Reallocation of 470-512 MHz (T-Band) Spectrum, 46047-46063 [2020-15707]
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Federal Register / Vol. 85, No. 148 / Friday, July 31, 2020 / Proposed Rules
Dated: July 17, 2020.
Cosmo Servidio,
Regional Administrator, Region III.
https://www.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT:
Brian Rehn, Planning & Implementation
Branch (3AD30), Air & Radiation
Division, U.S. Environmental Protection
Agency, Region III, 1650 Arch Street,
Philadelphia, Pennsylvania 19103. The
telephone number is (215) 814–2176.
Mr. Rehn can also be reached via
electronic mail at rehn.brian@epa.gov.
[FR Doc. 2020–15870 Filed 7–30–20; 8:45 am]
EPA
proposed to approve portions of a state
implementation plan (SIP) revision
submitted on September 30, 2019 by the
Pennsylvania Department of
Environmental Protection (PADEP) on
behalf of the Allegheny County Health
Department (ACHD). The SIP submittal
(also referred to as ‘‘the Allegheny
County PM2.5 Plan’’) addresses Clean
Air Act (CAA or ‘‘the Act’’)
requirements for the 2012 annual fine
particulate matter (PM2.5) national
ambient air quality standards (NAAQS
or ‘‘standards’’) in the Allegheny County
Moderate PM2.5 nonattainment area
(‘‘Allegheny County area’’). EPA’s June
12, 2020 document proposed to fully
approve all elements of the plan except
for those addressing contingency
measure requirements and motor
vehicle emissions budgets, which EPA
proposed to conditionally approve.
EPA is reopening the comment period
based on a request by Clean Air Council
for a 30-day extension of the comment
period. Clean Air Council’s request,
which is in the docket 1 for this matter,
seeks an extension of the comment
period until August 13, 2020. Their
justification for such an extension
included the complexity of the plan and
EPA’s proposed action, substantial
changes to the plan made by ACHD
following public comment at the local
level, and the fact that EPA’s proposed
rule’s July 13, 2020 close of comment
period occurs at a similar time as those
of several other state and Federal
actions related to air quality in the area,
for which comments are due on or
around the same time. After reviewing
these arguments, EPA has decided to
reopen the comment period to August
13, 2020. All comments received on or
before August 13, 2020 will be entered
into the public record and considered
by EPA before taking final action on the
proposed rule. Comments submitted
between the close of the original
comment period and the re-opening of
this comment period will be accepted
and considered.
[PS Docket No. 13–42; FCC 20–89; FRS
16931]
SUPPLEMENTARY INFORMATION:
1 https://regulations.gov, Docket ID No. EPA–
R03–OAR–2020–0157.
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BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 1, 2, and 27
Reallocation of 470–512 MHz (T-Band)
Spectrum
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document, the
Commission seeks comment on
reallocating spectrum associated with
broadcast television channels 14–20
(470–512 MHz or T-Band), assigning
new licenses by auction for the 6
megahertz to 18 megahertz of spectrum
that is potentially available in each of
the eleven urbanized areas, and
relocating ‘‘public safety eligibles’’ from
the T-Band. Specifically, the
Commission proposes rules that would
allow for flexible use in the auctioned
T-Band, including wireless (fixed or
mobile) use. The Commission also
proposes to permit broadcast operations
and seeks comment on how best to
facilitate this and other potential uses.
The Commission seeks comment on
transition mechanisms and costs for
relocating public safety eligibles from
the T-Band, including whether to
transition these licensees only where
auction revenues exceed anticipated
transition costs. The Commission also
proposes an auction framework and
licensing, operating, and technical rules
for the reallocated spectrum that would
preserve the current environment for
incumbents remaining in the T-Band.
Finally, the Commission seeks comment
on how to best address the non-public
safety operations in the T-Band to
maximize opportunities for new
entrants, including whether and how to
transition non-public safety operations.
DATES: Interested parties may file
comments on or before August 31, 2020;
and reply comments on or before
September 29, 2020.
ADDRESSES: You may submit comments,
identified by PS Docket No. 13–42, by
any of the following methods:
• Electronic Filers: Comments may be
filed electronically using the internet by
accessing the ECFS: https://apps.fcc.gov/
ecfs/ in docket number PS Docket No.
SUMMARY:
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13–42. See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing.
Filings can be sent by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW,
Washington, DC 20554.
• Effective March 19, 2020, and until
further notice, the Commission no
longer accepts any hand or messenger
delivered filings. This is a temporary
measure taken to help protect the health
and safety of individuals, and to
mitigate the transmission of COVID–19.
See FCC Announces Closure of FCC
Headquarters Open Window and
Change in Hand-Delivery Policy, Public
Notice, DA 20–304 (March 19, 2020).
https://www.fcc.gov/document/fcccloses-headquarters-open-window-andchanges-hand-delivery-policy.
• During the time the Commission’s
building is closed to the general public
and until further notice, if more than
one docket or rulemaking number
appears in the caption of a proceeding,
paper filers need not submit two
additional copies for each additional
docket or rulemaking number; an
original and one copy are sufficient.
FOR FURTHER INFORMATION CONTACT:
Melissa Conway, Melissa.Conway@
fcc.gov, of the Wireless
Telecommunications Bureau, Mobility
Division, (202) 418–2887. For additional
information concerning the PRA
information collection requirements
contained in this document, contact
Cathy Williams at (202) 418–2918 or
send an email to PRA@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM) in PS
Docket No. 13–42, FCC 20–89, released
on July 6, 2020. The complete text of the
NPRM is available for viewing via the
Commission’s ECFS website by entering
the docket number, PS Docket No. 13–
42.
People with Disabilities: To request
materials in accessible formats for
people with disabilities (Braille, large
print, electronic files, audio format),
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send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments on or before the dates
indicated on the first page of this
document.
Ex Parte Rules
This proceeding shall continue to be
treated as a ‘‘permit-but-disclose’’
proceeding in accordance with the
Commission’s ex parte rules (47 CFR
1.1200). Persons making ex parte
presentations must file a copy of any
written presentation or a memorandum
summarizing any oral presentation
within two business days after the
presentation (unless a different deadline
applicable to the Sunshine period
applies). Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
Initial Paperwork Reduction Analysis
This document contains proposed
information collection requirements.
The Commission, as part of its
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continuing effort to reduce paperwork
burdens, invites the general public and
the Office of Management and Budget
(OMB) to comment on the information
collection requirements contained in
this document, as required by the
Paperwork Reduction Act of 1995,
Public Law 104–13. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
the Commission seeks specific comment
on how it might further reduce the
information collection burden for small
business concerns with fewer than 25
employees.
Initial Regulatory Flexibility Act
Analysis
As required by the Regulatory
Flexibility Act of 1980 (RFA), the
Commission has prepared an Initial
Regulatory Flexibility Analysis (IRFA)
of the possible significant economic
impact on small entities of the policies
and rules proposed in the NPRM. It
requests written public comment on the
IRFA, contained at Appendix B to the
NPRM. Comments must be filed in
accordance with the same deadlines as
comments filed in response to the
NPRM as set forth on the first page of
this document, and have a separate and
distinct heading designating them as
responses to the IRFA. The
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, will send a copy of
the NPRM, including the IRFA, to the
Chief Counsel for Advocacy of the Small
Business Administration.
Synopsis
Section 6103 of the Middle Class Tax
Relief and Job Creation Act of 2012 (TBand Mandate) 1 directs the
Commission to reallocate T-Band
spectrum used by ‘‘public safety
eligibles’’ and begin a system of
competitive bidding to grant new initial
licenses for the use of the spectrum by
February 22, 2021, to relocate these
public safety entities from the T-Band
no later than two years after completion
of the system of competitive bidding,
and to make auction proceeds available
to the National Telecommunications
and Information Administration (NTIA)
to make grants as necessary to cover
relocation costs for the public safety
entities for which the statute requires
relocation. This NPRM is the
commencement of the process to meet
1 Middle Class Tax Relief and Job Creation Act of
2012, Public Law 112–96, section 6103, 126 Stat.
156, 205–206 (2012), (codified at 47 U.S.C. 1413)
(Spectrum Act).
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each of the statutory deadlines and
directives.
A. Allocation and Use of T-Band
Frequencies
In 1970, the Commission allocated
spectrum in the 470–512 MHz band in
certain ‘‘major urbanized areas’’ for
sharing between broadcast television
and ‘‘public safety, industrial, and land
transportation’’ private land mobile
radio services (PLMR). The Commission
did so to address spectrum shortages
and congestion in certain urbanized
areas for those services and to anticipate
future PLMR growth and spectrum
needs. Today, T-Band spectrum is
assigned to Public Safety Pool and
Industrial/Business PLMR operations in
the following eleven urbanized areas:
Boston, MA; Chicago, IL; Dallas/Fort
Worth, TX; Houston, TX; Los Angeles,
CA; Miami, FL; New York, NY/NE NJ;
Philadelphia, PA; Pittsburgh, PA; San
Francisco/Oakland, CA; and
Washington, DC/MD/VA. Additionally,
in some urbanized areas, T-Band
spectrum within the lowest 300
kilohertz of each broadcast television
channel is designated for part 22 public
mobile service. Commission rules allow
T-Band licensees an operational radius
of 128 kilometers (80 miles) from the
geographic center of each urbanized
area.
Each television broadcast channel
consists of a 6 megahertz block, with the
number and frequency range of
broadcast channel(s) open for
assignment to T-Band users varying in
each urbanized area. With limited
exceptions, T-Band frequency
assignments within each broadcast
channel are available in the eleven
urbanized areas for use by either type of
licensee. Paired frequencies are assigned
in 12.5 kilohertz or 25 kilohertz
bandwidths, with each frequency pair
separated by 3 megahertz to avoid
interference. As a result, Public Safety
frequency assignments are interleaved
with Industrial/Business frequency
assignments in most T-Band channels.
T-Band spectrum consists of interleaved
narrowband channels and is heavily
used by these entities across the eleven
urbanized areas. According to
Commission licensing records, there are
approximately 925 Public Safety
licensees with 3,000 stations, and
approximately 700 non-public safety
entities with 1700 stations throughout
the T-Band spectrum. In addition, some
entities in the T-Band, both public
safety and Industrial/Business, operate
through waivers of § 90.305 of the
Commission’s rules governing location
of T-Band stations. The ratio of public
safety to Industrial/Business usage
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varies from urbanized area to urbanized
area.
B. Statutory Directive
In analyzing the T-Band Mandate’s
potential impact, the Government
Accountability Office concluded in
2019 that T-Band relocation poses
significant challenges, including
uncertainty of available spectrum, high
cost, and interoperability concerns, and
that implementation of the T-Band
Mandate could deprive first responders
of their current ability to communicate
by radio. The National Public Safety
Telecommunications Council, in both a
2013 report and a 2016 updated report,
calculated the cost to relocate public
safety operations from the T-Band
would be approximately $5.9 billion.
The Commission’s own estimates from
early 2019 indicated that relocating
public safety users from the T-Band
would have an estimated cost between
$5 and $6 billion and that these
estimated relocation costs would greatly
exceed the total expected revenues from
an auction for both wireless use and the
provision of broadcast services.
Bipartisan Congressional opposition
to the T-Band Mandate has increased as
the deadline approaches. Multiple bills
have been introduced that would repeal
the T-Band Mandate. Congressional
statements calling for repeal note the
critical nature of these public safety
communications as well as the
substantial concern that the potential
value of the spectrum at auction would
not cover relocation costs.
In this proceeding, the Commission
proposes an approach to implement the
T-Band Mandate for the 470–512 MHz
band and address a variety of issues,
such as an expanded allocation, band
plan, spectrum block size, overlay
license rights, and license area size, that
would allow new flexible-use licensees
to make use of the spectrum vacated by
the mandatory transition of public
safety eligibles. The Commission also
addresses issues related to the transition
of public safety incumbents out of the
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band, including which entities require
transition, and seek comment on
potential paths forward for incumbent
Industrial/Business licensees and
licensees operating in the T-Band
pursuant to part 22 of the Commission’s
rules, as the T-Band Mandate is silent
with regard to treatment of those
licensees. Finally, the Commission
proposes rules that would allow for
flexible use under part 27 of the
Commission’s rules in the auctioned TBand spectrum.
C. Reallocation and Licensing of T-Band
Spectrum for Flexible Use
The T-Band Mandate provides that
the ‘‘Commission shall . . . reallocate
the spectrum in the 470–512 MHz band
. . . currently used by public safety
eligibles as identified in § 90.303’’ of the
Commission’s rules. In considering how
to reallocate this spectrum, and
consistent with the Commission’s
approach to allocation of certain other
bands, the Commission seeks to provide
flexibility for new T-Band licensees,
after relocation of public safety
operations, to tailor the use of the band
to their specific operational needs and
to maximize network efficiency. The
Commission therefore proposes a
modification of the current 470–512
MHz band co-primary allocations to
provide for Mobile Service, Fixed
Service, and Broadcasting. The
Commission seeks comment on this
proposal. In particular, the Commission
asks whether the expansion of the Land
Mobile Service allocation for the 470–
512 MHz band to permit Mobile Service,
which would include not only Land
Mobile Service, but Aeronautical
Service and Maritime Service, would
allow for more efficient use of the
spectrum? How might an expanded
allocation affect the resulting
interference environment in the band,
and would additional protections be
necessary? How should the addition of
either or both of these expanded
allocations be reflected in the proposed
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rules? Commenters should discuss in
detail the costs and benefits of any
expanded allocations.
The Commission believes that its
proposal meets the requirements for the
allocation of flexible use spectrum
under section 303(y) of the
Communications Act of 1934, as
amended (Act). That section allows the
Commission to allocate spectrum for
flexible uses if the allocation is
consistent with international
agreements and if it finds that: (1) The
allocation is in the public interest; (2)
the allocation does not deter investment
in communications services, systems, or
development of technologies; and (3)
such use would not result in harmful
interference among users. The proposed
allocation is consistent with
international allocations for use of the
470–512 MHz band. Further, the
proposed licensing framework for the
new T-Band operations could spur
innovation and investment in
communications services, systems, and
wireless technologies. The Commission
seeks comment on this proposal.
Band Plan. The Commission proposes
the band plan below in Figure 1 that
would accommodate an auction of
geographic area licenses of six
megahertz blocks on a block-by-block
basis in the 470–512 MHz band. The
Commission proposes that the following
blocks will be available in the listed
urbanized areas, consistent with the
current T-Band frequency assignments
set forth in §§ 90.303 and 90.311 of our
rules: A Block (Boston, Chicago, Los
Angeles, Miami, New York, Pittsburgh);
B Block (Chicago, New York); C Block
(Boston, Dallas, Los Angeles, New York,
San Francisco); D Block (Houston, San
Francisco, Washington DC); E Block
(Pittsburgh, Washington, DC); F Block
(Philadelphia): G Block (Los Angeles,
Philadelphia), shown in Figure 2. The
Commission seeks comment on this
proposed band plan and any
appropriate alternatives, as well as the
costs and benefits of any alternatives.
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The Commission emphasizes that it is
not proposing any changes to the other,
non-public safety allocations in the
band at this time.
Spectrum Block Size and Overlay
Licensing. In proposing the spectrum
block sizes for new licenses in the 470–
512 MHz band, the Commission is
mindful of the existing spectral
environment. The T-Band Mandate
requires that the Commission use
competitive bidding to grant new initial
licenses for the use of spectrum
currently used by public safety eligibles
as identified in § 90.303 of the
Commission’s rules and to relocate
those public safety licensees from the TBand. This approach would necessarily
limit available channels to discrete
frequency pairings within the six
megahertz block in a given urbanized
area, and would exclude from
competitive bidding all frequencies
currently authorized to Industrial/
Business licensees pursuant to part 90
of the Commission’s rules and all
frequencies currently authorized to
licensees for point to multi-point
operation pursuant to part 22 of the
Commission’s rules. In the event that
the Commission accepts mutually
exclusive applications for licenses in
the band, it will grant the licenses
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through a system of competitive
bidding, consistent with section 309(j)
of the Act. Further, to facilitate
increased flexibility, the Commission
proposes to use its authority pursuant to
the T-Band Mandate and section 309(j)
of the Act to make available for
licensing through competitive bidding
in a given urbanized area the full six
megahertz blocks in the 470–512 MHz
band as an overlay authorization. An
overlay license authorizes operations for
a geographic area ‘‘overlaid’’ on existing
incumbent licensees, consisting in the
T-Band of part 90 Industrial/Business
and Public Safety Pool licensees, and
part 22 point to multi-point licensees.
This approach requires the overlay
licensee to protect existing incumbents
from interference indefinitely, i.e., until
the incumbent rights are relinquished.
The Commission concludes that offering
overlay licenses will best protect the
rights of incumbent licensees that might
remain in the band.
Consistent with an overlay approach,
any new licensee operation on a
frequency pair within the six megahertz
is fully dependent upon whether an
incumbent licensee is relocated from the
T-Band spectrum. The Commission
proposes that, as required by the T-Band
Mandate, only ‘‘public safety eligibles’’
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using T-Band spectrum are to be
mandatorily relocated from the T-Band
at this time. Would issuing overlay
authorizations for the current six
megahertz spectrum block, with only
public safety eligibles proposed to be
relocated from the T-Band, allow for
both the provision of potential new
services and the maintenance of a status
quo incumbent interference
environment for existing operations?
The Commission seeks comment in
general on the overlay auction approach
with public safety eligibles relocating
from the T-Band. The Commission seeks
specific comment on whether this
approach would lay the foundation for
promoting the most efficient and
intensive use of the spectrum and the
recovery for the public of a portion of
the value of the public spectrum
resource. The Commission also seeks
comment any alternatives approaches
and the associated costs and benefits.
The Commission proposes that an
overlay licensee in the T-Band would
have a right to operate within the
channel block to the extent: (1) A
frequency is not assigned to an
incumbent (either for shared or
exclusive use); (2) the incumbent
vacates the frequency, whether as
required by the T-Band Mandate,
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voluntary transition, acquisition, failure
to renew, or permanent discontinuance;
or (3) the incumbent and overlay
licensee reach an agreement permitting
such operation. The Commission also
proposes that for a frequency to be
considered vacated, the overlay licensee
must clear all incumbents, such that
there would be no overlap in authorized
bandwidth of incumbent and overlay
licensee transmissions.
Additionally, given the need to
protect adjacent broadcast licensees, the
Commission does not find feasible, and
therefore do not propose, that an overlay
licensee can operate co-channel on a
frequency licensed to an incumbent by
meeting, for example, a specified
minimum mileage separation, or
through an interference protection
showing relying on contour
calculations. The Commission seeks
comment on this approach and whether
we should adopt an alternative
methodology whereby a technical
showing could be made supporting cochannel operation of an overlay licensee
while protecting existing incumbents in
the same geographic area.
Geographic License Area Size. The
Commission proposes to license the
470–512 MHz band on a geographic area
basis with a 128-kilometer (80-mile)
operational radius for each urbanized
area based on the geographic centers set
forth in §§ 90.303 and 90.305 of our
rules. The Commission considers
promoting a range of objectives when
designing a system of competitive
bidding and determining the
appropriate geographic license size,
including: (1) Facilitating access to
spectrum by a wide variety of providers,
including small entities and rural
providers; (2) providing for the efficient
use of spectrum; (3) encouraging
deployment of wireless broadband
services to consumers; and (4)
promoting investment in and rapid
deployment of new technologies and
services. Other relevant factors here are
the presence of incumbent broadcast
operations and of non-public safety,
Industrial/Business PLMR operations. In
light of these factors, the Commission
proposes to license the 470–512 MHz
band with a geographic area consistent
with the current T-Band operational
radius.
The Commission seeks comment on
this geographic-area licensing approach,
and on any alternative licensing
approach, including the costs and
benefits of adopting such a licensing
approach. Commenters also should
address how any alternative licensing
approach would be consistent with the
requirements of section 309(j) and the
statutory objectives that the Commission
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seeks to promote in establishing
methodologies for competitive bidding.
Licensing Trigger. The T-Band
Mandate provides that auction proceeds
shall be available to cover relocation
costs of public safety entities from the
T-Band. As noted above, prior
assessments predict that the cost of
relocating public safety licensees may
approach $6 billon. The Commission
thus proposes to issue licenses only
where net winning bids would exceed
the total estimated relocation costs for
all public safety T-Band licensees
subject to mandatory relocation, as
informed by earlier analyses in the
record and the detailed comment we
expect to receive in response to this
NPRM regarding the costs of providing
comparable facilities to relocated public
safety licensees. The Commission seeks
comment on this proposal, as well as on
the statutory meaning of certain terms
that will inform the likelihood that net
winning bids will in fact exceed total
estimated relocation costs. The
Commission seeks comment on whether
the term ‘‘proceeds,’’ as used in the TBand Mandate, should be limited to
monies paid for licenses covering
spectrum ‘‘currently used by public
safety eligibles as identified in
§ 90.303.’’ The Commission also seeks
comment on whether the term
‘‘relocation costs,’’ should be defined
consistent with the its approach in other
proceedings.
