Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Alaska Liquefied Natural Gas (LNG) Project in Cook Inlet, 50720-50756 [2020-15404]
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Federal Register / Vol. 85, No. 159 / Monday, August 17, 2020 / Rules and Regulations
accessing these documents, please call
the contact listed above.
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory
Action
50 CFR Part 217
[Docket No. 200709–0185]
RIN 0648–BH44
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Alaska
Liquefied Natural Gas (LNG) Project in
Cook Inlet
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
Upon application from the
Alaska Gasline Development
Corporation (AGDC), NMFS is issuing
regulations under the Marine Mammal
Protection Act (MMPA) for the taking of
marine mammals incidental to the
Alaska Liquefied Natural Gas (LNG)
project in Cook Inlet, Alaska, over the
course of five years (2020–2025). These
regulations allow NMFS to issue a Letter
of Authorization (LOA) for the
incidental take of marine mammals
during the specified construction
activities carried out during the rule’s
period of effectiveness, set forth the
permissible methods of taking, set forth
other means of effecting the least
practicable adverse impact on marine
mammal species or stocks and their
habitat, and set forth requirements
pertaining to the monitoring and
reporting of the incidental take.
DATES: Effective January 1, 2021 through
December 31, 2025.
ADDRESSES: To obtain an electronic
copy of the AGDC’s LOA application or
other referenced documents, visit the
internet at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-other-energyactivities-renewable. In case of problems
accessing these documents, please call
the contact listed below (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT:
Shane Guan, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-other-energyactivities-renewable. In case of problems
SUMMARY:
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This final rule establishes a
framework under the authority of the
MMPA (16 U.S.C. 1361 et seq.) to allow
for the authorization of take of marine
mammals incidental to the AGDC’s
construction activities of an LNG facility
in Cook Inlet, Alaska.
We received an application from
AGDC requesting five-year regulations
and authorization to take multiple
species of marine mammals. Take
would occur by Level A and Level B
harassment incidental to impact and
vibratory pile driving and pipe laying.
Please see ‘‘Background’’ below for
definitions of harassment.
Legal Authority for the Proposed Action
Section 101(a)(5)(A) of the MMPA (16
U.S.C. 1371(a)(5)(A)) directs the
Secretary of Commerce to allow, upon
request, the incidental, but not
intentional taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region for up to five years
if, after notice and public comment, the
agency makes certain findings and
issues regulations that set forth
permissible methods of taking pursuant
to that activity and other means of
effecting the ‘‘least practicable adverse
impact’’ on the affected species or
stocks and their habitat (see the
discussion below in the Mitigation
section), as well as monitoring and
reporting requirements. Section
101(a)(5)(A) of the MMPA and the
implementing regulations at 50 CFR part
216, subpart I, provide the legal basis for
issuing this final rule containing fiveyear regulations, and for any subsequent
letters of authorization (LOAs). As
directed by this legal authority, this
final rule contains mitigation,
monitoring, and reporting requirements.
Summary of Major Provisions Within
the Final Rule
Following is a summary of the major
provisions of this final rule regarding
AGDC’s construction activities. These
measures include:
• Required time/area closure for
beluga whale during summer months in
the western portion of the Cook Inlet;
• Required monitoring of the
construction areas to detect the presence
of marine mammals before beginning
construction activities;
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• Shutdown of construction activities
under certain circumstances to avoid
injury of marine mammals; and
• Soft start for impact pile driving to
allow marine mammals the opportunity
to leave the area prior to beginning
impact pile driving at full power.
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
must be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
NMFS has defined ‘‘negligible
impact’’ in 50 CFR 216.103 as an impact
resulting from the specified activity that
cannot be reasonably expected to, and is
not reasonably likely to, adversely affect
the species or stock through effects on
annual rates of recruitment or survival.
The MMPA states that the term ‘‘take’’
means to harass, hunt, capture, kill or
attempt to harass, hunt, capture, or kill
any marine mammal. Except with
respect to certain activities not pertinent
here, the MMPA defines ‘‘harassment’’
as any act of pursuit, torment, or
annoyance which (i) has the potential to
injure a marine mammal or marine
mammal stock in the wild (Level A
harassment); or (ii) has the potential to
disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
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including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
Accordingly, NMFS has adopted the
Federal Energy Regulatory
Commission’s (FERC’s) Final
Environmental Impact Statement (FEIS).
Our independent evaluation of the FEIS
found that it includes the requisite
information analyzing the effects on the
human environment of issuing the
Letter of Authorization (LOA). NMFS is
a cooperating agency on the FERC’s
FEIS.
The FERC’s EIS is available at https://
www.ferc.gov/industries/gas/enviro/eis/
2020/03-06-20-FEIS.asp.
Summary of Request
On April 18, 2017, NMFS received a
request from AGDC for a LOA to take
marine mammals incidental to
constructing LNG facilities in Cook
Inlet. The application was deemed
adequate and complete on March 14,
2018. AGDC’s request is for takes of a
small number of five species of marine
mammals by Level B harassment. On
April 11, 2018, NMFS published a
Notice of Receipt announcing the
receipt of AGDC’s LOA application (83
FR 15556). Further analysis by NMFS
concludes that potential effects to
marine mammals from AGDC’s activity
could result in Level A harassment.
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Neither AGDC nor NMFS expects
serious injury or mortality to result from
this activity. However, since AGDC’s
LNG facility construction activities are
expected to last for five years, an LOA
is appropriate. On June 28, 2019, NMFS
published a proposed rule (84 FR 30991;
June 28, 2019) and proposed regulations
to govern takes of marine mammals
incidental to AGDC’s LNG facility
construction and requested comments
on the proposed regulations. After the
public comment period, NMFS further
worked with AGDC to address the
public comments, which included the
addition of monitoring and mitigation
measures. On February 17, 2020, AGDC
submitted a revised LOA application
that includes these additional
monitoring and mitigation measures.
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• Vibratory and impact pile driving
associated with Marine Terminal MOF
and PLF construction; and
• Anchor handling associated with
pipe laying across the Cook Inlet.
There is no change in the AGDC’s
proposed LNG facilities construction
from what was described in the
proposed rule (84 FR 30991; June 28,
2019).
Dates and Duration
Description of Proposed Activity
AGDC plans to start the Alaska LNG
facilities construction on April 1, 2021,
and complete it by the end of October
31, 2025. Construction activities would
be divided into phases, with all
construction occurring between April 1
and October 31 each year from 2021 to
2025. During the construction season,
crews will be working 12 hours per day,
6 days per week.
Overview
Specific Geographic Region
AGDC proposes to construct facilities
to transport and offload LNG in Cook
Inlet, AK, for export. The Project
activities include:
• Construction of the proposed
Marine Terminal in Cook Inlet,
including construction of a temporary
Marine Terminal Material Offloading
Facility (Marine Terminal MOF) and a
permanent Product Loading Facility
(PLF);
• Construction of the Mainline (main
pipeline) across Cook Inlet, including
the potential construction of a
temporary Mainline Material Offloading
Facility (Mainline MOF) on the west
side of Cook Inlet; and
Components of proposed construction
activities in Cook Inlet that have the
potential to expose marine mammals to
received acoustic levels that could
result in take include:
The Alaska LNG facilities, which
include a Marine Terminal and the
Mainline crossing, will be constructed
in Cook Inlet. The Marine Terminal
would be constructed adjacent to the
proposed onshore LNG Plant near
Nikiski, Alaska.
In addition, a Mainline Material
Offloading Facility (Mainline MOF) may
be constructed on the west side of Cook
Inlet to support installation of the Cook
Inlet shoreline crossing and onshore
construction between the Beluga
Landing shoreline crossing and the
Yentna River. The Mainline MOF would
be located near the existing Beluga
Landing.
A map of the Alaska LNG facilities
action area is provided in Figure 1
below and is also available in Figures 2
to 4 in the LOA application.
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BILLING CODE 3510–22–C
Detailed Description of Specific Activity
The construction of the Alaska LNG
facilities includes the construction of a
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product loading facility, marine
terminal material offloading facility, a
mainline material offloading facility,
and the Mainline crossing of Cook Inlet.
For all construction activities, each
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season extends from April 1 through
October 31, during which construction
crews would be working 12 hours per
day, six days per week.
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The following provides a detailed
description of the Alaska LNG facilities
to be constructed.
Product Loading Facility (PLF)
The proposed PLF would be a
permanent facility used to load LNG
carriers (LNGCs) for export. It consists
of two loading platforms, two berths, a
Marine Operations Platform, and an
access trestle that supports the piping
that delivers LNG from shore to LNGCs
and includes all the equipment to dock
LNGCs. Analyzed elements of the PLF
are shown in Figures 3 and 4 of the LOA
application, and are described as
follows.
• PLF Loading Platforms—Two
loading platforms, one located at either
end of the north-south portion of the
trestle, would support the loading arm
package, a gangway, supporting piping,
cabling, and equipment. The platforms
would be supported above the seafloor
on steel-jacketed structures called
quadropods;
• PLF Berths—Two berths would be
located in natural water depths greater
than—53 feet (ft) mean lower low water
(MLLW) and would be approximately
1,600 feet apart at opposite ends of the
north-south portion of the trestle. Each
berth would have four concrete pre-cast
breasting dolphins and six concrete precast mooring dolphins. The mooring
and breasting dolphins would be used
to secure vessels alongside the berth for
cargo loading operations. The mooring
and breasting dolphins would be
supported over the seabed on
quadropods. A catwalk, supported on
two-pile bents, would connect the
mooring dolphins to the loading
platforms;
• Marine Operations Platform—A
Marine Operations Platform would be
located along the east-west portion of
the access trestle (Figure 4 of the LOA
application) and would support the
proposed Marine Terminal Building, an
electrical substation, piping, cabling,
and other equipment used to monitor
the loading operations. The platform
would be supported above the seafloor
on four-pile bents; and
• Access Trestle—This structure is Tshaped with a long east-west oriented
section and a shorter north-south
oriented section and carries pipe rack,
roadway, and walkway. The pipe rack
contains LNG loading system pipelines,
a fire water pipeline, utility lines, power
and instrument cables, and lighting. The
east-west portion of the trestle extends
from shore, seaward, for a distance of
approximately 3,650 feet and would be
supported on three-pile and four-pile
bents at 120-foot intervals. The northsouth oriented portion of the access
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trestle is approximately 1,560 feet long,
and is supported on five-pile
quadropods.
The PLF would be constructed using
both overhead and marine construction
methods. As planned, the PLF would be
constructed over the course of four icefree seasons (Seasons 2–5); however,
Season 2 activities associated with PLF
construction include only installation of
onshore portions of the PLF and are not
included in the analysis. Activities in
Seasons 3 through 5 are described
below.
In Season 3, the marine construction
activities would be mobilized and the
cantilever bridge would be
commissioned. A total of 35 bents and
quadropod structures would be installed
for part of the east-west and north-south
access trestles and berth loading
platforms.
In Season 4, the remainder of the
bents for the east-west access trestle
would be installed. Additionally, bents
supporting the Marine Operations
Platform and north-south trestle would
be installed. A total of 26 bent and
quadropod structures would be
installed.
In Season 5, installation of the
mooring quadropods would be
completed, and the bents supporting the
catwalk between the loadout platforms
and the mooring dolphins would be
installed. A total of 18 bent and
quadropod structures would be
installed.
PLF bents and quadropods are
expected to be installed with impact
hammers. The anticipated production
rate for installation of the bents is one
bent per six construction days, and for
quadropods it is one quadropod per
eight work days. Pile driving is expected
to occur during only two of the six days
for bents and two of the eight days for
quadropods. It is also assumed the
impact hammer would only be operated
approximately 25 percent of time during
the two days of pile driving.
Marine Terminal Material Offloading
Facility (Marine Terminal MOF)
The proposed Marine Terminal MOF,
to be located near the PLF in Nikiski,
would consist of three berths and a quay
that would be used during construction
of the Liquefaction Facility to enable
direct deliveries of equipment modules,
bulk materials, construction equipment,
and other cargo to minimize the
transport of large and heavy loads over
road infrastructure.
The Marine Terminal MOF quay
would be approximately 1,050 feet long
and 600 feet wide, which would provide
sufficient space for cargo discharge
operations and accommodate 200,000
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square feet of staging area. It would have
a general dock elevation of +32 feet
MLLW.
The quay would have an outer wall
consisting of combi-wall (combination
of sheet piles and pipe piles) tied back
to a sheet pile anchor wall, and 11 sheet
pile coffer cells, backfilled with granular
materials.
Berths at the Marine Terminal MOF
would include:
• One Lift-on/Lift-off (Lo-Lo) berth
with a maintained depth alongside of
¥32 feet MLLW;
• One Roll-on/Roll-off (Ro-Ro) berth
with a maintained depth alongside of
¥32 feet MLLW; and
• One grounded barge bed with a
ground pad elevation of +10 feet MLLW.
The Temporary MOF has been
designed as a temporary facility and
would be removed early in operations
when it is no longer needed to support
construction of the Liquefaction
Facility.
The Temporary MOF would be
constructed over the course of two
construction seasons (Seasons 1 and 2).
The combi-wall and the first six of
eleven coffer cells would be installed in
Season 1. An equal amount of sheet pile
anchor wall would be associated with
the combi-wall, but this is not
considered in the analysis as the anchor
wall would be driven into fill and
would not generate substantial
underwater sound. Six 24-inch template
pipe piles would be installed with a
vibratory hammer before the sheet pile
is installed for each coffer cell and then
removed when coffer cell installation is
complete. The remaining five coffer
cells and fill would be installed in
Season 2, along with the quadropods for
the dolphins for the Ro-Ro berth.
The Marine Terminal MOF would be
constructed using both land-based (from
shore and subsequently from
constructed portions of the Marine
Terminal MOF) and marine
construction methods. The anticipated
production rate for installation of
combi-wall and coffer cells is 25 linear
feet per day per crew, with two crews
operating, and vibratory hammers
operating 40 percent of each 12-hour
construction day. The anticipated
production rate for quadropod
installation is the same as described in
Section 1, above.
Dredging would be conducted over
two ice free seasons. Dredging at the
Marine Terminal MOF during the first
season of marine construction may be
conducted with either an excavator or
clamshell (both mechanical dredges).
Various bucket sizes may be used.
Sediment removed would be placed in
split hull or scow/hopper barges tended
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by tugs that would transport the
material to the location of dredge
material placement.
Dredging at the Marine Terminal MOF
during the second season may be
conducted with either a hydraulic
(cutter head) dredger or a mechanical
dredger. For a hydraulic dredger, the
dredged material would be pumped
from the dredge area to the disposal
location or pumped into split-hull
barges for transport to the placement
location. If split-hull barges are used
rather than direct piping of material, a
manifold system may be set up to load
multiple barges simultaneously. For a
mechanical dredger, two or more sets of
equipment would likely be required to
achieve total dredging production to
meet the Project schedule. Personnel
transfer, support equipment, and supply
would be similar to the first season.
However, due to the low activity level
and source levels from dredging, we do
not consider there would be take of
marine mammals. Therefore, dredging is
not further analyzed in this document.
Mainline Material Offloading Facility
(Mainline MOF)
A Mainline MOF may be required on
the west side of Cook Inlet to support
installation of the Cook Inlet shoreline
crossing, and onshore construction
between the South of Beluga Landing
shoreline crossing and the Yentna River.
The Mainline MOF would be located
near, but at a reasonable distance, from
the existing Beluga Landing. Use of the
existing landing is not considered to be
feasible.
The Mainline MOF would consist of
a quay, space for tugs, and berths
including:
• Lo-Lo Berth for unloading pipes
and construction materials;
• Ro-Ro Berth and ramp dedicated to
Ro-Ro operations; and
• Fuel berth dedicated to unloading
fuel.
The quay would be 450 feet long
(along the shoreline) and 310 feet wide
(extending into the Cook Inlet). A Ro-Ro
ramp (approximately 80 feet by 120 feet)
would be constructed adjacent to the
quay. Both the quay and the Ro-Ro ramp
would consist of anchored sheet pile
walls backed by granular fill. The
sources for the granular material would
be onshore. Surfacing on the quay
would be crushed rock. Some fill
material for the quay and Ro-Ro ramp
are expected to be generated by
excavation of the access road. Any
additional needed fill materials and
crushed rock for surfacing would be
barged in.
The quay and the Ro-Ro ramp are
located within the 0-foot contour, so
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berths would be practically dry at low
tide. No dredging is planned; vessels
would access the berths and ground
themselves during high tide cycles. The
proposed top level of the Mainline MOF
is +36 feet MLLW, which is about 11
feet above Mean Higher High Water
(MHHW).
Approximately 1,270 feet of sheet pile
would be installed for construction of
the quay and Ro-Ro ramp, and a
corresponding length of sheet pile
would be installed as anchor wall;
however, only 670 feet of sheet pile
would be installed in the waters of Cook
Inlet. The remainder would be installed
as anchor wall in fill material, or in the
intertidal area when the tide is out, and
would not result in underwater sound.
The Mainline MOF would be
constructed in a single construction
season (Season 1). A break-down of
activities per season is provided below.
Crews are expected to work 12 hours
per day, six days per week. The sheet
pile would be installed using marine
equipment, with the first 50 percent of
embedment conducted using a vibratory
hammer and the remaining 50 percent
conducted using an impact hammer.
Hammers would be expected to be
operated either 25 percent of a 12-hour
construction day (impact hammer) or 40
percent of a 12-hour construction day
(vibratory hammer).
Mainline Crossing of Cook Inlet
The proposed Mainline, a 42-inchdiameter, natural gas pipeline, would
cross the Cook Inlet shoreline on the
west side of the inlet (north landfall)
south of Beluga Landing at pipeline
milepost (MP) 766.3, traverse Cook Inlet
in a generally southward direction for
approximately 26.7 miles, and cross the
east Cook Inlet shoreline near Suneva
Lake at MP 793.1 (south landfall). The
pipe would be trenched into the seafloor
and buried from the shoreline out to a
water depth of approximately 35–45 feet
MLLW on both sides of the inlet,
approximately 8,800 feet from the north
landfall and 6,600 feet from the south
landfall. Burial depth (depth of top of
pipe below the seafloor) in these areas
would be 3–6 feet. Seaward of these
sections, the concrete coated pipeline
would be placed on the seafloor.
Additional footprint would be impacted
by the use of anchors to hold the
pipelay vessel in place while installing
the pipeline on the seafloor.
Geophysical surveys would be
conducted just prior to pipeline
construction. A detailed bathymetric
profile (longitudinal and cross) would
be conducted. Types of geophysical
equipment expected to be used for the
surveys could include:
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• Single-beam echosounder planned
for use during this program operate at
frequencies greater than 200 kilohertz
(kHz);
• Multi-beam echo sounders planned
for this program operate at frequencies
greater than 200 kHz;
• Side-scan sonar system planned for
use during this program operate at a
frequency of 400 and 900 kHz; and
• Magnetometer. These instruments
do not emit sound.
Operation of geophysical equipment
such as echosounders and side-scan
sonars at frequencies greater than 200
kHz are not considered to result in takes
of marine mammals due to the
extremely high frequencies emitted that
are above the range of marine mammals’
hearing thresholds. Magnetometers do
not emit underwater sound. Therefore,
geophysical surveys are not evaluated
further in this document.
The pipeline would be trenched and
buried in the nearshore portions of the
route across the Cook Inlet.
The nearshore portion of the trench is
expected to be constructed using
amphibious or barge-based excavators.
This portion of the trench would extend
from the shoreline out to a transition
water depth where a dredge vessel can
be employed. On the west side of the
inlet (Beluga Landing) this is expected
to be from the shore out 655 feet, and
on the east side (Suneva Lake) from the
shoreline out 645 feet. The trench basis
is to excavate a mustow slope trench
that would not retain sediments (i.e., a
self-cleaning trench). A backhoe dredge
may also be required to work in this
portion of the crossing.
From the transition water depth to
water depths of the –35 feet or –45 feet
MLLW, a trailing suction hopper
dredger would be used to excavate a
trench for the pipeline. Alternative
burial techniques, such as plowing,
backhoe dredging, or clamshell
dredging, would be considered if
conditions become problematic for the
dredger. After installation of the
nearshore pipelines, a jet sled or
mechanical burial sled could be used to
achieve post dredge burial depths.
Pipeline joints would be welded
together onshore in 1,000-foot-long
strings and laid on the ground surface
in an orientation that approximates the
offshore alignment. A pipe pull barge
would be anchored offshore near the
seaward end of the trench, and would
then be used to pull the pipe strings
from their onshore position, out into the
trench.
Following pipeline installation, the
trench is expected to backfill naturally
through the movement of seafloor
sediments. If manual backfilling is
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required, the backfill would be placed
by reversing the flow of the trailing
suction hopper dredger used offshore
(see below) or mechanically with the
use of excavators.
Seaward of the trenched sections, the
pipeline would be laid on the seafloor
across Cook Inlet using conventional
pipelay vessel methods. The pipelay
vessel would likely employ 12 anchors
to keep it positioned during pipe laying
and provide resistance as it is winched
ahead 80 feet each time an additional
80-foot section of pipe is added/welded
on the pipe string. Dynamic positioning
may be used in addition to the
conventional mooring system. Mid-line
buoys may be used on the anchor chains
when crossing other subsea
infrastructure (i.e., pipelines and
cables). A pipe laying rate of 2,000 to
2,500 feet per 24-hour period is
expected. It is anticipated that three
anchor handling attendant tugs would
be used to repeatedly reposition the
anchors, thereby maintaining proper
position and permitting forward
movement. The primary underwater
sound sources of concern would be from
the anchor handling tugs (AHTs) during
the anchor handling for the pipelay
vessel.
The pipeline crossing of Cook Inlet
would be installed in two consecutive
construction seasons (Seasons 3 and 4).
Work from the pipelay vessel and pull
barge would be conducted 24 hours per
day, seven days per week, until the
work planned for that season is
completed. Anchor handling durations
were estimated differently for the two
construction seasons. Anchor handling
is expected to be conducted 25 percent
of the time that the pull barge is on site
in Season 3. The estimate for anchor
handling duration in Season 4 was
based on the proposed route length, the
total numbers of individual anchors
moves, and the estimated time required
to retrieve and reset each anchor
(approximately 30 minutes per anchor
to retrieve and reset). A break-down of
activities per season is provided below.
Activities in Season 3 in include:
• Conduct onshore enabling works
including establishing winch/laydown
and welding area, and excavation of a
trench through onshore sections of the
shore approach (open cut the shoreline).
50725
• Excavate trench in very nearshore
waters using land and amphibious
excavation equipment.
• Conduct pre-lay excavation of the
pipe trench out to depths of –35 to –45
feet MLLW using various subsea
excavation methods.
• Install the pipe in the nearshore
trenches using a pull barge.
Anchor handling would occur for
approximately six (5.75 days) 24-hour
periods in Season 3.
Activities in Season 4 include:
• Lay unburied offshore section of
Mainline across Cook Inlet using
conventional pipelay vessel. The
Applicant estimates that anchor
handling would occur over 13 24-hour
periods in Season 4.
• Tie-in the offshore section to the
buried nearshore sections on both sides
of the Cook Inlet.
• Flood, hydrotest, and dry the
Mainline pipeline with Cook Inlet.
A summary of pile driving activities
for the entire Alaska LNG facilities
construction, breaking down by seasons
and project elements, is provided in
Table 1.
TABLE 1—IN-WATER PILE DRIVING ASSOCIATED WITH ALASKA LNG FACILITIES CONSTRUCTION
Season 1:
Marine Terminal MOF
combi wall.
Marine Terminal MOF
combi wall.
Marine Terminal MOF
cell.
Marine Terminal MOF
cell.
Season 2:
Marine Terminal MOF
cell.
Marine Terminal MOF
cell.
Marine Terminal MOF
Ro-Ro dolphin
quads.
Marine Terminal MOF
Ro-Ro dolphin
quads.
Mainline MOF .............
Mainline MOF .............
Season 3:
Berth 1 ........................
Pile type &
size
Pile number
or length
Vibratory ......
60-in steel
pipe.
Sheet pile ....
35 .................
NA
11
11
120
1075 ft .........
NA
11
11
120
18-in steel
pipe.
Sheet pile ....
36 .................
NA
11
28
288
2454 ft .........
NA
9.5
28
264
18-in steel
pipe.
Sheet pile ....
30 .................
NA
10
27
264
2447 ft .........
NA
10
27
264
Impact ..........
24-in steel
pipe.
7 ...................
1560
7
7
48
Impact ..........
48-in steel
pipe.
28 .................
1560
7
7
48
Vibratory ......
Impact ..........
Sheet pile ....
Sheet pile ....
670 ft ...........
670 ft ...........
NA
1560
10.5
7
7
7
72
48
Impact ..........
48-in steel
pipe.
48-in steel
pipe.
48-in steel
pipe.
60-in steel
pipe.
60-in steel
pipe.
20 .................
1560
6
8
48
20 .................
1560
6
8
48
40 .................
1560
6
16
96
33 .................
1560
6.6
22
144
40 .................
1560
6
20
120
Steel pipe
48-in.
8 ...................
1560
6
4
24
Vibratory ......
Vibratory ......
Vibratory ......
Vibratory ......
Vibratory ......
Berth 2 ........................
Impact ..........
N–S access trestle ......
Impact ..........
E–W access trestle .....
Impact ..........
E–W access trestle .....
Impact ..........
Season 4:
Breasting dolphin
berths 1 & 2.
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Number
strikes/hr
(impact only)
Driving
method
Element
Impact ..........
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hours
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TABLE 1—IN-WATER PILE DRIVING ASSOCIATED WITH ALASKA LNG FACILITIES CONSTRUCTION—Continued
Driving
method
Element
Breasting dolphin
berths 1 & 2.
Mooring dolphin ..........
Impact ..........
Mooring dolphin ..........
Impact ..........
N–S access trestle ......
Impact ..........
E–W access trestle .....
Impact ..........
Operation platform ......
Impact ..........
Season 5:
Mooring dolphin ..........
Impact ..........
Mooring dolphin ..........
Impact ..........
Catwalk .......................
Impact ..........
Pile type &
size
Impact ..........
A summary of anchor handling
activities associated to mooring,
Pile number
or length
Number
strikes/hr
(impact only)
Hours pile
driving/day
Number days
Total piling
hours
60-in steel
pipe.
48-in steel
pipe.
60-in steel
pipe.
48-in steel
pipe.
60-in steel
pipe.
60-in steel
pipe.
32 .................
1560
6
12
72
2 ...................
1560
12
2
24
8 ...................
1560
12
2
24
30 .................
1560
6
12
72
28 .................
1560
7
14
96
12 .................
1560
8
6
48
48-in steel
pipe.
60-in steel
pipe.
60-in steel
pipe.
10 .................
1560
8
6
48
40 .................
1560
7
14
96
8 ...................
1560
6
16
96
trenching, and pipe laying are provided
in Table 2.
TABLE 2—DURATION OF ANCHOR HANDLING ASSOCIATED WITH ALASKA LNG FACILITIES PROJECT
Season
Activity
3 ........................
3 ........................
4 ........................
Mooring .....................................................................................................................................
Pipe trenching ...........................................................................................................................
Pipeline days at a rate of 2,500 feet per day ...........................................................................
Comments and Responses
NMFS published a Proposed Rule in
the Federal Register on June 28, 2019
(84 FR 30991). During the 30-day public
comment period on the Proposed Rule,
NMFS received comments from the
Marine Mammal Commission
(Commission), Center for Biological
Diversity (CBD), Cook Inletkeeper,
Friends of Animals (FoA),
Environmental Investigation Agency
(EIA), Defenders of Wildlife (DoF), and
an anonymous person. All relevant
comments and responses are provided
below.
Comment 1: The Commission, CBD,
Cook Inletkeeper, DoW, and EIA state
that they are concerned about the
potential cumulative impacts of human
activities on the endangered Cook Inlet
beluga whale population. The
Commission in particular recommends
that NMFS defer issuance of a final rule
to AGDC or any other applicant
proposing to conduct sound-producing
activities in Cook Inlet until it has a
reasonable basis for determining that
authorizing any additional incidental
harassment takes of Cook Inlet beluga
whales would not contribute to or
exacerbate the stock’s decline. CBD,
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Hours/day
Cook Inletkeeper, FoA, and the
anonymous person request that NMFS
deny AGDC’s request for an MMPA
incidental take authorization.
Response: In accordance with our
implementing regulations at 50 CFR
216.104(c), we use the best available
scientific evidence to determine
whether the taking by the specified
activity within the specified geographic
region will have a negligible impact on
the species or stock and will not have
an unmitigable adverse impact on the
availability of such species or stock for
subsistence uses. Based on the scientific
evidence available, which includes the
inclusion of updated density estimates
for Cook Inlet beluga whales as well as
consideration of the revised abundance
estimates (NMFS 2020), NMFS
determined that the impacts of the
AGDC LNG facility construction
activities, which are primarily acoustic
in nature, would meet these standards.
In addition, NMFS worked with
AGDC and developed a suite of rigorous
monitoring and mitigation measures to
reduce impacts to Cook Inlet beluga
whales and other marine mammals to
the lowest level practicable. Some of the
major measures that were put in place
after the Proposed Rule was published
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6.00
6.00
Days
9
14
53
include: (1) Time/area restriction to
minimize underwater noise input in the
Susitna River delta during summer
months (to reduce impacts to belugas
during important foraging behaviors) by
prohibiting in-water pile driving in west
Cook Inlet; (2) requiring AGDC to
implement shutdown measures for
beluga whales to prevent Level B
harassment, shutdown measures for
humpback whales and killer whales to
prevent Level A harassment, and a
1,000-m exclusion zone for harbor
porpoises and harbor seals to reduce
Level A harassment; and (3) requiring
AGDC to test the effectiveness of air
bubble curtains around in-water pile
driving. If the results of passive acoustic
monitoring show that the air bubble
curtain can reduce the source level by
2-dB or greater for a specific type of
pile, AGDC will be required to deploy
the air bubble curtain system for the
driving of such piles. These additional
mitigation measures are expected to
further reduce both the number and
severity of marine mammal takes,
particular the Cook Inlet beluga whale,
in the AGDC LNG facility construction
area. NMFS included these additional
mitigation measures after working with
AGDC and determined that they are
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practicable to further reduce potential
impacts to Cook Inlet beluga whales.
Our analysis indicates that issuance of
these regulations will not contribute to
or worsen the observed decline of the
Cook Inlet beluga whale population.
Additionally, the ESA Biological
Opinion determined that the issuance of
regulations is not likely to jeopardize
the continued existence of the Cook
Inlet beluga whales or destroy or
adversely modify Cook Inlet beluga
whale critical habitat. The Biological
Opinion also outlined Terms and
Conditions and Reasonable and Prudent
Measures to reduce impacts, which have
been incorporated into the rule.
Therefore, based on the analysis of
potential effects, the parameters of the
activity, and the rigorous mitigation and
monitoring program, NMFS determined
that the activity would have a negligible
impact on the population.
Moreover, the LNG facility
construction activity would take only
small numbers of marine mammals
relative to their population sizes. As
described in the proposed rule notice,
NMFS used a method that incorporates
density of marine mammals overlaid
with the anticipated ensonified area to
calculate an estimated number of takes
for belugas, which was estimated to be
less than 10% of the stock abundance.
The refined analysis using a 1 km by 1
km grid of Cook Inlet beluga whale
density later showed that the estimated
take would be even smaller (see detailed
discussion in Estimated Take section
below), at less than 5% of the
population for any given year, which
NMFS considers small. Based on all of
this information, NMFS determined that
the number of beluga whales likely to be
taken is small.
Comment 2: The Commission
recommends that NMFS ensure that
AGDC’s draft environmental impact
statement (EIS) addresses the
cumulative impacts of AGDC’s proposed
activities and all other sound-producing
activities on beluga whales, as well as
other marine mammals. CBD, Cook
Inletkeeper, and EIA also comment that
NMFS did not provide adequate
analysis for how it arrived at its take
estimates and negligible impact finding,
and that NMFS did not look into the
ongoing and cumulative impacts of the
proposed activities combined with other
foreseeable activities in Cook Inlet.
Response: Both the statute and the
agency’s implementing regulations call
for analysis of the effects of the
applicant’s activities on the affected
species and stocks, not analysis of other
unrelated activities and their impacts on
the species and stocks. That does not
mean, however, that effects on the
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20:59 Aug 14, 2020
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species and stocks caused by other nonAGDC activities are ignored. The
preamble for NMFS’ implementing
regulations under section 101(a)(5) (54
FR 40338; September 29, 1989) explains
in response to comments that the
impacts from other past and ongoing
anthropogenic activities are to be
incorporated into the negligible impact
analysis via their impacts on the
environmental baseline. Consistent with
that direction, NMFS has factored into
its negligible impact analyses the
impacts of other past and ongoing
anthropogenic activities via their
impacts on the baseline (e.g., as
reflected in the density/distribution and
status of the species, population size
and growth rate, and other relevant
stressors). See the Analysis and
Negligible Impact Determination section
of this rule.
Regarding the analysis supporting the
take estimates and the negligible impact
finding, for the assessments of potential
impacts to Cook Inlet beluga whales and
other marine mammals in the vicinity of
AGDC’s LNG facilities construction
area, NMFS evaluated the noise sources
as well as other stressors produced by
the construction activities. We analyzed
the noise source types, source levels,
and the duration of noise-producing
activities, as well as the expanses of
ensonified areas in different seasons, to
estimate the number of marine
mammals that would be exposed to
noise levels that could result in takes—
both in the forms of Level A harassment
and Level B harassment. In addition,
NMFS analyzed the likely impacts of
those takes on individual marine
mammals and the impact on their
habitat, including marine mammal prey
species and the Cook Inlet beluga whale
critical habitat, to support the
determination that the authorized takes
will result in a negligible impact to the
affected species and stocks. These
analyses were detailed in the Potential
Effects of Specified Activities on Marine
Mammals and Their Habitat and
Estimated Takes by Incidental
Harassment sections in the proposed
rule (84 FR 39931; June 18, 2019).
Our 1989 final rule for the MMPA
implementing regulations also
addressed public comments regarding
cumulative effects from future,
unrelated activities. There we stated
that such effects are not considered in
making findings under section 101(a)(5)
concerning negligible impact. We
indicated that NMFS would consider
cumulative effects that are reasonably
foreseeable when preparing a NEPA
analysis and also that reasonably
foreseeable cumulative effects would be
considered under section 7 of the ESA
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50727
for ESA-listed species. Accordingly,
detailed analysis of the cumulative
impacts of the proposed activities
combined with other foreseeable
activities (including sound-producing
activities) in Cook Inlet is provided in
FERC’s FEIS and, further, the reasonably
foreseeable cumulative effects on listed
species are considered in NMFS
biological opinion.
Comment 3: The Commission also
recommends that NMFS establish
annual limits on the total number and
types of takes that are authorized for all
sound-producing activities in Cook Inlet
before issuing the final rule. FoA states
that the proposed project would have
more than a negligible impact when
analyzed in combination with other
authorizations.
Response: As mentioned above, under
the MMPA NMFS is required to make
our required determinations for the
specified activity and, therefore,
establishing limits on the total number
of takes authorized across multiple
actions is inappropriate. Further, setting
limits on the number and types of takes
across all projects is also unnecessary in
the context of the consideration of
AGDC’s activity. There are few
incidental takes of Cook Inlet beluga
whales currently authorized under the
MMPA in Cook Inlet, and the projects
for which takes are authorized are
separated spatially and temporally.
NMFS considered the effects of
potential overlap in projects and the
effects of sources other than those
authorized for incidental take on Cook
Inlet beluga whales in the Cumulative
Effects section of the FERC’s Final EIS.
The analysis concludes that the
issuance of an authorization to AGDC
for the proposed LNG facility
construction in Cook Inlet would not
have significant impacts to Cook Inlet
beluga whale and other marine
mammals in the study area, provided
that prescribed monitoring and
mitigation measures are implemented.
Comment 4: The Commission
recommends that NMFS require AGDC
to submit a stakeholder engagement
plan that includes stakeholders
contacted (or to be contacted), a
summary of input received, a schedule
for ongoing community engagement,
and measures that would be
implemented to mitigate any potential
conflicts with subsistence hunting.
Response: NMFS worked with AGDC
to ensure that AGDC engages with
stakeholders throughout the project
area, including Cook Inlet, including
submission of a Stakeholder
Engagement Plan (Plan). AGDC
provided the Plan to NMFS in April
2020, which includes a list of
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stakeholders to be further contacted,
and implementation of the Plan through
communication. The Plan provides a
detailed analysis of subsistence use of
marine mammals in the Cook Inlet area,
which indicates that Cook Inlet does not
have as strong of a subsistence hunting
community. Nevertheless, AGDC stated
in the Plan that it will actively involve
subsistence communities in the process,
hearing concerns, and responding to
issues. No concerns were raised by
subsistence users through this process.
Through the Stakeholder Engagement
Plan, AGDC would implement measures
to keep subsistence users in the Cook
Inlet region informed of its project
activities.
Comment 5: The Commission states
that the estimated mean density of
beluga whales of 0.000158 animals/km2
near the temporary MOF appears to be
an underestimate when compared to
densities used by other recent
applicants to estimate takes associated
with activities in similar areas of Cook
Inlet. The Commission further states
that density estimates for beluga whales
in Cook Inlet are typically derived from
a habitat model developed by Goetz et
al. (2012), which generated density for
each 1-square-km cell of Cook Inlet. The
Commission recommends that NMFS
ensure consistency in density estimates
used by applicants for beluga whales in
Cook Inlet and update relevant habitat
density models as new information
becomes available.
Response: Density estimates for
beluga in Cook Inlet in the Proposed
Rule did use a habitat based model
developed by Goetz et al. (2012). The
analysis separated the data into upper,
middle, and lower Cook Inlet; and the
Goetz model is provided in GIS so that
a specific density can be selected for a
specific location. AGDC used the
highest density estimate for each project
location, which in all cases was the
Goetz model for the specific area.
After the Proposed Rule was
published, AGDC conducted additional
analyses using Goetz et al. (2012)
modeled aerial survey data collected by
NMFS between 1993 and 2008 and
developed beluga whale summer
densities for each 1-square-kilometer
cell of Cook Inlet. To develop a density
estimate associated with Project
components, the GIS files of the
predicted ensonified area for both Level
A and Level B harassment associated
with each location and pile type, size,
and hammer was overlain with the GIS
file of the 1-square-kilometer beluga
density cells. The cells falling within
each ensonified area were provided in
an output spreadsheet, and an average
cell density for each Project component
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20:59 Aug 14, 2020
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was calculated. This level of detailed
analysis shows that average beluga
whale density near the temporary MOF
is 0.00005 animal/km2.
Regarding the Commission’s
recommendation that NMFS ensure
consistency across authorization, while
we agree that the best available science
should consistently be used to support
density estimates for all projects, we
disagree that this means the identical
density estimate must necessarily be
used for all projects. Density estimates
themselves may appropriately vary to
best inform activities conducted at
varied temporal and spatial scales.
Comment 6: For harbor seal take
estimates, the Commission recommends
that NMFS use the haul-out correction
factor of 2.33 from Boveng et al. (2012)
to revise the yearly abundance estimates
and resulting density estimates and
recalculate the number of takes
accordingly. The Commission also
recommends that NMFS use the gray
whale and harbor porpoise densities
specified in Table 9 of the Hilcorp Final
Rule (84 FR 37481; July 31, 2019) and
recalculate the numbers of takes
accordingly. The Commission further
recommends that NMFS (1) consult
with researchers at the Alaska Fisheries
Science Center that specialize in both
cetacean and pinniped density
derivation to ensure it is compiling,
enumerating, and analyzing the aerial
sightings data and estimating the
various marine mammal densities
correctly and (2) use marine mammal
densities consistently for all future
incidental take authorizations in Cook
Inlet.
Response: NMFS consulted with
researchers at the Alaska Fisheries
Science Center and revised the yearly
abundance estimates and resulting
density estimates and recalculated the
number of takes of harbor seals and
harbor porpoises as suggested by the
Commission (pers. comm.; J. London;
April 16, 2020). The revised abundance
and density estimates are used in take
calculation described in the Estimated
Take section.
The gray whale was not originally
included in the AGDC LOA application,
as it was added by NMFS in the
Proposed Rule. Further analysis (see
Description of Marine Mammals in the
Area of Specified Activities section) led
us to conclude that takes of gray whale
are highly unlikely in upper Cook Inlet
where AGDC’s construction activity is
located. Therefore, this species is not
included in the analysis for the final
rule.
NMFS addressed the comment about
density estimation consistency in our
response to the previous comment.
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Comment 7: The Commission states
that animal modeling that considers
various operational and animal
scenarios is the best way to determine
the appropriate accumulation time to
assess acoustic impacts. The
Commission recommends that NMFS
continue to make a priority to address
the modeling issue to resolve in the near
future and consider incorporating
animal modeling into its user
spreadsheet for acoustic impact
assessment.
Response: NMFS has formed a
working group to explore and develop
such a model-based approach as
discussed in the comment.
Comment 8: The Commission, CBD,
and Cook Inletkeeper point out that
AGDC’s method for estimating days of
pile driving activities, which sums
fractions of days in which activities
occur to generate the total number of
days for each proposed activity, is
inconsistent with NMFS’ policy for
enumerating takes for construction
activities in general and underestimated
the numbers of days of pile driving
activity and Level A and Level B takes.
The Commission recommends that
NMFS revise the numbers of Level A
and Level B harassment takes for all
marine mammal species to reflect the
actual number of days that impact and
vibratory pile driving will occur,
regardless of the duration of those
activities on a given day.
Response: NMFS worked with AGDC
to better characterize the activity and
quantify the days of pile driving. Given
that the precise number of piles to be
installed or removed is generally
unknown, the actual number of pile
driving days is used in the revised take
calculation to calculate potential takes,
as recommended.
Comment 9: The Commission
recommends that NMFS refrain from
authorizing Level A harassment takes
for species in which the proposed
activities are not likely to result in Level
A harassment takes during vibratory
pile and sheet pile driving, which
includes harbor porpoises, Dall’s
porpoises, Steller sea lions, and
California sea lions.
Response: NMFS worked with AGDC
and evaluated the potential impact to
marine mammal species in the project
area and reassessed the likelihood of the
species’ presence. Based on the
reassessment, NMFS determined that it
is highly unlikely that AGDC’s proposed
construction activities would result in
Level A harassment of Dall’s porpoise,
Steller sea lion, or California sea lion in
the project area, due to extra-limital
distribution of these species. However,
presence of harbor porpoise has been
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confirmed near the AGDC’s project
location. In addition, the relatively large
Level A harassment zone for highfrequency cetaceans and the difficulty of
detection harbor porpoise in the field
make it challenging to implement
shutdown measures in a timely fashion.
Therefore, we consider the possibility
that harbor porpoise could be taken by
Level A harassment if AGDC PSOs fail
to detect an animal before it enters an
exclusion zone and remains for the
amount of time necessary to incur PTS.
The possibility of harbor porpoise Level
A harassment is also confirmed by our
calculations (see Estimated Take
section). Accordingly, a small number of
Level A harassment takes of harbor
porpoise have been analyzed and
authorized.
Comment 10: The Commission
recommends that NMFS (1) require
AGDC to provide a detailed
hydroacoustic monitoring plan, (2)
provide the plan to the Commission for
review, and (3) include in the final rule,
the requirement to conduct
hydroacoustic monitoring during impact
and vibratory pile driving of each pile
type to verify and adjust the extents of
the Level A and B harassment zones, as
necessary.
Response: NMFS required AGDC to
provide a detailed hydroacoustic
monitoring plan for its pile driving
activities associated with the LNG
facility construction in Cook Inlet and
received the plan in February 2020.
NMFS has provided the plan to the
Commission for review and addressed
all comments and questions from the
Commission. NMFS also required AGDC
to conduct hydroacoustic monitoring at
the beginning of in-water pile driving of
each pile type to verify and adjust the
extents of the Level A and Level B
harassment zones, as necessary.
Comment 11: The Commission states
that the proposed number of Level A
and B harassment takes also are not
allocated appropriately based on the
extents of the Level A and B harassment
zones. As an example, the Commission
points out that in Year 5, the Level A
harassment zone for high-frequency
cetaceans during impact installation of
48- and 60-in pile is 4,524 m, which is
97 percent of the Level B harassment
zone of 4,642 m. However, NMFS
proposed to authorize 10 Level A
harassment takes and 20 Level B
harassment takes of harbor porpoises for
that year. The Commission recommends
that NMFS reallocate the proposed
Level A and B harassment take for lowfrequency and high-frequency for Years
2, 3, 4, and 5 to ensure that the
authorized limits reflect the relative
extents of each harassment zone.
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20:59 Aug 14, 2020
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Response: NMFS worked with AGDC
and recalculated the takes based on
animal density, ensonified area, and
pile driving days. The estimated takes
conservatively reflect the relative
extents of each harassment zone.
However, it is important to note that
while NMFS agrees that comparison of
the areas of the Level B and Level A
harassment zones is a useful qualitative
consideration, we do not agree with the
Commission’s premise that takes must
necessarily be allocated proportionally
to the areas of the Level B and Level A
harassment zones, as these two ‘‘zones’’
do not represent the same thing. The
Level B harassment zone is based on a
threshold utilizing a metric of
instantaneous exposure and the general
underlying assumption is that if an
animal enters this zone, even
momentarily, it will be exposed above
the received level threshold for Level B
harassment and thereby taken.
