Endangered and Threatened Wildlife and Plants; Threatened Species Status With Section 4(d) Rule for Sickle Darter, 71859-71873 [2020-24471]
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Federal Register / Vol. 85, No. 219 / Thursday, November 12, 2020 / Proposed Rules
Monitoring at $5,000 to $8,000, Dispute
Resolution at $3,000 to $5,000, and
Installation at $5,000 to $7,000). In
addition, if State A were to partner as
an Installation state, aside from the
Installation program element payment
of $5,000 to $7,000, the state would
receive up to $5,000 for per-section
installation fees based on the number of
transportable sections shipped within
and to the state (2,500 transportable
sections × up to $2 per section).
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Hypothetical State B
State B is an SAA state that does not
have any production within the state
but otherwise fully participates in the
program as an SAAL, JM, DR, and IN
state. Shipments to this state are
estimated to be 3,500 transportable
sections in FY21. Therefore, according
to HUD’s formula payments, payment to
State B would be comprised of:
• Production: 0 transportable sections ×
$14 = $0
• Shipments: 3,500 transportable
sections × $9 = $31,500
In addition to the formula payments
above, State B would receive an FY21
year end payment for participation,
comprised of the following:
• SAAL: $5,000–$8,000
• JM: $5,000–$8,000
• DR: $3,000–$5,000
• IN: $5,000–$7,000
• Per-section Installation Fee: Up to
$7,000 (3,500 transportable sections ×
up to $2 per section)
Since FY21 is within the to be
determined sunset period, State B
would continue to receive a year end
supplemental payment that would
initially be calculated based on the
FY14 total payment minus the sum of
formula and participation payments:
FY14 total payment—($31,500 +
$18,000 to $28,000 2 + up to $7,000 3).
The end of year supplemental would
continue to be paid through the sunset
period, though in potentially reduced
amounts (see Question 3).
After the sunset period, the year-end
supplemental payment would be
discontinued entirely and payments to
the state would reflect potential
increases in shipments and installations
as well as production payments if a
plant were to begin production within
the state.
2 Depending on the established participation
payment for each of the SAAL, JM, DR, and IN
elements, the participation payment for State B
would be expected to be $5,000 to $8,000 for SAAL
plus $5,000 to $8,000 for Joint Monitoring plus,
$3,000 to $5,000 for Dispute Resolution plus $5,000
to $7,000 for Installation, totaling a payment range
of $18,000 to $28,000.
3 The per section Installation Fee would total up
to $7,000 (3,500 transportable sections × up to $2
per section).
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II. Request for Public Comment
HUD seeks public feedback on any
elements of this ANPR. In particular,
HUD seeks information and
recommendations on the following
issues:
1. Should HUD change from a
minimum annual payment structure to
a payment structure that is based on an
eligible state’s participation in the
federal program? Are the activities
proposed by HUD for incorporation into
the payment structure appropriate? Are
there activities that should be added to
or removed from that list? Provide the
reasoning for your response.
2. Should HUD provide a uniform
annual funding amount associated with
each partnership element? Is the range
of funding proposed by HUD for each
partnership element appropriate? What
amounts within the ranges proposed by
HUD are appropriate:
a. For incenting existing SAA states to
continue participation in each
partnership element?
b. For incenting existing SAA states to
implement additional partnership
elements?
3. Can a state determine its budgeting
needs and establish and implement
additional partnership elements to
retain maximum compensation within a
5 or 10-year sunset period? Would
another time frame be more
appropriate? By what means, if any,
should the remaining supplemental
payment be phased out during the
sunset period? For example, should the
supplemental payment (calculated after
subtracting payments for production
and state participation) be reduced by a
particular percentage each year (20% in
year 2, 40% in year 3, and so on)?
Provide the reasoning for your
responses.
4. Will states that are not currently
SAAs be incentivized to become SAAs?
If so, will those states also be
incentivized to become active
participants to the maximum extent
possible in each aspect of the
manufactured housing program?
Provide the reasoning for your response.
5. Should HUD consider payments to
states that are not SAAs? If so, what
instrument needs to be implemented to
enable such payments? Provide the
reasoning for your response.
6. Should HUD augment the per-unit
formula to account for each
transportable section with a
manufacturer-reported first destination
in a state that administers a HUDapproved installation program? What
are states’ costs of overseeing
installation, and if HUD were to help
offset those costs, what amount of
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payment per transportable unit would
help to meaningfully offset those costs?
Dana T. Wade,
Assistant Secretary for Housing—Federal
Housing Commissioner.
[FR Doc. 2020–24382 Filed 11–10–20; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R4–ES–2020–0094;
FF09E21000 FXES11110900000 212]
RIN 1018–BE89
Endangered and Threatened Wildlife
and Plants; Threatened Species Status
With Section 4(d) Rule for Sickle Darter
Fish and Wildlife Service,
Interior.
ACTION: Proposed rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), announce a
12-month finding on a petition to list
the sickle darter (Percina williamsi), a
fish species from the upper Tennessee
River drainage in North Carolina,
Tennessee, and Virginia, as a threatened
species under the Endangered Species
Act of 1973, as amended (Act). After a
review of the best available scientific
and commercial information, we find
that listing the species is warranted.
Accordingly, we propose to list the
sickle darter as a threatened species
with a rule issued under section 4(d) of
the Act (‘‘4(d) rule’’). If we finalize this
rule as proposed, it would add this
species to the List of Endangered and
Threatened Wildlife and extend the
Act’s protections to the species.
DATES: We will accept comments
received or postmarked on or before
January 11, 2021. Comments submitted
electronically using the Federal
eRulemaking Portal (see ADDRESSES,
below) must be received by 11:59 p.m.
Eastern Time on the closing date. We
must receive requests for a public
hearing, in writing, at the address
shown in FOR FURTHER INFORMATION
CONTACT by December 28, 2020.
ADDRESSES: You may submit comments
by one of the following methods:
(1) Electronically: Go to the Federal
eRulemaking Portal: https://
www.regulations.gov. In the Search box,
enter FWS–R4–ES–2020–0094, which is
the docket number for this rulemaking.
Then, click on the Search button. On the
resulting page, in the Search panel on
the left side of the screen, under the
SUMMARY:
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Federal Register / Vol. 85, No. 219 / Thursday, November 12, 2020 / Proposed Rules
Document Type heading, check the
Proposed Rule box to locate this
document. You may submit a comment
by clicking on ‘‘Comment Now!’’
(2) By hard copy: Submit by U.S. mail
to: Public Comments Processing, Attn:
FWS–R4–ES–2020–0094, U.S. Fish and
Wildlife Service, MS: PRB/3W, 5275
Leesburg Pike, Falls Church, VA 22041–
3803.
We request that you send comments
only by the methods described above.
We will post all comments on https://
www.regulations.gov. This generally
means that we will post any personal
information you provide us (see
Information Requested, below, for more
information).
FOR FURTHER INFORMATION CONTACT: Lee
Andrews, Field Supervisor, U.S. Fish
and Wildlife Service, Kentucky
Ecological Services Field Office, 330
West Broadway, Suite 265, Frankfort,
KY 40601; telephone 502–695–0468.
Persons who use a telecommunications
device for the deaf (TDD) may call the
Federal Relay Service at 800–877–8339.
SUPPLEMENTARY INFORMATION:
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Executive Summary
Why we need to publish a rule. Under
the Act, if we determine that a species
may be an endangered or threatened
species throughout all or a significant
portion of its range, we are required to
promptly publish a proposal in the
Federal Register and make a
determination on our proposal within 1
year. To the maximum extent prudent
and determinable, we must designate
critical habitat for any species that we
determine to be an endangered or
threatened species under the Act.
Listing a species as an endangered or
threatened species and designation of
critical habitat can only be completed
by issuing a rule.
What this document does. This rule
proposes the listing of the sickle darter
as a threatened species with a rule
under section 4(d) of the Act. This rule
summarizes our analysis regarding the
status of and threats to the sickle darter.
The basis for our action. Under the
Act, we may determine that a species is
an endangered or threatened species
because of any of five factors: (A) The
present or threatened destruction,
modification, or curtailment of its
habitat or range; (B) overutilization for
commercial, recreational, scientific, or
educational purposes; (C) disease or
predation; (D) the inadequacy of
existing regulatory mechanisms; or (E)
other natural or manmade factors
affecting its continued existence. We
have determined that threats to the
sickle darter include habitat degradation
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or loss stemming from hydrologic
alteration by impoundments, including
dams and other barriers; resource
extraction, including mining and timber
operations; and diminished water
quality from point and non-point source
chemical contamination and siltation
(Factor A). These threats contribute to
the negative effects associated with the
species’ reduced range and potential
effects of climate change (Factor E).
Peer review. In accordance with our
joint policy on peer review published in
the Federal Register on July 1, 1994 (59
FR 34270), and our August 22, 2016,
memorandum updating and clarifying
the role of peer review of listing actions
under the Act, we sought the expert
opinions of five appropriate specialists
regarding the species status assessment
report. We received responses from four
specialists, which informed this
proposed rule. The purpose of peer
review is to ensure that our listing
determinations and 4(d) rules are based
on scientifically sound data,
assumptions, and analyses. The peer
reviewers have expertise in the biology,
habitat, and threats to the species.
Because we will consider all
comments and information we receive
during the comment period, our final
determination may differ from this
proposal. Based on the new information
we receive (and any comments on that
new information), we may conclude that
the species is endangered instead of
threatened, or we may conclude that the
species does not warrant listing as either
an endangered species or a threatened
species. We invite comments on any of
these possibilities, as well.
Information Requested
We intend that any final action
resulting from this proposed rule will be
based on the best scientific and
commercial data available and be as
accurate and as effective as possible.
Therefore, we request comments or
information from other concerned
governmental agencies, Native
American tribes, the scientific
community, industry, or any other
interested parties concerning this
proposed rule.
We particularly seek comments
concerning:
(1) The species’ biology, range, and
population trends, including:
(a) Biological or ecological
requirements of the species, including
habitat requirements for feeding,
breeding, and sheltering;
(b) Genetics and taxonomy;
(c) Historical and current range,
including distribution patterns;
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(d) Historical and current population
levels, and current and projected trends;
and
(e) Past and ongoing conservation
measures for the species, its habitat, or
both.
(2) Factors that may affect the
continued existence of the species,
which may include habitat modification
or destruction, overutilization, disease,
predation, the inadequacy of existing
regulatory mechanisms, or other natural
or manmade factors.
(3) Biological, commercial trade, or
other relevant data concerning any
threats (or lack thereof) to this species
and existing regulations that may be
addressing those threats.
(4) Additional information concerning
the historical and current status, range,
distribution, and population size of this
species, including the locations of any
additional populations of this species.
(5) Information on regulations that are
necessary and advisable to provide for
the conservation of the sickle darter and
that the Service can consider in
developing a 4(d) rule for the species. In
particular, we seek information
concerning:
(a) The extent to which we should
include any of the prohibitions in
section 9 of the Act (16 U.S.C. 1531 et
seq.) in the 4(d) rule or whether any
other forms of take should be excepted
from the prohibitions in the 4(d) rule;
(b) Whether we should add a specific
provision to except from prohibition
incidental take resulting from
silviculture practices and forest
management activities that implement
highest-standard best management
practices and comply with forest
practice guidelines related to water
quality standards; and
(c) Whether there are additional
provisions the Service may wish to
consider for the 4(d) rule that are
necessary and advisable for the
conservation of the sickle darter.
Please include sufficient information
with your submission (such as scientific
journal articles or other publications) to
allow us to verify any scientific or
commercial information you include.
Please note that submissions merely
stating support for, or opposition to, the
action under consideration without
providing supporting information,
although noted, will not be considered
in making a determination, as section
4(b)(1)(A) of the Act directs that
determinations as to whether any
species is an endangered or a threatened
species must be made ‘‘solely on the
basis of the best scientific and
commercial data available.’’
You may submit your comments and
materials concerning this proposed rule
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by one of the methods listed in
ADDRESSES. We request that you send
comments only by the methods
described in ADDRESSES.
If you submit information via https://
www.regulations.gov, your entire
submission—including any personal
identifying information—will be posted
on the website. If your submission is
made via a hardcopy that includes
personal identifying information, you
may request at the top of your document
that we withhold this information from
public review. However, we cannot
guarantee that we will be able to do so.
We will post all hardcopy submissions
on https://www.regulations.gov.
Comments and materials we receive,
as well as supporting documentation we
used in preparing this proposed rule,
will be available for public inspection
on https://www.regulations.gov.
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Public Hearing
Section 4(b)(5) of the Act provides for
a public hearing on this proposal, if
requested. We must receive requests for
a public hearing, in writing, at the
address shown in FOR FURTHER
INFORMATION CONTACT. We will schedule
a public hearing on this proposal, if
requested, and announce the date, time,
and place of the hearing, as well as how
to obtain reasonable accommodations,
in the Federal Register and local
newspapers at least 15 days before the
hearing. For the immediate future, we
will provide these public hearings using
webinars that will be announced on the
Service’s website, in addition to the
Federal Register. The use of these
virtual public hearings is consistent
with our regulations at 50 CFR
424.16(c)(3).
Previous Federal Actions
On April 20, 2010, we received a
petition from the Center for Biological
Diversity (CBD), Alabama Rivers
Alliance, Clinch Coalition, Dogwood
Alliance, Gulf Restoration Network,
Tennessee Forests Council, and West
Virginia Highlands Conservancy
(referred to below as the CBD petition)
to list 404 aquatic, riparian, and wetland
species, including the sickle darter, as
endangered or threatened species under
the Act. In response to the petition, we
published a partial 90-day finding on
September 27, 2011 (76 FR 59836), in
which we announced our finding that
the petition contained substantial
information indicating that listing may
be warranted for numerous species,
including the sickle darter.
On February 18, 2015, the CBD filed
a complaint alleging the Service failed
to complete a 12-month finding for the
sickle darter in accordance with
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statutory deadlines. On September 9,
2015, the Service and the CBD filed a
stipulated settlement in the District of
Columbia, agreeing that the Service will
submit to the Federal Register a 12month finding for the sickle darter no
later than September 30, 2020 (Center
for Biological Diversity v. Jewell, case
1:15–CV–00229–EGS (D.D.C.)). This
document constitutes our concurrent
12-month warranted petition finding
and proposed listing rule.
Supporting Documents
An SSA team prepared an SSA report
for the sickle darter. The SSA team was
composed of Service biologists, in
consultation with other species experts
from the Tennessee Valley Authority;
State agencies in North Carolina,
Tennessee, and Virginia; university
researchers; and private fish
conservation organizations. The SSA
report represents a compilation of the
best scientific and commercial data
available concerning the status of the
species, including the impacts of past,
present, and future factors (both
negative and beneficial) affecting the
species. As discussed above under Peer
review, we solicited appropriate peer
review for the SSA report. The Service
sent the SSA report to five independent
peer reviewers and received four
responses. In addition, we sent the draft
SSA report for review to Federal
partners, State partners, and scientists
with expertise in aquatic ecology and
fish biology, taxonomy, and
conservation.
I. Proposed Listing Determination
Background
The sickle darter is a small fish native
to the upper Tennessee River drainage
in North Carolina, Tennessee, and
Virginia. The species currently has a
disjunct distribution, with populations
in the Emory River, Little River,
Sequatchie River, and Emory River
systems in Tennessee, and the upper
Clinch River, North Fork Holston River,
and Middle Fork Holston River systems
in Virginia. Populations within the
French Broad River system in North
Carolina and Tennessee, and the South
Fork Holston River, Powell River, and
Watauga River systems in Tennessee are
extirpated. A thorough review of the
taxonomy, life history, and ecology of
the sickle darter is presented in the SSA
report (version 1.0; Service 2020a, pp.
9–13).
The sickle darter has a long, slender
body reaching up to 120 millimeters
(mm) (4.7 inches (in)) in length and an
elongated, pointed snout. The body
color is brown to olive above and white
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to pale yellow below with a thin black
stripe along the top of the body.
Spawning occurs in late winter
(February–March), and the species has a
maximum lifespan of 3 to 4 years.
Sickle darters typically occupy
flowing pools over rocky, sandy, or silty
substrates in clear creeks or small rivers.
Occupied streams tend to have good
water quality, with low turbidity and
negligible siltation (Etnier and Starnes
1993, p. 576; Alford 2019, p. 9). In these
habitats, the species is most often
associated with clean sand-detritus or
gravel-cobble-boulder substrates, stands
of American water willow (Justicia
americana), or woody debris piles at
water depths ranging from 0.4–1.0 meter
(m) (1.3–3.3 feet (ft)) (Etnier and Starnes
1993, p. 576; Page and Near 2007, p.
609; Alford 2019, p. 8). Streams
supporting sickle darters range from
9–33 m (29–108 ft) wide and streamside
tree canopy cover in these streams
ranges from open to nearly closed
(Alford 2019, p. 8). The species spends
most of its time in the water column,
often hovering a few inches above the
stream or river bottom (Etnier and
Starnes 1993, p. 576).
In winter, sickle darters have been
observed in deep pools (depths of up to
3 m (10 ft)) or in slow-flowing, shallow
pools in close proximity to cover (Etnier
and Starnes 1993, p. 576; Service 2020b,
p. 1). The species migrates from the
deepest areas of pools to shallow, gravel
shoals (riffles) in late winter or early
spring (February–March) to spawn
(Etnier and Starnes 1993, p. 576).
Spawning begins when stream water
temperatures reach 10 to 16 Celsius (°C)
(50 to 60 Fahrenheit (°F)) (Petty et al.
2017, p. 3). Sexual maturity of males
occurs at the end of the first year of life,
while sexual maturity of females occurs
at the end of their second year of life
(Page 1978, p. 663; Petty et al. 2017, p.
3). Females produce up to 355 eggs per
clutch, which hatch in 21 days at an
average stream temperature of 10 °C
(50 °F) (Etnier and Starnes 1993, p. 576).
The incubation period is likely shorter
(about 2 weeks) when stream
temperatures are higher (Service 2020b,
p. 1). The larvae move up and down in
the water column and presumably feed
on zooplankton and other small
macroinvertebrates after depleting yolk
sac nutrients (Etnier and Starnes 1993,
p. 576; Petty et al. 2017, p. 3). After
about 30 days, the larvae move to the
stream bottom (Petty et al. 2017, p. 3)
where they mature. Except for their late
winter movements from pools to riffles
for spawning, no information is
available on the movement behavior of
the sickle darter. However, studies of
two closely related species in the genus
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Percina (longhead darter and
frecklebelly darter) indicate that the
sickle darter likely exhibits seasonal
upstream and downstream movements
(Eisenhour et al. 2011, p. 15; Eisenhour
and Washburn 2016, pp. 19–24).
Sickle darters feed primarily on larval
mayflies and midges; minor prey items
include riffle beetles, caddisflies,
dragonflies, and several other groups of
aquatic macroinvertebrates (Page and
Near 2007, pp. 609–610; Alford 2019, p.
10). Crayfishes have been reported as a
common food item for the closely
related longhead darter (Page 1978, p.
663), but have not been observed in the
sickle darter’s diet (Alford 2019, p. 10).
Regulatory and Analytical Framework
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Regulatory Framework
Section 4 of the Act (16 U.S.C. 1533)
and its implementing regulations (50
CFR part 424) set forth the procedures
for determining whether a species is an
‘‘endangered species’’ or a ‘‘threatened
species.’’ The Act defines an
‘‘endangered species’’ as a species that
is in danger of extinction throughout all
or a significant portion of its range, and
a ‘‘threatened species’’ as a species that
is likely to become an endangered
species within the foreseeable future
throughout all or a significant portion of
its range. The Act requires that we
determine whether any species is an
‘‘endangered species’’ or a ‘‘threatened
species’’ because of any of the following
factors:
(A) The present or threatened
destruction, modification, or
curtailment of its habitat or range;
(B) Overutilization for commercial,
recreational, scientific, or educational
purposes;
(C) Disease or predation;
(D) The inadequacy of existing
regulatory mechanisms; or
(E) Other natural or manmade factors
affecting its continued existence.
These factors represent broad
categories of natural or human-caused
actions or conditions that could have an
effect on a species’ continued existence.
In evaluating these actions and
conditions, we look for those that may
have a negative effect on individuals of
the species, as well as other actions or
conditions that may ameliorate any
negative effects or may have positive
effects.
We use the term ‘‘threat’’ to refer in
general to actions or conditions that are
known to or are reasonably likely to
negatively affect individuals of a
species. The term ‘‘threat’’ includes
actions or conditions that have a direct
impact on individuals (direct impacts),
as well as those that affect individuals
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through alteration of their habitat or
required resources (stressors). The term
‘‘threat’’ may encompass—either
together or separately—the source of the
action or condition or the action or
condition itself.
