First New England Capital III, L.P.; License No. 01/01-0415; Surrender of License of Small Business Investment Company, 53056 [2020-18848]
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53056
Federal Register / Vol. 85, No. 167 / Thursday, August 27, 2020 / Notices
changes would help to ensure that the
Rules remain clear and accurate. In
addition, the changes would facilitate
members’ understanding of the Rules
and their obligations thereunder. As
such, FICC believes the proposed rule
changes would not have any impact on
competition.
(C) Clearing Agency’s Statement on
Comments on the Proposed Rule
Change Received From Members,
Participants, or Others
Written comments relating to the
proposed rule change have not been
solicited or received. FICC will notify
the Commission of any written
comments received by FICC.
III. Date of Effectiveness of the
Proposed Rule Change, and Timing for
Commission Action
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A) 10 of the Act and paragraph
(f) 11 of Rule 19b–4 thereunder. At any
time within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
khammond on DSKJM1Z7X2PROD with NOTICES
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
FICC–2020–011 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549.
All submissions should refer to File
Number SR–FICC–2020–011. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
10 15
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17:09 Aug 26, 2020
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
J. Matthew DeLesDernier,
Assistant Secretary.
U.S. Small Business Administration.
Christopher Weaver,
Acting Associate Administrator, Office of
Investment and Innovation.
[FR Doc. 2020–18848 Filed 8–26–20; 8:45 am]
BILLING CODE P
SMALL BUSINESS ADMINISTRATION
[License No. 02/02–0674]
Garrison Capital SBIC, L.P.; Surrender
of License of Small Business
Investment Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 02/
02–0674 issued to Garrison Capital
SBIC, L.P. said license is hereby
declared null and void.
U.S. Small Business Administration.
Christopher L. Weaver,
Acting Associate Administrator, Office of
Investment and Innovation.
[FR Doc. 2020–18846 Filed 8–26–20; 8:45 am]
BILLING CODE 8026–03–P
SMALL BUSINESS ADMINISTRATION
[FR Doc. 2020–18832 Filed 8–26–20; 8:45 am]
BILLING CODE 8011–01–P
[License No. 03/03–0234]
SMALL BUSINESS ADMINISTRATION
Patriot Capital, L.P.; Surrender of
License of Small Business Investment
Company
First New England Capital III, L.P.;
License No. 01/01–0415; Surrender of
License of Small Business Investment
Company
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 01/
01–0415 issued to First New England
Capital III, L.P. said license is hereby
declared null and void.
Pursuant to the authority granted to
the United States Small Business
Administration under the Small
Business Investment Act of 1958, as
amended, under Section 309 of the Act
and Section 107.1900 of the Small
Business Administration Rules and
Regulations (13 CFR 107.1900) to
function as a small business investment
company under the Small Business
Investment Company License No. 03/
03–0234 issued to Patriot Capital, L.P.
said license is hereby declared null and
void.
U.S. Small Business Administration.
Christopher L. Weaver,
Acting Associate Administrator, Office of
Investment and Innovation.
[FR Doc. 2020–18844 Filed 8–26–20; 8:45 am]
U.S.C 78s(b)(3)(A).
CFR 240.19b–4(f).
VerDate Sep<11>2014
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of FICC and on DTCC’s website
(https://dtcc.com/legal/sec-rulefilings.aspx). All comments received
will be posted without change. Persons
submitting comments are cautioned that
we do not redact or edit personal
identifying information from comment
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–FICC–
2020–011 and should be submitted on
or before September 17, 2020.
12 17
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PO 00000
CFR 200.30–3(a)(12).
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Agencies
[Federal Register Volume 85, Number 167 (Thursday, August 27, 2020)]
[Notices]
[Page 53056]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-18848]
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SMALL BUSINESS ADMINISTRATION
First New England Capital III, L.P.; License No. 01/01-0415;
Surrender of License of Small Business Investment Company
Pursuant to the authority granted to the United States Small
Business Administration under the Small Business Investment Act of
1958, as amended, under Section 309 of the Act and Section 107.1900 of
the Small Business Administration Rules and Regulations (13 CFR
107.1900) to function as a small business investment company under the
Small Business Investment Company License No. 01/01-0415 issued to
First New England Capital III, L.P. said license is hereby declared
null and void.
U.S. Small Business Administration.
Christopher Weaver,
Acting Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2020-18848 Filed 8-26-20; 8:45 am]
BILLING CODE P