Peace Corps Guidance Documents, 73418-73421 [2020-24915]
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73418
Federal Register / Vol. 85, No. 223 / Wednesday, November 18, 2020 / Rules and Regulations
B. Take any action that facilitates the
acquisition or attempted acquisition by
a denied person of the ownership,
possession, or control of any item
subject to the EAR that has been or will
be exported from the United States,
including financing or other support
activities related to a transaction
whereby a denied person acquires or
attempts to acquire such ownership,
possession or control;
C. Take any action to acquire from or
to facilitate the acquisition or attempted
acquisition from the denied person of
any item subject to the EAR that has
been exported from the United States;
D. Obtain from the denied person in
the United States any item subject to the
EAR with knowledge or reason to know
that the item will be, or is intended to
be, exported from the United States; or
E. Engage in any transaction to service
any item subject to the EAR that has
been or will be exported from the
United States and which is owned,
possessed or controlled by a denied
person, or service any item, of whatever
origin, that is owned, possessed or
controlled by a denied person if such
service involves the use of any item
subject to the EAR that has been or will
be exported from the United States. For
purposes of this paragraph, servicing
means installation, maintenance, repair,
modification or testing.
Third, that, after notice and
opportunity for comment as provided in
§ 766.23 of the EAR, any person, firm,
corporation, or business organization
related to the denied person by
affiliation, ownership, control, or
position of responsibility in the conduct
of trade or related services may also be
made subject to the provisions of this
order.
This order, which constitutes the final
agency action in this matter, is effective
[DATE OF ISSUANCE].’’
PART 766—ADMINISTRATIVE
ENFORCEMENT PROCEEDINGS
20. The authority citation for part 766
is revised to read as follows:
■
Authority: 50 U.S.C. 4801–4852; 50 U.S.C.
4601 et seq.; 50 U.S.C. 1701 et seq.; E.O.
13222, 66 FR 44025, 3 CFR, 2001 Comp., p.
783.
21. Section 766.25 is amended by
revising paragraphs (a), (b), (c), and (h),
to read as follows:
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■
§ 766.25 Administrative action denying
export privileges.
(a) General. The Director of the Office
of Export Enforcement (OEE), in
consultation with the Director of the
Office of Exporter Services, may deny
the export privileges of any person who
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has been convicted of a violation of any
of the statutes set forth at 50 U.S.C.
4819(e)(1)(B), including any regulation,
license, or order issued pursuant to such
statutes.
(b) Procedure. Upon notification that
a person has been convicted of a
violation of one or more of the
provisions specified in paragraph (a) of
this section, the Director of OEE, in
consultation with the Director of the
Office of Exporter Services, will
determine whether to deny such person
export privileges, including but not
limited to applying for, obtaining, or
using any license, License Exception, or
export control document; or
participating in or benefitting in any
way from any export or export-related
transaction subject to the EAR. Before
taking action to deny a person export
privileges under this section, the
Director of OEE will provide the person
written notice of the proposed action
and an opportunity to comment through
a written submission, unless
exceptional circumstances exist. In
reviewing the response, the Director of
OEE will consider any relevant or
mitigating evidence why these
privileges should not be denied. Upon
final determination, the Director of OEE
will notify by letter each person denied
export privileges under this section.
(c) Criteria. In determining whether
and for how long to deny U.S. export
privileges to a person previously
convicted of one or more of the statutes
set forth in paragraph (a) of this section,
the Director of OEE may take into
consideration any relevant information,
including, but not limited to, the
seriousness of the offense involved in
the criminal prosecution, the nature and
duration of the criminal sanctions
imposed, and whether the person has
undertaken any corrective measures.
*
*
*
*
*
(h) Applicability to related person.
The Director of OEE, in consultation
with the Director of the Office of
Exporter Services, may take action in
accordance with § 766.23 of this part to
make applicable to related persons an
order that is being sought or that has
been issued under this section.
Matthew S. Borman,
Deputy Assistant Secretary for Export
Administration.
[FR Doc. 2020–25453 Filed 11–17–20; 8:45 am]
BILLING CODE 3510–33–P
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PEACE CORPS
22 CFR Part 313
RIN 0420–AA33
Peace Corps Guidance Documents
The Peace Corps.
Final rule.
AGENCY:
ACTION:
This final rule sets forth
internal Agency policies, processes and
procedures governing development,
review and clearance of guidance
documents.
SUMMARY:
This rule is effective November
18, 2020.
FOR FURTHER INFORMATION CONTACT:
David van Hoogstraten, (202) 692–2150,
dvanhoogstraten@peacecorps.gov.
SUPPLEMENTARY INFORMATION:
DATES:
Guidance Document Procedures
This final rule responds to Executive
Order 13891 titled: ‘‘Promoting the Rule
of Law through Improved Agency
Guidance Documents,’’ (October 9,
2019) in which Federal agencies are
required to set forth policies, processes
and procedures for issuing guidance
documents.