Alternately, the thresholds for incurring
PTS are not solely based on an
instantaneous exposure to some level of
sound, they are based on an accrual of
energy that results from a combination
of the animal’s proximity to the source
and the time spent there. The isopleth
produced by NMFS’ User Spreadsheet
(which delineates the Level A
harassment zone) includes an
assumption about the amount of time
that an animal would need to remain
within the distance identified and,
therefore, does not support the
assumption that any animal that enters
the zone, even briefly, is taken by Level
A harassment. Animals that only come
within the outer edges of the Level A
zone would need to remain there near
the full duration of time indicated for
the full day of pile driving operation to
incur PTS (typically 30 minutes to
multiple hours), while animals coming
further within the zone would need to
remain for progressively shorter
amounts of time as they get closer to the
source to risk incurring PTS.
Comment 12: The Commission states
that AGDC would not be able to monitor
the entire Level B harassment zones due
to the extent of these zones and
recommends that NMFS specify how
AGDC should enumerate the numbers of
marine mammals taken particularly
when observers are only monitoring a
portion of the Level A and B harassment
zones.
Response: NMFS has worked with
AGDC on the effectiveness of marine
mammal monitoring for extended
distances and concluded that if the
protected species observers (PSOs) are
placed in locations with appropriate
height and equipment, they are able to
detect beluga whales out to 1.5 km from
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50729
the site on clear days. However, during
less ideal visibility conditions when
only a portion of the Level B harassment
zone is visible, AGDC are required to
enumerate the numbers of marine
mammal taken based on take number
within the area that is within the visual
observation corrected by the proportion
of area beyond visual observation.
Comment 13: The Commission
recommends that NMFS require AGDC
to keep a tally of the numbers of marine
mammals taken, alert NMFS when the
authorized limit is close to being met,
and follow any guidance provided.
Response: AGDC is required to keep
a tally of the number of marine
mammals taken and alert NMFS when
the authorized limit is close to being
met based on prescribed monitoring
measured in the final rule. In addition,
AGDC is required to keep a tally of all
marine mammal sightings during the
pile driving activities.
Comment 14: The CBD and Cook
Inletkeeper state that NMFS did not
adequately consider the impacts to Cook
Inlet beluga whale critical habitat.
Response: The Cook Inlet beluga
whale critical habitat is adequately
addressed in the Negligible Impact
Analysis and Determination section. We
noted that AGDC’s LNG facilities
construction activities could potentially
impact Cook Inlet beluga whale critical
habitat. Satellite-tagging studies and
aerial survey indicate that seasonal
shifts exist in Cook Inlet beluga whale
distribution, with the whales spending
a great percentage of time in coastal
areas during the summer and early fall
(June through October or November),
and dispersing to larger ranges that
extend to the middle of the inlet in
winter and spring (November or
December through May). However, fine
scale modeling based on NMFS longterm aerial survey data indicate that the
AGDC’s proposed LNG facilities
construction does not overlap with
beluga whale high density areas during
the summer and fall (Goetz et al., 2012).
Further, NMFS also addressed
potential effects on beluga whale prey
species. Studies have shown that fish
reacted to sounds when the sound level
increased to about 20 dB above the
detection level of about 120 dB (Ona,
1988); however, the physical injury and
mortality to fish only occurred in the
immediate vicinity of impact pile
driving (Caltrans, 2015). Therefore, it is
highly unlikely that in-water impact
pile driving would cause noticeable
level fish injury or mortality. During the
Alaska LNG facilities construction, only
a small fraction of the available habitat
would be ensonified at any given time.
Disturbance to fish species would be
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short-term, and fish would return to
their pre-disturbance behavior once the
pile driving activity ceases.
Furthermore, potential impacts to
Cook Inlet beluga whale critical habitat
were also addressed in the FERC’s FEIS,
of which NMFS is a cooperating agency.
In addition, the ESA Biological Opinion
determined that the issuance of
regulations is not likely to jeopardize
the continued existence of the Cook
Inlet beluga whales or destroy or
adversely modify Cook Inlet beluga
whale critical habitat. NMFS adequately
considered impacts in critical habitat in
the analyses supporting its
determination.
Comment 15: Citing a study by
Mooney et al. (2018), the CBD and Cook
Inletkeeper claim that NMFS thresholds
of 120 dB re 1mPa (rms) for continuous
and 160 dB re 1mPa (rms) for impulsive
or intermittent sources to determine
Level B harassment are insufficiently
conservative to protect Cook Inlet
beluga whale because beluga whales are
highly sensitive to noise.
Response: The study CBD and Cook
Inletkeeper cited addresses the variation
of hearing sensitivity in a wild beluga
whale population Bristol Bay, AK. The
study used auditory evoked potential
(AEP) to obtain audiograms of 26 wild
beluga whales during capture-release
events. The results showed that most
beluga whales from the study showed
sensitive hearing with low thresholds
(<80 dB re 1 1mPa) from 16 to 100 kHz,
a frequency range that is much higher
than noises generated from in-water pile
driving, vessels, and pipe laying.
Although not reported in their AEP
study, audiograms provided in the
paper show a rapid decrease in beluga
whale hearing sensitivity as the
frequencies get lower, like most
odontocetes. Behavioral audiograms of
beluga whales show that hearing
sensitivity in the frequency below 1 kHz
is above 100 dB re 1 1mPa, and elevates
to above 120 dB 1mPa at about 100 Hz
(White et al., 1978).
In addition, CBD and Cook
Inletkeeper are confused between the
animals’ detection thresholds and
threshold of noise induced behavioral
disturbances. Being able to detect the
sound does not indicate that the animal
would respond to the sound, much less
be taken by Level B harassment, as
defined under the MMPA. Studies show
that animals usually respond to received
noise at levels much higher than their
hearing thresholds.
Comment 16: CBD states that impacts
of pile driving on beluga whales have
been underestimated. CBD further states
that pile driving [noise] could mask
‘‘strong bottlenose dolphin
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vocalizations’’ 10–15 km from the
source (David, 2006).
Response: NMFS has carefully
reviewed the best available scientific
information in assessing impacts to
marine mammals and recognizes that
these activities have the potential to
impact marine mammals through
threshold shifts, behavioral effects,
stress responses, and auditory masking.
However, NMFS has determined that
the nature of such potentially localized
exposure means that the likelihood of
any impacts to fitness and population
level disturbance from the authorized
take, including from detrimental
energetic effects or reproductive
impacts, is low. NMFS has also
prescribed a robust suite of mitigation
measures, such as shutdown measures
to avoid beluga Level B harassment,
which is expected to further reduce both
the number and severity of beluga whale
takes.
NMFS considers it highly unlikely
that dolphin vocalizations could be
masked by pile driving noise. As
discussed in detail in the Potential
Effects of Specified Activities on Marine
Mammals and Their Habitat section of
the proposed rule, auditory masking
occurs at the frequency band that the
animals utilize. Since noise generated
from vibratory pile driving is mostly
concentrated at low frequency ranges
below 2 kHz, it is expected to have
minimal effects masking high frequency
echolocation (clicks) and
communication (whistles) sounds by
odontocetes, including bottlenose
dolphins. The analysis by David (2006)
on masking is flawed as it did not
adequately consider the frequency
spectra of pile driving noise as it relates
to auditory frequency response of the
dolphin.
Comment 17: CBD and Cook
Inletkeeper claims that NMFS relied on
avoidance [behavior] to make its
negligible determination.
Response: CBD’s claim is inaccurate.
NMFS did not rely on marine mammal
avoidance behavior to make our
negligible determination. To the
contrary, NMFS considered avoidance
as a form of Level B harassment. As
stated clearly in the Proposed Rule (84
FR 39901; June 28, 2019), ‘‘marine
mammals’ exposure to certain sounds
could lead to behavioral disturbance
(Richardson et al., 1995), such as
changing durations of surfacing and
dives, number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
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slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haul-outs or
rookeries).’’
Comment 18: CBD and Cook
Inletkeeper state that NMFS failed to
account for numerous harmful activities
such as dredging, pipeline trenching,
vessels transiting, and geophysical
surveys that could result in takes of
marine mammals.
Response: As stated in the Proposed
Rule (84 FR 39901; June 28, 2019),
dredging activity would occur during
the construction of the Marine Terminal
MOF using either a hydraulic (cutter
head) dredger or a mechanical dredger,
and pipeline trenching would occur in
the Cook Inlet during pipeline laying
operations. These activities typically
have low noise levels (120-dB isopleths
are typically within 150 m) and slow,
predictable movement, which support
the unlikelihood of resulting take. For
example, URS (2007) measured
underwater sound level was 141 dB re
1 mPa rms at 12 m associated with U.S.
Army Corps of Engineers (USACE)
dredging activities at the Port of Alaska
(formerly Port of Anchorage). The
resulting 120-dB isopleths was 134.6 m.
In addition, these activities are typically
associated with slow moving barge/
vessel and the noise output are
intermittent. Nevertheless, NMFS
considers how other activities
associated with pipeline trenching, such
as anchor handling that generates much
louder noise, could cause takes of
marine mammals. Effects from these
activities have been analyzed and takes
were estimated.
Although noises generated from the
vessel can be louder than dredging
noise, similar to dredging, the
movement is relatively predictable, and
habituation to vessel traffic has been
documented for some marine mammals
in more industrialized areas. Therefore,
we do not consider animals exposed to
transiting vessels likely to respond in a
manner that would rise to the level of
a take as defined under the MMPA.
The equipment AGDC proposed to
use for its geophysical surveys are all
high-frequency sources with frequencies
above 200 kHz, as described in the
Proposed Rule. These frequencies are
beyond the detection thresholds of
marine mammals. Therefore, NMFS
does not expect operating these sources
would have takes of marine mammals.
Comment 19: CBD, Cook Inletkeeper,
and FoA claim that the small numbers
determination is flawed and that NMFS
underestimated Cook Inlet beluga takes.
Response: NMFS does not agree with
CBD, Cook Inletkeeper, and FoA’s
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assessment. As described in details in
the Proposed Rule (84 FR 39901; June
28, 2019), density estimates for Cook
Inlet beluga were based on a habitatbased model developed by Goetz et al.
(2012). Take estimates were calculated
using the beluga whale densities in
different areas of the Cook Inlet that
overlap with the construction activities,
taking into consideration ensonified
areas and the duration of each activity.
After the Proposed Rule was published,
AGDC conducted additional analysis,
which NMFS concurred was
appropriate, using Goetz et al. (2012)
modeled aerial survey data collected by
NMFS between 1993 and 2008 and
developed beluga whale densities for
each 1-square-kilometer cell of Cook
Inlet. The calculation shows that the
maximum annual take of Cook Inlet
beluga whale, adjusted for group
number is 13 animals. This translates to
less than 5% of the Cook Inlet beluga
whale stock’s population.
Regarding the small numbers
determination, NMFS disagrees that it is
flawed. NMFS refers the reader to the
Federal Register Notice announcing
NMFS’ issuance of five IHAs
authorizing take incidental to seismic
surveys in the Atlantic (83 FR 63268;
December 7, 2018), in which the agency
describes in detail its method and
rationale for determining whether take
of marine mammals constitutes small
numbers. As described in that notice,
and in the associated sections of this
notice, the small numbers determination
and negligible impact analysis are
conducted separately using entirely
different approaches, although they
necessarily consider some of the same
biological information. Also, contrary to
the commenter’s assertion, NMFS has
indicated that the determination of
whether take of marine mammals is of
small numbers is appropriately
considered on an annual basis and the
commenter has offered no justification
for why this might not be appropriate.
Comment 20: CBD and Cook
Inletkeeper state that the proposed rule
failed to ensure the least practicable
adverse impact. Specifically, CBD and
Cook Inletkeeper claimed that NMFS
did not address the following issues:
Limit on cumulative beluga whale
takings in Cook Inlet; time-area
restrictions; larger exclusion zones; air
curtains or other noise reduction
technologies; and sound source
verification.
Response: NMFS does not agree with
CBD and Inletkeeper’s assertion. As
described in the Proposed Rule (84 FR
39901; June 28, 2019), NMFS worked
with AGDC and proposed a wide range
of monitoring and mitigation to achieve
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the least practicable adverse impact.
These measures included, but were not
limited to: (1) Limiting in-water pile
driving activities to daylight hours only;
(2) implementing shutdown measures
for beluga whales to prevent Level A
harassment of this species; (3)
implementing soft start for all impact
pile driving; and (4) monitoring both
Level A and Level B harassment zones
to ensure takes does not exceed the
number or species that would not be
authorized. NMFS has described why
these measures, along with monitoring
and mitigation measures described in
the proposed rule, will ensure the least
practicable adverse impacts to AGDC’s
LNG facility construction project. After
the Proposed Rule was published,
NMFS further worked with AGDC to
identify additional practicable measures
and included the following additional
mitigation and monitoring measures: (1)
Prohibiting in-water pile driving near
beluga whale summer feeding ground
between June 1 and September 7 in west
Cook Inlet; (2) implementing larger
exclusion zones for shutdown measures
to prevent/reduce Level B harassment of
Cook Inlet beluga whales; (3)
implementing shutdown measure to
prevent Level A harassment of all midfrequency cetaceans; (4) implement
shutdown measures to reduce Level A
takes of all other marine mammals; (5)
requiring AGDC to conduct passive
acoustic monitoring to assess the range
of ensonified zones; (6) requiring AGDC
to assess the effectiveness of air bubble
curtains by conducting sound source
verification; and (7) requiring AGDC to
deploy air bubble curtains to reduce pile
driving noise level if the air bubble
curtains are found to be able to achieve
a noise reduction of 2 dB or more. These
additional monitoring and mitigation
measures address four out of the five
concerns raised by CBD and Cook
Inletkeeper. Regarding CBD and Cook
Inletkeeper’s comments on limiting
cumulative beluga whale takes in Cook
Inlet, NMFS addressed this in Response
to Comments 2 and 3 above.
Additionally, for the issuance of the
LOA, our analysis showed that at a
maximum, 14 Cook Inlet beluga whales
could be exposed to noise levels that
result to Level B harassment in a given
year without any mitigation measures in
place. This number equates to 5% of the
Cook Inlet beluga whale population.
Implementation of required monitoring
and mitigation are likely to further
reduce the severity and number of takes
of Cook Inlet beluga whale.
Comment 21: CBD and Cook
Inletkeeper claims that NMFS finding of
no unmitigable impacts on subsistence
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50731
harvest is arbitrary because the
proposed action may have an adverse
impact on the availability of beluga
whales, harbor seals, Steller sea lions,
and sea otters for Native Alaskan
subsistence harvest.
Response: NMFS does not agree with
CBD and Cook Inletkeeper’s assertion.
First, there is no subsistence harvest of
Cook Inlet beluga whales because of its
low population in more than a decade.
The criteria established for when
subsistence hunt of Cook Inlet beluga
could resume included the need for a
ten-year average abundance estimate to
exceed 350 animals, as well as a
requirement for an increasing
population trajectory; therefore, there
are no active subsistence uses of beluga
whales that the activity could interfere
with. Further, as described in this
notice, the Level B harassment take of
beluga whales allowed through these
regulations would be of small numbers
and of a low degree not expected to
effect the fitness, reproduction, or
survival of any individuals, and
therefore would not impede the
recovery of the population or otherwise
affect the ten-year abundance average.
In regard to other marine mammal
species, NMFS conducted a thorough
analysis on substance use of these
species. Jones and Kostick (2016)
reported that 2 percent of households in
Nikiski, the closest village to AGDC’s
proposed project area, used harbor seals
and 1 percent reported using unknown
seal species (both gifted from another
region). No marine mammals were
actively hunted by Alaska Native
residents in Nikiski. There is limited
use of marine mammals thought to be
from the small number of Alaska
Natives living in Nikiski (Jones and
Kostick, 2016). In other locations, the
hunt of marine mammals is conducted
opportunistically and at such a low
level that totals approximately 50 harbor
seals and fewer than 10 Steller sea lions
in a typical year. Therefore, AGDC’s
program is not expected to have an
impact on the subsistence use of marine
mammals.
Nevertheless, NMFS required AGDC
to develop a stakeholder engagement
plan and communicate with subsistence
users in the region to inform its
proposed activities.
Comment 22: CBD and Cook
Inletkeeper claim the draft
Environmental Impact Statement (EIS)
is flawed based on the assertion that (1)
the purpose and need are too narrowly
defined; (2) NMFS failed to consider a
reasonable range of alternatives related
to mitigation measures; and (3) the
discussion of environmental and
cumulative impacts of the proposed
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project is inadequate as it does not
discuss the planned oil and gas lease
sales, the Hilcorp seismic survey and
exploratory drilling, and Pebble Mine.
Response: NMFS does not agree with
CBD and Cook Inletkeeper’s assertions.
First, NMFS worked with the Federal
Energy Regulatory Commission (FERC)
and clarified NMFS’ responsibility in
the ‘‘Purpose and Scope of This EIS’’
section of the final EIS. Specifically, the
EIS states that NMFS, in accordance
with 40 CFR 1506.3 and 1505.2, intends
to adopt this EIS and issue a separate
record of decision (ROD) associated
with its decision to grant or deny
AGDC’s request for regulations and a
Letter of Authorization (LOA) pursuant
to Section 101(a)(5)(A) of the MMPA for
construction activities in Cook Inlet.
In regard to the range of alternatives
being considered, NMFS worked with
FERC and required a suite of monitoring
and mitigation measures that are the
most protective to ensure the least
practicable adverse impact. While a
range of alternatives concerning the
scope of the project were presented in
the EIS, many of these project-related
alternatives were eliminated either due
to no environmental advantage or
impracticable for the project and were
eliminated.
Finally, we note that the projects that
CBD and Cook Inletkeeper note
(planned oil and gas lease sales, the
Hilcorp seismic survey and exploratory
drilling, and Pebble Mine) are all
discussed in the Cumulative Impacts of
the final EIS (pages 4–1188 and 4–1189
of the FEIS). The first two projects are
also shown in a map on page 4–1168 of
the FEIS, while the site of Pebble Mine
is outside the vicinity of AGDC’s
proposed project area in Cook Inlet.
Comment 23: CBD and Cook
Inletkeeper states that NMFS should not
issue take authorization under the
Endangered Species Act (ESA).
Response: NMFS disagree with CBD
and Cook Inletkeeper’s opinion. As
stated in Response to Comment 1,
NMFS is required to issue a marine
mammal incidental take authorization
for a specified activity within the
specified geographic region if NMFS is
able to determine that the activity will
have a negligible impact on the species
or stock and will not have an
unmitigable adverse impact on the
availability of such species or stock for
subsistence uses. Based on the scientific
evidence available, NMFS determined
that the impacts of the AGDC LNG
facility construction activities meet
these standards.
Regarding ESA compliance for the
NMFS authorization (under the MMPA)
of ESA-listed species such the Cook
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Inlet beluga whale and Western North
Pacific, Hawaii, and Mexico DPS of
humpback whales, NMFS’ Permit and
Conservation Division requested
initiation of section 7 consultation with
the Alaska Region for the promulgation
of 5-year regulations and the subsequent
issuance of annual LOAs. The Alaska
Region issued a Biological Opinion
concluding that NMFS’ action is not
likely to adversely affect the listed
species named above or adversely
modify their critical habitat.
Comment 24: FoA states that the
proposed project would create noise
pollution that is likely to cause hearing
damage to Cook Inlet beluga whales.
Response: NMFS does not agree with
FoA’s assertion. While FoA did not
define what constitute to ‘‘noise
pollution,’’ NMFS provided an in-depth
analysis on noise generated from
AGDC’s proposed LNG facility
construction. Based on the analysis,
NMFS finds it extremely unlikely that a
beluga whale would experience hearing
damage (permanent threshold shift)
from the proposed AGDC construction
activity. The analysis is supported by
scientific information presented in
NMFS’ Technical Guidance for
Assessing the Effects of Anthropogenic
Sound on Marine Mammal Hearing
(V.2.0) (NMFS, 2016; 2018) and based
on density estimate of Cook Inlet beluga
whales in the project area, ensonified
area and noise exposure duration from
construction activities. Our analysis
showed that anticipated takes of Cook
Inlet beluga whales are expected to be
limited to short-term Level B
harassment. Beluga whales present in
the vicinity of the action area and taken
by Level B harassment would most
likely show overt brief disturbance
(startle reaction) and avoidance of the
area from elevated noise levels during
pile driving.
Comment 25: FoA states that the
proposed project is susceptible to
catastrophic events, such as oil spill,
which is reasonably likely to negatively
impact the species.
Response: Oil spills are not
considered because take of marine
mammals due to oil spills are not
anticipated or authorized. AGDC is
required to comply with all regulations
related to pileline laying and vessel
transiting and is responsible for
ensuring its compliance with those
regulations. An oil spill, or a violation
of other federal regulations, is not
authorized under this rule.
Comment 26: FoA claims that NMFS’
issuance of the LOA would violate the
NEPA, and that NMFS should prepare a
Programmatic EIS (PEIS).
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Response: NMFS originally declared
its intent to prepare a PEIS for oil and
gas activities in Cook Inlet, Alaska (79
FR 61616; October 14, 2014). However,
in a 2017 Federal Register notice (82 FR
41939; September 5, 2017), NMFS
indicated that due to a reduced number
of Incidental Take Authorization (ITA)
requests in the region, combined with
funding constraints at that time, we
were postponing any potential
preparation of a PEIS for oil and gas
activities in Cook Inlet. As stated in the
2017 Federal Register notice, should the
number of ITA requests, or anticipated
requests, noticeably increase, NMFS
will re-evaluate whether preparation of
a PEIS is necessary. Currently, the
number of ITA requests for activities
that may affect marine mammals in
Cook Inlet is at such a level that
preparation of a PEIS is not yet
necessary. Nonetheless, under NEPA,
NMFS is required to consider
cumulative effects of other potential
activities in the same geographic area,
and these are discussed in greater detail
in FERC’s Alaska LNG Project Final
Environmental Impact Statement (FERC,
2020), which NMFS adopted.
Comment 27: DoW requests NMFS
defer the comment period for the
Proposed Rule until later in the EIS
process, when additional relevant
information could be available for
NMFS and public review, or reopen a
public comment period before finalizing
the rulemaking on its own
determination that additional relevant
information has become available.
Response: When evaluating the
AGDC’s petition to take marine mammal
incidental to its proposed construction
of LNG facilities in Cook Inlet, Alaska,
NMFS has conducted thorough review
of the scope of the proposed activities
and the level of potential impacts to
marine mammals. In doing so, NMFS
consulted internally with its experts
who have the best scientific information
on the species and their habitat. A
Proposed Rule is published for public
comment only when NMFS is
convinced that it has all relevant
information to conduct the impact
analyses to support preliminary findings
pursuant to the statutory standards.
While the NEPA analysis will be
finalized at a later time, since NMFS is
a cooperating agency on the FERC’s EIS,
NMFS reviewed all the public
comments from the EIS as well to
inform its final decision. Therefore, in
this case, NMFS does not believe there
was a need to defer the public comment
period, or reopen a public comment
period before finalize the rulemaking.
Comment 28: DoW states that NMFS’
proposed rule did not consider
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operational noise associated with the
proposed LNG facilities. Citing FERC’s
DEIS, DoW states that the highest noise
levels would occur when there are two
LNG carrier ships docked at the facility.
DoW states that NMFS should include
this additional noise in its analysis.
Response: The action being
considered here is the issuance of a
Letter of Authorization under a
rulemaking for the incidental take of
small numbers of marine mammals that
could result from AGDC’s proposed
construction of LNG facilities in Cook
Inlet. Our action does not include the
operation of LNG carrier ships in the
future. Therefore, potential impacts to
marine mammals beyond what were
analyzed for AGDC’s proposed LNG
facilities construction activities were
not analyzed, and any takes caused by
those activities are not authorized.
Comment 29: DoW claims that twelve
hours of noise exposure every day from
April through October and the take of
7% Cook Inlet beluga whales should not
be considered a negligible impact.
Response: NMFS does not agree with
DoW’s conclusion and nor are the
assumptions upon which it is based
accurate. First, while some of the pile
driving activities may occur twelve
hours per day, construction activities
are expected to be conducted six days
a week from April through October. In
addition, not all construction activities
generate intense underwater noise, and
most of the in-water pile driving
activities would not last for 12 hours per
day. Furthermore, as marine mammals
move around Cook Inlet, animals would
only be exposed to in-water
construction noise when they are
present in the area. Finally, the
negligible impact determination
considers relevant biological and
contextual factors, i.e., the anticipated
impacts to the individuals and the
stock, of the take authorized, as
described in details in the Proposed
Rule (84 FR 39901; June 28, 2019).
Comment 30: The EIA expressed
concern about potential renewal of the
proposed incidental take authorization
(IHA).
Response: NMFS does not propose to
issue nor renew an IHA to AGDC for the
proposed LNG facility construction in
Cook Inlet. EIA may be confused with
NMFS proposed issuance of an LOA
under a 5-year regulation. The
regulations are valid for five years from
the date of issuance with a maximum of
a five-year Letter of Authorization
requested under these regulations. If
AGDC wanted to pursue marine
mammal take authorization beyond the
effective period of these regulations,
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they would need to apply anew for an
IHA or LOA.
Comment 31: EIA is concerned that it
was not able to comment on the updated
version of the LOA application until
July 24, 2019, and that the only
application available was a previous
version dated February 20, 2019. EIA
further states that it was difficult to
evaluate the project’s impact, because
the activities described in both
documents are roughly similar for each
season and estimates rely on the same
research for each density estimate, but
NMFS estimated a total of 14 beluga
takes from Level B harassments from
2020–2025, while AGDC estimated 10
belugas but in different seasons.
Response: While reviewers were
mistakenly not provided the most up-todate version of the application, the
scope of the project and analytical
methods were accurately described and
remained the same in later versions. In
AGDC’s LOA application, it estimated a
total of 10 Cook Inlet beluga whale noise
exposure by Level B harassment over
the 5-year period of the activity but
requested for an annual take of 32
animals. In NMFS’ analysis, which is
using the same methods, we proposed
an annual take of 20 beluga whales
based on exposure analysis that is
adjusted to account for group size.
Changes Between Proposed Rule and
Final Rule
Several changes were made after the
publication of the proposed rule on June
28, 2019 (84 FR 39931). Those changes
resulted from updated marine mammal
density and population information,
more detailed analyses on potential
impacts using refined data sets, and
additional mitigation and monitoring
measures to minimize impacts. The
changes between proposed and final
rules are summarized below.
Authorized takes of marine mammal
species were reduced from 10 species to
5 species. In the proposed rule, NMFS
proposed to authorize takes of
humpback whale, fin whale, gray whale,
beluga whale, killer whale, harbor
porpoise, Dall’s porpoise, harbor seal,
California sea lion, and Steller sea lion.
In the final rule, takes of fin whale, gray
whale, Dall’s porpoise, California sea
lion, and Steller sea lion are not
authorized because data show that they
are not likely to be present and exposed
to the construction activities (see
Description of Marine Mammals in the
Area of Specified Activities section
below).
Take numbers of marine mammals
were updated based on the newest
information on population estimates
and refined density modeling. Marine
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50733
mammal density data in the proposed
rule were based on NMFS aerial survey
in Cook Inlet from 2000 to 2016. In the
final rule, additional density from the
2018 aerial survey were also included.
In addition, Cook Inlet beluga whale
density was further updated based on
the latest population estimated that
became available in January 2020
(NMFS, 2020), and the take estimate for
this species was reanalyzed using a
more refined density grid than what was
used for the proposed rule. The take
number for harbor seals was adjusted
based on comments from the
Commission and consultation with
NMFS National Marine Mammal
Laboratory.
The final rule also included
additional monitoring and mitigation
measures to further reduce potential
impacts to marine mammals. Many of
these measures are based on
consideration of public comments.
These additional monitoring and
mitigation measures include:
• Implementing time/area restriction
to minimize potential noise exposure to
Cook Inlet beluga whales in the Susitna
River Delta;
• Implementing larger exclusion
zones for all in-water construction
activities to prevent or reduce Level A
harassment for all marine mammals and
to prevent Level B harassment for Cook
Inlet beluga whales;
• Requiring sound source verification
(SSV) measurement for in-water pile
driving to better understand underwater
noise generated from pile driving
activities; and
• Deploying air bubble curtains to
attenuate noise from in-water pile
driving if SSV results show a 2-dB
reduction of noise from air bubble
curtains.
Description of Marine Mammals in the
Area of Specified Activities
Sections 4 and 5 of the IHA
application summarize available
information regarding status and trends,
distribution and habitat preferences,
and behavior and life history, of the
potentially affected species. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
website (www.fisheries.noaa.gov/findspecies).
Five species that were analyzed in the
Proposed Rule (84 FR 39901; June 28,
2019) but since were removed in the
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final analysis due to their extralimital
presence in the proposed area, based on
in depth analysis of NMFS marine
mammal aerial survey data (summarized
in Shelden et al., 2017; 2019). These
species are: Fin whale (Balaenoptera
physalus), gray whale (Eschrichtius
robustus), Dall’s porpoise
(Phocoenoides dali), California sea lion
(Zalophus californianus), and Steller
sea lion (Eumetopias jubatus). As take
of these species is not anticipated as a
result of the proposed activities, these
species are not analyzed further in this
document.
Table 3 summarizes information
related to the population or stock,
including regulatory status under the
MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2019). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
mortality is anticipated or authorized
here, PBR is included here as a gross
indicator of the status of the species and
other threats.
TABLE 3—MARINE MAMMALS WITH POTENTIAL PRESENCE WITHIN THE PROJECT AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenopteridae:
Humpback whale ................
Family Delphinidae:
Killer whale .........................
Beluga whale 4 ....................
Family Phocoenidae (porpoises):
Harbor porpoise ..................
Megaptera novaneagliae ..........
Western North Pacific ...............
E/D; Y
1,107 (0.300, 865) ..........
3.0
2.6
Orcinus orca .............................
-; N
2,347 (NA, 2,347) ...........
24
1
Delphinapterus leucas ..............
Eastern North Pacific Alaska
Resident.
Cook Inlet ..................................
E/D; Y
279 (0.06, NA) ................
unk
0
Phocoena phocoena .................
Gulf of Alaska ...........................
-; N
31,046 (2.14, NA) ...........
unk
72
28,411 (NA, 26,907) .......
807
107
Order Carnivora—Superfamily Pinnipedia
Family Phocidae (earless seals):
Harbor seal .........................
Phoca vitulina ...........................
Cook Inlet/Shelikof Strait ..........
-; N
1 Endangered
Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports-region#reports. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
3 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries,
ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
4 Cook Inlet beluga whale population estimates are updated based on Sheldon et al. (2019).
Marine mammal species that could
potentially occur in the proposed
construction areas are included in Table
3. Detailed discussion of these species is
provided in the LOA application and
summary information is provided
below.
In addition, sea otters may be found
in Cook Inlet. However, sea otters are
managed by the U.S. Fish and Wildlife
Service and are not considered further
in this document.
Humpback Whale
The humpback whale is distributed
worldwide in all ocean basins. In
winter, most humpback whales occur in
the subtropical and tropical waters of
the Northern and Southern
Hemispheres. Humpback whales in the
high latitudes of the North Pacific
Ocean are seasonal migrants that feed
on euphausiids and small schooling
fishes (Nemoto, 1957, 1959; Clapham
and Mead, 1999). The humpback whale
population was considerably reduced as
a result of intensive commercial
exploitation during the 20th century.
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The historical summer feeding range
of humpback whales in the North
Pacific encompassed coastal and inland
waters around the Pacific Rim from
Point Conception, California, north to
the Gulf of Alaska and the Bering Sea,
and west along the Aleutian Islands to
the Kamchatka Peninsula and into the
Sea of Okhotsk and north of the Bering
Strait (Zenkovich, 1954; Nemoto, 1957;
Tomlin, 1967; Johnson and Wolman,
1984). Historically, the Asian wintering
area extended from the South China Sea
east through the Philippines, Ryukyu
Retto, Ogasawara Gunto, Mariana
Islands, and Marmust Islands (Rice,
1998). Humpback whales are currently
found throughout this historical range.
Most of the current winter range of
humpback whales in the North Pacific
is relatively well known, with
aggregations of whales in Japan, the
Philippines, Hawaii, Mexico, and
Central America. The winter range
includes the main islands of the
Hawaiian archipelago, with the greatest
concentration along the west side of
Maui. In Mexico, the winter breeding
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range includes waters around the
southern part of the Baja California
peninsula, the central portions of the
Pacific coast of mainland Mexico, and
the Revillagigedo Islands off the
mainland coast. The winter range also
extends from southern Mexico into
Central America, including Guatemala,
El Salvador, Nicaragua, and Costa Rica
(Calambokidis et al., 2008).
Although there is considerable
distributional overlap in the humpback
whale stocks that use Alaskan waters,
the whales seasonally found in lower
Cook Inlet are probably of the Central
North Pacific stock (Barlow et al., 2011;
Allen and Angliss 2015).
Humpback whale use of Cook Inlet
has been observed to be confined to
Lower Cook Inlet; the whales have been
regularly seen near Kachemak Bay
during the summer months (Rugh et al.,
2005). There are anecdotal observations
of humpback whales as far north as
Anchor Point, with recent summer
observations extending to Cape
Starichkof (Owl Ridge, 2014).
Humpback whales will move about their
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range. It is possible for a small number
of humpback whales to be observed near
the Marine Terminal construction area,
but they are unlikely to venture north
into the proposed Upper Cook Inlet
pipeline crossings.
Killer Whale
Killer whales are widely distributed,
although they occur in higher densities
in colder and more productive waters
(Allen and Angliss, 2015). Two different
stocks of killer whales inhabit the Cook
Inlet region: The Alaska Resident Stock
and the Gulf of Alaska, Aleutian Islands,
Bering Sea Transient Stock (Allen and
Angliss, 2015).
Killer whales are occasionally
observed in Lower Cook Inlet, especially
near Homer and Port Graham (Shelden
et al., 2003; Rugh et al., 2005). A
concentration of sightings near Homer
and inside Kachemak Bay may represent
high use, or high observer-effort given
most records are from a whale-watching
venture based in Homer. The few
whales that have been photographically
identified in Lower Cook Inlet belong to
resident groups more commonly found
in nearby Kenai Fjords and Prince
William Sound (Shelden et al., 2003).
Prior to the 1980s, killer whale sightings
in Upper Cook Inlet were very rare
(Rugh et al., 2005). During aerial
surveys conducted between 1993 and
2004, killer whales were observed on
only three flights, all in the Kachemak
and English Bay area (Rugh et al., 2005).
However, anecdotal reports of killer
whales feeding on belugas in Upper
Cook Inlet began increasing in the
1990s, possibly in response to declines
in sea lions and harbor seals elsewhere
(Shelden et al., 2003). Observations of
killer whales in beluga summering
grounds have been implicated as a
possible contributor to decline of Cook
Inlet belugas in the 1990s, although the
number of confirmed mortalities from
killer whales is small (Shelden et al.,
2003). Recent industry monitoring
programs only reported a few killer
whale sightings (Kendall et al., 2015).
The sporadic movements and small
numbers of this species suggest that
there is a rare possibility of
encountering this whale during Marine
Terminal construction and Mainline
pipe laying. There is, however, a greater
possibility of transiting vessels
associated with the Project encountering
killer whales during transit through
Lower Cook Inlet.
Beluga Whale
The Cook Inlet beluga whale distinct
population segment (DPS) is a small,
geographically isolated, and genetically
distanced population separated from
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other beluga populations by the Alaska
Peninsula (O’Corry-Crowe et al., 1997).
The Cook Inlet beluga DPS was
originally estimated at 1,300 whales in
1979 (Calkins, 1989) and has been the
focus of management concerns since
experiencing a dramatic decline
between 1994 and 1998, when the stock
declined 47 percent, attributed to
overharvesting by subsistence hunting
(Mahoney and Shelden, 2000). Prior to
subsistence hunting restrictions, harvest
was estimated to annually remove 10 to
15 percent of the population (Mahoney
and Shelden, 2000). Only five belugas
have been harvested since 1999, yet the
population has continued to decline.
NMFS listed the population as
‘‘depleted’’ in 2000 because of the
decline, and as ‘‘endangered’’ under the
ESA in 2008 when the population failed
to recover following a moratorium on
subsistence harvest.
In April 2011, NMFS designated
critical habitat for Cook Inlet beluga
whales (76 FR 20180; April 11, 2011) in
two specific areas of Cook Inlet:
• Area 1: All marine waters of Cook
Inlet north of a line from the mouth of
Threemile Creek (61°08.5′ N, 151°04.4′
W) connecting to Point Possession
(61°02.1′ N, 150°24.3′ W), including
waters of the Susitna River south of
61°20.0′ N, the Little Susitna River
south of 61°18.0′ N, and the Chickaloon
River north of 60°53.0′ N; and
• Area 2: All marine waters of Cook
Inlet south of a line from the mouth of
Threemile Creek (61°08.5′ N, 151°04.4′
W) to Point Possession (61°02.1′ N,
150°24.3′ W) and north of 60°15.0′ N,
including waters within 2 nautical miles
seaward of mean-high high water
(MHHW) along the western shoreline of
Cook Inlet between 60°15.0′ N and the
mouth of the Douglas River (59°04.0′ N,
153°46.0′ W); all waters of Kachemak
Bay east of 151°40.0′ W; and waters of
the Kenai River below the Warren Ames
bridge at Kenai, Alaska.
The Cook Inlet beluga whale
population is estimated to have
declined from 1,300 animals in the
1970s (Calkins, 1989) to about 340
animals in 2014 (Shelden et al., 2015).
The current population estimate is 279
animals (Shelden et al., 2019). The
precipitous decline documented in the
mid-1990s was attributed to
unsustainable subsistence practices by
Alaska Native hunters (harvest of more
than 50 whales per year) (Mahoney and
Shelden, 2000). In 2006, a moratorium
of the harvest of Cook Inlet beluga
whales was agreed upon through a
cooperative agreement between the
Cook Inlet Marine Mammal Council and
NMFS.
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During late spring, summer, and fall,
beluga whales concentrate near the
Susitna River mouth, Knik Arm,
Turnagain Arm, and Chickaloon Bay
(Nemeth et al., 2007) where they feed on
migrating eulachon and salmon (Moore
et al., 2000). Critical Habitat Area 1
reflects this summer distribution.
During winter, beluga whales
concentrate in deeper waters in the midinlet to Kalgin Island, and in the waters
along the west shore of Cook Inlet to
Kamishak Bay. Although belugas may
be found throughout Cook Inlet at any
time of year, they generally spend the
ice-free months in Upper Cook Inlet and
expand their distribution south and into
more offshore waters of Upper Cook
Inlet in winter. These seasonal
movements appear to be related to
changes in the physical environment
from sea ice and currents and shifts in
prey resources (NMFS, 2016). Belugas
spend most of their time year-round in
the coastal areas of Knik Arm,
Turnagain Arm, Susitna Delta,
Chickaloon Bay, and Trading Bay (Goetz
et al., 2012). During the open-water
months in Upper Cook Inlet (north of
the Forelands), beluga whales are
typically concentrated near river
mouths (Rugh et al., 2010).
Satellite tags from 10 whales tagged
from 2000 through 2002 transmitted
through the fall, and of those, three tags
deployed on adult males transmitted
through April and late May. None of the
tagged beluga moved south of Chinitna
Bay on the western side of Cook Inlet.
A review of marine mammal surveys
conducted in the Gulf of Alaska from
1936 to 2000 discovered only 31 beluga
sightings among 23,000 marine mammal
sightings, indicating that very few
belugas occur in the Gulf of Alaska
outside of Cook Inlet (Laidre et al., 2000
cited in Allen and Angliss, 2014).
Based on these studies, it is
anticipated that beluga whales are most
likely to occur near the Marine Terminal
in moderate densities during the period
when sea ice is typically present in
Cook Inlet north of the Forelands
(December through May; Goetz et al.,
2012). Few belugas may occur near the
Marine Terminal during the ice-free
period (June through November).
Belugas would not be expected to focus
their foraging (dive) efforts near the
proposed Marine Terminal location. If
belugas do forage near the Marine
Terminal, their foraging dives are more
likely to be long and deep during the
sea-ice season (December through May;
Goetz et al., 2012).
Beluga whales could be found in the
vicinities of the Mainline crossing
during summer–fall and the Marine
Terminal construction area during
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winter. Previous marine mammal
surveys conducted between the Beluga
River and the West Forelands (Nemeth
et al., 2007; Brueggeman et al., 2007a, b;
Lomac-MacNair et al., 2013, 2014;
Kendall et al., 2015) suggest that beluga
whale numbers near the proposed
Mainline MOF on the west side of Cook
Inlet and the pipeline landing peak in
May and again in October, with few
whales observed in the months in
between.
Beluga whales are expected to occur
along the entire portion of the Mainline
route within Upper Cook Inlet yearround; but, as discussed previously,
beluga distribution is concentrated in
mustow coastal waters near Knik Arm,
Chickaloon Bay, and Trading Bay
during the ice-free season (June through
November), and in deeper waters of the
Susitna Delta, and offshore between East
and West Forelands, and around Fire
Island during the sea-ice season
(December through May) (Goetz et al.,
2012). Belugas may remain near the
Mainline route during the winter
(December through May).
Belugas forage in the Trading Bay area
from June to through November (Goetz
et al., 2012). Belugas may remain near
the Mainline route during the winter
(December through May) (Goetz et al.,
2012). Belugas would be expected to
focus their foraging (dive) efforts near
the Trading Bay area during June to
November, south of where the proposed
Mainline would enter Cook Inlet.
Harbor Porpoise
The Gulf of Alaska harbor porpoise
stock is distributed from Cape Suckling
to Unimak Pass (Allen and Angliss,
2015). They are found primarily in
coastal waters less than 328 feet deep
(Hobbs and Waite, 2010) where they
feed on Pacific herring (Clupea pallasii),
other schooling fishes, and
cephalopods.
Although harbor porpoises have been
frequently observed during aerial
surveys in Cook Inlet, most sightings are
of single animals, and the sightings have
been concentrated nearshore between
Iliamna and Tuxedni bays on the lower
west side of Lower Cook Inlet (Rugh et
al., 2005; Shelden et al., 2013). No
harbor porpoises were recorded near
Nikiski during NMFS aerial surveys
conducted between 1993 and 2012
(Shelden et al., 2013). Dahlheim et al.
(2000) estimated the 1991 Cook Inletwide population at 136 animals.
However, they are one of the three
marine mammals (besides belugas and
harbor seals) regularly seen in Upper
Cook Inlet (Nemeth et al., 2007),
especially during spring eulachon and
summer salmon runs. Brueggeman et al.
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(2007a, b) also reported small numbers
of harbor porpoise between Granite
Point and the Beluga River. Recent
industry monitoring programs in Lower
and Middle Cook Inlet reported harbor
porpoise sightings in all summer
months (Lomac-MacNair et al., 2013,
2014; Kendall et al., 2015). Because
harbor porpoise have been observed
throughout Cook Inlet during the
summer months, they represent a
species that could be encountered
during all phases and locations of
construction.
Harbor Seal
Harbor seals inhabit coastal and
estuarine waters along the West Coast,
including southeast Alaska west
through the Gulf of Alaska and Aleutian
Islands, in the Bering Sea and Pribilof
Islands (Allen and Angliss, 2015). At
more than 150,000 animals state-wide,
harbor seals are one of the more
common marine mammal species in
Alaskan waters (Allen and Angliss,
2015). Harbor seals haul out on rocks,
reefs, beaches, and drifting glacial ice
(Allen and Angliss, 2015).
Large numbers of harbor seals
concentrate at the river mouths and
embayments of Lower Cook Inlet,
including the Fox River mouth in
Kachemak Bay (Rugh et al., 2005).
Montgomery et al. (2007) recorded over
200 haulout sites in Lower Cook Inlet
alone. However, only a few hundred
seals seasonally occur in Upper Cook
Inlet (Rugh et al., 2005; Shelden et al.,
2013), mostly at the mouth of the
Susitna River where their numbers vary
in concert with the spring eulachon and
summer salmon runs (Nemeth et al.,
2007; Boveng et al., 2012). In 2012, up
to 83 harbor seals were observed hauled
out at the mouths of the Theodore and
Lewis rivers during April to May
monitoring activity associated with a
Cook Inlet seismic program
(Brueggeman, 2007a). Montgomery et al.
(2007) also found seals elsewhere in
Cook Inlet to move in response to local
steelhead (Onchorhynchus mykiss) and
salmon runs. Recent industry
monitoring programs in Lower and
Middle Cook Inlet reported harbor seal
sightings in all summer months, both inwater and on haulouts (Lomac-MacNair
et al., 2013, 2014; Kendall et al., 2015).
During summer, small numbers of
harbor seals are expected to occur near
the Marine Terminal construction area
near Nikiski, and along the proposed
Mainline pipeline crossing route.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
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anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 dB
threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. The
functional groups and the associated
frequencies are indicated below (note
that these frequency ranges correspond
to the range for the composite group,
with the entire range not necessarily
reflecting the capabilities of every
species within that group):
• Low-frequency cetaceans
(mysticetes): Generalized hearing is
estimated to occur between
approximately 7 Hz and 35 kHz;
• Mid-frequency cetaceans (larger
toothed whales, beaked whales, and
most delphinids): Generalized hearing is
estimated to occur between
approximately 150 Hz and 160 kHz;
• High-frequency cetaceans
(porpoises, river dolphins, and members
of the genera Kogia and
Cephalorhynchus; including two
members of the genus Lagenorhynchus,
on the basis of recent echolocation data
and genetic data): Generalized hearing is
estimated to occur between
approximately 275 Hz and 160 kHz;
• Pinnipeds in water; Phocidae (true
seals): Generalized hearing is estimated
to occur between approximately 50 Hz
to 86 kHz; and
• Pinnipeds in water; Otariidae (eared
seals): Generalized hearing is estimated
to occur between 60 Hz and 39 kHz.