Commenters should address how this
approach, or any alternative, would or
would not be consistent with the
statutory requirements of section 309(j)
and with the T-Band Mandate’s
statutory directives. For example, the
Commission seeks comment on how to
address any deficit in net winning
bids—should it require public safety
licensees to relocate on a city-by-city
basis if the bids for a particular
urbanized area meet or exceed the cost
estimates to relocate public safety
licensees in that particular area?
Similarly, should licensees be required
to relocate on a channel-by-channel
basis within urbanized areas where bids
for that channel meet or exceed the cost
of clearing the channel? Are there
alternative spectrum block sizes,
licensing areas, or band plans that
would meet the statutory directives,
result in a status quo inference
environment, and nonetheless ensure
efficient use of spectrum? Commenters
offering alternate methods should
address the costs and benefits of a
proposed alternate method.
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D. Transition of Incumbents From TBand Spectrum
1. Public Safety Transition
As directed by the T-Band Mandate,
the Commission proposes to relocate
from T-Band spectrum all ‘‘public safety
eligibles as identified in § 90.303’’ of our
rules, and to do so ‘‘not later than 2
years after the date on which the system
of competitive bidding described in [the
statute] is completed.’’ The Commission
also proposes to require that comparable
facilities be provided to relocated
licensees, and notes that transition of
Public Safety licensees out of the TBand to such facilities is subject to
reimbursement from auction proceeds to
‘‘cover relocation costs.’’ The
Commission seeks comment on this
approach and on the availability of a
suitable spectrum destination(s) for
Public Safety entities relocated from the
T-Band. The Commission emphasizes
that it is committed under any scenario
to ensuring the continuity of such
licensees’ public safety mission-critical
communications.
Public Safety Entities. Section
6103(a)(2) requires the auction of ‘‘the
spectrum in the 470–512 MHz band . . .
currently used by public safety eligibles
as identified in § 90.303 of title 47, Code
of Federal Regulations.’’ Section 90.303
states that frequency assignments in the
482–488 MHz band (broadcast
television channel 16) are available ‘‘for
use by eligibles in the Public Safety
Radio Pool’’ in Los Angeles; New York
City; Nassau, Suffolk, and Westchester
counties in New York State; and Bergen
County, New Jersey. Section 90.303 also
provides that other frequencies are
available for assignment in eleven
specific urbanized areas, and that these
frequencies are listed in § 90.311.
Section 90.311, in turn, provides that
470–512 MHz Band frequencies are
available to listed ‘‘categories of users,’’
including ‘‘[p]ublic safety (as defined in
§ 90.20(a)) [the Public Safety Pool].’’ The
Commission thus interprets ‘‘public
safety eligibles’’ to include the entities
named in § 90.303(b) and (c) and the
entities referenced by § 90.303 that
operate on frequencies assigned to the
public safety category of users by
§ 90.311. The Commission seeks
comment on this statutory interpretation
and any alternatives that are consistent
with the T-Band Mandate.
Following passage of the T-Band
Mandate, the Bureaus imposed a freeze
on future licensing or expanded
operations in the 470–512 MHz band,
thus preventing significant changes to
the composition of the T-Band. The
Commission interprets the statute’s
reference to spectrum ‘‘currently used
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by public safety eligibles’’ as limiting
the reallocation and auction required by
the T-Band Mandate to those
frequencies in use by the public safety
eligibles in the T-Band at the time the
freeze was imposed, as opposed to
frequencies in use by non-public safety
licensees or that are unassigned. The
Commission seeks comment on this
interpretation and, with respect to the
applicable licensing timeframe, whether
it should interpret ‘‘currently used’’ as
the time of the statute’s enactment (i.e.,
February 22, 2012), which would not
take into account subsequent licensing
changes in the T-Band.
The Commission reiterates that some
public safety licensees operate in the TBand pursuant to waiver on channels
not listed or referenced in § 90.303 of
our rules, and thus are arguably outside
the scope of the T-Band Mandate. For
example, the 476–482 MHz block
(broadcast television channel 15) in Los
Angeles currently is used by public
safety incumbents pursuant to a waiver,
and 476–482 MHz is specifically
excluded from the list of available
frequencies identified in § 90.303. In
addition, other T-Band public safety
entities have received waivers of
§ 90.305 of the Commission’s rules or
are operating via frequency pair
assignments classified as Industrial/
Business, pursuant to waivers of
§ 90.311(a)(2) of the rules. The
Commission seeks comment on whether
it should interpret the statute to require
it to auction T-Band spectrum licensed
to public safety entities under the
aforementioned waivers, and to require
these licensees to relocate out of the TBand.
The Commission seeks comment on
any issues that may arise if public safety
waiver licensees or those operating
through Industrial/Business
assignments are allowed to remain in
the T-Band. For example, what would
be the effect on interoperability between
public safety systems operating with
and without waivers if only public
safety licensees not subject to waiver
were subject to relocation? Similarly, if
a public safety waiver licensee has base
station operations both inside and
outside the 50-mile radius for base
stations, would any operations outside
the area authorized by the rules function
as a splintered or partial system? Or
should such a public safety waiver
licensee be required to relocate all
operations from the T-Band? Finally, if
public safety waiver licensees are not
relocated from the T-Band, what criteria
would be appropriate to ensure
interference is minimized between such
licensees and auction licensees?
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Comparable Facilities. Consistent
with its approach to mandatory
relocation in other services, the
Commission proposes that public safety
licensees relocated from the T-Band will
be compensated for reasonable
relocation costs and provided with
comparable facilities. Provision of
comparable facilities should ensure that
public safety eligibles are not unduly
burdened and that their operations are
not inordinately disrupted by
mandatory relocation from the T-Band.
Importantly, the Commission seeks to
ensure that, in providing comparable
facilities, the relocation process does
not result in degradation of existing
service or cause an adverse effect on
important public safety communications
operations. The Commission proposes
to define ‘‘comparable facility’’ as a
replacement system that is at least
equivalent to the public safety eligible’s
existing T-Band system with respect to
the following four factors: (1) System,
(2) capacity, (3) quality of service, and
(4) operating costs. The Commission
seeks comment on this proposal.
The Commission also proposes
guidelines on how these factors would
apply in providing a comparable facility
and seek comment on each factor. The
Commission proposes that a comparable
system would be functionally
determined from the end user’s point of
view (i.e., base station facilities
operating on an integrated basis to
provide service to a common end user,
and all associated mobile units). The
Commission proposes that a system may
include multiple-licensed facilities
operated as a unified system if the end
user can access all such facilities.
The Commission proposes that
comparable channel capacity must have
the same overall capacity as the original
configuration, including equivalent
signaling capacity, baud rate, and access
time, and must achieve coextensive
geographic coverage with that of the
original system.
The Commission proposes that
comparable quality of service would
require the end user to enjoy the same
level of interference protection. Quality
of service necessarily requires
reliability, or the degree to which
information is transferred accurately
within the system. For analog or digital
voice transmissions, this would be
measured by the percent of time that
audio signal quality meets an
established threshold.
With respect to operating costs, the
Commission proposes that compensable
costs would include all reasonable
engineering, equipment, site and
Commission fees, as well as any
reasonable, additional costs that the
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covered incumbent may incur as a result
of mandatory relocation. Should the
Commission assume that the
compensation regime would provide for
recovery of all costs associated with
relocation, including planning and
administrative costs, or should it limit
compensable costs to only the cost of
retuning and/or replacing equipment?
Should the Commission establish a
rebuttable presumption or guideline
regarding soft costs, including
potentially establishing a cap on soft
costs as a percentage of hard costs, to
determine what is reasonably and
unavoidably incurred, and thus
properly compensable, consistent with
other recent proceedings?
Relocation Cost Grants. The T-Band
Mandate provides that ‘‘[p]roceeds
(including deposits and upfront
payments from successful bidders) from
the competitive bidding system
described in subsection (a)(2) shall be
available to the Assistant Secretary [of
NTIA] to make grants in such sums as
necessary to cover relocation costs for
the relocation of public safety entities
from the T-Band spectrum.’’ The statute
refers solely to NTIA’s responsibility for
the issuance of grants, appearing to
leave responsibility with the
Commission to determine reimbursable
amounts with respect to costs of
relocation, including the provision of
comparable facilities. The Commission
seeks comment on whether Congress
intended for the Commission to rely on
its expertise to determine the
appropriate grant amounts based on
both the provision of comparable
facilities as well as on other individual
licensee relocation costs. Alternatively,
the Commission seeks comment on
whether Congress intended NTIA to
issue rules regarding eligible entities
and eligible costs in accordance with
the statute. Under this alternative
reading, the Commission seeks
comment on how the its expertise could
be leveraged to inform the NTIA grant
program.
The Commission seeks comment on
additional relocation costs public safety
licensees are likely to incur to relocate
out of the T-Band, with the caveat that
the destination spectrum bands are not
yet determined. Should relocation costs
for each licensee be determined based
on a cost model, such as the model
developed by the National Public Safety
Telecommunications Council in its TBand Report? The Commission seeks
recommendations on formulas and
calculation methods, and what
parameters should be considered.
Relocation Spectrum. The T-Band
Mandate does not identify spectrum
bands to which public safety entities
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could be relocated. Prior submissions in
the extensive record in this proceeding
have discussed the availability of the
FirstNet public safety broadband
network; the 450–470 MHz band; the
700 MHz band; the 800 MHz band; and
the 900 MHz band, though many of
these submissions and GAO have
questioned whether sufficient
alternative spectrum is available to
accommodate relocation of any T-Band
public safety licensees. The Commission
therefore seeks detailed comment on the
suitability of these or any other
spectrum bands to serve as relocation
spectrum, what characteristics must be
present to consider a band a viable
relocation option—for example,
capacity, readily available equipment,
and similar propagation
characteristics—and the costs and
benefits of relocating public safety
licensees to a particular band(s). Are
there relocation alternatives other than
replacement spectrum that we should
consider, such as third-party service or
other media?
Relocation Deadline. The T-Band
Mandate imposes a specific completion
deadline, directing that ‘‘[r]elocation
shall be completed not later than 2 years
after the date on which the system of
competitive bidding . . . is completed.’’
The Commission seeks comment on
what constitutes the completion of
relocation for purposes of section
6103(c). Commenters should discuss the
steps a public safety entity must take to
relocate its system, and the estimated
timelines for these steps. For example,
the Commission expects a transition
would require a T-Band public safety
licensee to develop, test, and commence
operations in destination spectrum
band(s) before discontinuing operations
in the T-Band. Commenters should
provide details of transition planning
and specific anticipated timeframes for
each phase. In the alternative, the
Commission asks whether relocation
would be completed once the Public
Safety incumbent commences
operations on its replacement
frequencies, even if the incumbent has
not completed all the tasks associated
with the relocation.
2. Non-Public Safety Transition
The T-Band Mandate does not require
relocation nor provide for
reimbursement of non-public safety
licensees operating in the T-Band.
Therefore, under the Commission’s
proposal, the T-Band would remain
encumbered with part 90 Industrial/
Business licensees on interleaved
frequencies and with part 22 licensees
in the lowest 300 kHz of most six
megahertz blocks. Allowing non-public
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safety incumbents to remain in the TBand would result in continued cochannel use of spectrum in a limited
geographic area, which likely will
prevent broadcast or wireless use by an
overlay licensee. In light of these
considerations and the statutory
mandate to use auction proceeds to fund
the relocation of Public Safety
incumbents, the Commission seeks
comment on requiring a mandatory
transition of all non-public safety
incumbents (i.e., part 90 Industrial/
Business licensees and part 22
licensees) out of the T-Band, subject to
payment of relocation costs, including
provision of comparable facilities, by
the overlay licensee.
Section 316(a)(1) of the Act provides
that ‘‘[a]ny station license . . . may be
modified by the Commission . . . if in
the judgment of the Commission such
action will promote the public interest,
convenience and necessity.’’ The
Commission seeks comment on whether
making contiguous spectrum available
for auction, enhancing the usefulness of
the spectrum and promoting auction
competition, and thus increasing the
chances of a successful auction so that
the directives of section 6103 may be
executed, would support a
determination that ordering license
modifications of non-public safety
incumbents (e.g., entities that section
6103 does not take into consideration)
would promote the public interest,
convenience, and necessity, given all
the relevant circumstances, including
such factors as the effects on all the
incumbent licensees and the costs and
benefits to the public that are likely to
result from the reconfiguration of this
spectrum.
The Commission also seeks comment
on potential other transition or
realignment approaches that could meet
the statutory mandate to fund public
safety relocation costs from auction
proceeds and to allow for efficient use
of spectrum without requiring a full
transition from the T-Band. For
example, should the Commission
instead realign interleaved Industrial/
Business and part 22 licensees in order
to create more contiguous spectrum for
auction, either within single channel
blocks or by relocating Industrial/
Business and part 22 operations to a
single channel in a city with multiple TBand channels, resulting in at least one
unencumbered six-megahertz channel?
The Commission notes that, as 3 MHz
separation between base and mobile
transmit frequencies is required to
prevent intra-system interference, any
realignment within a channel would
still leave two portions of a sixmegahertz channel block encumbered.
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Should the Commission sunset the 2012
waiver of the narrowbanding
requirement for T-Band licensees and
set new narrowbanding deadlines for
Industrial/Business licensees in the TBand? Commenters advocating for
realignment or other approaches should
also address transition mechanisms,
technical issues, such as ease of
retuning existing radios, timing and cost
considerations, and whether additional
protections or rules might be necessary
to protect incumbents, whether part 90
Industrial/Business, part 22, or
broadcast, from harmful interference.
The T-Band Mandate does not confer
authority to use T-Band auction
revenues to fund non-Public Safety
relocation or realignment, whether out
of the T-Band, within a T-Band channel,
or to different channels within the band.
However, the Commission has authority
to condition licenses in the public
interest, such as by requiring overlay
licensees to pay for the costs associated
with license modifications and has used
this authority in prior proceedings. To
the extent that the Commission may
require T-Band part 90 Industrial/
Business and part 22 licensees to
relocate from their current frequency
assignments, it seeks comment on
whether to require an overlay licensee
to pay for relocation costs of such
licensees to comparable facilities. As
with mandatory relocation of public
safety licensees above, ‘‘comparable
facilities’’ would require that a
replacement system be provided to an
incumbent during mandatory relocation
that is at least equivalent to the
incumbent’s existing T-Band system
with respect to: (1) System, (2) capacity,
(3) quality of service, and (4) operating
costs.
The Commission also seeks comment
on spectrum bands to which part 90
Industrial/Business and part 22 entities
could be relocated. As with public
safety entity relocation, the Commission
seeks comment on whether there are
spectrum bands that can accommodate
relocation of these incumbents. Are
there additional bands that would be
more suitable for part 90 Industrial/
Business or part 22 licensees, but
potentially less appropriate for public
safety licensee relocation? The
Commission seeks comment on the
characteristics required to consider a
band a viable relocation option—for
example, capacity, readily available
equipment, and similar propagation
characteristics—and the costs and
benefits of relocating part 90 Industrial/
Business and part 22 licensees to a
particular band(s). Are there relocation
alternatives other than replacement
spectrum that the Commission should
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consider, such as third-party service or
other media?
E. Licensing and Operating Rules;
Regulatory Issues
Given the Commission’s proposal to
auction T-Band licenses on a block-byblock basis for fixed and mobile use, the
Commission proposes to designate the
new T-Band spectrum as a
Miscellaneous Wireless
Communications Service governed by
part 27 of the Commission’s rules. The
Commission therefore proposes that all
future licensees in the T-Band would be
required to comply with licensing and
operating rules applicable to all part 27
services, including assignment of
licenses by competitive bidding, flexible
use, regulatory status, foreign ownership
reporting, compliance with construction
notification requirements, renewal
criteria, permanent discontinuance of
operations, partitioning and
disaggregation, and spectrum leasing.
The Commission seeks comment on its
approach and asks commenters to
identify any aspects of its general part
27 service rules that should be modified
to accommodate the particular
characteristics of the T-Band.
The Commission has also sought
comment in this NPRM regarding
potential broadcast use of the T-Band, or
if there are other uses of T-Band outside
of flexible wireless use. How should the
Commission modify its licensing and
operating rules if there are broadcast or
other uses in the band?
In addition, the Commission seeks
comment on service-specific rules for
the T-Band, including eligibility, mobile
spectrum holdings policies, license
term, performance requirements,
renewal term construction obligations,
and other licensing and operating rules.
In addressing these issues, commenters
should discuss the costs and benefits
associated with these proposals and any
proposed alternatives. In the alternative,
the Commission asks commenters to
address whether new T-Band licensees
should be regulated under part 90 of our
rules so that new T-Band licensees and
incumbent PLMR licensees would be
subject to a single set of rules.
Commenters favoring this approach
should identify the part 90 rules that
would need to be amended and suggest
specific rule language.
1. Eligibility
Consistent with established
Commission practice, the Commission
proposes to adopt an open eligibility
standard for licenses in the T-Band. The
Commission seeks comment on this
approach. Specifically, the Commission
seeks comment on whether adopting an
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open eligibility standard for the
licensing of the T-Band would
encourage the development of new
technologies, products, and services,
while helping to ensure efficient use of
this spectrum. The Commission notes
that an open eligibility approach would
not affect citizenship, character, or other
generally applicable qualifications that
may apply under our rules. Commenters
should discuss the costs and benefits of
the open eligibility proposal on
competition, innovation, and
investment.
Finally, a person that, for reasons of
national security, has been barred by
any agency of the Federal Government
from bidding on a contract, participating
in an auction, or receiving a grant ‘‘is
ineligible to hold a license that is
required by [the Spectrum Act] to be
assigned by a system of competitive
bidding under section 309(j) of the
Communications Act.’’ This eligibility
restriction would apply to the auction of
spectrum ‘‘currently used by public
safety eligibles as identified in § 90.303’’
of our rules. The Commission seeks
comment on how this eligibility
restriction would apply to the auction of
spectrum blocks used by a mixture of
Public Safety, Industrial/Business, and
part 22 incumbents.
2. Mobile Spectrum Holding Policies
Spectrum is an essential input for the
provision of mobile wireless services,
and the Commission has developed
policies to ensure that spectrum is
assigned in a manner that promotes
competition, innovation, and efficient
use. The Commission seeks comment
generally on whether and how to
address any mobile spectrum holdings
issues involving T-Band spectrum to
meet our statutory requirements and
ensure competitive access to the band.
Similar to the Commission’s approach
in the 2017 Spectrum Frontiers Order
and FNPRM and the 1675–1680 MHz
NPRM, the Commission proposes not to
adopt a pre-auction, bright line limit on
the ability of any entity to acquire
spectrum in the T-Band through
competitive bidding at auction. Since
such pre-auction limits may restrict
unnecessarily the ability of entities to
participate in and acquire spectrum in
an auction, the Commission is not
inclined to adopt such limits absent a
clear indication that they are necessary
to address a specific competitive
concern, and seeks comment on any
specific concerns of this type.
The Commission does not propose
that this band be included in the
Commission’s spectrum screen, which
helps to identify those markets that may
warrant further competitive analysis,
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when evaluating proposed secondary
market transactions. Instead, the
Commission proposes to review
spectrum holdings on a case-by-case
basis when applications for initial
licenses are filed post-auction to ensure
that the public interest benefits of
having a threshold on spectrum
applicable to secondary market
transactions are not rendered
ineffective. Commenters should discuss
and quantify any costs and benefits
associated with any proposals on the
applicability of mobile spectrum
holdings policies to T-Band spectrum.
The Commission notes that its rules
contain restrictions on the common
ownership of commercial full power
television stations both in a particular
local market and nationwide, as well as
restrictions on the cross-ownership of
such stations with other media outlets.
To the extent that a successful bidder
seeks to operate a full power television
station on the reallocated spectrum
awarded as a result of this auction, the
Commission seeks comment on whether
the permittee of such new station would
need to comply with its existing media
ownership rules.
3. License Term, Performance
Requirements, Renewal Term
Construction Obligations
License Term. For licensees other
than those providing broadcast services,
the Commission proposes a 15-year
initial term for new flexible-use T-Band
licenses, and a ten-year term for
subsequent renewals, given that
relocation, and clearance, and initial
performance requirements will have
been satisfied upon renewal of a given
T-Band license. The Commission
believes that 15 years affords licensees
sufficient time to make long-term
investments in deployment and seek
comment on the costs and benefits of
this proposal. The Commission invites
commenters to submit alternate
proposals for the appropriate license
term, which should similarly include a
discussion on the costs and benefits.
Importantly, the Commission notes that,
in the event this spectrum is used for
broadcast services, the license term is
statutorily limited to eight years and
that shorter term will apply.
