Pesticides; Agricultural Worker Protection Standard; Revision of the Application Exclusion Zone Requirements, 68760-68782 [2020-23411]
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The revisions and addition read as
follows:
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Carbon Monoxide, Ozone, Hydrocarbon Air Quality Standards, and Related Emission Requirements
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[FR Doc. 2020–22785 Filed 10–29–20; 8:45 am]
Comments
Only paragraphs B.4, B.6, B.8, B.9.c), C.1.b)(1)d,
C.1.b)(2)a, C.1.d)(2), C.1.d)(3), C.1.e)(3), C.1.f)(1)c,
C.2.b)(1)d, C.2.b)(2)a, C.2.d)(2), C.2.d)(3), C.2.e)(3),
and C.2.f)(1)e.
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ENVIRONMENTAL PROTECTION
AGENCY
BILLING CODE 6560–50–P
40 CFR Part 170
[EPA–HQ–OPP–2017–0543; FRL–10016–03]
RIN 2070–AK49
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Pesticides; Agricultural Worker
Protection Standard; Revision of the
Application Exclusion Zone
Requirements
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
EPA is finalizing revisions to
the Agricultural Worker Protection
SUMMARY:
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Standard (WPS) to clarify and simplify
the application exclusion zone (AEZ)
requirements. This rulemaking is
responsive to feedback received from
stakeholders and the Agency’s efforts to
reduce regulatory burden, while
providing the necessary protections for
agricultural workers and the public.
EPA remains committed to ensuring the
protection of workers and persons in
areas where pesticide applications are
taking place. The AEZ and no contact
provisions aim to ensure such
protections. EPA also has a strong
interest in promulgating regulations that
are enforceable, clear, and effective.
This final rule is effective
December 29, 2020.
DATES:
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The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPP–2017–0543, is
available at https://www.regulations.gov
or at the Office of Pesticide Programs
Regulatory Public Docket (OPP Docket)
in the Environmental Protection Agency
Docket Center (EPA/DC), West William
Jefferson Clinton Bldg., Rm. 3334, 1301
Constitution Ave. NW, Washington, DC
20460–0001. The Public Reading Room
is open from 8:30 a.m. to 4:30 p.m.,
Monday through Friday, excluding legal
holidays. The telephone number for the
Public Reading Room is (202) 566–1744,
and the telephone number for the OPP
Docket is (703) 305–5805.
Due to the public health concerns
related to COVID–19, the EPA Docket
Center (EPA/DC) and Reading Room is
closed to visitors with limited
exceptions. The staff continues to
provide remote customer service via
email, phone, and webform. For the
latest status information on EPA/DC
services and docket access, visit https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
Carolyn Schroeder, Pesticide ReEvaluation Division (7508P), Office of
Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania
Ave. NW, Washington, DC 20460;
telephone number: (703) 308–2961;
email address: OPP_NPRM_
AgWorkerProtection@epa.gov.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
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I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by
this action if you work in or employ
persons working in crop production
agriculture where pesticides are
applied. The following list of North
American Industrial Classification
System (NAICS) codes is not intended
to be exhaustive, but rather provides a
guide to help readers determine whether
this document applies to them.
Potentially affected entities may
include:
• Agricultural Establishments (NAICS
code 111000).
• Nursery and Tree Production
(NAICS code 111421).
• Timber Tract Operations (NAICS
code 113110).
• Forest Nurseries and Gathering of
Forest Products (NAICS code 113210).
• Farm Workers (NAICS codes 11511,
115112, and 115114).
• Pesticide Handling on Farms
(NAICS code 115112).
• Farm Labor Contractors and Crew
Leaders (NAICS code 115115).
• Pesticide Handling in Forestry
(NAICS code 115310).
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• Pesticide Manufacturers (NAICS
code 325320).
• Farm Worker Support
Organizations (NAICS codes 813311,
813312, and 813319).
• Farm Worker Labor Organizations
(NAICS code 813930).
• Crop Advisors (NAICS codes
115112, 541690, 541712).
If you have any questions regarding
the applicability of this action to a
particular entity, consult the technical
person listed under FOR FURTHER
INFORMATION CONTACT.
B. What is the Agency’s authority for
taking this action?
This action is issued under the
authority of the Federal Insecticide,
Fungicide, and Rodenticide Act
(FIFRA), 7 U.S.C. 136–136y, particularly
sections 136a(d), 136i, and 136w.
Additionally, in accordance with the
Pesticide Registration Improvement
Extension Act of 2018 (PRIA 4) (Pub. L.
116–8; March 8, 2019), EPA is only
revising the AEZ requirements in the
WPS.
C. What action is the Agency taking?
EPA is revising the AEZ requirements
of the WPS (40 CFR part 170) adopted
in 2015 (80 FR 67496, November 2,
2015) (FRL–9931–81) (Ref. 1) to clarify
and simplify the requirements.
Specifically, EPA is amending the AEZ
requirements by:
• Modifying the AEZ so it is
applicable and enforceable only on an
agricultural employer’s property, as
proposed.
• Adding clarifying language
indicating that pesticide applications
which have been suspended due to
individuals entering an AEZ on the
establishment may be resumed after
those individuals have left the AEZ.
• Excepting agricultural employers
and handlers from the requirement to
suspend applications owing to the
presence within the AEZ of persons not
employed by the establishment who are
in an area subject to an easement that
prevents the agricultural employer from
temporarily excluding those persons
from that area.
• Allowing the owners and their
immediate family (as defined in 40 CFR
170.305) to shelter in place inside
closed buildings, housing, or shelters
within the AEZ, and allowing the
application performed by handlers to
proceed provided that the owner has
instructed the handlers that only the
owner’s immediate family are inside the
closed shelter and that the application
should proceed despite their presence.
• Simplifying and clarifying criteria
and factors for determining AEZ
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distances of either 100 or 25 feet by
basing the AEZ on application method.
EPA has removed the language and
criteria pertaining to spray quality and
droplet size, as proposed, so that all
ground spray applications from a height
greater than 12 inches are subject to the
same 25-foot AEZ.
As discussed further in this
document, these revisions take into
consideration the comments received
from the public in response to the AEZ
proposed rule (84 FR 58666, November
1, 2019) (FRL–9995–47) (Ref. 2).
D. Why is the Agency taking this action?
As further described in Unit II.B. of
the proposed rule (Ref. 2), EPA initiated
this rulemaking to clarify and simplify
the WPS AEZ requirements in response
to feedback about the AEZ requirements
in the 2015 WPS rule from members of
the agricultural community, including
the U.S. Department of Agriculture
(USDA), state pesticide regulatory
agencies (i.e., State Lead Agencies
(SLAs)) and organizations, and several
agricultural interest groups, as well as
discussions with the Pesticide Program
Dialogue Committee (PPDC) and public
comments. This rulemaking is also
responsive to the Agency’s efforts to
reduce burden on regulated entities,
while providing the necessary
protections for agricultural workers and
the public. EPA remains committed to
ensuring the protection of workers and
persons in areas where pesticide
applications are taking place. The AEZ
and no contact provisions aim to ensure
such protections. EPA also has a strong
interest in promulgating regulations that
are enforceable, clear, and effective.
E. What are the estimated incremental
impacts of this action?
EPA evaluated the potential
incremental economic impacts and
determined that these changes reduce
existing burden. This analysis (Ref. 3),
which is available in the docket, is
summarized here.
The primary benefit of revising the
AEZ requirements is a reduction in the
complexity of applying a pesticide and
improving the compliance and
enforceability of the requirements. This
deregulatory action is expected to
reduce the burden for affected entities
because the revised requirements are
expected to substantially reduce the
complexity of arranging and conducting
a pesticide application. EPA has not,
however, quantified the anticipated cost
savings.
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II. Context and Goals of This
Rulemaking
A. Context for This Rulemaking
1. Statutory authority. Enacted in
1947, FIFRA established a framework
for the pre-market registration and
regulation of pesticide products; since
1972, FIFRA has prohibited the
registration of pesticide products that
cause unreasonable adverse effects.
FIFRA makes it unlawful to use a
pesticide in a manner inconsistent with
the labeling and gives EPA’s
Administrator authority to develop
regulations to carry out the Act. FIFRA’s
legislative history indicates that
Congress specifically intended for
FIFRA to protect workers and other
persons from occupational exposure
directly to pesticides or to their residues
(Ref. 4).
Under FIFRA’s authority, EPA has
implemented measures to protect
workers, handlers, other persons, and
the environment from pesticide
exposure in two primary ways. First,
EPA includes product-specific use
instructions and restrictions on
individual pesticide product labeling.
These instructions and restrictions are
the result of EPA’s stringent registration
and reevaluation processes and are
based on the risks of the particular
product. Since users must comply with
directions for use and restrictions on a
product’s labeling, EPA uses the
labeling to convey mandatory
requirements for how the pesticide must
be used to protect people and the
environment from unreasonable adverse
effects of pesticide exposure. Second,
EPA enacted the WPS to expand
protections against the risks of
agricultural pesticides without making
individual product labeling longer and
much more complex. The WPS is a
uniform set of requirements for workers,
handlers, and their employers that are
generally applicable to all agricultural
pesticides and are incorporated onto
agricultural pesticide labels by
reference. Its requirements complement
the product-specific labeling restrictions
and are intended to minimize
occupational exposures generally.
2. EPA’s regulation of pesticides. EPA
uses a science-based approach to
register and re-evaluate pesticides in
order to protect human health and the
environment from unreasonable adverse
effects that might be caused by
pesticides. The registration process
begins when a manufacturer submits an
application to register a pesticide. The
application must contain required test
data, including information on the
pesticide’s chemistry, environmental
fate, toxicity to humans and wildlife,
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and potential for human exposure. EPA
also requires a copy of the proposed
labeling, including directions for use
and appropriate warnings.
Once an application for a new
pesticide product is received, EPA
conducts an evaluation, which includes
a detailed review of scientific data to
determine the potential impact on
human health and the environment.
EPA considers the risk assessments and
results of any peer review and evaluates
potential risk management measures
that could mitigate risks that exceed
EPA’s level of concern. In the
registration process, EPA evaluates the
proposed use(s) of the pesticide to
determine whether it would cause
adverse effects on human health, nontarget species, and the environment. In
evaluating the impact of a pesticide on
occupational health and safety, EPA
considers the risks associated with use
of the pesticide (occupational,
environmental) and the benefits
associated with use of the pesticide
(economic, public health,
environmental). However, FIFRA does
not require EPA to balance the risks and
benefits for each exposed group
individually. For example, a product
may pose risks to workers, but those
risks may nevertheless be reasonable in
comparison to the economic benefit of
continued use of the product to society
at large.
If the application for registration does
not contain sufficient evidence for EPA
to determine that the pesticide meets
the FIFRA registration criteria, EPA
communicates to the applicant the need
for more or better refined data, labeling
modifications, or additional use
restrictions. Once the applicant has
demonstrated that a proposed product
meets the FIFRA registration criteria
and any applicable requirements under
the Federal Food, Drug, and Cosmetic
Act (FFDCA), 21 U.S.C. 321 et seq., EPA
approves the registration subject to any
risk mitigation measures necessary to
meet the FIFRA registration criteria.
EPA devotes significant resources to the
regulation of pesticides to ensure that
each pesticide product meets the FIFRA
requirement that pesticides not cause
unreasonable adverse effects to the
public and the environment.
When EPA approves a pesticide, the
labeling generally includes all risk
mitigation measures required by EPA for
the particular pesticide product and the
uses specified on its label. The risk
mitigation measures may include
requiring certain engineering controls,
such as the use of closed systems for
mixing pesticides and loading them into
application equipment to reduce
potential exposure to those who handle
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pesticides; establishing conditions on
the use of the pesticide by specifying
certain use sites, maximum application
rate or maximum number of
applications; or establishing restricted
entry intervals (REIs) during which
entry into an area treated with the
pesticide is generally prohibited until
residue levels have declined to levels
unlikely to cause unreasonable adverse
effects. Because users must comply with
the directions for use and use
restrictions on a product’s labeling, EPA
uses the labeling to establish and
convey mandatory requirements for how
the pesticide must be used to protect the
applicator, the public, and the
environment from pesticide exposure.
Under FIFRA, EPA is required to
review periodically the registration of
pesticides currently registered in the
United States. The 1988 FIFRA
amendments required EPA to establish
a pesticide reregistration program.
Reregistration was a one-time
comprehensive review of the human
health and environmental effects of
pesticides first registered before
November 1, 1984 to ensure that these
pesticides’ registrations were consistent
with contemporary standards. The 1996
amendments to FIFRA required that
EPA establish, through rulemaking, an
ongoing ‘‘registration review’’ process of
all pesticides at least every 15 years.
The final rule establishing the
registration review program was signed
in August 2006 (71 FR 45720, August 9,
2006) (FRL–8080–4), and is
promulgated in 40 CFR part 155. The
purpose of both re-evaluation programs
is to review all pesticides registered in
the United States to ensure that they
continue to meet current safety
standards based on up-to-date scientific
approaches and relevant data.
Pesticides reviewed under the
reregistration program that met current
scientific and safety standards were
declared ‘‘eligible’’ for reregistration.
The results of EPA’s reviews are
summarized in Reregistration Eligibility
Decision (RED) documents. Often before
a pesticide could be determined
‘‘eligible,’’ additional risk reduction
measures had to be put in place. For a
number of pesticides, measures
intended to reduce exposure to handlers
and workers were needed and are now
reflected on pesticide labeling. To
address occupational risk concerns,
REDs include mitigation measures such
as: Voluntary cancellation of the
product or specific use(s); limiting the
amount, frequency, or timing of
applications; imposing other application
restrictions; classifying a product or
specific use(s) for restricted use only by
certified applicators; requiring the use
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of specific personal protective
equipment (PPE); establishing specific
REIs; and improving use directions.
During this process, EPA also
encouraged registrants to find
replacements for the inert ingredients of
greatest concern. As a result of EPA’s
reregistration efforts, current U.S. farm
workers are not exposed to many of the
previously used active and inert
ingredients that were of the greatest
toxicological concern. And for most of
the older products that remain
registered, reregistration resulted in the
inclusion of additional risk mitigation
measures on the label.
EPA’s registration review program is a
recurring assessment of products against
current standards. EPA reviews each
registered pesticide at least every 15
years to determine whether it continues
to meet the FIFRA standard for
registration. Pesticides registered before
1984 were reevaluated initially under
the reregistration program. These and
pesticides initially registered in 1984 or
later are all subject to registration
review.
In summary, EPA’s pesticide
reregistration and registration reviews
assess the specific risks associated with
particular chemicals and ensure that the
public and environment do not suffer
unreasonable adverse effects from those
risks. EPA implements the risk
reduction and mitigation measures
identified in the pesticide reregistration
and registration review programs
through amendments to individual
pesticide product labeling.
3. The Agricultural Worker Protection
Standard (WPS). The Agricultural WPS
regulation in 40 CFR part 170 is
incorporated on certain pesticide
product labeling through a statement in
the agricultural use box. The WPS
provides a comprehensive collection of
pesticide management practices
generally applicable to all agricultural
pesticide use scenarios in crop
production, complementing the
product-specific requirements that
appear on individual pesticide product
labels.
The risk reduction measures of the
WPS may be characterized as being one
of three types: Information, protection,
and mitigation. To ensure that
employees will be informed about
exposure to pesticides, the WPS
requires that workers and handlers
receive training on general pesticide
safety, and that employers provide
access to information about the
pesticides with which workers and
handlers may have contact. To protect
workers and handlers from pesticide
exposure, the WPS prohibits the
application of pesticides in a manner
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that exposes workers or other persons,
generally prohibits workers and other
persons from being in areas being
treated with pesticides, and generally
prohibits workers from entering a
treated area while an REI is in effect
(with limited exceptions that require
additional protections). In addition, the
rule protects workers by requiring
employers to notify them about areas on
the establishment treated with
pesticides through posted and/or oral
warnings. The rule protects handlers by
ensuring that they understand proper
use of and have access to required PPE.
Finally, the WPS has provisions to
mitigate exposures if they do occur by
requiring the employer to provide to
workers and handlers with an ample
supply of water, soap, and towels for
routine washing and emergency
decontamination. The employer must
also make transportation available to a
medical care facility if a worker or
handler may have been poisoned or
injured by a pesticide and provide
health care providers with information
about the pesticide(s) to which the
person may have been exposed.
EPA manages the risks and benefits of
each pesticide product primarily
through the labeling requirements
specific to each pesticide product. If
pesticide products are used according to
the labeling, EPA does not expect use to
cause unreasonable adverse effects.
However, data on incidents of adverse
effects to human health and the
environment from the use of agricultural
pesticides show that users do not
always comply with labeling
requirements. Rigorous ongoing
training, compliance assistance, and
enforcement are needed to ensure that
risk mitigation measures are
appropriately implemented in the field.
The framework provided by the WPS is
critical for ensuring that the
improvements brought about by
reregistration and registration review are
realized in the field. For example, the
requirement for handlers to receive
instruction on how to use the pesticide
and the application equipment for each
application is one way to educate
handlers about updated requirements on
product labeling to ensure they use
pesticides in a manner that will not
harm themselves, workers, the public,
or the environment. In addition, REIs
are established through individual
pesticide product labeling, but action
needs to be taken at the use site to
ensure that workers are aware of areas
on the establishment where REIs are in
effect and given directions to be kept
out of the treated area while the REI is
in effect. The WPS has been designed to
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enhance the effectiveness of the existing
structure of protections and to better
realize labeling-based risk mitigation
measures at the field level.
B. Goals of This Rulemaking
1. Background and intent of the AEZ
requirements. In 2015, EPA finalized
revisions to the WPS for the first time
since 1992 (Ref. 1). As established in the
1992 WPS rule (57 FR 38101, August 21,
1992) (FRL–3374–6), the pesticide
handler’s employer and the pesticide
handler are required to ensure that no
pesticide is applied so as to contact,
either directly or through drift, any
agricultural worker or other person,
other than appropriately trained and
equipped pesticide handlers involved in
the application. This requirement is
commonly referred to as the ‘‘Do Not
Contact’’ provision and has been one of
the key protective and enforcement
mechanisms on both pesticide labels
and in the WPS. This requirement
prohibits application in a way that
contacts agricultural workers or other
persons both on and off the agricultural
establishment where the pesticide is
being applied.
The 2015 WPS rule (Ref. 1) added
requirements to supplement the existing
requirements and to enhance
compliance with safe application
practices designed to protect
agricultural workers and bystanders
from pesticide exposure through drift.
The 2015 WPS rule established the AEZ
requirements for outdoor production,
defined as ‘‘the area surrounding the
application equipment that must be free
of all persons other than appropriately
trained and equipped handlers during
pesticide applications.’’ The AEZ moves
with the application equipment and is
no longer in effect once the pesticide
application stops. For aerial, air blast,
and ground applications with fine or
very fine droplet size, as well as
fumigations, mists, and foggers, the area
encompasses 100 feet from the
application equipment in all directions.
For ground applications with medium
or larger droplet size and a spray height
of more than 12 inches from the ground,
the area encompasses 25 feet from the
application equipment in all directions.
For all other applications, there is no
AEZ.
The 1992 WPS rule prohibited
agricultural employers from allowing or
directing any agricultural worker or
other person other than trained and
properly equipped pesticide handlers
involved in the application to enter or
remain in the treated area until after the
pesticide application is complete. The
2015 WPS rule further prohibited the
employer from allowing anyone in the
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part of the AEZ (which can extend
beyond the treated area) that is within
the boundaries of the establishment. For
example, employers and handlers must
ensure that workers in adjacent fields or
buildings within their establishment
move out of an AEZ as the pesticide
application equipment passes; workers
could return once the equipment has
moved on (provided no REI is in effect
in that area; the treated area does not
map to the AEZ). The 2015 WPS rule
also required handlers to ‘‘immediately
suspend a pesticide application’’ if
anyone other than a trained and
properly equipped handler is within the
AEZ, including any part of the AEZ
beyond the boundaries of the
agricultural establishment.
These restrictions were intended to
reduce incidents, or the probability of
incidents, in which people in areas
adjacent to pesticide applications could
be affected by drift. Additionally, the
purpose of the AEZ was to supplement
and establish written controls to guide
employers and handlers on how to
comply with the primary prohibition
against applying pesticides in a manner
that results in contact to others by
establishing a well-defined area from
which persons generally must be
excluded during applications. The AEZ
requirement was just one of the many
worker and public health protection
tools incorporated into the 2015 WPS
rule to emphasize one of the key safety
points in the WPS and on pesticide
labels in general—do not spray people.
2. Stakeholder engagement after the
2015 WPS rule. Shortly after the
publication of the 2015 WPS rule and
during the Agency’s extensive outreach
and training efforts for State Lead
Agencies (SLAs) after promulgating the
rule, some SLAs and organizations that
represent SLAs began raising concerns
about the AEZ requirements (Ref. 5).
Frequent comments about the AEZ
included concerns about its complexity
and enforceability. In an effort to
address questions and concerns raised
by SLAs early on during the initial
outreach and training efforts, EPA
issued an AEZ-specific guidance in
April 2016 (Ref. 6). Despite this
guidance, EPA continued to hear from
key stakeholder groups, including those
representing SLAs such as the
Association of American Pesticide
Control Officials (AAPCO) (Ref. 7) and
the National Association of State
Departments of Agriculture (NASDA)
(Ref. 8), regarding their concerns around
the AEZ requirements.
In accordance with Executive Order
13777, Enforcing the Regulatory Reform
Agenda (82 FR 12285, March 1, 2017),
and based on the feedback received up
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to that point, EPA solicited additional
public comments on the AEZ and other
provisions of the WPS in the spring of
2017 on regulations that may be
appropriate for repeal, replacement, or
modification as part of the Agency’s
Regulatory Reform Agenda efforts. EPA
encouraged entities significantly
affected by Federal regulations,
including state, local, and tribal
governments, small businesses,
consumers, non-governmental
organizations, and trade associations, to
provide input and other assistance, as
permitted by law. EPA received
comments from stakeholders on the
WPS regulations, as amended in 2015,
as part of the public’s response to the
Executive Order 13777 request.
These revisions are also in the spirit
of Executive Order 13790, Promoting
Agriculture and Rural Prosperity in
America (82 FR 20237, April 25, 2017),
the intent of which was to help ensure
that regulatory burdens do not
unnecessarily encumber agricultural
production or harm rural communities.
The Executive Order required USDA to
assemble an interagency taskforce,
including EPA, to identify legislative,
regulatory, and policy changes to
promote in rural America agriculture,
economic development, job growth,
infrastructure improvements,
technological innovation, energy
security, and quality of life.
Information pertaining specifically to
EPA’s evaluation of existing regulations
under Executive Order 13777, including
the comments received, can be found at
https://www.regulations.gov under
docket ID number EPA–HQ–OA–2017–
0190. Among the comments received,
approximately 25 commenters provided
input specific to the AEZ requirements
in the 2015 WPS rule. Commenters on
the AEZ requirements included SLAs,
state organizations/associations, an
agricultural coalition, farm bureau
federations, grower and trade
organizations, and a retailer
organization (Ref. 9). Commenters
discussed the need for changes to
several WPS requirements, including
the AEZ. Comments on the AEZ from
organizations representing SLAs and
agricultural interests raised concerns
about the states’ ability to enforce the
AEZ requirements, expressed a need for
clarity about how the requirement was
intended to work, described problems
with worker housing near treated areas,
and the perception of increased burden
on the regulated community. As noted
in several of the SLA comments,
including those submitted by AAPCO,
EPA’s efforts to address some of the
concerns raised since 2015 through
guidance have not been adequate.
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Commenters also indicated that EPA did
not provide the necessary clarity to
assist state regulatory agencies with
compliance and enforcement activities.
In addition to comments received
through the Regulatory Reform Agenda
process, EPA solicited feedback on the
WPS and AEZ requirements from the
Pesticide Program Dialogue Committee
(PPDC). The PPDC is a federal advisory
committee that includes a diverse group
of stakeholders from environmental and
public interest groups, pesticide
manufacturers, trade associations,
commodity groups, public health and
academic institutions, federal and state
agencies, and the general public. In May
2017, the PPDC discussed the
implementation of the WPS in general
as part of the ongoing Executive Order
13777 efforts (Ref. 10). On November 2,
2017, PPDC members again discussed
the WPS requirements for the
application exclusion zone in a public
meeting with EPA (Ref. 11). Feedback
EPA received on the AEZ revolved
around the need to develop additional
training and enhanced guidance for
certain scenarios to ensure the success
of the provision. With this feedback in
mind, EPA addressed the remaining
AEZ issues with a second guidance
document, issued in February 2018 (Ref.
12). Despite this additional guidance,
feedback from SLAs indicated that this
guidance was still unable to adequately
address the issues identified during the
Regulatory Reform process and the
Agency’s outreach efforts.
Requests from SLAs to clarify and
simplify WPS AEZ requirements,
together with comments received
through 2018 from various stakeholders
regarding the need for improved clarity
and guidance on the AEZ requirements,
and the Agency’s inability to effectively
address all AEZ issues through
guidance, prompted EPA’s decision to
address these issues through
rulemaking.
III. Proposed Changes to the AEZ
Requirements
On November 1, 2019 (Ref. 2), EPA
proposed narrow updates to the WPS
regulation to improve the long-term
success of the Agency’s AEZ
requirements. Specifically, EPA
proposed to:
• Modify the AEZ so it is applicable
and enforceable only on an agricultural
employer’s property, where an
agricultural employer can lawfully
exercise control over employees and
bystanders who could fall within the
AEZ. As currently written, the off-farm
aspect of this provision has proven
difficult for state regulators to enforce.
These proposed changes would enhance
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both enforcement and implementation
of the AEZ for state regulators and
agricultural employers respectively. Offfarm bystanders would still be protected
from pesticide applications by the
existing ‘‘do not contact’’ requirement
that prohibits use in a manner that
would contact unprotected individuals.
• Add clarifying language indicating
that pesticide applications which have
been suspended due to individuals
entering an AEZ may be resumed after
those individuals have left the AEZ.
• Simplify the criteria for deciding
whether pesticide applications are
subject to the 25- or 100-foot AEZ.
• Exempt the owners of certain
family-owned farms from the AEZ
requirements in regard to immediate
family members who remain inside
closed buildings, housing, or shelters on
the establishment. This would allow
farm owners and their immediate family
members to stay in their homes or other
enclosed structures on their property
during certain pesticide applications.
EPA proposed these targeted updates to
improve enforceability for state
regulators and reduce regulatory
burdens for farmers while maintaining
public health protections for farm
workers and other individuals near
agricultural establishments that could
be exposed to agricultural pesticide
applications.
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IV. Public Comments
The public comment period for the
proposed rule closed on January 30,
2020. EPA received 126 unique
submissions to the docket, of which
three were mass mail/signature
campaigns that included over 28,000
written comments and/or signatures.
Commenters included state pesticide
regulatory agencies and associations,
farmworker advocacy organizations,
public health associations and
professionals, growers and grower
organizations, agricultural producer
organizations, applicators and
applicator organizations, farm bureaus,
concerned citizens, and others.
Comments and EPA’s responses to these
comments, including those that do not
raise significant issues or substantially
change the proposed requirements, are
in a Response to Comments document
(Ref. 13) that is available in the docket
for this action. Those comments that
have prompted changes to the proposed
requirements for the final rule are
discussed in Unit V, which describes
the comments and the final
requirements. In this unit, EPA is
providing a summary of the substantive
issues raised by comments and EPA’s
responses, which are discussed in detail
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in the Response to Comment document
(Ref. 13).
A. Support for the Rulemaking
1. Comments. Of the 126 unique
submissions to the docket,
approximately 16 commenters
submitted comments in support of
EPA’s efforts to clarify and simplify the
AEZ requirements of the WPS, noting
that these changes would result in
improved enforceability and compliance
while maintaining other protections
intended to ensure the safety of workers
or other persons from contact during
pesticide applications. In addition to
general support, 10 of these commenters
provided additional recommendations
to further improve upon the proposed
changes.
2. EPA Response. EPA appreciates the
commenters’ general support for the
proposed revisions. EPA acknowledges
that several commenters provided
additional feedback or
recommendations on ways to improve
the AEZ provision, which will be
discussed in more detail in the
following sections of this document and
in the Response to Comments document
(Ref. 13).
B. Opposition to the Rulemaking
1. Comments. Most of the comments
submitted to the docket expressed
opposition to EPA finalizing the
proposed changes. Of the 126 unique
submissions to the docket, EPA received
110 unique submissions in opposition
to the proposed rule changes. This
includes 3 mass mail/signature
campaigns with 28,202 signatures or
general comments of opposition and 89
individual comments submitted to the
docket. Some of these comments speak
to personal experiences with pesticide
exposures, while others asked EPA in
general to protect human health and the
environment by maintaining the AEZ
requirements. Other commenters stated
that EPA should not allow humans to be
sprayed, and that all people should
receive adequate protections both on
and off the establishment. In addition to
the general comments received in
opposition to the proposed rule, EPA
received approximately 18 comments
with more specific recommendations
and concerns on the proposed rule,
including feedback on EPA’s analyses
and rationale for the proposed changes.
2. EPA Response. EPA appreciates the
many commenters who provided
personal stories about experiences with
pesticide exposures. These and many
other experiences are some of the
reasons EPA implements and supports
the WPS requirements and makes every
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effort to ensure workers and bystanders
are protected from pesticide risks.
EPA generally agrees with the
commenters regarding protecting
workers and bystanders from exposure
during pesticide applications and
believes that many of the comments
result from deficiencies in the proposed
rule’s explanation of the proposed
changes. Many of the commenters
thought that by limiting the AEZ
requirements to within the boundaries
of the establishment where owners have
the ability to control the movement of
people, thereby excepting individuals
off the establishment or on easements,
and by exempting agricultural
establishment owners and their
immediate families from leaving their
homes that are within the AEZ
boundaries, EPA was permitting
handlers to spray pesticides in a manner
that would result in people being
contacted by pesticides and being
unnecessarily exposed. This is a
misunderstanding of the proposed rule,
which retained protections sufficient to
protect workers, bystanders, and family
members.
Consistent with both agricultural
pesticide labels and the WPS since
1994, the handler employer and the
handler must ensure that no pesticide is
applied so as to contact, directly or
through drift, any worker or other
person, other than appropriately trained
and equipped handlers involved in the
application. This is a long-standing
requirement, often referred to as the ‘‘Do
Not Contact’’ provision, that was in
place before (and after) EPA finalized its
updates to the 2015 rule that introduced
the concept of the AEZ. The AEZ, when
considered by the agency, was initially
framed as a set of guiding practices to
support the ‘‘Do Not Contact’’ provision.
Although EPA proposed that the AEZ
would no longer apply to areas outside
of the agricultural establishment’s
boundaries or to those outside of the
agricultural employer’s control (e.g.,
those who are working on or in
easements), EPA did not propose any
change to the requirement that handlers
must ensure that their application does
not contact persons directly or through
drift. If a handler has any reason to
believe that workers or bystanders may
be contacted by a pesticide during a
pesticide application, the application
should not take place until either those
individuals leave the area or the handler
can take measures to ensure that contact
will not occur. Otherwise, the handler
risks causing harm to others and
violating the WPS and pesticide label.
EPA acknowledges it is critical to
educate handlers and others on how to
prevent pesticide exposure from
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occurring. The AEZ guidance
documents issued by EPA since 2016
state that applications near
establishment borders can continue
provided that the applicator or handler
follows certain measures or steps to
ensure that applications will not result
in individuals being contacted by spray
or through drift off the establishment.
As noted in these guidelines, this same
information is incorporated into
required WPS handler training programs
(see 40 CFR 170.501 for handler training
requirements) approved by EPA since
June 2018. Most of these approved
handler trainings are available through
one of EPA’s cooperative agreements at
https://www.pesticideresources.org/wps/
training/handlers.html. EPA-approved
training programs will continue to
provide this valuable information
(including training related to the AEZ)
to handlers regarding how to the comply
with the ‘‘Do Not Contact’’ provision.