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
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that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2016) for a review of
available information. Five marine
mammal species (4 cetacean and 1
pinniped (phocid) species) have the
reasonable potential to co-occur with
the proposed construction activities.
Please refer to Table 3. Of the cetacean
species that may be present, one species
is classified as low-frequency cetaceans
(i.e., humpback whale), two are
classified as mid-frequency cetaceans
(killer and beluga whales), and one is
classified as high-frequency cetaceans
(i.e., harbor porpoise).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take by Incidental
Harassment section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take by Incidental Harassment section,
and the Mitigation section, to draw
conclusions regarding the likely impacts
of these activities on the reproductive
success or survivorship of individuals
and how those impacts on individuals
are likely to impact marine mammal
species or stocks.
Potential impacts to marine mammals
from the Alaska LNG project are from
noise generated during in-water pile
driving and anchor handling activities.
Acoustic Effects
Acoustic effects to marine mammals
from the proposed Alaska LNG facilities
construction mainly include behavioral
disturbances and temporary masking of
animals in the area. A few individual
animals could experience mild levels of
temporary and/or permanent hearing
threshold shift.
The AGDC’s LNG facilities
construction project using in-water pile
driving and anchor handling during
trenching and pipe laying could
adversely affect marine mammal species
and stocks by exposing them to elevated
noise levels in the vicinity of the
activity area.
Threshold Shift (noise-induced loss of
hearing)—Exposure to high intensity
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sound for a sufficient duration may
result in auditory effects such as a
noise-induced threshold shift (TS)—an
increase in the auditory threshold after
exposure to noise (Finneran et al.,
2005). Factors that influence the amount
of threshold shift include the amplitude,
duration, frequency content, temporal
pattern, and energy distribution of noise
exposure. The magnitude of hearing
threshold shift normally decreases over
time following cessation of the noise
exposure. The amount of TS just after
exposure is the initial TS. If the TS
eventually returns to zero (i.e., the
threshold returns to the pre-exposure
value), it is a temporary threshold shift
(TTS) (Southall et al., 2007). When
animals exhibit reduced hearing
sensitivity (i.e., sounds must be louder
for an animal to detect them) following
exposure to an intense sound or sound
for long duration, it is referred to as a
noise-induced TS. An animal can
experience TTS or permanent threshold
shift (PTS). TTS can last from minutes
or hours to days (i.e., there is complete
recovery), can occur in specific
frequency ranges (i.e., an animal might
only have a temporary loss of hearing
sensitivity between the frequencies of 1
and 10 kHz), and can be of varying
amounts (for example, an animal’s
hearing sensitivity might be reduced
initially by only 6 dB or reduced by 30
dB). PTS is permanent, but some
recovery is possible. PTS can also occur
in a specific frequency range and
amount as mentioned above for TTS.
For marine mammals, published data
are limited to the captive bottlenose
dolphin, beluga, harbor porpoise, and
Yangtze finless porpoise (Finneran,
2015). For pinnipeds in water, data are
limited to measurements of TTS in
harbor seals, an elephant seal, and
California sea lions (Kastak et al., 1999,
2005; Kastelein et al., 2012b).
Lucke et al. (2009) found a TS of a
harbor porpoise after exposing it to
airgun noise with a received sound
pressure level (SPL) at 200.2 dB (peakto-peak) re: 1 micropascal (mPa), which
corresponds to a sound exposure level
(SEL) of 164.5 dB re: 1 mPa2 s after
integrating exposure. Because the airgun
noise is a broadband impulse, one
cannot directly determine the
equivalent of root mean square (rms)
SPL from the reported peak-to-peak
SPLs. However, applying a conservative
conversion factor of 16 dB for
broadband signals from seismic surveys
(McCauley, et al., 2000) to correct for
the difference between peak-to-peak
levels reported in Lucke et al. (2009)
and rms SPLs, the rms SPL for TTS
would be approximately 184 dB re: 1
mPa, and the received levels associated
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50737
with PTS (Level A harassment) would
be higher. Therefore, based on these
studies, NMFS recognizes that TTS of
harbor porpoises is lower than other
cetacean species empirically tested
(Finneran & Schlundt, 2010; Finneran et
al., 2002; Kastelein and Jennings, 2012).
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that occurs during a
time where ambient noise is lower and
there are not as many competing sounds
present. Alternatively, a larger amount
and longer duration of TTS sustained
during time when communication is
critical for successful mother/calf
interactions could have more serious
impacts. Also, depending on the degree
and frequency range, the effects of PTS
on an animal could range in severity,
although it is considered generally more
serious because it is a permanent
condition. Of note, reduced hearing
sensitivity as a simple function of aging
has been observed in marine mammals,
as well as humans and other taxa
(Southall et al., 2007), so one can infer
that strategies exist for coping with this
condition to some degree, though likely
not without cost.
Masking—In addition, chronic
exposure to excessive, though not highintensity, noise could cause masking at
particular frequencies for marine
mammals, which utilize sound for vital
biological functions (Clark et al., 2009).
Acoustic masking is when other noises
such as from human sources interfere
with animal detection of acoustic
signals such as communication calls,
echolocation sounds, and
environmental sounds important to
marine mammals. Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction.
Masking occurs at the frequency band
that the animals utilize. Therefore, since
noise generated from vibratory pile
driving is mostly concentrated at low
frequency ranges, it may have less effect
on high frequency echolocation sounds
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by odontocetes (toothed whales).
However, lower frequency man-made
noises are more likely to affect detection
of communication calls and other
potentially important natural sounds
such as surf and prey noise. It may also
affect communication signals when they
occur near the noise band and thus
reduce the communication space of
animals (e.g., Clark et al., 2009) and
cause increased stress levels (e.g., Foote
et al., 2004; Holt et al., 2009).
Unlike TS, masking, which can occur
over large temporal and spatial scales,
can potentially affect the species at
population, community, or even
ecosystem levels, as well as individual
levels. Masking affects both senders and
receivers of the signals and could have
long-term chronic effects on marine
mammal species and populations.
Recent science suggests that low
frequency ambient sound levels have
increased by as much as 20 dB (more
than three times in terms of SPL) in the
world’s ocean from pre-industrial
periods, and most of these increases are
from distant shipping (Hildebrand,
2009). For AGDC’s LNG facilities
construction project, noises from pile
driving contribute to the elevated
ambient noise levels in the project area,
thus increasing potential for or severity
of masking. Baseline ambient noise
levels in the vicinity of project area are
high due to ongoing shipping,
construction and other activities in
Cook Inlet.
Behavioral Disturbance—Finally,
marine mammals’ exposure to certain
sounds could lead to behavioral
disturbance (Richardson et al., 1995),
such as changing durations of surfacing
and dives, number of blows per
surfacing, or moving direction and/or
speed; reduced/increased vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where noise sources are located;
and/or flight responses (e.g., pinnipeds
flushing into water from haulouts or
rookeries).
The onset of behavioral disturbance
from anthropogenic noise depends on
both external factors (characteristics of
noise sources and their paths) and the
receiving animals (hearing, motivation,
experience, demography) and is also
difficult to predict (Southall et al.,
2007). Currently NMFS uses a received
level of 160 dB re 1 mPa (rms) to predict
the onset of behavioral disturbance from
impulse noises (such as impact pile
driving), and 120 dB re 1 mPa (rms) for
continuous noises (such as vibratory
pile driving). For the AGDC’s LNG
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facilities construction project, both 160and 120-dB levels are considered for
effects analysis because AGDC plans to
conduct both impact and vibratory pile
driving.
The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could be biologically
significant if the change affects growth,
survival, and/or reproduction, which
depends on the severity, duration, and
context of the effects.
Potential Effects on Marine Mammal
Habitat
Project activities that could
potentially impact marine mammal
habitats by causing acoustical injury to
prey resources and disturbing benthic
habitat include dredging/trenching,
disposal of dredged material, and
facility installation, as well as impacting
marine mammal prey from noise
generated by in-water pile driving.
Approximately 42 hectares (103 acres)
would be disturbed directly by dredging
of the Marine Terminal MOF and
trenching for the Mainline crossing, and
another 486 hectares (1,200 acres)
would be disturbed by the disposal of
dredged material. Approximately 26
hectares (64 acres) of seafloor would be
disturbed by installation of the Marine
Terminal MOF, Mainline MOF, and
Mainline Crossing. Additional area
would be indirectly affected by the redeposition of sediments suspended in
the water column by the dredging/
trenching and dredge disposal.
However, such disturbances are
expected to be temporary and mild.
Recovery and re-colonization of the
benthic habitat are expected to occur as
soon as any anthropogenic stressors are
removed.
With regard to fish as a prey source
for cetaceans and pinnipeds, fish are
known to hear and react to sounds and
to use sound to communicate (Tavolga
et al., 1981) and possibly avoid
predators (Wilson and Dill, 2002).
Experiments have shown that fish can
sense both the strength and direction of
sound (Hawkins, 1981). Primary factors
determining whether a fish can sense a
sound signal, and potentially react to it,
are the frequency of the signal and the
strength of the signal in relation to the
natural background noise level.
The level of sound at which a fish
will react or alter its behavior is usually
well above the detection level. Fish
have been found to react to sounds
when the sound level increased to about
20 dB above the detection level of 120
dB (Ona, 1988); however, the response
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threshold can depend on the time of
year and the fish’s physiological
condition (Engas et al., 1993). In
general, fish react more strongly to
pulses of sound (such as noise from
impact pile driving) rather than
continuous signals (such as noise from
vibratory pile driving) (Blaxter et al.,
1981), and a quicker alarm response is
elicited when the sound signal intensity
rises rapidly compared to sound rising
more slowly to the same level.
During the Alaska LNG facilities
construction, only a small fraction of the
available habitat would be ensonified at
any given time. Disturbance to fish
species would be short-term, and fish
would return to their pre-disturbance
behavior once the pile driving activity
ceases. Thus, the proposed construction
would have little, if any, impact on
marine mammals’ prey availability in
the area where construction work is
planned.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through the LOA under the
rulemaking, which will inform both
NMFS’ consideration of ‘‘small
numbers’’ and the negligible impact
determination. We note several changes
that have been made to this section
since the Proposed Rule was published,
including: The density of beluga whales
used for take estimation has changed;
take methodologies and estimates for
Cook Inlet beluga whale and harbor seal
have changed for Level B harassment.
These changes are described in more
detail below. In addition, take of fin
whale, grey whale, Dall’s porpoise,
California sea lion, and Steller sea lion
is no longer proposed for authorization
because these species are unlikely to
occur in the AGDC’s LNG facilities
construction area in Cook Inlet. This is
explained in the Description of Marine
Mammals in the Area of Specified
Activities section above.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as: Any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as noise
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generated from in-water pile driving
(vibratory and impact) and anchor
handling has the potential to result in
disruption of behavioral patterns for
individual marine mammals. There is
also some potential for auditory injury
(Level A harassment) to result, primarily
for low- and high-frequency cetacean
species and phocids because predicted
auditory injury zones are larger than for
mid-frequency cetacean species.
Auditory injury is unlikely to occur for
mid-frequency cetacean species. The
prescribed mitigation and monitoring
measures are expected to minimize the
severity of such taking to the extent
practicable.
As described previously, no serious
injury or mortality is anticipated or
authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally disturbed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to experience
behavioral disturbance (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of Level B
harassment. NMFS predicts that marine
mammals are likely to experience
behavioral disturbance in a manner we
consider Level B harassment when
exposed to underwater anthropogenic
50739
noise above received levels of 120 dB re
1 mPa (rms) for continuous (e.g.,
vibratory pile-driving, drilling) and
above 160 dB re 1 mPa (rms) for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources.
Because AGDC’s Alaska LNG facilities
project involves the generation of nonimpulsive (vibratory pile driving and
anchor handling) and impulsive (impact
pile driving) sources, both 120 and 160
dB re 1 mPa (rms) thresholds are used to
evaluate Level B harassment as
explained above.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). AGDC’s Alaska LNG
facilities project involves the generation
of impulsive (impact pile driving) and
non-impulsive (vibratory pile driving
and anchor handling) sources.
These thresholds are provided in the
Table 4 below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2016 Technical
Guidance, which may be accessed at:
https://www.nmfs.noaa.gov/pr/acoustics/
guidelines.htm.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset thresholds
Behavioral thresholds
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ....................
Mid-Frequency (MF) Cetaceans ....................
High-Frequency (HF) Cetaceans ...................
Phocid Pinnipeds (PW) (Underwater) ............
Otariid Pinnipeds (OW) (Underwater) ............
Non-impulsive
Lpk,flat: 219 dB;
LE,LF,24h: 183 dB.
Lpk,flat: 230 dB;
LE,MF,24h: 185 dB.
Lpk,flat: 202 dB;
LE,HF,24h: 155 dB.
Lpk,flat: 218 dB;
LE,PW,24h: 185 dB.
Lpk,flat: 232 dB;
LE,OW,24h: 203 dB.
Impulsive
Non-impulsive
LE,LF,24h: 199 dB.
LE,MF,24h: 198 dB.
LE,HF,24h: 173 dB .......
Lrms,flat: 160 dB ..........
Lrms,flat: 120 dB.
LE,PW,24h: 201 dB.
LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1 μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
Source Levels
The project includes impact pile
driving and vibratory pile driving and
anchor handling associated with
trenching and cable laying activities.
Source levels of pile driving activities
are based on reviews of measurements
of the same or similar types and
dimensions of piles available in the
literature (Caltrans, 2015). Based on this
review, the following source levels are
assumed for the underwater noise
produced by construction activities:
• Source levels of impact driving of
18- and 24-inch steel piles are based on
those of 24-inch steel pile impact
driving reported by California
Department of Transportation (Caltrans)
in a pile driving source level
compendium document (Caltrans,
2015);
• Source level of impact driving of
60-inch steel pile is based on that of
same type and size of steel pile reported
in the Caltrans compendium document
(Caltrans, 2015) in shallow-water (5 m);
• Source levels of impact driving of
48-inch steel pile is based on that of
same type and size of steel pile reported
by Austin et al. (2016) on the Anchorage
Port Modernization Project Test Pile
Program in water depth 18 m;
• Source level of impact pile driving
of steel sheet pile is based on that of 24in steel AZ sheet pile impact driving
reported in the Caltrans compendium
(Caltrans, 2015);
• Source levels of vibratory pile
driving of 18- and 24-in steel piles are
based on that of 36-inch steel pile
vibratory driving reported in the
Caltrans compendium (Caltrans, 2015);
• Source levels of vibratory pile
driving of 48- and 60-in steel piles are
based on that of 72-inch steel pile
vibratory driving reported in the
Caltrans compendium (Caltrans, 2015);
• Source level of vibratory pile
driving of steel sheet pile is based on
that of 24-in steel AZ sheet pile
vibratory driving reported in the
Caltrans compendium (Caltrans, 2015);
and
• Underwater sound levels associated
with offshore pipe laying and trenching
operations when engaging thrusters and
anchor handling were based on
measurements by Blackwell and Greene
(2003) of a tug pushing a full barge near
the Port of Alaska when engaging
thrusters during docking. The levels are
calculated from measured 149 dB re 1
mPa rms at 100 meters/328 feet applying
15*log(r), which yield a source level of
178.9 dB re 1 mPa rms at 1 meter.
A summary of source levels from
different pile driving activities is
provided in Table 5.
TABLE 5—SUMMARY OF IN-WATER PILE DRIVING SOURCE LEVELS
[At 10 m from source]
Method
Pile type/size
Impact driving ..............................
Impact driving ..............................
Impact driving ..............................
Impact driving ..............................
Impact driving ..............................
Vibratory driving ..........................
Vibratory driving ..........................
Vibratory driving ..........................
Vibratory driving ..........................
Vibratory driving ..........................
Anchor handling and thruster .....
18-in steel pipe pile .........
24-in steel pipe pile .........
48-in steel pipe pile .........
60-in steel pipe pile .........
Sheet pile .........................
18-in steel pipe pile .........
24-in steel pipe pile .........
48-in steel pipe pile .........
60-in steel pipe pile .........
Sheet pile .........................
..........................................
These source levels are used to
compute the Level A harassment zones
and to estimate the Level B harassment
zones.
Estimating Injury Zones
When the NMFS’ Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which may result in some degree of
overestimate of Level A harassment
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SPLpk
(dB re 1 μPa)
SPLrms
(dB re 1 μPa)
SEL
(dB re 1 μPa2-s)
207
207
210
210
205
180
180
183
183
175
NA
194
194
200
195
190
170
170
170
170
160
178.9
178
178
185
185
180
170
170
170
170
160
178.9
take. However, these tools offer the best
way to predict appropriate isopleths
when more sophisticated 3D modeling
methods are not available, and NMFS
continues to develop ways to
quantitatively refine these tools, and
will qualitatively address the output
where appropriate. In the prior analysis
for the Proposed Rule, AGDC used
NMFS User Spreadsheet and simple
geometric spreading model with
transmission loss coefficient 15 to
calculate Level A and Level B
harassment distances, respectively.
However, after the public comment
period, in response to NMFS’ concern of
needing a more sophisticated acoustic
model to have estimates of the expected
ensonified zones, AGDC contracted SLR
Corporation to perform a quantitative
noise modeling assessment to identify
the ensonified distances and areas.
Using the dBSea software package, this
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Reference
Caltrans 2015.
Caltrans 2015.
Austin et al. 2016.
Caltrans 2015.
Caltrans 2015.
Caltrans 2015.
Caltrans 2015.
Caltrans 2015.
Caltrans 2015.
Caltrans 2015.
Blackwell & Greene 2003.
modeling incorporates one-third octave
band spectral sound level for each of the
sources, bathymetry for each project
location, water depth, sound speed
profiles (temperature and salinity for
both spring and summer profiles), and
seafloor characteristics.
Specifically, pile driving noise was
modelled as a single stationary, omnidirectional point source in each of the
three main construction areas (PLF,
Temporary MOF, and Mainline MOF)
for each pile and hammer type. Source
spectral shape information for each
noise source and location were used
from other studies. All piling sources
were assumed to be located midway
down the water column. Noise
associated with anchor handling during
pipe laying is represented as a series of
five points on a line along the route,
assuming a depth midway in the water
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column (see Figure 12 of AGDC LOA
application).
Modelling for this assessment used
the dBSea software package. The fluid
parabolic equation modelling algorithm
has been used with 5 Pade´ terms to
calculate the transmission loss between
the source and the receiver at low
frequencies (16 Hz up to 1 kHz). For
higher frequencies (1 kHz up to 8 kHz)
the ray tracing model has been used
with 1000 reflections for each ray.
The received noise levels throughout
the project have been calculated
following the procedure outlined below:
• One-third octave source spectral
levels are obtained via reference spectral
curves with subsequent corrections
based on their corresponding overall
source levels;
• Transmission loss is modelled at
one-third octave band central
frequencies along 100 radial paths at
regular increments around each source
location, out to the maximum range of
the bathymetry data set or until
constrained by land;
• The bathymetry variation of the
vertical plane along each modelling
path is obtained via interpolation of the
bathymetry dataset which has 50 m grid
resolution;
• The one-third octave source levels
and transmission loss are combined to
obtain the received levels as a function
of range, depth and frequency at 100 m
intervals; and
• The overall received levels are
calculated at a 1-m depth resolution
along each propagation path by
summing all frequency band spectral
levels.
The predicted distances to the
thresholds and ensonified areas for pile
driving and anchor handling are
summarized in Table 6. In practice, the
distances to the Level A harassment
thresholds are controlled by the
cumulative sound exposure levels
(SELcum) within 24 hours.
50741
For the low frequency cetaceans
(humpback whale), the predicted
distances to the Level A harassment
distances range from 238 meters for the
vibratory driving of sheet piles at the
temporary MOF to 3,239 meters for the
impact pile diving of 48-inch pipe piles
at the temporary MOF. For the midfrequency cetaceans (beluga and killer
whales), the predicted distances to the
Level SELs range from 0 to 248 meters
for the impact driving of sheet piles at
the Mainline MOF. For the high
frequency cetaceans (harbor porpoise),
the predicted distances to the Level A
harassment distances ranges from 0 to
2,350 meters at for impact pile driving
of 48-inch and 60-inch pipe piles at the
PLF. For phocids (harbor seals), the
predicted distances to the Level A
harassment distances ranges from 0 to
1,018 meters impact pile driving of 48inch and 60-inch pipe piles at the PLF.
TABLE 6—MODELED HARASSMENT ZONES AND MAXIMUM DISTANCES
Level A distance (m)
(Level A area (km2))
Activity description
Impact drive of 48-inch pipe piles at PLF ............................
Impact drive of 60-inch pipe piles at PLF ............................
Vibratory drive of sheet piles at temporary MOF ................
Impact drive of 24-inch pipe piles at temporary MOF .........
Impact drive of 48-inch pipe piles at temporary MOF .........
Vibratory drive of all size pipe piles at temporary MOF ......
Vibratory drive of sheet piles at Mainline MOF ...................
Impact drive of sheet piles at Mainline MOF .......................
Anchor handling location 1 ..................................................
Anchor handling location 2 ..................................................
Anchor handling location 3 ..................................................
Anchor handling location 4 ..................................................
Anchor handling location 5 ..................................................
LF
MF
HF
PW
3,175 (10.914)
........................
238 (0.039)
1,639 (2.142)
3,239 (7.442)
285 (0.125)
244 (0.055)
1,161 (2.365)
NA
........................
........................
........................
........................
211 (0.065)
........................
NA
238 (0.018)
238 (0.060)
NA
NA
248 (0.058)
NA
........................
........................
........................
........................
2,350 (8.703)
........................
NA
1,762 (3.829)
679 (0.585)
NA
NA
896 (1.196)
NA
........................
........................
........................
........................
1,018 (1.984)
........................
NA
558 (0.477)
955 (0.935)
246 (0.012)
212 (0.020)
617 (0.696)
NA
........................
........................
........................
........................
Level B
distance (m)
(area (km2))
3,593 (13.24)
2,254 (6.39)
4,377 (18.23)
2,271 (3.91)
3,546 (9.21)
5,584 (27.70)
3,179 (14.75)
764 (1.13)
1,896 (8.17)
2,855 (20.67)
2,446 (16.50)
2,349 (15.16)
2,195 (5.01)
LF: Low-Frequency Cetaceans; MF: Mid-Frequency Cetaceans; HF: High-Frequency Cetaceans; PW: Phocid Pinnipeds, Underwater; OW:
Otariid Pinnipeds, Underwater.
Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Marine mammal density data in the
proposed rule were based on NMFS
aerial survey in Cook Inlet from 2000 to
2016. In the final rule, additional
density from the 2018 aerial survey
were also included.
In addition, Cook Inlet beluga whale
density was further updated based on
the latest population estimated that
became available in January 2020
(NMFS, 2020), and take estimate of this
species was reanalyzed using a more
refined density grid than what was used
for the proposed rule (see below). Take
numbers for harbor seals were adjusted
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to account for animals that were hauled
out,
Density estimates were calculated for
marine mammals (except beluga whales)
using aerial survey data collected by
NMFS in Cook Inlet between 2000 and
2018 (summarized in Shelden et al.,
2017; 2019). To estimate the densities of
marine mammals, the total number of
animals of each species for each year
observed over the 19-year survey period
was divided by the total area surveyed
each year (Tables 7).
Table 7 summarizes the number of
marine mammals, other than beluga
whales, observed each year during the
NMFS Annual Aerial Surveys and the
area covered. To calculate a
conservative density for exposure
estimation, the total number of
individuals per species observed in each
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survey year was divided by the area
covered during that year and then
averaged across all years. The total
number of animals observed accounts
for the entire Cook Inlet, so these
densities may not be representative of
the expected densities at Project
locations. The raw densities were not
corrected for animals missed during the
aerial surveys as no accurate correction
factors are currently available for these
species except for harbor seal.
For harbor seal take estimates, density
numbers were adjusted using a
correction factor of 2.33 from Boveng et
al. (2012) to revise the yearly abundance
estimates and resulting density
estimates and recalculate the number of
takes accordingly.
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The averaged marine mammal
densities other than beluga whale is
provided in Table 8.
TABLE 7—SIGHTING AND DENSITIES OF MARINE MAMMALS OTHER THAN BELUGA WHALE DURING NMFS AERIAL SURVEY
BETWEEN 2000 AND 2018
Species
2000
2001
2002
2003
2004
Humpback whale ..........................
Killer whale ...................................
Harbor porpoise ............................
Harbor seal ...................................
Harbor seal (adjusted) ..................
Area surveyed (km2) .....................
11
0
29
1,800
4,194
6,911
26
15
26
1,485
3,460
5,445
20
0
0
1,606
3,742
5,445
20
0
0
974
2,269
5,236
Humpback whale ..........................
Killer whale ...................................
Harbor porpoise ............................
Harbor seal ...................................
1.59
0.00
4.20
607
4.78
2.76
4.78
635
3.67
0.00
0.00
687
3.82
0.00
0.00
433
16
0
101
956
2,227
6,492
2005
18
0
2
1,087
2,533
5,445
2006
14
0
0
1,798
4,189
6,702
2007
3
0
4
1,474
3,434
5,236
2008
7
0
6
2,037
4,746
7,121
2009
2010
2011
2012
2014
2016
2018
5
0
42
1,415
3,297
5,864
2
33
10
1,156
2,693
6,074
9
0
31
1,811
4,220
6,702
1
9
11
1,812
4,222
6,283
11
0
128
2,115
4,928
6,702
6
0
17
1,909
4,448
8,377
0
0
0
1,380
3,215
10,471
0.85
0.00
7.16
562
0.33
5.43
1.65
443
1.34
0.00
4.63
630
0.16
1.43
1.75
672
1.64
0.00
19.1
735
0.72
0.00
2.03
531
0.00
0.00
0.00
307
Density estimates (x10¥3 individuals/km2)
2.46
0.00
15.6
343
3.31
0.00
3.67
465
2.09
0.00
0.00
625
0.57
0.00
0.76
656
0.98
0.00
0.84
667
averaged across all 16 survey years. The estimate of beluga whale density at a
TABLE 8—DENSITY ESTIMATES FOR
MARINE MAMMALS OTHER THAN survey area can be separated into Upper, given location than multiplying all
Middle, and Lower Cook Inlet, resulting aerial observations by the total survey
BELUGA WHALES
in different densities for beluga whales
in each area. Using these combined data
Species
for Middle and Lower Cook Inlet, the
density for beluga whales using the
Humpback whale ..................
0.00177 NMFS Annual Aerial Surveys for all
Killer whale ...........................
0.00060 Project components is 0.00050 whales
Harbor porpoise ....................
0.00439 per square kilometer, which is what was
Harbor seal ...........................
0.56246 used for take estimation in the Proposed
Rule.
Beluga whale density estimates were
Goetz et al. (2012) modeled aerial
based on the maximum number of
survey data collected by NMFS between
beluga whales observed during each
1993 and 2008 and developed beluga
survey year of the NMFS Annual Aerial whale summer densities for each 1Surveys and the area covered. To
square-kilometer (0.4-square-mile) cell
estimate beluga densities, the maximum of Cook Inlet. Given the clumped and
number of belugas observed each survey distinct distribution of beluga whales in
year was divided by the area covered,
Cook Inlet during the summer months,
and these annual densities were then
these results provide a more precise
Mean density
(animals/km2)
effort. Accordingly, NMFS used more
refined density estimates to inform the
take calculations in this Final Rule. To
develop a density estimate associated
with Project components, the GIS files
of the predicted ensonified area for both
Level A and B associated with each
location and pile type, size, and
hammer were overlain with the GIS file
of the 1-square-kilometer (0.4-squaremile) beluga density cells. The cells
falling within each ensonified area were
provided in an output spreadsheet, and
an average cell density for each Project
component was calculated. Table 9
shows beluga density for each project
component.
TABLE 9—AVERAGE BELUGA WHALE DENSITY (ANIMALS/km2) WITHIN PREDICTED LEVEL A AND LEVEL B HARASSMENT
AREAS FOR EACH PROJECT COMPONENT
Project component
Average density
within Level A
harassment zone
Average density
within Level B
harassment zone
0.00004
0.00005
0.00000
0.00000
0.00000
0.00000
0.04150
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00000
0.00005
0.00005
0.00005
0.00005
0.00005
0.00006
0.04146
0.03245
0.02199
0.00180
0.00075
0.00284
0.02323
0.00551
Impact drive for 48-inch pipe piles at PLF ......................................................................................................
Impact drive for 60-inch pipe piles at PLF ......................................................................................................
Impact drive for 24-inch pipe piles at temporary MOF ...................................................................................
Impact drive for 48-inch pipe piles at temporary MOF ...................................................................................
Vibratory drive for all size pipe piles at temporary MOF ................................................................................
Vibratory drive for sheet piles at temporary MOF ...........................................................................................
Impact drive for sheet piles at Mainline MOF .................................................................................................
Vibratory drive for sheet piles at Mainline MOF ..............................................................................................
Anchor handling at Location 1 .........................................................................................................................
Anchor handling at Location 2 .........................................................................................................................
Anchor handling at Location 3 .........................................................................................................................
Anchor handling at Location 4 .........................................................................................................................
Anchor handling at Location 5 .........................................................................................................................
Anchor handling at all locations ......................................................................................................................
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
For all marine mammals, estimated
takes are calculated based on ensonified
area for a specific pile driving activity
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multiplied by the marine mammal
density in the action area, multiplied by
the number of pile driving days.
For both Level A and Level B
harassment, estimated exposure are
calculated using the following steps:
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• Number of takes per activity =
density (average number of animals per
km2) * area of ZOI (km2) * number of
days;
• Marine mammal densities in the
project area are provided in Tables 8
and 9;
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• The number of days for each
activity component is provided in Table
1; and
• Takes by Level A and Level B
harassment are calculated separately
based on the respective ZOIs for each
type of activity, providing a maximum
estimate for each type of take which
corresponds to the authorization
requested under the MMPA.
For beluga whale, NMFS considered
group size from the long-term scientific
monitoring effort and opportunistic
observation data at Port of Alaska to
determine if these numbers represented
realistic scenarios. The Alaska Pacific
University (APU) scientific monitoring
data set documented 390 beluga whale
sightings. Group size exhibits a mode of
1 and a median of 2, indicating that over
half of the beluga groups observed over
the 5-year span of the monitoring
program were of individual beluga
whales or pairs. The 95th percentile of
group size from the APU scientific
monitoring data set is 11.1 beluga
whales. This means that, of the 390
documented beluga whale groups in this
data set, 95 percent consisted of fewer
50743
than 11.1 whales; 5 percent of the
groups consisted of more than 11.1
whales. Therefore, a group number of 11
is added to the estimated value to allow
for one encounter with a larger group of
whales.
For killer whale and harbor porpoise,
a group number of 3 is added to the
estimated value to adjust for estimated
takes of these two species.
The estimated numbers of instances of
acoustic harassment (takes) by year,
species and severity (Level A or Level
B) are shown in Table 10.
TABLE 10—ESTIMATED NUMBERS OF MARINE MAMMALS THAT MAY BE EXPOSED TO RECEIVED NOISE LEVELS THAT
CAUSE LEVEL A AND LEVEL B HARASSMENT
Estimated
Level A
harassment
Year
Species
1 .........................
Humpback whale * ...............................
Killer whale ..........................................
Beluga whale .......................................
Harbor porpoise ...................................
Harbor seal ..........................................
Humpback whale * ...............................
Killer whale ..........................................
Beluga whale .......................................
Harbor porpoise ...................................
Harbor seal ..........................................
Humpback whale * ...............................
Killer whale ..........................................
Beluga whale .......................................
Harbor porpoise ...................................
Harbor seal ..........................................
Humpback whale * ...............................
Killer whale ..........................................
Beluga whale .......................................
Harbor porpoise ...................................
Harbor seal ..........................................
Humpback whale * ...............................
Killer whale ..........................................
Beluga whale .......................................
Harbor porpoise ...................................
Harbor seal ..........................................
2 .........................
3 .........................
4 .........................
5 .........................
Estimated
Level B
harassment
0
0
0
0
1
0
0
0
0
4
1
0
0
4
21
1
0
0
4
17
1
0
0
5
45
Estimated
total take
1
4
11
5
316
4
4
14
12
1,080
2
4
12
5
169
2
5
13
6
236
1
4
11
5
190
1
4
11
5
317
4
4
14
12
1,084
3
4
12
9
190
3
5
13
10
253
2
4
11
10
235
Abundance
1,107
2,347
279
31,046
28,411
1,107
2,347
279
31,046
28,411
1,107
2,347
279
31,046
28,411
1,107
2,347
279
31,046
28,411
1,107
2,347
279
31,046
28,411
Percentage
(instances
take versus
abundance)
0.09
0.17
3.94
0.02
1.12
0.36
0.17
5.02
0.04
3.82
0.27
0.04
4.30
0.03
0.67
0.27
0.21
4.66
0.03
0.89
0.18
0.17
3.94
0.03
0.83
* Includes Hawaii, Western North Pacific, and Mexico DPS’s.
Mitigation
In order to issue an LOA under
Section 101(a)(5)(A) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
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conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
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impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
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Additional mitigation measures that
were not included in the proposed rule
but were added to the final rule include:
(1) Time/area restriction of pile
driving and noise generating activities
during summer months in the western
portion of Cook Inlet at the Mainline
Material Offloading Facility (Mainline
MOF). The density of beluga whales is
notably higher in this area and the
measure was added in order to further
reduce the number of takes of beluga
whales.
(2) Deployment of air bubble curtains
for in-water pile driving activities if the
air bubble curtains can show to reduce
noise level by 2 dB. This measure is to
reduce the noise level from pile driving,
as air bubble curtain system would
reduce potential takes of marine
mammals by reducing the ensonified
zones. The in situ measurement will
determine whether continued
implementation is warrant by measuring
the likely conservation benefit (degree
of sound reduction) versus the financial
cost to the company.
(3) Vessel speed and transits
restriction in western portion of Cook
Inlet during summer months. This
measure would minimize disturbances
to beluga whales in the Susitna Delta
during the time when beluga whales are
likely to congregate in the area.
NMFS included these mitigation
measures after working with AGDC and
determined that they are practicable to
further reduce potential impacts to Cook
Inlet beluga whales.
Time/Area Restriction
For pile driving, work would occur
only during daylight hours, when visual
monitoring of marine mammals can be
conducted. Other construction
activities, such as pipe laying, anchor
handling, and dredging could occur
outside of daylight hours or during
periods of low visibility.
Pile driving associated with the
Mainline MOF will not occur from June
1 to September 7 (pile driving can occur
from September 8 to May 31).
Other than the activities described in
the Description of Proposed Activity
section (e.g., sheet pile driving, anchor
handling, trenching, pipe-laying and
support vessels), AGDC will not engage
in in-water sound-producing activities
within 10 miles (16 km) of the mean
higher high water (MHHW) line of the
Susitna Delta (Beluga River to the Little
Susitna River) between April 15 and
October 15 for activities with
underwater noise levels in excess of 120
dB rms re 1mPa @1 m.
Establishing and Monitoring Level A
and Level B Harassment Zones, and
Exclusion Zones
Before the commencement of in-water
construction activities, which include
impact pile driving and vibratory pile
driving, AGDC must establish Level A
harassment zones where received
underwater SELcum could cause PTS (see
Table 6 above).
AGDC must also establish Level B
harassment zones where received
underwater SPLs are higher than 160
dBrms re 1 mPa for impulsive noise
sources (impact pile driving) and 120
dBrms re 1 mPa for non-impulsive noise
sources (vibratory pile driving).
For all impact and vibratory pile
driving, AGDC is required to establish
the exclusion zones and implement
shutdown measures for humpback
whale and killer whale to prevent Level
A harassment. AGDC is required to
establish a maximum of 1,000-m
exclusion zone and implement
shutdown measures for harbor porpoise
and harbor seal to minimize Level A
harassment. AGDC is required to
establish the exclusion zones and
implement shutdown measures for
beluga whale to prevent Level A and
Level B harassment. AGDC is required
to establish a 2,900-m clearance zone for
beluga whale before activities involving
anchor handling can occur.
If visibility degrades to where the
entire exclusion zones cannot be
effectively monitored during pile
driving, AGDC may continue to drive
the pile section that was being driven to
its target depth but will not drive
additional sections of pile.
Further, AGDC must implement
shutdown measures if the number of
marine mammals observed within
harassment zones and recorded as a
takes for any particular marine mammal
species reaches the authorized limit, or
any marine mammal species/stocks not
authorized to take under the LOA, and
such species are sighted within the
vicinity of the project area and are
approaching the Level B harassment
zone during in-water construction
activities.
A summary of these exclusion zones
based on Level A and Level B
harassment distances for different
project components is provided in Table
11.
TABLE 11—MARINE MAMMAL EXCLUSION ZONES
Exclusion distances (m)
Pile driving activities
Humpback
whale
Impact pile driving of 48- and 60-inch piles at PLF ............
Impact pile driving of 24- and 48-inch piles at temporary
MOF ..................................................................................
Vibratory pile driving of all types and sizes of piles at temporary MOF ......................................................................
Vibratory pile driving of sheet piles at Mainline MOF .........
Impact pile driving of sheet piles at Mainline MOF .............
Anchor handling ...................................................................
Killer whale
Harbor
porpoise
Harbor seal
Beluga whale *
3,200
250
1,000
1,000
3,600
3,300
250
1,000
1,000
3,600
300
300
1,200
NA
250
250
250
NA
250
250
1,000
NA
250
250
650
NA
5,600
3,200
800
** 2,900
* These zones also apply to all marine mammals if the number of take is approaching to the authorized takes, and to all marine mammals that
takes are not authorized.
** The 2,900m zone will be a clearing zone prior to the start of work, since activities cannot start and stop. Beluga whales occurring within this
clearing zone during anchor handling operations will be recorded as having been taken by harassment.
In all cases, a minimum of 10-m
exclusion zone must be established for
in-water construction and heavy
machinery not addressed elsewhere in
these measures. If marine mammals are
found within the exclusion zone, pile
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driving of the segment would be
delayed until they move out of the area.
If a marine mammal is seen above water
and then dives below, the contractor
would wait 30 minutes for large
cetaceans (baleen whales) and 15
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minutes for small cetaceans (beluga and
killer whales and porpoises) and
pinnipeds. If no marine mammals of
that species are seen by the observer in
that time it can be assumed that the
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animal has moved beyond the exclusion
zone.
If pile driving of a segment ceases for
30 minutes or more and a marine
mammal is sighted within the
designated exclusion zone prior to
commencement of pile driving, the
observer(s) must notify the pile driving
operator (or other authorized
individual) immediately and continue
to monitor the exclusion zone.
Operations may not resume until the
marine mammal has exited the
exclusion zone or 30 minutes have
elapsed for large cetaceans or 15
minutes have elapsed for small
cetaceans and pinnipeds since the last
sighting.
Soft Start
Once the exclusion zone has been
cleared of all marine mammals, softstart procedures must be implemented
immediately prior to impact pile driving
activities. Soft-start is comprised of an
initial set of three strikes from the
hammer at about 40 percent energy,
followed by a 30-seconds waiting
period, then two subsequent three-strike
sets with associated 30-seconds waiting
periods at the reduced energy.
If circumstances result in
discontinuation of pile driving for
greater than 30 minutes, then the PSO
will monitor the exclusion zone for 30
minutes prior to the resumption of pile
driving and will ensure that the zone
remains devoid of marine mammals for
the 30 minutes immediately prior to the
restarting of pile driving. Impact Pile
driving will resume following an
additional soft start.
Noise Attenuation
For pile-driving at the Mainline MOF
near the Beluga River, and on the east
side of Cook Inlet near Nikiski
associated with the liquefaction facility,
AGDC must deploy air bubble curtains
around piles. If the sound source
verification (SSV) measurements
indicate that the best-performing bubble
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curtain configuration provides less than
a 2 dB reduction in in-water sound
beyond the bubble curtain, use of the
bubble curtain may be discontinued.
Vessel Transits
Consistent with NMFS marine
mammal viewing guidelines (https://
alaskafisheries.noaa.gov/pr/mmviewing-guide), operators of vessels will,
at all times, avoid approaching within
100 yards of marine mammals.
Operators will observe direction of
travel of marine mammals and attempt
to maintain a distance of 100 yards or
greater between the animal and the
vessel by working to alter vessel course
or velocity.
The vessel operator will avoid placing
the vessel between members of a group
of marine mammals in a way that may
cause separation of individuals in the
group from other individuals in that
group. A group is defined as being three
or more whales observed within 500-m
(1,641-ft) of one-another and displaying
behaviors of directed or coordinated
activity (e.g., migration or group
feeding).
If the vessel approaches within 1.6 km
(1 mi) of one or more whales, the vessel
operator will take reasonable
precautions to avoid potential
interaction with the whales by taking
one or more of the following actions, as
appropriate:
(1) Steering to the rear of whale(s) to
avoid causing changes in their direction
of travel.
(2) Maintaining vessel speed of 10
knots (19 km/hr) or less when transiting
to minimize the likelihood of lethal
vessel strikes.
(3) Reducing vessel speed to less than
5 knots (9 km/hour) within 274 m (300
yards) of the whale(s).
Project vessels must remain a
minimum of 2.8 km (1.5 nm) seaward of
the mean lower low water (MLLW) line
between the Little Susitna River and
–150.80 degrees west longitude (see
Figure 2 for line depicting the
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50745
approximate MLLW line) to minimize
the impacts of vessel sound and avoid
strikes on Cook Inlet beluga whales
within this highly essential portion of
their critical habitat during late spring
and throughout the summer the Susitna
Delta Exclusion Zone is defined as the
union of the areas defined by:
(1) A 16 km (10-mile) buffer of the
Beluga River thalweg seaward of the
mean lower low water (MLLW) line,
(2) A 16 km (10-mile) buffer of the
Little Susitna River thalweg seaward of
the MLLW line, and,
(3) A 16 km (10-mile) seaward buffer
of the MLLW line between the Beluga
River and Little Susitna River.
(4) The buffer extends landward along
the thalweg to include intertidal waters
within rivers and streams up to their
mean higher high water line (MHHW).
The seaward boundary has been
simplified so that it is defined by lines
connecting readily discernable
landmarks.
For vessels operating in the Susitna
Delta Exclusion Zone, the following will
be implemented:
(1) All project vessels operating
within the designated Susitna Delta area
will maintain a speed above ground
below 4 knots. PSOs will note the
numbers, date, time, coordinates, and
proximity to vessels of all belugas
observed during operations, and report
these observations to NMFS in monthly
PSO reports.
(2) Vessel crew will be trained to
monitor for ESA-listed species prior to
and during all vessel movements within
the Susitna Delta Exclusion Zone. The
vessel crew will report sightings to the
PSO team for inclusion in the overall
sighting database and reports.
(3) Vessel operators will not move
their vessels when they are unable to
adequately observe the 100-meter zone
around vessels under power (in gear)
due to darkness, fog, or other
conditions, unless necessary for
ensuring human safety.
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Based on our evaluation of the
required measures, NMFS has
determined that the prescribed
mitigation measures provide the means
effecting the least practicable adverse
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Monitoring and Reporting
In order to issue an LOA for an
activity, Section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
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Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
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marine mammals; or (2) populations,
species, or stocks.
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
Visual Monitoring
Marine mammal monitoring must be
conducted in accordance with the
Marine Mammal Monitoring Plan, dated
April 2020. Marine mammal monitoring
during pile driving and removal must be
conducted by NMFS-approved PSOs in
a manner consistent with the following:
• Independent PSOs (i.e., not
construction personnel) who have no
other assigned tasks during monitoring
periods must be used;
• Where a team of three or more PSOs
are required, a lead observer or
monitoring coordinator must be
designated. The lead observer must have
prior experience working as a marine
mammal observer during construction;
• Other PSOs may substitute
education (degree in biological science
or related field) or training for
experience. PSOs may also substitute
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Alaska native traditional knowledge for
experience. (NMFS recognizes that
PSOs with traditional knowledge may
also have prior experience and be
eligible to serve as the lead PSO.); and
• AGDC must submit PSO CVs for
approval by NMFS prior to the onset of
pile driving.
PSOs must have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Marine mammal monitoring must
comply with the follow protocols:
(1) For pile driving activities, a
minimum of two PSOs must be on duty
at all times;
(2) For pile driving activities, PSOs
must be stationed on a bluff with
minimum height at 500 feet above sea
level immediately above the
construction site;
(3) For marine mammal monitoring
during pipe laying activities, at least one
PSO must be on the barge and on watch;
(4) PSOs may not exceed 4
consecutive watch hours; must have a
minimum two-hour break between
watches; and may not exceed a
combined watch schedule of more than
12 hours in a 24-hour period;
(5) PSOs must have no other
construction-related tasks while
conducting monitoring;
(6) Monitoring must be conducted
from 30 minutes prior to
commencement of pile driving,
throughout the time required to drive a
pile, and for 30 minutes following the
conclusion of pile driving;
(7) Monitoring must be conducted
from 30 minutes prior to
commencement of pipe laying activity,
throughout the time of pipe laying, and
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for 30 minutes following the conclusion
of pipe laying for the segment;
(8) During all observation periods,
PSOs must use high-magnification
(25X), as well as standard handheld (7X)
binoculars, and the naked eye to search
continuously for marine mammals;
(9) Monitoring distances must be
measured with range finders. Distances
to animals must be based on the best
estimate of the PSO, relative to known
distances to objects in the vicinity of the
PSO; and
(10) Bearings to animals must be
determined using a compass.
