Duties of Users of Consumer Reports Regarding Address Discrepancies, 57172-57175 [2020-19141]
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Federal Register / Vol. 85, No. 179 / Tuesday, September 15, 2020 / Proposed Rules
specific dates and times established in
advance by a Notice to Airmen. The effective
date and time will thereafter be continuously
published in the Chart Supplement.
Environmental Review
This proposal will be subject to an
environmental analysis in accordance
with FAA Order 1050.1F,
‘‘Environmental Impacts: Policies and
Procedures’’ prior to any FAA final
regulatory action.
List of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
The Proposed Amendment
Accordingly, pursuant to the
authority delegated to me, the Federal
Aviation Administration proposes to
amend 14 CFR part 71 as follows:
PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
Paragraph 5000
Class D Airspace.
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Issued in Seattle, Washington, on
September 8, 2020.
Byron Chew,
Acting Group Manager, Operations Support
Group, Western Service Center.
FEDERAL TRADE COMMISSION
Federal Trade Commission.
Notice of proposed rulemaking;
request for public comment.
AGENCY:
ACTION:
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Jkt 250001
The Federal Trade
Commission (‘‘FTC’’ or ‘‘Commission’’)
requests public comment on its Duties
of Users of Consumer Reports Regarding
Address Discrepancies Rule (‘‘Address
Discrepancy Rule’’) as part of its
systematic review of all current
Commission regulations and guides.
The FTC also proposes to amend the
Rule to accord with changes made to the
Fair Credit Reporting Act (‘‘FCRA’’) by
the Dodd-Frank Act.
DATES: Written comments must be
received on or before November 30,
2020.
SUMMARY:
Interested parties may file
comments online or on paper by
following the Request for Comment part
of the SUPPLEMENTARY INFORMATION
section below. Write ‘‘Address
Discrepancy Rule, 16 CFR part 641,
Project No. P205408’’ on your comment
and file your comment online through
https://www.regulations.gov by
following the instructions on the webbased form. If you prefer to file your
comment on paper, mail your comment
to the following address: Federal Trade
Commission, Office of the Secretary,
600 Pennsylvania Avenue NW, Suite
ADDRESSES:
AWP CA E2 Hayward, CA [New]
Hayward Executive Airport, CA
(Lat. 37°39′32″ N, long. 122°07′18″ W)
Metropolitan Oakland International Airport
(Lat. 37°43′17″ N, long. 122°13′16″ W)
That airspace extending upward from the
surface to but not including 1,500 feet MSL
within a 4-mile radius of the Hayward
Executive Airport, Hayward CA excluding
that portion within the Metropolitan Oakland
International Airport, Class C airspace. This
Class E airspace is effective during the
VerDate Sep<11>2014
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Duties of Users of Consumer Reports
Regarding Address Discrepancies
Paragraph 6002 Class E Airspace
Designated as Surface Areas.
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RIN 3084–AB63
AWP CA D Hayward, CA [Amended]
Hayward Executive Airport, CA
(Lat. 37°39′32″ N, long. 122°07′18″ W)
Metropolitan Oakland International Airport
(Lat. 37°43′17″ N, long. 122°13′16″ W)
That airspace extending upward from the
surface to, but not including, 1,500 feet MSL
within a 4-mile radius of the Hayward
Executive Airport, Hayward CA excluding
that portion within the Metropolitan Oakland
International Airport, Class C airspace. This
Class D airspace is effective during the
specific dates and times established in
advance by a Notice to Airmen. The effective
date and time will thereafter be continuously
published in the Chart Supplement.
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16 CFR Part 641
[Amended]
2. The incorporation by reference in
14 CFR Part 71.1 of FAA Order
7400.11E, Airspace Designations and
Reporting Points, dated July 21, 2020,
and effective September 15, 2020, is
amended as follows:
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FOR FURTHER INFORMATION CONTACT:
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AWP CA E4 Hayward, CA [New]
Hayward Executive Airport, CA
(Lat. 37°39′32″ N, long. 122°07′18″ W)
That airspace extending upward from the
surface 1.2 miles each side of the 120°
bearing from the Hayward Executive Airport
extending from the Class D and E2 airspace
4-mile radius to 9 miles from the airport.
BILLING CODE 4910–13–P
Authority: 49 U.S.C. 106(f), 106(g), 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
1959–1963 Comp., p. 389.
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[FR Doc. 2020–20223 Filed 9–14–20; 8:45 am]
1. The authority citation for 14 CFR
Part 71 continues to read as follows:
■
§ 71.1
Paragraph 6004 Class E Airspace Areas
Designated as an Extension to a Class D or
Class E Surface Area.
CC–5610 (Annex J), Washington, DC
20580, or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW,
5th Floor, Suite 5610 (Annex J),
Washington, DC 20024.
PO 00000
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David Lincicum (202–326–2773),
Division of Privacy and Identity
Protection, Bureau of Consumer
Protection, Federal Trade Commission,
600 Pennsylvania Avenue NW,
Washington, DC 20580.