However, the mere identification of
any threat(s) does not necessarily mean
that the species meets the statutory
definition of an ‘‘endangered species’’ or
a ‘‘threatened species.’’ In determining
whether a species meets either
definition, we must evaluate all
identified threats by considering the
expected response by the species, and
the effects of the threats—in light of
those actions and conditions that will
ameliorate the threats—on an
individual, population, and species
level. We evaluate each threat and its
expected effects on the species, then
analyze the cumulative effect of all of
the threats on the species as a whole.
We also consider the cumulative effect
of the threats in light of those actions
and conditions that will have positive
effects on the species, such as any
existing regulatory mechanisms or
conservation efforts. The Secretary
determines whether the species meets
the definition of an ‘‘endangered
species’’ or a ‘‘threatened species’’ only
after conducting this cumulative
analysis and describing the expected
effect on the species now and in the
foreseeable future.
The Act does not define the term
‘‘foreseeable future,’’ which appears in
the statutory definition of ‘‘threatened
species.’’ Our implementing regulations
at 50 CFR 424.11(d) set forth a
framework for evaluating the foreseeable
future on a case-by-case basis. The term
‘‘foreseeable future’’ extends only so far
into the future as the Services can
reasonably determine that both the
future threats and the species’ responses
to those threats are likely. In other
words, the foreseeable future is the
period of time in which we can make
reliable predictions. ‘‘Reliable’’ does not
mean ‘‘certain’’; it means sufficient to
provide a reasonable degree of
confidence in the prediction. Thus, a
prediction is reliable if it is reasonable
to depend on it when making decisions.
It is not always possible or necessary
to define foreseeable future as a
particular number of years. Analysis of
the foreseeable future uses the best
scientific and commercial data available
and should consider the timeframes
applicable to the relevant threats and to
the species’ likely responses to those
threats in view of its life-history
characteristics. Data that are typically
relevant to assessing the species’
biological response include speciesspecific factors such as lifespan,
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reproductive rates or productivity,
certain behaviors, and other
demographic factors.
Analytical Framework
The SSA report documents the results
of our comprehensive biological review
of the best scientific and commercial
data regarding the status of the species,
including an assessment of the potential
threats to the species. The SSA report
does not represent a decision by the
Service on whether the species should
be proposed for listing as an endangered
or threatened species under the Act.
However, it does provide the scientific
basis that informs our regulatory
decisions, which involve the further
application of standards within the Act
and its implementing regulations and
policies. The following is a summary of
the key results and conclusions from the
SSA report; the full SSA report can be
found at Docket No. FWS–R4–ES–2020–
0094 on https://www.regulations.gov.
To assess sickle darter viability, we
used the three conservation biology
principles of resiliency, redundancy,
and representation (Shaffer and Stein
2000, pp. 306–310). Briefly, resiliency
supports the species’ ability to
withstand environmental and
demographic stochasticity (for example,
wet or dry, warm or cold years),
redundancy supports the species’ ability
to withstand catastrophic events (for
example, droughts, large pollution
events), and representation supports the
species’ ability to adapt over time to
long-term changes in the environment
(for example, climate changes). In
general, the more resilient and
redundant a species is and the more
representation it has, the more likely it
is to sustain populations over time, even
under changing environmental
conditions. Using these principles, we
identified the species’ ecological
requirements for survival and
reproduction at the individual,
population, and species levels, and
described the beneficial and risk factors
influencing the species’ viability.
The SSA process can be categorized
into three sequential stages. During the
first stage, we evaluated the individual
species’ life-history needs. The next
stage involved an assessment of the
historical and current condition of the
species’ demographics and habitat
characteristics, including an
explanation of how the species arrived
at its current condition. The final stage
of the SSA involved making predictions
about the species’ responses to positive
and negative environmental and
anthropogenic influences. Throughout
all stages, we used the best available
information to characterize viability as
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the ability of a species to sustain
populations in the wild over time.
Summary of Biological Status and
Threats
In this discussion, we review the
biological condition of the species and
its resources, and the threats that
influence the species’ current and future
condition, in order to assess the species’
overall viability and the risks to that
viability.
For sickle darter populations to be
resilient, the needs of individuals (slowflowing pools, substrate, food
availability, water quality, and aquatic
vegetation or large woody debris) must
be met at a larger scale. Stream reaches
with suitable habitat must be large
enough to support an appropriate
number of individuals to avoid negative
effects associated with small population
size, such as inbreeding depression and
the Allee effect (whereby low
population density reduces the
probability of encountering mates for
spawning). Connectivity of stream
reaches allows for immigration and
emigration between populations and
increases the likelihood of
recolonization should a population be
lost. At the species level, the sickle
darter needs a sufficient number and
distribution of healthy populations to
withstand environmental stochasticity
(resiliency) and catastrophes
(redundancy) and adapt to biological
and physical changes in its environment
(representation). To evaluate the current
and future viability of the sickle darter,
we assessed a range of conditions to
allow us to consider the species’
resiliency, representation, and
redundancy.
We delineated analytical units
(populations) using the tributary
systems the sickle darter historically
occupied. Each population represents
demographically linked interbreeding
individuals; however, these populations
are currently separated by long
distances or isolated by impoundments.
We identified 10 historical populations
across the range of the sickle darter:
Emory River, Clinch River, Powell
River, Little River, French Broad River,
North Fork Holston River, Middle Fork
Holston River, South Fork Holston
River, Watauga River, and Sequatchie
River.
To assess resiliency, we evaluated six
components that broadly relate to the
species’ physical environment or its
population demography. Each
population’s physical environment was
assessed by averaging three components
determined to have the most influence
on the species: Physical habitat quality,
connectivity, and water quality. The
three components describing population
demography were reproduction,
occurrence extent (total length of
occupied streams compared to historical
range), and occupied stream length.
Parameters for each component’s
condition category were established by
evaluating the range of existing data and
separating those data into categories
based on our understanding of the
species’ demographics and habitat.
Using the demographic and habitat
parameters, we then categorized the
overall condition of each population.
We weighted each of the six
components equally and determined the
average score to describe each
population’s current condition (see
Table 1, below).
Due to a limited amount of speciesspecific genetic information for the
sickle darter, we based our evaluation of
the species’ representation on the extent
and variability of environmental
diversity (habitat diversity) across the
species’ geographical range.
Additionally, we assessed sickle darter
redundancy (ability of species to
withstand catastrophic events) by
evaluating the number and distribution
of resilient populations throughout the
species’ range. Highly resilient
populations, coupled with a relatively
broad distribution, have a positive
relationship to species-level
redundancy.
TABLE 1—COMPONENT CONDITIONS USED TO ASSESS RESILIENCY FOR SICKLE DARTER POPULATIONS
Condition
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Component
High
Moderate
Low
0
Physical Habitat ............
Slow-flowing
pools
abundant
(ample cover in pools); silt deposition low; no extensive or significant habitat alteration such as recent channelization or riparian
clearing; > 75% of available habitat suitable for the species.
Slow-flowing pools scarce (few
pools with cover); silt deposition
extensive; habitat severely altered and recognized as impacting the species; < 25% of habitats suitable for the species.
Habitat unsuitable.
Connectivity ...................
High immigration potential between
populations (no dams or other
barriers separating populations).
Low immigration potential between
populations (populations separated by ≥ 2 low-head dams or
other barriers).
No connectivity (populations isolated; no
immigration potential
due to the presence
of large reservoirs).
Water Quality ................
Minimal or no known water quality
issues (i.e., no 303(d) streams*
impacting the species, area
sparsely populated, few roads).
Water quality issues prevalent within system, likely impacting populations (i.e., numerous 303(d)
streams*).
Water quality unsuitable.
Reproduction .................
Clear evidence of reproduction,
with multiple age classes present.
No direct evidence of reproduction
(only adults present).
Extirpated.
Occurrence Extent ........
<10% decline from historical range
>50% decline from historical range
Extirpated.
Occupied Stream
Length (Continuity).
≥22.5 km (≥ 14 mi) ..........................
Slow-flowing pools present but not
abundant (some pools with
cover); silt deposition moderate;
habitat alteration at moderate
level such that channelization or
other habitat disturbance more
widespread; 25–75% of available
habitat suitable for the species.
Moderate immigration potential between populations (populations
separated by 1 low-head dam,
and other partial barriers, such
as narrow culverts, may be
present).
Water quality issues recognized
that may impact species (i.e.,
some 303(d) streams*, unpaved
roads more common, moderate
levels of developed land use).
Clear evidence of reproduction, juveniles present, but multiple age
classes not detected.
10–50% decline from historical
range.
11.3–22.5 km (7–14 mi) ..................
<11.3 km (< 7 mi) ...........................
Extirpated.
* A 303(d) stream is a stream listed under section 303(d) of the Clean Water Act of 1972 (33 U.S.C. 1251 et seq.) as a water body impaired by pollutants.
Current Condition of Sickle Darter
Currently, the sickle darter is known
from six tributary systems in the upper
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Tennessee River drainage: Emory River,
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River, and Sequatchie River. Historical
populations in the Powell River, French
Broad River, South Fork Holston River,
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and Watauga River systems are
extirpated, including the species’ only
population within the Blue Ridge
ecoregion. Impoundments and water
pollution in the upper Tennessee River
drainage were major factors in the
decline of the sickle darter and several
other fishes during the early to mid-20th
century (Etnier and Starnes 1993, pp.
15, 576). Current factors affecting the
condition of sickle darter populations
include habitat and water quality
degradation, low connectivity, and
small population size (e.g., Clinch
River). The Emory River and Little River
populations exhibit moderate resiliency,
as evidenced by the species’ persistence
within these systems for over 45 years,
recent and repeated evidence of
reproduction and recruitment, a
relatively long occupied reach in each
system (more than 22.5 kilometers (km)
(14 miles (mi))), and the physical habitat
condition and water quality in both
systems. The remaining four
populations exhibit low resiliency. They
are represented by fewer documented
occurrences, no evidence of
recruitment, shorter occupied reaches,
and occur in areas with limited habitat
and water quality.
The species’ adaptive potential
(representation) is low because of its
reduced range (and presumably
associated reduction in genetic
diversity), and the loss of connectivity
caused by dam construction. The sickle
darter occupies only two of three
historical ecoregions (Ridge and Valley
and Southwestern Appalachians), likely
reducing its ability to adapt to changing
environmental conditions over time.
We assessed the number and
distribution of resilient populations
across the sickle darter’s range as a
measure of its redundancy. Construction
of dams across the upper Tennessee
River drainage has eliminated
connectivity between extant
populations. However, within the
currently occupied streams, large
barriers are absent, although some small
barriers that hamper movement are
present (e.g., defunct low-head mill
dams, low-water bridges, narrow or
partially blocked culverts). As such,
there is connectivity within each
occupied stream and opportunity for
movement of individuals, decreasing
the effect of localized stochastic events.
Overall, the sickle darter exhibits a low
degree of redundancy based on the
number of resilient populations and the
amount of isolation observed across the
species’ range, increasing the species’
vulnerability to catastrophic events.
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Risk Factors for Sickle Darter
Habitat loss and degradation (Factor
A) resulting from impoundments,
siltation, and water quality degradation,
pose the largest risk to the current and
future viability of the sickle darter and
are the primary contributors to the
species’ reduced range, population
fragmentation, and population loss.
Climate change (Factor E) is a potential
stressor that may impact the sickle
darter in the future. We find the species
does not face significant threats from
overutilization (Factor B), disease or
predation (Factor C), or invasive species
(Factor E). A brief summary of relevant
stressors is presented below; for a full
description, refer to chapter 3 of the
SSA report (Service 2020a, entire).
Siltation
Siltation is characterized by excess
sediments suspended or deposited in a
stream. Excessive levels of sediment
accumulate and cover the stream
bottom, filling the interstitial spaces
with finer substrates and homogenizing
and decreasing the available habitat for
fishes. In severe cases, sediment can
bury large substrate particles such as
cobble and boulders. Siltation can affect
fishes through abrasion of gill tissues,
suffocation of eggs or larvae, reductions
in disease tolerance, degradation of
spawning habitats, modification of
migration patterns, and reductions in
food availability (Berkman and Rabeni
1987, pp. 285–294; Waters 1995, pp. 5–
7; Wood and Armitage 1997, pp. 211–
212; Meyer and Sutherland 2005, pp. 2–
3). The sickle darter is considered to be
intolerant of siltation (Etnier and
Starnes 1993, p. 576). Pool habitat,
which is the area in streams most often
occupied by sickle darters, is affected by
sediment deposition earlier and more
readily than habitats with faster moving
water (Eisenhour et al. 2009, p. 11).
However, the sickle darter is
occasionally observed in areas with at
least low to moderate levels of siltation
on some substrates, as in the Emory
River (Service 2020b, p. 3).
Siltation continues to be one of the
primary stressors of streams in the
upper Tennessee River drainage (TDEC
2010, pp. 43–45; TDEC 2014, pp. 48–50;
TDEC 2017, pp. 51–128; VDEQ 2018,
pp. 89–91). Sediments can originate
from a variety of sources, but State
agencies continue to cite land use
practices associated with agriculture,
land development, and resource
extraction (e.g., coal mining) as primary
sediment sources within the current and
historical range of the sickle darter
(TDEC 2010, pp. 56–65; TDEC 2014, pp.
62–69; VDEQ 2018 (Appendix 5), pp.
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2313–2531). Unrestricted livestock
access occurs on many streams in the
range of the sickle darter and has the
potential to cause siltation and other
habitat disturbance (Fraley and Ahlstedt
2000, pp. 193–194). Grazing may reduce
water infiltration rates and increase
stormwater runoff; trampling and
vegetation removal increases the
probability of erosion and siltation
(Brim Box and Mossa 1999, p. 103).
Other sources of siltation in the species’
range include croplands, stream
channelization, and removal of riparian
(streamside) vegetation, which have the
potential to contribute large sediment
loads during storm events, thereby
causing increased siltation and
potentially introducing agricultural
pollutants such as herbicides and
pesticides carried on or with sediment
particles that wash into streams.
Surface coal mining, oil and gas
drilling, and logging may also contribute
to siltation of stream habitats in the
upper Tennessee River drainage,
especially the upper Clinch and Powell
River systems (TDEC 2017, pp. 94–97;
Zipper et al. 2016, pp. 609–610; VDEQ
2018, pp. 2313–2531). Land clearing,
road construction, and excavation
associated with these land use practices
produce new road networks and large
areas of bare soil that can contribute
large amounts of sediment if best
management practices (BMPs) are not
used. Siltation from surface coal mining
activities, such as the placement of
valley fills, forest clearing, and road
construction, has affected the sickle
darter’s historical range in the mainstem
Clinch and Powell Rivers. Over the last
decade, forestry BMP implementation
rates, to control erosion, runoff, and
siltation, have increased within the
upper Tennessee River drainage
(Clatterbuck et al. 2017, pp. 8–12; VDOF
2014, pp. 1–5); however, siltation
continues to impact aquatic habitats in
those areas where BMP use is lacking.
Water Quality Degradation (Pollution)
Information is lacking on the sickle
darter’s tolerance to specific pollutants,
but overall the species is likely to have
low tolerance experienced by other
species in its genus. A review of species
tolerances to pollution classified five
species in the sickle darter genus
Percina as intolerant, moderately
intolerant, or having intermediate
tolerance (Grabarkiewicz and Davis
2008, p. 64). None of these five species
were classified as moderately tolerant or
tolerant of pollution. A variety of
pollutants that may impact the sickle
darter continue to degrade stream water
quality within the upper Tennessee
River drainage (Locke et al. 2006, pp.
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197, 202–203; TDEC 2010, pp. 42–48;
TDEC 2014, pp. 47–53; Zipper et al.
2016, p. 604; TDEC 2017, pp. 51–106;
VDEQ 2018 (Appendix 5), pp. 2313–
2531). Major pollutants within the
upper Tennessee River drainage include
pathogens, domestic sewage, animal
waste, nutrients, metals, and toxic
organic compounds.
Pathogens (fecal indicator bacteria)
are a leading cause of stream pollution
across the sickle darter’s range
(Hampson et al. 2000, p. 7; TDEC 2014a,
pp. 47–53, TDEC 2017, pp. 51–106;
VDEQ 2018 (Appendix 5), pp. 2313–
2531). The effect of high bacterial levels
on the sickle darter is unknown, but
high bacterial concentrations are one
indicator of degraded stream conditions,
including low dissolved oxygen that
negatively affects fish or that may
indicate the presence of other pollutants
of concern that could harm the species.
In the upper Tennessee River drainage,
livestock waste is the primary source of
bacterial contamination in rural areas,
while deteriorating and leaky sewage
systems, faulty sewage treatment plants,
urban runoff, and combined sewer
overflow (CSO) systems are the primary
sources of bacterial contamination in
urban streams (Hampson et al. 2000, p.
7). Elevated nutrient concentrations of
phosphorus, nitrite/nitrate, and
ammonia are another leading cause of
stream pollution in the upper Tennessee
River drainage (Hampson et al. 2000, p.
8; Price et al. 2011, pp. III–1, IV–1;
TDEC 2014, p. 50; TDEC 2017, pp. 51–
106; VDEQ 2018, pp. 89–91). Primary
sources include wastewater treatment
facilities, urban and industrial
stormwater systems, and agricultural
runoff (i.e., livestock waste and
synthetic fertilizers) (Hampson et al.
2000, p. 9; TDEC 2014, p. 50).
Other stream pollutants in the upper
Tennessee River drainage include
organic compounds (e.g.,
polychlorinated biphenyls (PCBs),
dioxins), metals (e.g., mercury, iron,
manganese), and pesticides (Hampson et
al. 2000, pp. 14–19; Soucek et al. 2000,
entire; Soucek et al. 2003, entire; Locke
et al. 2006, pp. 200–203; Price et al.
2011, p. VI–1; TDEC 2014, pp. 51–53).
Industrial development and coal mining
activities prior to the passage of the
Clean Water Act of 1972 (CWA; 33
U.S.C. 1251 et seq.) and the Surface
Mining Control and Reclamation Act of
1977 (SMCRA; 30 U.S.C. 1201 et seq.)
have left a legacy of contaminated
sediment and polluted waters that
continue to affect streams in portions of
the upper Tennessee River drainage
(Hampson et al. 2000, p. 19). Coal
mining activity has decreased in the
Clinch and Powell River systems in
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recent years; however, current and
previous mining activities continue to
impact portions of these stream systems
in Tennessee and Virginia (TDEC 2014,
p. 51; Ahlstedt et al. 2016, pp. 13–14;
Zipper et al. 2016, pp. 604–612; TDEC
2017, pp. 94–97). Insecticides,
herbicides, and fungicides are widely
used in the upper Tennessee River
drainage to control insects, fungi,
weeds, and other undesirable organisms
(Hampson et al. 2000, pp. 14–18). The
compounds vary in their toxicity,
persistence in the environment, and
transport characteristics, but often
become widely distributed in the
environment and can pose hazards to
non-target organisms such as the sickle
darter.
Impoundments and Their Effects—
Habitat Fragmentation and Loss
Impoundments are a threat to the
sickle darter and a major factor
influencing the species’ current
distribution within the upper Tennessee
River drainage (Etnier and Starnes 1993,
p. 576; Jenkins and Burkhead 1993, pp.
101–106; Service 2020a, p. 3). From
1912 to 1963, Tennessee Valley
Authority constructed 12 dams,
impounding waters in each of the sickle
darter’s historical tributary systems in
Tennessee and Virginia (Miller and
Reidinger 1998, pp. 35–37). Two dams
were constructed on the Tennessee
River mainstem, while the remaining 10
dams were built on tributaries (Clinch
River, French Broad River, Holston
River, South Fork Holston River, and
Watauga River), creating 10
impoundments or reservoirs. Physical,
chemical, and biological changes to
these systems have been dramatic.
Alterations to flow and temperature in
the impounded reaches behind the
dams and the tailwaters that extend
several miles below the dams render
these reaches uninhabitable for stream
fishes such as the sickle darter.
Additionally these dams have
diminished and, in some cases,
eliminated connectivity of sickle darter
populations.
Population Fragmentation and Isolation
As a result of the loss of populations
throughout the historical range, the
sickle darter’s remaining range is
limited. The remaining populations are
localized and geographically isolated
from one another due to impoundments
and other habitat degradation, leaving
them vulnerable to localized extinctions
from toxic chemical spills, habitat
modification, progressive degradation
from runoff (non-point source
pollutants), natural catastrophic changes
to their habitat (e.g., flood scour,
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drought), other stochastic disturbances,
and decreased fitness from reduced
genetic diversity.
Species that have incurred reductions
in range and population size are more
likely to suffer loss of genetic diversity
due to genetic drift, potentially
increasing their susceptibility to
inbreeding depression, decreasing their
ability to adapt to environmental
changes, and reducing the fitness of
individuals (Soule´ 1980, pp. 157–158;
Hunter 2002, pp. 97–101; Allendorf and
Luikart 2007, pp. 117–146). Some small
sickle darter populations (e.g., Middle
Fork Holston River) may be below the
effective population size required to
maintain long-term genetic and
population viability (Soule´ 1980, pp.
162–164; Hunter 2002, pp. 105–107).
