Extension of the Prohibition Against Certain Flights in the Pyongyang Flight Information Region (FIR) (ZKKP), 55372-55377 [2020-19057]
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55372
Federal Register / Vol. 85, No. 174 / Tuesday, September 8, 2020 / Rules and Regulations
Authority: 49 U.S.C. 106(f), 106(g); 40103,
40113, 40120; E.O. 10854, 24 FR 9565, 3 CFR,
1959–1963 Comp., p. 389.
§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of FAA Order 7400.11E,
Airspace Designations and Reporting
Points, dated July 21, 2020, and
effective September 15, 2020, is
amended as follows:
■
Paragraph 6005 Class E Airspace Areas
Extending Upward From 700 Feet or More
Above the Surface of the Earth.
*
*
*
*
*
AGL MN E5 Park Rapids, MN [Amended]
Park Rapids Municipal Airport-Konshok
Field, MN
(Lat. 46°54′04″ N, long. 95°04′23″ W)
That airspace extending upward from 700
feet above the surface within a 6.5-mile
radius of Park Rapids Municipal AirportKonshok Field.
Issued in Fort Worth, Texas, on August 31,
2020.
Martin A. Skinner,
Acting Manager, Operations Support Group,
ATO Central Service Center.
[FR Doc. 2020–19556 Filed 9–4–20; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA–2018–0838; Amdt. No.
91–352A]
RIN 2120–AL57
Extension of the Prohibition Against
Certain Flights in the Pyongyang Flight
Information Region (FIR) (ZKKP)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
This action extends the
Special Federal Aviation Regulation
(SFAR) prohibiting certain flight
operations in the Pyongyang Flight
Information Region (FIR) (ZKKP) by all:
U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
when the operator of such aircraft is a
foreign air carrier. The FAA finds this
action necessary to address significant,
continuing hazards to U.S. civil aviation
associated with North Korean military
capabilities and activities, including
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SUMMARY:
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unannounced North Korean missile
launches and air defense weapons
systems. Additionally, the FAA
republishes the approval process and
exemption information for this SFAR,
consistent with other recently published
flight prohibition SFARs, and makes a
minor administrative change to the
wording of the applicability paragraph
of the SFAR for consistency with other
recently published flight prohibition
SFARs.
DATES: This final rule is effective on
September 8, 2020.
FOR FURTHER INFORMATION CONTACT: Dale
E. Roberts, Air Transportation Division,
Flight Standards Service, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone 202–267–8166;
email dale.e.roberts@faa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action amends, by extending its
expiration date, the prohibition against
certain flight operations in the
Pyongyang FIR (ZKKP) by all: U.S. air
carriers; U.S. commercial operators;
persons exercising the privileges of an
airman certificate issued by the FAA,
except when such persons are operating
U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
Specifically, this amendment extends
the expiration date of SFAR No. 79,
§ 91.1615 of title 14 Code of Federal
Regulations (CFR) from September 18,
2020, to September 18, 2023, due to the
significant, continuing hazards to the
safety of U.S. civil aviation operations
in the Pyongyang FIR (ZKKP) associated
with North Korean military capabilities
and activities, including unannounced
North Korean missile launches and air
defense weapons systems, as described
in the preamble to this final rule. This
action also republishes, with minor
revisions, the approval process and
exemption information for this SFAR,
consistent with other recently published
flight prohibition SFARs. Finally, the
FAA makes a minor administrative
change to the wording of the
applicability paragraph of the SFAR for
consistency with other recently
published flight prohibition SFARs.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety
of flight in the U.S. and for the safety
of U.S. civil operators, U.S.-registered
civil aircraft, and U.S.-certificated
airmen throughout the world. Sections
106(f) and (g) of title 49, U.S. Code,
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subtitle I, establish the FAA
Administrator’s authority to issue rules
on aviation safety. Subtitle VII of title
49, Aviation Programs, describes in
more detail the scope of the agency’s
authority. Section 40101(d)(1) provides
that the Administrator shall consider in
the public interest, among other matters,
assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise this authority
consistently with the obligations of the
U.S. Government under international
agreements.
The FAA is promulgating this
rulemaking under the authority
described in 49 U.S.C. 44701, General
requirements. Under that section, the
FAA is charged broadly with promoting
safe flight of civil aircraft in air
commerce by prescribing, among other
things, regulations and minimum
standards for practices, methods, and
procedures that the Administrator finds
necessary for safety in air commerce and
national security.
This regulation is within the scope of
the FAA’s authority because it
continues to prohibit the persons
described in paragraph (a) of SFAR No.
79, § 91.1615, from conducting flight
operations in the Pyongyang FIR (ZKKP)
due to the continuing hazards to the
safety of U.S. civil flight operations, as
described in the preamble to this final
rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Section 553(d)
also authorizes agencies to forgo the
delay in the effective date of the final
rule for good cause found and published
with the rule. In this instance, the FAA
finds good cause exists to forgo notice
and comment because notice and
comment would be impracticable and
contrary to the public interest. In
addition, it is contrary to the public
interest to delay the effective date of this
SFAR.
The risk environment for U.S. civil
aviation in airspace other countries
manage with respect to safety of flight
is fluid due to the risks posed by
weapons capable of targeting, or
otherwise negatively affecting, U.S. civil
aviation, as well as other hazards to U.S.
civil aviation associated with fighting,
extremist or militant activity, or
heightened tensions. This fluidity and
the need for the FAA to rely upon
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classified information in assessing these
risks make issuing notice and seeking
comments impracticable and contrary to
the public interest. With respect to the
impracticability of notice and comment
procedures, the potential for rapid
changes in the risks to U.S. civil
aviation significantly limits how far in
advance of a new or amended flight
prohibition the FAA can usefully assess
the risk environment. Furthermore, to
the extent these rules and any
amendments to them are based upon
classified information, the FAA is not
legally permitted to share such
information with the general public,
who cannot meaningfully comment on
information to which they are not
legally allowed access.
Under these conditions, public
interest considerations favor not
providing notice and seeking comment
for this rule. While there is a public
interest in having an opportunity for the
public to comment on agency action,
there is a greater public interest in
having the FAA’s flight prohibitions,
and any amendments thereto, reflect the
agency’s current understanding of the
risk environment for U.S. civil aviation.
This allows the FAA to protect the
safety of U.S. operators’ aircraft and the
lives of their passengers and crews
without over-restricting U.S. operators’
routing options.
The FAA has determined extending
the flight prohibition for U.S. civil
aviation operations in the Pyongyang
FIR (ZKKP) is necessary due to
continued safety-of-flight hazards
associated with North Korean military
capabilities and activities, including
unannounced North Korean missile
launches and air defense weapons
systems. These hazards continue to
present significant risks to U.S. civil
aviation operations in the Pyongyang
FIR (ZKKP), as described in the
preamble to this rule. Therefore, it is
important the FAA’s flight prohibition
for U.S. civil aviation operations in the
Pyongyang FIR (ZKKP) continue
without interruption.
Accordingly, the FAA finds good
cause exists to forgo notice and
comment and any delay in the effective
date for this rule.
The continued level of risk also
requires extension of the expiration date
of the rule for an additional three years.