EPA is open to working with the various
stakeholder groups on other training or
supplemental educational materials for
handlers. Ultimately, EPA and
stakeholders have a shared interest in
providing handlers with information
and tools needed to prevent pesticides
contacting anyone on or off the
establishment.
C. EPA’s Administrative Record and
Justifications for the AEZ Changes
1. Comments. Several commenters,
including some advocacy groups,
individuals within the public health
field, and a joint letter signed by seven
State Attorneys General (AG) offices,
expressed opposition and concern
regarding EPA’s justification of the
proposed AEZ changes. The
commenters argued that EPA’s proposal
reflected an unsupported change in the
position EPA took when promulgating
the 2015 Rule. These commenters
argued that the proposed rule rests on
new conclusions based substantially on
the same evidence the agency
considered when reaching the opposite
conclusions in 2015. Several
commenters argued that if finalized, this
rulemaking would likely violate the
Administrative Procedure Act (APA)
because the revisions reflect an
unjustified and unsupported departure
from the agency’s prior position.
Furthermore, these commenters
maintain that the agency’s explanation
that changes are necessary to facilitate
state compliance efforts is contrary to
the evidence.
Commenters frequently pointed to
EPA’s 2015 WPS rule where EPA
concluded that creating the AEZ was a
necessary supplemental protection
because the ‘‘do not contact’’
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requirement was not sufficiently
protecting people against harmful
pesticide exposure. They also noted that
EPA further cited specific instances of
pesticide exposure beyond the
boundaries of the agricultural
establishment that the AEZ as finalized
in 2015 could have prevented, but that
a more limited AEZ would not. They
suggested that the AEZ proposal
reverses course entirely from that
position and that it would be arbitrary
and capricious to limit the AEZ without
new evidence just five years after
establishing the AEZ, with no
explanation of why EPA’s assessment of
those facts in 2015 was incorrect.
Commenters dispute the reasons EPA
presented to demonstrate the AEZ as
established in 2015 is unworkable or
difficult to administer. As evidence, the
commenters cited EPA’s reliance on
feedback solicited and received in 2016
and 2017 through three venues:
• Training and outreach to state
pesticide regulatory agencies;
• as part of EPA’s ‘‘Regulatory Reform
Agenda’’ efforts in 2017; and
• two meetings of the PPDC in 2017.
The commenters suggest that EPA’s
reliance on these venues to support the
proposed change is irrational and
mischaracterized.
For example, commenters maintain
that feedback from EPA’s training and
outreach to state agencies in 2016
cannot form a rational basis for the
proposal because EPA’s own Inspector
General concluded that the agency’s
training efforts to prepare the regulated
community for compliance with the
2015 WPS were woefully deficient.
Commenters cited a 2018 evaluation by
the EPA Office of Inspector General
(OIG) that found that ‘‘essential’’
training and implementation
materials—including the WPS
Inspection Manual and How to Comply
manual—were not available through
2016 (Ref. 14). As a result, they cite that
‘‘many state officials said they were not
given the time, tools, or resources to
successfully implement the revised
WPS’’ by January 2, 2017, the
compliance date for certain revisions.
Commenters also discussed
information received in response to the
agency’s ‘‘Regulatory Reform’’
solicitations in the spring of 2017, the
provisions of the AEZ that the agency
now proposes to modify were not even
in effect at the time. The ‘‘suspend
application’’ provisions of the AEZ had
a compliance date of January 1, 2018.
Commenters argued it would be
irrational to rely on comments
submitted in 2017 to support the
proposition that the AEZ requirements
are too hard to work with, when key
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requirements had not even come into
effect.
Several advocacy organizations and
the letter from the State AGs also
commented on EPA’s reliance on
feedback from the Pesticide Program
Dialogue Committee (PPDC), a federal
advisory committee under the Federal
Advisory Committee Act, 5 U.S.C.
App.2, that consists of representatives
from user/grower groups,
environmental, public interest, and
animal welfare groups, farmworker
representatives, public health
representatives, chemical and
biopesticides industry and trade
associations, state, local, and tribal
government, and federal agencies. The
commenters stated that EPA’s reliance
on PPDC’s feedback is flawed, and that
EPA failed to disclose that the PPDC
met and decided that there were no AEZ
issues that necessitated revoking or
curtailing it, and that they believed any
potential issues could be addressed
through guidance, education, and
training (Ref. 13). Commenters cited that
in the transcript, an EPA official
summarized the discussion with respect
to AEZ by noting that ‘‘what we largely
talked about was the need to develop
some additional and enhanced guidance
around certain scenarios.’’
2. EPA Response. The feedback EPA
has received since finalizing the 2015
WPS, and the Agency’s attempts at
addressing these concerns, influenced
EPA’s approach to revising the AEZ
requirements in the proposed rule.
Based on the commenters’ statements,
EPA believes it is necessary to more
fully describe the process and the record
relied upon, provide more context on
the steps taken to address issues raised
between 2015 and the proposed AEZ
rulemaking and why a departure from
the 2015 WPS justification for the AEZ
is both warranted and will not result in
unreasonable adverse effects.
In late 2015 and early 2016, during
the Agency’s extensive outreach and
training efforts for SLAs, some SLAs
raised concerns about the AEZ
requirements. Frequent comments about
the AEZ included concerns about its
complexity and enforceability, and that
it would be difficult for states to provide
compliance assistance in the absence of
clear guidance from the Agency. In an
effort to address some of the initial
questions and concerns raised by SLAs
during these efforts, EPA issued AEZspecific guidance in April 2016 (Ref. 6).
In the document, EPA interpreted the
suspension requirement for people
within the AEZ, but off the
establishment, to mean that applications
could resume if handlers take measures
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to ensure workers will not be contacted
by sprays, such as:
• Assessing the wind and other
weather conditions to confirm they will
prevent workers or other persons from
being contacted by the pesticide either
directly or through drift;
• adjusting the application method or
employing drift reduction measures in
such a way to ensure that resuming the
application will not result in workers or
other persons off the establishment
being contacted by the pesticide;
• asking the workers or other persons
to move out of the AEZ until the
application is complete; or,
• adjusting the treated area or the
path of the application equipment away
from the workers or other persons so
they would not be in the AEZ.
While this guidance addressed some
of the issues raised, EPA continued to
hear from SLAs and state associations
representing SLAs regarding their
concerns around the AEZ and the need
for additional and clearer guidance on
the AEZ specifically and the WPS in
general (Refs. 7, 8). In an effort to
address the concerns, EPA assisted a
cooperative agreement partner on a
comprehensive ‘‘How-to-Comply’’
manual, released in late 2016 (Ref. 15).
Despite these efforts, SLAs continued
to bring to EPA issues regarding the
AEZ. Several SLAs, AAPCO, and
NASDA submitted comments on these
issues under Executive Order 13777
about their concerns (Ref. 9). These
commenters continued to express
concerns about a lack of clear AEZ
guidance and the resulting confusion for
both growers and state pesticide
regulatory agencies. These concerns
were grounded in the SLAs’
preparations to enforce the AEZ
requirement and could not reasonably
be ignored solely on account of
preceding the AEZ compliance date, as
commenters propose. As a result of
these and other comments, EPA decided
to raise this issue for discussion during
the 2017 PPDC meetings.
During a meeting on May 4, 2017,
EPA and PPDC members briefly
discussed and flagged for further
discussion the challenges in
understanding the AEZ requirement,
and obstacles to enforcement,
compliance assistance, and education.
On November 2, 2017 (Ref. 11), EPA and
PPDC members discussed the AEZ in
more detail. To clarify EPA’s record,
EPA acknowledges that the commenters
are correct that the PPDC did not
recommend that rulemaking was
required to achieve better compliance
with the AEZ requirements. Rather, the
feedback EPA received on the AEZ
revolved around the need for additional
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training and enhanced guidance around
certain scenarios to ensure the success
of the AEZ provision.
Following the PPDC’s feedback on
needing enhanced guidance, EPA
completed a second AEZ guidance
document. In the February 2018
guidance document (Ref. 12), EPA
attempted to clarify the remaining
issues on implementing the AEZ both
on and off the establishment. Building
upon the April 2016 guidance, EPA
addressed the off-establishment AEZ by
explaining what steps to take when
someone enters the AEZ that is located
off the establishment, when and under
what circumstances handlers can
resume pesticide applications that have
been suspended, as well as providing
more detail about how to evaluate
situations and what measures can be
taken when people are within the AEZ
but off the establishment. Similarly,
EPA updated the WPS Inspection
Manual (Ref. 16) in August 2018 with
some of the same language and
references to the 2016 and 2018
guidance documents and additional
guidance for inspectors on compliance
and enforcement when persons are in
the AEZ but outside of the boundaries
of the establishment or within
easements. This detailed information is
provided in both the February 2018
guidance document, the 2018 WPS
Inspection Manual, and the response to
comments document for this
rulemaking.
The guidance documents issued
between 2016 and now clarify that
applications near establishment
boundaries can occur when people are
in the AEZ but outside of the
boundaries of the establishment,
provided that the applicator/handler
follows all labeling requirements and
takes the appropriate steps to prevent
contact from occurring. While EPA
believed this to be a workable and
reasonable solution for implementing
the AEZ requirements off the
establishment, SLAs continued to
inform EPA that guidance did not
adequately address their issues. In
particular, even though an applicator/
handler ensures that conditions are
favorable or takes measures to prevent
drift off the establishment, the AEZ
regulatory text could be read as
prohibiting the application and risking
of an enforcement action, even if a
contact does not occur. As one SLA
stated in their public comment to the
AEZ proposal, guidance does not ‘‘carry
the weight and authority’’ of codified
regulations, and that their state AG had
advised their office that they would be
‘‘on shaky ground were we to ignore the
plain language of the Standard and
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regulate based on interpretative
guidance.’’
EPA agrees that guidance does not
carry the weight of regulation, and that
handlers and handler employers may be
concerned about state or federal
authorities taking a strict reading of the
regulation. In addition, handlers
unaware of the existing guidance may
interpret the AEZ provision more
strictly than necessary. For these
reasons, EPA agrees it is best to revise
the regulation itself to clarify that the
AEZ does not extend beyond the
boundaries of the establishment and
does not apply on or in easements
where agricultural employers do not
have control.
Despite proposing to limit the AEZ to
within the boundaries of the
establishment, public comments
submitted by SLAs, AAPCO, and
NASDA on the proposal emphasized
that workers and bystanders have many
protections provided by:
• The whole suite of WPS
requirements, including the AEZ on the
establishment, the ‘‘Do No Contact’’
provision at 40 CFR 170.505(a), the REI,
and others;
• the certification and training
regulations governing applicators of
RUPs; and,
• product-specific labeling
requirements and the pesticide label
statement which prohibits applications
to be made in such a way that workers
or other persons are contacted by
pesticides, either directly or through
drift. (Note: The ‘‘Do Not Contact’’
requirement is provided on labels as
well as in the WPS.)
These requirements work together to
protect people from exposure to
pesticides during applications. The
trained handler or applicator should
understand the principles underlying
the AEZ requirement and how it relates
to the ‘‘Do Not Contact’’ requirement.
Any applicator or handler with any
reason to believe someone may be
contacted during the application,
should suspend the application until
they can assure people would not be
contacted by pesticides. Otherwise, the
applicator or handler would be at risk
of violating the WPS and FIFRA.
EPA’s risk assessments and
registration decisions presume that no
workers or other persons are being
sprayed directly. Before the WPS 2015
revision, details on how to comply with
the ‘‘Do Not Contact’’ provision was
limited. With the 2015 revision, EPA’s
intention with the AEZ requirement was
to provide applicators and handlers
with specific criteria for suspending
applications and actions to prevent
contact with pesticides during
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applications. When developing the 2015
WPS rule, EPA found that incidents of
exposure to drift or direct spray and
other misuse violations continued to
occur.
Based on the comments in opposing
the changes, EPA recognizes that the
AEZ proposed rule lacked important
details and information on several
fronts. Specifically, how the Agency
intends to equip handlers with
knowledge and tools to prevent
contacting persons off the establishment
with pesticides during applications;
why the Agency believes the ‘‘Do Not
Contact’’ provision is the most
appropriate mechanism to prevent
contacting persons off the establishment
with pesticides; and why the ‘‘Do Not
Contact’’ provision is adequately
protective for persons off-establishment,
despite the Agency’s 2015 assessment.
The Agency believes that the
enhanced training requirements of the
2015 WPS should substantially increase
compliance with the ‘‘Do Not Contact’’
requirement. The AEZ requirement
provides an extra measure of assurance
that applications will not result in
worker or bystander exposure. This
extra measure of assurance may be
considered a redundant protection, but
EPA considered it appropriate based on
its 2015 understanding that the burdens
of compliance with the AEZ would be
minimal, inasmuch as the handler and
handler employer were already required
to take all steps necessary to prevent
contact to workers or other persons. The
changes to the AEZ (making it
inapplicable off-establishment and to
easements and the immediate family
exemption) reflect EPA’s current
understanding that in certain
circumstances, the AEZ imposes
burdens that are disproportionate to the
need for the extra measure of assurance
the AEZ is intended to provide.
D. Adequacy and Enforcement of the
‘‘Do Not Contact’’ Provision Versus the
AEZ
1. Comments. Several farmworker
advocacy groups, former pesticide
regulators, and the State AGs’ letter
argue that the ‘‘Do Not Contact’’
provision has a history of shortcomings
and despite the clear prohibition against
spraying pesticides so as to contact
workers or bystanders, EPA updated the
WPS precisely because contact was still
occurring. The commenters
acknowledge that the ‘‘Do Not Contact’’
provision is an important mechanism,
but it alone is not enough to protect
workers and bystanders. Furthermore,
several commenters argue that the ‘‘Do
Not Contact’’ provision lacks specific
guidance to the handler or applicator on
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how to comply with the provision and
protect bystanders. By contrast, they
point out that the AEZ provision clearly
explains what must be done to protect
workers and bystanders; spraying must
be suspended if anyone is in the AEZ.
While the ‘‘Do Not Contact’’ provision
provides an important protection
against pesticide poisoning, commenters
argue that the vagueness and lack of
instruction for the owner/applicator is
part of what lead to the inclusion of the
AEZ in the 2015 WPS.
Commenters argue that the AEZ
proactively protects against pesticide
poisoning by requiring the suspension
of application before anyone is sprayed
while in contrast the ‘‘Do Not Contact’’
provision can be enforced only after
contact with pesticides has occurred.
The ‘‘Do Not Contact’’ provision
prohibits action that once violated will
have already resulted in harm to
workers. Thus, they argue that
enforcement of the ‘‘Do Not Contact’’
provision does not in itself prevent
harm in the first place. They argue,
however, that enforcement of the AEZ
could help prevent a dangerous incident
from occurring.
One commenter cites two situations
where California enforced the AEZ
provision of the WPS. In January 2017,
California amended its existing worker
safety regulations to align with the 2015
Rule, creating state AEZ provisions, Cal.
Code Regs. tit. 3, 6762, that are
equivalent to the 2015 AEZ provisions.
The commenter states that California
enforced the AEZ requirement in at least
two instances. On August 16, 2017,
fieldworkers pruning tomato plants
were exposed to pesticides during an
application to melons less than 100 feet
from where they were working. The
fieldworkers suffered adverse health
effects and two of them were taken to
the hospital by ambulance. Similarly, on
June 5, 2019, employees working with
kiwi vines sought medical treatment
after exposure to pesticides during an
application at a different site less than
100 feet away. In both cases, the county
agricultural commissioners issued
administrative civil penalties based on
violations of the California AEZ
provisions. The commenter states that
California has not encountered the
challenges implementing the AEZ
requirement that EPA has invoked as
the reason for the Proposed Rule. They
argue that California’s regulations—
which mirrors the federal AEZ
provisions—have not been difficult to
enforce, are not confusing or
unnecessary, and that it shows that the
AEZ requirements are effective and can
be implemented.
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At least two other commenters
explained that a situation in Texas that
they felt showed it is easier to enforce
violations of the AEZ requirement than
the ‘‘Do Not Contact’’ provision. In
April 2019, an employee for a nonprofit
organization saw a pesticide being
applied from a plane in a field
immediately north of another field
where more than 60 workers were
working. The two fields belonged to
different owners. The complaint was
eventually denied because, regardless of
the workers’ proximity to the aerial
spray, the inspector believed they
would not have been physically
contacted by the pesticides under those
conditions. The commenters argue this
demonstrates that the ‘‘Do Not Contact’’
provision can be difficult to enforce,
and it would be easier to prove
violations of the AEZ provision.
Overall, the comments argue that
EPA’s claims in the proposal are false.
Specifically, commenters argue that
EPA’s claims that the AEZ offers no
more protection than the ‘‘Do Not
Contact’’ provision already provides,
and that curtailing the AEZ would not
reduce protections are false and are
entirely inconsistent with the findings
in 2015 that the AEZ was a necessary
supplement to the ‘‘Do Not Contact’’
provision. Furthermore, they state that
EPA does not dispute its findings in
2015 that without the AEZ in place,
people are still being sprayed, creating
an unreasonable risk.
2. EPA Response. EPA disagrees with
commenters on the assertion that
enforcing the ‘‘Do Not Contact’’
provision does not prevent harm in the
first place. The ‘‘Do Not Contact’’
provision applies in all situations and
application scenarios, regardless of
whether the AEZ is required or has been
followed. The primary safety goal of any
application is to prevent pesticides from
contacting people. Complying with the
AEZ does not absolve handlers or
handler employers from that primary
responsibility. A handler could comply
with the AEZ during an application and
yet fail to follow all pesticide labeling
requirements such that pesticide
contacts people outside of the AEZ. The
combination of following labeling
requirements based on EPA’s productspecific risk assessments and the WPS
requirements together play a role in
protecting human health. Reinforcing
the need to not spray people is a key
piece of that equation.
The requirement to suspend
application if people other than trained
and equipped handlers are in the AEZ
was intended to act as a supplement or
guide for applicators on the ‘‘Do Not
Contact’’ requirement by giving the
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applicator specific criteria for
suspending applications. It was EPA’s
intent that these specific criteria would
be useful to applicators attempting to
comply with the existing ‘‘Do Not
Contact’’ requirement beyond the
boundaries of the agricultural
establishment.
Regardless of whether it is easier in a
particular instance to prove a violation
of the AEZ requirement or of the do not
contact requirement, the goal of the
WPS is not to create easily proven
violations but to reduce adverse effects
to human health and the environment.
EPA believes that the combination of
protections created by the 2015 WPS,
notwithstanding the revisions in this
final rule, appropriately achieves that
goal. The comments suggest a misplaced
emphasis on creating easily proven
violations, irrespective of adverse
effects. EPA is not aware of any AEZ
violation having been enforced without
pesticide without contact occurring
first, such as the two cases in California.
In the Texas incident cited by the
commenters, the inspector did not find
a WPS violation because there was no
evidence to suggest that pesticide
contact could have occurred given the
workers’ proximity to the application,
the application method, and variables
such as weather, wind speed and
direction, and vegetation. This is likely
due, in part, to EPA’s guidance on how
to implement the AEZ off the
establishment, which has interpreted
the requirements at 40 CFR 170.505(b)
to mean that applications can resume
after the handler has assessed the
conditions or used various safety
measures to prevent a situation where
individuals could be sprayed
accidentally.
Despite EPA’s best efforts to offer
clarity and a workable solution through
guidance, incongruity remains between
EPA’s interpretation of the ‘‘suspend’’
requirement as a temporary measure
until handlers take appropriate steps,
and how others may interpret the
language at 40 CFR 170.505(b) to mean
something more strict or permanent. For
example, even though a handler could
follow the steps in guidance and EPAapproved training and apply the
pesticide safely without it contacting a
person off the establishment, a state
regulator could take an enforcement
action against them if they held a strict
reading of the regulatory requirement to
suspend the application. While changes
in this final rule rectify this difficult
situation, the goal to prevent pesticide
from contacting others will continue to
be met through required WPS training,
including training on how to comply
with the ‘‘Do Not Contact’’ requirement.
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Thus, EPA is open to working with the
various stakeholder groups on other
training or educational materials so that
handlers have the information and tools
so as not to spray pesticides in a manner
that results in contact with anyone on
or off the establishment.
E. EPA’s Cost Analysis for the AEZ
Proposal
1. Comments. Several commenters,
including several advocacy groups and
the joint State AGs letter, argue that
EPA’s cost analysis for the AEZ
proposal fails to adequately justify the
proposed revisions of the AEZ. Some of
the commenters cite EPA’s 2015 cost
analysis indicating that the benefits of
extending the AEZ beyond the
agricultural establishment’s boundaries
could be substantial while the burden
on applicators to temporarily
suspending applications was minimal.
One commenter states that while the
benefits of the proposal presumably
correspond to reducing the
‘‘complexity’’ costs of the 2015 AEZ
provisions, it is hard to see how a
provision that requires the size (and
shape) of the AEZ to change as the
application equipment moves is less
complex than a rule establishing an AEZ
of a constant size and shape. Yet, EPA
appears to be drawing a different
conclusion now without any effort to
explain why it has changed its view of
the benefits and costs of maintaining the
larger AEZ. In sum, they argue that
EPA’s characterization of the costs and
benefits of applying the AEZ protections
beyond the agricultural establishment’s
boundaries in the AEZ proposed rule is
at odds with the rationale EPA
presented in 2015 to justify the AEZ
provision.
Another commenter states that the
Agency has arbitrarily failed to quantify
the costs of the increased pesticide
exposure that would result from the
proposal. Specifically, the comment
cites that EPA’s acknowledgement in
the proposal that farmworkers and
others benefit from extending the AEZ
boundary beyond the agricultural
establishment, but without explanation
or support, the proposal characterizes
these benefits as ‘‘minimal.’’
Furthermore, the Cost Analysis includes
no discussion—whether quantitative or
qualitative—of the costs of foregoing
these protections, or of the increased
risks to farmworkers or others of
limiting the AEZ to within the
boundaries of the establishment.
Instead, they argue that the Cost
Analysis states that ‘‘EPA is unable to
quantify any increased risk of pesticide
exposure from revising the AEZ
requirements’’ and that the Agency
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asserts without explanation or support
that any increase in this risk ‘‘may be
negligible.’’ The Agency cannot avoid
its obligation to analyze the
consequences that foreseeably arise
merely by saying that the consequences
are unclear. The EPA’s refusal to
quantify the costs of the proposal,
including the costs of adverse impacts
to human health, is striking given the
agency’s statutory mandate under
FIFRA to protect humans and the
environment from unreasonable adverse
effects of pesticides. As a result, the
commenter argues that the APA does
not permit the agency to ignore so
central an evidentiary question.
Another commenter argues that the
agency failed to support its assessment
of the benefits of weakening the AEZ.
EPA first claims that the proposal is
expected to reduce the burden of
compliance and lead to cost savings, but
then predicts that ‘‘[i]n general, revising
the AEZ requirement is not expected to
result in any quantifiable cost savings
for farms covered by the WPS.’’ The
commenter then states that an ‘‘analysis
that predicts cost savings but refuses to
quantify those savings—indeed, that
claims any such savings cannot be
quantified—is not a rational basis for
revising the AEZ.’’
The commenters argue that given
these flaws, the AEZ revisions would be
arbitrary and capricious if finalized.
2. EPA Response. The economic
analysis (2015 EA) (Ref. 17) for the 2015
WPS rule was more comprehensive than
the cost analysis for the AEZ proposal.
However, the level of analysis specific
to the AEZ provision in the 2015 EA
was similar to what was contained in
the cost analysis for the AEZ proposal.
In the 2015 EA, the costs of the AEZ
were qualitative, and assumed to be low
as the AEZ was designed to supplement
the ‘‘Do Not Contact’’ requirements of
the WPS and the label that establish the
responsibility of the applicator to
prevent pesticides from contacting
people. In both the 2015 EA and the cost
analysis for the AEZ proposal, the
discussion was qualitative and
appropriate for a rule change that has
impacts on application requirements
and change in risks of exposure that
cannot reasonably be quantified. A
qualitative discussion of the potential
effects of the rule is appropriate in the
absence of information on which to base
quantitative estimates. EPA’s action for
this rulemaking is consistent with the
APA.
EPA’s statement that changes to the
AEZ in the proposed rule would reduce
complexity was referring to restricting
the AEZ to the establishment, removing
the complex definition of droplet sizes
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based on the Volume Median Diameter
(VMD), and making the size of the AEZ
consistent across application methods.
Although restricting the AEZ to the
establishment does potentially change
the size and shape of the AEZ near the
edges of the establishment, it does
reduce complexity because, in
situations where the applicator is able to
apply the pesticide without contacting
any person, the applicator would not be
required to suspend solely on account of
the presence of persons who are outside
the control of the agricultural employer.
If the AEZ extends to persons outside
the control of the agricultural employer
(either off the farm or on farms through
an easement), then the agricultural
employer would be unable to fulfill his
or her obligation to exclude those
people. As a result, this could cause the
application to halt for extended periods
of time despite the applicator’s ability to
take other measures to prevent drift
from contacting those people.
The commenters suggested that EPA
did not consider the costs of changing
the AEZ in the proposal, which they felt
would increase the risks of pesticide
exposure to people who would have
been within the AEZ but off the
establishment, within the AEZ and
within an easement on the
establishment, or in between the 25 and
100 feet area from application
equipment, if the size of the AEZ were
reduced on the establishment for some
application methods. EPA evaluated the
potential for increased risk, and
concluded that the ‘‘Do Not Contact’’
requirement, the changes to the WPSrequired training content in 2015, and
the suite of requirements in the 2015
WPS rule provide effective protection
from pesticide exposures during
applications.
F. EPA’s Determinations on
Environmental Justice (Executive Order
12898) and Children’s Health (Executive
Order 13045)
1. Comments. Several advocacy
commenters, individuals with public
health expertise, State AGs, and general
public commenters argued that EPA
failed to comply with its obligations
under Executive Order 12898 to address
environmental justice (EJ) in minority
populations and low-income
populations. Under Executive Order
12898, federal agencies are directed to
identify and address disproportionately
high and adverse human health or
environmental effects of their policies
on minority populations and lowincome populations in the United
States. Commenters argue that the
proposal does not meaningfully address
its EJ impacts. Commenters argue that
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EPA relies on an unsupported
conclusion that the proposal ‘‘would not
have disproportionately high and
adverse human health or environmental
effects on minority or low-income
populations.’’ Commenters suggest that
by EPA failing to take a ‘‘hard look’’ at
EJ issues in its review and to identify
any method or analysis, the agency’s
analysis in the proposal would likely
fail to satisfy the APA’s arbitrary-andcapricious standard.
Similarly, commenters argue that EPA
failed to comply with Executive Order
13045, which requires agencies to
identify and assess health and safety
risks that may disproportionately affect
children and ensure that activities
address disproportionate risks to
children. Commenters cite examples of
exposures involving children as well as
various studies and information cited
within the 2015 WPS indicating risks
toward children; they argue based on
this information, EPA did not fully
consider how eliminating the offestablishment AEZ would impact
children near the boundaries of
establishments.
2. EPA Response. EPA does not
believe this rulemaking will have
disproportionately high and adverse
human health or environmental effects
on minority or low-income populations,
nor will it have a disproportionate effect
on children. EPA does consider the
environmental and health protections
for risks of agricultural pesticides to all
potentially affected populations and
addresses them in two ways. First, EPA
manages the risks and benefits of each
pesticide product primarily through
registration and labeling requirements
specific to each pesticide product.
Routine pesticide registration reviews,
and subsequent labeling directives as a
result of those reviews, take into
account protecting all groups, including
vulnerable groups (e.g., children and EJ
communities). Second, the framework
provided by the 2015 WPS is critical for
ensuring that the improvements brought
about by reregistration and registration
review are realized. Therefore, if
agricultural pesticide products are used
according to their labeling, EPA does
not expect there to be unreasonable
adverse effects to children, EJ
communities, or anyone else.
Compliance assistance and enforcement
also play a role in ensuring that risk
mitigation measures are appropriately
implemented in the field.
As indicated by the commenters, the
2015 WPS went through an exhaustive
public participation to incorporate a
number of safety mechanisms into the
regulation, and extensively engaged
farmworker representatives, and when
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possible, worked directly with workers
and handlers, to solicit their feedback
and ideas for improvements. Some of
these retained requirements and
improvements to the WPS that promotes
safety included enhanced and expanded
training, and notifications; adding
protection requirements such as the
AEZ on the establishment; the ‘‘Do Not
Contact’’ requirement and REIs;
mitigating exposures by having
decontamination supplies available and
ensuring that workers receive
emergency assistance if necessary; and
establishing a minimum age of 18 for
handler and early entry worker duties.
EPA remains committed to ensuring the
long-term success of the WPS and
continues to support ongoing
implementation efforts that arose from
these interactions. This includes
funding various cooperative agreements
that support implementation and
education and reviewing and approving
all trainings to ensure appropriate
information is provided to both workers
and handlers on pesticide safety.
One of the areas that has seen a
significant improvement as a result of
that feedback involves that of enhanced
training in place since the end of 2018.
These enhanced trainings for workers
and handlers include more steps on
how to minimize worker and handler
exposure and that of the families from
pesticide residues carried from the
treated areas to the home. In one
cooperative agreement funded by EPA,
early data provided to the Agency has
shown worker knowledge gains as a
result of these improved trainings,
which have been provided in the field
for over a year (Ref. 18). While EPA does
not have similar information regarding
knowledge gains for handlers, EPA
expects that handler trainings have also
increased the overall understanding of
the requirements to ensure safer
applications of pesticides. For example,
the requirement for handlers to receive
training and instruction on how to use
the pesticide and the application
equipment for each application is one
way to inform handlers of updated
product labeling requirements so as not
to apply pesticides in a manner that will
harm themselves, workers, the public,
or the environment.
EPA-approved trainings since 2018
(83 FR 29013; June 22, 2018) have also
incorporated EPA’s 2016 guidance on
how to apply pesticides near
establishment borders and provide
information on various measures
applicators or handlers can take to
prevent individuals from being
contacted by spray or through drift.
Those measures include:
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• Assessing the wind and other
weather conditions to confirm he/she
will prevent workers or other persons
from being contacted by the pesticide
either directly or through drift;
• Adjusting the application method
or employing drift reduction measures
in such a way to ensure that resuming
the application will not result in
workers or other persons off the
establishment being contacted by the
pesticide;
• Asking the workers or other persons
to move out of the area until the
application is complete; or
• Adjusting the treated area or the
path of the application equipment away
from the workers or other persons so
they will not be sprayed.
EPA believes that by having
incorporated this information into EPAapproved training, handlers have the
information they need to safely apply
pesticides when the establishment’s
owner and handler lack control over
people’s movements off the
establishment. Based on this
information already existing on how to
comply with the ‘‘Do Not Contact’’
requirement of the WPS, EPA does not
believe the change to limit the AEZ to
within the boundaries of the
establishment will result in
unreasonable adverse effects for any
persons, including EJ communities or
children, off the establishment. EPA
remains committed to the goal of
conveying this information accurately
and consistently through training and
supplemental education materials, and
the Agency is open to working with its
stakeholders to ensure the information
is current and available.
In regard to the proposed changes to
simplify the AEZ criteria for ground
applications (i.e., establish an AEZ of 25
feet when sprayed at a height greater
than 12 inches) on the establishment,
EPA determined that these changes
would not result in unreasonable
adverse effects on farmworker
communities because the ‘‘Do Not
Contact’’ requirement remains in effect.
These changes would not result in
unreasonable adverse effects on
children because of the minimum age
requirement prohibiting children under
the age of 18 from participating in
handler or early entry worker activities
also remains in effect. Additionally,
since the owner has control over the
movement of people on his or her
establishment, the owner can schedule
applications and worker activities
around each other to prevent potential
conflicts with the AEZ and the ‘‘Do Not
Contact’’ provision. With proper
planning, EPA believes this to be of
minimal impact on the establishment.