The long-term viability of a species
depends on the conservation of
numerous local populations throughout
its geographic range (Harris 1984, pp.
93–104). These separate populations are
essential for the species to recover and
adapt to environmental changes (Harris
1984, pp. 93–104; Noss and Cooperrider
1994, pp. 264–297). The level of
isolation of sickle darter populations
makes recolonization following
localized extirpations virtually
impossible without human intervention.
Climate Change
Changing climate conditions can
influence sickle darter viability through
changes in water temperature and
precipitation patterns that result in
increased flooding, prolonged droughts,
or reduced stream flows (McLaughlin et
al. 2002, pp. 6060–6074; Cook et al.
2004, pp. 1015–1018; Thomas et al.
2004, pp. 145–148; p. 2065; IPCC 2014,
pp. 58–83). The species’ early spawning
period (February–March) makes it
vulnerable to warming temperatures and
higher flows—conditions that could
interrupt or prevent successful
spawning in a given year (Service
2020b, p. 3). Stream temperatures in the
Southeast have increased roughly 0.2 to
0.4 °C (0.4 to 0.7 °F) per decade over the
past 30 years (Kaushal et al. 2010, p.
463), although the extent to which the
increase in temperatures has affected
the sickle darter in unknown. Predicted
impacts of climate change on fishes
include disruptions to their physiology,
such as temperature tolerance, dissolved
oxygen needs, and metabolic rates; life
history, such as timing of reproduction
and growth rate; and distribution,
including range shifts and migration of
new predators (Jackson and Mandrak
2002, pp. 89–98; Heino et al. 2009, pp.
41–51; Strayer and Dudgeon 2010, pp.
350–351; Comte et al. 2013, pp. 627–
636).
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Data on recent trends and predicted
changes for the upper Tennessee River
drainage allow evaluation of the
potential impacts of climate change to
the sickle darter in the future. Different
emission scenarios were used to
estimate average annual increases in
maximum and minimum air
temperature, precipitation, snowfall,
and other variables (Alder and Hostetler
2017, entire). Depending on the chosen
model and emission scenario
(Representative Concentration Pathway
(RCP) 4.5 vs. 8.5), annual mean
maximum air temperatures for the
upper Tennessee River drainage are
expected to increase by 2.1 to 3.1 °C (3.8
to 5.6 °F) by 2074, while precipitation
models predict that the upper
Tennessee River drainage will
experience a slight increase in annual
mean precipitation (0.2 in per month)
through 2074 (Girvetz et al. 2009, pp. 1–
19; Alder and Hostetler 2016, pp. 1–9).
Because stream temperature is broadly
driven by air temperature (Webb and
Nobilis 2007, p. 82), water temperatures
in the current and historical range of the
sickle darter are expected to increase in
the future under both RCP 4.5 and RCP
8.5.
The upper thermal limits of the sickle
darter are unknown, but the species’
occurrence in streams ranging in size
from large creeks to medium-sized
rivers suggests that it may have some
tolerance to a variety of water
conditions. The species may be less
vulnerable to droughts, compared to
species occurring in smaller or
headwater streams. Relative to other
fishes, sickle darter may have some
resilience to the effects of climate
change. Among more than 700 species
in the Appalachian region, six other
darter species in the genus Percina are
ranked as moderately vulnerable to the
effects of climate change (Appalachian
Landscape Conservation Cooperative
2017, unpaginated). Moderately
vulnerable is defined as abundance and/
or range extent within geographical area
assessed likely to decrease by 2050. The
sickle darter may have some of the same
vulnerabilities due to its similar
ecology, life history, and small range.
Conservation Efforts
The sickle darter is listed as
threatened by Tennessee (Tennessee
Wildlife Resources Commission (TWRC)
2016, p. 3) and Virginia (VDGIF 2018, p.
1), making it unlawful to take the
species or damage its habitat without a
State permit. Additionally, the sickle
darter is identified as a species of
greatest conservation need in the
Tennessee and Virginia Wildlife Action
Plans, which outline actions to promote
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species conservation. A propagation
effort for the sickle darter was initiated
in 2015, producing 25 juveniles that
were released to the wild. The status of
the released fish is unknown, but the
effort demonstrates that propagation
may be a useful conservation tool to
augment sickle darter populations or
reintroduce the species to historical
localities in the future.
Future Scenarios
In our SSA report (Service 2020a,
entire), we defined viability as the
ability of the species to sustain
populations in the wild over time. To
help address uncertainty associated
with the degree and extent of potential
future stressors and their impacts on the
species’ needs, the concepts of
resiliency, redundancy, and
representation were assessed using three
plausible future scenarios. We devised
these scenarios by identifying
information on the following primary
threats anticipated to affect sickle darter
in the future: Land cover, urbanization,
climate change, and conservation
activity. The three scenarios capture the
range of uncertainty in the changing
landscape and how sickle darter will
respond to the changing conditions (see
Table 2, below). We used the best
available data and models to project out
50 years into the future (i.e., 2070), a
timeframe where we were reasonably
certain the land use change,
urbanization, and climate models that
we used could forecast patterns in the
species’ range relevant to the sickle
darter and its habitat given the species’
life span. For more information on the
models and their projections, please see
the SSA report (Service 2020a, pp. 54–
67).
Under Scenario 1 (continuation of
current trend), no significant increases
or decreases are expected with respect
to land cover, urbanization, or habitat
conditions, and habitat restoration
efforts (e.g., livestock fencing, riparian
plantings, streambank restoration) by
the Service and its partners are
projected to continue at current levels.
In addition, climate change would track
RCP 4.5. Three of six extant sickle darter
populations are projected to maintain
their resiliency categories at current
levels. Three extant populations, Clinch
River, Middle Fork Holston River, and
North Fork Holston River, are projected
to become extirpated within 30 years.
The species’ redundancy and
representation are expected to remain at
low levels.
Under Scenario 2 (improving trend),
habitat conditions throughout the upper
Tennessee River drainage are projected
to improve due to increased
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conservation efforts and improving land
use practices (e.g., greater forest cover
and reduced agricultural and
development effects). Based on these
factors, resiliency of all extant
populations would remain at current
levels or increase, and the species may
be rediscovered or will be reintroduced
into portions of the Powell River system
and French Broad River system. The
species’ redundancy would increase to
a low-moderate level and representation
would remain at a low level because
populations will be reintroduced or
rediscovered in two historically
occupied river systems, increasing the
number of extant populations (our
measure of redundancy) from 6 to 8. In
spite of the two added populations,
representation would remain low
because individuals would have the
same genetic composition of parental
stock in the rivers from which they were
sourced, or will be founded from very
small, previously undetected
populations.
Under Scenario 3 (worsening trend),
habitat conditions are projected to
decline within the upper Tennessee
River drainage due to reductions in
forest cover, increased urbanization and
agricultural activities, and a climate
trend that tracks RCP 8.5. Combined
with reduced conservation efforts, these
factors will have a negative effect on
population resiliency, with projected
extirpations of the Clinch River, North
Fork Holston River, Middle Fork
Holston River, and Sequatchie River
populations. Loss of these populations
would reduce redundancy and
representation, with overall species’
redundancy and representation
remaining at low levels.
One of our plausible scenarios
(improving trends) projected improving
conditions characterized by an
increased percentage of forested land
cover and a reduced percentage of
pasture and hay land cover. In this
scenario, urbanization and climate
change rates of increase would be
reduced relative to current trends
(Service 2020a, pp. 72–73) and
additional conservation actions would
be implemented. There was greater
uncertainty regarding future species’
status and conservation action
implementation than in the other two
future scenarios. For example, the
improving trends scenario projected
reintroduction and successful
establishment of two populations in the
species’ historical range, but successful
establishment of viable populations of
sickle darters has not yet been proven,
and funding for this type of
conservation, as well as other
conservation actions such as easements
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for land restoration, is uncertain.
Therefore, we did not rely on the
improving trends scenario to assess the
likelihood of the species becoming in
danger of extinction in the foreseeable
71867
future. (see Status Throughout All of Its
Range, below)
TABLE 2—FUTURE CONDITION OF THE SICKLE DARTER BY THE YEAR 2070 UNDER THREE FUTURE SCENARIOS
Analytical unit
(population)
Current condition
Scenario 1:
Current trend
Scenario 2:
Improving trend
Emory River ...................................................
Clinch River ....................................................
Powell River ...................................................
Little River ......................................................
French Broad River ........................................
Middle Fork Holston River .............................
North Fork Holston River ...............................
South Fork Holston River ...............................
Sequatchie River ............................................
Watauga .........................................................
Moderate ....................
Low ............................
Extirpated ...................
Moderate ....................
Extirpated ...................
Low ............................
Low ............................
Extirpated ...................
Low ............................
Extirpated ...................
Moderate ....................
Likely Extirpated ........
Likely Extirpated ........
Low ............................
Likely Extirpated ........
Likely Extirpated ........
Likely Extirpated ........
Likely Extirpated ........
Low ............................
Likely Extirpated ........
Moderate ....................
Low ............................
Low * ..........................
Moderate ....................
Low * ..........................
Low ............................
Low ............................
Likely Extirpated ........
Low ............................
Likely Extirpated ........
Scenario 3:
Worsening trend
Low.
Likely
Likely
Low.
Likely
Likely
Likely
Likely
Likely
Likely
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
*Scenario 2 anticipates successful reintroduction or rediscovery of the species in two river systems.
Cumulative Effects of Threats
We note that, by using the SSA
framework to guide our analysis of the
scientific information documented in
the SSA report, we have not only
analyzed individual effects on the
species, but have also analyzed their
potential cumulative effects. We
incorporate the cumulative effects into
our SSA analysis when we characterize
the current and future condition of the
species. Our assessment of the current
and future conditions encompasses and
incorporates the threats individually
and cumulatively. Our current and
future condition assessment is iterative
because it accumulates and evaluates
the effects of all the factors that may be
influencing the species, including
threats and conservation efforts.
Because the SSA framework considers
not just the presence of the factors, but
to what degree they collectively
influence risk to the entire species, our
assessment integrates the cumulative
effects of the factors and replaces a
standalone cumulative effects analysis.
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Determination of Sickle Darter Status
Section 4 of the Act (16 U.S.C. 1533)
and its implementing regulations (50
CFR part 424) set forth the procedures
for determining whether a species meets
the definition of an endangered species
or a threatened species. The Act defines
‘‘endangered species’’ as a species in
danger of extinction throughout all or a
significant portion of its range, and
‘‘threatened species’’ as a species likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range. The
Act requires that we determine whether
a species meets the definition of
‘‘endangered species’’ or ‘‘threatened
species’’ because of any of the following
factors: (A) The present or threatened
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destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence.
Status Throughout All of Its Range
The current conditions as assessed in
the sickle darter SSA report show that
the species exists in six populations, in
six tributary systems in two ecoregions.
Two populations, Little River and
Emory River, have moderate resiliency,
and four populations have low
resiliency. Although there are six
separate populations distributed within
the upper Tennessee River drainage,
redundancy is low because four have
low resiliency. Representation is
currently low because genetic variation
has likely been reduced over time as
populations became disconnected,
isolated, and reduced in size. Further,
representation has been diminished
with the loss of the species from the
Blue Ridge ecoregion. While current
resiliency, redundancy, and
representation are far from optimal, it is
unlikely that the sickle darter is in
danger of extinction from a near-term
catastrophic event. The occurrence in
separate rivers of two populations,
which are both in moderate condition
and regularly recruiting new age classes
(generations), greatly diminishes the
possibility that such an event would
simultaneously cause extirpation of the
two populations, nor is it likely that
such an event would simultaneously
have the same level of impact on the
other four populations in low condition.
After evaluating threats to the species
and assessing the cumulative effect of
the threats under the section 4(a)(1)
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factors, we conclude that the risk factors
acting on the sickle darter and its
habitat, either singly or in combination,
are not of sufficient imminence,
intensity, or magnitude to indicate that
the species is in danger of extinction
now (an endangered species) throughout
all of its range.
Our analysis of the sickle darter’s
future conditions shows that the
population and habitat factors used to
determine resiliency, representation,
and redundancy will continue to
decline. The primary threats are
currently acting on the species and are
likely to continue into the future. We
selected 50 years as ‘‘foreseeable’’ in
this case because it includes projections
from available models for urbanization,
land use, and climate change, threats
which will affect the status of the
species over that timeframe.
The range of plausible future
scenarios of the sickle darter’s habitat
conditions and water quality factors
portend reduced viability into the
future. Under the current trend scenario,
resiliency is low in two populations and
or moderate in one population, and
three populations are likely extirpated
so that redundancy and representation
are reduced. Under the worsening trend
scenario, resiliency is low in two
populations, and four populations are
likely extirpated so that redundancy and
representation are substantially
reduced. This expected reduction in
both the number and distribution of
resilient populations is likely to make
the species vulnerable to catastrophic
disturbance. Thus, after assessing the
best available information, we conclude
that the sickle darter is not currently in
danger of extinction but is likely to
become in danger of extinction within
the foreseeable future throughout all of
its range.
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Status Throughout a Significant Portion
of Its Range
Under the Act and our implementing
regulations, a species may warrant
listing if it is in danger of extinction or
likely to become so in the foreseeable
future throughout all or a significant
portion of its range. The court in Center
for Biological Diversity v. Everson, 2020
WL 437289 (D.D.C. Jan. 28, 2020)
(Center for Biological Diversity), vacated
the aspect of our Final Policy on
Interpretation of the Phrase ‘‘Significant
Portion of Its Range’’ in the Endangered
Species Act’s Definitions of
‘‘Endangered Species’’ and ‘‘Threatened
Species’’ (79 FR 37578; July 1, 2014)
that provided that the Service does not
undertake an analysis of significant
portions of a species’ range if the
species warrants listing as threatened
throughout all of its range. Therefore,
we proceed to evaluating whether the
species is endangered in a significant
portion of its range—that is, whether
there is any portion of the species’ range
for which both (1) the portion is
significant, and (2) the species is in
danger of extinction in that portion.
Depending on the case, it might be more
efficient for us to address the
‘‘significance’’ question or the ‘‘status’’
question first. We can choose to address
either question first. Regardless of
which question we address first, if we
reach a negative answer with respect to
the first question that we address, we do
not need to evaluate the other question
for that portion of the species’ range.
Following the court’s holding in
Center for Biological Diversity, we now
consider whether there are any
significant portions of the species’ range
where the species is in danger of
extinction now (i.e., endangered). In
undertaking this analysis for sickle
darter, we choose to address the status
question first—we consider information
pertaining to the geographic distribution
of both the species and the threats that
the species faces to identify any
portions of the range where the species
is endangered.
For the sickle darter, we considered
whether the threats are geographically
concentrated in any portion of the
species’ range at a biologically
meaningful scale. We examined the
following threats currently acting on the
species: Habitat loss and degradation
through siltation, water quality
degradation, and impoundments and
their effects and the associated effects of
the species’ reduced range. We also
examined the cumulative effects of
these threats. Our analysis revealed that
these threats are likely to continue into
the foreseeable future, or approximately
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50 years. Siltation and water quality
degradation resulting from nutrients,
pathogens, municipal and residential
development, agriculture, and logging
are present in all watersheds where the
sickle darter occurs. Land use changes
associated with extraction of energy
resources (coal, oil, and gas) are
restricted to the Clinch (including
Emory River) and Powell River systems,
but the stressors associated with these
activities, including sedimentation and
water quality degradation, also come
from sources (e.g., urbanization, grazing,
logging) that are common to all
watersheds where the species occurs.
Isolation as a result of habitat
fragmentation affects all sickle darter
populations similarly, and all
populations will experience the effects
of changing climate conditions.
Additionally, resiliency of the
remaining populations would decline,
while our continuing trends and
worsening trends future scenarios
respectively projected three or four of
the six extant populations would
become extirpated. The Little River
watershed has the highest amount of
land affected by urbanization
(development) currently, and that is
projected to continue in the future
(Service 2020a, pp. 86–87). However,
current land use and future rates of land
use change are not substantially
different among the watersheds
occupied by the six populations.
Overall, the current threats acting on
the species and its habitat are expected
to continue, and there are no indications
that these threats would lessen or that
declining populations trends would be
reverted. After assessing the best
available information, we found no
concentration of threats in any portion
of the sickle darter’s range at a
biologically meaningful scale. Thus,
there are no portions of the species’
range where the species has a different
status from its rangewide status.
Therefore, no portion of the species’
range provides a basis for determining
that the species is in danger of
extinction in a significant portion of its
range, and we determine that the
species is likely to become in danger of
extinction within the foreseeable future
throughout all of its range. This is
consistent with the courts’ holdings in
Desert Survivors v. Department of the
Interior, No. 16–cv–01165–JCS, 2018
WL 4053447 (N.D. Cal. Aug. 24, 2018),
and Center for Biological Diversity v.
Jewell, 248 F. Supp. 3d, 946, 959 (D.
Ariz. 2017).
Determination of Status
Our review of the best available
scientific and commercial information
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indicates that the sickle darter meets the
Act’s definition of a ‘‘threatened
species.’’ Therefore, we propose to list
the sickle darter as a threatened species
in accordance with sections 3(20) and
4(a)(1) of the Act.
Available Conservation Measures
Conservation measures provided to
species listed as endangered or
threatened species under the Act
include recognition, recovery actions,
requirements for Federal protection, and
prohibitions against certain practices.
Recognition through listing results in
public awareness, and conservation by
Federal, State, Tribal, and local
agencies, private organizations, and
individuals. The Act encourages
cooperation with the States and other
countries and calls for recovery actions
to be carried out for listed species. The
protection required by Federal agencies
and the prohibitions against certain
activities are discussed, in part, below.
Recovery Planning
The primary purpose of the Act is the
conservation of endangered and
threatened species and the ecosystems
upon which they depend. The ultimate
goal of such conservation efforts is the
recovery of these listed species, so that
they no longer need the protective
measures of the Act. Section 4(f) of the
Act calls for the Service to develop and
implement recovery plans for the
conservation of endangered and
threatened species. The recovery
planning process involves the
identification of actions that are
necessary to halt or reverse the species’
decline by addressing the threats to its
survival and recovery. The goal of this
process is to restore listed species to a
point where they are secure, selfsustaining, and functioning components
of their ecosystems.
Recovery planning consists of
preparing draft and final recovery plans,
beginning with the development of a
recovery outline and making it available
to the public within 30 days of a final
listing determination. The recovery
outline guides the immediate
implementation of urgent recovery
actions and describes the process to be
used to develop a recovery plan.
Revisions of the plan may be done to
address continuing or new threats to the
species, as new substantive information
becomes available. The recovery plan
also identifies recovery criteria for
review of when a species may be ready
for reclassification from endangered to
threatened (‘‘downlisting’’) or removal
from protected status (‘‘delisting’’), and
methods for monitoring recovery
progress. Recovery plans also establish
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a framework for agencies to coordinate
their recovery efforts and provide
estimates of the cost of implementing
recovery tasks. Recovery teams
(composed of species experts, Federal
and State agencies, nongovernmental
organizations, and stakeholders) are
often established to develop recovery
plans. When completed, the recovery
outline, draft recovery plan, and the
final recovery plan will be available on
our website (https://www.fws.gov/
endangered), or from our Kentucky
Ecological Services Field Office (see FOR
FURTHER INFORMATION CONTACT).
Implementation of recovery actions
generally requires the participation of a
broad range of partners, including other
Federal agencies, States, Tribes,
nongovernmental organizations,
businesses, and private landowners.
Examples of recovery actions include
habitat restoration (e.g., restoration of
native vegetation), research, captive
propagation and reintroduction, and
outreach and education. The recovery of
many listed species cannot be
accomplished solely on Federal lands
because their range may occur primarily
or solely on non-Federal lands. To
achieve recovery of these species
requires cooperative conservation efforts
on private, State, and Tribal lands.
If this species is listed, funding for
recovery actions will be available from
a variety of sources, including Federal
budgets, State programs, and cost-share
grants for non-Federal landowners, the
academic community, and
nongovernmental organizations. In
addition, pursuant to section 6 of the
Act, the States of North Carolina,
Tennessee, and Virginia would be
eligible for Federal funds to implement
management actions that promote the
protection or recovery of the sickle
darter. Information on our grant
programs that are available to aid
species recovery can be found at: https://
www.fws.gov/grants.
Although the sickle darter is only
proposed for listing under the Act at
this time, please let us know if you are
interested in participating in recovery
efforts for this species. Additionally, we
invite you to submit any new
information on this species whenever it
becomes available and any information
you may have for recovery planning
purposes (see FOR FURTHER INFORMATION
CONTACT).