Performance Requirements. The
Commission seeks comment on
adopting specific quantifiable
benchmarks as an important component
of our performance requirements for
licensees not providing broadcast
services. The Commission seeks
comment on requiring a new T-Band
licensee, planning to provide mobile or
point-to-multipoint service in
accordance with our part 27 rules, to
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provide reliable signal coverage and
offer service to at least 45% of the
population in each of its license areas
within six years of the license issue date
(first performance benchmark), and to at
least 80% of the population in each of
its license areas within 12 years from
the license issue date (second
performance benchmark). For a licensee
deploying point-to-point service, the
Commission seeks comment on
requiring it to demonstrate within six
years of the license issue date (first
performance benchmark) that it has four
links operating and providing service,
either to customers or for internal use,
if the population within the license area
is equal to or less than 268,000. If the
population within the license area is
greater than 268,000, the Commission
seeks comment on requiring a licensee
deploying point-to-point service to
demonstrate that it has at least one link
in operation and that it is providing
service per every 67,000 persons within
a license area. The Commission seeks
comment on requiring a licensee
deploying point-to-point service to
demonstrate within 12 years of the
license issue date (final performance
benchmark) that it has eight links
operating and providing service, either
to customers or for internal use, if the
population within the license area is
equal to or less than 268,000. If the
population within the license area is
greater than 268,000, the Commission
seeks comment on requiring a licensee
deploying point-to-point service to
demonstrate that it is providing service
and that it has at least two links in
operation per every 67,000 persons
within a license area. The Commission
seeks comment on whether in order to
be eligible to be counted under the
point-to-point buildout standard, a
point-to-point link must operate with a
transmit power greater than +43 dBm.
The Commission notes that the
proposed period for complying with
these performance requirements would
begin on the date that the license is
issued, irrespective of the extent to
which the incumbent licensees have
been relocated out of the T-Band.
The Commission believes that 12
years will provide sufficient time for
any T-Band licensee to meet the
proposed coverage requirements. The
Commission proposes that a T-Band
licensee, after satisfying the 12-year
second performance benchmark, be
required to continue providing reliable
signal coverage, or point-to-point links,
as applicable, and offering service at or
above that level for the remaining three
years in the proposed 15-year license
term in order to obtain license renewal.
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Establishing such benchmarks before
the end of the license term will allow us
time to verify, to the extent needed, that
the performance benchmarks have been
met before licensees need to renew their
licenses. The Commission seeks
comment on its proposal.
The Commission recognizes that new
T-Band licensees will have the
flexibility to provide a range of services,
including broadcast services. In the
event that T-Band spectrum is used for
broadcast services, the Commission
seeks comment on requiring a broadcast
station to be constructed and
operational through the transmission of
broadcast signals within the initial
eight-year license term. Are there other
parameters that should be included to
ensure the efficient and effective use of
T-Band spectrum for broadcast services
(e.g., a specific level of market
penetration)? The Commission seeks
comment on this and any other
requirements to achieve our goal of
ensuring spectrum use. The
Commission also seeks comment on
whether services potentially less suited
to a population coverage metric (e.g.,
Internet of Things-type fixed and mobile
services) would benefit from an
alternative performance benchmark, for
example, geographic coverage
benchmarks. Commenters should
discuss the appropriate metric to
accommodate such service offerings or
other innovative services in the T-Band,
as well as the costs and benefits of an
alternative approach.
The Commission also seeks comment
on whether the proposals discussed
above achieve the appropriate balance
between license-term length and a
significant final buildout requirement.
The Commission seeks comment on the
proposed buildout requirements and
any potential alternatives. Above, the
Commission discusses various
mechanisms for expanding flexible use
in all or part of the T-Band. The
Commission asks proponents of the
various approaches described above
whether there are issues specific to this
section and their preferred approach.
For example, given the potential use of
the T-Band by private wireless users
such as electric utilities or other
Industrial/Business Pool eligibles,
should it adopt specific performance
requirements tailored to account for
potential use of the spectrum for private
internal business purposes? The
Commission also seeks comment on
whether small entities face any special
or unique issues with respect to
buildout requirements such that they
would require certain accommodations
or additional time to comply. Finally,
commenters should discuss and
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quantify how any supported buildout
requirements will affect investment and
innovation, as well as discuss and
quantify other costs and benefits
associated with the proposals.
Penalty for Failure to Meet
Performance Requirements. Along with
performance benchmarks, the
Commission seeks to adopt meaningful
and enforceable penalties for failing to
meet the benchmarks. The Commission
seeks comment on which penalties will
most effectively ensure timely build-out.
Specifically, the Commission proposes
that, in the event a T-Band licensee fails
to meet the first performance
benchmark, the licensee’s second
benchmark and license term would be
reduced by two years, thereby requiring
it to meet the second performance
benchmark two years sooner (at 10 years
into the license term) and reducing its
initial license term to 13 years. The
Commission further proposes that, in
the event a T-Band licensee fails to meet
the second performance benchmark for
a particular license area, its license for
each license area in which it fails to
meet the performance benchmark shall
terminate automatically without
Commission action. How should the
Commission modify this proposal in the
event the spectrum is used for broadcast
services and is subject to an 8-year
license term?
The Commission proposes that, in the
event a T-Band licensee’s authority to
operate terminates, the licensee’s
spectrum rights would become available
for reassignment pursuant to the
competitive bidding provisions of
section 309(j). Further, consistent with
the Commission’s rules for other part 27
licenses, the Commission proposes that
any T-Band licensee that forfeits its
license for failure to meet its
performance requirements would be
precluded from regaining that license.
Finally, the Commission seeks comment
on other performance requirements and
enforcement mechanisms that would
effectively ensure timely buildout.
Compliance Procedures. In addition
to compliance procedures applicable to
all part 27 licensees, including the filing
of electronic coverage maps and
supporting documentation, the
Commission proposes a rule requiring
that such electronic coverage maps
accurately depict both the boundaries of
each licensed area and the coverage
boundaries of the actual areas to which
the licensee provides service or in the
case of a fixed deployment, the
locations of the fixed transmitters
associated with each link. If a licensee
does not provide reliable signal
coverage to an entire license area, we
propose that it must provide a map that
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accurately depicts the boundaries of the
area or areas within each license area
that are not being served. The
Commission further proposes that each
licensee must file supporting
documentation certifying the type of
service it is providing for each licensed
area within its service territory and the
type of technology used to provide such
service. Supporting documentation
must include the assumptions used to
create the coverage maps, including the
propagation model and the signal
strength necessary to provide reliable
service with the licensee’s technology.
The Commission believes that such
procedures will confirm that the
spectrum is being used consistently
with the performance requirements. The
Commission seeks comment on its
proposals. In the event this T-Band
spectrum is used for broadcast services,
the Commission seeks comment on
whether and how it should modify the
proposed compliance procedures.
Renewal Term Construction
Obligation. In addition to, and
independent of, the general renewal
requirements contained in § 1.949 of our
rules, which apply to all Wireless Radio
Services (WRS) licensees, the
Commission also seeks comment on
application of specific renewal term
construction obligations to new T-Band
licensees. The WRS Renewal Reform
FNPRM sought comment on various
renewal term construction obligations,
such as incremental increases in the
construction metric in each subsequent
renewal term—e.g., by 5 or 10%—up to
a certain threshold. In the event that
licensees fail to satisfy any additional
renewal term construction obligations,
the Commission sought comment on a
range of penalties and on methods for
reassigning the unused spectrum,
including automatic termination, ‘‘keepwhat-you-serve,’’ and ‘‘use or share’’
approaches.
The WRS Renewal Reform FNPRM
proposed to apply rules adopted in that
proceeding to all flexible geographic
licenses. Given the Commission’s
proposal to license this band on a
geographic basis for flexible use, any
additional renewal term construction
obligations proposed in the WRS
Renewal Reform FNPRM also would
apply to licenses in the T-Band. The
Commission seeks comment on whether
there are unique characteristics of the TBand that might require a different
approach from the proposals contained
in the WRS Renewal Reform FNPRM.
For example, the Commission proposes
geographic areas consisting solely of
urbanized areas and the discussion of
renewal term construction obligations
was tailored to ensuring rural build-out.
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Further, while many existing wireless
radio services have 10-year license
terms, here the Commission proposes
and seeks comment on a 15-year initial
license term with 10-year renewal terms
for T-Band licensees providing nonbroadcast services (eight years for
licensees providing broadcast services).
Do any of the proposals for this band
necessitate a more tailored approach
than the rules of general applicability
proposed in the WRS Renewal Reform
FNPRM? For instance, should the
Commission require buildout to 85% of
the population by the end of second
license term, given the increased length
of the initial license term? Similarly, in
the event the Commission permits
licensees to demonstrate compliance
with initial term performance
requirements by providing IoT services,
should an applicant deploying IoT
applications in the T-Band be required
to exceed its original construction
metric by an additional 5%? If a T-Band
license is issued for broadcast use, how
would this effect renewal term
obligations? Commenters advocating
rules specific to the T-Band should
address the costs and benefits of their
proposed rules. Further, they should
discuss how a given proposal would
encourage investment and deployment
in areas that might not otherwise benefit
from significant wireless coverage.
4. Competitive Bidding Procedures
Consistent with the competitive
bidding procedures the Commission has
used in previous auctions, the
Commission proposes to conduct any
auction for licenses for spectrum in the
T-Band in conformity with the general
competitive bidding rules set forth in
Part 1, Subpart Q, of the Commission’s
rules. The Commission also seeks
comment on whether any of our Part 1
rules or other competitive bidding
policies would be inappropriate or
should be modified for an auction of TBand licenses. The Commission seeks
comment on the costs and benefits of
these proposals.
The Commission also seeks comment
on whether to make bidding credits for
designated entities available for this
band. If the Commission decides to offer
small business bidding credits, it seeks
comment on how to define a small
business. In recent years, for other
flexible use licenses, the Commission
has adopted bidding credits for the two
larger designated entity business sizes
provided in the Commission’s Part 1
standardized schedule of bidding
credits. Accordingly, the Commission
seeks comment on defining a small
business as an entity with average gross
revenues for the preceding five years not
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exceeding $55 million, and a very small
business as an entity with average gross
revenues for the preceding five years not
exceeding $20 million. A qualifying
‘‘small business’’ would be eligible for
a bidding credit of 15% and a qualifying
‘‘very small business’’ would be eligible
for a bidding credit of 25%. The
Commission also seeks comment on
whether the unique characteristics of
these frequencies and its proposed
licensing model suggest that it should
adopt different small business size
standards and associated bidding credits
than the Commission has in the past.
Because new licenses in this band
will only be available in eleven
urbanized areas within an operational
radius of the geographic center of each
area, the Commission proposes not to
offer rural service bidding credits and
seeks comment on this proposal.
F. Technical Rules
The Commission’s goal is to establish
technical rules that maximize flexible
use of the new T-Band spectrum
licenses while appropriately protecting
incumbent operations. Many of the
technical rules proposed below are
based on the rules adopted for the 600
MHz and lower 700 MHz bands, which
are similar to T-Band in terms of flexible
use, propagation characteristics, and
ability to accommodate wideband
technologies. The Commission believes
that the proposed technical rules
regarding transmitter power, antenna
height, and out-of-band emissions
(OOBE) limits, together with existing
interference protection rules, will
maintain a status quo interference
environment, where an overlay licensee
is not permitted to cause harmful
interference to any operations that
remain in or are adjacent to the 470–512
MHz band (e.g., on broadcast television
channel 21 or operations below 470
MHz). The Commission seeks comment
on its proposed technical rules and
whether they best achieve its objectives
of permitting more flexible use of this
spectrum, while at the same time
protecting co-channel and adjacent
spectrum users from harmful
interference.
1. Out-of-Band Emissions Limit
Under the proposal, the Commission
would license T-Band spectrum in
certain geographic areas in six
megahertz blocks on a block-by-block
basis. Therefore, the Commission must
consider how to address potential
harmful interference between adjacent
blocks within the T-Band, and between
T-Band spectrum and adjacent bands.
The Commission previously has
concluded that attenuating transmitter
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out-of-band emissions (OOBE) by 43 +
10 log (P) dB, where P is the transmit
power in watts, is appropriate to
minimize harmful electromagnetic
interference between operators. The
Commission adopted this approach in
other bands suited for flexible services,
including the 600 MHz and lower 700
MHz bands used for wireless broadband
services. To fully define an emissions
limit, the Commission’s rules generally
specify details on how to measure the
power of the emissions, such as the
measurement bandwidth. For the 600
MHz and lower 700 MHz bands, the
measurement bandwidth used to
determine compliance with this limit
for both mobile stations and base
stations is 100 kHz, with some
modification within the first 100 kHz.
Similarly, the Commission believes that
it is reasonable to apply this procedure
to both mobile and base transmissions
in the T-Band.
Accordingly, to address potential
harmful electromagnetic interference
immediately outside each T-Band block,
the Commission proposes to apply
§ 27.53(g) of the Commission’s rules,
which includes OOBE attenuation of 43
+ 10 log (P) dB and the associated
measurement procedure, to the T-Band.
The Commission seeks comment on this
proposal, and on whether it would need
to modify this proposal if licenses are
issued in the band for broadcast
operations. The Commission also seeks
comment on the effect of the proposed
OOBE attenuation on the existing
interference environment. For instance,
how will the OOBE attenuation affect
the current interference environment on
any remaining part 90 public safety,
Industrial/Business, or part 22 point to
multi-point operations? How will the
OOBE attenuation affect the separation
distance to protect adjacent TV
channels? And how will the OOBE
attenuation affect the current
interference environment on PLMR
operations at the upper edge of the 450–
470 MHz band?
2. Transmitter Power Limits
The Commission proposes to apply
transmitter power limits for T-Band
operations that generally are consistent
with the 600 MHz and lower 700 MHz
bands, while taking into consideration
that the proposed band plan for the TBand does not have a predetermined
uplink and downlink. Accordingly, the
Commission proposes an effective
radiated power (ERP) not to exceed
1,000 watts for fixed and base stations
transmitting a signal with an emission
bandwidth of 1 MHz or less, with
maximum permissible power decreasing
as the antenna height above average
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terrain (HAAT) rises above 305 meters.
For base stations transmitting a signal
with an emission bandwidth greater
than 1 MHz, the Commission proposes
an ERP not to exceed 1,000 watts/MHz
with the maximum permissible power
decreasing as the antenna height above
average terrain (HAAT) rises above 305
meters. Alternatively, the Commission
seeks comment on whether we should
limit the ERP for fixed and base stations
to 1,000 watts/MHz for any emission
bandwidth, with maximum permissible
power decreasing as the antenna height
above average terrain (HAAT) rises
above 305 meters. The Commission
seeks comment on whether this
alternate approach would provide
sufficient power for narrowband
operations in the T-Band. The
Commission also proposes to afford
additional flexibility for licensees
seeking to operate at transmit powers
higher than it has proposed, provided
they comply with a power flux density
limit and the notice requirement
specified in our rules to mitigate the risk
of harmful interference. This produced
power flux density must not exceed
3,000 microwatts per square meter on
the ground over the area extending to 1
km from the base of the antenna
mounting structure. The Commission
further notes that the maximum ERP in
the current T-Band rules is limited by
the distance to the closest co-channel
TV station. The Commission seeks
comment on this approach, including
costs and benefits, noting that our
proposal varies from current T-Band
rules, but is consistent with other
flexible services, specifically 600 MHz
and lower 700 MHz. The Commission
also seeks comment on whether
modifications to this proposal are
necessary if licenses are issued in the
band for broadcast operations.
The Commission notes that it did not
propose to include a rural component to
the power limits for the T-Band, as it
has included for other services, because
under our proposal T-Band base stations
would not be permitted to be located
more than 80 kilometers (50 miles) from
the geographic center of the urbanized
areas listed in § 27.6 of the
Commission’s rule.
3. Co-Channel Interference Between TBand Licensees and TV Systems
Since the Commission proposes to
license the T-Band on a geographic area
basis with an 80-mile operational
radius, the Commission seeks to ensure
that T-Band licensees do not cause
interference to TV co-channel systems
operating along common geographic
borders. The Commission’s 600 MHz
and lower 700 MHz rules address the
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46057
possibility of harmful co-channel
interference between geographically
adjacent licenses. The rule provides that
the predicted or measured median field
strength shall not exceed 40 dBmV/m at
any location on the edge of the
geographical border of the licensee’s
service area, unless the adjacent affected
service area licensee agrees to a different
field strength. Given the similarities
between the T-Band, lower 700 MHz,
and 600 MHz bands, the Commission
proposes to apply the signal strength
limit currently set forth in § 27.55(a)(2)
of our rules to the T-Band. The
Commission also proposes to allow
licensees in adjacent areas to agree to
alternate field strength limits. The
Commission seeks comment on this
approach, including any costs and
benefits, and also seeks comment on
whether any modifications to this
proposal are necessary if licenses are
issued in the T-Band for broadcast
operations.
4. Antenna Height Limits
The Commission proposes to apply
the flexible 600 MHz and lower 700
MHz antenna height rules, as set forth
in § 27.50(c) of our rules, to the T-Band.
Although the existing antenna rules for
those bands do not set specific antenna
height restrictions, ERP reductions are
required for base or fixed stations with
a height above average terrain (HAAT)
exceeding 305 meters and will be
applied to T-Band licensees. In
addition, other rules effectively limit
antenna heights. For example, all part
27 services are subject to rule § 27.56,
which prevents antenna heights that
would be a hazard to air navigation.
Also, the Commission’s proposed cochannel interference rules effectively
limit antenna heights because of the
limitation on field strength at the
boundary of a licensee’s service area.
The Commission believes that the
general antenna height restrictions are
sufficient to afford necessary
protections, and therefore does not
propose any band-specific limitations
on new T-Band licensees. The
Commission seeks comment on this
approach, including the costs and
benefits, and also seeks comment on
whether this approach requires
modification if licenses are issued in the
band for broadcast operations.
5. Canadian and Mexican Coordination
Under the Commission’s current
proposal to license the T-Band on a
geographic area basis with an 80-mile
operational radius, the Commission
does not believe that new T-Band
licenses will require coordination with
either Canada or Mexico as the areas
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under consideration are sufficiently
separated from the border areas so as to
pose no international interference
issues. However, if larger geographic
license areas are adopted in a future
proceeding, international coordination
may be required. The Commission notes
that § 27.57(c) of its rules provides that
all part 27 Wireless Communications
Services operations are subject to
international agreements between the
U.S. and Mexico and between the U.S.
and Canada.
6. Protection of Broadcast Television
Service in the T-Band From Wireless
Operations
The Commission proposes to apply to
the T-Band the protections of current
broadcast TV rules that are consistent
with those applied to 600 MHz band
licensees. Specifically, the Commission
proposes that licensees authorized to
operate wireless services in this band be
prohibited from causing harmful
interference to public reception of the
signals of broadcast television stations
transmitting co-channel or on an
adjacent channel. The Commission
proposes that such wireless operations
comply with the desired to undesired
(D/U) ratios in Table 5 in OET Bulletin
No. 74, Methodology for Predicting
Inter-Service Interference to Broadcast
Television from Mobile Wireless. If a
licensee in this band causes harmful
interference within the noise-limited
contour or protected contour of a
broadcast television station that is
operating co-channel or on an adjacent
channel, the Commission proposes to
require the licensee to eliminate the
harmful interference. The Commission
seeks comment on this approach,
whether additional protections might be
necessary, and the cost and benefits of
any such modifications.
In the event that a new initial T-Band
licensee intends to use the license for
provision of broadcast services, the
Commission seeks comment on whether
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such licensees should be subject to part
73 rules regarding television-totelevision protection criteria. If so, the
Commission seeks comment on what
criteria should apply in situations
where adjacent licensees hold licenses
governed by part 73 and part 27 rules,
respectively.
7. Other Technical Issues
Part 27 contains several additional
technical rules applicable to all part 27
services, including §§ 27.51 (Equipment
authorization), 27.52 (RF safety), 27.54
(Frequency stability), and 27.56
(Antenna structures; air navigation
safety). The Commission proposes to
apply all of these part 27 technical rules
to new T-Band licensees, including
those acquiring licenses through
assignment, partitioning or
disaggregation. The Commission seeks
comment on this approach, including
the costs and benefits, and it also seeks
comment on whether modifications to
this proposal are necessary if licenses
are issued in the band for broadcast
operations.
Ordering Clauses
Frm 00049
Fmt 4702
Administrative practice and
procedure, Common carriers,
Communications common carriers,
Radio, Table of frequency allocations,
Telecommunications.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
parts 1, 2, and 27 as follows:
PART 1—PRACTICE AND
PROCEDURE
1. The authority citation for part 1
continues to read as follows:
■
Authority: 47 U.S.C. chs. 2, 5, 9, 13; 28
U.S.C. 2461, unless otherwise noted.
2. Section 1.9005 is amended by
revising paragraph (j) to read as follows:
■
§ 1.9005
Included services.
*
It is ordered, pursuant to the authority
found in sections 1, 2, 4(i), 303, 309 and
316 of the Communications Act of 1934,
47 U.S.C. 151, 152, 154(i), 303, 309, and
316, by section 6103 of the Middle Class
Tax Relief and Job Creation Act of 2012,
Public Law 112–96, 126 Stat. 156
(2012), section 6103, and § 1.411 of the
Commission’s rules, 47 CFR 1.411, that
this Notice of Proposed Rulemaking is
hereby adopted.