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Commenters cited studies, such as
those from Felsot et al. (Ref. 19) and
Kasner et al. (Ref. 20), that show that
pesticide applications using fine sprays
are prone to drift greater than 25 feet.
Some commenters instead
recommended a simplified 100-foot
AEZ to ensure that protections would be
increased while meeting EPA’s stated
goal of simplifying the AEZ. Drift
potential is based on a number of factors
in addition to droplet size, and the AEZ
is designed to work in tandem with
other provisions to ensure no contact
and other label requirements (to reduce
drift) to protect workers. Simplifying the
AEZ criteria can help handlers better
understand and implement the AEZ
requirements successfully and promotes
awareness on how to comply with the
‘‘Do Not Contact’’ provision.
Additionally, all handlers must take
EPA-approved trainings addressing how
the AEZ facilitates compliance with the
‘‘Do Not Contact’’ provision, and by
simplifying the AEZ message, EPA
expects that these annual trainings will
better inform handlers’ decision-making
in regard to preventing contact even
where the AEZ requirement does not
apply. EPA believes that the potential
costs and burdens for establishment
owners to move workers who are within
100 feet of all ground spray applications
would be disproportionate to the
benefits, particularly when making
applications using a medium or larger
spray quality. Therefore, EPA has
decided to finalize the AEZ distance
requirements on the establishment as
proposed. Specifically, EPA is
establishing a 25-foot AEZ for all
sprayed applications made from a
height greater than 12 inches from the
soil surface or planting medium, and no
longer differentiating between sprayed
applications based on the spray quality
or other factors for setting different AEZ
distances for outdoor production. EPA
will maintain the existing AEZ
distances of 100 feet for pesticide
applications made by the following
methods: Aerially; by air blast or airpropelled applications; or as a fumigant,
smoke, mist or fog. This issue is
discussed in more detail in Unit V.C.
G. Procedural Mandates of FIFRA
1. Comment. One commenter argued
that EPA violated FIFRA’s procedural
mandates. The commenter cites the
requirement at Section 21(b) that before
publishing regulations for ‘‘any public
health pesticide,’’ the EPA
Administrator ‘‘shall solicit the views of
the Secretary of Health and Human
Services in the same manner as the
views of the Secretary of Agriculture are
solicited under Section 25(a)(2).’’ The
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commenter further cites the definition
of ‘‘public health pesticide,’’ which is
defined at FIFRA Section 2(nn) as ‘‘any
minor use pesticide product registered
for use and used predominantly in
public health programs for vector
control or for other recognized health
protection uses, including the
prevention or mitigation of viruses,
bacteria, or other microorganisms (other
than viruses, bacteria, or other
microorganisms on or in living man or
other living animal) that pose a threat to
public health.’’ The commenter then
states that for such pesticides, ‘‘[a]t least
60 days prior to signing any proposed
regulation for publication in the Federal
Register, the Administrator shall
provide [the Secretary of Health and
Human Services] a copy of such
regulation.’’
The commenter argues that the
protections provided by the WPS
applies to all agricultural pesticides,
including public health pesticides, and
that EPA was required to send a copy
of the proposed rule to the Secretary of
Health and Human Services (HHS)
before it published the proposal in the
Federal Register. By not doing so, the
commenter claims EPA violated this
procedural mandate in FIFRA.
2. EPA Response. EPA disagrees with
this comment. The WPS only applies to
agricultural establishments, where
agricultural pesticides are used on
agricultural plants (‘‘any plant grown or
maintained for commercial or research
purposes and includes, but is not
limited to, food, feed, and fiber plants;
trees; turfgrass; flowers, shrubs;
ornamentals; and seedlings’’). See 40
CFR 170, Subpart D, for the scope,
applicability, and definitions for
‘‘agricultural establishment’’ and
‘‘agricultural plant’’. Conversely,
Section 21(b) only applies to ‘‘public
health pesticides’’ as defined in Section
2(nn) and quoted above.
Because this rulemaking applies only
to agricultural pesticides used on
agricultural plants on agricultural
establishments, and not to ‘‘public
health pesticides’’ as defined in FIFRA,
the Agency is not required to solicit the
views of the Secretary of HHS in regard
to this rulemaking.
V. The Final Rule
A. Revisions To Address Issues Raised
About the AEZ Extending Beyond the
Boundary of the Establishment
1. Proposal. EPA proposed to revise
the AEZ provision at 40 CFR 170.505(b)
that requires handlers to ‘‘suspend the
application’’ if a worker or other person
is in the AEZ, which as written in the
2015 WPS can extend beyond the
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boundaries of the agricultural
establishment. EPA proposed to limit
the AEZ to within the boundaries of the
agricultural establishment. This change
would make the requirement at 40 CFR
170.505(b) for pesticide handlers to
suspend applications consistent with
the requirement at 40 CFR 170.405(a)(2)
for agricultural employers to exclude
persons from the AEZ.
The AEZ is an area surrounding
pesticide application equipment that
exists only during outdoor pesticide
applications. The 2015 WPS added the
AEZ requirements to supplement the
‘‘Do Not Contact’’ requirements to
reduce the number of incidents of
exposure to pesticides during
agricultural applications. The 2015 WPS
requirement at 40 CFR 170.505(b)
required pesticide handlers (applicators)
making a pesticide application to
temporarily suspend the application if
any worker or other person (besides
trained/equipped handlers assisting in
the application) is in the AEZ. The
handler must suspend an application if
a worker or other person is in any
portion of the AEZ—on or off the
establishment. EPA proposed to revise
40 CFR 170.505(b) so the handler/
applicator would not be responsible for
areas of AEZ off the establishment,
where he/she lacks control over persons
in the AEZ. However, EPA did not
propose any changes to the existing
provision in the 2015 WPS that
prohibits a handler/applicator and the
handler employer from applying a
pesticide in such a way that it contacts
workers or other persons directly or
through drift (other than appropriately
trained and PPE equipped handlers
involved in the application). This
provision will remain the key
mechanism for ensuring the protections
of individuals off the establishment
from the potential exposures to
pesticides from nearby agricultural
pesticide applications.
2. Final Rule. In the final rule, EPA
has adopted the proposed changes to
limit the AEZ to within the boundaries
of the establishment in those areas
where the agricultural employer has
control over persons on the
establishment.
3. Comments and Responses. a.
Comments. Two SLAs, AAPCO,
NASDA, several agricultural stakeholder
associations, and farm bureaus
expressed general support for EPA’s
proposal to limit the AEZ to within the
boundaries of the establishment. These
commenters cited some of the
previously identified concerns
associated with the AEZ off the
establishment, where the establishment
owner has no legal control or authority
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over anyone outside the establishment
and could thereby impact applications
long-term and potentially on a
permanent basis depending on the
presence of fixed structures.
Additionally, commenters from SLAs,
AAPCO, and NASDA expressed support
for this revision because it creates more
consistency between the owner and
handlers’ responsibilities under the
WPS and clarifies the plain language of
the requirement to be consistent with
EPA’s interpretive guidance. These
commenters also expressed that
minimizing and managing risks of
pesticide exposure to all persons is
central to their missions, and that
extending such protections to
individuals who are not agricultural
workers or handlers is more properly
accomplished by other means, such as
the protections afforded under the ‘‘Do
Not Contact’’ provision.
Several commenters from farmworker
advocacy groups, public health
professionals/associations, and
commenters from the general public
expressed opposition to the proposal to
limit the AEZ requirements to within
the boundaries of the establishment.
Commenters argued that the proposed
limitation of the AEZ to the boundaries
of the farm would lessen protections for
workers who might be exposed to drift
from a neighboring farm, citing various
example of cross-boundary drift
situations. These commenters have
argued that a robust implementation of
the AEZ might have protected workers
on adjacent fields from being sprayed.
Frequently, commenters noted that drift
does not stop at boundary lines, that the
AEZ requirement is necessary and not
confusing. Therefore, they argue it
should be maintained both on and off
the establishment and for those working
on or in easements.
Commenters argued that limiting the
AEZ to the boundaries of the farm
would lessen protections, and that it is
irrelevant whether the applicator (or the
agricultural employer or the owner of an
agricultural establishment) has control
over a person who is outside of the
boundaries of the agricultural
establishment. One commenter stated
that if such a person is in the AEZ, there
is a very high risk that the person is
close enough to be sprayed by the
pesticide, and the applicator should
(and the current AEZ provision would
require him/her to) suspend the
application to give such individuals a
chance to move away. The commenter
further argued that restricting the AEZ
to land within the agricultural
establishment would significantly
diminish the protection of bystanders.
Further, the commenter suggested that
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the notion to make the duty of the
agricultural employer and the applicator
‘‘more consistent’’ ignores the fact that
these distinct duties usually rest on
different people, stating that applicator
typically works for the agricultural
employer, and each would need training
on the different duties imposed.
Commenters also argued that it is
necessary that the AEZ apply beyond
the boundaries of the agricultural
establishment because it protects people
who might otherwise be sprayed with a
pesticide, citing EPA’s analysis in the
2015 WPS that including the area of the
AEZ outside the boundaries of the
agricultural establishment could
potentially reduce unintended pesticide
spray contact incidents four- to ten-fold.
Commenters stated that EPA provided
no rationale for why maintaining such
a significant increase in protection is
‘‘unnecessary,’’ and stated that having
an inconsistent shape (i.e., the AEZ no
longer being a consistent shape around
the application equipment for off the
establishment and for workers in
easements) could actually be more
confusing and complex to implement.
Similarly, commenters stated that
removing AEZ protections for persons
on or in easements should not be
finalized, and that using the scenarios of
‘‘easements’’ and ‘‘utility workers’’ as a
rationale for allowing pesticide
applications to be resumed even when
someone is still within the AEZ is
potentially misleading. Commenters
expressed concerns that, due to the use
of conditional language (‘‘persons not
employed by the establishment are
present on easements that may exist
. . . . The owner or ag employer may be
unable to control the movement of
people’’), this revised requirement could
be used as rationale to resume
application while anyone is present
within the AEZ, including people
willing to vacate the area during the
application, as well as those who are not
on an easement. They argue that even if
the conditional language is removed,
people in easements should continue to
be protected by EPA regulations, and
that the rationale that people on
easements are not within an owner’s
control ‘‘in whole or in part’’ should not
deprive them of their right to be
protected. For those in easements, one
commenter offered the solution to post
a notice on the boundary of the
easement about the date and time of
pesticide application, so that
individuals are empowered to leave the
area so they can avoid being exposed to
pesticides.
b. EPA Response. EPA disagrees with
the commenters that the change to limit
the AEZ within the boundaries of the
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establishment will result in protections
being weakened. As stated in Unit IV.B
above in previous responses to the
overarching comments, handlers are
still required to comply with the ‘‘Do
Not Contact’’ requirements in the WPS
and on pesticide labels. This
requirement is applicable regardless of
distance from the application
equipment, and regardless of whether
the persons are on or off the
establishment or within easements.
Additionally, EPA believes that the
enhanced training requirements of the
2015 WPS will significantly improve
compliance with the ‘‘Do Not Contact’’
requirement. These annual trainings
(versus every 5 years under the previous
rule) include best practices to prevent
exposure during applications and are
consistent with how EPA has been
interpreting and implementing the AEZ
off the establishment. To reiterate these
best application practices covered in the
new training materials, these measures
include:
• Assessing the wind and other
weather conditions to confirm he/she
will prevent workers or other persons
from being contacted by the pesticide
either directly or through drift;
• Adjusting the application method
or employing drift reduction measures
in such a way to ensure that resuming
the application will not result in
workers or other persons off the
establishment being contacted by the
pesticide;
• Asking the workers or other persons
to move until the application is
complete; or
• Adjusting the treated area or the
path of the application equipment away
from the workers or other persons so
they will not be sprayed.
While the AEZ will no longer apply
off the establishment or to persons on
the establishment pursuant to easements
as a regulatory requirement, agricultural
employers and handler employers must
still include the AEZ as one of the safety
measures in their trainings. Trained
handlers will understand the principles
underlying the AEZ and how it
facilitates compliance with the ‘‘Do Not
Contact’’ requirement, and that training
will help inform their decision-making
in regard to preventing contact with
persons outside the establishment or
present under an easement. EPA is
committed and open to working with
stakeholders to ensure that this
information is presented to handlers in
a clear and effective manner to impress
upon handlers their responsibility
under the WPS to not spray pesticides
in a manner that results in contact in
any situation.
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EPA also disagrees with the
commenters that requiring the AEZ only
on the establishment would be more
complex or confusing. For example,
owners already have the responsibility
of not allowing or directing any worker
or other person not involved in the
application to enter or remain in an AEZ
that is within the establishment’s
boundaries. As indicated in the public
comments submitted by NASDA, this
change brings the pesticide handlers’
duty to suspend applications in 40 CFR
170.505(b) in line with the agricultural
employers’ duty to exclude persons
from the AEZ in 40 CFR 170.405(a)(2),
so the two requirements will be
consistent and will be noted as such in
handler trainings.
B. Revisions To Address Issues Raised
by SLAs Regarding When Handlers May
Resume an Application That Has Been
Suspended
1. Proposal. EPA proposed to revise
the AEZ provision at 40 CFR 170.505(b)
to add a paragraph clarifying conditions
under which a handler may resume an
application that was suspended because
of people present in the AEZ on the
agricultural establishment. The
proposed revision of 40 CFR 170.505(b)
would also clarify how the AEZ applies
to persons not employed by the
agricultural establishment who may be
in easements (e.g., gas, mineral, utility,
or wind/solar energy workers) that may
be within the boundaries of the
establishment. These people are
generally not within the control of the
owner or agricultural employer of the
establishment, so their presence could
disrupt and prevent pesticide
applications. EPA did not propose any
changes to the existing ‘‘Do Not
Contact’’ provision in the WPS.
The 2015 WPS rule was silent on if
and when a handler could resume an
application that was suspended,
because workers or other people were
present in the AEZ. EPA never
envisioned that the AEZ requirement
would lead to an application being
suspended permanently, and the
proposed change makes EPA’s
expectations explicit. EPA therefore
proposed to revise the WPS to clarify
that handlers may resume a suspended
application when no workers or other
persons (other than appropriately
trained and equipped handlers involved
in the application) remain in an AEZ
within the boundaries of the
establishment.
EPA also proposed language to allow
applications to be made or resume while
persons not employed by the
establishment in easements that may
exist within the boundaries of
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agricultural establishments because,
depending on the terms of the easement,
the owner or agricultural employer may
be unable to control the movement of
people (e.g., utility workers) within the
easement. The 2015 AEZ requirement at
40 CFR 170.405(a)(2) precludes an
application from being made on an
agricultural establishment while
workers or other people are in the AEZ
within the boundaries of the
establishment. In developing the
original AEZ requirement, EPA
presumed that all persons on an
agricultural establishment would be
subject to the control of the owner or
agricultural employer, not recognizing
the prevalence of easements which
deprive the landowner of the ability, in
whole or in part, to control the
movement of persons within the
easement. The proposed revisions at 40
CFR 170.505(b) address this situation by
allowing handlers to make or resume an
application despite the presence within
the AEZ of persons not employed by the
establishment who are working on or in
an area subject to an easement. These
individuals will still be protected by the
‘‘Do Not Contact’’ provision, so even
though they could remain in an
easement, the handler and the handler
employer would be prohibited from
allowing the pesticide application to
result in any contact to these persons.
The proposed revision to the regulatory
text would be codified at 40 CFR
170.505(b).
2. Final Rule. In the final rule, EPA
has adopted the proposed changes
regarding when applications can resume
after they have been suspended.
3. Comments and Responses. a.
Comments. Several agricultural
stakeholders, advocacy groups, and one
SLA association expressed support for
clarifying that applications can be
resumed once all individuals within the
AEZ have left the area, other than those
permitted by the regulation. All
commenters cited the importance of
providing clarity and aiding applicators
in making better decisions regarding
how to abide by the AEZ requirements.
However, several advocacy groups
disagreed with the proposed change to
limit the AEZ to within the boundaries
of the establishment. They were against
allowing handlers to continue to spray
while individuals on adjacent properties
were within the 25 and 100-foot AEZ
distances as required in the 2015 WPS
Rule. Additionally, the commenters
expressed opposition to EPA’s proposed
changes which would allow the
following groups of people to remain
within the AEZ during applications:
• People who are present within the
boundaries of the agricultural
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establishment because their presence is
allowed pursuant to an easement, and
• People who are in the immediate
family of the owner of the agricultural
establishment.
b. EPA Response. EPA agrees with the
commenters that revisions to clearly
explain when applications can resume
after being suspended are important and
provide clarity not afforded under the
2015 WPS regulatory language. While
the notion of suspending applications
was implicitly meant to apply only until
individuals not participating in the
application have left the AEZ, EPA
plans to move forward with the
proposal to ensure that it is explicitly
stated that suspended applications may
resume once people leave the AEZ.
Regarding the commenters who
disagreed with EPA’s other proposals,
those issues have been addressed more
specifically in Sections A, C, and D of
this Unit.
C. Revisions to Clarify and Simplify the
AEZ Requirements for Outdoor
Production
1. Proposal: EPA proposed to revise
the criteria and factors for determining
AEZ distances at 40 CFR 170.405(a).
EPA proposed the following revisions to
simplify the AEZ requirements while
maintaining the protections intended
under the 2015 WPS:
• Eliminate the language and criteria
pertaining to spray quality and droplet
size and VMD for ‘‘sprayed
applications’’.
• Limit the criteria for 100-foot AEZ
distances for outdoor production to
pesticide applications made by any of
the following methods: (1) Aerially; (2)
by air blast or air-propelled
applications; or (3) as a fumigant,
smoke, mist, or fog.
• Establish a 25-foot AEZ for all
sprayed applications made from a
height greater than 12 inches from the
soil surface or planting medium, and no
longer differentiating between sprayed
applications based on the spray quality
or other factors for setting different AEZ
distances for outdoor production.
Some pesticide labels will have
restrictions for applications that are
different than the criteria in the 2015
WPS or this AEZ rulemaking. For
example, the restrictions on soil
fumigant labels are more restrictive than
the AEZ of 100 feet. In situations like
this, pesticide users must follow the
product-specific instructions on the
labeling. As stated in 40 CFR 170.303(c)
and 170.317(a), when 40 CFR part 170
is referenced on a pesticide label,
pesticide users must comply with all the
requirements in 40 CFR part 170, except
those that are inconsistent with product-
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specific instructions on the pesticide
product labeling.
2. Final Rule. EPA has finalized the
AEZ distances of 25 and 100 feet as
proposed. Also as proposed, EPA has
removed the criteria of spray quality
and droplet size for determining
whether a ground spray is subject to a
25-foot or 100-foot AEZ, and has
established a 25-foot AEZ for all ground
spray applications made from a height
greater than 12 inches from the soil
surface or planting medium.
3. Comments and Responses. a.
Comments. Farmworker advocacy group
commenters, individuals within the
public health field, former pesticide
regulators and several general public
commenters recommended that EPA
keep the regulations for application
method, height, and criteria as written
in the 2015 WPS. While some
acknowledge that problems with clarity
and compliance exist, they state that the
original criteria were a step in the right
direction to protect workers and
bystanders from direct spray and from
drift. They claim that making the
proposed changes would eliminate the
AEZ entirely for applications of fine
droplet size sprayed at 12 inches or
lower and significantly reduces the AEZ
for those that are sprayed higher than 12
inches in general. They argue that
because pesticides sprayed with a fine
droplet size are most prone to drift, the
AEZ should be wider in those cases, not
narrower. Commenters cited studies
showing that pesticide applications
using fine or smaller sprays are prone to
drift greater than 25 feet. Finally, they
maintain that EPA did not present any
new or compelling evidence to support
the changes in criteria.
A couple of commenters discussed
that having a single distance
requirement for the AEZ for each
application method is a logical choice
and doing so would moot any conflicts
over terminology to describe spray
droplet characteristics. However, they
argue that a problem with EPA’s
proposals—to eliminate the AEZ for
spray applications of fine droplets
released less than one foot off the
ground and to set a standard, 25-foot
AEZ for all other ground spray
applications—is that a pesticide spray
composed of tiny droplets will easily
move farther than 25 feet. They state
that EPA has the capability, but failed
to analyze, how much and how far a
pesticide spray application could be
expected to travel, and that such an
analysis would show that a large
percentage of the spray would drift
outside a 25-foot AEZ under common
weather conditions. One commenter
argued that EPA’s proposal also
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completely ignored the more protective
(and equally straight-forward and
enforceable) option of setting a standard
AEZ of 100 feet for all ground spray
applications. Finally, commenters stated
reducing the AEZ distance from 100 to
25 feet significantly reduces the size of
the AEZ for ground spray applications
with fine droplet sizes from ∼ 31,415
square feet to ∼ 1,963 square feet, a
reduction of ∼ 93%.
b. EPA Response. In choosing a 25foot AEZ for ground applications above
12 inches, EPA sought one simplified
AEZ criterion for ground spray
applications that would maintain
protection while alleviating the
complexity. During repeated outreach
and training events during WPS
implementation efforts after the 2015
rulemaking, it became clear to EPA that
there was a great deal of confusion and
misunderstanding regarding the AEZ
requirements and the criteria for
determining the appropriate AEZ
distance. Comments on simplifying the
AEZ, which are summarized below,
included:
• It would be very difficult to enforce
the AEZ requirements in many
circumstances, because it would be
challenging to determine what the AEZ
should have been during an application
in many situations, unless it is
simplified or there were additional
recordkeeping requirements.
• The current rule refers to factors
and criteria for determining the AEZ
(i.e., droplet size and ‘‘volume median
diameters’’ or VMDs) that are no longer
appropriate based on new information
from the American Society of
Agricultural and Biological Engineers
(ASABE). The ASABE standards
regarding the criteria for the droplet size
classification system have been revised
multiple times, thereby resulting in the
VMD of 294 microns established under
the 2015 WPS being no longer
appropriate. An AEZ distance based on
this factor makes it difficult for some
applicators to determine their required
AEZ. This has resulted in confusion and
difficulty in complying with the AEZ
requirement.
• The AEZ distances are currently
based on factors that make it difficult for
some applicators to determine their
required AEZ, making it difficult to
comply with the requirement. The
complexity has resulted in many calling
for the elimination of the AEZ
altogether.
• Although there is a good rationale
and basis for the AEZ requirement, it
needs to be simplified to make it more
practical, understandable, and easier to
implement.
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The Agency considered maintaining
the spray quality and spray droplet
criteria from the 2015 WPS. EPA agrees
that sprays may drift greater than 25 feet
and smaller droplet sizes increase the
drift potential. In addition to spray
droplet size, numerous factors impact
the potential for spray drift, including
application method, wind speed and
direction, temperature and humidity,
nozzle release height, pesticide
formulation, terrain and target crop. The
Agency’s efforts, however, are to
develop a simplified approach that is
easier to understand and implement
while still providing necessary guidance
on how to comply with the overarching
‘‘Do Not Contact’’ requirement.
EPA also considered the
recommendation by several public
commenters to simplify the AEZ by
establishing a 100-foot AEZ for all
ground spray applications above 12
inches. EPA agrees with the commenters
that a 100-foot AEZ would simplify the
criteria. However, EPA believes that the
potential costs and burdens for
establishment owners to move workers
who are within 100 feet of all ground
spray applications would be
disproportionate to the benefits,
particularly when making applications
using a medium or larger spray quality.
The WPS ‘‘Do Not Contact’’ provision
prohibits contacting persons with
pesticides for all situations and without
any distance limitation on the proximity
of the application. The ‘‘Do Not
Contact’’ provision is a performance
standard that mandates an outcome but
does not specify how it is to be
achieved. The AEZ requirements are
supplemental to the ‘‘Do Not Contact’’
requirements (and any label-specific
requirements intended to protect against
contact) in that they provide a small set
of concrete benchmarks intended to
help handlers accomplish the nocontact objective. The AEZ, when
coupled with the provisions to ensure
no contact and other label requirements
(which may prescribe nozzle types,
droplet sizes, and buffers based on
product-specific assessments), is
designed to be just one of several
mechanisms to protect workers and
other persons. EPA has concluded that
the 2015 AEZ ground spray criteria are
too complex, and in many cases too
restrictive, and the ‘‘Do Not Contact’’
requirement would be better
supplemented by the combination of a
simplified AEZ and additional productspecific requirements where needed.
Where EPA’s product-specific risk
assessments result in labeling language
that is inconsistent with or exceeds the
requirements of the 25-foot AEZ, the
handler must comply with the pesticide
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product labeling. Therefore, EPA has
decided to finalize the proposed 25-foot
AEZ for all ground applications sprayed
from a height greater than 12 inches to
serve as the baseline for ground
applications when product labels do not
provide something more protective and
to remove spray quality and spray
droplets to make this baseline simple to
determine. EPA is finalizing changes to
simplify the criteria so applicators can
better understand the AEZ requirements
and need for the AEZ protections, and
how to implement them.
D. Providing an Immediate Family
Exemption to the AEZ Requirements
1. Proposal. EPA proposed to revise
§ 170.601 so that owners and applicators
would be exempt from the AEZ
requirements of § 170.405(a)(2) in regard
to members of their immediate families
who are inside closed buildings,
housing, or shelters on the
establishment during pesticide
applications. Immediate family, as
defined at § 170.305, includes the
owner’s (or owners’) spouse, parents,
stepparents, foster parents, father-inlaw, mother-in-law, children,
stepchildren, foster children, sons-inlaw, daughters-in-law, grandparents,
grandchildren, brothers, sisters,
brothers-in-law, sisters-in-law, aunts,
uncles, nieces, nephews, and first
cousins. ‘‘First cousin’’ is defined as the
child of a parent’s sibling, i.e., the child
of an aunt or uncle.
EPA proposed this revision to address
unforeseen impacts of the 2015 AEZ
requirements in certain situations.
Stakeholders raised concerns related to
the AEZ requirement in 40 CFR
170.405(a)(2) (requiring that employers
must not allow workers/people to
remain in the AEZ on the establishment
other than properly trained and
equipped handlers involved in the
application) applying to workers or
other persons that are in buildings,
housing, or shelters on the
establishment. Even when workers or
other people are in closed buildings,
housing, or shelters that are within the
boundaries of the establishment, the
employer cannot legally apply the
pesticide if those people are within the
boundary area of the AEZ—it is a
violation of the WPS. There is no choice
under the current rule but to remove
them from the AEZ before the
application can take place, regardless of
whether the buildings are enclosed, or
the handler can ensure the pesticide
will not contact the people. This raised
specific concerns for owners of
agricultural establishments and their
immediate families.
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In the case of owners of agricultural
establishments and their immediate
families, family members cannot stay in
their own home within the AEZ during
pesticide applications even if the owner
and applicator take appropriate steps to
ensure family members would not be
contacted by pesticide spray or drift.
This can be burdensome, for example,
when owners are employing EPArecommended best practices such as
those prescribed under the pollinator
protection strategy to apply pesticides
in the evening and when temperatures
are below 50 °F, when pollinators are
not as active but immediate family
members are more likely to be present.
Although EPA acknowledged that there
is an exposure risk for owners and
immediate family members present
within the AEZ during pesticide
applications, EPA anticipates that
family members would take appropriate
steps to protect other family members to
ensure they would not be contacted
during pesticide applications, and that
the AEZ requirement therefore subjects
owners of agricultural establishments
and their immediate families to
unnecessary burdens. Accordingly, EPA
proposed to revise 40 CFR 170.601(a) so
that owners and applicators would be
exempt from the provisions of 40 CFR
170.405(a)(2) regarding members of their
immediate families who are inside
closed buildings, housing, or shelters on
the establishment. This would not
impact WPS protections for workers and
handlers, because owners and
applicators would still have to observe
AEZ requirements for non-family
member employees on the
establishment. Because the proposed
exemption was limited to 40 CFR
170.405(a)(2), family members would
still be subject to all other AEZ
requirements.
2. Final Rule. In the final rule, EPA
has adopted the proposed change to
§ 170.601(a)(1), but with several
modifications. EPA has narrowed the
proposed regulatory language to clarify
that these exemptions only apply in
regard to immediate family members
who remain inside closed buildings,
housing, or shelters on the
establishment. In addition, EPA has
added new regulatory language to
§§ 170.601, 170.405(a)(2) and
170.505(b)(1) to make it clear that the
immediate family exemption to the AEZ
also applies when the handler
performing the application is not an
owner of the establishment, but only
when the handler has been instructed
by the owner to proceed with the
application near family homes or closed
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buildings containing only the owner’s
immediate family inside.
Upon review of the comments, EPA
recognized that expanding the
§ 170.601(a) immediate family
exemption to include § 170.405(a)(2) is
not sufficient to accomplish the
proposed goal of allowing immediate
family members to remain in the home
or other shelter within the AEZ during
applications. As proposed, the
regulatory text of the revised rule would
exempt a farm owner of his or her
responsibilities as an agricultural
employer, but it is not clear that it
would also exempt the farm owner from
§ 170.505(b) when acting as a handler;
he or she could still be subject to
§ 170.505(b) and have to suspend the
application until family members are
evacuated from the home within the
AEZ. Moreover, the proposed regulatory
text made no exemption for applications
made by handlers other than an
establishment owner, so as drafted,
there would effectively be no exemption
at all. In order to accomplish the stated
goals of the proposal, EPA is revising
§ 170.601(a) to expressly include the
AEZ requirements in § 170.505(b) as
well as those in § 170.405(a)(2) in the
immediate family exemption, and to
extend that exemption to include
handlers in certain circumstances. The
AEZ requirements would still apply
when owners and immediate family
members are in the AEZ and outside of
closed buildings, housing, or shelters.
As revised in this final rule,
§ 170.601(a)(1) provides that the owner
of the establishment may permit
handlers to perform applications near
closed buildings, housing, or shelters
where the owners or their immediate
family members are present, provided
that the owner has expressly instructed
the handlers that only the owners or
their immediate family members remain
inside the closed shelters, and that the
application should proceed despite their
presence in the closed shelters. Without
these expressed instructions from the
owner, handlers will be required to
suspend the application if the owner or
their immediate family members are
inside closed structures within an AEZ.
EPA has also added references to this
§ 170.601(a)(1)(vi) exemption in
§§ 170.405(a)(2) and 170.505(b)(1) for
clarity.
3. Comments and Responses. a.
Comments. SLAs, AAPCO, NASDA, and
several agricultural stakeholder groups
and farm bureaus expressed their
general support for adding the AEZ
requirements to the 40 CFR 170.601
immediate family exception. These
commenters state that allowing
immediate family members to remain
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inside closed buildings inside the AEZ
boundaries during pesticide
applications would reduce the burden
to applicators who are on their own
family farm. These commenters agreed
with EPA’s proposal that immediate
family members, including children,
would be as safe as they are now
without the exemption because
applicators would protect their own
family members. Furthermore, the
revision would reduce the considerable
burden on farmers and their family
members and create more flexibility
while not compromising safety.
Conversely, several farmworker
advocacy commenters and individuals
in the general public expressed
concerns over EPA’s proposal to exempt
farm owners and their immediate family
members. Among the comments
received, commenters stated that it is in
everyone’s best interest to leave the AEZ
during a pesticide application, so
requiring everyone to do so, including
owners’ family members, should not
generate ‘‘undue burden,’’ and that the
applicator would not be able to ensure
that only the owners’ family members
are inside particular buildings.
Commenters also suggested that the
proposed revision of the AEZ would put
a real burden on rural communities by
reducing protection to family members
who might not necessarily understand
the risk of exposure to which they are
subjecting themselves. Lastly, they
maintain that the risk to public health
outweighs any benefits.
