Hazardous and Solid Waste Management System: Disposal of Coal Combustion Residuals From Electric Utilities; Legacy CCR Surface Impoundments, 65015-65020 [2020-22058]
Download as PDF
Federal Register / Vol. 85, No. 199 / Wednesday, October 14, 2020 / Proposed Rules
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
The SIP is not approved to apply on
any Indian reservation land or in any
other area where EPA or an Indian tribe
has demonstrated that a tribe has
jurisdiction. In those areas of Indian
country, the rule does not have tribal
implications as specified by Executive
Order 13175 (65 FR 67249, November 9,
2000), nor will it impose substantial
direct costs on tribal governments or
preempt tribal law.
List of Subjects in 40 CFR Part 52
Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
jbell on DSKJLSW7X2PROD with PRO_RULES
Authority: 42 U.S.C. 7401 et seq.
Dated: September 30, 2020.
Mary Walker,
Regional Administrator, Region 4.
[FR Doc. 2020–22139 Filed 10–13–20; 8:45 am]
BILLING CODE 6560–50–P
VerDate Sep<11>2014
17:18 Oct 13, 2020
Jkt 253001
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 257
[EPA–HQ–OLEM–2020–0107; FRL–10015–
46–OLEM]
RIN 2050–AH14
Hazardous and Solid Waste
Management System: Disposal of Coal
Combustion Residuals From Electric
Utilities; Legacy CCR Surface
Impoundments
Environmental Protection
Agency (EPA).
ACTION: Advance notice of proposed
rulemaking.
AGENCY:
On April 17, 2015, the
Environmental Protection Agency (EPA
or the Agency) promulgated national
minimum criteria for existing and new
coal combustion residuals (CCR)
landfills and existing and new CCR
surface impoundments. On August 21,
2018, the U.S. Court of Appeals for the
District of Columbia Circuit issued its
opinion in the case of Utility Solid
Waste Activities Group, et al. v. EPA,
which vacated and remanded the
provision that exempted inactive
impoundments at inactive facilities
from the CCR regulations. As a first step
to implement this part of the court
decision, EPA is seeking comments in
this advanced notice of proposed
rulemaking (ANPRM) and data on
inactive surface impoundments at
inactive facilities to assist in the
development of future regulations for
these CCR units. This ANPRM also
discusses the related research
conducted to date, describes EPA’s
preliminary analysis of that research,
and seeks additional data and public
input on issues that may inform a future
proposed rule.
DATES: Comments must be received on
or before December 14, 2020.
ADDRESSES: You may send comments,
identified by Docket ID No. EPA–HQ–
OLEM–2020–0107, by any of the
following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
OLEM Docket, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460.
• Hand Delivery or Courier (by
scheduled appointment only): EPA
Docket Center, WJC West Building,
Room 3334, 1301 Constitution Avenue
NW, Washington, DC 20004. The Docket
SUMMARY:
PO 00000
Frm 00035
Fmt 4702
Sfmt 4702
65015
Center’s hours of operations are 8:30
a.m.–4:30 p.m., Monday–Friday (except
Federal Holidays).
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received may be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
‘‘Public Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document. Out of an abundance of
caution for members of the public and
our staff, the EPA Docket Center and
Reading Room are closed to the public,
with limited exceptions, to reduce the
risk of transmitting COVID–19. Our
Docket Center staff will continue to
provide remote customer service via
email, phone, and webform. We
encourage the public to submit
comments via https://
www.regulations.gov/ or email, as there
may be a delay in processing mail and
faxes. Hand deliveries and couriers may
be received by scheduled appointment
only. For further information on EPA
Docket Center services and the current
status, please visit us online at https://
www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this ANPRM,
contact Michelle Long, Office of
Resource Conservation and Recovery,
Materials Recovery and Waste
Management Division, Environmental
Protection Agency, 1200 Pennsylvania
Avenue NW, MC: 5304P, Washington,
DC 20460; telephone number: (703)
347–8953; email address:
long.michelle@epa.gov. For more
information on this rulemaking please
visit https://www.epa.gov/coalash.
SUPPLEMENTARY INFORMATION:
I. Public Participation
A. Docket
EPA has established a docket for this
action under Docket ID No. EPA–HQ–
OLEM–2020–0107. EPA has previously
established a docket for the April 17,
2015, CCR final rule (80 FR 21302)
under Docket ID No. EPA–HQ–RCRA–
2009–0640. All documents in the docket
are listed in the https://
www.regulations.gov index. Publicly
available docket materials are available
either electronically at https://
www.regulations.gov or in hard copy at
the EPA Docket Center. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
E:\FR\FM\14OCP1.SGM
14OCP1
65016
Federal Register / Vol. 85, No. 199 / Wednesday, October 14, 2020 / Proposed Rules
number for the EPA Docket Center is
(202) 566–1742.
jbell on DSKJLSW7X2PROD with PRO_RULES
B. Written Comments
Submit your comments, identified by
Docket ID No. EPA–HQ–OLEM–2020–
0107, at https://www.regulations.gov
(our preferred method), or the other
methods identified in the ADDRESSES
section. Once submitted, comments
cannot be edited or removed from the
docket. EPA may publish any comment
received to its public docket. Do not
submit electronically any information
you consider to be Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. EPA will generally not consider
comments or comment contents located
outside of the primary submission (i.e.,
on the web, cloud, or other file sharing
system). For additional submission
methods, the full EPA public comment
policy, information about CBI or
multimedia submissions, and general
guidance on making effective
comments, please visit https://
www.epa.gov/dockets/commenting-epadockets.
EPA is temporarily suspending its
Docket Center and Reading Room for
public visitors, with limited exceptions,
to reduce the risk of transmitting
COVID–19. Our Docket Center staff will
continue to provide remote customer
service via email, phone, and webform.
We encourage the public to submit
comments via https://
www.regulations.gov/ as there may be a
delay in processing mail and faxes.
Hand deliveries or couriers will be
received by scheduled appointment
only. For further information and
updates on EPA Docket Center services,
please visit us online at https://
www.epa.gov/dockets.
EPA continues to carefully and
continuously monitor information from
the Centers for Disease Control and
Prevention (CDC), local area health
departments, and our Federal partners
so that we can respond rapidly as
conditions change regarding COVID–19.
C. Submitting CBI
Do not submit information that you
consider to be CBI electronically
through https://www.regulations.gov or
email. Send or deliver information
identified as CBI to only the following
address: ORCR Document Control
Officer, Mail Code 5305–P,
Environmental Protection Agency, 1200
VerDate Sep<11>2014
17:18 Oct 13, 2020
Jkt 253001
Pennsylvania Avenue NW, Washington,
DC 20460; Attn: Docket ID No. EPA–
HQ–OLEM–2020–0107.
Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information in a disk or CD–
ROM that you mail to EPA, mark the
outside of the disk or CD–ROM as CBI
and then identify electronically within
the disk or CD–ROM the specific
information that is claimed as CBI. In
addition to one complete version of the
comment that includes information
claimed as CBI, a copy of the comment
that does not contain the information
claimed as CBI must be submitted for
inclusion in the public docket. If you
submit a CD–ROM or disk that does not
contain CBI, mark the outside of the
disk or CD–ROM clearly that it does not
contain CBI. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2.
II. General Information
A. Does this action apply to me?
A future rulemaking for inactive
(‘‘legacy’’) CCR surface impoundments
potentially applies to owners and
operators of all CCR generated by
electric utilities and independent power
producers that fall within the North
American Industry Classification
System (NAICS) code 221112 and may
affect the following entities: Electric
utility facilities and independent power
producers that fall under the NAICS
code 221112. This discussion is not
intended to be exhaustive, but rather
provides a guide for readers regarding
entities likely to be regulated by this
action. This discussion lists the types of
entities that EPA is now aware could
potentially be regulated by this action.
Other types of entities not described
here could also be regulated. To
determine whether your entity is
regulated by this action, you should
carefully examine the applicability
criteria found in § 257.50 of title 40 of
the Code of Federal Regulations. If you
have questions regarding the
applicability of this action to a
particular entity, consult the person
listed in the FOR FURTHER INFORMATION
CONTACT section.
B. What action is the Agency
contemplating?
EPA is seeking comments and data on
legacy CCR surface impoundments at
inactive facilities to assist in the
development of future regulations for
these CCR units. This action is in
response to the August 21, 2018 opinion
by the U.S. Court of Appeals for the
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
District of Columbia Circuit (Utility
Solid Waste Activities Group, et al. v.