Section 7(a) of the Act requires
Federal agencies to evaluate their
actions with respect to any species that
is proposed or listed as an endangered
or threatened species and with respect
to its critical habitat, if any is
designated. Regulations implementing
this interagency cooperation provision
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of the Act are codified at 50 CFR part
402. Section 7(a)(4) of the Act requires
Federal agencies to confer with the
Service on any action that is likely to
jeopardize the continued existence of a
species proposed for listing or result in
destruction or adverse modification of
proposed critical habitat. If a species is
listed subsequently, section 7(a)(2) of
the Act requires Federal agencies to
ensure that activities they authorize,
fund, or carry out are not likely to
jeopardize the continued existence of
the species or destroy or adversely
modify its critical habitat. If a Federal
action may affect a listed species or its
critical habitat, the responsible Federal
agency must enter into consultation
with the Service.
Federal agency actions within the
species’ habitat that may require
conference or consultation or both as
described in the preceding paragraph
include management and any other
landscape-altering activities on Federal
lands administered, or on private lands
seeking funding, by Federal agencies,
which may include, but are not limited
to, the Tennessee Valley Authority, U.S.
Department of Agriculture (USDA) U.S.
Forest Service, USDA Farm Service
Agency, USDA Natural Resources
Conservation Service, and Federal
Emergency Management Agency;
issuance of section 404 CWA permits by
the U.S. Army Corps of Engineers; and
construction and maintenance of roads
or highways by the Federal Highway
Administration.
It is our policy, as published in the
Federal Register on July 1, 1994 (59 FR
34272), to identify to the maximum
extent practicable at the time a species
is listed, those activities that would or
would not constitute a violation of
section 9 of the Act. The intent of this
policy is to increase public awareness of
the effect of a proposed listing on
proposed and ongoing activities within
the range of the species proposed for
listing. The discussion below regarding
protective regulations under section 4(d)
of the Act complies with our policy.
Critical Habitat
Section 4(a)(3) of the Act, as
amended, and implementing regulations
(50 CFR 424.12) require that, to the
maximum extent prudent and
determinable, the Secretary shall
designate critical habitat at the time the
species is determined to be an
endangered or threatened species. Our
regulations (50 CFR 424.12(a)(1)) state
that the Secretary may, but is not
required to, determine that a
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designation would not be prudent in the
following circumstances:
(i) The species is threatened by taking
or other human activity and
identification of critical habitat can be
expected to increase the degree of such
threat to the species;
(ii) The present or threatened
destruction, modification, or
curtailment of a species’ habitat or range
is not a threat to the species, or threats
to the species’ habitat stem solely from
causes that cannot be addressed through
management actions resulting from
consultations under section 7(a)(2) of
the Act;
(iii) Areas within the jurisdiction of
the United States provide no more than
negligible conservation value, if any, for
a species occurring primarily outside
the jurisdiction of the United States;
(iv) No areas meet the definition of
critical habitat; or
(v) The Secretary otherwise
determines that designation of critical
habitat would not be prudent based on
the best scientific data available.
As discussed earlier in this document,
there is currently no imminent threat of
collection or vandalism identified under
Factor B for this species, and
identification and mapping of critical
habitat is not expected to initiate any
such threat. In our SSA and proposed
listing determination for the sickle
darter, we determined that the present
or threatened destruction, modification,
or curtailment of habitat or range is a
threat to the sickle darter and that those
threats in some way can be addressed by
section 7(a)(2) consultation measures.
The species occurs wholly in the
jurisdiction of the United States, and we
are able to identify areas that meet the
definition of critical habitat. Therefore,
because none of the circumstances
enumerated in our regulations at 50 CFR
424.12(a)(1) have been met and because
there are no other circumstances the
Secretary has identified for which this
designation of critical habitat would be
not prudent, we have determined that
the designation of critical habitat is
prudent for the sickle darter.
Critical Habitat Determinability
Prudency Determination
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Having determined that designation is
prudent, under section 4(a)(3) of the Act
we must find whether critical habitat for
the sickle darter is determinable. Our
regulations at 50 CFR 424.12(a)(2) state
that critical habitat is not determinable
when one or both of the following
situations exist:
(i) Data sufficient to perform required
analyses are lacking, or
(ii) The biological needs of the species
are not sufficiently well known to
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Federal Register / Vol. 85, No. 219 / Thursday, November 12, 2020 / Proposed Rules
identify any area that meets the
definition of ‘‘critical habitat.’’
When critical habitat is not
determinable, the Act allows the Service
an additional year to publish a critical
habitat designation (16 U.S.C.
1533(b)(6)(C)(ii)).
For the sickle darter, the species’
needs are sufficiently well known, but
a careful assessment of the economic
impacts that may occur due to a critical
habitat designation is ongoing. Until
these efforts are complete, information
sufficient to perform a required analysis
of the impacts of the designation is
lacking, and, therefore, we find
designation of critical habitat for the
sickle darter to be not determinable at
this time. We plan to publish a
proposed rule to designate critical
habitat for the sickle darter concurrent
with the availability of a draft economic
analysis of the proposed designation.
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II. Proposed Rule Issued Under Section
4(d) of the Act
Background
Section 4(d) of the Act contains two
sentences. The first sentence states that
the Secretary of the Interior (Secretary)
shall issue such regulations as he deems
necessary and advisable to provide for
the conservation of species listed as
threatened. The U.S. Supreme Court has
noted that statutory language like
‘‘necessary and advisable’’ demonstrates
a large degree of deference to the agency
(see Webster v. Doe, 486 U.S. 592
(1988)). Conservation is defined in the
Act to mean the use of all methods and
procedures which are necessary to bring
any endangered species or threatened
species to the point at which the
measures provided pursuant to the Act
are no longer necessary. Additionally,
the second sentence of section 4(d) of
the Act states that the Secretary may by
regulation prohibit with respect to any
threatened species any act prohibited
under section 9(a)(1), in the case of fish
or wildlife, or section 9(a)(2), in the case
of plants. Thus, the combination of the
two sentences of section 4(d) provides
the Secretary with wide latitude of
discretion to select and promulgate
appropriate regulations tailored to the
specific conservation needs of the
threatened species. The second sentence
grants particularly broad discretion to
the Service when adopting the
prohibitions under section 9 of the Act.
The courts have recognized the extent
of the Secretary’s discretion under this
standard to develop rules that are
appropriate for the conservation of a
particular species. For example, courts
have upheld rules developed under
section 4(d) as a valid exercise of agency
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authority where they prohibited take of
threatened wildlife, or include a limited
taking prohibition (see Alsea Valley
Alliance v. Lautenbacher, 2007 U.S.
Dist. Lexis 60203 (D. Or. 2007);
Washington Environmental Council v.
National Marine Fisheries Service, 2002
U.S. Dist. Lexis 5432 (W.D. Wash.
2002)). Courts have also upheld 4(d)
rules that do not address all of the
threats a species faces (see State of
Louisiana v. Verity, 853 F.2d 322 (5th
Cir. 1988)). As noted in the legislative
history when the Act was initially
enacted, ‘‘once an animal is on the
threatened list, the Secretary has an
almost infinite number of options
available to him with regard to the
permitted activities for those species. He
may, for example, permit taking, but not
importation of such species, or he may
choose to forbid both taking and
importation but allow the transportation
of such species’’ (H.R. Rep. No. 412,
93rd Cong., 1st Sess. 1973).
Exercising this authority under
section 4(d), we have developed a
proposed rule that is designed to
address the sickle darter’s specific
threats and conservation needs.
Although the statute does not require us
to make a ‘‘necessary and advisable’’
finding with respect to the adoption of
specific prohibitions under section 9,
we find that this rule as a whole satisfies
the requirement in section 4(d) of the
Act to issue regulations deemed
necessary and advisable to provide for
the conservation of the sickle darter. As
discussed above under Summary of
Biological Status and Threats, we have
concluded that the sickle darter is likely
to become in danger of extinction
within the foreseeable future primarily
due to habitat degradation or loss
stemming from hydrologic alterations by
impoundments, including dams and
other barriers; land development that
does not incorporate BMPs; and
diminished water quality from point
and nonpoint source pollution and
siltation. These threats contribute to the
negative effects associated with the
species’ habitat fragmentation and
isolation and potential effects of climate
change. The provisions of this proposed
4(d) rule would promote conservation of
the sickle darter by encouraging
management of the landscape in ways
that meet both watershed and riparian
management considerations and the
species’ conservation needs. The
provisions of this proposed rule are one
of many tools that we would use to
promote the conservation of the sickle
darter. This proposed 4(d) rule would
apply only if and when we make final
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the listing of the sickle darter as a
threatened species.
Provisions of the Proposed 4(d) Rule
This proposed 4(d) rule would
provide for the conservation of the
sickle darter by prohibiting the
following activities, except as otherwise
authorized or permitted: Import or
export; take; possession and other acts
with unlawfully taken specimens;
delivery, receipt, transport, or shipment
in interstate or foreign commerce in the
course of commercial activity; or sale or
offer for sale in interstate or foreign
commerce.
Threats to the species are noted above
and described in detail under Summary
of Biological Status and Threats. The
most significant threat expected to affect
the species in the foreseeable future is
loss and fragmentation of habitat from
siltation, water quality degradation, and
impoundments and their effects. A
range of activities have the potential to
affect the sickle darter, including
commercial activities, agriculture,
resource extraction, and land
development. Regulating these activities
would help preserve the sickle darter’s
remaining populations, slow the rate of
population decline, and decrease
synergistic, negative effects from other
stressors. Therefore, regulating activities
that increase siltation, diminish water
quality, alter stream flow, or reduce fish
passage would help preserve and
potentially provide for expansion of
remaining populations and decrease
synergistic, negative effects from other
threats.
Under the Act, ‘‘take’’ means to
harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or
to attempt to engage in any such
conduct. Some of these provisions have
been further defined in regulations at 50
CFR 17.3. Take can result knowingly or
otherwise, by direct and indirect
impacts, intentionally or incidentally.
Regulating incidental and intentional
take would help the species maintain
population size and resiliency.
We may issue permits to carry out
otherwise prohibited activities,
including those described above,
involving threatened wildlife under
certain circumstances. Regulations
governing permits are codified at 50
CFR 17.32. With regard to threatened
wildlife, a permit may be issued for the
following purposes: For scientific
purposes, to enhance propagation or
survival, for economic hardship, for
zoological exhibition, for educational
purposes, for incidental taking, or for
special purposes consistent with the
purposes of the Act.
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There are also certain statutory
exceptions from the prohibitions, which
are found in sections 9 and 10 of the
Act, and other standard exceptions from
the prohibitions, which are found in our
regulations at 50 CFR part 17, subparts
C and D. Below, we describe these
exceptions to the prohibitions that we
are proposing for the sickle darter.
Under our proposed 4(d) rule, take of
the sickle darter would not be
prohibited in the following instances:
• Take is authorized by a permit
issued in accordance with 50 CFR 17.32;
• Take results from actions of an
employee or agent of one of the Services
or of a State conservation agency that is
operating under a conservation program
pursuant to the terms of a cooperative
agreement with the Service;
• Take is in defense of human life;
and
• Take results from actions taken by
representatives of one of the Services or
of a State conservation agency to aid a
sick specimen or to dispose of, salvage,
or remove a dead specimen that is
reported to the Office of Law
Enforcement.
We also propose to allow Federal and
State law enforcement officers to
possess, deliver, carry, transport, or ship
any sickle darters taken in violation of
the Act as necessary in performing their
official duties.
In part, these exceptions to the
prohibitions recognize the special and
unique relationship with our State
natural resource agency partners in
contributing to conservation of listed
species. State agencies often possess
scientific data and valuable expertise on
the status and distribution of
endangered, threatened, and candidate
species of wildlife and plants. State
agencies, because of their authorities
and their close working relationships
with local governments and
landowners, are in a unique position to
assist the Services in implementing all
aspects of the Act. In this regard, section
6 of the Act provides that the Service
shall cooperate to the maximum extent
practicable with the State in carrying
out programs authorized by the Act.
Therefore, any qualified employee or
agent of a State conservation agency that
is a party to a cooperative agreement
with the Service in accordance with
section 6(c) of the Act, who is
designated by his or her agency for such
purposes, would be able to conduct
activities designed to conserve the
sickle darter that may result in
otherwise prohibited take for wildlife
without additional authorization.
In addition to the exceptions to the
prohibitions described above, we
propose certain species-specific
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exceptions to the prohibitions to
provide for the conservation of the
sickle darter. Consistent with all of the
proposed exceptions and based on the
best available information, our proposed
4(d) rule identifies the following
activities, which are unlikely to result in
take of the sickle darter in violation of
section 9 if carried out in accordance
with existing regulations and permit
requirements and outside the February
through March spawning season:
These 4(d) rule exceptions cover
actions that improve or restore sickle
darter habitat, including channel
restoration and streambank
stabilization, bridge and culvert
replacement (including transportation
projects that enhance fish passage), as
well as low-head dam removal. To
encourage protection of streams
occupied by the sickle darter, we have
included in the exceptions silvicultural
activities that implement State best
management practices. Within each
occupied river system, these actions
will promote expansion of the
population’s range and reduce the
population’s fragmentation and
isolation. Additionally, these actions
can reduce stressors that impact the
sickle darter, including runoff of
siltation and pollution, and may
(through riparian reforestation) mediate
local water temperatures expected to
increase with climate change.
Habitat restoration actions and
silvicultural activities excepted by the
4(d) rule may result in some minimal
level of harm or temporary disturbance
to the sickle darter. For example, a
culvert replacement project would
likely elevate suspended sediments for
several hours and the darters would
need to move out of the sediment plume
to resume normal feeding behavior.
Because the 4(d) rule exceptions do not
apply during the sickle darter’s twomonth spawning period, a critical phase
of the species’ life history, the potential
for take is further minimized. Overall,
these activities benefit the species by
expanding suitable habitat and reducing
within-population fragmentation,
contributing to conservation and
recovery.
Based on the best available
information, the following activities
may potentially result in violation of
section 9 of the Act; this list is not
comprehensive:
(1) Unauthorized handling, collecting,
possessing, selling, delivering, carrying,
or transporting of the sickle darter,
including interstate transportation
across State lines and import or export
across international boundaries.
(2) Destruction or alteration of the
species’ habitat by discharge of fill
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material, draining, ditching, tiling, pond
construction, stream channelization or
diversion, or diversion or alteration of
surface or ground water flow into or out
of the stream (i.e., due to roads,
impoundments, discharge pipes,
stormwater detention basins, etc.).
(3) Introduction of nonnative species
that compete with or prey upon the
sickle darter.
(4) Discharge of chemicals or fill
material into any waters in which the
sickle darter is known to occur.
Questions regarding whether specific
activities would constitute a violation of
section 9 of the Act should be directed
to the Kentucky Ecological Services
Field Office (see FOR FURTHER
INFORMATION CONTACT).
Nothing in this proposed 4(d) rule
would change in any way the recovery
planning provisions of section 4(f) of the
Act, the consultation requirements
under section 7 of the Act, or the ability
of the Service to enter into partnerships
for the management and protection of
the sickle darter. However, interagency
cooperation may be further streamlined
through planned programmatic
consultations for the species between
Federal agencies and the Service, where
appropriate. We ask the public,
particularly State agencies and other
interested stakeholders that may be
affected by the proposed 4(d) rule, to
provide comments and suggestions
regarding additional guidance and
methods that the Service could provide
or use, respectively, to streamline the
implementation of this proposed 4(d)
rule (see Information Requested, above).
Required Determinations
Clarity of the Rule
We are required by Executive Orders
12866 and 12988 and by the
Presidential Memorandum of June 1,
1998, to write all rules in plain
language. This means that each rule we
publish must:
(1) Be logically organized;
(2) Use the active voice to address
readers directly;
(3) Use clear language rather than
jargon;
(4) Be divided into short sections and
sentences; and
(5) Use lists and tables wherever
possible.
If you feel that we have not met these
requirements, send us comments by one
of the methods listed in ADDRESSES. To
better help us revise the rule, your
comments should be as specific as
possible. For example, you should tell
us the numbers of the sections or
paragraphs that are unclearly written,
which sections or sentences are too
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long, the sections where you feel lists or
tables would be useful, etc.
National Environmental Policy Act (42
U.S.C. 4321 et seq.)
It is our position that we do not need
to prepare environmental analyses
pursuant to the National Environmental
Policy Act (NEPA; 42 U.S.C. 4321 et
seq.) in connection with listing a species
as an endangered or threatened species
under the Act. We published a notice
outlining our reasons for this
determination in the Federal Register
on October 25, 1983 (48 FR 49244).
Government-to-Government
Relationship With Tribes
In accordance with the President’s
memorandum of April 29, 1994
(Government-to-Government Relations
with Native American Tribal
Governments; 59 FR 22951), Executive
Order 13175 (Consultation and
Coordination with Indian Tribal
Governments), and the Department of
the Interior’s manual at 512 DM 2, we
readily acknowledge our responsibility
to communicate meaningfully with
recognized Federal Tribes on a
government-to-government basis. In
accordance with Secretarial Order 3206
of June 5, 1997 (American Indian Tribal
Rights, Federal-Tribal Trust
Responsibilities, and the Endangered
Species Act), we readily acknowledge
our responsibilities to work directly
Common name
*
with Tribes in developing programs for
healthy ecosystems, to acknowledge that
Tribal lands are not subject to the same
controls as Federal public lands, to
remain sensitive to Indian culture, and
to make information available to Tribes.
We have determined that no Tribal
lands fall within the range of the sickle
darter, so no Tribal lands would be
affected by the proposed rule.
References Cited
A complete list of references cited in
this rulemaking is available on the
internet at https://www.regulations.gov
and upon request from the Kentucky
Ecological Services Field Office (see FOR
FURTHER INFORMATION CONTACT).
Authors
The primary authors of this proposed
rule are the staff members of the Fish
and Wildlife Service’s Species
Assessment Team and the Kentucky
Ecological Services Field Office.
*
Where listed
*
Endangered and threatened species,
Exports, Imports, Reporting and
recordkeeping requirements,
Transportation.
Proposed Regulation Promulgation
Accordingly, we propose to amend
part 17, subchapter B of chapter I, title
50 of the Code of Federal Regulations,
as set forth below:
1. The authority citation for part 17
continues to read as follows:
■
Status
*
List of Subjects in 50 CFR Part 17
PART 17—ENDANGERED AND
THREATENED WILDLIFE AND PLANTS
Signing Authority
The Director, U.S. Fish and Wildlife
Service, approved this document and
authorized the undersigned to sign and
submit the document to the Office of the
Federal Register for publication
electronically as an official document of
the U.S. Fish and Wildlife Service.
Aurelia Skipwith, Director, U.S. Fish
and Wildlife Service, approved this
document on October 30, 2020, for
publication.
Scientific name
Dated: October 30, 2020.
Madonna Baucum,
Regulations and Policy Chief, Division of
Policy, Economics, Risk Management, and
Analytics, Joint Administrative Operations,
U.S. Fish and Wildlife Service.
Authority: 16 U.S.C. 1361–1407; 1531–
1544; and 4201–4245, unless otherwise
noted.
2. Amend § 17.11(h) by adding an
entry for ‘‘Darter, sickle’’ to the List of
Endangered and Threatened Wildlife in
alphabetical order under FISHES to read
as set forth below:
■
§ 17.11 Endangered and threatened
wildlife.
*
*
*
(h) * * *
*
*
Listing citations and applicable rules
*
*
*
FISHES
*
Darter, sickle ...................
*
*
*
Percina williamsi ............
*
*
3. Amend § 17.44 by adding a
paragraph (ff) to read as set forth below:
■
§ 17.44
Special rules—fishes.
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*
*
*
*
*
(ff) Sickle darter (Percina williamsi).
(1) Prohibitions. The following
prohibitions that apply to endangered
wildlife also apply to the sickle darter.
Except as provided under paragraph
(ff)(2) of this section and §§ 17.4 and
17.5, it is unlawful for any person
subject to the jurisdiction of the United
States to commit, to attempt to commit,
to solicit another to commit, or cause to
be committed, any of the following acts
in regard to this species:
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*
Wherever found .............
Jkt 253001
*
*
T
*
*
[Federal Register citation when published as a
final rule]; 50 CFR 17.44(ff).4d
*
(i) Import or export, as set forth at
§ 17.21(b) for endangered wildlife.
(ii) Take, as set forth at § 17.21(c)(1)
for endangered wildlife.
(iii) Possession and other acts with
unlawfully taken specimens, as set forth
at § 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in
the course of commercial activity, as set
forth at § 17.21(e) for endangered
wildlife.
(v) Sale or offer for sale, as set forth
at § 17.21(f) for endangered wildlife.
(2) Exceptions from prohibitions. In
regard to this species, you may:
(i) Conduct activities as authorized by
a permit under § 17.32.
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*
*
(ii) Take, as set forth at § 17.21(c)(2)
through (c)(4) for endangered wildlife.
(iii) Take as set forth at § 17.31(b).