In addition to these comments, one
commenter stated that the Agency made
no effort to explain why its rationale
would justify exempting family
members when the family members are
outdoors but within an AEZ, and that,
at best, it would justify an exemption
only when family members are in a
closed building. Second, the commenter
suggested that the Agency did not
explain how its rationale aligns with an
earlier justification to exempt family
members from certain WPS
requirements. The commenter stated
that when the Agency included
provisions in the 1992 WPS to exempt
family members from certain
requirements, EPA explained that it was
reasonable to expect owners of
agricultural establishments to take all
steps necessary to protect their own
family members, and at the same time
the exemption gave owners flexibility
on how to provide those protections. So,
for example, the WPS does not require
owners to give family members formal
pesticide safety training or to keep
records documenting that the family
members had been trained. The
commenter indicated that the Agency
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reasoned that such training could and
would happen informally (and perhaps
better) over time. As the commenter
notes, the protection provided by the
AEZ provisions, however, is not like
training; it cannot be provided
informally, or even adequately, over
time, and that the AEZ provision is only
meaningful if the applicator suspends
spraying at the moment when someone
is too near the application equipment.
They believe that exempting family
members will only encourage
applicators to be less careful in
complying with the ‘‘Do Not Contact’’
provision.
One commenter suggested that while
the proposed exemption for family
members is unjustifiably overbroad,
EPA’s rationale does raise a valid
concern. The commenter thought that it
seemed reasonable that the WPS
regulation should not require
suspension of an application every time
the application equipment passes near a
closed, occupied building, but that there
was a serious practical issue with the
Agency’s proposed exemption of family
members. To the extent that it is
designed to address circumstances in
which an immediate family member
could be inside of a building within an
AEZ, it would be practically impossible
for an applicator to know whether any
people were present and whether the
only people in the building were
members of the immediate family.
Under the proposal, in order to comply,
the applicator would most likely need to
suspend application in order to check
the building. Thus, the commenter
believes that the proposed change
probably would not provide any real
relief from the alleged burden.
Moreover, another practical
consideration is that an applicator who
is not the owner of the agricultural
establishment might well not know the
relationship of the person in the AEZ
(either within a building or not) to the
owner.
b. EPA Response. The proposed rule
regulatory text would exempt farm
owners from providing the protections
of 40 CFR 170.405(a)(2) to themselves or
their immediate family members. The
proposed language would exempt them
from all requirements of the AEZ
whether family members are inside or
outside of enclosed structures as one of
the commenters noted. EPA agrees with
the commenter that the proposed
language was overly broad and
acknowledges that this was not the
intention of the proposed exemption. As
stated in the preamble to the proposal,
EPA intended the exemption to apply
only to family members inside closed
buildings, housing, or shelters to reduce
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the burdens of having to leave their
homes during a pesticide application.
EPA believes this approach is
consistent with the 1992 WPS rationale
cited by one of the commenters. EPA
expects owners of agricultural
establishments to take all steps
necessary to protect their own
immediate family members, and the
final rule gives owners flexibility to
provide those protections by sheltering
immediate family members in enclosed
structures within the AEZ.
Accordingly, EPA is changing the
regulatory text at 40 CFR
170.601(a)(1)(vi) to state that the
exemption only applies when
immediate family members of farm
owners remain inside closed buildings,
housing, or shelters on the
establishment. This change clarifies that
the AEZ requirements fully apply to
immediate family members when they
are outdoors, and that the exemption
only applies when they shelter-in-place.
While reviewing the comments, EPA
identified an ambiguity in the proposed
rule regarding whether the proposed
family exemption is broad enough to
allow handlers who are not an owner of
the establishment to perform the
application while owners and their
immediate family members to remain
inside closed buildings, houses, or
structures. This is, in part, because the
existing 40 CFR 170.601(a)(1) only
applies to owners, and while it could be
construed to apply to owners when
performing the handler activities, it
would not extend to other handlers who
have been hired by the owner to
perform those duties. However, EPA’s
intent was to allow the owner, who
generally has awareness of, and control
over, the movement of immediate family
members on the establishment, to
instruct an applicator or handler to
perform an application while the
owners or their immediate family
members remained inside closed
structures within the AEZ. The final
rule reflects this intent and will relieve
owners and their immediate families of
the burden of vacating the building
when the owner judges it unnecessary.
Without the express instruction from
the owner to proceed with an
application despite his or her family’s
presence in the closed structure, the
final rule requires handlers to comply
with the suspension requirements at
§ 170.505 and not proceed with the
application until the owner’s immediate
family vacates the AEZ.
Some of the commenters understood
the proposal to mean that applicators or
handlers who are not owners of the
agricultural establishment would need
to comply with the AEZ requirements
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and suspend the application in all
situations until they could confirm the
structure was clear as required under 40
CFR 170.505, while others viewed
EPA’s proposal to apply more broadly
(i.e., family members could stay inside
while a hired handler performs the
application). The Agency recognizes
that as proposed, § 170.601(a)(1)(iv)
might only apply to owners in their role
as agricultural employers; it would not
necessarily exempt the owner or any
other person from the handler
requirements of § 170.505(b), making
the proposed exemption unusable. This
would not be consistent with EPA’s
intent, or the understanding of at least
some commenters.
Accordingly, EPA has revised the
regulatory text at § 170.601 to make
clear that applications conducted by
other handlers can proceed when
owners or their immediate family
members remain inside closed
buildings, housing, and structures,
provided that the owner has expressly
instructed the handler that only the
owner and/or their immediate family
members remain inside the closed
building and that the application can
proceed despite the owner and their
immediate family members’ presence
inside the closed building. Handlers
will have to receive this information
from the owner of the establishment
prior to application and cannot assume
that only the owner’s family are inside
without that assurance. The rule does
not require that the instruction be
provided to the handler in writing, as
that could be unnecessarily burdensome
in many cases. However, insisting on a
written instruction may provide a
handler relief from an enforcement
action if the owner’s representation
proves to be incorrect.
EPA assumes that owners will take
into account the risks to their immediate
family members before instructing a
handler to proceed with an application.
This approach gives owners flexibility
on how to provide appropriate
protections when their family remains
in an enclosed structure within the AEZ
while reducing burdens during
applications. This revision to the
regulatory text will not lessen
protections for workers or other persons,
as this exemption to the AEZ
requirement does not apply if a person
present in the AEZ is not a member of
the owner’s immediate family.
EPA, however, disagrees with the
assertion that the exemption would
result in applicators being less careful in
complying with the ‘‘Do Not Contact’’
provision. The farm owner or applicator
must still suspend application if anyone
other than the owners or their
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immediate family members are within
the AEZ, including inside enclosed
structures within an AEZ. It is
reasonable to believe that owners will
warn their immediate family of a
pesticide application in advance and
instruct them that no one, other than
their immediate family members, may
be inside during the application.
Moreover, the agricultural employer’s
responsibility under 40 CFR
170.405(a)(2) to not allow or direct any
worker or other person within the AEZ
other than appropriately trained and
equipped handlers involved in the
application requires the farm owner or
agricultural employer to ensure that no
one outside of the immediate family
will be permitted in the house within an
AEZ until after the application they are
performing is complete or the
application equipment has moved on.
E. Recommendations To Develop State
Equivalency Provisions for the AEZ
1. Comments. One SLA, one state
association representing SLAs, and one
agricultural stakeholder association
requested that EPA establish a
mechanism to review and accept (when
warranted) AEZ equivalency plans or
provisions submitted by SLAs,
territories, and tribes. The commenters
all indicated that at least one state
‘‘shelter-in-place’’ provision has
protections in addition to those
specified in the federal AEZ.
Commenters indicated that the state law
was developed after a long, inclusive,
and transparent rulemaking process
with farm worker advocacy groups and
grower groups. This state law provides
clarifications and revisions to the
federal requirements and provides
protections in addition to those in the
federal AEZ.
2. EPA Response. In the early
development of the AEZ proposal, EPA
had considered addressing state
equivalency plans and a mechanism to
review and accept those plans. EPA’s
preference at the time was to address
state equivalency plans with the whole
WPS in mind. However, under PRIA 4
(Pub. L. 116–8; March 8, 2019), EPA is
required to carry out the 2015 WPS rule
and is not permitted to propose or
finalize revisions to the WPS other than
to the AEZ prior to October 1, 2021. As
a result of this statutory limitation, EPA
has determined that EPA’s preferred
path to revising the state equivalency
request language at 40 CFR 170.609
would be outside the scope of what is
permitted under statute since the
preferred approach would not be
limited to the AEZ requirements. While
EPA is currently limited by PRIA 4 to
make this change, EPA may be able to
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reexamine this recommendation starting
in October 2021.
F. Recommendation To Add an AEZ
‘‘Shelter-in-Place’’ Provision for Workers
and Other Persons
1. Comments. In addition to the
requests to establish mechanisms for
state equivalency plans, two agricultural
stakeholders and one SLA requested
that EPA expand the exemption offered
to agricultural owners and their
immediate families to include workers
and others who remain in an enclosed
structure.
Another commenter argued that the
EPA exemption allowing agricultural
owners and their immediate families to
remain inside a closed building within
an AEZ would not need to be as
complicated as suggested in the
proposal. The commenter suggested that
instead of naming different types of
buildings, the criteria could be that
application could continue as long as all
visible openings by which the pesticide
spray could enter the building—e.g.,
doors and windows—appear closed, and
that unnamed ‘‘variables’’ are irrelevant.
The commenter stated that what should
matter from a safety perspective is
whether the spray is likely to contact
someone within the AEZ, not the
relationship between the owner of the
agricultural establishment and the
person in the AEZ. They argue this
suggestion would eliminate the arbitrary
distinction in the proposal that affords
different protections to people in the
owner’s immediate family and those
who are not. Further, the commenter
argues that an applicator could
determine more quickly and easily
whether he or she needed to suspend
application simply by looking at the
exterior of the building, rather than
entering the building.
2. EPA Response. EPA disagrees with
the commenters’ recommendations to
extend the exemption to remain in the
AEZ to anyone provided they remain in
an enclosed structure (i.e., ‘‘shelter-inplace’’). EPA had considered addressing
this issue through development of an
exception to the AEZ requirement that
would consider and identify appropriate
conditions that would allow people to
remain in a building or structure in the
AEZ. EPA believes that conditions vary
too much for EPA to establish a
generally applicable ‘‘shelter-in-place’’
provision, and would be better suited to
narrowly-targeted ‘‘shelter-in-place’’
provisions developed by SLAs based
upon the circumstances and need
within their jurisdictions. However, as
indicated previously, EPA’s preferred
path for developing state equivalency
mechanisms and revising the language
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under 40 CFR 170.609 is currently
limited by PRIA 4. EPA may reexamine
this issue again if and when EPA has the
authority to reconsider other aspects of
the WPS.
G. Other Recommendations and
Revisions
1. Definitions. a. Application
Exclusion Zone.
i. Current rule and proposal. Under 40
CFR 170.305, the application exclusion
zone means ‘‘the area surrounding the
application equipment that must be free
of all persons other than appropriately
trained and equipped handlers during
pesticide applications.’’
Under the proposed rule, EPA
proposed to change the definition to
mean ‘‘the area surrounding the
application equipment from which
persons generally must be excluded
during pesticide applications.’’
The proposed change was intended to
reflect the various proposed revisions
limiting the AEZ to within the
boundaries of the establishment and
addressing easements within
establishment boundaries and allowing
an owner’s immediate family to remain
in an enclosed building within an AEZ
during an application.
ii. Comments and Responses.
Comments. One commenter
recommended that EPA revise the
definition of AEZ to mean ‘‘the area
surrounding the point(s) of pesticide
discharge from the application
equipment that must be free of all
persons during pesticide applications,
other than those persons noted under 40
CFR 170.405(a)(2) and 170.601(a)(1).’’
The commenter stated that definition of
the AEZ as proposed was unclear and
even EPA’s explanation of it was
inconsistent, which will make
compliance and enforcement difficult.
For example, the April 2016 and
February 2018 guidances both show
graphics in which the AEZ is measured
from the entirety of the pesticide
application equipment for a ground
sprayer. However, the February 2018
adds a graphic for an aerial spray in
which the AEZ is measured from the
points of pesticide discharge for an
aerial sprayer. The two graphics are side
by side in the February 2018 guidance.
In addition to this revised definition,
the commenter recommended that to be
consistent with this recommended
definition, similar language should be
added at 40 CFR 170.405(a)(1)(i) and
170.405(a)(1)(ii) to be clear that the AEZ
distance is determined from the point(s)
of pesticide discharge from the
application equipment.
EPA Response. EPA agrees with the
commenter and revised the final
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regulatory text when discussing
measuring the AEZ from the points of
pesticide discharge to ‘‘the area
surrounding the point(s) of pesticide
discharge from the application
equipment that must generally be free of
all persons during pesticide
applications;’’ this recommended
change is a commonsense revision to
the definition and regulatory text that
helps to improve the clarity of the rule
and is consistent with EPA’s past
outreach on the AEZ requirements. EPA
did not include as part of the definition
‘‘other than those persons noted under
§ 170.405(a)(2) and § 170.601(a)(1).’’ The
limits to the AEZ boundaries,
exceptions, and exemptions are
addressed through the responsibilities
of the agricultural employer or handler
during applications within an AEZ, and
regulatory text is found at
§§ 170.405(a)(2), 170.505(b) and
170.601(a)(1), respectively. However,
EPA has revised the definition to clarify
that exclusion is the general rule, to
which there are exceptions.
b. Easements. i. Current rule and
proposal. Under the current rule, there
is no definition or exception associated
with easements. EPA proposed to allow
applications to be made or resume while
persons not employed by the
establishment are present on easements
that may exist within the boundaries of
agricultural establishments, because,
depending on the terms of the easement,
the owner or agricultural employer may
be unable to control the movement of
people (e.g., utility workers) within an
easement. The proposal to address
people not employed by the
establishment who are in an area subject
to an easement (e.g., utility workers)
provides regulatory relief to handlers
and agricultural employers and may
prevent disruptions to pesticide
applications. Despite this proposed
change, EPA did not define the meaning
of an ‘‘easement.’’
ii. Comment and Response.
Comment. One commenter stated that
adding the exception to the AEZ beyond
the boundary of the establishment
where handlers do not have the ability
to control the movement of people off
the establishment or within easements
allows a more reasonable approach on
shared property. However, the
commenter felt that without a definition
of ‘‘easement’’, the interpretation of
such is left up to each state or historical
elucidation. The commenter stated that
‘‘easement’’ is commonly defined as ‘‘a
nonpossessory right to use and/or enter
onto the real property of another
without possessing it,’’ which allows
some relief of the AEZ requirements
along utility or roadway rights-of-ways
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that are clearly an ‘‘easement.’’
However, there is the challenge of
unintentional consequences if the term
is not defined on properties such as
driveways, access roads, etc. A
definition of ‘‘easement’’ should be
added to clarify exactly how EPA is
defining ‘‘easement’’ to ensure
consistency in the interpretation of the
rule.
EPA Response. EPA’s intention for the
easement exception was to recognize
that some persons may have a legal right
to be on parts of an agricultural
establishment independent of the
agricultural employer’s control, and for
their presence not to be an
insurmountable obstacle to pesticide
application provided the pesticide
could be applied without contacting
such persons. Whether a person has
such a legal right is a matter of state law,
so it seems inappropriate for EPA to try
to impose a national definition of
‘‘easement’’ in the WPS. EPA agrees that
the commenter’s definition of
‘‘easement’’ is a common definition;
however, EPA does not think that
including it in the rule would
substantially aid in interpretation or
implementation.
2. Making the AEZ Based on Wind
Direction. a. Current rule and proposal.
Under the current rule, for aerial, air
blast, fumigations, mists, and foggers, as
well as ground applications with fine or
smaller droplet sizes (less than 294
microns VMD), the AEZ area
encompasses 100 feet from the
application equipment in all directions.
For ground applications with medium
or larger droplet sizes (VMD greater than
294 microns) and a spray height of more
than 12 inches from the ground, the area
encompasses 25 feet from the
application equipment in all directions.
For all other applications, there is no
AEZ.
In the proposed rule, EPA proposed to
limit the criteria for 100-foot AEZ
distances for outdoor production to
pesticide applications made by any of
the following methods: (1) Aerially; (2)
by air blast or air-propelled
applications; or (3) as a fumigant,
smoke, mist, or fog. Additionally, the
proposal set to establish a 25-foot AEZ
for all sprayed applications made from
a height greater than 12 inches from the
soil surface or planting medium, and no
longer differentiate between sprayed
applications based on the droplet size of
294 microns or other factors for setting
different AEZ distances for outdoor
production.
b. Comments and Responses.
i. Comments. Three commenters
recommended improving
implementation of the AEZ without
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compromising the safety of workers by
making the AEZ based on wind
direction. These commenters suggest
that the AEZ should only apply to the
downwind side of the applicator as drift
only moves downwind. They argued
that, for example, aerial applicators
have the tools necessary to provide
immediate onsite wind direction
measurement so if wind direction does
change during the application they can
respond immediately. The commenters
indicated that the labels for some
products are reflective of this concept
and offer evidence supporting the
concept of buffer zones based on wind
direction and believe this same logic
should also be applied to the AEZ.
ii. EPA Response. EPA disagrees with
this recommendation, as it would make
the requirements of the AEZ more
complex rather than less. This
recommendation could also lead to
workers being placed too close to
applications based on wind direction,
resulting in potential pesticide
exposures with sudden shifts in wind
direction during application. By
maintaining an omnidirectional AEZ
(i.e., an AEZ around the application
equipment in all directions), the AEZ
will provide a margin of security against
changes in wind direction for those on
the establishment who may be near the
ongoing application but are not properly
trained and equipped handlers
participating in the application.
3. Recommendation to Reduce
Redundancy. a. Comment. One
commenter suggested the following
change presented in the proposal to
make the final rule text less redundant:
• In 40 CFR 170.505(b)(1), remove ‘‘,
other than an appropriately trained and
equipped handler involved in the
application,’’ because this language was
repeated in the proposed text at 40 CFR
170.505(b)(1)(i).
b. EPA Response. EPA agrees with the
commenter and has removed, ‘‘other
than an appropriately trained and
equipped hander involved in the
application’’ from the final regulatory
text in 40 CFR 170.505(b)(1) since it is
repeated in 40 CFR 170.505(b)(1)(i).
Additionally, while not explicitly
mentioned in any public comment, EPA
has made a similar edit from the
proposed to final rule to remove the
redundant text, ‘‘. . . within the
boundaries of the agricultural
establishment . . . ,’’ in 40 CFR
170.501(3)(xi) since that clarification is
previously stated in the sentence.
VI. Severability
The Agency intends that the
provisions of this rule be severable. In
the event that any individual provision
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or part of this rule is invalidated, the
Agency intends that this would not
render the entire rule invalid, and that
any individual provisions that can
continue to operate will be left in place.
VII. References
The following is a listing of the
documents that are specifically
referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket, even if the referenced
document is not physically located in
the docket. For assistance in locating
these other documents, please consult
the person listed under FOR FURTHER
INFORMATION CONTACT.
1. EPA. Pesticides; Agricultural Worker
Protection Standard Revisions;
Final Rule. Federal Register. 80 FR
67496, November 2, 2015 (FRL–
9931–81).
2. EPA. Pesticides; Agricultural Worker
Protection Standard; Revision of the
Application Exclusion Zone
Requirements; Proposed Rule.
Federal Register. 84 FR 58666,
November 1, 2019 (FRL–9995–47).
3. EPA. Cost Analysis for Revisions to
the Application Exclusion Zone in
the Worker Protection Standard.
2020.
4. U.S. Senate. S. Rep. No. 92–883 (Part
II), 92nd Congress, 2nd Session at
43–46 (1972). U.S. Code
Congressional and Administrative
News 1972, p. 4063.
5. North Carolina Department of
Agriculture and Consumer Services
(NCDA&CS). Letter from James W.
Burnette, Jr., Director NCDA&CS, to
James J. Jones, Assistant
Administrator, OCSPP. December 4,
2015.
6. EPA. WPS Guidance on the
Application Exclusion Zone. Q&A
Fact Sheet on the Worker Protection
Standard (WPS) Application
Exclusion Zone (AEZ)
Requirements. April 14, 2016.
Available at https://
www.regulations.gov/
document?D=EPA-HQ-OPP-20170543-0007.
7. AAPCO. Letter from Dennis W.
Howard, President, to Jack
Housenger, Office Director, Office
of Pesticide Programs. August 17,
2016. Available online at https://
aapco.files.wordpress.com/2016/11/
letter-to-jack-housenger-wps_
aez.pdf.
8. NASDA. Letter from Nathan Bowen,
Director, Public Policy, to
Administrator Gina McCarthy.
November 16, 2016. Available
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online at https://www.nasda.org/
letters-comments-testimony/nasdaletter-requesting-extension-forworker-protection-standardimplementation-timeline.
9. EPA. Reference List of Public
Comments Regarding the Worker
Protection Standard Submitted to
Docket EPA–HQ–OA–2017–0190.
List available at https://
www.regulations.gov/
document?D=EPA-HQ-OPP-20170543-0005.
10. EPA. Transcript from PPDC Meeting
on May 4, 2017. Available online at
https://www.epa.gov/sites/
production/files/2017-07/
documents/may-4-2017-ppdcmeeting-transcript.pdf.
11. EPA. Transcript from PPDC Meeting
on November 2, 2017. Available
online at https://www.epa.gov/sites/
production/files/2018-01/
documents/november-2-2017-ppdcmeeting-transcript.pdf.
12. EPA. Worker Protection Standard
Application Exclusion Zone
Requirements: Updated Questions
and Answers. February 15, 2018.
Available at https://
www.regulations.gov/
document?D=EPA-HQ-OPP-20170543-0008.
13. EPA. Pesticides; Agricultural Worker
Protection Standard; Revision of the
Application Exclusion Zone
Requirements; Response to
Comments on the Proposed Rule.
2020.
14. EPA, Office of Inspector General,
EPA Needs to Evaluate the Impact
of the Revised Agricultural Worker
Protection Standard on Pesticide
Exposure Incidents, Report No. 18–
P–0080 (Feb. 15, 2018) (‘‘OIG
Report’’). Available online at
https://www.epa.gov/sites/
production/files/2018-02/
documents/_epaoig_20180215-18-p0080.pdf.
15. EPA. How to Comply with the 2015
Revised Worker Protection
Standard for Agricultural
Pesticides: What Owners and
Employers Need to Know. 2016.
16. EPA. Inspection Manual: Worker
Protection Standard Inspection
Manual. 2018.
17. EPA. Economic Analysis of the
Agricultural Worker Protection
Standard Revisions. September
2015 (RIN 2070–AJ22). Available at
https://www.regulations.gov/
document?D=EPA-HQ-OPP-20110184-2522.
18. Association of Farmworker
Opportunity Programs (AFOP).
2019 Training Data Report. AFOP,
Farmworker Health & Safety
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Programs report developed with
EPA grant #83597001, Occupational
Safety and Health Administration
Susan Harwood Training Program
Funds grant #SH–05004–SH, and
W.K. Kellogg Foundation grant
#P3033500. January 2020.
19. Felsot et al. Agrochemical Spray
Drift; Assessment and Mitigation—
A Review, 46 J. Envtl. Sci. Health
Part B 1. 2010. Provided in
comment by Earthjustice et al.
20. Kasner et al., Spray Drift from a
Conventional Axial Fan Airblast
Sprayer in a Modern Orchard Work
Environment, 62 Annals of Work
Exposures and Health 1134. 2018.
Provided in comment by
Earthjustice et al.
VIII. FIFRA Review Requirements
Under FIFRA section 25, EPA has
submitted a draft of the final rule to the
Secretary of the Department of
Agriculture (USDA), the FIFRA
Scientific Advisory Panel (SAP), and the
appropriate Congressional Committees.
USDA reviewed the draft final rule
during the interagency review
mentioned in Unit IX.A. and waived
further review on October 7, 2020. Since
there are no science issues warranting
review, the FIFRA SAP waived a
detailed review on October 12, 2020.
IX. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is a significant regulatory
action that was submitted to the Office
of Management and Budget (OMB) for
review under Executive Orders 12866
(58 FR 51735, October 4, 1993) and
13563 (76 FR 3821, January 21, 2011).
Any changes made in response to OMB
recommendations have been
documented in the docket. EPA
prepared a cost analysis associated with
this action, which is briefly summarized
in Unit I.E. and is available in the
docket (Ref. 3).
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This action is a deregulatory action as
specified in Executive Order 13771 (82
FR 9339, February 3, 2017). The EPA
cost analysis associated with this action
is briefly summarized in Unit I.E. and is
available in the docket (Ref. 3).
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C. Paperwork Reduction Act (PRA)
This action does not impose any new
information collection burden under the
PRA, 44 U.S.C. 3501 et seq. OMB has
previously approved the information
collection activities contained in the
existing regulations and has assigned
OMB control number 2070–0190. This
rule does not impose or modify any
information collection burdens because
the AEZ requirements are not associated
with any information collection
activities that require approval under
the PRA.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA, 5 U.S.C. 601 et seq. In
making this determination, the impact
of concern is any significant adverse
economic impact on small entities. An
agency may certify that a rule will not
have a significant economic impact on
a substantial number of small entities if
the rule relieves burden or has no net
burden on the small entities subject to
the rule. The changes to the AEZ
requirements in this rule will reduce the
impacts on all entities subject to the
rule, so there are no significant impacts
to any small entities. EPA has therefore
concluded that this action will relieve
regulatory burden for all directly
regulated small entities.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The rule requirements
will primarily affect agricultural
employers and commercial pesticide
handler employers. This action is also
expected to be a burden-reducing action
because removing the requirements
should reduce the complexity of
arranging and conducting a pesticide
application. The cost analysis associated
with this action is briefly summarized
in Unit I.E. and is available in the
docket (Ref. 3). As such, the
requirements of sections 202, 203, 204,
or 205 of UMRA, 2 U.S.C. 1531–1538,
do not apply to this action.
F. Executive Order 13132: Federalism
This action does not have federalism
implications as defined in Executive
Order 13132 (64 FR 43255, August 10,
1999), because it will not have
substantial direct effects on the states,
on the relationship between the national
government and the states, or on the
distribution of power and
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L. Congressional Review Act (CRA)
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have Tribal
implications as specified in Executive
Order 13175 (65 FR 67249, November 9,
2000), because it will not have any
effect on tribal governments, on the
relationship between the Federal
Government and the Indian tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian tribes. There are
no costs to Tribes associated with these
changes because the WPS is
implemented through the pesticide
label, so changes to the regulation do
not impose any new obligations on the
part of Tribes. Thus, Executive Order
13175 does not apply to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 (62 FR 19885, April 23,
1997), because it is not economically
significant as defined in Executive
Order 12866, and because EPA does not
believe the environmental health or
safety risks addressed by this action
present a disproportionate risk to
children. This determination is
discussed in more detail in Unit IV.F.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
This action is not a ‘‘significant
energy action’’ as defined in Executive
Order 13211 (66 FR 28355, May 22,
2001), because it is not likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
jbell on DSKJLSW7X2PROD with RULES
J. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards that would require
Agency consideration under NTTAA
section 12(d), 15 U.S.C. 272.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
EPA believes that this action does not
have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
A more detailed discussion of this
determination is provided in Unit IV.F.
VerDate Sep<11>2014
16:11 Oct 29, 2020
Jkt 253001
This action is subject to the CRA, 5
U.S.C. 801–808, and EPA will submit a
rule report to each House of the
Congress and to the Comptroller General
of the United States. This action is not
a ‘‘major rule’’ as defined by 5 U.S.C.
804(2).
List of Subjects in 40 CFR Part 170
Environmental protection,
agricultural worker, employer, farms,
forests, greenhouses, nurseries,
pesticides, pesticide handler, worker
protection standard.
Andrew Wheeler,
Administrator.
Therefore, for the reasons set forth in
the preamble, 40 CFR chapter I,
subchapter R is amended as follows:
PART 170—[AMENDED]
1. The authority citation for part 170
continues to read:
■
Authority: 7 U.S.C. 136–136w.
§ 170.305
Definitions.
2. Amend § 170.305 by revising the
definition of Application exclusion zone
to read as follows:
*
*
*
*
*
Application exclusion zone means the
area surrounding the point(s) of
pesticide discharge from the application
equipment that must generally be free of
all persons during pesticide
applications.
*
*
*
*
*
■ 3. Amend § 170.405 by revising
paragraphs (a)(1)(i) and (ii) and (a)(2) to
read as follows:
■
§ 170.405 Entry restrictions associated
with pesticide applications.
*
*
*
*
*
(a) * * *
(1) * * *
(i) The application exclusion zone is
the area that extends 100 feet
horizontally from the point(s) of
pesticide discharge from the application
equipment in all directions during
application when the pesticide is
applied by any of the following
methods:
(A) Aerially.
(B) Air blast or air-propelled
applications.
(C) As a fumigant, smoke, mist, or fog.
(ii) The application exclusion zone is
the area that extends 25 feet
horizontally from the point(s) of
pesticide discharge from the application
equipment in all directions during
application when the pesticide is
sprayed from a height of greater than 12
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68781
inches from the soil surface or planting
medium and not as in paragraph (a)(1)(i)
of this section.
*
*
*
*
*
(2) During any outdoor production
pesticide application, the agricultural
employer must not allow or direct any
worker or other person to enter or to
remain in the treated area or an
application exclusion zone that is
within the boundaries of the
establishment until the application is
complete, except for:
(i) Appropriately trained and
equipped handlers involved in the
application, and
(ii) Persons not employed by the
establishment in an area subject to an
easement that prevents the agricultural
employer from temporarily excluding
those persons from that area.
(iii) Owners of the agricultural
establishment and their immediate
family members who remain inside
closed buildings, housing, or shelters on
the establishment under the conditions
specified in § 170.601(a)(1)(vi).
*
*
*
*
*
■ 4. Amend § 170.501 by revising
paragraph (c)(3)(xi) to read as follows:
§ 170.501 Training requirements for
handlers.
*
*
*
*
*
(c) * * *
(3) * * *
(xi) Handlers must suspend a
pesticide application if workers or other
persons are in the application exclusion
zone within the boundaries of the
agricultural establishment and must not
resume the application while workers or
other persons remain in the application
exclusion zone, except for appropriately
trained and equipped handlers involved
in the application, persons not
employed by the establishment in an
area subject to an easement that
prevents the agricultural employer from
temporarily excluding those persons
from that area, and the owner(s) of the
agricultural establishment and members
of their immediate families who remain
inside closed buildings, housing, or
shelters on the establishment, provided
that the handlers have been expressly
instructed by the owner(s) of the
agricultural establishment that only
immediate family members remain
inside those closed buildings, housing,
or shelters and that the application
should proceed despite the presence of
the owner(s) or their immediate family
members inside those closed buildings,
housing, or shelters.
*
*
*
*
*
■ 5. Amend § 170.505 by revising
paragraph (b) to read as follows:
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§ 170.505 Requirements during
applications to protect handlers, workers,
and other persons.
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*
*
*
*
*
(b) Suspending applications. (1) Any
handler performing a pesticide
application must immediately suspend
the pesticide application if any worker
or other person is in an application
exclusion zone described in
§ 170.405(a)(1) that is within the
boundaries of the agricultural
establishment or the area specified in
column B of the Table in
§ 170.405(b)(4), except for:
(i) Appropriately trained and
equipped handlers involved in the
application,
(ii) Persons not employed by the
establishment in an area subject to an
easement that prevents the agricultural
employer from temporarily excluding
those persons from that area, and
(iii) The owner(s) of the agricultural
establishment and members of their
immediate families who remain inside
closed buildings, housing, or shelters on
the establishment, provided that the
handlers have been expressly instructed
by the owner(s) of the agricultural
establishment that only immediate
family members remain inside those
closed buildings, housing, or shelters
and that the application should proceed
despite the presence of the owner(s) or
their immediate family members inside
those closed buildings, housing, or
shelters.