It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, SHALL SEND a
copy of this Notice of Proposed
Rulemaking, including the Initial
Regulatory Flexibility Analysis, to the
Chief Counsel for Advocacy of the Small
Business Administration.
PO 00000
Lists of Subjects in 47 CFR Parts 1, 2,
and 27
Sfmt 4702
*
*
*
*
(j) The Wireless Communications
Service in the 470–512 MHz band and
the 698–746 MHz band (part 27 of this
chapter);
*
*
*
*
*
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
3. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336, unless otherwise noted.
4. Section 2.106, the Table of
Frequency Allocations, is amended by
revising page 29 to read as follows:
■
§ 2.106
*
Table of Frequency Allocations.
*
*
BILLING CODE P
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*
*
*
(16) 470–512 MHz.
*
*
*
*
■ 7. Section 27.5 is amended by adding
paragraph (n) to read as follows:
*
PART 27—MISCELLANEOUS
WIRELESS COMMUNICATIONS
SERVICES
§ 27.5
5. The authority citation for part 27
continues to read as follows:
■
*
*
*
*
(n) 470–512 MHz band. Seven
unpaired channel blocks of 6 megahertz
each are available for assignment. The
following frequencies are available for
licensing pursuant to this part in the
470–512 MHz band:
Block A: 470–476 MHz;
Block B: 476–482 MHz;
Block C: 482–488 MHz;
Block D: 488–494 MHz;
Authority: 47 U.S.C. 154, 301, 302a, 303,
307, 309, 332, 336, 337, 1403, 1404, 1451,
and 1452, unless otherwise noted.
6. Section 27.1 is amended by adding
paragraph (b)(16) to read as follows:
■
§ 27.1
*
Basis and purpose.
*
*
(b) * * *
*
Frequencies.
*
*
Block E: 494–500 MHz;
Block F: 500–506 MHz; and
Block G: 506–512 MHz.
■ 8. Section 27.6 is amended by adding
paragraph (n) to read as follows:
§ 27.6
Service areas.
*
*
*
*
*
(n) 470–512 MHz band. The following
table lists specific urbanized areas with
T-Band frequency bands and blocks that
are available for assignment. The
available frequencies are listed in § 27.5.
The service area for the 470–512 MHz
band extends 128 kilometers (80 miles)
from the geographic centers of the urban
areas listed below:
TABLE 3 TO PARAGRAPH (n)
Geographic center
Bands
(MHz)
TV
channels
470–476, 482–488 ..........................
470–476, 476–482 ..........................
482–488 ..........................................
488–494 ..........................................
470–476, 482–488, 506–512 ..........
470–476 ..........................................
470–476, 476–482, 482–488 ..........
500–506, 506–512 ..........................
470–476, 494–500 ..........................
482–488, 488–494 ..........................
488–494, 494–500 ..........................
14, 16 .................
14, 15 .................
16 .......................
17 .......................
14, 16, 20 ...........
14 .......................
14, 15, 16 ...........
19, 20 .................
14, 18 .................
16, 17 .................
17, 18 .................
Urbanized area
North latitude
Boston, MA .....................................
Chicago, IL ......................................
Dallas/Fort Worth, TX .....................
Houston, TX ....................................
Los Angeles, CA .............................
Miami, FL ........................................
New York, NY/NE NJ ......................
Philadelphia, PA ..............................
Pittsburgh, PA .................................
San Francisco/Oakland, CA ...........
Washington, DC/MD/VA .................
42°21′24.4″
41°52′28.1″
32°47′09.5″
29°45′26.8″
34°03′15.0″
25°46′38.4″
40°45′06.4″
39°56′58.4″
40°26′19.2″
37°46′38.7″
38°53′51.4″
Note 3 to paragraph (n): Coordinates are
referenced to the North American Datum
1983 (NAD83).
9. Section 27.13 is amended by adding
paragraph (n) to read as follows:
■
§ 27.13
License period.
*
*
*
*
*
(n) 470–512 MHz band. Authorization
for the 470–512 MHz band will have a
term not to exceed fifteen years from the
date of issuance and ten years from the
date of any subsequent license renewal,
except that initial authorizations for a
part 27 licensee that provides broadcast
services, whether exclusively or in
combination with other services, will
not exceed eight years.
■ 10. Section 27.14 is amended by
revising the first sentence of paragraphs
(a) and (k), and adding paragraph (w) to
read as follows:
§ 27.14
Construction requirements.
(a) AWS and WCS licensees, with the
exception of WCS licensees holding
authorizations for the 470–512 MHz
band, 600 MHz band, Block A in the
698–704 MHz and 728–734 MHz bands,
Block B in the 704–710 MHz and 734–
740 MHz bands, Block E in the 722–728
MHz band, Block C, C1 or C2 in the
746–757 MHz and 776–787 MHz bands,
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West longitude
71°03′23.2″
87°38′22.2″
96°47′38.0″
95°21′37.8″
118°14′31.3″
80°11′31.2″
73°59′37.5″
75°09′19.6″
79°59′59.2″
122°24′43.9″
77°00′31.9″
Block A in the 2305–2310 MHz and
2350–2355 MHz bands, Block B in the
2310–2315 MHz and 2355–2360 MHz
bands, Block C in the 2315–2320 MHz
band, Block D in the 2345–2350 MHz
band, and in the 3700–3980 MHz band,
and with the exception of licensees
holding AWS authorizations in the
1915–1920 MHz and 1995–2000 MHz
bands, the 2000–2020 MHz and 2180–
2200 MHz bands, or 1695–1710 MHz,
1755–1780 MHz and 2155–2180 MHz
bands, must, as a performance
requirement, make a showing of
‘‘substantial service’’ in their license
area within the prescribed license term
set forth in § 27.13. * * *
*
*
*
*
*
(k) Licensees holding WCS or AWS
authorizations in the spectrum blocks
enumerated in paragraphs (g), (h), (i),
(q), (r), (s), (t), (v) and (w) of this section,
including any licensee that obtained its
license pursuant to the procedures set
forth in paragraph (j) of this section,
shall demonstrate compliance with
performance requirements by filing a
construction notification with the
Commission, within 15 days of the
expiration of the applicable benchmark,
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Blocks
A, C.
A, B.
C.
D.
A, C, G.
A.
A, B, C.
F, G.
A, E.
C, D.
D, E.
in accordance with the provisions set
forth in § 1.946(d) of this chapter. * * *
*
*
*
*
*
(w) The following provisions apply to
any licensee holding an authorization in
the 470–512 MHz band:
(1) Licensees relying on mobile or
point-to-multipoint service shall
provide reliable signal coverage and
offer service within eight (8) years from
the date of the initial license to at least
45 percent of the population in each of
its license areas (‘‘First Buildout
Requirement’’). Licensee shall provide
reliable signal coverage and offer service
within 12 years from the date of the
initial license to at least 80 percent of
the population in each of its license
areas (‘‘Second Buildout Requirement’’).
Licensees relying on point-to-point
service shall demonstrate within eight
years of the license issue date that they
have four links operating and providing
service to customers or for internal use
if the population within the license area
is equal to or less than 268,000 and, if
the population is greater than 268,000,
that they have at least one link in
operation and providing service to
customers, or for internal use, per every
67,000 persons within a license area
(‘‘First Buildout Requirement’’).
Licensees relying on point-to-point
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service shall demonstrate within 12
years of the license issue date that they
have eight links operating and providing
service to customers or for internal use
if the population within the license area
is equal to or less than 268,000 and, if
the population within the license area is
greater than 268,000, shall demonstrate
they are providing service and have at
least two links in operation per every
67,000 persons within a license area
(‘‘Second Buildout Requirement’’).
(2) If a licensee fails to establish that
it meets the First Buildout Requirement
for a particular license area, the
licensee’s Second Buildout Requirement
deadline and license term will be
reduced by two years. If a licensee fails
to establish that it meets the Second
Buildout Requirement for a particular
license area, its authorization for each
license area in which it fails to meet the
Second Buildout Requirement shall
terminate automatically without
Commission action, and the licensee
will be ineligible to regain it if the
Commission makes the license available
at a later date.
(3) To demonstrate compliance with
these performance requirements,
licensees shall use the most recently
available decennial U.S. Census Data at
the time of measurement and shall base
their measurements of population or
geographic area served on areas no
larger than the Census Tract level. The
population or area within a specific
Census Tract (or other acceptable
identifier) will be deemed served by the
licensee only if it provides reliable
signal coverage to and offers service
within the specific Census Tract (or
other acceptable identifier). To the
extent the Census Tract (or other
acceptable identifier) extends beyond
the boundaries of a license area, a
licensee with authorizations for such
areas may include only the population
or geographic area within the Census
Tract (or other acceptable identifier)
towards meeting the performance
requirement of a single, individual
license. If a licensee does not provide
reliable signal coverage to an entire
license area, the license must provide a
map that accurately depicts the
boundaries of the area or areas within
each license area not being served. Each
licensee also must file supporting
documentation certifying the type of
service it is providing for each licensed
area within its service territory and the
type of technology used to provide such
service. Supporting documentation
must include the assumptions used to
create the coverage maps, including the
propagation model and the signal
strength necessary to provide reliable
service with the licensee’s technology.
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(4) License Renewal. After satisfying
the 12-year, final performance
benchmark, a licensee must continue to
provide coverage and offer service at or
above that level for the remaining three
years of the 15-year license term in
order to warrant license renewal.
■ 11. Section 27.50 is amended by
revising paragraphs (c) introductory
text, (c)(2), (4), (5), and (10), and
headings for tables 1 and 3 to read as
follows:
§ 27.50
Power limits and duty cycle.
*
*
*
*
*
(c) The following power and antenna
height requirements apply to stations
transmitting in the 470–512 MHz band,
the 600 MHz band and the 698–746
MHz band:
*
*
*
*
*
(2) Fixed and base stations, except for
fixed and base stations operating in the
470–512 MHz band, located in a county
with population density of 100 or fewer
persons per square mile, based upon the
most recently available population
statistics from the Bureau of the Census,
and transmitting a signal with an
emission bandwidth of 1 MHz or less
must not exceed an ERP of 2000 watts
and an antenna height of 305 m HAAT,
except that antenna heights greater than
305 m HAAT are permitted if power
levels are reduced below 2000 watts
ERP in accordance with Table 2 of this
section;
*
*
*
*
*
(4) Fixed and base stations, except for
fixed and base stations operating in the
470–512 MHz band, located in a county
with population density of 100 or fewer
persons per square mile, based upon the
most recently available population
statistics from the Bureau of the Census,
and transmitting a signal with an
emission bandwidth greater than 1 MHz
must not exceed an ERP of 2000 watts/
MHz and an antenna height of 305 m
HAAT, except that antenna heights
greater than 305 m HAAT are permitted
if power levels are reduced below 2000
watts/MHz ERP in accordance with
Table 4 of this section;
(5) Licensees, except for licensees
operating in the 470–512 MHz band and
the 600 MHz downlink band, seeking to
operate a fixed or base station located in
a county with population density of 100
or fewer persons per square mile, based
upon the most recently available
population statistics from the Bureau of
the Census, and transmitting a signal at
an ERP greater than 1000 watts must:
*
*
*
*
*
(10) Portable stations (hand-held
devices) in the 470–512 MHz band, the
600 MHz uplink band and the 698–746
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Fmt 4702
Sfmt 4702
MHz band, and fixed and mobile
stations in the 470–512 MHz and 600
MHz uplink band are limited to 3 watts
ERP.
*
*
*
*
*
Table 1 to § 27.50—Permissible Power
and Antenna Heights for Base and
Fixed Stations in the 757–758 and 775–
776 MHz Bands and for Base and Fixed
Stations in the 470–512 MHz Band, 600
MHz, 698–757 MHz, 758–763 MHz,
776–787 MHz and 788–793 MHz Bands
Transmitting a Signal With an Emission
Bandwidth of 1 MHz or Less
*
*
*
*
*
Table 3 to § 27.50—Permissible Power
and Antenna Heights for Base and
Fixed Stations in the 470–512 MHz
Band, 600 MHz, 698–757 MHz, 758–763
MHz, 776–787 MHz and 788–793 MHz
Bands Transmitting a Signal With an
Emission Bandwidth Greater Than 1
MHz
*
*
*
*
*
12. Section 27.53 is amended by
revising paragraph (g) to read as follows:
■
§ 27.53
Emission limits.
*
*
*
*
*
(g) For operations in the 470–512
MHz band, the 600 MHz band and the
698–746 MHz band, the power of any
emission outside a licensee’s frequency
band(s) of operation shall be attenuated
below the transmitter power (P) within
the licensed band(s) of operation,
measured in watts, by at least 43 + 10
log (P) dB. Compliance with this
provision is based on the use of
measurement instrumentation
employing a resolution bandwidth of
100 kilohertz or greater. However, in the
100 kilohertz bands immediately
outside and adjacent to a licensee’s
frequency block, a resolution bandwidth
of at least 30 kHz may be employed.
*
*
*
*
*
■ 13. Section 27.55 is amended by
revising paragraphs (a)(2) and (b) to read
as follows:
§ 27.55
Power strength limits.
(a) * * *
(2) The 470–512 MHz band, 600 MHz,
698–758, and 775–787 MHz bands: 40
dBmV/m.
*
*
*
*
*
(b) Power flux density limit for
stations operating in the 470–512 MHz
band and 698–746 MHz bands. For base
and fixed stations operating in the 470–
512 MHz band and 698–746 MHz band
in accordance with the provisions of
§ 27.50(c)(6), the power flux density that
would be produced by such stations
through a combination of antenna
height and vertical gain pattern must
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Federal Register / Vol. 85, No. 148 / Friday, July 31, 2020 / Proposed Rules
not exceed 3000 microwatts per square
meter on the ground over the area
extending to 1 km from the base of the
antenna mounting structure.
*
*
*
*
*
■ 14. Section 27.57 is amended by
revising paragraph (b) to read as follows:
§ 27.57
International coordination.
*
*
*
*
*
(b) Wireless operations in the 470–608
MHz, 614–763 MHz, 775–793 MHz, and
805–806 MHz bands are subject to
current and future international
agreements between the United States
and Canada and the United States and
Mexico. Unless otherwise modified by
international treaty, licenses must not
cause interference to, and must accept
harmful interference from, television
broadcast operations in Mexico and
Canada, where these services are coprimary in the band.
*
*
*
*
*
■ 15. Section 27.75 is amended by
revising paragraph (a)(2) to read as
follows:
§ 27.75
Basic interoperability requirement.
(a) * * *
(2) Mobile and portable stations that
operate on any portion of frequencies in
the 470–512 MHz band or 600 MHz
band must be capable of operating on all
frequencies in the 470–512 MHz band or
600 MHz band using the same air
interfaces that the equipment utilizes on
any frequencies in the 470–512 MHz
band or 600 MHz band.
*
*
*
*
*
■ 16. Section 27.1310 is amended by
revising the section heading and
paragraphs (a) introductory text, (a)(2),
(b) introductory text, (b)(1), (c), and
(d)(4) to read as follows:
§ 27.1310 Protection of Broadcast
Television Service in the 470–512 MHz band
and 600 MHz band from wireless
operations.
(a) Licensees authorized to operate
wireless services in the 470–512 MHz
band and 600 MHz band must cause no
harmful interference to public reception
of the signals of broadcast television
stations transmitting co-channel or on
an adjacent channel.
*
*
*
*
*
(2) If a 470–512 MHz band or 600
MHz band licensee causes harmful
interference within the noise-limited
contour or protected contour of a
broadcast television station that is
operating co-channel or on an adjacent
channel, the 470–512 MHz band or the
600 MHz band licensee must eliminate
the harmful interference.
(b) A licensee authorized to operate
wireless base stations in the 470–512
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16:47 Jul 30, 2020
Jkt 250001
MHz band, or authorized to operate
wireless services in the 600 MHz
downlink band:
(1) Is not permitted to deploy wireless
base stations within the noise-limited
contour or protected contour of a
broadcast television station licensed on
a co-channel or adjacent channel in the
470–512 MHz band or 600 MHz
downlink band;
*
*
*
*
*
(c) A licensee authorized to operate
wireless mobile or portable devices in
the 470–512 MHz band, or authorized to
operate wireless services in the 600
MHz uplink band must limit its service
area so that mobile and portable devices
do not transmit:
*
*
*
*
*
(d) * * *
(4) Co-channel operations in the 470–
512 MHz band and 600 MHz band are
defined as operations of broadcast
television stations and wireless services
where their assigned channels or
frequencies spectrally overlap;
*
*
*
*
*
■ 17. Section 27.1320 is revised to read
as follows:
§ 27.1320 Notification to white space
database administrators.
To receive interference protection, the
470–512 MHz band and 600 MHz
licensees shall notify one of the white
space database administrators of the
areas where they have commenced
operation pursuant to §§ 15.713(j)(10)
and 15.715(n) of this chapter.
■ 18. Add subpart P, consisting of
§§ 27.1500 through 27.1504, to read as
follows:
Subpart P—470–512 MHz Band
Sec.
27.1500 470–512 MHz band subject to
competitive bidding.
27.1501 Designated entities in the 470–512
MHz band.
27.1502 Comparable facilities.
27.1503 Overlay licensee rights.
27.1504 Permanent discontinuance of
service in the 470–512 MHz band.
Subpart P—470–512 MHz Band
§ 27.1500 470–512 MHz band subject to
competitive bidding.
Mutually exclusive initial
applications for 470–512 MHz band
licenses are subject to competitive
bidding. The general competitive
bidding procedures set forth in 47 CFR
part 1, subpart Q of this chapter will
apply unless otherwise provided in this
subpart.
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Frm 00053
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Sfmt 4702
§ 27.1501 Designated entities in the 470–
512 MHz band.
Eligibility for small business
provisions.
(a) Definitions. For purposes of this
section:
(1) Small business. A small business
is an entity that, together with its
affiliates, its controlling interests, and
the affiliates of its controlling interests,
has average gross revenues not
exceeding $55 million for the preceding
five (5) years.
(2) Very small business. A very small
business is an entity that, together with
its affiliates, its controlling interests,
and the affiliates of its controlling
interests, has average gross revenues not
exceeding $20 million for the preceding
five (5) years.
(b) Bidding credits. A winning bidder
that qualifies as a small business, as
defined in this section, or a consortium
of small businesses may use the bidding
credit of 15 percent, as specified in
§ 1.2110(f)(2)(i)(C) of this chapter,
subject to the cap specified in
§ 1.2110(f)(2)(ii) of this chapter. A
winning bidder that qualifies as a very
small business, as defined in this
section, or a consortium of very small
businesses may use the bidding credit of
25 percent, as specified in
§ 1.2110(f)(2)(i)(B) of this chapter,
subject to the cap specified in
§ 1.2110(f)(2)(ii) of this chapter.
§ 27.1502
Comparable facilities.
To be considered comparable
facilities under this subpart, a
replacement system provided to a
public safety licensee during a
mandatory relocation from the 470–512
MHz band must be at least equivalent to
the licensee’s existing system with
respect to the following four factors:
(a) System;
(b) Capacity;
(c) Quality of service; and
(d) Operating costs.
§ 27.1503
Overlay licensee rights.
(a) A licensee authorized under part
27 to operate in the 470–512 MHz band
shall be permitted to construct and
operate on its authorized frequencies
within its geographic license area
provided:
(1) A frequency is not assigned to a
part 90 or part 22 licensee (either for
shared or exclusive use);
(2) The part 90 or part 22 licensee
vacates the frequency, whether by
mandatory transition pursuant to Public
Law 112–96, 126 Stat. 156 (2012) (Act),
section 6103, voluntary transition,
acquisition, failure to renew its license,
or permanent discontinuance. A
frequency is considered vacated where
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all part 90 and part 22 licensees are no
longer operational, such that there
would be no overlap in authorized
bandwidth of part 90 or part 22
licensees with part 27 overlay licensee
transmissions; or
(3) The part 90 and/or part 22 licensee
and the part 27 licensee reach an
agreement permitting such operation.
§ 27.1504 Permanent discontinuance of
470–512 MHz licenses.
A 470–512 MHz band licensee that
permanently discontinues service as
defined in § 1.953 of this chapter must
notify the Commission of the
discontinuance within 10 days by filing
FCC Form 601 requesting license
cancellation. An authorization will
automatically terminate, without
specific Commission action, if service is
permanently discontinued as defined in
§ 1.953 of this chapter, even if a licensee
fails to file the required form requesting
license cancellation.