(iv) Take incidental to an otherwise
lawful activity caused by:
(A) Channel restoration projects that
create natural, physically stable,
ecologically functioning streams (or
stream and wetland systems) and that
take place between April 1 and January
31. These projects can be accomplished
using a variety of methods, but the
desired outcome is a natural channel
with low shear stress (force of water
moving against the channel); bank
heights that enable reconnection to the
floodplain; a connection of surface and
groundwater systems, contributing to
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perennial flows in the channel; riffles
and pools composed of existing soil,
rock, and wood instead of large
imported materials; low compaction of
soils within adjacent riparian areas; and
inclusion of riparian wetlands.
(B) Streambank stabilization projects
that use bioengineering methods to
replace pre-existing, bare, eroding
stream banks with vegetated, stable
stream banks, thereby reducing bank
erosion and instream sedimentation and
improving habitat conditions for the
species, that take place between April 1
and January 31. Stream banks may be
stabilized using live stakes (live,
vegetative cuttings inserted or tamped
into the ground in a manner that allows
the stake to take root and grow), live
fascines (live branch cuttings, usually
willows, bound together into long, cigarshaped bundles), or brush layering
(cuttings or branches of easily rooted
tree species layered between successive
lifts of soil fill). Stream banks must not
be stabilized solely through the use of
quarried rock (rip-rap) or the use of rock
baskets or gabion structures.
(C) Bridge and culvert replacement/
removal projects or low head dam
removal projects that remove migration
barriers or generally allow for improved
upstream and downstream movements
of sickle darters while maintaining
normal stream flows, preventing bed
and bank erosion, and improving habitat
conditions for the species, and that take
place between April 1 and January 31.
(D) Silviculture practices and forest
management activities that:
(1) Implement State best management
practices, particularly for Streamside
Management Zones and stream
crossings; and
(2) When such activities involve
sickle darter spawning habitat, are
carried out between April 1 and January
31.
(E) Transportation projects that
provide for fish passage at stream
crossings.
(v) Possess and engage in other acts
with unlawfully taken wildlife, as set
forth at § 17.21(d)(2) for endangered
wildlife.
*
*
*
*
*
[FR Doc. 2020–24471 Filed 11–10–20; 8:45 am]
BILLING CODE 4333–15–P
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No.: 201103–0288]
RIN 0648–BK05
Fisheries of the Northeastern United
States; Omnibus Framework
Adjustment To Modify the Mid-Atlantic
Fishery Management Council’s Risk
Policy
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS proposes to approve
and implement changes to the MidAtlantic Fishery Management Council’s
Risk Policy. The purpose of this action
is to adjust the Council’s risk policy by
accepting a higher level of risk for
stocks at or above biomass targets. These
adjustments could lead to increases in
catch limits for healthy fisheries
managed by the Council.
DATES: Comments must be received by
November 26, 2020.
ADDRESSES: The Mid-Atlantic Fishery
Management Council has prepared a
draft environmental assessment (EA) for
this action that describes and analyzes
the proposed measures and other
considered alternatives. Copies of the
draft Risk Policy Omnibus Framework
Adjustment (framework), including the
EA and information on the economic
impacts of this proposed rulemaking,
are available upon request from Dr.
Christopher M. Moore, Executive
Director, Mid-Atlantic Fishery
Management Council, Suite 201, 800
North State Street, Dover, DE 19901.
These documents are also accessible via
the internet at https://www.mafmc.org.
You may submit comments on this
document, identified by NOAA–NMFS–
2020–0143, by the following method:
Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal.
• Go to www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20200143;
• Click the ‘‘Comment Now!’’ icon,
complete the required fields; and
• Enter or attach your comments.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
SUMMARY:
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received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address, etc.),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous).
FOR FURTHER INFORMATION CONTACT:
Shannah Jaburek, Fishery Management
Specialist, 978–282–8456.
SUPPLEMENTARY INFORMATION:
Background
In 2011, the Mid-Atlantic Fishery
Management Council implemented its
current risk policy. The risk policy
specifies the Council’s acceptable
tolerance of risk for its managed
resources. The risk policy also works in
conjunction with the Scientific and
Statistical Committee’s application of
the Council’s acceptable biological catch
(ABC) control rule to account for
scientific uncertainty to determine an
ABC for a specific stock. Five years after
implementation, the Council conducted
a review of its risk policy to determine
if any modifications were necessary to
meet the Council’s goals and objectives
for its managed fisheries. From this
review, the Council determined there
were two elements of the current policy
that warranted modifications. The
Council took final action on this
framework to modify its risk policy in
December 2019 and submitted the
action to us in early August 2020.
Proposed Action
The purpose of this action is to adjust
the Council’s risk policy by accepting a
higher level of risk (i.e., the probability
of overfishing, P*) for stocks that are
healthy and either at or above biomass
targets. For stocks not subject to a
rebuilding plan that have a ratio of
biomass (B) to biomass at maximum
sustainable yield (BMSY) of 1.0 or lower,
the maximum P* as informed by the
overfishing limit (OFL) distribution
would decrease linearly from a
maximum value of 45 percent until the
P* becomes zero at a B/BMSY ratio of
0.10. For stocks with biomass that
exceeds BMSY and the B/BMSY ratio is
greater than 1.0, the P* would increase
linearly from 45 percent to a maximum
of 49 percent when the B/BMSY ratio is
equal to 1.5 or greater. Under the
current risk policy, the maximum
allowed P* is capped at 40 percent for
stocks with a B/BMSY ratio of 1.0 or
higher, with this probability decreasing
E:\FR\FM\12NOP1.SGM
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Agencies
[Federal Register Volume 85, Number 219 (Thursday, November 12, 2020)]
[Proposed Rules]
[Pages 71859-71873]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-24471]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R4-ES-2020-0094; FF09E21000 FXES11110900000 212]
RIN 1018-BE89
Endangered and Threatened Wildlife and Plants; Threatened Species
Status With Section 4(d) Rule for Sickle Darter
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), announce a
12-month finding on a petition to list the sickle darter (Percina
williamsi), a fish species from the upper Tennessee River drainage in
North Carolina, Tennessee, and Virginia, as a threatened species under
the Endangered Species Act of 1973, as amended (Act). After a review of
the best available scientific and commercial information, we find that
listing the species is warranted. Accordingly, we propose to list the
sickle darter as a threatened species with a rule issued under section
4(d) of the Act (``4(d) rule''). If we finalize this rule as proposed,
it would add this species to the List of Endangered and Threatened
Wildlife and extend the Act's protections to the species.
DATES: We will accept comments received or postmarked on or before
January 11, 2021. Comments submitted electronically using the Federal
eRulemaking Portal (see ADDRESSES, below) must be received by 11:59
p.m. Eastern Time on the closing date. We must receive requests for a
public hearing, in writing, at the address shown in FOR FURTHER
INFORMATION CONTACT by December 28, 2020.
ADDRESSES: You may submit comments by one of the following methods:
(1) Electronically: Go to the Federal eRulemaking Portal: https://www.regulations.gov. In the Search box, enter FWS-R4-ES-2020-0094,
which is the docket number for this rulemaking. Then, click on the
Search button. On the resulting page, in the Search panel on the left
side of the screen, under the
[[Page 71860]]
Document Type heading, check the Proposed Rule box to locate this
document. You may submit a comment by clicking on ``Comment Now!''
(2) By hard copy: Submit by U.S. mail to: Public Comments
Processing, Attn: FWS-R4-ES-2020-0094, U.S. Fish and Wildlife Service,
MS: PRB/3W, 5275 Leesburg Pike, Falls Church, VA 22041-3803.
We request that you send comments only by the methods described
above. We will post all comments on https://www.regulations.gov. This
generally means that we will post any personal information you provide
us (see Information Requested, below, for more information).
FOR FURTHER INFORMATION CONTACT: Lee Andrews, Field Supervisor, U.S.
Fish and Wildlife Service, Kentucky Ecological Services Field Office,
330 West Broadway, Suite 265, Frankfort, KY 40601; telephone 502-695-
0468. Persons who use a telecommunications device for the deaf (TDD)
may call the Federal Relay Service at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under the Act, if we determine that
a species may be an endangered or threatened species throughout all or
a significant portion of its range, we are required to promptly publish
a proposal in the Federal Register and make a determination on our
proposal within 1 year. To the maximum extent prudent and determinable,
we must designate critical habitat for any species that we determine to
be an endangered or threatened species under the Act. Listing a species
as an endangered or threatened species and designation of critical
habitat can only be completed by issuing a rule.
What this document does. This rule proposes the listing of the
sickle darter as a threatened species with a rule under section 4(d) of
the Act. This rule summarizes our analysis regarding the status of and
threats to the sickle darter.
The basis for our action. Under the Act, we may determine that a
species is an endangered or threatened species because of any of five
factors: (A) The present or threatened destruction, modification, or
curtailment of its habitat or range; (B) overutilization for
commercial, recreational, scientific, or educational purposes; (C)
disease or predation; (D) the inadequacy of existing regulatory
mechanisms; or (E) other natural or manmade factors affecting its
continued existence. We have determined that threats to the sickle
darter include habitat degradation or loss stemming from hydrologic
alteration by impoundments, including dams and other barriers; resource
extraction, including mining and timber operations; and diminished
water quality from point and non-point source chemical contamination
and siltation (Factor A). These threats contribute to the negative
effects associated with the species' reduced range and potential
effects of climate change (Factor E).
Peer review. In accordance with our joint policy on peer review
published in the Federal Register on July 1, 1994 (59 FR 34270), and
our August 22, 2016, memorandum updating and clarifying the role of
peer review of listing actions under the Act, we sought the expert
opinions of five appropriate specialists regarding the species status
assessment report. We received responses from four specialists, which
informed this proposed rule. The purpose of peer review is to ensure
that our listing determinations and 4(d) rules are based on
scientifically sound data, assumptions, and analyses. The peer
reviewers have expertise in the biology, habitat, and threats to the
species.
Because we will consider all comments and information we receive
during the comment period, our final determination may differ from this
proposal. Based on the new information we receive (and any comments on
that new information), we may conclude that the species is endangered
instead of threatened, or we may conclude that the species does not
warrant listing as either an endangered species or a threatened
species. We invite comments on any of these possibilities, as well.
Information Requested
We intend that any final action resulting from this proposed rule
will be based on the best scientific and commercial data available and
be as accurate and as effective as possible. Therefore, we request
comments or information from other concerned governmental agencies,
Native American tribes, the scientific community, industry, or any
other interested parties concerning this proposed rule.
We particularly seek comments concerning:
(1) The species' biology, range, and population trends, including:
(a) Biological or ecological requirements of the species, including
habitat requirements for feeding, breeding, and sheltering;
(b) Genetics and taxonomy;
(c) Historical and current range, including distribution patterns;
(d) Historical and current population levels, and current and
projected trends; and
(e) Past and ongoing conservation measures for the species, its
habitat, or both.
(2) Factors that may affect the continued existence of the species,
which may include habitat modification or destruction, overutilization,
disease, predation, the inadequacy of existing regulatory mechanisms,
or other natural or manmade factors.
(3) Biological, commercial trade, or other relevant data concerning
any threats (or lack thereof) to this species and existing regulations
that may be addressing those threats.
(4) Additional information concerning the historical and current
status, range, distribution, and population size of this species,
including the locations of any additional populations of this species.
(5) Information on regulations that are necessary and advisable to
provide for the conservation of the sickle darter and that the Service
can consider in developing a 4(d) rule for the species. In particular,
we seek information concerning:
(a) The extent to which we should include any of the prohibitions
in section 9 of the Act (16 U.S.C. 1531 et seq.) in the 4(d) rule or
whether any other forms of take should be excepted from the
prohibitions in the 4(d) rule;
(b) Whether we should add a specific provision to except from
prohibition incidental take resulting from silviculture practices and
forest management activities that implement highest-standard best
management practices and comply with forest practice guidelines related
to water quality standards; and
(c) Whether there are additional provisions the Service may wish to
consider for the 4(d) rule that are necessary and advisable for the
conservation of the sickle darter.
Please include sufficient information with your submission (such as
scientific journal articles or other publications) to allow us to
verify any scientific or commercial information you include.
Please note that submissions merely stating support for, or
opposition to, the action under consideration without providing
supporting information, although noted, will not be considered in
making a determination, as section 4(b)(1)(A) of the Act directs that
determinations as to whether any species is an endangered or a
threatened species must be made ``solely on the basis of the best
scientific and commercial data available.''
You may submit your comments and materials concerning this proposed
rule
[[Page 71861]]
by one of the methods listed in ADDRESSES. We request that you send
comments only by the methods described in ADDRESSES.
If you submit information via https://www.regulations.gov, your
entire submission--including any personal identifying information--will
be posted on the website. If your submission is made via a hardcopy
that includes personal identifying information, you may request at the
top of your document that we withhold this information from public
review. However, we cannot guarantee that we will be able to do so. We
will post all hardcopy submissions on https://www.regulations.gov.
Comments and materials we receive, as well as supporting
documentation we used in preparing this proposed rule, will be
available for public inspection on https://www.regulations.gov.
Public Hearing
Section 4(b)(5) of the Act provides for a public hearing on this
proposal, if requested. We must receive requests for a public hearing,
in writing, at the address shown in FOR FURTHER INFORMATION CONTACT. We
will schedule a public hearing on this proposal, if requested, and
announce the date, time, and place of the hearing, as well as how to
obtain reasonable accommodations, in the Federal Register and local
newspapers at least 15 days before the hearing. For the immediate
future, we will provide these public hearings using webinars that will
be announced on the Service's website, in addition to the Federal
Register. The use of these virtual public hearings is consistent with
our regulations at 50 CFR 424.16(c)(3).
Previous Federal Actions
On April 20, 2010, we received a petition from the Center for
Biological Diversity (CBD), Alabama Rivers Alliance, Clinch Coalition,
Dogwood Alliance, Gulf Restoration Network, Tennessee Forests Council,
and West Virginia Highlands Conservancy (referred to below as the CBD
petition) to list 404 aquatic, riparian, and wetland species, including
the sickle darter, as endangered or threatened species under the Act.
In response to the petition, we published a partial 90-day finding on
September 27, 2011 (76 FR 59836), in which we announced our finding
that the petition contained substantial information indicating that
listing may be warranted for numerous species, including the sickle
darter.
On February 18, 2015, the CBD filed a complaint alleging the
Service failed to complete a 12-month finding for the sickle darter in
accordance with statutory deadlines. On September 9, 2015, the Service
and the CBD filed a stipulated settlement in the District of Columbia,
agreeing that the Service will submit to the Federal Register a 12-
month finding for the sickle darter no later than September 30, 2020
(Center for Biological Diversity v. Jewell, case 1:15-CV-00229-EGS
(D.D.C.)). This document constitutes our concurrent 12-month warranted
petition finding and proposed listing rule.
Supporting Documents
An SSA team prepared an SSA report for the sickle darter. The SSA
team was composed of Service biologists, in consultation with other
species experts from the Tennessee Valley Authority; State agencies in
North Carolina, Tennessee, and Virginia; university researchers; and
private fish conservation organizations. The SSA report represents a
compilation of the best scientific and commercial data available
concerning the status of the species, including the impacts of past,
present, and future factors (both negative and beneficial) affecting
the species. As discussed above under Peer review, we solicited
appropriate peer review for the SSA report. The Service sent the SSA
report to five independent peer reviewers and received four responses.
In addition, we sent the draft SSA report for review to Federal
partners, State partners, and scientists with expertise in aquatic
ecology and fish biology, taxonomy, and conservation.
I. Proposed Listing Determination
Background
The sickle darter is a small fish native to the upper Tennessee
River drainage in North Carolina, Tennessee, and Virginia. The species
currently has a disjunct distribution, with populations in the Emory
River, Little River, Sequatchie River, and Emory River systems in
Tennessee, and the upper Clinch River, North Fork Holston River, and
Middle Fork Holston River systems in Virginia. Populations within the
French Broad River system in North Carolina and Tennessee, and the
South Fork Holston River, Powell River, and Watauga River systems in
Tennessee are extirpated. A thorough review of the taxonomy, life
history, and ecology of the sickle darter is presented in the SSA
report (version 1.0; Service 2020a, pp. 9-13).
The sickle darter has a long, slender body reaching up to 120
millimeters (mm) (4.7 inches (in)) in length and an elongated, pointed
snout. The body color is brown to olive above and white to pale yellow
below with a thin black stripe along the top of the body. Spawning
occurs in late winter (February-March), and the species has a maximum
lifespan of 3 to 4 years.
Sickle darters typically occupy flowing pools over rocky, sandy, or
silty substrates in clear creeks or small rivers. Occupied streams tend
to have good water quality, with low turbidity and negligible siltation
(Etnier and Starnes 1993, p. 576; Alford 2019, p. 9). In these
habitats, the species is most often associated with clean sand-detritus
or gravel-cobble-boulder substrates, stands of American water willow
(Justicia americana), or woody debris piles at water depths ranging
from 0.4-1.0 meter (m) (1.3-3.3 feet (ft)) (Etnier and Starnes 1993, p.
576; Page and Near 2007, p. 609; Alford 2019, p. 8). Streams supporting
sickle darters range from 9-33 m (29-108 ft) wide and streamside tree
canopy cover in these streams ranges from open to nearly closed (Alford
2019, p. 8). The species spends most of its time in the water column,
often hovering a few inches above the stream or river bottom (Etnier
and Starnes 1993, p. 576).
In winter, sickle darters have been observed in deep pools (depths
of up to 3 m (10 ft)) or in slow-flowing, shallow pools in close
proximity to cover (Etnier and Starnes 1993, p. 576; Service 2020b, p.
1). The species migrates from the deepest areas of pools to shallow,
gravel shoals (riffles) in late winter or early spring (February-March)
to spawn (Etnier and Starnes 1993, p. 576). Spawning begins when stream
water temperatures reach 10 to 16 Celsius ([deg]C) (50 to 60 Fahrenheit
([deg]F)) (Petty et al. 2017, p. 3). Sexual maturity of males occurs at
the end of the first year of life, while sexual maturity of females
occurs at the end of their second year of life (Page 1978, p. 663;
Petty et al. 2017, p. 3). Females produce up to 355 eggs per clutch,
which hatch in 21 days at an average stream temperature of 10 [deg]C
(50 [deg]F) (Etnier and Starnes 1993, p. 576). The incubation period is
likely shorter (about 2 weeks) when stream temperatures are higher
(Service 2020b, p. 1). The larvae move up and down in the water column
and presumably feed on zooplankton and other small macroinvertebrates
after depleting yolk sac nutrients (Etnier and Starnes 1993, p. 576;
Petty et al. 2017, p. 3). After about 30 days, the larvae move to the
stream bottom (Petty et al. 2017, p. 3) where they mature. Except for
their late winter movements from pools to riffles for spawning, no
information is available on the movement behavior of the sickle darter.
However, studies of two closely related species in the genus
[[Page 71862]]
Percina (longhead darter and frecklebelly darter) indicate that the
sickle darter likely exhibits seasonal upstream and downstream
movements (Eisenhour et al. 2011, p. 15; Eisenhour and Washburn 2016,
pp. 19-24).
Sickle darters feed primarily on larval mayflies and midges; minor
prey items include riffle beetles, caddisflies, dragonflies, and
several other groups of aquatic macroinvertebrates (Page and Near 2007,
pp. 609-610; Alford 2019, p. 10). Crayfishes have been reported as a
common food item for the closely related longhead darter (Page 1978, p.
663), but have not been observed in the sickle darter's diet (Alford
2019, p. 10).
Regulatory and Analytical Framework
Regulatory Framework
Section 4 of the Act (16 U.S.C. 1533) and its implementing
regulations (50 CFR part 424) set forth the procedures for determining
whether a species is an ``endangered species'' or a ``threatened
species.'' The Act defines an ``endangered species'' as a species that
is in danger of extinction throughout all or a significant portion of
its range, and a ``threatened species'' as a species that is likely to
become an endangered species within the foreseeable future throughout
all or a significant portion of its range. The Act requires that we
determine whether any species is an ``endangered species'' or a
``threatened species'' because of any of the following factors:
(A) The present or threatened destruction, modification, or
curtailment of its habitat or range;
(B) Overutilization for commercial, recreational, scientific, or
educational purposes;
(C) Disease or predation;
(D) The inadequacy of existing regulatory mechanisms; or
(E) Other natural or manmade factors affecting its continued
existence.
These factors represent broad categories of natural or human-caused
actions or conditions that could have an effect on a species' continued
existence. In evaluating these actions and conditions, we look for
those that may have a negative effect on individuals of the species, as
well as other actions or conditions that may ameliorate any negative
effects or may have positive effects.
We use the term ``threat'' to refer in general to actions or
conditions that are known to or are reasonably likely to negatively
affect individuals of a species. The term ``threat'' includes actions
or conditions that have a direct impact on individuals (direct
impacts), as well as those that affect individuals through alteration
of their habitat or required resources (stressors). The term ``threat''
may encompass--either together or separately--the source of the action
or condition or the action or condition itself.
