Energy Conservation Program: Test Procedure for Showerheads, 49284-49297 [2020-15749]
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49284
Federal Register / Vol. 85, No. 157 / Thursday, August 13, 2020 / Proposed Rules
mbf. The Order is administered by the
Board with oversight by the USDA.
Under the program, assessments are
collected from domestic manufacturers
and importers and used for research and
promotion projects designed to
strengthen the position of softwood
lumber in the marketplace. The
additional funds collected at the
proposed rate would enable the Board to
maintain its existing programs, while
supporting new programs that would
help maintain and expand markets for
softwood lumber. This proposal would
also amend § 1217.52(h) to add the
conversion factor for square meters to
board feet and make one conforming
change to section 1217.52(c) regarding
voting requirements.
In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C.
Chapter 35), the information collection
and recordkeeping requirements that are
imposed by the Order have been
approved previously under OMB
control number 0581–0093. This
proposed rule would not result in a
change to the information collection and
recordkeeping requirements previously
approved and would impose no
additional reporting and recordkeeping
burden on domestic manufacturers and
importers of softwood lumber.
As with all Federal promotion
programs, reports and forms are
periodically reviewed to reduce
information requirements and
duplication by industry and public
sector agencies. USDA has not
identified any relevant Federal rules
that duplicate, overlap, or conflict with
this proposed rule.
Regarding alternatives, the Board
considered maintaining the current
assessment rate. However, a majority of
Board members determined that an
increase was needed to adequately
support existing programs and fund new
initiatives. The Board discussed
increasing the assessment at its meeting
in November 2018, but after much
consideration it determined it was not
the right time for the industry to make
such a recommendation. In 2019, with
the reduction of assessment revenue and
the program cuts that were made, the
Board again considered the merits of
increasing the assessment rate. This was
discussed at several Board committee
meetings, including meetings of the
Executive Committee on September 17,
2019 and November 19, 2019, and the
Finance Committee on November 19,
2019. The Board also considered rates of
$0.39 and $0.50 per mbf. After much
discussion at committee meetings and
with the full Board, the Board
recommended increasing the rate from
$0.35 to $0.41 per mbf.
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AMS has performed this initial RFA
analysis regarding the impact of this
proposed action on small entities and
invites comments concerning potential
effects of this action.
USDA has determined that this
proposed rule is consistent with and
would effectuate the purposes of the
1996 Act.
A 60-day comment period is provided
to allow interested persons to respond
to this proposal. All written comments
received in response to this proposed
rule by the date specified will be
considered prior to finalizing this
action.
thousand board feet. A change in the
assessment rate is subject to rulemaking
by the Secretary.
*
*
*
*
*
(h) The HTSUS categories and
assessment rates on imported softwood
lumber are listed in the following table.
The assessment rates are computed
using the following conversion factors:
one cubic meter (m3) equals
0.423776001 thousand board feet, and
one square meter (m2) equals
0.010763104 thousand board feet.
Accordingly, the assessment rate per
cubic meter and square meter is as
follows.
List of Subjects in 7 CFR Part 1217
Administrative practice and
procedure, Advertising, Consumer
information, Marketing agreements,
Softwood Lumber promotion, Reporting
and recordkeeping requirements.
For the reasons set forth in the
preamble, 7 CFR part 1217, is proposed
to be amended as follows:
PART 1217—SOFTWOOD LUMBER
RESEARCH, PROMOTION,
CONSUMER EDUCATION AND
INDUSTRY INFORMATION ORDER
TABLE 1 TO PARAGRAPH (H)
Softwood
lumber (by
HTUS No.)
Assessment
$/cubic meter
4407.11.00
4407.12.00
4407.19.05
4407.19.06
4407.19.10
4409.10.05
4409.10.10
4409.10.20
4409.10.90
4418.99.10
0.1737
0.1737
0.1737
0.1737
0.1737
0.1737
0.1737
0.1737
0.1737
0.1737
Assessment
$/square
meter
0.004412
0.004412
0.004412
0.004412
0.004412
0.004412
0.004412
0.004412
0.004412
0.004412
1. The authority citation for 7 CFR
part 1217 continues to read as follows:
*
Authority: 7 U.S.C. 7411–7425; 7 U.S.C.
7401.
Bruce Summers,
Administrator.
§ 1217.52
[FR Doc. 2020–16554 Filed 8–12–20; 8:45 am]
■
[Amended]
*
*
*
*
2. In § 1217.52, paragraphs (b), (c),
and (h) are revised to read as follows:
BILLING CODE 3410–02–P
§ 1217.52
DEPARTMENT OF ENERGY
■
Assessments.
*
*
*
*
*
(b) Subject to the exemptions
specified in § 1217.53, each
manufacturer for the U.S. market shall
pay an assessment to the Board at the
rate of $0.41 per thousand board feet of
softwood lumber, except that no person
shall pay an assessment on the first 15
million board feet of softwood lumber
otherwise subject to assessment in a
fiscal year. Domestic manufacturers
shall pay assessments based on the
volume of softwood lumber shipped
within the United States and importers
shall pay assessments based on the
volume of softwood lumber imported to
the United States.
(c) At least 24 months after the Order
becomes effective and periodically
thereafter, the Board shall review and
may recommend to the Secretary, upon
an affirmative vote by at least a majority
of Board members plus two (exclusive
of vacant seats), a change in the
assessment rate. In no event may the
rate be less than $0.35 per thousand
board feet nor more than $0.50 per
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10 CFR Part 430
[EERE–2020–BT–TP–0002]
RIN 1904–AE85
Energy Conservation Program: Test
Procedure for Showerheads
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Notice of proposed rulemaking
and announcement of public meeting.
AGENCY:
The U.S. Department of
Energy (‘‘DOE’’) proposes to amend the
existing test procedure for showerheads
to revise the definition of a showerhead
consistent with the most recent standard
developed by the American Society of
Mechanical Engineers (‘‘ASME’’) in
2018. DOE’s current definition
considers all of the individual
showerheads (which DOE has termed
variously as sprays, openings, or
nozzles) in a product containing
multiple showerheads together for
SUMMARY:
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Federal Register / Vol. 85, No. 157 / Thursday, August 13, 2020 / Proposed Rules
purposes of compliance with the water
conservation standard established in the
Energy Policy and Conservation Act
(‘‘EPCA’’). DOE proposes instead to
define showerhead as that term is
defined in the 2018 ASME standard,
such that each showerhead in a product
containing multiple showerheads would
be considered separately for purposes of
determining standards compliance, and
only one of them would need to be
turned on for testing. DOE has
determined that the proposed definition
is consistent with EPCA and, unlike the
current definition, compliant with
Office of Management and Budget
(‘‘OMB’’) Circular A–119. In addition,
the proposed definition is consistent
with DOE’s treatment of other products,
such as body sprays. DOE also proposes
to define the terms ‘‘body spray’’ and
‘‘safety shower showerhead’’ to clarify
which products are not subject to the
current energy conservation standard.
DOE invites comment on all aspects of
this proposal, and announces a public
webinar to collect comments and data
on its proposal.
DATES: Written comments and
information are requested on all aspects
of this proposal and will be accepted
before and after the public meeting, but
no later than September 14, 2020. See
section IV, ‘‘Public Participation,’’ for
details.
ADDRESSES: Interested persons are
encouraged to submit comments using
the Federal eRulemaking Portal at
https://www.regulations.gov. Follow the
instructions for submitting comments.
Alternatively, interested persons may
submit comments, identified by docket
number EERE–2020–BT–TP–0002, by
any of the following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
(2) Email: Showerheads2020TP0002@
ee.doe.gov. Include the docket number
and/or RIN in the subject line of the
message.
(3) Postal Mail: Appliance and
Equipment Standards Program, U.S.
Department of Energy, Building
Technologies Office, Mailstop EE–5B,
1000 Independence Avenue SW,
Washington, DC 20585–0121.
Telephone: (202) 287–1445. If possible,
please submit all items on a compact
disc (‘‘CD’’), in which case it is not
necessary to include printed copies.
(4) Hand Delivery/Courier: Appliance
and Equipment Standards Program, U.S.
Department of Energy, Building
Technologies Office, 950 L’Enfant Plaza,
SW, Suite 600, Washington, DC 20024.
Telephone: (202) 287–1445. If possible,
please submit all items on a CD, in
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which case it is not necessary to include
printed copies.
No telefacsimilies (‘‘faxes’’) will be
accepted. For detailed instructions on
submitting comments and additional
information on the rulemaking process,
see section IV of this document.
Docket: The docket, which includes
Federal Register notices, public meeting
attendee lists and transcripts,
comments, and other supporting
documents/materials, is available for
review at https://www.regulations.gov.
All documents in the docket are listed
in the https://
www.regulations.gov_index. However,
some documents listed in the index,
such as those containing information
that is exempt from public disclosure,
may not be publicly available.
The docket web page can be found at:
https://www.regulations.gov/
docket?D=EERE-2020-BT-TP-0002. The
docket web page will contain simple
instructions on how to access all
documents, including public comments,
in the docket. See section IV of this
document for information on how to
submit comments through https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Mr.
John Cymbalsky, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Office, EE–2J, 1000
Independence Avenue SW, Washington,
DC 20585–0121. Telephone: (202) 287–
1692. Email:
ApplianceStandardsQuestions@
ee.doe.gov.
Ms. Elizabeth Kohl, U.S. Department
of Energy, Office of the General Counsel,
GC–33, 1000 Independence Avenue SW,
Washington, DC 20585–0121.
Telephone: (202) 586–7796. Email:
Elizabeth.Kohl@hq.doe.gov.
For further information on how to
submit a comment, review other public
comments and the docket, or participate
in the webinar, contact the Appliance
and Equipment Standards Program staff
at (202) 287–1445 or by email:
ApplianceStandardsQuestions@
ee.doe.gov.
SUPPLEMENTARY INFORMATION: DOE
proposes to incorporate by reference the
following additional industry standards
into 10 CFR part 430:
ASME A112.18.1–2012, ‘‘Plumbing
supply fittings,’’ approved December
2012.
ASME A112.18.1–2018, ‘‘Plumbing
supply fittings,’’ approved July 2018.
Copies of A112.18.1–2018 can be
obtained from the American Society of
Mechanical Engineers, 1828 L St., NW,
Suite 510, Washington, DC 20036–5104;
(800) 843–2763, or go to https://
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www.asme.org/codes-standards/findcodes-standards/a112-18-1-csa-b125-1plumbing-supply-fittings.
See section III.N of this document for
a more detailed discussion of this
industry standard.
Table of Contents
I. Authority and Background
A. Authority
B. Background
II. Synopsis of the Notice of Proposed
Rulemaking
A. The Term ‘‘Showerhead’’ in EPCA Is
Ambiguous and Does Not Mandate
DOE’s Prior Interpretation
B. DOE’s Current Definition of Showerhead
With Regard to EPCA and the ASME
Standard
C. DOE’s Proposed Definition With Regard
to EPCA and the ASME Standard
D. Discussion of the Proposed Rule With
Regard to Consistency in Treatment of
Related Products
E. Current Proposal and the Definition of
‘‘Safety Shower Showerhead’’
F. Testing Requirements
III. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under Executive Orders 13771
and 13777
C. Review Under the Regulatory Flexibility
Act
D. Review Under the Paperwork Reduction
Act of 1995
E. Review Under the National
Environmental Policy Act of 1969
F. Review Under Executive Order 13132
G. Review Under Executive Order 12988
H. Review Under the Unfunded Mandates
Reform Act of 1995
I. Review Under the Treasury and General
Government Appropriations Act, 1999
J. Review Under Executive Order 12630
K. Review Under Treasury and General
Government Appropriations Act, 2001
L. Review Under Executive Order 13211
M. Review Under Section 32 of the Federal
Energy Administration Act of 1974
N. Description of Materials Incorporated by
Reference
IV. Public Participation
V. Approval of the Office of the Secretary
I. Authority and Background
A. Authority
Title III of EPCA (42 U.S.C. 6291, et
seq.) sets forth a variety of provisions
designed to improve energy efficiency
and, for certain products, water
efficiency.1 Part B of Title III, which for
editorial reasons was redesignated as
Part A upon incorporation into the U.S.
Code (42 U.S.C. 6291–6309, as codified),
establishes the ‘‘Energy Conservation
Program for Consumer Products Other
Than Automobiles,’’ which includes
showerheads, the subject of this
1 All references to EPCA refer to the statute as
amended through America’s Water Infrastructure
Act of 2018, Public Law 115–270 (Oct. 23, 2018).
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Federal Register / Vol. 85, No. 157 / Thursday, August 13, 2020 / Proposed Rules
proposed rulemaking. (42 U.S.C.
6292(a)(15))
Under EPCA, the energy conservation
program consists essentially of four
parts: (1) Testing, (2) labeling, (3)
Federal energy conservation standards,
and (4) certification and enforcement
procedures. The testing requirements
consist of test procedures that
manufacturers of covered products must
use as the basis for (1) certifying to DOE
that their products comply with the
applicable energy and water
conservation standards adopted under
EPCA (42 U.S.C. 6295(s)), and (2)
making representations about the
efficiency of those products (42 U.S.C.
6293(c)). Similarly, DOE must use these
test procedures to determine whether
the products comply with any relevant
standards promulgated under EPCA. (42
U.S.C. 6295(s))
EPCA states that the procedures for
testing and measuring the water use of
showerheads shall be ASME/ANSI 2
standard A112.18.1M–1989, ‘‘Plumbing
Fixture Fittings.’’ EPCA further specifies
that if ASME/ANSI revises these
requirements, the Secretary shall adopt
such revisions if they conform to the
basic statutory requirements for test
procedures. (42 U.S.C. 6293(b)(7)) The
most recent version of the ASME/ANSI
standard, A112.18.1M–2018, was
adopted in 2018.
B. Background
EPCA defines a showerhead simply as
‘‘any showerhead (including a handheld
showerhead), except a safety shower
showerhead.’’ In addition to defining
‘‘showerhead,’’ EPCA established a
maximum water use threshold of 2.5
gallons per minute (‘‘gpm’’) applicable
to ‘‘any showerhead.’’ Both the
definition of showerhead and the 2.5
gpm standard were added to EPCA by
the Energy Policy Act of 1992 (Public
Law 102–486; Oct. 24, 2991, ‘‘EPAct
1992’’). From 1992 to 2013, DOE
regulations did not contain a separate
definition of ‘‘showerhead.’’
DOE issued a notice of availability of
a proposed interpretive rule relating to
the definition of showerhead in May
2010. (75 FR 27926; May 19, 2010) In
the proposed interpretive rule, available
at https://www.regulations.gov/
document?D=EERE-2010-BT-NOA-00160002, DOE noted that the design of
showerheads had diversified into a
myriad of products marketed under
names such as waterfalls, shower
towers, rainheads and shower systems.
DOE intended the proposed interpretive
rule to address ‘‘uncertainty’’ in how the
2 ‘‘ANSI’’ refers to the American National
Standards Institute. See also 42 U.S.C. 6291(31)(C).
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EPCA definition of showerhead and the
2.5 gpm water conservation standard
apply to such products. The proposed
interpretive rule sought comment on
DOE’s proposed interpretation of the
term ‘‘showerhead’’ to mean ‘‘any
plumbing fitting designed to direct
water onto a bather,’’ including a fitting
that comprises a set of showerheads, as
conventionally understood (i.e., a set of
accessories that each spray water onto a
bather). Under this interpretation, the
Department would find a ‘‘showerhead’’
(i.e., a fitting comprising multiple
showerheads) to be noncompliant with
EPCA’s maximum water use standard if
the showerhead’s standard spraying
‘‘components,’’ operating in their
maximum design flow configuration
and when taken together, use a total in
excess of 2.5 gpm, even if each spraying
component individually does not use an
amount that exceeds 2.5 gpm. Id.
DOE did not finalize the proposed
interpretive rule. Instead, DOE
withdrew the draft interpretive rule
from review by OMB and in 2011 issued
enforcement guidance that achieved
essentially the same result. (See https://
www.energy.gov/sites/prod/files/gcprod/
documents/Showerhead_
Guidancel.pdf).3 The Department stated
in the enforcement guidance that
multiple spraying components, when
sold together as a single unit designed
to spray water onto a single bather,
constitute a single showerhead for
purposes of compliance with the 2.5
gpm standard. The guidance did not
apply to tub spouts, locker room
showers, or emergency showers, or to
handheld showers where the sprayer
cannot run at the same time as the main
nozzle. To determine whether a
showerhead complied with the
standard, DOE would measure a
showerhead’s water use by turning on
all of the unit’s sprays and nozzles to
their maximum flow settings. Id. In
issuing the guidance, DOE stated its
view that the term ‘‘any showerhead’’
was sufficiently clear that no
interpretive rule was needed. The
Department also stated its view that this
interpretation was consistent with both
the industry standard incorporated into
EPCA and the plain language and intent
of Congress in establishing a maximum
water use requirement for showerheads.
Because manufacturers had developed
the ‘‘myriad of products’’ referenced in
the draft interpretive rule based on their
‘‘apparent misunderstanding’’ of how to
3 The
2011 guidance was superseded by the
October 2013 final rule described below. This
proposed rule would supersede the 2013 final rule
by providing for a different interpretation of the
term ‘‘showerhead’’ as defined in EPCA.
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measure compliance with the 2.5 gpm
standard, however, DOE provided an
enforcement grace period of 2 years
from issuance of the guidance for
manufacturers to sell any remaining
non-compliant multi-nozzle products
and adjust product designs to ensure
compliance with the standard. Id.
DOE subsequently proposed to change
its regulatory definition of showerhead
as part of a proposed rule to revise the
test procedures for showerheads and
other products. (77 FR 31742, 31747–
31748; 31755; May 30, 2012) In that
proposed rule, DOE proposed to adopt
definitions for the terms ‘‘fitting’’ and
‘‘accessory’’, as well as a definition of
‘‘showerhead’’ that used those terms.
Under DOE’s proposed definition, all
components defined as an ‘‘accessory,’’
or a combined set of accessories, to a
supply fitting represented a single
covered product that would be required
to meet the 2.5 gpm standard
established in EPCA.
Specifically, DOE proposed to define
an ‘‘accessory’’, with respect to
plumbing fittings, as a component that
can, at the discretion of the user, be
readily added, removed or replaced.
Removal of the accessory will not
prevent the fitting from fulfilling its
primary function. (77 FR 31742, 31755)
DOE proposed to define a ‘‘fitting’’ as a
device that controls and guides the flow
of water. Id. These definitions were
consistent with the ASME definition
current at that time, ASME A112–18.1–
2011. DOE also proposed to define a
‘‘showerhead’’; however, it defined that
term in a manner different from the
ASME definition. Specifically, the
ASME standard defined ‘‘showerhead’’
as ‘‘an accessory to a supply fitting for
spraying water onto a bather, typically
from an overhead position.’’ DOE
proposed to define a showerhead as ‘‘an
accessory, or set of accessories, to a
supply fitting distributed in commerce
for attachment to a single supply fitting,
for spraying water onto a bather,
typically from an overhead position.’’
Id. DOE stated that the definition
included body sprays and hand-held
showerheads but did not include safety
showerheads.4
In response to comments on the
proposed rule, DOE issued a
supplemental notice of proposed
rulemaking (‘‘SNOPR’’) to revise the
definitions of showerhead and handheld showerhead and to remove body
sprays from the definition of
4 DOE proposed to define ‘‘body spray’’ as a
shower device for spraying water onto a bather from
other than the overhead position. DOE proposed to
define a ‘‘hand-held showerhead’’ as a showerhead
that can be fixed in place or used as a movable
accessory for directing water onto a bather.