III. Background
Since 1997, the FAA has prohibited
U.S. civil aviation operations in the
Pyongyang FIR (ZKKP), or portions
thereof, and has issued various advisory
Notices to Airmen (NOTAMs) regarding
the Pyongyang FIR (ZKKP) and adjacent
areas to warn U.S. civil aviation of
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hazards to their operations.1 In 2014,
North Korea initiated a ballistic missile
test program involving frequent
unannounced missile launches into the
Sea of Japan. A number of the missiles
impacted in the Pyongyang FIR (ZKKP)
east of what was then the 132 degrees
east longitude eastern boundary of
SFAR No. 79 and in relatively close
proximity to international air routes
transiting the region. North Korea, as
recently as April 2016, has also
employed electronic jamming
equipment on several occasions for
intentional interference with aviation
and maritime navigation and
communication networks. While these
intentional interference events primarily
impacted flight operations in the
Incheon FIR (RKRR), the associated
capabilities and effects could also have
affected operations in adjoining
airspace, including the Pyongyang FIR
(ZKKP).
Effective September 18, 2018, the
FAA amended SFAR No. 79, § 91.1615,
to incorporate the flight prohibition
contained in KICZ NOTAM A0023/17
into the rule. Increased North Korean
military capabilities and activities,
including upgraded air defense weapons
systems and unannounced North
Korean missile launches, had increased
the inadvertent risk of North Korea
misidentifying U.S. civil aviation
operating in the Pyongyang FIR (ZKKP)
east of 132 degrees east longitude as a
threat and inadvertently engaging it or
striking a U.S. operators’ aircraft with a
missile or debris from an unannounced
missile launch. Such events could
involve loss of life, injuries, and
property damage. In response to this
situation, on November 3, 2017, the
FAA issued NOTAM KICZ A0023/17 to
prohibit flight operations in the entire
Pyongyang FIR (ZKKP), including the
area east of 132 degrees east longitude,
by all: U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
where the operator of such aircraft is a
foreign air carrier.
In September 2018, the FAA amended
SFAR No. 79, § 91.1615, to incorporate
the flight prohibition contained in KICZ
NOTAM A0023/17 into the rule, due to
the significant, continuing risk to U.S.
civil aviation in the Pyongyang FIR
(ZKKP), including the area east of 132
1 For a more detailed history of SFAR No. 79,
§ 91.1615, see Amendment of the Prohibition
Against Certain Flights in the Pyongyang Flight
Information Region (FIR) (ZKKP) final rule, 83 FR
47059 (Sept. 18, 2018).
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degrees east longitude, and the
uncertainty about when the risks
described in that final rule would abate
sufficiently to allow for safe U.S. civil
aviation operations in the Pyongyang
FIR (ZKKP).2
IV. Discussion of the Final Rule
The FAA has determined the situation
in the Pyongyang FIR (ZKKP) continues
to present an unacceptable level of risk
for U.S. civil aviation safety. North
Korea continues to conduct no-notice
ballistic missile launches to meet its
weapons development program goals
and to signal its resolve, and displeasure
with the lack of a diplomatic
breakthrough and sanctions relief, to the
international community. As of March
28, 2020, four North Korean missile
launch events had occurred in 2020. On
March 28, 2020, North Korea launched
at least two probable short-range
ballistic missiles (SRBMs). These
probable SRBMs impacted within the
Pyongyang FIR (ZKKP). Previous salvos
occurred on March 2, 9, and 21, 2020.
These events are consistent with
North Korean missile test launch
activity observed in 2019. On November
28, 2019, a salvo of two probable SRBMs
impacted within the Pyongyang FIR
(ZKKP). These probable SRBMs had
possible trajectories and impact points
near an international air route transiting
the Pyongyang FIR (ZKKP), highlighting
the continued risk to U.S. civil aviation
if authorized to operate in the
Pyongyang FIR (ZKKP). A total of 25
North Korean missile test launches
occurred in 2019, including 12 salvos
consisting of two SRBMs each and one
possible submarine-launched ballistic
missile test launch, which occurred in
early October 2019.
For each of the 2019 and 2020 missile
launch events, North Korea failed to
issue any NOTAMs or other
aeronautical information to warn civil
aircraft operators of the hazards
associated with these missile launches.
In late 2019, North Korea made public
statements indicating an end-of-year
deadline for a diplomatic breakthrough.
It is unclear whether North Korea will
return to longer-range missile testing
with impact areas beyond the
Pyongyang FIR (ZKKP) that could pose
a potential risk to U.S. civil aviation
operating in adjacent FIRs.
Additionally, North Korea maintains air
defense and tactical aircraft capabilities
that, if forward deployed, would have
ranges covering the entire Pyongyang
FIR (ZKKP). These weapons could
present an inadvertent risk to U.S. civil
2 Id.
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aviation operations during periods of
heightened tensions.
Therefore, as a result of the significant
continuing risk to the safety of U.S. civil
aviation in the Pyongyang FIR (ZKKP),
the FAA extends the expiration date of
SFAR No. 79, § 91.1615, from
September 18, 2020 until September 18,
2023. Amendments to SFAR No. 79,
§ 91.1615, could be appropriate if the
risk to aviation safety and security
changes. In this regard, the FAA will
continue to monitor the situation and
evaluate the extent to which persons
described in paragraph (a) of this rule
might be able to operate safely in the
Pyongyang FIR (ZKKP). The FAA may
amend or rescind SFAR No. 79,
§ 91.1615, as necessary, prior to its
expiration date.
The FAA also republishes the details
concerning the approval and exemption
processes in Sections V and VI of this
preamble, with clarifications for
consistency with other recently
published flight prohibition SFARs, to
enable interested persons to refer to this
final rule for all relevant information
about seeking relief from SFAR No. 79,
§ 91.1615. Lastly, the FAA makes minor
administrative revisions, including
updating the applicability paragraph of
the regulatory text to make it consistent
with other recently published flight
prohibition SFARs.
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V. Approval Process Based on a
Request From a Department, Agency, or
Instrumentality of the United States
Government
A. Approval Process Based on an
Authorization Request From a
Department, Agency, or Instrumentality
of the United States Government
In some instances, U.S. Government
departments, agencies, or
instrumentalities may need to engage
U.S. civil aviation to support their
activities in the Pyongyang FIR (ZKKP).
If a department, agency, or
instrumentality of the U.S. Government
determines it has a critical need to
engage any person described in SFAR
No. 79, § 91.1615, including a U.S. air
carrier or commercial operator, to
conduct a charter to transport civilian or
military passengers or cargo or other
operations in the Pyongyang FIR
(ZKKP), that department, agency, or
instrumentality may request the FAA to
approve persons described in SFAR No.
79, § 91.1615, to conduct such
operations.
The requesting department, agency, or
instrumentality of the U.S. Government
must submit the request for approval to
the FAA’s Associate Administrator for
Aviation Safety in a letter signed by an
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appropriate senior official of the
requesting department, agency, or
instrumentality.3 The FAA will not
accept or consider requests for approval
from anyone other than the requesting
department, agency, or instrumentality.
In addition, the senior official signing
the letter requesting FAA approval on
behalf of the requesting department,
agency, or instrumentality must be
sufficiently positioned within the
organization to demonstrate that the
senior leadership of the requesting
department, agency, or instrumentality
supports the request for approval and is
committed to taking all necessary steps
to minimize operational risks to the
proposed flights. The senior official
must also be in a position to: (1) Attest
to the accuracy of all representations
made to the FAA in the request for
approval, and (2) ensure that any
support from the requesting U.S.