EPA) that vacated and remanded the
provision that exempted inactive
impoundments at inactive facilities
from the 2015 CCR rule.
By this document, EPA is seeking
public input on key issues at this
preliminary stage to inform its thinking
on any future proposed rulemaking.
EPA is not reopening any existing
regulations through this ANPRM.
C. What is the Agency’s authority for
taking this action?
EPA is publishing this document
under the authority of sections 1008(a),
2002(a), 4004, and 4005(a) and (d) of the
Solid Waste Disposal Act of 1970, as
amended by the Resource Conservation
and Recovery Act of 1976 (RCRA), as
amended by the Hazardous and Solid
Waste Amendments of 1984 (HSWA)
and the Water Infrastructure
Improvements for the Nation (WIIN) Act
of 2016, 42 U.S.C. 6907(a), 6912(a),
6944, and 6945(a) and (d).
III. Background
On April 17, 2015, EPA finalized
national minimum criteria for the
disposal of CCR as solid waste under
Subtitle D of the Resource Conservation
and Recovery Act (RCRA) titled,
‘‘Hazardous and Solid Waste
Management System; Disposal of Coal
Combustion Residuals from Electric
Utilities,’’ (80 FR 21302) (2015 CCR rule
or CCR regulations). The 2015 CCR rule,
codified in subpart D of part 257 of Title
40 of the Code of Federal Regulations,
established regulations for existing and
new CCR landfills and existing and new
CCR surface impoundments and all
lateral expansions of CCR units. The
criteria consist of location restrictions,
design and operating criteria,
groundwater monitoring and corrective
action requirements, closure and postclosure care requirements,
recordkeeping, notification and internet
posting requirements.
The 2015 CCR rule regulated existing
and new CCR landfills and existing and
new CCR surface impoundments and all
lateral expansions of CCR units. The
rule also imposed requirements on
inactive surface impoundments 1 at
active facilities,2 but did not impose
1 An ‘‘inactive CCR surface impoundment’’ is
defined at § 257.53 as a CCR surface impoundment
that no longer received CCR on or after October 19,
2015 and still contains both CCR and liquids on or
after October 19, 2015.
2 An ‘‘active facility or active electric utilities or
independent power producers’’ is defined at
§ 257.53 as any facility subject to the requirements
of this subpart that is in operation on October 19,
2015. An electric utility or independent power
producer is in operation if it is generating electricity
E:\FR\FM\14OCP1.SGM
14OCP1
Federal Register / Vol. 85, No. 199 / Wednesday, October 14, 2020 / Proposed Rules
jbell on DSKJLSW7X2PROD with PRO_RULES
requirements on inactive surface
impoundments at inactive facilities. The
preamble to the 2015 CCR final rule (80
FR 21344) explained that inactive units
at inactive facilities were not covered by
the rule in part due to possible
complications that were specific to
inactive or closed facilities: The concern
that the present owner of the land on
which an inactive site was located
might have no connection (other than
present ownership of the land) with the
prior disposal activities. For that reason,
EPA exempted those units at
§ 257.50(e).
The rule was challenged by several
parties, including a coalition of
regulated entities and a coalition of
environmental organizations
(‘‘Environmental Petitioners’’).
Environmental Petitioners raised two
challenges that are relevant to this
ANPRM: First, they challenged the
provision that allowed existing, unlined
surface impoundments to continue to
operate until they exceeded the
groundwater protection standard. See
§ 257.101(a)(1). They contended that
EPA failed to show how continued
operation of unlined impoundments
met RCRA’s baseline requirement that
any solid waste disposal site pose ‘‘no
reasonable probability of adverse effects
on health or the environment.’’ 42
U.S.C. 6944(a). Secondly,
Environmental Petitioners challenged
the provisions exempting inactive
surface impoundments at inactive
power plants (i.e., ‘‘legacy ponds’’) from
regulation. The environmental
petitioners argued that legacy ponds are
at risk of unmonitored leaks and
catastrophic structural failures. The U.S.
Court of Appeals for the D.C. Circuit
issued its decision on August 21, 2018.
The Court upheld most of the rule but
ruled for the environmental petitioners
on these two claims. The court held that
EPA acted ‘‘arbitrarily and capriciously
and contrary to RCRA’’ in failing to
require the closure of unlined surface
impoundments 3 and in exempting
inactive surface impoundments at
inactive power plants from regulation.
The court ordered that these provisions
be vacated and remanded back to the
Agency. Utility Solid Waste Activities
Group (USWAG), et al. v. EPA, 901 F.3d
414 (D.C. Cir. 2018). This decision is
that is provided to electric power transmission
systems or to electric power distribution systems on
or after October 19, 2015. An off-site disposal
facility is in operation if it is accepting or managing
CCR on or after October 19, 2015.
3 Unlined CCR surface impoundments were
addressed in a separate regulatory action that was
published on August 28, 2020 (85 FR 53516).
VerDate Sep<11>2014
17:18 Oct 13, 2020
Jkt 253001
referred to as the ‘USWAG decision’ in
this ANPRM.
In overturning the exemption for
legacy ponds, the court pointed to
evidence from the 2015 CCR rule that
legacy ponds are most likely to be
unlined and unmonitored and have
been shown to be more likely to leak
than units at utilities still in operation,
therefore these units are at risk of leaks
and catastrophic structural failures. The
court stated that legacy ponds pose the
same threats to human health and the
environment as the riskiest coal
residuals disposal methods,
compounded by diminished
preventative and remediation oversight
due to the absence of an onsite owner
and daily monitoring. See 80 FR at
21343 through 21344 (finding that the
greatest disposal risks are ‘‘primarily
driven by the older existing units,
which are generally unlined’’). For these
reasons, the court vacated and
remanded the provision of the 2015 CCR
rule that exempted inactive
impoundments at inactive facilities
from regulation, at § 257.50(e). Until
EPA finalizes amendments to the
regulations to effectuate the court’s
order, facilities are not legally obliged to
take any action to comply with the
federal CCR regulations. As currently
drafted, nothing in § 257.50 would bring
inactive surface impoundments at
inactive facilities within the scope of
the federal CCR regulations.
IV. What information is EPA seeking?
In this action, EPA is seeking
additional information related to
inactive surface impoundments at
inactive facilities, referred to as
‘‘legacy’’ CCR surface impoundments
throughout this preamble, to better
inform a future rulemaking. The Agency
is seeking input on regulatory authority
and a potential definition of a legacy
CCR surface impoundment. It is also
soliciting specific information on the
types of inactive surface impoundments
at inactive facilities that might be
considered legacy CCR surface
impoundments. In particular, EPA is
requesting information on how many of
these units might exist, their current
status (e.g., capped, dry, closed
according to state requirements, still
holding water), and names and locations
of former power plants that may have
these units and when they closed.
Finally, the Agency is taking comment
on which CCR regulations should apply
to legacy CCR surface impoundments
and on suggestions for timeframes that
EPA should prescribe for coming into
compliance with those regulations.
PO 00000
Frm 00037
Fmt 4702
Sfmt 4702
65017
A. EPA Regulatory Authority
As discussed in the preamble to the
final 2015 CCR rule (80 FR 21302, April
17, 2015), EPA has previously
interpreted RCRA subtitle D to grant it
the authority to regulate both active
units—i.e., those landfills and
impoundments that receive waste after
the effective date of the regulation—and
inactive units—those landfills and
impoundments which ceased receiving
waste before the effective date of the
regulation. 80 FR at 21342 through
21346.
A challenge to this interpretation in
the context of EPA’s regulation of
inactive units at currently operating
power plants in the 2015 CCR rule was
rejected by a panel of the D.C. Circuit
in Utility Solid Waste Activities Group,
et al. v. EPA, 901 F.3d 414 (D.C. Cir.
2018) (‘‘USWAG decision’’), which
concluded that ‘‘resolution of this issue
begins and ends with RCRA’s plain
text.’’ Id. at 440. The court focused on
the phrase ‘‘is disposed of’’ in the
statutory definition of an open dump,
concluding that ‘‘while the ‘is’ retains
its active present tense, the ‘disposal’
takes the form of a past participle
(‘disposed’).’’ In this way the disposal
itself can exist (‘it is’) even if the act of
disposal took place at some prior time.’’