[FR Doc. 2020–15707 Filed 7–30–20; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 64
[CG Docket No. 17–59; FCC 20–96; FRS
16959]
Advanced Methods To Target and
Eliminate Unlawful Robocalls
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
In this document the Federal
Communications Commission (FCC or
Commission) invites comments on
proposed revisions to its rules
implementing the Telephone Consumer
Protection Act and the Pallone-Thune
Telephone Robocall Abuse Criminal
Enforcement and Deterrence Act
(TRACED Act). The Commission
proposes: To require voice service
providers to respond to certain
traceback requests, mitigate bad traffic
when notified of such traffic by the
Commission, and implement effective
measures to prevent new and renewing
customers from using its network to
originate illegal calls; to extend the safe
harbor for blocking based on reasonable
analytics including caller ID
authentication information to networkbased blocking without consumer
consent so long as the blocking is
specifically designed to block calls that
are highly likely to be illegal and is
managed with sufficient human
oversight and network monitoring to
SUMMARY:
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16:47 Jul 30, 2020
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ensure that blocking is working as
intended; and to require terminating
voice service providers to provide a list
of individually blocked calls that were
placed to a particular number at the
request of the subscriber to that number.
These proposals, taken together,
implement the TRACED Act and
continue the Commission’s fight against
illegal and unwanted robocalls while
taking further steps to ensure that
wanted calls are protected.
DATES: Comments are due on or before
August 31, 2020, and reply comments
are due on or before September 29,
2020.
ADDRESSES: You may submit comments,
identified by CG Docket No. 17–59, by
any of the following methods:
D Electronic Filers: Comments may be
filed electronically using the internet by
accessing the ECFS: https://apps.fcc.gov/
ecfs/.
D Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing. If more than one
docket or rulemaking number appears in
the caption of this proceeding, filers
must submit two additional copies for
each additional docket or rulemaking
number.
D Filings can be sent by hand or
messenger delivery, by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
D Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
D U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 445 12th Street SW,
Washington, DC 20554.
D Effective March 19, 2020, and until
further notice, the Commission no
longer accepts any hand or messenger
delivered filings. This is a temporary
measure taken to help protect the health
and safety of individuals, and to
mitigate the transmission of COVID–19.
See FCC Announces Closure of FCC
Headquarters Open Window and
Change in Hand-Delivery Policy, Public
Notice, DA 20–304 (March 19, 2020),
https://www.fcc.gov/document/fcccloses-headquarters-open-window-andchanges-hand-delivery-policy.
FOR FURTHER INFORMATION CONTACT:
Jerusha Burnett, Consumer Policy
Division, Consumer and Governmental
Affairs Bureau, email at
jerusha.burnett@fcc.gov or by phone at
(202) 418–0526.
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46063
This is a
summary of the Commission’s Fourth
Further Notice of Proposed Rulemaking
(FFNPRM), in CG Docket No. 17–59,
FCC 20–96, adopted on July 16, 2020,
and released on July 17, 2020. The Third
Report and Order that was adopted
concurrently with the FFNPRM is
published elsewhere in this issue of the
Federal Register. The full text of
document FCC 20–96 is available for
public inspection and copying via the
Commission’s Electronic Comment
Filing System (ECFS). To request
materials in accessible formats for
people with disabilities (Braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer and Governmental Affairs
Bureau at 202–418–0530 (voice).
This matter shall be treated as a
‘‘permit-but-disclose’’ proceeding in
accordance with the Commission’s ex
parte rules. 47 CFR 1.1200 et seq.
Persons making oral ex parte
presentations are reminded that
memoranda summarizing the
presentations must contain summaries
of the substances of the presentations
and not merely a listing of the subjects
discussed. More than a one or two
sentence description of the views and
arguments presented is generally
required. See 47 CFR 1.1206(b). Other
rules pertaining to oral and written ex
parte presentations in permit-butdisclose proceedings are set forth in
§ 1.1206(b) of the Commission’s rules,
47 CFR 1.1206(b).
SUPPLEMENTARY INFORMATION:
Initial Paperwork Reduction Act of
1995 Analysis
The FFNPRM, FCC 20–96, seeks
comment on proposed rule amendments
that may result in modified information
collection requirements. If the
Commission adopts any modified
information collection requirements, the
Commission will publish another notice
in the Federal Register inviting the
public to comment on the requirements,
as required by the Paperwork Reduction
Act. Public Law 104–13; 44 U.S.C.
3501–3520. In addition, pursuant to the
Small Business Paperwork Relief Act of
2002, the Commission seeks comment
on how it might further reduce the
information collection burden for small
business concerns with fewer than 25
employees. Public Law 107–198; 44
U.S.C. 3506(c)(4).
Synopsis
1. In the FNPRM, the Commission
seeks comment on how it can build on
its prior work and further implement
the TRACED Act. The Commission
proposes to establish an affirmative
obligation for voice service providers to
E:\FR\FM\31JYP1.SGM
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Agencies
[Federal Register Volume 85, Number 148 (Friday, July 31, 2020)]
[Proposed Rules]
[Pages 46047-46063]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-15707]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 1, 2, and 27
[PS Docket No. 13-42; FCC 20-89; FRS 16931]
Reallocation of 470-512 MHz (T-Band) Spectrum
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Commission seeks comment on reallocating
spectrum associated with broadcast television channels 14-20 (470-512
MHz or T-Band), assigning new licenses by auction for the 6 megahertz
to 18 megahertz of spectrum that is potentially available in each of
the eleven urbanized areas, and relocating ``public safety eligibles''
from the T-Band. Specifically, the Commission proposes rules that would
allow for flexible use in the auctioned T-Band, including wireless
(fixed or mobile) use. The Commission also proposes to permit broadcast
operations and seeks comment on how best to facilitate this and other
potential uses. The Commission seeks comment on transition mechanisms
and costs for relocating public safety eligibles from the T-Band,
including whether to transition these licensees only where auction
revenues exceed anticipated transition costs. The Commission also
proposes an auction framework and licensing, operating, and technical
rules for the reallocated spectrum that would preserve the current
environment for incumbents remaining in the T-Band. Finally, the
Commission seeks comment on how to best address the non-public safety
operations in the T-Band to maximize opportunities for new entrants,
including whether and how to transition non-public safety operations.
DATES: Interested parties may file comments on or before August 31,
2020; and reply comments on or before September 29, 2020.
ADDRESSES: You may submit comments, identified by PS Docket No. 13-42,
by any of the following methods:
Electronic Filers: Comments may be filed electronically
using the internet by accessing the ECFS: https://apps.fcc.gov/ecfs/ in
docket number PS Docket No. 13-42. See Electronic Filing of Documents
in Rulemaking Proceedings, 63 FR 24121 (1998).
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing.
Filings can be sent by commercial overnight courier, or by first-
class or overnight U.S. Postal Service mail. All filings must be
addressed to the Commission's Secretary, Office of the Secretary,
Federal Communications Commission.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 445 12th Street SW, Washington, DC 20554.
Effective March 19, 2020, and until further notice, the
Commission no longer accepts any hand or messenger delivered filings.
This is a temporary measure taken to help protect the health and safety
of individuals, and to mitigate the transmission of COVID-19. See FCC
Announces Closure of FCC Headquarters Open Window and Change in Hand-
Delivery Policy, Public Notice, DA 20-304 (March 19, 2020). https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
During the time the Commission's building is closed to the
general public and until further notice, if more than one docket or
rulemaking number appears in the caption of a proceeding, paper filers
need not submit two additional copies for each additional docket or
rulemaking number; an original and one copy are sufficient.
FOR FURTHER INFORMATION CONTACT: Melissa Conway,
[email protected], of the Wireless Telecommunications Bureau,
Mobility Division, (202) 418-2887. For additional information
concerning the PRA information collection requirements contained in
this document, contact Cathy Williams at (202) 418-2918 or send an
email to [email protected].
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM) in PS Docket No. 13-42, FCC 20-89,
released on July 6, 2020. The complete text of the NPRM is available
for viewing via the Commission's ECFS website by entering the docket
number, PS Docket No. 13-42.
People with Disabilities: To request materials in accessible
formats for people with disabilities (Braille, large print, electronic
files, audio format),
[[Page 46048]]
send an email to [email protected] or call the Consumer & Governmental
Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (TTY).
Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments on or before
the dates indicated on the first page of this document.
Ex Parte Rules
This proceeding shall continue to be treated as a ``permit-but-
disclose'' proceeding in accordance with the Commission's ex parte
rules (47 CFR 1.1200). Persons making ex parte presentations must file
a copy of any written presentation or a memorandum summarizing any oral
presentation within two business days after the presentation (unless a
different deadline applicable to the Sunshine period applies). Persons
making oral ex parte presentations are reminded that memoranda
summarizing the presentation must (1) list all persons attending or
otherwise participating in the meeting at which the ex parte
presentation was made, and (2) summarize all data presented and
arguments made during the presentation. If the presentation consisted
in whole or in part of the presentation of data or arguments already
reflected in the presenter's written comments, memoranda or other
filings in the proceeding, the presenter may provide citations to such
data or arguments in his or her prior comments, memoranda, or other
filings (specifying the relevant page and/or paragraph numbers where
such data or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with rule 1.1206(b). In proceedings governed by
rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
should familiarize themselves with the Commission's ex parte rules.
Initial Paperwork Reduction Analysis
This document contains proposed information collection
requirements. The Commission, as part of its continuing effort to
reduce paperwork burdens, invites the general public and the Office of
Management and Budget (OMB) to comment on the information collection
requirements contained in this document, as required by the Paperwork
Reduction Act of 1995, Public Law 104-13. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4), the Commission seeks specific comment on how it
might further reduce the information collection burden for small
business concerns with fewer than 25 employees.
Initial Regulatory Flexibility Act Analysis
As required by the Regulatory Flexibility Act of 1980 (RFA), the
Commission has prepared an Initial Regulatory Flexibility Analysis
(IRFA) of the possible significant economic impact on small entities of
the policies and rules proposed in the NPRM. It requests written public
comment on the IRFA, contained at Appendix B to the NPRM. Comments must
be filed in accordance with the same deadlines as comments filed in
response to the NPRM as set forth on the first page of this document,
and have a separate and distinct heading designating them as responses
to the IRFA. The Commission's Consumer and Governmental Affairs Bureau,
Reference Information Center, will send a copy of the NPRM, including
the IRFA, to the Chief Counsel for Advocacy of the Small Business
Administration.
Synopsis
Section 6103 of the Middle Class Tax Relief and Job Creation Act of
2012 (T-Band Mandate) \1\ directs the Commission to reallocate T-Band
spectrum used by ``public safety eligibles'' and begin a system of
competitive bidding to grant new initial licenses for the use of the
spectrum by February 22, 2021, to relocate these public safety entities
from the T-Band no later than two years after completion of the system
of competitive bidding, and to make auction proceeds available to the
National Telecommunications and Information Administration (NTIA) to
make grants as necessary to cover relocation costs for the public
safety entities for which the statute requires relocation. This NPRM is
the commencement of the process to meet each of the statutory deadlines
and directives.
---------------------------------------------------------------------------
\1\ Middle Class Tax Relief and Job Creation Act of 2012, Public
Law 112-96, section 6103, 126 Stat. 156, 205-206 (2012), (codified
at 47 U.S.C. 1413) (Spectrum Act).
---------------------------------------------------------------------------
A. Allocation and Use of T-Band Frequencies
In 1970, the Commission allocated spectrum in the 470-512 MHz band
in certain ``major urbanized areas'' for sharing between broadcast
television and ``public safety, industrial, and land transportation''
private land mobile radio services (PLMR). The Commission did so to
address spectrum shortages and congestion in certain urbanized areas
for those services and to anticipate future PLMR growth and spectrum
needs. Today, T-Band spectrum is assigned to Public Safety Pool and
Industrial/Business PLMR operations in the following eleven urbanized
areas: Boston, MA; Chicago, IL; Dallas/Fort Worth, TX; Houston, TX; Los
Angeles, CA; Miami, FL; New York, NY/NE NJ; Philadelphia, PA;
Pittsburgh, PA; San Francisco/Oakland, CA; and Washington, DC/MD/VA.
Additionally, in some urbanized areas, T-Band spectrum within the
lowest 300 kilohertz of each broadcast television channel is designated
for part 22 public mobile service. Commission rules allow T-Band
licensees an operational radius of 128 kilometers (80 miles) from the
geographic center of each urbanized area.
Each television broadcast channel consists of a 6 megahertz block,
with the number and frequency range of broadcast channel(s) open for
assignment to T-Band users varying in each urbanized area. With limited
exceptions, T-Band frequency assignments within each broadcast channel
are available in the eleven urbanized areas for use by either type of
licensee. Paired frequencies are assigned in 12.5 kilohertz or 25
kilohertz bandwidths, with each frequency pair separated by 3 megahertz
to avoid interference. As a result, Public Safety frequency assignments
are interleaved with Industrial/Business frequency assignments in most
T-Band channels. T-Band spectrum consists of interleaved narrowband
channels and is heavily used by these entities across the eleven
urbanized areas. According to Commission licensing records, there are
approximately 925 Public Safety licensees with 3,000 stations, and
approximately 700 non-public safety entities with 1700 stations
throughout the T-Band spectrum. In addition, some entities in the T-
Band, both public safety and Industrial/Business, operate through
waivers of Sec. 90.305 of the Commission's rules governing location of
T-Band stations. The ratio of public safety to Industrial/Business
usage
[[Page 46049]]
varies from urbanized area to urbanized area.
B. Statutory Directive
In analyzing the T-Band Mandate's potential impact, the Government
Accountability Office concluded in 2019 that T-Band relocation poses
significant challenges, including uncertainty of available spectrum,
high cost, and interoperability concerns, and that implementation of
the T-Band Mandate could deprive first responders of their current
ability to communicate by radio. The National Public Safety
Telecommunications Council, in both a 2013 report and a 2016 updated
report, calculated the cost to relocate public safety operations from
the T-Band would be approximately $5.9 billion. The Commission's own
estimates from early 2019 indicated that relocating public safety users
from the T-Band would have an estimated cost between $5 and $6 billion
and that these estimated relocation costs would greatly exceed the
total expected revenues from an auction for both wireless use and the
provision of broadcast services.
Bipartisan Congressional opposition to the T-Band Mandate has
increased as the deadline approaches. Multiple bills have been
introduced that would repeal the T-Band Mandate. Congressional
statements calling for repeal note the critical nature of these public
safety communications as well as the substantial concern that the
potential value of the spectrum at auction would not cover relocation
costs.
In this proceeding, the Commission proposes an approach to
implement the T-Band Mandate for the 470-512 MHz band and address a
variety of issues, such as an expanded allocation, band plan, spectrum
block size, overlay license rights, and license area size, that would
allow new flexible-use licensees to make use of the spectrum vacated by
the mandatory transition of public safety eligibles. The Commission
also addresses issues related to the transition of public safety
incumbents out of the band, including which entities require
transition, and seek comment on potential paths forward for incumbent
Industrial/Business licensees and licensees operating in the T-Band
pursuant to part 22 of the Commission's rules, as the T-Band Mandate is
silent with regard to treatment of those licensees. Finally, the
Commission proposes rules that would allow for flexible use under part
27 of the Commission's rules in the auctioned T-Band spectrum.
C. Reallocation and Licensing of T-Band Spectrum for Flexible Use
The T-Band Mandate provides that the ``Commission shall . . .
reallocate the spectrum in the 470-512 MHz band . . . currently used by
public safety eligibles as identified in Sec. 90.303'' of the
Commission's rules. In considering how to reallocate this spectrum, and
consistent with the Commission's approach to allocation of certain
other bands, the Commission seeks to provide flexibility for new T-Band
licensees, after relocation of public safety operations, to tailor the
use of the band to their specific operational needs and to maximize
network efficiency. The Commission therefore proposes a modification of
the current 470-512 MHz band co-primary allocations to provide for
Mobile Service, Fixed Service, and Broadcasting. The Commission seeks
comment on this proposal. In particular, the Commission asks whether
the expansion of the Land Mobile Service allocation for the 470-512 MHz
band to permit Mobile Service, which would include not only Land Mobile
Service, but Aeronautical Service and Maritime Service, would allow for
more efficient use of the spectrum? How might an expanded allocation
affect the resulting interference environment in the band, and would
additional protections be necessary? How should the addition of either
or both of these expanded allocations be reflected in the proposed
rules? Commenters should discuss in detail the costs and benefits of
any expanded allocations.
The Commission believes that its proposal meets the requirements
for the allocation of flexible use spectrum under section 303(y) of the
Communications Act of 1934, as amended (Act). That section allows the
Commission to allocate spectrum for flexible uses if the allocation is
consistent with international agreements and if it finds that: (1) The
allocation is in the public interest; (2) the allocation does not deter
investment in communications services, systems, or development of
technologies; and (3) such use would not result in harmful interference
among users. The proposed allocation is consistent with international
allocations for use of the 470-512 MHz band. Further, the proposed
licensing framework for the new T-Band operations could spur innovation
and investment in communications services, systems, and wireless
technologies. The Commission seeks comment on this proposal.
Band Plan. The Commission proposes the band plan below in Figure 1
that would accommodate an auction of geographic area licenses of six
megahertz blocks on a block-by-block basis in the 470-512 MHz band. The
Commission proposes that the following blocks will be available in the
listed urbanized areas, consistent with the current T-Band frequency
assignments set forth in Sec. Sec. 90.303 and 90.311 of our rules: A
Block (Boston, Chicago, Los Angeles, Miami, New York, Pittsburgh); B
Block (Chicago, New York); C Block (Boston, Dallas, Los Angeles, New
York, San Francisco); D Block (Houston, San Francisco, Washington DC);
E Block (Pittsburgh, Washington, DC); F Block (Philadelphia): G Block
(Los Angeles, Philadelphia), shown in Figure 2. The Commission seeks
comment on this proposed band plan and any appropriate alternatives, as
well as the costs and benefits of any alternatives.
[[Page 46050]]
[GRAPHIC] [TIFF OMITTED] TP31JY20.011
The Commission emphasizes that it is not proposing any changes to
the other, non-public safety allocations in the band at this time.
Spectrum Block Size and Overlay Licensing. In proposing the
spectrum block sizes for new licenses in the 470-512 MHz band, the
Commission is mindful of the existing spectral environment. The T-Band
Mandate requires that the Commission use competitive bidding to grant
new initial licenses for the use of spectrum currently used by public
safety eligibles as identified in Sec. 90.303 of the Commission's
rules and to relocate those public safety licensees from the T-Band.
This approach would necessarily limit available channels to discrete
frequency pairings within the six megahertz block in a given urbanized
area, and would exclude from competitive bidding all frequencies
currently authorized to Industrial/Business licensees pursuant to part
90 of the Commission's rules and all frequencies currently authorized
to licensees for point to multi-point operation pursuant to part 22 of
the Commission's rules. In the event that the Commission accepts
mutually exclusive applications for licenses in the band, it will grant
the licenses through a system of competitive bidding, consistent with
section 309(j) of the Act. Further, to facilitate increased
flexibility, the Commission proposes to use its authority pursuant to
the T-Band Mandate and section 309(j) of the Act to make available for
licensing through competitive bidding in a given urbanized area the
full six megahertz blocks in the 470-512 MHz band as an overlay
authorization. An overlay license authorizes operations for a
geographic area ``overlaid'' on existing incumbent licensees,
consisting in the T-Band of part 90 Industrial/Business and Public
Safety Pool licensees, and part 22 point to multi-point licensees. This
approach requires the overlay licensee to protect existing incumbents
from interference indefinitely, i.e., until the incumbent rights are
relinquished. The Commission concludes that offering overlay licenses
will best protect the rights of incumbent licensees that might remain
in the band.
Consistent with an overlay approach, any new licensee operation on
a frequency pair within the six megahertz is fully dependent upon
whether an incumbent licensee is relocated from the T-Band spectrum.
The Commission proposes that, as required by the T-Band Mandate, only
``public safety eligibles'' using T-Band spectrum are to be mandatorily
relocated from the T-Band at this time. Would issuing overlay
authorizations for the current six megahertz spectrum block, with only
public safety eligibles proposed to be relocated from the T-Band, allow
for both the provision of potential new services and the maintenance of
a status quo incumbent interference environment for existing
operations? The Commission seeks comment in general on the overlay
auction approach with public safety eligibles relocating from the T-
Band. The Commission seeks specific comment on whether this approach
would lay the foundation for promoting the most efficient and intensive
use of the spectrum and the recovery for the public of a portion of the
value of the public spectrum resource. The Commission also seeks
comment any alternatives approaches and the associated costs and
benefits.
The Commission proposes that an overlay licensee in the T-Band
would have a right to operate within the channel block to the extent:
(1) A frequency is not assigned to an incumbent (either for shared or
exclusive use); (2) the incumbent vacates the frequency, whether as
required by the T-Band Mandate,
[[Page 46051]]
voluntary transition, acquisition, failure to renew, or permanent
discontinuance; or (3) the incumbent and overlay licensee reach an
agreement permitting such operation. The Commission also proposes that
for a frequency to be considered vacated, the overlay licensee must
clear all incumbents, such that there would be no overlap in authorized
bandwidth of incumbent and overlay licensee transmissions.
Additionally, given the need to protect adjacent broadcast
licensees, the Commission does not find feasible, and therefore do not
propose, that an overlay licensee can operate co-channel on a frequency
licensed to an incumbent by meeting, for example, a specified minimum
mileage separation, or through an interference protection showing
relying on contour calculations. The Commission seeks comment on this
approach and whether we should adopt an alternative methodology whereby
a technical showing could be made supporting co-channel operation of an
overlay licensee while protecting existing incumbents in the same
geographic area.