Government department, agency, or
instrumentality described in the request
for approval is in fact brought to bear
and is maintained over time. Unless
justified by exigent circumstances,
requests for approval must be submitted
to the FAA no less than 30 calendar
days before the date on which the
requesting department, agency, or
instrumentality wishes the proposed
operation(s) to commence.
The requestor must send the request
to the Associate Administrator for
Aviation Safety, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
to whether the FAA grants the approval
request. If a requestor wishes to make an
electronic submission to the FAA, the
requestor should contact the Air
Transportation Division, Flight
Standards Service, at (202) 267–8166, to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons described
in SFAR No. 79, § 91.1615, or for
multiple flight operations. To the extent
known, the letter must identify the
person(s) expected to be covered under
the SFAR on whose behalf the U.S.
Government department, agency, or
instrumentality seeks FAA approval,
and it must describe—
3 This approval procedure applies to U.S.
Government departments, agencies, or
instrumentalities; it does not apply to the public.
The FAA describes this procedure in the interest of
providing transparency with respect to the FAA’s
process for interacting with U.S. Government
departments, agencies, or instrumentalities that
seek to engage U.S. civil aviation to operate within
the area in which this SFAR prohibits their
operations.
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• The proposed operation(s),
including the nature of the mission
being supported;
• The service that the person(s)
covered by the SFAR will provide;
• To the extent known, the specific
locations in the Pyongyang FIR (ZKKP)
where the proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while it is operating in the
Pyongyang FIR (ZKKP) and the airports,
airfields, or landing zones at which the
aircraft will take off and land; and
• The method by which the
department, agency, or instrumentality
will provide, or how the operator will
otherwise obtain, current threat
information and an explanation of how
the operator will integrate this
information into all phases of the
proposed operations (i.e., the premission planning and briefing, in-flight,
and post-flight phases).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
its prime contractor has a
subcontract(s)) for specific flight
operations in the Pyongyang FIR
(ZKKP). The requestor may identify
additional operators to the FAA at any
time after the FAA issues its approval.
Neither the operators listed in the
original request, nor any operators the
requestor subsequently seeks to add to
the approval, may commence operations
under the approval until the FAA issues
them an Operations Specification
(OpSpec) or Letter of Authorization
(LOA), as appropriate, for operations in
the Pyongyang FIR (ZKKP). The
approval conditions discussed below
apply to all operators, whether included
in the original list or subsequently
added to the approval. Requestors
should send updated lists to the email
address to be obtained from the Air
Transportation Division by calling (202)
267–8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector Dale
E. Roberts for instructions on submitting
it to the FAA. His contact information
is listed in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
FAA approval of an operation under
SFAR No. 79, § 91.1615, does not relieve
persons subject to this SFAR of the
responsibility to comply with all other
applicable FAA rules and regulations.
Operators of civil aircraft must comply
with the conditions of their certificates,
OpSpecs, and LOAs, as applicable.
Operators must also comply with all
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rules and regulations of other U.S.
Government departments or agencies
that may apply to the proposed
operation(s), including, but not limited
to, regulations issued by the
Transportation Security Administration.
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B. Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety organization will
send an approval letter to the requesting
department, agency, or instrumentality
informing it that the FAA’s approval is
subject to all of the following
conditions:
(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses,
relating to any event arising out of or
related to the approved operations in
the Pyongyang FIR (ZKKP); and
(b) The operator’s written agreement
to indemnify the U.S. Government with
respect to any and all third-party
damages, claims, and liabilities,
including without limitation legal fees
and expenses, relating to any event
arising from or related to the approved
operations in the Pyongyang FIR
(ZKKP).
(3) Other conditions the FAA may
specify, including those the FAA might
impose in OpSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
non-premium war risk insurance policy
the FAA issues under chapter 443 of
title 49, U.S. Code.
If the FAA approves the proposed
operation(s), the FAA will issue an
OpSpec or LOA, as applicable, to the
operator(s) identified in the original
request authorizing them to conduct the
approved operation(s). In addition, the
FAA will notify the department, agency,
or instrumentality that requested the
FAA’s approval of any additional
conditions beyond those contained in
the approval letter.
VI. Information Regarding Petitions for
Exemption
Any operations not conducted under
an approval the FAA issues through the
approval process set forth previously
may only occur in accordance with an
exemption from SFAR No. 79,
§ 91.1615. A petition for exemption
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must comply with 14 CFR part 11. The
FAA will consider whether exceptional
circumstances exist beyond those the
approval process described in the
previous section contemplates. To
determine whether a petition for
exemption from the prohibition this
SFAR establishes fulfills the standard of
14 CFR 11.81, the FAA consistently
finds necessary the following
information:
• The proposed operation(s),
including the nature of the operation;
• The service the person(s) covered
by the SFAR will provide;
• The specific locations in the
Pyongyang FIR (ZKKP) where the
proposed operation(s) will be
conducted, including, but not limited
to, the flight path and altitude of the
aircraft while it is operating in the
Pyongyang FIR (ZKKP) and the airports,
airfields, or landing zones at which the
aircraft will take off and land;
• The method by which the operator
will obtain current threat information
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (i.e.,
the pre-mission planning and briefing,
in-flight, and post-flight phases); and
• The plans and procedures the
operator will use to minimize the risks,
identified in this preamble, to the
proposed operations, to establish that
granting the exemption would not
adversely affect safety or would provide
a level of safety at least equal to that
provided by this SFAR. The FAA has
found comprehensive, organized plans
and procedures of this nature to be
helpful in facilitating the agency’s safety
evaluation of petitions for exemption
from flight prohibition SFARs.
The FAA includes, as a condition of
each such exemption it issues, a release
and agreement to indemnify, as
described previously.
The FAA recognizes that, with the
support of the U.S. Government, the
governments of other countries could
plan operations SFAR No. 79, § 91.1615,
affects. While the FAA will not permit
these operations through the approval
process, the FAA will consider
exemption requests for such operations
on an expedited basis and in accordance
with the order of preference set forth in
paragraph (c) of SFAR No. 79, § 91.1615.
If a petition for exemption includes
security-sensitive or proprietary
information, requestors may contact
Aviation Safety Inspector Dale E.
Roberts for instructions on submitting it
to the FAA. His contact information is
listed in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
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VII. Regulatory Notices and Analyses
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Orders 12866 and 13563
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354),
as codified in 5 U.S.C. 603 et seq.,
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act of 1979 (Pub. L. 96–39),
as codified in 19 U.S.C. Chapter 13,
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, the Trade Agreements Act
requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. Chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
In conducting these analyses, the FAA
has determined this final rule has
benefits that justify its costs. This rule
is a significant regulatory action, as
defined in section 3(f) of Executive
Order 12866, as it raises novel policy
issues contemplated under that
Executive Order. This rule also
complies with the requirements of the
Department of Transportation’s
administrative rule on rulemaking at 49
CFR part 5. As 5 U.S.C. 553 does not
require notice and comment for this
final rule, 5 U.S.C. 603 and 604 do not
require regulatory flexibility analyses
regarding impacts on small entities.
This rule will not create unnecessary
obstacles to the foreign commerce of the
United States. This rule will not impose
an unfunded mandate on State, local, or
tribal governments, or on the private
sector, by exceeding the threshold
identified previously.