(2) A handler must not resume a
suspended pesticide application while
any workers or other persons remain in
an application exclusion zone described
in § 170.405(a)(1) that is within the
boundaries of the agricultural
establishment or the area specified in
column B of the Table in
§ 170.405(b)(4), except for:
(i) Appropriately trained and
equipped handlers involved in the
application,
(ii) Persons not employed by the
establishment in an area subject to an
easement that prevents the agricultural
employer from temporarily excluding
those persons from that area, and
(iii) The owner(s) of the agricultural
establishment and members of their
immediate families who remain inside
closed buildings, housing, or shelters on
the establishment, provided that the
handlers have been expressly instructed
by the owner(s) of the agricultural
establishment that only immediate
family members remain inside those
closed buildings, housing, or shelters
and that the application should proceed
despite the presence of the owner(s) or
their immediate family members inside
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16:11 Oct 29, 2020
Jkt 253001
those closed buildings, housing, or
shelters.
*
*
*
*
*
6. Amend § 170.601 by revising
paragraph (a)(1) to read as follows:
■
§ 170.601
(a) * * *
(1) On any agricultural establishment
where a majority of the establishment is
owned by one or more members of the
same immediate family, the owner(s) of
the establishment (and, where specified
below, certain handlers) are not
required to provide the protections of
the following provisions to themselves
or members of their immediate family
when they are performing handling
activities or tasks related to the
production of agricultural plants that
would otherwise be covered by this part
on their own agricultural establishment.
(i) Section 170.309(c).
(ii) Section 170.309(f) through (j).
(iii) Section 170.311.
(iv) Section 170.401.
(v) Section 170.403.
(vi) Sections 170.405(a)(2) and
170.505(b), but only in regard to
owner(s) of the establishment and their
immediate family members who remain
inside closed buildings, housing, or
shelters on the establishment. This
exception also applies to handlers
(regardless of whether they are
immediate family members) who have
been expressly instructed by the
owner(s) of the establishment that:
(A) Only the owner(s) or their
immediate family members remain
inside the closed building, housing, or
shelter on the establishment, and
(B) The application should proceed
despite the presence of the owner(s) or
their immediate family members
remaining inside the closed buildings,
housing, or shelters on the
establishment.
(vii) Section 170.409.
(viii) Sections 170.411 and 170.509.
(ix) Section 170.501.
(x) Section 170.503.
(xi) Section 170.505(c) and (d).
(xii) Section 170.507(c) through (e).
(xiii) Section 170.605(a) through (c),
and (e) through (j).
*
*
*
*
*
[FR Doc. 2020–23411 Filed 10–29–20; 8:45 am]
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Federal Emergency Management
Agency
44 CFR Parts 59 and 64
Exemptions.
BILLING CODE 6560–50–P
DEPARTMENT OF HOMELAND
SECURITY
[Docket ID FEMA–2019–0016]
RIN 1660–AA92
Revisions to Publication Requirements
for Community Eligibility Status
Information Under the National Flood
Insurance Program
Federal Emergency
Management Agency, DHS.
ACTION: Final rule.
AGENCY:
This final rule modernizes
regulations regarding publication
requirements of community eligibility
status information under the National
Flood Insurance Program (NFIP). FEMA
is replacing outdated regulations that
require publication of community loss
of eligibility notices in the Federal
Register with a requirement that FEMA
publish this information on the internet
or by another comparable method.
FEMA is also replacing its requirement
that the agency maintain a list of
communities eligible for flood insurance
in the Code of Federal Regulations with
a requirement that FEMA publish this
list on the internet or by another
comparable method.
DATES: This rule is effective December 2,
2020.
ADDRESSES: The docket for this
rulemaking is available for inspection
using the Federal eRulemaking Portal at
https://www.regulations.gov and can be
viewed by following that website’s
instructions.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Adrienne Sheldon, Supervisory
Emergency Management Specialist,
Floodplain Management Division,
Federal Insurance and Mitigation
Administration, Federal Emergency
Management Agency, 400 C Street SW,
Washington, DC 20472,
adriennel.sheldon@fema.dhs.gov, (202)
674–1087.
SUPPLEMENTARY INFORMATION:
I. Background and Discussion of the
Rule
The National Flood Insurance Act of
1968, as amended (NFIA), Title 42 of the
United States Code (U.S.C.) 4001 et seq.,
authorizes the Administrator of FEMA
to establish and carry out the National
Flood Insurance Program (NFIP) to
enable interested persons to purchase
insurance against loss resulting from
E:\FR\FM\30OCR1.SGM
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Agencies
[Federal Register Volume 85, Number 211 (Friday, October 30, 2020)]
[Rules and Regulations]
[Pages 68760-68782]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-23411]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 170
[EPA-HQ-OPP-2017-0543; FRL-10016-03]
RIN 2070-AK49
Pesticides; Agricultural Worker Protection Standard; Revision of
the Application Exclusion Zone Requirements
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: EPA is finalizing revisions to the Agricultural Worker
Protection Standard (WPS) to clarify and simplify the application
exclusion zone (AEZ) requirements. This rulemaking is responsive to
feedback received from stakeholders and the Agency's efforts to reduce
regulatory burden, while providing the necessary protections for
agricultural workers and the public. EPA remains committed to ensuring
the protection of workers and persons in areas where pesticide
applications are taking place. The AEZ and no contact provisions aim to
ensure such protections. EPA also has a strong interest in promulgating
regulations that are enforceable, clear, and effective.
DATES: This final rule is effective December 29, 2020.
[[Page 68761]]
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPP-2017-0543, is available at https://www.regulations.gov or at the Office of Pesticide Programs Regulatory
Public Docket (OPP Docket) in the Environmental Protection Agency
Docket Center (EPA/DC), West William Jefferson Clinton Bldg., Rm. 3334,
1301 Constitution Ave. NW, Washington, DC 20460-0001. The Public
Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the OPP
Docket is (703) 305-5805.
Due to the public health concerns related to COVID-19, the EPA
Docket Center (EPA/DC) and Reading Room is closed to visitors with
limited exceptions. The staff continues to provide remote customer
service via email, phone, and webform. For the latest status
information on EPA/DC services and docket access, visit https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: Carolyn Schroeder, Pesticide Re-
Evaluation Division (7508P), Office of Pesticide Programs,
Environmental Protection Agency, 1200 Pennsylvania Ave. NW, Washington,
DC 20460; telephone number: (703) 308-2961; email address:
[email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
You may be potentially affected by this action if you work in or
employ persons working in crop production agriculture where pesticides
are applied. The following list of North American Industrial
Classification System (NAICS) codes is not intended to be exhaustive,
but rather provides a guide to help readers determine whether this
document applies to them. Potentially affected entities may include:
Agricultural Establishments (NAICS code 111000).
Nursery and Tree Production (NAICS code 111421).
Timber Tract Operations (NAICS code 113110).
Forest Nurseries and Gathering of Forest Products (NAICS
code 113210).
Farm Workers (NAICS codes 11511, 115112, and 115114).
Pesticide Handling on Farms (NAICS code 115112).
Farm Labor Contractors and Crew Leaders (NAICS code
115115).
Pesticide Handling in Forestry (NAICS code 115310).
Pesticide Manufacturers (NAICS code 325320).
Farm Worker Support Organizations (NAICS codes 813311,
813312, and 813319).
Farm Worker Labor Organizations (NAICS code 813930).
Crop Advisors (NAICS codes 115112, 541690, 541712).
If you have any questions regarding the applicability of this
action to a particular entity, consult the technical person listed
under FOR FURTHER INFORMATION CONTACT.
B. What is the Agency's authority for taking this action?
This action is issued under the authority of the Federal
Insecticide, Fungicide, and Rodenticide Act (FIFRA), 7 U.S.C. 136-136y,
particularly sections 136a(d), 136i, and 136w. Additionally, in
accordance with the Pesticide Registration Improvement Extension Act of
2018 (PRIA 4) (Pub. L. 116-8; March 8, 2019), EPA is only revising the
AEZ requirements in the WPS.
C. What action is the Agency taking?
EPA is revising the AEZ requirements of the WPS (40 CFR part 170)
adopted in 2015 (80 FR 67496, November 2, 2015) (FRL-9931-81) (Ref. 1)
to clarify and simplify the requirements. Specifically, EPA is amending
the AEZ requirements by:
Modifying the AEZ so it is applicable and enforceable only
on an agricultural employer's property, as proposed.
Adding clarifying language indicating that pesticide
applications which have been suspended due to individuals entering an
AEZ on the establishment may be resumed after those individuals have
left the AEZ.
Excepting agricultural employers and handlers from the
requirement to suspend applications owing to the presence within the
AEZ of persons not employed by the establishment who are in an area
subject to an easement that prevents the agricultural employer from
temporarily excluding those persons from that area.
Allowing the owners and their immediate family (as defined
in 40 CFR 170.305) to shelter in place inside closed buildings,
housing, or shelters within the AEZ, and allowing the application
performed by handlers to proceed provided that the owner has instructed
the handlers that only the owner's immediate family are inside the
closed shelter and that the application should proceed despite their
presence.
Simplifying and clarifying criteria and factors for
determining AEZ distances of either 100 or 25 feet by basing the AEZ on
application method. EPA has removed the language and criteria
pertaining to spray quality and droplet size, as proposed, so that all
ground spray applications from a height greater than 12 inches are
subject to the same 25-foot AEZ.
As discussed further in this document, these revisions take into
consideration the comments received from the public in response to the
AEZ proposed rule (84 FR 58666, November 1, 2019) (FRL-9995-47) (Ref.
2).
D. Why is the Agency taking this action?
As further described in Unit II.B. of the proposed rule (Ref. 2),
EPA initiated this rulemaking to clarify and simplify the WPS AEZ
requirements in response to feedback about the AEZ requirements in the
2015 WPS rule from members of the agricultural community, including the
U.S. Department of Agriculture (USDA), state pesticide regulatory
agencies (i.e., State Lead Agencies (SLAs)) and organizations, and
several agricultural interest groups, as well as discussions with the
Pesticide Program Dialogue Committee (PPDC) and public comments. This
rulemaking is also responsive to the Agency's efforts to reduce burden
on regulated entities, while providing the necessary protections for
agricultural workers and the public. EPA remains committed to ensuring
the protection of workers and persons in areas where pesticide
applications are taking place. The AEZ and no contact provisions aim to
ensure such protections. EPA also has a strong interest in promulgating
regulations that are enforceable, clear, and effective.
E. What are the estimated incremental impacts of this action?
EPA evaluated the potential incremental economic impacts and
determined that these changes reduce existing burden. This analysis
(Ref. 3), which is available in the docket, is summarized here.
The primary benefit of revising the AEZ requirements is a reduction
in the complexity of applying a pesticide and improving the compliance
and enforceability of the requirements. This deregulatory action is
expected to reduce the burden for affected entities because the revised
requirements are expected to substantially reduce the complexity of
arranging and conducting a pesticide application. EPA has not, however,
quantified the anticipated cost savings.
[[Page 68762]]
II. Context and Goals of This Rulemaking
A. Context for This Rulemaking
1. Statutory authority. Enacted in 1947, FIFRA established a
framework for the pre-market registration and regulation of pesticide
products; since 1972, FIFRA has prohibited the registration of
pesticide products that cause unreasonable adverse effects. FIFRA makes
it unlawful to use a pesticide in a manner inconsistent with the
labeling and gives EPA's Administrator authority to develop regulations
to carry out the Act. FIFRA's legislative history indicates that
Congress specifically intended for FIFRA to protect workers and other
persons from occupational exposure directly to pesticides or to their
residues (Ref. 4).
Under FIFRA's authority, EPA has implemented measures to protect
workers, handlers, other persons, and the environment from pesticide
exposure in two primary ways. First, EPA includes product-specific use
instructions and restrictions on individual pesticide product labeling.
These instructions and restrictions are the result of EPA's stringent
registration and reevaluation processes and are based on the risks of
the particular product. Since users must comply with directions for use
and restrictions on a product's labeling, EPA uses the labeling to
convey mandatory requirements for how the pesticide must be used to
protect people and the environment from unreasonable adverse effects of
pesticide exposure. Second, EPA enacted the WPS to expand protections
against the risks of agricultural pesticides without making individual
product labeling longer and much more complex. The WPS is a uniform set
of requirements for workers, handlers, and their employers that are
generally applicable to all agricultural pesticides and are
incorporated onto agricultural pesticide labels by reference. Its
requirements complement the product-specific labeling restrictions and
are intended to minimize occupational exposures generally.
2. EPA's regulation of pesticides. EPA uses a science-based
approach to register and re-evaluate pesticides in order to protect
human health and the environment from unreasonable adverse effects that
might be caused by pesticides. The registration process begins when a
manufacturer submits an application to register a pesticide. The
application must contain required test data, including information on
the pesticide's chemistry, environmental fate, toxicity to humans and
wildlife, and potential for human exposure. EPA also requires a copy of
the proposed labeling, including directions for use and appropriate
warnings.
Once an application for a new pesticide product is received, EPA
conducts an evaluation, which includes a detailed review of scientific
data to determine the potential impact on human health and the
environment. EPA considers the risk assessments and results of any peer
review and evaluates potential risk management measures that could
mitigate risks that exceed EPA's level of concern. In the registration
process, EPA evaluates the proposed use(s) of the pesticide to
determine whether it would cause adverse effects on human health, non-
target species, and the environment. In evaluating the impact of a
pesticide on occupational health and safety, EPA considers the risks
associated with use of the pesticide (occupational, environmental) and
the benefits associated with use of the pesticide (economic, public
health, environmental). However, FIFRA does not require EPA to balance
the risks and benefits for each exposed group individually. For
example, a product may pose risks to workers, but those risks may
nevertheless be reasonable in comparison to the economic benefit of
continued use of the product to society at large.
If the application for registration does not contain sufficient
evidence for EPA to determine that the pesticide meets the FIFRA
registration criteria, EPA communicates to the applicant the need for
more or better refined data, labeling modifications, or additional use
restrictions. Once the applicant has demonstrated that a proposed
product meets the FIFRA registration criteria and any applicable
requirements under the Federal Food, Drug, and Cosmetic Act (FFDCA), 21
U.S.C. 321 et seq., EPA approves the registration subject to any risk
mitigation measures necessary to meet the FIFRA registration criteria.
EPA devotes significant resources to the regulation of pesticides to
ensure that each pesticide product meets the FIFRA requirement that
pesticides not cause unreasonable adverse effects to the public and the
environment.
When EPA approves a pesticide, the labeling generally includes all
risk mitigation measures required by EPA for the particular pesticide
product and the uses specified on its label. The risk mitigation
measures may include requiring certain engineering controls, such as
the use of closed systems for mixing pesticides and loading them into
application equipment to reduce potential exposure to those who handle
pesticides; establishing conditions on the use of the pesticide by
specifying certain use sites, maximum application rate or maximum
number of applications; or establishing restricted entry intervals
(REIs) during which entry into an area treated with the pesticide is
generally prohibited until residue levels have declined to levels
unlikely to cause unreasonable adverse effects. Because users must
comply with the directions for use and use restrictions on a product's
labeling, EPA uses the labeling to establish and convey mandatory
requirements for how the pesticide must be used to protect the
applicator, the public, and the environment from pesticide exposure.
Under FIFRA, EPA is required to review periodically the
registration of pesticides currently registered in the United States.
The 1988 FIFRA amendments required EPA to establish a pesticide
reregistration program. Reregistration was a one-time comprehensive
review of the human health and environmental effects of pesticides
first registered before November 1, 1984 to ensure that these
pesticides' registrations were consistent with contemporary standards.
The 1996 amendments to FIFRA required that EPA establish, through
rulemaking, an ongoing ``registration review'' process of all
pesticides at least every 15 years. The final rule establishing the
registration review program was signed in August 2006 (71 FR 45720,
August 9, 2006) (FRL-8080-4), and is promulgated in 40 CFR part 155.
The purpose of both re-evaluation programs is to review all pesticides
registered in the United States to ensure that they continue to meet
current safety standards based on up-to-date scientific approaches and
relevant data.
Pesticides reviewed under the reregistration program that met
current scientific and safety standards were declared ``eligible'' for
reregistration. The results of EPA's reviews are summarized in
Reregistration Eligibility Decision (RED) documents. Often before a
pesticide could be determined ``eligible,'' additional risk reduction
measures had to be put in place. For a number of pesticides, measures
intended to reduce exposure to handlers and workers were needed and are
now reflected on pesticide labeling. To address occupational risk
concerns, REDs include mitigation measures such as: Voluntary
cancellation of the product or specific use(s); limiting the amount,
frequency, or timing of applications; imposing other application
restrictions; classifying a product or specific use(s) for restricted
use only by certified applicators; requiring the use
[[Page 68763]]
of specific personal protective equipment (PPE); establishing specific
REIs; and improving use directions. During this process, EPA also
encouraged registrants to find replacements for the inert ingredients
of greatest concern. As a result of EPA's reregistration efforts,
current U.S. farm workers are not exposed to many of the previously
used active and inert ingredients that were of the greatest
toxicological concern. And for most of the older products that remain
registered, reregistration resulted in the inclusion of additional risk
mitigation measures on the label.
EPA's registration review program is a recurring assessment of
products against current standards. EPA reviews each registered
pesticide at least every 15 years to determine whether it continues to
meet the FIFRA standard for registration. Pesticides registered before
1984 were reevaluated initially under the reregistration program. These
and pesticides initially registered in 1984 or later are all subject to
registration review.
In summary, EPA's pesticide reregistration and registration reviews
assess the specific risks associated with particular chemicals and
ensure that the public and environment do not suffer unreasonable
adverse effects from those risks. EPA implements the risk reduction and
mitigation measures identified in the pesticide reregistration and
registration review programs through amendments to individual pesticide
product labeling.
3. The Agricultural Worker Protection Standard (WPS). The
Agricultural WPS regulation in 40 CFR part 170 is incorporated on
certain pesticide product labeling through a statement in the
agricultural use box. The WPS provides a comprehensive collection of
pesticide management practices generally applicable to all agricultural
pesticide use scenarios in crop production, complementing the product-
specific requirements that appear on individual pesticide product
labels.
The risk reduction measures of the WPS may be characterized as
being one of three types: Information, protection, and mitigation. To
ensure that employees will be informed about exposure to pesticides,
the WPS requires that workers and handlers receive training on general
pesticide safety, and that employers provide access to information
about the pesticides with which workers and handlers may have contact.
To protect workers and handlers from pesticide exposure, the WPS
prohibits the application of pesticides in a manner that exposes
workers or other persons, generally prohibits workers and other persons
from being in areas being treated with pesticides, and generally
prohibits workers from entering a treated area while an REI is in
effect (with limited exceptions that require additional protections).
In addition, the rule protects workers by requiring employers to notify
them about areas on the establishment treated with pesticides through
posted and/or oral warnings. The rule protects handlers by ensuring
that they understand proper use of and have access to required PPE.
Finally, the WPS has provisions to mitigate exposures if they do occur
by requiring the employer to provide to workers and handlers with an
ample supply of water, soap, and towels for routine washing and
emergency decontamination. The employer must also make transportation
available to a medical care facility if a worker or handler may have
been poisoned or injured by a pesticide and provide health care
providers with information about the pesticide(s) to which the person
may have been exposed.
EPA manages the risks and benefits of each pesticide product
primarily through the labeling requirements specific to each pesticide
product. If pesticide products are used according to the labeling, EPA
does not expect use to cause unreasonable adverse effects. However,
data on incidents of adverse effects to human health and the
environment from the use of agricultural pesticides show that users do
not always comply with labeling requirements. Rigorous ongoing
training, compliance assistance, and enforcement are needed to ensure
that risk mitigation measures are appropriately implemented in the
field. The framework provided by the WPS is critical for ensuring that
the improvements brought about by reregistration and registration
review are realized in the field. For example, the requirement for
handlers to receive instruction on how to use the pesticide and the
application equipment for each application is one way to educate
handlers about updated requirements on product labeling to ensure they
use pesticides in a manner that will not harm themselves, workers, the
public, or the environment. In addition, REIs are established through
individual pesticide product labeling, but action needs to be taken at
the use site to ensure that workers are aware of areas on the
establishment where REIs are in effect and given directions to be kept
out of the treated area while the REI is in effect. The WPS has been
designed to enhance the effectiveness of the existing structure of
protections and to better realize labeling-based risk mitigation
measures at the field level.
B. Goals of This Rulemaking
1. Background and intent of the AEZ requirements. In 2015, EPA
finalized revisions to the WPS for the first time since 1992 (Ref. 1).
As established in the 1992 WPS rule (57 FR 38101, August 21, 1992)
(FRL-3374-6), the pesticide handler's employer and the pesticide
handler are required to ensure that no pesticide is applied so as to
contact, either directly or through drift, any agricultural worker or
other person, other than appropriately trained and equipped pesticide
handlers involved in the application. This requirement is commonly
referred to as the ``Do Not Contact'' provision and has been one of the
key protective and enforcement mechanisms on both pesticide labels and
in the WPS. This requirement prohibits application in a way that
contacts agricultural workers or other persons both on and off the
agricultural establishment where the pesticide is being applied.
The 2015 WPS rule (Ref. 1) added requirements to supplement the
existing requirements and to enhance compliance with safe application
practices designed to protect agricultural workers and bystanders from
pesticide exposure through drift. The 2015 WPS rule established the AEZ
requirements for outdoor production, defined as ``the area surrounding
the application equipment that must be free of all persons other than
appropriately trained and equipped handlers during pesticide
applications.'' The AEZ moves with the application equipment and is no
longer in effect once the pesticide application stops. For aerial, air
blast, and ground applications with fine or very fine droplet size, as
well as fumigations, mists, and foggers, the area encompasses 100 feet
from the application equipment in all directions. For ground
applications with medium or larger droplet size and a spray height of
more than 12 inches from the ground, the area encompasses 25 feet from
the application equipment in all directions. For all other
applications, there is no AEZ.
The 1992 WPS rule prohibited agricultural employers from allowing
or directing any agricultural worker or other person other than trained
and properly equipped pesticide handlers involved in the application to
enter or remain in the treated area until after the pesticide
application is complete. The 2015 WPS rule further prohibited the
employer from allowing anyone in the
[[Page 68764]]
part of the AEZ (which can extend beyond the treated area) that is
within the boundaries of the establishment. For example, employers and
handlers must ensure that workers in adjacent fields or buildings
within their establishment move out of an AEZ as the pesticide
application equipment passes; workers could return once the equipment
has moved on (provided no REI is in effect in that area; the treated
area does not map to the AEZ). The 2015 WPS rule also required handlers
to ``immediately suspend a pesticide application'' if anyone other than
a trained and properly equipped handler is within the AEZ, including
any part of the AEZ beyond the boundaries of the agricultural
establishment.
These restrictions were intended to reduce incidents, or the
probability of incidents, in which people in areas adjacent to
pesticide applications could be affected by drift. Additionally, the
purpose of the AEZ was to supplement and establish written controls to
guide employers and handlers on how to comply with the primary
prohibition against applying pesticides in a manner that results in
contact to others by establishing a well-defined area from which
persons generally must be excluded during applications. The AEZ
requirement was just one of the many worker and public health
protection tools incorporated into the 2015 WPS rule to emphasize one
of the key safety points in the WPS and on pesticide labels in
general--do not spray people.
2. Stakeholder engagement after the 2015 WPS rule. Shortly after
the publication of the 2015 WPS rule and during the Agency's extensive
outreach and training efforts for State Lead Agencies (SLAs) after
promulgating the rule, some SLAs and organizations that represent SLAs
began raising concerns about the AEZ requirements (Ref. 5). Frequent
comments about the AEZ included concerns about its complexity and
enforceability. In an effort to address questions and concerns raised
by SLAs early on during the initial outreach and training efforts, EPA
issued an AEZ-specific guidance in April 2016 (Ref. 6). Despite this
guidance, EPA continued to hear from key stakeholder groups, including
those representing SLAs such as the Association of American Pesticide
Control Officials (AAPCO) (Ref. 7) and the National Association of
State Departments of Agriculture (NASDA) (Ref. 8), regarding their
concerns around the AEZ requirements.
In accordance with Executive Order 13777, Enforcing the Regulatory
Reform Agenda (82 FR 12285, March 1, 2017), and based on the feedback
received up to that point, EPA solicited additional public comments on
the AEZ and other provisions of the WPS in the spring of 2017 on
regulations that may be appropriate for repeal, replacement, or
modification as part of the Agency's Regulatory Reform Agenda efforts.
EPA encouraged entities significantly affected by Federal regulations,
including state, local, and tribal governments, small businesses,
consumers, non-governmental organizations, and trade associations, to
provide input and other assistance, as permitted by law. EPA received
comments from stakeholders on the WPS regulations, as amended in 2015,
as part of the public's response to the Executive Order 13777 request.
These revisions are also in the spirit of Executive Order 13790,
Promoting Agriculture and Rural Prosperity in America (82 FR 20237,
April 25, 2017), the intent of which was to help ensure that regulatory
burdens do not unnecessarily encumber agricultural production or harm
rural communities. The Executive Order required USDA to assemble an
interagency taskforce, including EPA, to identify legislative,
regulatory, and policy changes to promote in rural America agriculture,
economic development, job growth, infrastructure improvements,
technological innovation, energy security, and quality of life.
Information pertaining specifically to EPA's evaluation of existing
regulations under Executive Order 13777, including the comments
received, can be found at https://www.regulations.gov under docket ID
number EPA-HQ-OA-2017-0190. Among the comments received, approximately
25 commenters provided input specific to the AEZ requirements in the
2015 WPS rule. Commenters on the AEZ requirements included SLAs, state
organizations/associations, an agricultural coalition, farm bureau
federations, grower and trade organizations, and a retailer
organization (Ref. 9). Commenters discussed the need for changes to
several WPS requirements, including the AEZ. Comments on the AEZ from
organizations representing SLAs and agricultural interests raised
concerns about the states' ability to enforce the AEZ requirements,
expressed a need for clarity about how the requirement was intended to
work, described problems with worker housing near treated areas, and
the perception of increased burden on the regulated community. As noted
in several of the SLA comments, including those submitted by AAPCO,
EPA's efforts to address some of the concerns raised since 2015 through
guidance have not been adequate. Commenters also indicated that EPA did
not provide the necessary clarity to assist state regulatory agencies
with compliance and enforcement activities.
In addition to comments received through the Regulatory Reform
Agenda process, EPA solicited feedback on the WPS and AEZ requirements
from the Pesticide Program Dialogue Committee (PPDC). The PPDC is a
federal advisory committee that includes a diverse group of
stakeholders from environmental and public interest groups, pesticide
manufacturers, trade associations, commodity groups, public health and
academic institutions, federal and state agencies, and the general
public. In May 2017, the PPDC discussed the implementation of the WPS
in general as part of the ongoing Executive Order 13777 efforts (Ref.
10). On November 2, 2017, PPDC members again discussed the WPS
requirements for the application exclusion zone in a public meeting
with EPA (Ref. 11). Feedback EPA received on the AEZ revolved around
the need to develop additional training and enhanced guidance for
certain scenarios to ensure the success of the provision. With this
feedback in mind, EPA addressed the remaining AEZ issues with a second
guidance document, issued in February 2018 (Ref. 12). Despite this
additional guidance, feedback from SLAs indicated that this guidance
was still unable to adequately address the issues identified during the
Regulatory Reform process and the Agency's outreach efforts.
Requests from SLAs to clarify and simplify WPS AEZ requirements,
together with comments received through 2018 from various stakeholders
regarding the need for improved clarity and guidance on the AEZ
requirements, and the Agency's inability to effectively address all AEZ
issues through guidance, prompted EPA's decision to address these
issues through rulemaking.
III. Proposed Changes to the AEZ Requirements
On November 1, 2019 (Ref. 2), EPA proposed narrow updates to the
WPS regulation to improve the long-term success of the Agency's AEZ
requirements. Specifically, EPA proposed to:
Modify the AEZ so it is applicable and enforceable only on
an agricultural employer's property, where an agricultural employer can
lawfully exercise control over employees and bystanders who could fall
within the AEZ. As currently written, the off-farm aspect of this
provision has proven difficult for state regulators to enforce. These
proposed changes would enhance
[[Page 68765]]
both enforcement and implementation of the AEZ for state regulators and
agricultural employers respectively. Off-farm bystanders would still be
protected from pesticide applications by the existing ``do not
contact'' requirement that prohibits use in a manner that would contact
unprotected individuals.
Add clarifying language indicating that pesticide
applications which have been suspended due to individuals entering an
AEZ may be resumed after those individuals have left the AEZ.
Simplify the criteria for deciding whether pesticide
applications are subject to the 25- or 100-foot AEZ.
Exempt the owners of certain family-owned farms from the
AEZ requirements in regard to immediate family members who remain
inside closed buildings, housing, or shelters on the establishment.
This would allow farm owners and their immediate family members to stay
in their homes or other enclosed structures on their property during
certain pesticide applications. EPA proposed these targeted updates to
improve enforceability for state regulators and reduce regulatory
burdens for farmers while maintaining public health protections for
farm workers and other individuals near agricultural establishments
that could be exposed to agricultural pesticide applications.
IV. Public Comments
The public comment period for the proposed rule closed on January
30, 2020. EPA received 126 unique submissions to the docket, of which
three were mass mail/signature campaigns that included over 28,000
written comments and/or signatures. Commenters included state pesticide
regulatory agencies and associations, farmworker advocacy
organizations, public health associations and professionals, growers
and grower organizations, agricultural producer organizations,
applicators and applicator organizations, farm bureaus, concerned
citizens, and others. Comments and EPA's responses to these comments,
including those that do not raise significant issues or substantially
change the proposed requirements, are in a Response to Comments
document (Ref. 13) that is available in the docket for this action.
Those comments that have prompted changes to the proposed requirements
for the final rule are discussed in Unit V, which describes the
comments and the final requirements. In this unit, EPA is providing a
summary of the substantive issues raised by comments and EPA's
responses, which are discussed in detail in the Response to Comment
document (Ref. 13).
A. Support for the Rulemaking
1. Comments. Of the 126 unique submissions to the docket,
approximately 16 commenters submitted comments in support of EPA's
efforts to clarify and simplify the AEZ requirements of the WPS, noting
that these changes would result in improved enforceability and
compliance while maintaining other protections intended to ensure the
safety of workers or other persons from contact during pesticide
applications. In addition to general support, 10 of these commenters
provided additional recommendations to further improve upon the
proposed changes.
2. EPA Response. EPA appreciates the commenters' general support
for the proposed revisions. EPA acknowledges that several commenters
provided additional feedback or recommendations on ways to improve the
AEZ provision, which will be discussed in more detail in the following
sections of this document and in the Response to Comments document
(Ref. 13).
B. Opposition to the Rulemaking
1. Comments. Most of the comments submitted to the docket expressed
opposition to EPA finalizing the proposed changes. Of the 126 unique
submissions to the docket, EPA received 110 unique submissions in
opposition to the proposed rule changes. This includes 3 mass mail/
signature campaigns with 28,202 signatures or general comments of
opposition and 89 individual comments submitted to the docket. Some of
these comments speak to personal experiences with pesticide exposures,
while others asked EPA in general to protect human health and the
environment by maintaining the AEZ requirements. Other commenters
stated that EPA should not allow humans to be sprayed, and that all
people should receive adequate protections both on and off the
establishment. In addition to the general comments received in
opposition to the proposed rule, EPA received approximately 18 comments
with more specific recommendations and concerns on the proposed rule,
including feedback on EPA's analyses and rationale for the proposed
changes.
2. EPA Response. EPA appreciates the many commenters who provided
personal stories about experiences with pesticide exposures. These and
many other experiences are some of the reasons EPA implements and
supports the WPS requirements and makes every effort to ensure workers
and bystanders are protected from pesticide risks.