These policies, processes and
procedures apply to all guidance
documents which are a statement of
agency policy or interpretation
concerning a statute, regulation, or
technical matter within the jurisdiction
of the Agency intended to have general
applicability and future effect on the
behavior of the public, but not intended
to have the force or effect of law and not
otherwise required by statute to satisfy
the rulemaking procedures of the
Administrative Procedure Act.
This final rule sets forth Agency
policies, processes and procedures
regarding the development, review and
clearance of guidance documents.
Whenever a guidance document is
determined to be ‘‘significant,’’ this will
include legal review, review by the
Agency’s Senior Policy Committee and,
following review and approval by the
Office of Management and Budget,
Office of Information and Regulatory
Affairs (OMB/OIRA), review and
approval by the Director of the Peace
Corps. Prior to issuance by the Agency,
all guidance documents must be written
in plain English and not impose
substantive legal requirements above
and beyond statute or regulation. If a
guidance document purports to
describe, approve, or recommend
specific conduct that goes beyond what
is required by existing law, it must
include a clear and prominent statement
that the contents of the guidance
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document do not have the force and
effect of law and are not meant to bind
the public. The procedures for the
development and review of guidance
documents can be found at 22 CFR
313.1 and 313.4.
This final rule also incorporates other
policies and procedures, such as when
guidance documents are subject to
notice and an opportunity for public
comment and how they will be made
available to the public after issuance.
See 22 CFR 313.3. These procedures are
intended to ensure that the public has
access to guidance documents issued by
the Agency and a fair and sufficient
opportunity to comment on them when
appropriate and practicable.
Administrative Procedure
Under the Administrative Procedure
Act, an agency may waive the normal
notice and comment procedures if the
action is a rule of agency organization,
procedure, or practice. See 5 U.S.C.
553(b)(3)(A). Since this final rule
incorporates into the Code of Federal
Regulations existing internal procedures
applicable to the Agency’s
administrative procedures, notice and
comment are not necessary.
Rulemaking Analyses and Notices
A. Executive Order 12866 and Agency
Regulatory Policies and Procedures
This rulemaking is not a significant
regulatory action under Executive Order
12866. The Agency does not anticipate
that this rulemaking will have an
economic impact on regulated entities.
This is a rule of Agency policy,
procedure and practice. The final rule
describes the manner in which the
Agency handles internally the
promulgation and processing of
guidance documents.
B. Executive Order 13771 (Reducing
Regulation and Controlling Regulatory
Costs)
This rule is not an Executive Order
13771 regulatory action because this
rule is not significant under Executive
Order 12866.
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C. Regulatory Flexibility Act
Since notice and comment
rulemaking is not necessary for this
rule, the provisions of the Regulatory
Flexibility Act (Pub. L. 96–354, 5 U.S.C.
601–612) do not apply.
D. Executive Order 13132 (Federalism)
Executive Order 13132 requires
agencies to ensure meaningful and
timely input by State and local officials
in the development of regulatory
policies that may have a substantial,
direct effect on the States, on the
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relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. This action has
been analyzed in accordance with the
principles and criteria contained in the
Executive order, and the Agency has
determined that this action will not
have a substantial direct effect or
federalism implications on the States
and would not preempt any State law or
regulation or affect the States’ ability to
discharge traditional State governmental
functions. Therefore, consultation with
the States is not necessary.
E. Executive Order 13175
This final rule has been analyzed in
accordance with the principles and
criteria contained in Executive Order
13175, ‘‘Consultation and Coordination
with Indian Tribal Governments.’’
Because this rulemaking does not
significantly or uniquely affect the
communities of the Indian tribal
governments or impose substantial
direct compliance costs on them, the
funding and consultation requirements
of Executive Order 13175 do not apply.
F. Paperwork Reduction Act
The Agency has determined there are
no new information collection
requirements associated with this final
rule.
G. National Environmental Policy Act
The Agency has analyzed the
environmental impacts of this action
pursuant to the National Environmental
Policy Act of 1969 (NEPA) (42 U.S.C.
4321 et seq.), has determined that the
purpose of this rulemaking is to update
the Agency’s administrative procedures
for guidance documents and does not
anticipate the action will have any
environmental impacts.
List of Subjects in 22 CFR Part 313
Administrative practice and
procedure.
■ For the reasons set out in the
preamble, the Peace Corps adds 22 CFR
part 313 to read as follows:
PART 313—GUIDANCE PROCEDURES
Sec.
313.1 General; definition of ‘‘guidance
documents’’ covered by this part.
313.2 Guidance documents; required
elements.
313.3 Public access to guidance documents.
313.4 Definition of ‘‘significant guidance
document.’’