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Federal Register / Vol. 85, No. 157 / Thursday, August 13, 2020 / Proposed Rules
showerhead. (78 FR 20832, 20834–
28835, 20841; Apr. 8, 2013; ‘‘April 2013
SNOPR’’) Specifically, Kohler Company
(‘‘Kohler’’) and Sloan Valve Company
(‘‘Sloan Valve’’) responded to the
proposal by recommending that DOE
use the definition of showerhead in
ASME A112.18.1–2011. The Natural
Resources Defense Council (‘‘NRDC’’)
commented that a showerhead should
not be defined as an accessory, and both
NRDC and the International Code
Council supported including body
sprays in the DOE definition. These
comments were contrary to comments
from the Plumbing Manufacturers
International (‘‘PMI’’), Moen
Incorporated (‘‘Moen’’) and Kohler, who
stated that body sprays should not be
included or considered an accessory
because they cannot be readily added or
removed by the user. Id. at 78 FR
20834–28835.
In the April 2013 SNOPR, DOE again
declined to propose the ASME
definition of showerhead. DOE reasoned
that the ASME definition did not
sufficiently address DOE’s regulatory
coverage, because it did not specifically
include hand-held showerheads or
exclude safety showerheads. DOE also
revised its proposed definition of
showerhead (and hand-held
showerhead) so that the term
‘‘accessory’’ would not be included in
the proposed definition. DOE instead
proposed to use the undefined term
‘‘component’’. Specifically, DOE
proposed to define showerhead as ‘‘a
component of a supply fitting, or set of
components distributed in commerce
for attachment to a single supply fitting,
for spraying water onto a bather,
typically from an overhead position,
including hand-held showerheads but
excluding safety shower showerheads.’’
(78 FR 20832, 20841; Apr. 8, 2013) DOE
proposed that body sprays not be
covered by the DOE definition of
showerhead, stating that further study of
the issue was needed before it could
determine whether to include body
sprays in the definition. (78 FR 20832,
20834–20835; Apr. 8, 2013) DOE also
considered defining the term ‘‘safety
shower showerhead’’ to address the
question of which products qualify for
exclusion from coverage under EPCA
and DOE regulations. DOE noted that
the Occupational Safety and Health
Administration (‘‘OSHA’’) did not
define the term, but that certain state
regulatory requirements referenced
ANSI standard Z358.1, Emergency
Eyewash and Shower Equipment, which
contains specific design and
performance criteria that must be met,
such as flow rate and accessibility. DOE
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II. Synopsis of the Notice of Proposed
Rulemaking
DOE believes that interpreting the
term ‘‘showerhead’’ consistent with the
ASME definition is more appropriate
than DOE’s previous interpretation of
‘‘showerhead.’’ As described in section
II.A of this NOPR, DOE recognizes that
the statutory definition of the term
‘‘showerhead’’ is ambiguous in key
respects. Accordingly, to provide clarity
to regulated entities and the public
concerning what is meant by the term,
DOE proposes to interpret the statutory
term ‘‘showerhead’’ using the definition
of ‘‘showerhead’’ in ASME A112.18.1–
2018. The most current ASME standard
continues to define a showerhead as it
did in 2011—‘‘an accessory to a supply
fitting for spraying water onto a bather,
typically from the overhead position.’’
Under DOE’s proposed definition,
each showerhead included in a product
with multiple showerheads would
separately be required to meet the 2.5
gpm standard established in EPCA. As
explained in the discussion that follows,
DOE concludes that its proposed
interpretation of the term ‘‘showerhead’’
is consistent with Congressional intent
in establishing the EPCA definition of
‘‘showerhead’’ and the associated
energy conservation standard. DOE’s
proposal is also consistent with the
requirements of the National
Technology Transfer and Advancement
Act of 1995, Public Law 104–113,
section 12(d), Mar. 7, 1996, 110 Stat.
783, as amended by Public Law 107–
107, Div. A, Title XI, section 1115, Dec.
28, 2001, 115 Stat. 1241 (‘‘NTTAA’’), 15
U.S.C. 272 note, and the associated
OMB Circular A–119, which directs
Federal agencies to use voluntary
consensus standards unless inconsistent
with applicable law or otherwise
impracticable.5 In addition, DOE’s
proposal treats products with multiple
showerheads in a manner that is
In this proposed rule, DOE proposes
to revisit its prior interpretation of the
EPCA definition of showerhead and to
interpret the term showerhead using the
definition of the term in ASME
A112.18.1–2018. DOE proposes to
define showerhead as follows:
‘‘Showerhead means any showerhead
(including a handheld showerhead)
other than a safety shower
showerhead.’’ This definition restates
the statutory definition of
‘‘showerhead,’’ at 42 U.S.C. 6291(31)(D).
DOE then proposes to include in its
regulations its interpretation of the term
‘‘showerhead’’ to mean ‘‘an accessory to
a supply fitting for spraying water onto
a bather, typically from an overhead
position.’’ This interpretation
incorporates the ASME definition.
5 Section 12(d) of the NTTAA provides that with
one exception, all Federal agencies and
departments shall use technical standards
developed or adopted by voluntary consensus
standards bodies (‘‘voluntary consensus
standards’’), using such standards as a means to
carry out policy objectives or activities determined
by the agencies and departments. The statutory
exception is that a Federal agency or department
may elect to use other technical standards if using
voluntary consensus standards is inconsistent with
applicable law or otherwise impractical, and if the
agency head submits to OMB an explanation of the
reasons for using the alternative standards. See 15
U.S.C. 272 note. Section 6 of OMB Circular A–119,
available at https://www.whitehouse.gov/sites/
whitehouse.gov/files/omb/circulars/A119/revised_
circular_a-119_as_of_1_22.pdf, reiterates the
requirement for Federal agencies to use voluntary
consensus standards unless inconsistent with
applicable law or otherwise impracticable, and to
issue guidance for agency reporting to OMB when
standards other than voluntary consensus standards
are used.
stated that these criteria could help
develop a definition of safety shower
showerhead. Id.
Industry commenters on the April
2013 SNOPR, including Kohler, PMI,
NSF International (‘‘NSF’’), the
International Association of Plumbing
and Mechanical Officials, Chicago
Faucets, and Moen, stated that DOE
should adopt the definition of
showerhead in ASME A112.18.1. The
majority of these commenters also
supported DOE’s proposal not to
include body sprays within the
definition of showerhead. NRDC, the
Appliance Standards Awareness Project,
and the California Energy Commission
did not support removal of body sprays
from the definition. These comments are
described in DOE’s final rule, published
in October 2013. (78 FR 62970, 62973;
Oct. 23, 2013, ‘‘October 2013 final rule’’)
After considering these comments,
DOE issued a final rule in October 2013
adopting a slightly modified version of
the definition set forth in the April 2013
SNOPR. Specifically, DOE defined
showerhead in the October 2013 final
rule as ‘‘a component or set of
components distributed in commerce
for attachment to a single supply fitting,
for spraying water onto a bather,
typically from an overhead position,
excluding safety shower showerheads.’’
(78 FR 62970, 62973, 62986; Oct. 23,
2013) DOE continued to include handheld showerheads within the definition
of showerhead. DOE excluded body
sprays from the definition but did not
finalize the definition of ‘‘body spray’’
set forth in the NOPR. DOE also
declined to adopt a definition of ‘‘safety
shower showerhead’’ to clarify those
showerheads that EPCA had exempted
from coverage.
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consistent with DOE’s treatment of
similar products, such as body sprays.
DOE also proposes to define the terms
‘‘body spray’’ and ‘‘safety shower
showerhead’’ so that it is clear that these
products are not considered
showerheads subject to DOE’s test
procedures and energy conservation
standards.
A. The Term ‘‘Showerhead’’ in EPCA Is
Ambiguous and Does Not Mandate
DOE’s Prior Interpretation
EPCA defines the term ‘‘showerhead’’
generically, and somewhat circularly, to
‘‘mean[] any showerhead (including a
handheld showerhead), except a safety
shower showerhead.’’ 42 U.S.C.
6291(31)(D). In a May 2010 draft
interpretive rule, DOE stated that
uncertainty existed in application of the
EPCA definition of showerhead and the
2.5 gpm standard to the ‘‘myriad of
products’’ marketed under names such
as waterfalls, shower towers, rainheads
and shower systems. These products
had been designed, manufactured, and
marketed with knowledge of, and in the
19 years since, the 1992 law that
established a definition of showerhead
and the applicable 2.5 gpm standard.
Less than a year later, in March 2011,
DOE published enforcement guidance
defining the term showerhead in a
manner that deviated significantly from
the ASME definition by determining
that products with multiple
showerheads constitute only one
showerhead for purposes of EPCA. In
the enforcement guidance, DOE further
stated that the term ‘‘any showerhead’’
in EPCA was ‘‘sufficiently clear such
that no interpretive rule was needed’’.
DOE reached this conclusion despite
DOE’s statements in its 2010 draft
interpretive rule about a lack of clarity
and the development of the market
since enactment of the 1992 definition
of showerhead. Also despite the
supposed clarity in the definition, DOE
provided a two year grace period for
manufacturers to sell products that the
enforcement guidance in effect rendered
noncompliant with the standard. DOE’s
October 2013 final rule then codified in
its regulations the showerhead
definition set forth in the 2011
enforcement guidance, rendering the
guidance unnecessary. Following these
developments, the number of multiheaded showerheads in the market
decreased significantly from the
‘‘myriad of products’’ cited by DOE in
2010.
A number of considerations support
the conclusion that the term
‘‘showerhead’’ in EPCA is ambiguous:
(1) DOE’s own statements in the May
2010 draft interpretive rule; (2) the long-
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standing existence of waterfalls, shower
towers and similar products on the
market; and (3) the two-year grace
period DOE provided in the
enforcement guidance in recognition of
these products. In short, the unadorned
statutory definition does not require that
the term be construed as DOE had
interpreted the term in the 2011
guidance and the October 2013 final
rule.
Moreover, the text of the statutory
definition itself, in one respect, seems
difficult to square with the
interpretation set forth in the 2011
guidance and the 2013 final rule. The
statute defines the term to ‘‘mean[] any
showerhead (including a handheld
showerhead), except a safety shower
showerhead.’’ (Emphasis added.) As a
general matter, handheld showerheads
are not multiple spraying accessories (or
‘‘components,’’ to use the language of
the 2011 guidance and the 2013 rule)
but are individual spraying accessories
(or ‘‘components’’). This is an important
consideration weighing in favor of
DOE’s proposed interpretation, and a
reason why DOE believes that this
interpretation is more appropriate than
the alternative set forth in the 2011
guidance and the 2013 final rule.
Indeed, assuming arguendo that the
term ‘‘showerhead’’ is not ambiguous,
DOE proposes to conclude in the
alternative that the proposed
interpretation set forth herein is the
appropriate and correct interpretation of
the term. At all events, DOE has
authority under the statute to adopt the
proposed interpretation.
B. DOE’s Current Definition of
Showerhead With Regard to EPCA and
the ASME Standard
The Energy Policy Act of 1992
illustrated Congress’ intent that DOE
adhere to ASME standards. When EPCA
was amended in 1992 to define
showerhead and to establish a test
method and water conservation
standard for showerheads, Congress
specified that the test method applicable
to showerheads is the procedure
specified in ASME A112.18.1M–1989.
(42 U.S.C. 6293(b)(7)(A)) If that ASME
standard is revised and approved by
ANSI, DOE is required to amend its test
procedures to conform to those
revisions unless doing so would be
inconsistent with other provisions of
EPCA. (42 U.S.C. 6293(b)(7)(B)) In the
definition section, immediately
preceding the definition of showerhead,
Congress also included definitions of
ASME and ANSI. 42 U.S.C.
6291(31)(B)–(C). The 2.5 gpm standard
required compliance with ASME/ANSI
A112.18.1M–1989 with regard to the
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amount of force needed to remove the
flow restrictor from the showerhead. (42
U.S.C. 6295(j)(1)) Even the marking and
labeling requirements are required to be
consistent with those of ASME
A112.18.1M–1989, or a subsequently
revised version as appropriate. 42 U.S.C.
6294(a)(2)(E).
Despite Congressional reliance on the
ASME standard in developing the
provisions of EPAct 1992 with regard to
showerheads and direction for DOE to
adopt updates to the ASME standard,
when DOE established the current
definition of ‘‘showerhead,’’ it deviated
significantly from the ASME definition
by determining that products with
multiple showerheads constitute only
one showerhead for purposes of EPCA.
The current DOE regulatory definition
of ‘‘showerhead’’ went beyond the
ASME concept of what a showerhead is
without any explanation as to why DOE
was not following the statutory
construct based on ASME. While water
conservation is obviously a purpose of
EPCA, DOE did not take into account
congressional reliance on the ASME
standard when DOE determined in its
2011 enforcement guidance what was
meant by the term showerhead. While it
is true that the ASME standard did not
specifically define the term
‘‘showerhead’’ when EPCA was
amended in 1992, commenters on DOE’s
draft interpretive rule and its proposed
and supplemental rulemakings made
abundantly clear that DOE was going
beyond ASME’s concept of that term.
Moreover, products available on the
market between 1992 and issuance of
DOE’s 2011 enforcement guidance
included those with multiple water
outlets manufactured to comply with
statutory water efficiency standards
construed as applying to individual
spraying accessories (not to sets of such
accessories), suggesting substantial
industry reliance on the understanding
that this was the appropriate
construction of the statutory definition.
Given EPCA’s reliance on the ASME
standard in amending EPCA to prescribe
a definition, test procedure, energy
conservation standard, and labeling
provisions for showerheads, DOE
concludes that if Congress had intended
to significantly deviate from the ASME
definition of what constitutes a
showerhead, it would have done so
explicitly. It did not. DOE is therefore
entitled to give significant weight to the
ASME definition in construing and
applying the statutory standard, even if
DOE is not required to adhere to the
ASME definition.
In its prior rulemaking to establish a
definition of ‘‘showerhead’’, DOE
proposed to adopt a new definition for
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the term that it stated was based on the
definition included in ASME/ANSI
A112.18.1–2011. 77 FR 31747 (May 30,
2012, ‘‘May 2012 NOPR’’). DOE
proposed definitions of ‘‘accessory’’ and
‘‘fitting’’ that were the same as the
ASME definitions. In proposing the
definition of ‘‘showerhead’’, however,
DOE went beyond the ASME definition
of ‘‘showerhead.’’ The ASME standard
defined, and continues to define, a
‘‘showerhead’’ as ‘‘an accessory to a
supply fitting for spraying water onto a
bather, typically from an overhead
position.’’ DOE’s proposal included the
terms ‘‘or set of accessories’’ and
‘‘distributed in commerce for
attachment to a single’’ supply fitting.
DOE expanded the ASME definition not
only, as required by EPCA, to include
handheld showerheads and exclude
safety shower showerheads (which it
did not propose to define), but also to
‘‘more clearly define the extent of DOE’s
coverage for these products’’—in other
words, to ensure that products with
multiple showerheads would be
considered a single showerhead for
purposes of compliance with the DOE
standard, as well as to include body
sprays as showerheads. (77 FR 31742,
31747–13748; May 30, 2012)
In response to comments urging DOE
to adopt the definition in the industry
standard, DOE noted in the April 2013
SNOPR only that the ASME definition
did not sufficiently address DOE’s
regulatory coverage of showerheads to
include hand-held showerheads and
exclude safety showerheads. (78 FR
20832, 20834; Apr. 8, 2013). DOE did
not reference the fact that the ASME
definition did not include ‘‘set of
accessories’’ or ‘‘distributed in
commerce for attachment to a single’’
supply fitting, terms that DOE used to
classify products with multiple
showerheads as a single showerhead for
purposes of compliance with the 2.5
gpm standard. In the April 2013
SNOPR, DOE also proposed not to
include body sprays as showerheads
pending further investigation of the
issue. DOE further proposed to
eliminate use of the standard term
‘‘accessory’’ in favor of the undefined
term ‘‘component’’. DOE did not offer
an explanation for this change, other
than that it was in response to
comments. Id. Comments suggesting
that DOE not define a showerhead as an
accessory indicated that to do so would
distinguish body sprays from
showerheads and would lead DOE to
exclude body sprays from coverage. But
an interest in retaining the ability to
include body sprays within the
regulatory definition of showerhead at
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some future time should not lead DOE
to depart from the term ‘‘accessory’’ that
had been, and continues to be, used
consistently in the ASME definition.
Similarly, DOE now recognizes that
defining products with multiple
showerheads to constitute a single
‘‘showerhead’’ inappropriately expands
the definition of ‘‘showerhead’’ beyond
the ASME definition.
In the October 2013 final rule, DOE
did not adopt the ASME definition and
instead adopted a definition of
showerhead with minor changes from
that proposed in the April 2013 SNOPR.
The definition continued to use the
terms ‘‘component’’, ‘‘set of
components’’, and ‘‘distributed in
commerce for attachment to a single’’
supply fitting to ensure that products
with multiple showerheads would be
considered a single showerhead for
purposes of compliance with the 2.5
gpm standard. DOE did not, however,
adopt a definition of body spray and did
not specifically include body sprays
within the definition of ‘‘showerhead’’.
Presumably, this meant that body sprays
were not included as showerheads,
though the Department’s discussion of
this point stated only that DOE was not
adopting a definition of the term. (78 FR
62970, 62972–62973; Oct. 23, 2013)
DOE also did not adopt a definition of
‘‘safety shower showerhead’’, so the
products specifically exempted by
Congress remained undefined and
subject to DOE’s discretion as to what it
determined was a safety shower
showerhead. Id.
The definition of showerhead adopted
by the Department in the October 2013
final rule did not reference the purpose
of water conservation, and it was also
inconsistent with the ASME standard
upon which Congress relied heavily in
establishing the definition, test
procedures, energy conservation
standard, and labeling requirements for
showerheads. The current DOE
definition—which uses the additional
and undefined terms ‘‘component,’’ ‘‘set
of components’’ and ‘‘distributed in
commerce for attachment to a single’’
supply fitting to include as one
showerhead a product with multiple
showerheads—is also inconsistent with
the requirements of the NTTAA (section
12(d)) and the associated OMB Circular
A–119 (available at https://
www.whitehouse.gov/sites/
whitehouse.gov/files/omb/circulars/
A119/revised_circular_a-119_as_of_1_
22.pdf). As explained previously at the
beginning of Section II, the NTTAA and
OMB’s Circular A–119 direct that
Federal agencies use voluntary
consensus standards unless inconsistent
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49289
with applicable law or otherwise
impracticable.6
While Congress did not specifically
direct DOE to define showerhead
according to the ASME standard,
Congress relied on the ASME standard
in all of the provisions by which it
included showerheads within the scope
of DOE’s authority—definitions, where
Congress specifically defined both
ASME and ANSI directly preceding and
in the same paragraph as the definition
of showerhead, test procedures, labeling
requirements and the applicable energy
conservation standard. That reliance
further suggests that DOE should have
considered the directives of the NTTAA
and OMB Circular A–119 with regard to
the use of voluntary consensus
standards in developing its definition.
EPCA certainly does not preclude DOE
from using such standards; the statutory
text of EPCA does not make compliance
with the NTTAA, and compliance with
OMB Circular A–119, either
inconsistent with applicable law or
otherwise impracticable.
The Department did not provide
discussion of the NTTAA and OMB
Circular A–119 in any of its rulemaking
documents in support of its decision not
to adopt the voluntary consensus
standard developed by ASME. This
omission may have been a result of
DOE’s prior conclusion that the term
‘‘showerhead’’ should be read to
encompass products that constituted
sets of individual showerheads (which
it termed variously as sprays, openings
or nozzles). However, DOE has
reconsidered this issue and proposes to
reach a different conclusion, as
explained in this proposed rule.