However, the mere identification of any threat(s) does not
necessarily mean that the species meets the statutory definition of an
``endangered species'' or a ``threatened species.'' In determining
whether a species meets either definition, we must evaluate all
identified threats by considering the expected response by the species,
and the effects of the threats--in light of those actions and
conditions that will ameliorate the threats--on an individual,
population, and species level. We evaluate each threat and its expected
effects on the species, then analyze the cumulative effect of all of
the threats on the species as a whole. We also consider the cumulative
effect of the threats in light of those actions and conditions that
will have positive effects on the species, such as any existing
regulatory mechanisms or conservation efforts. The Secretary determines
whether the species meets the definition of an ``endangered species''
or a ``threatened species'' only after conducting this cumulative
analysis and describing the expected effect on the species now and in
the foreseeable future.
The Act does not define the term ``foreseeable future,'' which
appears in the statutory definition of ``threatened species.'' Our
implementing regulations at 50 CFR 424.11(d) set forth a framework for
evaluating the foreseeable future on a case-by-case basis. The term
``foreseeable future'' extends only so far into the future as the
Services can reasonably determine that both the future threats and the
species' responses to those threats are likely. In other words, the
foreseeable future is the period of time in which we can make reliable
predictions. ``Reliable'' does not mean ``certain''; it means
sufficient to provide a reasonable degree of confidence in the
prediction. Thus, a prediction is reliable if it is reasonable to
depend on it when making decisions.
It is not always possible or necessary to define foreseeable future
as a particular number of years. Analysis of the foreseeable future
uses the best scientific and commercial data available and should
consider the timeframes applicable to the relevant threats and to the
species' likely responses to those threats in view of its life-history
characteristics. Data that are typically relevant to assessing the
species' biological response include species-specific factors such as
lifespan, reproductive rates or productivity, certain behaviors, and
other demographic factors.
Analytical Framework
The SSA report documents the results of our comprehensive
biological review of the best scientific and commercial data regarding
the status of the species, including an assessment of the potential
threats to the species. The SSA report does not represent a decision by
the Service on whether the species should be proposed for listing as an
endangered or threatened species under the Act. However, it does
provide the scientific basis that informs our regulatory decisions,
which involve the further application of standards within the Act and
its implementing regulations and policies. The following is a summary
of the key results and conclusions from the SSA report; the full SSA
report can be found at Docket No. FWS-R4-ES-2020-0094 on https://www.regulations.gov.
To assess sickle darter viability, we used the three conservation
biology principles of resiliency, redundancy, and representation
(Shaffer and Stein 2000, pp. 306-310). Briefly, resiliency supports the
species' ability to withstand environmental and demographic
stochasticity (for example, wet or dry, warm or cold years), redundancy
supports the species' ability to withstand catastrophic events (for
example, droughts, large pollution events), and representation supports
the species' ability to adapt over time to long-term changes in the
environment (for example, climate changes). In general, the more
resilient and redundant a species is and the more representation it
has, the more likely it is to sustain populations over time, even under
changing environmental conditions. Using these principles, we
identified the species' ecological requirements for survival and
reproduction at the individual, population, and species levels, and
described the beneficial and risk factors influencing the species'
viability.
The SSA process can be categorized into three sequential stages.
During the first stage, we evaluated the individual species' life-
history needs. The next stage involved an assessment of the historical
and current condition of the species' demographics and habitat
characteristics, including an explanation of how the species arrived at
its current condition. The final stage of the SSA involved making
predictions about the species' responses to positive and negative
environmental and anthropogenic influences. Throughout all stages, we
used the best available information to characterize viability as
[[Page 71863]]
the ability of a species to sustain populations in the wild over time.
Summary of Biological Status and Threats
In this discussion, we review the biological condition of the
species and its resources, and the threats that influence the species'
current and future condition, in order to assess the species' overall
viability and the risks to that viability.
For sickle darter populations to be resilient, the needs of
individuals (slow-flowing pools, substrate, food availability, water
quality, and aquatic vegetation or large woody debris) must be met at a
larger scale. Stream reaches with suitable habitat must be large enough
to support an appropriate number of individuals to avoid negative
effects associated with small population size, such as inbreeding
depression and the Allee effect (whereby low population density reduces
the probability of encountering mates for spawning). Connectivity of
stream reaches allows for immigration and emigration between
populations and increases the likelihood of recolonization should a
population be lost. At the species level, the sickle darter needs a
sufficient number and distribution of healthy populations to withstand
environmental stochasticity (resiliency) and catastrophes (redundancy)
and adapt to biological and physical changes in its environment
(representation). To evaluate the current and future viability of the
sickle darter, we assessed a range of conditions to allow us to
consider the species' resiliency, representation, and redundancy.
We delineated analytical units (populations) using the tributary
systems the sickle darter historically occupied. Each population
represents demographically linked interbreeding individuals; however,
these populations are currently separated by long distances or isolated
by impoundments. We identified 10 historical populations across the
range of the sickle darter: Emory River, Clinch River, Powell River,
Little River, French Broad River, North Fork Holston River, Middle Fork
Holston River, South Fork Holston River, Watauga River, and Sequatchie
River.
To assess resiliency, we evaluated six components that broadly
relate to the species' physical environment or its population
demography. Each population's physical environment was assessed by
averaging three components determined to have the most influence on the
species: Physical habitat quality, connectivity, and water quality. The
three components describing population demography were reproduction,
occurrence extent (total length of occupied streams compared to
historical range), and occupied stream length. Parameters for each
component's condition category were established by evaluating the range
of existing data and separating those data into categories based on our
understanding of the species' demographics and habitat. Using the
demographic and habitat parameters, we then categorized the overall
condition of each population. We weighted each of the six components
equally and determined the average score to describe each population's
current condition (see Table 1, below).
Due to a limited amount of species-specific genetic information for
the sickle darter, we based our evaluation of the species'
representation on the extent and variability of environmental diversity
(habitat diversity) across the species' geographical range.
Additionally, we assessed sickle darter redundancy (ability of species
to withstand catastrophic events) by evaluating the number and
distribution of resilient populations throughout the species' range.
Highly resilient populations, coupled with a relatively broad
distribution, have a positive relationship to species-level redundancy.
Table 1--Component Conditions Used To Assess Resiliency for Sickle Darter Populations
----------------------------------------------------------------------------------------------------------------
Condition
Component -------------------------------------------------------------------------------
High Moderate Low 0
----------------------------------------------------------------------------------------------------------------
Physical Habitat................ Slow-flowing pools Slow-flowing pools Slow-flowing pools Habitat
abundant (ample present but not scarce (few pools unsuitable.
cover in pools); abundant (some with cover); silt
silt deposition pools with deposition
low; no extensive cover); silt extensive;
or significant deposition habitat severely
habitat moderate; habitat altered and
alteration such alteration at recognized as
as recent moderate level impacting the
channelization or such that species; < 25% of
riparian channelization or habitats suitable
clearing; > 75% other habitat for the species.
of available disturbance more
habitat suitable widespread; 25-
for the species. 75% of available
habitat suitable
for the species.
Connectivity.................... High immigration Moderate Low immigration No connectivity
potential between immigration potential between (populations
populations (no potential between populations isolated; no
dams or other populations (populations immigration
barriers (populations separated by >= 2 potential due to
separating separated by 1 low-head dams or the presence of
populations). low-head dam, and other barriers). large
other partial reservoirs).
barriers, such as
narrow culverts,
may be present).
Water Quality................... Minimal or no Water quality Water quality Water quality
known water issues recognized issues prevalent unsuitable.
quality issues that may impact within system,
(i.e., no 303(d) species (i.e., likely impacting
streams* some 303(d) populations
impacting the streams*, unpaved (i.e., numerous
species, area roads more 303(d) streams*).
sparsely common, moderate
populated, few levels of
roads). developed land
use).
Reproduction.................... Clear evidence of Clear evidence of No direct evidence Extirpated.
reproduction, reproduction, of reproduction
with multiple age juveniles (only adults
classes present. present, but present).
multiple age
classes not
detected.
Occurrence Extent............... <10% decline from 10-50% decline >50% decline from Extirpated.
historical range. from historical historical range.
range.
Occupied Stream Length >=22.5 km (>= 14 11.3-22.5 km (7-14 <11.3 km (< 7 mi). Extirpated.
(Continuity). mi). mi).
----------------------------------------------------------------------------------------------------------------
* A 303(d) stream is a stream listed under section 303(d) of the Clean Water Act of 1972 (33 U.S.C. 1251 et
seq.) as a water body impaired by pollutants.
Current Condition of Sickle Darter
Currently, the sickle darter is known from six tributary systems in
the upper Tennessee River drainage: Emory River, Little River, Clinch
River, North Fork Holston River, Middle Fork Holston River, and
Sequatchie River. Historical populations in the Powell River, French
Broad River, South Fork Holston River,
[[Page 71864]]
and Watauga River systems are extirpated, including the species' only
population within the Blue Ridge ecoregion. Impoundments and water
pollution in the upper Tennessee River drainage were major factors in
the decline of the sickle darter and several other fishes during the
early to mid-20th century (Etnier and Starnes 1993, pp. 15, 576).
Current factors affecting the condition of sickle darter populations
include habitat and water quality degradation, low connectivity, and
small population size (e.g., Clinch River). The Emory River and Little
River populations exhibit moderate resiliency, as evidenced by the
species' persistence within these systems for over 45 years, recent and
repeated evidence of reproduction and recruitment, a relatively long
occupied reach in each system (more than 22.5 kilometers (km) (14 miles
(mi))), and the physical habitat condition and water quality in both
systems. The remaining four populations exhibit low resiliency. They
are represented by fewer documented occurrences, no evidence of
recruitment, shorter occupied reaches, and occur in areas with limited
habitat and water quality.
The species' adaptive potential (representation) is low because of
its reduced range (and presumably associated reduction in genetic
diversity), and the loss of connectivity caused by dam construction.
The sickle darter occupies only two of three historical ecoregions
(Ridge and Valley and Southwestern Appalachians), likely reducing its
ability to adapt to changing environmental conditions over time.
We assessed the number and distribution of resilient populations
across the sickle darter's range as a measure of its redundancy.
Construction of dams across the upper Tennessee River drainage has
eliminated connectivity between extant populations. However, within the
currently occupied streams, large barriers are absent, although some
small barriers that hamper movement are present (e.g., defunct low-head
mill dams, low-water bridges, narrow or partially blocked culverts). As
such, there is connectivity within each occupied stream and opportunity
for movement of individuals, decreasing the effect of localized
stochastic events. Overall, the sickle darter exhibits a low degree of
redundancy based on the number of resilient populations and the amount
of isolation observed across the species' range, increasing the
species' vulnerability to catastrophic events.
Risk Factors for Sickle Darter
Habitat loss and degradation (Factor A) resulting from
impoundments, siltation, and water quality degradation, pose the
largest risk to the current and future viability of the sickle darter
and are the primary contributors to the species' reduced range,
population fragmentation, and population loss. Climate change (Factor
E) is a potential stressor that may impact the sickle darter in the
future. We find the species does not face significant threats from
overutilization (Factor B), disease or predation (Factor C), or
invasive species (Factor E). A brief summary of relevant stressors is
presented below; for a full description, refer to chapter 3 of the SSA
report (Service 2020a, entire).
Siltation
Siltation is characterized by excess sediments suspended or
deposited in a stream. Excessive levels of sediment accumulate and
cover the stream bottom, filling the interstitial spaces with finer
substrates and homogenizing and decreasing the available habitat for
fishes. In severe cases, sediment can bury large substrate particles
such as cobble and boulders. Siltation can affect fishes through
abrasion of gill tissues, suffocation of eggs or larvae, reductions in
disease tolerance, degradation of spawning habitats, modification of
migration patterns, and reductions in food availability (Berkman and
Rabeni 1987, pp. 285-294; Waters 1995, pp. 5-7; Wood and Armitage 1997,
pp. 211-212; Meyer and Sutherland 2005, pp. 2-3). The sickle darter is
considered to be intolerant of siltation (Etnier and Starnes 1993, p.
576). Pool habitat, which is the area in streams most often occupied by
sickle darters, is affected by sediment deposition earlier and more
readily than habitats with faster moving water (Eisenhour et al. 2009,
p. 11). However, the sickle darter is occasionally observed in areas
with at least low to moderate levels of siltation on some substrates,
as in the Emory River (Service 2020b, p. 3).
Siltation continues to be one of the primary stressors of streams
in the upper Tennessee River drainage (TDEC 2010, pp. 43-45; TDEC 2014,
pp. 48-50; TDEC 2017, pp. 51-128; VDEQ 2018, pp. 89-91). Sediments can
originate from a variety of sources, but State agencies continue to
cite land use practices associated with agriculture, land development,
and resource extraction (e.g., coal mining) as primary sediment sources
within the current and historical range of the sickle darter (TDEC
2010, pp. 56-65; TDEC 2014, pp. 62-69; VDEQ 2018 (Appendix 5), pp.
2313-2531). Unrestricted livestock access occurs on many streams in the
range of the sickle darter and has the potential to cause siltation and
other habitat disturbance (Fraley and Ahlstedt 2000, pp. 193-194).
Grazing may reduce water infiltration rates and increase stormwater
runoff; trampling and vegetation removal increases the probability of
erosion and siltation (Brim Box and Mossa 1999, p. 103). Other sources
of siltation in the species' range include croplands, stream
channelization, and removal of riparian (streamside) vegetation, which
have the potential to contribute large sediment loads during storm
events, thereby causing increased siltation and potentially introducing
agricultural pollutants such as herbicides and pesticides carried on or
with sediment particles that wash into streams.
Surface coal mining, oil and gas drilling, and logging may also
contribute to siltation of stream habitats in the upper Tennessee River
drainage, especially the upper Clinch and Powell River systems (TDEC
2017, pp. 94-97; Zipper et al. 2016, pp. 609-610; VDEQ 2018, pp. 2313-
2531). Land clearing, road construction, and excavation associated with
these land use practices produce new road networks and large areas of
bare soil that can contribute large amounts of sediment if best
management practices (BMPs) are not used. Siltation from surface coal
mining activities, such as the placement of valley fills, forest
clearing, and road construction, has affected the sickle darter's
historical range in the mainstem Clinch and Powell Rivers. Over the
last decade, forestry BMP implementation rates, to control erosion,
runoff, and siltation, have increased within the upper Tennessee River
drainage (Clatterbuck et al. 2017, pp. 8-12; VDOF 2014, pp. 1-5);
however, siltation continues to impact aquatic habitats in those areas
where BMP use is lacking.
Water Quality Degradation (Pollution)
Information is lacking on the sickle darter's tolerance to specific
pollutants, but overall the species is likely to have low tolerance
experienced by other species in its genus. A review of species
tolerances to pollution classified five species in the sickle darter
genus Percina as intolerant, moderately intolerant, or having
intermediate tolerance (Grabarkiewicz and Davis 2008, p. 64). None of
these five species were classified as moderately tolerant or tolerant
of pollution. A variety of pollutants that may impact the sickle darter
continue to degrade stream water quality within the upper Tennessee
River drainage (Locke et al. 2006, pp.
[[Page 71865]]
197, 202-203; TDEC 2010, pp. 42-48; TDEC 2014, pp. 47-53; Zipper et al.
2016, p. 604; TDEC 2017, pp. 51-106; VDEQ 2018 (Appendix 5), pp. 2313-
2531). Major pollutants within the upper Tennessee River drainage
include pathogens, domestic sewage, animal waste, nutrients, metals,
and toxic organic compounds.
Pathogens (fecal indicator bacteria) are a leading cause of stream
pollution across the sickle darter's range (Hampson et al. 2000, p. 7;
TDEC 2014a, pp. 47-53, TDEC 2017, pp. 51-106; VDEQ 2018 (Appendix 5),
pp. 2313-2531). The effect of high bacterial levels on the sickle
darter is unknown, but high bacterial concentrations are one indicator
of degraded stream conditions, including low dissolved oxygen that
negatively affects fish or that may indicate the presence of other
pollutants of concern that could harm the species. In the upper
Tennessee River drainage, livestock waste is the primary source of
bacterial contamination in rural areas, while deteriorating and leaky
sewage systems, faulty sewage treatment plants, urban runoff, and
combined sewer overflow (CSO) systems are the primary sources of
bacterial contamination in urban streams (Hampson et al. 2000, p. 7).
Elevated nutrient concentrations of phosphorus, nitrite/nitrate, and
ammonia are another leading cause of stream pollution in the upper
Tennessee River drainage (Hampson et al. 2000, p. 8; Price et al. 2011,
pp. III-1, IV-1; TDEC 2014, p. 50; TDEC 2017, pp. 51-106; VDEQ 2018,
pp. 89-91). Primary sources include wastewater treatment facilities,
urban and industrial stormwater systems, and agricultural runoff (i.e.,
livestock waste and synthetic fertilizers) (Hampson et al. 2000, p. 9;
TDEC 2014, p. 50).
Other stream pollutants in the upper Tennessee River drainage
include organic compounds (e.g., polychlorinated biphenyls (PCBs),
dioxins), metals (e.g., mercury, iron, manganese), and pesticides
(Hampson et al. 2000, pp. 14-19; Soucek et al. 2000, entire; Soucek et
al. 2003, entire; Locke et al. 2006, pp. 200-203; Price et al. 2011, p.
VI-1; TDEC 2014, pp. 51-53). Industrial development and coal mining
activities prior to the passage of the Clean Water Act of 1972 (CWA; 33
U.S.C. 1251 et seq.) and the Surface Mining Control and Reclamation Act
of 1977 (SMCRA; 30 U.S.C. 1201 et seq.) have left a legacy of
contaminated sediment and polluted waters that continue to affect
streams in portions of the upper Tennessee River drainage (Hampson et
al. 2000, p. 19). Coal mining activity has decreased in the Clinch and
Powell River systems in recent years; however, current and previous
mining activities continue to impact portions of these stream systems
in Tennessee and Virginia (TDEC 2014, p. 51; Ahlstedt et al. 2016, pp.
13-14; Zipper et al. 2016, pp. 604-612; TDEC 2017, pp. 94-97).
Insecticides, herbicides, and fungicides are widely used in the upper
Tennessee River drainage to control insects, fungi, weeds, and other
undesirable organisms (Hampson et al. 2000, pp. 14-18). The compounds
vary in their toxicity, persistence in the environment, and transport
characteristics, but often become widely distributed in the environment
and can pose hazards to non-target organisms such as the sickle darter.
Impoundments and Their Effects--Habitat Fragmentation and Loss
Impoundments are a threat to the sickle darter and a major factor
influencing the species' current distribution within the upper
Tennessee River drainage (Etnier and Starnes 1993, p. 576; Jenkins and
Burkhead 1993, pp. 101-106; Service 2020a, p. 3). From 1912 to 1963,
Tennessee Valley Authority constructed 12 dams, impounding waters in
each of the sickle darter's historical tributary systems in Tennessee
and Virginia (Miller and Reidinger 1998, pp. 35-37). Two dams were
constructed on the Tennessee River mainstem, while the remaining 10
dams were built on tributaries (Clinch River, French Broad River,
Holston River, South Fork Holston River, and Watauga River), creating
10 impoundments or reservoirs. Physical, chemical, and biological
changes to these systems have been dramatic. Alterations to flow and
temperature in the impounded reaches behind the dams and the tailwaters
that extend several miles below the dams render these reaches
uninhabitable for stream fishes such as the sickle darter. Additionally
these dams have diminished and, in some cases, eliminated connectivity
of sickle darter populations.
Population Fragmentation and Isolation
As a result of the loss of populations throughout the historical
range, the sickle darter's remaining range is limited. The remaining
populations are localized and geographically isolated from one another
due to impoundments and other habitat degradation, leaving them
vulnerable to localized extinctions from toxic chemical spills, habitat
modification, progressive degradation from runoff (non-point source
pollutants), natural catastrophic changes to their habitat (e.g., flood
scour, drought), other stochastic disturbances, and decreased fitness
from reduced genetic diversity.
Species that have incurred reductions in range and population size
are more likely to suffer loss of genetic diversity due to genetic
drift, potentially increasing their susceptibility to inbreeding
depression, decreasing their ability to adapt to environmental changes,
and reducing the fitness of individuals (Soul[eacute] 1980, pp. 157-
158; Hunter 2002, pp. 97-101; Allendorf and Luikart 2007, pp. 117-146).
Some small sickle darter populations (e.g., Middle Fork Holston River)
may be below the effective population size required to maintain long-
term genetic and population viability (Soul[eacute] 1980, pp. 162-164;
Hunter 2002, pp. 105-107). The long-term viability of a species depends
on the conservation of numerous local populations throughout its
geographic range (Harris 1984, pp. 93-104). These separate populations
are essential for the species to recover and adapt to environmental
changes (Harris 1984, pp. 93-104; Noss and Cooperrider 1994, pp. 264-
297). The level of isolation of sickle darter populations makes
recolonization following localized extirpations virtually impossible
without human intervention.
Climate Change
Changing climate conditions can influence sickle darter viability
through changes in water temperature and precipitation patterns that
result in increased flooding, prolonged droughts, or reduced stream
flows (McLaughlin et al. 2002, pp. 6060-6074; Cook et al. 2004, pp.
