Reserve Forces Policy Board; Notice of Federal Advisory Committee Meeting, 50014-50015 [2020-17888]
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Federal Register / Vol. 85, No. 159 / Monday, August 17, 2020 / Notices
implement conflict of interest
procedures that address such issues the
Commission determines to be
appropriate. Section 4s(j)(5) also
requires SDs and MSPs to ensure that
any persons providing clearing activities
or making determinations as to
accepting clearing customers are
separated by appropriate informational
partitions from persons whose
involvement in pricing, trading, or
clearing activities might bias their
judgment or contravene the core
principle of open access. Section 4s(j)(6)
of the CEA prohibits a SD or MSP from
adopting any process or taking any
action that results in any unreasonable
restraint on trade or imposes any
material anticompetitive burden on
trading or clearing, unless necessary or
appropriate to achieve the purposes of
the Act. Section 2(h)(1)(B)(ii) of the CEA
requires that derivatives clearing
organization (‘‘DCOs) rules provide for
the nondiscriminatory clearing of swaps
executed bilaterally or through an
unaffiliated designated contract market
or swap execution facility.
To address these provisions, the
Commission promulgated regulations
that prohibit arrangements involving
FCMs, SDs, MSPs, and DCOs that would
(a) disclose to an FCM, SD, or MSP the
identity of a customer’s original
executing counterparty (§§ 1.72(a),
23.608(a), and 39.12(a)(1)(vi)); (b) limit
the number of counterparties with
whom a customer may enter into a trade
(§§ 1.72(b), 23.608(b), and
39.12(a)(1)(vi)); (c) restrict the size of the
position a customer may take with any
individual counterparty, apart from an
overall credit limit for all positions held
by the customer at the FCM (§§ 1.72(c),
23.608(c), and 39.12(a)(1)(vi)); (d)
impair a customer’s access to execution
of a trade on terms that have a
reasonable relationship to the best terms
available (§§ 1.72(d), 23.608(d), and
39.12(a)(1)(vi)); or (e) prevent
compliance with specified time frames
for acceptance of trades into clearing set
forth in 1.74(b), 23.610(b), or 39.12(b)(7)
(§§ 1.72(e), 23.608(e), and
39.12(a)(1)(vi)). Additionally, the
Commission requires, through
regulation 39.12(b)(7)(i)(B), DCOs to
coordinate with clearing members to
establish prompt processing of trades.
Regulations 1.74(a) and 23.610(a)
require reciprocal coordination by
FCMs, SDs, and MSPs that are clearing
members.
Under the above regulations, SDs,
MSPs, FCMs, and DCOs are required to
develop and maintain written customer
clearing documentation and trade
processing procedures. Maintenance of
contracts, policies, and procedures is
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prudent business practice. All SDs,
MSPs, FCMs, and DCOs maintain
documentation consistent with these
regulations. The regulations are crucial
both for effective risk management and
for the efficient operation of trading
venues among SDs, MSPs, FCMs, and
DCOs. Each of these entities has a
general recordkeeping obligation for
these requirements under the
Commission’s regulations (§ 39.20 for
DCOs; § 23.606 for SDs and MSPs; and
§ 1.73 for FCMs).
As discussed further below, the
information collection burden arising
from the regulations primarily is
restricted to the costs associated with
the affected registrants’ obligation to
maintain records related to clearing
documentation between the customer
and the customer’s clearing member,
and trade processing procedures
between DCOs and FCMs, SDs, and
MSPs. The information collection
obligations are necessary to implement
certain provisions of the CEA, including
ensuring that registrants exercise
effective risk management and for the
efficient operation of trading venues
among swap dealers, major swap
participants, futures commission
merchants, and derivatives clearing
organizations.
With respect to the collection of
information, the CFTC invites
comments on:
• Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have a practical use;
• The accuracy of the Commission’s
estimate of the burden of the proposed
collection of information, including the
validity of the methodology and
assumptions used;
• Ways to enhance the quality,
usefulness, and clarity of the
information to be collected; and
• Ways to minimize the burden of
collection of information on those who
are to respond, including through the
use of appropriate automated electronic,
mechanical, or other technological
collection techniques or other forms of
information technology; e.g., permitting
electronic submission of responses.
You should submit only information
that you wish to make available
publicly. If you wish the Commission to
consider information that you believe is
exempt from disclosure under the
Freedom of Information Act, a petition
for confidential treatment of the exempt
information may be submitted according
to the procedures established in section
145.9 of the Commission’s regulations.1
1 17
PO 00000
CFR 145.9.