EPA generally agrees with the commenters regarding protecting
workers and bystanders from exposure during pesticide applications and
believes that many of the comments result from deficiencies in the
proposed rule's explanation of the proposed changes. Many of the
commenters thought that by limiting the AEZ requirements to within the
boundaries of the establishment where owners have the ability to
control the movement of people, thereby excepting individuals off the
establishment or on easements, and by exempting agricultural
establishment owners and their immediate families from leaving their
homes that are within the AEZ boundaries, EPA was permitting handlers
to spray pesticides in a manner that would result in people being
contacted by pesticides and being unnecessarily exposed. This is a
misunderstanding of the proposed rule, which retained protections
sufficient to protect workers, bystanders, and family members.
Consistent with both agricultural pesticide labels and the WPS
since 1994, the handler employer and the handler must ensure that no
pesticide is applied so as to contact, directly or through drift, any
worker or other person, other than appropriately trained and equipped
handlers involved in the application. This is a long-standing
requirement, often referred to as the ``Do Not Contact'' provision,
that was in place before (and after) EPA finalized its updates to the
2015 rule that introduced the concept of the AEZ. The AEZ, when
considered by the agency, was initially framed as a set of guiding
practices to support the ``Do Not Contact'' provision. Although EPA
proposed that the AEZ would no longer apply to areas outside of the
agricultural establishment's boundaries or to those outside of the
agricultural employer's control (e.g., those who are working on or in
easements), EPA did not propose any change to the requirement that
handlers must ensure that their application does not contact persons
directly or through drift. If a handler has any reason to believe that
workers or bystanders may be contacted by a pesticide during a
pesticide application, the application should not take place until
either those individuals leave the area or the handler can take
measures to ensure that contact will not occur. Otherwise, the handler
risks causing harm to others and violating the WPS and pesticide label.
EPA acknowledges it is critical to educate handlers and others on
how to prevent pesticide exposure from
[[Page 68766]]
occurring. The AEZ guidance documents issued by EPA since 2016 state
that applications near establishment borders can continue provided that
the applicator or handler follows certain measures or steps to ensure
that applications will not result in individuals being contacted by
spray or through drift off the establishment. As noted in these
guidelines, this same information is incorporated into required WPS
handler training programs (see 40 CFR 170.501 for handler training
requirements) approved by EPA since June 2018. Most of these approved
handler trainings are available through one of EPA's cooperative
agreements at https://www.pesticideresources.org/wps/training/handlers.html. EPA-approved training programs will continue to provide
this valuable information (including training related to the AEZ) to
handlers regarding how to the comply with the ``Do Not Contact''
provision. EPA is open to working with the various stakeholder groups
on other training or supplemental educational materials for handlers.
Ultimately, EPA and stakeholders have a shared interest in providing
handlers with information and tools needed to prevent pesticides
contacting anyone on or off the establishment.
C. EPA's Administrative Record and Justifications for the AEZ Changes
1. Comments. Several commenters, including some advocacy groups,
individuals within the public health field, and a joint letter signed
by seven State Attorneys General (AG) offices, expressed opposition and
concern regarding EPA's justification of the proposed AEZ changes. The
commenters argued that EPA's proposal reflected an unsupported change
in the position EPA took when promulgating the 2015 Rule. These
commenters argued that the proposed rule rests on new conclusions based
substantially on the same evidence the agency considered when reaching
the opposite conclusions in 2015. Several commenters argued that if
finalized, this rulemaking would likely violate the Administrative
Procedure Act (APA) because the revisions reflect an unjustified and
unsupported departure from the agency's prior position. Furthermore,
these commenters maintain that the agency's explanation that changes
are necessary to facilitate state compliance efforts is contrary to the
evidence.
Commenters frequently pointed to EPA's 2015 WPS rule where EPA
concluded that creating the AEZ was a necessary supplemental protection
because the ``do not contact'' requirement was not sufficiently
protecting people against harmful pesticide exposure. They also noted
that EPA further cited specific instances of pesticide exposure beyond
the boundaries of the agricultural establishment that the AEZ as
finalized in 2015 could have prevented, but that a more limited AEZ
would not. They suggested that the AEZ proposal reverses course
entirely from that position and that it would be arbitrary and
capricious to limit the AEZ without new evidence just five years after
establishing the AEZ, with no explanation of why EPA's assessment of
those facts in 2015 was incorrect.
Commenters dispute the reasons EPA presented to demonstrate the AEZ
as established in 2015 is unworkable or difficult to administer. As
evidence, the commenters cited EPA's reliance on feedback solicited and
received in 2016 and 2017 through three venues:
Training and outreach to state pesticide regulatory
agencies;
as part of EPA's ``Regulatory Reform Agenda'' efforts in
2017; and
two meetings of the PPDC in 2017.
The commenters suggest that EPA's reliance on these venues to
support the proposed change is irrational and mischaracterized.
For example, commenters maintain that feedback from EPA's training
and outreach to state agencies in 2016 cannot form a rational basis for
the proposal because EPA's own Inspector General concluded that the
agency's training efforts to prepare the regulated community for
compliance with the 2015 WPS were woefully deficient. Commenters cited
a 2018 evaluation by the EPA Office of Inspector General (OIG) that
found that ``essential'' training and implementation materials--
including the WPS Inspection Manual and How to Comply manual--were not
available through 2016 (Ref. 14). As a result, they cite that ``many
state officials said they were not given the time, tools, or resources
to successfully implement the revised WPS'' by January 2, 2017, the
compliance date for certain revisions.
Commenters also discussed information received in response to the
agency's ``Regulatory Reform'' solicitations in the spring of 2017, the
provisions of the AEZ that the agency now proposes to modify were not
even in effect at the time. The ``suspend application'' provisions of
the AEZ had a compliance date of January 1, 2018. Commenters argued it
would be irrational to rely on comments submitted in 2017 to support
the proposition that the AEZ requirements are too hard to work with,
when key requirements had not even come into effect.
Several advocacy organizations and the letter from the State AGs
also commented on EPA's reliance on feedback from the Pesticide Program
Dialogue Committee (PPDC), a federal advisory committee under the
Federal Advisory Committee Act, 5 U.S.C. App.2, that consists of
representatives from user/grower groups, environmental, public
interest, and animal welfare groups, farmworker representatives, public
health representatives, chemical and biopesticides industry and trade
associations, state, local, and tribal government, and federal
agencies. The commenters stated that EPA's reliance on PPDC's feedback
is flawed, and that EPA failed to disclose that the PPDC met and
decided that there were no AEZ issues that necessitated revoking or
curtailing it, and that they believed any potential issues could be
addressed through guidance, education, and training (Ref. 13).
Commenters cited that in the transcript, an EPA official summarized the
discussion with respect to AEZ by noting that ``what we largely talked
about was the need to develop some additional and enhanced guidance
around certain scenarios.''
2. EPA Response. The feedback EPA has received since finalizing the
2015 WPS, and the Agency's attempts at addressing these concerns,
influenced EPA's approach to revising the AEZ requirements in the
proposed rule. Based on the commenters' statements, EPA believes it is
necessary to more fully describe the process and the record relied
upon, provide more context on the steps taken to address issues raised
between 2015 and the proposed AEZ rulemaking and why a departure from
the 2015 WPS justification for the AEZ is both warranted and will not
result in unreasonable adverse effects.
In late 2015 and early 2016, during the Agency's extensive outreach
and training efforts for SLAs, some SLAs raised concerns about the AEZ
requirements. Frequent comments about the AEZ included concerns about
its complexity and enforceability, and that it would be difficult for
states to provide compliance assistance in the absence of clear
guidance from the Agency. In an effort to address some of the initial
questions and concerns raised by SLAs during these efforts, EPA issued
AEZ-specific guidance in April 2016 (Ref. 6). In the document, EPA
interpreted the suspension requirement for people within the AEZ, but
off the establishment, to mean that applications could resume if
handlers take measures
[[Page 68767]]
to ensure workers will not be contacted by sprays, such as:
Assessing the wind and other weather conditions to confirm
they will prevent workers or other persons from being contacted by the
pesticide either directly or through drift;
adjusting the application method or employing drift
reduction measures in such a way to ensure that resuming the
application will not result in workers or other persons off the
establishment being contacted by the pesticide;
asking the workers or other persons to move out of the AEZ
until the application is complete; or,
adjusting the treated area or the path of the application
equipment away from the workers or other persons so they would not be
in the AEZ.
While this guidance addressed some of the issues raised, EPA
continued to hear from SLAs and state associations representing SLAs
regarding their concerns around the AEZ and the need for additional and
clearer guidance on the AEZ specifically and the WPS in general (Refs.
7, 8). In an effort to address the concerns, EPA assisted a cooperative
agreement partner on a comprehensive ``How-to-Comply'' manual, released
in late 2016 (Ref. 15).
Despite these efforts, SLAs continued to bring to EPA issues
regarding the AEZ. Several SLAs, AAPCO, and NASDA submitted comments on
these issues under Executive Order 13777 about their concerns (Ref. 9).
These commenters continued to express concerns about a lack of clear
AEZ guidance and the resulting confusion for both growers and state
pesticide regulatory agencies. These concerns were grounded in the
SLAs' preparations to enforce the AEZ requirement and could not
reasonably be ignored solely on account of preceding the AEZ compliance
date, as commenters propose. As a result of these and other comments,
EPA decided to raise this issue for discussion during the 2017 PPDC
meetings.
During a meeting on May 4, 2017, EPA and PPDC members briefly
discussed and flagged for further discussion the challenges in
understanding the AEZ requirement, and obstacles to enforcement,
compliance assistance, and education. On November 2, 2017 (Ref. 11),
EPA and PPDC members discussed the AEZ in more detail. To clarify EPA's
record, EPA acknowledges that the commenters are correct that the PPDC
did not recommend that rulemaking was required to achieve better
compliance with the AEZ requirements. Rather, the feedback EPA received
on the AEZ revolved around the need for additional training and
enhanced guidance around certain scenarios to ensure the success of the
AEZ provision.
Following the PPDC's feedback on needing enhanced guidance, EPA
completed a second AEZ guidance document. In the February 2018 guidance
document (Ref. 12), EPA attempted to clarify the remaining issues on
implementing the AEZ both on and off the establishment. Building upon
the April 2016 guidance, EPA addressed the off-establishment AEZ by
explaining what steps to take when someone enters the AEZ that is
located off the establishment, when and under what circumstances
handlers can resume pesticide applications that have been suspended, as
well as providing more detail about how to evaluate situations and what
measures can be taken when people are within the AEZ but off the
establishment. Similarly, EPA updated the WPS Inspection Manual (Ref.
16) in August 2018 with some of the same language and references to the
2016 and 2018 guidance documents and additional guidance for inspectors
on compliance and enforcement when persons are in the AEZ but outside
of the boundaries of the establishment or within easements. This
detailed information is provided in both the February 2018 guidance
document, the 2018 WPS Inspection Manual, and the response to comments
document for this rulemaking.
The guidance documents issued between 2016 and now clarify that
applications near establishment boundaries can occur when people are in
the AEZ but outside of the boundaries of the establishment, provided
that the applicator/handler follows all labeling requirements and takes
the appropriate steps to prevent contact from occurring. While EPA
believed this to be a workable and reasonable solution for implementing
the AEZ requirements off the establishment, SLAs continued to inform
EPA that guidance did not adequately address their issues. In
particular, even though an applicator/handler ensures that conditions
are favorable or takes measures to prevent drift off the establishment,
the AEZ regulatory text could be read as prohibiting the application
and risking of an enforcement action, even if a contact does not occur.
As one SLA stated in their public comment to the AEZ proposal, guidance
does not ``carry the weight and authority'' of codified regulations,
and that their state AG had advised their office that they would be
``on shaky ground were we to ignore the plain language of the Standard
and regulate based on interpretative guidance.''
EPA agrees that guidance does not carry the weight of regulation,
and that handlers and handler employers may be concerned about state or
federal authorities taking a strict reading of the regulation. In
addition, handlers unaware of the existing guidance may interpret the
AEZ provision more strictly than necessary. For these reasons, EPA
agrees it is best to revise the regulation itself to clarify that the
AEZ does not extend beyond the boundaries of the establishment and does
not apply on or in easements where agricultural employers do not have
control.
Despite proposing to limit the AEZ to within the boundaries of the
establishment, public comments submitted by SLAs, AAPCO, and NASDA on
the proposal emphasized that workers and bystanders have many
protections provided by:
The whole suite of WPS requirements, including the AEZ on
the establishment, the ``Do No Contact'' provision at 40 CFR
170.505(a), the REI, and others;
the certification and training regulations governing
applicators of RUPs; and,
product-specific labeling requirements and the pesticide
label statement which prohibits applications to be made in such a way
that workers or other persons are contacted by pesticides, either
directly or through drift. (Note: The ``Do Not Contact'' requirement is
provided on labels as well as in the WPS.)
These requirements work together to protect people from exposure to
pesticides during applications. The trained handler or applicator
should understand the principles underlying the AEZ requirement and how
it relates to the ``Do Not Contact'' requirement. Any applicator or
handler with any reason to believe someone may be contacted during the
application, should suspend the application until they can assure
people would not be contacted by pesticides. Otherwise, the applicator
or handler would be at risk of violating the WPS and FIFRA.
EPA's risk assessments and registration decisions presume that no
workers or other persons are being sprayed directly. Before the WPS
2015 revision, details on how to comply with the ``Do Not Contact''
provision was limited. With the 2015 revision, EPA's intention with the
AEZ requirement was to provide applicators and handlers with specific
criteria for suspending applications and actions to prevent contact
with pesticides during
[[Page 68768]]
applications. When developing the 2015 WPS rule, EPA found that
incidents of exposure to drift or direct spray and other misuse
violations continued to occur.
Based on the comments in opposing the changes, EPA recognizes that
the AEZ proposed rule lacked important details and information on
several fronts. Specifically, how the Agency intends to equip handlers
with knowledge and tools to prevent contacting persons off the
establishment with pesticides during applications; why the Agency
believes the ``Do Not Contact'' provision is the most appropriate
mechanism to prevent contacting persons off the establishment with
pesticides; and why the ``Do Not Contact'' provision is adequately
protective for persons off-establishment, despite the Agency's 2015
assessment.
The Agency believes that the enhanced training requirements of the
2015 WPS should substantially increase compliance with the ``Do Not
Contact'' requirement. The AEZ requirement provides an extra measure of
assurance that applications will not result in worker or bystander
exposure. This extra measure of assurance may be considered a redundant
protection, but EPA considered it appropriate based on its 2015
understanding that the burdens of compliance with the AEZ would be
minimal, inasmuch as the handler and handler employer were already
required to take all steps necessary to prevent contact to workers or
other persons. The changes to the AEZ (making it inapplicable off-
establishment and to easements and the immediate family exemption)
reflect EPA's current understanding that in certain circumstances, the
AEZ imposes burdens that are disproportionate to the need for the extra
measure of assurance the AEZ is intended to provide.
D. Adequacy and Enforcement of the ``Do Not Contact'' Provision Versus
the AEZ
1. Comments. Several farmworker advocacy groups, former pesticide
regulators, and the State AGs' letter argue that the ``Do Not Contact''
provision has a history of shortcomings and despite the clear
prohibition against spraying pesticides so as to contact workers or
bystanders, EPA updated the WPS precisely because contact was still
occurring. The commenters acknowledge that the ``Do Not Contact''
provision is an important mechanism, but it alone is not enough to
protect workers and bystanders. Furthermore, several commenters argue
that the ``Do Not Contact'' provision lacks specific guidance to the
handler or applicator on how to comply with the provision and protect
bystanders. By contrast, they point out that the AEZ provision clearly
explains what must be done to protect workers and bystanders; spraying
must be suspended if anyone is in the AEZ. While the ``Do Not Contact''
provision provides an important protection against pesticide poisoning,
commenters argue that the vagueness and lack of instruction for the
owner/applicator is part of what lead to the inclusion of the AEZ in
the 2015 WPS.
Commenters argue that the AEZ proactively protects against
pesticide poisoning by requiring the suspension of application before
anyone is sprayed while in contrast the ``Do Not Contact'' provision
can be enforced only after contact with pesticides has occurred. The
``Do Not Contact'' provision prohibits action that once violated will
have already resulted in harm to workers. Thus, they argue that
enforcement of the ``Do Not Contact'' provision does not in itself
prevent harm in the first place. They argue, however, that enforcement
of the AEZ could help prevent a dangerous incident from occurring.
One commenter cites two situations where California enforced the
AEZ provision of the WPS. In January 2017, California amended its
existing worker safety regulations to align with the 2015 Rule,
creating state AEZ provisions, Cal. Code Regs. tit. 3, 6762, that are
equivalent to the 2015 AEZ provisions. The commenter states that
California enforced the AEZ requirement in at least two instances. On
August 16, 2017, fieldworkers pruning tomato plants were exposed to
pesticides during an application to melons less than 100 feet from
where they were working. The fieldworkers suffered adverse health
effects and two of them were taken to the hospital by ambulance.
Similarly, on June 5, 2019, employees working with kiwi vines sought
medical treatment after exposure to pesticides during an application at
a different site less than 100 feet away. In both cases, the county
agricultural commissioners issued administrative civil penalties based
on violations of the California AEZ provisions. The commenter states
that California has not encountered the challenges implementing the AEZ
requirement that EPA has invoked as the reason for the Proposed Rule.
They argue that California's regulations--which mirrors the federal AEZ
provisions--have not been difficult to enforce, are not confusing or
unnecessary, and that it shows that the AEZ requirements are effective
and can be implemented.
At least two other commenters explained that a situation in Texas
that they felt showed it is easier to enforce violations of the AEZ
requirement than the ``Do Not Contact'' provision. In April 2019, an
employee for a nonprofit organization saw a pesticide being applied
from a plane in a field immediately north of another field where more
than 60 workers were working. The two fields belonged to different
owners. The complaint was eventually denied because, regardless of the
workers' proximity to the aerial spray, the inspector believed they
would not have been physically contacted by the pesticides under those
conditions. The commenters argue this demonstrates that the ``Do Not
Contact'' provision can be difficult to enforce, and it would be easier
to prove violations of the AEZ provision.
Overall, the comments argue that EPA's claims in the proposal are
false. Specifically, commenters argue that EPA's claims that the AEZ
offers no more protection than the ``Do Not Contact'' provision already
provides, and that curtailing the AEZ would not reduce protections are
false and are entirely inconsistent with the findings in 2015 that the
AEZ was a necessary supplement to the ``Do Not Contact'' provision.
Furthermore, they state that EPA does not dispute its findings in 2015
that without the AEZ in place, people are still being sprayed, creating
an unreasonable risk.
2. EPA Response. EPA disagrees with commenters on the assertion
that enforcing the ``Do Not Contact'' provision does not prevent harm
in the first place. The ``Do Not Contact'' provision applies in all
situations and application scenarios, regardless of whether the AEZ is
required or has been followed. The primary safety goal of any
application is to prevent pesticides from contacting people. Complying
with the AEZ does not absolve handlers or handler employers from that
primary responsibility. A handler could comply with the AEZ during an
application and yet fail to follow all pesticide labeling requirements
such that pesticide contacts people outside of the AEZ. The combination
of following labeling requirements based on EPA's product-specific risk
assessments and the WPS requirements together play a role in protecting
human health. Reinforcing the need to not spray people is a key piece
of that equation.
The requirement to suspend application if people other than trained
and equipped handlers are in the AEZ was intended to act as a
supplement or guide for applicators on the ``Do Not Contact''
requirement by giving the
[[Page 68769]]
applicator specific criteria for suspending applications. It was EPA's
intent that these specific criteria would be useful to applicators
attempting to comply with the existing ``Do Not Contact'' requirement
beyond the boundaries of the agricultural establishment.
Regardless of whether it is easier in a particular instance to
prove a violation of the AEZ requirement or of the do not contact
requirement, the goal of the WPS is not to create easily proven
violations but to reduce adverse effects to human health and the
environment. EPA believes that the combination of protections created
by the 2015 WPS, notwithstanding the revisions in this final rule,
appropriately achieves that goal. The comments suggest a misplaced
emphasis on creating easily proven violations, irrespective of adverse
effects. EPA is not aware of any AEZ violation having been enforced
without pesticide without contact occurring first, such as the two
cases in California. In the Texas incident cited by the commenters, the
inspector did not find a WPS violation because there was no evidence to
suggest that pesticide contact could have occurred given the workers'
proximity to the application, the application method, and variables
such as weather, wind speed and direction, and vegetation. This is
likely due, in part, to EPA's guidance on how to implement the AEZ off
the establishment, which has interpreted the requirements at 40 CFR
170.505(b) to mean that applications can resume after the handler has
assessed the conditions or used various safety measures to prevent a
situation where individuals could be sprayed accidentally.
Despite EPA's best efforts to offer clarity and a workable solution
through guidance, incongruity remains between EPA's interpretation of
the ``suspend'' requirement as a temporary measure until handlers take
appropriate steps, and how others may interpret the language at 40 CFR
170.505(b) to mean something more strict or permanent. For example,
even though a handler could follow the steps in guidance and EPA-
approved training and apply the pesticide safely without it contacting
a person off the establishment, a state regulator could take an
enforcement action against them if they held a strict reading of the
regulatory requirement to suspend the application. While changes in
this final rule rectify this difficult situation, the goal to prevent
pesticide from contacting others will continue to be met through
required WPS training, including training on how to comply with the
``Do Not Contact'' requirement. Thus, EPA is open to working with the
various stakeholder groups on other training or educational materials
so that handlers have the information and tools so as not to spray
pesticides in a manner that results in contact with anyone on or off
the establishment.
E. EPA's Cost Analysis for the AEZ Proposal
1. Comments. Several commenters, including several advocacy groups
and the joint State AGs letter, argue that EPA's cost analysis for the
AEZ proposal fails to adequately justify the proposed revisions of the
AEZ. Some of the commenters cite EPA's 2015 cost analysis indicating
that the benefits of extending the AEZ beyond the agricultural
establishment's boundaries could be substantial while the burden on
applicators to temporarily suspending applications was minimal.
One commenter states that while the benefits of the proposal
presumably correspond to reducing the ``complexity'' costs of the 2015
AEZ provisions, it is hard to see how a provision that requires the
size (and shape) of the AEZ to change as the application equipment
moves is less complex than a rule establishing an AEZ of a constant
size and shape. Yet, EPA appears to be drawing a different conclusion
now without any effort to explain why it has changed its view of the
benefits and costs of maintaining the larger AEZ. In sum, they argue
that EPA's characterization of the costs and benefits of applying the
AEZ protections beyond the agricultural establishment's boundaries in
the AEZ proposed rule is at odds with the rationale EPA presented in
2015 to justify the AEZ provision.
Another commenter states that the Agency has arbitrarily failed to
quantify the costs of the increased pesticide exposure that would
result from the proposal. Specifically, the comment cites that EPA's
acknowledgement in the proposal that farmworkers and others benefit
from extending the AEZ boundary beyond the agricultural establishment,
but without explanation or support, the proposal characterizes these
benefits as ``minimal.'' Furthermore, the Cost Analysis includes no
discussion--whether quantitative or qualitative--of the costs of
foregoing these protections, or of the increased risks to farmworkers
or others of limiting the AEZ to within the boundaries of the
establishment. Instead, they argue that the Cost Analysis states that
``EPA is unable to quantify any increased risk of pesticide exposure
from revising the AEZ requirements'' and that the Agency asserts
without explanation or support that any increase in this risk ``may be
negligible.'' The Agency cannot avoid its obligation to analyze the
consequences that foreseeably arise merely by saying that the
consequences are unclear. The EPA's refusal to quantify the costs of
the proposal, including the costs of adverse impacts to human health,
is striking given the agency's statutory mandate under FIFRA to protect
humans and the environment from unreasonable adverse effects of
pesticides. As a result, the commenter argues that the APA does not
permit the agency to ignore so central an evidentiary question.
Another commenter argues that the agency failed to support its
assessment of the benefits of weakening the AEZ. EPA first claims that
the proposal is expected to reduce the burden of compliance and lead to
cost savings, but then predicts that ``[i]n general, revising the AEZ
requirement is not expected to result in any quantifiable cost savings
for farms covered by the WPS.'' The commenter then states that an
``analysis that predicts cost savings but refuses to quantify those
savings--indeed, that claims any such savings cannot be quantified--is
not a rational basis for revising the AEZ.''
The commenters argue that given these flaws, the AEZ revisions
would be arbitrary and capricious if finalized.
2. EPA Response. The economic analysis (2015 EA) (Ref. 17) for the
2015 WPS rule was more comprehensive than the cost analysis for the AEZ
proposal. However, the level of analysis specific to the AEZ provision
in the 2015 EA was similar to what was contained in the cost analysis
for the AEZ proposal. In the 2015 EA, the costs of the AEZ were
qualitative, and assumed to be low as the AEZ was designed to
supplement the ``Do Not Contact'' requirements of the WPS and the label
that establish the responsibility of the applicator to prevent
pesticides from contacting people. In both the 2015 EA and the cost
analysis for the AEZ proposal, the discussion was qualitative and
appropriate for a rule change that has impacts on application
requirements and change in risks of exposure that cannot reasonably be
quantified. A qualitative discussion of the potential effects of the
rule is appropriate in the absence of information on which to base
quantitative estimates. EPA's action for this rulemaking is consistent
with the APA.
EPA's statement that changes to the AEZ in the proposed rule would
reduce complexity was referring to restricting the AEZ to the
establishment, removing the complex definition of droplet sizes
[[Page 68770]]
based on the Volume Median Diameter (VMD), and making the size of the
AEZ consistent across application methods. Although restricting the AEZ
to the establishment does potentially change the size and shape of the
AEZ near the edges of the establishment, it does reduce complexity
because, in situations where the applicator is able to apply the
pesticide without contacting any person, the applicator would not be
required to suspend solely on account of the presence of persons who
are outside the control of the agricultural employer. If the AEZ
extends to persons outside the control of the agricultural employer
(either off the farm or on farms through an easement), then the
agricultural employer would be unable to fulfill his or her obligation
to exclude those people. As a result, this could cause the application
to halt for extended periods of time despite the applicator's ability
to take other measures to prevent drift from contacting those people.
The commenters suggested that EPA did not consider the costs of
changing the AEZ in the proposal, which they felt would increase the
risks of pesticide exposure to people who would have been within the
AEZ but off the establishment, within the AEZ and within an easement on
the establishment, or in between the 25 and 100 feet area from
application equipment, if the size of the AEZ were reduced on the
establishment for some application methods. EPA evaluated the potential
for increased risk, and concluded that the ``Do Not Contact''
requirement, the changes to the WPS-required training content in 2015,
and the suite of requirements in the 2015 WPS rule provide effective
protection from pesticide exposures during applications.
F. EPA's Determinations on Environmental Justice (Executive Order
12898) and Children's Health (Executive Order 13045)
1. Comments. Several advocacy commenters, individuals with public
health expertise, State AGs, and general public commenters argued that
EPA failed to comply with its obligations under Executive Order 12898
to address environmental justice (EJ) in minority populations and low-
income populations. Under Executive Order 12898, federal agencies are
directed to identify and address disproportionately high and adverse
human health or environmental effects of their policies on minority
populations and low-income populations in the United States. Commenters
argue that the proposal does not meaningfully address its EJ impacts.
Commenters argue that EPA relies on an unsupported conclusion that the
proposal ``would not have disproportionately high and adverse human
health or environmental effects on minority or low-income
populations.'' Commenters suggest that by EPA failing to take a ``hard
look'' at EJ issues in its review and to identify any method or
analysis, the agency's analysis in the proposal would likely fail to
satisfy the APA's arbitrary-and-capricious standard.
Similarly, commenters argue that EPA failed to comply with
Executive Order 13045, which requires agencies to identify and assess
health and safety risks that may disproportionately affect children and
ensure that activities address disproportionate risks to children.
Commenters cite examples of exposures involving children as well as
various studies and information cited within the 2015 WPS indicating
risks toward children; they argue based on this information, EPA did
not fully consider how eliminating the off-establishment AEZ would
impact children near the boundaries of establishments.
2. EPA Response. EPA does not believe this rulemaking will have
disproportionately high and adverse human health or environmental
effects on minority or low-income populations, nor will it have a
disproportionate effect on children. EPA does consider the
environmental and health protections for risks of agricultural
pesticides to all potentially affected populations and addresses them
in two ways. First, EPA manages the risks and benefits of each
pesticide product primarily through registration and labeling
requirements specific to each pesticide product. Routine pesticide
registration reviews, and subsequent labeling directives as a result of
those reviews, take into account protecting all groups, including
vulnerable groups (e.g., children and EJ communities). Second, the
framework provided by the 2015 WPS is critical for ensuring that the
improvements brought about by reregistration and registration review
are realized. Therefore, if agricultural pesticide products are used
according to their labeling, EPA does not expect there to be
unreasonable adverse effects to children, EJ communities, or anyone
else. Compliance assistance and enforcement also play a role in
ensuring that risk mitigation measures are appropriately implemented in
the field.
As indicated by the commenters, the 2015 WPS went through an
exhaustive public participation to incorporate a number of safety
mechanisms into the regulation, and extensively engaged farmworker
representatives, and when possible, worked directly with workers and
handlers, to solicit their feedback and ideas for improvements. Some of
these retained requirements and improvements to the WPS that promotes
safety included enhanced and expanded training, and notifications;
adding protection requirements such as the AEZ on the establishment;
the ``Do Not Contact'' requirement and REIs; mitigating exposures by
having decontamination supplies available and ensuring that workers
receive emergency assistance if necessary; and establishing a minimum
age of 18 for handler and early entry worker duties. EPA remains
committed to ensuring the long-term success of the WPS and continues to
support ongoing implementation efforts that arose from these
interactions. This includes funding various cooperative agreements that
support implementation and education and reviewing and approving all
trainings to ensure appropriate information is provided to both workers
and handlers on pesticide safety.
One of the areas that has seen a significant improvement as a
result of that feedback involves that of enhanced training in place
since the end of 2018. These enhanced trainings for workers and
handlers include more steps on how to minimize worker and handler
exposure and that of the families from pesticide residues carried from
the treated areas to the home. In one cooperative agreement funded by
EPA, early data provided to the Agency has shown worker knowledge gains
as a result of these improved trainings, which have been provided in
the field for over a year (Ref. 18). While EPA does not have similar
information regarding knowledge gains for handlers, EPA expects that
handler trainings have also increased the overall understanding of the
requirements to ensure safer applications of pesticides. For example,
the requirement for handlers to receive training and instruction on how
to use the pesticide and the application equipment for each application
is one way to inform handlers of updated product labeling requirements
so as not to apply pesticides in a manner that will harm themselves,
workers, the public, or the environment.
EPA-approved trainings since 2018 (83 FR 29013; June 22, 2018) have
also incorporated EPA's 2016 guidance on how to apply pesticides near
establishment borders and provide information on various measures
applicators or handlers can take to prevent individuals from being
contacted by spray or through drift. Those measures include:
[[Page 68771]]
Assessing the wind and other weather conditions to confirm
he/she will prevent workers or other persons from being contacted by
the pesticide either directly or through drift;
Adjusting the application method or employing drift
reduction measures in such a way to ensure that resuming the
application will not result in workers or other persons off the
establishment being contacted by the pesticide;
Asking the workers or other persons to move out of the
area until the application is complete; or
Adjusting the treated area or the path of the application
equipment away from the workers or other persons so they will not be
sprayed.
EPA believes that by having incorporated this information into EPA-
approved training, handlers have the information they need to safely
apply pesticides when the establishment's owner and handler lack
control over people's movements off the establishment. Based on this
information already existing on how to comply with the ``Do Not
Contact'' requirement of the WPS, EPA does not believe the change to
limit the AEZ to within the boundaries of the establishment will result
in unreasonable adverse effects for any persons, including EJ
communities or children, off the establishment. EPA remains committed
to the goal of conveying this information accurately and consistently
through training and supplemental education materials, and the Agency
is open to working with its stakeholders to ensure the information is
current and available.