313.5 Procedures for guidance documents
identified as ‘‘significant.’’
313.6 Notice-and-comment procedures.
313.7 Petition procedures for withdrawal or
modification of a guidance document.
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313.8 No judicial review or enforceable
rights.
Authority: 22 U.S.C. 2501 et seq.
§ 313.1 General; definition of ‘‘guidance
documents’’ covered by this part.
(a) This part governs Peace Corps
(Agency) employees and contractors
involved with all phases of issuing
Agency guidance documents.
(b) For purposes of this part, the term
‘‘guidance document’’ means a
statement of Agency policy or
interpretation concerning a statute,
regulation, or technical matter within
the jurisdiction of the Agency intended
to have general applicability and future
effect on the behavior of the public, but
which is not intended to have the force
or effect of law and is not otherwise
required by statute to satisfy the
rulemaking procedures specified in 5
U.S.C. 553 or 5 U.S.C. 556. The term is
not limited to formal written documents
and may include, without limitation,
letters, memoranda, circulars, bulletins,
advisories, as well as video, audio, and
web-based formats. See OMB Bulletin
07–02, ‘‘Agency Good Guidance
Practices,’’ (January 25, 2007) (‘‘OMB
Good Guidance Bulletin’’).
(c) The following shall not be
considered ‘‘guidance documents’’ for
purposes of this part:
(1) Rules exempt from rulemaking
requirements under 5 U.S.C. 553(a);
(2) Rules of agency organization,
procedure, or practice;
(3) Decisions of agency adjudications
under 5 U.S.C. 554 or similar statutory
provisions;
(4) Internal executive branch legal
advice or legal advisory opinions
addressed to executive branch officials;
(5) Agency statements of specific
applicability, including advisory or
legal opinions directed to particular
parties about circumstance-specific
questions (e.g., case or investigatory
letters responding to complaints,
warning letters), notices regarding
particular locations or facilities (e.g.,
guidance pertaining to the use,
operation, or control of a government
facility or property), and
correspondence with individual persons
or entities (e.g., congressional
correspondence), except documents
ostensibly directed to a particular party
but designed to guide the conduct of the
broader regulated public;
(6) Legal briefs, other court filings, or
positions taken in litigation or
enforcement actions;
(7) Agency statements that do not set
forth a policy on a statutory, regulatory,
or technical issue or an interpretation of
a statute or regulation, including
speeches and individual presentations,
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editorials, media interviews, press
materials, or congressional testimony
that do not set forth for the first time a
new regulatory policy;
(8) Guidance pertaining to military or
foreign affairs functions;
(9) Grant solicitations and awards;
(10) Contract solicitations and awards;
or
(11) Purely internal Agency policies
or guidance directed solely to Agency
employees, contractors, volunteers,
trainees, or invitees or to other Federal
agencies that are not intended to have
substantial future effect on the behavior
of regulated parties.
(d) The Peace Corps will not cite, use,
or rely upon a guidance document that
is rescinded, except for the purpose of
establishing historical fact. Guidance
documents not on an Agency website, as
set forth in this part, are considered to
be rescinded.
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§ 313.2 Guidance documents; required
elements.
Each guidance document proposed to
be issued by the Agency shall:
(a) Comply with all relevant statutes
and regulation;
(b) Identify or include for each
guidance document:
(1) The term ‘‘guidance’’ or its
functional equivalent;
(2) A unique identifier;
(3) The issuance date, posting date,
and the issuing office within the
Agency;
(4) The activity or entities to which
the guidance applies;
(5) Citations to applicable statutes and
regulations;
(6) A statement noting whether the
guidance is intended to revise or replace
any previously issued guidance and, if
so, sufficient information to identify the
previously issued guidance; and
(7) A summary of the subject matter
covered in the guidance document at
the top of the document.
(c) Avoid use of mandatory language,
such as ‘‘shall,’’ ‘‘must,’’ ‘‘required,’’ or
‘‘requirement,’’ unless the language is
describing an established statutory or
regulatory requirement or is addressed
to Agency’s staff and will not foreclose
the Agency’s consideration of positions
advanced by affected private parties;
(d) Be written in plain,
understandable English; and
(e) Clearly and prominently state that
the contents of the document do not
have the force and effect of law and are
not meant to bind the public, and the
document is intended only to provide
clarity to the public regarding existing
requirements under the law or Agency
policies.
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§ 313.3 Public access to guidance
documents.