Id. (citations omitted). Based on this
reading, the court concluded that ‘‘an
open dump includes any facility (other
than a sanitary landfill or hazardous
waste disposal facility) where solid
waste still ‘is deposited,’ ’is dumped,’ ‘is
spilled,’ ‘is leaked,’ or ‘is placed,’
regardless of when it might originally
have been dropped off. In other words,
the waste in an inactive impoundment
‘is disposed of’ at a site no longer
receiving new waste in just the same
way that it ‘is disposed of’ at a site that
is still operating.’’ Id. The court also
opined that ‘‘[e]ven if the text were
ambiguous, EPA’s interpretation is
eminently reasonable under Chevron
step two.’’ Id. at 442. Judge Henderson
wrote separately and concluded that
‘‘the text—and more precisely, the
grammatical structure—of RCRA’s
definition of ‘open dump’ is temporally
ambiguous’’ and that EPA’s
interpretation of its authority to regulate
inactive units was a reasonable
interpretation of that ambiguity under
Chevron step two. Id. at 451
(Henderson, J., concurring in part and
concurring in the judgment).
EPA requests comment on whether, in
light of the court’s opinion in the
USWAG decision, the Agency has the
discretion to reinterpret the extent of its
authority under RCRA subtitle D. See
Nat’l Cable & Telecommunications
E:\FR\FM\14OCP1.SGM
14OCP1
65018
Federal Register / Vol. 85, No. 199 / Wednesday, October 14, 2020 / Proposed Rules
jbell on DSKJLSW7X2PROD with PRO_RULES
Ass’n v. Brand X internet Servs., 545
U.S. 967, 981 (2005). If EPA has the
discretion to revisit its interpretation
(including potentially identifying an
alternative basis for not regulating
inactive surface impoundments at
inactive facilities (‘‘legacy CCR surface
impoundments’’) while addressing the
court’s concern about risk), EPA
requests comment on whether (and, if
so, why) it should interpret its
authority, whether for technical and
policy reasons or for other reasons, to
extend only to units that were in
operation after November 1980 or to
some other smaller set of units. If EPA
does not revisit the extent of its
authority to regulate inactive units, EPA
requests comment on how far back in
time it should reach and whether EPA
should regulate units differently based
on when they became inactive. In
addition, EPA requests comment as to
whether EPA’s regulation of inactive
units should be limited to only units at
former power plants that sold electric
power to the grid or whether it should
also reach units at former power plants
that provided power to a single site or
facility. EPA generally requests
comment on the technical, policy, and
legal rationales for any distinctions that
commenters believe it is appropriate for
EPA to draw in this area or with respect
to other topics that are subject to this
advance notice of proposed rulemaking.
B. Definition
EPA is considering several options to
define a legacy CCR surface
impoundment. For example, EPA could
define a legacy CCR surface
impoundment as:
A surface impoundment that is
located at a power plant that ceased
generating power prior to October 19,
2015 and
• Option 1—the surface
impoundment contained both CCR and
liquids on the effective date of the 2015
CCR rule (i.e., October 19, 2015); or
• Option 2—the surface
impoundment contained both CCR and
liquids on the date the Court issued its
mandate for the August 21, 2018 court
decision (i.e., October 15, 2018); or
• Option 3—the surface
impoundment contains both CCR and
liquids on the date EPA issues a final
rule bringing legacy CCR surface
impoundments under the federal
regulations.
EPA is specifically requesting
comment on these options for the
definition of legacy CCR surface
impoundments. EPA provided three
options for the definition of legacy CCR
surface impoundment because the
Agency is soliciting comment from the
VerDate Sep<11>2014
17:18 Oct 13, 2020
Jkt 253001
public on which option is best for this
newly regulated universe and when
such units contained both CCR and
liquids. EPA does not have an estimated
number of units that would be classified
under each definition option at this
time.
Furthermore, EPA requests comment
on how the current owner of the legacy
CCR surface impoundment should be
defined. In particular, should there be a
definition of innocent owner that would
exclude certain qualifying landowners
from regulation? If so, what should be
the criteria? Should, for example,
criteria be based on, or similar to, the
criteria for the landowner liability
protections under the Comprehensive
Environmental Response,
Compensation, and Liability Act
(CERCLA), commonly known as
Superfund, see, https://www.epa.gov/
enforcement/landowner-liabilityprotections#ild? To the extent that
certain landowners are exempted from
the CCR rule requiring owners ensure
impoundments meet the national
minimum criteria, how should EPA
address the impoundments under their
ownership? Relatedly, for this potential
subset of impoundments and for other,
abandoned impoundments that may still
contain CCR and liquids, but do not
have an identifiable owner/operator, or
for impoundments whose ownership
has been transferred, should EPA
evaluate other authorities, (such as
CERCLA), or state programs, to address
those units?
C. Size of Universe
The USWAG decision referenced a
database that identifies legacy ponds
and their owners that was included in
the Regulatory Impact Analysis
supporting EPA’s Proposed RCRA
Regulation of Coal Combustion
Residues.4 Upon further examination, it
appears that these data include all the
units that the Agency could identify at
the time, not just inactive surface
impoundments at inactive facilities.
EPA is requesting information on any
known inactive surface impoundments
at inactive power plants as of the
effective date of the 2015 CCR rule,
October 19, 2015. For example,
• Plant name (or former plant name);
• Location;
• If known, retirement year of power
plant;
• If known, status of unit (e.g., still
holding water);
• If known the year the surface
impoundment ceased receipt of waste
4 A copy of Information Request Responses from
Electric Utilities (April 30, 2010) is available in the
docket to this action.
PO 00000
Frm 00038
Fmt 4702
Sfmt 4702
and whether the unit has gone through
any sort of closure process;
• Any characteristics of the unit (e.g.,
size, volume); or
• Any other available information
about the inactive surface
impoundment.
Additionally, should there be a size
limitation for legacy CCR surface
impoundments?
Approximately 10 states have
reported to EPA that they have
estimated a total of 37 possible legacy
CCR surface impoundments within their
states. USWAG, after surveying their
members, indicated they know of 45
units that could possibly be legacy CCR
surface impoundments. Data showing
approximately 140 facilities that have
been reported to have one or more CCR
units (boilers) retired or gone out of
service between January of 1993 and
October of 2015 were provided to EPA
by the Department of Energy (DOE).5
Those facilities are assumed to be closed
because they do not have publicly
accessible websites posted as required
by the 2015 CCR rule. Some of these
facilities may have been small power
plants that did not generate electricity
(or electricity and heat) for sale to the
public, so any impoundments at those
facilities would not be covered under 40
CFR part 257, subpart D. However, EPA
could determine to expand the
definition of legacy CCR surface
impoundment to cover small power
plant facilities that did not generate
electricity for the sale to the public.
However, CCR surface impoundments
(if they exist) at the other facilities could
potentially be considered legacy CCR
surface impoundments.
In this same DOE database,
approximately 110 coal units were
listed as retired or otherwise not
burning coal but are located at facilities
that have posted a publicly accessible
website containing CCR compliance
data and information. Given the
existence of those websites, any
potential surface impoundments at
facilities with closed units would
already be regulated as inactive
impoundments at active facilities and
would not be considered legacy CCR
surface impoundments.
D. Applicable Regulations and Time To
Come Into Compliance
The Agency specifically requests
comment on which of the requirements
of the 2015 CCR rule should apply to
legacy CCR surface impoundments and
5 These data are from DOE’s contractor, Energy
Ventures Analysis, as of March 1, 2019. A copy of
‘‘DOE-Energy Ventures Analysis Coal Unit
Retirements—Historical + Announced March 1,
2019’’ is available in the docket for this rulemaking.
E:\FR\FM\14OCP1.SGM
14OCP1
jbell on DSKJLSW7X2PROD with PRO_RULES
Federal Register / Vol. 85, No. 199 / Wednesday, October 14, 2020 / Proposed Rules
whether other new requirements should
apply to legacy CCR surface
impoundments. EPA has tentatively
identified certain requirements from the
2015 CCR rule that should apply to
legacy CCR surface impoundments.