Geographic License Area Size. The Commission proposes to license
the 470-512 MHz band on a geographic area basis with a 128-kilometer
(80-mile) operational radius for each urbanized area based on the
geographic centers set forth in Sec. Sec. 90.303 and 90.305 of our
rules. The Commission considers promoting a range of objectives when
designing a system of competitive bidding and determining the
appropriate geographic license size, including: (1) Facilitating access
to spectrum by a wide variety of providers, including small entities
and rural providers; (2) providing for the efficient use of spectrum;
(3) encouraging deployment of wireless broadband services to consumers;
and (4) promoting investment in and rapid deployment of new
technologies and services. Other relevant factors here are the presence
of incumbent broadcast operations and of non-public safety, Industrial/
Business PLMR operations. In light of these factors, the Commission
proposes to license the 470-512 MHz band with a geographic area
consistent with the current T-Band operational radius.
The Commission seeks comment on this geographic-area licensing
approach, and on any alternative licensing approach, including the
costs and benefits of adopting such a licensing approach. Commenters
also should address how any alternative licensing approach would be
consistent with the requirements of section 309(j) and the statutory
objectives that the Commission seeks to promote in establishing
methodologies for competitive bidding.
Licensing Trigger. The T-Band Mandate provides that auction
proceeds shall be available to cover relocation costs of public safety
entities from the T-Band. As noted above, prior assessments predict
that the cost of relocating public safety licensees may approach $6
billon. The Commission thus proposes to issue licenses only where net
winning bids would exceed the total estimated relocation costs for all
public safety T-Band licensees subject to mandatory relocation, as
informed by earlier analyses in the record and the detailed comment we
expect to receive in response to this NPRM regarding the costs of
providing comparable facilities to relocated public safety licensees.
The Commission seeks comment on this proposal, as well as on the
statutory meaning of certain terms that will inform the likelihood that
net winning bids will in fact exceed total estimated relocation costs.
The Commission seeks comment on whether the term ``proceeds,'' as used
in the T-Band Mandate, should be limited to monies paid for licenses
covering spectrum ``currently used by public safety eligibles as
identified in Sec. 90.303.'' The Commission also seeks comment on
whether the term ``relocation costs,'' should be defined consistent
with the its approach in other proceedings.
Commenters should address how this approach, or any alternative,
would or would not be consistent with the statutory requirements of
section 309(j) and with the T-Band Mandate's statutory directives. For
example, the Commission seeks comment on how to address any deficit in
net winning bids--should it require public safety licensees to relocate
on a city-by-city basis if the bids for a particular urbanized area
meet or exceed the cost estimates to relocate public safety licensees
in that particular area? Similarly, should licensees be required to
relocate on a channel-by-channel basis within urbanized areas where
bids for that channel meet or exceed the cost of clearing the channel?
Are there alternative spectrum block sizes, licensing areas, or band
plans that would meet the statutory directives, result in a status quo
inference environment, and nonetheless ensure efficient use of
spectrum? Commenters offering alternate methods should address the
costs and benefits of a proposed alternate method.
D. Transition of Incumbents From T-Band Spectrum
1. Public Safety Transition
As directed by the T-Band Mandate, the Commission proposes to
relocate from T-Band spectrum all ``public safety eligibles as
identified in Sec. 90.303'' of our rules, and to do so ``not later
than 2 years after the date on which the system of competitive bidding
described in [the statute] is completed.'' The Commission also proposes
to require that comparable facilities be provided to relocated
licensees, and notes that transition of Public Safety licensees out of
the T-Band to such facilities is subject to reimbursement from auction
proceeds to ``cover relocation costs.'' The Commission seeks comment on
this approach and on the availability of a suitable spectrum
destination(s) for Public Safety entities relocated from the T-Band.
The Commission emphasizes that it is committed under any scenario to
ensuring the continuity of such licensees' public safety mission-
critical communications.
Public Safety Entities. Section 6103(a)(2) requires the auction of
``the spectrum in the 470-512 MHz band . . . currently used by public
safety eligibles as identified in Sec. 90.303 of title 47, Code of
Federal Regulations.'' Section 90.303 states that frequency assignments
in the 482-488 MHz band (broadcast television channel 16) are available
``for use by eligibles in the Public Safety Radio Pool'' in Los
Angeles; New York City; Nassau, Suffolk, and Westchester counties in
New York State; and Bergen County, New Jersey. Section 90.303 also
provides that other frequencies are available for assignment in eleven
specific urbanized areas, and that these frequencies are listed in
Sec. 90.311. Section 90.311, in turn, provides that 470-512 MHz Band
frequencies are available to listed ``categories of users,'' including
``[p]ublic safety (as defined in Sec. 90.20(a)) [the Public Safety
Pool].'' The Commission thus interprets ``public safety eligibles'' to
include the entities named in Sec. 90.303(b) and (c) and the entities
referenced by Sec. 90.303 that operate on frequencies assigned to the
public safety category of users by Sec. 90.311. The Commission seeks
comment on this statutory interpretation and any alternatives that are
consistent with the T-Band Mandate.
Following passage of the T-Band Mandate, the Bureaus imposed a
freeze on future licensing or expanded operations in the 470-512 MHz
band, thus preventing significant changes to the composition of the T-
Band. The Commission interprets the statute's reference to spectrum
``currently used
[[Page 46052]]
by public safety eligibles'' as limiting the reallocation and auction
required by the T-Band Mandate to those frequencies in use by the
public safety eligibles in the T-Band at the time the freeze was
imposed, as opposed to frequencies in use by non-public safety
licensees or that are unassigned. The Commission seeks comment on this
interpretation and, with respect to the applicable licensing timeframe,
whether it should interpret ``currently used'' as the time of the
statute's enactment (i.e., February 22, 2012), which would not take
into account subsequent licensing changes in the T-Band.
The Commission reiterates that some public safety licensees operate
in the T-Band pursuant to waiver on channels not listed or referenced
in Sec. 90.303 of our rules, and thus are arguably outside the scope
of the T-Band Mandate. For example, the 476-482 MHz block (broadcast
television channel 15) in Los Angeles currently is used by public
safety incumbents pursuant to a waiver, and 476-482 MHz is specifically
excluded from the list of available frequencies identified in Sec.
90.303. In addition, other T-Band public safety entities have received
waivers of Sec. 90.305 of the Commission's rules or are operating via
frequency pair assignments classified as Industrial/Business, pursuant
to waivers of Sec. 90.311(a)(2) of the rules. The Commission seeks
comment on whether it should interpret the statute to require it to
auction T-Band spectrum licensed to public safety entities under the
aforementioned waivers, and to require these licensees to relocate out
of the T-Band.
The Commission seeks comment on any issues that may arise if public
safety waiver licensees or those operating through Industrial/Business
assignments are allowed to remain in the T-Band. For example, what
would be the effect on interoperability between public safety systems
operating with and without waivers if only public safety licensees not
subject to waiver were subject to relocation? Similarly, if a public
safety waiver licensee has base station operations both inside and
outside the 50-mile radius for base stations, would any operations
outside the area authorized by the rules function as a splintered or
partial system? Or should such a public safety waiver licensee be
required to relocate all operations from the T-Band? Finally, if public
safety waiver licensees are not relocated from the T-Band, what
criteria would be appropriate to ensure interference is minimized
between such licensees and auction licensees?
Comparable Facilities. Consistent with its approach to mandatory
relocation in other services, the Commission proposes that public
safety licensees relocated from the T-Band will be compensated for
reasonable relocation costs and provided with comparable facilities.
Provision of comparable facilities should ensure that public safety
eligibles are not unduly burdened and that their operations are not
inordinately disrupted by mandatory relocation from the T-Band.
Importantly, the Commission seeks to ensure that, in providing
comparable facilities, the relocation process does not result in
degradation of existing service or cause an adverse effect on important
public safety communications operations. The Commission proposes to
define ``comparable facility'' as a replacement system that is at least
equivalent to the public safety eligible's existing T-Band system with
respect to the following four factors: (1) System, (2) capacity, (3)
quality of service, and (4) operating costs. The Commission seeks
comment on this proposal.
The Commission also proposes guidelines on how these factors would
apply in providing a comparable facility and seek comment on each
factor. The Commission proposes that a comparable system would be
functionally determined from the end user's point of view (i.e., base
station facilities operating on an integrated basis to provide service
to a common end user, and all associated mobile units). The Commission
proposes that a system may include multiple-licensed facilities
operated as a unified system if the end user can access all such
facilities.
The Commission proposes that comparable channel capacity must have
the same overall capacity as the original configuration, including
equivalent signaling capacity, baud rate, and access time, and must
achieve coextensive geographic coverage with that of the original
system.
The Commission proposes that comparable quality of service would
require the end user to enjoy the same level of interference
protection. Quality of service necessarily requires reliability, or the
degree to which information is transferred accurately within the
system. For analog or digital voice transmissions, this would be
measured by the percent of time that audio signal quality meets an
established threshold.
With respect to operating costs, the Commission proposes that
compensable costs would include all reasonable engineering, equipment,
site and Commission fees, as well as any reasonable, additional costs
that the covered incumbent may incur as a result of mandatory
relocation. Should the Commission assume that the compensation regime
would provide for recovery of all costs associated with relocation,
including planning and administrative costs, or should it limit
compensable costs to only the cost of retuning and/or replacing
equipment? Should the Commission establish a rebuttable presumption or
guideline regarding soft costs, including potentially establishing a
cap on soft costs as a percentage of hard costs, to determine what is
reasonably and unavoidably incurred, and thus properly compensable,
consistent with other recent proceedings?
Relocation Cost Grants. The T-Band Mandate provides that
``[p]roceeds (including deposits and upfront payments from successful
bidders) from the competitive bidding system described in subsection
(a)(2) shall be available to the Assistant Secretary [of NTIA] to make
grants in such sums as necessary to cover relocation costs for the
relocation of public safety entities from the T-Band spectrum.'' The
statute refers solely to NTIA's responsibility for the issuance of
grants, appearing to leave responsibility with the Commission to
determine reimbursable amounts with respect to costs of relocation,
including the provision of comparable facilities. The Commission seeks
comment on whether Congress intended for the Commission to rely on its
expertise to determine the appropriate grant amounts based on both the
provision of comparable facilities as well as on other individual
licensee relocation costs. Alternatively, the Commission seeks comment
on whether Congress intended NTIA to issue rules regarding eligible
entities and eligible costs in accordance with the statute. Under this
alternative reading, the Commission seeks comment on how the its
expertise could be leveraged to inform the NTIA grant program.
The Commission seeks comment on additional relocation costs public
safety licensees are likely to incur to relocate out of the T-Band,
with the caveat that the destination spectrum bands are not yet
determined. Should relocation costs for each licensee be determined
based on a cost model, such as the model developed by the National
Public Safety Telecommunications Council in its T-Band Report? The
Commission seeks recommendations on formulas and calculation methods,
and what parameters should be considered.
Relocation Spectrum. The T-Band Mandate does not identify spectrum
bands to which public safety entities
[[Page 46053]]
could be relocated. Prior submissions in the extensive record in this
proceeding have discussed the availability of the FirstNet public
safety broadband network; the 450-470 MHz band; the 700 MHz band; the
800 MHz band; and the 900 MHz band, though many of these submissions
and GAO have questioned whether sufficient alternative spectrum is
available to accommodate relocation of any T-Band public safety
licensees. The Commission therefore seeks detailed comment on the
suitability of these or any other spectrum bands to serve as relocation
spectrum, what characteristics must be present to consider a band a
viable relocation option--for example, capacity, readily available
equipment, and similar propagation characteristics--and the costs and
benefits of relocating public safety licensees to a particular band(s).
Are there relocation alternatives other than replacement spectrum that
we should consider, such as third-party service or other media?
Relocation Deadline. The T-Band Mandate imposes a specific
completion deadline, directing that ``[r]elocation shall be completed
not later than 2 years after the date on which the system of
competitive bidding . . . is completed.'' The Commission seeks comment
on what constitutes the completion of relocation for purposes of
section 6103(c). Commenters should discuss the steps a public safety
entity must take to relocate its system, and the estimated timelines
for these steps. For example, the Commission expects a transition would
require a T-Band public safety licensee to develop, test, and commence
operations in destination spectrum band(s) before discontinuing
operations in the T-Band. Commenters should provide details of
transition planning and specific anticipated timeframes for each phase.
In the alternative, the Commission asks whether relocation would be
completed once the Public Safety incumbent commences operations on its
replacement frequencies, even if the incumbent has not completed all
the tasks associated with the relocation.
2. Non-Public Safety Transition
The T-Band Mandate does not require relocation nor provide for
reimbursement of non-public safety licensees operating in the T-Band.
Therefore, under the Commission's proposal, the T-Band would remain
encumbered with part 90 Industrial/Business licensees on interleaved
frequencies and with part 22 licensees in the lowest 300 kHz of most
six megahertz blocks. Allowing non-public safety incumbents to remain
in the T-Band would result in continued co-channel use of spectrum in a
limited geographic area, which likely will prevent broadcast or
wireless use by an overlay licensee. In light of these considerations
and the statutory mandate to use auction proceeds to fund the
relocation of Public Safety incumbents, the Commission seeks comment on
requiring a mandatory transition of all non-public safety incumbents
(i.e., part 90 Industrial/Business licensees and part 22 licensees) out
of the T-Band, subject to payment of relocation costs, including
provision of comparable facilities, by the overlay licensee.
Section 316(a)(1) of the Act provides that ``[a]ny station license
. . . may be modified by the Commission . . . if in the judgment of the
Commission such action will promote the public interest, convenience
and necessity.'' The Commission seeks comment on whether making
contiguous spectrum available for auction, enhancing the usefulness of
the spectrum and promoting auction competition, and thus increasing the
chances of a successful auction so that the directives of section 6103
may be executed, would support a determination that ordering license
modifications of non-public safety incumbents (e.g., entities that
section 6103 does not take into consideration) would promote the public
interest, convenience, and necessity, given all the relevant
circumstances, including such factors as the effects on all the
incumbent licensees and the costs and benefits to the public that are
likely to result from the reconfiguration of this spectrum.
The Commission also seeks comment on potential other transition or
realignment approaches that could meet the statutory mandate to fund
public safety relocation costs from auction proceeds and to allow for
efficient use of spectrum without requiring a full transition from the
T-Band. For example, should the Commission instead realign interleaved
Industrial/Business and part 22 licensees in order to create more
contiguous spectrum for auction, either within single channel blocks or
by relocating Industrial/Business and part 22 operations to a single
channel in a city with multiple T-Band channels, resulting in at least
one unencumbered six-megahertz channel? The Commission notes that, as 3
MHz separation between base and mobile transmit frequencies is required
to prevent intra-system interference, any realignment within a channel
would still leave two portions of a six-megahertz channel block
encumbered. Should the Commission sunset the 2012 waiver of the
narrowbanding requirement for T-Band licensees and set new
narrowbanding deadlines for Industrial/Business licensees in the T-
Band? Commenters advocating for realignment or other approaches should
also address transition mechanisms, technical issues, such as ease of
retuning existing radios, timing and cost considerations, and whether
additional protections or rules might be necessary to protect
incumbents, whether part 90 Industrial/Business, part 22, or broadcast,
from harmful interference.
The T-Band Mandate does not confer authority to use T-Band auction
revenues to fund non-Public Safety relocation or realignment, whether
out of the T-Band, within a T-Band channel, or to different channels
within the band. However, the Commission has authority to condition
licenses in the public interest, such as by requiring overlay licensees
to pay for the costs associated with license modifications and has used
this authority in prior proceedings. To the extent that the Commission
may require T-Band part 90 Industrial/Business and part 22 licensees to
relocate from their current frequency assignments, it seeks comment on
whether to require an overlay licensee to pay for relocation costs of
such licensees to comparable facilities. As with mandatory relocation
of public safety licensees above, ``comparable facilities'' would
require that a replacement system be provided to an incumbent during
mandatory relocation that is at least equivalent to the incumbent's
existing T-Band system with respect to: (1) System, (2) capacity, (3)
quality of service, and (4) operating costs.
The Commission also seeks comment on spectrum bands to which part
90 Industrial/Business and part 22 entities could be relocated. As with
public safety entity relocation, the Commission seeks comment on
whether there are spectrum bands that can accommodate relocation of
these incumbents. Are there additional bands that would be more
suitable for part 90 Industrial/Business or part 22 licensees, but
potentially less appropriate for public safety licensee relocation? The
Commission seeks comment on the characteristics required to consider a
band a viable relocation option--for example, capacity, readily
available equipment, and similar propagation characteristics--and the
costs and benefits of relocating part 90 Industrial/Business and part
22 licensees to a particular band(s). Are there relocation alternatives
other than replacement spectrum that the Commission should
[[Page 46054]]
consider, such as third-party service or other media?
E. Licensing and Operating Rules; Regulatory Issues
Given the Commission's proposal to auction T-Band licenses on a
block-by-block basis for fixed and mobile use, the Commission proposes
to designate the new T-Band spectrum as a Miscellaneous Wireless
Communications Service governed by part 27 of the Commission's rules.
The Commission therefore proposes that all future licensees in the T-
Band would be required to comply with licensing and operating rules
applicable to all part 27 services, including assignment of licenses by
competitive bidding, flexible use, regulatory status, foreign ownership
reporting, compliance with construction notification requirements,
renewal criteria, permanent discontinuance of operations, partitioning
and disaggregation, and spectrum leasing. The Commission seeks comment
on its approach and asks commenters to identify any aspects of its
general part 27 service rules that should be modified to accommodate
the particular characteristics of the T-Band.
The Commission has also sought comment in this NPRM regarding
potential broadcast use of the T-Band, or if there are other uses of T-
Band outside of flexible wireless use. How should the Commission modify
its licensing and operating rules if there are broadcast or other uses
in the band?
In addition, the Commission seeks comment on service-specific rules
for the T-Band, including eligibility, mobile spectrum holdings
policies, license term, performance requirements, renewal term
construction obligations, and other licensing and operating rules. In
addressing these issues, commenters should discuss the costs and
benefits associated with these proposals and any proposed alternatives.
In the alternative, the Commission asks commenters to address whether
new T-Band licensees should be regulated under part 90 of our rules so
that new T-Band licensees and incumbent PLMR licensees would be subject
to a single set of rules. Commenters favoring this approach should
identify the part 90 rules that would need to be amended and suggest
specific rule language.
1. Eligibility
Consistent with established Commission practice, the Commission
proposes to adopt an open eligibility standard for licenses in the T-
Band. The Commission seeks comment on this approach. Specifically, the
Commission seeks comment on whether adopting an open eligibility
standard for the licensing of the T-Band would encourage the
development of new technologies, products, and services, while helping
to ensure efficient use of this spectrum. The Commission notes that an
open eligibility approach would not affect citizenship, character, or
other generally applicable qualifications that may apply under our
rules. Commenters should discuss the costs and benefits of the open
eligibility proposal on competition, innovation, and investment.
Finally, a person that, for reasons of national security, has been
barred by any agency of the Federal Government from bidding on a
contract, participating in an auction, or receiving a grant ``is
ineligible to hold a license that is required by [the Spectrum Act] to
be assigned by a system of competitive bidding under section 309(j) of
the Communications Act.'' This eligibility restriction would apply to
the auction of spectrum ``currently used by public safety eligibles as
identified in Sec. 90.303'' of our rules. The Commission seeks comment
on how this eligibility restriction would apply to the auction of
spectrum blocks used by a mixture of Public Safety, Industrial/
Business, and part 22 incumbents.
2. Mobile Spectrum Holding Policies
Spectrum is an essential input for the provision of mobile wireless
services, and the Commission has developed policies to ensure that
spectrum is assigned in a manner that promotes competition, innovation,
and efficient use. The Commission seeks comment generally on whether
and how to address any mobile spectrum holdings issues involving T-Band
spectrum to meet our statutory requirements and ensure competitive
access to the band. Similar to the Commission's approach in the 2017
Spectrum Frontiers Order and FNPRM and the 1675-1680 MHz NPRM, the
Commission proposes not to adopt a pre-auction, bright line limit on
the ability of any entity to acquire spectrum in the T-Band through
competitive bidding at auction. Since such pre-auction limits may
restrict unnecessarily the ability of entities to participate in and
acquire spectrum in an auction, the Commission is not inclined to adopt
such limits absent a clear indication that they are necessary to
address a specific competitive concern, and seeks comment on any
specific concerns of this type.
The Commission does not propose that this band be included in the
Commission's spectrum screen, which helps to identify those markets
that may warrant further competitive analysis, when evaluating proposed
secondary market transactions. Instead, the Commission proposes to
review spectrum holdings on a case-by-case basis when applications for
initial licenses are filed post-auction to ensure that the public
interest benefits of having a threshold on spectrum applicable to
secondary market transactions are not rendered ineffective. Commenters
should discuss and quantify any costs and benefits associated with any
proposals on the applicability of mobile spectrum holdings policies to
T-Band spectrum.