PSOs must collect the following
information during marine mammal
monitoring:
(1) Date and time that monitored
activity begins and ends for each day
conducted (monitoring period);
(2) Construction activities occurring
during each daily observation period,
including how many and what type of
piles driven and distances covered
during pipe laying;
(3) Deviation from initial proposal in
pile numbers, pile types, average
driving times, and pipe laying distances,
etc.;
(4) Weather parameters in each
monitoring period (e.g., wind speed,
percent cloud cover, visibility);
(5) Water conditions in each
monitoring period (e.g., sea state, tide
state);
(6) For each marine mammal sighting:
Æ Species, numbers, and, if possible,
sex and age class of marine mammals;
Æ Description of any observable
marine mammal behavior patterns,
including bearing and direction of travel
and distance from pile driving and pipe
laying activities, and notable changes in
patterns;
Æ Location and distance from pile
driving and pipe laying activities to
marine mammals and distance from the
marine mammals to the observation
point; and
Æ Estimated amount of time that the
animals remained in the Level A and/
or Level B harassment zones;
(7) Description of implementation of
mitigation measures within each
monitoring period (e.g., shutdown or
delay); and
(8) Other human activity in the area
within each monitoring period.
Acoustic Monitoring
AGDC must conduct sound source
verification (SSV) in accordance with
the Sound Source Verification Plan,
dated February 12, 2020, at the
beginning of the pile driving to
characterize the sound levels associated
with different pile and hammer types, as
well as to establish the marine mammal
monitoring and mitigation zones.
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(1) A minimum of 2 piles of each type
and size must be measured.
(2) The following data, at minimum,
shall be collected during acoustic
monitoring and reported:
i. Hydrophone equipment and
methods: Recording device, sampling
rate, distance from the pile where
recordings were made; depth of
recording device(s).
ii. Type of pile being driven and
method of driving during recordings.
iii. Mean, median, and maximum
sound levels (dB re: 1mPa): Cumulative
sound exposure level (SELcum), peak
sound pressure level (SPLpeak), root
mean square sound pressure level
(SPLrms), and single-strike sound
exposure level (SELs-s).
(3) An SSV report must be submitted
to NMFS within 72 hours after field
measurements for approval of the
results.
(4) The results of the SSV report may
be used to adjust the extent of Level A
and Level B harassment zones in-water
pile driving.
Reporting
AGDC must notify NMFS 48 hours
prior to the start of each activity in Cook
Inlet that may cause harassment of
marine mammals. If there is a delay in
activity, AGDC will also notify NMFS as
soon as practicable.
AGDC must submit monthly reports
via email to NMFS Office of Protected
Resources (OPR) and Alaska Regional
Office (AKRO) for all months with
project activities by the 15th of the
month following the monthly reporting
period. For example, for the monthly
reporting period of June 1–30, the
monthly report will be submitted by
July 15. The monthly report will contain
and summarize the following
information:
• Dates, times, locations, heading,
speed, weather, sea conditions
(including Beaufort sea state and wind
force), and a list of all in-water soundproducing activities occurring
concurrent with marine mammal
observations.
• Species, number, location, distance
from the vessel, and behavior of all
observed marine mammals, as well as
associated project activity (e.g., number
of power-downs and shutdowns),
observed throughout all monitoring
activities.
• Observation data in (a) and (b)
above will be provided in digital
spreadsheet format that can be queried.
• An estimate of the number of
animals (by species) exposed to sound
at received levels greater than or equal
to either the Level A or Level B
harassment thresholds, with a
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discussion of any specific behaviors
those individuals exhibited.
• If the extent of Level B harassment
zone is beyond visual observation,
AGDC should make appropriate
adjustment to estimate the numbers of
marine mammals taken based on the
portion of the areas that are monitored.
• A description of the
implementation and effectiveness of the:
(i) Terms and conditions of the
Biological Opinion’s Incidental Take
Statement; and (ii) mitigation measures
of the LOA. For the Biological Opinion,
the report will confirm the
implementation of each Term and
Condition, as well as any conservation
recommendations, and describe their
effectiveness for minimizing the adverse
effects of the action on ESA-listed
marine mammals.
In addition, AGDC is required to keep
a tally of the estimated number of
marine mammals taken, and alert NMFS
when the authorized limit is close to
being met based on prescribed
monitoring measured in the final rule.
In addition, AGDC is required to keep
a tally of all marine mammal sightings
during the pile driving activities.
AGDC should immediately notify
NMFS if the number of Cook Inlet
beluga takes documented reaches 80%
of the authorized takes in any given
calendar year during which take is
authorized.
Within 90 calendar days of the
cessation of in-water work each year, a
comprehensive annual report will be
submitted to NMFS for review. The
report will synthesize all sighting data
and effort during each activity for each
year. NMFS will provide comments
within 30 days after receiving annual
reports, and the action agency or its
non-federal designee will address the
comments and submit revisions within
30 days after receiving NMFS
comments. If no comments are received
from the NMFS within 30 days, the
annual report is considered completed.
The report will include the following
information:
• Summaries of monitoring effort
including total hours, observation rate
by species and marine mammal
distribution through the study period,
accounting for sea state and other
factors affecting visibility and
detectability of marine mammals.
• Analyses of the effects of various
factors that may have influenced
detectability of marine mammals (e.g.,
sea state, number of observers, fog/glare,
and other factors as determined by the
PSOs).
• Species composition, occurrence,
and distribution of marine mammal
sightings, including date, water depth,
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numbers, age/size/gender categories (if
determinable), group sizes, and ice
cover.
• Marine mammal observation data
with a digital record of observation data
provided in digital spreadsheet format
that can be queried.
• Summary of implemented
mitigation measures (i.e., shutdowns
and delays).
• Number of marine mammals during
periods with and without project
activities (and other variables that could
affect detectability), such as: (i) Initial
sighting distances versus project activity
at the time of sighting; (ii) closest point
of approach versus project activity; (iii)
observed behaviors and types of
movements versus project activity; (iv)
numbers of sightings/individuals seen
versus project activity; (v) distribution
around the source vessels versus project
activity; and (vi) numbers of animals
detected in the exclusion zone.
• Analyses of the effects of project
activities on listed marine mammals.
In addition to providing NMFS
monthly and annual reporting of marine
mammal observations and other
parameters described above, AGDC will
provide NMFS, within 90 days of
project completion at the end of the
five-year period, a report of all
parameters listed in the monthly and
annual report requirements above,
noting also all operational shutdowns or
delays necessitated due to the proximity
of marine mammals. NMFS will provide
comments within 30 days after receiving
this report, and the action agency or its
non-federal designee will address the
comments and submit revisions within
30 days after receiving NMFS
comments. If no comments are received
from the NMFS within 30 days, the final
report is considered as final.
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal,
AGDC must immediately cease the
specified activities and report the
incident to the Office of Protected
Resources (OPR) (301–427–8401),
NMFS and to the Alaska regional
stranding coordinator (907–586–7209)
as soon as feasible. If the death or injury
was clearly caused by the specified
activity, AGDC must immediately cease
the specified activities until NMFS is
able to review the circumstances of the
incident and determine what, if any,
additional measures are appropriate to
ensure compliance with the terms of the
LOA. AGDC must not resume their
activities until notified by NMFS.
The report must include the following
information:
• Time, date, and location (latitude/
longitude) of the first discovery (and
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updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal was discovered.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, this introductory
discussion of our analyses applies to all
the species listed in Table 3, given that
the anticipated effects of AGDC’s Alaska
LNG facilities construction project
activities involving pile driving and
pipe laying on marine mammals are
expected to be relatively similar in
nature. Among the species that would
be affected from AGDC’s LNG facilities
construction activities, the Cook Inlet
beluga whale is expected to be the most
vulnerable species due to its small
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population and declining status (NMFS,
2020), and additional species-specific
information is included in the analysis
below.
Pile driving and removal activities
associated with the project as well as
pipe laying activity, as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment, from underwater sounds
generated from pile driving and pipe
laying. Potential takes could occur if
individuals of these species are present
in zones ensonified above the
thresholds for Level A or Level B
harassment, identified above, when
these activities are underway.
Cook Inlet beluga whale and
humpback whales are listed as
endangered under the ESA. These
stocks are also considered depleted
under the MMPA. The estimated annual
rate of decline for Cook Inlet beluga
whales was 0.6 percent between 2002
and 2012. Data from Calambokidis et al.
(2008) suggest the population of
humpback whales may be increasing.
The other species that may be taken by
harassment during AGDC’s LNG
facilities construction project are not
listed as threatened or endangered
under the ESA nor as depleted under
the MMPA.
Although a few individual marine
mammals (up to 3 humpback whales, 13
harbor porpoises, and 88 harbor seals
over the entire project duration of 5
years) are estimated to experience Level
A harassment in the form of PTS if they
stay within the Level A harassment zone
during the entire pile driving for the
day, the degree of injury that might
occur would be expected to be mild and
not likely to affect the reproduction or
survival of the individual animals.
Specifically, it is expected that, if
hearing impairments occur, most likely
the affected animal would lose a few dB
in its hearing sensitivity, limited to the
dominant frequency of the noise
sources, i.e., in the low-frequency region
below 2 kHz. While we have considered
the potential impacts to any individuals
that could incur PTS, and the number
authorized, we reiterate that in general
marine mammals are likely to avoid
areas where sound levels are intense
enough to cause hearing impairment
and it is unlikely to occur.
Under the majority of the
circumstances, anticipated takes are
expected to be limited to relatively
short-term Level B harassment. Marine
mammals present in the vicinity of the
action area during the construction
season and taken by Level B harassment
would most likely show overt brief
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disturbance (startle reaction) and
avoidance of the area from elevated
noise levels during pile driving. Given
the limited estimated number of
incidents of Level A and Level B
harassment and the limited, anticipated
short-term nature of the responses by
the individuals, the impacts of the
estimated take are not expected to
impact the fitness, reproduction, or
survival of any individual marine
mammals, and further are not expected
to rise to the level that they would
adversely affect any marine mammal
species at the population level, through
effects on annual rates of recruitment or
survival. While AGDC’s LNG facilities
construction activities could in general
increase the ambient noise level in the
vicinity of the project area, the elevated
noise levels are only expected during
the construction work window during
daytime and in the limited area
immediately around the construction
activities. Additionally, any potential
auditory masking occur primarily in the
frequency band of the noise, which is
generally below 2 kHz for in-water pile
driving, and would not be expected to
mask most communication
vocalizations of the species in the area,
or echolocation calls. Given this, any
potential auditory masking for marine
mammals in the project area is expected
to have relatively minor impacts.
Mitigation measures such as time/area
restrictions, dedicated marine mammal
observers, pre-construction exclusion
zone clearance, deployment of air
bubble curtains, soft-start, and
shutdown measures when marine
mammals are seen within the exclusion
zones reduce both the number and
severity of behavioral disturbances and
minimize any effects on hearing
sensitivity. In most cases, only cause
Level B harassment in the form of
behavioral disturbance and/or
temporary avoidance. While some Level
A harassment to a few individual harbor
seals, harbor porpoises, and humpback
whales may occur, individuals are
unlikely to remain in the proximity of
the source for a duration of time likely
to result in more than a few dB of PTS
(low level), and therefore these impacts
are unlikely to impact individual
fitness, reproduction, or survival
incurred would be expected to be of a
low level (no more than a few dB).
The area where the activities will take
place is within the Cook Inlet beluga
whale critical habitat. Satellite-tagging
studies and aerial survey indicate that
seasonal shifts exist in Cook Inlet beluga
whale distribution, with the whales
spending a great percentage of time in
coastal areas during the summer and
early fall (June through October or
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50749
November), and dispersing to larger
ranges that extend to the middle of the
inlet in winter and spring (November or
December through May) (Hansen and
Hubbard, 1999; Rugh et al., 2004; Hobbs
et al., 2005; Goetz et al., 2012).
However, fine scale modeling based on
NMFS long-term aerial survey data
indicate that the AGDC’s proposed LNG
facilities construction does not overlap
with beluga whale high density areas
during the summer and fall (Goetz et al.,
2012). Furthermore, specific mitigation
measures are required to offer additional
protections to Cook Inlet beluga whales
given the vulnerable status of the
population. These measures call for
time and area restriction for all activities
that generate underwater noise greater
than 120 dB rms re 1 mPa, including inwater pile driving events, in west Cook
Inlet construction area during summer
months when beluga whales are likely
to use the Susitna River delta for
feeding. Additional mitigation measure
to protect the Cook Inlet beluga whale
also include implementing shutdown
measures for beluga whales to prevent
Level B harassment. These measures are
expected reduce both the number and
severity of the takes of beluga whales.
There are no known important
habitats, such as rookeries or haulouts,
in the vicinity of the AGDC’s LNG
facilities construction project for other
marine mammal species. The project
also is not expected to have significant
adverse effects on affected marine
mammals’ habitat, including prey, as
analyzed in detail in the Anticipated
Effects on Marine Mammal Habitat
section. Therefore, the exposure of
marine mammals to sounds produced
by AGDC’s LNG facilities construction
activities is not anticipated to have an
effect on annual rates of recruitment or
survival of the affected species or
stocks.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No series injury or mortality is
anticipated or authorized;
• Injury—a small individuals of
humpback whales, harbor porpoises,
and harbor seals could experience mild
level of PTS as a form of injury.
However, as mentioned earlier in this
section, the level of PTS is expected to
be small;
• TTS—a small individuals of marine
mammals could experience mild level
of TTS before the threshold shifts
become permanent. However, most of
the TTS effects are expected to be brief
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in duration, and will not progress into
PTS;
• Behavioral disturbance—most of
the noise effects on marine mammals
are expected to be in the form of
behavioral disturbance. However, such
effects are expected to be in short
duration, within the day during the
construction activities when the animal
is nearby. As construction activities
only occur for a maximum of 12 hours
during daylight hours between April
and October of the year, chronic noise
exposure would be limited; and
• Important Areas—the area where
the activities will take place is within
the Cook Inlet beluga whale critical
habitat. However, fine scale modeling
based on NMFS long-term aerial survey
data indicate that the AGDC’s proposed
LNG facilities construction does not
overlap with beluga whale high density
areas during the summer and fall.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from the proposed activity
will have a negligible impact on all
affected marine mammal species or
stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under section 101(a)(5)(A) of the MMPA
for specified activities other than
military readiness activities. The MMPA
does not define small numbers and so,
in practice, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals.
The number of authorized takes are
below one third of the stock abundance
(in fact less than seven percent) of the
population for all marine mammals
(Table 10).
Based on the analysis contained
herein of the proposed activity
(including the prescribed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS finds that small numbers of
marine mammals will be taken relative
to the population size of the affected
species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an LOA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
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on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) That is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) Directly displacing
subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
The project is unlikely to affect beluga
whale harvests because no beluga
harvest will take place in 2020, nor is
one likely to occur in the other years
that would be covered by the 5-year
regulations and associated LOAs.
The proposed Marine Terminal
construction activities would occur
closest to the marine subsistence area
used by Nikiski, while the offshore
pipeline and Beluga Mainline MOF
would occur within the subsistence use
area used by Tyonek. However, the
proposed action area is not an important
native subsistence site for subsistence
harvest of marine mammals because
subsistence hunt is only conducted
opportunistically. Also, because of the
relatively small proportion of marine
mammals utilizing Cook Inlet, the
number harvested is expected to be
extremely low (NMFS, 2013c).
Therefore, AGDC’s program is not
expected to have an impact on the
subsistence use of marine mammals.
Nevertheless, AGDC is required to
and has prepared a Stakeholder
Engagement Plan to involve subsistence
communities in the process, hearing
concerns, and responding to issues.
Through the Stakeholder Engagement
Plan, AGDC would implement the
following measures to keep subsistence
users in the Cook Inlet region informed
of its project activities.
• Provide a stakeholder engagement
specialist as a local point of contact;
• Provide informational letters
summarizing planned activities for
summer and winter on a periodic basis
to a comprehensive list of stakeholders;
• Set up a call-in number for
interested marine mammal hunters
during active construction;
• When requested by stakeholders, as
resources allow, attend meetings to
provide information on upcoming
projects; and
• Be available periodically at largescale events in Anchorage for questions
from the public and Alaska Native
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groups, such as the Alaska Federation of
Natives or Alaska Forum for the
Environment.
AGDC has travelled to several
operations-related meetings and plans to
schedule and plans to attend more
meetings throughout the construction
and operation period. AGDC has
developed a comprehensive stakeholder
list of Alaska native communities,
organizations, and other interested
parties in the Cook Inlet region. This list
is a ‘‘living’’ list and will be updated
with new stakeholders or as people
change positions. The updated listed
will be submitted to NMFS as part of the
annual reports.
Adaptive Management
The regulations governing the take of
marine mammals incidental to AGDC’s
proposed LNG facilities construction
activities would contain an adaptive
management component.
The reporting requirements associated
with this Final Rule are designed to
provide NMFS with monitoring data
from the previous year to allow
consideration of whether any changes
are appropriate. The use of adaptive
management allows NMFS to consider
new information from different sources
to determine (with input from AGDC
regarding practicability) on an annual
basis if mitigation or monitoring
measures should be modified (including
additions or deletions). Mitigation
measures could be modified if new data
suggests that such modifications would
have a reasonable likelihood of reducing
adverse effects to marine mammals and
if the measures are practicable.
The following are some of the
possible sources of applicable data to be
considered through the adaptive
management process: (1) Results from
monitoring reports, as required by
MMPA authorizations; (2) results from
general marine mammal and sound
research; and (3) any information which
reveals that marine mammals may have
been taken in a manner, extent, or
number not authorized by these
regulations or subsequent LOAs.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
ITAs, NMFS consults internally, in this
case with the Alaska Protected
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Resources Division Office, whenever we
propose to authorize take for
endangered or threatened species.
Pursuant to the MMPA and through
these regulations and the associated
LOA, NMFS is authorizing take of Cook
Inlet beluga whale and Hawaii, Western
North Pacific, and Mexico DPS’s of
humpback whales, which are listed
under the ESA.
The Permit and Conservation Division
requested initiation of section 7
consultation with the Alaska Region for
the promulgation of 5-year regulations
and the subsequent issuance of a Letter
of Authorization. The Alaska Region
issued a Biological Opinion concluding
that NMFS’ action is not likely to
adversely affect the listed species
named above or adversely modify their
critical habitat.
Classification
Pursuant to the procedures
established to implement Executive
Order 12866, the Office of Management
and Budget has determined that this
final rule is not significant. Pursuant to
section 605(b) of the Regulatory
Flexibility Act (RFA), the Chief Counsel
for Regulation of the Department of
Commerce certified to the Chief Counsel
for Advocacy of the Small Business
Administration at the proposed rule
stage that this rule, if adopted, would
not have a significant economic impact
on a substantial number of small
entities. The AGDC is the only entity
that would be subject to the
requirements in these final regulations.
During construction, AGDC would
employ or contract thousands of people
and the Alaska LNG Project would
generate a market value in the billions
of dollars. AGDC is not a small
governmental jurisdiction, small
organization, or small business, as
defined by the RFA. We did not receive
any public comments on the
certification. Therefore a final regulatory
flexibility analysis is not required and
none has been prepared.
List of Subjects in 50 CFR Part 217
Penalties, Reporting and
recordkeeping requirements, Seafood,
Transportation.
Dated: July 13, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
20:59 Aug 14, 2020
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1. The authority citation for part 217
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq., unless
otherwise noted.
2. Add subpart E to part 217 to read
as follows:
■
Subpart E—Taking and Importing
Marine Mammals; Alaska Gasline
Development Corporation Liquefied
Natural Gas Facilities Construction
Sec.
217.40 Specified activity and specified
geographical region.
217.41 Effective dates.
217.42 Permissible methods of taking.
217.43 Prohibitions.
217.44 Mitigation requirements.
217.45 Requirements for monitoring and
reporting.
217.46 Letters of Authorization.
217.47 Renewals and modifications of
Letters of Authorization.
217.48–217.49 [Reserved]
Subpart E—Taking and Importing
Marine Mammals; Alaska Gasline
Development Corporation Liquefied
Natural Gas Facilities Construction
§ 217.40 Specified activity and specified
geographical region.
(a) Regulations in this subpart apply
only to the Alaska Gasline Development
Corporation (AGDC) or successor
entities and those persons it authorizes
or funds to conduct activities on its
behalf for the taking of marine mammals
that occurs in the area outlined in
paragraph (b) of this section and that
occurs incidental to the activities
described in paragraph (c) of this
section.
(b) The taking of marine mammals by
AGDC may be authorized in a Letter of
Authorization (LOA) only if it occurs
within AGDC’s Alaska liquefied natural
gas (LNG) facilities’ construction areas,
which are located between the Beluga
Landing shoreline crossing on the north
and the Kenai River south of Nikiski on
the south in Cook Inlet, Alaska.
(c) The taking of marine mammals
during this project is only authorized if
it occurs incidental to construction
activities associated with the proposed
LNG facilities or the Mainline crossing
of Cook Inlet.
§ 217.41
For reasons set forth in the preamble,
50 CFR part 217 is amended as follows:
VerDate Sep<11>2014
PART 217—REGULATIONS
GOVERNING THE TAKE OF MARINE
MAMMALS INCIDENTAL TO
SPECIFIED ACTIVITIES
Effective dates.
Regulations in this subpart are
effective January 1, 2021 through
December 31, 2025.
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§ 217.42
50751
Permissible methods of taking.
Under LOAs issued pursuant to
§§ 216.106 of this chapter and 217.46,
the Holder of the LOAs (hereinafter
‘‘AGDC’’) may incidentally, but not
intentionally, take marine mammals
within the area described in § 217.40(b)
by Level A harassment and Level B
harassment associated with pile driving
and pipe laying activities, provided the
activity is in compliance with all terms,
conditions, and requirements of the
regulations in this subpart and the
applicable LOAs.
§ 217.43
Prohibitions.
Notwithstanding takings
contemplated in § 217.42 and
authorized by LOAs issued under
§§ 216.106 of this chapter and 217.46,
no person in connection with the
activities described in § 217.40 may:
(a) Violate, or fail to comply with, the
terms, conditions, and requirements of
this subpart or a LOA issued under
§§ 216.106 of this chapter and 217.46;
(b) Take any marine mammal not
specified in such LOAs; and
(c) Take any marine mammal
specified in such LOAs in any manner
other than as specified.
§ 217.44
Mitigation requirements.
When conducting the activities
identified in § 217.40(c), the mitigation
measures contained in any LOAs issued
under §§ 216.106 of this chapter and
217.46 must be implemented. These
mitigation measures must include but
are not limited to:
(a) Time and area restriction. AGDC
must follow the following time and area
restrictions.
(1) In-water pile driving must occur
only during daylight hours. Times for
other construction activities, such as
pipe laying, anchor handling, and
dredging are not restricted.
(2) Pile driving associated with the
Mainline Material Offloading Facility
(Mainline MOF) must not occur from
June 1 to September 7 (pile driving can
occur from September 8 to May 31).
(3) Other than in-water sheet pile
driving and pile removal, anchor
handling, trenching, pipe laying, and
vessel transits related to these activities,
AGDC may not engage in in-water
sound-producing activities within 10
miles (16 km) of the mean higher high
water (MHHW) line of the Susitna Delta
(Beluga River to the Little Susitna River)
between April 15 and October 15 which
produce sound levels in excess of 120
dB rms re 1mPa @ 1 m.
(b) Establishment of monitoring and
exclusion zones. (1) For all relevant inwater construction activity, AGDC must
designate Level A harassment zones
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with radial distances as identified in
any LOA issued under §§ 216.106 of this
chapter and 217.46.
(2) For all relevant in-water
construction activity, AGDC must
designate Level B harassment zones
with radial distances as identified in
any LOA issued under §§ 216.106 of this
chapter and 217.46.
(3) For all in-water pile driving work,
AGDC must implement an exclusion
zone for each specific activity as
identified in any LOA issued under
§§ 216.106 of this chapter and 217.46. If
a marine mammal comes within or
enters the exclusion zone, AGDC must
cease all operations.
(i) For humpback whale and killer
whale during in-water pile driving
activity, the exclusion zones must be
based on the Level A harassment
distances, but must not be less than 10
m from the pile.
(ii) For harbor porpoise and harbor
seal during in-water pile driving
activity, the exclusion zones must be
based on the Level A harassment
distances up to 1,000 m, but must not
be less than 10 m from the pile.
(iii) For Cook Inlet beluga whale
during in-water pile driving activity, the
exclusion zones must be based on the
Level B harassment distances.
(iv) A 2,900-m exclusion zone must be
established for Cook Inlet beluga whale
before pipe laying activity associated
with anchor handling can occur.
(v) A minimum of 10-m exclusion
zone must be established for in-water
construction and heavy machinery not
addressed elsewhere in this paragraph
(b)(3).
(c) Monitoring of exclusion zones. Pile
driving must only take place when the
exclusion zones are visible and can be
adequately monitored. If visibility
degrades to where the entire exclusion
zone cannot be effectively monitored
during pile driving, AGDC may
continue to drive the pile section that
was being driven to its target depth, but
may not drive additional sections of
pile.
(d) Shutdown measures. (1) AGDC
must deploy protected species observers
(PSOs) to monitor marine mammals
during in-water pile driving and pipe
laying activities.
(2) Monitoring must take place from
30 minutes prior to initiation of pile
driving or pipe laying activities through
30 minutes post-completion of pile
driving or pipe laying activities.
(i) For pile driving activity, preactivity monitoring must be conducted
for 30 minutes to confirm that the
exclusion zone is clear of marine
mammals, and pile driving may
commence only if observers have
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20:59 Aug 14, 2020
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declared the exclusion zone clear of
marine mammals for that full duration
of time. Monitoring must occur
throughout the time required to drive a
pile. A determination that the exclusion
zone is clear must be made during a
period of good visibility (i.e., the entire
exclusion zone and surrounding waters
must be visible to the naked eye).
(ii) If marine mammals are found
within the exclusion zone, pile driving
of the segment must be delayed until
they move out of the area. If a marine
mammal is seen above water and then
dives below, the contractor must wait 30
minutes for large cetaceans (humpback
whale) and 15 minutes for small
cetaceans (beluga and killer whales and
harbor porpoise) and pinnipeds. If no
marine mammals of that species are
seen by the observer in that time it can
be assumed that the animal has moved
beyond the exclusion zone.
(iii) If pile driving of a segment ceases
for 30 minutes or more and a marine
mammal is sighted within the
designated exclusion zone prior to
commencement of pile driving, the
observer(s) must notify the pile driving
operator (or other authorized
individual) immediately and continue
to monitor the exclusion zone.
Operations may not resume until the
marine mammal has exited the
exclusion zone or 30 minutes have
elapsed for large cetaceans or 15
minutes have elapsed for small
cetaceans and pinnipeds since the last
sighting.
(3) If a marine mammal authorized to
be taken by Level B harassment enters
or approaches the exclusion zone, if a
marine mammal not specified in the
LOAs enters the Level B harassment
zone, or if the take of a marine mammal
species or stock has reached the take
limits specified in any LOA issued
under §§ 216.106 of this chapter and
217.46 and enters the Level B
harassment zone, AGDC must halt all
construction activities at that location. If
construction is halted or delayed due to
the presence of a marine mammal, the
activity may not commence or resume
until either the animal has voluntarily
left and been visually confirmed beyond
the shutdown or Level B harassment
zone, whichever applicable, or 30
minutes have passed without redetection of the animal if it is a larger
cetacean (humpback whale), or 15
minutes have passed without redetection of the animal if it is a small
cetacean (beluga and killer whales and
porpoises) or pinniped.
(e) Soft start. (1) AGDC must
implement soft start techniques for
impact pile driving. AGDC must
conduct an initial set of three strikes
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from the impact hammer at 40 percent
energy, followed by a 30-second waiting
period, then two subsequent three strike
sets with associated 30-seconds waiting
periods at the reduced energy.
(2) Soft start must be required for any
impact driving, including at the
beginning of the day, and at any time
following a cessation of impact pile
driving of 30 minutes or longer.
(f) Noise attenuation device. For piledriving at the Mainline MOF near the
Beluga River, and on the east side of
Cook Inlet near Nikiski associated with
the liquefaction facility, AGDC must
deploy air bubble curtains around piles.
If the sound source verification (SSV)
measurements indicate that the bestperforming bubble curtain configuration
provides less than a 2 dB reduction in
in-water sound beyond the bubble
curtain, use of the bubble curtain may
be discontinued.
(g) Vessel transit. (1) Operators of
vessels must, at all times, avoid
approaching within 100 yards of marine
mammals. Operators must observe
direction of travel of marine mammals
and attempt to maintain a distance of
100 yards or greater between the animal
and the vessel by working to alter vessel
course or velocity.
(2) The vessel operator must avoid
placing the vessel between members of
a group of marine mammals in a way
that may cause separation of individuals
in the group from other individuals in
that group. A group is defined as being
three or more whales observed within
500-m of one-another and displaying
behaviors of directed or coordinated
activity (e.g., migration or group
feeding).
(3) If the vessel approaches within 1.6
km (1 mi) of one or more whales, the
vessel operator must take reasonable
precautions to avoid potential
interaction with the whales by taking
one or more of the following actions, as
appropriate:
(i) Steering to the rear of whale(s) to
avoid causing changes in their direction
of travel.
(ii) Maintaining vessel speed of 10
knots (19 km/hr) or less when transiting
to minimize the likelihood of lethal
vessel strikes.
(iii) Reducing vessel speed to less
than 5 knots (9 km/hour) within 274 m
(300 yards) of the whale(s).
(4) Project vessels must remain a
minimum of 2.8 km (1.5 nm) seaward of
the mean lower low water (MLLW) line
between the Little Susitna River and
¥150.80 degrees west longitude to
minimize the impacts of vessel sound
and avoid strikes on Cook Inlet beluga
whales between June 1 and September
7. The Susitna Delta Exclusion Zone is
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defined as the union of the areas
defined by:
(i) A 16-km (10-mile) buffer of the
Beluga River thalweg seaward of the
mean lower low water (MLLW) line;
(ii) A 16-km (10-mile) buffer of the
Little Susitna River thalweg seaward of
the MLLW line; and
(iii) A 16-km (10-mile) seaward buffer
of the MLLW line between the Beluga
River and Little Susitna River.
(iv) The buffer extends landward
along the thalweg to include intertidal
waters within rivers and streams up to
their mean higher high water line
(MHHW). The seaward boundary has
been simplified so that it is defined by
lines connecting readily discernable
landmarks.
(5) For vessels operating in the
Susitna Delta Exclusion Zone, the
following must be implemented:
(i) All project vessels operating within
the designated Susitna Delta area must
maintain a speed over ground below 4
knots. PSOs must note the numbers,
date, time, coordinates, and proximity
to vessels of all belugas observed during
operations, and report these
observations to NMFS in monthly PSO
reports.
(ii) Vessel crew must be trained to
monitor for Endangered Species Act
(ESA)-listed species prior to and during
all vessel movements within the Susitna
Delta Exclusion Zone. The vessel crew
must report sightings to the PSO team
for inclusion in the overall sighting
database and reports.
(iii) Vessel operators must not move
their vessels when they are unable to
adequately observe the 100-m zone
around vessels under power (in gear)
due to darkness, fog, or other
conditions, unless necessary for
ensuring human safety.
§ 217.95 Requirements for monitoring and
reporting.
(a) Marine mammal visual
monitoring—(1) Protected species
observers. AGDC must employ trained
protected species observers (PSO) to
conduct marine mammal monitoring for
its LNG facilities construction projects.
(i) The PSOs must observe and collect
data on marine mammals in and around
the project area for 30 minutes before,
during, and for 30 minutes after all
construction work. PSOs must have no
other assigned tasks during monitoring
periods, and must be placed at
appropriate and safe vantage point(s)
practicable to monitor for marine
mammals and implement shutdown or
delay procedures, when applicable,
through communication with the
equipment operator.
(ii) [Reserved]
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20:59 Aug 14, 2020
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(2) Protected species observer
qualifications. AGDC must adhere to the
following observer qualifications:
(i) Independent PSOs (i.e., not
construction personnel) who have no
other assigned tasks during monitoring
periods must be used;
(ii) Where a team of three or more
PSOs are required, a lead observer or
monitoring coordinator must be
designated. The lead observer must have
prior experience working as a marine
mammal observer during construction;
(iii) Other PSOs may substitute
education (degree in biological science
or related field) or training for
experience;
(iv) AGDC must submit PSO CVs for
approval by NMFS prior to the onset of
pile driving;
(v) The PSOs must have the ability to
conduct field observations and collect
data according to assigned protocols;
(vi) The PSOs must have the
experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
(vii) The PSOs must have sufficient
training, orientation, or experience with
the construction operation to provide
for personal safety during observations;
(viii) The PSOs must have writing
skills sufficient to prepare a report of
observations including but not limited
to the number and species of marine
mammals observed; dates and times
when in-water construction activities
were conducted; dates, times, and
reason for implementation of mitigation
(or why mitigation was not
implemented when required); and
marine mammal behavior; and
(ix) The PSOs must have the ability to
communicate orally, by radio or in
person, with project personnel to
provide real-time information on marine
mammals observed in the area as
necessary.
(3) Marine mammal monitoring
protocols. AGDC must adhere to the
following marine mammal monitoring
protocols:
(i) For pile driving activities, a
minimum of two PSOs must be on duty
at all times;
(ii) For pile driving activities, PSOs
must be stationed on a bluff with
minimum height 500 feet above sea
level immediately above the
construction site;
(iii) For marine mammal monitoring
during pipe laying activities, at least one
PSO must be on the barge and on watch;
(iv) PSOs may not exceed 4
consecutive watch hours; must have a
minimum two-hour break between
watches; and may not exceed a
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50753
combined watch schedule of more than
12 hours in a 24-hour period;
(v) PSOs must have no other
construction-related tasks while
conducting monitoring;
(vi) Monitoring must be conducted
from 30 minutes prior to
commencement of pile driving,
throughout the time required to drive a
pile, and for 30 minutes following the
conclusion of pile driving;
(vii) Monitoring must be conducted
from 30 minutes prior to
commencement of pipe laying activity,
throughout the time of pipe laying, and
for 30 minutes following the conclusion
of pipe laying for the segment;
(viii) During all observation periods,
PSOs must use high-magnification
(25X), as well as standard handheld (7X)
binoculars, and the naked eye to search
continuously for marine mammals;
(ix) Monitoring distances must be
measured with range finders. Distances
to animals must be based on the best
estimate of the PSO, relative to known
distances to objects in the vicinity of the
PSO; and
(x) Bearings to animals must be
determined using a compass.
(4) Marine mammal monitoring data
collection. PSOs must collect the
following information during marine
mammal monitoring:
(i) Date and time that monitored
activity begins and ends for each day
conducted (monitoring period);
(ii) Construction activities occurring
during each daily observation period,
including how many and what type of
piles driven and distances covered
during pipe laying;
(iii) Deviation from initial proposal in
pile numbers, pile types, average
driving times, and pipe laying distances,
etc.;
(iv) Weather parameters in each
monitoring period (e.g., wind speed,
percent cloud cover, visibility);
(v) Water conditions in each
monitoring period (e.g., sea state, tide
state);
(vi) For each marine mammal
sighting:
(A) Species, numbers, and, if possible,
sex and age class of marine mammals;
(B) Description of any observable
marine mammal behavior patterns,
including bearing and direction of travel
and distance from pile driving and pipe
laying activities, and notable changes in
patterns;
(C) Location and distance from pile
driving and pipe laying activities to
marine mammals and distance from the
marine mammals to the observation
point; and
(D) Estimated amount of time that the
animals remained in the Level A and/
or Level B harassment zones;
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(vii) Description of implementation of
mitigation measures within each
monitoring period (e.g., shutdown or
delay); and
(viii) Other human activity in the area
within each monitoring period.
(b) Acoustic monitoring. AGDC must
conduct a sound source verification
(SSV) in accordance with the
requirements in the LOA, at the
beginning of the pile driving to
characterize the sound levels associated
with different pile and hammer types, as
well as to establish the marine mammal
monitoring and mitigation zones.
(1) A minimum of 2 piles of each type
and size must be measured.
(2) The following data, at minimum,
shall be collected during acoustic
monitoring and reported:
(i) Hydrophone equipment and
methods: Recording device, sampling
rate, distance from the pile where
recordings were made; depth of
recording device(s);
(ii) Type of pile being driven and
method of driving during recordings;
and
(iii) Mean, median, and maximum
sound levels (dB re: 1mPa): Cumulative
sound exposure level (SELcum), peak
sound pressure level (SPLpeak), root
mean square sound pressure level
(SPLrms), and single-strike sound
exposure level (SELs-s).
(3) An SSV report must be submitted
to NMFS within 72 hours after field
measurements for approval of the
results.
(4) The results of the SSV report may
be used to adjust the extent of Level A
and Level B harassment zones in-water
pile driving.
(c) Reporting measures—(1)
Notification. AGDC must notify NMFS
48 hours prior to the start of each
activity in Cook Inlet that may cause
harassment of marine mammals. If there
is a delay in activity, AGDC must also
notify NMFS as soon as practicable.
(2) Monthly report. AGDC must
submit monthly reports via email to
NMFS Office of Protected Resources
(OPR) and Alaska Regional Office
(AKRO) for all months with project
activities by the 15th of the month
following the monthly reporting period.
The monthly report must contain and
summarize the following information:
(i) Dates, times, locations, heading,
speed, weather, sea conditions
(including Beaufort sea state and wind
force), and a list of all in-water soundproducing activities occurring
concurrent with marine mammal
observations;
(ii) Species, number, location,
distance from the vessel, and behavior
of all observed marine mammals, as
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well as associated project activity (e.g.,
number of power-downs and
shutdowns), observed throughout all
monitoring activities;
(iii) Observation data in paragraphs
(a) and (b) of this section must be
provided in digital spreadsheet format
that can be queried;
(iv) An estimate of the number of
animals (by species) exposed to sound
at received levels greater than or equal
to either the Level A or Level B
harassment thresholds, with a
discussion the time spent above those
received levels and of any specific
behaviors those individuals exhibited;
(v) If the extent of Level B harassment
zone is beyond visual observation,
AGDC must also include an appropriate
adjustment to estimate the total
numbers of marine mammals taken
based on the portion of the areas that are
monitored; and
(vi) A description of the
implementation and effectiveness of the
terms and conditions of the Biological
Opinion’s Incidental Take Statement
and mitigation and monitoring measures
of the LOA.
(3) Marine mammal tally numbers. (i)
AGDC must keep a tally of the estimated
number of marine mammals that are
taken, based on the number of marine
mammals observed within the
applicable harassment zones, and alert
NMFS when the authorized limit is
close to being met based on prescribed
monitoring measured in the final rule;
and
(ii) AGDC must keep a tally of the
number of marine mammal that are
sighted during the pile driving and pipe
laying activities.
(4) Beluga whale takes. AGDC must
immediately notify NMFS if the number
of Cook Inlet beluga estimated as taken
(based on observed exposures above
thresholds) reaches 80% of the
authorized takes in any given calendar
year during which take is authorized.
(5) Annual report. (i) AGDC must
submit a comprehensive annual report
to NMFS within 90 calendar days of the
cessation of in-water work each year for
review. The report must synthesize all
sighting data and effort during each
activity for each year.
(ii) NMFS will provide comments
within 30 days after receiving annual
reports, and AGDC must address the
comments and submit revisions within
30 days after receiving NMFS
comments.
(iii) If no comments are received from
the NMFS within 30 days, the annual
report is considered completed.
(iv) The report must include the
following information:
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(A) Summaries of monitoring effort
including total hours, observation rate
by species and marine mammal
distribution through the study period,
accounting for sea state and other
factors affecting visibility and
detectability of marine mammals.
(B) Analyses of the effects of various
factors that may have influenced
detectability of marine mammals (e.g.,
sea state, number of observers, fog/glare,
and other factors as determined by the
PSOs).
(C) Species composition, occurrence,
and distribution of marine mammal
sightings, including date, water depth,
numbers, age/size/gender categories (if
determinable), group sizes, and ice
cover.
(D) Marine mammal observation data
with a digital record of observation data
provided in digital spreadsheet format
that can be queried.
(E) Summary of implemented
mitigation measures (i.e., shutdowns
and delays).
(F) Number of marine mammals
during periods with and without project
activities (and other variables that could
affect detectability), such as:
(1) Initial sighting distances versus
project activity at the time of sighting;
(2) Closest point of approach versus
project activity;
(3) Observed behaviors and types of
movements versus project activity;
(4) Numbers of sightings/individuals
seen versus project activity;
(5) Distribution around the source
vessels versus project activity; and
(6) Numbers of animals detected in
the exclusion zone.
(G) Analyses of the effects of project
activities on listed marine mammals.
(6) Final report. (i) AGDC must
provide NMFS, within 90 days of
project completion at the end of the
five-year period, a report of all
parameters listed in the monthly and
annual report requirements in paragraph
(c) of this section, noting also all
operational shutdowns or delays
necessitated due to the proximity of
marine mammals.
(ii) NMFS will provide comments
within 30 days after receiving this
report, and AGDC must address the
comments and submit revisions within
30 days after receiving NMFS
comments.
(iii) If no comments are received from
the NMFS within 30 days, the final
report is considered as final.
(7) Reporting of injured or dead
marine mammals. (i) In the
unanticipated event that the
construction or demolition activities
clearly cause the take of a marine
mammal in a prohibited manner, such
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as an injury, serious injury, or mortality,
AGDC must immediately cease
operations with the potential to impact
marine mammals in the vicinity and
immediately report the incident to the
NMFS Office of Protected Resources,
NMFS Alaska Regional Office, and the
Alaska Region Stranding Coordinators.
The report must include the following
information:
(A) Time, date, and location (latitude/
longitude) of the incident;
(B) Description of the incident;
(C) Status of all sound source use in
the 24 hours preceding the incident;
(D) Environmental conditions (e.g.,
wind speed and direction, sea state,
cloud cover, visibility, and water
depth);
(E) Description of marine mammal
observations in the 24 hours preceding
the incident;
(F) Species identification or
description of the animal(s) involved;
(G) The fate of the animal(s); and
(H) Photographs or video footage of
the animal (if equipment is available).
(ii) Activities must not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS must work with AGDC to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure Marine
Mammal Protection Act (MMPA)
compliance. AGDC may not resume its
activities until notified by NMFS via
letter, email, or telephone.
(iii) In the event that AGDC discovers
an injured or dead marine mammal, and
the lead PSO determines that the cause
of the injury or death is unknown and
the death is relatively recent (i.e., in less
than a moderate state of decomposition
as described in paragraph (c)(7)(iv) of
this section), AGDC must immediately
report the incident to the NMFS Office
of Protected Resources, NMFS Alaska
Regional Office, and the Alaska
Regional Stranding Coordinators. The
report must include the same
information identified in paragraph
(b)(3)(i) of this section. Activities may
continue while NMFS reviews the
circumstances of the incident. NMFS
will work with AGDC to determine
whether modifications in the activities
are appropriate.
(iv) In the event that AGDC discovers
an injured or dead marine mammal, and
the lead PSO determines that the injury
or death is not associated with or related
to the activities authorized in the LOA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
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AGDC must report the incident to the
NMFS Office of Protected Resources,
NMFS Alaska Regional Office, and the
Alaska Regional Stranding Coordinators,
within 48 hours of the discovery. AGDC
must provide photographs or video
footage (if available) or other
documentation of the stranded animal
sighting to NMFS and the Marine
Mammal Stranding Network. AGDC
may continue its operations under such
a case.
§ 217.46
Letters of Authorization.
(a) To incidentally take marine
mammals pursuant to the regulations in
this subpart, AGDC must apply for and
obtain (LOAs) in accordance with
§ 216.106 of this chapter for conducting
the activity identified in § 217.40(c).
(b) LOAs, unless suspended or
revoked, may be effective for a period of
time not to extend beyond the
expiration date of the regulations in this
subpart.
(c) If an LOA(s) expires prior to the
expiration date of the regulations in this
subpart, AGDC may apply for and
obtain a renewal of the LOA(s).
(d) In the event of projected changes
to the activity or to mitigation,
monitoring, reporting (excluding
changes made pursuant to the adaptive
management provision of § 217.47(c)(1))
required by an LOA, AGDC must apply
for and obtain a modification of LOAs
as described in § 217.47.
(e) Each LOA must set forth:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact (i.e.,
mitigation) on the species, their habitat,
and the availability of the species for
subsistence uses; and
(3) Requirements for monitoring and
reporting.
(f) Issuance of the LOA(s) must be
based on a determination that the level
of taking must be consistent with the
findings made for the total taking
allowable under the regulations in this
subpart.
(g) Notice of issuance or denial of the
LOA(s) must be published in the
Federal Register within 30 days of a
determination.
§ 217.47 Renewals and modifications of
Letters of Authorization.