A. Regulatory Evaluation
This action extends the expiration
date of the SFAR prohibiting U.S. civil
flights in the Pyongyang FIR (ZKKP) for
an additional three years due to the
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significant hazards to U.S. civil aviation
described in the preamble of this final
rule. U.S. Government departments,
agencies, and instrumentalities may take
advantage of the approval process on
behalf of U.S. operators and airmen with
whom they have a contract, grant, or
cooperative agreement, or with whom
their prime contractor has a subcontract.
U.S. operators and airmen who seek to
conduct operations in the Pyongyang
FIR (ZKKP) without any of the foregoing
types of arrangements with the U.S.
Government may petition for exemption
from this rule.
The FAA acknowledges this flight
prohibition might result in additional
costs to some U.S. operators, such as
increased fuel costs and other
operational-related costs. However, the
FAA expects the benefits of this action
exceed the costs because it will result in
the avoidance of risks of deaths,
injuries, and property damage that
could occur if a U.S. operator’s aircraft
were shot down (or otherwise damaged)
while operating in the Pyongyang FIR
(ZKKP).
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B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
in 5 U.S.C. 603, requires an agency to
prepare an initial regulatory flexibility
analysis describing impacts on small
entities whenever 5 U.S.C. 553 or any
other law requires an agency to publish
a general notice of proposed rulemaking
for any proposed rule. Similarly, 5
U.S.C. 604 requires an agency to prepare
a final regulatory flexibility analysis
when an agency issues a final rule
under 5 U.S.C. 553, after that section or
any other law requires publication of a
general notice of proposed rulemaking.
The FAA concludes good cause exists to
forgo notice and comment and to not
delay the effective date for this rule. As
5 U.S.C. 553 does not require notice and
comment in this situation, 5 U.S.C. 603
and 604 similarly do not require
regulatory flexibility analyses.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to this Act, the establishment
of standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standard has a legitimate
domestic objective, such as the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
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statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that its purpose is to protect the safety
of U.S. civil aviation from risks to their
operations in the Pyongyang FIR
(ZKKP), a location outside the U.S.
Therefore, the rule complies with the
Trade Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $155
million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires the FAA to
consider the impact of paperwork and
other information collection burdens it
imposes on the public. The FAA has
determined no new requirement for
information collection is associated
with this final rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, the FAA’s policy is to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined no ICAO Standards and
Recommended Practices correspond to
this regulation. The FAA finds this
action is fully consistent with the
obligations under 49 U.S.C.
40105(b)(1)(A) to ensure the FAA
exercises its duties consistently with the
obligations of the United States under
international agreements.
While the FAA’s flight prohibition
does not apply to foreign air carriers,
DOT codeshare authorizations prohibit
foreign air carriers from carrying a U.S.
codeshare partner’s code on a flight
segment that operates in airspace for
which the FAA has issued a flight
prohibition for U.S. civil aviation. In
addition, foreign air carriers and other
PO 00000
Frm 00018
Fmt 4700
Sfmt 4700
foreign operators may choose to avoid,
or be advised or directed by their civil
aviation authorities to avoid, airspace
for which the FAA has issued a flight
prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action
under Executive Order 12114,
Environmental Effects Abroad of Major
Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order
12114 requires the FAA to be informed
of environmental considerations and
take those considerations into account
when making decisions on major
Federal actions that could have
environmental impacts anywhere
beyond the borders of the United States.
The FAA has determined this action is
exempt pursuant to Section 2–5(a)(i) of
Executive Order 12114 because it does
not have the potential for a significant
effect on the environment outside the
United States.
In accordance with FAA Order
1050.1F, Environmental Impacts:
Policies and Procedures, paragraph 8–
6(c), FAA has prepared a memorandum
for the record stating the reason(s) for
this determination and has placed it in
the docket for this rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under
the principles and criteria of Executive
Order 13132. The agency has
determined this action would not have
a substantial direct effect on the States,
or the relationship between the Federal
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, this
rule will not have federalism
implications.
B. Executive Order 13211, Regulations
that Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this rule under
Executive Order 13211. The agency has
determined it is not a ‘‘significant
energy action’’ under the executive
order and will not be likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
E:\FR\FM\08SER1.SGM
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Federal Register / Vol. 85, No. 174 / Tuesday, September 8, 2020 / Rules and Regulations
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609 and has determined that
this action will have no effect on
international regulatory cooperation.
List of Subjects in 14 CFR Part 91
D. Executive Order 13771, Reducing
Regulation and Controlling Regulatory
Costs
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, as follows:
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight, North
Korea.
The Amendment
This rule is not subject to the
requirements of Executive Order 13771,
Reducing Regulation and Controlling
Regulatory Costs, because it is issued
with respect to a national security
function of the United States.
IX. Additional Information
A. Availability of Rulemaking
Documents
An electronic copy of a rulemaking
document may be obtained from the
internet by—
• Searching the docket for this
rulemaking at https://
www.regulations.gov;
• Visiting the FAA’s Regulations and
Policies web page at https://
www.faa.gov/regulations_policies; or
• Accessing the Government
Publishing Office’s website at https://
www.govinfo.gov.
Copies may also be obtained by
sending a request (identified by
amendment or docket number of this
rulemaking) to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue SW,
Washington, DC 20591, or by calling
(202) 267–9677.
Except for classified material, all
documents the FAA considered in
developing this rule, including
economic analyses and technical
reports, may be accessed from the
internet through the docket for this
rulemaking.
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506–46507, 47122, 47508, 47528–
47531, 47534, Pub. L. 114–190, 130 Stat. 615
(49 U.S.C. 44703 note); articles 12 and 29 of
the Convention on International Civil
Aviation (61 Stat. 1180), (126 Stat. 11).
2. Amend § 91.1615 by revising
paragraphs (a)(3) and (e) to read as
follows:
■
§ 91.1615 Special Federal Aviation
Regulation No. 79—Prohibition Against
Certain Flights in the Pyongyang Flight
Information Region (FIR) (ZKKP).
(a) * * *
(3) All operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
*
*
*
*
*
(e) Expiration. This SFAR will remain
in effect until September 18, 2023. The
FAA may amend, rescind, or extend this
SFAR, as necessary.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and 44701(a)(5),
on August 20, 2020.
Steve Dickson,
Administrator.
[FR Doc. 2020–19057 Filed 9–4–20; 8:45 am]
BILLING CODE 4910–13–P
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B. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104–121) (set forth as
a note to 5 U.S.C. 601) requires FAA to
comply with small entity requests for
information or advice about compliance
with statutes and regulations within its
jurisdiction. A small entity with
questions regarding this document may
contact its local FAA official, or the
persons listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. To find out
more about SBREFA on the internet,
visit https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
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15:51 Sep 04, 2020
Jkt 250001
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 55
[EPA–R10–OAR–2019–0433; FRL–10006–
99–Region 10]
Outer Continental Shelf Air
Regulations; Consistency Update for
Alaska
Environmental Protection
Agency (EPA).
ACTION: Final rule; consistency update.
AGENCY:
The Environmental Protection
Agency (EPA) is taking final action to
SUMMARY:
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Fmt 4700
Sfmt 4700
55377
update a portion of the Outer
Continental Shelf (OCS) Air
Regulations. Requirements applying to
OCS sources located within 25 miles of
states’ seaward boundaries must be
updated periodically to remain
consistent with the requirements of the
corresponding onshore area (COA), as
mandated by the Clean Air Act (CAA).