1015-1018; Thomas et al. 2004, pp. 145-148; p. 2065; IPCC 2014, pp. 58-
83). The species' early spawning period (February-March) makes it
vulnerable to warming temperatures and higher flows--conditions that
could interrupt or prevent successful spawning in a given year (Service
2020b, p. 3). Stream temperatures in the Southeast have increased
roughly 0.2 to 0.4 [deg]C (0.4 to 0.7 [deg]F) per decade over the past
30 years (Kaushal et al. 2010, p. 463), although the extent to which
the increase in temperatures has affected the sickle darter in unknown.
Predicted impacts of climate change on fishes include disruptions to
their physiology, such as temperature tolerance, dissolved oxygen
needs, and metabolic rates; life history, such as timing of
reproduction and growth rate; and distribution, including range shifts
and migration of new predators (Jackson and Mandrak 2002, pp. 89-98;
Heino et al. 2009, pp. 41-51; Strayer and Dudgeon 2010, pp. 350-351;
Comte et al. 2013, pp. 627-636).
[[Page 71866]]
Data on recent trends and predicted changes for the upper Tennessee
River drainage allow evaluation of the potential impacts of climate
change to the sickle darter in the future. Different emission scenarios
were used to estimate average annual increases in maximum and minimum
air temperature, precipitation, snowfall, and other variables (Alder
and Hostetler 2017, entire). Depending on the chosen model and emission
scenario (Representative Concentration Pathway (RCP) 4.5 vs. 8.5),
annual mean maximum air temperatures for the upper Tennessee River
drainage are expected to increase by 2.1 to 3.1 [deg]C (3.8 to 5.6
[deg]F) by 2074, while precipitation models predict that the upper
Tennessee River drainage will experience a slight increase in annual
mean precipitation (0.2 in per month) through 2074 (Girvetz et al.
2009, pp. 1-19; Alder and Hostetler 2016, pp. 1-9). Because stream
temperature is broadly driven by air temperature (Webb and Nobilis
2007, p. 82), water temperatures in the current and historical range of
the sickle darter are expected to increase in the future under both RCP
4.5 and RCP 8.5.
The upper thermal limits of the sickle darter are unknown, but the
species' occurrence in streams ranging in size from large creeks to
medium-sized rivers suggests that it may have some tolerance to a
variety of water conditions. The species may be less vulnerable to
droughts, compared to species occurring in smaller or headwater
streams. Relative to other fishes, sickle darter may have some
resilience to the effects of climate change. Among more than 700
species in the Appalachian region, six other darter species in the
genus Percina are ranked as moderately vulnerable to the effects of
climate change (Appalachian Landscape Conservation Cooperative 2017,
unpaginated). Moderately vulnerable is defined as abundance and/or
range extent within geographical area assessed likely to decrease by
2050. The sickle darter may have some of the same vulnerabilities due
to its similar ecology, life history, and small range.
Conservation Efforts
The sickle darter is listed as threatened by Tennessee (Tennessee
Wildlife Resources Commission (TWRC) 2016, p. 3) and Virginia (VDGIF
2018, p. 1), making it unlawful to take the species or damage its
habitat without a State permit. Additionally, the sickle darter is
identified as a species of greatest conservation need in the Tennessee
and Virginia Wildlife Action Plans, which outline actions to promote
species conservation. A propagation effort for the sickle darter was
initiated in 2015, producing 25 juveniles that were released to the
wild. The status of the released fish is unknown, but the effort
demonstrates that propagation may be a useful conservation tool to
augment sickle darter populations or reintroduce the species to
historical localities in the future.
Future Scenarios
In our SSA report (Service 2020a, entire), we defined viability as
the ability of the species to sustain populations in the wild over
time. To help address uncertainty associated with the degree and extent
of potential future stressors and their impacts on the species' needs,
the concepts of resiliency, redundancy, and representation were
assessed using three plausible future scenarios. We devised these
scenarios by identifying information on the following primary threats
anticipated to affect sickle darter in the future: Land cover,
urbanization, climate change, and conservation activity. The three
scenarios capture the range of uncertainty in the changing landscape
and how sickle darter will respond to the changing conditions (see
Table 2, below). We used the best available data and models to project
out 50 years into the future (i.e., 2070), a timeframe where we were
reasonably certain the land use change, urbanization, and climate
models that we used could forecast patterns in the species' range
relevant to the sickle darter and its habitat given the species' life
span. For more information on the models and their projections, please
see the SSA report (Service 2020a, pp. 54-67).
Under Scenario 1 (continuation of current trend), no significant
increases or decreases are expected with respect to land cover,
urbanization, or habitat conditions, and habitat restoration efforts
(e.g., livestock fencing, riparian plantings, streambank restoration)
by the Service and its partners are projected to continue at current
levels. In addition, climate change would track RCP 4.5. Three of six
extant sickle darter populations are projected to maintain their
resiliency categories at current levels. Three extant populations,
Clinch River, Middle Fork Holston River, and North Fork Holston River,
are projected to become extirpated within 30 years. The species'
redundancy and representation are expected to remain at low levels.
Under Scenario 2 (improving trend), habitat conditions throughout
the upper Tennessee River drainage are projected to improve due to
increased conservation efforts and improving land use practices (e.g.,
greater forest cover and reduced agricultural and development effects).
Based on these factors, resiliency of all extant populations would
remain at current levels or increase, and the species may be
rediscovered or will be reintroduced into portions of the Powell River
system and French Broad River system. The species' redundancy would
increase to a low-moderate level and representation would remain at a
low level because populations will be reintroduced or rediscovered in
two historically occupied river systems, increasing the number of
extant populations (our measure of redundancy) from 6 to 8. In spite of
the two added populations, representation would remain low because
individuals would have the same genetic composition of parental stock
in the rivers from which they were sourced, or will be founded from
very small, previously undetected populations.
Under Scenario 3 (worsening trend), habitat conditions are
projected to decline within the upper Tennessee River drainage due to
reductions in forest cover, increased urbanization and agricultural
activities, and a climate trend that tracks RCP 8.5. Combined with
reduced conservation efforts, these factors will have a negative effect
on population resiliency, with projected extirpations of the Clinch
River, North Fork Holston River, Middle Fork Holston River, and
Sequatchie River populations. Loss of these populations would reduce
redundancy and representation, with overall species' redundancy and
representation remaining at low levels.
One of our plausible scenarios (improving trends) projected
improving conditions characterized by an increased percentage of
forested land cover and a reduced percentage of pasture and hay land
cover. In this scenario, urbanization and climate change rates of
increase would be reduced relative to current trends (Service 2020a,
pp. 72-73) and additional conservation actions would be implemented.
There was greater uncertainty regarding future species' status and
conservation action implementation than in the other two future
scenarios. For example, the improving trends scenario projected
reintroduction and successful establishment of two populations in the
species' historical range, but successful establishment of viable
populations of sickle darters has not yet been proven, and funding for
this type of conservation, as well as other conservation actions such
as easements
[[Page 71867]]
for land restoration, is uncertain. Therefore, we did not rely on the
improving trends scenario to assess the likelihood of the species
becoming in danger of extinction in the foreseeable future. (see Status
Throughout All of Its Range, below)
Table 2--Future Condition of the Sickle Darter by the Year 2070 Under Three Future Scenarios
----------------------------------------------------------------------------------------------------------------
Scenario 1: Scenario 2: Scenario 3:
Analytical unit (population) Current condition Current trend Improving trend Worsening trend
----------------------------------------------------------------------------------------------------------------
Emory River..................... Moderate.......... Moderate.......... Moderate.......... Low.
Clinch River.................... Low............... Likely Extirpated. Low............... Likely Extirpated.
Powell River.................... Extirpated........ Likely Extirpated. Low *............. Likely Extirpated.
Little River.................... Moderate.......... Low............... Moderate.......... Low.
French Broad River.............. Extirpated........ Likely Extirpated. Low *............. Likely Extirpated.
Middle Fork Holston River....... Low............... Likely Extirpated. Low............... Likely Extirpated.
North Fork Holston River........ Low............... Likely Extirpated. Low............... Likely Extirpated.
South Fork Holston River........ Extirpated........ Likely Extirpated. Likely Extirpated. Likely Extirpated.
Sequatchie River................ Low............... Low............... Low............... Likely Extirpated.
Watauga......................... Extirpated........ Likely Extirpated. Likely Extirpated. Likely Extirpated.
----------------------------------------------------------------------------------------------------------------
*Scenario 2 anticipates successful reintroduction or rediscovery of the species in two river systems.
Cumulative Effects of Threats
We note that, by using the SSA framework to guide our analysis of
the scientific information documented in the SSA report, we have not
only analyzed individual effects on the species, but have also analyzed
their potential cumulative effects. We incorporate the cumulative
effects into our SSA analysis when we characterize the current and
future condition of the species. Our assessment of the current and
future conditions encompasses and incorporates the threats individually
and cumulatively. Our current and future condition assessment is
iterative because it accumulates and evaluates the effects of all the
factors that may be influencing the species, including threats and
conservation efforts. Because the SSA framework considers not just the
presence of the factors, but to what degree they collectively influence
risk to the entire species, our assessment integrates the cumulative
effects of the factors and replaces a standalone cumulative effects
analysis.
Determination of Sickle Darter Status
Section 4 of the Act (16 U.S.C. 1533) and its implementing
regulations (50 CFR part 424) set forth the procedures for determining
whether a species meets the definition of an endangered species or a
threatened species. The Act defines ``endangered species'' as a species
in danger of extinction throughout all or a significant portion of its
range, and ``threatened species'' as a species likely to become an
endangered species within the foreseeable future throughout all or a
significant portion of its range. The Act requires that we determine
whether a species meets the definition of ``endangered species'' or
``threatened species'' because of any of the following factors: (A) The
present or threatened destruction, modification, or curtailment of its
habitat or range; (B) overutilization for commercial, recreational,
scientific, or educational purposes; (C) disease or predation; (D) the
inadequacy of existing regulatory mechanisms; or (E) other natural or
manmade factors affecting its continued existence.
Status Throughout All of Its Range
The current conditions as assessed in the sickle darter SSA report
show that the species exists in six populations, in six tributary
systems in two ecoregions. Two populations, Little River and Emory
River, have moderate resiliency, and four populations have low
resiliency. Although there are six separate populations distributed
within the upper Tennessee River drainage, redundancy is low because
four have low resiliency. Representation is currently low because
genetic variation has likely been reduced over time as populations
became disconnected, isolated, and reduced in size. Further,
representation has been diminished with the loss of the species from
the Blue Ridge ecoregion. While current resiliency, redundancy, and
representation are far from optimal, it is unlikely that the sickle
darter is in danger of extinction from a near-term catastrophic event.
The occurrence in separate rivers of two populations, which are both in
moderate condition and regularly recruiting new age classes
(generations), greatly diminishes the possibility that such an event
would simultaneously cause extirpation of the two populations, nor is
it likely that such an event would simultaneously have the same level
of impact on the other four populations in low condition.
After evaluating threats to the species and assessing the
cumulative effect of the threats under the section 4(a)(1) factors, we
conclude that the risk factors acting on the sickle darter and its
habitat, either singly or in combination, are not of sufficient
imminence, intensity, or magnitude to indicate that the species is in
danger of extinction now (an endangered species) throughout all of its
range.
Our analysis of the sickle darter's future conditions shows that
the population and habitat factors used to determine resiliency,
representation, and redundancy will continue to decline. The primary
threats are currently acting on the species and are likely to continue
into the future. We selected 50 years as ``foreseeable'' in this case
because it includes projections from available models for urbanization,
land use, and climate change, threats which will affect the status of
the species over that timeframe.
The range of plausible future scenarios of the sickle darter's
habitat conditions and water quality factors portend reduced viability
into the future. Under the current trend scenario, resiliency is low in
two populations and or moderate in one population, and three
populations are likely extirpated so that redundancy and representation
are reduced. Under the worsening trend scenario, resiliency is low in
two populations, and four populations are likely extirpated so that
redundancy and representation are substantially reduced. This expected
reduction in both the number and distribution of resilient populations
is likely to make the species vulnerable to catastrophic disturbance.
Thus, after assessing the best available information, we conclude that
the sickle darter is not currently in danger of extinction but is
likely to become in danger of extinction within the foreseeable future
throughout all of its range.
[[Page 71868]]
Status Throughout a Significant Portion of Its Range
Under the Act and our implementing regulations, a species may
warrant listing if it is in danger of extinction or likely to become so
in the foreseeable future throughout all or a significant portion of
its range. The court in Center for Biological Diversity v. Everson,
2020 WL 437289 (D.D.C. Jan. 28, 2020) (Center for Biological
Diversity), vacated the aspect of our Final Policy on Interpretation of
the Phrase ``Significant Portion of Its Range'' in the Endangered
Species Act's Definitions of ``Endangered Species'' and ``Threatened
Species'' (79 FR 37578; July 1, 2014) that provided that the Service
does not undertake an analysis of significant portions of a species'
range if the species warrants listing as threatened throughout all of
its range. Therefore, we proceed to evaluating whether the species is
endangered in a significant portion of its range--that is, whether
there is any portion of the species' range for which both (1) the
portion is significant, and (2) the species is in danger of extinction
in that portion. Depending on the case, it might be more efficient for
us to address the ``significance'' question or the ``status'' question
first. We can choose to address either question first. Regardless of
which question we address first, if we reach a negative answer with
respect to the first question that we address, we do not need to
evaluate the other question for that portion of the species' range.
Following the court's holding in Center for Biological Diversity,
we now consider whether there are any significant portions of the
species' range where the species is in danger of extinction now (i.e.,
endangered). In undertaking this analysis for sickle darter, we choose
to address the status question first--we consider information
pertaining to the geographic distribution of both the species and the
threats that the species faces to identify any portions of the range
where the species is endangered.
For the sickle darter, we considered whether the threats are
geographically concentrated in any portion of the species' range at a
biologically meaningful scale. We examined the following threats
currently acting on the species: Habitat loss and degradation through
siltation, water quality degradation, and impoundments and their
effects and the associated effects of the species' reduced range. We
also examined the cumulative effects of these threats. Our analysis
revealed that these threats are likely to continue into the foreseeable
future, or approximately 50 years. Siltation and water quality
degradation resulting from nutrients, pathogens, municipal and
residential development, agriculture, and logging are present in all
watersheds where the sickle darter occurs. Land use changes associated
with extraction of energy resources (coal, oil, and gas) are restricted
to the Clinch (including Emory River) and Powell River systems, but the
stressors associated with these activities, including sedimentation and
water quality degradation, also come from sources (e.g., urbanization,
grazing, logging) that are common to all watersheds where the species
occurs.
Isolation as a result of habitat fragmentation affects all sickle
darter populations similarly, and all populations will experience the
effects of changing climate conditions. Additionally, resiliency of the
remaining populations would decline, while our continuing trends and
worsening trends future scenarios respectively projected three or four
of the six extant populations would become extirpated. The Little River
watershed has the highest amount of land affected by urbanization
(development) currently, and that is projected to continue in the
future (Service 2020a, pp. 86-87). However, current land use and future
rates of land use change are not substantially different among the
watersheds occupied by the six populations.
Overall, the current threats acting on the species and its habitat
are expected to continue, and there are no indications that these
threats would lessen or that declining populations trends would be
reverted. After assessing the best available information, we found no
concentration of threats in any portion of the sickle darter's range at
a biologically meaningful scale. Thus, there are no portions of the
species' range where the species has a different status from its
rangewide status. Therefore, no portion of the species' range provides
a basis for determining that the species is in danger of extinction in
a significant portion of its range, and we determine that the species
is likely to become in danger of extinction within the foreseeable
future throughout all of its range. This is consistent with the courts'
holdings in Desert Survivors v. Department of the Interior, No. 16-cv-
01165-JCS, 2018 WL 4053447 (N.D. Cal. Aug. 24, 2018), and Center for
Biological Diversity v. Jewell, 248 F. Supp. 3d, 946, 959 (D. Ariz.
2017).
Determination of Status
Our review of the best available scientific and commercial
information indicates that the sickle darter meets the Act's definition
of a ``threatened species.'' Therefore, we propose to list the sickle
darter as a threatened species in accordance with sections 3(20) and
4(a)(1) of the Act.
Available Conservation Measures
Conservation measures provided to species listed as endangered or
threatened species under the Act include recognition, recovery actions,
requirements for Federal protection, and prohibitions against certain
practices. Recognition through listing results in public awareness, and
conservation by Federal, State, Tribal, and local agencies, private
organizations, and individuals. The Act encourages cooperation with the
States and other countries and calls for recovery actions to be carried
out for listed species. The protection required by Federal agencies and
the prohibitions against certain activities are discussed, in part,
below.
Recovery Planning
The primary purpose of the Act is the conservation of endangered
and threatened species and the ecosystems upon which they depend. The
ultimate goal of such conservation efforts is the recovery of these
listed species, so that they no longer need the protective measures of
the Act. Section 4(f) of the Act calls for the Service to develop and
implement recovery plans for the conservation of endangered and
threatened species. The recovery planning process involves the
identification of actions that are necessary to halt or reverse the
species' decline by addressing the threats to its survival and
recovery. The goal of this process is to restore listed species to a
point where they are secure, self-sustaining, and functioning
components of their ecosystems.
Recovery planning consists of preparing draft and final recovery
plans, beginning with the development of a recovery outline and making
it available to the public within 30 days of a final listing
determination. The recovery outline guides the immediate implementation
of urgent recovery actions and describes the process to be used to
develop a recovery plan. Revisions of the plan may be done to address
continuing or new threats to the species, as new substantive
information becomes available. The recovery plan also identifies
recovery criteria for review of when a species may be ready for
reclassification from endangered to threatened (``downlisting'') or
removal from protected status (``delisting''), and methods for
monitoring recovery progress. Recovery plans also establish
[[Page 71869]]
a framework for agencies to coordinate their recovery efforts and
provide estimates of the cost of implementing recovery tasks. Recovery
teams (composed of species experts, Federal and State agencies,
nongovernmental organizations, and stakeholders) are often established
to develop recovery plans. When completed, the recovery outline, draft
recovery plan, and the final recovery plan will be available on our
website (https://www.fws.gov/endangered), or from our Kentucky
Ecological Services Field Office (see FOR FURTHER INFORMATION CONTACT).
Implementation of recovery actions generally requires the
participation of a broad range of partners, including other Federal
agencies, States, Tribes, nongovernmental organizations, businesses,
and private landowners. Examples of recovery actions include habitat
restoration (e.g., restoration of native vegetation), research, captive
propagation and reintroduction, and outreach and education. The
recovery of many listed species cannot be accomplished solely on
Federal lands because their range may occur primarily or solely on non-
Federal lands. To achieve recovery of these species requires
cooperative conservation efforts on private, State, and Tribal lands.
If this species is listed, funding for recovery actions will be
available from a variety of sources, including Federal budgets, State
programs, and cost-share grants for non-Federal landowners, the
academic community, and nongovernmental organizations. In addition,
pursuant to section 6 of the Act, the States of North Carolina,
Tennessee, and Virginia would be eligible for Federal funds to
implement management actions that promote the protection or recovery of
the sickle darter. Information on our grant programs that are available
to aid species recovery can be found at: https://www.fws.gov/grants.
Although the sickle darter is only proposed for listing under the
Act at this time, please let us know if you are interested in
participating in recovery efforts for this species. Additionally, we
invite you to submit any new information on this species whenever it
becomes available and any information you may have for recovery
planning purposes (see FOR FURTHER INFORMATION CONTACT).
Section 7(a) of the Act requires Federal agencies to evaluate their
actions with respect to any species that is proposed or listed as an
endangered or threatened species and with respect to its critical
habitat, if any is designated. Regulations implementing this
interagency cooperation provision of the Act are codified at 50 CFR
part 402. Section 7(a)(4) of the Act requires Federal agencies to
confer with the Service on any action that is likely to jeopardize the
continued existence of a species proposed for listing or result in
destruction or adverse modification of proposed critical habitat. If a
species is listed subsequently, section 7(a)(2) of the Act requires
Federal agencies to ensure that activities they authorize, fund, or
carry out are not likely to jeopardize the continued existence of the
species or destroy or adversely modify its critical habitat. If a
Federal action may affect a listed species or its critical habitat, the
responsible Federal agency must enter into consultation with the
Service.
Federal agency actions within the species' habitat that may require
conference or consultation or both as described in the preceding
paragraph include management and any other landscape-altering
activities on Federal lands administered, or on private lands seeking
funding, by Federal agencies, which may include, but are not limited
to, the Tennessee Valley Authority, U.S. Department of Agriculture
(USDA) U.S. Forest Service, USDA Farm Service Agency, USDA Natural
Resources Conservation Service, and Federal Emergency Management
Agency; issuance of section 404 CWA permits by the U.S. Army Corps of
Engineers; and construction and maintenance of roads or highways by the
Federal Highway Administration.