SUPPLEMENTARY INFORMATION:
I. Background
A. The Address Discrepancy Rule
The Fair and Accurate Credit
Transactions Act of 2003 (‘‘FACT Act’’)
was signed into law on December 4,
2003. Public Law 108–159, 117 Stat.
1952. The FACT Act added section
605(h) to the Fair Credit Reporting Act
(‘‘FCRA’’), requiring a national
consumer reporting agency (‘‘CRA’’) that
receives a request for a consumer report
that contains an address substantially
different from the address on file for the
consumer to notify the requester of the
existence of the discrepancy.1 Section
605(h) also required federal banking
agencies, the National Credit Union
Administration and the FTC to issue
regulations providing guidance
regarding reasonable policies and
procedures that a user of a consumer
report should employ when the user
receives a notice of such discrepancy.2
In 2007, the agencies issued the Address
Discrepancy Rule to satisfy this
requirement.3
The Address Discrepancy Rule
requires users of consumer reports to
develop and implement reasonable
policies and procedures designed to
enable the user to form a reasonable
belief that a consumer report relates to
the consumer about whom it has
requested a consumer report, when the
user receives a notice of address
discrepancy.4 Users must also develop
and implement reasonable policies and
procedures for furnishing an address for
the consumer that the user has
reasonably confirmed as accurate to the
CRA from whom it received the notice
when the user (1) can confirm that the
consumer report relates to the consumer
about whom the user requested the
report, (2) establishes a continuing
relationship with the consumer, and (3)
1 Section
605 is codified at 15 U.S.C. 1681c.
U.S.C. 1681c(h)(2).
3 16 CFR part 641.
4 16 CFR 641.1(c).
2 15
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regularly furnishes information about
the consumer to the CRA.5
B. Dodd-Frank Act
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The Dodd-Frank Wall Street Reform
and Consumer Protection Act (‘‘DoddFrank Act’’) was signed into law in
2010.6 The Dodd-Frank Act
substantially changed the federal legal
framework for financial services
providers. Among the changes, the
Dodd-Frank Act transferred to the
Consumer Financial Protection Bureau
(‘‘CFPB’’) the Commission’s rulemaking
authority under portions of the FCRA.7
Accordingly, in 2012, the Commission
rescinded several of its FCRA rules,
which had been replaced by rules
issued by the CFPB.8 The FTC retained
rulemaking authority for other rules
promulgated under the act to the extent
the rules apply to motor vehicle dealers
described in section 1029(a) of the
Dodd-Frank Act 9 that are
predominantly engaged in the sale and
servicing of motor vehicles, the leasing
and servicing of motor vehicles, or both
(‘‘motor vehicle dealers’’).10 The rules
for which the FTC retains rulemaking
authority include the Address
Discrepancy Rule, which now applies
only to motor vehicle dealers.11
Consumer report users that are not
motor vehicle dealers are covered by the
CFPB’s rule.12
proposes to modify the Address
Discrepancy Rule to reflect its scope.
The proposed amendment to section
641.1 narrows the scope of the Address
Discrepancy Rule to motor vehicle
dealers excluded from Consumer
Financial Protection Bureau jurisdiction
as described in the Dodd-Frank Act.14
III. Regulatory Review of the Address
Discrepancy Rule
In addition to proposing the changes
described above, the Commission seeks
information about the costs and benefits
of the Rule, and its regulatory and
economic impact. Consistent with its
practice of reviewing all of its rules and
guides periodically, the Commission
seeks to ascertain whether changes in
technology, business models, or the law
warrant modification or rescission of the
Rule. As part of this review the
Commission solicits comments on,
among other things, the economic
impact and benefits of the Address
Discrepancy Rule; possible conflict
between the Address Discrepancy Rule
and state, local, or other federal laws or
regulations; and the effect on the
Address Discrepancy Rule of any
technological, economic, or other
industry changes.
IV. Issues for Comment
The Commission requests written
comment on any or all of the following
II. Technical Changes To Correspond to
questions. These questions are designed
Statutory Changes Resulting From the
to assist the public and should not be
Dodd-Frank Act
construed as a limitation on the issues
The Commission adopted the Address about which public comments may be
Discrepancy Rule at a time when it had
submitted. The Commission requests
rulemaking authority for a broader
that responses to its questions be as
group of consumer report users. While
specific as possible, including a
the Dodd-Frank Act did not change the
reference to the question being
Commission’s enforcement authority for answered, and refer to empirical data or
the Address Discrepancy Rule, it did
other evidence upon which the
narrow the Commission’s rulemaking
comment is based whenever available
authority with respect to the Rule. It
and appropriate.
now covers only motor vehicle
1. Is there a continuing need for
dealers.13 The amendments in the Dodd- specific provisions of the Address
Frank Act necessitate a technical
Discrepancy Rule? Why or why not?
revision to the Address Discrepancy
2. What benefits has the Address
Rule to ensure that the regulation is
Discrepancy Rule provided to
consistent with the text of the amended
consumers? What evidence supports the
FCRA. Accordingly, the Commission
asserted benefits?
3. What modifications, if any, should
5 16 CFR 641.1(d).
be made to the Address Discrepancy
6 Public Law 111–203 (2010).
Rule to increase the benefits to
7 15 U.S.C. 1681 et seq. The Dodd-Frank Act does
consumers?
not transfer to the CFPB rulemaking authority for
a. What evidence supports the
section 615(e) of the FCRA (‘‘Red Flag Guidelines
proposed modifications?
and Regulations Required’’) and section 628 of the
FCRA (‘‘Disposal of Records’’). See 15 U.S.C.
b. How would these modifications
1681s(e).
affect
the costs imposed by the Address
8 77 FR 22200 (April 13, 2012).
Discrepancy
Rule?
9 12 U.S.C. 5519.
4. What significant costs, if any, has
10 77 FR 22200 (April 13, 2012).
the Address Discrepancy Rule imposed
11 Id.
12 12
13 15
CFR 1022.82.
U.S.C. 1681s(e)(1); 12 U.S.C. 5519.