In regard to the proposed changes to simplify the AEZ criteria for
ground applications (i.e., establish an AEZ of 25 feet when sprayed at
a height greater than 12 inches) on the establishment, EPA determined
that these changes would not result in unreasonable adverse effects on
farmworker communities because the ``Do Not Contact'' requirement
remains in effect. These changes would not result in unreasonable
adverse effects on children because of the minimum age requirement
prohibiting children under the age of 18 from participating in handler
or early entry worker activities also remains in effect. Additionally,
since the owner has control over the movement of people on his or her
establishment, the owner can schedule applications and worker
activities around each other to prevent potential conflicts with the
AEZ and the ``Do Not Contact'' provision. With proper planning, EPA
believes this to be of minimal impact on the establishment.
Commenters cited studies, such as those from Felsot et al. (Ref.
19) and Kasner et al. (Ref. 20), that show that pesticide applications
using fine sprays are prone to drift greater than 25 feet. Some
commenters instead recommended a simplified 100-foot AEZ to ensure that
protections would be increased while meeting EPA's stated goal of
simplifying the AEZ. Drift potential is based on a number of factors in
addition to droplet size, and the AEZ is designed to work in tandem
with other provisions to ensure no contact and other label requirements
(to reduce drift) to protect workers. Simplifying the AEZ criteria can
help handlers better understand and implement the AEZ requirements
successfully and promotes awareness on how to comply with the ``Do Not
Contact'' provision. Additionally, all handlers must take EPA-approved
trainings addressing how the AEZ facilitates compliance with the ``Do
Not Contact'' provision, and by simplifying the AEZ message, EPA
expects that these annual trainings will better inform handlers'
decision-making in regard to preventing contact even where the AEZ
requirement does not apply. EPA believes that the potential costs and
burdens for establishment owners to move workers who are within 100
feet of all ground spray applications would be disproportionate to the
benefits, particularly when making applications using a medium or
larger spray quality. Therefore, EPA has decided to finalize the AEZ
distance requirements on the establishment as proposed. Specifically,
EPA is establishing a 25-foot AEZ for all sprayed applications made
from a height greater than 12 inches from the soil surface or planting
medium, and no longer differentiating between sprayed applications
based on the spray quality or other factors for setting different AEZ
distances for outdoor production. EPA will maintain the existing AEZ
distances of 100 feet for pesticide applications made by the following
methods: Aerially; by air blast or air-propelled applications; or as a
fumigant, smoke, mist or fog. This issue is discussed in more detail in
Unit V.C.
G. Procedural Mandates of FIFRA
1. Comment. One commenter argued that EPA violated FIFRA's
procedural mandates. The commenter cites the requirement at Section
21(b) that before publishing regulations for ``any public health
pesticide,'' the EPA Administrator ``shall solicit the views of the
Secretary of Health and Human Services in the same manner as the views
of the Secretary of Agriculture are solicited under Section 25(a)(2).''
The commenter further cites the definition of ``public health
pesticide,'' which is defined at FIFRA Section 2(nn) as ``any minor use
pesticide product registered for use and used predominantly in public
health programs for vector control or for other recognized health
protection uses, including the prevention or mitigation of viruses,
bacteria, or other microorganisms (other than viruses, bacteria, or
other microorganisms on or in living man or other living animal) that
pose a threat to public health.'' The commenter then states that for
such pesticides, ``[a]t least 60 days prior to signing any proposed
regulation for publication in the Federal Register, the Administrator
shall provide [the Secretary of Health and Human Services] a copy of
such regulation.''
The commenter argues that the protections provided by the WPS
applies to all agricultural pesticides, including public health
pesticides, and that EPA was required to send a copy of the proposed
rule to the Secretary of Health and Human Services (HHS) before it
published the proposal in the Federal Register. By not doing so, the
commenter claims EPA violated this procedural mandate in FIFRA.
2. EPA Response. EPA disagrees with this comment. The WPS only
applies to agricultural establishments, where agricultural pesticides
are used on agricultural plants (``any plant grown or maintained for
commercial or research purposes and includes, but is not limited to,
food, feed, and fiber plants; trees; turfgrass; flowers, shrubs;
ornamentals; and seedlings''). See 40 CFR 170, Subpart D, for the
scope, applicability, and definitions for ``agricultural
establishment'' and ``agricultural plant''. Conversely, Section 21(b)
only applies to ``public health pesticides'' as defined in Section
2(nn) and quoted above.
Because this rulemaking applies only to agricultural pesticides
used on agricultural plants on agricultural establishments, and not to
``public health pesticides'' as defined in FIFRA, the Agency is not
required to solicit the views of the Secretary of HHS in regard to this
rulemaking.
V. The Final Rule
A. Revisions To Address Issues Raised About the AEZ Extending Beyond
the Boundary of the Establishment
1. Proposal. EPA proposed to revise the AEZ provision at 40 CFR
170.505(b) that requires handlers to ``suspend the application'' if a
worker or other person is in the AEZ, which as written in the 2015 WPS
can extend beyond the
[[Page 68772]]
boundaries of the agricultural establishment. EPA proposed to limit the
AEZ to within the boundaries of the agricultural establishment. This
change would make the requirement at 40 CFR 170.505(b) for pesticide
handlers to suspend applications consistent with the requirement at 40
CFR 170.405(a)(2) for agricultural employers to exclude persons from
the AEZ.
The AEZ is an area surrounding pesticide application equipment that
exists only during outdoor pesticide applications. The 2015 WPS added
the AEZ requirements to supplement the ``Do Not Contact'' requirements
to reduce the number of incidents of exposure to pesticides during
agricultural applications. The 2015 WPS requirement at 40 CFR
170.505(b) required pesticide handlers (applicators) making a pesticide
application to temporarily suspend the application if any worker or
other person (besides trained/equipped handlers assisting in the
application) is in the AEZ. The handler must suspend an application if
a worker or other person is in any portion of the AEZ--on or off the
establishment. EPA proposed to revise 40 CFR 170.505(b) so the handler/
applicator would not be responsible for areas of AEZ off the
establishment, where he/she lacks control over persons in the AEZ.
However, EPA did not propose any changes to the existing provision in
the 2015 WPS that prohibits a handler/applicator and the handler
employer from applying a pesticide in such a way that it contacts
workers or other persons directly or through drift (other than
appropriately trained and PPE equipped handlers involved in the
application). This provision will remain the key mechanism for ensuring
the protections of individuals off the establishment from the potential
exposures to pesticides from nearby agricultural pesticide
applications.
2. Final Rule. In the final rule, EPA has adopted the proposed
changes to limit the AEZ to within the boundaries of the establishment
in those areas where the agricultural employer has control over persons
on the establishment.
3. Comments and Responses. a. Comments. Two SLAs, AAPCO, NASDA,
several agricultural stakeholder associations, and farm bureaus
expressed general support for EPA's proposal to limit the AEZ to within
the boundaries of the establishment. These commenters cited some of the
previously identified concerns associated with the AEZ off the
establishment, where the establishment owner has no legal control or
authority over anyone outside the establishment and could thereby
impact applications long-term and potentially on a permanent basis
depending on the presence of fixed structures. Additionally, commenters
from SLAs, AAPCO, and NASDA expressed support for this revision because
it creates more consistency between the owner and handlers'
responsibilities under the WPS and clarifies the plain language of the
requirement to be consistent with EPA's interpretive guidance. These
commenters also expressed that minimizing and managing risks of
pesticide exposure to all persons is central to their missions, and
that extending such protections to individuals who are not agricultural
workers or handlers is more properly accomplished by other means, such
as the protections afforded under the ``Do Not Contact'' provision.
Several commenters from farmworker advocacy groups, public health
professionals/associations, and commenters from the general public
expressed opposition to the proposal to limit the AEZ requirements to
within the boundaries of the establishment. Commenters argued that the
proposed limitation of the AEZ to the boundaries of the farm would
lessen protections for workers who might be exposed to drift from a
neighboring farm, citing various example of cross-boundary drift
situations. These commenters have argued that a robust implementation
of the AEZ might have protected workers on adjacent fields from being
sprayed. Frequently, commenters noted that drift does not stop at
boundary lines, that the AEZ requirement is necessary and not
confusing. Therefore, they argue it should be maintained both on and
off the establishment and for those working on or in easements.
Commenters argued that limiting the AEZ to the boundaries of the
farm would lessen protections, and that it is irrelevant whether the
applicator (or the agricultural employer or the owner of an
agricultural establishment) has control over a person who is outside of
the boundaries of the agricultural establishment. One commenter stated
that if such a person is in the AEZ, there is a very high risk that the
person is close enough to be sprayed by the pesticide, and the
applicator should (and the current AEZ provision would require him/her
to) suspend the application to give such individuals a chance to move
away. The commenter further argued that restricting the AEZ to land
within the agricultural establishment would significantly diminish the
protection of bystanders. Further, the commenter suggested that the
notion to make the duty of the agricultural employer and the applicator
``more consistent'' ignores the fact that these distinct duties usually
rest on different people, stating that applicator typically works for
the agricultural employer, and each would need training on the
different duties imposed.
Commenters also argued that it is necessary that the AEZ apply
beyond the boundaries of the agricultural establishment because it
protects people who might otherwise be sprayed with a pesticide, citing
EPA's analysis in the 2015 WPS that including the area of the AEZ
outside the boundaries of the agricultural establishment could
potentially reduce unintended pesticide spray contact incidents four-
to ten-fold. Commenters stated that EPA provided no rationale for why
maintaining such a significant increase in protection is
``unnecessary,'' and stated that having an inconsistent shape (i.e.,
the AEZ no longer being a consistent shape around the application
equipment for off the establishment and for workers in easements) could
actually be more confusing and complex to implement.
Similarly, commenters stated that removing AEZ protections for
persons on or in easements should not be finalized, and that using the
scenarios of ``easements'' and ``utility workers'' as a rationale for
allowing pesticide applications to be resumed even when someone is
still within the AEZ is potentially misleading. Commenters expressed
concerns that, due to the use of conditional language (``persons not
employed by the establishment are present on easements that may exist .
. . . The owner or ag employer may be unable to control the movement of
people''), this revised requirement could be used as rationale to
resume application while anyone is present within the AEZ, including
people willing to vacate the area during the application, as well as
those who are not on an easement. They argue that even if the
conditional language is removed, people in easements should continue to
be protected by EPA regulations, and that the rationale that people on
easements are not within an owner's control ``in whole or in part''
should not deprive them of their right to be protected. For those in
easements, one commenter offered the solution to post a notice on the
boundary of the easement about the date and time of pesticide
application, so that individuals are empowered to leave the area so
they can avoid being exposed to pesticides.
b. EPA Response. EPA disagrees with the commenters that the change
to limit the AEZ within the boundaries of the
[[Page 68773]]
establishment will result in protections being weakened. As stated in
Unit IV.B above in previous responses to the overarching comments,
handlers are still required to comply with the ``Do Not Contact''
requirements in the WPS and on pesticide labels. This requirement is
applicable regardless of distance from the application equipment, and
regardless of whether the persons are on or off the establishment or
within easements.
Additionally, EPA believes that the enhanced training requirements
of the 2015 WPS will significantly improve compliance with the ``Do Not
Contact'' requirement. These annual trainings (versus every 5 years
under the previous rule) include best practices to prevent exposure
during applications and are consistent with how EPA has been
interpreting and implementing the AEZ off the establishment. To
reiterate these best application practices covered in the new training
materials, these measures include:
Assessing the wind and other weather conditions to confirm
he/she will prevent workers or other persons from being contacted by
the pesticide either directly or through drift;
Adjusting the application method or employing drift
reduction measures in such a way to ensure that resuming the
application will not result in workers or other persons off the
establishment being contacted by the pesticide;
Asking the workers or other persons to move until the
application is complete; or
Adjusting the treated area or the path of the application
equipment away from the workers or other persons so they will not be
sprayed.
While the AEZ will no longer apply off the establishment or to
persons on the establishment pursuant to easements as a regulatory
requirement, agricultural employers and handler employers must still
include the AEZ as one of the safety measures in their trainings.
Trained handlers will understand the principles underlying the AEZ and
how it facilitates compliance with the ``Do Not Contact'' requirement,
and that training will help inform their decision-making in regard to
preventing contact with persons outside the establishment or present
under an easement. EPA is committed and open to working with
stakeholders to ensure that this information is presented to handlers
in a clear and effective manner to impress upon handlers their
responsibility under the WPS to not spray pesticides in a manner that
results in contact in any situation.
EPA also disagrees with the commenters that requiring the AEZ only
on the establishment would be more complex or confusing. For example,
owners already have the responsibility of not allowing or directing any
worker or other person not involved in the application to enter or
remain in an AEZ that is within the establishment's boundaries. As
indicated in the public comments submitted by NASDA, this change brings
the pesticide handlers' duty to suspend applications in 40 CFR
170.505(b) in line with the agricultural employers' duty to exclude
persons from the AEZ in 40 CFR 170.405(a)(2), so the two requirements
will be consistent and will be noted as such in handler trainings.
B. Revisions To Address Issues Raised by SLAs Regarding When Handlers
May Resume an Application That Has Been Suspended
1. Proposal. EPA proposed to revise the AEZ provision at 40 CFR
170.505(b) to add a paragraph clarifying conditions under which a
handler may resume an application that was suspended because of people
present in the AEZ on the agricultural establishment. The proposed
revision of 40 CFR 170.505(b) would also clarify how the AEZ applies to
persons not employed by the agricultural establishment who may be in
easements (e.g., gas, mineral, utility, or wind/solar energy workers)
that may be within the boundaries of the establishment. These people
are generally not within the control of the owner or agricultural
employer of the establishment, so their presence could disrupt and
prevent pesticide applications. EPA did not propose any changes to the
existing ``Do Not Contact'' provision in the WPS.
The 2015 WPS rule was silent on if and when a handler could resume
an application that was suspended, because workers or other people were
present in the AEZ. EPA never envisioned that the AEZ requirement would
lead to an application being suspended permanently, and the proposed
change makes EPA's expectations explicit. EPA therefore proposed to
revise the WPS to clarify that handlers may resume a suspended
application when no workers or other persons (other than appropriately
trained and equipped handlers involved in the application) remain in an
AEZ within the boundaries of the establishment.
EPA also proposed language to allow applications to be made or
resume while persons not employed by the establishment in easements
that may exist within the boundaries of agricultural establishments
because, depending on the terms of the easement, the owner or
agricultural employer may be unable to control the movement of people
(e.g., utility workers) within the easement. The 2015 AEZ requirement
at 40 CFR 170.405(a)(2) precludes an application from being made on an
agricultural establishment while workers or other people are in the AEZ
within the boundaries of the establishment. In developing the original
AEZ requirement, EPA presumed that all persons on an agricultural
establishment would be subject to the control of the owner or
agricultural employer, not recognizing the prevalence of easements
which deprive the landowner of the ability, in whole or in part, to
control the movement of persons within the easement. The proposed
revisions at 40 CFR 170.505(b) address this situation by allowing
handlers to make or resume an application despite the presence within
the AEZ of persons not employed by the establishment who are working on
or in an area subject to an easement. These individuals will still be
protected by the ``Do Not Contact'' provision, so even though they
could remain in an easement, the handler and the handler employer would
be prohibited from allowing the pesticide application to result in any
contact to these persons. The proposed revision to the regulatory text
would be codified at 40 CFR 170.505(b).
2. Final Rule. In the final rule, EPA has adopted the proposed
changes regarding when applications can resume after they have been
suspended.
3. Comments and Responses. a. Comments. Several agricultural
stakeholders, advocacy groups, and one SLA association expressed
support for clarifying that applications can be resumed once all
individuals within the AEZ have left the area, other than those
permitted by the regulation. All commenters cited the importance of
providing clarity and aiding applicators in making better decisions
regarding how to abide by the AEZ requirements.
However, several advocacy groups disagreed with the proposed change
to limit the AEZ to within the boundaries of the establishment. They
were against allowing handlers to continue to spray while individuals
on adjacent properties were within the 25 and 100-foot AEZ distances as
required in the 2015 WPS Rule. Additionally, the commenters expressed
opposition to EPA's proposed changes which would allow the following
groups of people to remain within the AEZ during applications:
People who are present within the boundaries of the
agricultural
[[Page 68774]]
establishment because their presence is allowed pursuant to an
easement, and
People who are in the immediate family of the owner of the
agricultural establishment.
b. EPA Response. EPA agrees with the commenters that revisions to
clearly explain when applications can resume after being suspended are
important and provide clarity not afforded under the 2015 WPS
regulatory language. While the notion of suspending applications was
implicitly meant to apply only until individuals not participating in
the application have left the AEZ, EPA plans to move forward with the
proposal to ensure that it is explicitly stated that suspended
applications may resume once people leave the AEZ.
Regarding the commenters who disagreed with EPA's other proposals,
those issues have been addressed more specifically in Sections A, C,
and D of this Unit.
C. Revisions to Clarify and Simplify the AEZ Requirements for Outdoor
Production
1. Proposal: EPA proposed to revise the criteria and factors for
determining AEZ distances at 40 CFR 170.405(a). EPA proposed the
following revisions to simplify the AEZ requirements while maintaining
the protections intended under the 2015 WPS:
Eliminate the language and criteria pertaining to spray
quality and droplet size and VMD for ``sprayed applications''.
Limit the criteria for 100-foot AEZ distances for outdoor
production to pesticide applications made by any of the following
methods: (1) Aerially; (2) by air blast or air-propelled applications;
or (3) as a fumigant, smoke, mist, or fog.
Establish a 25-foot AEZ for all sprayed applications made
from a height greater than 12 inches from the soil surface or planting
medium, and no longer differentiating between sprayed applications
based on the spray quality or other factors for setting different AEZ
distances for outdoor production.
Some pesticide labels will have restrictions for applications that
are different than the criteria in the 2015 WPS or this AEZ rulemaking.
For example, the restrictions on soil fumigant labels are more
restrictive than the AEZ of 100 feet. In situations like this,
pesticide users must follow the product-specific instructions on the
labeling. As stated in 40 CFR 170.303(c) and 170.317(a), when 40 CFR
part 170 is referenced on a pesticide label, pesticide users must
comply with all the requirements in 40 CFR part 170, except those that
are inconsistent with product-specific instructions on the pesticide
product labeling.
2. Final Rule. EPA has finalized the AEZ distances of 25 and 100
feet as proposed. Also as proposed, EPA has removed the criteria of
spray quality and droplet size for determining whether a ground spray
is subject to a 25-foot or 100-foot AEZ, and has established a 25-foot
AEZ for all ground spray applications made from a height greater than
12 inches from the soil surface or planting medium.
3. Comments and Responses. a. Comments. Farmworker advocacy group
commenters, individuals within the public health field, former
pesticide regulators and several general public commenters recommended
that EPA keep the regulations for application method, height, and
criteria as written in the 2015 WPS. While some acknowledge that
problems with clarity and compliance exist, they state that the
original criteria were a step in the right direction to protect workers
and bystanders from direct spray and from drift. They claim that making
the proposed changes would eliminate the AEZ entirely for applications
of fine droplet size sprayed at 12 inches or lower and significantly
reduces the AEZ for those that are sprayed higher than 12 inches in
general. They argue that because pesticides sprayed with a fine droplet
size are most prone to drift, the AEZ should be wider in those cases,
not narrower. Commenters cited studies showing that pesticide
applications using fine or smaller sprays are prone to drift greater
than 25 feet. Finally, they maintain that EPA did not present any new
or compelling evidence to support the changes in criteria.
A couple of commenters discussed that having a single distance
requirement for the AEZ for each application method is a logical choice
and doing so would moot any conflicts over terminology to describe
spray droplet characteristics. However, they argue that a problem with
EPA's proposals--to eliminate the AEZ for spray applications of fine
droplets released less than one foot off the ground and to set a
standard, 25-foot AEZ for all other ground spray applications--is that
a pesticide spray composed of tiny droplets will easily move farther
than 25 feet. They state that EPA has the capability, but failed to
analyze, how much and how far a pesticide spray application could be
expected to travel, and that such an analysis would show that a large
percentage of the spray would drift outside a 25-foot AEZ under common
weather conditions. One commenter argued that EPA's proposal also
completely ignored the more protective (and equally straight-forward
and enforceable) option of setting a standard AEZ of 100 feet for all
ground spray applications. Finally, commenters stated reducing the AEZ
distance from 100 to 25 feet significantly reduces the size of the AEZ
for ground spray applications with fine droplet sizes from ~ 31,415
square feet to ~ 1,963 square feet, a reduction of ~ 93%.
b. EPA Response. In choosing a 25-foot AEZ for ground applications
above 12 inches, EPA sought one simplified AEZ criterion for ground
spray applications that would maintain protection while alleviating the
complexity. During repeated outreach and training events during WPS
implementation efforts after the 2015 rulemaking, it became clear to
EPA that there was a great deal of confusion and misunderstanding
regarding the AEZ requirements and the criteria for determining the
appropriate AEZ distance. Comments on simplifying the AEZ, which are
summarized below, included:
It would be very difficult to enforce the AEZ requirements
in many circumstances, because it would be challenging to determine
what the AEZ should have been during an application in many situations,
unless it is simplified or there were additional recordkeeping
requirements.
The current rule refers to factors and criteria for
determining the AEZ (i.e., droplet size and ``volume median diameters''
or VMDs) that are no longer appropriate based on new information from
the American Society of Agricultural and Biological Engineers (ASABE).
The ASABE standards regarding the criteria for the droplet size
classification system have been revised multiple times, thereby
resulting in the VMD of 294 microns established under the 2015 WPS
being no longer appropriate. An AEZ distance based on this factor makes
it difficult for some applicators to determine their required AEZ. This
has resulted in confusion and difficulty in complying with the AEZ
requirement.
The AEZ distances are currently based on factors that make
it difficult for some applicators to determine their required AEZ,
making it difficult to comply with the requirement. The complexity has
resulted in many calling for the elimination of the AEZ altogether.
Although there is a good rationale and basis for the AEZ
requirement, it needs to be simplified to make it more practical,
understandable, and easier to implement.
[[Page 68775]]
The Agency considered maintaining the spray quality and spray
droplet criteria from the 2015 WPS. EPA agrees that sprays may drift
greater than 25 feet and smaller droplet sizes increase the drift
potential. In addition to spray droplet size, numerous factors impact
the potential for spray drift, including application method, wind speed
and direction, temperature and humidity, nozzle release height,
pesticide formulation, terrain and target crop. The Agency's efforts,
however, are to develop a simplified approach that is easier to
understand and implement while still providing necessary guidance on
how to comply with the overarching ``Do Not Contact'' requirement.
EPA also considered the recommendation by several public commenters
to simplify the AEZ by establishing a 100-foot AEZ for all ground spray
applications above 12 inches. EPA agrees with the commenters that a
100-foot AEZ would simplify the criteria. However, EPA believes that
the potential costs and burdens for establishment owners to move
workers who are within 100 feet of all ground spray applications would
be disproportionate to the benefits, particularly when making
applications using a medium or larger spray quality.
The WPS ``Do Not Contact'' provision prohibits contacting persons
with pesticides for all situations and without any distance limitation
on the proximity of the application. The ``Do Not Contact'' provision
is a performance standard that mandates an outcome but does not specify
how it is to be achieved. The AEZ requirements are supplemental to the
``Do Not Contact'' requirements (and any label-specific requirements
intended to protect against contact) in that they provide a small set
of concrete benchmarks intended to help handlers accomplish the no-
contact objective. The AEZ, when coupled with the provisions to ensure
no contact and other label requirements (which may prescribe nozzle
types, droplet sizes, and buffers based on product-specific
assessments), is designed to be just one of several mechanisms to
protect workers and other persons. EPA has concluded that the 2015 AEZ
ground spray criteria are too complex, and in many cases too
restrictive, and the ``Do Not Contact'' requirement would be better
supplemented by the combination of a simplified AEZ and additional
product-specific requirements where needed. Where EPA's product-
specific risk assessments result in labeling language that is
inconsistent with or exceeds the requirements of the 25-foot AEZ, the
handler must comply with the pesticide product labeling. Therefore, EPA
has decided to finalize the proposed 25-foot AEZ for all ground
applications sprayed from a height greater than 12 inches to serve as
the baseline for ground applications when product labels do not provide
something more protective and to remove spray quality and spray
droplets to make this baseline simple to determine. EPA is finalizing
changes to simplify the criteria so applicators can better understand
the AEZ requirements and need for the AEZ protections, and how to
implement them.
D. Providing an Immediate Family Exemption to the AEZ Requirements
1. Proposal. EPA proposed to revise Sec. 170.601 so that owners
and applicators would be exempt from the AEZ requirements of Sec.
170.405(a)(2) in regard to members of their immediate families who are
inside closed buildings, housing, or shelters on the establishment
during pesticide applications. Immediate family, as defined at Sec.
170.305, includes the owner's (or owners') spouse, parents,
stepparents, foster parents, father-in-law, mother-in-law, children,
stepchildren, foster children, sons-in-law, daughters-in-law,
grandparents, grandchildren, brothers, sisters, brothers-in-law,
sisters-in-law, aunts, uncles, nieces, nephews, and first cousins.
``First cousin'' is defined as the child of a parent's sibling, i.e.,
the child of an aunt or uncle.
EPA proposed this revision to address unforeseen impacts of the
2015 AEZ requirements in certain situations. Stakeholders raised
concerns related to the AEZ requirement in 40 CFR 170.405(a)(2)
(requiring that employers must not allow workers/people to remain in
the AEZ on the establishment other than properly trained and equipped
handlers involved in the application) applying to workers or other
persons that are in buildings, housing, or shelters on the
establishment. Even when workers or other people are in closed
buildings, housing, or shelters that are within the boundaries of the
establishment, the employer cannot legally apply the pesticide if those
people are within the boundary area of the AEZ--it is a violation of
the WPS. There is no choice under the current rule but to remove them
from the AEZ before the application can take place, regardless of
whether the buildings are enclosed, or the handler can ensure the
pesticide will not contact the people. This raised specific concerns
for owners of agricultural establishments and their immediate families.
In the case of owners of agricultural establishments and their
immediate families, family members cannot stay in their own home within
the AEZ during pesticide applications even if the owner and applicator
take appropriate steps to ensure family members would not be contacted
by pesticide spray or drift. This can be burdensome, for example, when
owners are employing EPA-recommended best practices such as those
prescribed under the pollinator protection strategy to apply pesticides
in the evening and when temperatures are below 50 [deg]F, when
pollinators are not as active but immediate family members are more
likely to be present. Although EPA acknowledged that there is an
exposure risk for owners and immediate family members present within
the AEZ during pesticide applications, EPA anticipates that family
members would take appropriate steps to protect other family members to
ensure they would not be contacted during pesticide applications, and
that the AEZ requirement therefore subjects owners of agricultural
establishments and their immediate families to unnecessary burdens.
Accordingly, EPA proposed to revise 40 CFR 170.601(a) so that owners
and applicators would be exempt from the provisions of 40 CFR
170.405(a)(2) regarding members of their immediate families who are
inside closed buildings, housing, or shelters on the establishment.
This would not impact WPS protections for workers and handlers, because
owners and applicators would still have to observe AEZ requirements for
non-family member employees on the establishment. Because the proposed
exemption was limited to 40 CFR 170.405(a)(2), family members would
still be subject to all other AEZ requirements.
2. Final Rule. In the final rule, EPA has adopted the proposed
change to Sec. 170.601(a)(1), but with several modifications. EPA has
narrowed the proposed regulatory language to clarify that these
exemptions only apply in regard to immediate family members who remain
inside closed buildings, housing, or shelters on the establishment. In
addition, EPA has added new regulatory language to Sec. Sec. 170.601,
170.405(a)(2) and 170.505(b)(1) to make it clear that the immediate
family exemption to the AEZ also applies when the handler performing
the application is not an owner of the establishment, but only when the
handler has been instructed by the owner to proceed with the
application near family homes or closed
[[Page 68776]]
buildings containing only the owner's immediate family inside.
Upon review of the comments, EPA recognized that expanding the
Sec. 170.601(a) immediate family exemption to include Sec.
170.405(a)(2) is not sufficient to accomplish the proposed goal of
allowing immediate family members to remain in the home or other
shelter within the AEZ during applications. As proposed, the regulatory
text of the revised rule would exempt a farm owner of his or her
responsibilities as an agricultural employer, but it is not clear that
it would also exempt the farm owner from Sec. 170.505(b) when acting
as a handler; he or she could still be subject to Sec. 170.505(b) and
have to suspend the application until family members are evacuated from
the home within the AEZ. Moreover, the proposed regulatory text made no
exemption for applications made by handlers other than an establishment
owner, so as drafted, there would effectively be no exemption at all.
In order to accomplish the stated goals of the proposal, EPA is
revising Sec. 170.601(a) to expressly include the AEZ requirements in
Sec. 170.505(b) as well as those in Sec. 170.405(a)(2) in the
immediate family exemption, and to extend that exemption to include
handlers in certain circumstances. The AEZ requirements would still
apply when owners and immediate family members are in the AEZ and
outside of closed buildings, housing, or shelters.
As revised in this final rule, Sec. 170.601(a)(1) provides that
the owner of the establishment may permit handlers to perform
applications near closed buildings, housing, or shelters where the
owners or their immediate family members are present, provided that the
owner has expressly instructed the handlers that only the owners or
their immediate family members remain inside the closed shelters, and
that the application should proceed despite their presence in the
closed shelters. Without these expressed instructions from the owner,
handlers will be required to suspend the application if the owner or
their immediate family members are inside closed structures within an
AEZ.
EPA has also added references to this Sec. 170.601(a)(1)(vi)
exemption in Sec. Sec. 170.405(a)(2) and 170.505(b)(1) for clarity.
3. Comments and Responses. a. Comments. SLAs, AAPCO, NASDA, and
several agricultural stakeholder groups and farm bureaus expressed
their general support for adding the AEZ requirements to the 40 CFR
170.601 immediate family exception. These commenters state that
allowing immediate family members to remain inside closed buildings
inside the AEZ boundaries during pesticide applications would reduce
the burden to applicators who are on their own family farm. These
commenters agreed with EPA's proposal that immediate family members,
including children, would be as safe as they are now without the
exemption because applicators would protect their own family members.
Furthermore, the revision would reduce the considerable burden on
farmers and their family members and create more flexibility while not
compromising safety.
Conversely, several farmworker advocacy commenters and individuals
in the general public expressed concerns over EPA's proposal to exempt
farm owners and their immediate family members. Among the comments
received, commenters stated that it is in everyone's best interest to
leave the AEZ during a pesticide application, so requiring everyone to
do so, including owners' family members, should not generate ``undue
burden,'' and that the applicator would not be able to ensure that only
the owners' family members are inside particular buildings. Commenters
also suggested that the proposed revision of the AEZ would put a real
burden on rural communities by reducing protection to family members
who might not necessarily understand the risk of exposure to which they
are subjecting themselves. Lastly, they maintain that the risk to
public health outweighs any benefits.
In addition to these comments, one commenter stated that the Agency
made no effort to explain why its rationale would justify exempting
family members when the family members are outdoors but within an AEZ,
and that, at best, it would justify an exemption only when family
members are in a closed building. Second, the commenter suggested that
the Agency did not explain how its rationale aligns with an earlier
justification to exempt family members from certain WPS requirements.
The commenter stated that when the Agency included provisions in the
1992 WPS to exempt family members from certain requirements, EPA
explained that it was reasonable to expect owners of agricultural
establishments to take all steps necessary to protect their own family
members, and at the same time the exemption gave owners flexibility on
how to provide those protections. So, for example, the WPS does not
require owners to give family members formal pesticide safety training
or to keep records documenting that the family members had been
trained. The commenter indicated that the Agency reasoned that such
training could and would happen informally (and perhaps better) over
time. As the commenter notes, the protection provided by the AEZ
provisions, however, is not like training; it cannot be provided
informally, or even adequately, over time, and that the AEZ provision
is only meaningful if the applicator suspends spraying at the moment
when someone is too near the application equipment. They believe that
exempting family members will only encourage applicators to be less
careful in complying with the ``Do Not Contact'' provision.