For instance, the establishment of a
publicly accessible CCR website(s) by
the companies or States may be
appropriate to give the Agency and
public the ability to track groundwater
monitoring and closure progress for
these units. The 2015 CCR rule requires
that owners and operators of CCR units
establish a publicly accessible internet
site where they are required to post
compliance information. The posting
requirements include, for example,
compliance information related to
location restrictions, type of liner
system, surface impoundment structural
integrity information including hazard
potential classification structural
stability and safety factor assessments,
fugitive dust control plans and annual
reports, run-on and run-off controls for
landfills, hydrologic and hydraulic
capacity plans for surface
impoundments, periodic inspections of
CCR units, groundwater monitoring
information including the annual
groundwater monitoring and corrective
action reports, and information related
to closure or retrofit of a CCR unit and
post-closure care. EPA is also interested
in any potential liabilities associated
with generating and maintaining a
public website by owners or operators
and local governments.
Also, because the Agency anticipates
that many or all legacy CCR surface
impoundments will be found to be
unlined, and thus will be required to
close, the groundwater monitoring,
corrective action, closure and postclosure care requirements would be
appropriate. EPA is requesting comment
on who should be responsible for
complying with existing requirements
such as groundwater monitoring,
corrective action, closure and postclosure care requirements.
Another technical requirement that
may be appropriate for legacy CCR
surface impoundments would be the
fugitive dust requirements. This is
because CCR could become airborne
during closure of the unit and thus
effectively minimizing releases would
be appropriate.
However, some CCR rule
requirements may not be necessary to
apply to legacy CCR surface
impoundments given that the legacy
surface impoundments are no longer
receiving waste. For example, certain
location restrictions demonstrations
(e.g., whether the legacy surface
impoundment is located in a fault area
VerDate Sep<11>2014
17:18 Oct 13, 2020
Jkt 253001
or seismic impact zone) may not be a
necessary requirement for unlined
legacy CCR surface impoundments
because unlined surface impoundments
would likely be subject to a requirement
to close.
Another CCR rule requirement that
may not be warranted for unlined legacy
CCR surface impoundments is the
provision to provide specific design and
construction information pertaining to
the CCR unit. One example in this
provision is to provide area-capacity
curves for the CCR unit, which show the
reservoir water surface area at different
water levels and the volume of the water
contained in the unit at these different
water elevations. It may not be
warranted to require owners of legacy
CCR surface impoundments to expend
resources to compile this information
for units likely to be subject to closure.
There may be additional standards or
controls that are not required under the
2015 CCR rule that may be appropriate
for legacy CCR surface impoundments.
For instance, the posting of general
information on the legacy CCR surface
impoundment such as size, location,
applicable state requirements, plant
information, etc., could be useful.
The Agency could also consider a site
security requirement for the facility to
restrict access to the area containing the
legacy CCR surface impoundment, since
active facilities generally have guards
and fencing. The Agency solicits
comment on which additional standards
or controls may be appropriate for
legacy CCR surface impoundments.
In addition, EPA will need to
determine the compliance deadlines for
CCR surface impoundment regulations.
The Agency would likely consider that
a publicly accessible website would be
required to be activated by the effective
date of the rule. For other requirements,
the Agency could base the timing on the
timeline laid out in the 2015 CCR rule
or from subsequent CCR
rulemakings,6 7 8 allowing
approximately the same amount of time
for legacy CCR surface impoundments
to come into compliance as the active
CCR surface impoundments. However,
the timeline specified in the 2015 CCR
rule was based in part on the owner or
operator of the unit having to go through
a series of steps to determine if the unit
would be required to close. In the case
of unlined inactive CCR surface
impoundments at inactive facilities, it
may be reasonable to assume that some
owners and operators of these units
have known that they may need to close
6 81
FR 51807, Aug. 5, 2016.
FR 36452, July 30, 2018.
8 85 FR 53516, Aug. 28, 2020.
7 83
PO 00000
Frm 00039
Fmt 4702
Sfmt 4702
65019
such units since October 15, 2018 (i.e.,
the date the Court issued its mandate for
the August 21, 2018 USWAG decision).
Because of this, and because neither the
unit nor the power plant are operating,
some owners and operators may have
begun preparing for closure and thus
could close in less time than was EPA
has provided for active surface
impoundments. The Agency specifically
requests comment on the issue of
appropriate compliance deadlines for
the applicable requirements for legacy
CCR surface impoundments. In
addition, EPA is requesting comment on
the establishment of publicly accessible
websites, and specifically seeking input
of who should establish and host the
website, such as an owner or operator,
a state or local government, or EPA.
In cases where significant vegetation
or sensitive ecosystems are in place,
should EPA take into account the
impacts of disrupting that ecosystem
when determining what actions should
be imposed? Can the agency simply
require notice and no further action
under some circumstances? If so, what
would those be, and why?
V. Request for Comment and Additional
Information
EPA is seeking comment on all
questions and topics described in this
ANPRM, including the questions and
issues identified in Unit IV, and
requests that you submit any
information, which may not be included
in this document, that you believe is
important for EPA to consider in
connection with these questions and
topics. At the same time, EPA does not
plan to consider comments that are
beyond the scope of the questions and
topics described in this ANPRM.
Instructions for providing written
comments are provided under
ADDRESSES, including how to submit
any comments that contain CBI.
VI. What are the next steps EPA will
take?
EPA intends to carefully review all
the comments and information received
in response to this ANPRM. Once that
review is completed, EPA may
supplement the collected information,
as appropriate, to determine which
regulatory criteria should apply to
legacy CCR surface impoundments. The
next step will be to submit an
information collection request to OMB,
or if EPA determines that additional
information is not needed, EPA will
publish a proposed rule with the input
from this ANPRM and other publicly
available information. The anticipated
date for issuing the proposed rule is July
2021. At that time, the public will have
E:\FR\FM\14OCP1.SGM
14OCP1
jbell on DSKJLSW7X2PROD with PRO_RULES
65020
Federal Register / Vol. 85, No. 199 / Wednesday, October 14, 2020 / Proposed Rules
the opportunity to comment on EPA’s
proposal.
development of any subsequent
proposed rulemaking.
VII. Statutory and Executive Order
Reviews
Under Executive Order 12866 (58 FR
51735, October 4, 1993) and Executive
Order 13563 (76 FR 3821, January 21,
2011), this action was submitted to the
Office of Management and Budget
(OMB) for review. Any changes made in
response to OMB recommendations
have been documented in the docket for
this action. Because this action does not
impose or propose any requirements,
and instead seeks comments and
suggestions for the Agency to consider
in possibly developing a subsequent
proposed rule, other statutory and
Executive Order reviews that apply to
rulemaking do not apply to this action.
Should EPA subsequently determine to
pursue a rulemaking, EPA will address
the statutes and Executive Order as
applicable to the rulemaking.
Nevertheless, the Agency welcomes
comments and/or information that
would help the Agency to assess any of
the following: The potential impact of a
rule on small entities pursuant to the
Regulatory Flexibility Act (RFA) (5
U.S.C. 601 et seq.); potential impacts on
federal, state, or local governments
pursuant to the Unfunded Mandates
Reform Act ((UMRA) (2 U.S.C. 1531–
1538); federalism implications pursuant
to Executive Order 13132, entitled
Federalism (64 FR 43255, November 2,
1999); availability of voluntary
consensus standards pursuant to section
12(d) of the National Technology
Transfer and Advancement Act of 1995
(NTTAA), Public Law 104–113; tribal
implications pursuant to Executive
Order 13175, entitled Consultation and
Coordination with Indian Tribal
Governments (65 FR 67249, November
6, 2000); environmental health or safety
effects on children pursuant to
Executive Order 13045, entitled
Protection of Children from
Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997);
energy effects pursuant to Executive
Order 13211, entitled Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May
22, 2001); Paperwork burdens pursuant
to the Paperwork Reduction Act (PRA)
(44 U.S.C. 3501); or human health or
environmental effects on minority or
low-income populations pursuant to
Executive Order 12898, entitled Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations (59 FR 7629,
February 16, 1994). The Agency will
consider such comments during the
List of Subjects in 40 CFR Part 257
VerDate Sep<11>2014
17:18 Oct 13, 2020
Jkt 253001
Environmental protection, Coal
combustion products, Coal combustion
residuals, Coal combustion waste,
Disposal, Hazardous waste, Landfill,
Surface impoundment.
Andrew Wheeler,
Administrator.
[FR Doc. 2020–22058 Filed 10–13–20; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL MARITIME COMMISSION
46 CFR Part 540
[Docket No. 20–15]
RIN 3072–AC82
Passenger Vessel Financial
Responsibility
Federal Maritime Commission.
Advance Notice of Proposed
Rulemaking (ANPRM).