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14 12
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U.S.C. 5519.
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on consumers? What evidence supports
the asserted costs?
5. What modifications, if any, should
be made to the Address Discrepancy
Rule to reduce any costs imposed on
consumers?
a. What evidence supports the
proposed modifications?
b. How would these modifications
affect the benefits provided by the
Address Discrepancy Rule?
6. What benefits, if any, has the
Address Discrepancy Rule provided to
businesses, including small businesses?
What evidence supports the asserted
benefits?
7. What modifications, if any, should
be made to the Address Discrepancy
Rule to increase its benefits to
businesses, including small businesses?
a. What evidence supports the
proposed modifications?
b. How would these modifications
affect the costs the Address Discrepancy
Rule imposes on businesses, including
small businesses?
c. How would these modifications
affect the benefits to consumers?
8. What significant costs, if any,
including costs of compliance, has the
Address Discrepancy Rule imposed on
businesses, including small businesses?
What evidence supports the asserted
costs?
9. What modifications, if any, should
be made to the Address Discrepancy
Rule to reduce the costs imposed on
businesses, including small businesses?
a. What evidence supports the
proposed modifications?
b. How would these modifications
affect the benefits provided by the
Address Discrepancy Rule?
10. What evidence is available
concerning the degree of industry
compliance with the Address
Discrepancy Rule?
11. What modification, if any, should
be made to the Address Discrepancy
Rule to account for changes in relevant
technology or economic conditions?
What evidence supports the proposed
modifications?
12. Does the Address Discrepancy
Rule overlap or conflict with other
federal, state, or local laws or
regulations? If so, how?
a. What evidence supports the
asserted conflicts?
b. With reference to the asserted
conflicts, should the Address
Discrepancy Rule be modified? If so,
why, and how? If not, why not?
13. The Commission proposes to
amend the Rule to reflect that the
Commission’s rulemaking authority has
been revised by statute to apply
exclusively to motor vehicle dealers.
Are the proposed modifications
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appropriate? Should additional
amendments be made? Would these
amendments create conflicts with any
other Federal, State, or local regulations
or laws?
V. Request for Comment
You can file a comment online or on
paper. For the Commission to consider
your comment, we must receive it on or
before November 30, 2020. Write
‘‘Address Discrepancy Rule, 16 CFR part
641, Project No. P205408’’ on the
comment. Your comment, including
your name and your state, will be
placed on the public record of this
proceeding, including the https://
www.regulations.gov website.
Because of the public health
emergency in response to the COVID–19
outbreak and the agency’s heightened
security screening, postal mail
addressed to the Commission will be
subject to delay. We strongly encourage
you to submit your comment online
through the https://www.regulations.gov
website. To ensure the Commission
considers your online comment, please
follow the instructions on the webbased form provided by regulations.gov.
If you file your comment on paper,
write ‘‘Address Discrepancy Rule, 16
CFR part 641, Project No. P205408’’ on
your comment and on the envelope, and
mail your comment to the following
address: Federal Trade Commission,
Office of the Secretary, 600
Pennsylvania Avenue NW, Suite CC–
5610 (Annex J), Washington, DC 20580;
or deliver your comment to the
following address: Federal Trade
Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW,
5th Floor, Suite 5610 (Annex J),
Washington, DC 20024. If possible,
please submit your paper comment to
the Commission by courier or overnight
service.
Because your comment will be placed
on the publicly accessible website,
https://www.regulations.gov, you are
solely responsible for making sure that
your comment does not include any
sensitive or confidential information. In
particular, your comment should not
include any sensitive personal
information, such as your or anyone
else’s Social Security number, date of
birth, driver’s license number or other
state identification number or foreign
country equivalent, passport number,
financial account number, or credit or
debit card number. You are also solely
responsible for making sure your
comment does not include any sensitive
health information, such as medical
records or other individually
identifiable health information. In
addition, your comment should not
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16:25 Sep 14, 2020
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include any ‘‘trade secret or any
commercial or financial information
which . . . is privileged or
confidential,’’ as provided by section
6(f) of the FTC Act, 15 U.S.C. 46(f), and
FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2),
including in particular, competitively
sensitive information such as costs,
sales statistics, inventories, formulas,
patterns, devices, manufacturing
processes, or customer names.
Comments containing material for
which confidential treatment is
requested must be filed in paper form,
must be clearly labeled ‘‘Confidential,’’
and must comply with FTC Rule 4.9(c).
In particular, the written request for
confidential treatment that accompanies
the comment must include the factual
and legal basis for the request, and must
identify the specific portions of the
comment to be withheld from the public
record. Your comment will be kept
confidential only if the FTC General
Counsel grants your request in
accordance with the law and the public
interest. Once your comment has been
posted on https://www.regulations.gov,
we cannot redact or remove your
comment from that website, unless you
submit a confidentiality request that
meets the requirements for such
treatment under FTC Rule 4.9(c), and
the General Counsel grants that request.
Visit the Commission website at
https://www.ftc.gov to read this
document and the news release
describing it. The FTC Act and other
laws that the Commission administers
permit the collection of public
comments to consider and use in this
proceeding as appropriate. The
Commission will consider all timely
and responsive public comments that it
receives on or before November 30,
2020. For information on the
Commission’s privacy policy, including
routine uses permitted by the Privacy
Act, see https://www.ftc.gov/siteinformation/privacy-policy.