(a) An LOA issued under §§ 216.106
of this chapter and 217.46 for the
activity identified in § 217.40(c) must be
renewed or modified upon request by
the applicant, provided that:
(1) The proposed specified activity
and mitigation, monitoring, and
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50755
reporting measures, as well as the
anticipated impacts, are the same as
those described and analyzed for the
regulations in this subpart (excluding
changes made pursuant to the adaptive
management provision in paragraph
(c)(1) of this section); and
(2) NMFS determines that the
mitigation, monitoring, and reporting
measures required by the previous
LOA(s) under the regulations in this
subpart were implemented.
(b) For LOA modification or renewal
requests by the applicant that include
changes to the activity or the mitigation,
monitoring, or reporting measures
(excluding changes made pursuant to
the adaptive management provision in
paragraph (c)(1) of this section) that do
not change the findings made for the
regulations in this subpart or result in
no more than a minor change in the
total estimated number of takes (or
distribution by species or years), NMFS
may publish a notice of proposed LOA
in the Federal Register, including the
associated analysis of the change, and
solicit public comment before issuing
the LOA.
(c) An LOA issued under §§ 216.106
of this chapter and 217.46 for the
activity identified in § 217.40(c) may be
modified by NMFS under the following
circumstances:
(1) Adaptive management. After
consulting with AGDC regarding the
practicability of the modifications,
NMFS may modify (including by adding
or removing measures) the existing
mitigation, monitoring, or reporting
measures if doing so creates a
reasonable likelihood of more
effectively accomplishing the goals of
the mitigation and monitoring set forth
in the regulations in this subpart.
(i) Possible sources of data that could
contribute to the decision to modify the
mitigation, monitoring, or reporting
measures in an LOA:
(A) Results from AGDC’s monitoring
from the previous year(s);
(B) Results from other marine
mammal and/or sound research or
studies; or
(C) Any information that reveals
marine mammals may have been taken
in a manner, extent or number not
authorized by the regulations in this
subpart or subsequent LOAs.
(ii) If, through adaptive management,
the modifications to the mitigation,
monitoring, or reporting measures are
substantial, NMFS must publish a
notice of proposed LOA in the Federal
Register and solicit public comment.
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(2) Emergencies. If NMFS determines
that an emergency exists that poses a
significant risk to the well-being of the
species or stocks of marine mammals
specified in LOAs issued pursuant to
§§ 216.106 of this chapter and 217.46,
an LOA may be modified without prior
notice or opportunity for public
comment. Notice would be published in
the Federal Register within 30 days of
the action.
§ § 217.48–217.49
[Reserved]
[FR Doc. 2020–15404 Filed 8–14–20; 8:45 am]
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Agencies
[Federal Register Volume 85, Number 159 (Monday, August 17, 2020)]
[Rules and Regulations]
[Pages 50720-50756]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-15404]
[[Page 50719]]
Vol. 85
Monday,
No. 159
August 17, 2020
Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 217
Takes of Marine Mammals Incidental to Specified Activities; Taking
Marine Mammals Incidental to Alaska Liquefied Natural Gas (LNG) Project
in Cook Inlet; Final Rule
Federal Register / Vol. 85, No. 159 / Monday, August 17, 2020 / Rules
and Regulations
[[Page 50720]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 200709-0185]
RIN 0648-BH44
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Alaska Liquefied Natural Gas (LNG)
Project in Cook Inlet
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: Upon application from the Alaska Gasline Development
Corporation (AGDC), NMFS is issuing regulations under the Marine Mammal
Protection Act (MMPA) for the taking of marine mammals incidental to
the Alaska Liquefied Natural Gas (LNG) project in Cook Inlet, Alaska,
over the course of five years (2020-2025). These regulations allow NMFS
to issue a Letter of Authorization (LOA) for the incidental take of
marine mammals during the specified construction activities carried out
during the rule's period of effectiveness, set forth the permissible
methods of taking, set forth other means of effecting the least
practicable adverse impact on marine mammal species or stocks and their
habitat, and set forth requirements pertaining to the monitoring and
reporting of the incidental take.
DATES: Effective January 1, 2021 through December 31, 2025.
ADDRESSES: To obtain an electronic copy of the AGDC's LOA application
or other referenced documents, visit the internet at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. In case of
problems accessing these documents, please call the contact listed
below (see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Shane Guan, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. In case of
problems accessing these documents, please call the contact listed
above.
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory Action
This final rule establishes a framework under the authority of the
MMPA (16 U.S.C. 1361 et seq.) to allow for the authorization of take of
marine mammals incidental to the AGDC's construction activities of an
LNG facility in Cook Inlet, Alaska.
We received an application from AGDC requesting five-year
regulations and authorization to take multiple species of marine
mammals. Take would occur by Level A and Level B harassment incidental
to impact and vibratory pile driving and pipe laying. Please see
``Background'' below for definitions of harassment.
Legal Authority for the Proposed Action
Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1371(a)(5)(A)) directs
the Secretary of Commerce to allow, upon request, the incidental, but
not intentional taking of small numbers of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region for up to five years
if, after notice and public comment, the agency makes certain findings
and issues regulations that set forth permissible methods of taking
pursuant to that activity and other means of effecting the ``least
practicable adverse impact'' on the affected species or stocks and
their habitat (see the discussion below in the Mitigation section), as
well as monitoring and reporting requirements. Section 101(a)(5)(A) of
the MMPA and the implementing regulations at 50 CFR part 216, subpart
I, provide the legal basis for issuing this final rule containing five-
year regulations, and for any subsequent letters of authorization
(LOAs). As directed by this legal authority, this final rule contains
mitigation, monitoring, and reporting requirements.
Summary of Major Provisions Within the Final Rule
Following is a summary of the major provisions of this final rule
regarding AGDC's construction activities. These measures include:
Required time/area closure for beluga whale during summer
months in the western portion of the Cook Inlet;
Required monitoring of the construction areas to detect
the presence of marine mammals before beginning construction
activities;
Shutdown of construction activities under certain
circumstances to avoid injury of marine mammals; and
Soft start for impact pile driving to allow marine mammals
the opportunity to leave the area prior to beginning impact pile
driving at full power.
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings must be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an
impact resulting from the specified activity that cannot be reasonably
expected to, and is not reasonably likely to, adversely affect the
species or stock through effects on annual rates of recruitment or
survival.
The MMPA states that the term ``take'' means to harass, hunt,
capture, kill or attempt to harass, hunt, capture, or kill any marine
mammal. Except with respect to certain activities not pertinent here,
the MMPA defines ``harassment'' as any act of pursuit, torment, or
annoyance which (i) has the potential to injure a marine mammal or
marine mammal stock in the wild (Level A harassment); or (ii) has the
potential to disturb a marine mammal or marine mammal stock in the wild
by causing disruption of behavioral patterns,
[[Page 50721]]
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment.
Accordingly, NMFS has adopted the Federal Energy Regulatory
Commission's (FERC's) Final Environmental Impact Statement (FEIS). Our
independent evaluation of the FEIS found that it includes the requisite
information analyzing the effects on the human environment of issuing
the Letter of Authorization (LOA). NMFS is a cooperating agency on the
FERC's FEIS.
The FERC's EIS is available at https://www.ferc.gov/industries/gas/enviro/eis/2020/03-06-20-FEIS.asp.
Summary of Request
On April 18, 2017, NMFS received a request from AGDC for a LOA to
take marine mammals incidental to constructing LNG facilities in Cook
Inlet. The application was deemed adequate and complete on March 14,
2018. AGDC's request is for takes of a small number of five species of
marine mammals by Level B harassment. On April 11, 2018, NMFS published
a Notice of Receipt announcing the receipt of AGDC's LOA application
(83 FR 15556). Further analysis by NMFS concludes that potential
effects to marine mammals from AGDC's activity could result in Level A
harassment. Neither AGDC nor NMFS expects serious injury or mortality
to result from this activity. However, since AGDC's LNG facility
construction activities are expected to last for five years, an LOA is
appropriate. On June 28, 2019, NMFS published a proposed rule (84 FR
30991; June 28, 2019) and proposed regulations to govern takes of
marine mammals incidental to AGDC's LNG facility construction and
requested comments on the proposed regulations. After the public
comment period, NMFS further worked with AGDC to address the public
comments, which included the addition of monitoring and mitigation
measures. On February 17, 2020, AGDC submitted a revised LOA
application that includes these additional monitoring and mitigation
measures.
Description of Proposed Activity
Overview
AGDC proposes to construct facilities to transport and offload LNG
in Cook Inlet, AK, for export. The Project activities include:
Construction of the proposed Marine Terminal in Cook
Inlet, including construction of a temporary Marine Terminal Material
Offloading Facility (Marine Terminal MOF) and a permanent Product
Loading Facility (PLF);
Construction of the Mainline (main pipeline) across Cook
Inlet, including the potential construction of a temporary Mainline
Material Offloading Facility (Mainline MOF) on the west side of Cook
Inlet; and
Components of proposed construction activities in Cook Inlet that
have the potential to expose marine mammals to received acoustic levels
that could result in take include:
Vibratory and impact pile driving associated with Marine
Terminal MOF and PLF construction; and
Anchor handling associated with pipe laying across the
Cook Inlet.
There is no change in the AGDC's proposed LNG facilities
construction from what was described in the proposed rule (84 FR 30991;
June 28, 2019).
Dates and Duration
AGDC plans to start the Alaska LNG facilities construction on April
1, 2021, and complete it by the end of October 31, 2025. Construction
activities would be divided into phases, with all construction
occurring between April 1 and October 31 each year from 2021 to 2025.
During the construction season, crews will be working 12 hours per day,
6 days per week.
Specific Geographic Region
The Alaska LNG facilities, which include a Marine Terminal and the
Mainline crossing, will be constructed in Cook Inlet. The Marine
Terminal would be constructed adjacent to the proposed onshore LNG
Plant near Nikiski, Alaska.
In addition, a Mainline Material Offloading Facility (Mainline MOF)
may be constructed on the west side of Cook Inlet to support
installation of the Cook Inlet shoreline crossing and onshore
construction between the Beluga Landing shoreline crossing and the
Yentna River. The Mainline MOF would be located near the existing
Beluga Landing.
A map of the Alaska LNG facilities action area is provided in
Figure 1 below and is also available in Figures 2 to 4 in the LOA
application.
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BILLING CODE 3510-22-C
Detailed Description of Specific Activity
The construction of the Alaska LNG facilities includes the
construction of a product loading facility, marine terminal material
offloading facility, a mainline material offloading facility, and the
Mainline crossing of Cook Inlet. For all construction activities, each
season extends from April 1 through October 31, during which
construction crews would be working 12 hours per day, six days per
week.
[[Page 50723]]
The following provides a detailed description of the Alaska LNG
facilities to be constructed.
Product Loading Facility (PLF)
The proposed PLF would be a permanent facility used to load LNG
carriers (LNGCs) for export. It consists of two loading platforms, two
berths, a Marine Operations Platform, and an access trestle that
supports the piping that delivers LNG from shore to LNGCs and includes
all the equipment to dock LNGCs. Analyzed elements of the PLF are shown
in Figures 3 and 4 of the LOA application, and are described as
follows.
PLF Loading Platforms--Two loading platforms, one located
at either end of the north-south portion of the trestle, would support
the loading arm package, a gangway, supporting piping, cabling, and
equipment. The platforms would be supported above the seafloor on
steel-jacketed structures called quadropods;
PLF Berths--Two berths would be located in natural water
depths greater than--53 feet (ft) mean lower low water (MLLW) and would
be approximately 1,600 feet apart at opposite ends of the north-south
portion of the trestle. Each berth would have four concrete pre-cast
breasting dolphins and six concrete pre-cast mooring dolphins. The
mooring and breasting dolphins would be used to secure vessels
alongside the berth for cargo loading operations. The mooring and
breasting dolphins would be supported over the seabed on quadropods. A
catwalk, supported on two-pile bents, would connect the mooring
dolphins to the loading platforms;
Marine Operations Platform--A Marine Operations Platform
would be located along the east-west portion of the access trestle
(Figure 4 of the LOA application) and would support the proposed Marine
Terminal Building, an electrical substation, piping, cabling, and other
equipment used to monitor the loading operations. The platform would be
supported above the seafloor on four-pile bents; and
Access Trestle--This structure is T-shaped with a long
east-west oriented section and a shorter north-south oriented section
and carries pipe rack, roadway, and walkway. The pipe rack contains LNG
loading system pipelines, a fire water pipeline, utility lines, power
and instrument cables, and lighting. The east-west portion of the
trestle extends from shore, seaward, for a distance of approximately
3,650 feet and would be supported on three-pile and four-pile bents at
120-foot intervals. The north-south oriented portion of the access
trestle is approximately 1,560 feet long, and is supported on five-pile
quadropods.
The PLF would be constructed using both overhead and marine
construction methods. As planned, the PLF would be constructed over the
course of four ice-free seasons (Seasons 2-5); however, Season 2
activities associated with PLF construction include only installation
of onshore portions of the PLF and are not included in the analysis.
Activities in Seasons 3 through 5 are described below.
In Season 3, the marine construction activities would be mobilized
and the cantilever bridge would be commissioned. A total of 35 bents
and quadropod structures would be installed for part of the east-west
and north-south access trestles and berth loading platforms.
In Season 4, the remainder of the bents for the east-west access
trestle would be installed. Additionally, bents supporting the Marine
Operations Platform and north-south trestle would be installed. A total
of 26 bent and quadropod structures would be installed.
In Season 5, installation of the mooring quadropods would be
completed, and the bents supporting the catwalk between the loadout
platforms and the mooring dolphins would be installed. A total of 18
bent and quadropod structures would be installed.
PLF bents and quadropods are expected to be installed with impact
hammers. The anticipated production rate for installation of the bents
is one bent per six construction days, and for quadropods it is one
quadropod per eight work days. Pile driving is expected to occur during
only two of the six days for bents and two of the eight days for
quadropods. It is also assumed the impact hammer would only be operated
approximately 25 percent of time during the two days of pile driving.
Marine Terminal Material Offloading Facility (Marine Terminal MOF)
The proposed Marine Terminal MOF, to be located near the PLF in
Nikiski, would consist of three berths and a quay that would be used
during construction of the Liquefaction Facility to enable direct
deliveries of equipment modules, bulk materials, construction
equipment, and other cargo to minimize the transport of large and heavy
loads over road infrastructure.
The Marine Terminal MOF quay would be approximately 1,050 feet long
and 600 feet wide, which would provide sufficient space for cargo
discharge operations and accommodate 200,000 square feet of staging
area. It would have a general dock elevation of +32 feet MLLW.
The quay would have an outer wall consisting of combi-wall
(combination of sheet piles and pipe piles) tied back to a sheet pile
anchor wall, and 11 sheet pile coffer cells, backfilled with granular
materials.
Berths at the Marine Terminal MOF would include:
One Lift-on/Lift-off (Lo-Lo) berth with a maintained depth
alongside of -32 feet MLLW;
One Roll-on/Roll-off (Ro-Ro) berth with a maintained depth
alongside of -32 feet MLLW; and
One grounded barge bed with a ground pad elevation of +10
feet MLLW.
The Temporary MOF has been designed as a temporary facility and
would be removed early in operations when it is no longer needed to
support construction of the Liquefaction Facility.
The Temporary MOF would be constructed over the course of two
construction seasons (Seasons 1 and 2).
The combi-wall and the first six of eleven coffer cells would be
installed in Season 1. An equal amount of sheet pile anchor wall would
be associated with the combi-wall, but this is not considered in the
analysis as the anchor wall would be driven into fill and would not
generate substantial underwater sound. Six 24-inch template pipe piles
would be installed with a vibratory hammer before the sheet pile is
installed for each coffer cell and then removed when coffer cell
installation is complete. The remaining five coffer cells and fill
would be installed in Season 2, along with the quadropods for the
dolphins for the Ro-Ro berth.
The Marine Terminal MOF would be constructed using both land-based
(from shore and subsequently from constructed portions of the Marine
Terminal MOF) and marine construction methods. The anticipated
production rate for installation of combi-wall and coffer cells is 25
linear feet per day per crew, with two crews operating, and vibratory
hammers operating 40 percent of each 12-hour construction day. The
anticipated production rate for quadropod installation is the same as
described in Section 1, above.
Dredging would be conducted over two ice free seasons. Dredging at
the Marine Terminal MOF during the first season of marine construction
may be conducted with either an excavator or clamshell (both mechanical
dredges). Various bucket sizes may be used. Sediment removed would be
placed in split hull or scow/hopper barges tended
[[Page 50724]]
by tugs that would transport the material to the location of dredge
material placement.
Dredging at the Marine Terminal MOF during the second season may be
conducted with either a hydraulic (cutter head) dredger or a mechanical
dredger. For a hydraulic dredger, the dredged material would be pumped
from the dredge area to the disposal location or pumped into split-hull
barges for transport to the placement location. If split-hull barges
are used rather than direct piping of material, a manifold system may
be set up to load multiple barges simultaneously. For a mechanical
dredger, two or more sets of equipment would likely be required to
achieve total dredging production to meet the Project schedule.
Personnel transfer, support equipment, and supply would be similar to
the first season. However, due to the low activity level and source
levels from dredging, we do not consider there would be take of marine
mammals. Therefore, dredging is not further analyzed in this document.
Mainline Material Offloading Facility (Mainline MOF)
A Mainline MOF may be required on the west side of Cook Inlet to
support installation of the Cook Inlet shoreline crossing, and onshore
construction between the South of Beluga Landing shoreline crossing and
the Yentna River. The Mainline MOF would be located near, but at a
reasonable distance, from the existing Beluga Landing. Use of the
existing landing is not considered to be feasible.
The Mainline MOF would consist of a quay, space for tugs, and
berths including:
Lo-Lo Berth for unloading pipes and construction
materials;
Ro-Ro Berth and ramp dedicated to Ro-Ro operations; and
Fuel berth dedicated to unloading fuel.
The quay would be 450 feet long (along the shoreline) and 310 feet
wide (extending into the Cook Inlet). A Ro-Ro ramp (approximately 80
feet by 120 feet) would be constructed adjacent to the quay. Both the
quay and the Ro-Ro ramp would consist of anchored sheet pile walls
backed by granular fill. The sources for the granular material would be
onshore. Surfacing on the quay would be crushed rock. Some fill
material for the quay and Ro-Ro ramp are expected to be generated by
excavation of the access road. Any additional needed fill materials and
crushed rock for surfacing would be barged in.
The quay and the Ro-Ro ramp are located within the 0-foot contour,
so berths would be practically dry at low tide. No dredging is planned;
vessels would access the berths and ground themselves during high tide
cycles. The proposed top level of the Mainline MOF is +36 feet MLLW,
which is about 11 feet above Mean Higher High Water (MHHW).
Approximately 1,270 feet of sheet pile would be installed for
construction of the quay and Ro-Ro ramp, and a corresponding length of
sheet pile would be installed as anchor wall; however, only 670 feet of
sheet pile would be installed in the waters of Cook Inlet. The
remainder would be installed as anchor wall in fill material, or in the
intertidal area when the tide is out, and would not result in
underwater sound.
The Mainline MOF would be constructed in a single construction
season (Season 1). A break-down of activities per season is provided
below. Crews are expected to work 12 hours per day, six days per week.
The sheet pile would be installed using marine equipment, with the
first 50 percent of embedment conducted using a vibratory hammer and
the remaining 50 percent conducted using an impact hammer. Hammers
would be expected to be operated either 25 percent of a 12-hour
construction day (impact hammer) or 40 percent of a 12-hour
construction day (vibratory hammer).
Mainline Crossing of Cook Inlet
The proposed Mainline, a 42-inch-diameter, natural gas pipeline,
would cross the Cook Inlet shoreline on the west side of the inlet
(north landfall) south of Beluga Landing at pipeline milepost (MP)
766.3, traverse Cook Inlet in a generally southward direction for
approximately 26.7 miles, and cross the east Cook Inlet shoreline near
Suneva Lake at MP 793.1 (south landfall). The pipe would be trenched
into the seafloor and buried from the shoreline out to a water depth of
approximately 35-45 feet MLLW on both sides of the inlet, approximately
8,800 feet from the north landfall and 6,600 feet from the south
landfall. Burial depth (depth of top of pipe below the seafloor) in
these areas would be 3-6 feet. Seaward of these sections, the concrete
coated pipeline would be placed on the seafloor. Additional footprint
would be impacted by the use of anchors to hold the pipelay vessel in
place while installing the pipeline on the seafloor.
Geophysical surveys would be conducted just prior to pipeline
construction. A detailed bathymetric profile (longitudinal and cross)
would be conducted. Types of geophysical equipment expected to be used
for the surveys could include:
Single-beam echosounder planned for use during this
program operate at frequencies greater than 200 kilohertz (kHz);
Multi-beam echo sounders planned for this program operate
at frequencies greater than 200 kHz;
Side-scan sonar system planned for use during this program
operate at a frequency of 400 and 900 kHz; and
Magnetometer. These instruments do not emit sound.
Operation of geophysical equipment such as echosounders and side-
scan sonars at frequencies greater than 200 kHz are not considered to
result in takes of marine mammals due to the extremely high frequencies
emitted that are above the range of marine mammals' hearing thresholds.
Magnetometers do not emit underwater sound. Therefore, geophysical
surveys are not evaluated further in this document.
The pipeline would be trenched and buried in the nearshore portions
of the route across the Cook Inlet.
The nearshore portion of the trench is expected to be constructed
using amphibious or barge-based excavators. This portion of the trench
would extend from the shoreline out to a transition water depth where a
dredge vessel can be employed. On the west side of the inlet (Beluga
Landing) this is expected to be from the shore out 655 feet, and on the
east side (Suneva Lake) from the shoreline out 645 feet. The trench
basis is to excavate a mustow slope trench that would not retain
sediments (i.e., a self-cleaning trench). A backhoe dredge may also be
required to work in this portion of the crossing.
From the transition water depth to water depths of the -35 feet or
-45 feet MLLW, a trailing suction hopper dredger would be used to
excavate a trench for the pipeline. Alternative burial techniques, such
as plowing, backhoe dredging, or clamshell dredging, would be
considered if conditions become problematic for the dredger. After
installation of the nearshore pipelines, a jet sled or mechanical
burial sled could be used to achieve post dredge burial depths.
Pipeline joints would be welded together onshore in 1,000-foot-long
strings and laid on the ground surface in an orientation that
approximates the offshore alignment. A pipe pull barge would be
anchored offshore near the seaward end of the trench, and would then be
used to pull the pipe strings from their onshore position, out into the
trench.
Following pipeline installation, the trench is expected to backfill
naturally through the movement of seafloor sediments. If manual
backfilling is
[[Page 50725]]
required, the backfill would be placed by reversing the flow of the
trailing suction hopper dredger used offshore (see below) or
mechanically with the use of excavators.
Seaward of the trenched sections, the pipeline would be laid on the
seafloor across Cook Inlet using conventional pipelay vessel methods.
The pipelay vessel would likely employ 12 anchors to keep it positioned
during pipe laying and provide resistance as it is winched ahead 80
feet each time an additional 80-foot section of pipe is added/welded on
the pipe string. Dynamic positioning may be used in addition to the
conventional mooring system. Mid-line buoys may be used on the anchor
chains when crossing other subsea infrastructure (i.e., pipelines and
cables). A pipe laying rate of 2,000 to 2,500 feet per 24-hour period
is expected. It is anticipated that three anchor handling attendant
tugs would be used to repeatedly reposition the anchors, thereby
maintaining proper position and permitting forward movement. The
primary underwater sound sources of concern would be from the anchor
handling tugs (AHTs) during the anchor handling for the pipelay vessel.
The pipeline crossing of Cook Inlet would be installed in two
consecutive construction seasons (Seasons 3 and 4). Work from the
pipelay vessel and pull barge would be conducted 24 hours per day,
seven days per week, until the work planned for that season is
completed. Anchor handling durations were estimated differently for the
two construction seasons. Anchor handling is expected to be conducted
25 percent of the time that the pull barge is on site in Season 3. The
estimate for anchor handling duration in Season 4 was based on the
proposed route length, the total numbers of individual anchors moves,
and the estimated time required to retrieve and reset each anchor
(approximately 30 minutes per anchor to retrieve and reset). A break-
down of activities per season is provided below.
Activities in Season 3 in include:
Conduct onshore enabling works including establishing
winch/laydown and welding area, and excavation of a trench through
onshore sections of the shore approach (open cut the shoreline).
Excavate trench in very nearshore waters using land and
amphibious excavation equipment.
Conduct pre-lay excavation of the pipe trench out to
depths of -35 to -45 feet MLLW using various subsea excavation methods.
Install the pipe in the nearshore trenches using a pull
barge.
Anchor handling would occur for approximately six (5.75 days) 24-
hour periods in Season 3.
Activities in Season 4 include:
Lay unburied offshore section of Mainline across Cook
Inlet using conventional pipelay vessel. The Applicant estimates that
anchor handling would occur over 13 24-hour periods in Season 4.
Tie-in the offshore section to the buried nearshore
sections on both sides of the Cook Inlet.
Flood, hydrotest, and dry the Mainline pipeline with Cook
Inlet.
A summary of pile driving activities for the entire Alaska LNG
facilities construction, breaking down by seasons and project elements,
is provided in Table 1.
Table 1--In-Water Pile Driving Associated With Alaska LNG Facilities Construction
--------------------------------------------------------------------------------------------------------------------------------------------------------
Number strikes/
Element Driving method Pile type & size Pile number or hr (impact Hours pile Number days Total piling
length only) driving/day hours
--------------------------------------------------------------------------------------------------------------------------------------------------------
Season 1:
Marine Terminal MOF combi Vibratory........ 60-in steel pipe. 35............... NA 11 11 120
wall.
Marine Terminal MOF combi Vibratory........ Sheet pile....... 1075 ft.......... NA 11 11 120
wall.
Marine Terminal MOF cell... Vibratory........ 18-in steel pipe. 36............... NA 11 28 288
Marine Terminal MOF cell... Vibratory........ Sheet pile....... 2454 ft.......... NA 9.5 28 264
Season 2:
Marine Terminal MOF cell... Vibratory........ 18-in steel pipe. 30............... NA 10 27 264
Marine Terminal MOF cell... Vibratory........ Sheet pile....... 2447 ft.......... NA 10 27 264
Marine Terminal MOF Ro-Ro Impact........... 24-in steel pipe. 7................ 1560 7 7 48
dolphin quads.
Marine Terminal MOF Ro-Ro Impact........... 48-in steel pipe. 28............... 1560 7 7 48
dolphin quads.
Mainline MOF............... Vibratory........ Sheet pile....... 670 ft........... NA 10.5 7 72
Mainline MOF............... Impact........... Sheet pile....... 670 ft........... 1560 7 7 48
Season 3:
Berth 1.................... Impact........... 48-in steel pipe. 20............... 1560 6 8 48
Berth 2.................... Impact........... 48-in steel pipe. 20............... 1560 6 8 48
N-S access trestle......... Impact........... 48-in steel pipe. 40............... 1560 6 16 96
E-W access trestle......... Impact........... 60-in steel pipe. 33............... 1560 6.6 22 144
E-W access trestle......... Impact........... 60-in steel pipe. 40............... 1560 6 20 120
Season 4:
Breasting dolphin berths 1 Impact........... Steel pipe 48-in. 8................ 1560 6 4 24
& 2.
[[Page 50726]]
Breasting dolphin berths 1 Impact........... 60-in steel pipe. 32............... 1560 6 12 72
& 2.
Mooring dolphin............ Impact........... 48-in steel pipe. 2................ 1560 12 2 24
Mooring dolphin............ Impact........... 60-in steel pipe. 8................ 1560 12 2 24
N-S access trestle......... Impact........... 48-in steel pipe. 30............... 1560 6 12 72
E-W access trestle......... Impact........... 60-in steel pipe. 28............... 1560 7 14 96
Operation platform......... Impact........... 60-in steel pipe. 12............... 1560 8 6 48
Season 5:
Mooring dolphin............ Impact........... 48-in steel pipe. 10............... 1560 8 6 48
Mooring dolphin............ Impact........... 60-in steel pipe. 40............... 1560 7 14 96
Catwalk.................... Impact........... 60-in steel pipe. 8................ 1560 6 16 96
--------------------------------------------------------------------------------------------------------------------------------------------------------
A summary of anchor handling activities associated to mooring,
trenching, and pipe laying are provided in Table 2.
Table 2--Duration of Anchor Handling Associated With Alaska LNG
Facilities Project
------------------------------------------------------------------------
Season Activity Hours/day Days
------------------------------------------------------------------------
3..................... Mooring......... 6.00 9
3..................... Pipe trenching.. 6.00 14
4..................... Pipeline days at 6.00 53
a rate of 2,500
feet per day.
------------------------------------------------------------------------
Comments and Responses
NMFS published a Proposed Rule in the Federal Register on June 28,
2019 (84 FR 30991). During the 30-day public comment period on the
Proposed Rule, NMFS received comments from the Marine Mammal Commission
(Commission), Center for Biological Diversity (CBD), Cook Inletkeeper,
Friends of Animals (FoA), Environmental Investigation Agency (EIA),
Defenders of Wildlife (DoF), and an anonymous person. All relevant
comments and responses are provided below.
Comment 1: The Commission, CBD, Cook Inletkeeper, DoW, and EIA
state that they are concerned about the potential cumulative impacts of
human activities on the endangered Cook Inlet beluga whale population.
The Commission in particular recommends that NMFS defer issuance of a
final rule to AGDC or any other applicant proposing to conduct sound-
producing activities in Cook Inlet until it has a reasonable basis for
determining that authorizing any additional incidental harassment takes
of Cook Inlet beluga whales would not contribute to or exacerbate the
stock's decline. CBD, Cook Inletkeeper, FoA, and the anonymous person
request that NMFS deny AGDC's request for an MMPA incidental take
authorization.
Response: In accordance with our implementing regulations at 50 CFR
216.104(c), we use the best available scientific evidence to determine
whether the taking by the specified activity within the specified
geographic region will have a negligible impact on the species or stock
and will not have an unmitigable adverse impact on the availability of
such species or stock for subsistence uses. Based on the scientific
evidence available, which includes the inclusion of updated density
estimates for Cook Inlet beluga whales as well as consideration of the
revised abundance estimates (NMFS 2020), NMFS determined that the
impacts of the AGDC LNG facility construction activities, which are
primarily acoustic in nature, would meet these standards.
In addition, NMFS worked with AGDC and developed a suite of
rigorous monitoring and mitigation measures to reduce impacts to Cook
Inlet beluga whales and other marine mammals to the lowest level
practicable. Some of the major measures that were put in place after
the Proposed Rule was published include: (1) Time/area restriction to
minimize underwater noise input in the Susitna River delta during
summer months (to reduce impacts to belugas during important foraging
behaviors) by prohibiting in-water pile driving in west Cook Inlet; (2)
requiring AGDC to implement shutdown measures for beluga whales to
prevent Level B harassment, shutdown measures for humpback whales and
killer whales to prevent Level A harassment, and a 1,000-m exclusion
zone for harbor porpoises and harbor seals to reduce Level A
harassment; and (3) requiring AGDC to test the effectiveness of air
bubble curtains around in-water pile driving. If the results of passive
acoustic monitoring show that the air bubble curtain can reduce the
source level by 2-dB or greater for a specific type of pile, AGDC will
be required to deploy the air bubble curtain system for the driving of
such piles. These additional mitigation measures are expected to
further reduce both the number and severity of marine mammal takes,
particular the Cook Inlet beluga whale, in the AGDC LNG facility
construction area. NMFS included these additional mitigation measures
after working with AGDC and determined that they are
[[Page 50727]]
practicable to further reduce potential impacts to Cook Inlet beluga
whales.
Our analysis indicates that issuance of these regulations will not
contribute to or worsen the observed decline of the Cook Inlet beluga
whale population. Additionally, the ESA Biological Opinion determined
that the issuance of regulations is not likely to jeopardize the
continued existence of the Cook Inlet beluga whales or destroy or
adversely modify Cook Inlet beluga whale critical habitat. The
Biological Opinion also outlined Terms and Conditions and Reasonable
and Prudent Measures to reduce impacts, which have been incorporated
into the rule. Therefore, based on the analysis of potential effects,
the parameters of the activity, and the rigorous mitigation and
monitoring program, NMFS determined that the activity would have a
negligible impact on the population.
Moreover, the LNG facility construction activity would take only
small numbers of marine mammals relative to their population sizes. As
described in the proposed rule notice, NMFS used a method that
incorporates density of marine mammals overlaid with the anticipated
ensonified area to calculate an estimated number of takes for belugas,
which was estimated to be less than 10% of the stock abundance. The
refined analysis using a 1 km by 1 km grid of Cook Inlet beluga whale
density later showed that the estimated take would be even smaller (see
detailed discussion in Estimated Take section below), at less than 5%
of the population for any given year, which NMFS considers small. Based
on all of this information, NMFS determined that the number of beluga
whales likely to be taken is small.
Comment 2: The Commission recommends that NMFS ensure that AGDC's
draft environmental impact statement (EIS) addresses the cumulative
impacts of AGDC's proposed activities and all other sound-producing
activities on beluga whales, as well as other marine mammals. CBD, Cook
Inletkeeper, and EIA also comment that NMFS did not provide adequate
analysis for how it arrived at its take estimates and negligible impact
finding, and that NMFS did not look into the ongoing and cumulative
impacts of the proposed activities combined with other foreseeable
activities in Cook Inlet.
Response: Both the statute and the agency's implementing
regulations call for analysis of the effects of the applicant's
activities on the affected species and stocks, not analysis of other
unrelated activities and their impacts on the species and stocks. That
does not mean, however, that effects on the species and stocks caused
by other non-AGDC activities are ignored. The preamble for NMFS'
implementing regulations under section 101(a)(5) (54 FR 40338;
September 29, 1989) explains in response to comments that the impacts
from other past and ongoing anthropogenic activities are to be
incorporated into the negligible impact analysis via their impacts on
the environmental baseline. Consistent with that direction, NMFS has
factored into its negligible impact analyses the impacts of other past
and ongoing anthropogenic activities via their impacts on the baseline
(e.g., as reflected in the density/distribution and status of the
species, population size and growth rate, and other relevant
stressors). See the Analysis and Negligible Impact Determination
section of this rule.
Regarding the analysis supporting the take estimates and the
negligible impact finding, for the assessments of potential impacts to
Cook Inlet beluga whales and other marine mammals in the vicinity of
AGDC's LNG facilities construction area, NMFS evaluated the noise
sources as well as other stressors produced by the construction
activities. We analyzed the noise source types, source levels, and the
duration of noise-producing activities, as well as the expanses of
ensonified areas in different seasons, to estimate the number of marine
mammals that would be exposed to noise levels that could result in
takes--both in the forms of Level A harassment and Level B harassment.
In addition, NMFS analyzed the likely impacts of those takes on
individual marine mammals and the impact on their habitat, including
marine mammal prey species and the Cook Inlet beluga whale critical
habitat, to support the determination that the authorized takes will
result in a negligible impact to the affected species and stocks. These
analyses were detailed in the Potential Effects of Specified Activities
on Marine Mammals and Their Habitat and Estimated Takes by Incidental
Harassment sections in the proposed rule (84 FR 39931; June 18, 2019).
Our 1989 final rule for the MMPA implementing regulations also
addressed public comments regarding cumulative effects from future,
unrelated activities. There we stated that such effects are not
considered in making findings under section 101(a)(5) concerning
negligible impact. We indicated that NMFS would consider cumulative
effects that are reasonably foreseeable when preparing a NEPA analysis
and also that reasonably foreseeable cumulative effects would be
considered under section 7 of the ESA for ESA-listed species.
Accordingly, detailed analysis of the cumulative impacts of the
proposed activities combined with other foreseeable activities
(including sound-producing activities) in Cook Inlet is provided in
FERC's FEIS and, further, the reasonably foreseeable cumulative effects
on listed species are considered in NMFS biological opinion.
Comment 3: The Commission also recommends that NMFS establish
annual limits on the total number and types of takes that are
authorized for all sound-producing activities in Cook Inlet before
issuing the final rule. FoA states that the proposed project would have
more than a negligible impact when analyzed in combination with other
authorizations.
Response: As mentioned above, under the MMPA NMFS is required to
make our required determinations for the specified activity and,
therefore, establishing limits on the total number of takes authorized
across multiple actions is inappropriate. Further, setting limits on
the number and types of takes across all projects is also unnecessary
in the context of the consideration of AGDC's activity. There are few
incidental takes of Cook Inlet beluga whales currently authorized under
the MMPA in Cook Inlet, and the projects for which takes are authorized
are separated spatially and temporally. NMFS considered the effects of
potential overlap in projects and the effects of sources other than
those authorized for incidental take on Cook Inlet beluga whales in the
Cumulative Effects section of the FERC's Final EIS. The analysis
concludes that the issuance of an authorization to AGDC for the
proposed LNG facility construction in Cook Inlet would not have
significant impacts to Cook Inlet beluga whale and other marine mammals
in the study area, provided that prescribed monitoring and mitigation
measures are implemented.
Comment 4: The Commission recommends that NMFS require AGDC to
submit a stakeholder engagement plan that includes stakeholders
contacted (or to be contacted), a summary of input received, a schedule
for ongoing community engagement, and measures that would be
implemented to mitigate any potential conflicts with subsistence
hunting.
Response: NMFS worked with AGDC to ensure that AGDC engages with
stakeholders throughout the project area, including Cook Inlet,
including submission of a Stakeholder Engagement Plan (Plan). AGDC
provided the Plan to NMFS in April 2020, which includes a list of
[[Page 50728]]
stakeholders to be further contacted, and implementation of the Plan
through communication. The Plan provides a detailed analysis of
subsistence use of marine mammals in the Cook Inlet area, which
indicates that Cook Inlet does not have as strong of a subsistence
hunting community. Nevertheless, AGDC stated in the Plan that it will
actively involve subsistence communities in the process, hearing
concerns, and responding to issues. No concerns were raised by
subsistence users through this process. Through the Stakeholder
Engagement Plan, AGDC would implement measures to keep subsistence
users in the Cook Inlet region informed of its project activities.
Comment 5: The Commission states that the estimated mean density of
beluga whales of 0.000158 animals/km\2\ near the temporary MOF appears
to be an underestimate when compared to densities used by other recent
applicants to estimate takes associated with activities in similar
areas of Cook Inlet. The Commission further states that density
estimates for beluga whales in Cook Inlet are typically derived from a
habitat model developed by Goetz et al. (2012), which generated density
for each 1-square-km cell of Cook Inlet. The Commission recommends that
NMFS ensure consistency in density estimates used by applicants for
beluga whales in Cook Inlet and update relevant habitat density models
as new information becomes available.
Response: Density estimates for beluga in Cook Inlet in the
Proposed Rule did use a habitat based model developed by Goetz et al.
(2012). The analysis separated the data into upper, middle, and lower
Cook Inlet; and the Goetz model is provided in GIS so that a specific
density can be selected for a specific location. AGDC used the highest
density estimate for each project location, which in all cases was the
Goetz model for the specific area.
After the Proposed Rule was published, AGDC conducted additional
analyses using Goetz et al. (2012) modeled aerial survey data collected
by NMFS between 1993 and 2008 and developed beluga whale summer
densities for each 1-square-kilometer cell of Cook Inlet. To develop a
density estimate associated with Project components, the GIS files of
the predicted ensonified area for both Level A and Level B harassment
associated with each location and pile type, size, and hammer was
overlain with the GIS file of the 1-square-kilometer beluga density
cells. The cells falling within each ensonified area were provided in
an output spreadsheet, and an average cell density for each Project
component was calculated. This level of detailed analysis shows that
average beluga whale density near the temporary MOF is 0.00005 animal/
km\2\.
Regarding the Commission's recommendation that NMFS ensure
consistency across authorization, while we agree that the best
available science should consistently be used to support density
estimates for all projects, we disagree that this means the identical
density estimate must necessarily be used for all projects. Density
estimates themselves may appropriately vary to best inform activities
conducted at varied temporal and spatial scales.
Comment 6: For harbor seal take estimates, the Commission
recommends that NMFS use the haul-out correction factor of 2.33 from
Boveng et al. (2012) to revise the yearly abundance estimates and
resulting density estimates and recalculate the number of takes
accordingly. The Commission also recommends that NMFS use the gray
whale and harbor porpoise densities specified in Table 9 of the Hilcorp
Final Rule (84 FR 37481; July 31, 2019) and recalculate the numbers of
takes accordingly. The Commission further recommends that NMFS (1)
consult with researchers at the Alaska Fisheries Science Center that
specialize in both cetacean and pinniped density derivation to ensure
it is compiling, enumerating, and analyzing the aerial sightings data
and estimating the various marine mammal densities correctly and (2)
use marine mammal densities consistently for all future incidental take
authorizations in Cook Inlet.
Response: NMFS consulted with researchers at the Alaska Fisheries
Science Center and revised the yearly abundance estimates and resulting
density estimates and recalculated the number of takes of harbor seals
and harbor porpoises as suggested by the Commission (pers. comm.; J.
London; April 16, 2020). The revised abundance and density estimates
are used in take calculation described in the Estimated Take section.
The gray whale was not originally included in the AGDC LOA
application, as it was added by NMFS in the Proposed Rule. Further
analysis (see Description of Marine Mammals in the Area of Specified
Activities section) led us to conclude that takes of gray whale are
highly unlikely in upper Cook Inlet where AGDC's construction activity
is located. Therefore, this species is not included in the analysis for
the final rule.
NMFS addressed the comment about density estimation consistency in
our response to the previous comment.
Comment 7: The Commission states that animal modeling that
considers various operational and animal scenarios is the best way to
determine the appropriate accumulation time to assess acoustic impacts.
The Commission recommends that NMFS continue to make a priority to
address the modeling issue to resolve in the near future and consider
incorporating animal modeling into its user spreadsheet for acoustic
impact assessment.
Response: NMFS has formed a working group to explore and develop
such a model-based approach as discussed in the comment.
Comment 8: The Commission, CBD, and Cook Inletkeeper point out that
AGDC's method for estimating days of pile driving activities, which
sums fractions of days in which activities occur to generate the total
number of days for each proposed activity, is inconsistent with NMFS'
policy for enumerating takes for construction activities in general and
underestimated the numbers of days of pile driving activity and Level A
and Level B takes. The Commission recommends that NMFS revise the
numbers of Level A and Level B harassment takes for all marine mammal
species to reflect the actual number of days that impact and vibratory
pile driving will occur, regardless of the duration of those activities
on a given day.
Response: NMFS worked with AGDC to better characterize the activity
and quantify the days of pile driving. Given that the precise number of
piles to be installed or removed is generally unknown, the actual
number of pile driving days is used in the revised take calculation to
calculate potential takes, as recommended.
Comment 9: The Commission recommends that NMFS refrain from
authorizing Level A harassment takes for species in which the proposed
activities are not likely to result in Level A harassment takes during
vibratory pile and sheet pile driving, which includes harbor porpoises,
Dall's porpoises, Steller sea lions, and California sea lions.
Response: NMFS worked with AGDC and evaluated the potential impact
to marine mammal species in the project area and reassessed the
likelihood of the species' presence. Based on the reassessment, NMFS
determined that it is highly unlikely that AGDC's proposed construction
activities would result in Level A harassment of Dall's porpoise,
Steller sea lion, or California sea lion in the project area, due to
extra-limital distribution of these species. However, presence of
harbor porpoise has been
[[Page 50729]]
confirmed near the AGDC's project location. In addition, the relatively
large Level A harassment zone for high-frequency cetaceans and the
difficulty of detection harbor porpoise in the field make it
challenging to implement shutdown measures in a timely fashion.
Therefore, we consider the possibility that harbor porpoise could be
taken by Level A harassment if AGDC PSOs fail to detect an animal
before it enters an exclusion zone and remains for the amount of time
necessary to incur PTS. The possibility of harbor porpoise Level A
harassment is also confirmed by our calculations (see Estimated Take
section). Accordingly, a small number of Level A harassment takes of
harbor porpoise have been analyzed and authorized.
Comment 10: The Commission recommends that NMFS (1) require AGDC to
provide a detailed hydroacoustic monitoring plan, (2) provide the plan
to the Commission for review, and (3) include in the final rule, the
requirement to conduct hydroacoustic monitoring during impact and
vibratory pile driving of each pile type to verify and adjust the
extents of the Level A and B harassment zones, as necessary.
Response: NMFS required AGDC to provide a detailed hydroacoustic
monitoring plan for its pile driving activities associated with the LNG
facility construction in Cook Inlet and received the plan in February
2020. NMFS has provided the plan to the Commission for review and
addressed all comments and questions from the Commission. NMFS also
required AGDC to conduct hydroacoustic monitoring at the beginning of
in-water pile driving of each pile type to verify and adjust the
extents of the Level A and Level B harassment zones, as necessary.
Comment 11: The Commission states that the proposed number of Level
A and B harassment takes also are not allocated appropriately based on
the extents of the Level A and B harassment zones. As an example, the
Commission points out that in Year 5, the Level A harassment zone for
high-frequency cetaceans during impact installation of 48- and 60-in
pile is 4,524 m, which is 97 percent of the Level B harassment zone of
4,642 m. However, NMFS proposed to authorize 10 Level A harassment
takes and 20 Level B harassment takes of harbor porpoises for that
year. The Commission recommends that NMFS reallocate the proposed Level
A and B harassment take for low-frequency and high-frequency for Years
2, 3, 4, and 5 to ensure that the authorized limits reflect the
relative extents of each harassment zone.