The Commission notes that its rules contain restrictions on the
common ownership of commercial full power television stations both in a
particular local market and nationwide, as well as restrictions on the
cross-ownership of such stations with other media outlets. To the
extent that a successful bidder seeks to operate a full power
television station on the reallocated spectrum awarded as a result of
this auction, the Commission seeks comment on whether the permittee of
such new station would need to comply with its existing media ownership
rules.
3. License Term, Performance Requirements, Renewal Term Construction
Obligations
License Term. For licensees other than those providing broadcast
services, the Commission proposes a 15-year initial term for new
flexible-use T-Band licenses, and a ten-year term for subsequent
renewals, given that relocation, and clearance, and initial performance
requirements will have been satisfied upon renewal of a given T-Band
license. The Commission believes that 15 years affords licensees
sufficient time to make long-term investments in deployment and seek
comment on the costs and benefits of this proposal. The Commission
invites commenters to submit alternate proposals for the appropriate
license term, which should similarly include a discussion on the costs
and benefits. Importantly, the Commission notes that, in the event this
spectrum is used for broadcast services, the license term is
statutorily limited to eight years and that shorter term will apply.
Performance Requirements. The Commission seeks comment on adopting
specific quantifiable benchmarks as an important component of our
performance requirements for licensees not providing broadcast
services. The Commission seeks comment on requiring a new T-Band
licensee, planning to provide mobile or point-to-multipoint service in
accordance with our part 27 rules, to
[[Page 46055]]
provide reliable signal coverage and offer service to at least 45% of
the population in each of its license areas within six years of the
license issue date (first performance benchmark), and to at least 80%
of the population in each of its license areas within 12 years from the
license issue date (second performance benchmark). For a licensee
deploying point-to-point service, the Commission seeks comment on
requiring it to demonstrate within six years of the license issue date
(first performance benchmark) that it has four links operating and
providing service, either to customers or for internal use, if the
population within the license area is equal to or less than 268,000. If
the population within the license area is greater than 268,000, the
Commission seeks comment on requiring a licensee deploying point-to-
point service to demonstrate that it has at least one link in operation
and that it is providing service per every 67,000 persons within a
license area. The Commission seeks comment on requiring a licensee
deploying point-to-point service to demonstrate within 12 years of the
license issue date (final performance benchmark) that it has eight
links operating and providing service, either to customers or for
internal use, if the population within the license area is equal to or
less than 268,000. If the population within the license area is greater
than 268,000, the Commission seeks comment on requiring a licensee
deploying point-to-point service to demonstrate that it is providing
service and that it has at least two links in operation per every
67,000 persons within a license area. The Commission seeks comment on
whether in order to be eligible to be counted under the point-to-point
buildout standard, a point-to-point link must operate with a transmit
power greater than +43 dBm. The Commission notes that the proposed
period for complying with these performance requirements would begin on
the date that the license is issued, irrespective of the extent to
which the incumbent licensees have been relocated out of the T-Band.
The Commission believes that 12 years will provide sufficient time
for any T-Band licensee to meet the proposed coverage requirements. The
Commission proposes that a T-Band licensee, after satisfying the 12-
year second performance benchmark, be required to continue providing
reliable signal coverage, or point-to-point links, as applicable, and
offering service at or above that level for the remaining three years
in the proposed 15-year license term in order to obtain license
renewal. Establishing such benchmarks before the end of the license
term will allow us time to verify, to the extent needed, that the
performance benchmarks have been met before licensees need to renew
their licenses. The Commission seeks comment on its proposal.
The Commission recognizes that new T-Band licensees will have the
flexibility to provide a range of services, including broadcast
services. In the event that T-Band spectrum is used for broadcast
services, the Commission seeks comment on requiring a broadcast station
to be constructed and operational through the transmission of broadcast
signals within the initial eight-year license term. Are there other
parameters that should be included to ensure the efficient and
effective use of T-Band spectrum for broadcast services (e.g., a
specific level of market penetration)? The Commission seeks comment on
this and any other requirements to achieve our goal of ensuring
spectrum use. The Commission also seeks comment on whether services
potentially less suited to a population coverage metric (e.g., Internet
of Things-type fixed and mobile services) would benefit from an
alternative performance benchmark, for example, geographic coverage
benchmarks. Commenters should discuss the appropriate metric to
accommodate such service offerings or other innovative services in the
T-Band, as well as the costs and benefits of an alternative approach.
The Commission also seeks comment on whether the proposals
discussed above achieve the appropriate balance between license-term
length and a significant final buildout requirement. The Commission
seeks comment on the proposed buildout requirements and any potential
alternatives. Above, the Commission discusses various mechanisms for
expanding flexible use in all or part of the T-Band. The Commission
asks proponents of the various approaches described above whether there
are issues specific to this section and their preferred approach. For
example, given the potential use of the T-Band by private wireless
users such as electric utilities or other Industrial/Business Pool
eligibles, should it adopt specific performance requirements tailored
to account for potential use of the spectrum for private internal
business purposes? The Commission also seeks comment on whether small
entities face any special or unique issues with respect to buildout
requirements such that they would require certain accommodations or
additional time to comply. Finally, commenters should discuss and
quantify how any supported buildout requirements will affect investment
and innovation, as well as discuss and quantify other costs and
benefits associated with the proposals.
Penalty for Failure to Meet Performance Requirements. Along with
performance benchmarks, the Commission seeks to adopt meaningful and
enforceable penalties for failing to meet the benchmarks. The
Commission seeks comment on which penalties will most effectively
ensure timely build-out. Specifically, the Commission proposes that, in
the event a T-Band licensee fails to meet the first performance
benchmark, the licensee's second benchmark and license term would be
reduced by two years, thereby requiring it to meet the second
performance benchmark two years sooner (at 10 years into the license
term) and reducing its initial license term to 13 years. The Commission
further proposes that, in the event a T-Band licensee fails to meet the
second performance benchmark for a particular license area, its license
for each license area in which it fails to meet the performance
benchmark shall terminate automatically without Commission action. How
should the Commission modify this proposal in the event the spectrum is
used for broadcast services and is subject to an 8-year license term?
The Commission proposes that, in the event a T-Band licensee's
authority to operate terminates, the licensee's spectrum rights would
become available for reassignment pursuant to the competitive bidding
provisions of section 309(j). Further, consistent with the Commission's
rules for other part 27 licenses, the Commission proposes that any T-
Band licensee that forfeits its license for failure to meet its
performance requirements would be precluded from regaining that
license. Finally, the Commission seeks comment on other performance
requirements and enforcement mechanisms that would effectively ensure
timely buildout.
Compliance Procedures. In addition to compliance procedures
applicable to all part 27 licensees, including the filing of electronic
coverage maps and supporting documentation, the Commission proposes a
rule requiring that such electronic coverage maps accurately depict
both the boundaries of each licensed area and the coverage boundaries
of the actual areas to which the licensee provides service or in the
case of a fixed deployment, the locations of the fixed transmitters
associated with each link. If a licensee does not provide reliable
signal coverage to an entire license area, we propose that it must
provide a map that
[[Page 46056]]
accurately depicts the boundaries of the area or areas within each
license area that are not being served. The Commission further proposes
that each licensee must file supporting documentation certifying the
type of service it is providing for each licensed area within its
service territory and the type of technology used to provide such
service. Supporting documentation must include the assumptions used to
create the coverage maps, including the propagation model and the
signal strength necessary to provide reliable service with the
licensee's technology. The Commission believes that such procedures
will confirm that the spectrum is being used consistently with the
performance requirements. The Commission seeks comment on its
proposals. In the event this T-Band spectrum is used for broadcast
services, the Commission seeks comment on whether and how it should
modify the proposed compliance procedures.
Renewal Term Construction Obligation. In addition to, and
independent of, the general renewal requirements contained in Sec.
1.949 of our rules, which apply to all Wireless Radio Services (WRS)
licensees, the Commission also seeks comment on application of specific
renewal term construction obligations to new T-Band licensees. The WRS
Renewal Reform FNPRM sought comment on various renewal term
construction obligations, such as incremental increases in the
construction metric in each subsequent renewal term--e.g., by 5 or
10%--up to a certain threshold. In the event that licensees fail to
satisfy any additional renewal term construction obligations, the
Commission sought comment on a range of penalties and on methods for
reassigning the unused spectrum, including automatic termination,
``keep-what-you-serve,'' and ``use or share'' approaches.
The WRS Renewal Reform FNPRM proposed to apply rules adopted in
that proceeding to all flexible geographic licenses. Given the
Commission's proposal to license this band on a geographic basis for
flexible use, any additional renewal term construction obligations
proposed in the WRS Renewal Reform FNPRM also would apply to licenses
in the T-Band. The Commission seeks comment on whether there are unique
characteristics of the T-Band that might require a different approach
from the proposals contained in the WRS Renewal Reform FNPRM. For
example, the Commission proposes geographic areas consisting solely of
urbanized areas and the discussion of renewal term construction
obligations was tailored to ensuring rural build-out. Further, while
many existing wireless radio services have 10-year license terms, here
the Commission proposes and seeks comment on a 15-year initial license
term with 10-year renewal terms for T-Band licensees providing non-
broadcast services (eight years for licensees providing broadcast
services). Do any of the proposals for this band necessitate a more
tailored approach than the rules of general applicability proposed in
the WRS Renewal Reform FNPRM? For instance, should the Commission
require buildout to 85% of the population by the end of second license
term, given the increased length of the initial license term?
Similarly, in the event the Commission permits licensees to demonstrate
compliance with initial term performance requirements by providing IoT
services, should an applicant deploying IoT applications in the T-Band
be required to exceed its original construction metric by an additional
5%? If a T-Band license is issued for broadcast use, how would this
effect renewal term obligations? Commenters advocating rules specific
to the T-Band should address the costs and benefits of their proposed
rules. Further, they should discuss how a given proposal would
encourage investment and deployment in areas that might not otherwise
benefit from significant wireless coverage.
4. Competitive Bidding Procedures
Consistent with the competitive bidding procedures the Commission
has used in previous auctions, the Commission proposes to conduct any
auction for licenses for spectrum in the T-Band in conformity with the
general competitive bidding rules set forth in Part 1, Subpart Q, of
the Commission's rules. The Commission also seeks comment on whether
any of our Part 1 rules or other competitive bidding policies would be
inappropriate or should be modified for an auction of T-Band licenses.
The Commission seeks comment on the costs and benefits of these
proposals.
The Commission also seeks comment on whether to make bidding
credits for designated entities available for this band. If the
Commission decides to offer small business bidding credits, it seeks
comment on how to define a small business. In recent years, for other
flexible use licenses, the Commission has adopted bidding credits for
the two larger designated entity business sizes provided in the
Commission's Part 1 standardized schedule of bidding credits.
Accordingly, the Commission seeks comment on defining a small business
as an entity with average gross revenues for the preceding five years
not exceeding $55 million, and a very small business as an entity with
average gross revenues for the preceding five years not exceeding $20
million. A qualifying ``small business'' would be eligible for a
bidding credit of 15% and a qualifying ``very small business'' would be
eligible for a bidding credit of 25%. The Commission also seeks comment
on whether the unique characteristics of these frequencies and its
proposed licensing model suggest that it should adopt different small
business size standards and associated bidding credits than the
Commission has in the past.
Because new licenses in this band will only be available in eleven
urbanized areas within an operational radius of the geographic center
of each area, the Commission proposes not to offer rural service
bidding credits and seeks comment on this proposal.
F. Technical Rules
The Commission's goal is to establish technical rules that maximize
flexible use of the new T-Band spectrum licenses while appropriately
protecting incumbent operations. Many of the technical rules proposed
below are based on the rules adopted for the 600 MHz and lower 700 MHz
bands, which are similar to T-Band in terms of flexible use,
propagation characteristics, and ability to accommodate wideband
technologies. The Commission believes that the proposed technical rules
regarding transmitter power, antenna height, and out-of-band emissions
(OOBE) limits, together with existing interference protection rules,
will maintain a status quo interference environment, where an overlay
licensee is not permitted to cause harmful interference to any
operations that remain in or are adjacent to the 470-512 MHz band
(e.g., on broadcast television channel 21 or operations below 470 MHz).
The Commission seeks comment on its proposed technical rules and
whether they best achieve its objectives of permitting more flexible
use of this spectrum, while at the same time protecting co-channel and
adjacent spectrum users from harmful interference.
1. Out-of-Band Emissions Limit
Under the proposal, the Commission would license T-Band spectrum in
certain geographic areas in six megahertz blocks on a block-by-block
basis. Therefore, the Commission must consider how to address potential
harmful interference between adjacent blocks within the T-Band, and
between T-Band spectrum and adjacent bands.
The Commission previously has concluded that attenuating
transmitter
[[Page 46057]]
out-of-band emissions (OOBE) by 43 + 10 log (P) dB, where P is the
transmit power in watts, is appropriate to minimize harmful
electromagnetic interference between operators. The Commission adopted
this approach in other bands suited for flexible services, including
the 600 MHz and lower 700 MHz bands used for wireless broadband
services. To fully define an emissions limit, the Commission's rules
generally specify details on how to measure the power of the emissions,
such as the measurement bandwidth. For the 600 MHz and lower 700 MHz
bands, the measurement bandwidth used to determine compliance with this
limit for both mobile stations and base stations is 100 kHz, with some
modification within the first 100 kHz. Similarly, the Commission
believes that it is reasonable to apply this procedure to both mobile
and base transmissions in the T-Band.
Accordingly, to address potential harmful electromagnetic
interference immediately outside each T-Band block, the Commission
proposes to apply Sec. 27.53(g) of the Commission's rules, which
includes OOBE attenuation of 43 + 10 log (P) dB and the associated
measurement procedure, to the T-Band. The Commission seeks comment on
this proposal, and on whether it would need to modify this proposal if
licenses are issued in the band for broadcast operations. The
Commission also seeks comment on the effect of the proposed OOBE
attenuation on the existing interference environment. For instance, how
will the OOBE attenuation affect the current interference environment
on any remaining part 90 public safety, Industrial/Business, or part 22
point to multi-point operations? How will the OOBE attenuation affect
the separation distance to protect adjacent TV channels? And how will
the OOBE attenuation affect the current interference environment on
PLMR operations at the upper edge of the 450-470 MHz band?
2. Transmitter Power Limits
The Commission proposes to apply transmitter power limits for T-
Band operations that generally are consistent with the 600 MHz and
lower 700 MHz bands, while taking into consideration that the proposed
band plan for the T-Band does not have a predetermined uplink and
downlink. Accordingly, the Commission proposes an effective radiated
power (ERP) not to exceed 1,000 watts for fixed and base stations
transmitting a signal with an emission bandwidth of 1 MHz or less, with
maximum permissible power decreasing as the antenna height above
average terrain (HAAT) rises above 305 meters. For base stations
transmitting a signal with an emission bandwidth greater than 1 MHz,
the Commission proposes an ERP not to exceed 1,000 watts/MHz with the
maximum permissible power decreasing as the antenna height above
average terrain (HAAT) rises above 305 meters. Alternatively, the
Commission seeks comment on whether we should limit the ERP for fixed
and base stations to 1,000 watts/MHz for any emission bandwidth, with
maximum permissible power decreasing as the antenna height above
average terrain (HAAT) rises above 305 meters. The Commission seeks
comment on whether this alternate approach would provide sufficient
power for narrowband operations in the T-Band. The Commission also
proposes to afford additional flexibility for licensees seeking to
operate at transmit powers higher than it has proposed, provided they
comply with a power flux density limit and the notice requirement
specified in our rules to mitigate the risk of harmful interference.
This produced power flux density must not exceed 3,000 microwatts per
square meter on the ground over the area extending to 1 km from the
base of the antenna mounting structure. The Commission further notes
that the maximum ERP in the current T-Band rules is limited by the
distance to the closest co-channel TV station. The Commission seeks
comment on this approach, including costs and benefits, noting that our
proposal varies from current T-Band rules, but is consistent with other
flexible services, specifically 600 MHz and lower 700 MHz. The
Commission also seeks comment on whether modifications to this proposal
are necessary if licenses are issued in the band for broadcast
operations.
The Commission notes that it did not propose to include a rural
component to the power limits for the T-Band, as it has included for
other services, because under our proposal T-Band base stations would
not be permitted to be located more than 80 kilometers (50 miles) from
the geographic center of the urbanized areas listed in Sec. 27.6 of
the Commission's rule.
3. Co-Channel Interference Between T-Band Licensees and TV Systems
Since the Commission proposes to license the T-Band on a geographic
area basis with an 80-mile operational radius, the Commission seeks to
ensure that T-Band licensees do not cause interference to TV co-channel
systems operating along common geographic borders. The Commission's 600
MHz and lower 700 MHz rules address the possibility of harmful co-
channel interference between geographically adjacent licenses. The rule
provides that the predicted or measured median field strength shall not
exceed 40 dB[mu]V/m at any location on the edge of the geographical
border of the licensee's service area, unless the adjacent affected
service area licensee agrees to a different field strength. Given the
similarities between the T-Band, lower 700 MHz, and 600 MHz bands, the
Commission proposes to apply the signal strength limit currently set
forth in Sec. 27.55(a)(2) of our rules to the T-Band. The Commission
also proposes to allow licensees in adjacent areas to agree to
alternate field strength limits. The Commission seeks comment on this
approach, including any costs and benefits, and also seeks comment on
whether any modifications to this proposal are necessary if licenses
are issued in the T-Band for broadcast operations.
4. Antenna Height Limits
The Commission proposes to apply the flexible 600 MHz and lower 700
MHz antenna height rules, as set forth in Sec. 27.50(c) of our rules,
to the T-Band. Although the existing antenna rules for those bands do
not set specific antenna height restrictions, ERP reductions are
required for base or fixed stations with a height above average terrain
(HAAT) exceeding 305 meters and will be applied to T-Band licensees. In
addition, other rules effectively limit antenna heights. For example,
all part 27 services are subject to rule Sec. 27.56, which prevents
antenna heights that would be a hazard to air navigation. Also, the
Commission's proposed co-channel interference rules effectively limit
antenna heights because of the limitation on field strength at the
boundary of a licensee's service area. The Commission believes that the
general antenna height restrictions are sufficient to afford necessary
protections, and therefore does not propose any band-specific
limitations on new T-Band licensees. The Commission seeks comment on
this approach, including the costs and benefits, and also seeks comment
on whether this approach requires modification if licenses are issued
in the band for broadcast operations.
5. Canadian and Mexican Coordination
Under the Commission's current proposal to license the T-Band on a
geographic area basis with an 80-mile operational radius, the
Commission does not believe that new T-Band licenses will require
coordination with either Canada or Mexico as the areas
[[Page 46058]]
under consideration are sufficiently separated from the border areas so
as to pose no international interference issues. However, if larger
geographic license areas are adopted in a future proceeding,
international coordination may be required. The Commission notes that
Sec. 27.57(c) of its rules provides that all part 27 Wireless
Communications Services operations are subject to international
agreements between the U.S. and Mexico and between the U.S. and Canada.
6. Protection of Broadcast Television Service in the T-Band From
Wireless Operations
The Commission proposes to apply to the T-Band the protections of
current broadcast TV rules that are consistent with those applied to
600 MHz band licensees. Specifically, the Commission proposes that
licensees authorized to operate wireless services in this band be
prohibited from causing harmful interference to public reception of the
signals of broadcast television stations transmitting co-channel or on
an adjacent channel. The Commission proposes that such wireless
operations comply with the desired to undesired (D/U) ratios in Table 5
in OET Bulletin No. 74, Methodology for Predicting Inter-Service
Interference to Broadcast Television from Mobile Wireless. If a
licensee in this band causes harmful interference within the noise-
limited contour or protected contour of a broadcast television station
that is operating co-channel or on an adjacent channel, the Commission
proposes to require the licensee to eliminate the harmful interference.
The Commission seeks comment on this approach, whether additional
protections might be necessary, and the cost and benefits of any such
modifications.
In the event that a new initial T-Band licensee intends to use the
license for provision of broadcast services, the Commission seeks
comment on whether such licensees should be subject to part 73 rules
regarding television-to-television protection criteria. If so, the
Commission seeks comment on what criteria should apply in situations
where adjacent licensees hold licenses governed by part 73 and part 27
rules, respectively.
7. Other Technical Issues
Part 27 contains several additional technical rules applicable to
all part 27 services, including Sec. Sec. 27.51 (Equipment
authorization), 27.52 (RF safety), 27.54 (Frequency stability), and
27.56 (Antenna structures; air navigation safety). The Commission
proposes to apply all of these part 27 technical rules to new T-Band
licensees, including those acquiring licenses through assignment,
partitioning or disaggregation. The Commission seeks comment on this
approach, including the costs and benefits, and it also seeks comment
on whether modifications to this proposal are necessary if licenses are
issued in the band for broadcast operations.