VI. Communications by Outside Parties
to the Commissioners or Their Advisors
Written communications and
summaries or transcripts of oral
communications respecting the merits
of this proceeding, from any outside
party to any Commissioner or
Commissioner’s advisor, will be placed
on the public record.15
VII. Paperwork Reduction Act
The Address Discrepancy Rule
contains information collection
requirements as defined by 5 CFR
1320.3(c), the definitional provision
within the Office of Management and
15 16
PO 00000
CFR 1.26(b)(5).
Frm 00027
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Budget (‘‘OMB’’) regulations that
implement the Paperwork Reduction
Act (‘‘PRA’’). OMB has approved the
Rule’s existing information collection
requirements through December 31,
2021 (OMB Control No. 3084–0137).
This proposal would amend 16 CFR
part 641. The proposed amendments do
not modify or add to information
collection requirements that were
previously approved by OMB. The
proposed amendments do not make any
substantive changes to the Rule, other
than to narrow the scope to motor
vehicle dealers. The existing clearance
already reflects that change in scope.
Therefore, the Commission does not
believe that the proposed amendments
would substantially or materially
modify any ‘‘collections of information’’
as defined by the PRA.
VIII. Regulatory Flexibility Act
The Regulatory Flexibility Act
(‘‘RFA’’), as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996, requires an agency
to either provide an Initial Regulatory
Flexibility Analysis (‘‘IRFA’’) with a
proposed rule, or certify that the
proposed rule will not have a significant
impact on a substantial number of small
entities.16 The Commission does not
expect that the proposed changes to this
Rule, if adopted, would have the
threshold impact on small entities. The
Commission does not expect the
proposal to impose costs on small motor
vehicle dealers because the amendments
are primarily for clarification purposes
and should not result in any increased
burden on any motor vehicle dealer.
Thus, a small entity that complies with
current law need not take any different
or additional action if the proposal is
adopted.
Therefore, based on available
information, the Commission certifies
that amending the Address Discrepancy
Rule as proposed will not have a
significant economic impact on a
substantial number of small businesses.
Although the Commission certifies
under the RFA that the proposed
amendment would not, if promulgated,
have a significant impact on a
substantial number of small entities, the
Commission has determined,
nonetheless, that it is appropriate to
publish an IRFA to inquire into the
impact of the proposed amendment on
small entities. Therefore, the
Commission has prepared the following
analysis:
16 5
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U.S.C. 603–605.
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Federal Register / Vol. 85, No. 179 / Tuesday, September 15, 2020 / Proposed Rules
A. Description of the Reasons for the
Proposed Rule
To address the Dodd-Frank Act’s
changes to the Commission’s
rulemaking authority, the Commission
proposes to clarify that the Rule applies
only to motor vehicle dealers.
involving consumer reports may
duplicate, satisfy, or potentially conflict
with the Rule’s requirements for any
covered financial institutions.
DEPARTMENT OF HOMELAND
SECURITY
F. Description of Any Significant
Alternatives to the Proposed Rule
33 CFR Part 165
B. Succinct Statement of the Objectives,
and Legal Basis for, the Proposed Rule
The objectives of the proposed Rule
are discussed above. The legal basis for
the proposed Rule is 15 U.S.C. 1681c(h).
The Commission has not proposed
any specific small entity exemption or
other significant alternatives because
the proposed amendment would not
impose any new requirements or
compliance costs. Nonetheless, the
Commission welcomes comment on any
significant alternative consistent with
the FCRA that would minimize the
impact of the proposed Rule change on
small entities.
C. Description of Small Entities To
Which the Proposed Rule Will Apply
Determining a precise estimate of the
number of small entities 17 is not readily
feasible. Financial institutions covered
by the Rule include certain motor
vehicle dealers. A substantial number of
these entities likely qualify as small
businesses. The Commission estimates
that the proposed amendment will not
have a significant impact on small
businesses because it imposes no new
obligations.
D. Projected Reporting, Recordkeeping,
and Other Compliance Requirements,
Including Classes of Covered Small
Entities and Professional Skills Needed
To Comply
The proposed amendments would
impose no new reporting,
recordkeeping, or other compliance
requirements. The small entities
potentially covered by the proposed
amendment will include all such
entities subject to the Rule.
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E. Identification of Duplicative,
Overlapping, or Conflicting Federal
Rules
The Commission has not identified
any other federal statutes, rules, or
policies that would duplicate, overlap,
or conflict with the proposed
amendment. Nonetheless, the
Commission requests comment on the
extent to which other federal standards
17 The U.S. Small Business Administration Table
of Small Business Size Standards Matched to North
American Industry Classification System Codes
(NAICS) are generally expressed in either millions
of dollars or number of employees. A size standard
is the largest that a business can be and still qualify
as a small business for Federal Government
programs. For the most part, size standards are the
annual receipts or the average employment of a
firm. New car dealers (NAICS code 441100) are
classified as small if they have fewer than 200
employees. Used car dealers (NAICS code 441120)
are classified as small if their annual receipts are
$27 million or less. Recreational vehicle dealers,
boat dealers, motorcycle, ATV and all other motor
vehicle dealers (NAICS codes 441210, 441222 and
441228) are classified as small if their annual
receipts are $35 million or less. The 2019 Table of
Small Business Size Standards is available at
https://www.sba.gov/document/support--table-sizestandards.
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List of Subjects in 16 CFR Part 641
Consumer protection, Credit, Trade
Practices.