Response: NMFS worked with AGDC and recalculated the takes based on
animal density, ensonified area, and pile driving days. The estimated
takes conservatively reflect the relative extents of each harassment
zone. However, it is important to note that while NMFS agrees that
comparison of the areas of the Level B and Level A harassment zones is
a useful qualitative consideration, we do not agree with the
Commission's premise that takes must necessarily be allocated
proportionally to the areas of the Level B and Level A harassment
zones, as these two ``zones'' do not represent the same thing. The
Level B harassment zone is based on a threshold utilizing a metric of
instantaneous exposure and the general underlying assumption is that if
an animal enters this zone, even momentarily, it will be exposed above
the received level threshold for Level B harassment and thereby taken.
Alternately, the thresholds for incurring PTS are not solely based on
an instantaneous exposure to some level of sound, they are based on an
accrual of energy that results from a combination of the animal's
proximity to the source and the time spent there. The isopleth produced
by NMFS' User Spreadsheet (which delineates the Level A harassment
zone) includes an assumption about the amount of time that an animal
would need to remain within the distance identified and, therefore,
does not support the assumption that any animal that enters the zone,
even briefly, is taken by Level A harassment. Animals that only come
within the outer edges of the Level A zone would need to remain there
near the full duration of time indicated for the full day of pile
driving operation to incur PTS (typically 30 minutes to multiple
hours), while animals coming further within the zone would need to
remain for progressively shorter amounts of time as they get closer to
the source to risk incurring PTS.
Comment 12: The Commission states that AGDC would not be able to
monitor the entire Level B harassment zones due to the extent of these
zones and recommends that NMFS specify how AGDC should enumerate the
numbers of marine mammals taken particularly when observers are only
monitoring a portion of the Level A and B harassment zones.
Response: NMFS has worked with AGDC on the effectiveness of marine
mammal monitoring for extended distances and concluded that if the
protected species observers (PSOs) are placed in locations with
appropriate height and equipment, they are able to detect beluga whales
out to 1.5 km from the site on clear days. However, during less ideal
visibility conditions when only a portion of the Level B harassment
zone is visible, AGDC are required to enumerate the numbers of marine
mammal taken based on take number within the area that is within the
visual observation corrected by the proportion of area beyond visual
observation.
Comment 13: The Commission recommends that NMFS require AGDC to
keep a tally of the numbers of marine mammals taken, alert NMFS when
the authorized limit is close to being met, and follow any guidance
provided.
Response: AGDC is required to keep a tally of the number of marine
mammals taken and alert NMFS when the authorized limit is close to
being met based on prescribed monitoring measured in the final rule. In
addition, AGDC is required to keep a tally of all marine mammal
sightings during the pile driving activities.
Comment 14: The CBD and Cook Inletkeeper state that NMFS did not
adequately consider the impacts to Cook Inlet beluga whale critical
habitat.
Response: The Cook Inlet beluga whale critical habitat is
adequately addressed in the Negligible Impact Analysis and
Determination section. We noted that AGDC's LNG facilities construction
activities could potentially impact Cook Inlet beluga whale critical
habitat. Satellite-tagging studies and aerial survey indicate that
seasonal shifts exist in Cook Inlet beluga whale distribution, with the
whales spending a great percentage of time in coastal areas during the
summer and early fall (June through October or November), and
dispersing to larger ranges that extend to the middle of the inlet in
winter and spring (November or December through May). However, fine
scale modeling based on NMFS long-term aerial survey data indicate that
the AGDC's proposed LNG facilities construction does not overlap with
beluga whale high density areas during the summer and fall (Goetz et
al., 2012).
Further, NMFS also addressed potential effects on beluga whale prey
species. Studies have shown that fish reacted to sounds when the sound
level increased to about 20 dB above the detection level of about 120
dB (Ona, 1988); however, the physical injury and mortality to fish only
occurred in the immediate vicinity of impact pile driving (Caltrans,
2015). Therefore, it is highly unlikely that in-water impact pile
driving would cause noticeable level fish injury or mortality. During
the Alaska LNG facilities construction, only a small fraction of the
available habitat would be ensonified at any given time. Disturbance to
fish species would be
[[Page 50730]]
short-term, and fish would return to their pre-disturbance behavior
once the pile driving activity ceases.
Furthermore, potential impacts to Cook Inlet beluga whale critical
habitat were also addressed in the FERC's FEIS, of which NMFS is a
cooperating agency. In addition, the ESA Biological Opinion determined
that the issuance of regulations is not likely to jeopardize the
continued existence of the Cook Inlet beluga whales or destroy or
adversely modify Cook Inlet beluga whale critical habitat. NMFS
adequately considered impacts in critical habitat in the analyses
supporting its determination.
Comment 15: Citing a study by Mooney et al. (2018), the CBD and
Cook Inletkeeper claim that NMFS thresholds of 120 dB re 1[micro]Pa
(rms) for continuous and 160 dB re 1[micro]Pa (rms) for impulsive or
intermittent sources to determine Level B harassment are insufficiently
conservative to protect Cook Inlet beluga whale because beluga whales
are highly sensitive to noise.
Response: The study CBD and Cook Inletkeeper cited addresses the
variation of hearing sensitivity in a wild beluga whale population
Bristol Bay, AK. The study used auditory evoked potential (AEP) to
obtain audiograms of 26 wild beluga whales during capture-release
events. The results showed that most beluga whales from the study
showed sensitive hearing with low thresholds (<80 dB re 1 1[micro]Pa)
from 16 to 100 kHz, a frequency range that is much higher than noises
generated from in-water pile driving, vessels, and pipe laying.
Although not reported in their AEP study, audiograms provided in the
paper show a rapid decrease in beluga whale hearing sensitivity as the
frequencies get lower, like most odontocetes. Behavioral audiograms of
beluga whales show that hearing sensitivity in the frequency below 1
kHz is above 100 dB re 1 1[micro]Pa, and elevates to above 120 dB
1[micro]Pa at about 100 Hz (White et al., 1978).
In addition, CBD and Cook Inletkeeper are confused between the
animals' detection thresholds and threshold of noise induced behavioral
disturbances. Being able to detect the sound does not indicate that the
animal would respond to the sound, much less be taken by Level B
harassment, as defined under the MMPA. Studies show that animals
usually respond to received noise at levels much higher than their
hearing thresholds.
Comment 16: CBD states that impacts of pile driving on beluga
whales have been underestimated. CBD further states that pile driving
[noise] could mask ``strong bottlenose dolphin vocalizations'' 10-15 km
from the source (David, 2006).
Response: NMFS has carefully reviewed the best available scientific
information in assessing impacts to marine mammals and recognizes that
these activities have the potential to impact marine mammals through
threshold shifts, behavioral effects, stress responses, and auditory
masking. However, NMFS has determined that the nature of such
potentially localized exposure means that the likelihood of any impacts
to fitness and population level disturbance from the authorized take,
including from detrimental energetic effects or reproductive impacts,
is low. NMFS has also prescribed a robust suite of mitigation measures,
such as shutdown measures to avoid beluga Level B harassment, which is
expected to further reduce both the number and severity of beluga whale
takes.
NMFS considers it highly unlikely that dolphin vocalizations could
be masked by pile driving noise. As discussed in detail in the
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat section of the proposed rule, auditory masking occurs at the
frequency band that the animals utilize. Since noise generated from
vibratory pile driving is mostly concentrated at low frequency ranges
below 2 kHz, it is expected to have minimal effects masking high
frequency echolocation (clicks) and communication (whistles) sounds by
odontocetes, including bottlenose dolphins. The analysis by David
(2006) on masking is flawed as it did not adequately consider the
frequency spectra of pile driving noise as it relates to auditory
frequency response of the dolphin.
Comment 17: CBD and Cook Inletkeeper claims that NMFS relied on
avoidance [behavior] to make its negligible determination.
Response: CBD's claim is inaccurate. NMFS did not rely on marine
mammal avoidance behavior to make our negligible determination. To the
contrary, NMFS considered avoidance as a form of Level B harassment. As
stated clearly in the Proposed Rule (84 FR 39901; June 28, 2019),
``marine mammals' exposure to certain sounds could lead to behavioral
disturbance (Richardson et al., 1995), such as changing durations of
surfacing and dives, number of blows per surfacing, or moving direction
and/or speed; reduced/increased vocal activities; changing/cessation of
certain behavioral activities (such as socializing or feeding); visible
startle response or aggressive behavior (such as tail/fluke slapping or
jaw clapping); avoidance of areas where noise sources are located; and/
or flight responses (e.g., pinnipeds flushing into water from haul-outs
or rookeries).''
Comment 18: CBD and Cook Inletkeeper state that NMFS failed to
account for numerous harmful activities such as dredging, pipeline
trenching, vessels transiting, and geophysical surveys that could
result in takes of marine mammals.
Response: As stated in the Proposed Rule (84 FR 39901; June 28,
2019), dredging activity would occur during the construction of the
Marine Terminal MOF using either a hydraulic (cutter head) dredger or a
mechanical dredger, and pipeline trenching would occur in the Cook
Inlet during pipeline laying operations. These activities typically
have low noise levels (120-dB isopleths are typically within 150 m) and
slow, predictable movement, which support the unlikelihood of resulting
take. For example, URS (2007) measured underwater sound level was 141
dB re 1 [mu]Pa rms at 12 m associated with U.S. Army Corps of Engineers
(USACE) dredging activities at the Port of Alaska (formerly Port of
Anchorage). The resulting 120-dB isopleths was 134.6 m. In addition,
these activities are typically associated with slow moving barge/vessel
and the noise output are intermittent. Nevertheless, NMFS considers how
other activities associated with pipeline trenching, such as anchor
handling that generates much louder noise, could cause takes of marine
mammals. Effects from these activities have been analyzed and takes
were estimated.
Although noises generated from the vessel can be louder than
dredging noise, similar to dredging, the movement is relatively
predictable, and habituation to vessel traffic has been documented for
some marine mammals in more industrialized areas. Therefore, we do not
consider animals exposed to transiting vessels likely to respond in a
manner that would rise to the level of a take as defined under the
MMPA.
The equipment AGDC proposed to use for its geophysical surveys are
all high-frequency sources with frequencies above 200 kHz, as described
in the Proposed Rule. These frequencies are beyond the detection
thresholds of marine mammals. Therefore, NMFS does not expect operating
these sources would have takes of marine mammals.
Comment 19: CBD, Cook Inletkeeper, and FoA claim that the small
numbers determination is flawed and that NMFS underestimated Cook Inlet
beluga takes.
Response: NMFS does not agree with CBD, Cook Inletkeeper, and FoA's
[[Page 50731]]
assessment. As described in details in the Proposed Rule (84 FR 39901;
June 28, 2019), density estimates for Cook Inlet beluga were based on a
habitat-based model developed by Goetz et al. (2012). Take estimates
were calculated using the beluga whale densities in different areas of
the Cook Inlet that overlap with the construction activities, taking
into consideration ensonified areas and the duration of each activity.
After the Proposed Rule was published, AGDC conducted additional
analysis, which NMFS concurred was appropriate, using Goetz et al.
(2012) modeled aerial survey data collected by NMFS between 1993 and
2008 and developed beluga whale densities for each 1-square-kilometer
cell of Cook Inlet. The calculation shows that the maximum annual take
of Cook Inlet beluga whale, adjusted for group number is 13 animals.
This translates to less than 5% of the Cook Inlet beluga whale stock's
population.
Regarding the small numbers determination, NMFS disagrees that it
is flawed. NMFS refers the reader to the Federal Register Notice
announcing NMFS' issuance of five IHAs authorizing take incidental to
seismic surveys in the Atlantic (83 FR 63268; December 7, 2018), in
which the agency describes in detail its method and rationale for
determining whether take of marine mammals constitutes small numbers.
As described in that notice, and in the associated sections of this
notice, the small numbers determination and negligible impact analysis
are conducted separately using entirely different approaches, although
they necessarily consider some of the same biological information.
Also, contrary to the commenter's assertion, NMFS has indicated that
the determination of whether take of marine mammals is of small numbers
is appropriately considered on an annual basis and the commenter has
offered no justification for why this might not be appropriate.
Comment 20: CBD and Cook Inletkeeper state that the proposed rule
failed to ensure the least practicable adverse impact. Specifically,
CBD and Cook Inletkeeper claimed that NMFS did not address the
following issues: Limit on cumulative beluga whale takings in Cook
Inlet; time-area restrictions; larger exclusion zones; air curtains or
other noise reduction technologies; and sound source verification.
Response: NMFS does not agree with CBD and Inletkeeper's assertion.
As described in the Proposed Rule (84 FR 39901; June 28, 2019), NMFS
worked with AGDC and proposed a wide range of monitoring and mitigation
to achieve the least practicable adverse impact. These measures
included, but were not limited to: (1) Limiting in-water pile driving
activities to daylight hours only; (2) implementing shutdown measures
for beluga whales to prevent Level A harassment of this species; (3)
implementing soft start for all impact pile driving; and (4) monitoring
both Level A and Level B harassment zones to ensure takes does not
exceed the number or species that would not be authorized. NMFS has
described why these measures, along with monitoring and mitigation
measures described in the proposed rule, will ensure the least
practicable adverse impacts to AGDC's LNG facility construction
project. After the Proposed Rule was published, NMFS further worked
with AGDC to identify additional practicable measures and included the
following additional mitigation and monitoring measures: (1)
Prohibiting in-water pile driving near beluga whale summer feeding
ground between June 1 and September 7 in west Cook Inlet; (2)
implementing larger exclusion zones for shutdown measures to prevent/
reduce Level B harassment of Cook Inlet beluga whales; (3) implementing
shutdown measure to prevent Level A harassment of all mid-frequency
cetaceans; (4) implement shutdown measures to reduce Level A takes of
all other marine mammals; (5) requiring AGDC to conduct passive
acoustic monitoring to assess the range of ensonified zones; (6)
requiring AGDC to assess the effectiveness of air bubble curtains by
conducting sound source verification; and (7) requiring AGDC to deploy
air bubble curtains to reduce pile driving noise level if the air
bubble curtains are found to be able to achieve a noise reduction of 2
dB or more. These additional monitoring and mitigation measures address
four out of the five concerns raised by CBD and Cook Inletkeeper.
Regarding CBD and Cook Inletkeeper's comments on limiting cumulative
beluga whale takes in Cook Inlet, NMFS addressed this in Response to
Comments 2 and 3 above. Additionally, for the issuance of the LOA, our
analysis showed that at a maximum, 14 Cook Inlet beluga whales could be
exposed to noise levels that result to Level B harassment in a given
year without any mitigation measures in place. This number equates to
5% of the Cook Inlet beluga whale population. Implementation of
required monitoring and mitigation are likely to further reduce the
severity and number of takes of Cook Inlet beluga whale.
Comment 21: CBD and Cook Inletkeeper claims that NMFS finding of no
unmitigable impacts on subsistence harvest is arbitrary because the
proposed action may have an adverse impact on the availability of
beluga whales, harbor seals, Steller sea lions, and sea otters for
Native Alaskan subsistence harvest.
Response: NMFS does not agree with CBD and Cook Inletkeeper's
assertion. First, there is no subsistence harvest of Cook Inlet beluga
whales because of its low population in more than a decade. The
criteria established for when subsistence hunt of Cook Inlet beluga
could resume included the need for a ten-year average abundance
estimate to exceed 350 animals, as well as a requirement for an
increasing population trajectory; therefore, there are no active
subsistence uses of beluga whales that the activity could interfere
with. Further, as described in this notice, the Level B harassment take
of beluga whales allowed through these regulations would be of small
numbers and of a low degree not expected to effect the fitness,
reproduction, or survival of any individuals, and therefore would not
impede the recovery of the population or otherwise affect the ten-year
abundance average. In regard to other marine mammal species, NMFS
conducted a thorough analysis on substance use of these species. Jones
and Kostick (2016) reported that 2 percent of households in Nikiski,
the closest village to AGDC's proposed project area, used harbor seals
and 1 percent reported using unknown seal species (both gifted from
another region). No marine mammals were actively hunted by Alaska
Native residents in Nikiski. There is limited use of marine mammals
thought to be from the small number of Alaska Natives living in Nikiski
(Jones and Kostick, 2016). In other locations, the hunt of marine
mammals is conducted opportunistically and at such a low level that
totals approximately 50 harbor seals and fewer than 10 Steller sea
lions in a typical year. Therefore, AGDC's program is not expected to
have an impact on the subsistence use of marine mammals.
Nevertheless, NMFS required AGDC to develop a stakeholder
engagement plan and communicate with subsistence users in the region to
inform its proposed activities.
Comment 22: CBD and Cook Inletkeeper claim the draft Environmental
Impact Statement (EIS) is flawed based on the assertion that (1) the
purpose and need are too narrowly defined; (2) NMFS failed to consider
a reasonable range of alternatives related to mitigation measures; and
(3) the discussion of environmental and cumulative impacts of the
proposed
[[Page 50732]]
project is inadequate as it does not discuss the planned oil and gas
lease sales, the Hilcorp seismic survey and exploratory drilling, and
Pebble Mine.
Response: NMFS does not agree with CBD and Cook Inletkeeper's
assertions. First, NMFS worked with the Federal Energy Regulatory
Commission (FERC) and clarified NMFS' responsibility in the ``Purpose
and Scope of This EIS'' section of the final EIS. Specifically, the EIS
states that NMFS, in accordance with 40 CFR 1506.3 and 1505.2, intends
to adopt this EIS and issue a separate record of decision (ROD)
associated with its decision to grant or deny AGDC's request for
regulations and a Letter of Authorization (LOA) pursuant to Section
101(a)(5)(A) of the MMPA for construction activities in Cook Inlet.
In regard to the range of alternatives being considered, NMFS
worked with FERC and required a suite of monitoring and mitigation
measures that are the most protective to ensure the least practicable
adverse impact. While a range of alternatives concerning the scope of
the project were presented in the EIS, many of these project-related
alternatives were eliminated either due to no environmental advantage
or impracticable for the project and were eliminated.
Finally, we note that the projects that CBD and Cook Inletkeeper
note (planned oil and gas lease sales, the Hilcorp seismic survey and
exploratory drilling, and Pebble Mine) are all discussed in the
Cumulative Impacts of the final EIS (pages 4-1188 and 4-1189 of the
FEIS). The first two projects are also shown in a map on page 4-1168 of
the FEIS, while the site of Pebble Mine is outside the vicinity of
AGDC's proposed project area in Cook Inlet.
Comment 23: CBD and Cook Inletkeeper states that NMFS should not
issue take authorization under the Endangered Species Act (ESA).
Response: NMFS disagree with CBD and Cook Inletkeeper's opinion. As
stated in Response to Comment 1, NMFS is required to issue a marine
mammal incidental take authorization for a specified activity within
the specified geographic region if NMFS is able to determine that the
activity will have a negligible impact on the species or stock and will
not have an unmitigable adverse impact on the availability of such
species or stock for subsistence uses. Based on the scientific evidence
available, NMFS determined that the impacts of the AGDC LNG facility
construction activities meet these standards.
Regarding ESA compliance for the NMFS authorization (under the
MMPA) of ESA-listed species such the Cook Inlet beluga whale and
Western North Pacific, Hawaii, and Mexico DPS of humpback whales, NMFS'
Permit and Conservation Division requested initiation of section 7
consultation with the Alaska Region for the promulgation of 5-year
regulations and the subsequent issuance of annual LOAs. The Alaska
Region issued a Biological Opinion concluding that NMFS' action is not
likely to adversely affect the listed species named above or adversely
modify their critical habitat.
Comment 24: FoA states that the proposed project would create noise
pollution that is likely to cause hearing damage to Cook Inlet beluga
whales.
Response: NMFS does not agree with FoA's assertion. While FoA did
not define what constitute to ``noise pollution,'' NMFS provided an in-
depth analysis on noise generated from AGDC's proposed LNG facility
construction. Based on the analysis, NMFS finds it extremely unlikely
that a beluga whale would experience hearing damage (permanent
threshold shift) from the proposed AGDC construction activity. The
analysis is supported by scientific information presented in NMFS'
Technical Guidance for Assessing the Effects of Anthropogenic Sound on
Marine Mammal Hearing (V.2.0) (NMFS, 2016; 2018) and based on density
estimate of Cook Inlet beluga whales in the project area, ensonified
area and noise exposure duration from construction activities. Our
analysis showed that anticipated takes of Cook Inlet beluga whales are
expected to be limited to short-term Level B harassment. Beluga whales
present in the vicinity of the action area and taken by Level B
harassment would most likely show overt brief disturbance (startle
reaction) and avoidance of the area from elevated noise levels during
pile driving.
Comment 25: FoA states that the proposed project is susceptible to
catastrophic events, such as oil spill, which is reasonably likely to
negatively impact the species.
Response: Oil spills are not considered because take of marine
mammals due to oil spills are not anticipated or authorized. AGDC is
required to comply with all regulations related to pileline laying and
vessel transiting and is responsible for ensuring its compliance with
those regulations. An oil spill, or a violation of other federal
regulations, is not authorized under this rule.
Comment 26: FoA claims that NMFS' issuance of the LOA would violate
the NEPA, and that NMFS should prepare a Programmatic EIS (PEIS).
Response: NMFS originally declared its intent to prepare a PEIS for
oil and gas activities in Cook Inlet, Alaska (79 FR 61616; October 14,
2014). However, in a 2017 Federal Register notice (82 FR 41939;
September 5, 2017), NMFS indicated that due to a reduced number of
Incidental Take Authorization (ITA) requests in the region, combined
with funding constraints at that time, we were postponing any potential
preparation of a PEIS for oil and gas activities in Cook Inlet. As
stated in the 2017 Federal Register notice, should the number of ITA
requests, or anticipated requests, noticeably increase, NMFS will re-
evaluate whether preparation of a PEIS is necessary. Currently, the
number of ITA requests for activities that may affect marine mammals in
Cook Inlet is at such a level that preparation of a PEIS is not yet
necessary. Nonetheless, under NEPA, NMFS is required to consider
cumulative effects of other potential activities in the same geographic
area, and these are discussed in greater detail in FERC's Alaska LNG
Project Final Environmental Impact Statement (FERC, 2020), which NMFS
adopted.
Comment 27: DoW requests NMFS defer the comment period for the
Proposed Rule until later in the EIS process, when additional relevant
information could be available for NMFS and public review, or reopen a
public comment period before finalizing the rulemaking on its own
determination that additional relevant information has become
available.
Response: When evaluating the AGDC's petition to take marine mammal
incidental to its proposed construction of LNG facilities in Cook
Inlet, Alaska, NMFS has conducted thorough review of the scope of the
proposed activities and the level of potential impacts to marine
mammals. In doing so, NMFS consulted internally with its experts who
have the best scientific information on the species and their habitat.
A Proposed Rule is published for public comment only when NMFS is
convinced that it has all relevant information to conduct the impact
analyses to support preliminary findings pursuant to the statutory
standards. While the NEPA analysis will be finalized at a later time,
since NMFS is a cooperating agency on the FERC's EIS, NMFS reviewed all
the public comments from the EIS as well to inform its final decision.
Therefore, in this case, NMFS does not believe there was a need to
defer the public comment period, or reopen a public comment period
before finalize the rulemaking.
Comment 28: DoW states that NMFS' proposed rule did not consider
[[Page 50733]]
operational noise associated with the proposed LNG facilities. Citing
FERC's DEIS, DoW states that the highest noise levels would occur when
there are two LNG carrier ships docked at the facility. DoW states that
NMFS should include this additional noise in its analysis.
Response: The action being considered here is the issuance of a
Letter of Authorization under a rulemaking for the incidental take of
small numbers of marine mammals that could result from AGDC's proposed
construction of LNG facilities in Cook Inlet. Our action does not
include the operation of LNG carrier ships in the future. Therefore,
potential impacts to marine mammals beyond what were analyzed for
AGDC's proposed LNG facilities construction activities were not
analyzed, and any takes caused by those activities are not authorized.
Comment 29: DoW claims that twelve hours of noise exposure every
day from April through October and the take of 7% Cook Inlet beluga
whales should not be considered a negligible impact.
Response: NMFS does not agree with DoW's conclusion and nor are the
assumptions upon which it is based accurate. First, while some of the
pile driving activities may occur twelve hours per day, construction
activities are expected to be conducted six days a week from April
through October. In addition, not all construction activities generate
intense underwater noise, and most of the in-water pile driving
activities would not last for 12 hours per day. Furthermore, as marine
mammals move around Cook Inlet, animals would only be exposed to in-
water construction noise when they are present in the area. Finally,
the negligible impact determination considers relevant biological and
contextual factors, i.e., the anticipated impacts to the individuals
and the stock, of the take authorized, as described in details in the
Proposed Rule (84 FR 39901; June 28, 2019).
Comment 30: The EIA expressed concern about potential renewal of
the proposed incidental take authorization (IHA).
Response: NMFS does not propose to issue nor renew an IHA to AGDC
for the proposed LNG facility construction in Cook Inlet. EIA may be
confused with NMFS proposed issuance of an LOA under a 5-year
regulation. The regulations are valid for five years from the date of
issuance with a maximum of a five-year Letter of Authorization
requested under these regulations. If AGDC wanted to pursue marine
mammal take authorization beyond the effective period of these
regulations, they would need to apply anew for an IHA or LOA.
Comment 31: EIA is concerned that it was not able to comment on the
updated version of the LOA application until July 24, 2019, and that
the only application available was a previous version dated February
20, 2019. EIA further states that it was difficult to evaluate the
project's impact, because the activities described in both documents
are roughly similar for each season and estimates rely on the same
research for each density estimate, but NMFS estimated a total of 14
beluga takes from Level B harassments from 2020-2025, while AGDC
estimated 10 belugas but in different seasons.
Response: While reviewers were mistakenly not provided the most up-
to-date version of the application, the scope of the project and
analytical methods were accurately described and remained the same in
later versions. In AGDC's LOA application, it estimated a total of 10
Cook Inlet beluga whale noise exposure by Level B harassment over the
5-year period of the activity but requested for an annual take of 32
animals. In NMFS' analysis, which is using the same methods, we
proposed an annual take of 20 beluga whales based on exposure analysis
that is adjusted to account for group size.
Changes Between Proposed Rule and Final Rule
Several changes were made after the publication of the proposed
rule on June 28, 2019 (84 FR 39931). Those changes resulted from
updated marine mammal density and population information, more detailed
analyses on potential impacts using refined data sets, and additional
mitigation and monitoring measures to minimize impacts. The changes
between proposed and final rules are summarized below.
Authorized takes of marine mammal species were reduced from 10
species to 5 species. In the proposed rule, NMFS proposed to authorize
takes of humpback whale, fin whale, gray whale, beluga whale, killer
whale, harbor porpoise, Dall's porpoise, harbor seal, California sea
lion, and Steller sea lion. In the final rule, takes of fin whale, gray
whale, Dall's porpoise, California sea lion, and Steller sea lion are
not authorized because data show that they are not likely to be present
and exposed to the construction activities (see Description of Marine
Mammals in the Area of Specified Activities section below).
Take numbers of marine mammals were updated based on the newest
information on population estimates and refined density modeling.
Marine mammal density data in the proposed rule were based on NMFS
aerial survey in Cook Inlet from 2000 to 2016. In the final rule,
additional density from the 2018 aerial survey were also included. In
addition, Cook Inlet beluga whale density was further updated based on
the latest population estimated that became available in January 2020
(NMFS, 2020), and the take estimate for this species was reanalyzed
using a more refined density grid than what was used for the proposed
rule. The take number for harbor seals was adjusted based on comments
from the Commission and consultation with NMFS National Marine Mammal
Laboratory.
The final rule also included additional monitoring and mitigation
measures to further reduce potential impacts to marine mammals. Many of
these measures are based on consideration of public comments. These
additional monitoring and mitigation measures include:
Implementing time/area restriction to minimize potential
noise exposure to Cook Inlet beluga whales in the Susitna River Delta;
Implementing larger exclusion zones for all in-water
construction activities to prevent or reduce Level A harassment for all
marine mammals and to prevent Level B harassment for Cook Inlet beluga
whales;
Requiring sound source verification (SSV) measurement for
in-water pile driving to better understand underwater noise generated
from pile driving activities; and
Deploying air bubble curtains to attenuate noise from in-
water pile driving if SSV results show a 2-dB reduction of noise from
air bubble curtains.
Description of Marine Mammals in the Area of Specified Activities
Sections 4 and 5 of the IHA application summarize available
information regarding status and trends, distribution and habitat
preferences, and behavior and life history, of the potentially affected
species. Additional information regarding population trends and threats
may be found in NMFS' Stock Assessment Reports (SARs;
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS'
website (www.fisheries.noaa.gov/find-species).
Five species that were analyzed in the Proposed Rule (84 FR 39901;
June 28, 2019) but since were removed in the
[[Page 50734]]
final analysis due to their extralimital presence in the proposed area,
based on in depth analysis of NMFS marine mammal aerial survey data
(summarized in Shelden et al., 2017; 2019). These species are: Fin
whale (Balaenoptera physalus), gray whale (Eschrichtius robustus),
Dall's porpoise (Phocoenoides dali), California sea lion (Zalophus
californianus), and Steller sea lion (Eumetopias jubatus). As take of
these species is not anticipated as a result of the proposed
activities, these species are not analyzed further in this document.
Table 3 summarizes information related to the population or stock,
including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2019). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no mortality is anticipated or authorized here, PBR is
included here as a gross indicator of the status of the species and
other threats.
Table 3--Marine Mammals With Potential Presence Within the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae:
Humpback whale.................. Megaptera novaneagliae. Western North Pacific.. E/D; Y 1,107 (0.300, 865).... 3.0 2.6
Family Delphinidae:
Killer whale.................... Orcinus orca........... Eastern North Pacific -; N 2,347 (NA, 2,347)..... 24 1
Alaska Resident.
Beluga whale \4\................ Delphinapterus leucas.. Cook Inlet............. E/D; Y 279 (0.06, NA)........ unk 0
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Gulf of Alaska......... -; N 31,046 (2.14, NA)..... unk 72
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Cook Inlet/Shelikof -; N 28,411 (NA, 26,907)... 807 107
Strait.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region#reports. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
\3\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated
with estimated mortality due to commercial fisheries is presented in some cases.
\4\ Cook Inlet beluga whale population estimates are updated based on Sheldon et al. (2019).
Marine mammal species that could potentially occur in the proposed
construction areas are included in Table 3. Detailed discussion of
these species is provided in the LOA application and summary
information is provided below.
In addition, sea otters may be found in Cook Inlet. However, sea
otters are managed by the U.S. Fish and Wildlife Service and are not
considered further in this document.
Humpback Whale
The humpback whale is distributed worldwide in all ocean basins. In
winter, most humpback whales occur in the subtropical and tropical
waters of the Northern and Southern Hemispheres. Humpback whales in the
high latitudes of the North Pacific Ocean are seasonal migrants that
feed on euphausiids and small schooling fishes (Nemoto, 1957, 1959;
Clapham and Mead, 1999). The humpback whale population was considerably
reduced as a result of intensive commercial exploitation during the
20th century.
The historical summer feeding range of humpback whales in the North
Pacific encompassed coastal and inland waters around the Pacific Rim
from Point Conception, California, north to the Gulf of Alaska and the
Bering Sea, and west along the Aleutian Islands to the Kamchatka
Peninsula and into the Sea of Okhotsk and north of the Bering Strait
(Zenkovich, 1954; Nemoto, 1957; Tomlin, 1967; Johnson and Wolman,
1984). Historically, the Asian wintering area extended from the South
China Sea east through the Philippines, Ryukyu Retto, Ogasawara Gunto,
Mariana Islands, and Marmust Islands (Rice, 1998). Humpback whales are
currently found throughout this historical range. Most of the current
winter range of humpback whales in the North Pacific is relatively well
known, with aggregations of whales in Japan, the Philippines, Hawaii,
Mexico, and Central America. The winter range includes the main islands
of the Hawaiian archipelago, with the greatest concentration along the
west side of Maui. In Mexico, the winter breeding range includes waters
around the southern part of the Baja California peninsula, the central
portions of the Pacific coast of mainland Mexico, and the Revillagigedo
Islands off the mainland coast. The winter range also extends from
southern Mexico into Central America, including Guatemala, El Salvador,
Nicaragua, and Costa Rica (Calambokidis et al., 2008).
Although there is considerable distributional overlap in the
humpback whale stocks that use Alaskan waters, the whales seasonally
found in lower Cook Inlet are probably of the Central North Pacific
stock (Barlow et al., 2011; Allen and Angliss 2015).
Humpback whale use of Cook Inlet has been observed to be confined
to Lower Cook Inlet; the whales have been regularly seen near Kachemak
Bay during the summer months (Rugh et al., 2005). There are anecdotal
observations of humpback whales as far north as Anchor Point, with
recent summer observations extending to Cape Starichkof (Owl Ridge,
2014). Humpback whales will move about their
[[Page 50735]]
range. It is possible for a small number of humpback whales to be
observed near the Marine Terminal construction area, but they are
unlikely to venture north into the proposed Upper Cook Inlet pipeline
crossings.
Killer Whale
Killer whales are widely distributed, although they occur in higher
densities in colder and more productive waters (Allen and Angliss,
2015). Two different stocks of killer whales inhabit the Cook Inlet
region: The Alaska Resident Stock and the Gulf of Alaska, Aleutian
Islands, Bering Sea Transient Stock (Allen and Angliss, 2015).
Killer whales are occasionally observed in Lower Cook Inlet,
especially near Homer and Port Graham (Shelden et al., 2003; Rugh et
al., 2005). A concentration of sightings near Homer and inside Kachemak
Bay may represent high use, or high observer-effort given most records
are from a whale-watching venture based in Homer. The few whales that
have been photographically identified in Lower Cook Inlet belong to
resident groups more commonly found in nearby Kenai Fjords and Prince
William Sound (Shelden et al., 2003). Prior to the 1980s, killer whale
sightings in Upper Cook Inlet were very rare (Rugh et al., 2005).
During aerial surveys conducted between 1993 and 2004, killer whales
were observed on only three flights, all in the Kachemak and English
Bay area (Rugh et al., 2005). However, anecdotal reports of killer
whales feeding on belugas in Upper Cook Inlet began increasing in the
1990s, possibly in response to declines in sea lions and harbor seals
elsewhere (Shelden et al., 2003). Observations of killer whales in
beluga summering grounds have been implicated as a possible contributor
to decline of Cook Inlet belugas in the 1990s, although the number of
confirmed mortalities from killer whales is small (Shelden et al.,
2003). Recent industry monitoring programs only reported a few killer
whale sightings (Kendall et al., 2015). The sporadic movements and
small numbers of this species suggest that there is a rare possibility
of encountering this whale during Marine Terminal construction and
Mainline pipe laying. There is, however, a greater possibility of
transiting vessels associated with the Project encountering killer
whales during transit through Lower Cook Inlet.
Beluga Whale
The Cook Inlet beluga whale distinct population segment (DPS) is a
small, geographically isolated, and genetically distanced population
separated from other beluga populations by the Alaska Peninsula
(O'Corry-Crowe et al., 1997). The Cook Inlet beluga DPS was originally
estimated at 1,300 whales in 1979 (Calkins, 1989) and has been the
focus of management concerns since experiencing a dramatic decline
between 1994 and 1998, when the stock declined 47 percent, attributed
to overharvesting by subsistence hunting (Mahoney and Shelden, 2000).
Prior to subsistence hunting restrictions, harvest was estimated to
annually remove 10 to 15 percent of the population (Mahoney and
Shelden, 2000). Only five belugas have been harvested since 1999, yet
the population has continued to decline. NMFS listed the population as
``depleted'' in 2000 because of the decline, and as ``endangered''
under the ESA in 2008 when the population failed to recover following a
moratorium on subsistence harvest.
In April 2011, NMFS designated critical habitat for Cook Inlet
beluga whales (76 FR 20180; April 11, 2011) in two specific areas of
Cook Inlet:
Area 1: All marine waters of Cook Inlet north of a line
from the mouth of Threemile Creek (61[deg]08.5' N, 151[deg]04.4' W)
connecting to Point Possession (61[deg]02.1' N, 150[deg]24.3' W),
including waters of the Susitna River south of 61[deg]20.0' N, the
Little Susitna River south of 61[deg]18.0' N, and the Chickaloon River
north of 60[deg]53.0' N; and
Area 2: All marine waters of Cook Inlet south of a line
from the mouth of Threemile Creek (61[deg]08.5' N, 151[deg]04.4' W) to
Point Possession (61[deg]02.1' N, 150[deg]24.3' W) and north of
60[deg]15.0' N, including waters within 2 nautical miles seaward of
mean-high high water (MHHW) along the western shoreline of Cook Inlet
between 60[deg]15.0' N and the mouth of the Douglas River (59[deg]04.0'
N, 153[deg]46.0' W); all waters of Kachemak Bay east of 151[deg]40.0'
W; and waters of the Kenai River below the Warren Ames bridge at Kenai,
Alaska.
The Cook Inlet beluga whale population is estimated to have
declined from 1,300 animals in the 1970s (Calkins, 1989) to about 340
animals in 2014 (Shelden et al., 2015). The current population estimate
is 279 animals (Shelden et al., 2019). The precipitous decline
documented in the mid-1990s was attributed to unsustainable subsistence
practices by Alaska Native hunters (harvest of more than 50 whales per
year) (Mahoney and Shelden, 2000). In 2006, a moratorium of the harvest
of Cook Inlet beluga whales was agreed upon through a cooperative
agreement between the Cook Inlet Marine Mammal Council and NMFS.
During late spring, summer, and fall, beluga whales concentrate
near the Susitna River mouth, Knik Arm, Turnagain Arm, and Chickaloon
Bay (Nemeth et al., 2007) where they feed on migrating eulachon and
salmon (Moore et al., 2000). Critical Habitat Area 1 reflects this
summer distribution. During winter, beluga whales concentrate in deeper
waters in the mid-inlet to Kalgin Island, and in the waters along the
west shore of Cook Inlet to Kamishak Bay. Although belugas may be found
throughout Cook Inlet at any time of year, they generally spend the
ice-free months in Upper Cook Inlet and expand their distribution south
and into more offshore waters of Upper Cook Inlet in winter. These
seasonal movements appear to be related to changes in the physical
environment from sea ice and currents and shifts in prey resources
(NMFS, 2016). Belugas spend most of their time year-round in the
coastal areas of Knik Arm, Turnagain Arm, Susitna Delta, Chickaloon
Bay, and Trading Bay (Goetz et al., 2012). During the open-water months
in Upper Cook Inlet (north of the Forelands), beluga whales are
typically concentrated near river mouths (Rugh et al., 2010).
Satellite tags from 10 whales tagged from 2000 through 2002
transmitted through the fall, and of those, three tags deployed on
adult males transmitted through April and late May. None of the tagged
beluga moved south of Chinitna Bay on the western side of Cook Inlet. A
review of marine mammal surveys conducted in the Gulf of Alaska from
1936 to 2000 discovered only 31 beluga sightings among 23,000 marine
mammal sightings, indicating that very few belugas occur in the Gulf of
Alaska outside of Cook Inlet (Laidre et al., 2000 cited in Allen and
Angliss, 2014).
Based on these studies, it is anticipated that beluga whales are
most likely to occur near the Marine Terminal in moderate densities
during the period when sea ice is typically present in Cook Inlet north
of the Forelands (December through May; Goetz et al., 2012). Few
belugas may occur near the Marine Terminal during the ice-free period
(June through November). Belugas would not be expected to focus their
foraging (dive) efforts near the proposed Marine Terminal location. If
belugas do forage near the Marine Terminal, their foraging dives are
more likely to be long and deep during the sea-ice season (December
through May; Goetz et al., 2012).
Beluga whales could be found in the vicinities of the Mainline
crossing during summer-fall and the Marine Terminal construction area
during
[[Page 50736]]
winter. Previous marine mammal surveys conducted between the Beluga
River and the West Forelands (Nemeth et al., 2007; Brueggeman et al.,
2007a, b; Lomac-MacNair et al., 2013, 2014; Kendall et al., 2015)
suggest that beluga whale numbers near the proposed Mainline MOF on the
west side of Cook Inlet and the pipeline landing peak in May and again
in October, with few whales observed in the months in between.
Beluga whales are expected to occur along the entire portion of the
Mainline route within Upper Cook Inlet year-round; but, as discussed
previously, beluga distribution is concentrated in mustow coastal
waters near Knik Arm, Chickaloon Bay, and Trading Bay during the ice-
free season (June through November), and in deeper waters of the
Susitna Delta, and offshore between East and West Forelands, and around
Fire Island during the sea-ice season (December through May) (Goetz et
al., 2012). Belugas may remain near the Mainline route during the
winter (December through May).
Belugas forage in the Trading Bay area from June to through
November (Goetz et al., 2012). Belugas may remain near the Mainline
route during the winter (December through May) (Goetz et al., 2012).
Belugas would be expected to focus their foraging (dive) efforts near
the Trading Bay area during June to November, south of where the
proposed Mainline would enter Cook Inlet.
Harbor Porpoise
The Gulf of Alaska harbor porpoise stock is distributed from Cape
Suckling to Unimak Pass (Allen and Angliss, 2015). They are found
primarily in coastal waters less than 328 feet deep (Hobbs and Waite,
2010) where they feed on Pacific herring (Clupea pallasii), other
schooling fishes, and cephalopods.
Although harbor porpoises have been frequently observed during
aerial surveys in Cook Inlet, most sightings are of single animals, and
the sightings have been concentrated nearshore between Iliamna and
Tuxedni bays on the lower west side of Lower Cook Inlet (Rugh et al.,
2005; Shelden et al., 2013). No harbor porpoises were recorded near
Nikiski during NMFS aerial surveys conducted between 1993 and 2012
(Shelden et al., 2013). Dahlheim et al. (2000) estimated the 1991 Cook
Inlet-wide population at 136 animals. However, they are one of the
three marine mammals (besides belugas and harbor seals) regularly seen
in Upper Cook Inlet (Nemeth et al., 2007), especially during spring
eulachon and summer salmon runs. Brueggeman et al. (2007a, b) also
reported small numbers of harbor porpoise between Granite Point and the
Beluga River. Recent industry monitoring programs in Lower and Middle
Cook Inlet reported harbor porpoise sightings in all summer months
(Lomac-MacNair et al., 2013, 2014; Kendall et al., 2015). Because
harbor porpoise have been observed throughout Cook Inlet during the
summer months, they represent a species that could be encountered
during all phases and locations of construction.
Harbor Seal
Harbor seals inhabit coastal and estuarine waters along the West
Coast, including southeast Alaska west through the Gulf of Alaska and
Aleutian Islands, in the Bering Sea and Pribilof Islands (Allen and
Angliss, 2015). At more than 150,000 animals state-wide, harbor seals
are one of the more common marine mammal species in Alaskan waters
(Allen and Angliss, 2015). Harbor seals haul out on rocks, reefs,
beaches, and drifting glacial ice (Allen and Angliss, 2015).
Large numbers of harbor seals concentrate at the river mouths and
embayments of Lower Cook Inlet, including the Fox River mouth in
Kachemak Bay (Rugh et al., 2005). Montgomery et al. (2007) recorded
over 200 haulout sites in Lower Cook Inlet alone. However, only a few
hundred seals seasonally occur in Upper Cook Inlet (Rugh et al., 2005;
Shelden et al., 2013), mostly at the mouth of the Susitna River where
their numbers vary in concert with the spring eulachon and summer
salmon runs (Nemeth et al., 2007; Boveng et al., 2012). In 2012, up to
83 harbor seals were observed hauled out at the mouths of the Theodore
and Lewis rivers during April to May monitoring activity associated
with a Cook Inlet seismic program (Brueggeman, 2007a). Montgomery et
al. (2007) also found seals elsewhere in Cook Inlet to move in response
to local steelhead (Onchorhynchus mykiss) and salmon runs. Recent
industry monitoring programs in Lower and Middle Cook Inlet reported
harbor seal sightings in all summer months, both in-water and on
haulouts (Lomac-MacNair et al., 2013, 2014; Kendall et al., 2015).
During summer, small numbers of harbor seals are expected to occur near
the Marine Terminal construction area near Nikiski, and along the
proposed Mainline pipeline crossing route.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65 dB
threshold from the normalized composite audiograms, with the exception
for lower limits for low-frequency cetaceans where the lower bound was
deemed to be biologically implausible and the lower bound from Southall
et al. (2007) retained. The functional groups and the associated
frequencies are indicated below (note that these frequency ranges
correspond to the range for the composite group, with the entire range
not necessarily reflecting the capabilities of every species within
that group):
Low-frequency cetaceans (mysticetes): Generalized hearing
is estimated to occur between approximately 7 Hz and 35 kHz;
Mid-frequency cetaceans (larger toothed whales, beaked
whales, and most delphinids): Generalized hearing is estimated to occur
between approximately 150 Hz and 160 kHz;
High-frequency cetaceans (porpoises, river dolphins, and
members of the genera Kogia and Cephalorhynchus; including two members
of the genus Lagenorhynchus, on the basis of recent echolocation data
and genetic data): Generalized hearing is estimated to occur between
approximately 275 Hz and 160 kHz;
Pinnipeds in water; Phocidae (true seals): Generalized
hearing is estimated to occur between approximately 50 Hz to 86 kHz;
and
Pinnipeds in water; Otariidae (eared seals): Generalized
hearing is estimated to occur between 60 Hz and 39 kHz.