The Agency, whenever it issues a
guidance document as defined in this
part, shall:
(a) Ensure it is identified by the
document’s title and date of issuance or
revision and is placed on its website
within a single, searchable, indexed
database, and available to the public;
(b) Note on an Agency website that
guidance documents lack the force and
effect of law, except as authorized by
law or as incorporated into a contract;
(c) Maintain and advertise on an
Agency website a means for the public
to comment electronically on guidance
documents that are subject to the noticeand-comment procedures and to submit
requests electronically for issuance,
reconsideration, modification, or
rescission of guidance documents in
accordance with § 313.6; and
(d) Designate the Office of the General
Counsel to receive and address any
complaints from the public that the
Agency is not following the
requirements of E.O 13891, entitled
‘‘Promoting the Rule of Law through
Improved Agency Guidance
Documents’’ (October 9, 2019), or is
improperly treating a guidance
document as a binding requirement.
§ 313.4 Definition of ‘‘significant guidance
document.’’
(a) A ‘‘significant guidance
document’’ is a guidance document that
will be disseminated to the general
public and that may reasonably be
anticipated:
(1) To lead to an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
U.S. economy, a sector of the U.S.
economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, or tribal
governments or communities;
(2) To create serious inconsistency or
otherwise interfere with an action taken
or planned by another Federal agency;
(3) To alter materially the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) To raise novel legal or policy
issues arising out of legal mandates, the
President’s priorities, or the principles
set forth in E.O. 12866, as further
amended.
(b) The term ‘‘significant guidance
document’’ does not include the
categories of documents excluded by
§ 313.1(c) or any other category of
guidance documents exempted by the
Agency in consultation with the Office
of Management and Budget, Office of
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Information and Regulatory Affairs
(OMB/OIRA).
(c) Significant guidance documents
must be reviewed by OMB/OIRA under
E.O. 12866 before issuance; and must
demonstrate compliance with the
applicable requirements for regulations
or rules, including significant regulatory
actions, set forth in E.O. 12866, E.O.
13563, E.O. 13609, E.O. 13771 and E.O.
13777.
§ 313.5 Procedures for guidance
documents identified as ‘‘significant.’’
(a) Whenever a guidance document is
proposed to be issued by the Agency, a
copy of the proposed guidance
document will be reviewed by the
Office of the General Counsel and
provided to OMB/OIRA for a
‘‘significance’’ determination pursuant
to Executive Order 12866.
(b) Following review and an
affirmative ‘‘significance’’ determination
by OMB/OIRA pursuant to Executive
Order 12866, the guidance document
will be reviewed by the Senior Policy
Committee which may recommend that
it be approved by the Director for
issuance as a ‘‘significant’’ guidance
document and the Agency may issue the
guidance following approval by the
Director.
(c) If the guidance document is
determined by OMB/OIRA not to be
‘‘significant’’ within the meaning of
§ 313.4, the Agency or office within the
Agency may proceed to issue the
guidance.
§ 313.6
Notice-and-comment procedures.
(a) Except as provided in paragraph
(b) of this section, any proposed Peace
Corps guidance document determined
to be ‘‘significant’’ within the meaning
of § 313.4 shall be subject to the
following notice-and-comment
procedures. The Agency shall publish a
notification in the Federal Register
announcing that a draft of the proposed
guidance document is publicly
available, shall post the draft guidance
document on its website, shall invite
public comment on the draft document
for a minimum of 30 days, and shall
prepare and post a public response to
major concerns raised in the comments,
as appropriate, on its website, either
before or when the guidance document
is finalized and issued.
(b) The requirements of paragraph (a)
of this section will not apply to any
significant guidance document or
categories of significant guidance
documents for which the Agency finds,
in consultation with OMB/OIRA, that
notice and public comment thereon are
impracticable, unnecessary, or contrary
to the public interest.
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§ 313.7 Petition procedures for withdrawal
or modification of a guidance document.
Any member of the public may
submit a petition to the Peace Corps
requesting the Agency to consider
withdrawing or modifying any guidance
document. Such requests shall be sent
by email to policy@peacecorps.gov or
mailed to the Peace Corps, Office of the
General Counsel, 1275 First St. NW,
Washington, DC 20526. The Peace Corps
will respond to a petition within 90
days of receipt by the Agency.
§ 313.8
rights.
No judicial review or enforceable
This part is intended to improve the
internal management of the Peace
Corps. As such, it is for the use of
Agency personnel only and is not
intended to, and does not, create any
right or benefit, substantive or
procedural, enforceable at law or in
equity by any party against the United
States, its agencies or other entities, its
officers or employees, or any other
person.
Dated: November 5, 2020.
Timothy Noelker,
General Counsel.
Table of Contents
I. Background
II. Discussion of Changes
III. Legal Considerations
IV. Final Economic Analysis and Regulatory
Flexibility Act Certification
V. Office of Management and Budget Review
Under the Paperwork Reduction Act of
1995
VI. Unfunded Mandates Reform Act
[FR Doc. 2020–24915 Filed 11–17–20; 8:45 am]
BILLING CODE 6051–01–P
DEPARTMENT OF LABOR
Occupational Safety and Health
Administration
29 CFR Part 1912
[Docket No. OSHA–2020–0010]
RIN 1218–AD33
Advisory Committee Regulation
Occupational Safety and Health
Administration (OSHA), Labor.