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The Commission reserves the right,
but shall have no obligation, to review,
pre-screen, filter, redact, refuse or
remove any or all of your submission
from https://www.cftc.gov that it may
deem to be inappropriate for
publication, such as obscene language.
All submissions that have been redacted
or removed that contain comments on
the merits of the Information Collection
Request will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
Burden Statement: The Commission
is revising its estimate of the burden for
this collection, which include 107 Swap
Dealers, Major Swap Participants, 61
Futures Commission Merchants, and 15
Derivatives Clearing Organizations. The
respondent burden for this collection is
estimated to be as follows:
Respondents/Affected Entities: 183.
Estimated Average Burden Hours per
Respondent: 40.
Estimated Total Annual Burden
Hours: 7,320.
Frequency of collection: Daily,
annual, and as needed.
There are no capital costs or operating
and maintenance costs associated with
this collection.
Authority: 44 U.S.C. 3501 et seq.
Dated: August 11, 2020.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2020–17896 Filed 8–14–20; 8:45 am]
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DEPARTMENT OF DEFENSE
Office of the Secretary
Reserve Forces Policy Board; Notice
of Federal Advisory Committee
Meeting
Under Secretary of Defense for
Personnel and Readiness, Department of
Defense (DoD).
ACTION: Notice of Federal Advisory
Committee meeting.
AGENCY:
The DoD is publishing this
notice to announce that the following
Federal Advisory Committee meeting of
the Reserve Forces Policy (RFPB) will
take place.
DATES: The RFPB will hold an open
meeting to the public on Wednesday,
September 9, 2020 from 8:55 a.m. to
12:55 p.m.
ADDRESSES: The RFPB meeting will be
online using Microsoft Teams CVR and
Teleconference line. To participate in
SUMMARY:
E:\FR\FM\17AUN1.SGM
17AUN1
Federal Register / Vol. 85, No. 159 / Monday, August 17, 2020 / Notices
the meeting, see the Meeting
Accessibility section for instructions.
FOR FURTHER INFORMATION CONTACT:
Alexander Sabol, (703) 681–0577
(Voice), 703–681–0002 (Facsimile),
Alexander.J.Sabol.Civ@Mail.Mil (Email).
Mailing address is Reserve Forces Policy
Board, 5113 Leesburg Pike, Suite 601,
Falls Church, VA 22041. Website:
https://rfpb.defense.gov/. The most upto-date changes to the meeting agenda
can be found on the website and the
Federal Register.
This
meeting is being held under the
provisions of the Federal Advisory
Committee Act (FACA) of 1972 (5
U.S.C., Appendix, as amended), the
Government in the Sunshine Act of
1976 (5 U.S.C. 552b, as amended), and
41 CFR 102–3.140 and 102–3.150.
Purpose of the Meeting: The purpose
of the meeting is to obtain, review, and
evaluate information related to
strategies, policies, and practices
designed to improve and enhance the
capabilities, efficiency, and
effectiveness of the Reserve Components
(RC).
Agenda: The RFPB will hold an open
online meeting to the public on
Wednesday, September 9, 2020 from
8:55 a.m. to 12:55 p.m. The meeting will
consist of remarks to the RFPB from the
following invited speakers: The Under
Secretary of Defense for Personnel and
Readiness will discuss the Total Force
mix in a time of flat budgets, the Total
Force integration policy, and current
issues with the Services’ recruiting; the
National, and Public Service National
Commission on Military, National, and
Public Service will discuss the findings
of facts and recommendations presented
in the commission’s final report to the
President; the Secretary of the U.S. Air
Force will discuss RC access and
equipment interoperability demands to
fulfill the National Defense Strategy,
challenges in accounting for fully
burdened Active and Reserve manpower
costs in force structure decisions, and
ensuring the Space Force’s ability to
expand in wartime with a RC structure;
the Director of the Army National Guard
will provide an update on the Army
National Guard’s readiness and vision
for the future; the Commanding General,
District of Columbia National Guard
will discuss the DC National Guard’s
role in supporting Civil Authorities
within the District; the Acting Assistant
Secretary of Defense for Manpower and
Reserve Affairs will discuss the FY 2021
National Defense Authorization Act
legislations; and the Chief of National
Guard Bureau will discuss the state of
SUPPLEMENTARY INFORMATION:
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the National Guard and recent National
Guard missions.