IX. Proposed Rule Language
For the reasons stated above, the
Federal Trade Commission proposes to
amend part 641 of title 16 of the Code
of Federal Regulations as follows:
PART 641—DUTIES OF USERS OF
CONSUMER REPORTS REGARDING
ADDRESS DISCREPANCIES
1. Revise the authority section for part
641 to read as follows:
■
Authority: Public Law 108–159, sec. 315;
15 U.S.C. 1681c(h); 12 U.S.C. 5519(d).
2. In § 641.1 revise paragraph 641.1(a)
to read as follows:
■
§ 641.1 Duties of users of consumer
reports regarding address discrepancies.
(a) Scope. This section applies to
users of consumer reports that are motor
vehicle dealers excluded from
Consumer Financial Protection Bureau
jurisdiction as described in 12 U.S.C.
5519.
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By direction of the Commission,
Commissioner Slaughter and Commissioner
Wilson not participating.
April J. Tabor,
Acting Secretary.
[FR Doc. 2020–19141 Filed 9–14–20; 8:45 am]
BILLING CODE 6750–01–P
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57175
Coast Guard
[Docket Number USCG–2020–0501]
RIN 1625–AA87
Safety Zone; Ocean Cup, Pacific Rum
Run, Catalina Island, California
Coast Guard, DHS.
Notice of proposed rulemaking.
AGENCY:
ACTION:
The U.S. Coast Guard
proposes to establish a one-time,
temporary safety zone near Ship Rock,
Catalina Island, in support of the Ocean
Cup Pacific Rum Run. This action is
necessary to protect the area near Ship
Rock, Catalina Island, public vessels,
and the high speed vessels participating
in the event. This regulation would
prohibit vessels from entering into,
transiting through, or remaining within
the designated area unless specifically
authorized by the Captain of the Port,
Los Angeles—Long Beach, or her
designated representative.
DATES: Comments and related material
must be received by the Coast Guard on
or before September 30, 2020.
ADDRESSES: You may submit comments
identified by docket number USCG–
2020–0501 using the Federal
eRulemaking Portal at https://
www.regulations.gov. See the ‘‘Public
Participation and Request for
Comments’’ portion of the
SUPPLEMENTARY INFORMATION section for
further instructions on submitting
comments.
SUMMARY:
If
you have questions about this proposed
rulemaking, call or email, Waterways
Management, U.S. Coast Guard Sector
Los Angeles—Long Beach; telephone
(310) 521–3860, email D11-SMBSectorLALB-WWM@uscg.mil.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
I. Table of Abbreviations
CFR Code of Federal Regulations
DHS Department of Homeland Security
E.O. Executive order
FR Federal Register
LLNR Light List Number
NPRM Notice of proposed rulemaking
Pub. L. Public Law
§ Section
U.S.C. United States Code
II. Public Participation and Request for
Comments
We view public participation as
essential to effective rulemaking, and
will consider all comments and material
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[Federal Register Volume 85, Number 179 (Tuesday, September 15, 2020)]
[Proposed Rules]
[Pages 57172-57175]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-19141]
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FEDERAL TRADE COMMISSION
16 CFR Part 641
RIN 3084-AB63
Duties of Users of Consumer Reports Regarding Address
Discrepancies
AGENCY: Federal Trade Commission.
ACTION: Notice of proposed rulemaking; request for public comment.
-----------------------------------------------------------------------
SUMMARY: The Federal Trade Commission (``FTC'' or ``Commission'')
requests public comment on its Duties of Users of Consumer Reports
Regarding Address Discrepancies Rule (``Address Discrepancy Rule'') as
part of its systematic review of all current Commission regulations and
guides. The FTC also proposes to amend the Rule to accord with changes
made to the Fair Credit Reporting Act (``FCRA'') by the Dodd-Frank Act.
DATES: Written comments must be received on or before November 30,
2020.
ADDRESSES: Interested parties may file comments online or on paper by
following the Request for Comment part of the SUPPLEMENTARY INFORMATION
section below. Write ``Address Discrepancy Rule, 16 CFR part 641,
Project No. P205408'' on your comment and file your comment online
through https://www.regulations.gov by following the instructions on
the web-based form. If you prefer to file your comment on paper, mail
your comment to the following address: Federal Trade Commission, Office
of the Secretary, 600 Pennsylvania Avenue NW, Suite CC-5610 (Annex J),
Washington, DC 20580, or deliver your comment to the following address:
Federal Trade Commission, Office of the Secretary, Constitution Center,
400 7th Street SW, 5th Floor, Suite 5610 (Annex J), Washington, DC
20024.
FOR FURTHER INFORMATION CONTACT: David Lincicum (202-326-2773),
Division of Privacy and Identity Protection, Bureau of Consumer
Protection, Federal Trade Commission, 600 Pennsylvania Avenue NW,
Washington, DC 20580.
SUPPLEMENTARY INFORMATION:
I. Background
A. The Address Discrepancy Rule
The Fair and Accurate Credit Transactions Act of 2003 (``FACT
Act'') was signed into law on December 4, 2003. Public Law 108-159, 117
Stat. 1952. The FACT Act added section 605(h) to the Fair Credit
Reporting Act (``FCRA''), requiring a national consumer reporting
agency (``CRA'') that receives a request for a consumer report that
contains an address substantially different from the address on file
for the consumer to notify the requester of the existence of the
discrepancy.\1\ Section 605(h) also required federal banking agencies,
the National Credit Union Administration and the FTC to issue
regulations providing guidance regarding reasonable policies and
procedures that a user of a consumer report should employ when the user
receives a notice of such discrepancy.\2\ In 2007, the agencies issued
the Address Discrepancy Rule to satisfy this requirement.\3\
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\1\ Section 605 is codified at 15 U.S.C. 1681c.