ACTION: Final rule.
AGENCY:
The Maritime Advisory
Committee for Occupational Safety and
Health was formed in 1995 as a
discretionary committee under Section
7(b) of the Occupational Safety and
Health Act of 1970 (OSH Act) to advise,
consult with, and make
recommendations on matters relating to
the maritime industry. On December 20,
2019, the President signed the National
Defense Authorization Act for Fiscal
Year 2020, which establishes a Maritime
Advisory Committee on Occupational
Safety and Health (MACOSH) as a
statutorily-mandated entity of indefinite
duration. In this final rule, OSHA
amends the regulation on advisory
committee policies and procedures to
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SUMMARY:
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implement this change in the authority
for MACOSH.
DATES: This final rule becomes effective
on December 18, 2020.
FOR FURTHER INFORMATION CONTACT:
Press inquiries: Frank Meilinger,
OSHA Office of Communications,
Occupational Safety and Health
Administration, U.S. Department of
Labor, telephone: (202) 693–1999;
email: meilinger.francis2@dol.gov.
General information and technical
inquiries: Maureen Ruskin, Directorate
of Standards and Guidance,
Occupational Safety and Health
Administration, U.S. Department of
Labor, telephone (202) 693–1950; email:
ruskin.maureen@dol.gov.
Copies of this Federal Register
document: Electronic copies are
available at https://www.regulations.gov,
the Federal eRulemaking Portal. This
Federal Register document, as well as
news releases and other relevant
information, also are available on
OSHA’s web page at https://
www.osha.gov.
SUPPLEMENTARY INFORMATION:
Jkt 253001
I. Background
The maritime industry is a high-risk
industry where activities vary from
manufacturing-type work in shipyards
to transportation-type work in
longshoring, as well as commercial
fishing operations. Historically, the
maritime industry has experienced a
high rate of work-related fatalities,
injuries, and illnesses. MACOSH was
initially formed in 1995 (60 FR 8425) as
a discretionary committee authorized by
Section 7(b) of the OSH Act to advise,
consult with, and make
recommendations to the Secretary of
Labor (Secretary) on matters relating to
the maritime industry. It was preceded
by the Shipyard Employment Standards
Advisory Committee, which advised
OSHA on shipyard issues from 1988 to
1995. The committee name was changed
to reflect the broadened scope of advice
that OSHA sought from the committee,
which had been expanded to include all
types of maritime employment.
MACOSH’s advisory activities
support OSHA’s strategic goal of
promoting safe and healthful
workplaces by providing collective
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73421
industry knowledge and expertise, not
otherwise readily available to the
Secretary, to assist in addressing the
unique hazards found within the
maritime sector. The committee’s work
has led to the development of guidance
and standards to promote the reduction
of injuries, illnesses, and fatalities in the
maritime industry.
On December 20, 2019, the President
signed the National Defense
Authorization Act for Fiscal Year 2020
(Pub. L. 116–92) (NDAA), which
establishes an advisory committee for
the maritime industry as an entity of
indefinite duration. Specifically, section
3510 of the NDAA amended section 7 of
the OSH Act (29 U.S.C. 656) by adding
a paragraph (d) to establish a Maritime
Occupational Safety and Health
Advisory Committee that is a continuing
body and provides advice to the
Secretary in formulating maritime
industry standards and regarding
matters pertaining to the administration
of the OSH Act related to the maritime
industry. Paragraph (d) further provides
that the composition of such advisory
committee must be consistent with the
advisory committees established under
paragraph (b) and that a member of the
advisory committee who is otherwise
qualified may continue to serve until a
successor is appointed. It also allows
the Secretary to promulgate or amend
regulations as necessary to implement
paragraph (d).
In order to implement the new
Section 7(d) of the OSH Act, this final
rule amends the text of 29 CFR part
1912 to include an advisory committee
for the maritime industry of indefinite
duration. The name of this committee
will be Maritime Advisory Committee
on Occupational Safety and Health
(MACOSH). This amendment does not
change the composition of the
committee, which must remain
consistent with other advisory
committees established under section
7(b). However, it is necessary to revise
29 CFR part 1912 to describe the
organization and operation of MACOSH.
This rule is not an Executive Order
(E.O.) 13771 regulatory action because
this rule is not significant under E.O.
12866.