The portion of the OCS air regulations
that is being updated pertains to the
requirements for OCS sources subject to
requirements of the State of Alaska. The
State of Alaska’s requirements discussed
in this document and listed in the
appendix to the Federal OCS air
regulations, are approved for
incorporated into the compilation of
state provisions that is incorporated by
reference.
DATES: This rule is effective on October
8, 2020. The incorporation by reference
of a certain publication listed in this
rule is approved by the Director of the
Federal Register as of October 8, 2020.
ADDRESSES: EPA has established a
docket for this action under Docket ID
Number EPA–R10–OAR–2019–0433. All
documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., confidential business
information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available through https://
www.regulations.gov, or please contact
the person identified in the FOR FURTHER
INFORMATION CONTACT section for
additional availability information.
FOR FURTHER INFORMATION CONTACT:
Natasha Greaves, (206) 553–7079, or by
email at greaves.natasha@epa.gov.
SUPPLEMENTARY INFORMATION:
I. Background
On December 2, 2019, EPA published
a Notice of Proposed Rulemaking
(NPRM) proposing to approve various
Alaska air pollution control
requirements for inclusion in the
updated compilation of ‘‘the State of
Alaska Requirements Applicable to OCS
Sources,’’ dated September 15, 2018,
which is incorporated by reference into
40 CFR part 55. 84 FR 65938 (December
2, 2019).
Pursuant to 40 CFR 55.12, consistency
reviews will occur at least annually.
Additionally, consistency reviews will
occur upon receipt of a Notice of Intent
(NOI) under 40 CFR 55.4 and when a
State or local agency submits a rule to
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Agencies
[Federal Register Volume 85, Number 174 (Tuesday, September 8, 2020)]
[Rules and Regulations]
[Pages 55372-55377]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-19057]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No.: FAA-2018-0838; Amdt. No. 91-352A]
RIN 2120-AL57
Extension of the Prohibition Against Certain Flights in the
Pyongyang Flight Information Region (FIR) (ZKKP)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action extends the Special Federal Aviation Regulation
(SFAR) prohibiting certain flight operations in the Pyongyang Flight
Information Region (FIR) (ZKKP) by all: U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of an airman
certificate issued by the FAA, except when such persons are operating
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except when the operator of such
aircraft is a foreign air carrier. The FAA finds this action necessary
to address significant, continuing hazards to U.S. civil aviation
associated with North Korean military capabilities and activities,
including unannounced North Korean missile launches and air defense
weapons systems. Additionally, the FAA republishes the approval process
and exemption information for this SFAR, consistent with other recently
published flight prohibition SFARs, and makes a minor administrative
change to the wording of the applicability paragraph of the SFAR for
consistency with other recently published flight prohibition SFARs.
DATES: This final rule is effective on September 8, 2020.
FOR FURTHER INFORMATION CONTACT: Dale E. Roberts, Air Transportation
Division, Flight Standards Service, Federal Aviation Administration,
800 Independence Avenue SW, Washington, DC 20591; telephone 202-267-
8166; email [email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action amends, by extending its expiration date, the
prohibition against certain flight operations in the Pyongyang FIR
(ZKKP) by all: U.S. air carriers; U.S. commercial operators; persons
exercising the privileges of an airman certificate issued by the FAA,
except when such persons are operating U.S.-registered aircraft for a
foreign air carrier; and operators of U.S.-registered civil aircraft,
except when the operator of such aircraft is a foreign air carrier.
Specifically, this amendment extends the expiration date of SFAR No.
79, Sec. 91.1615 of title 14 Code of Federal Regulations (CFR) from
September 18, 2020, to September 18, 2023, due to the significant,
continuing hazards to the safety of U.S. civil aviation operations in
the Pyongyang FIR (ZKKP) associated with North Korean military
capabilities and activities, including unannounced North Korean missile
launches and air defense weapons systems, as described in the preamble
to this final rule. This action also republishes, with minor revisions,
the approval process and exemption information for this SFAR,
consistent with other recently published flight prohibition SFARs.
Finally, the FAA makes a minor administrative change to the wording of
the applicability paragraph of the SFAR for consistency with other
recently published flight prohibition SFARs.
II. Legal Authority and Good Cause
A. Legal Authority
The FAA is responsible for the safety of flight in the U.S. and for
the safety of U.S. civil operators, U.S.-registered civil aircraft, and
U.S.-certificated airmen throughout the world. Sections 106(f) and (g)
of title 49, U.S. Code, subtitle I, establish the FAA Administrator's
authority to issue rules on aviation safety. Subtitle VII of title 49,
Aviation Programs, describes in more detail the scope of the agency's
authority. Section 40101(d)(1) provides that the Administrator shall
consider in the public interest, among other matters, assigning,
maintaining, and enhancing safety and security as the highest
priorities in air commerce. Section 40105(b)(1)(A) requires the
Administrator to exercise this authority consistently with the
obligations of the U.S. Government under international agreements.
The FAA is promulgating this rulemaking under the authority
described in 49 U.S.C. 44701, General requirements. Under that section,
the FAA is charged broadly with promoting safe flight of civil aircraft
in air commerce by prescribing, among other things, regulations and
minimum standards for practices, methods, and procedures that the
Administrator finds necessary for safety in air commerce and national
security.
This regulation is within the scope of the FAA's authority because
it continues to prohibit the persons described in paragraph (a) of SFAR
No. 79, Sec. 91.1615, from conducting flight operations in the
Pyongyang FIR (ZKKP) due to the continuing hazards to the safety of
U.S. civil flight operations, as described in the preamble to this
final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' Section 553(d) also
authorizes agencies to forgo the delay in the effective date of the
final rule for good cause found and published with the rule. In this
instance, the FAA finds good cause exists to forgo notice and comment
because notice and comment would be impracticable and contrary to the
public interest. In addition, it is contrary to the public interest to
delay the effective date of this SFAR.
The risk environment for U.S. civil aviation in airspace other
countries manage with respect to safety of flight is fluid due to the
risks posed by weapons capable of targeting, or otherwise negatively
affecting, U.S. civil aviation, as well as other hazards to U.S. civil
aviation associated with fighting, extremist or militant activity, or
heightened tensions. This fluidity and the need for the FAA to rely
upon
[[Page 55373]]
classified information in assessing these risks make issuing notice and
seeking comments impracticable and contrary to the public interest.
With respect to the impracticability of notice and comment procedures,
the potential for rapid changes in the risks to U.S. civil aviation
significantly limits how far in advance of a new or amended flight
prohibition the FAA can usefully assess the risk environment.
Furthermore, to the extent these rules and any amendments to them are
based upon classified information, the FAA is not legally permitted to
share such information with the general public, who cannot meaningfully
comment on information to which they are not legally allowed access.
Under these conditions, public interest considerations favor not
providing notice and seeking comment for this rule. While there is a
public interest in having an opportunity for the public to comment on
agency action, there is a greater public interest in having the FAA's
flight prohibitions, and any amendments thereto, reflect the agency's
current understanding of the risk environment for U.S. civil aviation.
This allows the FAA to protect the safety of U.S. operators' aircraft
and the lives of their passengers and crews without over-restricting
U.S. operators' routing options.