One commenter suggested that while the proposed exemption for
family members is unjustifiably overbroad, EPA's rationale does raise a
valid concern. The commenter thought that it seemed reasonable that the
WPS regulation should not require suspension of an application every
time the application equipment passes near a closed, occupied building,
but that there was a serious practical issue with the Agency's proposed
exemption of family members. To the extent that it is designed to
address circumstances in which an immediate family member could be
inside of a building within an AEZ, it would be practically impossible
for an applicator to know whether any people were present and whether
the only people in the building were members of the immediate family.
Under the proposal, in order to comply, the applicator would most
likely need to suspend application in order to check the building.
Thus, the commenter believes that the proposed change probably would
not provide any real relief from the alleged burden. Moreover, another
practical consideration is that an applicator who is not the owner of
the agricultural establishment might well not know the relationship of
the person in the AEZ (either within a building or not) to the owner.
b. EPA Response. The proposed rule regulatory text would exempt
farm owners from providing the protections of 40 CFR 170.405(a)(2) to
themselves or their immediate family members. The proposed language
would exempt them from all requirements of the AEZ whether family
members are inside or outside of enclosed structures as one of the
commenters noted. EPA agrees with the commenter that the proposed
language was overly broad and acknowledges that this was not the
intention of the proposed exemption. As stated in the preamble to the
proposal, EPA intended the exemption to apply only to family members
inside closed buildings, housing, or shelters to reduce
[[Page 68777]]
the burdens of having to leave their homes during a pesticide
application.
EPA believes this approach is consistent with the 1992 WPS
rationale cited by one of the commenters. EPA expects owners of
agricultural establishments to take all steps necessary to protect
their own immediate family members, and the final rule gives owners
flexibility to provide those protections by sheltering immediate family
members in enclosed structures within the AEZ.
Accordingly, EPA is changing the regulatory text at 40 CFR
170.601(a)(1)(vi) to state that the exemption only applies when
immediate family members of farm owners remain inside closed buildings,
housing, or shelters on the establishment. This change clarifies that
the AEZ requirements fully apply to immediate family members when they
are outdoors, and that the exemption only applies when they shelter-in-
place.
While reviewing the comments, EPA identified an ambiguity in the
proposed rule regarding whether the proposed family exemption is broad
enough to allow handlers who are not an owner of the establishment to
perform the application while owners and their immediate family members
to remain inside closed buildings, houses, or structures. This is, in
part, because the existing 40 CFR 170.601(a)(1) only applies to owners,
and while it could be construed to apply to owners when performing the
handler activities, it would not extend to other handlers who have been
hired by the owner to perform those duties. However, EPA's intent was
to allow the owner, who generally has awareness of, and control over,
the movement of immediate family members on the establishment, to
instruct an applicator or handler to perform an application while the
owners or their immediate family members remained inside closed
structures within the AEZ. The final rule reflects this intent and will
relieve owners and their immediate families of the burden of vacating
the building when the owner judges it unnecessary. Without the express
instruction from the owner to proceed with an application despite his
or her family's presence in the closed structure, the final rule
requires handlers to comply with the suspension requirements at Sec.
170.505 and not proceed with the application until the owner's
immediate family vacates the AEZ.
Some of the commenters understood the proposal to mean that
applicators or handlers who are not owners of the agricultural
establishment would need to comply with the AEZ requirements and
suspend the application in all situations until they could confirm the
structure was clear as required under 40 CFR 170.505, while others
viewed EPA's proposal to apply more broadly (i.e., family members could
stay inside while a hired handler performs the application). The Agency
recognizes that as proposed, Sec. 170.601(a)(1)(iv) might only apply
to owners in their role as agricultural employers; it would not
necessarily exempt the owner or any other person from the handler
requirements of Sec. 170.505(b), making the proposed exemption
unusable. This would not be consistent with EPA's intent, or the
understanding of at least some commenters.
Accordingly, EPA has revised the regulatory text at Sec. 170.601
to make clear that applications conducted by other handlers can proceed
when owners or their immediate family members remain inside closed
buildings, housing, and structures, provided that the owner has
expressly instructed the handler that only the owner and/or their
immediate family members remain inside the closed building and that the
application can proceed despite the owner and their immediate family
members' presence inside the closed building. Handlers will have to
receive this information from the owner of the establishment prior to
application and cannot assume that only the owner's family are inside
without that assurance. The rule does not require that the instruction
be provided to the handler in writing, as that could be unnecessarily
burdensome in many cases. However, insisting on a written instruction
may provide a handler relief from an enforcement action if the owner's
representation proves to be incorrect.
EPA assumes that owners will take into account the risks to their
immediate family members before instructing a handler to proceed with
an application. This approach gives owners flexibility on how to
provide appropriate protections when their family remains in an
enclosed structure within the AEZ while reducing burdens during
applications. This revision to the regulatory text will not lessen
protections for workers or other persons, as this exemption to the AEZ
requirement does not apply if a person present in the AEZ is not a
member of the owner's immediate family.
EPA, however, disagrees with the assertion that the exemption would
result in applicators being less careful in complying with the ``Do Not
Contact'' provision. The farm owner or applicator must still suspend
application if anyone other than the owners or their immediate family
members are within the AEZ, including inside enclosed structures within
an AEZ. It is reasonable to believe that owners will warn their
immediate family of a pesticide application in advance and instruct
them that no one, other than their immediate family members, may be
inside during the application. Moreover, the agricultural employer's
responsibility under 40 CFR 170.405(a)(2) to not allow or direct any
worker or other person within the AEZ other than appropriately trained
and equipped handlers involved in the application requires the farm
owner or agricultural employer to ensure that no one outside of the
immediate family will be permitted in the house within an AEZ until
after the application they are performing is complete or the
application equipment has moved on.
E. Recommendations To Develop State Equivalency Provisions for the AEZ
1. Comments. One SLA, one state association representing SLAs, and
one agricultural stakeholder association requested that EPA establish a
mechanism to review and accept (when warranted) AEZ equivalency plans
or provisions submitted by SLAs, territories, and tribes. The
commenters all indicated that at least one state ``shelter-in-place''
provision has protections in addition to those specified in the federal
AEZ. Commenters indicated that the state law was developed after a
long, inclusive, and transparent rulemaking process with farm worker
advocacy groups and grower groups. This state law provides
clarifications and revisions to the federal requirements and provides
protections in addition to those in the federal AEZ.
2. EPA Response. In the early development of the AEZ proposal, EPA
had considered addressing state equivalency plans and a mechanism to
review and accept those plans. EPA's preference at the time was to
address state equivalency plans with the whole WPS in mind. However,
under PRIA 4 (Pub. L. 116-8; March 8, 2019), EPA is required to carry
out the 2015 WPS rule and is not permitted to propose or finalize
revisions to the WPS other than to the AEZ prior to October 1, 2021. As
a result of this statutory limitation, EPA has determined that EPA's
preferred path to revising the state equivalency request language at 40
CFR 170.609 would be outside the scope of what is permitted under
statute since the preferred approach would not be limited to the AEZ
requirements. While EPA is currently limited by PRIA 4 to make this
change, EPA may be able to
[[Page 68778]]
reexamine this recommendation starting in October 2021.
F. Recommendation To Add an AEZ ``Shelter-in-Place'' Provision for
Workers and Other Persons
1. Comments. In addition to the requests to establish mechanisms
for state equivalency plans, two agricultural stakeholders and one SLA
requested that EPA expand the exemption offered to agricultural owners
and their immediate families to include workers and others who remain
in an enclosed structure.
Another commenter argued that the EPA exemption allowing
agricultural owners and their immediate families to remain inside a
closed building within an AEZ would not need to be as complicated as
suggested in the proposal. The commenter suggested that instead of
naming different types of buildings, the criteria could be that
application could continue as long as all visible openings by which the
pesticide spray could enter the building--e.g., doors and windows--
appear closed, and that unnamed ``variables'' are irrelevant. The
commenter stated that what should matter from a safety perspective is
whether the spray is likely to contact someone within the AEZ, not the
relationship between the owner of the agricultural establishment and
the person in the AEZ. They argue this suggestion would eliminate the
arbitrary distinction in the proposal that affords different
protections to people in the owner's immediate family and those who are
not. Further, the commenter argues that an applicator could determine
more quickly and easily whether he or she needed to suspend application
simply by looking at the exterior of the building, rather than entering
the building.
2. EPA Response. EPA disagrees with the commenters' recommendations
to extend the exemption to remain in the AEZ to anyone provided they
remain in an enclosed structure (i.e., ``shelter-in-place''). EPA had
considered addressing this issue through development of an exception to
the AEZ requirement that would consider and identify appropriate
conditions that would allow people to remain in a building or structure
in the AEZ. EPA believes that conditions vary too much for EPA to
establish a generally applicable ``shelter-in-place'' provision, and
would be better suited to narrowly-targeted ``shelter-in-place''
provisions developed by SLAs based upon the circumstances and need
within their jurisdictions. However, as indicated previously, EPA's
preferred path for developing state equivalency mechanisms and revising
the language under 40 CFR 170.609 is currently limited by PRIA 4. EPA
may reexamine this issue again if and when EPA has the authority to
reconsider other aspects of the WPS.
G. Other Recommendations and Revisions
1. Definitions. a. Application Exclusion Zone.
i. Current rule and proposal. Under 40 CFR 170.305, the application
exclusion zone means ``the area surrounding the application equipment
that must be free of all persons other than appropriately trained and
equipped handlers during pesticide applications.''
Under the proposed rule, EPA proposed to change the definition to
mean ``the area surrounding the application equipment from which
persons generally must be excluded during pesticide applications.''
The proposed change was intended to reflect the various proposed
revisions limiting the AEZ to within the boundaries of the
establishment and addressing easements within establishment boundaries
and allowing an owner's immediate family to remain in an enclosed
building within an AEZ during an application.
ii. Comments and Responses.
Comments. One commenter recommended that EPA revise the definition
of AEZ to mean ``the area surrounding the point(s) of pesticide
discharge from the application equipment that must be free of all
persons during pesticide applications, other than those persons noted
under 40 CFR 170.405(a)(2) and 170.601(a)(1).'' The commenter stated
that definition of the AEZ as proposed was unclear and even EPA's
explanation of it was inconsistent, which will make compliance and
enforcement difficult. For example, the April 2016 and February 2018
guidances both show graphics in which the AEZ is measured from the
entirety of the pesticide application equipment for a ground sprayer.
However, the February 2018 adds a graphic for an aerial spray in which
the AEZ is measured from the points of pesticide discharge for an
aerial sprayer. The two graphics are side by side in the February 2018
guidance.
In addition to this revised definition, the commenter recommended
that to be consistent with this recommended definition, similar
language should be added at 40 CFR 170.405(a)(1)(i) and
170.405(a)(1)(ii) to be clear that the AEZ distance is determined from
the point(s) of pesticide discharge from the application equipment.
EPA Response. EPA agrees with the commenter and revised the final
regulatory text when discussing measuring the AEZ from the points of
pesticide discharge to ``the area surrounding the point(s) of pesticide
discharge from the application equipment that must generally be free of
all persons during pesticide applications;'' this recommended change is
a commonsense revision to the definition and regulatory text that helps
to improve the clarity of the rule and is consistent with EPA's past
outreach on the AEZ requirements. EPA did not include as part of the
definition ``other than those persons noted under Sec. 170.405(a)(2)
and Sec. 170.601(a)(1).'' The limits to the AEZ boundaries,
exceptions, and exemptions are addressed through the responsibilities
of the agricultural employer or handler during applications within an
AEZ, and regulatory text is found at Sec. Sec. 170.405(a)(2),
170.505(b) and 170.601(a)(1), respectively. However, EPA has revised
the definition to clarify that exclusion is the general rule, to which
there are exceptions.
b. Easements. i. Current rule and proposal. Under the current rule,
there is no definition or exception associated with easements. EPA
proposed to allow applications to be made or resume while persons not
employed by the establishment are present on easements that may exist
within the boundaries of agricultural establishments, because,
depending on the terms of the easement, the owner or agricultural
employer may be unable to control the movement of people (e.g., utility
workers) within an easement. The proposal to address people not
employed by the establishment who are in an area subject to an easement
(e.g., utility workers) provides regulatory relief to handlers and
agricultural employers and may prevent disruptions to pesticide
applications. Despite this proposed change, EPA did not define the
meaning of an ``easement.''
ii. Comment and Response.
Comment. One commenter stated that adding the exception to the AEZ
beyond the boundary of the establishment where handlers do not have the
ability to control the movement of people off the establishment or
within easements allows a more reasonable approach on shared property.
However, the commenter felt that without a definition of ``easement'',
the interpretation of such is left up to each state or historical
elucidation. The commenter stated that ``easement'' is commonly defined
as ``a nonpossessory right to use and/or enter onto the real property
of another without possessing it,'' which allows some relief of the AEZ
requirements along utility or roadway rights-of-ways
[[Page 68779]]
that are clearly an ``easement.'' However, there is the challenge of
unintentional consequences if the term is not defined on properties
such as driveways, access roads, etc. A definition of ``easement''
should be added to clarify exactly how EPA is defining ``easement'' to
ensure consistency in the interpretation of the rule.
EPA Response. EPA's intention for the easement exception was to
recognize that some persons may have a legal right to be on parts of an
agricultural establishment independent of the agricultural employer's
control, and for their presence not to be an insurmountable obstacle to
pesticide application provided the pesticide could be applied without
contacting such persons. Whether a person has such a legal right is a
matter of state law, so it seems inappropriate for EPA to try to impose
a national definition of ``easement'' in the WPS. EPA agrees that the
commenter's definition of ``easement'' is a common definition; however,
EPA does not think that including it in the rule would substantially
aid in interpretation or implementation.
2. Making the AEZ Based on Wind Direction. a. Current rule and
proposal. Under the current rule, for aerial, air blast, fumigations,
mists, and foggers, as well as ground applications with fine or smaller
droplet sizes (less than 294 microns VMD), the AEZ area encompasses 100
feet from the application equipment in all directions. For ground
applications with medium or larger droplet sizes (VMD greater than 294
microns) and a spray height of more than 12 inches from the ground, the
area encompasses 25 feet from the application equipment in all
directions. For all other applications, there is no AEZ.
In the proposed rule, EPA proposed to limit the criteria for 100-
foot AEZ distances for outdoor production to pesticide applications
made by any of the following methods: (1) Aerially; (2) by air blast or
air-propelled applications; or (3) as a fumigant, smoke, mist, or fog.
Additionally, the proposal set to establish a 25-foot AEZ for all
sprayed applications made from a height greater than 12 inches from the
soil surface or planting medium, and no longer differentiate between
sprayed applications based on the droplet size of 294 microns or other
factors for setting different AEZ distances for outdoor production.
b. Comments and Responses.
i. Comments. Three commenters recommended improving implementation
of the AEZ without compromising the safety of workers by making the AEZ
based on wind direction. These commenters suggest that the AEZ should
only apply to the downwind side of the applicator as drift only moves
downwind. They argued that, for example, aerial applicators have the
tools necessary to provide immediate onsite wind direction measurement
so if wind direction does change during the application they can
respond immediately. The commenters indicated that the labels for some
products are reflective of this concept and offer evidence supporting
the concept of buffer zones based on wind direction and believe this
same logic should also be applied to the AEZ.
ii. EPA Response. EPA disagrees with this recommendation, as it
would make the requirements of the AEZ more complex rather than less.
This recommendation could also lead to workers being placed too close
to applications based on wind direction, resulting in potential
pesticide exposures with sudden shifts in wind direction during
application. By maintaining an omnidirectional AEZ (i.e., an AEZ around
the application equipment in all directions), the AEZ will provide a
margin of security against changes in wind direction for those on the
establishment who may be near the ongoing application but are not
properly trained and equipped handlers participating in the
application.
3. Recommendation to Reduce Redundancy. a. Comment. One commenter
suggested the following change presented in the proposal to make the
final rule text less redundant:
In 40 CFR 170.505(b)(1), remove ``, other than an
appropriately trained and equipped handler involved in the
application,'' because this language was repeated in the proposed text
at 40 CFR 170.505(b)(1)(i).
b. EPA Response. EPA agrees with the commenter and has removed,
``other than an appropriately trained and equipped hander involved in
the application'' from the final regulatory text in 40 CFR
170.505(b)(1) since it is repeated in 40 CFR 170.505(b)(1)(i).
Additionally, while not explicitly mentioned in any public comment,
EPA has made a similar edit from the proposed to final rule to remove
the redundant text, ``. . . within the boundaries of the agricultural
establishment . . . ,'' in 40 CFR 170.501(3)(xi) since that
clarification is previously stated in the sentence.
VI. Severability
The Agency intends that the provisions of this rule be severable.
In the event that any individual provision or part of this rule is
invalidated, the Agency intends that this would not render the entire
rule invalid, and that any individual provisions that can continue to
operate will be left in place.
VII. References
The following is a listing of the documents that are specifically
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are included in the docket, even
if the referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the person
listed under FOR FURTHER INFORMATION CONTACT.
1. EPA. Pesticides; Agricultural Worker Protection Standard Revisions;
Final Rule. Federal Register. 80 FR 67496, November 2, 2015 (FRL-9931-
81).
2. EPA. Pesticides; Agricultural Worker Protection Standard; Revision
of the Application Exclusion Zone Requirements; Proposed Rule. Federal
Register. 84 FR 58666, November 1, 2019 (FRL-9995-47).
3. EPA. Cost Analysis for Revisions to the Application Exclusion Zone
in the Worker Protection Standard. 2020.
4. U.S. Senate. S. Rep. No. 92-883 (Part II), 92nd Congress, 2nd
Session at 43-46 (1972). U.S. Code Congressional and Administrative
News 1972, p. 4063.
5. North Carolina Department of Agriculture and Consumer Services
(NCDA&CS). Letter from James W. Burnette, Jr., Director NCDA&CS, to
James J. Jones, Assistant Administrator, OCSPP. December 4, 2015.
6. EPA. WPS Guidance on the Application Exclusion Zone. Q&A Fact Sheet
on the Worker Protection Standard (WPS) Application Exclusion Zone
(AEZ) Requirements. April 14, 2016. Available at https://www.regulations.gov/document?D=EPA-HQ-OPP-2017-0543-0007.
7. AAPCO. Letter from Dennis W. Howard, President, to Jack Housenger,
Office Director, Office of Pesticide Programs. August 17, 2016.
Available online at https://aapco.files.wordpress.com/2016/11/letter-to-jack-housenger-wps_aez.pdf.
8. NASDA. Letter from Nathan Bowen, Director, Public Policy, to
Administrator Gina McCarthy. November 16, 2016. Available
[[Page 68780]]
online at https://www.nasda.org/letters-comments-testimony/nasda-letter-requesting-extension-for-worker-protection-standard-implementation-timeline.
9. EPA. Reference List of Public Comments Regarding the Worker
Protection Standard Submitted to Docket EPA-HQ-OA-2017-0190. List
available at https://www.regulations.gov/document?D=EPA-HQ-OPP-2017-0543-0005.
10. EPA. Transcript from PPDC Meeting on May 4, 2017. Available online
at https://www.epa.gov/sites/production/files/2017-07/documents/may-4-2017-ppdc-meeting-transcript.pdf.
11. EPA. Transcript from PPDC Meeting on November 2, 2017. Available
online at https://www.epa.gov/sites/production/files/2018-01/documents/november-2-2017-ppdc-meeting-transcript.pdf.
12. EPA. Worker Protection Standard Application Exclusion Zone
Requirements: Updated Questions and Answers. February 15, 2018.
Available at https://www.regulations.gov/document?D=EPA-HQ-OPP-2017-0543-0008.
13. EPA. Pesticides; Agricultural Worker Protection Standard; Revision
of the Application Exclusion Zone Requirements; Response to Comments on
the Proposed Rule. 2020.
14. EPA, Office of Inspector General, EPA Needs to Evaluate the Impact
of the Revised Agricultural Worker Protection Standard on Pesticide
Exposure Incidents, Report No. 18-P-0080 (Feb. 15, 2018) (``OIG
Report''). Available online at https://www.epa.gov/sites/production/files/2018-02/documents/_epaoig_20180215-18-p-0080.pdf.
15. EPA. How to Comply with the 2015 Revised Worker Protection Standard
for Agricultural Pesticides: What Owners and Employers Need to Know.
2016.
16. EPA. Inspection Manual: Worker Protection Standard Inspection
Manual. 2018.
17. EPA. Economic Analysis of the Agricultural Worker Protection
Standard Revisions. September 2015 (RIN 2070-AJ22). Available at
https://www.regulations.gov/document?D=EPA-HQ-OPP-2011-0184-2522.
18. Association of Farmworker Opportunity Programs (AFOP). 2019
Training Data Report. AFOP, Farmworker Health & Safety Programs report
developed with EPA grant #83597001, Occupational Safety and Health
Administration Susan Harwood Training Program Funds grant #SH-05004-SH,
and W.K. Kellogg Foundation grant #P3033500. January 2020.
19. Felsot et al. Agrochemical Spray Drift; Assessment and Mitigation--
A Review, 46 J. Envtl. Sci. Health Part B 1. 2010. Provided in comment
by Earthjustice et al.
20. Kasner et al., Spray Drift from a Conventional Axial Fan Airblast
Sprayer in a Modern Orchard Work Environment, 62 Annals of Work
Exposures and Health 1134. 2018. Provided in comment by Earthjustice et
al.
VIII. FIFRA Review Requirements
Under FIFRA section 25, EPA has submitted a draft of the final rule
to the Secretary of the Department of Agriculture (USDA), the FIFRA
Scientific Advisory Panel (SAP), and the appropriate Congressional
Committees. USDA reviewed the draft final rule during the interagency
review mentioned in Unit IX.A. and waived further review on October 7,
2020. Since there are no science issues warranting review, the FIFRA
SAP waived a detailed review on October 12, 2020.
IX. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is a significant regulatory action that was submitted
to the Office of Management and Budget (OMB) for review under Executive
Orders 12866 (58 FR 51735, October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011). Any changes made in response to OMB recommendations
have been documented in the docket. EPA prepared a cost analysis
associated with this action, which is briefly summarized in Unit I.E.
and is available in the docket (Ref. 3).
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This action is a deregulatory action as specified in Executive
Order 13771 (82 FR 9339, February 3, 2017). The EPA cost analysis
associated with this action is briefly summarized in Unit I.E. and is
available in the docket (Ref. 3).
C. Paperwork Reduction Act (PRA)
This action does not impose any new information collection burden
under the PRA, 44 U.S.C. 3501 et seq. OMB has previously approved the
information collection activities contained in the existing regulations
and has assigned OMB control number 2070-0190. This rule does not
impose or modify any information collection burdens because the AEZ
requirements are not associated with any information collection
activities that require approval under the PRA.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA, 5
U.S.C. 601 et seq. In making this determination, the impact of concern
is any significant adverse economic impact on small entities. An agency
may certify that a rule will not have a significant economic impact on
a substantial number of small entities if the rule relieves burden or
has no net burden on the small entities subject to the rule. The
changes to the AEZ requirements in this rule will reduce the impacts on
all entities subject to the rule, so there are no significant impacts
to any small entities. EPA has therefore concluded that this action
will relieve regulatory burden for all directly regulated small
entities.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The rule requirements will primarily affect
agricultural employers and commercial pesticide handler employers. This
action is also expected to be a burden-reducing action because removing
the requirements should reduce the complexity of arranging and
conducting a pesticide application. The cost analysis associated with
this action is briefly summarized in Unit I.E. and is available in the
docket (Ref. 3). As such, the requirements of sections 202, 203, 204,
or 205 of UMRA, 2 U.S.C. 1531-1538, do not apply to this action.
F. Executive Order 13132: Federalism
This action does not have federalism implications as defined in
Executive Order 13132 (64 FR 43255, August 10, 1999), because it will
not have substantial direct effects on the states, on the relationship
between the national government and the states, or on the distribution
of power and
[[Page 68781]]
responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have Tribal implications as specified in
Executive Order 13175 (65 FR 67249, November 9, 2000), because it will
not have any effect on tribal governments, on the relationship between
the Federal Government and the Indian tribes, or on the distribution of
power and responsibilities between the Federal Government and Indian
tribes. There are no costs to Tribes associated with these changes
because the WPS is implemented through the pesticide label, so changes
to the regulation do not impose any new obligations on the part of
Tribes. Thus, Executive Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 (62 FR 19885,
April 23, 1997), because it is not economically significant as defined
in Executive Order 12866, and because EPA does not believe the
environmental health or safety risks addressed by this action present a
disproportionate risk to children. This determination is discussed in
more detail in Unit IV.F.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not a ``significant energy action'' as defined in
Executive Order 13211 (66 FR 28355, May 22, 2001), because it is not
likely to have a significant adverse effect on the supply,
distribution, or use of energy.
J. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards that would
require Agency consideration under NTTAA section 12(d), 15 U.S.C. 272.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
EPA believes that this action does not have disproportionately high
and adverse human health or environmental effects on minority
populations, low-income populations and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994). A
more detailed discussion of this determination is provided in Unit
IV.F.
L. Congressional Review Act (CRA)
This action is subject to the CRA, 5 U.S.C. 801-808, and EPA will
submit a rule report to each House of the Congress and to the
Comptroller General of the United States. This action is not a ``major
rule'' as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 170
Environmental protection, agricultural worker, employer, farms,
forests, greenhouses, nurseries, pesticides, pesticide handler, worker
protection standard.
Andrew Wheeler,
Administrator.
Therefore, for the reasons set forth in the preamble, 40 CFR
chapter I, subchapter R is amended as follows:
PART 170--[AMENDED]
0
1. The authority citation for part 170 continues to read:
Authority: 7 U.S.C. 136-136w.
Sec. 170.305 Definitions.
0
2. Amend Sec. 170.305 by revising the definition of Application
exclusion zone to read as follows:
* * * * *
Application exclusion zone means the area surrounding the point(s)
of pesticide discharge from the application equipment that must
generally be free of all persons during pesticide applications.
* * * * *
0
3. Amend Sec. 170.405 by revising paragraphs (a)(1)(i) and (ii) and
(a)(2) to read as follows:
Sec. 170.405 Entry restrictions associated with pesticide
applications.
* * * * *
(a) * * *
(1) * * *
(i) The application exclusion zone is the area that extends 100
feet horizontally from the point(s) of pesticide discharge from the
application equipment in all directions during application when the
pesticide is applied by any of the following methods:
(A) Aerially.
(B) Air blast or air-propelled applications.
(C) As a fumigant, smoke, mist, or fog.
(ii) The application exclusion zone is the area that extends 25
feet horizontally from the point(s) of pesticide discharge from the
application equipment in all directions during application when the
pesticide is sprayed from a height of greater than 12 inches from the
soil surface or planting medium and not as in paragraph (a)(1)(i) of
this section.
* * * * *
(2) During any outdoor production pesticide application, the
agricultural employer must not allow or direct any worker or other
person to enter or to remain in the treated area or an application
exclusion zone that is within the boundaries of the establishment until
the application is complete, except for:
(i) Appropriately trained and equipped handlers involved in the
application, and
(ii) Persons not employed by the establishment in an area subject
to an easement that prevents the agricultural employer from temporarily
excluding those persons from that area.
(iii) Owners of the agricultural establishment and their immediate
family members who remain inside closed buildings, housing, or shelters
on the establishment under the conditions specified in Sec.
170.601(a)(1)(vi).
* * * * *
0
4. Amend Sec. 170.501 by revising paragraph (c)(3)(xi) to read as
follows:
Sec. 170.501 Training requirements for handlers.
* * * * *
(c) * * *
(3) * * *
(xi) Handlers must suspend a pesticide application if workers or
other persons are in the application exclusion zone within the
boundaries of the agricultural establishment and must not resume the
application while workers or other persons remain in the application
exclusion zone, except for appropriately trained and equipped handlers
involved in the application, persons not employed by the establishment
in an area subject to an easement that prevents the agricultural
employer from temporarily excluding those persons from that area, and
the owner(s) of the agricultural establishment and members of their
immediate families who remain inside closed buildings, housing, or
shelters on the establishment, provided that the handlers have been
expressly instructed by the owner(s) of the agricultural establishment
that only immediate family members remain inside those closed
buildings, housing, or shelters and that the application should proceed
despite the presence of the owner(s) or their immediate family members
inside those closed buildings, housing, or shelters.
* * * * *
0
5. Amend Sec. 170.505 by revising paragraph (b) to read as follows:
[[Page 68782]]
Sec. 170.505 Requirements during applications to protect handlers,
workers, and other persons.
* * * * *
(b) Suspending applications. (1) Any handler performing a pesticide
application must immediately suspend the pesticide application if any
worker or other person is in an application exclusion zone described in
Sec. 170.405(a)(1) that is within the boundaries of the agricultural
establishment or the area specified in column B of the Table in Sec.
170.405(b)(4), except for:
(i) Appropriately trained and equipped handlers involved in the
application,
(ii) Persons not employed by the establishment in an area subject
to an easement that prevents the agricultural employer from temporarily
excluding those persons from that area, and
(iii) The owner(s) of the agricultural establishment and members of
their immediate families who remain inside closed buildings, housing,
or shelters on the establishment, provided that the handlers have been
expressly instructed by the owner(s) of the agricultural establishment
that only immediate family members remain inside those closed
buildings, housing, or shelters and that the application should proceed
despite the presence of the owner(s) or their immediate family members
inside those closed buildings, housing, or shelters.
(2) A handler must not resume a suspended pesticide application
while any workers or other persons remain in an application exclusion
zone described in Sec. 170.405(a)(1) that is within the boundaries of
the agricultural establishment or the area specified in column B of the
Table in Sec. 170.405(b)(4), except for:
(i) Appropriately trained and equipped handlers involved in the
application,
(ii) Persons not employed by the establishment in an area subject
to an easement that prevents the agricultural employer from temporarily
excluding those persons from that area, and
(iii) The owner(s) of the agricultural establishment and members of
their immediate families who remain inside closed buildings, housing,
or shelters on the establishment, provided that the handlers have been
expressly instructed by the owner(s) of the agricultural establishment
that only immediate family members remain inside those closed
buildings, housing, or shelters and that the application should proceed
despite the presence of the owner(s) or their immediate family members
inside those closed buildings, housing, or shelters.
* * * * *
0
6. Amend Sec. 170.601 by revising paragraph (a)(1) to read as follows:
Sec. 170.601 Exemptions.
(a) * * *
(1) On any agricultural establishment where a majority of the
establishment is owned by one or more members of the same immediate
family, the owner(s) of the establishment (and, where specified below,
certain handlers) are not required to provide the protections of the
following provisions to themselves or members of their immediate family
when they are performing handling activities or tasks related to the
production of agricultural plants that would otherwise be covered by
this part on their own agricultural establishment.
(i) Section 170.309(c).
(ii) Section 170.309(f) through (j).
(iii) Section 170.311.
(iv) Section 170.401.
(v) Section 170.403.
(vi) Sections 170.405(a)(2) and 170.505(b), but only in regard to
owner(s) of the establishment and their immediate family members who
remain inside closed buildings, housing, or shelters on the
establishment. This exception also applies to handlers (regardless of
whether they are immediate family members) who have been expressly
instructed by the owner(s) of the establishment that:
(A) Only the owner(s) or their immediate family members remain
inside the closed building, housing, or shelter on the establishment,
and
(B) The application should proceed despite the presence of the
owner(s) or their immediate family members remaining inside the closed
buildings, housing, or shelters on the establishment.
(vii) Section 170.409.
(viii) Sections 170.411 and 170.509.
(ix) Section 170.501.
(x) Section 170.503.
(xi) Section 170.505(c) and (d).
(xii) Section 170.507(c) through (e).
(xiii) Section 170.605(a) through (c), and (e) through (j).
* * * * *
[FR Doc. 2020-23411 Filed 10-29-20; 8:45 am]
BILLING CODE 6560-50-P