in
accordance with Sec. 63.11430.''
* * * * *
Subpart RRRRRR--National Emission Standards for Hazardous Air
Pollutants for Clay Ceramics Manufacturing Area Sources
0
160. Amend Sec. 63.11441 by revising paragraph (a) to read as follows:
Sec. 63.11441 What are the notification requirements?
(a) You must submit an Initial Notification required by Sec.
63.9(b)(2) no later than 120 days after the applicable compliance date
specified in Sec. 63.11437, or no later than 120 days after the source
becomes subject to this subpart, whichever is later. The Initial
Notification must include the
[[Page 73921]]
information specified in Sec. Sec. 63.9(b)(2)(i) through (iv) and may
be combined with the Notification of Compliance Status required in
paragraph (b) of this section.
* * * * *
Subpart TTTTTT--National Emission Standards for Hazardous Air
Pollutants for Secondary Nonferrous Metals Processing Area Sources
0
161. Amend Sec. 63.11469 by revising paragraph (a) to read as follows:
Sec. 63.11469 What are the notification requirements?
(a) You must submit the Initial Notification required by Sec.
63.9(b)(2) no later than 120 days after the applicable compliance date
specified in Sec. 63.11464, or no later than 120 days after the source
becomes subject to this subpart, whichever is later. The Initial
Notification must include the information specified in Sec.
63.9(b)(2)(i) through (iv) and may be combined with the Notification of
Compliance Status required in Sec. 63.11467 and paragraph (b) of this
section if you choose to submit both notifications within 120 days.
* * * * *
Subpart WWWWWW--National Emission Standards for Hazardous Air
Pollutants: Area Source Standards for Plating and Polishing
Operations
0
162. Amend Sec. 63.11509 by revising paragraph (a)(3) to read as
follows:
Sec. 63.11509 What are my notification, reporting, and recordkeeping
requirements?
(a) * * *
(3) If you start up your affected source on or before July 1, 2008,
you must submit an Initial Notification not later than 120 calendar
days after July 1, 2008, or no later than 120 days after the source
becomes subject to this subpart, whichever is later.
* * * * *
Subpart XXXXXX--National Emission Standards for Hazardous Air
Pollutants Area Source Standards for Nine Metal Fabrication and
Finishing Source Categories
0
163. Amend Sec. 63.11519 by revising paragraph (a)(1) introductory
text to read as follows:
Sec. 63.11519 What are my notifications, recordkeeping, and reporting
requirements?
(a) * * *
(1) Initial notification. If you are the owner or operator of an
area source in one of the nine metal fabrication and finishing source
categories, as defined in Sec. 63.11514, you must submit the initial
notification required by Sec. 63.9(b), for a new affected source no
later than 120 days after initial startup, or no later than 120 days
after the source becomes subject to this subpart, or November 20, 2008,
whichever is later. For an existing affected source, you must submit
the initial notification no later than July 25, 2011, or 120 days after
the source becomes subject to this subpart, whichever is later. Your
initial notification must provide the information specified in
paragraphs (a)(1)(i) through (iv) of this section.
* * * * *
Subpart YYYYYY--National Emission Standards for Hazardous Air
Pollutants for Area Sources: Ferroalloys Production Facilities
0
164. Amend Sec. 63.11529 by revising paragraph (a) to read as follows:
Sec. 63.11529 What are the notification, reporting, and recordkeeping
requirements?
(a) Initial Notification. You must submit the Initial Notification
required by Sec. 63.9(b)(2) no later than 120 days after December 23,
2008, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. The Initial Notification must include
the information specified in Sec. 63.9(b)(2)(i) through (iv).
* * * * *
Subpart AAAAAAA--National Emission Standards for Hazardous Air
Pollutants for Area Sources: Asphalt Processing and Asphalt Roofing
Manufacturing
0
165. Amend Sec. 63.11564 by revising paragraph (a)(2) to read as
follows:
Sec. 63.11564 What are my notification, recordkeeping, and reporting
requirements?
(a) * * *
(2) As specified in Sec. 63.9(b)(2), if you have an existing
affected source, you must submit an Initial Notification not later than
120 calendar days after December 2, 2009, or no later than 120 days
after the source becomes subject to this subpart, whichever is later.
* * * * *
Subpart BBBBBBB--National Emission Standards for Hazardous Air
Pollutants for Area Sources: Chemical Preparations Industry
0
166. Amend Sec. 63.11585 by revising paragraph (b)(1) to read as
follows:
Sec. 63.11585 What are my notification, recordkeeping, and reporting
requirements?
* * * * *
(b) * * *
(1) Initial Notification of Applicability. If you own or operate an
existing affected source, you must submit an initial notification of
applicability as required by Sec. 63.9(b)(2) no later than April 29,
2010, or no later than 120 days after the source becomes subject to
this subpart, whichever is later. If you own or operate a new affected
source, you must submit an initial notification of applicability
required by Sec. 63.9(b)(2) no later than 120 days after initial
start-up of operation, or no later than 120 days after the source
becomes subject to this subpart, or April 29, 2010, whichever is later.
The initial notification of applicability must include the information
specified in Sec. Sec. 63.9(b)(2)(i) through (iii).
* * * * *
Subpart CCCCCCC--National Emission Standards for Hazardous Air
Pollutants for Area Sources: Paints and Allied Products
Manufacturing
0
167. Amend Sec. 63.11603 by revising paragraph (a)(1) introductory
text to read as follows:
Sec. 63.11603 What are the notification, recordkeeping, and reporting
requirements?
(a) * * *
(1) Initial Notification of Applicability. If you own or operate an
existing affected source, you must submit an initial notification of
applicability required by Sec. 63.9(b)(2) no later than June 1, 2010,
or no later than 120 days after the source becomes subject to this
subpart, whichever is later. If you own or operate a new affected
source, you must submit an initial notification of applicability
required by Sec. 63.9(b)(2) no later than 180 days after initial
start-up of the operations, or no later than 120 days after the source
becomes subject to this subpart, or June 1, 2010, whichever is later.
The notification of applicability must include the information
specified in paragraphs (a)(1)(i) through (iii) of this section.
* * * * *
Subpart HHHHHHH--National Emission Standards for Hazardous Air
Pollutant Emissions for Polyvinyl Chloride and Copolymers
Production
0
168. Amend table 4 to subpart HHHHHHH of part 63 by revising the entry
for Sec. 63.1 and adding in numerical
[[Page 73922]]
order an entry for Sec. 63.9(k) to read as follows:
Table 4 to Subpart HHHHHHH of Part 63--Applicability of General Provisions to Part 63
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject HHHHHHH Comment
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)-(a)(4), (a)(6), Applicability.......... Yes....................
(a)(10)-(a)(12), (b)(1), (b)(3),
(c)(1), (c)(2), (c)(5), (c)(6), (e).
* * * * * * *
Sec. 63.9(k)....................... Electronic reporting Yes.................... Only as specified in
procedures. Sec. 63.9(j).
* * * * * * *
----------------------------------------------------------------------------------------------------------------
[FR Doc. 2020-22044 Filed 11-10-20; 4:15 pm]
BILLING CODE P