The FAA has determined extending the flight prohibition for U.S.
civil aviation operations in the Pyongyang FIR (ZKKP) is necessary due
to continued safety-of-flight hazards associated with North Korean
military capabilities and activities, including unannounced North
Korean missile launches and air defense weapons systems. These hazards
continue to present significant risks to U.S. civil aviation operations
in the Pyongyang FIR (ZKKP), as described in the preamble to this rule.
Therefore, it is important the FAA's flight prohibition for U.S. civil
aviation operations in the Pyongyang FIR (ZKKP) continue without
interruption.
Accordingly, the FAA finds good cause exists to forgo notice and
comment and any delay in the effective date for this rule.
The continued level of risk also requires extension of the
expiration date of the rule for an additional three years.
III. Background
Since 1997, the FAA has prohibited U.S. civil aviation operations
in the Pyongyang FIR (ZKKP), or portions thereof, and has issued
various advisory Notices to Airmen (NOTAMs) regarding the Pyongyang FIR
(ZKKP) and adjacent areas to warn U.S. civil aviation of hazards to
their operations.\1\ In 2014, North Korea initiated a ballistic missile
test program involving frequent unannounced missile launches into the
Sea of Japan. A number of the missiles impacted in the Pyongyang FIR
(ZKKP) east of what was then the 132 degrees east longitude eastern
boundary of SFAR No. 79 and in relatively close proximity to
international air routes transiting the region. North Korea, as
recently as April 2016, has also employed electronic jamming equipment
on several occasions for intentional interference with aviation and
maritime navigation and communication networks. While these intentional
interference events primarily impacted flight operations in the Incheon
FIR (RKRR), the associated capabilities and effects could also have
affected operations in adjoining airspace, including the Pyongyang FIR
(ZKKP).
---------------------------------------------------------------------------
\1\ For a more detailed history of SFAR No. 79, Sec. 91.1615,
see Amendment of the Prohibition Against Certain Flights in the
Pyongyang Flight Information Region (FIR) (ZKKP) final rule, 83 FR
47059 (Sept. 18, 2018).
---------------------------------------------------------------------------
Effective September 18, 2018, the FAA amended SFAR No. 79, Sec.
91.1615, to incorporate the flight prohibition contained in KICZ NOTAM
A0023/17 into the rule. Increased North Korean military capabilities
and activities, including upgraded air defense weapons systems and
unannounced North Korean missile launches, had increased the
inadvertent risk of North Korea misidentifying U.S. civil aviation
operating in the Pyongyang FIR (ZKKP) east of 132 degrees east
longitude as a threat and inadvertently engaging it or striking a U.S.
operators' aircraft with a missile or debris from an unannounced
missile launch. Such events could involve loss of life, injuries, and
property damage. In response to this situation, on November 3, 2017,
the FAA issued NOTAM KICZ A0023/17 to prohibit flight operations in the
entire Pyongyang FIR (ZKKP), including the area east of 132 degrees
east longitude, by all: U.S. air carriers; U.S. commercial operators;
persons exercising the privileges of an airman certificate issued by
the FAA, except when such persons are operating U.S.-registered
aircraft for a foreign air carrier; and operators of U.S.-registered
civil aircraft, except where the operator of such aircraft is a foreign
air carrier.
In September 2018, the FAA amended SFAR No. 79, Sec. 91.1615, to
incorporate the flight prohibition contained in KICZ NOTAM A0023/17
into the rule, due to the significant, continuing risk to U.S. civil
aviation in the Pyongyang FIR (ZKKP), including the area east of 132
degrees east longitude, and the uncertainty about when the risks
described in that final rule would abate sufficiently to allow for safe
U.S. civil aviation operations in the Pyongyang FIR (ZKKP).\2\
---------------------------------------------------------------------------
\2\ Id.
---------------------------------------------------------------------------
IV. Discussion of the Final Rule
The FAA has determined the situation in the Pyongyang FIR (ZKKP)
continues to present an unacceptable level of risk for U.S. civil
aviation safety. North Korea continues to conduct no-notice ballistic
missile launches to meet its weapons development program goals and to
signal its resolve, and displeasure with the lack of a diplomatic
breakthrough and sanctions relief, to the international community. As
of March 28, 2020, four North Korean missile launch events had occurred
in 2020. On March 28, 2020, North Korea launched at least two probable
short-range ballistic missiles (SRBMs). These probable SRBMs impacted
within the Pyongyang FIR (ZKKP). Previous salvos occurred on March 2,
9, and 21, 2020.
These events are consistent with North Korean missile test launch
activity observed in 2019. On November 28, 2019, a salvo of two
probable SRBMs impacted within the Pyongyang FIR (ZKKP). These probable
SRBMs had possible trajectories and impact points near an international
air route transiting the Pyongyang FIR (ZKKP), highlighting the
continued risk to U.S. civil aviation if authorized to operate in the
Pyongyang FIR (ZKKP). A total of 25 North Korean missile test launches
occurred in 2019, including 12 salvos consisting of two SRBMs each and
one possible submarine-launched ballistic missile test launch, which
occurred in early October 2019.
For each of the 2019 and 2020 missile launch events, North Korea
failed to issue any NOTAMs or other aeronautical information to warn
civil aircraft operators of the hazards associated with these missile
launches. In late 2019, North Korea made public statements indicating
an end-of-year deadline for a diplomatic breakthrough. It is unclear
whether North Korea will return to longer-range missile testing with
impact areas beyond the Pyongyang FIR (ZKKP) that could pose a
potential risk to U.S. civil aviation operating in adjacent FIRs.
Additionally, North Korea maintains air defense and tactical aircraft
capabilities that, if forward deployed, would have ranges covering the
entire Pyongyang FIR (ZKKP). These weapons could present an inadvertent
risk to U.S. civil
[[Page 55374]]
aviation operations during periods of heightened tensions.
Therefore, as a result of the significant continuing risk to the
safety of U.S. civil aviation in the Pyongyang FIR (ZKKP), the FAA
extends the expiration date of SFAR No. 79, Sec. 91.1615, from
September 18, 2020 until September 18, 2023. Amendments to SFAR No. 79,
Sec. 91.1615, could be appropriate if the risk to aviation safety and
security changes. In this regard, the FAA will continue to monitor the
situation and evaluate the extent to which persons described in
paragraph (a) of this rule might be able to operate safely in the
Pyongyang FIR (ZKKP). The FAA may amend or rescind SFAR No. 79, Sec.
91.1615, as necessary, prior to its expiration date.
The FAA also republishes the details concerning the approval and
exemption processes in Sections V and VI of this preamble, with
clarifications for consistency with other recently published flight
prohibition SFARs, to enable interested persons to refer to this final
rule for all relevant information about seeking relief from SFAR No.
79, Sec. 91.1615. Lastly, the FAA makes minor administrative
revisions, including updating the applicability paragraph of the
regulatory text to make it consistent with other recently published
flight prohibition SFARs.
V. Approval Process Based on a Request From a Department, Agency, or
Instrumentality of the United States Government
A. Approval Process Based on an Authorization Request From a
Department, Agency, or Instrumentality of the United States Government
In some instances, U.S. Government departments, agencies, or
instrumentalities may need to engage U.S. civil aviation to support
their activities in the Pyongyang FIR (ZKKP). If a department, agency,
or instrumentality of the U.S. Government determines it has a critical
need to engage any person described in SFAR No. 79, Sec. 91.1615,
including a U.S. air carrier or commercial operator, to conduct a
charter to transport civilian or military passengers or cargo or other
operations in the Pyongyang FIR (ZKKP), that department, agency, or
instrumentality may request the FAA to approve persons described in
SFAR No. 79, Sec. 91.1615, to conduct such operations.