As to practicability, DOE stated in the
May 2012 NOPR only that the ASME
standard did not clearly exclude safety
shower showerheads (which DOE did
not propose to define) or include body
sprays, and that DOE modified the
ASME definition to ‘‘more clearly define
the extent of DOE’s coverage’’. (77 FR
31742, 31747; May 30, 2012). DOE’s
failure to adopt the ASME definition
does not appear to have been based on
an appropriate analysis of practicability
per the NTTAA and OMB Circular A–
119.
C. DOE’s Proposed Definition With
Regard to EPCA and the ASME
Standard
DOE proposes in this rulemaking to
set forth in its regulatory text the
definition of showerhead established in
EPCA. In particular, DOE proposes to
interpret the term using the definition in
ASME A112.18.1–2018 (Section 3.1)—
6 See
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‘‘an accessory to a supply fitting for
spraying water onto a bather, typically
from an overhead position.’’
DOE’s proposed definition is
consistent with EPCA. DOE stated in its
2011 enforcement guidance that it could
not ‘‘reconcile the view that a
showerhead with multiple nozzles is
actually multiple showerheads with
EPCA’s language or intent’’ and that (in
a somewhat circular fashion) ‘‘it has
always been the Department’s view that
when Congress used the term ‘any
showerhead’ it actually meant ‘any
showerhead’—and that a showerhead
with multiple nozzles constitutes a
single showerhead for purposes of
EPCA’s water conservation standard.’’
See Showerhead Enforcement Guidance
at 1 (Mar. 4, 2011). https://
www.energy.gov/sites/prod/files/gcprod/
documents/Showerhead_Guidancel.pdf.
The Department had, however, prior to
the draft interpretive rule that preceded
the enforcement guidance, never
provided its view on what was meant by
the term ‘‘showerhead’’. In addition,
what the guidance had characterized as
‘‘a showerhead with multiple nozzles’’
could just as rationally, if not more so,
be considered multiple showerheads.
Looking at the depictions in Figure 1
(taken from page 1 of the 2011
enforcement guidance), a rational
person might well have counted three,
eight, and three showerheads,
respectively, rather than simply one
showerhead for each configuration.
And, while one of the purposes of
EPCA is to ‘‘conserve water by
improving the water efficiency of
certain plumbing products and
appliances’’ (42 U.S.C. 6201(8)), as
noted in section II.B. of this NOPR,
EPCA relied on the ASME standard for
measuring the water use of showerheads
at 42 U.S.C. 6293(b)(7) and included
references to ASME and the ASME
standard in the definitions related to
showerhead at 42 U.S.C. 6291(31), the
energy conservation standard at 42
U.S.C. 6295(j), and the labeling
requirements at 42 U.S.C. 6294(a)(2)(E).
Presumably, if Congress intended to
establish a definition of the term
‘‘showerhead’’ significantly more
expansive than that contemplated by
ASME (which would have eliminated
many products then manufactured by
the industry), it would have done so
explicitly.
DOE also concludes that by
referencing the ASME standard in the
statute as described in the preceding
paragraph, and requiring DOE to update
its test procedures in response to action
by ASME, Congress was expressing an
intent that DOE’s actions with regard to
showerheads be consistent with those of
ASME. As described in section II.B of
this NOPR, DOE’s definition of
showerhead adopted in 2013 was not
consistent with ASME’s definition in
place at that time. Nor is it consistent
with ASME’s definition in ASME
A112.18.1–2018, which was adopted by
ASME subsequent to, and presumably
with knowledge of, DOE’s 2013
rulemaking. This proposal by DOE to
harmonize its definition of
‘‘showerhead’’ with that of ASME is
meant to ensure that DOE’s regulations
comport with congressional intent to
rely on ASME’s standards for specific
water-using products, including
showerheads.
In addition, EPCA was amended in
1987 to insert a provision into 42 U.S.C.
6295 prohibiting DOE from establishing
a new or amended standard under this
section if DOE finds that the standard is
likely to result in the unavailability of
performance characteristics, features,
sizes, capacities and volumes
substantially the same as those generally
available in the U.S. at the time of the
finding. See Public Law 1001–2 (Mar.
17. 1987); 42 U.S.C. 6295(o)(4). While
DOE is prohibited from taking such an
action, Congress can pass subsequent
legislation that removes products with
certain performance characteristics and
features from the market, such as
products with multiple showerheads. If
Congress had intended to establish a
provision in EPCA in 1992 that
eliminated these products from the
market, it would have done so explicitly
given the 1987 amendment. Again, it
did not. Nor did the 1992 EPCA
provision impliedly repeal the 1987
amendment. See, e.g., Morton v.
Mancari, 417 U.S. 535, 551 (1974)
(repeals by implication are disfavored;
‘‘when two statutes are capable of coexistence, it is the duty of the courts,
absent a clearly expressed congressional
intention to the contrary, to regard each
as effective’’), cited in Epic Sys. Corp. v.
Lewis, 138 S. Ct. 1612, 1624 (2018).
It is clear that DOE cannot regulate or
otherwise act to remove products with
certain performance characteristics and
features from the market given the
prohibition in 42 U.S.C. 6295(o)(4).
While DOE did not undertake a
standards rulemaking to eliminate
products with multiple showerheads,
which can easily be viewed as a
‘‘feature’’ for purposes of the EPCA
provision (for example, other aspects of
products that DOE has identified as
features include the window in an oven
door and the top loading clothes washer
configuration), such an elimination is
exactly the outcome of DOE’s 2011
enforcement guidance and 2013
regulatory interpretation of the term
‘‘showerhead’’ in EPCA. As discussed
earlier in this document, the number of
multi-headed showerheads in the
market decreased significantly from the
‘‘myriad of products’’ cited by DOE in
2010.
Specifically, in its 2011 enforcement
guidance, DOE stated that it interpreted
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the term ‘‘showerhead’’ in EPCA such
that each individual showerhead
(alternatively called nozzles, sprays, or
openings) in a product with multiple
showerheads would need to be turned
on for testing to determine compliance
as measured by aggregating the water
use of all showerheads in the product.
As a result, DOE was authorized to take
enforcement action against
manufacturers of such products that
exceed the 2.5 gpm maximum, as
measured by aggregating the water use
of all showerheads in a product, rather
than by applying the 2.5 gpm
requirement to each individual
showerhead (See https://
www.energy.gov/sites/prod/files/gcprod/
documents/Showerhead_
Guidancel.pdf). DOE acknowledged the
existence on the market of these multishowerhead products, reasoning,
however, that it may have been the
Department’s failure to enforce the law
for 19 years that led manufacturers to
misunderstand the law. As a result, DOE
gave manufacturers two years to sell any
products that the Department deemed
noncompliant. In issuing the 2011
enforcement guidance, it appears that
DOE effectively banned the vast
majority of products with multiple
showerheads from the market. This
action runs contrary to the current
directives established for DOE by
Executive Order 13891, ‘‘Promoting the
Rule of Law Through Improved Agency
Guidance Documents’’, issued on Oct. 9,
2019. (84 FR 55235; Oct. 15, 2019).
Following issuance of the 2011
enforcement guidance, DOE engaged in
a rulemaking to define ‘‘showerhead’’ in
a manner that would codify in DOE
regulations its effective ban on products
with multiple showerheads from the
market. (78 FR 62970; Oct. 23, 2013) As
an alternative argument for its proposal
to change its interpretation of the term
‘‘showerhead’’ in this rulemaking, DOE
proposes to conclude that EPCA’s
prohibition on the removal of product
characteristics or features from the
market through a standards rulemaking
also rendered impermissible DOE’s
actions to effectively ban these products
through a definition in a test procedure
rulemaking.
For all of these reasons, considered
singly and together, DOE proposes to
conclude that its proposed
interpretation of the term showerhead is
more consistent with congressional
intent in establishing the definition of
the term ‘‘showerhead’’ and the
associated energy conservation
standard. DOE’s proposed definition
also complies with the congressional
directive to preserve performance
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characteristics and features that were
available on the market at the time the
Department originally acted to eliminate
them. DOE seeks data and information
on any basic models or shipments of
showerheads with multiple heads
manufactured prior to issuance of DOE’s
2011 enforcement guidance, or data and
information on basic models or
shipments of such showerheads
currently on the market, or basic models
that manufacturers may be planning to
introduce.
DOE has also considered the
requirements of the NTTAA and OMB
Circular A–119 in developing its
proposed definition. The NTTAA and
OMB Circular A–119 require DOE (and
all other Federal agencies) to use
voluntary consensus standards in lieu of
government-unique standards in their
regulatory activities, except where
inconsistent with law or otherwise
impractical. (See Pub. L. 104–113,
section 12(d), Mar. 7, 1996, 110 Stat.
783, as amended by Pub. L. 107–107,
Div. A, Title XI, section 1115, Dec. 28,
2001, 115 Stat. 1241 (‘‘NTTAA’’), 15
U.S.C. 272 note https://
www.whitehouse.gov/sites/
whitehouse.gov/files/omb/circulars/
A119/revised_circular_a-119_as_of_1_
22.pdf). As described earlier in this
section, DOE has initially concluded
that its proposed definition, which is
the same as the ASME definition, is
compliant with EPCA. DOE has also
initially determined that it is practicable
to adopt the ASME definition. The
ASME definition is well understood by
showerhead manufacturers. In addition,
contrary to DOE’s reasoning in the prior
rulemaking, it is not necessary that the
ASME definition specifically exclude
safety showerheads, because EPCA
already does so. In this rulemaking,
DOE also proposes to define safety
shower showerhead, so that it is clear
what products are subject to the EPCA
standard. It is also not necessary to
explicitly include or exclude body
sprays in the definition of showerhead.
In the ASME standard, body spray is
defined separately from showerhead,
indicating that the two terms are
different and that a body spray is not
considered a showerhead. In this
proposal, DOE similarly defines ‘‘body
spray’’ separately from ‘‘showerhead,’’
to clarify that a body spray is not
included within the definition of a
showerhead. Thus, DOE concludes that
it is practicable to define showerhead as
it is defined in the voluntary consensus
standard developed by ASME in ASME/
ANSI A112.18–1–2018.
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49291
D. Discussion of the Proposed Rule With
Regard to Consistency in Treatment of
Related Products
In this proposal, DOE’s regulations
would specifically define the term
‘‘body spray’’ separately from the
definition of showerhead, defining
‘‘body spray’’ as a ‘‘shower device for
spraying water onto a bather other than
from the overhead position.’’ Thus,
DOE’s regulations would make clear
that body sprays are not covered by
DOE’s test procedure or the energy
conservation standard applicable to
showerheads. Doing so would be
consistent with DOE’s proposed
interpretation of the term
‘‘showerhead.’’
This definition would be consistent
with the current ASME standard, ASME
A112.18.1–2018, which defines a body
spray as a ‘‘shower device for spraying
water onto a bather other than from the
overhead position.’’ In DOE’s May 2012
NOPR, DOE proposed to use this
definition for the term ‘‘body spray,’’
and also proposed to include body
sprays in the definition of showerhead.
Industry commenters stated that body
sprays were not accessories because
they cannot be readily added or
removed by the user. (78 FR 20832,
20834; Apr. 8, 2013). Some commenters
expressed the view that showerheads
should not be defined as ‘‘accessories’’
and that body sprays should be
included in the definition of
showerhead. Id. As a result of these
comments, DOE proposed in a
supplemental proposal and ultimately
finalized a definition of showerhead
that used the term ‘‘component’’ rather
than ‘‘accessory’’. While DOE did not
define ‘‘body spray’’ in the final test
procedure rule, the definition of
‘‘showerhead’’—unlike the May 2012
NOPR—did not specifically include (or
exclude) body sprays. This omission
may have introduced uncertainty for
regulated parties.
DOE believes that it is appropriate to
clarify explicitly that body sprays are
not showerheads. As illustrated in
Figure II (where the product at the far
right represents a body spray), products
with multiple showerheads are more
akin to body sprays because of the
multiple nozzles that each product has,
regardless of the overhead
configuration. DOE has determined that
its proposed definition, which considers
each showerhead in a product with
multiple showerheads as a showerhead
for purposes of standards compliance, is
more consistent with its previous (and
current) treatment of body sprays,
which are not included in its regulatory
definition of showerhead.
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DOE notes that the October 2013 final
rule establishing the definition for
showerhead did not define body spray,
leaving it to the Department’s discretion
to determine whether a given product
was required to comply with the
standard. In this proposed rule, DOE
requests comment on its proposal to
include in its regulations the definition
of body spray originally presented in the
May 2012 NOPR and contained within
the current ASME definition—‘‘a
shower device for spraying water onto a
bather other than from the overhead
position.’’ The ASME standard gives an
example of a device mounted on a wall
below the bather’s head that sprays
water in an approximately horizontal
direction and can be fixed or allowed to
swivel on a ball joint. (ASME
A112.18.1–2018, Section 3.1). Under
this proposal, DOE’s regulations would
specifically define body sprays
separately from the definition of
showerhead, so as to explicitly provide
that body sprays are not covered by
DOE’s test procedure or the energy
conservation standard applicable to
showerheads.
E. Current Proposal and the Definition
of ‘‘Safety Shower Showerhead’’
In this rulemaking, DOE proposes to
adopt the following ANSI standard as
the definition of ‘‘safety shower
showerhead’’: ‘‘a device specifically
designed and intended to deliver a
flushing fluid in sufficient volume to
cause that fluid to cascade over the
entire body.’’ Defining this term is
important, because the statute provides
that ‘‘[t]he term ‘‘showerhead’’ means
any showerhead (including a handheld
showerhead), except a safety shower
showerhead.’’ 42 U.S.C. 6291(31)(D).
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In DOE’s October 2013 final rule
establishing the current definition of
‘‘showerhead’’, DOE declined to define
the term ‘‘safety shower showerhead,’’
which meant that the class of
showerheads that EPCA excluded from
standards was undefined and subject to
DOE’s discretion as to what was
considered a safety shower showerhead.
DOE noted in the October 2013 final
rule that ANSI standard Z358.1,
‘‘Emergency Eyewash and Shower
Equipment’’, defines an emergency
shower as ‘‘a device specifically
designed and intended to deliver a
flushing fluid in sufficient volume to
cause that fluid to cascade over the
entire body.’’ 78 FR 62970, 62974; Oct.
23, 2013. Commenters, including NSF
and PMI, supported inclusion of the
definition of safety shower showerhead
consistent with the requirements of
ANSI standard Z358.1. At the time, DOE
declined to adopt this definition, stating
that DOE could not identify a definition
that would clearly distinguish these
products from showerheads covered
under EPCA and that adopting an
unclear definition would cause
additional confusion. Id. Upon further
reflection, DOE is of the view that
leaving the scope of products not
subject to EPCA’s energy conservation
standards undefined, and potentially
subjecting manufacturers of safety
shower showerheads to DOE standards,
causes more confusion than establishing
a regulatory definition consistent with
the existing ANSI standard. What is
meant by a ‘‘safety shower showerhead’’
or emergency shower is understood in
the regulated industry, and DOE
believes that it is unlikely that
manufacturers of showerheads intended
for use by residential consumers would
design a showerhead to meet the
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specifications of the ANSI standard to
avoid compliance with DOE standards.
DOE seeks comment on its proposal to
adopt the ANSI standard as the
definition of ‘‘safety shower
showerhead’’, whether there is currently
uncertainty regarding which products
are ‘‘safety shower showerheads’’, and
whether that definition would provide
clarity as to those showerheads that are
not subject to the DOE standard.
F. Testing Requirements
DOE proposes amendments to the
testing provisions at 10 CFR part 430,
subpart B, appendix S to address the
testing of a single showerhead in a
product with multiple showerheads. A
measurement would be required for
only one showerhead when all
showerheads in the product are
identical. If the showerheads in such a
product are not identical, only the
showerhead with the maximum water
flow would need to be tested to
determine compliance with the 2.5 gpm
standard. Additionally, DOE proposes to
specify that where it is not possible to
turn on only the showerhead being
tested, testing would be performed with
all showerheads flowing at the
maximum rate. Measurement would be
taken of only the showerhead under
test.
DOE emphasizes that if an existing
product manufactured pursuant to
DOE’s current definition of
showerheads is compliant with the 2.5
gpm standard, that product would
remain compliant under the definition
of showerhead in this proposed rule, if
finalized. Specifically, if a product with
multiple showerheads currently
available is compliant with the 2.5 gpm
standard when considering all
showerheads together, it must be the
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case that each individual showerhead is
compliant separately with the standard.
Because DOE’s focus is standards
compliance, should DOE finalize this
proposal, manufacturers would not be
required to retest and recertify that
product, and could continue to report
the same flow rate to DOE that they
report currently for purposes of
demonstrating compliance with the
standard. DOE may consider whether
updates to its certification regulations at
part 429 are appropriate if it were to
finalize the definitional change in this
proposed rule.
According to data in DOE’s
certification database (CCMS database,
as of March 2020, there are 7,221 basic
models of showerheads. Of those, DOE
estimates that only 3% are multi-head
showerheads. For 97 percent of
showerheads currently on the market,
testing requirements would not change.
For the very small percentage of
remaining products that do have more
than one showerhead, and any new
products manufactured with more than
one showerhead, the testing
requirement would still be to test the
flow rate pursuant to section 5.4 of the
ASME standard, but instead of
measuring the flow from all of the
showerheads or outlets, the flow rate of
only one of these would be measured.
In other words, the same test would be
performed, but the water from only one
showerhead would be measured to
determine compliance with the DOE
water conservation standard.
III. Procedural Issues and Regulatory
Review
A. Review Under Executive Order 12866
The Administrator of the Office of
Information and Regulatory Affairs
(OIRA) in the Office of Management and
Budget (OMB) has determined that the
proposed regulatory action is a
significant regulatory action under
section (3)(f) of Executive Order 12866.
Accordingly, this action was reviewed
by OIRA in the Office of Management
and Budget (OMB). The definitional
change in this rule is not expected to
have a material impact on costs.
Similarly, the proposed rule is expected
to result in minimal increase in benefits,
primarily through clarifying the
showerhead definition.
B. Review Under Executive Orders
13771 and 13777
On January 30, 2017, the President
issued Executive Order (E.O.) 13771,
‘‘Reducing Regulation and Controlling
Regulatory Costs.’’ E.O. 13771 stated the
policy of the executive branch is to be
prudent and financially responsible in
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the expenditure of funds, from both
public and private sources. E.O. 13771
stated it is essential to manage the costs
associated with the governmental
imposition of private expenditures
required to comply with Federal
regulations.
Additionally, on February 24, 2017,
the President issued E.O. 13777,
‘‘Enforcing the Regulatory Reform
Agenda.’’ E.O. 13777 required the head
of each agency designate an agency
official as its Regulatory Reform Officer
(RRO). Each RRO oversees the
implementation of regulatory reform
initiatives and policies to ensure that
agencies effectively carry out regulatory
reforms, consistent with applicable law.
Further, E.O. 13777 requires the
establishment of a regulatory task force
at each agency. The regulatory task force
is required to make recommendations to
the agency head regarding the repeal,
replacement, or modification of existing
regulations, consistent with applicable
law. At a minimum, each regulatory
reform task force must attempt to
identify regulations that:
(i) Eliminate jobs, or inhibit job
creation;
(ii) Are outdated, unnecessary, or
ineffective;
(iii) Impose costs that exceed benefits;
(iv) Create a serious inconsistency or
otherwise interfere with regulatory
reform initiatives and policies;
(v) Are inconsistent with the
requirements of Information Quality
Act, or the guidance issued pursuant to
that Act, in particular those regulations
that rely in whole or in part on data,
information, or methods that are not
publicly available or that are
insufficiently transparent to meet the
standard for reproducibility; or
(vi) Derive from or implement
Executive Orders or other Presidential
directives that have been subsequently
rescinded or substantially modified.
For the reasons stated in the
preamble, DOE has preliminarily
determined that this action is a
deregulatory action for purposes of E.O.