\2\ 15 U.S.C. 1681c(h)(2).
\3\ 16 CFR part 641.
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The Address Discrepancy Rule requires users of consumer reports to
develop and implement reasonable policies and procedures designed to
enable the user to form a reasonable belief that a consumer report
relates to the consumer about whom it has requested a consumer report,
when the user receives a notice of address discrepancy.\4\ Users must
also develop and implement reasonable policies and procedures for
furnishing an address for the consumer that the user has reasonably
confirmed as accurate to the CRA from whom it received the notice when
the user (1) can confirm that the consumer report relates to the
consumer about whom the user requested the report, (2) establishes a
continuing relationship with the consumer, and (3)
[[Page 57173]]
regularly furnishes information about the consumer to the CRA.\5\
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\4\ 16 CFR 641.1(c).
\5\ 16 CFR 641.1(d).
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B. Dodd-Frank Act
The Dodd-Frank Wall Street Reform and Consumer Protection Act
(``Dodd-Frank Act'') was signed into law in 2010.\6\ The Dodd-Frank Act
substantially changed the federal legal framework for financial
services providers. Among the changes, the Dodd-Frank Act transferred
to the Consumer Financial Protection Bureau (``CFPB'') the Commission's
rulemaking authority under portions of the FCRA.\7\ Accordingly, in
2012, the Commission rescinded several of its FCRA rules, which had
been replaced by rules issued by the CFPB.\8\ The FTC retained
rulemaking authority for other rules promulgated under the act to the
extent the rules apply to motor vehicle dealers described in section
1029(a) of the Dodd-Frank Act \9\ that are predominantly engaged in the
sale and servicing of motor vehicles, the leasing and servicing of
motor vehicles, or both (``motor vehicle dealers'').\10\ The rules for
which the FTC retains rulemaking authority include the Address
Discrepancy Rule, which now applies only to motor vehicle dealers.\11\
Consumer report users that are not motor vehicle dealers are covered by
the CFPB's rule.\12\
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\6\ Public Law 111-203 (2010).
\7\ 15 U.S.C. 1681 et seq. The Dodd-Frank Act does not transfer
to the CFPB rulemaking authority for section 615(e) of the FCRA
(``Red Flag Guidelines and Regulations Required'') and section 628
of the FCRA (``Disposal of Records''). See 15 U.S.C. 1681s(e).
\8\ 77 FR 22200 (April 13, 2012).
\9\ 12 U.S.C. 5519.
\10\ 77 FR 22200 (April 13, 2012).
\11\ Id.
\12\ 12 CFR 1022.82.
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II. Technical Changes To Correspond to Statutory Changes Resulting From
the Dodd-Frank Act
The Commission adopted the Address Discrepancy Rule at a time when
it had rulemaking authority for a broader group of consumer report
users. While the Dodd-Frank Act did not change the Commission's
enforcement authority for the Address Discrepancy Rule, it did narrow
the Commission's rulemaking authority with respect to the Rule. It now
covers only motor vehicle dealers.\13\ The amendments in the Dodd-Frank
Act necessitate a technical revision to the Address Discrepancy Rule to
ensure that the regulation is consistent with the text of the amended
FCRA. Accordingly, the Commission proposes to modify the Address
Discrepancy Rule to reflect its scope.
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\13\ 15 U.S.C. 1681s(e)(1); 12 U.S.C. 5519.
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The proposed amendment to section 641.1 narrows the scope of the
Address Discrepancy Rule to motor vehicle dealers excluded from
Consumer Financial Protection Bureau jurisdiction as described in the
Dodd-Frank Act.\14\
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\14\ 12 U.S.C. 5519.
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III. Regulatory Review of the Address Discrepancy Rule
In addition to proposing the changes described above, the
Commission seeks information about the costs and benefits of the Rule,
and its regulatory and economic impact. Consistent with its practice of
reviewing all of its rules and guides periodically, the Commission
seeks to ascertain whether changes in technology, business models, or
the law warrant modification or rescission of the Rule. As part of this
review the Commission solicits comments on, among other things, the
economic impact and benefits of the Address Discrepancy Rule; possible
conflict between the Address Discrepancy Rule and state, local, or
other federal laws or regulations; and the effect on the Address
Discrepancy Rule of any technological, economic, or other industry
changes.
IV. Issues for Comment
The Commission requests written comment on any or all of the
following questions. These questions are designed to assist the public
and should not be construed as a limitation on the issues about which
public comments may be submitted. The Commission requests that
responses to its questions be as specific as possible, including a
reference to the question being answered, and refer to empirical data
or other evidence upon which the comment is based whenever available
and appropriate.
1. Is there a continuing need for specific provisions of the
Address Discrepancy Rule? Why or why not?
2. What benefits has the Address Discrepancy Rule provided to
consumers? What evidence supports the asserted benefits?
3. What modifications, if any, should be made to the Address
Discrepancy Rule to increase the benefits to consumers?
a. What evidence supports the proposed modifications?
b. How would these modifications affect the costs imposed by the
Address Discrepancy Rule?
4. What significant costs, if any, has the Address Discrepancy Rule
imposed on consumers? What evidence supports the asserted costs?
5. What modifications, if any, should be made to the Address
Discrepancy Rule to reduce any costs imposed on consumers?
a. What evidence supports the proposed modifications?
b. How would these modifications affect the benefits provided by
the Address Discrepancy Rule?
6. What benefits, if any, has the Address Discrepancy Rule provided
to businesses, including small businesses? What evidence supports the
asserted benefits?