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating
[[Page 50737]]
that phocid species have consistently demonstrated an extended
frequency range of hearing compared to otariids, especially in the
higher frequency range (Hemil[auml] et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2016) for a review of available information.
Five marine mammal species (4 cetacean and 1 pinniped (phocid) species)
have the reasonable potential to co-occur with the proposed
construction activities. Please refer to Table 3. Of the cetacean
species that may be present, one species is classified as low-frequency
cetaceans (i.e., humpback whale), two are classified as mid-frequency
cetaceans (killer and beluga whales), and one is classified as high-
frequency cetaceans (i.e., harbor porpoise).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take by Incidental Harassment section
later in this document includes a quantitative analysis of the number
of individuals that are expected to be taken by this activity. The
Negligible Impact Analysis and Determination section considers the
content of this section, the Estimated Take by Incidental Harassment
section, and the Mitigation section, to draw conclusions regarding the
likely impacts of these activities on the reproductive success or
survivorship of individuals and how those impacts on individuals are
likely to impact marine mammal species or stocks.
Potential impacts to marine mammals from the Alaska LNG project are
from noise generated during in-water pile driving and anchor handling
activities.
Acoustic Effects
Acoustic effects to marine mammals from the proposed Alaska LNG
facilities construction mainly include behavioral disturbances and
temporary masking of animals in the area. A few individual animals
could experience mild levels of temporary and/or permanent hearing
threshold shift.
The AGDC's LNG facilities construction project using in-water pile
driving and anchor handling during trenching and pipe laying could
adversely affect marine mammal species and stocks by exposing them to
elevated noise levels in the vicinity of the activity area.
Threshold Shift (noise-induced loss of hearing)--Exposure to high
intensity sound for a sufficient duration may result in auditory
effects such as a noise-induced threshold shift (TS)--an increase in
the auditory threshold after exposure to noise (Finneran et al., 2005).
Factors that influence the amount of threshold shift include the
amplitude, duration, frequency content, temporal pattern, and energy
distribution of noise exposure. The magnitude of hearing threshold
shift normally decreases over time following cessation of the noise
exposure. The amount of TS just after exposure is the initial TS. If
the TS eventually returns to zero (i.e., the threshold returns to the
pre-exposure value), it is a temporary threshold shift (TTS) (Southall
et al., 2007). When animals exhibit reduced hearing sensitivity (i.e.,
sounds must be louder for an animal to detect them) following exposure
to an intense sound or sound for long duration, it is referred to as a
noise-induced TS. An animal can experience TTS or permanent threshold
shift (PTS). TTS can last from minutes or hours to days (i.e., there is
complete recovery), can occur in specific frequency ranges (i.e., an
animal might only have a temporary loss of hearing sensitivity between
the frequencies of 1 and 10 kHz), and can be of varying amounts (for
example, an animal's hearing sensitivity might be reduced initially by
only 6 dB or reduced by 30 dB). PTS is permanent, but some recovery is
possible. PTS can also occur in a specific frequency range and amount
as mentioned above for TTS.
For marine mammals, published data are limited to the captive
bottlenose dolphin, beluga, harbor porpoise, and Yangtze finless
porpoise (Finneran, 2015). For pinnipeds in water, data are limited to
measurements of TTS in harbor seals, an elephant seal, and California
sea lions (Kastak et al., 1999, 2005; Kastelein et al., 2012b).
Lucke et al. (2009) found a TS of a harbor porpoise after exposing
it to airgun noise with a received sound pressure level (SPL) at 200.2
dB (peak-to-peak) re: 1 micropascal ([mu]Pa), which corresponds to a
sound exposure level (SEL) of 164.5 dB re: 1 [mu]Pa\2\ s after
integrating exposure. Because the airgun noise is a broadband impulse,
one cannot directly determine the equivalent of root mean square (rms)
SPL from the reported peak-to-peak SPLs. However, applying a
conservative conversion factor of 16 dB for broadband signals from
seismic surveys (McCauley, et al., 2000) to correct for the difference
between peak-to-peak levels reported in Lucke et al. (2009) and rms
SPLs, the rms SPL for TTS would be approximately 184 dB re: 1 [mu]Pa,
and the received levels associated with PTS (Level A harassment) would
be higher. Therefore, based on these studies, NMFS recognizes that TTS
of harbor porpoises is lower than other cetacean species empirically
tested (Finneran & Schlundt, 2010; Finneran et al., 2002; Kastelein and
Jennings, 2012).
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to serious
(similar to those discussed in auditory masking, below). For example, a
marine mammal may be able to readily compensate for a brief, relatively
small amount of TTS in a non-critical frequency range that occurs
during a time where ambient noise is lower and there are not as many
competing sounds present. Alternatively, a larger amount and longer
duration of TTS sustained during time when communication is critical
for successful mother/calf interactions could have more serious
impacts. Also, depending on the degree and frequency range, the effects
of PTS on an animal could range in severity, although it is considered
generally more serious because it is a permanent condition. Of note,
reduced hearing sensitivity as a simple function of aging has been
observed in marine mammals, as well as humans and other taxa (Southall
et al., 2007), so one can infer that strategies exist for coping with
this condition to some degree, though likely not without cost.
Masking--In addition, chronic exposure to excessive, though not
high-intensity, noise could cause masking at particular frequencies for
marine mammals, which utilize sound for vital biological functions
(Clark et al., 2009). Acoustic masking is when other noises such as
from human sources interfere with animal detection of acoustic signals
such as communication calls, echolocation sounds, and environmental
sounds important to marine mammals. Therefore, under certain
circumstances, marine mammals whose acoustical sensors or environment
are being severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction.
Masking occurs at the frequency band that the animals utilize.
Therefore, since noise generated from vibratory pile driving is mostly
concentrated at low frequency ranges, it may have less effect on high
frequency echolocation sounds
[[Page 50738]]
by odontocetes (toothed whales). However, lower frequency man-made
noises are more likely to affect detection of communication calls and
other potentially important natural sounds such as surf and prey noise.
It may also affect communication signals when they occur near the noise
band and thus reduce the communication space of animals (e.g., Clark et
al., 2009) and cause increased stress levels (e.g., Foote et al., 2004;
Holt et al., 2009).
Unlike TS, masking, which can occur over large temporal and spatial
scales, can potentially affect the species at population, community, or
even ecosystem levels, as well as individual levels. Masking affects
both senders and receivers of the signals and could have long-term
chronic effects on marine mammal species and populations. Recent
science suggests that low frequency ambient sound levels have increased
by as much as 20 dB (more than three times in terms of SPL) in the
world's ocean from pre-industrial periods, and most of these increases
are from distant shipping (Hildebrand, 2009). For AGDC's LNG facilities
construction project, noises from pile driving contribute to the
elevated ambient noise levels in the project area, thus increasing
potential for or severity of masking. Baseline ambient noise levels in
the vicinity of project area are high due to ongoing shipping,
construction and other activities in Cook Inlet.
Behavioral Disturbance--Finally, marine mammals' exposure to
certain sounds could lead to behavioral disturbance (Richardson et al.,
1995), such as changing durations of surfacing and dives, number of
blows per surfacing, or moving direction and/or speed; reduced/
increased vocal activities; changing/cessation of certain behavioral
activities (such as socializing or feeding); visible startle response
or aggressive behavior (such as tail/fluke slapping or jaw clapping);
avoidance of areas where noise sources are located; and/or flight
responses (e.g., pinnipeds flushing into water from haulouts or
rookeries).
The onset of behavioral disturbance from anthropogenic noise
depends on both external factors (characteristics of noise sources and
their paths) and the receiving animals (hearing, motivation,
experience, demography) and is also difficult to predict (Southall et
al., 2007). Currently NMFS uses a received level of 160 dB re 1 [mu]Pa
(rms) to predict the onset of behavioral disturbance from impulse
noises (such as impact pile driving), and 120 dB re 1 [mu]Pa (rms) for
continuous noises (such as vibratory pile driving). For the AGDC's LNG
facilities construction project, both 160- and 120-dB levels are
considered for effects analysis because AGDC plans to conduct both
impact and vibratory pile driving.
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could be biologically significant if the change affects
growth, survival, and/or reproduction, which depends on the severity,
duration, and context of the effects.
Potential Effects on Marine Mammal Habitat
Project activities that could potentially impact marine mammal
habitats by causing acoustical injury to prey resources and disturbing
benthic habitat include dredging/trenching, disposal of dredged
material, and facility installation, as well as impacting marine mammal
prey from noise generated by in-water pile driving.
Approximately 42 hectares (103 acres) would be disturbed directly
by dredging of the Marine Terminal MOF and trenching for the Mainline
crossing, and another 486 hectares (1,200 acres) would be disturbed by
the disposal of dredged material. Approximately 26 hectares (64 acres)
of seafloor would be disturbed by installation of the Marine Terminal
MOF, Mainline MOF, and Mainline Crossing. Additional area would be
indirectly affected by the re-deposition of sediments suspended in the
water column by the dredging/trenching and dredge disposal. However,
such disturbances are expected to be temporary and mild. Recovery and
re-colonization of the benthic habitat are expected to occur as soon as
any anthropogenic stressors are removed.
With regard to fish as a prey source for cetaceans and pinnipeds,
fish are known to hear and react to sounds and to use sound to
communicate (Tavolga et al., 1981) and possibly avoid predators (Wilson
and Dill, 2002). Experiments have shown that fish can sense both the
strength and direction of sound (Hawkins, 1981). Primary factors
determining whether a fish can sense a sound signal, and potentially
react to it, are the frequency of the signal and the strength of the
signal in relation to the natural background noise level.
The level of sound at which a fish will react or alter its behavior
is usually well above the detection level. Fish have been found to
react to sounds when the sound level increased to about 20 dB above the
detection level of 120 dB (Ona, 1988); however, the response threshold
can depend on the time of year and the fish's physiological condition
(Engas et al., 1993). In general, fish react more strongly to pulses of
sound (such as noise from impact pile driving) rather than continuous
signals (such as noise from vibratory pile driving) (Blaxter et al.,
1981), and a quicker alarm response is elicited when the sound signal
intensity rises rapidly compared to sound rising more slowly to the
same level.
During the Alaska LNG facilities construction, only a small
fraction of the available habitat would be ensonified at any given
time. Disturbance to fish species would be short-term, and fish would
return to their pre-disturbance behavior once the pile driving activity
ceases. Thus, the proposed construction would have little, if any,
impact on marine mammals' prey availability in the area where
construction work is planned.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through the LOA under the rulemaking, which will inform both
NMFS' consideration of ``small numbers'' and the negligible impact
determination. We note several changes that have been made to this
section since the Proposed Rule was published, including: The density
of beluga whales used for take estimation has changed; take
methodologies and estimates for Cook Inlet beluga whale and harbor seal
have changed for Level B harassment. These changes are described in
more detail below. In addition, take of fin whale, grey whale, Dall's
porpoise, California sea lion, and Steller sea lion is no longer
proposed for authorization because these species are unlikely to occur
in the AGDC's LNG facilities construction area in Cook Inlet. This is
explained in the Description of Marine Mammals in the Area of Specified
Activities section above.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as: Any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as noise
[[Page 50739]]
generated from in-water pile driving (vibratory and impact) and anchor
handling has the potential to result in disruption of behavioral
patterns for individual marine mammals. There is also some potential
for auditory injury (Level A harassment) to result, primarily for low-
and high-frequency cetacean species and phocids because predicted
auditory injury zones are larger than for mid-frequency cetacean
species. Auditory injury is unlikely to occur for mid-frequency
cetacean species. The prescribed mitigation and monitoring measures are
expected to minimize the severity of such taking to the extent
practicable.
As described previously, no serious injury or mortality is
anticipated or authorized for this activity. Below we describe how the
take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally disturbed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the proposed take
estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to experience
behavioral disturbance (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of Level B harassment. NMFS predicts that marine mammals are
likely to experience behavioral disturbance in a manner we consider
Level B harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 [mu]Pa (rms) for continuous (e.g.,
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa (rms)
for non-explosive impulsive (e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources.
Because AGDC's Alaska LNG facilities project involves the
generation of non-impulsive (vibratory pile driving and anchor
handling) and impulsive (impact pile driving) sources, both 120 and 160
dB re 1 [mu]Pa (rms) thresholds are used to evaluate Level B harassment
as explained above.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (Technical Guidance, 2018) identifies dual
criteria to assess auditory injury (Level A harassment) to five
different marine mammal groups (based on hearing sensitivity) as a
result of exposure to noise from two different types of sources
(impulsive or non-impulsive). AGDC's Alaska LNG facilities project
involves the generation of impulsive (impact pile driving) and non-
impulsive (vibratory pile driving and anchor handling) sources.
These thresholds are provided in the Table 4 below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2016 Technical Guidance, which may be accessed at:
https://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset thresholds Behavioral thresholds
Hearing group -------------------------------------------------------------------------------
Impulsive Non-impulsive Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.... Lpk,flat: 219 dB; LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans.... Lpk,flat: 230 dB; LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans... Lpk,flat: 202 dB; LE,HF,24h: 173 dB. Lrms,flat: 160 dB. Lrms,flat: 120 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) Lpk,flat: 218 dB; LE,PW,24h: 201 dB.
(Underwater). LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) Lpk,flat: 232 dB; LE,OW,24h: 219 dB.
(Underwater). LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has
a reference value of 1 [mu]Pa2s. In this Table, thresholds are abbreviated to reflect American National
Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
[[Page 50740]]
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
Source Levels
The project includes impact pile driving and vibratory pile driving
and anchor handling associated with trenching and cable laying
activities. Source levels of pile driving activities are based on
reviews of measurements of the same or similar types and dimensions of
piles available in the literature (Caltrans, 2015). Based on this
review, the following source levels are assumed for the underwater
noise produced by construction activities:
Source levels of impact driving of 18- and 24-inch steel
piles are based on those of 24-inch steel pile impact driving reported
by California Department of Transportation (Caltrans) in a pile driving
source level compendium document (Caltrans, 2015);
Source level of impact driving of 60-inch steel pile is
based on that of same type and size of steel pile reported in the
Caltrans compendium document (Caltrans, 2015) in shallow-water (5 m);
Source levels of impact driving of 48-inch steel pile is
based on that of same type and size of steel pile reported by Austin et
al. (2016) on the Anchorage Port Modernization Project Test Pile
Program in water depth 18 m;
Source level of impact pile driving of steel sheet pile is
based on that of 24-in steel AZ sheet pile impact driving reported in
the Caltrans compendium (Caltrans, 2015);
Source levels of vibratory pile driving of 18- and 24-in
steel piles are based on that of 36-inch steel pile vibratory driving
reported in the Caltrans compendium (Caltrans, 2015);
Source levels of vibratory pile driving of 48- and 60-in
steel piles are based on that of 72-inch steel pile vibratory driving
reported in the Caltrans compendium (Caltrans, 2015);
Source level of vibratory pile driving of steel sheet pile
is based on that of 24-in steel AZ sheet pile vibratory driving
reported in the Caltrans compendium (Caltrans, 2015); and
Underwater sound levels associated with offshore pipe
laying and trenching operations when engaging thrusters and anchor
handling were based on measurements by Blackwell and Greene (2003) of a
tug pushing a full barge near the Port of Alaska when engaging
thrusters during docking. The levels are calculated from measured 149
dB re 1 [mu]Pa rms at 100 meters/328 feet applying 15*log(r), which
yield a source level of 178.9 dB re 1 [mu]Pa rms at 1 meter.
A summary of source levels from different pile driving activities
is provided in Table 5.
Table 5--Summary of In-Water Pile Driving Source Levels
[At 10 m from source]
----------------------------------------------------------------------------------------------------------------
SPLpk (dB re 1 SPLrms (dB re
Method Pile type/size [micro]Pa) 1 [micro]Pa) SEL (dB re 1 Reference
[micro]Pa\2\-s)
----------------------------------------------------------------------------------------------------------------
Impact driving.............. 18-in steel 207 194 178 Caltrans 2015.
pipe pile.
Impact driving.............. 24-in steel 207 194 178 Caltrans 2015.
pipe pile.
Impact driving.............. 48-in steel 210 200 185 Austin et al.
pipe pile. 2016.
Impact driving.............. 60-in steel 210 195 185 Caltrans 2015.
pipe pile.
Impact driving.............. Sheet pile..... 205 190 180 Caltrans 2015.
Vibratory driving........... 18-in steel 180 170 170 Caltrans 2015.
pipe pile.
Vibratory driving........... 24-in steel 180 170 170 Caltrans 2015.
pipe pile.
Vibratory driving........... 48-in steel 183 170 170 Caltrans 2015.
pipe pile.
Vibratory driving........... 60-in steel 183 170 170 Caltrans 2015.
pipe pile.
Vibratory driving........... Sheet pile..... 175 160 160 Caltrans 2015.
Anchor handling and thruster ............... NA 178.9 178.9 Blackwell &
Greene 2003.
----------------------------------------------------------------------------------------------------------------
These source levels are used to compute the Level A harassment
zones and to estimate the Level B harassment zones.
Estimating Injury Zones
When the NMFS' Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. In the prior analysis for the Proposed
Rule, AGDC used NMFS User Spreadsheet and simple geometric spreading
model with transmission loss coefficient 15 to calculate Level A and
Level B harassment distances, respectively. However, after the public
comment period, in response to NMFS' concern of needing a more
sophisticated acoustic model to have estimates of the expected
ensonified zones, AGDC contracted SLR Corporation to perform a
quantitative noise modeling assessment to identify the ensonified
distances and areas. Using the dBSea software package, this modeling
incorporates one-third octave band spectral sound level for each of the
sources, bathymetry for each project location, water depth, sound speed
profiles (temperature and salinity for both spring and summer
profiles), and seafloor characteristics.
Specifically, pile driving noise was modelled as a single
stationary, omni-directional point source in each of the three main
construction areas (PLF, Temporary MOF, and Mainline MOF) for each pile
and hammer type. Source spectral shape information for each noise
source and location were used from other studies. All piling sources
were assumed to be located midway down the water column. Noise
associated with anchor handling during pipe laying is represented as a
series of five points on a line along the route, assuming a depth
midway in the water
[[Page 50741]]
column (see Figure 12 of AGDC LOA application).
Modelling for this assessment used the dBSea software package. The
fluid parabolic equation modelling algorithm has been used with 5
Pad[eacute] terms to calculate the transmission loss between the source
and the receiver at low frequencies (16 Hz up to 1 kHz). For higher
frequencies (1 kHz up to 8 kHz) the ray tracing model has been used
with 1000 reflections for each ray.
The received noise levels throughout the project have been
calculated following the procedure outlined below:
One-third octave source spectral levels are obtained via
reference spectral curves with subsequent corrections based on their
corresponding overall source levels;
Transmission loss is modelled at one-third octave band
central frequencies along 100 radial paths at regular increments around
each source location, out to the maximum range of the bathymetry data
set or until constrained by land;
The bathymetry variation of the vertical plane along each
modelling path is obtained via interpolation of the bathymetry dataset
which has 50 m grid resolution;
The one-third octave source levels and transmission loss
are combined to obtain the received levels as a function of range,
depth and frequency at 100 m intervals; and
The overall received levels are calculated at a 1-m depth
resolution along each propagation path by summing all frequency band
spectral levels.
The predicted distances to the thresholds and ensonified areas for
pile driving and anchor handling are summarized in Table 6. In
practice, the distances to the Level A harassment thresholds are
controlled by the cumulative sound exposure levels (SELcum)
within 24 hours.
For the low frequency cetaceans (humpback whale), the predicted
distances to the Level A harassment distances range from 238 meters for
the vibratory driving of sheet piles at the temporary MOF to 3,239
meters for the impact pile diving of 48-inch pipe piles at the
temporary MOF. For the mid-frequency cetaceans (beluga and killer
whales), the predicted distances to the Level SELs range from 0 to 248
meters for the impact driving of sheet piles at the Mainline MOF. For
the high frequency cetaceans (harbor porpoise), the predicted distances
to the Level A harassment distances ranges from 0 to 2,350 meters at
for impact pile driving of 48-inch and 60-inch pipe piles at the PLF.
For phocids (harbor seals), the predicted distances to the Level A
harassment distances ranges from 0 to 1,018 meters impact pile driving
of 48-inch and 60-inch pipe piles at the PLF.
Table 6--Modeled Harassment Zones and Maximum Distances
----------------------------------------------------------------------------------------------------------------
Level A distance (m) (Level A area (km\2\)) Level B
Activity description ---------------------------------------------------------------- distance (m)
LF MF HF PW (area (km\2\))
----------------------------------------------------------------------------------------------------------------
Impact drive of 48-inch pipe 3,175 (10.914) 211 (0.065) 2,350 (8.703) 1,018 (1.984) 3,593 (13.24)
piles at PLF...................
Impact drive of 60-inch pipe .............. .............. .............. .............. 2,254 (6.39)
piles at PLF...................
Vibratory drive of sheet piles 238 (0.039) NA NA NA 4,377 (18.23)
at temporary MOF...............
Impact drive of 24-inch pipe 1,639 (2.142) 238 (0.018) 1,762 (3.829) 558 (0.477) 2,271 (3.91)
piles at temporary MOF.........
Impact drive of 48-inch pipe 3,239 (7.442) 238 (0.060) 679 (0.585) 955 (0.935) 3,546 (9.21)
piles at temporary MOF.........
Vibratory drive of all size pipe 285 (0.125) NA NA 246 (0.012) 5,584 (27.70)
piles at temporary MOF.........
Vibratory drive of sheet piles 244 (0.055) NA NA 212 (0.020) 3,179 (14.75)
at Mainline MOF................
Impact drive of sheet piles at 1,161 (2.365) 248 (0.058) 896 (1.196) 617 (0.696) 764 (1.13)
Mainline MOF...................
Anchor handling location 1...... NA NA NA NA 1,896 (8.17)
Anchor handling location 2...... .............. .............. .............. .............. 2,855 (20.67)
Anchor handling location 3...... .............. .............. .............. .............. 2,446 (16.50)
Anchor handling location 4...... .............. .............. .............. .............. 2,349 (15.16)
Anchor handling location 5...... .............. .............. .............. .............. 2,195 (5.01)
----------------------------------------------------------------------------------------------------------------
LF: Low-Frequency Cetaceans; MF: Mid-Frequency Cetaceans; HF: High-Frequency Cetaceans; PW: Phocid Pinnipeds,
Underwater; OW: Otariid Pinnipeds, Underwater.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
Marine mammal density data in the proposed rule were based on NMFS
aerial survey in Cook Inlet from 2000 to 2016. In the final rule,
additional density from the 2018 aerial survey were also included.
In addition, Cook Inlet beluga whale density was further updated
based on the latest population estimated that became available in
January 2020 (NMFS, 2020), and take estimate of this species was
reanalyzed using a more refined density grid than what was used for the
proposed rule (see below). Take numbers for harbor seals were adjusted
to account for animals that were hauled out,
Density estimates were calculated for marine mammals (except beluga
whales) using aerial survey data collected by NMFS in Cook Inlet
between 2000 and 2018 (summarized in Shelden et al., 2017; 2019). To
estimate the densities of marine mammals, the total number of animals
of each species for each year observed over the 19-year survey period
was divided by the total area surveyed each year (Tables 7).
Table 7 summarizes the number of marine mammals, other than beluga
whales, observed each year during the NMFS Annual Aerial Surveys and
the area covered. To calculate a conservative density for exposure
estimation, the total number of individuals per species observed in
each survey year was divided by the area covered during that year and
then averaged across all years. The total number of animals observed
accounts for the entire Cook Inlet, so these densities may not be
representative of the expected densities at Project locations. The raw
densities were not corrected for animals missed during the aerial
surveys as no accurate correction factors are currently available for
these species except for harbor seal.
For harbor seal take estimates, density numbers were adjusted using
a correction factor of 2.33 from Boveng et al. (2012) to revise the
yearly abundance estimates and resulting density estimates and
recalculate the number of takes accordingly.
[[Page 50742]]
The averaged marine mammal densities other than beluga whale is
provided in Table 8.
Table 7--Sighting and Densities of Marine Mammals Other Than Beluga Whale During NMFS Aerial Survey Between 2000 and 2018
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Species 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2014 2016 2018
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale.................................. 11 26 20 20 16 18 14 3 7 5 2 9 1 11 6 0
Killer whale.................................... 0 15 0 0 0 0 0 0 0 0 33 0 9 0 0 0
Harbor porpoise................................. 29 26 0 0 101 2 0 4 6 42 10 31 11 128 17 0
Harbor seal..................................... 1,800 1,485 1,606 974 956 1,087 1,798 1,474 2,037 1,415 1,156 1,811 1,812 2,115 1,909 1,380
Harbor seal (adjusted).......................... 4,194 3,460 3,742 2,269 2,227 2,533 4,189 3,434 4,746 3,297 2,693 4,220 4,222 4,928 4,448 3,215
Area surveyed (km\2\)........................... 6,911 5,445 5,445 5,236 6,492 5,445 6,702 5,236 7,121 5,864 6,074 6,702 6,283 6,702 8,377 10,471
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Density estimates (x10-3 individuals/km\2\)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale.................................. 1.59 4.78 3.67 3.82 2.46 3.31 2.09 0.57 0.98 0.85 0.33 1.34 0.16 1.64 0.72 0.00
Killer whale.................................... 0.00 2.76 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5.43 0.00 1.43 0.00 0.00 0.00
Harbor porpoise................................. 4.20 4.78 0.00 0.00 15.6 3.67 0.00 0.76 0.84 7.16 1.65 4.63 1.75 19.1 2.03 0.00
Harbor seal..................................... 607 635 687 433 343 465 625 656 667 562 443 630 672 735 531 307
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Table 8--Density Estimates for Marine Mammals Other Than Beluga Whales
------------------------------------------------------------------------
Mean density
Species (animals/
km\2\)
------------------------------------------------------------------------
Humpback whale.......................................... 0.00177
Killer whale............................................ 0.00060
Harbor porpoise......................................... 0.00439
Harbor seal............................................. 0.56246
------------------------------------------------------------------------
Beluga whale density estimates were based on the maximum number of
beluga whales observed during each survey year of the NMFS Annual
Aerial Surveys and the area covered. To estimate beluga densities, the
maximum number of belugas observed each survey year was divided by the
area covered, and these annual densities were then averaged across all
16 survey years. The survey area can be separated into Upper, Middle,
and Lower Cook Inlet, resulting in different densities for beluga
whales in each area. Using these combined data for Middle and Lower
Cook Inlet, the density for beluga whales using the NMFS Annual Aerial
Surveys for all Project components is 0.00050 whales per square
kilometer, which is what was used for take estimation in the Proposed
Rule.
Goetz et al. (2012) modeled aerial survey data collected by NMFS
between 1993 and 2008 and developed beluga whale summer densities for
each 1-square-kilometer (0.4-square-mile) cell of Cook Inlet. Given the
clumped and distinct distribution of beluga whales in Cook Inlet during
the summer months, these results provide a more precise estimate of
beluga whale density at a given location than multiplying all aerial
observations by the total survey effort. Accordingly, NMFS used more
refined density estimates to inform the take calculations in this Final
Rule. To develop a density estimate associated with Project components,
the GIS files of the predicted ensonified area for both Level A and B
associated with each location and pile type, size, and hammer were
overlain with the GIS file of the 1-square-kilometer (0.4-square-mile)
beluga density cells. The cells falling within each ensonified area
were provided in an output spreadsheet, and an average cell density for
each Project component was calculated. Table 9 shows beluga density for
each project component.
Table 9--Average Beluga Whale Density (Animals/km\2\) Within Predicted
Level A and Level B Harassment Areas for Each Project Component
------------------------------------------------------------------------
Average density Average density
Project component within Level A within Level B
harassment zone harassment zone
------------------------------------------------------------------------
Impact drive for 48-inch pipe piles 0.00004 0.00005
at PLF.............................
Impact drive for 60-inch pipe piles 0.00005 0.00005
at PLF.............................
Impact drive for 24-inch pipe piles 0.00000 0.00005
at temporary MOF...................
Impact drive for 48-inch pipe piles 0.00000 0.00005
at temporary MOF...................
Vibratory drive for all size pipe 0.00000 0.00005
piles at temporary MOF.............
Vibratory drive for sheet piles at 0.00000 0.00006
temporary MOF......................
Impact drive for sheet piles at 0.04150 0.04146
Mainline MOF.......................
Vibratory drive for sheet piles at 0.00000 0.03245
Mainline MOF.......................
Anchor handling at Location 1....... 0.00000 0.02199
Anchor handling at Location 2....... 0.00000 0.00180
Anchor handling at Location 3....... 0.00000 0.00075
Anchor handling at Location 4....... 0.00000 0.00284
Anchor handling at Location 5....... 0.00000 0.02323
Anchor handling at all locations.... 0.00000 0.00551
------------------------------------------------------------------------
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. For all marine
mammals, estimated takes are calculated based on ensonified area for a
specific pile driving activity multiplied by the marine mammal density
in the action area, multiplied by the number of pile driving days.
For both Level A and Level B harassment, estimated exposure are
calculated using the following steps:
Number of takes per activity = density (average number of
animals per km\2\) * area of ZOI (km\2\) * number of days;
Marine mammal densities in the project area are provided
in Tables 8 and 9;
[[Page 50743]]
The number of days for each activity component is provided
in Table 1; and
Takes by Level A and Level B harassment are calculated
separately based on the respective ZOIs for each type of activity,
providing a maximum estimate for each type of take which corresponds to
the authorization requested under the MMPA.
For beluga whale, NMFS considered group size from the long-term
scientific monitoring effort and opportunistic observation data at Port
of Alaska to determine if these numbers represented realistic
scenarios. The Alaska Pacific University (APU) scientific monitoring
data set documented 390 beluga whale sightings. Group size exhibits a
mode of 1 and a median of 2, indicating that over half of the beluga
groups observed over the 5-year span of the monitoring program were of
individual beluga whales or pairs. The 95th percentile of group size
from the APU scientific monitoring data set is 11.1 beluga whales. This
means that, of the 390 documented beluga whale groups in this data set,
95 percent consisted of fewer than 11.1 whales; 5 percent of the groups
consisted of more than 11.1 whales. Therefore, a group number of 11 is
added to the estimated value to allow for one encounter with a larger
group of whales.
For killer whale and harbor porpoise, a group number of 3 is added
to the estimated value to adjust for estimated takes of these two
species.
The estimated numbers of instances of acoustic harassment (takes)
by year, species and severity (Level A or Level B) are shown in Table
10.
Table 10--Estimated Numbers of Marine Mammals That May Be Exposed to Received Noise Levels That Cause Level A and Level B Harassment
--------------------------------------------------------------------------------------------------------------------------------------------------------
Percentage
Estimated Estimated Estimated (instances
Year Species Level A Level B total take Abundance take versus
harassment harassment abundance)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1......................................... Humpback whale *............ 0 1 1 1,107 0.09
Killer whale................ 0 4 4 2,347 0.17
Beluga whale................ 0 11 11 279 3.94
Harbor porpoise............. 0 5 5 31,046 0.02
Harbor seal................. 1 316 317 28,411 1.12
2......................................... Humpback whale *............ 0 4 4 1,107 0.36
Killer whale................ 0 4 4 2,347 0.17
Beluga whale................ 0 14 14 279 5.02
Harbor porpoise............. 0 12 12 31,046 0.04
Harbor seal................. 4 1,080 1,084 28,411 3.82
3......................................... Humpback whale *............ 1 2 3 1,107 0.27
Killer whale................ 0 4 4 2,347 0.04
Beluga whale................ 0 12 12 279 4.30
Harbor porpoise............. 4 5 9 31,046 0.03
Harbor seal................. 21 169 190 28,411 0.67
4......................................... Humpback whale *............ 1 2 3 1,107 0.27
Killer whale................ 0 5 5 2,347 0.21
Beluga whale................ 0 13 13 279 4.66
Harbor porpoise............. 4 6 10 31,046 0.03
Harbor seal................. 17 236 253 28,411 0.89
5......................................... Humpback whale *............ 1 1 2 1,107 0.18
Killer whale................ 0 4 4 2,347 0.17
Beluga whale................ 0 11 11 279 3.94
Harbor porpoise............. 5 5 10 31,046 0.03
Harbor seal................. 45 190 235 28,411 0.83
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Includes Hawaii, Western North Pacific, and Mexico DPS's.
Mitigation
In order to issue an LOA under Section 101(a)(5)(A) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
[[Page 50744]]
Additional mitigation measures that were not included in the
proposed rule but were added to the final rule include:
(1) Time/area restriction of pile driving and noise generating
activities during summer months in the western portion of Cook Inlet at
the Mainline Material Offloading Facility (Mainline MOF). The density
of beluga whales is notably higher in this area and the measure was
added in order to further reduce the number of takes of beluga whales.
(2) Deployment of air bubble curtains for in-water pile driving
activities if the air bubble curtains can show to reduce noise level by
2 dB. This measure is to reduce the noise level from pile driving, as
air bubble curtain system would reduce potential takes of marine
mammals by reducing the ensonified zones. The in situ measurement will
determine whether continued implementation is warrant by measuring the
likely conservation benefit (degree of sound reduction) versus the
financial cost to the company.
(3) Vessel speed and transits restriction in western portion of
Cook Inlet during summer months. This measure would minimize
disturbances to beluga whales in the Susitna Delta during the time when
beluga whales are likely to congregate in the area.
NMFS included these mitigation measures after working with AGDC and
determined that they are practicable to further reduce potential
impacts to Cook Inlet beluga whales.
Time/Area Restriction
For pile driving, work would occur only during daylight hours, when
visual monitoring of marine mammals can be conducted. Other
construction activities, such as pipe laying, anchor handling, and
dredging could occur outside of daylight hours or during periods of low
visibility.
Pile driving associated with the Mainline MOF will not occur from
June 1 to September 7 (pile driving can occur from September 8 to May
31).
Other than the activities described in the Description of Proposed
Activity section (e.g., sheet pile driving, anchor handling, trenching,
pipe-laying and support vessels), AGDC will not engage in in-water
sound-producing activities within 10 miles (16 km) of the mean higher
high water (MHHW) line of the Susitna Delta (Beluga River to the Little
Susitna River) between April 15 and October 15 for activities with
underwater noise levels in excess of 120 dB rms re 1[micro]Pa @1 m.
Establishing and Monitoring Level A and Level B Harassment Zones, and
Exclusion Zones
Before the commencement of in-water construction activities, which
include impact pile driving and vibratory pile driving, AGDC must
establish Level A harassment zones where received underwater
SELcum could cause PTS (see Table 6 above).
AGDC must also establish Level B harassment zones where received
underwater SPLs are higher than 160 dBrms re 1 [micro]Pa for
impulsive noise sources (impact pile driving) and 120 dBrms
re 1 [micro]Pa for non-impulsive noise sources (vibratory pile
driving).
For all impact and vibratory pile driving, AGDC is required to
establish the exclusion zones and implement shutdown measures for
humpback whale and killer whale to prevent Level A harassment. AGDC is
required to establish a maximum of 1,000-m exclusion zone and implement
shutdown measures for harbor porpoise and harbor seal to minimize Level
A harassment. AGDC is required to establish the exclusion zones and
implement shutdown measures for beluga whale to prevent Level A and
Level B harassment. AGDC is required to establish a 2,900-m clearance
zone for beluga whale before activities involving anchor handling can
occur.
If visibility degrades to where the entire exclusion zones cannot
be effectively monitored during pile driving, AGDC may continue to
drive the pile section that was being driven to its target depth but
will not drive additional sections of pile.
Further, AGDC must implement shutdown measures if the number of
marine mammals observed within harassment zones and recorded as a takes
for any particular marine mammal species reaches the authorized limit,
or any marine mammal species/stocks not authorized to take under the
LOA, and such species are sighted within the vicinity of the project
area and are approaching the Level B harassment zone during in-water
construction activities.
A summary of these exclusion zones based on Level A and Level B
harassment distances for different project components is provided in
Table 11.
Table 11--Marine Mammal Exclusion Zones
----------------------------------------------------------------------------------------------------------------
Exclusion distances (m)
-------------------------------------------------------------------------------
Pile driving activities Harbor
Humpback whale Killer whale porpoise Harbor seal Beluga whale *
----------------------------------------------------------------------------------------------------------------
Impact pile driving of 48- and 3,200 250 1,000 1,000 3,600
60-inch piles at PLF...........
Impact pile driving of 24- and 3,300 250 1,000 1,000 3,600
48-inch piles at temporary MOF.
Vibratory pile driving of all 300 250 250 250 5,600
types and sizes of piles at
temporary MOF..................
Vibratory pile driving of sheet 300 250 250 250 3,200
piles at Mainline MOF..........
Impact pile driving of sheet 1,200 250 1,000 650 800
piles at Mainline MOF..........
Anchor handling................. NA NA NA NA ** 2,900
----------------------------------------------------------------------------------------------------------------
* These zones also apply to all marine mammals if the number of take is approaching to the authorized takes, and
to all marine mammals that takes are not authorized.
** The 2,900m zone will be a clearing zone prior to the start of work, since activities cannot start and stop.
Beluga whales occurring within this clearing zone during anchor handling operations will be recorded as having
been taken by harassment.
In all cases, a minimum of 10-m exclusion zone must be established
for in-water construction and heavy machinery not addressed elsewhere
in these measures. If marine mammals are found within the exclusion
zone, pile driving of the segment would be delayed until they move out
of the area. If a marine mammal is seen above water and then dives
below, the contractor would wait 30 minutes for large cetaceans (baleen
whales) and 15 minutes for small cetaceans (beluga and killer whales
and porpoises) and pinnipeds. If no marine mammals of that species are
seen by the observer in that time it can be assumed that the
[[Page 50745]]
animal has moved beyond the exclusion zone.
If pile driving of a segment ceases for 30 minutes or more and a
marine mammal is sighted within the designated exclusion zone prior to
commencement of pile driving, the observer(s) must notify the pile
driving operator (or other authorized individual) immediately and
continue to monitor the exclusion zone. Operations may not resume until
the marine mammal has exited the exclusion zone or 30 minutes have
elapsed for large cetaceans or 15 minutes have elapsed for small
cetaceans and pinnipeds since the last sighting.
Soft Start
Once the exclusion zone has been cleared of all marine mammals,
soft-start procedures must be implemented immediately prior to impact
pile driving activities. Soft-start is comprised of an initial set of
three strikes from the hammer at about 40 percent energy, followed by a
30-seconds waiting period, then two subsequent three-strike sets with
associated 30-seconds waiting periods at the reduced energy.
If circumstances result in discontinuation of pile driving for
greater than 30 minutes, then the PSO will monitor the exclusion zone
for 30 minutes prior to the resumption of pile driving and will ensure
that the zone remains devoid of marine mammals for the 30 minutes
immediately prior to the restarting of pile driving. Impact Pile
driving will resume following an additional soft start.
Noise Attenuation
For pile-driving at the Mainline MOF near the Beluga River, and on
the east side of Cook Inlet near Nikiski associated with the
liquefaction facility, AGDC must deploy air bubble curtains around
piles. If the sound source verification (SSV) measurements indicate
that the best-performing bubble curtain configuration provides less
than a 2 dB reduction in in-water sound beyond the bubble curtain, use
of the bubble curtain may be discontinued.
Vessel Transits
Consistent with NMFS marine mammal viewing guidelines (https://alaskafisheries.noaa.gov/pr/mm-viewing-guide), operators of vessels
will, at all times, avoid approaching within 100 yards of marine
mammals. Operators will observe direction of travel of marine mammals
and attempt to maintain a distance of 100 yards or greater between the
animal and the vessel by working to alter vessel course or velocity.
The vessel operator will avoid placing the vessel between members
of a group of marine mammals in a way that may cause separation of
individuals in the group from other individuals in that group. A group
is defined as being three or more whales observed within 500-m (1,641-
ft) of one-another and displaying behaviors of directed or coordinated
activity (e.g., migration or group feeding).
If the vessel approaches within 1.6 km (1 mi) of one or more
whales, the vessel operator will take reasonable precautions to avoid
potential interaction with the whales by taking one or more of the
following actions, as appropriate:
(1) Steering to the rear of whale(s) to avoid causing changes in
their direction of travel.
(2) Maintaining vessel speed of 10 knots (19 km/hr) or less when
transiting to minimize the likelihood of lethal vessel strikes.
(3) Reducing vessel speed to less than 5 knots (9 km/hour) within
274 m (300 yards) of the whale(s).
Project vessels must remain a minimum of 2.8 km (1.5 nm) seaward of
the mean lower low water (MLLW) line between the Little Susitna River
and -150.80 degrees west longitude (see Figure 2 for line depicting the
approximate MLLW line) to minimize the impacts of vessel sound and
avoid strikes on Cook Inlet beluga whales within this highly essential
portion of their critical habitat during late spring and throughout the
summer the Susitna Delta Exclusion Zone is defined as the union of the
areas defined by:
(1) A 16 km (10-mile) buffer of the Beluga River thalweg seaward of
the mean lower low water (MLLW) line,
(2) A 16 km (10-mile) buffer of the Little Susitna River thalweg
seaward of the MLLW line, and,
(3) A 16 km (10-mile) seaward buffer of the MLLW line between the
Beluga River and Little Susitna River.
(4) The buffer extends landward along the thalweg to include
intertidal waters within rivers and streams up to their mean higher
high water line (MHHW). The seaward boundary has been simplified so
that it is defined by lines connecting readily discernable landmarks.
For vessels operating in the Susitna Delta Exclusion Zone, the
following will be implemented:
(1) All project vessels operating within the designated Susitna
Delta area will maintain a speed above ground below 4 knots. PSOs will
note the numbers, date, time, coordinates, and proximity to vessels of
all belugas observed during operations, and report these observations
to NMFS in monthly PSO reports.
(2) Vessel crew will be trained to monitor for ESA-listed species
prior to and during all vessel movements within the Susitna Delta
Exclusion Zone. The vessel crew will report sightings to the PSO team
for inclusion in the overall sighting database and reports.
(3) Vessel operators will not move their vessels when they are
unable to adequately observe the 100-meter zone around vessels under
power (in gear) due to darkness, fog, or other conditions, unless
necessary for ensuring human safety.
[[Page 50746]]
[GRAPHIC] [TIFF OMITTED] TR17AU20.448
Based on our evaluation of the required measures, NMFS has
determined that the prescribed mitigation measures provide the means
effecting the least practicable adverse impact on the affected species
or stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an LOA for an activity, Section 101(a)(5)(A) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
Visual Monitoring
Marine mammal monitoring must be conducted in accordance with the
Marine Mammal Monitoring Plan, dated April 2020. Marine mammal
monitoring during pile driving and removal must be conducted by NMFS-
approved PSOs in a manner consistent with the following:
Independent PSOs (i.e., not construction personnel) who
have no other assigned tasks during monitoring periods must be used;
Where a team of three or more PSOs are required, a lead
observer or monitoring coordinator must be designated. The lead
observer must have prior experience working as a marine mammal observer
during construction;
Other PSOs may substitute education (degree in biological
science or related field) or training for experience. PSOs may also
substitute
[[Page 50747]]
Alaska native traditional knowledge for experience. (NMFS recognizes
that PSOs with traditional knowledge may also have prior experience and
be eligible to serve as the lead PSO.); and
AGDC must submit PSO CVs for approval by NMFS prior to the
onset of pile driving.
PSOs must have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Marine mammal monitoring must comply with the follow protocols:
(1) For pile driving activities, a minimum of two PSOs must be on
duty at all times;
(2) For pile driving activities, PSOs must be stationed on a bluff
with minimum height at 500 feet above sea level immediately above the
construction site;
(3) For marine mammal monitoring during pipe laying activities, at
least one PSO must be on the barge and on watch;
(4) PSOs may not exceed 4 consecutive watch hours; must have a
minimum two-hour break between watches; and may not exceed a combined
watch schedule of more than 12 hours in a 24-hour period;
(5) PSOs must have no other construction-related tasks while
conducting monitoring;
(6) Monitoring must be conducted from 30 minutes prior to
commencement of pile driving, throughout the time required to drive a
pile, and for 30 minutes following the conclusion of pile driving;
(7) Monitoring must be conducted from 30 minutes prior to
commencement of pipe laying activity, throughout the time of pipe
laying, and for 30 minutes following the conclusion of pipe laying for
the segment;
(8) During all observation periods, PSOs must use high-
magnification (25X), as well as standard handheld (7X) binoculars, and
the naked eye to search continuously for marine mammals;
(9) Monitoring distances must be measured with range finders.
Distances to animals must be based on the best estimate of the PSO,
relative to known distances to objects in the vicinity of the PSO; and
(10) Bearings to animals must be determined using a compass.
PSOs must collect the following information during marine mammal
monitoring:
(1) Date and time that monitored activity begins and ends for each
day conducted (monitoring period);
(2) Construction activities occurring during each daily observation
period, including how many and what type of piles driven and distances
covered during pipe laying;
(3) Deviation from initial proposal in pile numbers, pile types,
average driving times, and pipe laying distances, etc.;
(4) Weather parameters in each monitoring period (e.g., wind speed,
percent cloud cover, visibility);
(5) Water conditions in each monitoring period (e.g., sea state,
tide state);
(6) For each marine mammal sighting:
[cir] Species, numbers, and, if possible, sex and age class of
marine mammals;
[cir] Description of any observable marine mammal behavior
patterns, including bearing and direction of travel and distance from
pile driving and pipe laying activities, and notable changes in
patterns;
[cir] Location and distance from pile driving and pipe laying
activities to marine mammals and distance from the marine mammals to
the observation point; and
[cir] Estimated amount of time that the animals remained in the
Level A and/or Level B harassment zones;
(7) Description of implementation of mitigation measures within
each monitoring period (e.g., shutdown or delay); and
(8) Other human activity in the area within each monitoring period.