13771.
C. Review Under the Regulatory
Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires preparation
of an initial regulatory flexibility
analysis (IFRA) for any rule that by law
must be proposed for public comment,
unless the agency certifies that the rule,
if promulgated, will not have a
significant economic impact on a
substantial number of small entities. As
required by Executive Order 13272,
‘‘Proper Consideration of Small Entities
in Agency Rulemaking,’’ 67 FR 53461
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49293
(Aug. 16, 2002), DOE published
procedures and policies on February 19,
2003, to ensure that the potential
impacts of its rules on small entities are
properly considered during the DOE
rulemaking process. 68 FR 7990. DOE
has made its procedures and policies
available on the Office of the General
Counsel’s website: https://energy.gov/gc/
office-general-counsel.
DOE reviewed this proposed rule
under the provisions of the Regulatory
Flexibility Act and the procedures and
policies published on February 19,
2003. The proposed rule would amend
the definition of showerhead such that
each showerhead in a product with
multiple showerheads would constitute
a single showerhead for purposes of
compliance with the 2.5 gpm standard.
The proposal would also specifically
define and exclude body sprays and
safety shower showerheads from the
regulatory definition of showerhead. As
explained in section II of this proposed
rule, DOE does not expect a change in
the test burden as a result of this
proposed rule, if adopted. Specifically,
the same test would be performed, but
the water from only one showerhead
would be measured to determine
compliance with the DOE water
conservation standard. The updates to
the testing procedures maintain the
current testing requirement that only
one showerhead per product would
need to be tested, and current products
with multiple showerheads that meet
the energy conservation standard would
not need to be retested. Based on the
foregoing, DOE certifies that this
proposed rule would not have a
significant economic impact on a
substantial number of small entities.
D. Review Under the Paperwork
Reduction Act of 1995
Manufacturers of showerheads must
certify to DOE that their products
comply with any applicable energy
conservation standards. To certify
compliance, manufacturers must first
obtain test data for their products
according to the DOE test procedures,
including any amendments adopted for
those test procedures. DOE has
established regulations for the
certification and recordkeeping
requirements for all covered consumer
products and commercial equipment,
including showerheads. (See generally
10 CFR part 429.) The collection-ofinformation requirement for the
certification and recordkeeping is
subject to review and approval by OMB
under the Paperwork Reduction Act
(‘‘PRA’’). This requirement has been
approved by OMB under OMB control
number 1910–1400. Public reporting
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burden for the certification is estimated
to average 30 hours per response,
including the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
E. Review Under the National
Environmental Policy Act of 1969
DOE is analyzing this proposed
regulation in accordance with the
National Environmental Policy Act of
1969 (NEPA) and DOE’s NEPA
implementing regulations (10 CFR part
1021). DOE’s regulations include a
categorical exclusion for rulemakings
interpreting or amending an existing
rule or regulation that does not change
the environmental effect of the rule or
regulation being amended. 10 CFR part
1021, subpart D, Appendix A5. DOE
anticipates that this rulemaking
qualifies for categorical exclusion A5
because it is an interpretive rulemaking
that does not change the environmental
effect of the rule and otherwise meets
the requirements for application of a
categorical exclusion. See 10 CFR
1021.410. DOE will complete its NEPA
review before issuing the final rule.
F. Review Under Executive Order 13132
Executive Order 13132, ‘‘Federalism,’’
64 FR 43255 (Aug. 4, 1999) imposes
certain requirements on agencies
formulating and implementing policies
or regulations that preempt State law or
that have federalism implications. The
Executive Order requires agencies to
examine the constitutional and statutory
authority supporting any action that
would limit the policymaking discretion
of the States and to carefully assess the
necessity for such actions. The
Executive Order also requires agencies
to have an accountable process to
ensure meaningful and timely input by
State and local officials in the
development of regulatory policies that
have federalism implications. On March
14, 2000, DOE published a statement of
policy describing the intergovernmental
consultation process it will follow in the
development of such regulations. 65 FR
13735. DOE has examined this proposed
rule and has determined that it would
not have a substantial direct effect on
the States, on the relationship between
the national government and the States,
or on the distribution of power and
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responsibilities among the various
levels of government. EPCA governs and
prescribes Federal preemption of State
regulations as to energy conservation for
the products that are the subject of this
proposed rule. States can petition DOE
for exemption from such preemption to
the extent, and based on criteria, set
forth in EPCA. (42 U.S.C. 6297(d)) No
further action is required by Executive
Order 13132.
G. Review Under Executive Order 12988
Regarding the review of existing
regulations and the promulgation of
new regulations, section 3(a) of
Executive Order 12988, ‘‘Civil Justice
Reform,’’ 61 FR 4729 (Feb. 7, 1996),
imposes on Federal agencies the general
duty to adhere to the following
requirements: (1) Eliminate drafting
errors and ambiguity, (2) write
regulations to minimize litigation, (3)
provide a clear legal standard for
affected conduct rather than a general
standard, and (4) promote simplification
and burden reduction. Section 3(b) of
Executive Order 12988 specifically
requires that Executive agencies make
every reasonable effort to ensure that the
regulation (1) clearly specifies the
preemptive effect, if any, (2) clearly
specifies any effect on existing Federal
law or regulation, (3) provides a clear
legal standard for affected conduct
while promoting simplification and
burden reduction, (4) specifies the
retroactive effect, if any, (5) adequately
defines key terms, and (6) addresses
other important issues affecting clarity
and general draftsmanship under any
guidelines issued by the Attorney
General. Section 3(c) of Executive Order
12988 requires Executive agencies to
review regulations in light of applicable
standards in sections 3(a) and 3(b) to
determine whether they are met or it is
unreasonable to meet one or more of
them. DOE has completed the required
review and determined that, to the
extent permitted by law, the proposed
rule meets the relevant standards of
Executive Order 12988.
H. Review Under the Unfunded
Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act of 1995 (UMRA) requires
each Federal agency to assess the effects
of Federal regulatory actions on State,
local, and Tribal governments and the
private sector. Public Law 104–4, sec.
201 (codified at 2 U.S.C. 1531). For a
proposed regulatory action likely to
result in a rule that may cause the
expenditure by State, local, and Tribal
governments, in the aggregate, or by the
private sector of $100 million or more
in any one year (adjusted annually for
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inflation), section 202 of UMRA requires
a Federal agency to publish a written
statement that estimates the resulting
costs, benefits, and other effects on the
national economy. (2 U.S.C. 1532(a), (b))
The UMRA also requires a Federal
agency to develop an effective process
to permit timely input by elected
officers of State, local, and Tribal
governments on a proposed ‘‘significant
intergovernmental mandate,’’ and
requires an agency plan for giving notice
and opportunity for timely input to
potentially affected small governments
before establishing any requirements
that might significantly or uniquely
affect small governments. On March 18,
1997, DOE published a statement of
policy on its process for
intergovernmental consultation under
UMRA. 62 FR 12820; also available at
https://energy.gov/gc/office-generalcounsel. DOE examined this proposed
rule according to UMRA and its
statement of policy and determined that
the rule contains neither an
intergovernmental mandate, nor a
mandate that may result in the
expenditure of $100 million or more in
any year, so these requirements do not
apply.
I. Review Under the Treasury and
General Government Appropriations
Act, 1999
Section 654 of the Treasury and
General Government Appropriations
Act, 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any rule
that may affect family well-being. This
proposed rule would not have any
impact on the autonomy or integrity of
the family as an institution.
Accordingly, DOE has concluded that it
is not necessary to prepare a Family
Policymaking Assessment.
J. Review Under Executive Order 12630
DOE has determined, under Executive
Order 12630, ‘‘Governmental Actions
and Interference with Constitutionally
Protected Property Rights’’ 53 FR 8859
(March 18, 1988), that this regulation
would not result in any takings that
might require compensation under the
Fifth Amendment to the U.S.
Constitution.
K. Review Under Treasury and General
Government Appropriations Act, 2001
Section 515 of the Treasury and
General Government Appropriations
Act, 2001 (44 U.S.C. 3516 note) provides
for agencies to review most
disseminations of information to the
public under guidelines established by
each agency pursuant to general
guidelines issued by OMB. OMB’s
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guidelines were published at 67 FR
8452 (Feb. 22, 2002), and DOE’s
guidelines were published at 67 FR
62446 (Oct. 7, 2002). DOE has reviewed
this proposed rule under the OMB and
DOE guidelines and has concluded that
it is consistent with applicable policies
in those guidelines.
L. Review Under Executive Order 13211
Executive Order 13211, ‘‘Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use,’’ 66 FR 28355 (May
22, 2001), requires Federal agencies to
prepare and submit to OMB, a
Statement of Energy Effects for any
proposed significant energy action. A
‘‘significant energy action’’ is defined as
any action by an agency that
promulgated or is expected to lead to
promulgation of a final rule, and that (1)
is a significant regulatory action under
Executive Order 12866, or any successor
order; and (2) is likely to have a
significant adverse effect on the supply,
distribution, or use of energy; or (3) is
designated by the Administrator of
OIRA as a significant energy action. For
any proposed significant energy action,
the agency must give a detailed
statement of any adverse effects on
energy supply, distribution, or use
should the proposal be implemented,
and of reasonable alternatives to the
action and their expected benefits on
energy supply, distribution, and use.
The proposed regulatory action to
reinterpret the definition of
‘‘showerhead’’ and revise the test
procedure for measuring the energy
efficiency of showerheads is a
significant regulatory action under
Executive Order 12866. Moreover, it
would not have a significant adverse
effect on the supply, distribution, or use
of energy, nor has it been designated as
a significant energy action by the
Administrator of OIRA. Therefore, it is
not a significant energy action, and,
accordingly, DOE has not prepared a
Statement of Energy Effects.
M. Review Under Section 32 of the
Federal Energy Administration Act of
1974
Under section 301 of the Department
of Energy Organization Act (Pub. L. 95–
91; 42 U.S.C. 7101), DOE must comply
with section 32 of the Federal Energy
Administration Act of 1974, as amended
by the Federal Energy Administration
Authorization Act of 1977. (15 U.S.C.
788; ‘‘FEAA’’) Section 32 essentially
provides in relevant part that, where a
proposed rule authorizes or requires use
of commercial standards, the notice of
proposed rulemaking must inform the
public of the use and background of
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such standards. In addition, section
32(c) requires DOE to consult with the
Attorney General and the Chairman of
the FTC concerning the impact of the
commercial or industry standards on
competition.
The proposed modifications to the
test procedure for showerheads in this
proposed rule incorporate definitions
and testing methods contained in
certain sections of the following
commercial standards: ASME
A112.18.1–2018, ‘‘Plumbing supply
fittings.’’ DOE has evaluated this
standard and is unable to conclude
whether it fully complies with the
requirements of section 32(b) of the
FEAA (i.e., whether it was developed in
a manner that fully provides for public
participation, comment, and review.)
DOE will consult with both the Attorney
General and the Chairman of the FTC
concerning the impact of these test
procedures on competition, prior to
prescribing a final rule.
N. Description of Materials Incorporated
by Reference
In this NOPR, DOE proposes to
incorporate by reference the test
standards published by ASME, ASME
A112.18.1–2012, Plumbing supply
fittings (approved December 2012), and
ASME A112.18.1–2018, Plumbing
supply fittings (approved July 2018).
The proposed amendments in this
proposed rulemaking include updating
the reference to ASME A112.18.1–2012
to incorporate by reference the standard
in its entirety. Currently, only section
5.4 of ASME A112.18.1–2012 is
incorporated by reference at 10 CFR
430.3. ASME A112.18.1–2012 is an
industry standard that contains
performance guidelines and test
procedures, and is intended to cover
plumbing supply fittings and
accessories between the supply stop and
terminal fitting, including showerheads.
This proposed rule would continue to
reference Section 5.4, ‘‘Flow rate’’ of
ASME A112.18.1–2012 in the test
procedure for faucets.
The proposed amendments in this
proposed rule include updating
references to the definition of
showerhead in ASME A112.18.1–2018.
ASME A112.18.1–2018 is a more
current version of A112.18.1–2012 and
remains an industry standard that
contains performance guidelines and
test procedures, and is intended to cover
plumbing supply fittings and
accessories between the supply stop and
terminal fitting, including showerheads.
Specifically, the test procedures for
showerheads as defined in this
proposed rule would reference Section
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5.4, ‘‘Flow rate’’ of ASME A112.18.1–
2018.
Copies of both ASME A112.18.1–2012
and ASME A112.18.1–2018 may be
purchased from the American Society of
Mechanical Engineers, 1828 L St. NW,
Suite 510, Washington, DC 20036–5104;
(800) 843–2763, or by going to https://
www.asme.org/codes-standards/findcodes-standards/a112-18-1-csa-b125-1plumbing-supply-fittings and selecting
the appropriate Edition (2012 or 2018).
IV. Public Participation
DOE invites comment on all aspects
of this proposal. DOE will accept
comments, data, and information
regarding this proposed rule before or
after the public meeting, but no later
than the date provided in the DATES
section at the beginning of this proposed
rule. Interested parties may submit
comments using any of the methods
described in the ADDRESSES section at
the beginning of this proposed rule.
Submitting comments via https://
www.regulations.gov. The https://
www.regulations.gov web page will
require you to provide your name and
contact information. Your contact
information will be viewable to DOE
Building Technologies staff only. Your
contact information will not be publicly
viewable except for your first and last
names, organization name (if any), and
submitter representative name (if any).
If your comment is not processed
properly because of technical
difficulties, DOE will use this
information to contact you. If DOE
cannot read your comment due to
technical difficulties and cannot contact
you for clarification, DOE may not be
able to consider your comment.
However, your contact information
will be publicly viewable if you include
it in the comment or in any documents
attached to your comment. Any
information that you do not want to be
publicly viewable should not be
included in your comment, nor in any
document attached to your comment.
Persons viewing comments will see only
first and last names, organization
names, correspondence containing
comments, and any documents
submitted with the comments.
Do not submit to https://
www.regulations.gov information for
which disclosure is restricted by statute,
such as trade secrets and commercial or
financial information (hereafter referred
to as Confidential Business Information
(CBI)). Comments submitted through
https://www.regulations.gov cannot be
claimed as CBI. Comments received
through the website will waive any CBI
claims for the information submitted.
For information on submitting CBI, see
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the Confidential Business Information
section.
DOE processes submissions made
through https://www.regulations.gov
before posting. Normally, comments
will be posted within a few days of
being submitted. However, if large
volumes of comments are being
processed simultaneously, your
comment may not be viewable for up to
several weeks. Please keep the comment
tracking number that https://
www.regulations.gov provides after you
have successfully uploaded your
comment.
Submitting comments via email, hand
delivery, or mail. Comments and
documents submitted via email, hand
delivery, or mail also will be posted
https://www.regulations.gov. If you do
not want your personal contact
information to be publicly viewable, do
not include it in your comment or any
accompanying documents. Instead,
provide your contact information on a
cover letter. Include your first and last
names, email address, telephone
number, and optional mailing address.
The cover letter will not be publicly
viewable as long as it does not include
any comments.
Include contact information each time
you submit comments, data, documents,
and other information to DOE. If you
submit via mail or hand delivery, please
provide all items on a CD, if feasible. It
is not necessary to submit printed
copies. No faxes will be accepted.
Comments, data, and other
information submitted to DOE
electronically should be provided in
PDF (preferred), Microsoft Word or
Excel, WordPerfect, or text (ASCII) file
format. Provide documents that are not
secured, written in English and free of
any defects or viruses. Documents
should not contain special characters or
any form of encryption and, if possible,
they should carry the electronic
signature of the author.
Campaign form letters. Please submit
campaign form letters by the originating
organization in batches of between 50 to
500 form letters per PDF or as one form
letter with a list of supporters’ names
compiled into one or more PDFs. This
reduces comment processing and
posting time.
Confidential Business Information.
According to 10 CFR 1004.11, any
person submitting information that he
or she believes to be confidential and
exempt by law from public disclosure
should submit via email, postal mail, or
hand delivery two well-marked copies:
One copy of the document marked
confidential including all the
information believed to be confidential,
and one copy of the document marked
VerDate Sep<11>2014
16:27 Aug 12, 2020
Jkt 250001
non-confidential with the information
believed to be confidential deleted.
Submit these documents via email to
Showerheads2020TP0002@ee.doe.gov or
on a CD, if feasible. DOE will make its
own determination about the
confidential status of the information
and treat it according to its
determination.
It is DOE’s policy that all comments
may be included in the public docket,
without change and as received,
including any personal information
provided in the comments (except
information deemed to be exempt from
public disclosure).
V. Approval of the Office of the
Secretary
The Secretary of Energy has approved
publication of this proposed rule.
List of Subjects in 10 CFR Part 430
Administrative practice and
procedure, Confidential business
information, Energy conservation,
Household appliances, Imports,
Incorporation by reference,
Intergovernmental relations, Small
businesses.
Signing Authority
This document of the Department of
Energy was signed on July 16, 2020, by
Daniel R Simmons, Assistant Secretary
for Energy Efficiency, Energy Efficiency
and Renewable Energy, pursuant to
delegated authority from the Secretary
of Energy. That document with the
original signature and date is
maintained by DOE. For administrative
purposes only, and in compliance with
requirements of the Office of the Federal
Register, the undersigned DOE Federal
Register Liaison Officer has been
authorized to sign and submit the
document in electronic format for
publication, as an official document of
the Department of Energy. This
administrative process in no way alters
the legal effect of this document upon
publication in the Federal Register.
Signed in Washington, DC, on July 16,
2020.
Treena V. Garrett,
Federal Register Liaison Officer, U.S.
Department of Energy.
For the reasons stated in the
preamble, DOE is proposing to amend
part 430 of Chapter II of Title 10, Code
of Federal Regulations as set forth
below:
PART 430—ENERGY CONSERVATION
PROGRAM FOR CONSUMER
PRODUCTS
1. The authority citation for part 430
continues to read as follows:
■
PO 00000
Frm 00016
Fmt 4702
Sfmt 4702
Authority: 42 U.S.C. 6291–6309; 28 U.S.C.
2461 note.
2. Section 430.2 is amended by
adding, in alphabetical order,
definitions for ‘‘Body spray’’ and
‘‘Safety shower showerhead,’’ and by
revising the definition of ‘‘Showerhead’’
to read as follows:
■
§ 430.2
Definitions.
*
*
*
*
*
Body spray means a shower device for
spraying water onto a bather from other
than the overhead position. A body
spray is not a showerhead.
*
*
*
*
*
Safety shower showerhead means a
device specifically designed and
intended to deliver a flushing fluid in
sufficient volume to cause that fluid to
cascade over the entire body.
*
*
*
*
*
Showerhead means any showerhead
(including a handheld showerhead)
other than a safety shower showerhead.
DOE interprets the term ‘‘showerhead’’
to mean an accessory to a supply fitting
for spraying water onto a bather,
typically from an overhead position.
*
*
*
*
*
■ 3. Section 430.3 is amended by:
■ a. Revising paragraph (h)(1);
■ a. Redesignating paragraph (h)(2) as
paragraph (h)(3); and
■ b. Adding new paragraph (h)(2).
The revision and addition read as
follows:
§ 430.3 Materials incorporated by
reference.
*
*
*
*
*
(h) * * *
(1) ASME A112.18.1–2012, (‘‘ASME
A112.18.1–2012’’), ‘‘Plumbing supply
fittings,’’ approved December, 2012, IBR
approved for appendix S to subpart B.
(2) ASME A112.18.1–2018, (‘‘ASME
A112.18.1–2018’’), ‘‘Plumbing supply
fittings,’’ approved July 2018, IBR
approved for appendix S to subpart B.