The requesting department, agency, or instrumentality of the U.S.
Government must submit the request for approval to the FAA's Associate
Administrator for Aviation Safety in a letter signed by an appropriate
senior official of the requesting department, agency, or
instrumentality.\3\ The FAA will not accept or consider requests for
approval from anyone other than the requesting department, agency, or
instrumentality. In addition, the senior official signing the letter
requesting FAA approval on behalf of the requesting department, agency,
or instrumentality must be sufficiently positioned within the
organization to demonstrate that the senior leadership of the
requesting department, agency, or instrumentality supports the request
for approval and is committed to taking all necessary steps to minimize
operational risks to the proposed flights. The senior official must
also be in a position to: (1) Attest to the accuracy of all
representations made to the FAA in the request for approval, and (2)
ensure that any support from the requesting U.S. Government department,
agency, or instrumentality described in the request for approval is in
fact brought to bear and is maintained over time. Unless justified by
exigent circumstances, requests for approval must be submitted to the
FAA no less than 30 calendar days before the date on which the
requesting department, agency, or instrumentality wishes the proposed
operation(s) to commence.
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\3\ This approval procedure applies to U.S. Government
departments, agencies, or instrumentalities; it does not apply to
the public. The FAA describes this procedure in the interest of
providing transparency with respect to the FAA's process for
interacting with U.S. Government departments, agencies, or
instrumentalities that seek to engage U.S. civil aviation to operate
within the area in which this SFAR prohibits their operations.
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The requestor must send the request to the Associate Administrator
for Aviation Safety, Federal Aviation Administration, 800 Independence
Avenue SW, Washington, DC 20591. Electronic submissions are acceptable,
and the requesting entity may request that the FAA notify it
electronically as to whether the FAA grants the approval request. If a
requestor wishes to make an electronic submission to the FAA, the
requestor should contact the Air Transportation Division, Flight
Standards Service, at (202) 267-8166, to obtain the appropriate email
address. A single letter may request approval from the FAA for multiple
persons described in SFAR No. 79, Sec. 91.1615, or for multiple flight
operations. To the extent known, the letter must identify the person(s)
expected to be covered under the SFAR on whose behalf the U.S.
Government department, agency, or instrumentality seeks FAA approval,
and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service that the person(s) covered by the SFAR will
provide;
To the extent known, the specific locations in the
Pyongyang FIR (ZKKP) where the proposed operation(s) will be conducted,
including, but not limited to, the flight path and altitude of the
aircraft while it is operating in the Pyongyang FIR (ZKKP) and the
airports, airfields, or landing zones at which the aircraft will take
off and land; and
The method by which the department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (i.e., the pre-mission planning and briefing, in-
flight, and post-flight phases).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or its prime contractor has a subcontract(s))
for specific flight operations in the Pyongyang FIR (ZKKP). The
requestor may identify additional operators to the FAA at any time
after the FAA issues its approval. Neither the operators listed in the
original request, nor any operators the requestor subsequently seeks to
add to the approval, may commence operations under the approval until
the FAA issues them an Operations Specification (OpSpec) or Letter of
Authorization (LOA), as appropriate, for operations in the Pyongyang
FIR (ZKKP). The approval conditions discussed below apply to all
operators, whether included in the original list or subsequently added
to the approval. Requestors should send updated lists to the email
address to be obtained from the Air Transportation Division by calling
(202) 267-8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Dale E. Roberts for instructions
on submitting it to the FAA. His contact information is listed in the
FOR FURTHER INFORMATION CONTACT section of this final rule.
FAA approval of an operation under SFAR No. 79, Sec. 91.1615, does
not relieve persons subject to this SFAR of the responsibility to
comply with all other applicable FAA rules and regulations. Operators
of civil aircraft must comply with the conditions of their
certificates, OpSpecs, and LOAs, as applicable. Operators must also
comply with all
[[Page 55375]]
rules and regulations of other U.S. Government departments or agencies
that may apply to the proposed operation(s), including, but not limited
to, regulations issued by the Transportation Security Administration.
B. Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
organization will send an approval letter to the requesting department,
agency, or instrumentality informing it that the FAA's approval is
subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, relating to any event arising out of or related to the
approved operations in the Pyongyang FIR (ZKKP); and
(b) The operator's written agreement to indemnify the U.S.
Government with respect to any and all third-party damages, claims, and
liabilities, including without limitation legal fees and expenses,
relating to any event arising from or related to the approved
operations in the Pyongyang FIR (ZKKP).
(3) Other conditions the FAA may specify, including those the FAA
might impose in OpSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy the FAA issues under chapter 443 of title 49, U.S. Code.
If the FAA approves the proposed operation(s), the FAA will issue
an OpSpec or LOA, as applicable, to the operator(s) identified in the
original request authorizing them to conduct the approved operation(s).
In addition, the FAA will notify the department, agency, or
instrumentality that requested the FAA's approval of any additional
conditions beyond those contained in the approval letter.
VI. Information Regarding Petitions for Exemption
Any operations not conducted under an approval the FAA issues
through the approval process set forth previously may only occur in
accordance with an exemption from SFAR No. 79, Sec. 91.1615. A
petition for exemption must comply with 14 CFR part 11. The FAA will
consider whether exceptional circumstances exist beyond those the
approval process described in the previous section contemplates. To
determine whether a petition for exemption from the prohibition this
SFAR establishes fulfills the standard of 14 CFR 11.81, the FAA
consistently finds necessary the following information:
The proposed operation(s), including the nature of the
operation;
The service the person(s) covered by the SFAR will
provide;
The specific locations in the Pyongyang FIR (ZKKP) where
the proposed operation(s) will be conducted, including, but not limited
to, the flight path and altitude of the aircraft while it is operating
in the Pyongyang FIR (ZKKP) and the airports, airfields, or landing
zones at which the aircraft will take off and land;
The method by which the operator will obtain current
threat information and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(i.e., the pre-mission planning and briefing, in-flight, and post-
flight phases); and
The plans and procedures the operator will use to minimize
the risks, identified in this preamble, to the proposed operations, to
establish that granting the exemption would not adversely affect safety
or would provide a level of safety at least equal to that provided by
this SFAR. The FAA has found comprehensive, organized plans and
procedures of this nature to be helpful in facilitating the agency's
safety evaluation of petitions for exemption from flight prohibition
SFARs.
The FAA includes, as a condition of each such exemption it issues,
a release and agreement to indemnify, as described previously.
The FAA recognizes that, with the support of the U.S. Government,
the governments of other countries could plan operations SFAR No. 79,
Sec. 91.1615, affects. While the FAA will not permit these operations
through the approval process, the FAA will consider exemption requests
for such operations on an expedited basis and in accordance with the
order of preference set forth in paragraph (c) of SFAR No. 79, Sec.
91.1615.
If a petition for exemption includes security-sensitive or
proprietary information, requestors may contact Aviation Safety
Inspector Dale E. Roberts for instructions on submitting it to the FAA.