Acoustic Monitoring
AGDC must conduct sound source verification (SSV) in accordance
with the Sound Source Verification Plan, dated February 12, 2020, at
the beginning of the pile driving to characterize the sound levels
associated with different pile and hammer types, as well as to
establish the marine mammal monitoring and mitigation zones.
(1) A minimum of 2 piles of each type and size must be measured.
(2) The following data, at minimum, shall be collected during
acoustic monitoring and reported:
i. Hydrophone equipment and methods: Recording device, sampling
rate, distance from the pile where recordings were made; depth of
recording device(s).
ii. Type of pile being driven and method of driving during
recordings.
iii. Mean, median, and maximum sound levels (dB re: 1[micro]Pa):
Cumulative sound exposure level (SELcum), peak sound
pressure level (SPLpeak), root mean square sound pressure
level (SPLrms), and single-strike sound exposure level
(SELs-s).
(3) An SSV report must be submitted to NMFS within 72 hours after
field measurements for approval of the results.
(4) The results of the SSV report may be used to adjust the extent
of Level A and Level B harassment zones in-water pile driving.
Reporting
AGDC must notify NMFS 48 hours prior to the start of each activity
in Cook Inlet that may cause harassment of marine mammals. If there is
a delay in activity, AGDC will also notify NMFS as soon as practicable.
AGDC must submit monthly reports via email to NMFS Office of
Protected Resources (OPR) and Alaska Regional Office (AKRO) for all
months with project activities by the 15th of the month following the
monthly reporting period. For example, for the monthly reporting period
of June 1-30, the monthly report will be submitted by July 15. The
monthly report will contain and summarize the following information:
Dates, times, locations, heading, speed, weather, sea
conditions (including Beaufort sea state and wind force), and a list of
all in-water sound-producing activities occurring concurrent with
marine mammal observations.
Species, number, location, distance from the vessel, and
behavior of all observed marine mammals, as well as associated project
activity (e.g., number of power-downs and shutdowns), observed
throughout all monitoring activities.
Observation data in (a) and (b) above will be provided in
digital spreadsheet format that can be queried.
An estimate of the number of animals (by species) exposed
to sound at received levels greater than or equal to either the Level A
or Level B harassment thresholds, with a
[[Page 50748]]
discussion of any specific behaviors those individuals exhibited.
If the extent of Level B harassment zone is beyond visual
observation, AGDC should make appropriate adjustment to estimate the
numbers of marine mammals taken based on the portion of the areas that
are monitored.
A description of the implementation and effectiveness of
the: (i) Terms and conditions of the Biological Opinion's Incidental
Take Statement; and (ii) mitigation measures of the LOA. For the
Biological Opinion, the report will confirm the implementation of each
Term and Condition, as well as any conservation recommendations, and
describe their effectiveness for minimizing the adverse effects of the
action on ESA-listed marine mammals.
In addition, AGDC is required to keep a tally of the estimated
number of marine mammals taken, and alert NMFS when the authorized
limit is close to being met based on prescribed monitoring measured in
the final rule. In addition, AGDC is required to keep a tally of all
marine mammal sightings during the pile driving activities.
AGDC should immediately notify NMFS if the number of Cook Inlet
beluga takes documented reaches 80% of the authorized takes in any
given calendar year during which take is authorized.
Within 90 calendar days of the cessation of in-water work each
year, a comprehensive annual report will be submitted to NMFS for
review. The report will synthesize all sighting data and effort during
each activity for each year. NMFS will provide comments within 30 days
after receiving annual reports, and the action agency or its non-
federal designee will address the comments and submit revisions within
30 days after receiving NMFS comments. If no comments are received from
the NMFS within 30 days, the annual report is considered completed. The
report will include the following information:
Summaries of monitoring effort including total hours,
observation rate by species and marine mammal distribution through the
study period, accounting for sea state and other factors affecting
visibility and detectability of marine mammals.
Analyses of the effects of various factors that may have
influenced detectability of marine mammals (e.g., sea state, number of
observers, fog/glare, and other factors as determined by the PSOs).
Species composition, occurrence, and distribution of
marine mammal sightings, including date, water depth, numbers, age/
size/gender categories (if determinable), group sizes, and ice cover.
Marine mammal observation data with a digital record of
observation data provided in digital spreadsheet format that can be
queried.
Summary of implemented mitigation measures (i.e.,
shutdowns and delays).
Number of marine mammals during periods with and without
project activities (and other variables that could affect
detectability), such as: (i) Initial sighting distances versus project
activity at the time of sighting; (ii) closest point of approach versus
project activity; (iii) observed behaviors and types of movements
versus project activity; (iv) numbers of sightings/individuals seen
versus project activity; (v) distribution around the source vessels
versus project activity; and (vi) numbers of animals detected in the
exclusion zone.
Analyses of the effects of project activities on listed
marine mammals.
In addition to providing NMFS monthly and annual reporting of
marine mammal observations and other parameters described above, AGDC
will provide NMFS, within 90 days of project completion at the end of
the five-year period, a report of all parameters listed in the monthly
and annual report requirements above, noting also all operational
shutdowns or delays necessitated due to the proximity of marine
mammals. NMFS will provide comments within 30 days after receiving this
report, and the action agency or its non-federal designee will address
the comments and submit revisions within 30 days after receiving NMFS
comments. If no comments are received from the NMFS within 30 days, the
final report is considered as final.
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, AGDC must immediately cease
the specified activities and report the incident to the Office of
Protected Resources (OPR) (301-427-8401), NMFS and to the Alaska
regional stranding coordinator (907-586-7209) as soon as feasible. If
the death or injury was clearly caused by the specified activity, AGDC
must immediately cease the specified activities until NMFS is able to
review the circumstances of the incident and determine what, if any,
additional measures are appropriate to ensure compliance with the terms
of the LOA. AGDC must not resume their activities until notified by
NMFS.
The report must include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS' implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, this introductory discussion of our analyses
applies to all the species listed in Table 3, given that the
anticipated effects of AGDC's Alaska LNG facilities construction
project activities involving pile driving and pipe laying on marine
mammals are expected to be relatively similar in nature. Among the
species that would be affected from AGDC's LNG facilities construction
activities, the Cook Inlet beluga whale is expected to be the most
vulnerable species due to its small
[[Page 50749]]
population and declining status (NMFS, 2020), and additional species-
specific information is included in the analysis below.
Pile driving and removal activities associated with the project as
well as pipe laying activity, as outlined previously, have the
potential to disturb or displace marine mammals. Specifically, the
specified activities may result in take, in the form of Level B
harassment, from underwater sounds generated from pile driving and pipe
laying. Potential takes could occur if individuals of these species are
present in zones ensonified above the thresholds for Level A or Level B
harassment, identified above, when these activities are underway.
Cook Inlet beluga whale and humpback whales are listed as
endangered under the ESA. These stocks are also considered depleted
under the MMPA. The estimated annual rate of decline for Cook Inlet
beluga whales was 0.6 percent between 2002 and 2012. Data from
Calambokidis et al. (2008) suggest the population of humpback whales
may be increasing. The other species that may be taken by harassment
during AGDC's LNG facilities construction project are not listed as
threatened or endangered under the ESA nor as depleted under the MMPA.
Although a few individual marine mammals (up to 3 humpback whales,
13 harbor porpoises, and 88 harbor seals over the entire project
duration of 5 years) are estimated to experience Level A harassment in
the form of PTS if they stay within the Level A harassment zone during
the entire pile driving for the day, the degree of injury that might
occur would be expected to be mild and not likely to affect the
reproduction or survival of the individual animals. Specifically, it is
expected that, if hearing impairments occur, most likely the affected
animal would lose a few dB in its hearing sensitivity, limited to the
dominant frequency of the noise sources, i.e., in the low-frequency
region below 2 kHz. While we have considered the potential impacts to
any individuals that could incur PTS, and the number authorized, we
reiterate that in general marine mammals are likely to avoid areas
where sound levels are intense enough to cause hearing impairment and
it is unlikely to occur.
Under the majority of the circumstances, anticipated takes are
expected to be limited to relatively short-term Level B harassment.
Marine mammals present in the vicinity of the action area during the
construction season and taken by Level B harassment would most likely
show overt brief disturbance (startle reaction) and avoidance of the
area from elevated noise levels during pile driving. Given the limited
estimated number of incidents of Level A and Level B harassment and the
limited, anticipated short-term nature of the responses by the
individuals, the impacts of the estimated take are not expected to
impact the fitness, reproduction, or survival of any individual marine
mammals, and further are not expected to rise to the level that they
would adversely affect any marine mammal species at the population
level, through effects on annual rates of recruitment or survival.
While AGDC's LNG facilities construction activities could in general
increase the ambient noise level in the vicinity of the project area,
the elevated noise levels are only expected during the construction
work window during daytime and in the limited area immediately around
the construction activities. Additionally, any potential auditory
masking occur primarily in the frequency band of the noise, which is
generally below 2 kHz for in-water pile driving, and would not be
expected to mask most communication vocalizations of the species in the
area, or echolocation calls. Given this, any potential auditory masking
for marine mammals in the project area is expected to have relatively
minor impacts.
Mitigation measures such as time/area restrictions, dedicated
marine mammal observers, pre-construction exclusion zone clearance,
deployment of air bubble curtains, soft-start, and shutdown measures
when marine mammals are seen within the exclusion zones reduce both the
number and severity of behavioral disturbances and minimize any effects
on hearing sensitivity. In most cases, only cause Level B harassment in
the form of behavioral disturbance and/or temporary avoidance. While
some Level A harassment to a few individual harbor seals, harbor
porpoises, and humpback whales may occur, individuals are unlikely to
remain in the proximity of the source for a duration of time likely to
result in more than a few dB of PTS (low level), and therefore these
impacts are unlikely to impact individual fitness, reproduction, or
survival incurred would be expected to be of a low level (no more than
a few dB).
The area where the activities will take place is within the Cook
Inlet beluga whale critical habitat. Satellite-tagging studies and
aerial survey indicate that seasonal shifts exist in Cook Inlet beluga
whale distribution, with the whales spending a great percentage of time
in coastal areas during the summer and early fall (June through October
or November), and dispersing to larger ranges that extend to the middle
of the inlet in winter and spring (November or December through May)
(Hansen and Hubbard, 1999; Rugh et al., 2004; Hobbs et al., 2005; Goetz
et al., 2012). However, fine scale modeling based on NMFS long-term
aerial survey data indicate that the AGDC's proposed LNG facilities
construction does not overlap with beluga whale high density areas
during the summer and fall (Goetz et al., 2012). Furthermore, specific
mitigation measures are required to offer additional protections to
Cook Inlet beluga whales given the vulnerable status of the population.
These measures call for time and area restriction for all activities
that generate underwater noise greater than 120 dB rms re 1 [micro]Pa,
including in-water pile driving events, in west Cook Inlet construction
area during summer months when beluga whales are likely to use the
Susitna River delta for feeding. Additional mitigation measure to
protect the Cook Inlet beluga whale also include implementing shutdown
measures for beluga whales to prevent Level B harassment. These
measures are expected reduce both the number and severity of the takes
of beluga whales.
There are no known important habitats, such as rookeries or
haulouts, in the vicinity of the AGDC's LNG facilities construction
project for other marine mammal species. The project also is not
expected to have significant adverse effects on affected marine
mammals' habitat, including prey, as analyzed in detail in the
Anticipated Effects on Marine Mammal Habitat section. Therefore, the
exposure of marine mammals to sounds produced by AGDC's LNG facilities
construction activities is not anticipated to have an effect on annual
rates of recruitment or survival of the affected species or stocks.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No series injury or mortality is anticipated or
authorized;
Injury--a small individuals of humpback whales, harbor
porpoises, and harbor seals could experience mild level of PTS as a
form of injury. However, as mentioned earlier in this section, the
level of PTS is expected to be small;
TTS--a small individuals of marine mammals could
experience mild level of TTS before the threshold shifts become
permanent. However, most of the TTS effects are expected to be brief
[[Page 50750]]
in duration, and will not progress into PTS;
Behavioral disturbance--most of the noise effects on
marine mammals are expected to be in the form of behavioral
disturbance. However, such effects are expected to be in short
duration, within the day during the construction activities when the
animal is nearby. As construction activities only occur for a maximum
of 12 hours during daylight hours between April and October of the
year, chronic noise exposure would be limited; and
Important Areas--the area where the activities will take
place is within the Cook Inlet beluga whale critical habitat. However,
fine scale modeling based on NMFS long-term aerial survey data indicate
that the AGDC's proposed LNG facilities construction does not overlap
with beluga whale high density areas during the summer and fall.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the
proposed activity will have a negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under section 101(a)(5)(A) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, NMFS compares the number of
individuals taken to the most appropriate estimation of abundance of
the relevant species or stock in our determination of whether an
authorization is limited to small numbers of marine mammals.
The number of authorized takes are below one third of the stock
abundance (in fact less than seven percent) of the population for all
marine mammals (Table 10).
Based on the analysis contained herein of the proposed activity
(including the prescribed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS finds that small numbers of
marine mammals will be taken relative to the population size of the
affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an LOA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
That is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) Causing
the marine mammals to abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing physical barriers
between the marine mammals and the subsistence hunters; and (2) That
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
The project is unlikely to affect beluga whale harvests because no
beluga harvest will take place in 2020, nor is one likely to occur in
the other years that would be covered by the 5-year regulations and
associated LOAs.
The proposed Marine Terminal construction activities would occur
closest to the marine subsistence area used by Nikiski, while the
offshore pipeline and Beluga Mainline MOF would occur within the
subsistence use area used by Tyonek. However, the proposed action area
is not an important native subsistence site for subsistence harvest of
marine mammals because subsistence hunt is only conducted
opportunistically. Also, because of the relatively small proportion of
marine mammals utilizing Cook Inlet, the number harvested is expected
to be extremely low (NMFS, 2013c). Therefore, AGDC's program is not
expected to have an impact on the subsistence use of marine mammals.
Nevertheless, AGDC is required to and has prepared a Stakeholder
Engagement Plan to involve subsistence communities in the process,
hearing concerns, and responding to issues. Through the Stakeholder
Engagement Plan, AGDC would implement the following measures to keep
subsistence users in the Cook Inlet region informed of its project
activities.
Provide a stakeholder engagement specialist as a local
point of contact;
Provide informational letters summarizing planned
activities for summer and winter on a periodic basis to a comprehensive
list of stakeholders;
Set up a call-in number for interested marine mammal
hunters during active construction;
When requested by stakeholders, as resources allow, attend
meetings to provide information on upcoming projects; and
Be available periodically at large-scale events in
Anchorage for questions from the public and Alaska Native groups, such
as the Alaska Federation of Natives or Alaska Forum for the
Environment.
AGDC has travelled to several operations-related meetings and plans
to schedule and plans to attend more meetings throughout the
construction and operation period. AGDC has developed a comprehensive
stakeholder list of Alaska native communities, organizations, and other
interested parties in the Cook Inlet region. This list is a ``living''
list and will be updated with new stakeholders or as people change
positions. The updated listed will be submitted to NMFS as part of the
annual reports.
Adaptive Management
The regulations governing the take of marine mammals incidental to
AGDC's proposed LNG facilities construction activities would contain an
adaptive management component.
The reporting requirements associated with this Final Rule are
designed to provide NMFS with monitoring data from the previous year to
allow consideration of whether any changes are appropriate. The use of
adaptive management allows NMFS to consider new information from
different sources to determine (with input from AGDC regarding
practicability) on an annual basis if mitigation or monitoring measures
should be modified (including additions or deletions). Mitigation
measures could be modified if new data suggests that such modifications
would have a reasonable likelihood of reducing adverse effects to
marine mammals and if the measures are practicable.
The following are some of the possible sources of applicable data
to be considered through the adaptive management process: (1) Results
from monitoring reports, as required by MMPA authorizations; (2)
results from general marine mammal and sound research; and (3) any
information which reveals that marine mammals may have been taken in a
manner, extent, or number not authorized by these regulations or
subsequent LOAs.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of ITAs,
NMFS consults internally, in this case with the Alaska Protected
[[Page 50751]]
Resources Division Office, whenever we propose to authorize take for
endangered or threatened species.
Pursuant to the MMPA and through these regulations and the
associated LOA, NMFS is authorizing take of Cook Inlet beluga whale and
Hawaii, Western North Pacific, and Mexico DPS's of humpback whales,
which are listed under the ESA.
The Permit and Conservation Division requested initiation of
section 7 consultation with the Alaska Region for the promulgation of
5-year regulations and the subsequent issuance of a Letter of
Authorization. The Alaska Region issued a Biological Opinion concluding
that NMFS' action is not likely to adversely affect the listed species
named above or adversely modify their critical habitat.
Classification
Pursuant to the procedures established to implement Executive Order
12866, the Office of Management and Budget has determined that this
final rule is not significant. Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), the Chief Counsel for Regulation of
the Department of Commerce certified to the Chief Counsel for Advocacy
of the Small Business Administration at the proposed rule stage that
this rule, if adopted, would not have a significant economic impact on
a substantial number of small entities. The AGDC is the only entity
that would be subject to the requirements in these final regulations.
During construction, AGDC would employ or contract thousands of people
and the Alaska LNG Project would generate a market value in the
billions of dollars. AGDC is not a small governmental jurisdiction,
small organization, or small business, as defined by the RFA. We did
not receive any public comments on the certification. Therefore a final
regulatory flexibility analysis is not required and none has been
prepared.
List of Subjects in 50 CFR Part 217
Penalties, Reporting and recordkeeping requirements, Seafood,
Transportation.
Dated: July 13, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble, 50 CFR part 217 is amended
as follows:
PART 217--REGULATIONS GOVERNING THE TAKE OF MARINE MAMMALS
INCIDENTAL TO SPECIFIED ACTIVITIES
0
1. The authority citation for part 217 continues to read as follows:
Authority: 16 U.S.C. 1361 et seq., unless otherwise noted.
0
2. Add subpart E to part 217 to read as follows:
Subpart E--Taking and Importing Marine Mammals; Alaska Gasline
Development Corporation Liquefied Natural Gas Facilities
Construction
Sec.
217.40 Specified activity and specified geographical region.
217.41 Effective dates.
217.42 Permissible methods of taking.
217.43 Prohibitions.
217.44 Mitigation requirements.
217.45 Requirements for monitoring and reporting.
217.46 Letters of Authorization.
217.47 Renewals and modifications of Letters of Authorization.
217.48-217.49 [Reserved]
Subpart E--Taking and Importing Marine Mammals; Alaska Gasline
Development Corporation Liquefied Natural Gas Facilities
Construction
Sec. 217.40 Specified activity and specified geographical region.
(a) Regulations in this subpart apply only to the Alaska Gasline
Development Corporation (AGDC) or successor entities and those persons
it authorizes or funds to conduct activities on its behalf for the
taking of marine mammals that occurs in the area outlined in paragraph
(b) of this section and that occurs incidental to the activities
described in paragraph (c) of this section.
(b) The taking of marine mammals by AGDC may be authorized in a
Letter of Authorization (LOA) only if it occurs within AGDC's Alaska
liquefied natural gas (LNG) facilities' construction areas, which are
located between the Beluga Landing shoreline crossing on the north and
the Kenai River south of Nikiski on the south in Cook Inlet, Alaska.
(c) The taking of marine mammals during this project is only
authorized if it occurs incidental to construction activities
associated with the proposed LNG facilities or the Mainline crossing of
Cook Inlet.
Sec. 217.41 Effective dates.
Regulations in this subpart are effective January 1, 2021 through
December 31, 2025.
Sec. 217.42 Permissible methods of taking.
Under LOAs issued pursuant to Sec. Sec. 216.106 of this chapter
and 217.46, the Holder of the LOAs (hereinafter ``AGDC'') may
incidentally, but not intentionally, take marine mammals within the
area described in Sec. 217.40(b) by Level A harassment and Level B
harassment associated with pile driving and pipe laying activities,
provided the activity is in compliance with all terms, conditions, and
requirements of the regulations in this subpart and the applicable
LOAs.
Sec. 217.43 Prohibitions.
Notwithstanding takings contemplated in Sec. 217.42 and authorized
by LOAs issued under Sec. Sec. 216.106 of this chapter and 217.46, no
person in connection with the activities described in Sec. 217.40 may:
(a) Violate, or fail to comply with, the terms, conditions, and
requirements of this subpart or a LOA issued under Sec. Sec. 216.106
of this chapter and 217.46;
(b) Take any marine mammal not specified in such LOAs; and
(c) Take any marine mammal specified in such LOAs in any manner
other than as specified.
Sec. 217.44 Mitigation requirements.
When conducting the activities identified in Sec. 217.40(c), the
mitigation measures contained in any LOAs issued under Sec. Sec.
216.106 of this chapter and 217.46 must be implemented. These
mitigation measures must include but are not limited to:
(a) Time and area restriction. AGDC must follow the following time
and area restrictions.
(1) In-water pile driving must occur only during daylight hours.
Times for other construction activities, such as pipe laying, anchor
handling, and dredging are not restricted.
(2) Pile driving associated with the Mainline Material Offloading
Facility (Mainline MOF) must not occur from June 1 to September 7 (pile
driving can occur from September 8 to May 31).
(3) Other than in-water sheet pile driving and pile removal, anchor
handling, trenching, pipe laying, and vessel transits related to these
activities, AGDC may not engage in in-water sound-producing activities
within 10 miles (16 km) of the mean higher high water (MHHW) line of
the Susitna Delta (Beluga River to the Little Susitna River) between
April 15 and October 15 which produce sound levels in excess of 120 dB
rms re 1[micro]Pa @ 1 m.
(b) Establishment of monitoring and exclusion zones. (1) For all
relevant in-water construction activity, AGDC must designate Level A
harassment zones
[[Page 50752]]
with radial distances as identified in any LOA issued under Sec. Sec.
216.106 of this chapter and 217.46.
(2) For all relevant in-water construction activity, AGDC must
designate Level B harassment zones with radial distances as identified
in any LOA issued under Sec. Sec. 216.106 of this chapter and 217.46.
(3) For all in-water pile driving work, AGDC must implement an
exclusion zone for each specific activity as identified in any LOA
issued under Sec. Sec. 216.106 of this chapter and 217.46. If a marine
mammal comes within or enters the exclusion zone, AGDC must cease all
operations.
(i) For humpback whale and killer whale during in-water pile
driving activity, the exclusion zones must be based on the Level A
harassment distances, but must not be less than 10 m from the pile.
(ii) For harbor porpoise and harbor seal during in-water pile
driving activity, the exclusion zones must be based on the Level A
harassment distances up to 1,000 m, but must not be less than 10 m from
the pile.
(iii) For Cook Inlet beluga whale during in-water pile driving
activity, the exclusion zones must be based on the Level B harassment
distances.
(iv) A 2,900-m exclusion zone must be established for Cook Inlet
beluga whale before pipe laying activity associated with anchor
handling can occur.
(v) A minimum of 10-m exclusion zone must be established for in-
water construction and heavy machinery not addressed elsewhere in this
paragraph (b)(3).
(c) Monitoring of exclusion zones. Pile driving must only take
place when the exclusion zones are visible and can be adequately
monitored. If visibility degrades to where the entire exclusion zone
cannot be effectively monitored during pile driving, AGDC may continue
to drive the pile section that was being driven to its target depth,
but may not drive additional sections of pile.
(d) Shutdown measures. (1) AGDC must deploy protected species
observers (PSOs) to monitor marine mammals during in-water pile driving
and pipe laying activities.
(2) Monitoring must take place from 30 minutes prior to initiation
of pile driving or pipe laying activities through 30 minutes post-
completion of pile driving or pipe laying activities.
(i) For pile driving activity, pre-activity monitoring must be
conducted for 30 minutes to confirm that the exclusion zone is clear of
marine mammals, and pile driving may commence only if observers have
declared the exclusion zone clear of marine mammals for that full
duration of time. Monitoring must occur throughout the time required to
drive a pile. A determination that the exclusion zone is clear must be
made during a period of good visibility (i.e., the entire exclusion
zone and surrounding waters must be visible to the naked eye).
(ii) If marine mammals are found within the exclusion zone, pile
driving of the segment must be delayed until they move out of the area.
If a marine mammal is seen above water and then dives below, the
contractor must wait 30 minutes for large cetaceans (humpback whale)
and 15 minutes for small cetaceans (beluga and killer whales and harbor
porpoise) and pinnipeds. If no marine mammals of that species are seen
by the observer in that time it can be assumed that the animal has
moved beyond the exclusion zone.
(iii) If pile driving of a segment ceases for 30 minutes or more
and a marine mammal is sighted within the designated exclusion zone
prior to commencement of pile driving, the observer(s) must notify the
pile driving operator (or other authorized individual) immediately and
continue to monitor the exclusion zone. Operations may not resume until
the marine mammal has exited the exclusion zone or 30 minutes have
elapsed for large cetaceans or 15 minutes have elapsed for small
cetaceans and pinnipeds since the last sighting.
(3) If a marine mammal authorized to be taken by Level B harassment
enters or approaches the exclusion zone, if a marine mammal not
specified in the LOAs enters the Level B harassment zone, or if the
take of a marine mammal species or stock has reached the take limits
specified in any LOA issued under Sec. Sec. 216.106 of this chapter
and 217.46 and enters the Level B harassment zone, AGDC must halt all
construction activities at that location. If construction is halted or
delayed due to the presence of a marine mammal, the activity may not
commence or resume until either the animal has voluntarily left and
been visually confirmed beyond the shutdown or Level B harassment zone,
whichever applicable, or 30 minutes have passed without re-detection of
the animal if it is a larger cetacean (humpback whale), or 15 minutes
have passed without re-detection of the animal if it is a small
cetacean (beluga and killer whales and porpoises) or pinniped.
(e) Soft start. (1) AGDC must implement soft start techniques for
impact pile driving. AGDC must conduct an initial set of three strikes
from the impact hammer at 40 percent energy, followed by a 30-second
waiting period, then two subsequent three strike sets with associated
30-seconds waiting periods at the reduced energy.
(2) Soft start must be required for any impact driving, including
at the beginning of the day, and at any time following a cessation of
impact pile driving of 30 minutes or longer.
(f) Noise attenuation device. For pile-driving at the Mainline MOF
near the Beluga River, and on the east side of Cook Inlet near Nikiski
associated with the liquefaction facility, AGDC must deploy air bubble
curtains around piles. If the sound source verification (SSV)
measurements indicate that the best-performing bubble curtain
configuration provides less than a 2 dB reduction in in-water sound
beyond the bubble curtain, use of the bubble curtain may be
discontinued.
(g) Vessel transit. (1) Operators of vessels must, at all times,
avoid approaching within 100 yards of marine mammals. Operators must
observe direction of travel of marine mammals and attempt to maintain a
distance of 100 yards or greater between the animal and the vessel by
working to alter vessel course or velocity.
(2) The vessel operator must avoid placing the vessel between
members of a group of marine mammals in a way that may cause separation
of individuals in the group from other individuals in that group. A
group is defined as being three or more whales observed within 500-m of
one-another and displaying behaviors of directed or coordinated
activity (e.g., migration or group feeding).
(3) If the vessel approaches within 1.6 km (1 mi) of one or more
whales, the vessel operator must take reasonable precautions to avoid
potential interaction with the whales by taking one or more of the
following actions, as appropriate:
(i) Steering to the rear of whale(s) to avoid causing changes in
their direction of travel.
(ii) Maintaining vessel speed of 10 knots (19 km/hr) or less when
transiting to minimize the likelihood of lethal vessel strikes.
(iii) Reducing vessel speed to less than 5 knots (9 km/hour) within
274 m (300 yards) of the whale(s).
(4) Project vessels must remain a minimum of 2.8 km (1.5 nm)
seaward of the mean lower low water (MLLW) line between the Little
Susitna River and -150.80 degrees west longitude to minimize the
impacts of vessel sound and avoid strikes on Cook Inlet beluga whales
between June 1 and September 7. The Susitna Delta Exclusion Zone is
[[Page 50753]]
defined as the union of the areas defined by:
(i) A 16-km (10-mile) buffer of the Beluga River thalweg seaward of
the mean lower low water (MLLW) line;
(ii) A 16-km (10-mile) buffer of the Little Susitna River thalweg
seaward of the MLLW line; and
(iii) A 16-km (10-mile) seaward buffer of the MLLW line between the
Beluga River and Little Susitna River.
(iv) The buffer extends landward along the thalweg to include
intertidal waters within rivers and streams up to their mean higher
high water line (MHHW). The seaward boundary has been simplified so
that it is defined by lines connecting readily discernable landmarks.
(5) For vessels operating in the Susitna Delta Exclusion Zone, the
following must be implemented:
(i) All project vessels operating within the designated Susitna
Delta area must maintain a speed over ground below 4 knots. PSOs must
note the numbers, date, time, coordinates, and proximity to vessels of
all belugas observed during operations, and report these observations
to NMFS in monthly PSO reports.
(ii) Vessel crew must be trained to monitor for Endangered Species
Act (ESA)-listed species prior to and during all vessel movements
within the Susitna Delta Exclusion Zone. The vessel crew must report
sightings to the PSO team for inclusion in the overall sighting
database and reports.
(iii) Vessel operators must not move their vessels when they are
unable to adequately observe the 100-m zone around vessels under power
(in gear) due to darkness, fog, or other conditions, unless necessary
for ensuring human safety.
Sec. 217.95 Requirements for monitoring and reporting.
(a) Marine mammal visual monitoring--(1) Protected species
observers. AGDC must employ trained protected species observers (PSO)
to conduct marine mammal monitoring for its LNG facilities construction
projects.
(i) The PSOs must observe and collect data on marine mammals in and
around the project area for 30 minutes before, during, and for 30
minutes after all construction work. PSOs must have no other assigned
tasks during monitoring periods, and must be placed at appropriate and
safe vantage point(s) practicable to monitor for marine mammals and
implement shutdown or delay procedures, when applicable, through
communication with the equipment operator.
(ii) [Reserved]
(2) Protected species observer qualifications. AGDC must adhere to
the following observer qualifications:
(i) Independent PSOs (i.e., not construction personnel) who have no
other assigned tasks during monitoring periods must be used;
(ii) Where a team of three or more PSOs are required, a lead
observer or monitoring coordinator must be designated. The lead
observer must have prior experience working as a marine mammal observer
during construction;
(iii) Other PSOs may substitute education (degree in biological
science or related field) or training for experience;
(iv) AGDC must submit PSO CVs for approval by NMFS prior to the
onset of pile driving;
(v) The PSOs must have the ability to conduct field observations
and collect data according to assigned protocols;
(vi) The PSOs must have the experience or training in the field
identification of marine mammals, including the identification of
behaviors;
(vii) The PSOs must have sufficient training, orientation, or
experience with the construction operation to provide for personal
safety during observations;
(viii) The PSOs must have writing skills sufficient to prepare a
report of observations including but not limited to the number and
species of marine mammals observed; dates and times when in-water
construction activities were conducted; dates, times, and reason for
implementation of mitigation (or why mitigation was not implemented
when required); and marine mammal behavior; and
(ix) The PSOs must have the ability to communicate orally, by radio
or in person, with project personnel to provide real-time information
on marine mammals observed in the area as necessary.
(3) Marine mammal monitoring protocols. AGDC must adhere to the
following marine mammal monitoring protocols:
(i) For pile driving activities, a minimum of two PSOs must be on
duty at all times;
(ii) For pile driving activities, PSOs must be stationed on a bluff
with minimum height 500 feet above sea level immediately above the
construction site;
(iii) For marine mammal monitoring during pipe laying activities,
at least one PSO must be on the barge and on watch;
(iv) PSOs may not exceed 4 consecutive watch hours; must have a
minimum two-hour break between watches; and may not exceed a combined
watch schedule of more than 12 hours in a 24-hour period;
(v) PSOs must have no other construction-related tasks while
conducting monitoring;
(vi) Monitoring must be conducted from 30 minutes prior to
commencement of pile driving, throughout the time required to drive a
pile, and for 30 minutes following the conclusion of pile driving;
(vii) Monitoring must be conducted from 30 minutes prior to
commencement of pipe laying activity, throughout the time of pipe
laying, and for 30 minutes following the conclusion of pipe laying for
the segment;
(viii) During all observation periods, PSOs must use high-
magnification (25X), as well as standard handheld (7X) binoculars, and
the naked eye to search continuously for marine mammals;
(ix) Monitoring distances must be measured with range finders.
Distances to animals must be based on the best estimate of the PSO,
relative to known distances to objects in the vicinity of the PSO; and
(x) Bearings to animals must be determined using a compass.
(4) Marine mammal monitoring data collection. PSOs must collect the
following information during marine mammal monitoring:
(i) Date and time that monitored activity begins and ends for each
day conducted (monitoring period);
(ii) Construction activities occurring during each daily
observation period, including how many and what type of piles driven
and distances covered during pipe laying;
(iii) Deviation from initial proposal in pile numbers, pile types,
average driving times, and pipe laying distances, etc.;
(iv) Weather parameters in each monitoring period (e.g., wind
speed, percent cloud cover, visibility);
(v) Water conditions in each monitoring period (e.g., sea state,
tide state);
(vi) For each marine mammal sighting:
(A) Species, numbers, and, if possible, sex and age class of marine
mammals;
(B) Description of any observable marine mammal behavior patterns,
including bearing and direction of travel and distance from pile
driving and pipe laying activities, and notable changes in patterns;
(C) Location and distance from pile driving and pipe laying
activities to marine mammals and distance from the marine mammals to
the observation point; and
(D) Estimated amount of time that the animals remained in the Level
A and/or Level B harassment zones;
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(vii) Description of implementation of mitigation measures within
each monitoring period (e.g., shutdown or delay); and
(viii) Other human activity in the area within each monitoring
period.
(b) Acoustic monitoring. AGDC must conduct a sound source
verification (SSV) in accordance with the requirements in the LOA, at
the beginning of the pile driving to characterize the sound levels
associated with different pile and hammer types, as well as to
establish the marine mammal monitoring and mitigation zones.
(1) A minimum of 2 piles of each type and size must be measured.
(2) The following data, at minimum, shall be collected during
acoustic monitoring and reported:
(i) Hydrophone equipment and methods: Recording device, sampling
rate, distance from the pile where recordings were made; depth of
recording device(s);
(ii) Type of pile being driven and method of driving during
recordings; and
(iii) Mean, median, and maximum sound levels (dB re: 1[micro]Pa):
Cumulative sound exposure level (SELcum), peak sound
pressure level (SPLpeak), root mean square sound pressure
level (SPLrms), and single-strike sound exposure level
(SELs-s).
(3) An SSV report must be submitted to NMFS within 72 hours after
field measurements for approval of the results.
(4) The results of the SSV report may be used to adjust the extent
of Level A and Level B harassment zones in-water pile driving.
(c) Reporting measures--(1) Notification. AGDC must notify NMFS 48
hours prior to the start of each activity in Cook Inlet that may cause
harassment of marine mammals. If there is a delay in activity, AGDC
must also notify NMFS as soon as practicable.
(2) Monthly report. AGDC must submit monthly reports via email to
NMFS Office of Protected Resources (OPR) and Alaska Regional Office
(AKRO) for all months with project activities by the 15th of the month
following the monthly reporting period. The monthly report must contain
and summarize the following information:
(i) Dates, times, locations, heading, speed, weather, sea
conditions (including Beaufort sea state and wind force), and a list of
all in-water sound-producing activities occurring concurrent with
marine mammal observations;
(ii) Species, number, location, distance from the vessel, and
behavior of all observed marine mammals, as well as associated project
activity (e.g., number of power-downs and shutdowns), observed
throughout all monitoring activities;
(iii) Observation data in paragraphs (a) and (b) of this section
must be provided in digital spreadsheet format that can be queried;
(iv) An estimate of the number of animals (by species) exposed to
sound at received levels greater than or equal to either the Level A or
Level B harassment thresholds, with a discussion the time spent above
those received levels and of any specific behaviors those individuals
exhibited;
(v) If the extent of Level B harassment zone is beyond visual
observation, AGDC must also include an appropriate adjustment to
estimate the total numbers of marine mammals taken based on the portion
of the areas that are monitored; and
(vi) A description of the implementation and effectiveness of the
terms and conditions of the Biological Opinion's Incidental Take
Statement and mitigation and monitoring measures of the LOA.
(3) Marine mammal tally numbers. (i) AGDC must keep a tally of the
estimated number of marine mammals that are taken, based on the number
of marine mammals observed within the applicable harassment zones, and
alert NMFS when the authorized limit is close to being met based on
prescribed monitoring measured in the final rule; and
(ii) AGDC must keep a tally of the number of marine mammal that are
sighted during the pile driving and pipe laying activities.
(4) Beluga whale takes. AGDC must immediately notify NMFS if the
number of Cook Inlet beluga estimated as taken (based on observed
exposures above thresholds) reaches 80% of the authorized takes in any
given calendar year during which take is authorized.
(5) Annual report. (i) AGDC must submit a comprehensive annual
report to NMFS within 90 calendar days of the cessation of in-water
work each year for review. The report must synthesize all sighting data
and effort during each activity for each year.
(ii) NMFS will provide comments within 30 days after receiving
annual reports, and AGDC must address the comments and submit revisions
within 30 days after receiving NMFS comments.
(iii) If no comments are received from the NMFS within 30 days, the
annual report is considered completed.
(iv) The report must include the following information:
(A) Summaries of monitoring effort including total hours,
observation rate by species and marine mammal distribution through the
study period, accounting for sea state and other factors affecting
visibility and detectability of marine mammals.
(B) Analyses of the effects of various factors that may have
influenced detectability of marine mammals (e.g., sea state, number of
observers, fog/glare, and other factors as determined by the PSOs).
(C) Species composition, occurrence, and distribution of marine
mammal sightings, including date, water depth, numbers, age/size/gender
categories (if determinable), group sizes, and ice cover.
(D) Marine mammal observation data with a digital record of
observation data provided in digital spreadsheet format that can be
queried.
(E) Summary of implemented mitigation measures (i.e., shutdowns and
delays).
(F) Number of marine mammals during periods with and without
project activities (and other variables that could affect
detectability), such as:
(1) Initial sighting distances versus project activity at the time
of sighting;
(2) Closest point of approach versus project activity;
(3) Observed behaviors and types of movements versus project
activity;
(4) Numbers of sightings/individuals seen versus project activity;
(5) Distribution around the source vessels versus project activity;
and
(6) Numbers of animals detected in the exclusion zone.
(G) Analyses of the effects of project activities on listed marine
mammals.
(6) Final report. (i) AGDC must provide NMFS, within 90 days of
project completion at the end of the five-year period, a report of all
parameters listed in the monthly and annual report requirements in
paragraph (c) of this section, noting also all operational shutdowns or
delays necessitated due to the proximity of marine mammals.
(ii) NMFS will provide comments within 30 days after receiving this
report, and AGDC must address the comments and submit revisions within
30 days after receiving NMFS comments.
(iii) If no comments are received from the NMFS within 30 days, the
final report is considered as final.
(7) Reporting of injured or dead marine mammals. (i) In the
unanticipated event that the construction or demolition activities
clearly cause the take of a marine mammal in a prohibited manner, such
[[Page 50755]]
as an injury, serious injury, or mortality, AGDC must immediately cease
operations with the potential to impact marine mammals in the vicinity
and immediately report the incident to the NMFS Office of Protected
Resources, NMFS Alaska Regional Office, and the Alaska Region Stranding
Coordinators. The report must include the following information:
(A) Time, date, and location (latitude/longitude) of the incident;
(B) Description of the incident;
(C) Status of all sound source use in the 24 hours preceding the
incident;
(D) Environmental conditions (e.g., wind speed and direction, sea
state, cloud cover, visibility, and water depth);
(E) Description of marine mammal observations in the 24 hours
preceding the incident;
(F) Species identification or description of the animal(s)
involved;
(G) The fate of the animal(s); and
(H) Photographs or video footage of the animal (if equipment is
available).
(ii) Activities must not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS must work with AGDC to
determine what is necessary to minimize the likelihood of further
prohibited take and ensure Marine Mammal Protection Act (MMPA)
compliance. AGDC may not resume its activities until notified by NMFS
via letter, email, or telephone.
(iii) In the event that AGDC discovers an injured or dead marine
mammal, and the lead PSO determines that the cause of the injury or
death is unknown and the death is relatively recent (i.e., in less than
a moderate state of decomposition as described in paragraph (c)(7)(iv)
of this section), AGDC must immediately report the incident to the NMFS
Office of Protected Resources, NMFS Alaska Regional Office, and the
Alaska Regional Stranding Coordinators. The report must include the
same information identified in paragraph (b)(3)(i) of this section.
Activities may continue while NMFS reviews the circumstances of the
incident. NMFS will work with AGDC to determine whether modifications
in the activities are appropriate.
(iv) In the event that AGDC discovers an injured or dead marine
mammal, and the lead PSO determines that the injury or death is not
associated with or related to the activities authorized in the LOA
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), AGDC must report the incident to
the NMFS Office of Protected Resources, NMFS Alaska Regional Office,
and the Alaska Regional Stranding Coordinators, within 48 hours of the
discovery. AGDC must provide photographs or video footage (if
available) or other documentation of the stranded animal sighting to
NMFS and the Marine Mammal Stranding Network. AGDC may continue its
operations under such a case.
Sec. 217.46 Letters of Authorization.
(a) To incidentally take marine mammals pursuant to the regulations
in this subpart, AGDC must apply for and obtain (LOAs) in accordance
with Sec. 216.106 of this chapter for conducting the activity
identified in Sec. 217.40(c).
(b) LOAs, unless suspended or revoked, may be effective for a
period of time not to extend beyond the expiration date of the
regulations in this subpart.
(c) If an LOA(s) expires prior to the expiration date of the
regulations in this subpart, AGDC may apply for and obtain a renewal of
the LOA(s).
(d) In the event of projected changes to the activity or to
mitigation, monitoring, reporting (excluding changes made pursuant to
the adaptive management provision of Sec. 217.47(c)(1)) required by an
LOA, AGDC must apply for and obtain a modification of LOAs as described
in Sec. 217.47.
(e) Each LOA must set forth:
(1) Permissible methods of incidental taking;
(2) Means of effecting the least practicable adverse impact (i.e.,
mitigation) on the species, their habitat, and the availability of the
species for subsistence uses; and
(3) Requirements for monitoring and reporting.
(f) Issuance of the LOA(s) must be based on a determination that
the level of taking must be consistent with the findings made for the
total taking allowable under the regulations in this subpart.
(g) Notice of issuance or denial of the LOA(s) must be published in
the Federal Register within 30 days of a determination.
Sec. 217.47 Renewals and modifications of Letters of Authorization.
(a) An LOA issued under Sec. Sec. 216.106 of this chapter and
217.46 for the activity identified in Sec. 217.40(c) must be renewed
or modified upon request by the applicant, provided that:
(1) The proposed specified activity and mitigation, monitoring, and
reporting measures, as well as the anticipated impacts, are the same as
those described and analyzed for the regulations in this subpart
(excluding changes made pursuant to the adaptive management provision
in paragraph (c)(1) of this section); and
(2) NMFS determines that the mitigation, monitoring, and reporting
measures required by the previous LOA(s) under the regulations in this
subpart were implemented.
(b) For LOA modification or renewal requests by the applicant that
include changes to the activity or the mitigation, monitoring, or
reporting measures (excluding changes made pursuant to the adaptive
management provision in paragraph (c)(1) of this section) that do not
change the findings made for the regulations in this subpart or result
in no more than a minor change in the total estimated number of takes
(or distribution by species or years), NMFS may publish a notice of
proposed LOA in the Federal Register, including the associated analysis
of the change, and solicit public comment before issuing the LOA.
(c) An LOA issued under Sec. Sec. 216.106 of this chapter and
217.46 for the activity identified in Sec. 217.40(c) may be modified
by NMFS under the following circumstances:
(1) Adaptive management. After consulting with AGDC regarding the
practicability of the modifications, NMFS may modify (including by
adding or removing measures) the existing mitigation, monitoring, or
reporting measures if doing so creates a reasonable likelihood of more
effectively accomplishing the goals of the mitigation and monitoring
set forth in the regulations in this subpart.
(i) Possible sources of data that could contribute to the decision
to modify the mitigation, monitoring, or reporting measures in an LOA:
(A) Results from AGDC's monitoring from the previous year(s);
(B) Results from other marine mammal and/or sound research or
studies; or
(C) Any information that reveals marine mammals may have been taken
in a manner, extent or number not authorized by the regulations in this
subpart or subsequent LOAs.
(ii) If, through adaptive management, the modifications to the
mitigation, monitoring, or reporting measures are substantial, NMFS
must publish a notice of proposed LOA in the Federal Register and
solicit public comment.
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(2) Emergencies. If NMFS determines that an emergency exists that
poses a significant risk to the well-being of the species or stocks of
marine mammals specified in LOAs issued pursuant to Sec. Sec. 216.106
of this chapter and 217.46, an LOA may be modified without prior notice
or opportunity for public comment. Notice would be published in the
Federal Register within 30 days of the action.
Sec. Sec. 217.48-217.49 [Reserved]
[FR Doc. 2020-15404 Filed 8-14-20; 8:45 am]
BILLING CODE 3510-22-P