*
*
*
*
*
■ 4. Appendix S to subpart B of part 430
is amended by:
■ a. Removing the note after the
appendix heading;
■ b. Adding section 0, ‘‘Incorporation by
Reference’’; and
■ c. Revising section 2.b, ‘‘Flow
Capacity Requirements’’.
The addition and revision read as
follows:
Appendix S to Subpart B of Part 430—
Uniform Test Method for Measuring the
Water Consumption of Faucets and
Showerheads
Section 0. Incorporation by Reference
DOE incorporated by reference ASME
A112.18.1–2012 and ASME A112.18.1–2018
E:\FR\FM\13AUP1.SGM
13AUP1
Federal Register / Vol. 85, No. 157 / Thursday, August 13, 2020 / Proposed Rules
in their entirety in § 430.3; however, only
enumerated provisions of these documents
are applicable to this appendix, as follows:
(a) ASME A112.18.1–2012, Plumbing
supply fittings, section 5.4, Flow rate,’’ as
specified in section 2.a. of this appendix.
(b) ASME A112.18.1–2018, Plumbing
supply fittings, section 5.4, Flow rate,’’ as
specified in section 2.b. of this appendix.
*
*
*
*
*
*
*
*
2. * * *
*
*
b. Showerheads—(1) The test procedures to
measure the water flow rate for showerheads,
expressed in gallons per minute (gpm) and
liters per minute (L/min), shall be conducted
in accordance with the test requirements
specified in section 5.4, Flow Rate, of ASME
A112.18.1–2018 (incorporated by reference,
see § 430.3). Measurements shall be recorded
at the resolution of the test instrumentation.
Calculations shall be rounded off to the same
number of significant digits as the previous
step. The final water consumption value
shall be rounded to one decimal place. If the
time/volume method of section 5.4.2.2(d) is
used, the container must be positioned as to
collect all water flowing from the
showerhead, including any leakage from the
ball joint.
(2) For products with multiple
showerheads, test one showerhead if each
showerhead has an identical flow control
mechanism attached to or installed within
the supply fitting and identical water-passage
design features that use the same path of
water in the highest flow mode. If all
showerheads are not identical, test the
showerhead with the maximum water flow
rate. Where it is not possible to isolate the
showerhead under test, test with all
showerheads flowing at the maximum rate
and measure the flow rate of only the
showerhead under test.
[FR Doc. 2020–15749 Filed 8–12–20; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF ENERGY
10 CFR Part 430
[EERE–2020–BT–STD–0001]
RIN 1904–AE86
Energy Conservation Program: Energy
Conservation Standards for Clothes
Washers and Clothes Dryers
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Notice of proposed rulemaking.
AGENCY:
The Energy Policy and
Conservation Act, as amended
(‘‘EPCA’’), prescribes energy
conservation standards for various
consumer products and certain
commercial and industrial equipment,
including residential clothes washers
and consumer clothes dryers. In this
notice of proposed rulemaking
SUMMARY:
VerDate Sep<11>2014
16:27 Aug 12, 2020
Jkt 250001
(‘‘NOPR’’), the Department of Energy
(DOE) proposes to establish separate
product classes for top-loading
residential clothes washers and
consumer clothes dryers that offer cycle
times for a normal cycle of less than 30
minutes, and for front-loading
residential clothes washers that offer
cycle times for a normal cycle of less
than 45 minutes. DOE would consider
appropriate energy and water efficiency
standards for such product classes, if
adopted, in separate rulemakings.
DATES: Written comments, data, and
information regarding this NOPR will be
accepted on or before September 14,
2020.
Interested persons are
encouraged to submit comments using
the Federal eRulemaking Portal at
https://www.regulations.gov. Follow the
instructions for submitting comments.
Alternatively, interested persons may
submit comments, identified by docket
number EERE–2020–BT–STD–0001, by
any of the following methods:
(1) Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
(2) Email: ConsumerWashersDryers
2020STD0001@ee.doe.gov. Include the
docket number EERE–2017–BT–STD–
0001 in the subject line of the message.
(3) Postal Mail: Appliance and
Equipment Standards Program, U.S.
Department of Energy, Building
Technologies Office, Mailstop EE–5B,
1000 Independence Avenue SW,
Washington, DC 20585–0121.
Telephone: (202) 287–1445. If possible,
please submit all items on a compact
disc (‘‘CD’’), in which case it is not
necessary to include printed copies.
(4) Hand Delivery/Courier: Appliance
and Equipment Standards Program, U.S.
Department of Energy, Building
Technologies Office, 950 L’Enfant Plaza
SW, 6th Floor, Washington, DC 20024.
Telephone: (202) 287–1445. If possible,
please submit all items on a CD, in
which case it is not necessary to include
printed copies.
No telefacsimilies (‘‘faxes’’) will be
accepted. For detailed instructions on
submitting comments and additional
information on the rulemaking process,
see section V of this document.
Docket: The docket for this activity,
which includes Federal Register
notices, comments, and other
supporting documents/materials, is
available for review at https://
www.regulations.gov. All documents in
the docket are listed in the https://
www.regulations.gov index. However,
not all documents listed in the index
may be publicly available, such as
ADDRESSES:
PO 00000
Frm 00017
Fmt 4702
Sfmt 4702
49297
information that is exempt from public
disclosure.
The docket web page can be found at
https://www.regulations.gov/#!docket
Detail;D=EERE-2020-BT-STD-0001. The
docket web page contains instructions
on how to access all documents,
including public comments, in the
docket. See section V for information on
how to submit comments through
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Mr.
Bryan Berringer, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Office, EE–5B, 1000
Independence Avenue SW, Washington,
DC 20585–0121. Email: Appliance
StandardsQuestions@ee.doe.gov.
Ms. Jennifer Tiedeman, U.S.
Department of Energy, Office of the
General Counsel, GC–33, 1000
Independence Avenue SW, Washington,
DC 20585–0121. Telephone: (202) 287–
6111. Email: Jennifer.Tiedeman@
hq.doe.gov.
For further information on how to
submit a comment, review other public
comments and the docket, or participate
in the public meeting, contact the
Appliance and Equipment Standards
Program staff at (202) 287–1445 or by
email: ApplianceStandardsQuestions@
ee.doe.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. Consumer (Residential) Clothes Washers
and Clothes Dryers
B. Cycle Time Considerations for
Appliance Standards
II. General Discussion
A. Legal Authority
B. Cycle Time Data
1. Residential Clothes Washers
2. Consumer Clothes Dryers
C. Separate Short-Cycle Product Classes
1. Residential Clothes Washers
2. Consumer Clothes Dryers
D. EPCA’s Anti-Backsliding Provision
III. Conclusion
IV. Request for Comments, Data, and
Information
V. Submission of Comments
VI. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866
‘‘Regulatory Planning and Review’’
B. Review Under Executive Orders 13771
and 13777
C. Review Under the Regulatory Flexibility
Act
D. Review Under the Paperwork Reduction
Act
E. Review Under the National
Environmental Policy Act of 1969
F. Review Under Executive Order 13132
G. Review Under Executive Order 12988
H. Review Under the Unfunded Mandates
Reform Act of 1995
I. Review Under the Treasury and General
Government Appropriations Act, 1999
E:\FR\FM\13AUP1.SGM
13AUP1
Agencies
[Federal Register Volume 85, Number 157 (Thursday, August 13, 2020)]
[Proposed Rules]
[Pages 49284-49297]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-15749]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
10 CFR Part 430
[EERE-2020-BT-TP-0002]
RIN 1904-AE85
Energy Conservation Program: Test Procedure for Showerheads
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Notice of proposed rulemaking and announcement of public
meeting.
-----------------------------------------------------------------------
SUMMARY: The U.S. Department of Energy (``DOE'') proposes to amend the
existing test procedure for showerheads to revise the definition of a
showerhead consistent with the most recent standard developed by the
American Society of Mechanical Engineers (``ASME'') in 2018. DOE's
current definition considers all of the individual showerheads (which
DOE has termed variously as sprays, openings, or nozzles) in a product
containing multiple showerheads together for
[[Page 49285]]
purposes of compliance with the water conservation standard established
in the Energy Policy and Conservation Act (``EPCA''). DOE proposes
instead to define showerhead as that term is defined in the 2018 ASME
standard, such that each showerhead in a product containing multiple
showerheads would be considered separately for purposes of determining
standards compliance, and only one of them would need to be turned on
for testing. DOE has determined that the proposed definition is
consistent with EPCA and, unlike the current definition, compliant with
Office of Management and Budget (``OMB'') Circular A-119. In addition,
the proposed definition is consistent with DOE's treatment of other
products, such as body sprays. DOE also proposes to define the terms
``body spray'' and ``safety shower showerhead'' to clarify which
products are not subject to the current energy conservation standard.
DOE invites comment on all aspects of this proposal, and announces a
public webinar to collect comments and data on its proposal.
DATES: Written comments and information are requested on all aspects of
this proposal and will be accepted before and after the public meeting,
but no later than September 14, 2020. See section IV, ``Public
Participation,'' for details.
ADDRESSES: Interested persons are encouraged to submit comments using
the Federal eRulemaking Portal at https://www.regulations.gov. Follow
the instructions for submitting comments. Alternatively, interested
persons may submit comments, identified by docket number EERE-2020-BT-
TP-0002, by any of the following methods:
(1) Federal eRulemaking Portal: https://www.regulations.gov. Follow
the instructions for submitting comments.
(2) Email: [email protected]. Include the docket
number and/or RIN in the subject line of the message.
(3) Postal Mail: Appliance and Equipment Standards Program, U.S.
Department of Energy, Building Technologies Office, Mailstop EE-5B,
1000 Independence Avenue SW, Washington, DC 20585-0121. Telephone:
(202) 287-1445. If possible, please submit all items on a compact disc
(``CD''), in which case it is not necessary to include printed copies.
(4) Hand Delivery/Courier: Appliance and Equipment Standards
Program, U.S. Department of Energy, Building Technologies Office, 950
L'Enfant Plaza, SW, Suite 600, Washington, DC 20024. Telephone: (202)
287-1445. If possible, please submit all items on a CD, in which case
it is not necessary to include printed copies.
No telefacsimilies (``faxes'') will be accepted. For detailed
instructions on submitting comments and additional information on the
rulemaking process, see section IV of this document.
Docket: The docket, which includes Federal Register notices, public
meeting attendee lists and transcripts, comments, and other supporting
documents/materials, is available for review at https://www.regulations.gov. All documents in the docket are listed in the
https://www.regulations.gov_index. However, some documents listed in the
index, such as those containing information that is exempt from public
disclosure, may not be publicly available.
The docket web page can be found at: https://www.regulations.gov/docket?D=EERE-2020-BT-TP-0002. The docket web page will contain simple
instructions on how to access all documents, including public comments,
in the docket. See section IV of this document for information on how
to submit comments through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Mr. John Cymbalsky, U.S. Department of
Energy, Office of Energy Efficiency and Renewable Energy, Building
Technologies Office, EE-2J, 1000 Independence Avenue SW, Washington, DC
20585-0121. Telephone: (202) 287-1692. Email:
[email protected].
Ms. Elizabeth Kohl, U.S. Department of Energy, Office of the
General Counsel, GC-33, 1000 Independence Avenue SW, Washington, DC
20585-0121. Telephone: (202) 586-7796. Email:
[email protected].
For further information on how to submit a comment, review other
public comments and the docket, or participate in the webinar, contact
the Appliance and Equipment Standards Program staff at (202) 287-1445
or by email: [email protected].
SUPPLEMENTARY INFORMATION: DOE proposes to incorporate by reference the
following additional industry standards into 10 CFR part 430:
ASME A112.18.1-2012, ``Plumbing supply fittings,'' approved
December 2012.
ASME A112.18.1-2018, ``Plumbing supply fittings,'' approved July
2018.
Copies of A112.18.1-2018 can be obtained from the American Society
of Mechanical Engineers, 1828 L St., NW, Suite 510, Washington, DC
20036-5104; (800) 843-2763, or go to https://www.asme.org/codes-standards/find-codes-standards/a112-18-1-csa-b125-1-plumbing-supply-fittings.
See section III.N of this document for a more detailed discussion
of this industry standard.
Table of Contents
I. Authority and Background
A. Authority
B. Background
II. Synopsis of the Notice of Proposed Rulemaking
A. The Term ``Showerhead'' in EPCA Is Ambiguous and Does Not
Mandate DOE's Prior Interpretation
B. DOE's Current Definition of Showerhead With Regard to EPCA
and the ASME Standard
C. DOE's Proposed Definition With Regard to EPCA and the ASME
Standard
D. Discussion of the Proposed Rule With Regard to Consistency in
Treatment of Related Products
E. Current Proposal and the Definition of ``Safety Shower
Showerhead''
F. Testing Requirements
III. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
B. Review Under Executive Orders 13771 and 13777
C. Review Under the Regulatory Flexibility Act
D. Review Under the Paperwork Reduction Act of 1995
E. Review Under the National Environmental Policy Act of 1969
F. Review Under Executive Order 13132
G. Review Under Executive Order 12988
H. Review Under the Unfunded Mandates Reform Act of 1995
I. Review Under the Treasury and General Government
Appropriations Act, 1999
J. Review Under Executive Order 12630
K. Review Under Treasury and General Government Appropriations
Act, 2001
L. Review Under Executive Order 13211
M. Review Under Section 32 of the Federal Energy Administration
Act of 1974
N. Description of Materials Incorporated by Reference
IV. Public Participation
V. Approval of the Office of the Secretary
I. Authority and Background
A. Authority
Title III of EPCA (42 U.S.C. 6291, et seq.) sets forth a variety of
provisions designed to improve energy efficiency and, for certain
products, water efficiency.\1\ Part B of Title III, which for editorial
reasons was redesignated as Part A upon incorporation into the U.S.
Code (42 U.S.C. 6291-6309, as codified), establishes the ``Energy
Conservation Program for Consumer Products Other Than Automobiles,''
which includes showerheads, the subject of this
[[Page 49286]]
proposed rulemaking. (42 U.S.C. 6292(a)(15))
---------------------------------------------------------------------------
\1\ All references to EPCA refer to the statute as amended
through America's Water Infrastructure Act of 2018, Public Law 115-
270 (Oct. 23, 2018).
---------------------------------------------------------------------------
Under EPCA, the energy conservation program consists essentially of
four parts: (1) Testing, (2) labeling, (3) Federal energy conservation
standards, and (4) certification and enforcement procedures. The
testing requirements consist of test procedures that manufacturers of
covered products must use as the basis for (1) certifying to DOE that
their products comply with the applicable energy and water conservation
standards adopted under EPCA (42 U.S.C. 6295(s)), and (2) making
representations about the efficiency of those products (42 U.S.C.
6293(c)). Similarly, DOE must use these test procedures to determine
whether the products comply with any relevant standards promulgated
under EPCA. (42 U.S.C. 6295(s))
EPCA states that the procedures for testing and measuring the water
use of showerheads shall be ASME/ANSI \2\ standard A112.18.1M-1989,
``Plumbing Fixture Fittings.'' EPCA further specifies that if ASME/ANSI
revises these requirements, the Secretary shall adopt such revisions if
they conform to the basic statutory requirements for test procedures.
(42 U.S.C. 6293(b)(7)) The most recent version of the ASME/ANSI
standard, A112.18.1M-2018, was adopted in 2018.
---------------------------------------------------------------------------
\2\ ``ANSI'' refers to the American National Standards
Institute. See also 42 U.S.C. 6291(31)(C).
---------------------------------------------------------------------------
B. Background
EPCA defines a showerhead simply as ``any showerhead (including a
handheld showerhead), except a safety shower showerhead.'' In addition
to defining ``showerhead,'' EPCA established a maximum water use
threshold of 2.5 gallons per minute (``gpm'') applicable to ``any
showerhead.'' Both the definition of showerhead and the 2.5 gpm
standard were added to EPCA by the Energy Policy Act of 1992 (Public
Law 102-486; Oct. 24, 2991, ``EPAct 1992''). From 1992 to 2013, DOE
regulations did not contain a separate definition of ``showerhead.''
DOE issued a notice of availability of a proposed interpretive rule
relating to the definition of showerhead in May 2010. (75 FR 27926; May
19, 2010) In the proposed interpretive rule, available at https://www.regulations.gov/document?D=EERE-2010-BT-NOA-0016-0002, DOE noted
that the design of showerheads had diversified into a myriad of
products marketed under names such as waterfalls, shower towers,
rainheads and shower systems. DOE intended the proposed interpretive
rule to address ``uncertainty'' in how the EPCA definition of
showerhead and the 2.5 gpm water conservation standard apply to such
products. The proposed interpretive rule sought comment on DOE's
proposed interpretation of the term ``showerhead'' to mean ``any
plumbing fitting designed to direct water onto a bather,'' including a
fitting that comprises a set of showerheads, as conventionally
understood (i.e., a set of accessories that each spray water onto a
bather). Under this interpretation, the Department would find a
``showerhead'' (i.e., a fitting comprising multiple showerheads) to be
noncompliant with EPCA's maximum water use standard if the showerhead's
standard spraying ``components,'' operating in their maximum design
flow configuration and when taken together, use a total in excess of
2.5 gpm, even if each spraying component individually does not use an
amount that exceeds 2.5 gpm. Id.
DOE did not finalize the proposed interpretive rule. Instead, DOE
withdrew the draft interpretive rule from review by OMB and in 2011
issued enforcement guidance that achieved essentially the same result.
(See https://www.energy.gov/sites/prod/files/gcprod/documents/Showerhead_Guidancel.pdf).\3\ The Department stated in the enforcement
guidance that multiple spraying components, when sold together as a
single unit designed to spray water onto a single bather, constitute a
single showerhead for purposes of compliance with the 2.5 gpm standard.
The guidance did not apply to tub spouts, locker room showers, or
emergency showers, or to handheld showers where the sprayer cannot run
at the same time as the main nozzle. To determine whether a showerhead
complied with the standard, DOE would measure a showerhead's water use
by turning on all of the unit's sprays and nozzles to their maximum
flow settings. Id. In issuing the guidance, DOE stated its view that
the term ``any showerhead'' was sufficiently clear that no interpretive
rule was needed. The Department also stated its view that this
interpretation was consistent with both the industry standard
incorporated into EPCA and the plain language and intent of Congress in
establishing a maximum water use requirement for showerheads. Because
manufacturers had developed the ``myriad of products'' referenced in
the draft interpretive rule based on their ``apparent
misunderstanding'' of how to measure compliance with the 2.5 gpm
standard, however, DOE provided an enforcement grace period of 2 years
from issuance of the guidance for manufacturers to sell any remaining
non-compliant multi-nozzle products and adjust product designs to
ensure compliance with the standard. Id.
---------------------------------------------------------------------------
\3\ The 2011 guidance was superseded by the October 2013 final
rule described below. This proposed rule would supersede the 2013
final rule by providing for a different interpretation of the term
``showerhead'' as defined in EPCA.
---------------------------------------------------------------------------
DOE subsequently proposed to change its regulatory definition of
showerhead as part of a proposed rule to revise the test procedures for
showerheads and other products. (77 FR 31742, 31747-31748; 31755; May
30, 2012) In that proposed rule, DOE proposed to adopt definitions for
the terms ``fitting'' and ``accessory'', as well as a definition of
``showerhead'' that used those terms. Under DOE's proposed definition,
all components defined as an ``accessory,'' or a combined set of
accessories, to a supply fitting represented a single covered product
that would be required to meet the 2.5 gpm standard established in
EPCA.
Specifically, DOE proposed to define an ``accessory'', with respect
to plumbing fittings, as a component that can, at the discretion of the
user, be readily added, removed or replaced. Removal of the accessory
will not prevent the fitting from fulfilling its primary function. (77
FR 31742, 31755) DOE proposed to define a ``fitting'' as a device that
controls and guides the flow of water. Id. These definitions were
consistent with the ASME definition current at that time, ASME A112-
18.1-2011. DOE also proposed to define a ``showerhead''; however, it
defined that term in a manner different from the ASME definition.