II. Discussion of Changes
OSHA’s regulations, 29 CFR part
1912, Advisory Committees on
Standards, set forth the policies and
procedures governing the composition
and function of OSHA advisory
committees. Pursuant to the NDAA’s
amendment of the OSH Act, MACOSH
is now designated as a statutorily
mandated advisory committee. To
implement this change, this final rule
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Agencies
[Federal Register Volume 85, Number 223 (Wednesday, November 18, 2020)]
[Rules and Regulations]
[Pages 73418-73421]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-24915]
=======================================================================
-----------------------------------------------------------------------
PEACE CORPS
22 CFR Part 313
RIN 0420-AA33
Peace Corps Guidance Documents
AGENCY: The Peace Corps.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule sets forth internal Agency policies, processes
and procedures governing development, review and clearance of guidance
documents.
DATES: This rule is effective November 18, 2020.
FOR FURTHER INFORMATION CONTACT: David van Hoogstraten, (202) 692-2150,
[email protected].
SUPPLEMENTARY INFORMATION:
Guidance Document Procedures
This final rule responds to Executive Order 13891 titled:
``Promoting the Rule of Law through Improved Agency Guidance
Documents,'' (October 9, 2019) in which Federal agencies are required
to set forth policies, processes and procedures for issuing guidance
documents.
These policies, processes and procedures apply to all guidance
documents which are a statement of agency policy or interpretation
concerning a statute, regulation, or technical matter within the
jurisdiction of the Agency intended to have general applicability and
future effect on the behavior of the public, but not intended to have
the force or effect of law and not otherwise required by statute to
satisfy the rulemaking procedures of the Administrative Procedure Act.
This final rule sets forth Agency policies, processes and
procedures regarding the development, review and clearance of guidance
documents. Whenever a guidance document is determined to be
``significant,'' this will include legal review, review by the Agency's
Senior Policy Committee and, following review and approval by the
Office of Management and Budget, Office of Information and Regulatory
Affairs (OMB/OIRA), review and approval by the Director of the Peace
Corps. Prior to issuance by the Agency, all guidance documents must be
written in plain English and not impose substantive legal requirements
above and beyond statute or regulation. If a guidance document purports
to describe, approve, or recommend specific conduct that goes beyond
what is required by existing law, it must include a clear and prominent
statement that the contents of the guidance
[[Page 73419]]
document do not have the force and effect of law and are not meant to
bind the public. The procedures for the development and review of
guidance documents can be found at 22 CFR 313.1 and 313.4.
This final rule also incorporates other policies and procedures,
such as when guidance documents are subject to notice and an
opportunity for public comment and how they will be made available to
the public after issuance. See 22 CFR 313.3. These procedures are
intended to ensure that the public has access to guidance documents
issued by the Agency and a fair and sufficient opportunity to comment
on them when appropriate and practicable.
Administrative Procedure
Under the Administrative Procedure Act, an agency may waive the
normal notice and comment procedures if the action is a rule of agency
organization, procedure, or practice. See 5 U.S.C. 553(b)(3)(A). Since
this final rule incorporates into the Code of Federal Regulations
existing internal procedures applicable to the Agency's administrative
procedures, notice and comment are not necessary.
Rulemaking Analyses and Notices
A. Executive Order 12866 and Agency Regulatory Policies and Procedures
This rulemaking is not a significant regulatory action under
Executive Order 12866. The Agency does not anticipate that this
rulemaking will have an economic impact on regulated entities. This is
a rule of Agency policy, procedure and practice. The final rule
describes the manner in which the Agency handles internally the
promulgation and processing of guidance documents.
B. Executive Order 13771 (Reducing Regulation and Controlling
Regulatory Costs)
This rule is not an Executive Order 13771 regulatory action because
this rule is not significant under Executive Order 12866.
C. Regulatory Flexibility Act
Since notice and comment rulemaking is not necessary for this rule,
the provisions of the Regulatory Flexibility Act (Pub. L. 96-354, 5
U.S.C. 601-612) do not apply.
D. Executive Order 13132 (Federalism)
Executive Order 13132 requires agencies to ensure meaningful and
timely input by State and local officials in the development of
regulatory policies that may have a substantial, direct effect on the
States, on the relationship between the National Government and the
States, or on the distribution of power and responsibilities among the
various levels of government. This action has been analyzed in
accordance with the principles and criteria contained in the Executive
order, and the Agency has determined that this action will not have a
substantial direct effect or federalism implications on the States and
would not preempt any State law or regulation or affect the States'
ability to discharge traditional State governmental functions.
Therefore, consultation with the States is not necessary.
E. Executive Order 13175
This final rule has been analyzed in accordance with the principles
and criteria contained in Executive Order 13175, ``Consultation and
Coordination with Indian Tribal Governments.'' Because this rulemaking
does not significantly or uniquely affect the communities of the Indian
tribal governments or impose substantial direct compliance costs on
them, the funding and consultation requirements of Executive Order
13175 do not apply.
F. Paperwork Reduction Act
The Agency has determined there are no new information collection
requirements associated with this final rule.