AGENCY:
ACTION:
The Federal Maritime
Commission (Commission) is issuing
this ANPRM to seek comment on
potential regulatory changes to its
passenger vessel operator financial
responsibility requirements. These
changes were recommended in an
Interim Report issued by the Fact
Finding Officer in Commission Fact
Finding 30: COVID–19 Impact on Cruise
Industry.
DATES: Submit comments on or before
November 13, 2020.
ADDRESSES: You may submit comments,
identified by Docket No. 20–15, by the
following methods:
• Email: secretary@fmc.gov. For
comments, include in the subject line:
‘‘Docket No. 20–15, Comments on PVO
Financial Responsibility Rulemaking.’’
Comments should be attached to the
email as a Microsoft Word or textsearchable PDF document.
Instructions: For detailed instructions
on submitting comments, including
requesting confidential treatment of
comments, and additional information
on the rulemaking process, see the
Public Participation heading of the
SUPPLEMENTARY INFORMATION section of
this document. Note that all comments
received will be posted without change
to the Commission’s website, unless the
commenter has requested confidential
treatment.
Docket: For access to the docket to
read background documents or
comments received, go to the
Commission’s Electronic Reading Room
SUMMARY:
PO 00000
Frm 00040
Fmt 4702
Sfmt 4702
at: https://www2.fmc.gov/readingroom/
proceeding/20-15/.
FOR FURTHER INFORMATION CONTACT:
Rachel E. Dickon, Secretary; Phone:
(202) 523–5725; Email: secretary@
fmc.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Background
A. PVO Program
B. Fact Finding 30
III. Proposed Changes and Request for
Comments
A. Defining Nonperformance of
Transportation
B. Process for Obtaining Refunds From
PVO Instruments After Nonperformance
of Transportation
1. General
2. Deadline for Submitting Refund
Requests
3. Deadline for Refund Payment
4. Form and Amount of Refund Payment
5. Publishing Information on How To
Obtain Refunds
C. Passenger Cancellations
IV. Public Participation
V. Rulemaking Analyses and Notices
I. Executive Summary
Before a passenger vessel operator
(PVO) may arrange, offer, advertise, or
provide transportation on a vessel, the
PVO must file with the Commission
evidence of responsibility to indemnify
passengers in the event of
nonperformance of transportation.1
Satisfactory evidence includes a copy of
a bond, insurance, guaranty, or escrow
agreement meeting the Commission’s
requirements in 46 CFR part 540. The
Commission reviews the PVO’s
submission and if it meets the
Commission’s requirements, it will
issue the PVO a Certificate of Financial
Responsibility for Indemnification of
Passengers for Nonperformance of
Transportation (Certificate
(Performance)).2
Following the arrival of Coronavirus
disease 2019 (COVID–19) in the United
States, the Centers for Disease Control
and Prevention (CDC) issued a ‘‘No Sail
Order and Suspension of Further
Embarkation,’’ (CDC No Sail Order)
causing PVOs to cease all operations
and raising questions regarding
passengers’ ability to obtain refunds of
monies paid for transportation
disrupted by COVID–19. In response,
the Commission initiated Fact Finding
30: COVID–19 Impact on Cruise
Industry, on April 30, 2020.
The Fact Finding Officer issued an
Interim Report on PVO Refund Policies
1 46
2 46
E:\FR\FM\14OCP1.SGM
U.S.C. 44102; 46 CFR part 540, subpart A.
CFR 540.7.
14OCP1
Agencies
[Federal Register Volume 85, Number 199 (Wednesday, October 14, 2020)]
[Proposed Rules]
[Pages 65015-65020]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-22058]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 257
[EPA-HQ-OLEM-2020-0107; FRL-10015-46-OLEM]
RIN 2050-AH14
Hazardous and Solid Waste Management System: Disposal of Coal
Combustion Residuals From Electric Utilities; Legacy CCR Surface
Impoundments
AGENCY: Environmental Protection Agency (EPA).
ACTION: Advance notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: On April 17, 2015, the Environmental Protection Agency (EPA or
the Agency) promulgated national minimum criteria for existing and new
coal combustion residuals (CCR) landfills and existing and new CCR
surface impoundments. On August 21, 2018, the U.S. Court of Appeals for
the District of Columbia Circuit issued its opinion in the case of
Utility Solid Waste Activities Group, et al. v. EPA, which vacated and
remanded the provision that exempted inactive impoundments at inactive
facilities from the CCR regulations. As a first step to implement this
part of the court decision, EPA is seeking comments in this advanced
notice of proposed rulemaking (ANPRM) and data on inactive surface
impoundments at inactive facilities to assist in the development of
future regulations for these CCR units. This ANPRM also discusses the
related research conducted to date, describes EPA's preliminary
analysis of that research, and seeks additional data and public input
on issues that may inform a future proposed rule.
DATES: Comments must be received on or before December 14, 2020.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-HQ-
OLEM-2020-0107, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, OLEM Docket, Mail Code 28221T, 1200 Pennsylvania Avenue NW,
Washington, DC 20460.
Hand Delivery or Courier (by scheduled appointment only):
EPA Docket Center, WJC West Building, Room 3334, 1301 Constitution
Avenue NW, Washington, DC 20004. The Docket Center's hours of
operations are 8:30 a.m.-4:30 p.m., Monday-Friday (except Federal
Holidays).
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received may be posted without change
to https://www.regulations.gov/, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the ``Public Participation''
heading of the SUPPLEMENTARY INFORMATION section of this document. Out
of an abundance of caution for members of the public and our staff, the
EPA Docket Center and Reading Room are closed to the public, with
limited exceptions, to reduce the risk of transmitting COVID-19. Our
Docket Center staff will continue to provide remote customer service
via email, phone, and webform. We encourage the public to submit
comments via https://www.regulations.gov/ or email, as there may be a
delay in processing mail and faxes. Hand deliveries and couriers may be
received by scheduled appointment only. For further information on EPA
Docket Center services and the current status, please visit us online
at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For questions concerning this ANPRM,
contact Michelle Long, Office of Resource Conservation and Recovery,
Materials Recovery and Waste Management Division, Environmental
Protection Agency, 1200 Pennsylvania Avenue NW, MC: 5304P, Washington,
DC 20460; telephone number: (703) 347-8953; email address:
[email protected]. For more information on this rulemaking please
visit https://www.epa.gov/coalash.
SUPPLEMENTARY INFORMATION:
I. Public Participation
A. Docket
EPA has established a docket for this action under Docket ID No.
EPA-HQ-OLEM-2020-0107. EPA has previously established a docket for the
April 17, 2015, CCR final rule (80 FR 21302) under Docket ID No. EPA-
HQ-RCRA-2009-0640. All documents in the docket are listed in the
https://www.regulations.gov index. Publicly available docket materials
are available either electronically at https://www.regulations.gov or
in hard copy at the EPA Docket Center. The Public Reading Room is open
from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding holidays.
The telephone number for the Public Reading Room is (202) 566-1744, and
the telephone
[[Page 65016]]
number for the EPA Docket Center is (202) 566-1742.
B. Written Comments
Submit your comments, identified by Docket ID No. EPA-HQ-OLEM-2020-
0107, at https://www.regulations.gov (our preferred method), or the
other methods identified in the ADDRESSES section. Once submitted,
comments cannot be edited or removed from the docket. EPA may publish
any comment received to its public docket. Do not submit electronically
any information you consider to be Confidential Business Information
(CBI) or other information whose disclosure is restricted by statute.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. EPA will
generally not consider comments or comment contents located outside of
the primary submission (i.e., on the web, cloud, or other file sharing
system). For additional submission methods, the full EPA public comment
policy, information about CBI or multimedia submissions, and general
guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
EPA is temporarily suspending its Docket Center and Reading Room
for public visitors, with limited exceptions, to reduce the risk of
transmitting COVID-19. Our Docket Center staff will continue to provide
remote customer service via email, phone, and webform. We encourage the
public to submit comments via https://www.regulations.gov/ as there may
be a delay in processing mail and faxes. Hand deliveries or couriers
will be received by scheduled appointment only. For further information
and updates on EPA Docket Center services, please visit us online at
https://www.epa.gov/dockets.
EPA continues to carefully and continuously monitor information
from the Centers for Disease Control and Prevention (CDC), local area
health departments, and our Federal partners so that we can respond
rapidly as conditions change regarding COVID-19.