Meeting Accessibility: Pursuant to 5
U.S.C. 552b, as amended and 41 CFR
102–3.140 through 102–3.165, and
subject to the availability of space, the
meeting is open online to the public
from 8:55 a.m. to 12:55 p.m. Persons
desiring to participate in the meeting
online or by phone are required to
submit their name, organization, email
and telephone contact information to
COL Robert D’Alto at robert.r.dalto.mil@
mail.mil not later than Friday,
September 4, 2020. Specific
instructions, both for online or
teleconference participation in the
meeting, will be provided by reply
email. The meeting agenda will be
available prior to the meeting on the
Board’s website at: https://
rfpb.defense.gov/.
Written Statements: Pursuant to
section 10(a)(3) of the FACA and 41 CFR
102–3.105(j) and 102–3.140, interested
persons may submit written statements
to the RFPB about its approved agenda
or at any time on the RFPB’s mission.
Written statements should be submitted
to the RFPB’s Designated Federal Officer
(DFO) at the address, email, or facsimile
number listed in the FOR FURTHER
INFORMATION CONTACT section. If
statements pertain to a specific topic
being discussed at the planned meeting,
then these statements must be submitted
no later than five (5) business days prior
to the meeting in question. Written
statements received after this date may
not be provided to or considered by the
RFPB until its next meeting. The DFO
will review all timely submitted written
statements and provide copies to all the
RFPB members before the meeting that
is the subject of this notice. Please note
that since the RFPB operates in
accordance with the provisions of the
FACA, all submitted comments and
public presentations will be treated as
public documents and will be made
available for public inspection,
including, but not limited to, being
posted on the RFPB’s website.
Dated: August 11, 2020.
Aaron T. Siegel,
Alternate OSD Federal Register Liaison
Officer, Department of Defense.
[FR Doc. 2020–17888 Filed 8–14–20; 8:45 am]
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50015
DEPARTMENT OF DEFENSE
Office of the Secretary
Defense Advisory Committee on
Women in the Services; Notice of
Federal Advisory Committee Meeting
Under Secretary of Defense for
Personnel and Readiness, Department of
Defense (DoD).
ACTION: Notice of Federal Advisory
Committee meeting.
AGENCY:
The DoD is publishing this
notice to announce that the following
Federal Advisory Committee meeting of
the Defense Advisory Committee on
Women in the Services (DACOWITS)
will take place.
DATES: Day 1—Open to the public
Tuesday, September 1, 2020 from 9:00
a.m. to 12:00 p.m. Day 2—Open to the
public Wednesday, September 2, 2020
from 9:00 a.m. to 12:30 p.m.
ADDRESSES: The meeting will be held by
videoconference. Participant access
information will be provided after
registering. (Pre-meeting registration is
required. See guidance in
SUPPLEMENTARY INFORMATION, ‘‘Meeting
Accessibility’’).
SUMMARY:
COL
Elaine Freeman, (571) 447–8151 (Voice),
roelene.e.freeman.mil@mail.mil (Email).
Website: https://
dacowits.defense.gov.The most up-todate changes to the meeting agenda can
be found on the website.
SUPPLEMENTARY INFORMATION: This
meeting is being held under the
provisions of the Federal Advisory
Committee Act (FACA) of 1972 (5
U.S.C., Appendix, as amended), the
Government in the Sunshine Act of
1976 (5 U.S.C. 552b, as amended), and
41 CFR 102–3.140 and 102–3.150.
Availability of Materials for the
Meeting: Additional information,
including the agenda or any updates to
the agenda, is available at the
DACOWITS website, https://
dacowits.defense.gov/. Materials
presented in the meeting may also be
obtained on the DACOWITS website.
Purpose of the Meeting: The purpose of
the meeting is for the DACOWITS to
receive written information and
briefings on topics related to the
recruitment, retention, employment,
integration, well-being, and treatment of
women in the Armed Forces of the
United States. Agenda: Tuesday,
September 1, 2020, from 9:00 a.m. to
12:00 p.m.—Welcome, Introductions,
and Announcements; Request for
Information Status Update; and
Briefings and DACOWITS discussion.
FOR FURTHER INFORMATION CONTACT:
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Agencies
[Federal Register Volume 85, Number 159 (Monday, August 17, 2020)]
[Notices]
[Pages 50014-50015]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-17888]
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DEPARTMENT OF DEFENSE
Office of the Secretary
Reserve Forces Policy Board; Notice of Federal Advisory Committee
Meeting
AGENCY: Under Secretary of Defense for Personnel and Readiness,
Department of Defense (DoD).
ACTION: Notice of Federal Advisory Committee meeting.