G. National Environmental Policy Act
The Agency has analyzed the environmental impacts of this action
pursuant to the National Environmental Policy Act of 1969 (NEPA) (42
U.S.C. 4321 et seq.), has determined that the purpose of this
rulemaking is to update the Agency's administrative procedures for
guidance documents and does not anticipate the action will have any
environmental impacts.
List of Subjects in 22 CFR Part 313
Administrative practice and procedure.
0
For the reasons set out in the preamble, the Peace Corps adds 22 CFR
part 313 to read as follows:
PART 313--GUIDANCE PROCEDURES
Sec.
313.1 General; definition of ``guidance documents'' covered by this
part.
313.2 Guidance documents; required elements.
313.3 Public access to guidance documents.
313.4 Definition of ``significant guidance document.''
313.5 Procedures for guidance documents identified as
``significant.''
313.6 Notice-and-comment procedures.
313.7 Petition procedures for withdrawal or modification of a
guidance document.
313.8 No judicial review or enforceable rights.
Authority: 22 U.S.C. 2501 et seq.
Sec. 313.1 General; definition of ``guidance documents'' covered by
this part.
(a) This part governs Peace Corps (Agency) employees and
contractors involved with all phases of issuing Agency guidance
documents.
(b) For purposes of this part, the term ``guidance document'' means
a statement of Agency policy or interpretation concerning a statute,
regulation, or technical matter within the jurisdiction of the Agency
intended to have general applicability and future effect on the
behavior of the public, but which is not intended to have the force or
effect of law and is not otherwise required by statute to satisfy the
rulemaking procedures specified in 5 U.S.C. 553 or 5 U.S.C. 556. The
term is not limited to formal written documents and may include,
without limitation, letters, memoranda, circulars, bulletins,
advisories, as well as video, audio, and web-based formats. See OMB
Bulletin 07-02, ``Agency Good Guidance Practices,'' (January 25, 2007)
(``OMB Good Guidance Bulletin'').
(c) The following shall not be considered ``guidance documents''
for purposes of this part:
(1) Rules exempt from rulemaking requirements under 5 U.S.C.
553(a);
(2) Rules of agency organization, procedure, or practice;
(3) Decisions of agency adjudications under 5 U.S.C. 554 or similar
statutory provisions;
(4) Internal executive branch legal advice or legal advisory
opinions addressed to executive branch officials;
(5) Agency statements of specific applicability, including advisory
or legal opinions directed to particular parties about circumstance-
specific questions (e.g., case or investigatory letters responding to
complaints, warning letters), notices regarding particular locations or
facilities (e.g., guidance pertaining to the use, operation, or control
of a government facility or property), and correspondence with
individual persons or entities (e.g., congressional correspondence),
except documents ostensibly directed to a particular party but designed
to guide the conduct of the broader regulated public;
(6) Legal briefs, other court filings, or positions taken in
litigation or enforcement actions;
(7) Agency statements that do not set forth a policy on a
statutory, regulatory, or technical issue or an interpretation of a
statute or regulation, including speeches and individual presentations,
[[Page 73420]]
editorials, media interviews, press materials, or congressional
testimony that do not set forth for the first time a new regulatory
policy;
(8) Guidance pertaining to military or foreign affairs functions;
(9) Grant solicitations and awards;
(10) Contract solicitations and awards; or
(11) Purely internal Agency policies or guidance directed solely to
Agency employees, contractors, volunteers, trainees, or invitees or to
other Federal agencies that are not intended to have substantial future
effect on the behavior of regulated parties.
(d) The Peace Corps will not cite, use, or rely upon a guidance
document that is rescinded, except for the purpose of establishing
historical fact. Guidance documents not on an Agency website, as set
forth in this part, are considered to be rescinded.
Sec. 313.2 Guidance documents; required elements.
Each guidance document proposed to be issued by the Agency shall:
(a) Comply with all relevant statutes and regulation;
(b) Identify or include for each guidance document:
(1) The term ``guidance'' or its functional equivalent;
(2) A unique identifier;
(3) The issuance date, posting date, and the issuing office within
the Agency;
(4) The activity or entities to which the guidance applies;
(5) Citations to applicable statutes and regulations;
(6) A statement noting whether the guidance is intended to revise
or replace any previously issued guidance and, if so, sufficient
information to identify the previously issued guidance; and
(7) A summary of the subject matter covered in the guidance
document at the top of the document.
(c) Avoid use of mandatory language, such as ``shall,'' ``must,''
``required,'' or ``requirement,'' unless the language is describing an
established statutory or regulatory requirement or is addressed to
Agency's staff and will not foreclose the Agency's consideration of
positions advanced by affected private parties;
(d) Be written in plain, understandable English; and
(e) Clearly and prominently state that the contents of the document
do not have the force and effect of law and are not meant to bind the
public, and the document is intended only to provide clarity to the
public regarding existing requirements under the law or Agency
policies.