7. What modifications, if any, should be made to the Address
Discrepancy Rule to increase its benefits to businesses, including
small businesses?
a. What evidence supports the proposed modifications?
b. How would these modifications affect the costs the Address
Discrepancy Rule imposes on businesses, including small businesses?
c. How would these modifications affect the benefits to consumers?
8. What significant costs, if any, including costs of compliance,
has the Address Discrepancy Rule imposed on businesses, including small
businesses? What evidence supports the asserted costs?
9. What modifications, if any, should be made to the Address
Discrepancy Rule to reduce the costs imposed on businesses, including
small businesses?
a. What evidence supports the proposed modifications?
b. How would these modifications affect the benefits provided by
the Address Discrepancy Rule?
10. What evidence is available concerning the degree of industry
compliance with the Address Discrepancy Rule?
11. What modification, if any, should be made to the Address
Discrepancy Rule to account for changes in relevant technology or
economic conditions? What evidence supports the proposed modifications?
12. Does the Address Discrepancy Rule overlap or conflict with
other federal, state, or local laws or regulations? If so, how?
a. What evidence supports the asserted conflicts?
b. With reference to the asserted conflicts, should the Address
Discrepancy Rule be modified? If so, why, and how? If not, why not?
13. The Commission proposes to amend the Rule to reflect that the
Commission's rulemaking authority has been revised by statute to apply
exclusively to motor vehicle dealers. Are the proposed modifications
[[Page 57174]]
appropriate? Should additional amendments be made? Would these
amendments create conflicts with any other Federal, State, or local
regulations or laws?
V. Request for Comment
You can file a comment online or on paper. For the Commission to
consider your comment, we must receive it on or before November 30,
2020. Write ``Address Discrepancy Rule, 16 CFR part 641, Project No.
P205408'' on the comment. Your comment, including your name and your
state, will be placed on the public record of this proceeding,
including the https://www.regulations.gov website.
Because of the public health emergency in response to the COVID-19
outbreak and the agency's heightened security screening, postal mail
addressed to the Commission will be subject to delay. We strongly
encourage you to submit your comment online through the https://www.regulations.gov website. To ensure the Commission considers your
online comment, please follow the instructions on the web-based form
provided by regulations.gov.
If you file your comment on paper, write ``Address Discrepancy
Rule, 16 CFR part 641, Project No. P205408'' on your comment and on the
envelope, and mail your comment to the following address: Federal Trade
Commission, Office of the Secretary, 600 Pennsylvania Avenue NW, Suite
CC-5610 (Annex J), Washington, DC 20580; or deliver your comment to the
following address: Federal Trade Commission, Office of the Secretary,
Constitution Center, 400 7th Street SW, 5th Floor, Suite 5610 (Annex
J), Washington, DC 20024. If possible, please submit your paper comment
to the Commission by courier or overnight service.
Because your comment will be placed on the publicly accessible
website, https://www.regulations.gov, you are solely responsible for
making sure that your comment does not include any sensitive or
confidential information. In particular, your comment should not
include any sensitive personal information, such as your or anyone
else's Social Security number, date of birth, driver's license number
or other state identification number or foreign country equivalent,
passport number, financial account number, or credit or debit card
number. You are also solely responsible for making sure your comment
does not include any sensitive health information, such as medical
records or other individually identifiable health information. In
addition, your comment should not include any ``trade secret or any
commercial or financial information which . . . is privileged or
confidential,'' as provided by section 6(f) of the FTC Act, 15 U.S.C.
46(f), and FTC Rule 4.10(a)(2), 16 CFR 4.10(a)(2), including in
particular, competitively sensitive information such as costs, sales
statistics, inventories, formulas, patterns, devices, manufacturing
processes, or customer names.
Comments containing material for which confidential treatment is
requested must be filed in paper form, must be clearly labeled
``Confidential,'' and must comply with FTC Rule 4.9(c). In particular,
the written request for confidential treatment that accompanies the
comment must include the factual and legal basis for the request, and
must identify the specific portions of the comment to be withheld from
the public record. Your comment will be kept confidential only if the
FTC General Counsel grants your request in accordance with the law and
the public interest. Once your comment has been posted on https://www.regulations.gov, we cannot redact or remove your comment from that
website, unless you submit a confidentiality request that meets the
requirements for such treatment under FTC Rule 4.9(c), and the General
Counsel grants that request.
Visit the Commission website at https://www.ftc.gov to read this
document and the news release describing it. The FTC Act and other laws
that the Commission administers permit the collection of public
comments to consider and use in this proceeding as appropriate. The
Commission will consider all timely and responsive public comments that
it receives on or before November 30, 2020. For information on the
Commission's privacy policy, including routine uses permitted by the
Privacy Act, see https://www.ftc.gov/site-information/privacy-policy.
VI. Communications by Outside Parties to the Commissioners or Their
Advisors
Written communications and summaries or transcripts of oral
communications respecting the merits of this proceeding, from any
outside party to any Commissioner or Commissioner's advisor, will be
placed on the public record.\15\
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\15\ 16 CFR 1.26(b)(5).
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VII. Paperwork Reduction Act
The Address Discrepancy Rule contains information collection
requirements as defined by 5 CFR 1320.3(c), the definitional provision
within the Office of Management and Budget (``OMB'') regulations that
implement the Paperwork Reduction Act (``PRA''). OMB has approved the
Rule's existing information collection requirements through December
31, 2021 (OMB Control No. 3084-0137).
