Conflicts of Interest Exemption: Avante Mezzanine Partners SBIC II, L.P., 66399 [2020-23075]

Download as PDF Federal Register / Vol. 85, No. 202 / Monday, October 19, 2020 / Notices • Send an email to rule-comments@ sec.gov. Please include File Number SR– NASDAQ–2020–066 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–NASDAQ–2020–066. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NASDAQ–2020–066 and should be submitted on or before November 9, 2020. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.11 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2020–23014 Filed 10–16–20; 8:45 am] jbell on DSKJLSW7X2PROD with NOTICES SMALL BUSINESS ADMINISTRATION SMALL BUSINESS ADMINISTRATION [License No. 09/09–0479] [Disaster Declaration #16601 and #16602; IOWA Disaster Number IA–00092] Conflicts of Interest Exemption: Avante Mezzanine Partners SBIC II, L.P. Notice is hereby given that Avante Mezzanine Partners SBIC II, L.P., 11150 Santa Monica Blvd., Suite 1470, Los Angeles, CA 90025, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Avante Mezzanine Partners SBIC II, L.P., is seeking a written exemption from SBA for a proposed financing to Telestream Holding Corporation, 848 Gold Flat Road, Nevada City, CA 95959. The financing is brought within the purview of § 107.730(a) of the Regulations because Avante Mezzanine Partners SBIC II, L.P will participate in a transaction that will discharge the obligations of its Associate, Avante Mezzanine Partners SBIC, L.P., therefore this transaction is considered Financing which constitute conflicts of interest requiring SBA’s prior written exemption. Both Avante Mezzanine Partners SBIC II, L.P. and Avante Mezzanine Partners SBIC, L.P. previously held financings in Telestream Holding Corporation, however only Avante Mezzanine Partners SBIC II, L.P. will participate in this financing round as Avante Mezzanine Partners SBIC, L.P. has already concluded its investment period. Notice is hereby given that any interested person may submit written comments on this transaction within fifteen days of the date of this publication to the Associate Administrator, Office of Investment and Innovation, U.S. Small Business Administration, 409 Third Street SW, Washington, DC 20416. Donald DeFosset III, Associate Administrator, Office of Investment and Innovation. BILLING CODE 8011–01–P [FR Doc. 2020–23075 Filed 10–16–20; 8:45 am] BILLING CODE P 11 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 18:05 Oct 16, 2020 Jkt 253001 66399 PO 00000 Frm 00100 Fmt 4703 Sfmt 4703 Presidential Declaration Amendment of a Major Disaster for the State of Iowa U.S. Small Business Administration. ACTION: Amendment 3. AGENCY: This is an amendment of the Presidential declaration of a major disaster for the State of Iowa (FEMA– 4557–DR), dated 08/20/2020. Incident: Severe Storms. Incident Period: 08/10/2020. DATES: Issued on 10/07/2020. Physical Loan Application Deadline Date: 11/02/2020. Economic Injury (EIDL) Loan Application Deadline Date: 05/20/2021. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: The notice of the President’s major disaster declaration for the State of Iowa, dated 08/20/2020, is hereby amended to extend the deadline for filing applications for physical damages as a result of this disaster to 11/02/2020. All other information in the original declaration remains unchanged. SUMMARY: (Catalog of Federal Domestic Assistance Number 59008) Cynthia Pitts, Acting Associate Administrator for Disaster Assistance. [FR Doc. 2020–23034 Filed 10–16–20; 8:45 am] BILLING CODE 8026–03–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #16700 and #16701; ALABAMA Disaster Number AL–00112] Presidential Declaration of a Major Disaster for Public Assistance Only for the State of Alabama U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of Alabama (FEMA–4563–DR), dated 10/09/2020. SUMMARY: E:\FR\FM\19OCN1.SGM 19OCN1

Agencies

[Federal Register Volume 85, Number 202 (Monday, October 19, 2020)]
[Notices]
[Page 66399]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-23075]


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SMALL BUSINESS ADMINISTRATION

[License No. 09/09-0479]


Conflicts of Interest Exemption: Avante Mezzanine Partners SBIC 
II, L.P.

    Notice is hereby given that Avante Mezzanine Partners SBIC II, 
L.P., 11150 Santa Monica Blvd., Suite 1470, Los Angeles, CA 90025, a 
Federal Licensee under the Small Business Investment Act of 1958, as 
amended (``the Act''), in connection with the financing of a small 
concern, has sought an exemption under Section 312 of the Act and 
Section 107.730, Financings which Constitute Conflicts of Interest of 
the Small Business Administration (``SBA'') Rules and Regulations (13 
CFR 107.730). Avante Mezzanine Partners SBIC II, L.P., is seeking a 
written exemption from SBA for a proposed financing to Telestream 
Holding Corporation, 848 Gold Flat Road, Nevada City, CA 95959.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Avante Mezzanine Partners SBIC II, L.P will 
participate in a transaction that will discharge the obligations of its 
Associate, Avante Mezzanine Partners SBIC, L.P., therefore this 
transaction is considered Financing which constitute conflicts of 
interest requiring SBA's prior written exemption. Both Avante Mezzanine 
Partners SBIC II, L.P. and Avante Mezzanine Partners SBIC, L.P. 
previously held financings in Telestream Holding Corporation, however 
only Avante Mezzanine Partners SBIC II, L.P. will participate in this 
financing round as Avante Mezzanine Partners SBIC, L.P. has already 
concluded its investment period.
    Notice is hereby given that any interested person may submit 
written comments on this transaction within fifteen days of the date of 
this publication to the Associate Administrator, Office of Investment 
and Innovation, U.S. Small Business Administration, 409 Third Street 
SW, Washington, DC 20416.

Donald DeFosset III,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2020-23075 Filed 10-16-20; 8:45 am]
BILLING CODE P
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