Specifically, the ASME standard defined ``showerhead'' as ``an
accessory to a supply fitting for spraying water onto a bather,
typically from an overhead position.'' DOE proposed to define a
showerhead as ``an accessory, or set of accessories, to a supply
fitting distributed in commerce for attachment to a single supply
fitting, for spraying water onto a bather, typically from an overhead
position.'' Id. DOE stated that the definition included body sprays and
hand-held showerheads but did not include safety showerheads.\4\
---------------------------------------------------------------------------
\4\ DOE proposed to define ``body spray'' as a shower device for
spraying water onto a bather from other than the overhead position.
DOE proposed to define a ``hand-held showerhead'' as a showerhead
that can be fixed in place or used as a movable accessory for
directing water onto a bather.
---------------------------------------------------------------------------
In response to comments on the proposed rule, DOE issued a
supplemental notice of proposed rulemaking (``SNOPR'') to revise the
definitions of showerhead and hand-held showerhead and to remove body
sprays from the definition of
[[Page 49287]]
showerhead. (78 FR 20832, 20834-28835, 20841; Apr. 8, 2013; ``April
2013 SNOPR'') Specifically, Kohler Company (``Kohler'') and Sloan Valve
Company (``Sloan Valve'') responded to the proposal by recommending
that DOE use the definition of showerhead in ASME A112.18.1-2011. The
Natural Resources Defense Council (``NRDC'') commented that a
showerhead should not be defined as an accessory, and both NRDC and the
International Code Council supported including body sprays in the DOE
definition. These comments were contrary to comments from the Plumbing
Manufacturers International (``PMI''), Moen Incorporated (``Moen'') and
Kohler, who stated that body sprays should not be included or
considered an accessory because they cannot be readily added or removed
by the user. Id. at 78 FR 20834-28835.
In the April 2013 SNOPR, DOE again declined to propose the ASME
definition of showerhead. DOE reasoned that the ASME definition did not
sufficiently address DOE's regulatory coverage, because it did not
specifically include hand-held showerheads or exclude safety
showerheads. DOE also revised its proposed definition of showerhead
(and hand-held showerhead) so that the term ``accessory'' would not be
included in the proposed definition. DOE instead proposed to use the
undefined term ``component''. Specifically, DOE proposed to define
showerhead as ``a component of a supply fitting, or set of components
distributed in commerce for attachment to a single supply fitting, for
spraying water onto a bather, typically from an overhead position,
including hand-held showerheads but excluding safety shower
showerheads.'' (78 FR 20832, 20841; Apr. 8, 2013) DOE proposed that
body sprays not be covered by the DOE definition of showerhead, stating
that further study of the issue was needed before it could determine
whether to include body sprays in the definition. (78 FR 20832, 20834-
20835; Apr. 8, 2013) DOE also considered defining the term ``safety
shower showerhead'' to address the question of which products qualify
for exclusion from coverage under EPCA and DOE regulations. DOE noted
that the Occupational Safety and Health Administration (``OSHA'') did
not define the term, but that certain state regulatory requirements
referenced ANSI standard Z358.1, Emergency Eyewash and Shower
Equipment, which contains specific design and performance criteria that
must be met, such as flow rate and accessibility. DOE stated that these
criteria could help develop a definition of safety shower showerhead.
Id.
Industry commenters on the April 2013 SNOPR, including Kohler, PMI,
NSF International (``NSF''), the International Association of Plumbing
and Mechanical Officials, Chicago Faucets, and Moen, stated that DOE
should adopt the definition of showerhead in ASME A112.18.1. The
majority of these commenters also supported DOE's proposal not to
include body sprays within the definition of showerhead. NRDC, the
Appliance Standards Awareness Project, and the California Energy
Commission did not support removal of body sprays from the definition.
These comments are described in DOE's final rule, published in October
2013. (78 FR 62970, 62973; Oct. 23, 2013, ``October 2013 final rule'')
After considering these comments, DOE issued a final rule in
October 2013 adopting a slightly modified version of the definition set
forth in the April 2013 SNOPR. Specifically, DOE defined showerhead in
the October 2013 final rule as ``a component or set of components
distributed in commerce for attachment to a single supply fitting, for
spraying water onto a bather, typically from an overhead position,
excluding safety shower showerheads.'' (78 FR 62970, 62973, 62986; Oct.
23, 2013) DOE continued to include hand-held showerheads within the
definition of showerhead. DOE excluded body sprays from the definition
but did not finalize the definition of ``body spray'' set forth in the
NOPR. DOE also declined to adopt a definition of ``safety shower
showerhead'' to clarify those showerheads that EPCA had exempted from
coverage.
II. Synopsis of the Notice of Proposed Rulemaking
In this proposed rule, DOE proposes to revisit its prior
interpretation of the EPCA definition of showerhead and to interpret
the term showerhead using the definition of the term in ASME A112.18.1-
2018. DOE proposes to define showerhead as follows: ``Showerhead means
any showerhead (including a handheld showerhead) other than a safety
shower showerhead.'' This definition restates the statutory definition
of ``showerhead,'' at 42 U.S.C. 6291(31)(D). DOE then proposes to
include in its regulations its interpretation of the term
``showerhead'' to mean ``an accessory to a supply fitting for spraying
water onto a bather, typically from an overhead position.'' This
interpretation incorporates the ASME definition.
DOE believes that interpreting the term ``showerhead'' consistent
with the ASME definition is more appropriate than DOE's previous
interpretation of ``showerhead.'' As described in section II.A of this
NOPR, DOE recognizes that the statutory definition of the term
``showerhead'' is ambiguous in key respects. Accordingly, to provide
clarity to regulated entities and the public concerning what is meant
by the term, DOE proposes to interpret the statutory term
``showerhead'' using the definition of ``showerhead'' in ASME
A112.18.1-2018. The most current ASME standard continues to define a
showerhead as it did in 2011--``an accessory to a supply fitting for
spraying water onto a bather, typically from the overhead position.''
Under DOE's proposed definition, each showerhead included in a
product with multiple showerheads would separately be required to meet
the 2.5 gpm standard established in EPCA. As explained in the
discussion that follows, DOE concludes that its proposed interpretation
of the term ``showerhead'' is consistent with Congressional intent in
establishing the EPCA definition of ``showerhead'' and the associated
energy conservation standard. DOE's proposal is also consistent with
the requirements of the National Technology Transfer and Advancement
Act of 1995, Public Law 104-113, section 12(d), Mar. 7, 1996, 110 Stat.
783, as amended by Public Law 107-107, Div. A, Title XI, section 1115,
Dec. 28, 2001, 115 Stat. 1241 (``NTTAA''), 15 U.S.C. 272 note, and the
associated OMB Circular A-119, which directs Federal agencies to use
voluntary consensus standards unless inconsistent with applicable law
or otherwise impracticable.\5\ In addition, DOE's proposal treats
products with multiple showerheads in a manner that is
[[Page 49288]]
consistent with DOE's treatment of similar products, such as body
sprays.
---------------------------------------------------------------------------
\5\ Section 12(d) of the NTTAA provides that with one exception,
all Federal agencies and departments shall use technical standards
developed or adopted by voluntary consensus standards bodies
(``voluntary consensus standards''), using such standards as a means
to carry out policy objectives or activities determined by the
agencies and departments. The statutory exception is that a Federal
agency or department may elect to use other technical standards if
using voluntary consensus standards is inconsistent with applicable
law or otherwise impractical, and if the agency head submits to OMB
an explanation of the reasons for using the alternative standards.
See 15 U.S.C. 272 note. Section 6 of OMB Circular A-119, available
at https://www.whitehouse.gov/sites/whitehouse.gov/files/omb/circulars/A119/revised_circular_a-119_as_of_1_22.pdf, reiterates the
requirement for Federal agencies to use voluntary consensus
standards unless inconsistent with applicable law or otherwise
impracticable, and to issue guidance for agency reporting to OMB
when standards other than voluntary consensus standards are used.
---------------------------------------------------------------------------
DOE also proposes to define the terms ``body spray'' and ``safety
shower showerhead'' so that it is clear that these products are not
considered showerheads subject to DOE's test procedures and energy
conservation standards.
A. The Term ``Showerhead'' in EPCA Is Ambiguous and Does Not Mandate
DOE's Prior Interpretation
EPCA defines the term ``showerhead'' generically, and somewhat
circularly, to ``mean[] any showerhead (including a handheld
showerhead), except a safety shower showerhead.'' 42 U.S.C.
6291(31)(D). In a May 2010 draft interpretive rule, DOE stated that
uncertainty existed in application of the EPCA definition of showerhead
and the 2.5 gpm standard to the ``myriad of products'' marketed under
names such as waterfalls, shower towers, rainheads and shower systems.
These products had been designed, manufactured, and marketed with
knowledge of, and in the 19 years since, the 1992 law that established
a definition of showerhead and the applicable 2.5 gpm standard. Less
than a year later, in March 2011, DOE published enforcement guidance
defining the term showerhead in a manner that deviated significantly
from the ASME definition by determining that products with multiple
showerheads constitute only one showerhead for purposes of EPCA. In the
enforcement guidance, DOE further stated that the term ``any
showerhead'' in EPCA was ``sufficiently clear such that no interpretive
rule was needed''. DOE reached this conclusion despite DOE's statements
in its 2010 draft interpretive rule about a lack of clarity and the
development of the market since enactment of the 1992 definition of
showerhead. Also despite the supposed clarity in the definition, DOE
provided a two year grace period for manufacturers to sell products
that the enforcement guidance in effect rendered noncompliant with the
standard. DOE's October 2013 final rule then codified in its
regulations the showerhead definition set forth in the 2011 enforcement
guidance, rendering the guidance unnecessary. Following these
developments, the number of multi-headed showerheads in the market
decreased significantly from the ``myriad of products'' cited by DOE in
2010.
A number of considerations support the conclusion that the term
``showerhead'' in EPCA is ambiguous: (1) DOE's own statements in the
May 2010 draft interpretive rule; (2) the long-standing existence of
waterfalls, shower towers and similar products on the market; and (3)
the two-year grace period DOE provided in the enforcement guidance in
recognition of these products. In short, the unadorned statutory
definition does not require that the term be construed as DOE had
interpreted the term in the 2011 guidance and the October 2013 final
rule.
Moreover, the text of the statutory definition itself, in one
respect, seems difficult to square with the interpretation set forth in
the 2011 guidance and the 2013 final rule. The statute defines the term
to ``mean[] any showerhead (including a handheld showerhead), except a
safety shower showerhead.'' (Emphasis added.) As a general matter,
handheld showerheads are not multiple spraying accessories (or
``components,'' to use the language of the 2011 guidance and the 2013
rule) but are individual spraying accessories (or ``components''). This
is an important consideration weighing in favor of DOE's proposed
interpretation, and a reason why DOE believes that this interpretation
is more appropriate than the alternative set forth in the 2011 guidance
and the 2013 final rule. Indeed, assuming arguendo that the term
``showerhead'' is not ambiguous, DOE proposes to conclude in the
alternative that the proposed interpretation set forth herein is the
appropriate and correct interpretation of the term. At all events, DOE
has authority under the statute to adopt the proposed interpretation.
B. DOE's Current Definition of Showerhead With Regard to EPCA and the
ASME Standard
The Energy Policy Act of 1992 illustrated Congress' intent that DOE
adhere to ASME standards. When EPCA was amended in 1992 to define
showerhead and to establish a test method and water conservation
standard for showerheads, Congress specified that the test method
applicable to showerheads is the procedure specified in ASME
A112.18.1M-1989. (42 U.S.C. 6293(b)(7)(A)) If that ASME standard is
revised and approved by ANSI, DOE is required to amend its test
procedures to conform to those revisions unless doing so would be
inconsistent with other provisions of EPCA. (42 U.S.C. 6293(b)(7)(B))
In the definition section, immediately preceding the definition of
showerhead, Congress also included definitions of ASME and ANSI. 42
U.S.C. 6291(31)(B)-(C). The 2.5 gpm standard required compliance with
ASME/ANSI A112.18.1M-1989 with regard to the amount of force needed to
remove the flow restrictor from the showerhead. (42 U.S.C. 6295(j)(1))
Even the marking and labeling requirements are required to be
consistent with those of ASME A112.18.1M-1989, or a subsequently
revised version as appropriate. 42 U.S.C. 6294(a)(2)(E).
Despite Congressional reliance on the ASME standard in developing
the provisions of EPAct 1992 with regard to showerheads and direction
for DOE to adopt updates to the ASME standard, when DOE established the
current definition of ``showerhead,'' it deviated significantly from
the ASME definition by determining that products with multiple
showerheads constitute only one showerhead for purposes of EPCA. The
current DOE regulatory definition of ``showerhead'' went beyond the
ASME concept of what a showerhead is without any explanation as to why
DOE was not following the statutory construct based on ASME. While
water conservation is obviously a purpose of EPCA, DOE did not take
into account congressional reliance on the ASME standard when DOE
determined in its 2011 enforcement guidance what was meant by the term
showerhead. While it is true that the ASME standard did not
specifically define the term ``showerhead'' when EPCA was amended in
1992, commenters on DOE's draft interpretive rule and its proposed and
supplemental rulemakings made abundantly clear that DOE was going
beyond ASME's concept of that term. Moreover, products available on the
market between 1992 and issuance of DOE's 2011 enforcement guidance
included those with multiple water outlets manufactured to comply with
statutory water efficiency standards construed as applying to
individual spraying accessories (not to sets of such accessories),
suggesting substantial industry reliance on the understanding that this
was the appropriate construction of the statutory definition. Given
EPCA's reliance on the ASME standard in amending EPCA to prescribe a
definition, test procedure, energy conservation standard, and labeling
provisions for showerheads, DOE concludes that if Congress had intended
to significantly deviate from the ASME definition of what constitutes a
showerhead, it would have done so explicitly. It did not. DOE is
therefore entitled to give significant weight to the ASME definition in
construing and applying the statutory standard, even if DOE is not
required to adhere to the ASME definition.
In its prior rulemaking to establish a definition of
``showerhead'', DOE proposed to adopt a new definition for
[[Page 49289]]
the term that it stated was based on the definition included in ASME/
ANSI A112.18.1-2011. 77 FR 31747 (May 30, 2012, ``May 2012 NOPR''). DOE
proposed definitions of ``accessory'' and ``fitting'' that were the
same as the ASME definitions. In proposing the definition of
``showerhead'', however, DOE went beyond the ASME definition of
``showerhead.'' The ASME standard defined, and continues to define, a
``showerhead'' as ``an accessory to a supply fitting for spraying water
onto a bather, typically from an overhead position.'' DOE's proposal
included the terms ``or set of accessories'' and ``distributed in
commerce for attachment to a single'' supply fitting. DOE expanded the
ASME definition not only, as required by EPCA, to include handheld
showerheads and exclude safety shower showerheads (which it did not
propose to define), but also to ``more clearly define the extent of
DOE's coverage for these products''--in other words, to ensure that
products with multiple showerheads would be considered a single
showerhead for purposes of compliance with the DOE standard, as well as
to include body sprays as showerheads. (77 FR 31742, 31747-13748; May
30, 2012)
In response to comments urging DOE to adopt the definition in the
industry standard, DOE noted in the April 2013 SNOPR only that the ASME
definition did not sufficiently address DOE's regulatory coverage of
showerheads to include hand-held showerheads and exclude safety
showerheads. (78 FR 20832, 20834; Apr. 8, 2013). DOE did not reference
the fact that the ASME definition did not include ``set of
accessories'' or ``distributed in commerce for attachment to a single''
supply fitting, terms that DOE used to classify products with multiple
showerheads as a single showerhead for purposes of compliance with the
2.5 gpm standard. In the April 2013 SNOPR, DOE also proposed not to
include body sprays as showerheads pending further investigation of the
issue. DOE further proposed to eliminate use of the standard term
``accessory'' in favor of the undefined term ``component''. DOE did not
offer an explanation for this change, other than that it was in
response to comments. Id. Comments suggesting that DOE not define a
showerhead as an accessory indicated that to do so would distinguish
body sprays from showerheads and would lead DOE to exclude body sprays
from coverage. But an interest in retaining the ability to include body
sprays within the regulatory definition of showerhead at some future
time should not lead DOE to depart from the term ``accessory'' that had
been, and continues to be, used consistently in the ASME definition.
Similarly, DOE now recognizes that defining products with multiple
showerheads to constitute a single ``showerhead'' inappropriately
expands the definition of ``showerhead'' beyond the ASME definition.
In the October 2013 final rule, DOE did not adopt the ASME
definition and instead adopted a definition of showerhead with minor
changes from that proposed in the April 2013 SNOPR. The definition
continued to use the terms ``component'', ``set of components'', and
``distributed in commerce for attachment to a single'' supply fitting
to ensure that products with multiple showerheads would be considered a
single showerhead for purposes of compliance with the 2.5 gpm standard.
DOE did not, however, adopt a definition of body spray and did not
specifically include body sprays within the definition of
``showerhead''. Presumably, this meant that body sprays were not
included as showerheads, though the Department's discussion of this
point stated only that DOE was not adopting a definition of the term.
(78 FR 62970, 62972-62973; Oct. 23, 2013) DOE also did not adopt a
definition of ``safety shower showerhead'', so the products
specifically exempted by Congress remained undefined and subject to
DOE's discretion as to what it determined was a safety shower
showerhead. Id.
The definition of showerhead adopted by the Department in the
October 2013 final rule did not reference the purpose of water
conservation, and it was also inconsistent with the ASME standard upon
which Congress relied heavily in establishing the definition, test
procedures, energy conservation standard, and labeling requirements for
showerheads. The current DOE definition--which uses the additional and
undefined terms ``component,'' ``set of components'' and ``distributed
in commerce for attachment to a single'' supply fitting to include as
one showerhead a product with multiple showerheads--is also
inconsistent with the requirements of the NTTAA (section 12(d)) and the
associated OMB Circular A-119 (available at https://www.whitehouse.gov/sites/whitehouse.gov/files/omb/circulars/A119/revised_circular_a-119_as_of_1_22.pdf). As explained previously at the beginning of
Section II, the NTTAA and OMB's Circular A-119 direct that Federal
agencies use voluntary consensus standards unless inconsistent with
applicable law or otherwise impracticable.\6\
---------------------------------------------------------------------------
\6\ See fn 5, supra.
---------------------------------------------------------------------------
While Congress did not specifically direct DOE to define showerhead
according to the ASME standard, Congress relied on the ASME standard in
all of the provisions by which it included showerheads within the scope
of DOE's authority--definitions, where Congress specifically defined
both ASME and ANSI directly preceding and in the same paragraph as the
definition of showerhead, test procedures, labeling requirements and
the applicable energy conservation standard. That reliance further
suggests that DOE should have considered the directives of the NTTAA
and OMB Circular A-119 with regard to the use of voluntary consensus
standards in developing its definition. EPCA certainly does not
preclude DOE from using such standards; the statutory text of EPCA does
not make compliance with the NTTAA, and compliance with OMB Circular A-
119, either inconsistent with applicable law or otherwise
impracticable.
The Department did not provide discussion of the NTTAA and OMB
Circular A-119 in any of its rulemaking documents in support of its
decision not to adopt the voluntary consensus standard developed by
ASME. This omission may have been a result of DOE's prior conclusion
that the term ``showerhead'' should be read to encompass products that
constituted sets of individual showerheads (which it termed variously
as sprays, openings or nozzles). However, DOE has reconsidered this
issue and proposes to reach a different conclusion, as explained in
this proposed rule.