His contact information is listed in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
VII. Regulatory Notices and Analyses
Changes to Federal regulations must undergo several economic
analyses. First, Executive Orders 12866 and 13563 direct that each
Federal agency shall propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify its
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354),
as codified in 5 U.S.C. 603 et seq., requires agencies to analyze the
economic impact of regulatory changes on small entities. Third, the
Trade Agreements Act of 1979 (Pub. L. 96-39), as codified in 19 U.S.C.
Chapter 13, prohibits agencies from setting standards that create
unnecessary obstacles to the foreign commerce of the United States. In
developing U.S. standards, the Trade Agreements Act requires agencies
to consider international standards and, where appropriate, that they
be the basis of U.S. standards. Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104-4), as codified in 2 U.S.C. Chapter 25,
requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
In conducting these analyses, the FAA has determined this final
rule has benefits that justify its costs. This rule is a significant
regulatory action, as defined in section 3(f) of Executive Order 12866,
as it raises novel policy issues contemplated under that Executive
Order. This rule also complies with the requirements of the Department
of Transportation's administrative rule on rulemaking at 49 CFR part 5.
As 5 U.S.C. 553 does not require notice and comment for this final
rule, 5 U.S.C. 603 and 604 do not require regulatory flexibility
analyses regarding impacts on small entities. This rule will not create
unnecessary obstacles to the foreign commerce of the United States.
This rule will not impose an unfunded mandate on State, local, or
tribal governments, or on the private sector, by exceeding the
threshold identified previously.
A. Regulatory Evaluation
This action extends the expiration date of the SFAR prohibiting
U.S. civil flights in the Pyongyang FIR (ZKKP) for an additional three
years due to the
[[Page 55376]]
significant hazards to U.S. civil aviation described in the preamble of
this final rule. U.S. Government departments, agencies, and
instrumentalities may take advantage of the approval process on behalf
of U.S. operators and airmen with whom they have a contract, grant, or
cooperative agreement, or with whom their prime contractor has a
subcontract. U.S. operators and airmen who seek to conduct operations
in the Pyongyang FIR (ZKKP) without any of the foregoing types of
arrangements with the U.S. Government may petition for exemption from
this rule.
The FAA acknowledges this flight prohibition might result in
additional costs to some U.S. operators, such as increased fuel costs
and other operational-related costs. However, the FAA expects the
benefits of this action exceed the costs because it will result in the
avoidance of risks of deaths, injuries, and property damage that could
occur if a U.S. operator's aircraft were shot down (or otherwise
damaged) while operating in the Pyongyang FIR (ZKKP).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), in 5 U.S.C. 603, requires an
agency to prepare an initial regulatory flexibility analysis describing
impacts on small entities whenever 5 U.S.C. 553 or any other law
requires an agency to publish a general notice of proposed rulemaking
for any proposed rule. Similarly, 5 U.S.C. 604 requires an agency to
prepare a final regulatory flexibility analysis when an agency issues a
final rule under 5 U.S.C. 553, after that section or any other law
requires publication of a general notice of proposed rulemaking. The
FAA concludes good cause exists to forgo notice and comment and to not
delay the effective date for this rule. As 5 U.S.C. 553 does not
require notice and comment in this situation, 5 U.S.C. 603 and 604
similarly do not require regulatory flexibility analyses.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to this Act, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that its purpose is to protect the safety of U.S. civil
aviation from risks to their operations in the Pyongyang FIR (ZKKP), a
location outside the U.S. Therefore, the rule complies with the Trade
Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $155 million in lieu of $100
million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
the FAA to consider the impact of paperwork and other information
collection burdens it imposes on the public. The FAA has determined no
new requirement for information collection is associated with this
final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, the FAA's policy is to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined no ICAO Standards and Recommended Practices correspond to
this regulation. The FAA finds this action is fully consistent with the
obligations under 49 U.S.C. 40105(b)(1)(A) to ensure the FAA exercises
its duties consistently with the obligations of the United States under
international agreements.
While the FAA's flight prohibition does not apply to foreign air
carriers, DOT codeshare authorizations prohibit foreign air carriers
from carrying a U.S. codeshare partner's code on a flight segment that
operates in airspace for which the FAA has issued a flight prohibition
for U.S. civil aviation. In addition, foreign air carriers and other
foreign operators may choose to avoid, or be advised or directed by
their civil aviation authorities to avoid, airspace for which the FAA
has issued a flight prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action under Executive Order 12114,
Environmental Effects Abroad of Major Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order 12114 requires the FAA to be
informed of environmental considerations and take those considerations
into account when making decisions on major Federal actions that could
have environmental impacts anywhere beyond the borders of the United
States. The FAA has determined this action is exempt pursuant to
Section 2-5(a)(i) of Executive Order 12114 because it does not have the
potential for a significant effect on the environment outside the
United States.
In accordance with FAA Order 1050.1F, Environmental Impacts:
Policies and Procedures, paragraph 8-6(c), FAA has prepared a
memorandum for the record stating the reason(s) for this determination
and has placed it in the docket for this rulemaking.
VIII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under the principles and criteria of
Executive Order 13132. The agency has determined this action would not
have a substantial direct effect on the States, or the relationship
between the Federal Government and the States, or on the distribution
of power and responsibilities among the various levels of government.
Therefore, this rule will not have federalism implications.
B. Executive Order 13211, Regulations that Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this rule under Executive Order 13211. The agency
has determined it is not a ``significant energy action'' under the
executive order and will not be likely to have a significant adverse
effect on the supply, distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory
[[Page 55377]]
requirements. The FAA has analyzed this action under the policies and
agency responsibilities of Executive Order 13609 and has determined
that this action will have no effect on international regulatory
cooperation.
D. Executive Order 13771, Reducing Regulation and Controlling
Regulatory Costs
This rule is not subject to the requirements of Executive Order
13771, Reducing Regulation and Controlling Regulatory Costs, because it
is issued with respect to a national security function of the United
States.
IX. Additional Information
A. Availability of Rulemaking Documents
An electronic copy of a rulemaking document may be obtained from
the internet by--
Searching the docket for this rulemaking at https://www.regulations.gov;
Visiting the FAA's Regulations and Policies web page at
https://www.faa.gov/regulations_policies; or
Accessing the Government Publishing Office's website at
https://www.govinfo.gov.
Copies may also be obtained by sending a request (identified by
amendment or docket number of this rulemaking) to the Federal Aviation
Administration, Office of Rulemaking, ARM-1, 800 Independence Avenue
SW, Washington, DC 20591, or by calling (202) 267-9677.
Except for classified material, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the internet through the docket for this
rulemaking.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601)
requires FAA to comply with small entity requests for information or
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the persons listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, North Korea.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105, 40113,
40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122,
47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49 U.S.C.
44703 note); articles 12 and 29 of the Convention on International
Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Amend Sec. 91.1615 by revising paragraphs (a)(3) and (e) to read as
follows:
Sec. 91.1615 Special Federal Aviation Regulation No. 79--Prohibition
Against Certain Flights in the Pyongyang Flight Information Region
(FIR) (ZKKP).
(a) * * *
(3) All operators of U.S.-registered civil aircraft, except when
the operator of such aircraft is a foreign air carrier.
* * * * *
(e) Expiration. This SFAR will remain in effect until September 18,
2023. The FAA may amend, rescind, or extend this SFAR, as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f) and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on
August 20, 2020.
Steve Dickson,
Administrator.
[FR Doc. 2020-19057 Filed 9-4-20; 8:45 am]
BILLING CODE 4910-13-P