Sec. 313.3 Public access to guidance documents.
The Agency, whenever it issues a guidance document as defined in
this part, shall:
(a) Ensure it is identified by the document's title and date of
issuance or revision and is placed on its website within a single,
searchable, indexed database, and available to the public;
(b) Note on an Agency website that guidance documents lack the
force and effect of law, except as authorized by law or as incorporated
into a contract;
(c) Maintain and advertise on an Agency website a means for the
public to comment electronically on guidance documents that are subject
to the notice-and-comment procedures and to submit requests
electronically for issuance, reconsideration, modification, or
rescission of guidance documents in accordance with Sec. 313.6; and
(d) Designate the Office of the General Counsel to receive and
address any complaints from the public that the Agency is not following
the requirements of E.O 13891, entitled ``Promoting the Rule of Law
through Improved Agency Guidance Documents'' (October 9, 2019), or is
improperly treating a guidance document as a binding requirement.
Sec. 313.4 Definition of ``significant guidance document.''
(a) A ``significant guidance document'' is a guidance document that
will be disseminated to the general public and that may reasonably be
anticipated:
(1) To lead to an annual effect on the economy of $100 million or
more or adversely affect in a material way the U.S. economy, a sector
of the U.S. economy, productivity, competition, jobs, the environment,
public health or safety, or State, local, or tribal governments or
communities;
(2) To create serious inconsistency or otherwise interfere with an
action taken or planned by another Federal agency;
(3) To alter materially the budgetary impact of entitlements,
grants, user fees, or loan programs or the rights and obligations of
recipients thereof; or
(4) To raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
E.O. 12866, as further amended.
(b) The term ``significant guidance document'' does not include the
categories of documents excluded by Sec. 313.1(c) or any other
category of guidance documents exempted by the Agency in consultation
with the Office of Management and Budget, Office of Information and
Regulatory Affairs (OMB/OIRA).
(c) Significant guidance documents must be reviewed by OMB/OIRA
under E.O. 12866 before issuance; and must demonstrate compliance with
the applicable requirements for regulations or rules, including
significant regulatory actions, set forth in E.O. 12866, E.O. 13563,
E.O. 13609, E.O. 13771 and E.O. 13777.
Sec. 313.5 Procedures for guidance documents identified as
``significant.''
(a) Whenever a guidance document is proposed to be issued by the
Agency, a copy of the proposed guidance document will be reviewed by
the Office of the General Counsel and provided to OMB/OIRA for a
``significance'' determination pursuant to Executive Order 12866.
(b) Following review and an affirmative ``significance''
determination by OMB/OIRA pursuant to Executive Order 12866, the
guidance document will be reviewed by the Senior Policy Committee which
may recommend that it be approved by the Director for issuance as a
``significant'' guidance document and the Agency may issue the guidance
following approval by the Director.
(c) If the guidance document is determined by OMB/OIRA not to be
``significant'' within the meaning of Sec. 313.4, the Agency or office
within the Agency may proceed to issue the guidance.
Sec. 313.6 Notice-and-comment procedures.
(a) Except as provided in paragraph (b) of this section, any
proposed Peace Corps guidance document determined to be ``significant''
within the meaning of Sec. 313.4 shall be subject to the following
notice-and-comment procedures. The Agency shall publish a notification
in the Federal Register announcing that a draft of the proposed
guidance document is publicly available, shall post the draft guidance
document on its website, shall invite public comment on the draft
document for a minimum of 30 days, and shall prepare and post a public
response to major concerns raised in the comments, as appropriate, on
its website, either before or when the guidance document is finalized
and issued.
(b) The requirements of paragraph (a) of this section will not
apply to any significant guidance document or categories of significant
guidance documents for which the Agency finds, in consultation with
OMB/OIRA, that notice and public comment thereon are impracticable,
unnecessary, or contrary to the public interest.
[[Page 73421]]
Sec. 313.7 Petition procedures for withdrawal or modification of a
guidance document.
Any member of the public may submit a petition to the Peace Corps
requesting the Agency to consider withdrawing or modifying any guidance
document. Such requests shall be sent by email to [email protected]
or mailed to the Peace Corps, Office of the General Counsel, 1275 First
St. NW, Washington, DC 20526. The Peace Corps will respond to a
petition within 90 days of receipt by the Agency.
Sec. 313.8 No judicial review or enforceable rights.
This part is intended to improve the internal management of the
Peace Corps. As such, it is for the use of Agency personnel only and is
not intended to, and does not, create any right or benefit, substantive
or procedural, enforceable at law or in equity by any party against the
United States, its agencies or other entities, its officers or
employees, or any other person.
Dated: November 5, 2020.
Timothy Noelker,
General Counsel.
[FR Doc. 2020-24915 Filed 11-17-20; 8:45 am]
BILLING CODE 6051-01-P