As to practicability, DOE stated in the May 2012 NOPR only that the
ASME standard did not clearly exclude safety shower showerheads (which
DOE did not propose to define) or include body sprays, and that DOE
modified the ASME definition to ``more clearly define the extent of
DOE's coverage''. (77 FR 31742, 31747; May 30, 2012). DOE's failure to
adopt the ASME definition does not appear to have been based on an
appropriate analysis of practicability per the NTTAA and OMB Circular
A-119.
C. DOE's Proposed Definition With Regard to EPCA and the ASME Standard
DOE proposes in this rulemaking to set forth in its regulatory text
the definition of showerhead established in EPCA. In particular, DOE
proposes to interpret the term using the definition in ASME A112.18.1-
2018 (Section 3.1)--
[[Page 49290]]
``an accessory to a supply fitting for spraying water onto a bather,
typically from an overhead position.''
DOE's proposed definition is consistent with EPCA. DOE stated in
its 2011 enforcement guidance that it could not ``reconcile the view
that a showerhead with multiple nozzles is actually multiple
showerheads with EPCA's language or intent'' and that (in a somewhat
circular fashion) ``it has always been the Department's view that when
Congress used the term `any showerhead' it actually meant `any
showerhead'--and that a showerhead with multiple nozzles constitutes a
single showerhead for purposes of EPCA's water conservation standard.''
See Showerhead Enforcement Guidance at 1 (Mar. 4, 2011). https://www.energy.gov/sites/prod/files/gcprod/documents/Showerhead_Guidancel.pdf. The Department had, however, prior to the
draft interpretive rule that preceded the enforcement guidance, never
provided its view on what was meant by the term ``showerhead''. In
addition, what the guidance had characterized as ``a showerhead with
multiple nozzles'' could just as rationally, if not more so, be
considered multiple showerheads. Looking at the depictions in Figure 1
(taken from page 1 of the 2011 enforcement guidance), a rational person
might well have counted three, eight, and three showerheads,
respectively, rather than simply one showerhead for each configuration.
[GRAPHIC] [TIFF OMITTED] TP13AU20.002
And, while one of the purposes of EPCA is to ``conserve water by
improving the water efficiency of certain plumbing products and
appliances'' (42 U.S.C. 6201(8)), as noted in section II.B. of this
NOPR, EPCA relied on the ASME standard for measuring the water use of
showerheads at 42 U.S.C. 6293(b)(7) and included references to ASME and
the ASME standard in the definitions related to showerhead at 42 U.S.C.
6291(31), the energy conservation standard at 42 U.S.C. 6295(j), and
the labeling requirements at 42 U.S.C. 6294(a)(2)(E). Presumably, if
Congress intended to establish a definition of the term ``showerhead''
significantly more expansive than that contemplated by ASME (which
would have eliminated many products then manufactured by the industry),
it would have done so explicitly.
DOE also concludes that by referencing the ASME standard in the
statute as described in the preceding paragraph, and requiring DOE to
update its test procedures in response to action by ASME, Congress was
expressing an intent that DOE's actions with regard to showerheads be
consistent with those of ASME. As described in section II.B of this
NOPR, DOE's definition of showerhead adopted in 2013 was not consistent
with ASME's definition in place at that time. Nor is it consistent with
ASME's definition in ASME A112.18.1-2018, which was adopted by ASME
subsequent to, and presumably with knowledge of, DOE's 2013 rulemaking.
This proposal by DOE to harmonize its definition of ``showerhead'' with
that of ASME is meant to ensure that DOE's regulations comport with
congressional intent to rely on ASME's standards for specific water-
using products, including showerheads.
In addition, EPCA was amended in 1987 to insert a provision into 42
U.S.C. 6295 prohibiting DOE from establishing a new or amended standard
under this section if DOE finds that the standard is likely to result
in the unavailability of performance characteristics, features, sizes,
capacities and volumes substantially the same as those generally
available in the U.S. at the time of the finding. See Public Law 1001-2
(Mar. 17. 1987); 42 U.S.C. 6295(o)(4). While DOE is prohibited from
taking such an action, Congress can pass subsequent legislation that
removes products with certain performance characteristics and features
from the market, such as products with multiple showerheads. If
Congress had intended to establish a provision in EPCA in 1992 that
eliminated these products from the market, it would have done so
explicitly given the 1987 amendment. Again, it did not. Nor did the
1992 EPCA provision impliedly repeal the 1987 amendment. See, e.g.,
Morton v. Mancari, 417 U.S. 535, 551 (1974) (repeals by implication are
disfavored; ``when two statutes are capable of co-existence, it is the
duty of the courts, absent a clearly expressed congressional intention
to the contrary, to regard each as effective''), cited in Epic Sys.
Corp. v. Lewis, 138 S. Ct. 1612, 1624 (2018).
It is clear that DOE cannot regulate or otherwise act to remove
products with certain performance characteristics and features from the
market given the prohibition in 42 U.S.C. 6295(o)(4). While DOE did not
undertake a standards rulemaking to eliminate products with multiple
showerheads, which can easily be viewed as a ``feature'' for purposes
of the EPCA provision (for example, other aspects of products that DOE
has identified as features include the window in an oven door and the
top loading clothes washer configuration), such an elimination is
exactly the outcome of DOE's 2011 enforcement guidance and 2013
regulatory interpretation of the term ``showerhead'' in EPCA. As
discussed earlier in this document, the number of multi-headed
showerheads in the market decreased significantly from the ``myriad of
products'' cited by DOE in 2010.
Specifically, in its 2011 enforcement guidance, DOE stated that it
interpreted
[[Page 49291]]
the term ``showerhead'' in EPCA such that each individual showerhead
(alternatively called nozzles, sprays, or openings) in a product with
multiple showerheads would need to be turned on for testing to
determine compliance as measured by aggregating the water use of all
showerheads in the product. As a result, DOE was authorized to take
enforcement action against manufacturers of such products that exceed
the 2.5 gpm maximum, as measured by aggregating the water use of all
showerheads in a product, rather than by applying the 2.5 gpm
requirement to each individual showerhead (See https://www.energy.gov/sites/prod/files/gcprod/documents/Showerhead_Guidancel.pdf). DOE
acknowledged the existence on the market of these multi-showerhead
products, reasoning, however, that it may have been the Department's
failure to enforce the law for 19 years that led manufacturers to
misunderstand the law. As a result, DOE gave manufacturers two years to
sell any products that the Department deemed noncompliant. In issuing
the 2011 enforcement guidance, it appears that DOE effectively banned
the vast majority of products with multiple showerheads from the
market. This action runs contrary to the current directives established
for DOE by Executive Order 13891, ``Promoting the Rule of Law Through
Improved Agency Guidance Documents'', issued on Oct. 9, 2019. (84 FR
55235; Oct. 15, 2019). Following issuance of the 2011 enforcement
guidance, DOE engaged in a rulemaking to define ``showerhead'' in a
manner that would codify in DOE regulations its effective ban on
products with multiple showerheads from the market. (78 FR 62970; Oct.
23, 2013) As an alternative argument for its proposal to change its
interpretation of the term ``showerhead'' in this rulemaking, DOE
proposes to conclude that EPCA's prohibition on the removal of product
characteristics or features from the market through a standards
rulemaking also rendered impermissible DOE's actions to effectively ban
these products through a definition in a test procedure rulemaking.
For all of these reasons, considered singly and together, DOE
proposes to conclude that its proposed interpretation of the term
showerhead is more consistent with congressional intent in establishing
the definition of the term ``showerhead'' and the associated energy
conservation standard. DOE's proposed definition also complies with the
congressional directive to preserve performance characteristics and
features that were available on the market at the time the Department
originally acted to eliminate them. DOE seeks data and information on
any basic models or shipments of showerheads with multiple heads
manufactured prior to issuance of DOE's 2011 enforcement guidance, or
data and information on basic models or shipments of such showerheads
currently on the market, or basic models that manufacturers may be
planning to introduce.
DOE has also considered the requirements of the NTTAA and OMB
Circular A-119 in developing its proposed definition. The NTTAA and OMB
Circular A-119 require DOE (and all other Federal agencies) to use
voluntary consensus standards in lieu of government-unique standards in
their regulatory activities, except where inconsistent with law or
otherwise impractical. (See Pub. L. 104-113, section 12(d), Mar. 7,
1996, 110 Stat. 783, as amended by Pub. L. 107-107, Div. A, Title XI,
section 1115, Dec. 28, 2001, 115 Stat. 1241 (``NTTAA''), 15 U.S.C. 272
note https://www.whitehouse.gov/sites/whitehouse.gov/files/omb/circulars/A119/revised_circular_a-119_as_of_1_22.pdf). As described
earlier in this section, DOE has initially concluded that its proposed
definition, which is the same as the ASME definition, is compliant with
EPCA. DOE has also initially determined that it is practicable to adopt
the ASME definition. The ASME definition is well understood by
showerhead manufacturers. In addition, contrary to DOE's reasoning in
the prior rulemaking, it is not necessary that the ASME definition
specifically exclude safety showerheads, because EPCA already does so.
In this rulemaking, DOE also proposes to define safety shower
showerhead, so that it is clear what products are subject to the EPCA
standard. It is also not necessary to explicitly include or exclude
body sprays in the definition of showerhead. In the ASME standard, body
spray is defined separately from showerhead, indicating that the two
terms are different and that a body spray is not considered a
showerhead. In this proposal, DOE similarly defines ``body spray''
separately from ``showerhead,'' to clarify that a body spray is not
included within the definition of a showerhead. Thus, DOE concludes
that it is practicable to define showerhead as it is defined in the
voluntary consensus standard developed by ASME in ASME/ANSI A112.18-1-
2018.
D. Discussion of the Proposed Rule With Regard to Consistency in
Treatment of Related Products
In this proposal, DOE's regulations would specifically define the
term ``body spray'' separately from the definition of showerhead,
defining ``body spray'' as a ``shower device for spraying water onto a
bather other than from the overhead position.'' Thus, DOE's regulations
would make clear that body sprays are not covered by DOE's test
procedure or the energy conservation standard applicable to
showerheads. Doing so would be consistent with DOE's proposed
interpretation of the term ``showerhead.''
This definition would be consistent with the current ASME standard,
ASME A112.18.1-2018, which defines a body spray as a ``shower device
for spraying water onto a bather other than from the overhead
position.'' In DOE's May 2012 NOPR, DOE proposed to use this definition
for the term ``body spray,'' and also proposed to include body sprays
in the definition of showerhead. Industry commenters stated that body
sprays were not accessories because they cannot be readily added or
removed by the user. (78 FR 20832, 20834; Apr. 8, 2013). Some
commenters expressed the view that showerheads should not be defined as
``accessories'' and that body sprays should be included in the
definition of showerhead. Id. As a result of these comments, DOE
proposed in a supplemental proposal and ultimately finalized a
definition of showerhead that used the term ``component'' rather than
``accessory''. While DOE did not define ``body spray'' in the final
test procedure rule, the definition of ``showerhead''--unlike the May
2012 NOPR--did not specifically include (or exclude) body sprays. This
omission may have introduced uncertainty for regulated parties.
DOE believes that it is appropriate to clarify explicitly that body
sprays are not showerheads. As illustrated in Figure II (where the
product at the far right represents a body spray), products with
multiple showerheads are more akin to body sprays because of the
multiple nozzles that each product has, regardless of the overhead
configuration. DOE has determined that its proposed definition, which
considers each showerhead in a product with multiple showerheads as a
showerhead for purposes of standards compliance, is more consistent
with its previous (and current) treatment of body sprays, which are not
included in its regulatory definition of showerhead.
[[Page 49292]]
[GRAPHIC] [TIFF OMITTED] TP13AU20.003
DOE notes that the October 2013 final rule establishing the
definition for showerhead did not define body spray, leaving it to the
Department's discretion to determine whether a given product was
required to comply with the standard. In this proposed rule, DOE
requests comment on its proposal to include in its regulations the
definition of body spray originally presented in the May 2012 NOPR and
contained within the current ASME definition--``a shower device for
spraying water onto a bather other than from the overhead position.''
The ASME standard gives an example of a device mounted on a wall below
the bather's head that sprays water in an approximately horizontal
direction and can be fixed or allowed to swivel on a ball joint. (ASME
A112.18.1-2018, Section 3.1). Under this proposal, DOE's regulations
would specifically define body sprays separately from the definition of
showerhead, so as to explicitly provide that body sprays are not
covered by DOE's test procedure or the energy conservation standard
applicable to showerheads.
E. Current Proposal and the Definition of ``Safety Shower Showerhead''
In this rulemaking, DOE proposes to adopt the following ANSI
standard as the definition of ``safety shower showerhead'': ``a device
specifically designed and intended to deliver a flushing fluid in
sufficient volume to cause that fluid to cascade over the entire
body.'' Defining this term is important, because the statute provides
that ``[t]he term ``showerhead'' means any showerhead (including a
handheld showerhead), except a safety shower showerhead.'' 42 U.S.C.
6291(31)(D).
In DOE's October 2013 final rule establishing the current
definition of ``showerhead'', DOE declined to define the term ``safety
shower showerhead,'' which meant that the class of showerheads that
EPCA excluded from standards was undefined and subject to DOE's
discretion as to what was considered a safety shower showerhead. DOE
noted in the October 2013 final rule that ANSI standard Z358.1,
``Emergency Eyewash and Shower Equipment'', defines an emergency shower
as ``a device specifically designed and intended to deliver a flushing
fluid in sufficient volume to cause that fluid to cascade over the
entire body.'' 78 FR 62970, 62974; Oct. 23, 2013. Commenters, including
NSF and PMI, supported inclusion of the definition of safety shower
showerhead consistent with the requirements of ANSI standard Z358.1. At
the time, DOE declined to adopt this definition, stating that DOE could
not identify a definition that would clearly distinguish these products
from showerheads covered under EPCA and that adopting an unclear
definition would cause additional confusion. Id. Upon further
reflection, DOE is of the view that leaving the scope of products not
subject to EPCA's energy conservation standards undefined, and
potentially subjecting manufacturers of safety shower showerheads to
DOE standards, causes more confusion than establishing a regulatory
definition consistent with the existing ANSI standard. What is meant by
a ``safety shower showerhead'' or emergency shower is understood in the
regulated industry, and DOE believes that it is unlikely that
manufacturers of showerheads intended for use by residential consumers
would design a showerhead to meet the specifications of the ANSI
standard to avoid compliance with DOE standards.
DOE seeks comment on its proposal to adopt the ANSI standard as the
definition of ``safety shower showerhead'', whether there is currently
uncertainty regarding which products are ``safety shower showerheads'',
and whether that definition would provide clarity as to those
showerheads that are not subject to the DOE standard.
F. Testing Requirements
DOE proposes amendments to the testing provisions at 10 CFR part
430, subpart B, appendix S to address the testing of a single
showerhead in a product with multiple showerheads. A measurement would
be required for only one showerhead when all showerheads in the product
are identical. If the showerheads in such a product are not identical,
only the showerhead with the maximum water flow would need to be tested
to determine compliance with the 2.5 gpm standard. Additionally, DOE
proposes to specify that where it is not possible to turn on only the
showerhead being tested, testing would be performed with all
showerheads flowing at the maximum rate. Measurement would be taken of
only the showerhead under test.
DOE emphasizes that if an existing product manufactured pursuant to
DOE's current definition of showerheads is compliant with the 2.5 gpm
standard, that product would remain compliant under the definition of
showerhead in this proposed rule, if finalized. Specifically, if a
product with multiple showerheads currently available is compliant with
the 2.5 gpm standard when considering all showerheads together, it must
be the
[[Page 49293]]
case that each individual showerhead is compliant separately with the
standard. Because DOE's focus is standards compliance, should DOE
finalize this proposal, manufacturers would not be required to retest
and recertify that product, and could continue to report the same flow
rate to DOE that they report currently for purposes of demonstrating
compliance with the standard. DOE may consider whether updates to its
certification regulations at part 429 are appropriate if it were to
finalize the definitional change in this proposed rule.
According to data in DOE's certification database (CCMS database,
as of March 2020, there are 7,221 basic models of showerheads. Of
those, DOE estimates that only 3% are multi-head showerheads. For 97
percent of showerheads currently on the market, testing requirements
would not change. For the very small percentage of remaining products
that do have more than one showerhead, and any new products
manufactured with more than one showerhead, the testing requirement
would still be to test the flow rate pursuant to section 5.4 of the
ASME standard, but instead of measuring the flow from all of the
showerheads or outlets, the flow rate of only one of these would be
measured. In other words, the same test would be performed, but the
water from only one showerhead would be measured to determine
compliance with the DOE water conservation standard.
III. Procedural Issues and Regulatory Review
A. Review Under Executive Order 12866
The Administrator of the Office of Information and Regulatory
Affairs (OIRA) in the Office of Management and Budget (OMB) has
determined that the proposed regulatory action is a significant
regulatory action under section (3)(f) of Executive Order 12866.
Accordingly, this action was reviewed by OIRA in the Office of
Management and Budget (OMB). The definitional change in this rule is
not expected to have a material impact on costs. Similarly, the
proposed rule is expected to result in minimal increase in benefits,
primarily through clarifying the showerhead definition.
B. Review Under Executive Orders 13771 and 13777
On January 30, 2017, the President issued Executive Order (E.O.)
13771, ``Reducing Regulation and Controlling Regulatory Costs.'' E.O.
13771 stated the policy of the executive branch is to be prudent and
financially responsible in the expenditure of funds, from both public
and private sources. E.O. 13771 stated it is essential to manage the
costs associated with the governmental imposition of private
expenditures required to comply with Federal regulations.
Additionally, on February 24, 2017, the President issued E.O.
13777, ``Enforcing the Regulatory Reform Agenda.'' E.O. 13777 required
the head of each agency designate an agency official as its Regulatory
Reform Officer (RRO). Each RRO oversees the implementation of
regulatory reform initiatives and policies to ensure that agencies
effectively carry out regulatory reforms, consistent with applicable
law. Further, E.O. 13777 requires the establishment of a regulatory
task force at each agency. The regulatory task force is required to
make recommendations to the agency head regarding the repeal,
replacement, or modification of existing regulations, consistent with
applicable law. At a minimum, each regulatory reform task force must
attempt to identify regulations that:
(i) Eliminate jobs, or inhibit job creation;
(ii) Are outdated, unnecessary, or ineffective;
(iii) Impose costs that exceed benefits;
(iv) Create a serious inconsistency or otherwise interfere with
regulatory reform initiatives and policies;
(v) Are inconsistent with the requirements of Information Quality
Act, or the guidance issued pursuant to that Act, in particular those
regulations that rely in whole or in part on data, information, or
methods that are not publicly available or that are insufficiently
transparent to meet the standard for reproducibility; or
(vi) Derive from or implement Executive Orders or other
Presidential directives that have been subsequently rescinded or
substantially modified.
For the reasons stated in the preamble, DOE has preliminarily
determined that this action is a deregulatory action for purposes of
E.O. 13771.
C. Review Under the Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires
preparation of an initial regulatory flexibility analysis (IFRA) for
any rule that by law must be proposed for public comment, unless the
agency certifies that the rule, if promulgated, will not have a
significant economic impact on a substantial number of small entities.
As required by Executive Order 13272, ``Proper Consideration of Small
Entities in Agency Rulemaking,'' 67 FR 53461 (Aug. 16, 2002), DOE
published procedures and policies on February 19, 2003, to ensure that
the potential impacts of its rules on small entities are properly
considered during the DOE rulemaking process. 68 FR 7990. DOE has made
its procedures and policies available on the Office of the General
Counsel's website: https://energy.gov/gc/office-general-counsel.