C. Submitting CBI
Do not submit information that you consider to be CBI
electronically through https://www.regulations.gov or email. Send or
deliver information identified as CBI to only the following address:
ORCR Document Control Officer, Mail Code 5305-P, Environmental
Protection Agency, 1200 Pennsylvania Avenue NW, Washington, DC 20460;
Attn: Docket ID No. EPA-HQ-OLEM-2020-0107.
Clearly mark the part or all of the information that you claim to
be CBI. For CBI information in a disk or CD-ROM that you mail to EPA,
mark the outside of the disk or CD-ROM as CBI and then identify
electronically within the disk or CD-ROM the specific information that
is claimed as CBI. In addition to one complete version of the comment
that includes information claimed as CBI, a copy of the comment that
does not contain the information claimed as CBI must be submitted for
inclusion in the public docket. If you submit a CD-ROM or disk that
does not contain CBI, mark the outside of the disk or CD-ROM clearly
that it does not contain CBI. Information marked as CBI will not be
disclosed except in accordance with procedures set forth in 40 Code of
Federal Regulations (CFR) part 2.
II. General Information
A. Does this action apply to me?
A future rulemaking for inactive (``legacy'') CCR surface
impoundments potentially applies to owners and operators of all CCR
generated by electric utilities and independent power producers that
fall within the North American Industry Classification System (NAICS)
code 221112 and may affect the following entities: Electric utility
facilities and independent power producers that fall under the NAICS
code 221112. This discussion is not intended to be exhaustive, but
rather provides a guide for readers regarding entities likely to be
regulated by this action. This discussion lists the types of entities
that EPA is now aware could potentially be regulated by this action.
Other types of entities not described here could also be regulated. To
determine whether your entity is regulated by this action, you should
carefully examine the applicability criteria found in Sec. 257.50 of
title 40 of the Code of Federal Regulations. If you have questions
regarding the applicability of this action to a particular entity,
consult the person listed in the FOR FURTHER INFORMATION CONTACT
section.
B. What action is the Agency contemplating?
EPA is seeking comments and data on legacy CCR surface impoundments
at inactive facilities to assist in the development of future
regulations for these CCR units. This action is in response to the
August 21, 2018 opinion by the U.S. Court of Appeals for the District
of Columbia Circuit (Utility Solid Waste Activities Group, et al. v.
EPA) that vacated and remanded the provision that exempted inactive
impoundments at inactive facilities from the 2015 CCR rule.
By this document, EPA is seeking public input on key issues at this
preliminary stage to inform its thinking on any future proposed
rulemaking. EPA is not reopening any existing regulations through this
ANPRM.
C. What is the Agency's authority for taking this action?
EPA is publishing this document under the authority of sections
1008(a), 2002(a), 4004, and 4005(a) and (d) of the Solid Waste Disposal
Act of 1970, as amended by the Resource Conservation and Recovery Act
of 1976 (RCRA), as amended by the Hazardous and Solid Waste Amendments
of 1984 (HSWA) and the Water Infrastructure Improvements for the Nation
(WIIN) Act of 2016, 42 U.S.C. 6907(a), 6912(a), 6944, and 6945(a) and
(d).
III. Background
On April 17, 2015, EPA finalized national minimum criteria for the
disposal of CCR as solid waste under Subtitle D of the Resource
Conservation and Recovery Act (RCRA) titled, ``Hazardous and Solid
Waste Management System; Disposal of Coal Combustion Residuals from
Electric Utilities,'' (80 FR 21302) (2015 CCR rule or CCR regulations).
The 2015 CCR rule, codified in subpart D of part 257 of Title 40 of the
Code of Federal Regulations, established regulations for existing and
new CCR landfills and existing and new CCR surface impoundments and all
lateral expansions of CCR units. The criteria consist of location
restrictions, design and operating criteria, groundwater monitoring and
corrective action requirements, closure and post-closure care
requirements, recordkeeping, notification and internet posting
requirements.
The 2015 CCR rule regulated existing and new CCR landfills and
existing and new CCR surface impoundments and all lateral expansions of
CCR units. The rule also imposed requirements on inactive surface
impoundments \1\ at active facilities,\2\ but did not impose
[[Page 65017]]
requirements on inactive surface impoundments at inactive facilities.
The preamble to the 2015 CCR final rule (80 FR 21344) explained that
inactive units at inactive facilities were not covered by the rule in
part due to possible complications that were specific to inactive or
closed facilities: The concern that the present owner of the land on
which an inactive site was located might have no connection (other than
present ownership of the land) with the prior disposal activities. For
that reason, EPA exempted those units at Sec. 257.50(e).
---------------------------------------------------------------------------
\1\ An ``inactive CCR surface impoundment'' is defined at Sec.
257.53 as a CCR surface impoundment that no longer received CCR on
or after October 19, 2015 and still contains both CCR and liquids on
or after October 19, 2015.
\2\ An ``active facility or active electric utilities or
independent power producers'' is defined at Sec. 257.53 as any
facility subject to the requirements of this subpart that is in
operation on October 19, 2015. An electric utility or independent
power producer is in operation if it is generating electricity that
is provided to electric power transmission systems or to electric
power distribution systems on or after October 19, 2015. An off-site
disposal facility is in operation if it is accepting or managing CCR
on or after October 19, 2015.
---------------------------------------------------------------------------
The rule was challenged by several parties, including a coalition
of regulated entities and a coalition of environmental organizations
(``Environmental Petitioners''). Environmental Petitioners raised two
challenges that are relevant to this ANPRM: First, they challenged the
provision that allowed existing, unlined surface impoundments to
continue to operate until they exceeded the groundwater protection
standard. See Sec. 257.101(a)(1). They contended that EPA failed to
show how continued operation of unlined impoundments met RCRA's
baseline requirement that any solid waste disposal site pose ``no
reasonable probability of adverse effects on health or the
environment.'' 42 U.S.C. 6944(a). Secondly, Environmental Petitioners
challenged the provisions exempting inactive surface impoundments at
inactive power plants (i.e., ``legacy ponds'') from regulation. The
environmental petitioners argued that legacy ponds are at risk of
unmonitored leaks and catastrophic structural failures. The U.S. Court
of Appeals for the D.C. Circuit issued its decision on August 21, 2018.
The Court upheld most of the rule but ruled for the environmental
petitioners on these two claims. The court held that EPA acted
``arbitrarily and capriciously and contrary to RCRA'' in failing to
require the closure of unlined surface impoundments \3\ and in
exempting inactive surface impoundments at inactive power plants from
regulation. The court ordered that these provisions be vacated and
remanded back to the Agency. Utility Solid Waste Activities Group
(USWAG), et al. v. EPA, 901 F.3d 414 (D.C. Cir. 2018). This decision is
referred to as the `USWAG decision' in this ANPRM.
---------------------------------------------------------------------------
\3\ Unlined CCR surface impoundments were addressed in a
separate regulatory action that was published on August 28, 2020 (85
FR 53516).
---------------------------------------------------------------------------
In overturning the exemption for legacy ponds, the court pointed to
evidence from the 2015 CCR rule that legacy ponds are most likely to be
unlined and unmonitored and have been shown to be more likely to leak
than units at utilities still in operation, therefore these units are
at risk of leaks and catastrophic structural failures. The court stated
that legacy ponds pose the same threats to human health and the
environment as the riskiest coal residuals disposal methods, compounded
by diminished preventative and remediation oversight due to the absence
of an onsite owner and daily monitoring. See 80 FR at 21343 through
21344 (finding that the greatest disposal risks are ``primarily driven
by the older existing units, which are generally unlined''). For these
reasons, the court vacated and remanded the provision of the 2015 CCR
rule that exempted inactive impoundments at inactive facilities from
regulation, at Sec. 257.50(e). Until EPA finalizes amendments to the
regulations to effectuate the court's order, facilities are not legally
obliged to take any action to comply with the federal CCR regulations.
As currently drafted, nothing in Sec. 257.50 would bring inactive
surface impoundments at inactive facilities within the scope of the
federal CCR regulations.
IV. What information is EPA seeking?
In this action, EPA is seeking additional information related to
inactive surface impoundments at inactive facilities, referred to as
``legacy'' CCR surface impoundments throughout this preamble, to better
inform a future rulemaking. The Agency is seeking input on regulatory
authority and a potential definition of a legacy CCR surface
impoundment. It is also soliciting specific information on the types of
inactive surface impoundments at inactive facilities that might be
considered legacy CCR surface impoundments. In particular, EPA is
requesting information on how many of these units might exist, their
current status (e.g., capped, dry, closed according to state
requirements, still holding water), and names and locations of former
power plants that may have these units and when they closed. Finally,
the Agency is taking comment on which CCR regulations should apply to
legacy CCR surface impoundments and on suggestions for timeframes that
EPA should prescribe for coming into compliance with those regulations.