It is our policy, as published in the Federal Register on July 1,
1994 (59 FR 34272), to identify to the maximum extent practicable at
the time a species is listed, those activities that would or would not
constitute a violation of section 9 of the Act. The intent of this
policy is to increase public awareness of the effect of a proposed
listing on proposed and ongoing activities within the range of the
species proposed for listing. The discussion below regarding protective
regulations under section 4(d) of the Act complies with our policy.
Critical Habitat
Prudency Determination
Section 4(a)(3) of the Act, as amended, and implementing
regulations (50 CFR 424.12) require that, to the maximum extent prudent
and determinable, the Secretary shall designate critical habitat at the
time the species is determined to be an endangered or threatened
species. Our regulations (50 CFR 424.12(a)(1)) state that the Secretary
may, but is not required to, determine that a designation would not be
prudent in the following circumstances:
(i) The species is threatened by taking or other human activity and
identification of critical habitat can be expected to increase the
degree of such threat to the species;
(ii) The present or threatened destruction, modification, or
curtailment of a species' habitat or range is not a threat to the
species, or threats to the species' habitat stem solely from causes
that cannot be addressed through management actions resulting from
consultations under section 7(a)(2) of the Act;
(iii) Areas within the jurisdiction of the United States provide no
more than negligible conservation value, if any, for a species
occurring primarily outside the jurisdiction of the United States;
(iv) No areas meet the definition of critical habitat; or
(v) The Secretary otherwise determines that designation of critical
habitat would not be prudent based on the best scientific data
available.
As discussed earlier in this document, there is currently no
imminent threat of collection or vandalism identified under Factor B
for this species, and identification and mapping of critical habitat is
not expected to initiate any such threat. In our SSA and proposed
listing determination for the sickle darter, we determined that the
present or threatened destruction, modification, or curtailment of
habitat or range is a threat to the sickle darter and that those
threats in some way can be addressed by section 7(a)(2) consultation
measures. The species occurs wholly in the jurisdiction of the United
States, and we are able to identify areas that meet the definition of
critical habitat. Therefore, because none of the circumstances
enumerated in our regulations at 50 CFR 424.12(a)(1) have been met and
because there are no other circumstances the Secretary has identified
for which this designation of critical habitat would be not prudent, we
have determined that the designation of critical habitat is prudent for
the sickle darter.
Critical Habitat Determinability
Having determined that designation is prudent, under section
4(a)(3) of the Act we must find whether critical habitat for the sickle
darter is determinable. Our regulations at 50 CFR 424.12(a)(2) state
that critical habitat is not determinable when one or both of the
following situations exist:
(i) Data sufficient to perform required analyses are lacking, or
(ii) The biological needs of the species are not sufficiently well
known to
[[Page 71870]]
identify any area that meets the definition of ``critical habitat.''
When critical habitat is not determinable, the Act allows the
Service an additional year to publish a critical habitat designation
(16 U.S.C. 1533(b)(6)(C)(ii)).
For the sickle darter, the species' needs are sufficiently well
known, but a careful assessment of the economic impacts that may occur
due to a critical habitat designation is ongoing. Until these efforts
are complete, information sufficient to perform a required analysis of
the impacts of the designation is lacking, and, therefore, we find
designation of critical habitat for the sickle darter to be not
determinable at this time. We plan to publish a proposed rule to
designate critical habitat for the sickle darter concurrent with the
availability of a draft economic analysis of the proposed designation.
II. Proposed Rule Issued Under Section 4(d) of the Act
Background
Section 4(d) of the Act contains two sentences. The first sentence
states that the Secretary of the Interior (Secretary) shall issue such
regulations as he deems necessary and advisable to provide for the
conservation of species listed as threatened. The U.S. Supreme Court
has noted that statutory language like ``necessary and advisable''
demonstrates a large degree of deference to the agency (see Webster v.
Doe, 486 U.S. 592 (1988)). Conservation is defined in the Act to mean
the use of all methods and procedures which are necessary to bring any
endangered species or threatened species to the point at which the
measures provided pursuant to the Act are no longer necessary.
Additionally, the second sentence of section 4(d) of the Act states
that the Secretary may by regulation prohibit with respect to any
threatened species any act prohibited under section 9(a)(1), in the
case of fish or wildlife, or section 9(a)(2), in the case of plants.
Thus, the combination of the two sentences of section 4(d) provides the
Secretary with wide latitude of discretion to select and promulgate
appropriate regulations tailored to the specific conservation needs of
the threatened species. The second sentence grants particularly broad
discretion to the Service when adopting the prohibitions under section
9 of the Act.
The courts have recognized the extent of the Secretary's discretion
under this standard to develop rules that are appropriate for the
conservation of a particular species. For example, courts have upheld
rules developed under section 4(d) as a valid exercise of agency
authority where they prohibited take of threatened wildlife, or include
a limited taking prohibition (see Alsea Valley Alliance v.
Lautenbacher, 2007 U.S. Dist. Lexis 60203 (D. Or. 2007); Washington
Environmental Council v. National Marine Fisheries Service, 2002 U.S.
Dist. Lexis 5432 (W.D. Wash. 2002)). Courts have also upheld 4(d) rules
that do not address all of the threats a species faces (see State of
Louisiana v. Verity, 853 F.2d 322 (5th Cir. 1988)). As noted in the
legislative history when the Act was initially enacted, ``once an
animal is on the threatened list, the Secretary has an almost infinite
number of options available to him with regard to the permitted
activities for those species. He may, for example, permit taking, but
not importation of such species, or he may choose to forbid both taking
and importation but allow the transportation of such species'' (H.R.
Rep. No. 412, 93rd Cong., 1st Sess. 1973).
Exercising this authority under section 4(d), we have developed a
proposed rule that is designed to address the sickle darter's specific
threats and conservation needs. Although the statute does not require
us to make a ``necessary and advisable'' finding with respect to the
adoption of specific prohibitions under section 9, we find that this
rule as a whole satisfies the requirement in section 4(d) of the Act to
issue regulations deemed necessary and advisable to provide for the
conservation of the sickle darter. As discussed above under Summary of
Biological Status and Threats, we have concluded that the sickle darter
is likely to become in danger of extinction within the foreseeable
future primarily due to habitat degradation or loss stemming from
hydrologic alterations by impoundments, including dams and other
barriers; land development that does not incorporate BMPs; and
diminished water quality from point and nonpoint source pollution and
siltation. These threats contribute to the negative effects associated
with the species' habitat fragmentation and isolation and potential
effects of climate change. The provisions of this proposed 4(d) rule
would promote conservation of the sickle darter by encouraging
management of the landscape in ways that meet both watershed and
riparian management considerations and the species' conservation needs.
The provisions of this proposed rule are one of many tools that we
would use to promote the conservation of the sickle darter. This
proposed 4(d) rule would apply only if and when we make final the
listing of the sickle darter as a threatened species.
Provisions of the Proposed 4(d) Rule
This proposed 4(d) rule would provide for the conservation of the
sickle darter by prohibiting the following activities, except as
otherwise authorized or permitted: Import or export; take; possession
and other acts with unlawfully taken specimens; delivery, receipt,
transport, or shipment in interstate or foreign commerce in the course
of commercial activity; or sale or offer for sale in interstate or
foreign commerce.
Threats to the species are noted above and described in detail
under Summary of Biological Status and Threats. The most significant
threat expected to affect the species in the foreseeable future is loss
and fragmentation of habitat from siltation, water quality degradation,
and impoundments and their effects. A range of activities have the
potential to affect the sickle darter, including commercial activities,
agriculture, resource extraction, and land development. Regulating
these activities would help preserve the sickle darter's remaining
populations, slow the rate of population decline, and decrease
synergistic, negative effects from other stressors. Therefore,
regulating activities that increase siltation, diminish water quality,
alter stream flow, or reduce fish passage would help preserve and
potentially provide for expansion of remaining populations and decrease
synergistic, negative effects from other threats.
Under the Act, ``take'' means to harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or to attempt to engage in any
such conduct. Some of these provisions have been further defined in
regulations at 50 CFR 17.3. Take can result knowingly or otherwise, by
direct and indirect impacts, intentionally or incidentally. Regulating
incidental and intentional take would help the species maintain
population size and resiliency.
We may issue permits to carry out otherwise prohibited activities,
including those described above, involving threatened wildlife under
certain circumstances. Regulations governing permits are codified at 50
CFR 17.32. With regard to threatened wildlife, a permit may be issued
for the following purposes: For scientific purposes, to enhance
propagation or survival, for economic hardship, for zoological
exhibition, for educational purposes, for incidental taking, or for
special purposes consistent with the purposes of the Act.
[[Page 71871]]
There are also certain statutory exceptions from the prohibitions,
which are found in sections 9 and 10 of the Act, and other standard
exceptions from the prohibitions, which are found in our regulations at
50 CFR part 17, subparts C and D. Below, we describe these exceptions
to the prohibitions that we are proposing for the sickle darter.
Under our proposed 4(d) rule, take of the sickle darter would not
be prohibited in the following instances:
Take is authorized by a permit issued in accordance with
50 CFR 17.32;
Take results from actions of an employee or agent of one
of the Services or of a State conservation agency that is operating
under a conservation program pursuant to the terms of a cooperative
agreement with the Service;
Take is in defense of human life; and
Take results from actions taken by representatives of one
of the Services or of a State conservation agency to aid a sick
specimen or to dispose of, salvage, or remove a dead specimen that is
reported to the Office of Law Enforcement.
We also propose to allow Federal and State law enforcement officers
to possess, deliver, carry, transport, or ship any sickle darters taken
in violation of the Act as necessary in performing their official
duties.
In part, these exceptions to the prohibitions recognize the special
and unique relationship with our State natural resource agency partners
in contributing to conservation of listed species. State agencies often
possess scientific data and valuable expertise on the status and
distribution of endangered, threatened, and candidate species of
wildlife and plants. State agencies, because of their authorities and
their close working relationships with local governments and
landowners, are in a unique position to assist the Services in
implementing all aspects of the Act. In this regard, section 6 of the
Act provides that the Service shall cooperate to the maximum extent
practicable with the State in carrying out programs authorized by the
Act. Therefore, any qualified employee or agent of a State conservation
agency that is a party to a cooperative agreement with the Service in
accordance with section 6(c) of the Act, who is designated by his or
her agency for such purposes, would be able to conduct activities
designed to conserve the sickle darter that may result in otherwise
prohibited take for wildlife without additional authorization.
In addition to the exceptions to the prohibitions described above,
we propose certain species-specific exceptions to the prohibitions to
provide for the conservation of the sickle darter. Consistent with all
of the proposed exceptions and based on the best available information,
our proposed 4(d) rule identifies the following activities, which are
unlikely to result in take of the sickle darter in violation of section
9 if carried out in accordance with existing regulations and permit
requirements and outside the February through March spawning season:
These 4(d) rule exceptions cover actions that improve or restore
sickle darter habitat, including channel restoration and streambank
stabilization, bridge and culvert replacement (including transportation
projects that enhance fish passage), as well as low-head dam removal.
To encourage protection of streams occupied by the sickle darter, we
have included in the exceptions silvicultural activities that implement
State best management practices. Within each occupied river system,
these actions will promote expansion of the population's range and
reduce the population's fragmentation and isolation. Additionally,
these actions can reduce stressors that impact the sickle darter,
including runoff of siltation and pollution, and may (through riparian
reforestation) mediate local water temperatures expected to increase
with climate change.
Habitat restoration actions and silvicultural activities excepted
by the 4(d) rule may result in some minimal level of harm or temporary
disturbance to the sickle darter. For example, a culvert replacement
project would likely elevate suspended sediments for several hours and
the darters would need to move out of the sediment plume to resume
normal feeding behavior. Because the 4(d) rule exceptions do not apply
during the sickle darter's two-month spawning period, a critical phase
of the species' life history, the potential for take is further
minimized. Overall, these activities benefit the species by expanding
suitable habitat and reducing within-population fragmentation,
contributing to conservation and recovery.
Based on the best available information, the following activities
may potentially result in violation of section 9 of the Act; this list
is not comprehensive:
(1) Unauthorized handling, collecting, possessing, selling,
delivering, carrying, or transporting of the sickle darter, including
interstate transportation across State lines and import or export
across international boundaries.
(2) Destruction or alteration of the species' habitat by discharge
of fill material, draining, ditching, tiling, pond construction, stream
channelization or diversion, or diversion or alteration of surface or
ground water flow into or out of the stream (i.e., due to roads,
impoundments, discharge pipes, stormwater detention basins, etc.).
(3) Introduction of nonnative species that compete with or prey
upon the sickle darter.
(4) Discharge of chemicals or fill material into any waters in
which the sickle darter is known to occur.
Questions regarding whether specific activities would constitute a
violation of section 9 of the Act should be directed to the Kentucky
Ecological Services Field Office (see FOR FURTHER INFORMATION CONTACT).
Nothing in this proposed 4(d) rule would change in any way the
recovery planning provisions of section 4(f) of the Act, the
consultation requirements under section 7 of the Act, or the ability of
the Service to enter into partnerships for the management and
protection of the sickle darter. However, interagency cooperation may
be further streamlined through planned programmatic consultations for
the species between Federal agencies and the Service, where
appropriate. We ask the public, particularly State agencies and other
interested stakeholders that may be affected by the proposed 4(d) rule,
to provide comments and suggestions regarding additional guidance and
methods that the Service could provide or use, respectively, to
streamline the implementation of this proposed 4(d) rule (see
Information Requested, above).
Required Determinations
Clarity of the Rule
We are required by Executive Orders 12866 and 12988 and by the
Presidential Memorandum of June 1, 1998, to write all rules in plain
language. This means that each rule we publish must:
(1) Be logically organized;
(2) Use the active voice to address readers directly;
(3) Use clear language rather than jargon;
(4) Be divided into short sections and sentences; and
(5) Use lists and tables wherever possible.
If you feel that we have not met these requirements, send us
comments by one of the methods listed in ADDRESSES. To better help us
revise the rule, your comments should be as specific as possible. For
example, you should tell us the numbers of the sections or paragraphs
that are unclearly written, which sections or sentences are too
[[Page 71872]]
long, the sections where you feel lists or tables would be useful, etc.
National Environmental Policy Act (42 U.S.C. 4321 et seq.)
It is our position that we do not need to prepare environmental
analyses pursuant to the National Environmental Policy Act (NEPA; 42
U.S.C. 4321 et seq.) in connection with listing a species as an
endangered or threatened species under the Act. We published a notice
outlining our reasons for this determination in the Federal Register on
October 25, 1983 (48 FR 49244).
Government-to-Government Relationship With Tribes
In accordance with the President's memorandum of April 29, 1994
(Government-to-Government Relations with Native American Tribal
Governments; 59 FR 22951), Executive Order 13175 (Consultation and
Coordination with Indian Tribal Governments), and the Department of the
Interior's manual at 512 DM 2, we readily acknowledge our
responsibility to communicate meaningfully with recognized Federal
Tribes on a government-to-government basis. In accordance with
Secretarial Order 3206 of June 5, 1997 (American Indian Tribal Rights,
Federal-Tribal Trust Responsibilities, and the Endangered Species Act),
we readily acknowledge our responsibilities to work directly with
Tribes in developing programs for healthy ecosystems, to acknowledge
that Tribal lands are not subject to the same controls as Federal
public lands, to remain sensitive to Indian culture, and to make
information available to Tribes. We have determined that no Tribal
lands fall within the range of the sickle darter, so no Tribal lands
would be affected by the proposed rule.
References Cited
A complete list of references cited in this rulemaking is available
on the internet at https://www.regulations.gov and upon request from the
Kentucky Ecological Services Field Office (see FOR FURTHER INFORMATION
CONTACT).
Authors
The primary authors of this proposed rule are the staff members of
the Fish and Wildlife Service's Species Assessment Team and the
Kentucky Ecological Services Field Office.
Signing Authority
The Director, U.S. Fish and Wildlife Service, approved this
document and authorized the undersigned to sign and submit the document
to the Office of the Federal Register for publication electronically as
an official document of the U.S. Fish and Wildlife Service. Aurelia
Skipwith, Director, U.S. Fish and Wildlife Service, approved this
document on October 30, 2020, for publication.
Dated: October 30, 2020.
Madonna Baucum,
Regulations and Policy Chief, Division of Policy, Economics, Risk
Management, and Analytics, Joint Administrative Operations, U.S. Fish
and Wildlife Service.
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Reporting and
recordkeeping requirements, Transportation.
Proposed Regulation Promulgation
Accordingly, we propose to amend part 17, subchapter B of chapter
I, title 50 of the Code of Federal Regulations, as set forth below:
PART 17--ENDANGERED AND THREATENED WILDLIFE AND PLANTS
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 1531-1544; and 4201-4245,
unless otherwise noted.
0
2. Amend Sec. 17.11(h) by adding an entry for ``Darter, sickle'' to
the List of Endangered and Threatened Wildlife in alphabetical order
under FISHES to read as set forth below:
Sec. 17.11 Endangered and threatened wildlife.
* * * * *
(h) * * *
----------------------------------------------------------------------------------------------------------------
Listing citations and
Common name Scientific name Where listed Status applicable rules
----------------------------------------------------------------------------------------------------------------
* * * * * * *
Fishes
* * * * * * *
Darter, sickle.................. Percina williamsi.. Wherever found..... T [Federal Register
citation when published
as a final rule]; 50
CFR 17.44(ff).\4d\
* * * * * * *
----------------------------------------------------------------------------------------------------------------
0
3. Amend Sec. 17.44 by adding a paragraph (ff) to read as set forth
below:
Sec. 17.44 Special rules--fishes.
* * * * *
(ff) Sickle darter (Percina williamsi).
(1) Prohibitions. The following prohibitions that apply to
endangered wildlife also apply to the sickle darter. Except as provided
under paragraph (ff)(2) of this section and Sec. Sec. 17.4 and 17.5,
it is unlawful for any person subject to the jurisdiction of the United
States to commit, to attempt to commit, to solicit another to commit,
or cause to be committed, any of the following acts in regard to this
species:
(i) Import or export, as set forth at Sec. 17.21(b) for endangered
wildlife.
(ii) Take, as set forth at Sec. 17.21(c)(1) for endangered
wildlife.
(iii) Possession and other acts with unlawfully taken specimens, as
set forth at Sec. 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in the course of commercial
activity, as set forth at Sec. 17.21(e) for endangered wildlife.
(v) Sale or offer for sale, as set forth at Sec. 17.21(f) for
endangered wildlife.
(2) Exceptions from prohibitions. In regard to this species, you
may:
(i) Conduct activities as authorized by a permit under Sec. 17.32.
(ii) Take, as set forth at Sec. 17.21(c)(2) through (c)(4) for
endangered wildlife.
(iii) Take as set forth at Sec. 17.31(b).
(iv) Take incidental to an otherwise lawful activity caused by:
(A) Channel restoration projects that create natural, physically
stable, ecologically functioning streams (or stream and wetland
systems) and that take place between April 1 and January 31. These
projects can be accomplished using a variety of methods, but the
desired outcome is a natural channel with low shear stress (force of
water moving against the channel); bank heights that enable
reconnection to the floodplain; a connection of surface and groundwater
systems, contributing to
[[Page 71873]]
perennial flows in the channel; riffles and pools composed of existing
soil, rock, and wood instead of large imported materials; low
compaction of soils within adjacent riparian areas; and inclusion of
riparian wetlands.
(B) Streambank stabilization projects that use bioengineering
methods to replace pre-existing, bare, eroding stream banks with
vegetated, stable stream banks, thereby reducing bank erosion and
instream sedimentation and improving habitat conditions for the
species, that take place between April 1 and January 31. Stream banks
may be stabilized using live stakes (live, vegetative cuttings inserted
or tamped into the ground in a manner that allows the stake to take
root and grow), live fascines (live branch cuttings, usually willows,
bound together into long, cigar-shaped bundles), or brush layering
(cuttings or branches of easily rooted tree species layered between
successive lifts of soil fill). Stream banks must not be stabilized
solely through the use of quarried rock (rip-rap) or the use of rock
baskets or gabion structures.
(C) Bridge and culvert replacement/removal projects or low head dam
removal projects that remove migration barriers or generally allow for
improved upstream and downstream movements of sickle darters while
maintaining normal stream flows, preventing bed and bank erosion, and
improving habitat conditions for the species, and that take place
between April 1 and January 31.
(D) Silviculture practices and forest management activities that:
(1) Implement State best management practices, particularly for
Streamside Management Zones and stream crossings; and
(2) When such activities involve sickle darter spawning habitat,
are carried out between April 1 and January 31.
(E) Transportation projects that provide for fish passage at stream
crossings.
(v) Possess and engage in other acts with unlawfully taken
wildlife, as set forth at Sec. 17.21(d)(2) for endangered wildlife.
* * * * *
[FR Doc. 2020-24471 Filed 11-10-20; 8:45 am]
BILLING CODE 4333-15-P