DOE reviewed this proposed rule under the provisions of the
Regulatory Flexibility Act and the procedures and policies published on
February 19, 2003. The proposed rule would amend the definition of
showerhead such that each showerhead in a product with multiple
showerheads would constitute a single showerhead for purposes of
compliance with the 2.5 gpm standard. The proposal would also
specifically define and exclude body sprays and safety shower
showerheads from the regulatory definition of showerhead. As explained
in section II of this proposed rule, DOE does not expect a change in
the test burden as a result of this proposed rule, if adopted.
Specifically, the same test would be performed, but the water from only
one showerhead would be measured to determine compliance with the DOE
water conservation standard. The updates to the testing procedures
maintain the current testing requirement that only one showerhead per
product would need to be tested, and current products with multiple
showerheads that meet the energy conservation standard would not need
to be retested. Based on the foregoing, DOE certifies that this
proposed rule would not have a significant economic impact on a
substantial number of small entities.
D. Review Under the Paperwork Reduction Act of 1995
Manufacturers of showerheads must certify to DOE that their
products comply with any applicable energy conservation standards. To
certify compliance, manufacturers must first obtain test data for their
products according to the DOE test procedures, including any amendments
adopted for those test procedures. DOE has established regulations for
the certification and recordkeeping requirements for all covered
consumer products and commercial equipment, including showerheads. (See
generally 10 CFR part 429.) The collection-of-information requirement
for the certification and recordkeeping is subject to review and
approval by OMB under the Paperwork Reduction Act (``PRA''). This
requirement has been approved by OMB under OMB control number 1910-
1400. Public reporting
[[Page 49294]]
burden for the certification is estimated to average 30 hours per
response, including the time for reviewing instructions, searching
existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
E. Review Under the National Environmental Policy Act of 1969
DOE is analyzing this proposed regulation in accordance with the
National Environmental Policy Act of 1969 (NEPA) and DOE's NEPA
implementing regulations (10 CFR part 1021). DOE's regulations include
a categorical exclusion for rulemakings interpreting or amending an
existing rule or regulation that does not change the environmental
effect of the rule or regulation being amended. 10 CFR part 1021,
subpart D, Appendix A5. DOE anticipates that this rulemaking qualifies
for categorical exclusion A5 because it is an interpretive rulemaking
that does not change the environmental effect of the rule and otherwise
meets the requirements for application of a categorical exclusion. See
10 CFR 1021.410. DOE will complete its NEPA review before issuing the
final rule.
F. Review Under Executive Order 13132
Executive Order 13132, ``Federalism,'' 64 FR 43255 (Aug. 4, 1999)
imposes certain requirements on agencies formulating and implementing
policies or regulations that preempt State law or that have federalism
implications. The Executive Order requires agencies to examine the
constitutional and statutory authority supporting any action that would
limit the policymaking discretion of the States and to carefully assess
the necessity for such actions. The Executive Order also requires
agencies to have an accountable process to ensure meaningful and timely
input by State and local officials in the development of regulatory
policies that have federalism implications. On March 14, 2000, DOE
published a statement of policy describing the intergovernmental
consultation process it will follow in the development of such
regulations. 65 FR 13735. DOE has examined this proposed rule and has
determined that it would not have a substantial direct effect on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government. EPCA governs and prescribes Federal
preemption of State regulations as to energy conservation for the
products that are the subject of this proposed rule. States can
petition DOE for exemption from such preemption to the extent, and
based on criteria, set forth in EPCA. (42 U.S.C. 6297(d)) No further
action is required by Executive Order 13132.
G. Review Under Executive Order 12988
Regarding the review of existing regulations and the promulgation
of new regulations, section 3(a) of Executive Order 12988, ``Civil
Justice Reform,'' 61 FR 4729 (Feb. 7, 1996), imposes on Federal
agencies the general duty to adhere to the following requirements: (1)
Eliminate drafting errors and ambiguity, (2) write regulations to
minimize litigation, (3) provide a clear legal standard for affected
conduct rather than a general standard, and (4) promote simplification
and burden reduction. Section 3(b) of Executive Order 12988
specifically requires that Executive agencies make every reasonable
effort to ensure that the regulation (1) clearly specifies the
preemptive effect, if any, (2) clearly specifies any effect on existing
Federal law or regulation, (3) provides a clear legal standard for
affected conduct while promoting simplification and burden reduction,
(4) specifies the retroactive effect, if any, (5) adequately defines
key terms, and (6) addresses other important issues affecting clarity
and general draftsmanship under any guidelines issued by the Attorney
General. Section 3(c) of Executive Order 12988 requires Executive
agencies to review regulations in light of applicable standards in
sections 3(a) and 3(b) to determine whether they are met or it is
unreasonable to meet one or more of them. DOE has completed the
required review and determined that, to the extent permitted by law,
the proposed rule meets the relevant standards of Executive Order
12988.
H. Review Under the Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (UMRA)
requires each Federal agency to assess the effects of Federal
regulatory actions on State, local, and Tribal governments and the
private sector. Public Law 104-4, sec. 201 (codified at 2 U.S.C. 1531).
For a proposed regulatory action likely to result in a rule that may
cause the expenditure by State, local, and Tribal governments, in the
aggregate, or by the private sector of $100 million or more in any one
year (adjusted annually for inflation), section 202 of UMRA requires a
Federal agency to publish a written statement that estimates the
resulting costs, benefits, and other effects on the national economy.
(2 U.S.C. 1532(a), (b)) The UMRA also requires a Federal agency to
develop an effective process to permit timely input by elected officers
of State, local, and Tribal governments on a proposed ``significant
intergovernmental mandate,'' and requires an agency plan for giving
notice and opportunity for timely input to potentially affected small
governments before establishing any requirements that might
significantly or uniquely affect small governments. On March 18, 1997,
DOE published a statement of policy on its process for
intergovernmental consultation under UMRA. 62 FR 12820; also available
at https://energy.gov/gc/office-general-counsel. DOE examined this
proposed rule according to UMRA and its statement of policy and
determined that the rule contains neither an intergovernmental mandate,
nor a mandate that may result in the expenditure of $100 million or
more in any year, so these requirements do not apply.
I. Review Under the Treasury and General Government Appropriations Act,
1999
Section 654 of the Treasury and General Government Appropriations
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family
Policymaking Assessment for any rule that may affect family well-being.
This proposed rule would not have any impact on the autonomy or
integrity of the family as an institution. Accordingly, DOE has
concluded that it is not necessary to prepare a Family Policymaking
Assessment.
J. Review Under Executive Order 12630
DOE has determined, under Executive Order 12630, ``Governmental
Actions and Interference with Constitutionally Protected Property
Rights'' 53 FR 8859 (March 18, 1988), that this regulation would not
result in any takings that might require compensation under the Fifth
Amendment to the U.S. Constitution.
K. Review Under Treasury and General Government Appropriations Act,
2001
Section 515 of the Treasury and General Government Appropriations
Act, 2001 (44 U.S.C. 3516 note) provides for agencies to review most
disseminations of information to the public under guidelines
established by each agency pursuant to general guidelines issued by
OMB. OMB's
[[Page 49295]]
guidelines were published at 67 FR 8452 (Feb. 22, 2002), and DOE's
guidelines were published at 67 FR 62446 (Oct. 7, 2002). DOE has
reviewed this proposed rule under the OMB and DOE guidelines and has
concluded that it is consistent with applicable policies in those
guidelines.
L. Review Under Executive Order 13211
Executive Order 13211, ``Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use,'' 66 FR 28355
(May 22, 2001), requires Federal agencies to prepare and submit to OMB,
a Statement of Energy Effects for any proposed significant energy
action. A ``significant energy action'' is defined as any action by an
agency that promulgated or is expected to lead to promulgation of a
final rule, and that (1) is a significant regulatory action under
Executive Order 12866, or any successor order; and (2) is likely to
have a significant adverse effect on the supply, distribution, or use
of energy; or (3) is designated by the Administrator of OIRA as a
significant energy action. For any proposed significant energy action,
the agency must give a detailed statement of any adverse effects on
energy supply, distribution, or use should the proposal be implemented,
and of reasonable alternatives to the action and their expected
benefits on energy supply, distribution, and use.
The proposed regulatory action to reinterpret the definition of
``showerhead'' and revise the test procedure for measuring the energy
efficiency of showerheads is a significant regulatory action under
Executive Order 12866. Moreover, it would not have a significant
adverse effect on the supply, distribution, or use of energy, nor has
it been designated as a significant energy action by the Administrator
of OIRA. Therefore, it is not a significant energy action, and,
accordingly, DOE has not prepared a Statement of Energy Effects.
M. Review Under Section 32 of the Federal Energy Administration Act of
1974
Under section 301 of the Department of Energy Organization Act
(Pub. L. 95-91; 42 U.S.C. 7101), DOE must comply with section 32 of the
Federal Energy Administration Act of 1974, as amended by the Federal
Energy Administration Authorization Act of 1977. (15 U.S.C. 788;
``FEAA'') Section 32 essentially provides in relevant part that, where
a proposed rule authorizes or requires use of commercial standards, the
notice of proposed rulemaking must inform the public of the use and
background of such standards. In addition, section 32(c) requires DOE
to consult with the Attorney General and the Chairman of the FTC
concerning the impact of the commercial or industry standards on
competition.
The proposed modifications to the test procedure for showerheads in
this proposed rule incorporate definitions and testing methods
contained in certain sections of the following commercial standards:
ASME A112.18.1-2018, ``Plumbing supply fittings.'' DOE has evaluated
this standard and is unable to conclude whether it fully complies with
the requirements of section 32(b) of the FEAA (i.e., whether it was
developed in a manner that fully provides for public participation,
comment, and review.) DOE will consult with both the Attorney General
and the Chairman of the FTC concerning the impact of these test
procedures on competition, prior to prescribing a final rule.
N. Description of Materials Incorporated by Reference
In this NOPR, DOE proposes to incorporate by reference the test
standards published by ASME, ASME A112.18.1-2012, Plumbing supply
fittings (approved December 2012), and ASME A112.18.1-2018, Plumbing
supply fittings (approved July 2018).
The proposed amendments in this proposed rulemaking include
updating the reference to ASME A112.18.1-2012 to incorporate by
reference the standard in its entirety. Currently, only section 5.4 of
ASME A112.18.1-2012 is incorporated by reference at 10 CFR 430.3. ASME
A112.18.1-2012 is an industry standard that contains performance
guidelines and test procedures, and is intended to cover plumbing
supply fittings and accessories between the supply stop and terminal
fitting, including showerheads. This proposed rule would continue to
reference Section 5.4, ``Flow rate'' of ASME A112.18.1-2012 in the test
procedure for faucets.
The proposed amendments in this proposed rule include updating
references to the definition of showerhead in ASME A112.18.1-2018. ASME
A112.18.1-2018 is a more current version of A112.18.1-2012 and remains
an industry standard that contains performance guidelines and test
procedures, and is intended to cover plumbing supply fittings and
accessories between the supply stop and terminal fitting, including
showerheads. Specifically, the test procedures for showerheads as
defined in this proposed rule would reference Section 5.4, ``Flow
rate'' of ASME A112.18.1-2018.
Copies of both ASME A112.18.1-2012 and ASME A112.18.1-2018 may be
purchased from the American Society of Mechanical Engineers, 1828 L St.
NW, Suite 510, Washington, DC 20036-5104; (800) 843-2763, or by going
to https://www.asme.org/codes-standards/find-codes-standards/a112-18-1-csa-b125-1-plumbing-supply-fittings and selecting the appropriate
Edition (2012 or 2018).
IV. Public Participation
DOE invites comment on all aspects of this proposal. DOE will
accept comments, data, and information regarding this proposed rule
before or after the public meeting, but no later than the date provided
in the DATES section at the beginning of this proposed rule. Interested
parties may submit comments using any of the methods described in the
ADDRESSES section at the beginning of this proposed rule.
Submitting comments via https://www.regulations.gov. The https://www.regulations.gov web page will require you to provide your name and
contact information. Your contact information will be viewable to DOE
Building Technologies staff only. Your contact information will not be
publicly viewable except for your first and last names, organization
name (if any), and submitter representative name (if any). If your
comment is not processed properly because of technical difficulties,
DOE will use this information to contact you. If DOE cannot read your
comment due to technical difficulties and cannot contact you for
clarification, DOE may not be able to consider your comment.
However, your contact information will be publicly viewable if you
include it in the comment or in any documents attached to your comment.
Any information that you do not want to be publicly viewable should not
be included in your comment, nor in any document attached to your
comment. Persons viewing comments will see only first and last names,
organization names, correspondence containing comments, and any
documents submitted with the comments.
Do not submit to https://www.regulations.gov information for which
disclosure is restricted by statute, such as trade secrets and
commercial or financial information (hereafter referred to as
Confidential Business Information (CBI)). Comments submitted through
https://www.regulations.gov cannot be claimed as CBI. Comments received
through the website will waive any CBI claims for the information
submitted. For information on submitting CBI, see
[[Page 49296]]
the Confidential Business Information section.
DOE processes submissions made through https://www.regulations.gov
before posting. Normally, comments will be posted within a few days of
being submitted. However, if large volumes of comments are being
processed simultaneously, your comment may not be viewable for up to
several weeks. Please keep the comment tracking number that https://www.regulations.gov provides after you have successfully uploaded your
comment.
Submitting comments via email, hand delivery, or mail. Comments and
documents submitted via email, hand delivery, or mail also will be
posted https://www.regulations.gov. If you do not want your personal
contact information to be publicly viewable, do not include it in your
comment or any accompanying documents. Instead, provide your contact
information on a cover letter. Include your first and last names, email
address, telephone number, and optional mailing address. The cover
letter will not be publicly viewable as long as it does not include any
comments.
Include contact information each time you submit comments, data,
documents, and other information to DOE. If you submit via mail or hand
delivery, please provide all items on a CD, if feasible. It is not
necessary to submit printed copies. No faxes will be accepted.
Comments, data, and other information submitted to DOE
electronically should be provided in PDF (preferred), Microsoft Word or
Excel, WordPerfect, or text (ASCII) file format. Provide documents that
are not secured, written in English and free of any defects or viruses.
Documents should not contain special characters or any form of
encryption and, if possible, they should carry the electronic signature
of the author.
Campaign form letters. Please submit campaign form letters by the
originating organization in batches of between 50 to 500 form letters
per PDF or as one form letter with a list of supporters' names compiled
into one or more PDFs. This reduces comment processing and posting
time.
Confidential Business Information. According to 10 CFR 1004.11, any
person submitting information that he or she believes to be
confidential and exempt by law from public disclosure should submit via
email, postal mail, or hand delivery two well-marked copies: One copy
of the document marked confidential including all the information
believed to be confidential, and one copy of the document marked non-
confidential with the information believed to be confidential deleted.
Submit these documents via email to [email protected] or
on a CD, if feasible. DOE will make its own determination about the
confidential status of the information and treat it according to its
determination.
It is DOE's policy that all comments may be included in the public
docket, without change and as received, including any personal
information provided in the comments (except information deemed to be
exempt from public disclosure).
V. Approval of the Office of the Secretary
The Secretary of Energy has approved publication of this proposed
rule.
List of Subjects in 10 CFR Part 430
Administrative practice and procedure, Confidential business
information, Energy conservation, Household appliances, Imports,
Incorporation by reference, Intergovernmental relations, Small
businesses.
Signing Authority
This document of the Department of Energy was signed on July 16,
2020, by Daniel R Simmons, Assistant Secretary for Energy Efficiency,
Energy Efficiency and Renewable Energy, pursuant to delegated authority
from the Secretary of Energy. That document with the original signature
and date is maintained by DOE. For administrative purposes only, and in
compliance with requirements of the Office of the Federal Register, the
undersigned DOE Federal Register Liaison Officer has been authorized to
sign and submit the document in electronic format for publication, as
an official document of the Department of Energy. This administrative
process in no way alters the legal effect of this document upon
publication in the Federal Register.
Signed in Washington, DC, on July 16, 2020.
Treena V. Garrett,
Federal Register Liaison Officer, U.S. Department of Energy.
For the reasons stated in the preamble, DOE is proposing to amend
part 430 of Chapter II of Title 10, Code of Federal Regulations as set
forth below:
PART 430--ENERGY CONSERVATION PROGRAM FOR CONSUMER PRODUCTS
0
1. The authority citation for part 430 continues to read as follows:
Authority: 42 U.S.C. 6291-6309; 28 U.S.C. 2461 note.
0
2. Section 430.2 is amended by adding, in alphabetical order,
definitions for ``Body spray'' and ``Safety shower showerhead,'' and by
revising the definition of ``Showerhead'' to read as follows:
Sec. 430.2 Definitions.
* * * * *
Body spray means a shower device for spraying water onto a bather
from other than the overhead position. A body spray is not a
showerhead.
* * * * *
Safety shower showerhead means a device specifically designed and
intended to deliver a flushing fluid in sufficient volume to cause that
fluid to cascade over the entire body.
* * * * *
Showerhead means any showerhead (including a handheld showerhead)
other than a safety shower showerhead. DOE interprets the term
``showerhead'' to mean an accessory to a supply fitting for spraying
water onto a bather, typically from an overhead position.
* * * * *
0
3. Section 430.3 is amended by:
0
a. Revising paragraph (h)(1);
0
a. Redesignating paragraph (h)(2) as paragraph (h)(3); and
0
b. Adding new paragraph (h)(2).
The revision and addition read as follows:
Sec. 430.3 Materials incorporated by reference.
* * * * *
(h) * * *
(1) ASME A112.18.1-2012, (``ASME A112.18.1-2012''), ``Plumbing
supply fittings,'' approved December, 2012, IBR approved for appendix S
to subpart B.
(2) ASME A112.18.1-2018, (``ASME A112.18.1-2018''), ``Plumbing
supply fittings,'' approved July 2018, IBR approved for appendix S to
subpart B.
* * * * *
0
4. Appendix S to subpart B of part 430 is amended by:
0
a. Removing the note after the appendix heading;
0
b. Adding section 0, ``Incorporation by Reference''; and
0
c. Revising section 2.b, ``Flow Capacity Requirements''.
The addition and revision read as follows:
Appendix S to Subpart B of Part 430--Uniform Test Method for Measuring
the Water Consumption of Faucets and Showerheads
Section 0. Incorporation by Reference
DOE incorporated by reference ASME A112.18.1-2012 and ASME
A112.18.1-2018
[[Page 49297]]
in their entirety in Sec. 430.3; however, only enumerated
provisions of these documents are applicable to this appendix, as
follows:
(a) ASME A112.18.1-2012, Plumbing supply fittings, section 5.4,
Flow rate,'' as specified in section 2.a. of this appendix.
(b) ASME A112.18.1-2018, Plumbing supply fittings, section 5.4,
Flow rate,'' as specified in section 2.b. of this appendix.
* * * * *
2. * * *
* * * * *
b. Showerheads--(1) The test procedures to measure the water
flow rate for showerheads, expressed in gallons per minute (gpm) and
liters per minute (L/min), shall be conducted in accordance with the
test requirements specified in section 5.4, Flow Rate, of ASME
A112.18.1-2018 (incorporated by reference, see Sec. 430.3).
Measurements shall be recorded at the resolution of the test
instrumentation. Calculations shall be rounded off to the same
number of significant digits as the previous step. The final water
consumption value shall be rounded to one decimal place. If the
time/volume method of section 5.4.2.2(d) is used, the container must
be positioned as to collect all water flowing from the showerhead,
including any leakage from the ball joint.
(2) For products with multiple showerheads, test one showerhead
if each showerhead has an identical flow control mechanism attached
to or installed within the supply fitting and identical water-
passage design features that use the same path of water in the
highest flow mode. If all showerheads are not identical, test the
showerhead with the maximum water flow rate. Where it is not
possible to isolate the showerhead under test, test with all
showerheads flowing at the maximum rate and measure the flow rate of
only the showerhead under test.
[FR Doc. 2020-15749 Filed 8-12-20; 8:45 am]
BILLING CODE 6450-01-P