A. EPA Regulatory Authority
As discussed in the preamble to the final 2015 CCR rule (80 FR
21302, April 17, 2015), EPA has previously interpreted RCRA subtitle D
to grant it the authority to regulate both active units--i.e., those
landfills and impoundments that receive waste after the effective date
of the regulation--and inactive units--those landfills and impoundments
which ceased receiving waste before the effective date of the
regulation. 80 FR at 21342 through 21346.
A challenge to this interpretation in the context of EPA's
regulation of inactive units at currently operating power plants in the
2015 CCR rule was rejected by a panel of the D.C. Circuit in Utility
Solid Waste Activities Group, et al. v. EPA, 901 F.3d 414 (D.C. Cir.
2018) (``USWAG decision''), which concluded that ``resolution of this
issue begins and ends with RCRA's plain text.'' Id. at 440. The court
focused on the phrase ``is disposed of'' in the statutory definition of
an open dump, concluding that ``while the `is' retains its active
present tense, the `disposal' takes the form of a past participle
(`disposed').'' In this way the disposal itself can exist (`it is')
even if the act of disposal took place at some prior time.'' Id.
(citations omitted). Based on this reading, the court concluded that
``an open dump includes any facility (other than a sanitary landfill or
hazardous waste disposal facility) where solid waste still `is
deposited,' 'is dumped,' `is spilled,' `is leaked,' or `is placed,'
regardless of when it might originally have been dropped off. In other
words, the waste in an inactive impoundment `is disposed of' at a site
no longer receiving new waste in just the same way that it `is disposed
of' at a site that is still operating.'' Id. The court also opined that
``[e]ven if the text were ambiguous, EPA's interpretation is eminently
reasonable under Chevron step two.'' Id. at 442. Judge Henderson wrote
separately and concluded that ``the text--and more precisely, the
grammatical structure--of RCRA's definition of `open dump' is
temporally ambiguous'' and that EPA's interpretation of its authority
to regulate inactive units was a reasonable interpretation of that
ambiguity under Chevron step two. Id. at 451 (Henderson, J., concurring
in part and concurring in the judgment).
EPA requests comment on whether, in light of the court's opinion in
the USWAG decision, the Agency has the discretion to reinterpret the
extent of its authority under RCRA subtitle D. See Nat'l Cable &
Telecommunications
[[Page 65018]]
Ass'n v. Brand X internet Servs., 545 U.S. 967, 981 (2005). If EPA has
the discretion to revisit its interpretation (including potentially
identifying an alternative basis for not regulating inactive surface
impoundments at inactive facilities (``legacy CCR surface
impoundments'') while addressing the court's concern about risk), EPA
requests comment on whether (and, if so, why) it should interpret its
authority, whether for technical and policy reasons or for other
reasons, to extend only to units that were in operation after November
1980 or to some other smaller set of units. If EPA does not revisit the
extent of its authority to regulate inactive units, EPA requests
comment on how far back in time it should reach and whether EPA should
regulate units differently based on when they became inactive. In
addition, EPA requests comment as to whether EPA's regulation of
inactive units should be limited to only units at former power plants
that sold electric power to the grid or whether it should also reach
units at former power plants that provided power to a single site or
facility. EPA generally requests comment on the technical, policy, and
legal rationales for any distinctions that commenters believe it is
appropriate for EPA to draw in this area or with respect to other
topics that are subject to this advance notice of proposed rulemaking.
B. Definition
EPA is considering several options to define a legacy CCR surface
impoundment. For example, EPA could define a legacy CCR surface
impoundment as:
A surface impoundment that is located at a power plant that ceased
generating power prior to October 19, 2015 and
Option 1--the surface impoundment contained both CCR and
liquids on the effective date of the 2015 CCR rule (i.e., October 19,
2015); or
Option 2--the surface impoundment contained both CCR and
liquids on the date the Court issued its mandate for the August 21,
2018 court decision (i.e., October 15, 2018); or
Option 3--the surface impoundment contains both CCR and
liquids on the date EPA issues a final rule bringing legacy CCR surface
impoundments under the federal regulations.
EPA is specifically requesting comment on these options for the
definition of legacy CCR surface impoundments. EPA provided three
options for the definition of legacy CCR surface impoundment because
the Agency is soliciting comment from the public on which option is
best for this newly regulated universe and when such units contained
both CCR and liquids. EPA does not have an estimated number of units
that would be classified under each definition option at this time.
Furthermore, EPA requests comment on how the current owner of the
legacy CCR surface impoundment should be defined. In particular, should
there be a definition of innocent owner that would exclude certain
qualifying landowners from regulation? If so, what should be the
criteria? Should, for example, criteria be based on, or similar to, the
criteria for the landowner liability protections under the
Comprehensive Environmental Response, Compensation, and Liability Act
(CERCLA), commonly known as Superfund, see, https://www.epa.gov/enforcement/landowner-liability-protections#ild? To the extent that
certain landowners are exempted from the CCR rule requiring owners
ensure impoundments meet the national minimum criteria, how should EPA
address the impoundments under their ownership? Relatedly, for this
potential subset of impoundments and for other, abandoned impoundments
that may still contain CCR and liquids, but do not have an identifiable
owner/operator, or for impoundments whose ownership has been
transferred, should EPA evaluate other authorities, (such as CERCLA),
or state programs, to address those units?
C. Size of Universe
The USWAG decision referenced a database that identifies legacy
ponds and their owners that was included in the Regulatory Impact
Analysis supporting EPA's Proposed RCRA Regulation of Coal Combustion
Residues.\4\ Upon further examination, it appears that these data
include all the units that the Agency could identify at the time, not
just inactive surface impoundments at inactive facilities.
---------------------------------------------------------------------------
\4\ A copy of Information Request Responses from Electric
Utilities (April 30, 2010) is available in the docket to this
action.
---------------------------------------------------------------------------
EPA is requesting information on any known inactive surface
impoundments at inactive power plants as of the effective date of the
2015 CCR rule, October 19, 2015. For example,
Plant name (or former plant name);
Location;
If known, retirement year of power plant;
If known, status of unit (e.g., still holding water);
If known the year the surface impoundment ceased receipt
of waste and whether the unit has gone through any sort of closure
process;
Any characteristics of the unit (e.g., size, volume); or
Any other available information about the inactive surface
impoundment.
Additionally, should there be a size limitation for legacy CCR
surface impoundments?
Approximately 10 states have reported to EPA that they have
estimated a total of 37 possible legacy CCR surface impoundments within
their states. USWAG, after surveying their members, indicated they know
of 45 units that could possibly be legacy CCR surface impoundments.
Data showing approximately 140 facilities that have been reported to
have one or more CCR units (boilers) retired or gone out of service
between January of 1993 and October of 2015 were provided to EPA by the
Department of Energy (DOE).\5\ Those facilities are assumed to be
closed because they do not have publicly accessible websites posted as
required by the 2015 CCR rule. Some of these facilities may have been
small power plants that did not generate electricity (or electricity
and heat) for sale to the public, so any impoundments at those
facilities would not be covered under 40 CFR part 257, subpart D.
However, EPA could determine to expand the definition of legacy CCR
surface impoundment to cover small power plant facilities that did not
generate electricity for the sale to the public. However, CCR surface
impoundments (if they exist) at the other facilities could potentially
be considered legacy CCR surface impoundments.
---------------------------------------------------------------------------
\5\ These data are from DOE's contractor, Energy Ventures
Analysis, as of March 1, 2019. A copy of ``DOE-Energy Ventures
Analysis Coal Unit Retirements--Historical + Announced March 1,
2019'' is available in the docket for this rulemaking.
---------------------------------------------------------------------------
In this same DOE database, approximately 110 coal units were listed
as retired or otherwise not burning coal but are located at facilities
that have posted a publicly accessible website containing CCR
compliance data and information. Given the existence of those websites,
any potential surface impoundments at facilities with closed units
would already be regulated as inactive impoundments at active
facilities and would not be considered legacy CCR surface impoundments.