-----------------------------------------------------------------------
SUMMARY: The DoD is publishing this notice to announce that the
following Federal Advisory Committee meeting of the Reserve Forces
Policy (RFPB) will take place.
DATES: The RFPB will hold an open meeting to the public on Wednesday,
September 9, 2020 from 8:55 a.m. to 12:55 p.m.
ADDRESSES: The RFPB meeting will be online using Microsoft Teams CVR
and Teleconference line. To participate in
[[Page 50015]]
the meeting, see the Meeting Accessibility section for instructions.
FOR FURTHER INFORMATION CONTACT: Alexander Sabol, (703) 681-0577
(Voice), 703-681-0002 (Facsimile), [email protected]
(Email). Mailing address is Reserve Forces Policy Board, 5113 Leesburg
Pike, Suite 601, Falls Church, VA 22041. Website: https://rfpb.defense.gov/. The most up-to-date changes to the meeting agenda
can be found on the website and the Federal Register.
SUPPLEMENTARY INFORMATION: This meeting is being held under the
provisions of the Federal Advisory Committee Act (FACA) of 1972 (5
U.S.C., Appendix, as amended), the Government in the Sunshine Act of
1976 (5 U.S.C. 552b, as amended), and 41 CFR 102-3.140 and 102-3.150.
Purpose of the Meeting: The purpose of the meeting is to obtain,
review, and evaluate information related to strategies, policies, and
practices designed to improve and enhance the capabilities, efficiency,
and effectiveness of the Reserve Components (RC).
Agenda: The RFPB will hold an open online meeting to the public on
Wednesday, September 9, 2020 from 8:55 a.m. to 12:55 p.m. The meeting
will consist of remarks to the RFPB from the following invited
speakers: The Under Secretary of Defense for Personnel and Readiness
will discuss the Total Force mix in a time of flat budgets, the Total
Force integration policy, and current issues with the Services'
recruiting; the National, and Public Service National Commission on
Military, National, and Public Service will discuss the findings of
facts and recommendations presented in the commission's final report to
the President; the Secretary of the U.S. Air Force will discuss RC
access and equipment interoperability demands to fulfill the National
Defense Strategy, challenges in accounting for fully burdened Active
and Reserve manpower costs in force structure decisions, and ensuring
the Space Force's ability to expand in wartime with a RC structure; the
Director of the Army National Guard will provide an update on the Army
National Guard's readiness and vision for the future; the Commanding
General, District of Columbia National Guard will discuss the DC
National Guard's role in supporting Civil Authorities within the
District; the Acting Assistant Secretary of Defense for Manpower and
Reserve Affairs will discuss the FY 2021 National Defense Authorization
Act legislations; and the Chief of National Guard Bureau will discuss
the state of the National Guard and recent National Guard missions.
Meeting Accessibility: Pursuant to 5 U.S.C. 552b, as amended and 41
CFR 102-3.140 through 102-3.165, and subject to the availability of
space, the meeting is open online to the public from 8:55 a.m. to 12:55
p.m. Persons desiring to participate in the meeting online or by phone
are required to submit their name, organization, email and telephone
contact information to COL Robert D'Alto at robert.r.dalto.mil@mail.mil">robert.r.dalto.mil@mail.mil
not later than Friday, September 4, 2020. Specific instructions, both
for online or teleconference participation in the meeting, will be
provided by reply email. The meeting agenda will be available prior to
the meeting on the Board's website at: https://rfpb.defense.gov/.
Written Statements: Pursuant to section 10(a)(3) of the FACA and 41
CFR 102-3.105(j) and 102-3.140, interested persons may submit written
statements to the RFPB about its approved agenda or at any time on the
RFPB's mission. Written statements should be submitted to the RFPB's
Designated Federal Officer (DFO) at the address, email, or facsimile
number listed in the FOR FURTHER INFORMATION CONTACT section. If
statements pertain to a specific topic being discussed at the planned
meeting, then these statements must be submitted no later than five (5)
business days prior to the meeting in question. Written statements
received after this date may not be provided to or considered by the
RFPB until its next meeting. The DFO will review all timely submitted
written statements and provide copies to all the RFPB members before
the meeting that is the subject of this notice. Please note that since
the RFPB operates in accordance with the provisions of the FACA, all
submitted comments and public presentations will be treated as public
documents and will be made available for public inspection, including,
but not limited to, being posted on the RFPB's website.
Dated: August 11, 2020.
Aaron T. Siegel,
Alternate OSD Federal Register Liaison Officer, Department of Defense.
[FR Doc. 2020-17888 Filed 8-14-20; 8:45 am]
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