Ordering Clauses
It is ordered, pursuant to the authority found in sections 1, 2,
4(i), 303, 309 and 316 of the Communications Act of 1934, 47 U.S.C.
151, 152, 154(i), 303, 309, and 316, by section 6103 of the Middle
Class Tax Relief and Job Creation Act of 2012, Public Law 112-96, 126
Stat. 156 (2012), section 6103, and Sec. 1.411 of the Commission's
rules, 47 CFR 1.411, that this Notice of Proposed Rulemaking is hereby
adopted.
It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center, SHALL SEND a
copy of this Notice of Proposed Rulemaking, including the Initial
Regulatory Flexibility Analysis, to the Chief Counsel for Advocacy of
the Small Business Administration.
Lists of Subjects in 47 CFR Parts 1, 2, and 27
Administrative practice and procedure, Common carriers,
Communications common carriers, Radio, Table of frequency allocations,
Telecommunications.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 CFR parts 1, 2, and 27
as follows:
PART 1--PRACTICE AND PROCEDURE
0
1. The authority citation for part 1 continues to read as follows:
Authority: 47 U.S.C. chs. 2, 5, 9, 13; 28 U.S.C. 2461, unless
otherwise noted.
0
2. Section 1.9005 is amended by revising paragraph (j) to read as
follows:
Sec. 1.9005 Included services.
* * * * *
(j) The Wireless Communications Service in the 470-512 MHz band and
the 698-746 MHz band (part 27 of this chapter);
* * * * *
PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL
RULES AND REGULATIONS
0
3. The authority citation for part 2 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, and 336, unless otherwise
noted.
0
4. Section 2.106, the Table of Frequency Allocations, is amended by
revising page 29 to read as follows:
Sec. 2.106 Table of Frequency Allocations.
* * * * *
BILLING CODE P
[[Page 46059]]
[GRAPHIC] [TIFF OMITTED] TP31JY20.012
BILLING CODE C
[[Page 46060]]
* * * * *
PART 27--MISCELLANEOUS WIRELESS COMMUNICATIONS SERVICES
0
5. The authority citation for part 27 continues to read as follows:
Authority: 47 U.S.C. 154, 301, 302a, 303, 307, 309, 332, 336,
337, 1403, 1404, 1451, and 1452, unless otherwise noted.
0
6. Section 27.1 is amended by adding paragraph (b)(16) to read as
follows:
Sec. 27.1 Basis and purpose.
* * * * *
(b) * * *
(16) 470-512 MHz.
* * * * *
0
7. Section 27.5 is amended by adding paragraph (n) to read as follows:
Sec. 27.5 Frequencies.
* * * * *
(n) 470-512 MHz band. Seven unpaired channel blocks of 6 megahertz
each are available for assignment. The following frequencies are
available for licensing pursuant to this part in the 470-512 MHz band:
Block A: 470-476 MHz;
Block B: 476-482 MHz;
Block C: 482-488 MHz;
Block D: 488-494 MHz;
Block E: 494-500 MHz;
Block F: 500-506 MHz; and
Block G: 506-512 MHz.
0
8. Section 27.6 is amended by adding paragraph (n) to read as follows:
Sec. 27.6 Service areas.
* * * * *
(n) 470-512 MHz band. The following table lists specific urbanized
areas with T-Band frequency bands and blocks that are available for
assignment. The available frequencies are listed in Sec. 27.5. The
service area for the 470-512 MHz band extends 128 kilometers (80 miles)
from the geographic centers of the urban areas listed below:
Table 3 to Paragraph (n)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Geographic center
Urbanized area ---------------------------------------------------- Bands (MHz) TV channels Blocks
North latitude West longitude
--------------------------------------------------------------------------------------------------------------------------------------------------------
Boston, MA........................ 42[deg]21'24.4'' 71[deg]03'23.2'' 470-476, 482-488.... 14, 16.............. A, C.
Chicago, IL....................... 41[deg]52'28.1'' 87[deg]38'22.2'' 470-476, 476-482.... 14, 15.............. A, B.
Dallas/Fort Worth, TX............. 32[deg]47'09.5'' 96[deg]47'38.0'' 482-488............. 16.................. C.
Houston, TX....................... 29[deg]45'26.8'' 95[deg]21'37.8'' 488-494............. 17.................. D.
Los Angeles, CA................... 34[deg]03'15.0'' 118[deg]14'31.3'' 470-476, 482-488, 14, 16, 20.......... A, C, G.
506-512.
Miami, FL......................... 25[deg]46'38.4'' 80[deg]11'31.2'' 470-476............. 14.................. A.
New York, NY/NE NJ................ 40[deg]45'06.4'' 73[deg]59'37.5'' 470-476, 476-482, 14, 15, 16.......... A, B, C.
482-488.
Philadelphia, PA.................. 39[deg]56'58.4'' 75[deg]09'19.6'' 500-506, 506-512.... 19, 20.............. F, G.
Pittsburgh, PA.................... 40[deg]26'19.2'' 79[deg]59'59.2'' 470-476, 494-500.... 14, 18.............. A, E.
San Francisco/Oakland, CA......... 37[deg]46'38.7'' 122[deg]24'43.9'' 482-488, 488-494.... 16, 17.............. C, D.
Washington, DC/MD/VA.............. 38[deg]53'51.4'' 77[deg]00'31.9'' 488-494, 494-500.... 17, 18.............. D, E.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note 3 to paragraph (n): Coordinates are referenced to the North
American Datum 1983 (NAD83).
0
9. Section 27.13 is amended by adding paragraph (n) to read as follows:
Sec. 27.13 License period.
* * * * *
(n) 470-512 MHz band. Authorization for the 470-512 MHz band will
have a term not to exceed fifteen years from the date of issuance and
ten years from the date of any subsequent license renewal, except that
initial authorizations for a part 27 licensee that provides broadcast
services, whether exclusively or in combination with other services,
will not exceed eight years.
0
10. Section 27.14 is amended by revising the first sentence of
paragraphs (a) and (k), and adding paragraph (w) to read as follows:
Sec. 27.14 Construction requirements.
(a) AWS and WCS licensees, with the exception of WCS licensees
holding authorizations for the 470-512 MHz band, 600 MHz band, Block A
in the 698-704 MHz and 728-734 MHz bands, Block B in the 704-710 MHz
and 734-740 MHz bands, Block E in the 722-728 MHz band, Block C, C1 or
C2 in the 746-757 MHz and 776-787 MHz bands, Block A in the 2305-2310
MHz and 2350-2355 MHz bands, Block B in the 2310-2315 MHz and 2355-2360
MHz bands, Block C in the 2315-2320 MHz band, Block D in the 2345-2350
MHz band, and in the 3700-3980 MHz band, and with the exception of
licensees holding AWS authorizations in the 1915-1920 MHz and 1995-2000
MHz bands, the 2000-2020 MHz and 2180-2200 MHz bands, or 1695-1710 MHz,
1755-1780 MHz and 2155-2180 MHz bands, must, as a performance
requirement, make a showing of ``substantial service'' in their license
area within the prescribed license term set forth in Sec. 27.13. * * *
* * * * *
(k) Licensees holding WCS or AWS authorizations in the spectrum
blocks enumerated in paragraphs (g), (h), (i), (q), (r), (s), (t), (v)
and (w) of this section, including any licensee that obtained its
license pursuant to the procedures set forth in paragraph (j) of this
section, shall demonstrate compliance with performance requirements by
filing a construction notification with the Commission, within 15 days
of the expiration of the applicable benchmark, in accordance with the
provisions set forth in Sec. 1.946(d) of this chapter. * * *
* * * * *
(w) The following provisions apply to any licensee holding an
authorization in the 470-512 MHz band:
(1) Licensees relying on mobile or point-to-multipoint service
shall provide reliable signal coverage and offer service within eight
(8) years from the date of the initial license to at least 45 percent
of the population in each of its license areas (``First Buildout
Requirement''). Licensee shall provide reliable signal coverage and
offer service within 12 years from the date of the initial license to
at least 80 percent of the population in each of its license areas
(``Second Buildout Requirement''). Licensees relying on point-to-point
service shall demonstrate within eight years of the license issue date
that they have four links operating and providing service to customers
or for internal use if the population within the license area is equal
to or less than 268,000 and, if the population is greater than 268,000,
that they have at least one link in operation and providing service to
customers, or for internal use, per every 67,000 persons within a
license area (``First Buildout Requirement''). Licensees relying on
point-to-point
[[Page 46061]]
service shall demonstrate within 12 years of the license issue date
that they have eight links operating and providing service to customers
or for internal use if the population within the license area is equal
to or less than 268,000 and, if the population within the license area
is greater than 268,000, shall demonstrate they are providing service
and have at least two links in operation per every 67,000 persons
within a license area (``Second Buildout Requirement'').
(2) If a licensee fails to establish that it meets the First
Buildout Requirement for a particular license area, the licensee's
Second Buildout Requirement deadline and license term will be reduced
by two years. If a licensee fails to establish that it meets the Second
Buildout Requirement for a particular license area, its authorization
for each license area in which it fails to meet the Second Buildout
Requirement shall terminate automatically without Commission action,
and the licensee will be ineligible to regain it if the Commission
makes the license available at a later date.
(3) To demonstrate compliance with these performance requirements,
licensees shall use the most recently available decennial U.S. Census
Data at the time of measurement and shall base their measurements of
population or geographic area served on areas no larger than the Census
Tract level. The population or area within a specific Census Tract (or
other acceptable identifier) will be deemed served by the licensee only
if it provides reliable signal coverage to and offers service within
the specific Census Tract (or other acceptable identifier). To the
extent the Census Tract (or other acceptable identifier) extends beyond
the boundaries of a license area, a licensee with authorizations for
such areas may include only the population or geographic area within
the Census Tract (or other acceptable identifier) towards meeting the
performance requirement of a single, individual license. If a licensee
does not provide reliable signal coverage to an entire license area,
the license must provide a map that accurately depicts the boundaries
of the area or areas within each license area not being served. Each
licensee also must file supporting documentation certifying the type of
service it is providing for each licensed area within its service
territory and the type of technology used to provide such service.
Supporting documentation must include the assumptions used to create
the coverage maps, including the propagation model and the signal
strength necessary to provide reliable service with the licensee's
technology.
(4) License Renewal. After satisfying the 12-year, final
performance benchmark, a licensee must continue to provide coverage and
offer service at or above that level for the remaining three years of
the 15-year license term in order to warrant license renewal.
0
11. Section 27.50 is amended by revising paragraphs (c) introductory
text, (c)(2), (4), (5), and (10), and headings for tables 1 and 3 to
read as follows:
Sec. 27.50 Power limits and duty cycle.
* * * * *
(c) The following power and antenna height requirements apply to
stations transmitting in the 470-512 MHz band, the 600 MHz band and the
698-746 MHz band:
* * * * *
(2) Fixed and base stations, except for fixed and base stations
operating in the 470-512 MHz band, located in a county with population
density of 100 or fewer persons per square mile, based upon the most
recently available population statistics from the Bureau of the Census,
and transmitting a signal with an emission bandwidth of 1 MHz or less
must not exceed an ERP of 2000 watts and an antenna height of 305 m
HAAT, except that antenna heights greater than 305 m HAAT are permitted
if power levels are reduced below 2000 watts ERP in accordance with
Table 2 of this section;
* * * * *
(4) Fixed and base stations, except for fixed and base stations
operating in the 470-512 MHz band, located in a county with population
density of 100 or fewer persons per square mile, based upon the most
recently available population statistics from the Bureau of the Census,
and transmitting a signal with an emission bandwidth greater than 1 MHz
must not exceed an ERP of 2000 watts/MHz and an antenna height of 305 m
HAAT, except that antenna heights greater than 305 m HAAT are permitted
if power levels are reduced below 2000 watts/MHz ERP in accordance with
Table 4 of this section;
(5) Licensees, except for licensees operating in the 470-512 MHz
band and the 600 MHz downlink band, seeking to operate a fixed or base
station located in a county with population density of 100 or fewer
persons per square mile, based upon the most recently available
population statistics from the Bureau of the Census, and transmitting a
signal at an ERP greater than 1000 watts must:
* * * * *
(10) Portable stations (hand-held devices) in the 470-512 MHz band,
the 600 MHz uplink band and the 698-746 MHz band, and fixed and mobile
stations in the 470-512 MHz and 600 MHz uplink band are limited to 3
watts ERP.
* * * * *
Table 1 to Sec. 27.50--Permissible Power and Antenna Heights for Base
and Fixed Stations in the 757-758 and 775-776 MHz Bands and for Base
and Fixed Stations in the 470-512 MHz Band, 600 MHz, 698-757 MHz, 758-
763 MHz, 776-787 MHz and 788-793 MHz Bands Transmitting a Signal With
an Emission Bandwidth of 1 MHz or Less
* * * * *
Table 3 to Sec. 27.50--Permissible Power and Antenna Heights for Base
and Fixed Stations in the 470-512 MHz Band, 600 MHz, 698-757 MHz, 758-
763 MHz, 776-787 MHz and 788-793 MHz Bands Transmitting a Signal With
an Emission Bandwidth Greater Than 1 MHz
* * * * *
0
12. Section 27.53 is amended by revising paragraph (g) to read as
follows:
Sec. 27.53 Emission limits.
* * * * *
(g) For operations in the 470-512 MHz band, the 600 MHz band and
the 698-746 MHz band, the power of any emission outside a licensee's
frequency band(s) of operation shall be attenuated below the
transmitter power (P) within the licensed band(s) of operation,
measured in watts, by at least 43 + 10 log (P) dB. Compliance with this
provision is based on the use of measurement instrumentation employing
a resolution bandwidth of 100 kilohertz or greater. However, in the 100
kilohertz bands immediately outside and adjacent to a licensee's
frequency block, a resolution bandwidth of at least 30 kHz may be
employed.
* * * * *
0
13. Section 27.55 is amended by revising paragraphs (a)(2) and (b) to
read as follows:
Sec. 27.55 Power strength limits.
(a) * * *
(2) The 470-512 MHz band, 600 MHz, 698-758, and 775-787 MHz bands:
40 dB[micro]V/m.
* * * * *
(b) Power flux density limit for stations operating in the 470-512
MHz band and 698-746 MHz bands. For base and fixed stations operating
in the 470-512 MHz band and 698-746 MHz band in accordance with the
provisions of Sec. 27.50(c)(6), the power flux density that would be
produced by such stations through a combination of antenna height and
vertical gain pattern must
[[Page 46062]]
not exceed 3000 microwatts per square meter on the ground over the area
extending to 1 km from the base of the antenna mounting structure.
* * * * *
0
14. Section 27.57 is amended by revising paragraph (b) to read as
follows:
Sec. 27.57 International coordination.
* * * * *
(b) Wireless operations in the 470-608 MHz, 614-763 MHz, 775-793
MHz, and 805-806 MHz bands are subject to current and future
international agreements between the United States and Canada and the
United States and Mexico. Unless otherwise modified by international
treaty, licenses must not cause interference to, and must accept
harmful interference from, television broadcast operations in Mexico
and Canada, where these services are co-primary in the band.
* * * * *
0
15. Section 27.75 is amended by revising paragraph (a)(2) to read as
follows:
Sec. 27.75 Basic interoperability requirement.
(a) * * *
(2) Mobile and portable stations that operate on any portion of
frequencies in the 470-512 MHz band or 600 MHz band must be capable of
operating on all frequencies in the 470-512 MHz band or 600 MHz band
using the same air interfaces that the equipment utilizes on any
frequencies in the 470-512 MHz band or 600 MHz band.
* * * * *
0
16. Section 27.1310 is amended by revising the section heading and
paragraphs (a) introductory text, (a)(2), (b) introductory text,
(b)(1), (c), and (d)(4) to read as follows:
Sec. 27.1310 Protection of Broadcast Television Service in the 470-
512 MHz band and 600 MHz band from wireless operations.
(a) Licensees authorized to operate wireless services in the 470-
512 MHz band and 600 MHz band must cause no harmful interference to
public reception of the signals of broadcast television stations
transmitting co-channel or on an adjacent channel.
* * * * *
(2) If a 470-512 MHz band or 600 MHz band licensee causes harmful
interference within the noise-limited contour or protected contour of a
broadcast television station that is operating co-channel or on an
adjacent channel, the 470-512 MHz band or the 600 MHz band licensee
must eliminate the harmful interference.
(b) A licensee authorized to operate wireless base stations in the
470-512 MHz band, or authorized to operate wireless services in the 600
MHz downlink band:
(1) Is not permitted to deploy wireless base stations within the
noise-limited contour or protected contour of a broadcast television
station licensed on a co-channel or adjacent channel in the 470-512 MHz
band or 600 MHz downlink band;
* * * * *
(c) A licensee authorized to operate wireless mobile or portable
devices in the 470-512 MHz band, or authorized to operate wireless
services in the 600 MHz uplink band must limit its service area so that
mobile and portable devices do not transmit:
* * * * *
(d) * * *
(4) Co-channel operations in the 470-512 MHz band and 600 MHz band
are defined as operations of broadcast television stations and wireless
services where their assigned channels or frequencies spectrally
overlap;
* * * * *
0
17. Section 27.1320 is revised to read as follows:
Sec. 27.1320 Notification to white space database administrators.
To receive interference protection, the 470-512 MHz band and 600
MHz licensees shall notify one of the white space database
administrators of the areas where they have commenced operation
pursuant to Sec. Sec. 15.713(j)(10) and 15.715(n) of this chapter.
0
18. Add subpart P, consisting of Sec. Sec. 27.1500 through 27.1504, to
read as follows:
Subpart P--470-512 MHz Band
Sec.
27.1500 470-512 MHz band subject to competitive bidding.
27.1501 Designated entities in the 470-512 MHz band.
27.1502 Comparable facilities.
27.1503 Overlay licensee rights.
27.1504 Permanent discontinuance of service in the 470-512 MHz band.
Subpart P--470-512 MHz Band
Sec. 27.1500 470-512 MHz band subject to competitive bidding.
Mutually exclusive initial applications for 470-512 MHz band
licenses are subject to competitive bidding. The general competitive
bidding procedures set forth in 47 CFR part 1, subpart Q of this
chapter will apply unless otherwise provided in this subpart.
Sec. 27.1501 Designated entities in the 470-512 MHz band.
Eligibility for small business provisions.
(a) Definitions. For purposes of this section:
(1) Small business. A small business is an entity that, together
with its affiliates, its controlling interests, and the affiliates of
its controlling interests, has average gross revenues not exceeding $55
million for the preceding five (5) years.
(2) Very small business. A very small business is an entity that,
together with its affiliates, its controlling interests, and the
affiliates of its controlling interests, has average gross revenues not
exceeding $20 million for the preceding five (5) years.
(b) Bidding credits. A winning bidder that qualifies as a small
business, as defined in this section, or a consortium of small
businesses may use the bidding credit of 15 percent, as specified in
Sec. 1.2110(f)(2)(i)(C) of this chapter, subject to the cap specified
in Sec. 1.2110(f)(2)(ii) of this chapter. A winning bidder that
qualifies as a very small business, as defined in this section, or a
consortium of very small businesses may use the bidding credit of 25
percent, as specified in Sec. 1.2110(f)(2)(i)(B) of this chapter,
subject to the cap specified in Sec. 1.2110(f)(2)(ii) of this chapter.
Sec. 27.1502 Comparable facilities.
To be considered comparable facilities under this subpart, a
replacement system provided to a public safety licensee during a
mandatory relocation from the 470-512 MHz band must be at least
equivalent to the licensee's existing system with respect to the
following four factors:
(a) System;
(b) Capacity;
(c) Quality of service; and
(d) Operating costs.
Sec. 27.1503 Overlay licensee rights.
(a) A licensee authorized under part 27 to operate in the 470-512
MHz band shall be permitted to construct and operate on its authorized
frequencies within its geographic license area provided:
(1) A frequency is not assigned to a part 90 or part 22 licensee
(either for shared or exclusive use);
(2) The part 90 or part 22 licensee vacates the frequency, whether
by mandatory transition pursuant to Public Law 112-96, 126 Stat. 156
(2012) (Act), section 6103, voluntary transition, acquisition, failure
to renew its license, or permanent discontinuance. A frequency is
considered vacated where
[[Page 46063]]
all part 90 and part 22 licensees are no longer operational, such that
there would be no overlap in authorized bandwidth of part 90 or part 22
licensees with part 27 overlay licensee transmissions; or
(3) The part 90 and/or part 22 licensee and the part 27 licensee
reach an agreement permitting such operation.
Sec. 27.1504 Permanent discontinuance of 470-512 MHz licenses.
A 470-512 MHz band licensee that permanently discontinues service
as defined in Sec. 1.953 of this chapter must notify the Commission of
the discontinuance within 10 days by filing FCC Form 601 requesting
license cancellation. An authorization will automatically terminate,
without specific Commission action, if service is permanently
discontinued as defined in Sec. 1.953 of this chapter, even if a
licensee fails to file the required form requesting license
cancellation.
[FR Doc. 2020-15707 Filed 7-30-20; 8:45 am]
BILLING CODE 6712-01-P