D. Applicable Regulations and Time To Come Into Compliance
The Agency specifically requests comment on which of the
requirements of the 2015 CCR rule should apply to legacy CCR surface
impoundments and
[[Page 65019]]
whether other new requirements should apply to legacy CCR surface
impoundments. EPA has tentatively identified certain requirements from
the 2015 CCR rule that should apply to legacy CCR surface impoundments.
For instance, the establishment of a publicly accessible CCR
website(s) by the companies or States may be appropriate to give the
Agency and public the ability to track groundwater monitoring and
closure progress for these units. The 2015 CCR rule requires that
owners and operators of CCR units establish a publicly accessible
internet site where they are required to post compliance information.
The posting requirements include, for example, compliance information
related to location restrictions, type of liner system, surface
impoundment structural integrity information including hazard potential
classification structural stability and safety factor assessments,
fugitive dust control plans and annual reports, run-on and run-off
controls for landfills, hydrologic and hydraulic capacity plans for
surface impoundments, periodic inspections of CCR units, groundwater
monitoring information including the annual groundwater monitoring and
corrective action reports, and information related to closure or
retrofit of a CCR unit and post-closure care. EPA is also interested in
any potential liabilities associated with generating and maintaining a
public website by owners or operators and local governments.
Also, because the Agency anticipates that many or all legacy CCR
surface impoundments will be found to be unlined, and thus will be
required to close, the groundwater monitoring, corrective action,
closure and post-closure care requirements would be appropriate. EPA is
requesting comment on who should be responsible for complying with
existing requirements such as groundwater monitoring, corrective
action, closure and post-closure care requirements.
Another technical requirement that may be appropriate for legacy
CCR surface impoundments would be the fugitive dust requirements. This
is because CCR could become airborne during closure of the unit and
thus effectively minimizing releases would be appropriate.
However, some CCR rule requirements may not be necessary to apply
to legacy CCR surface impoundments given that the legacy surface
impoundments are no longer receiving waste. For example, certain
location restrictions demonstrations (e.g., whether the legacy surface
impoundment is located in a fault area or seismic impact zone) may not
be a necessary requirement for unlined legacy CCR surface impoundments
because unlined surface impoundments would likely be subject to a
requirement to close.
Another CCR rule requirement that may not be warranted for unlined
legacy CCR surface impoundments is the provision to provide specific
design and construction information pertaining to the CCR unit. One
example in this provision is to provide area-capacity curves for the
CCR unit, which show the reservoir water surface area at different
water levels and the volume of the water contained in the unit at these
different water elevations. It may not be warranted to require owners
of legacy CCR surface impoundments to expend resources to compile this
information for units likely to be subject to closure.
There may be additional standards or controls that are not required
under the 2015 CCR rule that may be appropriate for legacy CCR surface
impoundments. For instance, the posting of general information on the
legacy CCR surface impoundment such as size, location, applicable state
requirements, plant information, etc., could be useful.
The Agency could also consider a site security requirement for the
facility to restrict access to the area containing the legacy CCR
surface impoundment, since active facilities generally have guards and
fencing. The Agency solicits comment on which additional standards or
controls may be appropriate for legacy CCR surface impoundments.
In addition, EPA will need to determine the compliance deadlines
for CCR surface impoundment regulations. The Agency would likely
consider that a publicly accessible website would be required to be
activated by the effective date of the rule. For other requirements,
the Agency could base the timing on the timeline laid out in the 2015
CCR rule or from subsequent CCR rulemakings,\6\ \7\ \8\ allowing
approximately the same amount of time for legacy CCR surface
impoundments to come into compliance as the active CCR surface
impoundments. However, the timeline specified in the 2015 CCR rule was
based in part on the owner or operator of the unit having to go through
a series of steps to determine if the unit would be required to close.
In the case of unlined inactive CCR surface impoundments at inactive
facilities, it may be reasonable to assume that some owners and
operators of these units have known that they may need to close such
units since October 15, 2018 (i.e., the date the Court issued its
mandate for the August 21, 2018 USWAG decision). Because of this, and
because neither the unit nor the power plant are operating, some owners
and operators may have begun preparing for closure and thus could close
in less time than was EPA has provided for active surface impoundments.
The Agency specifically requests comment on the issue of appropriate
compliance deadlines for the applicable requirements for legacy CCR
surface impoundments. In addition, EPA is requesting comment on the
establishment of publicly accessible websites, and specifically seeking
input of who should establish and host the website, such as an owner or
operator, a state or local government, or EPA.
---------------------------------------------------------------------------
\6\ 81 FR 51807, Aug. 5, 2016.
\7\ 83 FR 36452, July 30, 2018.
\8\ 85 FR 53516, Aug. 28, 2020.
---------------------------------------------------------------------------
In cases where significant vegetation or sensitive ecosystems are
in place, should EPA take into account the impacts of disrupting that
ecosystem when determining what actions should be imposed? Can the
agency simply require notice and no further action under some
circumstances? If so, what would those be, and why?
V. Request for Comment and Additional Information
EPA is seeking comment on all questions and topics described in
this ANPRM, including the questions and issues identified in Unit IV,
and requests that you submit any information, which may not be included
in this document, that you believe is important for EPA to consider in
connection with these questions and topics. At the same time, EPA does
not plan to consider comments that are beyond the scope of the
questions and topics described in this ANPRM.
Instructions for providing written comments are provided under
ADDRESSES, including how to submit any comments that contain CBI.
VI. What are the next steps EPA will take?
EPA intends to carefully review all the comments and information
received in response to this ANPRM. Once that review is completed, EPA
may supplement the collected information, as appropriate, to determine
which regulatory criteria should apply to legacy CCR surface
impoundments. The next step will be to submit an information collection
request to OMB, or if EPA determines that additional information is not
needed, EPA will publish a proposed rule with the input from this ANPRM
and other publicly available information. The anticipated date for
issuing the proposed rule is July 2021. At that time, the public will
have
[[Page 65020]]
the opportunity to comment on EPA's proposal.
VII. Statutory and Executive Order Reviews
Under Executive Order 12866 (58 FR 51735, October 4, 1993) and
Executive Order 13563 (76 FR 3821, January 21, 2011), this action was
submitted to the Office of Management and Budget (OMB) for review. Any
changes made in response to OMB recommendations have been documented in
the docket for this action. Because this action does not impose or
propose any requirements, and instead seeks comments and suggestions
for the Agency to consider in possibly developing a subsequent proposed
rule, other statutory and Executive Order reviews that apply to
rulemaking do not apply to this action. Should EPA subsequently
determine to pursue a rulemaking, EPA will address the statutes and
Executive Order as applicable to the rulemaking.
Nevertheless, the Agency welcomes comments and/or information that
would help the Agency to assess any of the following: The potential
impact of a rule on small entities pursuant to the Regulatory
Flexibility Act (RFA) (5 U.S.C. 601 et seq.); potential impacts on
federal, state, or local governments pursuant to the Unfunded Mandates
Reform Act ((UMRA) (2 U.S.C. 1531-1538); federalism implications
pursuant to Executive Order 13132, entitled Federalism (64 FR 43255,
November 2, 1999); availability of voluntary consensus standards
pursuant to section 12(d) of the National Technology Transfer and
Advancement Act of 1995 (NTTAA), Public Law 104-113; tribal
implications pursuant to Executive Order 13175, entitled Consultation
and Coordination with Indian Tribal Governments (65 FR 67249, November
6, 2000); environmental health or safety effects on children pursuant
to Executive Order 13045, entitled Protection of Children from
Environmental Health Risks and Safety Risks (62 FR 19885, April 23,
1997); energy effects pursuant to Executive Order 13211, entitled
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May 22, 2001); Paperwork burdens
pursuant to the Paperwork Reduction Act (PRA) (44 U.S.C. 3501); or
human health or environmental effects on minority or low-income
populations pursuant to Executive Order 12898, entitled Federal Actions
to Address Environmental Justice in Minority Populations and Low-Income
Populations (59 FR 7629, February 16, 1994). The Agency will consider
such comments during the development of any subsequent proposed
rulemaking.
List of Subjects in 40 CFR Part 257
Environmental protection, Coal combustion products, Coal combustion
residuals, Coal combustion waste, Disposal, Hazardous waste, Landfill,
Surface impoundment.
Andrew Wheeler,
Administrator.
[FR Doc. 2020-22058 Filed 10-13-20; 8:45 am]
BILLING CODE 6560-50-P