This proposal would amend 16 CFR part 641. The proposed amendments
do not modify or add to information collection requirements that were
previously approved by OMB. The proposed amendments do not make any
substantive changes to the Rule, other than to narrow the scope to
motor vehicle dealers. The existing clearance already reflects that
change in scope. Therefore, the Commission does not believe that the
proposed amendments would substantially or materially modify any
``collections of information'' as defined by the PRA.
VIII. Regulatory Flexibility Act
The Regulatory Flexibility Act (``RFA''), as amended by the Small
Business Regulatory Enforcement Fairness Act of 1996, requires an
agency to either provide an Initial Regulatory Flexibility Analysis
(``IRFA'') with a proposed rule, or certify that the proposed rule will
not have a significant impact on a substantial number of small
entities.\16\ The Commission does not expect that the proposed changes
to this Rule, if adopted, would have the threshold impact on small
entities. The Commission does not expect the proposal to impose costs
on small motor vehicle dealers because the amendments are primarily for
clarification purposes and should not result in any increased burden on
any motor vehicle dealer. Thus, a small entity that complies with
current law need not take any different or additional action if the
proposal is adopted.
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\16\ 5 U.S.C. 603-605.
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Therefore, based on available information, the Commission certifies
that amending the Address Discrepancy Rule as proposed will not have a
significant economic impact on a substantial number of small
businesses. Although the Commission certifies under the RFA that the
proposed amendment would not, if promulgated, have a significant impact
on a substantial number of small entities, the Commission has
determined, nonetheless, that it is appropriate to publish an IRFA to
inquire into the impact of the proposed amendment on small entities.
Therefore, the Commission has prepared the following analysis:
[[Page 57175]]
A. Description of the Reasons for the Proposed Rule
To address the Dodd-Frank Act's changes to the Commission's
rulemaking authority, the Commission proposes to clarify that the Rule
applies only to motor vehicle dealers.
B. Succinct Statement of the Objectives, and Legal Basis for, the
Proposed Rule
The objectives of the proposed Rule are discussed above. The legal
basis for the proposed Rule is 15 U.S.C. 1681c(h).
C. Description of Small Entities To Which the Proposed Rule Will Apply
Determining a precise estimate of the number of small entities \17\
is not readily feasible. Financial institutions covered by the Rule
include certain motor vehicle dealers. A substantial number of these
entities likely qualify as small businesses. The Commission estimates
that the proposed amendment will not have a significant impact on small
businesses because it imposes no new obligations.
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\17\ The U.S. Small Business Administration Table of Small
Business Size Standards Matched to North American Industry
Classification System Codes (NAICS) are generally expressed in
either millions of dollars or number of employees. A size standard
is the largest that a business can be and still qualify as a small
business for Federal Government programs. For the most part, size
standards are the annual receipts or the average employment of a
firm. New car dealers (NAICS code 441100) are classified as small if
they have fewer than 200 employees. Used car dealers (NAICS code
441120) are classified as small if their annual receipts are $27
million or less. Recreational vehicle dealers, boat dealers,
motorcycle, ATV and all other motor vehicle dealers (NAICS codes
441210, 441222 and 441228) are classified as small if their annual
receipts are $35 million or less. The 2019 Table of Small Business
Size Standards is available at https://www.sba.gov/document/support--table-size-standards.
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D. Projected Reporting, Recordkeeping, and Other Compliance
Requirements, Including Classes of Covered Small Entities and
Professional Skills Needed To Comply
The proposed amendments would impose no new reporting,
recordkeeping, or other compliance requirements. The small entities
potentially covered by the proposed amendment will include all such
entities subject to the Rule.
E. Identification of Duplicative, Overlapping, or Conflicting Federal
Rules
The Commission has not identified any other federal statutes,
rules, or policies that would duplicate, overlap, or conflict with the
proposed amendment. Nonetheless, the Commission requests comment on the
extent to which other federal standards involving consumer reports may
duplicate, satisfy, or potentially conflict with the Rule's
requirements for any covered financial institutions.
F. Description of Any Significant Alternatives to the Proposed Rule
The Commission has not proposed any specific small entity exemption
or other significant alternatives because the proposed amendment would
not impose any new requirements or compliance costs. Nonetheless, the
Commission welcomes comment on any significant alternative consistent
with the FCRA that would minimize the impact of the proposed Rule
change on small entities.
List of Subjects in 16 CFR Part 641
Consumer protection, Credit, Trade Practices.
IX. Proposed Rule Language
For the reasons stated above, the Federal Trade Commission proposes
to amend part 641 of title 16 of the Code of Federal Regulations as
follows:
PART 641--DUTIES OF USERS OF CONSUMER REPORTS REGARDING ADDRESS
DISCREPANCIES
0
1. Revise the authority section for part 641 to read as follows:
Authority: Public Law 108-159, sec. 315; 15 U.S.C. 1681c(h); 12
U.S.C. 5519(d).
0
2. In Sec. 641.1 revise paragraph 641.1(a) to read as follows:
Sec. 641.1 Duties of users of consumer reports regarding address
discrepancies.
(a) Scope. This section applies to users of consumer reports that
are motor vehicle dealers excluded from Consumer Financial Protection
Bureau jurisdiction as described in 12 U.S.C. 5519.
* * * * *
By direction of the Commission, Commissioner Slaughter and
Commissioner Wilson not participating.
April J. Tabor,
Acting Secretary.
[FR Doc. 2020-19141 Filed 9-14-20; 8:45 am]
BILLING CODE 6750-01-P